Текст
                    ENCYCLOPEDIA OF MATHEMATICS AND ITS APPLICATIONS
EDITED BY G.-C. ROTA
Editorial Board
R.S. Doran, J. Goldman, T.-Y. Lam, E. Lutwak
Volume 44
Convex bodies: the Brunn-Minkowski theory


ENCYCLOPEDIA OF MATHEMATICS AND ITS APPLICATIONS 1 Luis A. Santal6 Integral Geometry and Geometric Probability 2 George E. Andrews The Theory of Partitions 3 Robert J. McEliece The Theory of Information and Coding: A Mathematical Framework for Communication 4 Willard Miller, Jr Symmetry and Separation of Variables 5 David Ruelle Thermodynamic Formalism: The Mathematical Structures of Classical Equilibrium Statistical Mechanics 6 Henry Mine Permanents 7 Fred S. Roberts Measurement Theory with Applications to Decisionmaking, Utility, and the Social Sciences 8 L.C. Biedenharn and J.D. Louck Angular Momentum in Quantum Physics: Theory and Application 9 Lawrence C. Biedenharn and James D.'Louck The Racah-Wigner Algebra in Quantum Physics: Theory and Application 10 John D. Dollard and Charles N. Friedman Product Integration with Applications to Differential Equations 11 William B. Jones and W.J. Thron Continued Fractions: Analytic Theory and Applications 12 Nathaniel F.G. Martin and James W. England Mathematical Theory of Entropy 13 George A. Baker, Jr and Peter R. Graves-Morris Pade Approximants, Part II: Extensions and Applications 15 E.C. Beltrametti and G. Cassinelli The Logic of Quantum Mechanics 16 G.D. James and A. Kerber The Representation Theory of the Symmetric Group 17 M. Lothaire Combinatorics on Words 18 HO. Fattorini The Cauchy Problem 19 G.G. Lorentz, K. Jetter and S.D. Riemenschneider Birkhoff Interpolation 20 Rudolf Lidl and Harald Niedereitter Finite Fields 21 W.T. Tutte Graph Theory 22 Julio R. Bastida Field Extensions and Galois Theory 23 John Rozier Cannon The One-Dimensional Heat Equation 24 Stan Wagon The Banoch-Tarski Paradox 25 Arto Salomaa Computation and Automata 26 N. White (ed) Theory of Matroids 27 N.H. Bingham, CM. Goldie and J.L. Teugels Regular Variation 28 P.P. Petrushev and V.A. Popov Rational Approximation of Real Functions 29 N. White (ed) Combinatorial Geometries 30 M. Pohst and H. Zassenhaus Algorithmic Algebraic Number Theory 31 J. Aczel and J. Dhombres Functional Equations in Several Variables 32 M. Kuczma, B. Choczewski and R. Ger Iterative Functional Equations 33 R.V. Ambartzumian Factorization Calculus and Geometric Probability 34 G. Gripenberg, S.-O. Londen and O. Staffans Volterra Integral and Functional Equations 35 George Gasper and Mizan Rahman Basic Hypergeometric Series 36 Erik Torgersen Comparison of Statistical Experiments 37 Arnold Neumaier Interval Methods for Systems of Equations 38 N. Korneichuk Exact Constants in Approximation Theory 39 Richard A. Brualdi and Herbert J. Ryser Combinatorial Matrix Theory 40 N. White (ed) Matroid Applications 41 Shoichiro Sakai Operator Algebras in Dynamical Systems: The Theory of Unbounded Derivations in C*-algebras 42 W. Hodges Model Theory
ENCYCLOPEDIA OF MATHEMATICS AND ITS APPLICATIONS Convex Bodies: The Brunn-Minkowski Theory ROLF SCHNEIDER University of Freiburg Cambridge UNIVERSITY PRESS
Published by the Press Syndicate of the University of Cambridge The Pitt Building, Trumpington Street, Cambridge CB2 IRP 40 West 20th Street, New York, NY 10011-4211, USA 10 Stamford Road, Oakleigh, Victoria 3166, Australia © Cambridge University Press 1993 First published 1993 Printed in Great Britain at the University Press, Cambridge A catalogue record for this book is available from the British Library Library of Congress cataloguing in publication data Schneider, Rolf, 1940- Convex bodies: the Brunn-Minkowski theory / Rolf Schneider, p. cm. - (Encyclopedia of mathematics and its applications; v. 44) Includes bibliographical references and index. ISBN 0-521-35220-7 1. Convex bodies. I. Title. II. Series. QA649.S353 1993 516.3'74-dc20 92-11481 CIP ISBN 0 521 35220 7 hardback KT
CONTENTS Preface vii Conventions and notation x 1 Basic convexity 1 1.1 Convex sets and combinations 1 1.2 The metric projection 9 1.3 Support and separation 11 1.4 Extremal representations 17 1.5 Convex functions 21 1.6 Duality 33 1.7 The support function 37 1.8 The Hausdorff metric 47 2 Boundary structure 62 2.1 Facial structure 62 2.2 Singularities 70 2.3 Segments in the boundary 80 2.4 Polytopes 94 2.5 Higher regularity and curvature 103 2.6 Generic boundary structure 119 3 Minkowski addition 126 3.1 Minkowski addition and subtraction 126 3.2 Summands and decomf)osition 142 33 Approximation and addition 157 3.4 Additive maps 166 3.5 Zonoids and other classes of convex bodies 182 4 Curvature measures and quermassintegrals 197 4.1 Local parallel sets 197 4.2 Curvature measures and area measures 200 4.3 The area measure of order one 214 4.4 Additive extension 219
'i Contents 4.5 Integral-geometric formulae 226 4.6 Local behaviour of curvature measures 261 5 Mixed volumes and related concepts 270 5.1 Mixed volumes and mixed area measures 270 5.2 Extensions of mixed volumes 284 5.3 S()ecial formulae for mixed volumes and quermassintegrals 289 5.4 Moment vectors and curvature centroids 303 6 Inequalities for mixed volumes 309 6.1 The Brunn-Minkowski theorem 309 6.2 The Minkowski and isoperimetric inequalities 317 6.3 The Aleksandrov-Fenchel inequality 327 6.4 Consequences and improvements 333 6.5 Generalized parallel bodies 343 6.6 Equality cases and stability 351 6.7 Linear inequalities 376 6.8 Analogous notions and inequalities 382 7 Selected applications 389 7.1 Minkowski's existence theorem 389 7.2 Uniqueness theorems for area measures 397 7.3 The difference-body inequality 409 7.4 Affinely associated bodies 413 Appendix Spherical harmonics 428 References 433 List of symbols 474 Author index 478 Subject index 484
PREFACE The Brunn-Minkowski theory is the classical core of the geometry of convex bodies. It originated with the thesis of Hermann Brunn in 1887 and is in its essential parts the creation of Hermann Minkowski, around the turn of the century. The well-known survey of Bonnesen and Fenchel in 1934 collected what was already an impressive body of results, though important developments were still to come, through the work of A.D. Aleksandrov and others in the thirties. In recent decades, the theory of convex bodies has expanded considerably; new topics have been developed and originally neglected branches of the subject have gained in interest. For instance, the combinatorial aspects, the theory of convex polytopes and the local theory of Banach spaces attract particular attention now. Nevertheless, the Brunn-Minkowski theory has remained of constant interest owing to its various new applications, its connections with other fields, and the challenge of some resistant open problems. Aiming at a brief characterization of Brunn-Minkowski theory, one might say that it is the result of merging two elementary notions for point sets in Euclidean space: vector addition and volume. The vector addition of convex bodies, usually called Minkowski addition, has many facets of independent geometric interest. Combined with volume, it leads to the fundamental Brunn-Minkowski inequality and the notion of mixed volumes. The latter satisfy a series of inequaUties which, due to their flexibility, solve many extremal problems and yield several uniqueness results. Looking at mixed volumes from a local point of view, one is led to mixed area measures. Quermassintegrals, or Minkowski functional, and their local versions, surface area measures and curvature measures, are a special case of mixed volumes and mixed area
viii Preface measures. They are related to the differential geometry of convex hypersurfaces and to integral geometry. Chapter 1 of the present book treats the basic properties of conve> bodies and thus lays the foundations for subsequent developments. Thij chapter.does not claim much originality; in large parts, it follows the procedures in standard books such as McMuUen & Shephard [26] Roberts & Varberg [28], and Rockafellar [29]. Together with Sections 2.1, 2.2, 2.4, and 2.5, it serves as a general introduction to the metric geometry of convex bodies. Chapter 2 is devoted to the boundary structure of convex bodies. Most of its material is needed later, except for Section 2.6, on generic boundary structure, which just rounds off the picture. Minkowski addition is the subject of Chapter 3. Severa different aspects are considered here such as decomposability, approxi mation problems with special regard to addition, additive maps anc sums of segments. Quermassintegrals, which constitute a fundamental class of functional on convex bodies, are studied in Chapter 4, where they are viewed as specializations of curvature measures, their loca' versions. For these, some integral-geometric formulae are established in Section 4.5. Here I try to follow the tradition set by Blaschke and Hadwiger of incorporating parts of integral geometry into the theory ot convex bodies. Some of this, however, is also a necessary prerequisite for Section 4.6. The remaining part of the book is devoted to mixed volumes and their applications. Chapter 5 develops the basic properties of mixed volumes and mixed area measures and treats special formulae, extensions and analogues. Chapter 6, the heart of the book, is devoted to the inequalities satisfied by mixed volumes, with special emphasis or improvements, the equality cases (as far as they are known) and stability questions. Chapter 7 presents a small selection of applications. The classical theorems of Minkowski and the Aleksandrov-Fenchel-Jessen theorem are treated here, the latter in refined versions. Section 7.4 serves as an overview of affine extremal problems for convex bodies. Ii this promising field, Brunn-Minkowski theory is of some use, but it appears that for the solution of some long-standing open problems new methods still have to be invented. Concerning the choice of topics treated in this book, I wish to point out that it is guided by Minkowski's original work also in the following sense. Some subjects that Minkowski touched only briefly have later expanded considerably, and I pay special attention to these. Example? are projection bodies (zonoids), tangential bodies, the use of spherical harmonics in convexity and strengthenings of Minkowskian inequalities in the form of stability estimates. The necessary prerequisites for reading this book are modest: the
Preface usual geometry of Euclidean space, elementary analysis, and basic measure and integration theory for Chapter 4. Occasionally, use is made of spherical harmonics; relevant information is collected in the Appendix. My intended attitude towards the presentation of proofs cannot be summarized better than by quoting from the preface to the book on Hausdorff measures by C.A. Rogers: 'As the book is largely based on lectures, and as I like my students to follow my lectures, proofs are given in great detail; this may bore the mature mathematician, but it will I believe, be a great help to anyone trying to learn the subject ab initio.' On the other hand, some important results are stated as theorems but not proved, since this would lead us too far from the main theme, and no proofs are given in the survey sections 5.4, 6.8, and 7.4. The notes at the end of nearly all sections are an essential part of the book. As a rule, this is where I have given references to original literature, considered questions of priority, made various comments and, in particular, given hints about applications, generalizations and ramifications. As an important purpose of the notes is to demonstrate the connections of convex geometry with other fields, some notes do take us further from the main theme of the book, mentioning, for example, infinite-dimensional results or non-convex sets or giving more detailed information on applications in, for instance, stochastic geometry. The list of references does not have much overlap with the older bibliographies in the books by Bonnesen & Fenchel and by Hadwiger. Hence, a reader wishing to have a more complete picture should consult these bibliographies also, as well as those in the survey articles listed in part B of the References. My thanks go to Sabine Linsenbold for her careful typing of the manuscript and to Daniel Hug who read the typescript and made many valuable comments and suggestions.
CONVENTIONS AND NOTATION Here we shall fix our notation and collect some basic definitions. We shall work in n-dimensional real Euclidean vector space, E", with origin o, scalar product (•, •) and induced norm| • |. We shall not distinguish formally between the vector space E" and its corresponding affine space, although our alternating use of the words 'vector' and 'point' is deliberate and should support the reader's intuition. As a rule, elements of E" are denoted by lower-case letters, subsets by capitals and real numbers by small Greek letters. However, in later chapters the reader will notice an increasing number of exceptions to this rule. The vector x e E" is a linear combination of the vectors JCj, . . . , XicsE" a X = AjJCi -I- ... -I- k/iXii with suitable Aj, . . . , A^^ e R. If such A, exist with Aj -I- . . . -I- A^^ = 1, then x is an affine combination of Jc j, . . . , Xi(. For A CE", linA (aff y4) denotes the linear hull (affine hull) of A; this is the set of all linear (affine) combinations of elements of A and at the same time the smallest linear subspace (affine subspace) of E" containing A. Points xi, . . . , jc^^ e E" are affinely independent if none of them is an affine combination of the others, i.e., if ^kjXi = o with A, 6 R and ^X^ = Q i=\ i=\ implies that Aj = . . . = A^^ = 0. This is equivalent to the linear independence of the vectors xi — x^, . . ., x^ — x^. We may also define a map r: E" ^ E" X R by t{x) ■= (x, 1); then x,, . . . , x^e^" are affinely independent if and only if r(jci), .. . , t^x^) are linearly independent. For jc, y 6 E" we write [x, y] ■■= {A - k)x + ky\0 ^ A ^ 1} for the closed segment and [x, y) := {A - X)x + Xy\Q ^ A < 1}
Conventions and notation xi for a half-open segment, both with endpoints x, y. For A, fi C E" and A 6 R we define A + B ■= [a ■\- b\a € A, b € B), XA := {Xa\a e A), and we write -A for {-V)A, A- B for y4 + (-fi) and y4 + jc for /I + {jc}, where jc e E". The set /i + fi is written A% B and called the direct sum of /4 and B ii A and fi are contained in complementary affine subspaces of E". By cM, inty4, bdy4 we denote, respectively, the closure, interior and boundary of a subset ^4 of a topological space. For y4 CE", the sets relint A, relbd A are the relative interior and relative boundary, that is, the interior and boundary of A relative to its affine hull. The scalar product in E" will often be used to describe hyperplanes and halfspaces. A hyperplane of E" can be written in the form //„., = {X 6 l"\{x, u) = a} with M e E"\{o} and orelR; here Hu.a=tiv.p if and only if {v, ji) = (Am, ka) with A =j= 0. We say that u is a normal vector of Hu.a- The hyperplane Hu,a bounds the two closed halfspaces //-<, := {x 6 EKx, u) ^ a), H„%:= {xe^"\{x,u)^a). Occasionally we also use (•, • ) to denote the scalar product on E" x IR given by <(^- ^), (y, ri)) = {x. y) + §//. An affine subspace of E" is often called a flat, and the intersection of a flat with a closed halfspace meeting the flat but not entirely containing it will be called a half-flat. A one-dimensional flat is a line and a one-dimensional half-flat a ray. The following metric notions will be used. For jc, yeE" and 0 =1= y4 C E", |jc - yl is the distance between x and y and d{A, x) ■= inf {|jc - a\\a e a] is the distance of x from A. For a bounded set 0^ A C^", diamy4 := sup {\x - y\\x, y e a) is the diameter of A. We write Biz,p) := {x 6 l"\\x - z\^ p) and B(,iz,p) ■■= {x 6 E'-llac - z\< p) respectively for the closed and open balls with centre z e E" and radius
xii Conventions and notation p> 0. B" ■■= B(o. 1) is the unit ball and 5"-' := {x 6 E"||a:| = l} the unit sphere of E". By ^j'' we denote the A:-dimensional Hausdorff (outer) measure on E", where 0^ k^ n. If A is a Borel subset of a /k-dimensional flat E'' or a ^-dimensional sphere S'' in E", then ^j''(A) coincides respectively with the A:-dimensional Lebesgue measure of A computed in E'' or with the A:-dimensional spherical Lebesgue measure of A computed in S''. Hence, all integrations with respect to these Lebesgue measures can be expressed by means of the Hausdorff measure ^''. In integrals with respect to ^'" we often abbreviate d^"(jc) by dx. The n-dimensional measure of the unit ball in E" is denoted by k„, and its surface area by (o„, thus K„ = Tf^^B") = — -, (v„ = X''-HS"-') = nK„ = ^—. 'i-D 'It) Linear maps, affine maps and isometries between Euclidean spaces are defined as usual. In particular, a map (p:E" —»E" is a translation if q>(x) = X + t for X e ^" with some fixed vector f e E", the translation vector. The set y4 -I- f is called the translate of A by t. The map q> is a homothety if cp(x) = ax + t ior x eE" with some A > 0 and some f e E". The set AA + t with A > 0 is called a homothet of A. Sets A, B are called positively homothetic if A = KB + t with t e E" and A > 0, and homothetic if either they are positively homothetic or one of them is a singleton (a one-pointed set). A rigid motion of E" is an isometry of E" onto itself, and it is a rotation if it is an isometry fixing the origin. Each rigid motion is the composition of a rotation and a translation. A rigid motion is called proper if it preserves the orientation of E", otherwise it is called improper. A rotation of E" is a linear map; it preserves the scalar product and can be represented, with respect to an orthonormal basis, by an orthogonal matrix; this matrix has determinant 1 if and only if the rotation is proper. The composition of a rigid motion and a dilatation, by which we mean a map x >-^ kx with A>0, is called a similarity. By SO{n) we denote the group of proper rotations of E". With the topology induced by the usual matrix norm it is a compact topological group. The group of proper rigid motions of E" is denoted by G„ and topologized as usual. Also, the Grassmannian G(n, k) of ^-dimensional linear subspaces of E" and the set A{n, k) of ^-dimensional affine subspaces of E" are endowed with their standard topologies. The Haar measures on SO{n), G„, A(n, k) are denoted respectively
Conventions and notation xiii by V, (J., ni^. We normalize v by v{SO(n)) = 1. The normalizations of the measures n and Hic will be fixed in Section 4.5 when they are needed. For an affine subspace £ of E" we denote by proJ£ the orthogonal projection from E" onto E. We often write proJ£y4 =: A\E for A C E" (since y4 is a set, no confusion with the restriction of a function, for example f\E, can arise). Some final remarks are in order. Since any A:-dimensional affine subspace E of E" is the image of E'' under some isometry, it is clear (and common practice without mention) that all notions and results that have been established for E'' and are invariant under isometries can be applied in E; similarly for affine-invariant notions and results. The following notational conventions will be useful in several places. If / is a homogeneous function on E", then / denotes its restriction to the unit sphere 5""'. Very often, mappings of the type /: ^X x E" -» A/ will occur where X is some class of subsets of E". In this case we usually abbreviate, for fixed Ke X, the function f{K, ■):E"-»A/ by Ik- Finally we wish to point out that in definitions the word 'if is always understood as 'if and only if.
Basic convexity 1.1. Convex sets and combinations A set y4 C E is convex if together with any two points x, y it contains the segment [x, y], thus if A - X)x + Xy e A lor x, y e A and 0 ^ A g 1. Examples of convex sets are obvious; but observe also that B(,(z,p) U A is convex if A is an arbitrary subset of the boundary of the open ball Bo(z,p)- As immediate consequences of the definition we note that intersections of convex sets are convex, affine images and pre-images of convex sets are convex and if A, B are convex, then A + B and XA (A 6 R) are convex. Remarkl.1.1. For /i C E" and A, ^>0 one trivially has XA + lxA'D{X + ix)A. Equality (for all A, ^ > 0) holds precisely if A is convex. In fact, if A is convex and x e XA + ixA, then x = Xa + ixb with a, b € A and hence x = {X + A-r^ a + -^ b]e{X + ti)A; \X + IX X + fj. I thus XA + ixA = {X + fi)A. The other direction of the assertion is trivial. A set y4 C E" is called a convex cone if A is convex and nonempty and \i X € A, A^O implies Xx e A. Thus a nonempty set yl C E" is a convex cone if and only if A is closed under addition and under multiplication by non-negative real numbers. By restricting affine and linear combinations to non-negative coefficients, one obtains the following two fundamental notions. The point jc 6 E" is a convex combination of the points JCj, . . . , jc^ e E" if there are numbers Ai, . . . , A^^ e R such that
2 Basic convexity k k ^ = 2A,vt„A,^0 (/= 1,...,A:), 2A, = 1. i=I 1 = 1 Similarly, the vector jc e E" is a positive combination of the vectors x^, . . . , xt 6 E" if k X = ^XiXi with A, SO (/ = 1, . . . , /t). i=i For y4 C E" the set of all convex combinations (positive combinations) of any finitely many elements of A is called the convex hull (positive hull) of A and is denoted by convy4 (poSy4). Theorem 1.1.2. If A Ct" is convex, then convy4 = A. For an arbitrary set y4CE", convy4 is the intersection of all convex subsets of E" containing A. If A, B C E", then conv(y4 + fi) = convy4 + conv B. Proof Let A be convex. Trivially, A Cconvy4. By induction we show that A contains all convex combinations of any A: points of A. For k = 2 this holds by the definition of convexity. Suppose that it holds for A: - 1 and that x = A,jc, + . . . + k^Xk with jc,, . . . , jc^ e y4, Aj + . . . + A^ = 1 and Ai, . . . , A^ > 0, without loss of generality. Then *-' A,. since = A - Ai) 2 1—V ^' ■•■ '^^^^ ^ ^ ,= 1 1 - A^ A,. . t.' A. = 1 and hence 1 - ~ ^k 1= 1 1 ~ ^k A.-1 ^. by hypothesis. This proves A =convy4. For arbitrary ACt" let D(A) be the intersection of all convex sets /C C E" containing A. Since A Cconvy4 and convy4 is evidently convex, we have D(y4) C convy4. Each convex K with A C K satisfies conv A C conv K = K, hence convy4 C D(A), which proves the equality. Let /i, fi C E". Let jc 6 com (A + B), thus k k X = 2^/@, + bi) with a, e /i, fe, e fi. A, ^ 0, 2^, = 1 1=1 i=l and hence jc = XA,a, + S^,''/ e convy4 + conv B. Let jc e convy4 + conv fi,thus
1.1 Convex sets and combinations with a, 6 A, bj e B, A,, ^y ^0, 2^ = Sa'/ = 1- We may write and deduce that x e conv(y4 + B). ■ An immediate consequence is that conv(convy4) = convy4. Theorem 1.1.3. If ACE" is a convex cone, then poSy4 = y4. For a nonempty set A C E", poSy4 is the intersection of all convex cones in E" containing A. If A, B C E", then pos(y4 + B) = posA + pos B. Proof. As above. ■ The following result on the generation of convex hulls is fundamental. Theorem 1.1.4 (Caratheodory's theorem). // ACE" and xeconvA, then X is a convex combination of affinely independent points of A. In particular, x is a convex combination of n + \ or fewer points of A. Froof. The point x e conv A has a representation k k X = "^^iXj with Xj e A, A, > 0, "^^j = I 1=1 1=1 with some k eN, and we may assume that A: is minimal. Suppose that Xj, . . . , jc^ are affinely dependent. Then there are numbers or,, . . . , a^ 6 R, not all zero, with k k ^o:,Xj = o and 2<^i = 0. 1=1 1=1 We can choose m such that A^/or^ is positive and, with this restriction, as small as possible (observe that all A, are positive and at least one q-, is positive). In the affine representation k X all coefficients are non-negative (trivially, if o-, ^ 0, otherwise by the choice of m) and at least one of them is zero. This contradicts the minimality of k. Thus JCj, . . . , x^ are affinely independent, which implies k^ n + I. ■ The convex hull of finitely many points is called a polytope. A k-simplex is the convex hull of A: + 1 affinely independent points, and these points are the vertices of the simplex. Thus Caratheodory's
4 Basic convexity theorem states that conv A is the union of all simplices with vertices in A. Another equally simple and important result on convex hulls is the following. Theorem 1.1.5 (Radon's theorem). Each set of affinely dependent points (in particular, each set of at least n + 2 points) in E" can be expressed as the union of two disjoint sets whose convex hulls have a common point. Proof. U Xi, .. ., x/t are affinely dependent, there are numbers o-i, . . . , a/t eU, not all zero, with k k ^a,Xi = o and ^a, = 0. 1=1 1=1 We may assume, after renumbering, that or/ > 0 precisely for / = 1, . . . , /; then 1 S / < A: (at least one o-, is =1= 0, say > 0, but not all q-, are > 0). With or := or, + . . . + OTy = -(ary+, + . . . + a^) > 0 we obtain X ■= 2.— X: = y I \X: and thus x e conv{jci, . . . , Xj) A conv{jcy+i, . . . , X/^}. The assertion follows. ■ From Radon's theorem one easily deduces Helly's theorem, a fundamental and typical result of the combinatorial geometry of convex sets. Theorem 1.1.6 (Helly's theorem). Let A^, . . . , A^C^" be convex sets. If any n + I of these sets have a common point, then all the sets have a common point. Proof. Suppose that A: > n + 1 (for A: < n + 1 there is nothing to prove, and for k = n + 1 the assertion is trivial) and that the assertion is proved for A: - 1 convex sets. Then for i e A, . . . , A:} there exists a point Xi e Ai n ... n Aj n ... n Ak where Aj indicates that Aj has been deleted. The A: S n + 2 points jcj, . . . , jCjt are affinely dependent; hence from Radon's theorem we can infer that, after renumbering, there is a point X 6 conv {xi, . . . , Xj} n conv (jcy+i, . . . , x^}
1.1 Convex sets and combinations 5 for some ;' e A, . . . , A: - 1}. Because Xi, . . ., Xj e Aj+i, . . . , Ai^ v/e have X 6 conv{jCi, . . . , Xj} C Aj+i D .. . D Aj^, similarly x e conv (jcy+i, .. . , jc^} C AiCt . . . A Aj. ■ Here is a little example (another one is Theorem 1.3.11) to demonstrate how Helly's theorem can be applied to obtain elegant results of a similar nature: Theorem 1.1.7. Let M. be a finite family of convex sets in E" and let AT C E" be convex. If any n + 1 elements of Jfi are intersected by some translate of K, then all elements of JfL are intersected by a translate of K. Proof. Let J/l= {Ai, . . . , ^4^^}. To any n + 1 elements of A, . .. , A:}, say 1, ..., n + l, there are f e E" and jc, e y4,-n (AT + r), hence -t e K - Aj, for i = 1, . . . , n + l. Thus any n + l elements of the family {K - Ai, ..., K - A^} have nonempty intersection. By Helly's theorem there is a vector -feE" with -tsK-A; and hence /i,n(/i: +f)=|=0for/e A, ...,/t}. ■ Next we look at the interplay between convexity and topological properties. We start with a simple observation. Lemma 1.1.8. Let y4 C E" be convex. If xs'miA and y€c\A, then [x, y) C inty4. Proof. Lc\ z = {\- K)y + kx with 0 < A < 1. We have B{x, p) C A for some p> 0; put B(o, p) =■ U. First we assume y e A. Let w e W + z, hence w = ku + z with ueU. Then x + ueA, hence w = {I-k)y + k(x + u)e A. This shows that W + zCA and thus z eintA. Now assume merely that yeclA. Put V := [A/(l - X)]U + y. There is some a e A A V. We have a = [A/(l - X)]u + y with u e U and hence 2 = A - X)a + k(x - u) e A. This proves that [x, y)C A, which together with the first part yields [x, y)CmtA. ■ Theorem 1.1.9. If ACE" is convex, then intA and clA are convex. If A C^" is open, then conv A is open. Proof. The convexity of intA follows from Lemma 1.1.8. The convexity of cl A for convex A and the openness of conv A for open A are easy exercises. ■
6 Basic convexity The union of a line and a point not on it shows that the convex hull of a closed set need not be closed. This is different for compact sets, as a first application of Carath^odory's theorem shows. Theorem 1.1.10. If A C E", then convcl/i Cclconv/1. If A is hounded, then convcM = clconVy4. In particular, the convex hull of a compact set is compact. Proof. convcM C clconvy4 is easy to see. Let A be bounded; then n + l {(Ai, . . . , A„+,, xi, ... , x„^.i)\Xi S 0, jc, 6 clA, ^Xi = 1} 1=1 is a compact subset of R"*' x(E")"*', hence its image under the continuous map n+l (Ai, . . . , A„+i, Xi, . . . , JC„+i) !-» 2j^iXi 6 E" 1 = 1 is compact. By Carath^odory's theorem, this image is equal to convcM. Thus cl conv ^4 C cl conv cl y4 = conv cl y4. ■ The set clconvy4, which by Theorem 1.1.9 is convex, is called for short the closed convex hull of A. This is also the intersection of all closed convex subsets of E" containing A. To obtain information on the relative interiors of convex hulls, we first consider simplices. Lemmal.1.11. Let X\, . . . , X/^e^" be affmely independent; let S '■= conv {xi, . . . , jc^} and x e aff 5. Then x e relint5 if and only if in the unique affine representation k k X = '^^iX, with ^^i = I ;=i 1=1 all coefficients A, are positive. Proof. Clearly we may assume that k = n + 1. The condition is necessary since otherwise, because the representation is unique, an arbitrary neighbourhood of x would contain points not belonging to S. To prove sufficiency, let x be represented as above with all A, > 0. Since xi, . .. , jc„+i are affinely independent, the vectors r(jci), . . . , r(jc„+i) (see 'Conventions and notation') form a linear basis of E" x R, and for y 6 E" the coefficients ^i, . . . , ^„+i in the affine representation n+l n+l >' = S l^i^i with S A'l = 1 1=1 ;=i
1.1 Convex sets and combinations 7 (the 'barycentric coordinates' of y) are just the coordinates of r(_>') with respect to this basis. Since coordinate functions in E"*' are continuous, the coefficients ^i, . . . , ^„+i depend continuously on y. Therefore, d>0 can be chosen such that ^, > 0 (/ = 1, . . . , n + 1) and thus y e S for all y with ly - jc| < d. This proves x e intS. ■ Theorem 1.1.12. If A CE" is convex and nonempty, then relinty4 =1= 0. Proof Let dimaffy4 = k, then there are k + I affinely independent points in A. Their convex hull S satisfies relint5 =|= 0 by Lemma LLll, furthermore S C A and aff 5 = aff y4. ■ In view of this theorem, it makes sense to define the dimension, dim y4, of a convex set A as the dimension of its affine hull. The points of relint A are also called internal points of A. The description of relint conv/i for an affinely independent set A given by Lemma LLll can be extended to arbitrary finite sets. Theorem 1.1.13. Let jc,, . . . , Xj, e E"; let P := conv{jc,, . . . , jc^} and jc 6 E". Then x e relint P if and only if x can be represented in the form k k X = '^kiXi with A, > 0 (/ = 1, . . . , k), '^ki = 1. 1=1 1=1 Proof. We may clearly assume that dim P = n. Suppose that x e int P. Put * 1 y := 2 -r xr, 1 = 1 K then y e P. Since x e int P, we can choose z e P for which x e[y, z). There are representations k k z = '^HiX; with Hi ^ 0, '^iXi = 1, (=1 1=1 X = {\ - K)y + Kz with 0 ^ A < 1, which gives k J k X = ^X.;Xi with A; = A - A) — + kfii > 0, X'^i = 1- 1=1 f^ 1=1 Vice versa, suppose that k k X = "^XiXi with A, > 0, ^^i = I. 1=1 1=1 We may assume that Xy, ..., jc„+i are affinely independent. Put A := Ai + . . . + A„+i and
Basic convexity y ■■= 2 T ^'■ Lemma LLll gives y e intconv{jc,, . . . , jc„+i} C int P. If fc = n + 1, then jc = >' 6 int P. Otherwise, put I A, JC,. , = n + l 1 - A Then z e P and x e [y, z) C int P by Lemma LL8. ■ Theorem 1.1.14. Let A C E" be convex. Then (a) relinty4 = reHntcM, (b) cl y4 = cl relint A, (c) relbd A = relbd cl ^4 = relbd relint A. Proof. We may clearly assume that dimy4 = n. Part (a): trivially, inty4 C intcM. Let JceintcM. Choose _>'6inty4. There is zed A with xe[y,z), and Lemma LL8 shows that JC6inty4. Part (b): trivially, cM Dclinty4. Let xeclA. Choose y6inty4. By Lemma 1.L8 we have [y, x) CintA, hence JC6clinty4. Part (c): bdcly4 = cl(cM)\int(cM) = cM\int/i =bd/i, using (a). Then bdint/i = cl(int/i)\int(int/i) = clA\intA = bdA, using (b). ■ We end this section with a definition of the central notion of this book. A nonempty, compact, convex subset of E" is called a convex body (thus in our terminology, a convex body need not have interior points). By X" we denote the set of all convex bodies in E" and by Xq the subset of convex bodies with interior points. For 0^ A CE" we write X(A) for the set of convex bodies contained in A and Xo(A) = XiA) n Xo. Further, "J.)" denotes the set of nonempty polytopes in E", andV")=7y' r\Xa. Notes for Section 1.1 1. The early history of the theorems of Carath6odory, Radon and Helly, and many generalizations, ramifications and analogues of these theorems forming an essential part of combinatorial convexity can be studied in the survey article of Danzer, Griinbaum & Klee [32], which is still strongly recommended. Various results related to Carath6odory's theorem can be found in Reay A965). An important extension of Radon's theorem is Tverberg's theorem (Tverberg 1966, 1981): Each set of at least (m - l)(n + 1) + 1 points in E" (where m S 2) can be partitioned into m subsets whose convex hulls have a common point. A survey of later developments is given by Eckhoff A979). There one also finds hints about more recent developments of the theorems of Carath^odory, Radon and Hclly in the abstract setting of so-called convexity spaces.
1.2 The metric projection 9 2. It is clear how a version of Carath6odory's theorem for convex cones is to be formulated and how it can be proved. A common generalization, a version of Carath6odory's theorem for 'convex hulls of points and directions', is given by Rockafellar [29], Theorem 17.1. 1.2. The metric projection In this section, A CE" is a fixed nonempty closed convex set. To each X eE" there exists a unique point p(A, x) e A satisfying \x - p(A, x)\ ^ \x - y\ for all y e A. In fact, for suitable p> 0 the set B(x, p) D y4 is compact and nonempty, hence the continuous function yi-^ljc -yl attains a minimum on this set, say at y^; then \x - y^l ^\x - y\ for all y e A. If, also, yi e A satisfies \x - yi\ ^\x - y\ for all y e A, then z ='■ (yo + >'i)/2 e A and \x - z\<\x - yo\, except if yo = yi- Thus yo ='■ p(A, x) is unique. In this way a map p(A, •):E" ^> A is defined; it is called the metric projection or nearest-point map of A. It will play an essential role in Chapter 4 when the volume of local parallel sets is investigated. It also provides a simple approach to the basic support and separation properties of convex sets (see the next section), as used by Botts A942) and McMullen & Shephard [26]. We have \x - p(A, x)\ = d(A, x), and for x e E"\A we denote by "<^. '> - ^^(^ the unit vector pointing from the nearest point p(A, x) to x and by R(A, x) ■■= {p(A, X) + ku(A, x)\k ^ 0} the ray through x with endpoint p(A, x). Lemma 1.2.1. Let x e E"\A and y e R(A,x); then p(A, x) = p(A, y). Proof. Suppose that p(A, y) =1= p(A, x). If y e [x, p(A, x)), then \x - p(A, y)\ ^\x - y\ -i- \y - p(A, y)\ <\x - y\ + \y - p(A, x)\ = \x - p(A, x)\, which is a contradiction. If x e[y, p(A, x)), let q e[p(A, x), p(A, y)] be the point such that the segment [x, q] is parallel to [y, p(A, y)]. Then \x - q\ \y - PJA, y)\ \x - p(A, x)\ \y - piA, x)\ ^ ^' again a contradiction.
10 Basic convexity Theorem 1.2.2. The metric projection is contracting, that is, \piA, X) - p(A, y)\ ^\x - y\ for x, y e I". Proof. We may assume that v ■= p(A, x) - p(A, y) ^ o. We assert that (x - p(A,x),v}^0. (*) If this is false, then x $ A and the ray R(A,x) meets the hyperplanes through p(A,y) that is orthogonal to y in a point z, and we deduce from Lemma 1.2.1 that \z - piA. y)\ <\z - p{A, x)\ =\z - piA, z)\, which is a contradiction. Hence (*) holds. Analogously we get (y - p(A, y),v) ^0. Thus the segment [x, y] meets the two hyperplanes that are orthogonal to v and that go through p(A, x) and p(A, y) respectively. Now the assertion is obvious. ■ Lemma 1.2.3. Let S be a sphere containing A in its interior. Then p{A,S) = bdA. Proof. p(A, S)CbdA is clear. Let x ebdA. For / e N choose Xj in the interior of S (that is, of the ball bounded by S) such that jc,- $ A and \Xi - x\< l/i. From Theorem 1.2.2 we have \x - p(A, Xi)\ = \p{A, x) - p(A, Xi)\ ^ |jc - Xi\ < l/i. The ray R(A, Xj) meets 5 in a point y, and we have p(A, y,) = p(A, Xj), hence \x - p(A, y,)! < l/i. A subsequence (yi)jehi converges to a point y e S. From \im p{A, y,) = x and the continuity of the metric projection we see that x = p(A, y). Thus MAC p(A, S). U The existence of a unique nearest-point map is characteristic of convex sets. We prove this result here to complete the picture, although no use will be made of it. Theorem 1.2.4. Let A C E" be a closed set with the property that to each point of ^" there is a unique nearest point in A. Then A is convex. Proof. Suppose A satisfies the assumption but is not convex. Then there are points x, y with [x, y]n A = {x, y), and one can choose p >0 such that the ball B = B((x + y)/2, p) satisfies BO A =0. By an elementary compactness argument, the family C8 of all closed balls B' containing B and satisfying (int B') D A = 0 contains a ball C with maximal radius. By this maximality, there is a point p e C D A, and by the assumed uniqueness of nearest points in A it is unique. If bd B and
1.3 Support and separation 11 bd C have a common point, let this (unique) point be q, otherwise let q be the centre of B. For sufficiently small f > 0, the ball C + £(q - p) includes B and does not meet A. Hence, the family Ti contains an element with greater radius than that of C, a contradiction. ■ Note for Section 1,2 Theorem 1.2.4 was found independently (in a more general form) by Bunt A934) and Motzkin A935); it is usually associated with the name of Motzkin. In general, a subset /I of a metric space is called a Chebyshev set if for each point of the space there is a unique nearest point in A. There are several results and interesting open problems concerning the convexity of Chebyshev sets in normed linear spaces. For more information, see Valentine [30], Chapter VII, Marti [25], Chapter IX, Vlasov A973) and §6 of the survey article by Burago & Zalgaller A978). 1.3. Support and separation The simplest support and separation properties of convex sets seem intuitively obvious, and they are easy to prove. Nevertheless, their many applications make them a basic tool in convexity. Let /I C E" be a subset and // C E" a hyperplane and let H*, H~ denote the two closed halfspaces bounded by H. We say that H supports A at X \i X € A C\ H and either A <Z H* or A C H~. //is a support plane of A or supports A if H supports A at some point x, which is necessarily a boundary point oi A. If H =Hu,a supports A and A C H~a- {y 6 ^"Ky, m) = Q'}, then H~^ is called a supporting half- space of A and u is called an exterior or outer normal vector of both //„.„ and //„.». If, moveover, //u^, supports A at x, then u is an exterior normal vector of A at x. A flat E supports AatxiixeAOE and E lies in some support plane of A. Lemma 1.3.1. Let ACE" be nonempty, convex and closed and let X 6 E"\y4. The hyperplane H through p(A, x) orthogonal to u(A, x) supports A. Proof Clearly // D y4 =|= 0. Let // ~ be the closed halfspace bounded by H that does not contain x. Suppose there exists some y e A with y i H~. Let z be the point in [p{A,x),y] nearest to x. Then \x - z\<\x - p(A, x)\, which contradicts the definition of piA, x) since z e A. This shows that AC H~. ■ Theorem 1.3.2. Let ACE" be convex and closed. Then through each boundary point of A there is a support plane of A. If A ^ 0 is bounded,
12 Basic convexity then to each vector u e E"\{o} there is a support plane to A with exterio. normal vector u. Proof. Let x ebdA. First let A be bounded. By Lemma 1.2.3 there is ; point y 6 E"\A such that x = p(A, y). By Lemma 1.3.1 the hyperplant through p(A, y) = x orthogonal to y - x supports K at x. If A is unbounded, there exists through x a support plane H a A n B(x, 1); let H~ be the corresponding supporting halfspace o) A O B(x,l). If there is a point z€A\H~, then [z,x]CA, bui [z, x) n B(x, 1) (^ H~, a contradiction. Hence H supports A. Let A be bounded and u e E"\{o}. Since A is compact, there is i point X e K satisfying (x, u) = sup {{y, u)\y e K}. Evidently (y e E"| (y, u) = (x, u}} is a support plane to A with exterior normal vector u. The existence of support planes through arbitrary boundary points is characteristic for convex sets, in the following precise sense: Theorem 1.3.3. Let A CE" be a closed set such that int A ^ 0 and such that through each boundary point of A there is a support plane to A. Then A is convex. Proof Suppose that A satisfies the assumptions but is not convex. Then there are points x, y e A and z e [x, y] with z $ A. Since ii\tA =)= 0 (and n ^ 2, as we may clearly assume), we can choose a e int y4 such that x, y, a are affinely independent. There is a point b ebdA n[a, z). By assumption, through b there exists a support plane H to A, and a $ H because a e inty4. Hence H intersects the plane aff (jc, y, a} in a line. The points x, y, a must lie on the same side of this line, which is obviously a contradiction. ■ We turn to separation. Let A, B CE" be sets and H^^a C E" a hyperplane. The hyperplane //„ <^ separates A and B i( A C H~^ and B C H* c,, or vice versa. This separation is said to be proper if A and B do not both lie in //„,». The sets A and B are strictly separated by //„ <^ if y4 C int HZ,a and B C int H^^^ or vice versa, and they are strongly separated by //„,» if there is an f > 0 such that Hu,a-e and H^^a+e both separate A and B. Separation of A and a point x means separation of A and {x}. We first consider this special case: Theorem 1.3.4. Let A Cl" be convex and let x e E"\A. Then A and x can be separated. If A is closed, then A and x can he strongly separated.
1.3 Support and separation 13 Proof. If A is closed, the hyperplane through p{A, x) orthogonal to u{A, x) supports A and hence separates A and x. The parallel hyperplane through {p{A, x) + x)/2 strongly separates A and x. If A is not closed and jc ^ cl ^4, then a hyperplane separating cl A and x a fortiori separates A and x. \i xecXA, then jcebdcM by Theorem 1.1.14, and by Theorem 1.3.2 there is a support plane to cM through x\ it separates A and x. ■ Corollary 1.3.5. Each nonempty closed convex set in E" is the intersection of its supporting halfspaces. Separation of pairs of sets can be reduced to separation of a set and a point: Lemma 1.3.6. Let y4, fi C E" be nonempty subsets. A and B can be .separated (strongly separated) if and only if A - B and o can be separated (strongly separated). Proof. We consider only strong separation; the other case is analogous (or put f = 0). Suppose that Hu^a strongly separates A and B, say A C H~a-e and B C Hu.a+c for some £>0. Let x e A - B; thus X = a - b with a e A, b e B. From (a, u) S a - e and {b, u) ^ a + e we get (x, u) ^ -2e, so that A - B and o are strongly separated by //„.-.. Suppose that A - B and o can be strongly separated. Then there are u 6 E"\{o} and £• > 0 such that {x, u) S -Is for a\\x€ A- B. Let a '.= sup {{a, u}\a e A}, ^ := infiib, u)\b e B}. For a e A, b e B we have {a, u) - {b, u) g -le, hence /3- Q'S2f. Thus Hu,(a+p)l2 strongly separates A and B. ■ li A, B C E" are convex, then A - B is convex. If A is compact and B is closed, then A - B is easily seen to be closed. The condition o^ A - B IS equivalent to A C\ B = 0. Hence from Lemma 1.3.6 and Theorem 1.3.4 we deduce: Theorem 1.3.7. Let A, BC^" be nonempty convex sets with A D B = 0. Then A and B can be separated. If A is compact and B is closed, then A and B can be strongly separated. The following examples should be kept in mind. Let A := {(^,//NE2|^>0, //Sl/^},
14 Basic convexity B := {(§,//) 6 E2|§>0,//g -1/^}, These are pairwise disjoint, closed, convex subsets of E^. A and B can be strictly separated (by G), but not strongly. A - B and o cannot be strictly separated. A and G can be separated, but not strictly. On the other hand, convex sets may be separable even if they are not disjoint. The exact condition is given by the following theorem. Theorem 1.3.8. Let A, B C^" be nonempty convex sets. Then A and B can be properly separated if and only if relint/i n relint B = 0. (*) Proof Suppose that (*) holds. Put C •= relint A - relint B. Then o $ C, and C is convex. By Theorem 1.3.4 there exists a hyperplane //„ n with CC //„.,)■ Let p:=mi{{b,u)\be B}, then B C Hyp. Suppose there exists a point a e A with (a, u) > p. By Theorem 1.1.12 there exists a point z e relint ^4, and Lemma 1.1.8 states that [z, a) C relint A. Hence, there is a point a e relint ^4 with (a, u) > p. There is a point b e B with (b, u) < (a, u) and then, by a similar argument as before, a point b e relint B with (b, u) < (a, u). Thus a - b e C and {a - b,u) > 0, a contradiction. This shows that A C H~ jj. Thus A and B are separated by Hu,/). U A L) B lies in some hyperplane, then this argument yields a hyperplane relative to aff(y4U B) separating A and B, and this can be extended to a hyperplane in E" that properly separates A and B. Vice versa, let // be a hyperplane properly separating A and B, say with A C H~ and B C H*. Suppose there exists x e rehnt/i D relint B. Then x e H. Since A C H~ and jc e relint ^4, we must have AC H, similarly B C H, a contradiction. Thus (*) holds. ■ Occasionally we shall have to use support and separation of convex cones. For these we have: Theorem 1.3.9. Let C C E" be a closed convex cone. Each support plane of C contains o. If x e E"\C, then there exists a vector u e E" such that (c, u) 5 0 for allc e C and (x, u) < 0. Proof. Let // be a support plane to C. There is a point ye HOC. Then Xy e C for all A> 0, which is impossible if o ^ H. Hence o e H. The rest is clear from Lemma 1.3.1. ■
1.3 Support and separation 15 We shall now prove two more results in the spirit of the theorems of Carath^odory and Helly. They are treated in this section since the first of them needs support planes in its proof and the second one deals with separation. Theorem 1.3.10 (Steinitz's theorem). Let ACE" and jc e intconvy4. Then x e intconv y4' for some subset A' C A with at most 2n points. Proof. The point x lies in the interior of a simplex with vertices in convy4; hence, by Carath^odory's theorem applied to each vertex, X 6 intconv B for some subset B oi A with at most (n + 1)^ points. We can choose a line G through x that does not meet the affine hull of any M - 1 points of B. Let Xi, Xi be the endpoints of the segment G n convfi. By Theorem 1.3.2, through Xj there is a support plane Hj to convfi (/=1,2). Clearly JCy e conv(fi D//y); hence by Carath^o- dory'.s theorem there is a representation n n Xj = Yi^jiy-fi with yii 6 B, kji s 0, X'^;/ = 1 i=i 1=1 (/ = 1,2), and here necessarily kj^ > 0 by the choice of G. With suitable A 6 @,1) we have n oc = A - A)ac, + Ajtj = S[(l - ^)hiyM + ^hiyn] 1=1 6 relintconvly,,, . . . , ym, yai. • •• . yin) by Theorem 1.1.13. Here relint can be replaced by int, since by the choice of G the points y\i,...,y\n are affinely independent and for at least one k also yn, . . . , yx„, yik are affinely independent. ■ Theorem 1.3.11 (Kirchberger's theorem). Let A, B C^" be compact sets. If for any subset M G A^ B with at most n + 2 points the sets M H A and MOB can be strongly separated, then A and B can be strongly ■separated. Proof. First we assume that A and B are finite sets. For jc e E" define (with r(A:) ••= (a:, 1)) Hj := {v 6 E" X R| ± {v, r(A:)) > 0}. Let M C A U B and card M ^ n + 2. By the assumption there exist w 6 E" and aeU such that {u, a) > a for a e M O A and (u, b) < a for he MOB. Writing v.= (u,-a), we see that (y, r(a)) = {u,a)-a>0; thus v e H^ for a€MC\A. Similarly v e HI for beMf\B. Thus the family {H*\a e A) KJ {Hl\h e B) of finitely
16 Basic convexity many convex sets in E" x R has the property that any n + 2 or fewer of the sets have nonempty intersection. By Helly's theorem, the intersection of all sets in the family is not empty. Since this intersection is open, it contains an element of the form v = (u, -a) with u =)= o. For a e A we have v e H^, hence (u, a) > a, and for b e B similarly {u,b)<a. Hence A and B, being finite sets, are strongly separated by //„.». Now let A, B be compact sets satisfying the assumption. Suppose that A and B cannot be strongly separated. Then conVy4 and conv B cannot be strongly separated. By Theorem 1.1.10 these sets are compact and hence by Theorem 1.3.7 they cannot be disjoint. Let jc6convy4n convfi. Then jc e convy4'f) conv fi' with finite subsets A'C A and B' C B, which hence cannot be strongly separated. This contradicts the result shown above. ■ We conclude this section with another application of a separation theorem, which will be useful in the study of Minkowski addition. Lemma 1.3.12. Let A, B CE" be nonempty convex sets. If X 6 Telint(A + B), then X can be represented in the form x = a + b with a e relint A and b 6 relint B. Proof. There is a representation x = y + z with y e A and z € B. We may assume that x = y = z = o and also that dim(y4 + B)= n. Sirtce o6 int(y4 + B), A + B and o cannot be separated. Hence, by Lemma 1.3.6 and Theorem 1.3.8, there is a point a e relint/i n relint (-fi). Then -a e relint B and o = a ~ a. ■ Notes for Section 1.3 1. Separation and support properties of convex sets in finite and infinite dimensions are of fundamental imf)ortance in various fields such as functional analysis, optimization, control theory, mathematical economy, and others. For infinite-dimensional separation and support theorems we refer only to Bourbaki [9], Marti [25], Holmes A975) and Bair & Fourneau [3]; see also the survey article by Klee A969b). A thorough study of several types of separation in (E" was made by Klee A968). 2. A stronger version of Theorem 1.3.3 (existence of local support planes) is associated with the name of Tietze. A survey of results of this type is given in the article by Burago & Zalgaller A978). 3. Historical information on the theorems of Steinitz and Kirchberger can be found in the survey article by Danzer, Griinbaum & Klee [32].
1.4 Extremal representations 17 Positive bases. Let BC^". Using Theorem 1.1.13 one easily sees that pos i5 = (E" holds if and only if o 6 intconv B. The set B is called a positive basis of (E" if posB = (E'' but posB'=f (E" for each proper subset B'CB. Thus Steinitz's theorem implies that a positive basis of (E" contains at most 2n vectors. If i5 is a linear basis of E", then B U (-B) is a positive basis, and up to multiplication by positive numbers it is only in this way that the maximal number 2m can be achieved. Positive bases have been investigated by Davis A954), McKinney A962), Bonnice & Klee A963), Reay A965) and Shephard A971). 1.4. Extremal representations The purpose of this section is to represent a closed convex set as the convex hull of a smaller set, and here the smallest possible sets will be of particular interest. A first candidate for a smaller set with the same convex hull is the relative boundary. Only the obvious trivial cases must be excluded: Lemma 1.4.1. If ACE" is a closed convex set with A =)= convrelbd/i, then A is either a flat or a half-flat. Proof. Clearly we may assume that dimy4 = n. There is a point Ar6inty4 with Ar^convbdy4 (since otherwise y4 = inty4 U bdy4 = convbdy4). By the separation theorem, 1.3.4, there is a closed halfspace H~ such that x e H~ and con\bdACH*. Each point yeintH' satisfies [at, y) D bd/i =0 and hence y e'mtA; thus H~ C A. By the convexity and closedness of A, each translate of H" with a point of A in its boundary is contained in A. Thus A is either equal to E" or is a halfspace. ■ We will exclude the exceptional cases that are the subject of Lemma 1.4.1 by demanding that A be line-free, meaning that A does not contain a line. Owing to Lemma 1.4.2 below, this is not a severe restriction. First let ACE." be a closed convex set. Suppose that A contains a ray Gj,_u '■= {x + Am|A^O} with a: e E" and u e E''\{o}. Let y e A. Let z e Gyu and w e [x, z). The ray through w with endpoint y meets G^u^ hence w e A. Thus [x, z) C A and hence z e A. This shows that also Gy^u '^ A- For this reason, it makes sense to define recA := (u e E"\{o}|G;<,„ C A} U {o} where x e A; this set does then not depend upon the choice of a:. It is evidently a closed convex cone, called the recession cone of A. One may also write recA = {u 6 l"\A -\- u C A}.
18 Basic convexity Lemma 1.4.2. Each closed convex set A CE" can be represented in the form y4 = y4 ® V, where V is a linear subspace of E" and A is a line-free closed convex set in a subspace complementary to V. Proof. Assume that A is not line-free. Then V := recy4 f) (-recA) (the lineality space of y4) is the linear subspace consisting of all vectors that are parallel to some line contained in A. Let (/ be a linear subspace complementary to V and put A ■= A D U; then A + V C A. Let X e A. Through x there exists a line G C A; since it is parallel to V, it meets (/ in a point y. Then x = y + (x - y) with y e A and X - y e V; hence x e A + V. This proves A = A ® V. Clearly A is closed, convex and line-free. ■ The representation by convex hulls of minimal sets requires some definitions. Let y4 C E" be a convex set. A face of y4 is a convex subset FCA such that each segment [at, y] C y4 with F D relint[Ar, y] =)= 0 is contained in F or, equivalently, such that x,y e A and (x + y)/2 e F implies x, y e F. If {z} is a face of A, then z is called an extreme point oi A. In other words, z is an extreme point of A if and only if it cannot be written in the form z = (I - k)x + ky with x, y e A and A e @, 1). The set of all extreme points of A is denoted by ext A. An extreme ray of y4 is a ray that is a face of y4. By extr A we denote the union of the extreme rays of y4. Theorem 1.4.3. Each line-free closed convex set A CE" is the convex hull of its extreme points and extreme rays; A = conv(exty4 U extry4). Proof. The assertion is clear for n ^ 1. Suppose that n ^2, dimy4 = n (w.l.o.g.) and the assertion has been proved for convex sets of smaller dimension. By Lemma 1.4.1, A =convbd/4. By the support theorem, 1.3.2, each point x ebdA lies in some support plane H of A. By the induction hypothesis, x lies in the convex hull of the extreme points and extreme rays of H A A, and it is an immediate consequence of the definition of a face that these are respectively extreme points and extreme rays of A itself. The assertion follows. ■ Corollary 1.4.4. If A CE" is a line-free closed convex set then A = convexty4 -I- recy4.
1.4 Extremal representations 19 Proof. By Theorem 1.4.3, a point x € A can be written as km m X = ^kjXj + 2 ^i^i^ K =0, 2^i = 1 ,= 1 i=* + i 1 = 1 with Xj 6 exty4 and v; e extry4. Then y,, lying in some extreme ray, can be written as f, = y,- + u, where y,, the endpoint of the ray, is an extreme point of A, and u, e rec ^4. The assertion follows. ■ Corollary 1.4.5 (Minkowski's theorem). Each convex body K e X" is the convex hull of its extreme points. Here the set of extreme points cannot be replaced by a smaller set, since a point at e AT is an extreme point of K if and only if i*C\{Ar} is convex. Extreme points can also be characterized in a slightly different way that is sometimes useful. Let ACE" be closed and convex and let X e A. A cap of A around at is a set of the form A A H*, where H * is a closed halfspace with x eintH*. Lemma 1.4.6. Let A CE" be closed and convex and let x e A. Then x is an extreme point of A if and only if each neighbourhood of x contains a cap of A around x. Proof. Let at e ext y4. A given neighbourhood of x contains an open ball ^0 with centre x. Let A := conv(y4\Bo)- Then x $ A, hence there is a hyperplane H strongly separating A and x. If H* is the closed halfspace bounded by H and containing x, then y4 D //* is the required cap. If AT ^ ext y4, then x e relint [y, z] for suitable y, z e A. Each cap of A around x contains y or z, hence sufficiently small neighbourhoods of x cannot contain a cap around x. ■ The notion of an extreme point of a convex set A involves convex combinations of points in A and is thus related to an 'intrinsic' description of A. Looking at a convex set from outside, one is led to a related but different class of special boundary points. The point at e y4 is called an exposed point of A if there is a support plane H to A with H A A = {x}. The set of exposed points of A is denoted by expy4. Clearly exp A C ext y4, but even for A e jO- this inclusion is in general strict. This is shown by the example of a rectangle with a semicircle attached to one of its edges. However, each extreme point of a closed convex set is a limit of exposed points. We formulate the corresponding result for convex bodies only.
20 Basic convexity Theorem 1.4.7 (Straszewicz's theorem). For K e T" ext K C cl exp K, hence K = clconvexp K. Froof. Let X eextK and let U be a neighbourhood of at. By Lemma 1.4.6. U contains a cap K D H* of K around x. Let G be the ray orthogonal to H = bdH* with endpoint x and meeting H. To any point :. e G there is a point y-sK with maximal distance from z- Obviously, y.eexpK. If |z-Ar| is sufficiently large, then y^eH* bv elementary geometry. Thus y.€Kr\H*(ZU and hence ext K C clexp K. Using Minkowski's theorem, we get K = conv ext K C conv cl exp K C cl conv exp K G cl conv ext K = K, hence /C = cl conv exp /C. ■ Notes for Section 1.4 1. Minkowski's theorem and its aftermath. Minkowski's theorem was first proved by Minkowski A911. §12). Of particular importance is its extension to infinite-dimensional spaces: Each compact convex subset of a locally convex Hausdorff linear space is the closed convex hull of its extreme points. This was proved, in a more special case, by Krein & Milman A940); see, e.g., Bourbaki [9]. A certain converse is due to Milman A948); this states that in the Krein-Milman theorem the set of extreme points cannot be replaced by a set whose clo.sure does not contain the extreme points. We refer the reader to Jacobs A971) for an elementary introduction to extreme points, including applications, and to N. M. Roy A987) for a survey article on extreme points of convex sets in infinite-dimensional spaces. An extension of the Krein- Milman theorem to locally compact sets, of which Theorem 1.4.3 is the finite-dimensional version, is due to Klee A957b): see Jongmans A968) for another extension. The Choquet theory of integral representations can be considered as a further extension of the Krein-Milman theorem; see, e.g., Bauer A964), Phelps A966, 1980), Choquet (I969a,b), Alfsen A971), and the survey article by Sa§kin A973) which contains many references up to 1972. 2. Straszcwicz's theorem was first proved by Straszewicz A935); see also Wets A974) and, for the infinite-dimensional case, Klee A958) and Bair A976a). 3. A good source for the theorems of Minkowski and Straszewicz and their extensions to unbounded closed convex sets is Rockafellar [29]. Klee A959a) made an extensive study of the closed sets that are the convex hull of a finite system of points and rays (polyhedral sets). If ACE" is an unbounded line-free closed convex set, then Corollary 1.4.4 states that >1 = conv ext i4-n rec i4. Starting from this representation, Batson A988) found characterizations of the sets A for which ext A is bounded.
1.5 Convex function.<: 21 4. The following result is due to Dubins A962): see also Pranger A973). If K G X" and M C E" is a flat of codimension k, then each extreme point of K r\ M is & convex combination of k + I (or fewer) extreme points of A!^. In fact, Dubins proved an infinite-dimensional version. A simplified proof and an extension are due to Klee A963a). f-. Continuous barycentre functions. By Minkowski's theorem, each point x € K, where K e X", is a convex combination of extreme points of K. For a polytope P, such a convex combination may involve all the extreme points of P. Let P have the extreme points jr,, . . . , x^. A /c-tuple {q>i, . . . , q)^) of real-valued continuous functions (p,, . . . , (jp* on f such that * * X = ^fMx,, <p,{x) so {i=l,...,k), 2<P.ix) = 1, 1=1 1=1 is called a continuous barycentre function. It is called extreme if for each X € P, the set {x,\q),{x) >0) is affincly independent. The existence of continuous barycentre functions was proved by Kalman A961) and the existence of extreme continuous barycentre functions by Fuglede A986a). Br0ndsted A986) showed that the extreme continuous barycentre functions coincide with the extreme points of the convex set of all continuous barycentre functions on P. Related investigations for general compact convex sets were done by Fuglede {1986a). Answering a question of Kalman A961), Wiesler A964) showed that not all the functions q>, can be convex. 1.5. Convex functions The investigation of convex sets is closely tied up with convex functions. We treat convex functions in a slightly more general fashion than would be necessary for our later applications. For convex functions it is convenient to admit as the range the extended system IR = IRU {-<»,»} of real numbers with the usual rules. These are the following conventions. For AeIR, -oo<A<oo, x-l-oo = A-l-o<:> = o<:>-l-A=30,—30 — 30 = —=o-l-( —oo) = A— 00 = —oo-l-A = -00, and finally Aoc = oo, 0 or -oo according to whether A > 0, A = 0 or A < 0. For a given function /: E" —»IR and for o- e IR we use the abbreviation {f=a} ■= {x el"\f(x) = a}, and {f^ a}, {/< a) etc. are defined similarly. A function /: E" -»IR is called convex if / is proper, which means that {/=-oo} = 0and{/=»}=)=E",andif fid - k)x + ky) ^ i\ - k)f(x) + kf(y) for all AT, y 6 E" and for 0 ^ A ^ 1. A function f: D^U with D C E" is called'conveAT if its extension / defined by fix) for X e D 00 for X 6 E''\0 fix) ■■-- is convex. A function / is concave if -/ is convex.
22 Basic convexity Trivial examples of convex functions are the affine functions; these are the functions /: E" ^ IR of the form f(x) = {u, x) + a with u e E" and Q- 6 R. A real-valued function on E" is affine if and only if it is convex and concave. The following assertions are immediate consequences of the definition. The supremum of (arbitrarily many) convex functions is convex if it is proper. If /, g are convex functions, then f + g and af for o-^O are convex if they are proper. Remark. If / is convex, then /(A,Ar, + . . . + ki,Xk) ^ Ai/(Ar,) + . . . + k,J(xi,) for all Xi, ..., xi^eE" and all Aj, ..., A^ e [0,1] with A,-I-. . . + Xi; = 1. This is called Jensen's inequality; it follows by induction. Convex functions have the important property (important for optimization etc.) that each local minimum is a global minimum. In fact, let /: E" —»IR be convex and suppose that at,) e E" and p > 0 are such that f(xa) < =° and /(xq) ^ f(x) for \x - xq\ ^ p. For at e E" with \x - xo\ >plet y-=^^xJi--^ \X - ATol \ \X - ATc then \y - x^)\ = p and hence fixo) ^ fiy) ^ T-^ fix) + (l - T~—r)f(xoh \X — Xo\ \ \X - ATqI/ which gives /(xq) ^ f(x). A convex function determines in a natural way several convex sets. Let /: E" ^ R be convex. Then the sets dom/ := {/< oc}, the effective domain of /, and for aeU the sublevel sets {f<a), {/ ^ or}, are convex. The epigraph of /, epi/ := {(X, 0 6 E" X R|/(x) ^ C} is a convex subset of E" x IR. The asserted convexity is in each case easy to see. Vice versa, a nonempty convex set y4 C E" determines a convex function by fO for AT 6 y4 '^(^^ ■ [oo forA:6E"M, the indicator function of A. We investigate the general analytic properties of convex functions, starting with continuity.
1.5 Convex functions 23 theorem 1.5.1. Each convex function /:£"—»IR is continuous on ntdom/anrf Lipschitzian on any compact subset of intdom/. ^roof. First we show the continuity. Let atq e intdom/. We can choose 1 simplex S with atq e int 5 C 5 C intdom/ and a number p>0 with 6(^0' P) ^ ^- For X € S there is a representation n+l n+1 X = Yj Kxi with A; ^ 0, 2 ^. = 1' 1=1 (=1 where atj, . . . , Ar„+i are the vertices of S, and we deduce that n + l /(AT) ^ SA/(x,) ^ c := max{/(x,), • . . , /(:c„4i)}. (=1 Now let y = xo + au with a e [0, 1] and |m| = p. From y = A - a)xn + Q'(Ari) + u) we get /(y) ^ A - ar)/(Aro) + afi^x^ + u), hence f{y) - f(xo) ^ a(c - /(xo)) since ato + w e 5. On the other hand. and hence which gives Thus "'' = TT^>'^Tf^(""-"^ ^(^") = TT^^(^)^Tf^^(^"-">' /(xo) - f(y) ^ a(c - fix,)). \f(y) - f(xo)\ ^ ^[c - f(x,)]\y - x,\ for y 6 B(xo, p), which shows the continuity of / at xq in a sharpened version. Thus / is continuous on int dom/. Now let CC intdom/ be a compact subset. By compactness, there exists a number p>0 such that Cp •= C + B(o,p) C intdom/. On the compact set Cp, the continuous function |/| attains a maximum a. Let at, >' 6 C be given. Then . ■ ^ •= >' + 1^ ^ ^1 (y - ^) e O and > = A - A)Ar + kz with A p+ !>
24 Basic convexity hence f(y) ^ A - k)f(x) + kf(z) yields f(y) - fix) ^ k[fiz) - fix)] ^^\y-x\. Interchanging x and y we get !/(_>') - fix)\ ^ b\y - x\ with b independent of X and y. Thus / is Lipschitzian on C. ■ The differentiability of convex functions will be considered first for the case n = I. Theorem 1.5.2. Let f:U—*U be convex. Then on int dom f the following holds. The right derivative f\ and the left derivative /( exist and are monotonically increasing functions. The inequality f'\ = f, is valid, and with the exception of at most countably many points, f{ = f, holds and hence f is differentiable. Further, f, is continuous from the right and f[ is continuous from the left (in particular, if f is differentiable on int dom/, then it is continuously differentiable). Proof. In the following, all arguments of / are taken from int dom/. Let 0 < A < //. Then fix + A) = fl^^—^ x + -ix + ti)]^ ^^—^ fix) + -fix + ti), \ A* A* /A* A* hence fix + A) - fix) ^ fix + M) - fix) A /z Analogously, /(. - A) = /(^, + A(, - J ^^fix) + |/(. - M), \ A* A* /A* A* hence fix) - fix - M) ^ fix) - fix - A) fi A For arbitrary A, /z > 0, /(^) = ^(lT7 (^ - z^) + T-frr (^ + ^) JL X + n hence jhf^^-'^^TT^f^^^'^^ fix) - fix - ji)^ fix + A) - fix) H A
1.5 Convex functions 25 From the monotoneity and boundedness properties thus established one deduces the existence of fr(x) = hm , AiO ^ J\{x) - lim , AiO -A as well as the inequality f{(x) ^ f'i(x). Thus, for AT < y, f{(x) g f'M ^ ^^y^ " f "^^ ^ f{(y) g n(y). Hence /( and /r are increasing and thus have only countably many discontinuities. At each continuity point of /( the above inequalities yield /( = /r and hence the existence of the derivative /'. Let X < y. We have f(y) - fix) _ ,. f(y) - f(z) > .. .,,. y - X zix y - z zix hence lim f'M ^ nix) ^ lim niz) z Ix z Ix by the monotoneity of f'f. Thus /r is continuous from the right. Analogously one obtains that /[ is continuous from the left. ■ Remark 1.5.3. Let /:IR-»IR be convex; let atq e R and m be a number with /{(xq) ^ m^ f'rixo)- As noted in the above proof, one has f(x) - f(Xo) fg f-(xo) ^ m,ifx> ATo, X - xa [^ fiixo) ^ m,\f X < xq, thus f(x) S /(xq) + m(x - xq) for all x eU. This shows that the line {(x, y) eUxU\y = f(x(,) + m(x - x,,)} supports the epigraph of / at the point (atq, /(xq)). Now let /: E" —»IR be a convex function. Theorem 1.5.2 implies, in particular, for each point xeintdom/, the existence of all the onesided directional derivatives nx; u) := Mm f^^ ^ ""^^ - f^^\ ;.io A where m6E''\{o}. We first collect some remarks on these directional derivatives in connection with sublinearity.
26 Basic convexity A function /: E" —»IR is called positively homogeneous if f{Xx) = kf(x) for all A ^ 0 and all x e E" and / is called subadditive if fix + y)^ fix) + fiy) for all x, y e E". A function that is positively homogeneous and subadditive is called sublinear. Every sublinear function is convex. Lemma 1.5.4. Let /: E" —» R be convex and xeintdom/. Then the directional derivative function fix; -y.l" ^U is sublinear. Proof. Let u e E''\{o}. For A, r > 0 we may write fix + Tku) - fix) _ ^ fix + Tku) - fix) and r i 0 gives /'(at; Am) = ?-f'ix: u). For u, v eE" the convexity of / yields fix + r(M + I))) = /(i(.v + 2tu) + \ix + 2tv)) ^ \fix + 2tu) + \fix + 2ry). hence fix + xiu + V)) - fix) ^ fix + 2ru) - fjx) ^ fix + Ixv) - fjx) T 2r 2r for T > 0, and r i 0 gives fix; u + v)^ fix; u) + fix; v). ■ Let /: E" —»IR be a sublinear function. The condition /(-m) = -/(") is necessary and sufficient in order that / be linear on the subspace lin {u}, and in this case we say that u is a linearity direction of /. Lemma 7.5.5. Let /: E" -»IR be a sublinear function. The set L[f] of all linearity directions off is a linear subspace. Let x e E". Then fix; •)~f and lin(L[/]U{x})C L[fix; ■)]. Proof Letu, v e L[/].Then/(M + v)^ /(u) + /(y) = -/(-u) - fi-v) ^ -/(-M-y)g fiu + v), the latter because 0 =/(o) = fiw-w)^ /(w) + /(-w). It follows that u + V e L[f] and hence that L[f] is a linear subspace. For M 6 E" and r > 0, the sublinearity of / yields
1.5 Convex functions 27 f^' ^ '^^ - ^(-) ^ fiu). T and r I 0 gives f'(x; u) = f(u). Let u e L[f]. From 2f(x) ^ f(x + ru) + fix - Tu) ^ 2f(x) + T[f(u) + f(-u)] = 2 fix) it follows that fix + TU) - fix) fix - TU) - fix) + = 0, (*) and rjO gives /'(at; u) +/'(at;-u) = 0, hence u e L[f'ix; •)]. By positive homogeneity, equality (*) holds also for u = at if 0<r<l, hence r j 0 gives fix; x) + fix; -x) = 0 and thus x e L[f'ix; •)]. ■ We return to general convex functions and consider stronger differentiability properties. For a convex function, the existence of all two-sided directional derivatives (that is, Gateaux differentiability) implies (total or Fr^chet) differentiability. In fact, this is already implied by the existence of the partial derivatives. The ith partial derivative of / at at, denoted by 3,/(Ar), is the two-sided directional derivative /'(Ar;e,), where ej, . . . , e„ is a fixed orthonormal basis of E". Theorem 1.5.6. Let /:E"—»IR be convex and Areintdom/. /// has partial derivatives (of first order) at x, then f is differentiable at x. Proof If / has partial derivatives at x, we can define the gradient of / at X by II grad/(Ar) := S3,/(Ar)e, and we then have to show that lim ^ = 0, (*) where gih) := fix -f h) - fix) - {grddfix), h) for /j e E". The function g is convex and finite in a neighbourhood of o. For h = Xr=i'?'^' *^ have / 1 " \ 1 " S(h) = g{— ^nme,] ^ — I^ginrjiC'i).
28 Basic coiivexitv Using the inequality {h, v) § \h\\v\ = \h\ Skil for " = S^j^m 1=1 1=1 we obtain gC^) = Lli ——— = \h\ Z i 1=1 1=1 gi^lte,) nrji (where the summands with r;, = 0 have to be replaced by 0) and a similar inequality with h replaced by -h. Since g(h) + g(-h) = g(o) = 0 by the convexity of g, we obtain for /j ^ o 1=1 gi-n^i^i) nri -8(-h) < g(h) ^1 i=l ginn.ei) nr]i Since the partial derivatives of g at o exist and are zero, the left and right sides of this chain of inequalities tend to 0 for /j—»o, hence (*) follows. ■ f'@,) = For differentiable functions one has some useful criteria for convexity, which we now collect. Theorem 1.5.7. Let D CU be an open interval and /: D —»IR a differentiable function. Then f is convex if and only iff is increasing. Proof. If / is convex, then /' is increasing, by Theorem 1.5.2. Let /' be increasing, and let x, y e D, x < y. and A e @, 1). By the mean value theorem, there exist numbers O^ e[x,(l - k)x + ky] and O2 e [A - X)x + A.y,y] with /((I - k)x + ky) - fix) k(y - X) f,,(, . f(y) - /((I - A)Ar + ky) A - AKy - x) From /'((^,) ^ /'(«2) we obtain /((I - k)x + ky) ^ A - k)f(x) + kf(y). m Corollary 1.5.8. Let DCU be an open interval and f.D^U a twice differentiable function. Then f is convex if and only iff" ^ 0. The extension of these criteria to differentiable functions on E" relies on the simple fact, following from the definition of convexity, that a function on E" is convex if and only if its restriction to an arbitrary line is convex.
1.5 Convex functions 29 Theorem 1.5.9. Let D C E" be convex and open and let /: D —»IR be a differentiable function. Then the following assertions are equivalent: (a) / is convex; (b) f(y) - fix) S <grad/(.v), y - x) ior x, y e D; (c) <grad/(>')-grad/(Ar), _>'-Ar)SO for x, y e D. Proof. Suppose (a) holds. Let x, y e D and 0 < A < 1. From f(x + k(y - X)) = /((I - k)x + ky) ^ A - k)f(x) + kf(y) we get fix + k(y - X)) - fix) (grad/(Ar), y - x) ^fiy)-fix)- {gTadfix),y-x}. For A—»0 the left side converges to 0, hence (b) follows. Suppose (b) holds. Interchanging the roles of x and y and adding both inequalities, we get (c). Suppose (c) holds. Let x, y e D. Let g(A) := fix + kiy -x)) for 0 ^ A ^ L For 0 = Aq < Ai = 1 the chain rule gives g'(A,) - g'(Afl) = <grad/(Ar + Ai(>' - x)), y - x) - <grad/(Ar + Ao(>' - x)), y - x) Thus g' is an increasing function and, therefore, g is a convex function. Since x, y e D were arbitrary, this implies that / is convex. ■ Theorem 1.5.10. Let D C E" be convex and open and let /: D —»IR be twice differentiable. Then f is convex if and only if its Hessian matrix Hess/(at) := C,3^/(Ar))^=, is positive semidefinite for all x e D. Proof. For x, y e D define g(A) := fix + kiy - a)) for x + kiy - x) e D. Then / is^convex if and only if all such functions g are convex, which is equivalent to g" = 0. We need only check whether g"@) & 0 holds generally. In fact, let A, 6@,1). Writing Xi ■= x + kyiy - x) and f^i'^) ■= fixi +'^iy - xi)), we have g(Ai + A) =/2(A/A - A,)), hence g"(Ai) S 0 if and only if h"iO) ^ 0.
30 Basic convexity Now for X = X"=i^.^i. y = ^'i=\Viei we have ,-@) = hm ^•'*' - ^•"" A—O A = lim - <grad/(Ar + A(_>' - x)) - grad/(Ar), y - x) A—n A = lim 2 T [3/(Ar + A(y - at)) - 3/(x)](^, - §,) ;.—0 i=\ A n « ,= 1 y=i from which the assertion follows. ■ For convex functions that are not necessarily differentiable, the notions of gradient and differential have natural extensions that are particularly important in optimization. In our context they are of interest due to their simple geometric interpretation. If f:E"—*U is convex and differentiable at x, then Theorem 1.5.9 states that f(y) ^ fix) + <grad/(x), y - x) for all y e E". This gives ri.se to the following definition. Let /: E" —»IR be convex and let X 6 dom /. The set dfix) := {v 6 E"!/(>') ^ f(x) + {v,y - x) for all y e E"} is called the sub differential of / at at, and each element of 8/(Ar) is called a subgradient of / at x. Clearly the .subdifferential of / at at is a closed convex subset of E". It parametrizes the set of support planes to the epigraph of / above at, in a sense made precise in the following theorem. Theorem 1.5.11. Let /; E" —> IR be convex and let x e dom/. The vector v is a subgradient of f at x if and only if the vector (y, -1) e E" x IR k an exterior normal vector to epif at (x, f(x)). Proof, (v, -1) is an exterior normal vector to epi/ at (x,f(x)) if and only if {iy,n)-ix,fix)),i^^-l))^0 for all (y, rj) e epi/, and this is equivalent to {(y,f(y))-(x,f(x))A^,-l))^0 for all y eE", hence to f(y)^f(x)+ {v,y -x) for ally 6 E". ■
Notes for Section 1.5 31 Differentiability of a convex function is equivalent to the uniqueness of subgradients. Theorem 1.5.12. Let f: E" —»IR be convex and let x e int dom/. Then f is differentiable at x if and only if f has only one subgradient at x. Proof. Suppose that / is differentiable at x. Let d be a subgradient of / at X, then A for A > 0, hence f'(x; u)^ {v, u) for all ueE". Differentiability of / at X implies f'(x; u) = -f'(x; -u) ^ -{v, -u) = {v, u), hence f'(x; u) = {VyU}. Since this holds for all u e E", y is unique. Vice versa, suppose that / has at most one subgradient at x. Let M6E"\{o}. Put g(k) := fix + Am) for a 6 R and choose a number m with g,'@) ^ m ^ gr@)- By Remark L5.3, we have g(A) S g@) + mk and thus f(x + Am) S f(x) + mk. Hence the line G := {{x + Am, f{x) + mA)|A e R} C E" x R satisfies G D intepi/ = 0. By Theorem 1.3.7 there exists in E" x IR a hyperplane //(„.-!).„ separating G and intepi/ (the normal vector of this hyperplane can in fact be assumed to be of the form {v, -1) since, due to AT 6 int dom/, the hyperplane cannot be "vertical'). Since //(„_,)„ supports epi/ at (at,/(at)), y is a subgradient of / at at and hence unique. The inclusion G C //(„ _,) <, implies that <(j), -1), (a: + Am, /(a:) + mk)) = a for all A 6 IR and hence that m = {v,u). Since v is unique, m is also unique and thus g is differentiable at 0. Since u e E"\{o} was arbitrary, / has two-sided directional derivatives at x and hence, by Theorem 1.5.6, is differentiable at AT. ■ Notes for Section 1.5 Standard references for convex functions are Rockafellar [29] and Roberts & Varberg [28], which we have followed in many respects; see also Marti [25]. Differentiability almost everywhere of convex functions. Let / be a finite convex function on an open convex subset D C E". By Theorem 1..5.1, / is locally Lipschitzian and hence, by Radcmacher's theorem (e.g., Fedcrer A969), p. 216), differentiable almost everywhere on D. This follows also from Theorem 1.5.12 and Theorem 2.2.4, the latter applied to the epigraph
32 Basic convexity of /, or from the one-dimensional case (Theorem 1,5.2) and Fubini's theorem (Roberts & Varberg [28], p. 116). Rather precise information on the set of non-differentiability is available from work of ZajiCek A979), who also has a related result for continuous convex functions on a separable Banach space. The convex function / is in fact twice differentiable almost everywhere. Since the first differential need not exist in a full neighbourhood of the point considered, this assertion must be interpreted carefully. One possible way of defining the twice differentiability of / at x is by the existence of a second-order Taylor expansion. This means that / is differentiable at x and that there exists a symmetric linear map Af{x): E" -* E" such that /(>) = fix) + (grad/(A:), y - x) + \{Af{x)iy -x),y-x)+ o(|>' - xl^) for all y & D. Another possibility is to say that a map t7: D —»E" is a subgradient choice for / if 9{x) e df{x) for each x & D. In this case the function / is ealled twice differentiable at x if the family of subgradient choices for / is uniformly differentiable at x, which means that there exist a neighbourhood V of x, a linear map >1/(a:): E" —»E" and a function ^- K+ _> K+ with rpit) -♦ 0 for T -> 0 such that \diy) - ^x) - Af(x)(y - x)\ g ^,(|y - x\)\y - x\ for >■ G V O D and each subgradient choice 0 for /. It follows from the work of Aleksandrov A939c) (see also Bangert A979)) that for a convex function twice differentiability in this sense and the existence of a second-order Taylor expansion are equivalent. With this definition, it is true that the convex function / is twice differentiable almost everywhere. For n= 1, this is a consequence of the differentiability almost everywhere of a monotone function, as was first pointed out by Jessen A929). For n = 2, it was proved by Busemann & Feller A936a), and by using their result and an induction argument, Aleksandrov A939c) obtained the general case. Other proofs, more analytic in character, are due to ReSetnjak A968b), who used techniques from the theory of distributions, and to Bangert A977,1979). Essential tools of Bangert's proof are the Lipschitz property of the metric projection (Theorem 1.2.2), Rade- macher's theorem on the almost everywhere differentiability of Lipschitz maps and a version of Sard's lemma for Lipschitz maps. Asplund A973) applied Aleksandrov's theorem to show that a metric projection on any closed (not necessarily convex) subset of R" is almost everywhere differentiable. 3. Dudley A977) showed that a Schwartz distribution on E" is a convex function if and only if its second derivative is a non-negative n x n matrix-valued Radon measure. He also showed the absolute continuity of such a measure with respect to (n - l)-dimensional Hausdorff measure, and other related results. 4. The second-order suhdifferential. Given a finite convex function / on E", Hiriart-Urruty A986) introduced for all x e E" and all v e df(,x) a closed convex set containing o, which he (later) called the second-order subdifferen- tial of / at (x, v), denoting it by d^f(x,v). Then is called the second-order subdifferential of / at x. d^f(x) is a compact convex set. If / is twice differentiable at x, then d^f(x) is the ellipsoid associated with the ordinary second differential of / at x. The second-order subdifferential was further investigated by Hiriart-Urruty & Seeger A989),
1.6 Duality 33 who also studied it in relation to a notion of generalized Dupin indicatrices for non-snmooth convex surfaces. 1.6. Duality Associated with convex sets, cones and functions, which satisfy some weak conditions, are dual objects of the same kind. This duality permits us, for example, to translate certain results on boundary points of convex sets into results on support planes (or normal vectors), and vice versa. But there are numerous other applications. First, let K e X!a (the set of convex bodies with interior points) be a body with o e int /C. We define a:* := [x 6 l"\{x, y) ^ 1 for all y e K}. (More properly, K* should be defined as the subset {x* 6 (l")*\x*(y) ^ 1 for all y e K} of the dual space (E")* of E". As, however, we are working with a fixed scalar product in E", we shall always use the canonical isomorphism between (E")* and E" induced by this scalar product to identify both spaces.) The next theorem shows that K*, which is called the polar body of K, satisfies the same assumptions as K and that this correspondence is a true duality. Theorem 1.6.1. Let K e Jo and o e int/C. Then K* e Xq, oeint/C*. and K**= K. Proof. If ATi, ATjeA:* and A6[0, 1], then {(I - k)x^ + Xx2, y) ^l for all y e K, hence A - A)Ari + Xxi e K*. Thus K* is convex, and it is equally easy to see that K* is closed. For a ball B(o, e) one has B(o, e)* = B(o, l/e) as an immediate consequence of the definition. Further, K1CK2 implies KiD K*. We can choose £,p>0 with B(o, £)C K C B(o, p); hence B(o, 1/p) C K* C B(o, l/e), showing that o 6 int /C* and that K* is compact. Let y e K. For arbitrary x e K* one has {x, y) ^ 1, hence ye K**. Thus K C K** (observe that up to now neither convexity nor closedness of K have been needed). Let z 6 E'X/C. Since K is convex and closed then by Theorem L3.4 there is a hyperplane H^^a with K C H~„ and {z, u) > a; here a>0 since o e int /C. For all y e K we have {y, u/a) g 1, hence u/a e K*. Now {z, u/a) > 1 shows that z ^ K**. This finishes the proof of K**=K. m
34 Basic convexity The following theorem describes the extent to which the forming of polar bodies interchanges the operations of intersection and union. Theorem 1.6.2. Ler A",, /Cj e "^o and o e int A", (/ = 1,2). Then (Ai n a:2)* = conv(At U A|), [conv(A, U K2)]* = Af n Kl //Ai U A2 is convex, then A* U A| is convex, hence (A, n A2)* = Af U Af, (Ai U A2)* = At n Kl Proof. From AiDAjCA, we get AfC(A,nA2)*, hence conv(AtUA|)C (A, n A2)*. From A, C conv(A, U A2) we get [conv(A,U A2)]*C Af, hence lconv(A, U Aj)]* C At n A|. Applying both inclusions to A*instead of A, and using A** = A, we arrive at the first two equalities of the theorem. Suppose that A, U A2 is convex. Let at e E"\(At U Af). By Theorem 1.3.4 there are u, e E"\{o} and a, e U with {x, u,) > cv, and (y, u,) ^ cv; for V 6 A* (hence cv, > 0), which implies m,/cv, e Af* = A, (i = 1, 2). Since A, U A2 is convex, there is a point z e [ui/a'i, Ui/ai] n A, D A2. Since z is a convex combination of "i/cvi and U2/a2, we get {x, z) > I and hence a: $ (A, D A2)*. This proves (A, n A2)* C AtU A|. Since the opposite inclusion is trivial, we get (Aj n A2)* = AtU A*, which shows that A* U A* is convex. ■ A similar duality exists for convex cones. Let C C E" be a closed convex cone. We define C* := {x e E"Ka:, y) § 0 for all y e C} and call this the dual cone of C. This is again a closed convex cone, and one has C** = C. The proof is analogous to the corresponding one for polar bodies, except that instead of Theorem 1.3.4 the separation theorem, 1.3.9, has to be applied. Also, the proof of the following theorem is so similar to that of Theorem 1.6.2 that it can be omitted. Theorem 1.6.3. Let C], C2 C E" be closed convex cones. Then (C, n c'2)* = ct + cf, (Ci + C2)* = ct n ci If C, U C2 is convex, then C* U C* is convex, hence (Ci n c,)* = ct u c?, (Ci u C2)* = a n d
1.6 Duality 35 To treat duality for convex functions, a few preliminaries are necessary. To establish the dualities above, we had to use the fact that a closed convex set is the intersection of its supporting halfspaces. In the case of a convex function, this fact will be applied to the epigraph. One considers, therefore, only functions whose epigraph is closed; such a function is called, in brief, closed. Closedness of a function is evidently equivalent to lower semicontinuity. The supporting halfspaces to the epigraph of a convex function are of two kinds. Generally, a closed halfspace in E" x IR containing the epigraph of a proper function is of the form {(X, ?) 6 E" X U\{ix, a (", n)) ^ ar} with //SO. If T] = 0, the halfspace is called vertical. If it is not vertical, we can assume that ?j = -1, so that the halfspace is given by «("».-■)..= {(AT, OKaT, U) - CVS ?} = epi h with h(x) := {x, u) - a. Observing that epi/ C epi h for functions h, f is equivalent to h^ f, we are led to the following lemma. Lemma 1.6.4. Let f: E" —»IR be convex and closed. Then / = sup{/2|/2:E"-^Raffine, h^f). Proof. The closed convex set epi/ is the intersection of its supporting halfspaces. We have to show that it is already the intersection of its nonvertical supporting halfspaces. Let H\ := {(X, ?) 6 E" X R|/2i(x) := {x, u.) - a,^Q) be a vertical supporting halfspace of epi/, and let (ato, ^o) e E" x IR be a point such that (atq, ?o) ^ ^\- There is some non-vertical supporting halfspace to epi/ (for instance, at a point (at,/(at)) with X 6 relintdom/), say Define h ■= A/jj -I- h2 with A > 0 chosen below. For x e dom/ we have /2i(a:)S0 and h2{x)-^f{x). hence hi,x)^f{x). If .v6E"\dom/, then /(at) = 3c and hence hi^x) S /(at) again. Thus . • epi/C //- := {(a:, ?) 6 E" X R|/2(a:)S C}. Since (ato, ?o) ^ H^, vie. have /2i(Aro) > 0 and hence A > 0 can be chosen such that /2(Aro)> ?o and thus (ato, Co) ^ f^~ ■ We deduce the existence of a non-vertical supporting halfspace (a translate of H~) to epi/ that does not contain (atq, Co)- Thus epi/ is the intersection of all its
36 Basic convexity non-vertical supporting halfspaces; equivalently / is the supremum of all affine functions ^ /. ■ We are now in a position to treat the announced duality for convex functions. For a closed convex function /: E" —»IR the conjugate function is defined by /*(m) := sup{<M, a:) - fix)\x el") for u e E". The following reformulation of the definition sheds some light on the intuitive meaning of the conjugate function. For given u e E"\{o}, each real number a determines a non-vertical halfspace f/(~„ _i) ^ in E" x R, and we have (x, f(x)) 6 //(""„._,).a <=> {u, x) - f(x) ^ a, where the latter inequality is satisfied for all at e E" if and only if a = /*(m). Hence we may also write f*iu) = inf {or 6 R|epi/ C //(".-i),,,}, which can be interpreted as saying that the conjugate function /* provides a parametrization of the set of supporting halfspaces of the epigraph of /. Theorem 1.6.5. Let /: E" —»IR be a closed convex function. Then f* is a closed convex function, and f** = f. Proof From {f=x}j^l" it follows that {/* = -oo}=0. As the epigraph epi/ has some non-vertical supporting halfspace {(x.^)\{u,x)-a-^^}, we have {u,x)-f(x)^a for x el" and therefore f*(u) ^ cv, hence {/* = «}=)= E". Thus /* is proper. Being the supremum of a family of affine functions, which are convex and continuous, /* is convex and lower semicontinuous, hence closed. The definition of /* can be rewritten as f*(u) = sup {{u,x} - a(;c,0 6epi/}, thus f**(x) = sup {(at, u) ~ a\(u, a) e epi/*}. Now (u, cv) eepi/* is equivalent to {• .u) - a^ f, hence Lemma 1.6.4 gives f(x) = sup {h(x)\h: E" -^ U affine, h ^ f} = sup {(at, u) - a\(u, a) e epi/*} = f**ix). m
1.7 The support function 37 Note for Section 1.6 Infimal convolution. Under conjugation, addition of closed convex functions is transformed into a process called infimal convolution (see Rockafcllar [29]). For functions /i, ...,/„,: E" ^ R one defines (/,D . . . Uf,„)(x) := inf {/.(x.) + . . . + Ux,„)\x, e E", xi + . . . + x„, = x). If /,, ...,/„ are closed convex functions, then (/i + ■■■ + /„,)* = /fD--.D/r„. 1.7. The support function Since a closed convex set is the intersection of its supporting halfspaces, such a set can conveniently be described by specifying the position of its support planes, given their exterior normal vectors. This description is provided by the support function, which is of fundamental importance in the Brunn-Minkowski theory of convex bodies. For a nonempty closed convex set /C C E" the support function h(K, •) = Hk is defined by h(K, u) ■■= sup {{x, u)\x e K} forueE". For u 6 dom h(K, • )\{o} we put H{K,u) := {x el"\{x,u) = h{K,u)}, H-(K, u) := {x 6 E"|(a:, u) ^ h(,K, u)), F(K, u) := H(K, u) D K. H(K,u), H~(K,u) and F(K, u) are respectively the support plane, supporting halfspace and support set of K, each with exterior normal vector u. Note that these definitions of support plane and supporting halfspace extend the notions of Section 1.3. They obviously coincide with the latter if F{K, u)^ 0, but for an unbounded set K it may happen that F{K, u) = 0. The intuitive meaning of the support function is simple. For a unit vector M 6 5""' ndom/2(/C, •), h(K, u) is the signed distance of the support plane to K with exterior normal vector u from the origin; the distance is negative if and only if u points into the open halfspace containing the origin. From the definition of the support function we see immediately that h(K, :)={z, •} if and only if K = {z). that hiK + t,u) = hiK,u)+{t,u) for tel" and further that h(K, ku) = kh(K, u) for A g 0 and hiK, u + v)^ h(K, u) + h(K, v). Hence. h(K, •)isa convex function if /C ± E". It is also clear from the definition that h^ = hi if and only if K C L and that, for any linear subspace £ of E", one has
38 Basic convexity h(K\E, u) = h(K, u) for ueE. Further, we note that h(A.K.-) = kh(K, Ofor A^Oand hi,-K,u)= hiK,-u). For K j^E", the fact that a: e A: if and only if {x,u)^ h(K, u) for all u 6 E" can also be expressed by saying that that is, K is the subdifferential of its support function at o. The support function of a compact convex set K CE" can also be described as follows. Let Ck ■■= {A(a:, -1) 6 E" X R|a: 6 a:, A ^ 0}. Then Ck is a closed convex cone in E" x R, and its dual cone is the epigraph of the support function of K, C*K = epihK- In fact, (_y, rj) e epi h^ if and only if r}^ {x, y) for all at e /C, and this is equivalent to {(y, //), (Ajt, -A)) ^ 0 for all x e K and A ^ 0 and hence to(>,^Na. To simplify the exposition, the following considerations will be restricted to compact convex sets, since in later chapters the support function will be used only for these. For a convex body K, the supremum in the definition of h(K, u) is attained and finite for each u, and h(K, •) is a sublinear function. Theorem 1.7.1. If f: E" —> IR is a sublinear function, then there is a unique convex body K e X" with support function f. The uniqueness is clear. For the fundamental existence result we give three proofs, each of which has its merits. The first proof is very short (provided the duality theorem for convex functions is taken for granted), the second one is perhaps the simplest and the third is of historical interest. First proof By Theorem 1.5.1, the function / is continuous and hence closed. For each real A > 0 its conjugate function /* satisfies f*(x) = sup{{x,u) - fiu)\ueE") = sup {(a:. Am) - /(Am)|m e E"} = Ar(x), which is only possible if f*(x) e {0, »} for at e E". By Theorem 1.6.5, /* is closed and convex, hence it is the indicator function Ik of a closed convex set K, which is not empty because {/* = <»}=)= E". Theorem 1.6.5 further implies
1.7 The support function 39 /(") = /**(") = sup {(a:, u) - f*(x)\x 6 E"} = sup {{x, u}\x 6 K} = h{K, u). Clearly K is bounded. ■ Thus the support function of a convex body (or, more generally, of a closed convex set) is the conjugate of its indicator function. For the second and third proofs we define K := {x e l"\{x, v) ^ /(y) for all v el"). Then K, being the intersection of closed halfspaces, one for each normal direction, is convex and compact, and if K ^'Z>, we evidently have h(K, u)'^ f(u) for ueE". Therefore, it remains to show that a: =|=0and h(K,u)^fiu)ioTueE". Second proof. Since / is sublinear and continuous, its epigraph is a closed convex cone in E" x U. Let u e E"\{o} be given. Since (u,/(u)) 6 bdepi/, Theorem 1.3.2 implies the existence of a support plane //(y,,,)„ to epi/ through (u, f(u)) such that epi/C //(",,)(,. From Theorem 1.3.9 it follows that a = 0. Clearly r; =)= 0 since dom/=E", hence we may assume that r}= -I. Then we have epi/ C //(-.,-:),„ = {(v, V) 6 E" X U\{iy, -1), (v, v)) g 0} and thus {y, v) =/(y) for all v e E". From (u, f(u)) e //q. _,)o we get {y,u) = f(u). This shows that y e A", hence A" 4= 0, and h(K,u)^ fin). m Third proof. The assertion K ^ 0 will be proved by induction with respect to the codimension of the linearity space L[f] (cf. Lemma 1.5.5). If dim L[f] = n, then / is linear, say f(u) = {z, u) with z e E", and then K = {z}. Suppose that dimL[/] = k< n and that in the case of greater dimension of the linearity space the assertion is true. Let .V6E"\L[/]. By Lemma L5.5, dimL[/'(A:; ■)]^k + l, hence the induction hypothesis applied to the function f'(x; •), which is sublinear by Lemma 1.5.4, yields the existence of a point y e E" satisfying {y, v) ^ f'(x; v) for ally e E". By Lemma,1.5.5, f'{x; •) =/. hence yeK. The assertion A" + 0 is proved. Let u 6 E"\{o}. Since f'{u; •) is sublinear, the result already proved yields the existence of a point y e E" with {y, v) g f'iu; v) ^ /(y) for v e E".
40 Basic convexity This shows that y e K, and from {y, -u) '^f'{u\ -u) = -f(u) we get hiK,u)^{y,u)^fiu). m The directional derivatives of support functions appearing implicitly in the last proof have a simple intuitive meaning: they yield the support functions of the corresponding support sets. Theorem 1.7.2. For K e IC" and u e E"\{o}, h'K(u\ x) = h(F(K, u), x) forx e E". Proof By Lemma 1.5.4 and Theorem 1.7.1. h'ldu; •) is the support function of a convex body K' that satisfies K' C K because h'f:(u; •)^hK (Lemma 1.5.5). Let yeK'. Then {y, u) ^ hiK, u); from {y,-u} '^ h'K(u;-u) = -h(K, u) we get {y,u) = h(K,u) and hence v e FiK, u). Thus K' C Fi,K, u). Let yeF(K,u). Then {y, u) = hi,K, u) and {y, v)-^ h{K, v) for V e E". Choosing v = u + ?jc (k>0,x eE") we get , , ^ h(K, u + Xx)- h(K, u) iy.^)^ J and then {y, x) = h'f((u\ x). This proves F(K, u)C K' and thus the theorem. ■ Corollary 1.7.3. Let K e X" and u e E"\{o}. The support function h^ is differentiable at u if and only if the support set F(K, u) contains only one point X. In this case, X = grad/2^-(M). Proof. By Theorem 1.5.6, differentiability of /j^ at u is equivalent to partial differentiability at u, hence to /2'^(m; e,) =-/2'k(m;-e,) for the vectors e-i, . . . , e„ of an orthonormal basis. By Theorem 1.7.2 this is equivalent to the fact that F(K, u) is contained in the intersection of n pairwise orthogonal hyperplanes, hence to F(K, u) = {x} for some point X. If FiK, u) = {x}, then {x, u) = hiF(K, u), v) = h'^iu; v) for o e E", in particular {x, e,) = h'ldu; e,) = 8,/2k(m), thus x = grad hidu). ■ Corollary 1.7.3 also follows from Theorem 1.5.12, but we have preferred to give a more direct proof. The connection to Theorem 1.5.12 is established by the following observation.
1.7 The support function 41 Theorem 1.7.4. If K e X" and u e E"\{o}, then the subdifferential of the support function h^at u is precisely the support set F(K, u). Proof. By the definition of the subdifferential, x e 8/2^(m) if and only if h(K,v)^h(K,u)+{x,v-u) foryeE". (*) If a: 6 F(K, u), then {x, u) = h(K, u) and {x, v) ^ h(K. v) for vel\ hence (*) holds. If (*) holds, then h(K - x,v)^ hiK - X, u) for v e E". Applying this to y = o and to v = 2u, we get h(K - x, u) = 0, thus h(K,u)= {x,u); then h(K - x,i>)^0 for v e E" shows that oe K - X, hence x e K. Thus x e F(K, u). ■ We now come to the property of the support function that, for subsequent applications, is of prime importance, namely its additive behaviour (in the first argument) under addition. If K and L are convex bodies, then K + L is also a convex body. The convexity is clear, and compactness follows from the compactness of K x L and the continuity of addition as a map from E" x E" to E". The addition of convex bodies is usually called Minkowski addition. A function /on X" with values in some abelian semigroup is called Minkowski additive if f(K + L) = f{K) + /(L) for K, L e X". Important examples are obtained as follows. Theorem 1.7.5. For K, L e X" one has (a) hiK + L, ■) = hiK, ■) + hiL, •), (b) HiK + L, ■)= HiK, ■)+ HiL, ■), (c) FiK + L,-) = FiK, ■) + FiL, •), Proof Let u e E"\{o}. There are points x e K with hiK, u) = (x, u) and y e L with hiL, u) = (y, u). This implies hiK, u) + hiL, u) = {x + y, u) ^ hiK + L, u). Each point z e K + L has a representation z = x + y with X e K, y e L, and it follows that {z, u) = {x, u) + {y, u) ^ hiK, u) + hit, u). Since z € K + L was arbitrary, one has hiK + L, u)'^ hiK, u) + hiL, u). This proves (a), and (b) is an immediate consequence. Equality (c) follows from Theorem 1.7.2 and (a) or by an easy direct argument. ■ A first important consequence of Theorem 1.7.5(a) is that the equality K + M = L + M for convex bodies K, L, Me X" implies K = L. Hence, iX",+) is a commutative semigroup with cancellation
42 Basic convexity law. It also has a natural multiplication with non-negative real numbers, {k,K)^KK, satisfying the rules A(A: + L) = A/C + AL, (A + /z)A: = AA: + nK, KfxK) = ikn)K, IK = K. Thus X" together with Minkowski addition and this multiplication is an abstract convex cone. By the map (where /i^ = /2k|5""') this abstract cone is isomorphically embedded into the real vector space C(S"~^) of continuous real functions on 5""'. The additivity of the support function (in the first argument) carries over to some important functionals derived from it. Let K ^IL". The number ^(A:, m) := h{K, u) + h(K, -u), u e 5"'', is the width of K in the direction u; this is the distance between the two support planes of K orthogonal to u. The maximum of the width function, D(K) := max {^(A:, u)\u e 5""'} is at the same time the diameter of K, thus D(K) = diam K. In fact, if X, y e K are points with maximal distance, then the hyperplanes through X and y orthogonal to x - y are support planes to K. On the other hand, to each u e 5""' there are points x,y e K with w(K, u)^\x - y\. The minimal width A(K) := min{H'(A:, u)\u e 5""'} is called, in brief, the width of K. (Of course, diameter and width are not Minkowski additive; one merely has D(K + L)= D(K) + D(L) and A(K + L) ^ AiK) + 4(L) for K, L e X".) The mean value of the width function over 5""' is called the mean width b, thus b(K) := — |^„„/2(A:, u)dZ"-\u). A.7.2) The vector-valued integral siK) := ~ L,/2(/C, u)udX"-\u) A.7.3) defines the Steiner point s(K) of K. It is clear that mean width b and Steiner point s are Minkowski- additive functions. They also have important invariance properties. The mean width is rigid motion invariant, that is, it satisfies b(gK) = b(K) for K e X" and each rigid motion g:E"—»E". This is obvious from A.7.2), since for a rotation g we have
1.7 The support function 43 h(gK, u) = h(K, g-'u) A.7.4) and the spherical Lebesgue measure is rotation invariant; further, for a translation by a vector f e E" we have h(K + t, u)= h(K, u) + {t, u). The invariance of b then follows from which holds since the integrand is an odd function on 5""'. The Steiner point is equivariant under rigid motions, that is to say, s{gK) = gs(K) for each rigid motion g. For a rotation this follows from A.7.3) and A.7.4), and for translations one has to use ~ \,^_^{t, u}udX"-\u)= t forfeE". A.7.5) For the proof, note that L with a real number a independent of t, since the integral is linear in t and invariant under rotations and reflections fixing t. Choosing |f| = 1 we obtain, if (ej, . . . , e„) is an orthonormal basis of E", = -i \u\'dX"-'iu) = K„. We mention one further property of the Steiner point, namely 5(/i:) 6 relint/C for A: e 1^". A.7.6) This will be clear when in Section 5.4 the Steiner point s{K) is interpreted as the centroid of a certain measure concentrated on the relative boundary of K (formula E.4.11) for r = n). Besides the support function, other functions can be used to describe a convex body analytically, but in our context these will be of less importance. Let K 6 .^0 be a convex body such that o e'xnXK. The function g{K, •) defined by g{K, x) ■■= min (A S 0|a: e kK} for x e I" is called the gauge function of K, and piK, x) ■■= max{k^O\Xx e K} for a: e E"\{o} ^ 1 " 8iK, X)
44 Basic coiivexily defines the radial function p(K,•) of K. It i$ immediately clear from the definitions that K = {x e l"\giK,x)^ 1}, Ul g(K,x) = ~- ifA:6E"\{o}, A>0, A;«- e bd A: \kx\ and piK, x)x ebdK for a: e E"\{o}. A.7.7) The gauge function g{K, •) is sublinear; this follows easily from the definition, but also from the following result. Theorem 1.7.6. For K € IC" with os'xntK, giK, •)= KK*, •)• Proo/. Writing K ■= {x el"\hiK*,x)^ I}, we have giK,-) = h(K*, •) by the definition of the gauge function. Let xeK. For u e K* we have {u, x) ^ h(K*,x)^l, hence xeK** = K. Thus K C K. Let X e K. There is some v e K* with hiK*, x)= {v,x)^l, hence x e K. Thus K = K. ■ Remark 1.7.7. By Theorem 1.7.6 we have which expresses a simple way to find the boundary points of the polar body K* from the support planes of the body K. Further, let x ehd K, let u be an outer unit normal vector of K at x, and let )' = \y\uebdK*. Then {y, x) = {u, x)/g(K*, u) = {u, x)/h(K, u) = 1 = g(K, x) = h(K*, x), hence x is an outer normal vector to K* at y. (A general version of this remark is contained in Lemma 2.2.3.) Remark 1.7.8. If K e X" with oeint/C is centrally symmetric with respect to o (i.e., K = -K), then ll.vll^ := g(K,x) foTX e\E" defines a norm \\-\\k on E" for which K is the unit ball. If we identify (as we always do) the dual space of E" with E" itself via the scalar product ( •, •), then the dual Banach space (E", || • \\*k) of the Banach space (E", || • lU) has its norm given by
Notes for Section 1.7 45 1*^ =sup{{y,x}\x€\E",\\x\\K ^1} = supl^y, x)\x e K} = hiK, y) = giK*, y), and its unit ball is K*. We return to support functions and conclude this section with a useful remark on differences of support functions. Lemma 1.7.9. ///:5"~'—»IR is a twice continuously differentiate function, there exists a convex body K e X" and a number r >0 such that f=hK-h,B.. A.7.8) Hence, the real vector space spanned by the differences of support functions (restricted to S"~^) is dense in the space C(S"~^) (with the maximum norm). Proof We extend / to E"\{o} by putting f(x) := |Ar|/(Ar/|Ar|), and we define gix) := |Ar| = h(B",x) for x e E". Then the function f + rg is positively homogeneous of degree one, for any r eU. Let d^(/ + rg), denote its second differential at x, considered as a bilinear form on E". By homogeneity, d^(/+ rg)^(x, •) = 0, and for unit vectors x, y with y J. AT we obtain d^(/ + rg).,(y, y) = d^f^iy, y) + r. By continuity and compactness, d^fxiy, y) attains a minimum, hence we can choose r > 0 so that d'^if + rg)x(y,y)^0 for at 6 5""' and arbitrary y. By homogeneity, d^(/+rg), is positive semidefinite for all Ar6E"\{o}. Theorem 1.5.10 now shows that f + rg is convex and thus, by Theorem 1.7.1, that it is the support function of a convex body K that satisfies A.7.8). The rest of the assertion is clear. ■ Notes for Section 1.7 1. Determination of a convex body by its support function. The second proof given for Theorem 1.7.1 essentially goes back to Rademacher A921). It also appears in Hille & Phillips A957), p. 253, where it is attributed to Fenchel. Separation or support properties are used in several versions of the proof appearing in the literature, at least implicitly, as in our first proof, which can be found in Rockafellar [29]. These methods have the advantage of being extendable to infinite dimensions. Our third proof is the one of Bonnesen & Fenchel [8]. Yet other proofs are due to Aleksandrov A939a), who used the topological theorem on the invariance of domain, and to McMuIlen A976a), who found a particularly elementary approach involving Helly's theorem. 2. Continuous convex .sets. The nonempty closed convex sets K in E" for which the support function h(K, u) = sup{(x, u)\x G K} for u e 5""'
46 Basic convexity (restricted to the unit sphere) is continuous (with the usual definition of continuity for functions with values in IR U {<»}) have been called continuous convex .sets by Gale & Klee A959). These authors have characterized those sets in several ways and have shown that the system tS" of continuous convex sets shares some properties with X". For instance. A, B e A" implies that A + B &S". con\(A U B) e S" and that A and B can be strongly separated if they are disjoint. 7>. The support function of an intersection. Let (K,),^i (where / is an arbitrary index set) be a family of convex bodies in X" and suppose that their intersection K is not empty. Then the support function of K can be represented in the form h(K,u) = ini\2h(K„u,Ju, = u], Vic/ i€/ I where the infimum is taken over all representations u = ^i<, with m, = o for all but finitely many i e /. This was proved by Sandgren A9,'54), where the result is attributed to F. Riesz, and was rediscovered by Kneser A970). it can also be deduced from the more general Theorem 5.6 in Rockafcllar [29]. 4. The semiaxis funciion. Let K e Xq be a convex body with oe'mtK. For mg5""', the value h(K, u) of the support function is the distance of the support plane to K with exterior normal vector u from o, while u/g{K, u) is the boundary point of K on the ray with endpoint o and direction u. The polarity K >-^ K* interchanges hyperplanes and boundary points, hence support function and gauge function interchange their roles under this polarity (Theorem 1.7.6). LeichtweiB A965) (see also LeichtweiB [23], §13) suggested a way of describing convex bodies by a class of functions that serve equally well for a body and its polar. Instead of support planes or boundary points one has to consider support elements. A support element of J<^ is a pair (a-, u) where x is a boundary point of K and u is an exterior unit normal vector io K at X. Let Nor K denote the set of all support elements of K with its natural topology. The map o: Nor K ^ S"'^ defined by ,, ,, Xo + U X o((x, u)) := -—r, X(^ = —, ■Xn + u\ \x\ is a homeomorphism. To each ye 5""' there exists a unique two-sheeted hyperboloid of revolution, with axis of revolution through o and of direction i>. that touches K at a"'(()). Let a(K, o) denote the length of the semiaxis of this hyperboloid. The semiaxis function a(K, ■) determines K uniquely, and one has a(K*, •) =a(K, •)"'. The semiaxis function was further investigated by Baum A973a, b), who also showed how to express the boundary of K explicitly in terms of the semiaxis function and who obtained necessary and sufficient conditions for a function to be a semiaxis function. Later Baum A987) defined, for K e X" with o e int K, a function F^: E" -* U by Fdu) ■■= sup{2(M, yy - ly\'\y e K, (u, y) g 0}; then the semiaxis function a(K, •) is the restriction of VfV to 5""'. The supremum in the definition of F^ is attained at a unique point y g K. The function F^ is convex and differentiate. Baum also considered infinite- dimensional generalizations of these concepts. For boundary representations, see Baum A989). 5. Support flats to convex bodies. The support function of a convex body K G X" determines the position of its support planes, and the gauge function of K (if o G int K) fixes its boundary points on rays through the origin. The following common generalization was investigated by Firey A973). Let <^ G {0, . . . , M - 1}. To each q-flat £, tangent to 5""', take a translate E',, in
1.8 The Hausdorff metric 47 the subspace spanned by Eg and o. What conditions are necessary and sufficient for the family {E'^} to be the full set of supporting <7-flats to some convex body K7 (Eg supports K ii Eg n K ^ 0 and Eg is contained in a support plane of K.) Firey defined the ^-support function Hg of a convex body by means of the distance of the flats Eg from o, and he answered the question completely by characterizing the ^-support functions of convex bodies containing o. He also treated some applications. 6. A convexity criterion. In the paper mentioned in the preceding note, Firey A973) also extended Rademacher's plane polar coordinate test for convexity (Bonnesen & Fenchel [8], p. 28) to higher dimensions: If a given function /i:5"''^IR is extended to E" by positive homogeneity, that is, by h(Xu) = Xh(u) for A SO, when is the extension subadditive and hence a support function? Firey proved that this holds if and only if (Mi,ei) ... {Ui, €„) /i(Mi) det {u„, e,) {o,e,) {u„, e„) {", e„) h(u„) hi») (M,.e,) ... (M,,e„) X det I ; i I g 0 ^{u,„ e,) ... (m„, e„)/ for all choices of M], .. ., u„, v e 5""' for which o e pos {m,, . . ., m„}; here (?i, . . . , e„ is an orthonormal basis of E". In the plane, one has another simple criterion. A function /:IR-»IR of period In is said to be a sub-sine function if the following holds: If f(a) agrees with /I cos a-+ B sin a- at a=a\, o-i, where a\< ai< ax + n. then /(a-) = Aco^a + B sin or for c(\< a< oci- Now there is a support function h on E^ for which /(a-) = h(e\CO'i,a + easino-) if and only if / is a sub-sine function (see Green 1950). Another formulation is found in Kallay A974). 7. Lemma 1.7.9 appears, more or less explicitly,- at several places in the literature, e.g., Ewald A965), Valette A971), Schneider A971a). The last part of the lemma was proved in a different way by Fenchel & Jessen A938). Differences of support functions were investigated, by, e.g., Weil {1974a). 8. Power means of support function's. For K G X^ and x € K, let hi,(x) be the (-fc)th power mean oi h(K - x. ■) over 5""'. Aleksandrov A967) obtained several estimates for the maximum of h/,. 1.8. The HausdorfT metric The set X" of convex bodies can be made into a metric space in several geometrically reasonable ways. The Hausdorff metric is particularly convenient and applicable. The natural domain for this metric is the set <^-'" of nonempty compact subsets of E". We shall first treat the
48 Basic convexity Hausdorff metric on this more general class of sets; this will involve no extra effort and is useful in several respects. For K, L e&" the Hausdorff distance is defined by d{K, L) := max (sup inf \x - y\, sup inf \x - y\] A.8.1) xeK y€L xeL y€K or, equivalently, by 8(K, L) = min (A g 0|A: C L + kB", L C K + kB"}. A.8.2) Then <5 is a metric on €*", the Hausdorff metric. Since we are considering compact sets, sup and inf in A.8.1) may be replaced by max and min. Of the two definitions, A.8.1) can be used in arbitrary metric spaces if Iat - yl is replaced by the distance between x and y in terms of the metric. The equivalence of A.8.1) and A.8.2) in E" is seen as follows. Denote the right-hand side of A.8.2) by a. For X e K one then has x e L + aB", hence x = y + ab with suitable y e L and b e B"; hence \x — y\^ a and, therefore, inf^.^^, Iat - y| ^ a. Since X e K was arbitrary, sup;,^^ infyg/, Iat - yl ^ a. Interchanging K and L, we get 6(K,L)^a. Let 0<A<q' and, say, K(^L + kB". Then X ^ L + kB" for some x e K, hence Iat - yl ^ A for all y e L. This yields d(K, L) ^ A. Since A < o- was arbitrary, we get 6(K, L)^ a and thus 6(K, L) = a, as asserted. That d is in fact a metric is easy to see. To prove, for instance, the triangle inequality, let K, L, M e (d" and put <5( A", L) = a, <5(L, M) = /3. Then A: C L + aB" and L C A/ + fiB", hence A C A/ + fiB" + ocB" = A/ + (a + fi)B"\ analogously, A/ C A + (a + /j)fi", hence b{K, M) ^ a+ p. In the following, all metrical and topological notions occurring in connection with 6" or X" are tacitly understood to refer to the Hausdorff metric and the topology induced by it. We want to show (in a stronger form) that the metric space Fi", 6) is locally compact. A few preparations are needed. Lemma 1.8.1. If (A,),g^ is a decreasing sequence in (^", that is, if A,+i C Ki for I 6 N, then X lim Ki = C\^i- Proof K '■= riJLiA; is compact and not empty. If the assertion were false, then K„(^ K + eB" for all meN with some fixed £ > 0. Let A„-= K„'^nt(K + cB"), then (/4„)„gM is a decreasing sequence of nonempty, compact sets and hence has nonempty intersection A. Clearly A r\ K =0, but A„ C Km implies A G K, a contradiction. ■
1.8 The Hausdorff metric 49 Theorem 1.8.2. The metric space (f/", d) is complete. Proof. Let (/C,);^^ be a Cauchy sequence in ^^". Put A„ :=clUr=m^i' Then (/4„),„gf^ is a decreasing sequence of nonempty compact sets (the boundedness of U^, is an immediate consequence of the Cauchy property), hence Lemma L81 yields A„^»A := n,g^>i, for m—»3c. Hence, for given £ > 0, there exists «(, e N such that A„, C A + eS" for m S «(), hence K,C A + cB" for / S no- Since (/C,),gfs>; is a Cauchy sequence, there exists nj S «(> with KjC K, + eB" for i, j = ni. Thus for /, m g n, one has [jJ=„Kj C K, + eB" and hence A„ C K; + eB", which implies A C K, + e.B". We have proved that <5(/C„y4)^£ for i^ rii, from which the assertion follows. ■ Theorem 1.8.3. In {f<", 6) each closed, bounded subset is compact. In particular, the space F'",<5) is locally compact. By a known compactness criterion in metric spaces. Theorem L8.3 is a con.sequence of the following result. Theorem 1.8.4. From each bounded sequence in (^" one can select a convergent subsequence. Proof. Let (/^"),gfsj be a sequence in 0" whose elements are contained in some cube C of edge length y. For each m e N, the cube C can be written as a union of 2""" cubes of edge length 2""'/. For K e 6" let A„{K) denote the union of all such cubes that meet K. Since (for each m) the number of subcubes is finite, the sequence (/^,),g^ has a subsequence (/^;),g^ such that Ai{K])=.Ti is independent of /. Similarly, there is a union T2 of subcubes of edge length 2~^y and a subsequence (/^?),e?g of i^K]);^^ such that Ai^k]) = Ti. Continuing in this way, we obtain a sequence {T^)„^^ of unions of subcubes (of edge length 2~'"v for given m) and to each m a sequence (/^r);€K such that A„AKr) = T„ (*) and (^DieN is a subsequence of (/^f),g^ for k < m. (**) By (*) we have K'" <^ K"'+ KB" with A = 2-'" V^, hence ^KT, Kj).^2-'"y/7^ (i,j, meN) and thus by (**) S(K^\ kI) ^ 2-'"V~^ for /, / 6 N and A: S m. For A:„ := A:^ it follows that 6(K„, K^)^2-'"y/7iy for k ^ m.
50 Basic convexity Thus iK„)„^f^ is a Cauchy sequence and hence convergent by Theorem 1.8.2. This is the subsequence that proves the assertion. ■ From now on we again restrict our considerations to the space X" of convex bodies. Theorem 1.8.5. X" is a closed subset of (/". Proof. Let K ef;"\lC". Then there are points x, y e K and numbers A e @,1), e>0 such that Biz,e)n K =0 for z = A - A)jc + ky. Let K'ef^" satisfy 6{K,K')<e/2. There are points x',y'€K' with \x' - x\< e/2 and \y' - v| < e/2, hence the point z' ■= A - A)jc' + A)-' satisfies |^'-^|<e/2. If z'^ K', then there is a point weK with \w - ^'1 < e/2, hence with Iw - ^| < e, a contradiction. Thus K' is not convex. We have proved that f'."\X" is open. ■ Theorems 1.8.4 and 1.8.5 together yield the famous Blaschke selection theorem: Theorem 1.8.6. From each bounded sequence of convex bodies one can select a subsequence converging to a convex body. This theorem is a very useful tool in proving the existence of convex bodies with various specific properties. It is sometimes convenient to have a description of the convergence of convex bodies in terms of convergent sequences of points. Theorem 1.8.7. The convergence \\mi^o^K,= K in X" is equivalent to the following conditions taken together: (a) each point in K is the limit of a sequence (x,),^?^ with jc, e Kj for / e !^; (b) the limit of any convergent sequence (xi^j^f^ with jc,^ e /C,^ for j eH belongs to K. Proof Assume that K,-^ K for i^^. Lei x e K. Put jc, := piK„x). Then x, e K, and \x - x\ % diK, K) -^ 0 for / ^ ao. Thus (a) holds. Let {ij)j^H be an increasing sequence in N and suppose that x,^ e K,^ (j e N) and x,^ -^ jc for ;■ ^ oc, but jc $ /C. Then 5(jc, p)n{K + 'pB")'= 0 for some p>0. But for / sufficiently large we have |jc,-jc|<p and jc, e /C, C /C + pB". a contradiction. Thus (b) holds.
1.8 The Hausdorff metric 51 Now assume that (a) and (b) are satisfied. Let e >0 be given. We have to show that K C Ki + eB" for all large /, (*) KiC K + eB" for all large /. (**) If (*) is false, there exists a sequence (>',,)y6\j in K, converging to some yeK, with ^(/C,, y,) ^ e (jeN). By (a), there exist jc, e Af, with jc, —» y for / —» 00. Then |jc, - y, | —» 0 for / ^ sc, a contradiction. Hence (*) holds. If (**) is false, there exists a sequence iyi)j^M with y, e Af, and yj i K + eB" for ; e N. By (a) there exist points jc, e /C, with Xi e K + eB" for sufficiently large ;. By the convexity of K^ (only the connectedness is needed) there are points z, e K, nbd{K + eB"). The sequence (z,)ye\j has a convergent subsequence whose limit must belong to K by (b), a contradiction. Hence (**) holds. ■ Having endowed 6'" and .">Sf" with a topology, we should check the continuity of the mappings that we have encountered in previous sections. Some of them are even Lipschitz mappings, for trivial reasons. This holds for the convex hull operator as a map from (k" to ."?". in fact ^convA:,convL) ^ 6iK, L). and for addition and union as maps from &" x ^" to 6*", since diK + K', L + L')^ diK, L) + 6{K', L'), diK U K', LU L') ^ max {diK, L), 6{K', L')). The intersection as a map from 6" x d" to 6" is not continuous. For convex bodies, however, the following can be shown. Theorem 1.8.8. Let K, L e DC" be convex bodies that cannot be separated by a hyperplane. If Kj, L, e X" (i e N) are convex bodies with K,^ K and Li^ L for i ^ x>, then Af, Ci Li^0 for almost all i and AT, n L, -^ K n Lfor i^cc. Proof We use the criterion 1.8.7. Let x e K n L (K n L^0 since otherwise K and L could be separated). Define jc, := p(Af, D L„ x) for those i for which K, n L, 4= 0- We assert that jc, exists for almost all / and that x^—^x for i—*x. If this is false, there exists a ball B with centre x (and positive radius) such that K,n L,n B = 0 for infinitely many /..For sufficiently large / we have AT, D B ^ 0. since x e K and Kj^ K; similarly LjCt B^0 for large /. Thus there is a sequence iff,)i^K of hyperplanes H^^ separating KjdB and L^nB. A subsequence converges to a hyperplane H, and H separates K n B and L n B (as one easily sees using Theorem L8.7). Since x e K n L r\ B,
52 Basic convexity necessarily x e H. From the convexity of K and L it now follows that H separates K and L, a contradiction. Hence jc,^^ jc for i—* ^. On the other hand, if iij)ii\ is an increasing sequence in N, if A-, e Af,, n L, (;' e N) and x,^ -^ y for j^^, then clearly y e /C n L by Theorem 1.8.7. Now it follows from this theorem that K,ri L,^ K d L for / ^ ao. ■ The following example shows that the non-separability condition in Theorem 1.8.8 cannot be omitted. Let K = L = L, = [x, y\, where .V 4= y. and let Ki = [x, y,] be a segment with [x, yj n [jc, y] = {x} and such that yi^y for /-^oo. Then it follows that Af,^ K and L,^ L, but it does not follow that A:, n L,^ /C n L. Next we .show that the metric projection is continuous in both variables simultaneously, that is. the map p;lC" X \E"-> E" (K, x)^ piK, x) is continuous. This is a consequence of the following more precise result. Lemma 1.8.9. Let K, L e X", x, y e E", and put D := diam(A: U L U {x, y}). Then \p{K, x) - piL, y)\ ^ |jc - y| + V 5DdiK, L) . Proof. Taking Theorem 1.2.2 into account (and the triangle inequality), we only have to show that \p{K, x) - PiL, x)\ ^ V^DdiK, L). If X e K r\ L, this is trivial. We assume therefore, say, x ^ K. Put d{K, x) = d and d{K, L) = 6. The ball B{p{K, x), 6) contains a point of L, hence ^(L, jc) ^ ^ + 6 and thus p{L, x) e B{x, d+ &). Let H~ be the supporting halfspace of K with exterior normal vector u{K,x)- Then L is contained in the translate W" + 6u{K, x), hence p{L, x) e B{x, ^ + C) n [H- + du{K, x)\. Elementary geometry now yields \p{K, x) - PiL, x)\ S V^dd + 6" ^ V5D6, since d ^ D and d^ D. ■ Also the support function h: X" x E" ^ K is continuous as a function of two variables; it is in fact locally Lipschitz continuous, as a consequence of the following result.
1.8 The Hausdorff metric 53 Lemma 1.8.10. For K, L e IC" with K,LCRB" (« > 0) and for u, \h{K, u) - hit, i>)\ ^ R\u - v\ + max{|w|, \v\NiK, L). Proof. Put d{K, L) = 6 and choose a point xeK with h{K,u) = {x,u). From x e K d L + 68" we get {x,v) ^ h{L + 68".v) = h{L,v) + 6\u\, hence h{K, u) - hit, v) ^ (x, u - v) + 6\v\ g |jc||w - i;| + d\v\ ^ R\u - v\ + d\i)\. The assertion follows after interchanging (K, u) and iL,v). ■ In terms of the support function, the convergence of convex bodies can be treated very conveniently, as a result of the following simple observation. Here || • || denotes the maximum norm for real functions on Theorem I.8.II. For K, L e IT", diK, L) = sup \h{K, u) - h{L, u)\ =: \\ht: - hi\\. Proof Let 6{K, L) g a. Then KC L + aB", hence hiK, u) g hiL + a8", u) = h{L, w) + a for w e 5"~'. Interchanging K and L, we get \h{K, u) - h{L, u)\ ^ a for w e S"'^ and thus H^^' " ^lII = «. The argument can be reversed. ■ From Theorem 1.8.11 and the definitions A.7.2) and A.7.3) it follows immediately that the mean width b and the Steiner point s are Lipschitz maps. In both cases, the optimal Lipschitz constants are easily determined. From A.7.2) one obtains \h{K) - b{L)\ ^ 2diK, L) for KyLeJC", with equality if and only if K = L + a8" or L= K + a8" with a^O. For given K, L e X", take o e 5""' so that siK) - s(L)| = (siK) - i(L),;;); then \siK) - siL)\ = — i„JhiK, u) - hiL, u)]{u, v}dX"-\u) ^ ^ diK. L) I \{u, o}\d^,"-\u). The last. integral is twice the (n - l)-dimensional measure of the orthogonal projection of 5""' on to a hyperplane orthogonal to o (this is easy to see and is a special case of E.3.32)). Thus \siK) - siL)\ ^-^^^^ 6{K, L). A.8.3)
54 Basic convexity It is clear that ior K j= L equality in A.8.3) cannot be attained, and it is easy to see that the constant cannot be replaced by a smaller one. Theorem 1.8.11 shows that the map cp defined by A.7.1) maps X" not only isomorphically as a convex cone into the vector space CiS"~^), but also isometrically with respect to the Hausdorff metric on X" and the metric induced on C{S"~^) by the maximum norm. In particular, convergence of convex bodies is equivalent to uniform convergence on 5"~' of the corresponding support functions. This uniform convergence follows in any case from pointwise convergence. Theorem 1.8.12. If a sequence of support functions converges pointwise (on E" or, equivalently, on S"~^), then it converges uniformly on 5"~' to a support function. Proof. Let {h{Ki, • ))i6M be a pointwise converging sequence of support functions. Clearly the limit function, say h, is subhnear and, hence, a support function by Theorem 1.7.1. For each we 5""', a{u) ■ = s\ip,h{Ki, u) is finite. We can choose a number /? > 0 with I I t^u.aC) ^ RB", uiS"-' then Ki C RB" for / e N. Let hj be the restriction of hiKj, ■) to S"~^; then \hi{u) - hi{v)\ ^ R\u - v\ by Lemma 1.8.10. Choose a finite set 5C5"~' such that to each u e S"~^ there is some veS with \u - d| < e/3R. Since S is finite, there exists noeN such that \hiiv)- hiiv)\< e/3 for ij^n^ and all veS. Now let u e S"~\ Choose V e S such that |w - d| < e/3R. Then Mu) - hjiu)\ ^ \hiiu) - hM + \hiiv) - hjiv)\ + \hjiv) - hjiu)\ ^ R\u - v\ + e/3 + R\u - v\< e for /, ;■ ^ no and hence |/2,(w) - h{u)\ = e for / ^ no- Since u e 5""' was arbitrary, the uniform convergence on S"~^ of the sequence (/z,),^:^ to h is proved. ■ Having introduced a metric on the set JC" of convex bodies, we can now consider approximation. The approximation of general convex bodies by simpler ones such as polytopes or bodies with differentiable boundaries is a useful tool for many investigations. Here we note only the most basic facts on approximation by polytopes. Further approximation results will be treated in Sections 2.4 and 3.3. Theorem 1.8.13. Let K e X" and e > 0. Then there is a polytope P e X" with PC KG P+ eB", hence with 6{K, P) ^ e.
1.8 The Hausdorff metric 55 Proof. Cover K by finitely many balls with radius e and centres in K, and let P be the convex hull of their centres. Evidently P satisfies the requirements. ■ Remark. In the preceding proof we may impose the condition that the centres of the balls have rational coordinates. Hence, the space (,X", d) is separable, that is, it has a countable dense subset. Lemma 1.8.14. Let Af,,/w2 e .X" and /w2Cint/wi. Then there is a number t)>0 such that each convex body K e X" with d{Ki, K) < t) satisfies KiC K. Proof. Since K2 C int K^, the function h{Ki, •) - h{K2, •) is positive on E"\{o} and hence, being continuous, attains a positive minimum t] on S"~\ Let K e X" be a convex body with diKi,K)<T). Then \hiKi,u)- hiK,u)\<-n and hence hiK2, u)^ hiK^u) - ■n< hiK, u) for ueS"-^;thus K2CK. ■ Theorem 1.8.15. Let K e X" and o e int K. For each A > 1 there exists a polytope P e X" with PC K CkP. Proof Choose a number p > 0 with B(o, p) C int K and a number e with 0<eg(A- l)p. By Theorem 1.8.13 and Lemma 1.8.14 we can choose e small enough that there is a polytope P with B(o, p)C P C K C P + eB". For w e 5""^ we deduce hiXP, u) = h{P, u) + (A - \)h{P, u) ^ h{P, u) + e = hiP + eB", u) ^ h{K, u), thus KdXP. ■ We prove a further continuity result. The volume functional V„ on X" is defined as the restriction of the n-dimensional measure .^" to_X". Theorem 1.8.16. The volume functional V„ is continuous on X". Proof_Lti KeX" be given. If V„(A:) = 0 and K e X" satisfies 6{K, K) = a^l (without loss of generahty), then K lies in a hyper- plane and ^ C a: + aB". Hence, V„(^) ^V„iK + aB") ^ c{K)a with
56 Basic convexity ciK) independent of a, by an easy estimation using Fubini's theorem. Suppose, therefore, that V„{K)>0. Then we may assume that oe int a:. Let e><) be given. Choose A> 1 with (A" - 1)A"V„(A:)< e and p> 0 with pB" C int /C. By Lemma 1.8.14, there is a number a > 0 with a^(A-l)p and such that pB" C K for all R e X" satisfying 6(K, K)< a. Suppose that the latter holds. Then a: C ^ + aB" C ^ + (A - l)pB" C ^ + (A - 1)^ = A^ and similarly K <ZXK. It follows that V„{K) ^ V„{XK) + )."V„{K), hence V„{K) - V„{K) % (A" - l)V„{K) ^ (A" - 1)A"V„(/C), V„{K) - V„{K) ^ (A" - l)V„{K) g (A" - \)X"V„{K), thus \VM) - yAK)\ g (A" - \)k"V„{K) <e. ■ Notes for Section 1.8 1. Hausdorff metric and topologies on spaces of subsets. The Hausdorff metric is usually considered in a more general context. Let {X, d) be a metric space. Then (%C, D) := max {sun inf d{x, >•), sup inf d{x, y)) xcC yil) Xib yiC defines the Hausdorff metric 6 on the set of nonempty closed and bounded subsets of X. It was introduced by Hausdorff A914, pp. 293ff), who also described the convergence with respect to this metric in terms of closed limits (see also Hausdorff 1927, p. 149). Let (^{X) denote the set of nonempty compact subsets of X. Different common topologies introduced on spaces of subsets of a topological space coincide, on Q{X), with the topology induced by the Hausdorff metric. This is true for the Vietoris topology and for the topology of closed convergence. The latter, which is usually considered on the set of closed subsets of a locally compact, second countable Hausdorff space, has applications in mathematical economics (Hildenbrand 1974) and stochastic geometry (Ma- theron 1975). For properties of the metric space ((^(X), S) we refer the reader to Kuratowski A968), §42, and for general investigations on topologies for spaces of subsets to Michael A951) and the monograph of Klein & Thompson A984). 2. Selection theorems. The Blaschke selection theorem for convex bodies was first stated and used by Blaschke [5] (pp. 62ff). A general theorem, which implies the compactness of ((-ti^X), h) for a compact metric space X. appears in Hausdorff A927), p. 147; see also Kuratowski A968), §42 and Rogers A970), p. 91. An elegant proof for compact subsets of E" was given by Hadwiger A949a), [18], Section 4.3.2; we have followed his approach. A ver>' general form appears in Dierolf A970). By Lemma 1.8.10, one has \h{K, u)- h{K, v)\ g R\u - v\ for K e T" with K C RB" (for given /? > 0) and for «, d 6 E". Therefore, the family {hfclK 6 X", K C RB")
Notes for Section 1.8 57 is equicontinuous; further, it is uniformly bounded and closed in 0E""') (with the maximum norm). By the Arzel^-Ascoli theorem, it is compact. This is another proof of the Blaschke selection theorem. Two different methods of deducing the Blaschke selection theorem from the Arzel^-Ascoli theorem were described by Heil A967a); he also deduced the selection theorem for compact sets in this way. Selection theorems for star-shaped sets and for more general sets were treated by Hirose A965), DreSevie A970), Beer A975) and Spiegel A975). Convergence in sense of the Hausdorff metric. Theorem 1.8.7 can be generalized and refined in the following way. We consider the space &" of nonempty compact sets in E". Define X{K, L) := max min |.r - >'| for K, L e 6", SO that d(K, L) = max{X(K, L),?.(L, K)}. For K e &" and a sequence ('^/)/€N in (^", the following assertions may hold. A) \iK, K,)-^0 for !^ 00. B) Each point .r e A^ is the limit of a sequence (.r,),,:^ with x, e K,{i e N). C) Each open set intersecting K intersects K, for almost all /. (T) X{K„K)^0 for!-*=c. B') The limit of any convergent sequence (^,,),e% with x,^ e K,, (j e N) belongs to K, and the sequence (A^,),^^ is bounded. C') Each closed set having empty intersection with K has empty intersection with almost all K,. Then the following can be shown: The conditions A), B), C) are equivalent; the conditions A'), B'), C') are equivalent. Hence lim /c, = /C « B) and B') •» C) and C')- The proof is left to the reader. Convergence of closed convex sets. On the set of (not necessarily bounded) closed convex subsets of E" several different types of convergence have been considered, which coincide on X". A comparison of four such types of convergence is made in Salinetti & Wets A979). See also Wijsman A964,1966) and Beer A989). Topology of hyperspaces. For a nonempty subset X of E", the space X{X) (of convex bodies contained in A"), metrized by the Hausdorff metric, is also called the cc-hyperspace of X. The topology of X{X), in dependence on the geometry of X, has received some attention. The following results are due to Nadle'r, Quinn & Stavrakas A975,1977, 1979); see also Chapter XVIII of Nadler A978). If ^ e i:" and dim^ §2, then X{X) is homeomorphic to the Hilbert cube /. = nr=i[-l/2M/2']. For «g2, :^(int 5") and X{1") are homeomorphic to /« with a point removed. If A* C E^ is compact, connected and such that X{X) is homeomorphic to /», then X is topologic- ally a 2-cell. Curtis, Quinn & Schori A977) found a complete characterization of the polyhedral 2-cells whose cc-hyperspaces are homemorphic to /». Embedding theorems for spaces of convex sets. The map <p:X"^ 0E"-') . • K^h^ given by A.7.1) maps the cone of convex bodies in E" isomorphically, and by Theorem 1.8.11 also isometrically, onto a closed convex cone in a Banach space. For certain spaces of convex subsets of infinite-dimensional vector spaces, similar embedding theorems are known. R^dstrOm A952) proved the following result.
58 Basic convexity Let L be a real normed linear space and M a set of closed, bounded convex sets in L with the following properties. A) M is closed under addition and multiplication by non-negative scalars. B) U A e M and S is the unit ball of L, then >1 + 5 is closed. C) M is metrized by the Hausdorff metric. Then M can be embedded as a convex cone in a real normed linear space N in such a way that (a) the embedding is isometric, (b) addition in N induces addition in M, (c) multiplication by non-negative scalars in N induces the corresponding operation in M. R^dstrom showed that the conditions on M are satisfied, for instance, by the set of all finite-dimensional compact convex sets and by the set of all compact convex sets. RSdstrom proof was by means of an abstract construction, but it was pointed out later that one can also use support functionals in a similar way to their use in the finite-dimensional case. For locally convex spaces this was done by Hormander A955), who proved also a generalization of Theorem 1.7.1, characterizing the support functionals of closed convex sets in such a space (essentially by an argument that can be viewed as extending Rade- macher's method, which is given as the second proof of Theorem 1.7.1). More general embedding theorems of a similar kind were obtained by Godet-Thobie and The Lai A970), Urbanski A976), Tolstonogov A977) and Schmidt A986). Essential for the existence of such embeddings is the cancellation law demanding that A + C == B + C implies A = B. An algebraic study of the validity of this cancellation law in arbitrary real vector spaces under suitable convexity and other assumptions on the subsets A, B, C was carried out by Jongmans A973). 7. Representation of semigroups as systems of compact convex sets. If the multiplication (A, K)i->XK = {kx\x e K) {K e JC") is considered for all real AeR, then the rules listed before A.7.1) remain the same except that (A -I- fi)K = XK + fiK holds only for Xfi^O. The structure (X", +) with this multiplication is then an example of an abelian R-semigroup with cancellation law. Ratschek & Schrbder A977) have characterized the abstract R-semigroups that can be represented in this way by systems of compact convex sets, with E" replaced by a suitable locally convex space. 8. Different metrics for convex bodies. In the theory of convex bodies, the Hausdorff metric was first used by Blaschke [5] (§§17,18). It is, therefore, sometimes called the Blaschke-Hausdorff metric. In the geometry of convex bodies, other metrics have been proposed also. The following are defined on IK5 only. The symmetric difference metric d^ is given by dHK, L) := X"(K A L) for K, L e IC^. where K d^ L- (K\L) U (L\K) denotes the symmetric difference of K and L. This metric is invariant under volume-preserving affinities of E". Two affine-invariant metrics are defined on ICH as follows: d"(K, L) := log(l -I- 2inf {A '^Q\K (Z L + ADL, L <Z K -\- AD/C}), where DK ; = K - A^ is the difference body of K, and d^(K, L) := ^'"(K A L)IX"(K U L), A detailed investigation and comparison of the four metrics d, 6^, d^, 6^ on Xo was carried out by Shephard & Webster A965). In particular, they showed that all these metrics induce the same topology on X„, but not the
Notes for Section 1 8 59 same uniform structures. Further, they studied the completeness and uniform continuity of some functions with respect to these metrics. Dinghas A957a) showed that the symmetric difference metric (for not necessarily convex sets) is decreased under simultaneous symmetrization at an affine subspace. Another class of metrics is obtained if in Theorem 1.8.11 the maximum norm is replaced by an Lp norm: For 1 g p < oo and K, L e X" let dp{K,L) .= |J^ __);,^ - hi,PAX"-'Y- then dp is a metric on T", called the Lp metric. These metrics were investigated by Vitale A985a). One has 6p(K, L)^ w^^odiK, L) trivially, and Vitale established estimates in the other direction. As a consequence of a sharp, but more complicated, inequality he showed, for instance, that Cp(K, L)[6{K, L))'"*"-"/" S dp(K, L) for K, L 6 .T", where the factor Cp(K, L) depends (for fixed n and p) only on diam(A^ U L). He deduced that all of the dp metrics A = p = », with 6^ = S), induce the same topology on X" and yield complete metric spaces in which closed, bounded sets are compact. For ^i, see also Florian A989). 9. Isometries. Because the Hausdorff metric on X" has a simple geometric meaning, the study of the metric space (.T", 6) deserves some interest of its own. A natural first question asks for the isometries that this space permits. Suppose that the map i: X" —> X" is an isometry with respect to the Hausdorff metric. Under the assumption that i is surjective, it was proved by Schneider A975a) that i is induced by an isometry of E", in the sense that there is a rigid motion g:E"-*E" so that i(K) = gK for all K e X". Without assuming surjectivity, Gruber & Lettl A980) have shown that one can find a rigid motion g of E" and a convex body L such that i(K) = gK + L for all K e X". Every isometry of XS with respect to the symmetric difference metric is induced by an equi-affinity of E" (Gruber 1978). For the subspace XS(B") of ^-dimensional convex bodies contained in the unit ball, every isometry with respect to the symmetric difference metric is induced by a rotation of the ball (Gruber 1982). The corresponding result for the Hausdorff metric on X"(B") follows from Bandt A986). Similar investigations for non-convex sets and for subsets of other spaces were carried out by Gruber A980a, b). Gruber & Lettl A979), Lettl A980), Gruber & Tichy A982) and Bandt A986). 10. Metric convexity and metric segments. For a metric space it is, furthermore, of interest to study its properties in terms of the geometric notions introduced by Menger A928) (see also Blumenthal 1953). The space A^", d) is a metric segment space, since it follows from Theorem 1.8.11 that d(K, A - a)K + at) = a6(K, L) for K, L e X" and a 6 [0,1). (Some generalizations to infinite-dimensional spaces were investigated by Bantegnie 1975). Shephard & Webster A965) showed that (.TJ, 6^) is metrically convex (in Menger's sense), but not a metric segment space, while (X"uf>^) and (XS,d^) are not metrically convex. In (Jie space (.'/ST", d) there is in general a great variety of metric segments joining two given bodies K and L. A study of their totality was begun by Jongmans A979). Answering a question left open by him, Schneider A981c) showed the following. Let K, L e X" be convex bodies joined by only one metric segment (equivalents, A = \(K + L) is the only convex body satisfying d{K, A) = d(A, L) = \6(K, L)). Then either K = L + pB" or
60 Basic convexity L= K +pB" with .some p § 0, or else dim K < n and L = K + t where the vector t is orthogonal to aff K. 11. Metric entropy. A characteristic of a totally bounded metric space (X, d) that is designed to describe its "ma.ssivity", is the metric entropy. This is, by definition, the function H given by W(f) ;= log,V(£) for f > 0, where N(e) is the minimal number of closed d-balls of radius f covering X. For the spaces (.T"(A), (S) and (X^A),6^), where 0 =)= A C E" is a bounded open set. the asymptotic behaviour of the metric entropy for £—>0 was investigated by Dudley A974). For (X"(B"),d), Bronsht'ein A976) showed more preci.sely that c-,(«)t"-"i'- g W(f) g Cj(«)t-"-">- for £ g cy(n), where c,(n) is a po.sitive constant depending only on n. In particular, the exponent of entropy, defined by liminf(loglog;V(f)/|log£l), f JO is equal to (n - l)/2 for the space (X"(B"), d) (see also Bandt 1988). 12. Diameters of sets of convex bodies. It is an interesting and, in general, difficult task to determine the diameter, with respect to the Hausdorff metric, of a given bounded subset of X" that is defined by some geometric conditions. As an example, McMullen A984) proved that the space of all convex bodies in T" with mean width b equal to that of a line segment of length 2 and with Steiner point s at the origin, has diameter 1. As a corollary, McMullen obtained the sharp e.stimate d(K, L) S ma\{b(K). b(L)} + U(K) - s(L)\ for K, Le X". 13. Affine equivalence cla.sses of convex bodies. Let i-/Xo denote the set of all affine equivalence classes of ^-dimensional convex bodies in E". Thus L belongs to the equivalence class [A^] 6 < ■IXn if and only i{ K = aL for some non-degenerate affine transformation ar of E". If < -fXu is equipped with the quotient topology (induced by the standard topology on Xu), then ^-ZXa is compact. This was proved by Macbeath A951). In the course of the proof, Macbeath introduced the function p(K, L) := mf{X"(aL)/:^/'(K)\K C at), a where a ranges over the affinities of E", and showed that A([Kl [L]) = logfKK, L) + logp(L, K), [K], [L] 6 , ^X,, defines a metric A on < -/Xd that induces the quotient topology. The exponent of entropy for the space (i -/Xc,, 4) was determined by Bronshtein A978a); it is equal to (n - l)/2. 14. Affine equivalence classes of compact .sets. Let < ■i(^" denote the set of affine equivalence classes of nonempty compact subsets of E". Webster A965) showed how the Hausdorff metric can be used to define a metric on < ■((?" that makes i ■fO" into a compact space. This metric, however, does not induce the quotient topology on 11'('/" (obtained from {(^",6) and the affine-equivalence relation), since the latter fails to be metrizable. Let , iP", U ■fO"+) be the subset of all affine equivalence classes containing an element C with dimconvC=« (respectively, ^>"(C)>0). Then Webster's metric and the quotient topology on t V^" induce the same topology on < ■(&", which is compact. On the other hand, there does not exist a metric on < k^\ that
Notes for Section 1.8 61 makes < iOZ compact and induces the quotient topology. Web.ster's results essentially answered a que.stion posed by Griinbaum [37] (p. 263). 15. Applications of the Steiner point. The exact Lipschitz constant in A.8.3) was determined by PrzesJawski A985), Saint Pierre A985) and Vitale A985a). The properties of the Steiner point, in particular Minkowski additivity, the inclasion property A.7.6), and the Lipschitz continuity A.8.3), make it a useful tool for some applications. For instance, the Steiner point has been used for the construction of continuous selections of multi-valued mappings (Linke 1980, Przeslawski 1985) and in the theory of random sets (Vitale 1984, 1990, Gine & Hahn 1985a, b). Motivated by this, Vitale A985b) showed the non-existence of a continuous extension of the Steiner point to all convex bodies in infinite dimen.sional Hilbert spaces. 16. Minkowski additive selections. Generalizing the Steiner point map, Zivaljevic A989) studied Minkowski additive functions /: T" -^ E" satisfying f(K)e K for all K 6 JC". In particular, he characterized all such Minkowski additive selections / for which f(K) 6 ext K for all K e IC". 17. Isometry invariant measures on !X". The following question was posed by McMullen (see Gruber & Schneider [36], p. 268): Is there a natural and useful (isometry) invariant measure on the space T" with the Hausdorff metric? It appears (depending on the interpretation of useful') that the answer is no. Bandt & Baraki A986) have shown: For n > 1 there is no a-finite Borel measure on (X",d) that is invariant with respect to all isometries from the whole space into itself and is not identically zero.
Boundary structure 2.1. Facial structure The notions of face, extreme point and exposed point of a convex set were defined in Section 1.4. In the present section we shall study the boundary structure of closed convex sets in relation to these and similar or more specialized notions. We shall assume in the following that K C E" is a nonempty closed convex set. An /-dimensional face of K is referred to as an i-face. 7(K) is the set of all faces and Ifiif^) the set of all /-faces of K. A face of dimension (dim K) - I is usually called a facet. The empty set 0 and K itself are faces of K; the other faces are called proper. It follows from the definition of a face and from Lemma 1.1.8 that the faces of K are closed. If f 4= /C is a face of K, then f n relint A: = 0. (If z e f n relint K, we choose y e K\F. There is some x e K with z e relint [x, y]. Then \x.y]CF, a contradiction.) In particular, FCrelbdAf and dimf < n. Theorem 2.1.1. If F, is a face of K for i e I (a nonempty index set), then \\,eiF, is a face of K. If F is a face of K and G is a face of F, then G is a face of K. Proof. This follows immediately from the definition of a face. ■ Theorem2.1.2. If Fi, F2e'J(K) are distinct faces, then relint Fj n relint Fi = 0. To each nonempty relatively open convex subset A of K there is a unique face F e '7(/w) with A C relint F. The system {relint F|/-" e 'J{K)) is a disjoint decomposition of K.
2.1 Facial structure 63 Proof. Assume that F^, Fie <7^{K), Fi 4= ^2 and z e relint Fj n relint Fi- There is some x e FfXFi, say. We can choose y e f 1 such that z e relint [x,y]. From [x, y] C F^ C K, z e F2 and F2 e <J{K) it follows that [a:, y] C Fi, a contradiction. Thus relint f 1 n relint Fi = 0. Let /I 4= 0 be a relatively open convex subset of K. Let F be the intersection of all faces of K containing A\ then F is a face of K. Suppose there is some point x e /IXrelint F. Then there is a support plane H to F with x e H and H n F ^ F, Since a: e /I C f and A is relatively open, it follows that AC. H. Now H D F '\s clearly a face of F and hence a face of K. But then f C W n F by the definition of F, a contradiction. Thus A Crelintf. It follows from the first part that F is the only face with this property. In particular, the set A may be one-pointed. Thus each point x e K is contained in relint F for a unique face F e 'T^iK). ■ In the proof above we have used the obvious fact that each support set H n K, where W is a support plane of Af, is a face of K. The support sets are also called exposed faces of K, The singleton {x} is an exposed face if and only if x is an exposed point. We denote by 'V(Af) the set of all exposed faces and by r'ii(K) the set of all i-dimensional exposed faces of K. Clearly not every face is an exposed face: not every extreme point is an exposed point, and taking direct sums yields examples with higher-dimensional faces. However, each proper face F of K is contained in some exposed face. In fact, since F D relint K =0, there exists a hyperplane H separating F and K. From F C K it follows that F C H, hence F is contained in the exposed face H r\ K. Theorem 2.1.3. If Fi is an exposed face of K for / e / 4= 0, then A,6/F, is either empty or an exposed face of K. Proof. Let F := H/g/F; and assume that F4=0- After a translation, we may assume that o e F. For i e / there exists a vector w, e IE"\{o} such that Fi = K n Hu^xi and K C HZ,^- We may assume that wi, . . , , w, are linearly independent and that any other w, linearly depends on these vectors. Then f = n'=iF,. Let w'=2i'=i"c Then KCH'q and o € K n Hufl, hence Hu,o supports K. For a: e F we have {x,u,) =0 for iel and hence {x,u)=0; thus FcH^^nK. For y e K\F, {y,Wy)<Ofor some ; e {1,. . , , r}, hence {y,u}<0 and thus y $ HuX). This proves that H,,^ C\ K = F and therefore that F e ''^{K). ■ One should observe that the second part of Theorem 2.1.1 has no counterpart for exposed faces; An exposed face of an exposed face of K
64 Boundary structure need not itself be an exposed face of K, but it is, of course, a face of K. From now on in this section we assume that K e 'K". Exposed faces behave well under polarity, as we shall now see. Suppose that K e Xo and o e int AiT. In Section 1.6 the polar body of K was defined as K* = {xe l"\{x, y) ^ 1 for all y e K). For a subset F C K we now define the conjugate face of F by F ■= {x e K*\{x, y) = 1 for all y e f}. One should keep in mind that that F depends also on K and not only on f; but this slightly incomplete notation is quite common. If we write F, this means (F) , where the right-hand circumflex refers to K ■ Instead of {y}" we write y. Theorem 2.1.4. Let oe mt K and 0 ^ F C K. Then the following assertions (a), (b), (c) are equivalent. (a) F lies in an exposed face of K, (b) f 4=0, (c) F is an exposed face of K*. If (a)-(c) hold, then F is the smallest exposed face of K containing F. Proof. For y e bd Af, the hyperplane [x e l."\{x, y) = 1} supports K* (e.g., by Theorem 1.7.6); hence y = F{K*, y) is an exposed face of K*. For y e int /C, (a:, y) < 1 for all x e K*, hence y = 0. By definition, F= flUe K*\{x,y) = \)= fly. yeF >'€F Thus F is either empty or (by 2.1.3) an exposed face of K*. Suppose that F lies in the exposed face S ■= K r\ W„ i (without loss of generality), where Kd H^i. Then ue F and hence F^0. Vice versa, if w e f, then u e K* and {u, y) = 1 for all yeF, hence F lies in an exposed face of K. Thus (a), (b) and (c) are equivalent. Suppose again that F lies in the exposed face S = K n W„ i. Let z e F. Then z e K** = K and (z, x) = 1 for all x e F, and in particular (z, u) = I, thus z e S. This shows that F C 5 for each exposed face S of K containing^ f. Since F is itself an exposed face of K containing F, it follows that F is the smallest exposed face containing F. ■ Remark 2.1.5. For a proper face F oi K that is not an exposed face it follows from Theorem 2.1.4 that F =t= F.
2.1 Facial structure 65 By Theorem 2.1.2, each point x e K belongs to the relative interior of a uniquely determined face F^ of K. This leads to a classification of the points of K according to the dimension of the containing face. The point X is called an r-extreme point of K if dimF^^ ^ r. Equivalently, x is r-extreme if and only if there is no (r + l)-dimensional convex set A C K with X e relint A. Further, the point x is called an r-exposed point of K ii X is contained in an exposed face F e S(K) with dim F ^ r. The set of all the r-extreme (r-exposed) points of K is called its r-skeleton {exposed r-skeleton) and denoted by ext, K (exp, K). We have e\i(jK = e\iK, expo Af = exp Af; evidently exp, Af C ext, Af and, trivially, ext, K C ext, K and exp, K C expj Af for r < s. Theorem 1.4.7, which is due to Straszewicz and which states that each extreme point is a limit of exposed points, can be extended to r-extreme and r-exposed points. This extension was obtained by Asplund A963). His proof, however, is difficult to understand, and we prefer to give a proof due to McMullen A983b). It requires the following lemma. Lemma2.1.6. Let G e '7,iK) (for some r e {0, . . . , n - 1}) and q e relint G. // there is a (n - r - l)-f}at supporting K precisely at q, then GeS.iK). Proof. The assumption demands the existence of an (n - r - l)-flat L and of a support plane H to K such that L C H and L n K = {q}. Let F ■■= H n K. From g e relint G we have G C F. Suppose that F ^ G. Let X e F\G. We may assume that ^ = o. By L n G = {o} and o e relint G we have L n lin G = {o}; from dim G = r and dim L = n - r - 1 we get L + lin G = //. Hence, there is a representation x = y + z with >> e lin G and o ^ z e L. Since o e rehnt G, there is a number A > 0 with -ky e G. Then thus o^[X/(l + X)]z e L n K, which contradicts the assumption. We conclude that F = G and thus G e cS,(K). ■ Theorem2.1.7. For r = 0, . . . , n - 1, ext, K C clexp, K. Proof. For r = 0 this is true by Theorem 1.4.7. Assume that r S 1 and that the assertion is true for r - 1 instead of r. Let p e ext, K and a neighbourhood V of p be given. By Theorem 2.1.2 there is a unique face F e ''7iK) such that p e relint F, and p e ext, K implies dim F ^ r.
66 Boundary structure If dim F < r, then p e ext,_i K and by the induction hypothesis we have p e clexp,_, K C clexp, K. Assume, therefore, that dim F = r. Let M be an (n - r)-flat through p that is complementary to aff F. Then p e ext(M n Af), hence by Theorem 1.4.7 there is a point ^ e V n exp(M n K). Let G e ■7sif<) be the face with q e relint G. Since qeexpiMHK) and ^e relint G, we must have s^r. If s<r, then ^eext,_i/w, and the induction hypothesis yields q e clexp,_i K C clexp, Af. If s = r, let L be an (n - r - l)-flat in M that supports M n K precisely at q. Lemma 2.1.6 now shows that G e ry,iK), hence q e exp, K. Since V was an arbitrary neighbourhood of p, the assertion is proved. ■ We conclude this section with a simple remark on the topology of the r-skeleton. If dim K = 2, it is easy to see that ext K is closed, but for dim K = 3 this is not true in general. For example, let K be the convex hull of a circular disc C and of an orthogonal segment S such that there is a point x e relbd C D rehnt5. Then a: is a limit of extreme points of K but is itself not an extreme point. It is, however, easy to see that ext, K is a G^ set (an intersection of countably many open sets): For /c e N let A/, be the set of the centres of all (r + l)-dimensional closed balls of radius l/k contained in Af. It is not difficult to show that A^ is closed, and obviously ext, K = C]i[K + Bo(o, 1^)]^^). Notes for Section 2.1 1. Characterization of sets of extreme points. If S = ext K for some K e X", then clearly (a) cl S C conv 5, (b) cl S is compact, (c) S n conv A C A for all AGS. Bjorck A958) proved that for a nonempty set .S C E" these three conditions are also sufficient for the existence of a convex body K e X" such that S = ext A^, and he considered an infinite-dimensional extension of this result. 2. A semicontinuity property of skeletons. Let {K,),^:^ be a sequence in 7f" converging io K e. ~K". Then, for r = 0 " - 1, clext^ K C liminfext^ K,. (By definition, .v 6 liminf/I, if every neighbourhood of x meets A, for almost all !.) For a proof, see Schneider [43] (Theorem B.13) and §8). 3. The face-function. Let K 6 To- By Theorem 2.L2. each point x e K is contained in the relative interior of a unique face of K: denote this face by F,. The function F: x >-> F> is called the face-function of K: its restriction to bd K is the face-function of bd /C. Klee & Martin A971) have investigated the semicontinuity properties of the face-function. For X = K or hd K. \ci Xi (Xu) be the set of all points x 6 A" at which F \% lower (upper) semicon- tinuous. Klee and Martin studied these sets and showed the following:
Notes for Section 2.1 67 Theorem. The face-function of bd K is lower semtcontinuous almost everywhere in the sense of category and upper semicontinuous almost everywhere in the sense of measure. However, when n^3 it may be lower semicontinuous almost nowhere in the sense of measure and upper semicontinuous almost nowhere in the sense of category. Actually, upper semicontinuity almost everywhere in the sense of measure for n >3 was only conjectured, but the assertion was completed by Larman A971) who proved the following: Theorem. The union of the relative boundaries of the proper faces of K of dimension at least 1 has zero (n - l)-dimensional Hausdorff measure. Lower semicontinuity of face-functions is related to the continuity of so-called envelopes of functions. For a continuous function f: K —*R one defines the envelope f^ by /e := sup {gig: E" ^Raffine, gS fon K}. Let Kc denote the set of all points of K at which every envelope is continuous. Kruskal A969) gave a three-dimensional example with ^^. =t= K. Klee & Martin A971) proved Kc = K tor n = 2, and Eifler A977) showed that K^ = K, for K e .i:j. Stable convex bodie.i. The convex body K e IZ^ is called stable if the map (x, )') i-» \(x + y) from K x K onto K is open. The following assertions are equivalent: (a) K is stable; (b) the face-function of K is lower semicontinuous; (c) all skeletons ext, K, r = 0, . . . , n, ot K are closed. For the proof, see Papadopoulou A977) or Debs A978); the survey by Papadopoulou A982) explains why stable convex sets are of interest and contains further results. For n >2, the convex bodies K with properties (a), (b), (c) are also characterized by the fact that the metric space consisting of the proper faces of K with the Hausdorff metric is compact. Similarly, the metric space of all exposed faces is compact if and only if all the exposed r-skeletons of K are closed, 0 = r g « - 2. These results are due to Reiter & StavrakasA977). Let K 6 JC", and for x e relbd K let 5^, be the smallest exposed face of K containing x. In his investigation of the convexity of Chebyshev sets. Brown A980) conjectured the following. If F is an exposed face of K, then there exists an X 6 relbd F such that either S, = {x} or S, = F. He proved this for n^5. Topology of skeletons. In general, the topological structure of ext K and exp K for K e X^ is not easy to describe. (For the situation in the infinite-dimensional case, see Klee A955), Bensimon A987).) The following is quoted from Klee A958) (where n = 3): 'Find a useful and simple characterization of the class '/■„ of all subsets X of the unit sphere 5"~' such that there is a homeomorphism of 5"' onto the boundary of a convex body K mapping X into ext K\ The following partial answer was given by Collier A975): Let A' be a subset of a compact 0-dimensional metric space Z, and let « g 3 be' an integer. There is a homeomorphism of Z into the boundary of a convex body K e TJ mapping X onto ext K if and only if A" is a G,-, set with at least n + 1 points. On the other hand, non-trivial examples of subsets of 5^ that do not belong to Cf'j can be constructed by means of the following result of Collier A976): U K € Xl, then each component of (clext K)\ext K is a subset of a 1-dimensional face of K.
AS Boundary structure Bronshtein A981) considered the collection -//?„ ,v of sets M in E" such that there exist K e X^' and a homeomorphism of c\ M into K mapping M onto ext K. He showed that .///„„+, contains all compacta of E", further that each locally compact, bounded set is in -''//„.,,+2 but not necessarily in .///„ „+i, and siinilar results. The following is known about exp K. For dim K = 2, exp K is & G/, set; but Corson A965) constructed a three-dimensional convex body K for which exp K is not the union of a C/, set with an F,, set and contains no dense G^ set. He also constructed a body K e Xl for which exp K is the union of a countable number of closed sets each of which has no interior with respect to exp K. Choquet, Corson & Klee A966) proved for K e X^ that exp K is the union of a G/, set, an F„ set and n ~ 2 sets each of which is the intersection of a Gj set with an f „ set. For K e Xl they showed that exp K is the union of a G/, set and a set that is the intersection of a Gf, and an F„ set. Klee A958) proved for smooth K 6 Xq that exp K is a G^ set and ext K\cxp K is a first category F„ set in ext K. For « g 2 he showed the existence of a smooth body K e X'd such that ext K is closed and ext K \exp K is dense in ext K, and proved the existence of a body K e Xl such that hd K\extK, cxtK\expK and exp A^ are all dense in bd K, see also Edelstein A965). 7. Paths in the l-skeleton. The 1-skeleton of a polvtope has well-known connectivity properties, which are important, for instance, for the edge-following procedures of the simplex algorithm. Larman & Rogers A970, 1971) initiated a programme of extending these properties to general convex bodies. In their 1970 paper they proved the following theorem: Let a and b be two distinct exposed points of a convex body K e X(,. Then there are n simple arcs Pi, ..., P„ in the 1-skeleton of K, each joining a to 6, such that P,n Pi = {a, h} for 1 S / < ; S «. In their 1971 paper, Larman and Rogers obtained, in two refined versions, the following result on the existence of increasing paths: Let L be a non-constant linear function on E" and let K 6 Xll. Then there is a continuous map s of the closed interval [0, 1) to the exposed 1-skeleton of K with L(i@))= inf L(x), L(i(l)) = supL(.r), L(i(/i)) < L(i(;2)), when 0 g /, < /, § 1- This line of research was continued by Gallivan A979). Gallivan & Larman A981) and Gallivan & Gardner A981). Similar investigations for infinite-dimensional compact convex sets were carried out bv Larman & Rogers A973), Larman A977) and Dalla A986). 8. It was pointed out by Fedotov A979) that a convex body K with o 6 int X can have a face F with F^ F (Remark 2.1.5); this corrects an erroneous statement in Bourbaki [10] (Chapter IV, §1, Exercise 2a). 9. Hausdorff measures of skeletons. For a polvtope P C E" and for r 6 {0, 1. .... n} it is natural to consider the total r-dimensional volume, r]r{P). of the r-faces of P. Inequalities for the.se functional were inve.stigated by Eggles- ton, Grunbaum & Klee A964) and by Larman & Mani A970). The definition i1r{K) := ^''{exirK), where ^■' is the rdimen.sional Hausdorff measure, extends the function t], to arbitrary convex bodies K e X". A different way of extending r;^ from polytopes to general convex bodies was proposed by Eggleston, Grunbaum & Klee A964). They showed that t]r is lower semicontinuous on the set of ^-dimensional polytopes and defined
Notes for Section 2.1 69 C(/C) := liminfrj,(P) for K 6 JC". where liminf is taken over all sequences of polytopes converging to K. Then t, is lower semicontinuous on X". The comparison of rj, and l.^ is non-trivial for 1 g r g « - 2. Burton A979) showed that t], is lower semicontinuous and that t,,^T},. It has been asked whether t,, = t}, In general (Problem 76 posed by Schneider in [36]). For r = n -2 this was proved by Larman A980), but the other cases remain open. Eggleston, Grunbaum & Klee A964) also asked for a characterization of those convex bodies K e X" for which !^,(K)<'^. It was observed by Schneider [43] (p. 19) that a convex body K for which t,r(K)<x or r],(K)<^ has the property that (in the sense of Haar measure) almost every (n - r)-flat intersects K in a polytope. This property, however, is not so restrictive as one might expect. Dalla & Larman A980) constructed a convex body K 6 X^ almost all of whose two-dimensional plane sections are polygons but for which ext K has Hausdorff dimension one. (This answered in the negative a question posed by Schneider; see Problem 77 in [36]). These authors also showed that a convex body K e X" has exi(K C\ E) of (Hausdorff) dimension at most r for almost all fe-flats E if and only if the dimension of ext„_^ K is at most n - k + r. Burton A979b) proved that nr(K-) < « (where 1 g r g « - 2) implies ^'"(ext,-, K) = 0. He also obtained results on the facial structure of a convex body K having T]r(K)<^. exhibiting some resemblance to polytopal behaviour. Burton A980a) has found integral-geometric formulae for the functions t],. The simplest of these says that t],(K) is, up to a factor depending only on n and r. the integral of t]a(K n E) over all (n - r)-flats E, where the integration is with respect to the rigid motion invariant measure on the space of (« - r)-flats. A number of inequalities for the functions r(, are known. Schneider A978b) proved UK) >(n- r + l)Vr{K) for K 6 Xq and re {1,.. . , n - 2}, where V,(K) is the intrinsic volume, defined in Section 4.2. This inequality is sharp, that is, the quotient t]r(K)/Vr{K) comes arbitrarily close to « - r + 1 by proper choice o( K. A weaker form of the inequality was obtained earlier by Firey & Schneider A979). For non-negative integers r and s with r + s = n. Burton A979b) showed (r + 1)(.9 + l)r,,^AK) g r,,(K)UK), which strengthens an inequality obtained by Eggleston, Grunbaum & Klee A964) for polytopes. A general problem of isoperimetric type can be formulated as follows: For 1 g i- < r g « determine the least number q(n, r, s) such that n,(K) ^ q(n, r, s)(UK)y'' for all K 6 JC". For polytopes this problem was first studied by Eggleston, Grunbaum & Klee A964). It is not known whether q(n, r, s) < » in general. The known results, coming from various sources, are listed in Burton & Larman.A981): The isoperimetric inequality gives the value of q(n, n, n - 1). Explicit upper bounds are known for q(n, r, s) when s divides r, and furthermore for q(n, n - \,s). with a better value for (^C, 2, 1), and for <yC,3, 1). Burton & Larman A981) found an upper bound for q(n, n -2, « - 3) if « S 4. The following inequality of the Brunn-Minkow,ski type was established by
70 Boundary structure Dalla A987): For K,Le X" and X g [0,1], r,,((l - l)K + AL) S A - X)ii,i,K) + Ar,,(L). One may speculate whether rj,((l - A)A^ + AL)''' is in general a concave function of A (it is for r = n and r = « - 1; see Sections 6.1 and 6.5). Hausdorff measures of finite-dimensional skeletons of infinite-dimensional convex sets were investigated by Dalla A985). 2.2. Singularities Through each boundary point of a convex body there is a supporting hyperplane, but not necessarily a unique one. Non-uniqueness gives rise to singularities, and these will be studied in the present section. First we introduce some convex cones that describe the behaviour of a convex body at one of its points. Let K e 7JC" be a convex body and \ti X e K. Define P{K, X) := {X{y - x)\y e A:, A > 0} = [JX{K - x). Then P{K, x) is a convex cone, and P{K, x) = eiff K - x if and only if xeTeVintK. The closed convex cone SiK,x) '■=c\P{K,x) can evidently be represented as SiK,x)= n H-iK,u)-x, x€H(.K,u) where the intersection extends over all u e lE"\(o} (or u e 5""^) for which X lies in the supporting hyperplane H{K, u). (For x e intK, we adopt the usual convention that the intersection of an empty family of subsets of E" is equal to E".) S{K, x) is called the support cone of K at X. (In Bonnesen & Fenchel [8], S{K, jc) -*- jc is called the projection cone of K at X.) Further, we define the normal cone of X at jc by NiK, x) := {u e 1E''\(o}|jc e HiK, u)} U {o}. li X e K D H{K, u), then u is called an outward (or outer, or exterior) normal vector of K at x. Thus N{K, x) consists of all outward normal vectors of X at jc together with the zero vector. Clearly N{K, x) is a closed convex cone and N{K, x) = SiK, x)*, B,2.1) that is, N{K,x) and S{K, x) are a pair of dual convex cones. The normal cone is closely related to the metric projection, in fact, it follows from Lemma 1.3.1 that NiK, X) = p-^\x) - X B.2.2) for jc e K. If K lies in a proper linear subspace E of E" and if Se{K.,x) and
2.2 Singularities 71 Ne{K, x) are, respectively, the support cone and normal cone of K at X, taken with respect to the subspace E, then obviously SiK, X) = SsiK, X), while NiK, X) = NsiK, x) + E\ B.2.3) where £-"- is the orthogonal complement of E. The following theorem describes the behaviour of the support cone and normal cone under addition and intersection. Theorem 2.2.1. Let K, Le.X". (a) If X e K and yet, then SiK + L,x + y) = SiK, x) + SiL, y), NiK + L, jc + y) = NiK, x) n Nil, y). (b) IfxeKDL and relint K n relint L + 0, then SiK n L,x) = SiK, x) n SiL, x), NiK n L,x) = NiK, x) + NiL, x). Proof of (a). Performing translations if necessary, we may clearly assume that x = y = o. Let u e NiK + L, o)\(o}. Then K + L C Hu.o- From K = K + {o} Q H~o and o e K \t follows that u e NiK,o). Similarly we get u e NiL, o). Let we NiK,o) n A'(L, o)\{o).From w e N iK, o) weha\c K C H~si\ similarly L C //^o and thus K^ + L C W^a. Since oe K -^ L, we get u e NiK + L,o). This proves NiK + L,oj = NiK,o) n N(L,o). From B.2.1) and Theorem L6,3 we now get SiK •\- L,o) = SiK,o) + SiL,o). Proof of (b). Let xeKDL and >> e relint A: n relint L. The first equality of (b) is clear if x = y; hence we assume that x^y. Let z e SiK,x)n SiL,x). Since y-jc e relint A: - jc C relint P(A:, jc) and zec\PiK,x), it follows from Lemma LI,8 that [y-x,z)C relint PiK.x). Hence, for w e [y - x, z) there is a number A > 0 such that [x,x + /iw]cK. Similarly, there is a number /ot > 0 such that [x, X + ixw] G L, It follows that w e PiK n L, x). Since w €[y - x,z) was arbitrary, we deduce that zed PiK A L,x) = SiK D L, x). Thus SiK,x) r\ SiL,x)c: SiK f) L,x). The opposite inclusion is trivial. This proves the first equality of (b). The second equality is again obtained by applying B.2.1) and Theorem 1.6.3, ■
72 Boundary structure For a point jc e bd K^ we denote by .V, the smallest exposed face of K containing x. Lemma2.2.2. Let K e X" and x, y e bd K. Then N{K, x) = NiK, y) if and only if S^ = Sy (in particular, if y e relint 5^), Proof. If NiK, x) = N{K, y), then each exposed face containing x contains v also, and each exposed face containing y contains x. It follows that 6'v = Sy. Suppose that 5^^ = Sy (which is clearly satisfied if y e relint5J.Letw eNiK, jc),Then5, C K D H{K, w),hence>- e H{K u) and thus u 6 N{K, y). The assertion follows. ■ We can use this to extend the definition of the normal cone. Let F be a nonempty convex subset of K. Then we define N{K, F) ;= N{K, x), where x e relint F. This does not depend on the choice of x: if F n int K =F 0. then /V(A:, x) = {o}. Otherwise, let x,y e relint F. Then Sj is the smallest exposed face of K containing F, hence 5v = Sy and Lcmma2.2.2gi\es NiK. x) = NiK, y). The normal cone NiK, F) is closely related to the conjugate face F, as shown in the following lemma. Lemma 2.2.3. Suppose that o e int AlT and let F he a nonempty convex .subset of K. Then NiK, F) = posF U {o}. Proof Let u e NiK, F)\{o}. Then //,, i with v = hiK,u)-^u is a support plane of K satisfying x e K d //„ i for some point x e relint F. It follows that F C Wi,.i; hence (>, y) ^ 1 for y e Af and (y, v) = I for y e F. This shows that ve F and hence u e posF. Thus NiK, F) C pos f U {o}. The argument can be reversed. ■ It follows from Lemma 2.2.3, B.2.3) and Theorem 2.L2 that distinct normal cones of a convex body have disjoint relative interiors. In particular, we have int/V'(A:,;t) n intA'(A:, y) = 0 for NiK, x) ^ NiK, y). B.2.4) We note that (J NiK,x) = I", B.2.5) since each support set of K contains an extreme point of K. The normal cones lead, in a natural way, to a classification of the singular boundary points of a convex body. Let K e X^ be a convex
2.2 Singularities 73 body with interior points and let xebdK. We say that x is an r-singular point of K if dim N{K,x) ^ n - r. Bonnesen & Fenchel [8] (p. 14) call X a p-Kantenpunkt (ridge point of order p) if dim N{K,x) = n - p. Thus x is r-singular if and only if jc is a p- Kantenpunkt for some p ^ r. An (n - 2)-singular point is briefly called singular. If the supporting hyperplane to X at jc is unique, i.e., if jc is not singular, then jc is called a regular or smooth point of K. The convex body K (of dimension n) is called regular or smooth if all its boundary points are regular. We denote the set of regular boundary points of K by legK. The following theorem shows that a convex body cannot have large sets of r-singular boundary points. Theorem 2.2.4. Let K e X") and r e {0, . . . , n - 1). The set of r-singular points of K can he covered by countably many compact sets of finite r-dimensional Hausdorff measure. Proof. We use the metric projection pi^. Let Mr denote the intersection of a fixed closed ball containing K in its interior with the union of all r-dimensional affine subspaces of E" that are spanned by points with rational coordinates. Let jc be an r-singular point of K. Then the translated normal cone N{K,x) + x = pl'ix) is of dimension at least n - r. It is, therefore, easy to see that this set meets M^; hence jc e p/dMr). As Mr is a union of countably many compact sets of finite r-dimensional Hausdorff measure and as pn is a Lipschitz map by Theorem 1.2,2, the assertion follows. ■ Theorem 2.2.4 implies, in particular, that the set of r-singular points has (r -*- l)-dimensional Hausdorff measure zero, and furthermore that the set of singular points has (n - l)-dimensional Hausdorff measure zero. It also implies that K has at most countably many 0-singular points. This assertion can be generalized as follows. By a perfect face of K e Xq one understands a face F of K for which dimf -*- dim NiK, F) = n. Theorem 2J.5. A convex body K e Xo has at most countably many perfect faces. Proof. If f is a perfect face of K, then the set p^^{TelintF) is of dimension n and hence contains a point z with rational coordinates in
74 Boundary structure its interior. Since pxiz)€Te\intF and different faces have disjoint relative interiors by Theorem 2.1.2, the assertion follows. ■ The classification of support planes of a convex body, which we now describe, will in later chapters turn out to be of greater importance than the classification of boundary points. Let K e JC" be a convex body. Let u e lE"\(o}. Then u is an outer normal vector of K at each point of the support set FiK, u) = K D H{K, u). The normal cone NiK, F{K, u)) (which is equal to N{K,x) for any point x ^ leWni F{K, u)) has a unique face, denoted by T{K,u), that contains u in its relative interior (cf. Theorem 2.L2). We call T{K,u) the touching cone of K at u, since for every vector d e reUnt r(K^, w) the support plane H{K,v) touches K at the same set; choose x ei&Wni F{K,u) and let D be the flat through x totally orthogonal to lin T{K, u); then FiK, v) = D n K for each d e relint T{K, u). In fact, D D K Q F{K, v) is clear. On the other hand, let y e F{K, v); then (y - x,v} = 0 and (y - jc, r) ^ 0 for each t e TiK, u). Let t e T{K, u). Since d e relint T{K, u), there is a vector w e T{K,u) and A>0 such that kv = t + w. We get 0 = (y - AT, Ad) = (y - jc, r + w) and hence (y - x, t) = 0. This shows that y e D. The vector u will be called an r-extreme normal vector of K, and H{K,u) an r-extreme support plane of K, if dimT{K,u)^ r + 1 (r = 0, . , . , n - \). Thus u is an r-extreme normal vector of K if and only if there do not exist r + 2 linearly independent normal vectors Wj, . . . , Wr+2 at one and the same boundary point of K such that w = Wi + . . . + Wr+2- For 0-extreme we say extreme. Remark 2.2.6. The set D is the affine hull of the set which in Bonnesen & Fenchel [8] (p. 16) is denoted by ^D„ and is found in a different way. (The construction described there can be interpreted as a dual way of finding the minimal face T{K,u) of N{K, F{K,u)) containing u by successively determining the minimal exposed face containing u.) Bonnesen and Fenchel call H{K,u) a p-Kantenstiitzebene if dimD = /j. Thus H{K,u) is a p-Kantenstiitzebene if and only if it is an {n - p - l)-extreme, but not an {n - p - 2)-extreme, support plane oiK. Further, the vector u is called an r-exposed normal vector of K, and H{K,u) an r-exposed support plane of K, if A\mN{K, F{K,u))^ r-f 1.
2.2 Singularities 75 The choice of notation suggests an underlying duality. In fact, let K e -1^0 and o e int K^. A given support plane H of K can be written as H =//„ , with u e E"\{o}. Writing FiK, u) = F, we have NiK, F) = pos F by Lemma 2.2.3 and u e F. Hence, the touching cone T{K, u) is the smallest face of pos f containing u, and this is the positive hull of the smallest face of F containing u. It follows that u is an r-extreme point of X* if and only if u is an r-extreme normal vector of X. If w is an r-exposed normal vector of K, then dimpos F =^ dim N{K, F) ^ r + 1, hence dimf^r. Thus u is contained in the exposed face F of dimension at most r and is, therefore, an r-exposed point of K*. Vice versa, let u be an r-exposed point of K*. Since u = F{K,u) = F (where the circumflex refers to K*), F= u is, by Theorem 2.1.4, the smallest exposed face of K* containing u. Hence, dimf ^ r and thus dim N{K. F)'^ r + \, that is, u is an r-exposed normal vector oi K. The preceding observation leads to a dual version of Theorem 2.1.7: Theorem2.2.7. Let K e X" and r e @,. . . , n - 1}. Then each r- extreme support plane of K is a limit of r-exposed support planes of K. Proof. If d\mK-n, we may assume that o e int K^ and then apply Theorem 2.1.7 to K* to get the assertion. Suppose that dim K = k< n. Let w e lE"\(o} be a given vector. We may assume that o e K; let E = \\nK and write w = wq -*- "i with u^e E and u■^ e E^. If w is an r-extreme normal vector of K and Wq = o, then u is an r-exposed normal vector of K, since T{K, u) = N{K, F{K, u)) = E^ in this case. Suppose that Uq ^ o. Then F{K, u) = FiK, uq) = F, say. Let NeIK, F) C £ be the normal cone of K^ at f and Te{K, Uq)C E the touching cone of K^ at Wo, both with respect to E. Then N{K,F)= Ne{K, F)+ E\ T{K,u)= Te{K,uo)+ EK It is now clear that the vector u is an r-extreme (r-exposed) normal vector of K if and only if Wq is an (r - n -*- A:)-extreme {{r - n + k)- exposed) normal vector of K. Thus the assertion of the theorem is obtained in an obvious way if the result already proved is applied in E. The classification of support planes plays a role since certain problems in later chapters lead to pairs of convex bodies that have some, but not all, support planes in common. In particular, the convex body K e .K" containing the convex body L e J^" is called a p-tangential
76 Boundary structure body of L if each (n - p - l)-extreme support plane of Af is a support plane of L (p e {0, . . . , n - 1}). Thus a 0-tangential body of L is the body L itself, and each p-tangential body of L is also a ^-tangential body for p < q ^ n - I. An (n - l)-tangential body is briefly called a tangential body. The following theorem characterizes p-tangential bodies in a slightly different way. Theorem2.2.8. Let K, L e X", L C K and p e {0, . . . , n - I}. Then K is a p-tangential body of L if and only if the following condition holds. (*) Each support plane of K that is not a support plane of L contains only (p - \)-singular points of K. Proof. Suppose that K^ is a p-tangential body of L. Let // be a support plane of K and assume that H contains a point x oi K that is not (p - l)-singular, which means that dimN{K,x) = n — p. If u is the outer normal vector of W, then N{K, F{K, u)) C N{K,x), hence dim T{K,u)^ n - py so that w is an (n - p - l)-extreme normal vector of K. Therefore, // is a support plane of L. Thus condition (*) holds. Assume that (*) holds. Let H be an (n - p - l)-extreme support plane oi K. By Theorem 2.2.7, H is the limit of a sequence (//,),ef^ of {n - p - l)-exposed support planes of K. Each W, contains a point jc, of K with dim N{K,Xi) ^ n - p, that is, Xj is not (p - l)-singular. By condition (*), H, is a support plane of L, Since this is true for all /, H is a support plane of L. This proves that K is a p-tangential body of L. If K IS a 1-tangential body of L, then each point of K^ in a support plane of K that does not support L is a 0-singular point of K. There are at most countably many such points, and K is clearly the convex hull of L and these points. If x and y are any two of these 0-singular points, then [x, y] meets L, since otherwise one finds a support plane of K not supporting L but containing a point of K that is not 0-singular. For intuitive reasons that are now evident, 1-tangential bodies are also called cap-bodies. The notion of the p-extreme normal vector of a convex body admits a generalization that will be useful in Section 6.6. Let K^,..., K„^i e X" be n - 1 convex bodies. We say that the vector u e E"\(o} is (K-i, ..., K„_i)-extreme if there exist (n - l)-dimensional Hnear subspaces £i, . . . , £„_i of E" such that T(Ki, w) C E, for / = 1, . . . , n - 1 and dim El n ... n E„_, = 1.
2.2 Singularities 77 In particular, w is a p-extreme normal vector of the convex body K if and only if u is (K, ..., K, B", ... , B")-extreme. n - I - p p Here, of course, the p-tuple of unit balls B" may be replaced by any other p-tuple of regular convex bodies. We could also dualize the notion of r-singular boundary points in a similar way to that in which we dualized the notions of p-extreme and p-exposed boundary points. We need only the following case. Let K e X" and u e 5"~'. The vector u is called a regular normal vector of K, and H{K,u) is a regular support plane of K. if dim FiK,u) = 0; otherwise u is called singular. Thus u e S"~^ is a singular normal vector of K if and only if H{K, u)n K contains a segment. A convex body is called strictly convex if its boundary does not contain a segment. We denote the set of regular normal vectors of K by regn K. Theorem 2.2,9. The set of singular unit normal vectors of a convex body K e X" has (n — \)-dimensional Hausdorff measure zero. Proof. Obviously we may assume that dim K - n and o e'xniK. Let u be a singular unit normal vector of K. Then H{K,u) contains a segment F. The point x := h{K, w)~'w is a boundary point of the polar body K*, and F Cx (where the circumflex refers to K*). From Lemma 2.2.3 it follows that N{K*, x) D F, hence x is a singular boundary point of K*. Thus u is contained in the image of M of the set of singular boundary points of K* under the radial projection from bd K* to 5"~'. Since this radial projection is obviously a Lipschitz map, it follows from Theorem 2.2.4 that M has (n - l)-dimensional Hausdorff measure zero. It is now in order to define spherical images and reverse spherical images. Let K e X". For a subset /3 C E" we denote by o{K, P) the set of all outer unit normal vectors of K at points of /3, thus oiK,p) := U NiK,x) nS"-\ and call this the spherical image of K at p. Similarly, for a subset (oCS"~^ O-e denote by T{K,aj) the set of all boundary points of K at which there exists a normal vector of K belonging to w, thus TiK,io) := [JFiK,u).
78 Boundary structure We may call this the reverse spherical image of K at co. The spherical image map of K is the map defined by letting Ok{x), for x e regK^, be the unique outer unit normal vector of Af at jc. The reverse spherical image map of K (not the inverse of Ok, which does not exist in general) is the map Tf^: regn K ^ bd K for which Tk{u), for u e regn K, is the unique point in FiK, u). Let Xj, xeiegK and suppose that Xj—^x for ;—»3o. Every convergent subsequence of the sequence (ok{Xi))j^f^ converges to a normal vector of K at jc, hence to Ok{x). Therefore the map a^ is continuous. Similarly, the map r^ is continuous. In particular, if K is smooth and strictly convex, then o^ and t^ are homeomorphisms and are inverse to each other. Since we want to be able to speak of the Lebesgue measure of the spherical image o{K.P), we show that it exists for a sufficiently large family of sets /3. Lemma2.2.10. Let Ke X" and let /3cE" be a Borel set. Then the spherical image o{K, P) of K at p is Lebesgue measurable on S"~^ ■ Proof. Let (^ be the family of all subsets /3C1E" for which o{K,P) is Lebesgue measurable. First let /3 be closed. Let {Uj)j^^ be a sequence in a{K,ft) for which Uj^u for ;^«», For ye N, we can choose Xje K np such that Uj e N{K,Xi). Since K n P is compact, a subsequence of ixj)j^f^ converges to a point x e K A p, and from Uj^> u it follows that u e NiK.x), hence ue o{K, P). Thus a{K,P) is closed and hence Ped. Next let p e <^ and P'=:='£"\p. Suppose that ue oiK,P)no{K,P^). Then FiK,u) contains a point of P and a point of /?*^, hence w is a singular normal vector of K. From Theorem 2.2,9 we deduce that :^>"-\oiK, p) n a{K, p')) = 0. Hence the set oiK,P') differs from the set S"~hoiK,P), which is Lebesgue measurable, only by a set of (spherical Lebesgue) measure zero. It follows that o{K,P'^) is Lebesgue measurable and thus P"^ e <-4. Finally, it is clear that a{K, U,/3,) = [}iO{K,Pi) for any family (/3,). We have shown that < i* is a a-algebra containing the closed sets. Hence, < / contains all Borel subsets of E", as we set out to prove. ■
Notes for Section 2.2 79 To formulate an analogous result for the reverse spherical image r( K, cd) we define the radial map f: lE"\{o} ^ 5"-' by /(x) := ^. Lemma2.2.11. Let K e Xq with o e int A: and let loCS"'^ be a Borel set. Then f{T{K,oj)) is Lebesgue measurable on 5"~'. The proof, which uses Theorem 2.2.4, is so similar to that of Lemma 2.2.10 that we can omit it. Notes for Section 2.2 1. Some considerations using the first part of Theorem 2.2.1 can be found in Jongmans A981a); for instance, the remark that the sum of a polytope and a non-smooth convex body cannot be smooth, and some related results. 2. Theorem 2.2.4 is essentially due to Anderson & Klee A952). For « = 3, a different proof was given by Besicovitch A963a). A generalization to certain non-convex sets can be found in Federer A959, 4.15C) on p. 447). A weaker form of Theorem 2.2.4 was claimed without proof by Favard A933a, p. 228). That the set of singular boundary points of a convex body X € ^J is of (n - l)-dimensional Hausdorff measure zero was first proved by Reidemeister A921); see also Aleksandrov [1], (Chapter V, §2) for an equivalent result. A stronger, and in a sense optimal, version of Theorem 2.2.4 was obtained by ZajiCek A979), who showed that the countably many sets covering the r-singular points can be chosen to be of a more special type. Theorem 2.2.4 implies, in particular, that the set of regular points of a closed convex set with interior points is dense in the boundary of the set. This is also true in arbitrary separable Banach spaces (Mazur 1933; see also Marti [25], p. 112). 3. The special case of Theorem 2.2.5 for one-dimensional faces was first proved by Fujiwara A916). The general case appears (with different proofs) in Bourbaki [10] (Chapter IV, §1, Exercise 2e) and in Br0ndsted A966). The latter author introduced the term 'perfect face', while Bourbaki speaks of regular' faces. Fedotov A979a) called a face F oi K e X" isolated at a point .r e F if there exists a neighbourhood U oi x for which u n ext<j,™f a: = u r\ f. If this holds, then he showed that x is an internal point of F, that F is isolated at each of its internal points and that F is a perfect face. 4. Fedotov A978a) made a study of faces, and of extreme and exposed points in relation to normal vectors, and obtained, for example, the following results. Let K 6 ;^ci' and /?C E". If .r e exp, K and /3 is a neighbourhood of x. then the spherical image o(K,(i) of X at /3 contains an (n - i - l)-dimensional submanifold. Vice versa, if /? is open and the spherical image of /3 contains an (n - i - l)-dimensional Lipschitz submanifold, then /? n exp, X =f 0- 5. Lemma 2.2.10 appears (essentially) in Aleksandrov [1], (Chapter V, §2) and Lemma 2.2.11 in Aleksandrov A937a), §2. A more detailed study of spherical images can be found in Aleksandrov A939c), §5.
80 Boundary structure 6. Minkowski's characterization of extreme support planes. Let K e X'd and u 6 E"\{o}. For small 6>0, let rF) be the radius of the largest (n - 1)- dimensional ball contained in K Ci H„^f:,u)-fi- Then u is an extreme normal ve.ctor of K if and only if r(^)/(S—>oc for d-*0. This was proved by Minkowski A911) for n=3 and extended to higher dimensions bv Favard A933a). 7. Tangential bodies. The definition of a p-tangential body given above is essentially the one in Bonnesen & Fenchel [8], p. 14. Favard A933). p. 273, used property (*) of Theorem 2.2.8 as a definition (and talked of a tangential body of order n - p). The equivalence expressed by Theorem 2.2.8 was proved in Schneider A978c). 8. The convex cone P(K,x) defined at the beginning of Section 2.2 is often denoted by cone (x, K) and called the cone of K at x. Above we were only interested in its closure, but of course the cone P(K,x) itself carries more information about the behaviour of K at its- point x. Let CC E" be a convex cone. There exists a convex body K e X" and a point x e K such that P(K, x) = C if and only if C is an F„-set. This was proved by Sung & Tam A987). Their work is also related to earlier work by Larman A974) and Br0ndsted A977) on certain cones (inner aperture, barrier cone) associated with an unbounded convex set and to a certain classification of boundary points of convex bodies by Waksman & Epelman A976). 2.3. Segments in the boundary We have called a convex body strictly convex if its boundary does not contain a segment. As the example of a polytope shows, the boundary of a convex body can contain many segments. The directions of these segments, however, make up a relatively small set; in the example it is confined to finitely many great spheres (where directions are represented by elements of the unit sphere S"~^). It is easy to construct convex bodies where the set of directions of segments in the boundary is dense in 5"~', but still of measure zero. The latter holds true in general, but no easy proof seems to be known. With some effort, however, the following stronger result can be shown. Theorem 2.3.1 (Ewald-Larman-Rogers). Let K e J(" be a convex body and let U{K) C 5""' be the set of all unit vectors that are parallel to a segment in the boundary of K. Then U{K) has a-finite (n -2)-dimen- sional Hausdorff measure. Since the set of unit vectors parallel to a segment in a facet of K has positive (n - 2)-dimensJonal Hausdorff measure and since a convex body can have infinitely many facets, the result of Theorem 2.3.1 is best possible. Theorem 2.3.1 can be considered as one of the most remarkable results on the boundary structure of general convex bodies. For this
2.3 Segments in the boundary 81 reason, and since a generalization to be treated below will be applied in Chapter 4, we shall give the full proof, essentially following Ewald, Larman & Rogers A970), with a variant at the end of the proof that was proposed by Zalgaller A972). An important tool, which is useful in other contexts, too, is the following cap-covering theorem due to Ewald, Larman and Rogers. Recall that a cap of a convex body K e X^ is an n-dimensional set of the form K D H'^ where //"^ is a closed halfspace. For given r, R >0 we denote by TC'oir, R) the set of all convex bodies K e IC" satisfying rB" + X C K C RB" + x for some x e K. Theorem 2.3.2 (Ewald-Larman-Rogers). For Ke Xu{r, R) there exist positive constants C], . . - , C4 depending only on n, r, R such that the following holds. For 0 < e < C] there exist caps Ki, . . ., K^ of K whose union covers' the boundary of K and whose widths A{Kj) and volumes V„iKd satisfy CiE < A{Ki) < Cjf for / = 1, . . ., w, m 2v„iK^)<c,e. 1=1 The proof will be split into a sequence of lemmas. The first of these is well known (Bonnesen & Fenchel [8], p. 53) and quoted here without proof. Lemma2.3.3. If K e .Xq ^nd o is the centroid of K, then -K C nK. For K € X", X e K and k>0 the convex body Mix, A) := jc + k[iK - jc) n (jc - K)] is called a Macbeath region. We assume in the following that a convex body K € .Xnir, R) is given and, without loss of generality, that rB" C K C RB". In particular, the origin o is a point of K. Lemma 2.3.4. If x, y e K and M{x, \) n M{y, \) 4= 0, then Miy, 1) C .Mix, 5). ' Proof. A point z e M{x, j) n M{y, \) is of the form 2 z = x + \{x-k,)^y ^ i(/c2 - y) B.3.1)
82 Boundary structure with ki, ki e K. Let w e M{y, 1). Then w = y + {ki - y) = y + {y - k^) with suitable /cj, k^e K\ hence w = ki = X + 5[{\x + ^fcj) - x]e X + 5(K - x) and, using B.3.1), tv = V + (y - ki) = 6jc - 2/ci - 2/c2 - k^ ^X + i[x-{\k, + §/C2 + 1^4)] € jc + 5(jc - K), hence w e A/(jc, 5). ■ Lemma2.3.5. Let H* - H'^„ be a closed halfspace meeting K but not rB" and such that the distance between its bounding hyperplane H and the parallel support plane H{K, u) is at most jr. Let c be the centre of gravity (w.r.t. H) of K D H. Then K n H* C M(c,3n). Proof. We suppose that the assertion is false. Since K C c + 3n{K - c), there must exist a point k e K D H"^ with k ^ c + 3n(c - K). Writing r)= l/Cn), we have c - nik - c) ^ K. B.3.2) We may assume that |wl = 1. The point k e K n H* can be written in the form k = h + tu with h e H and 0 ^ r S jr. We can also write c^su + z with (z, w) = 0. Since r5"ClE"\// + , we have s^r^lt. Define (; := —-— (h - c) = z; s + t s + t then ((;, w) = 0 and c + i; = k € K n H. B.3.3) s + t On the other hand, using B.3.3), rijs + t) s , c V = [c - ri{k - c)] s - r}t s - r)' belongs to H but not to K, by B.3.2) and r)t < \r<s. Since c is the centre of gravity oi K n H, Lemma 2.3.3 now implies ilis + t) ^ 1 ^1 s — rjt n — 1 n Using rjr ^ r ^ jr ^ 55, we arrive at 1 . 1 s -r]t ^ 1 s - \s 3n ^ n s + t n s + \s a contradiction. 1 3n'
2.3 Segments in the boundary 83 For 0 < e < r we put A:_, := n [ff'iK, u) - eu] ueS"-' (this is the inner parallel body of K at distance e, cf. Section 3.1). Lemma2.3.6. If 0 < e < \r-R-\ then A - 4r-^Re)K C K.,C K and V„iK\K_,) < 4nr-^RV„iK)e. Proof. Let xehdK^f. The non-negative function h{K-x,-)-e attains a minimum on S"~\ say at u. This minimum is equal to 0, since otherwise x e int K-f. Hence x e H{K, u) - eu and, therefore, \x\'^ {x, u) = h{K, u) - e^ r - e> jr (observe that e<^r since r < R). Since |jc| < R, the angle 0 between u and the vector x satisfies cose^r/{2R). Let x'= ^x with ^>0 and x'ebdK. Then ijc'-Jc|cos6>^eandhence |jc'- jc|/|jc| ^4r-^Re. Thus A - 4r-^Re)K C K-,C K and V„iK\K.,) ^ V„iK\il - 4r-'Re)K) = [l-il-4r-'Re)"]V„iK) <4nr-^-ReV„iK). ■ Lemma 2.3.7. Let iX e < r and jc e bd K-^. Then Bix, e) C Mix. 1) and A{Mix, 1)) = 2e. If e<{Rln)[rl{2R)Y", there is a cap K" of K, bounded by a hyper- plane through X, so that K" C Mix, 3n). Proof From the definition of K.^ it is clear that B{x, e)C K and thus B(x, e) C Mix, 1). This implies zi(M(jc. 1)) ^2e. With u chosen as in the proof of the preceding lemma, we have Mix, 1) C H'iK, u)n[x - iH'iK, u) - x)]. The right-hand side is a strip bounded by two parallel hyperplanes at a distance 2e apart, hence AiMix, 1)) = 2e. Among all caps of K bounded by hyperplanes through x, there is one with minimal volume, say K". The special cap K f\[H*iK,u) - eu].
84 Boundary structure with u as above, can be covered by a cylinder of height e whose base is an (n - l)-ball of radius R, hence V„(A:")gK„_i/?"-'£. B.3.4) There is a point y e K'^ lying in a support hyperplane H oi K parallel to the bounding hyperplane H of K'^ through x. Let t be the distance of X from H and t the distance of o from H. The convex body K contains the convex hull of y and the intersection of rB" with the hyperplane through o parallel to H. The cap K° contains a set similar to this convex hull, with similarity ratio t/r. Hence, which together with B.3.4) and t^ R yields „ ^ nR^"-^ t" ^ 7— e. ^1-1 If now f <(/?/n)[r/B/?)]^", this yields t < \r. In particular, the hyperplane H does not meet the ball ^rB". From the minimum property of /C"* it follows that X is the centre of gravity of K n H; otherwise a suitable small rotation of H around x would yield a cap with smaller volume. We can now apply Lemma 2.3.5, with r replaced by \r, to conclude that /C" C Mix, 3n). ■ We are now in a position to prove the cap covering theorem. Proof of Theorem 2.3.2. Put Ci = {R/n)[r/i2R)]^". the constant appearing in Lemma 2.3.7, and let 0<e<ci. Choose points x^,..., x„, ebd K -f with Mix,, }) n M(jcy, ^) = 0 for / =f / B.3.5) and such that m is maximal (clearly a finite m exists, since V„iM{Xi, i)) S V„E(a:„ if)) by Lemma 2.3.7). Let z ehd K, and let y 6 [o, z] n bd K -f. As in the proof of Lemma 2.3.6 and by the choice of e, \z - y\ < 4r~^Re\y\ < 4r~^R^e < \r, which implies that y - (z- y) e K and hence zeM{y,l). By the maximality property of JCi, . . . , jc^, there is an index i e {1, .... m) for which Mix,, 1) n Miy, i) + 0. Lemma 2.3.4 now shows that z e Miy, 1) C M(jc,, 5). Since z ebd K was arbitrary, we have proved that m bdK C Um(jc„5). B,3,6)
2.3 Segments in the boundary 85 Let ie(l,...,m}. The point jc, lies in the boundary of a supporting halfspace H~ of K-^. Clearly M{xi, \)\HJ C K\K-, and hence, by B.3.5), m Since M(jc;, \) is symmetric with respect to the point jc,, we have V„{M{Xi, \)\H~) = jV„(M(jc,, 2)) and conclude from Lemma 2.3.6 that m Xv„(M(a:„ \)) < Snr-'RV„iK)e. B.3.7) 1=1 By Lemma 2.3.7, for each / e {1, . . . , w} a cap K° of K, bounded by a hyperplane through jc,, can be found such that K'^ C MiXi, 3n). B.3,8) There is a supporting halfspace Hu^a of K so that K° = K D Hu^_a,-', with suitable r, > 0. We define the cap Ki of K by Ki := K D Hu„a,-6i/ From Xj - 5{K - Xj) C Xi - 5{Hu,,a, - ^1) = fiu,.a,-6i, it follows that K n M(jc,, 5) C K, and thus bdK C \JK, 1=1 by B.3.6). Choose a point y, e AlT n H„ „. From the convexity of AlT and from B.3.8) we infer that Ki C y, + 6(A:? - yi) C y, + 6[M(a:„ 3n) - y,] = M(jc,, 18n) + 5jc, - Sy,. From Lemma 2.3.7 it follows that A{Ki)^36ne, and since B(jc,, e)C MiXi, 1) C a:,, we have AiK^) ^ 2e. Finally, m m m ^VniKi) ^ 2v„(M(a:„ 18n)) = C6n)V,.(A/(a:„ i)) 1=1 1=1 1=1 < {36n)"?,nr-'^RV„{K)e by B.3.7), which completes the proof of Theorem 2.3.2. ■ The proof of Theorem 2.3.1 requires two more lemmas. For the first one, a rectangular parallelepiped is referred to as a box.
86 Boundary structure Lemma2.3.8. A convex body K e DC") can be covered by a box P with smallest edge length A{K) and with volume V„{P) g n\ V„{K). Proof. We use induction on n. The case n = I being trivial, assume that n^2 and the assertion has been proved in dimension n - I. The convex body of width A{K) has two parallel supporting hyperplanes Hq, Hi of mutual distance A{K). Let n denote the orthogonal projection from E" onto //q. There must be a point jco e K n H^n Tr{K n //j), since otherwise K n Hq and n{K n Hi) could be strongly separated by an (n - 2)-plane E in Hq, and small rotations of //() and //[ around £, respectively H^ nn~^{E), would yield a parallel strip containing K, of width strictly less than A{K). Let Xi e K D HI be the point for which ttjc, = jco and let C be the convex hull of ttK and jcj. For yenK, let y^e velbdnK be such that y e [jCo, >'i]. If z e 7T~\yi) n K, then con\ {zyXo,Xi} C K, and the intersections of the line ir'^iy) with this triangle and with C have the same length. By Cavalieri's principle, V„{K)^V„{C) = l/nAiK)V„-i{7TK), where V„-i denotes (n - l)-dimensional volume. By the induction hypothesis, nK can be covered by an (n - l)-dimen- sional box P' of smallest edge length A{TrKi)^ A{K) and (n-1)- volume V„_i(P') ^ (n - 1)! V„^i{7tK). Hence, K can be covered by a box P of smallest edge length A{K) and volume V„(P) = AiK)V„_iiP') S AiK)in - 1)! V„_ii7rK) S „! i/„(A:). ■ Lemma2.3.9. Let Ko,Ki€ Xq. Let A{Ko, K^) be the set of all differences Xi - Xq of boundary points Xq of Kq and x^ of Ki lying in parallel support planes, thus AiK^, A:,)= U [FiKi,u)- F{K,,u)]. If Ci C,„ are caps of Ko+ K^ covering the boundary of Ko + Ki, then m AiKo. Kt)C U(DC, + a,), 1=1 where DC, is the difference body of C, and a, is a suitable translation vector. Proof, For / e {1, . . . , m) we can write C, = (Ko + Ki) n Hu,.a,-t,> where //„„«, is a support plane of AlTo + K\, with exterior unit normal vector u„ and r, > 0. Let a] := h^K^, w,) and C] := /C,, n Hu^_a)-r, for v=0, L A given element of A{Kq,Ki) is of the form x^-Xq with jCve fC/Cv, u) for suitable veS"~\ Then JCo + Jtie
2.3 Segments in the boundary 87 FiKo + Ki, v) ChdiKo + K^), hence there is an index ;' e A, . .. , w) for which JCo + jcj e Cy. We have a/ - T;^ {xo + x^, Uj) ^ ory, (jCv, Uj) ^ a) for V = 0, 1. From (jCv, Wy) < a) - Tj for v = 0 or 1 it would follow that {Xq + Xu Uj) < OTy + or) - Tj = (Xj - Tj, a contradiction. Thus orj - ty ^ (jCv, Uy) and, therefore, XyeCj for v= 0, 1. This shows that ^1 - ^0 6 [jiC] - C?). B.3.9) 1=1 If b- € FiKy, w,), then C? + b] C C, and C,' + fe? C C,, hence C} - C? C DC, + bj - bt which together with B.3.9) proves the assertion. ■ Proof of Theorem 2.3.1. Let K e X" be given. Since each boundary segment of K is contained in a support set F{K,u) and since FiK + B", w) = F(Ar, w) + w, we may assume from the beginning that K = K' + B" with a convex body K'; thus K^ is 1-smooth. (A convex body L e .X" is called rj-smooth if to each jc e bd L there is a vector r such that JC e rjB" + tC L.) Let /7o, Hi be a pair of parallel hyperplanes in E". We say that a vector u e S"~^ is associated with (K^./Tq, Hi) if the boundary of K contains a segment parallel to u that intersects /Tq and /T]. Let ^^ denote the set of all hyperplanes in E" that are spanned by points with rational coordinates. We fix a pair Uq, /7i of parallel hyperplanes in ''S meeting the interior of K. Let U* be the set of all u e S"~^ that are associated with (K, Flf^, FIi). Since there are only countably many possible choices for 77,), /7i and since the union of the sets U* corresponding to these different choices covers the set U{K) of Theorem 2.3.L it suffices to show that U* has finite (n - 2)-dimen- sional Hausdorff measure. Since directions of boundary segments remain unchanged under homotheties, we may assume that /7o = H„ _i and /7i = //„, with weS"-K Let Ko^KDHo and Ki = Knni. In the following, Cj, C2, . . . denote constants depending only on n, Ko, Ki, but not on e. By A we denote the set of all differences Xi — x^ where Xq e Ko, xi e Ki and x^ and .tj lie in a support plane of K. Then U* = (y/lylly e A U(-A)}. Since U* is the image of A U (-A) under a Lipschitz map, it suffices to show that A has finite (n - 2)-dimensional Hausdorff measure.
88 Boundary structure We apply Theorem 2.3.2 to the (n - l)-dimensional convex body Kn + K^, with E" replaced by aff(/C,, + Ki) = //„„. Let Cj, . . . , C4 be the constants appearing in that theorem (they now depend only on n, Kq. K]). Let 0< e < vc] be given. There exist (n - l)-dimensional caps Ci, ■ ■ ■ , Cm of Ko+ Ki covering the boundary of Kq+ Ki and such that the widths A'{Kj) and volumes V„_i{Ki), computed in H„o, satisfv C2f^ < A'id) < C3e^ B.3.10) m 2v„_,(C,)<C4e^ B.3.11) ;=i Let JCi - JC() e A, with Xq e Kq and x^ e Ki lying in a support plane of K. Then x^ — w and jcq + w lie in parallel support planes (with respect to //.vo) of K^- w and Kq+ w, respectively. From Lemma 2.3.9 we now infer that m A C U(DC, + r,) B.3.12) ;=i with suitable translation vectors t,. Let /e{l, ..., m). The difference body DC, has width A'iDd) = lA'id) and (n - l)-volume since DC;=C,-C, is contained in a translate of C, + (n - l)Ci, according to Lemma 2.3.3. By Lemma 2.3.8, DC, can be covered by an (n - l)-dimensional box Pj with smallest edge length wj = A'{DCi) and with volume V„_i(P,) g (n - 1)! V„_i(DCi). We have assumed that K is 1-smooth. Since /Tq, /7i meet the interior of AlT, it follows that Xq and K^, and thus also ^0 + ^1. are r;-smooth for some r; > 0. Hence, each cap C, contains a cap, of the same width, cut from an (n - l)-ball of radius r). Now it follows from B.3.10) that the edge lengths w, ^ ^2 = . . . ^ ^n-i of the box P, satisfy W2 > c^e. The box P, can be covered by N, (n - l)-dimensional cubes of edge length e, where g C6e-''V„_,(Pi) g C7e-"V„_i(DCi) ^ Cge"" V„_i(C,). By B,3.12), the set A can be covered by m Ngc8e-v„-,(C,)^c,e2-'. 1=1 cubes of edge length e, using B.3.11), Since this holds for all sufficiently small numbers e > 0, the set A has finite (n - 2)-dimensional Hausdorff measure. This completes the proof of Theorem 23.1, ■
2.3 Segments in the boundary 89 Theorem 2.3.1 can be considered as a special case of a more general theorem referring to corresponding segments in the boundaries of a pair of convex bodies. We denote by SO{n) the group of proper rotations of E", equipped with its usual topology and differentiable structure. The normalized Haar measure on SO(n) is denoted by v. On the compact Lie group SO{n) we can choose a bi-invariant Riemannian metric. This induces, in the usual way, a metric (distance function), which we denote by di. Hausdorff measures on SO{n) refer to this distance function, (The a-finiteness of Hausdorff measures, in which we are interested, does not depend on the choice of the Riemannian metric, since any two continuous Riemannian metrics on SO{n) induce equivalent distance functions.) Theorem2.3.10. Let K, K' e X" be convex bodies. The set U{K, K') of all rotations pe SO{n) for which K and pK' contain parallel segments lying in parallel supporting hyperplanes has o-finite [\n{n - 1) - 1]- dimensional Hausdorff measure. It is not difficult to obtain Theorem 2,3.1 from this result by taking K' equal to a segment. Theorem 2.3.1 is interesting in itself as a strong result on the boundary structure of convex bodies. The following corollary of Theorem 2.3.10 will be needed in Section 4,5, Corollary2.3.11. Let K e X". For K'eX", the set U{K,K') of Theorem 2,3.10 has v-measure zero. Let E be a k-dimensional linear subspace o/lE"(/ce{l, ,..,n-l}). The set of all rotations peSO{n) for which pE is parallel to some supporting k-flat of K that contains more than one point of K is of v-measure zero. Recall that a supporting flat of K is an affine subspace of E" contained in a supporting hyperplane of K and having nonempty intersection with K. The first part of the corollary is true since Theorem 2.3.10 implies that U{K, K') has \n{n - l)-dimensional Hausdorff measure zero and hence v-measure zero, because ^n{n — 1) is the dimension of SO{n). The second part is obtained by taking K' = En B". Although Corollary 2.3.11 is much weaker than Theorem 2.3.10, no simpler proof of the former seems to be known. The proof of Theorem 2.3.10 requires some preHminaries. A pair of orthogonal unit vectors in E" will be called a 1-frame. We
90 Boundary structure denote by V„ 2 the set of all 2-frames in E". For {u.v)e V„ 2 and p e SO{n) we write p(u, v) = (pw, pv). On V„ 2 a metric r is introduced by r((wi, i;i), (W2, i'2)) ■•= l«i - I + \vi - V2\. In the following, c^, cn, ... denote positive constants independent of e (but Ck may depend on those Cj with j < k). The assertions below are understood to hold for all sufficiently small e > 0. Lemma2.3.12. Let A,BCV„2 be sets of diameter cioe. The set XiA,B) of all rotations pe SO{n) for which A D pB ^ 0 can be covered by less than c^e"^""^'^"'-''''^ balls, in {SO{n), di). of diameter e. Proof. First we assume that a, b e V„ 2 are 2-frames such that T{a, b) ^ Ciof, and we assert that there exists a rotation pe SO{n) in a (i2t-neighbourhood of the neutral element e such that b = pa. We embed SO{n) into IR"" by associating with each p e SO{n) the entries, in the usual order, of its matrix with respect to a given orthonormal basis {bi, . . . , b„) of E". The standard Euclidean metric on IR"" induces a second metric di on SO{n). It also induces a Riemannian metric on the smooth embedded submanifold SO{n), and this induces another metric d^, on SO{n). Since the submanifold SO{n) is compact, the metrics di and ^3 are equivalent, that is, there exist constants yi, 72 such that yi^2(P. <^) = ^3(p. <^) = y2^2(P-<^) for p, oe SO{n). Also, the metrics di and dj, are equivalent, since both are induced by continuous Riemannian metrics. Since the metric r is invariant under the operation of SO{n) and since d\ is bi-invariant, we may, without loss of generality, assume that b = {bi, bi). Let a = {a^, ai). Applying the Gram-Schmidt orthonorm- alization process to the n-tuple (ai, 02,^3, ..., b„) (which is linearly independent if e is sufficiently small) and using \a\ - bi\ + \a2 - ^21 = c'loE, we get an orthonormalized n-tuple {a^, ..., a„) satisfying |a, - /);! ^ Cue for i = 1, . . . , n. If we take the coordinate vectors (with respect to the basis bi, . . . , b„) of ai, . . . , a„ as the row vectors of a matrix, then this matrix represents a rotation peSO{n) for which pa = b.By definition of the metric ^2 we have ^2(P, e) = (la, - /)i|2 + _ + \a„- /,„|2)i,'2 g V7c„e and hence diip, e) ^ c^e. To prove the lemma, now let a e A,h e B. The set M of all o e SO(n) for which a = ob is a left coset of the isotropy subgroup of b, which can be identified with SO{n - 2), hence M is a submanifold of dimension j(n - 2){n - 3). Let pe X{A, B). Then there are elements
2.3 Segments in the boundary 91 a'€ A and b'e B for which a'= pb'. By assumption we have r(a, a') § CioE and rib, b')^ Ci^e. As shown above, there exist rotations pi, p2 in a Ci2e-neighbourhood of e such that a'= p^a and b' = P2''- It follows that a = p\^pf>ib, hence /ot •= P\^pf>i e M. Since the metric di is bi-invariant, we get d\{p, m) = diipifxp2\ m) = ^i(PiM. MP2) = ^i(PiM, m) + '^iCm. MP2) = ^i(Pi- ^) + '^iC^. P2) ^ 2cue. Thus A'C/l, i3) is contained in a 2ci2e-neighbourhood of M. The smooth, compact submanifold M of dimension 5(n - 2){n — 3) can be covered by less than cj^e"^""^'^""'*'^ balls of diameter e (for a proof, see Flatto & Newman A977), Theorem 2.1). Then XiA, B) can be covered by less than c^e''-"'^^'-"'^^^ balls of diameter e. ■ The proof of Theorem 2.3.10 is an extension of the one given for Theorem 2.3.1, and we use the same notation, as well as some results established in the course of that proof. Proof of Theorem 2.3.10. Let K, K' e J^" be given. Both bodies can be assumed to be 1-smooth. Let /Tq, /7i be a pair of parallel hyperplanes in E". The 2-frame iu,v) is said to be associated with (K^,/7o,/7i) if the support set F{K,v) contains a segment parallel to u that intersects Hq and /7i and if (w, w) ^ ^, where w is the unit vector orthogonal to /7o and pointing from Flo to 77,. Let pe U{K, K'). Then there exists a 2-frame (w, v) such that F{K, v) and F{pK', v) each contain a segment parallel to u. Hence, there exist four hyperplanes /7o, Fix, FFq, FI[ in ^^ such that /7o and Fix are parallel, say at distance a, FIq and n[ are parallel and at the same distance a, (w, d) is associated with (K, FIq, /7i) and (p~'w, p'^v) is associated with (K', Ho, FI[). We fix a pair /7o, /7i of parallel hyperplanes in ^P that meet the interior of K, and a pair /7[), n[ of parallel hyperplanes in ^j? at the same distance that meet the interior of K'. Let U*{K, K') be the set of all rotations pe SO{n) for which there exists a 2-frame (w, o) associated with (/C,/7o, Hi) and such that (p~^w,p~'d) is associated with iK',n'o,rTi). Clearly it suffices to show that U*iK,K') has finite [\n{n - 1) - l]-dimensional Hausdorff measure. We may assume that /7o = //„._i and H, = H^^. In the following, ^15. ^16,. • . denote positive constants depending only on n, on Ky- K n Hy and on K'J'= K'D n'^ (v=0, 1). Let V* be the set of all 2-frames associated with (/C,/To,/7i). If {u,v)eV*, then there are points jcq, Xi satisfying
92 Boundary structure xn,xie FiK, v), B.3.13) " = (^1 - ^oVUi - ^ol The point jcq + jcj lies in one of the caps Ci, . . . , C,„ used in the proof of Theorem 2.3.1, say jcq + Xi e Q. Then jcj - jcq e DC, + t, with some vector /; (compare the proof of Lemma 2.3.9). The set DC, was covered by N, (n - l)-dimensional cubes of edge length e, say by W\'\ . . . , W*v,- We denote by V,* the set of all (w, d) e V* for which points jcq, a:, satisfying B.3.13) exist such that jcq + Xj e C, and .Vi - xq e W ■' + tj. Then V* is the union of all these V^. For jc e E", we denote by x the orthogonal projection of x onto the linear subspace //„.o- Let Wi, W2 e 5"~\ (Uv» ►^) = ^ and JCve //„ o for v= L 2. Then X Y X Y w and hence Ixi - X2\ \X\ - X^ (^1, ) (jfl - ^2, W2) (w, Wi) (w, W2) = 3|xi - X2I + 6lx,||wi - W2l- Now let (wi, Di), (w2, i'2) e V*. Then (w, W2) B.3.14) |u, - U2I ^ diam wf S V« - le- The vectors V\, vi are exterior normal vectors of Ki)+ Ki at points belonging to the same cap C,. As in the proof of Theorem 2.3.1, this cap contains a cap, of the same width A'id) < c^e^, that is cut, by the same (n - 2)-plane, from an (n - l)-ball of some positive radius r). It follows that the angle between 0] and O2 is less than Ci^e. Let Aj, A2 > 0 be such that AiUj, A2t32 are unit vectors, then |A,t;, - A2t;2l = ChE. Since Aj, A2 = 1 and Di, V2 are unit vectors, we have |i;i - vil S |AiDi - A2iJl- From B.3.14) we obtain lAjDi - A2i.'2l = 3|Ait;i - A2i52l + 6|wi - W2I and thus \vi - V2\ ^ Ci6e.
Notes for Section 2.3 93 It follows that, in terms of the metric r introduced on V„ 2. diam Vfj ^ cpe. By the proof of Theorem 2.3.1, the total number of the sets V,* is N ^ ci^e'^~". Thus V* can be covered by N = ci^e^'" subsets of Ai, .. . , A,\ of V„2 of diameter Cne. Similarly, the set of all 2-frames associated with (K', /Tq, TTi) can be covered by N subsets A'l, . . . . A'^ of V„ 2 of diameter cne. Now let p e U*{K, K'). Then there exists a 2-frame (w, v) associated with (A:,/7o,/7i) such that p~\u,v) is associated with iK',n'o,n\). For suitable i, j we have (w,i')e/l, and p~^{u.v) e A'j, hence {u,v) e AjH pA'i and therefore pe X{A,, A'j) (as defined in Lemma 2.3.12). Thus .s U*{K, K') C U XiA„ A'l). By Lemma 2.3.12, each set XiAj.A'j) can be covered by less than c,9£~(""^>("~'*>''^ balls of diameter e, hence U*iK, K') can be covered by less than balls of diameter e. Since this is true for all sufficiently small e > 0, the set U*iK,K') has finite [n(n - l)/2 - l]-dimensional Hausdorff measure. This completes the proof of Theorem 2.3.10. ■ Notes for Section 2.3 1. The question of whether the set U(K) in Theorem 2.3.1 has (n - l)-dimen- sional measure zero was first asked by Klee A9$7a). (Ewald, Larman & Rogers A970) mention an example due to Bing and Klee of a topological 2-sphere in E' containing segments of all directions; thus some assumption Such as convexity is necessary.) For « = 3 (the two-dimensional case is trivial), McMinn (I960) showed that U(K) can be covered by the ranges of countably many Lipschitz mappings from [-1,1] to 5^. This implies that U(K) is of a-finite one-dimensional Hausdorff measure. A shorter proof was given by Besicovitch A963b). For « §4 Klee A969a) posed the problem of showing that U(K) ^ S""'. This was proved in the stronger form given in Theorem 2.3.1 by Ewald, Larman & Rogers A970). In fact, these authors obtained a more general result. To formulate it, let G(n, r) be the Grass- mann manifold of all r-dimensional linear subspaces of E". It is a compact differentiable manifold of dimension r(n - r) and can be equipped with a rotation invariant Riemannian metric. This induces a distance function and thus Hausdorff measures. The following general result can be stated. Theorem. Let K e X" and lg5grg«-l. The set of all r-dimensional linear subspaces of E" parallel to some supporting r-flat of K that contains an 5-dimensional convex subset of K has <7-finite ['■(n - r) - 5)-dimensional Hausdorff measure.
94 Boundary structure The case s =r of this theorem was proved by Ewald. Larman & Rogers A970). By extending their methods, Zalgaller A972) treated the case 5 = 1, and briefly sketched a proof of the general theorem above. Some of these results can be interpreted in terms of the existence of r-dimensional Chebyshev subspaces of ^-dimensional Banach spaces; see Klee A969a) and Zalgaller A972). The case * = 1 implies, in particular, that for almost all r-dimensionai linear subspaces E, the shadow boundary of K in direction E is sharp. This was stated, without a complete proof, bv Ewald A964). By further extending the methods of Zalgaller, Schneider A978d) obtained Theorem 2.3.10. As mentioned after Theorem 2.3.1. the possible presence of facets is an obstruction to improving the result, and a similar remark concerns the generalizations mentioned above. However, Ewald, Larman & Rogers A970) showed the following. If2gr§«-2 and K e '<^;; has no facets, then the set of ail r-dimensional linear subspaces of E" parallel to some r-dimensional convex subset in the boundary of K has r{n - r - l)-dimensional Hausdorff measure zero, Further, the following was proved by Larman & Rogers A971). Let H be a hyperplane in E". The set of unit vectors parallel to segments in the boundary of a convex body K that are parallel to H but not lying in the support planes of K parallel to H has (n - 2)-dimensional Hausdorff measure zero. Using the result of Ewald, Larman & Rogers, Ivanov A973) deduced the following result on segments in the boundary; The union of all lines in E" that meet the boundary of the convex body K 6 X" in a segment has a-finite (n - l)-dimensional Hausdorff measure. Consequently, almost all points X 6 ^"\K have the property that the shadow boundary of K under central projection from x is sharp. For convex subsets in the boundary of a convex body cut out by concurrent sections. Ivanov A976) showed the following. Let K e X'f, be a convex body with o 6 int A^ and let 2=rg«-l. The set of all r-dimensional linear Subspaces of E" containing an (r - l)-dimensional convex subset of bd K that does not meet the relative interior of a facet of K has Haar measure zero in G^n.r). Methods related to the cap covering theorem of Ewald, Larman & Rogers, which is Theorem 2.3.2 above, have proved useful in other contexts, too. See, for instance, B^rdny & Larman A988) and BSriny A989). 2.4. Polytopes The boundary structure of polytopes is particularly simple as far as the facial structure and the classification of boundary points are concerned (not, of course, from the combinatorial or metrical viewpoint). In this book, polytopes are mainly considered as tools for obtaining results on general convex bodies. We treat, therefore, only the most basic properties of polytopes. A polytope in E" is, by definition, the convex hull of a finite (possibly empty) subset of E". If P = conv(jci, . . . , Xk), then clearly the extreme points of P are among the x^ xi,: hence, by Minkow-
2.4 Polytopes 95 ski's theorem, the polytopes are precisely the convex bodies with finitely many extreme points. If // is a support plane of P, then H n P = conv(// n {jci, . . . , Xk}), hence each support set of a polytope is itself a polytope. Since each extreme point of a Minkowski sum P] + P2 's the sum of an extreme point of Pi and an extreme point of P2, the sum of two polytopes is a polytope. First we show that for polytopes the distinction between faces and exposed faces (support sets) is unnecessary. Theorem 2.4.1. Let P C E" be a polytope, F] a support set of P and F a support set of Fi. Then F is a support set of P. Proof. We may assume that o e F, There is a support plane //^o to P with Hu,qC\ P= F\ and PC H~_q. In //^o there is a support plane H to F, with H n Fi = F, say H = {x e //,,o|(a:, v) = 0}, FiC (jc e //,,o|(a:, v) ^ 0}. Define rjQ := max(-(A:, v}/{x, u}\x e extP\extFi} and Hirf) := H^u+i:.o with r; > r/g. We have {x,u}<0 for xe ext P\ext Fi, hence {x, rju + v) < rjoix, u) + {x, v) ^ 0 by the definition of r)Q. For x e ext Fi\ext F we get {x, r]u + v) = {x, v) < 0, and for x e ext F, {x, rju + 1;) = 0, Thus ext F C H{r]), whereas ext P\ ext FC int//;j^y+„n. We see that Hirfj is a support plane to P with H{r})n P = F and therefore F is a support set of P. ■ Corollary 2.4.2. Each proper face of a polytope is a support set. Proof Assume that P is a polytope of dimension n and that the assertion has been proved for polytopes of smaller dimension (for zero-dimensional polytopes there is nothing to prove). Let F be a proper face of P. As remarked earlier (before Theorem 2.1.3), F is contained in a support set Fi of P and it is a face of F]. Now either F = Fi and then F is a support set of P, or F is a proper face of F] and then a support set of F], by the induction hypothesis. By Theorem 2.4.1, F is also a support set of P. ■
96 Boundary structure In particular, each extreme point of a polytope P is an exposed point of P The extreme points of a polytope are called its vertices; the set of vertices of P is often denoted by vert P. The one-dimensional faces of a polytope P are its edges, and the (dim P - l)-dimensional faces are its facets, li x\, ■ .. , Xk are the vertices of the polytope P and F is a proper face of P, then there is a hyperplane H with F = H n P = conv(// n (jci, . . . , Xk))- Thus each face is the convex hull of a subset of the vertices, and 'TiP) is finite. A polytope was defined as the convex hull of finitely many points. Alternatively, it can be represented as the intersection of finitely many halfspaces. Theorem 2.4.3. Each polytope is the intersection of finitely many closed halfspaces. Proof Let P C E" be a polytope. Since flats and half-flats can be represented as intersections of finitely many closed halfspaces, it suffices to assume that dim P = n. Let Fi, . . . , F^ be the facets of P; then f, - HiC\ P where H^ is a unique support plane of P. Let //"be the closed halfspace bounded by //, and containing P (/ = 1, . . . , k). We assert that P = Hi n ...n HI. (*) The inclusion P C H\ r\ ... r\ HI is trivial. Let x e 1E"\P. Let A be the union of the affine hulls of x and any n - 1 vertices of P. We can choose a point y e (int P)\A. There is a point z e bd P n [jc, y\, it lies in some support plane to P and hence in some face F of P. Suppose that dim F := j'^ n - 2. By Caratheodory's theorem, z belongs to the convex hull of some / + 1 S n - 1 vertices of P and hence to A. But then y € A, a contradiction. This shows that f is a facet, hence F = F; for suitable / e A, ..., k). From y e int P C int//^ we deduce that a: ^//~. This proves (*). ■ u.a Let Pe Xo he a polytope and F a facet of P. Then F = P n H, and P C Hu^a for suitable u and a. We may assume that u e S""^; then u is called the outer unit normal vector of the facet F. The outer unit normal vectors of the facets of P are called, in brief, the normal vectors of P. Corollary 2.4.4. If P e Xo is a polytope and Wi, . . . , u^ are its normal vectors, then
2,4 Polytopes 97 ^ - I \^u„h{P.u,) ;=i In particular, the numbers h{P, Wj), . , , , h{P, u,,) determine P uniquely. Proof. If f, is the facet of P with normal vector u,, then F, = Pn H u„h(F.u,)- The assertion is now clear from the proof of Theorem 2,4.3. ■ At this point, it is convenient to use polarity, and this requires the following lemma. It shows, in particular, that the polar body of a polytope (with respect to an interior point) is again a polytope. Lemma2.4.5. Let Ui, . . . , u^ e IE"\{o}. // k p ■■= n^:,.! 1=1 is bounded, then P* = conv{t<i, Uk). Proof. (We remark that o e int P, hence P* is well defined.) Let Q := conv {ui, . . . , W/t}. For jc e P we have {x, w,) ^ 1, hence w, e P*. Thus QQ P*. Let i; e 1E"\B. Then there is a hyperplane //,.„ strongly separating Q and V, and by an appropriate choice of signs we may assume that {z,Ui}<a for / = 1, .... k and {z,i>)>a. Since P is bounded, clearly pos{wi, ..., Uk} = ^" (otherwise the closed convex cone pos{wi, ..., Uk) has a boundary point and hence a supporting hyperplane, necessarily through o, each outer normal vector of which is an element of P); hence there is a representation k k o = S-^i"/ with A, ^ 0 and ^-^i > 0. 1=1 1=1 This yields 0 < X'^/* ^nd thus a> 0; without loss of generality, or = 1. But then z e P, hence /; ^ P*. This proves the equality Q = P*. ■ Theorem 2.4.6. Each bounded intersection of finitely many closed half- spaces is a polytope. Proof Let P = C\i=iH; be bounded, where //" C E" is a closed halfspace. We may assume that dim P = n (otherwise we work in aff P) and, after a translation, that o e int P. Then o e int H,\ hence H~ can be represented in the form H[ = Hu,a. Lemma 2.4.5 shows that P* is a
98 Boundary structure polytope. By Theorem 2.4.3, P* is the intersection of finitely many closed halfspaces (and o e int P* , as always). Hence P** = P is a polytope. ■ Theorem 2.4.6 implies, in particular, that the intersection of finitely many polytopes is a polytope and that the intersection of a polytope with a flat is a polytope. More information on the faces of a polytope is now easy to obtain. Theorem 2.4.7. Each proper face of a polytope P is contained in some facet of P. Proof. We may assume that dim P = n. In the proof of Theorem 2.4.3 it has been shown that P has a representation 1=1 where //~ is a closed half space and f, := P n //, is a facet of P (/ = 1, ...,k). Since bd P C Uf=i(P H //,), each boundary point of P is contained in some facet f,. Now let f be a proper face of P and choose x e relint f, Then X e Fj= P r\ Hj for some j e {\, . . . , k). Since x e relint F and Hj is a support plane of P, we deduce F C Hj, hence F C Fj. ■ Corollary2.4.8. Let P be a polytope, let F> e 'T;(P) and f* e 'J^iP) be faces such that F' C F*. Then there are faces F' 6 'IfiiP) (/ = ; + 1, . . . , k-i) such that F' C F'+^ C . . . C F*"' C F*. Proof. Clearly F' is a face of F* (being a support set of P and hence of F*). If F' is a proper face of F*, then F' is contained in a facet F*"' of F*, and by Theorem 2.1.1, F*"^ is a face of P. By repeating this argument, the assertion is obtained. ■ By Lemma 2.2.3, the normal cones of an n-dimensional polytope can be related to the faces of its polar polytope (with respect to an interior point). This yields: Theorem2.4.9. Let P e .Xg he a polytope, let F^, . . . , Fk be its facets, and let Ui he the outer unit normal vector of F, (i = I, . . . , k). If F is a proper face of P, then NiP, F) = pos(u,|FC F,}.
2.4 Polytopes 99 Proof. We may assume that 0 e int P. From Lemma 2.2.3 we know that N{P, F) = pos F. Writing v, = uJhiP, Ut), we have k i=\ by Corollary 2.4.4, hence Lemma 2.4.5 yields P* = conv(i;i, . . . , D;^}. The face F of P* is the convex hull of those d, that it contains, and pos F is the positive hull of these v, and hence of the corresponding w,. Now D, e F is equivalent to F C //„.!, which is equivalent to F C F/. ■ We note some consequences of Theorem 2.4.9. Let P e IC^ be a polytope and F a proper face of P. Then F is the intersection of the facets of P containing F; this follows from Theorem 2.4.7 and the fact that the intersection of all facets containing F is a face of the same dimension as F. Let G be anotker proper face of P. From Theorem 2.4.9 it follows that F C Go NiP, F)D NiP,G) B.4.1) and that dim N{P, F) = n - dim F. B.4.2) As a consequence, a point jc of P is r-singular if and only if it belongs to some face of dimension Sr. Thus for n-polytopes, the notions of r-extreme, r-exposed and r-singular boundary points all coincide. In particular, the extreme points (vertices) of P are precisely the points x with dim N{P,x) = n. From B.4.1) one further deduces for v e lE"\{o} that F = F(P, v)ov e relint N{P, F) B.4.3) and that NiP, F)= f] ^iP' ^)- B.4.4) jteext F If o e int P, so that the polar polytope P* is defined, then F C G for proper faces F and G of P implies F D G by B.4.1) and Lemma 2.2.3. Thus the map F >-^ F from the face lattice '7(F) to the face lattice 7(P*) (observe that 0 = F* and P = 0) is an antimorphism, that is, a bisection that reverses the inclusion relation. A polytope is called simplicial if all its proper faces (equivalently, all its facets) are simplices. An n-polytope P is called simple if each of its vertices is contained'in exactly n facets. Clearly this holds if and only if P* (taken with respect to some interior point of P as origin) is simplicial.
1(X) Boundary structure The normal cones of a polytope give rise to a series of important metric invariants: Let P e X" be a polytope and F e 7;fe(P) a /c-face of P. Then the number y{f, P) :- z.''-'^-i(N(P, F) n 5''-')K_,. (with the convention yiF, P) = I \i k = n) is called the external angle of P at its face F. Thus yiP^ P) 's the (n - k - l)-dimensional measure of the spherical image a{P, relint F) of P at relint F, divided by the total measure of the {n ~ k - l)-dimensional unit sphere. If dim P < n, the number yi^^^ P) remains the same if computed in any affine subspace containing P; this follows from B.2.3) and Fubini's theorem. From B.2.4) and B.2.5) one deduces that S YiF, F) = 1. B.4.5) We shall now establish a special result dealing with approximation by polytopes, which will be useful in later chapters. Some preparations are required. Two polytopes Fi, F2 are called strongly isomorphic if dimF(Fi, u) = dimF(F2, u) for all we 5""'. Obviously this is an equivalence relation; the corresponding equivalence class of a polytope F will be called its a-type. Lemma 2.4.10. If Fj, Pj are strongly isomorphic polytopes then, for each u e 5""', the support sets F{P\, u), F(F2, u) are strongly isomorphic. Proof Let w 6 5"~' be given. Let u e 5""^ and put FiFiPt, u),v) := F', {i = 1,2). We may assume that o e Fi n F2. As shown in the proof of Theorem 2.4.1, for t} sufficiently large the hyperplane H,^u+v.<i supports Fj and //;,„+„,o H Fj = F; for / = 1, 2. Since Fi, F2 are strongly isomorphic, we get dim F\ = dim F2 and thus the assertion. ■ Lemma2.4.11. The polytopes Pi, PjeX" are strongly isomorphic if and only if (yV(F„ x)\x € ext Pi) = {NiP2, y)\y e ext F2}. (*) Proof Suppose that Fj, F2 are strongly isomorphic. Let JceextFi. Choose w eintN(Fi,Jc) and >> e F(F2, w), then >'eextF2. Let veNiPi,x) and A e [0,1); then v^:= A - X)u + kv elm NiPi,x), hence dim F(F2, ua) = dim F(Fi, j^a) = dim (x} = 0 and, therefore, P(P2> vx) = {yx) for some y^ e ext P2, which implies 1;;, 6 int N(F2, yO-
2.4 Polytopes 101 Since this holds for all Ae[0,1), we conclude that y;^ = y. It follows that veNiP2,y), thus NiPi,x)C. NiPj, y). Since xeextP^ was arbitrary and the roles of Pi and P2 can be interchanged, it follows that NiPux) = N{P2, y). Thus (*) holds. Suppose, conversely, that (*) is true. Let u e 5""' and choose a vertex Xy of F(Pi,w). There is a vertex X2 of P2 for which N{P2,X2) = N{Pi,xi). The vector u lies in the relative interior of a face of N{Pi,Xi) of dimension n - dim F(P,, u) (as follows from B.4.2) and B.4.3)), hence dim F(Pi, u) = dim F(P2. ")• Since u was arbitrary. Pi and P2 are strongly isomorphic. ■ Let Pi, P2 be strongly isomorphic polytopes. Let F be a proper face of Py. The normal cone N{Pi, F) is a face of N(Pi,x) for some vertex X of F, hence by Lemma 2.4.11 a face of N{P2,y) for some vertex y of P2 and thus the normal cone of a unique face <p(F) of P2. It is clear (using B.4.1)) that qp (extended to improper faces) is a bijective map from 'TiPi) to ''7{P2) that preserves inclusions, that is, a combinatorial isomorphism. This explains the term strongly isomorphic. In the literature, strongly isomorphic polytopes have also been called analogous (for this reason, we speak of the a-type of a polytope), strongly combinatorially isomorphic {strongly combinatorially equivalent), or locally similar. Lemma2.4.12. Let P be a simple n-polytope with normal vectors W], . . . , Uk. Then there is a number j8 > 0 such that each polytope of the form k P' ■■= \\Hu^,h{P,u,)+a, (*) 1 = 1 with \ai\^ p is simple and strongly isomorphic to P. Proof. We can choose pairwise disjoint balls B{x, p) for jc e ext P such that each ball B{x, p) meets only those facets of P that contain x. Next, we can choose a number /3 > 0 with the following property: If jc is a vertex of P and if, say, U\, . . . , u„ are the outer normal vectors of the facets containing x, then for |a,|^/3 the intersection point of the hyperplanes //„/,(p„)+a (/ = 1, .., n) lies in B{x,p), and H„ /,. (p.u)+a does not meet B{x,p) for ;' ^ A, . . . , n). It is then clear tliat P' defined by (*) with |a,| ^ /3 is a polytope having a vertex x' in each of the balls B{x'p) (jc e ext P) such that N{P',x') = N{P,x). We deduce that P' has no further vertices and that it is simple and strongly isomorphic to P, by Lemma 2.4.11. ■
102 Boundary structure Lemma2.4.13. Let P be an n-polytope with normal vectors ui, . . . , Uk- Then to each j8 > 0 numbers aj, . . . , a^ with jad S jS can be chosen such that k 1=1 is a simple n-polytope with normal vectors Wj, . . . , u^ and the property that each normal cone of a vertex of P' is contained in some normal cone of P. Proof. We choose balls B{x,p) (jc e ext P) as in the proof of Lemma2.4.12. If |ai|, ..., \(x,^\ are sufficiently small, then P' is an n-polytope with normal vectors u^, . . . , u^ and such that any vertex x' of P' is contained in some ball B{x, p). By Theorem 2.4.9, N{P',x') is then the positive hull of only those normal vectors that belong to facets of P containing x; hence N{P',x') C N{P,x). By choosing the or,- successively in an appropriate way, we can clearly achieve that the resulting polytope P' is simple. ■ We are now in a position to prove the following result on simultaneous approximation of convex bodies by strongly isomorphic poly topes. Theorem2.4.14. Let Ki, . . . , K„ e K" be convex bodies. To each e>0 there exist simple strongly isomorphic poly topes Py,. . . , P„e X" satisfying d{Ki, Pi) < e /or / = 1, . . . , m. Proof Let e > 0 be given. By Theorem 1.8.13 there are poly topes Qi, . . . , <2„ e X" with SiKi, Qi) < e/2 for / = 1, . . . , m. Let P-=Qi + ■ ■ ■ + Qm (which is also a polytope) and let Wi, . . . , w^ be the normal vectors of P. Starting with P, we construct P' as in Lemma 2.4.13 and put P, := B,-f aP', where a > 0 is sufficiently small that C(P,, Q,) < e/2 and hence 6{Ki, P^ < e for / = 1, . . . , m. Let jc be a vertex of some P,. Then x = q + ap with suitable g 6 ext Q, and peextP'. From Theorem 2.2.1 we have N{Pi,x) = N{Qi,q)nNiP\p). By the construction of P', the normal cone N{P',p) is contained in some normal cone of P, and by Theorem 2.2.1 the latter is contained in some normal cone of Q,, necessarily N(Qi, q), because N(P', p) n NiQi,q) is n-dimensional. Thus N(P,, jc) = N{P',p). Since x was an arbitrary vertex of P,, we deduce from Lemma 2.4.11 that P, is strongly isomorphic to P'. This implies also that P, is simple. ■
2.5 Higher regularity and curvature 103 Notes for Section 2.4 Standard references on convex polytopes, from which we have taken some of the basic arguments, are the books by Griinbaum [15], McMullen & Shephard [26] and BrOndsted [11). Strongly isomorphic polytopes. The approximation theorem, 2.4.14, is due to Aleksandrov A937b). He defined strongly isomorphic polytopes in a different, but equivalent way (and called them analogous). Our definition appears in Shephard A963), where the term "locally similar' was used. Still another term was introduced by Griinbaum [15], p50. Lemma 2.4.11 can also be found, in essence, in W. Meyer A969, Corollary 2.7), and in Kallay A982). Monotypic polytopes. McMullen, Schneider & Shephard A974) studied the n-polytopes P, called monotypic, with the property that the a-type of P is uniquely determined by the system of normal vectors of P (see also Section 3.2, Note 3). Approximation by polytopes. While in this book the approximation of convex bodies by polytopes is only used as a tool, it is an interesting topic in its own right and can be studied under various aspects. We refer the reader to the survey article by Gruber [33], which contains many references. Later contributions to this subject are by Bokowski & Mani-Levitska A984, 1987), Florian A986), Gruber A988, 1990+, 1991b) and Schneider A986a, 1987b). Schneider A988c) gives a survey on the approximation of convex bodies by random polytopes. 2.5. Higher regularity and curvature Another special class of convex bodies, besides the polytopes, with an accessible boundary structure are the convex bodies whose boundaries are regular submanifolds of E", in the sense of differential geometry, and which satisfy suitable differentiability properties. The present section is mainly concerned with the second-order boundary structure of such convex bodies. The central notions are those of curvature, principal curvatures and radii of curvature. The last part is devoted to the curvature properties of general convex bodies. First we define curvatures for a general convex body K € JCq with interior points. We assume that jc is a smooth boundary point of K. Let u be the unique outward unit normal vector to K at jc. The linear subspace H{K, w) - jc of E" is called the tangent space of AT at jc and is denoted by T^K. We can choose a number e >0 and a neighbourhood C/ of JC such that U C\bAK can be described in the form U r\hAK ^ {x + t - f{t)u\t e T^K n B(o, e)}, B.5.1) where /: T^K n B(o,e)—»IR is a convex function satisfying /^O and /(o) = 0. Let t e T^K n 5" ' be a given unit tangent vector of K at jc. For 0 < T < e, let c(r) be the centre of the circle lying in the plane through JC spanned by u and t, going through the point jc + rr-/(rr)w and
1(L Boundary struciure touching H{K,u) at x. If {Tj)j^n is a sequence such that ty^O for ;■—»00 and (c(ry))y6f^ converges to some point x - pu, and thus . ^/ y^« 2/(ryr)' then p is called a radius of curvature of X at jc in direction t. The set of all numbers p (ao admitted) arising in this way is an interval [Pj(A-, f), p^{x, t)] with 0 ^ pi(jc, r) g PsCx, t) ^ 00. We call p,(jc, r) = liminf rio 2/(rr) the /ower radius of curvature and Ps(jc, r) = limsup r^ rio'^ 2/(t0 the upper radius of curvature oi K &i x in direction t. The reciprocal values (possibly ») Ki(A:, r) := \Ip,{x, t), K,ix, t) := \/p,ix, t) are, respectively, the lower curvature and upper curvature oi K al x in direction r. If both values coincide and are finite, their common value k{x, t) is the curvature oi K al x in direction t. Now we introduce differentiability assumptions. A convex body K e Xq is said to be of class C*, for some Ac e M, if its boundary hypersurface is a regular submanifold of E", in the sense of differential geometry, that is /c-times continuously differentiate. K is of class C" if it is of class C* for each k eN. Since locally bd K can be represented as the graph of a convex function, as in B.5.1), it follows from Theorems 1.5.12 and 1.5.11 that K is of class C^ if and only if it is smooth (i.e., it has a unique support plane at each boundary point). Here one has to use the property that a differentiable convex function is continuously differentiable, as follows from Theorem 1.5.2, applied to the partial derivatives. We assume that the reader is familiar with the elementary differential geometry of hypersurfaces of class C^. We recall some of the basic definitions and facts and then concentrate on some special aspects of the convex case. Let K € Xq be of class C^. We identify, in the canonical way, the abstract tangent spaces of E" with the vector space E" itself and thus also the abstract tangent space of the submanifold hd K at jc with the linear subspace T^/C, as introduced above. For jc € bd AT, let v(jc) be the outward unit normal vector of AT at jc. The map v: bd /C —» 5""' C E" thus defined (also denoted by Ok in Section 2.2) is called the spherical image map (or Gauss map) of K; it is of class C'. Its differential
2.5 Higher regularity and curvature 105 dv^ := W^ maps T^K into itself. The linear map W^.T^K^ T^K is called the Weingarten map. The bilinear form defined on T^^K by Ilxiv, w) := (W^v, w) for v, w e T^K is the second fundamental form oi bd K at x. The first fundamental form is just the restriction of the scalar product to Tj^K, /^(d, w) := (d, w) for v, w e T^K. In local coordinates, the foregoing can be expressed as follows. Let X: M —» E", where M C R""' is open, be a parametrization of class C^ of a neighbourhood of jc on bd K^ where, say, x = X{y) with y e M. Put N ■= V o A", so that N: M—»5""^ is a map of class C^ We have dNj, = dv^ o dAy and hence Wj, = dNy « dA^V For a differentiable function «jp on M we denote by (pt the partial derivative with respect to the ith (Cartesian) coordinate. Then dX{ei) = A",, dN(e,) = N, (where e, is the ith basis vector of R""') and hence W^A, = N, (as usual, we omit the argument y). The matrix (/,y)";^\ of the bilinear form //^ with respect to the standard basis (A], . . ., A„_i) of Tj,K has entries /;,= //,(A„ Ay)= (W,A„ A,) = (yV,-, Ay) = -(yV, A,y), B.5.2) the latter because (N,Xj) =0. Thus //^ is symmetric, and the Weingarten map is self-adjoint (with respect to ( •, • )). The matrix (g,y)",^'i of the first fundamental form is given by g,y = (A,, Ay). For the matrix n-' (';)iV=i of the Weingarten map, which is defined by Ni= 2 li^r i = 1, . . . , n - 1, B.5.3) one obtains /,* = (N„ A*) = S/'K^/- ^k) = 'Zjligik, hence l\ = 2 likS"', B.5.4) where (g'').,; denotes the inverse matrix of (gjy),,/. The eigenvalues of the Weingarten map W^ are, by definition, the principal curvatures oi K at jc. The equality Wj,v = Ad for v e Tj,K\{o} and A e IR is equivalent to //^(d, w) = A/^(d, w) for all w e T^/C. Thus the principal curvatures are also the eigenvalues of the second fundamental form relative to the first fundamental form. In local coordinates as above, d = 2i=iv'Xi is an eigenvector of the Weingarten map and A is a corresponding principal curvature if and only if ' S Ci - A<3>' = 0, .=1 or equivalently
106 Boundary structure n-l 1=1 for y= 1, ...,«- 1. For the special representation given by B.5.1), that is, X{t) = X + t ~ f{t)u for t e T^K n Bo(o. f). one obtains (at the point x) lii ~ fij ^"*^ 8ii ~ ^ij ^"*^ hence that the principal curvatures at x are the eigenvalues of the Hessian matrix of /. This provides a simple interpretation of the principal curvatures and shows that they are non-negative, by Theorem 1.5.10. By Hj we denote that yth normalized elementary symmetric function of the principal curvatures; thus //q = 1 and //, = (" 7^]"^ 2 k,r-k; B.5.5) for y = 1, . . . , n — \. We refer to H\ as the mean curvature and to //„_! as the Gauss-Kronecker curvature- As is well known from differential geometry, under our present assumptions the curvature k{x, t) defined initially exists and is given by 11 At, t) Kix, t) = -r^ for t e T,K\{o}. B.5.6) Let (d,, . . . , D„_i) be an orthonormal basis of Tj,K consisting of eigenvectors of the Weingarten map W^, and let /c, be the principal curvature corresponding to Dj. Then Kix, t) = ki(t, v^y + ... + k„.i(t, i;„_,J B.5.7) for each unit vector t 6 T^K. This result is known as Euler's theorem. The following assumption, stronger than C*, will often be important. We say that K is of class C+ (for k^2) if K is of class C* and the spherical image map v:bdK^—»5"~^ is a diffeomorphism (of class C', and hence C*"^). This is equivalent to the assumption that its differential, the Weingarten map, is everywhere of maximal rank, and thus to the assumption that all principal curvatures are non-zero, or equivalently that //„_i =^ 0. Let K be of class C+. Then the map v has an inverse v~' of class C', and for the support function Hk oi K we get hKiu)- (v-Hu),u}; hence hf( is differentiable on S"~^ and thus on lE"\(o}. From Corollary 1.7.3 we have grad h^iu) = v M-^J for welE"\{o}. It follows that the support function hn is, in fact, of class C^.
2.5 Higher regularity and curvature 107 For several investigations on convex bodies, particularly in connection with Minkowski addition, it appears more natural to impose differentiability assumptions on the support function than on the boundary. Let K 6 ^0- By Corollary 1.7.3, the support function hfc is differenti- able on E"\(o} if and only if K is strictly convex, and if this is satisfied, Hk is continuously differentiable. Let Hk be of class C^ (note that K may well have singularities, so that hd K need not be of class C'). For u e lE"\{o}, let ^(u) be the unique point of hd K at which u is attained as an outward normal vector. By Corollary L7.3, ^(u) = gvad HkIu). B.5.8) The map ^ thus defined on lE"\{o} is positively homogeneous of degree zero. Now we assume that h^ is of class C^. Then ^ is of class C'. Its restriction to 5""', the map |: 5"~' -^hdK, will be called the reverse spherical image map. For u e S"~^, let r„ be the (n - l)-dimensional linear subspace of E" that is orthogonal to w; thus r„ is the tangent space of S"~^ at u. The differential d|„ := W„ maps r„ into r„. We call the linear map W„: r„—» r„ the reverse Weingarten map and the bilinear form //„(d, w) := (W„D, w), 11,^6 r„, the reverse second fundamental form of K at w. Let N: M-» E", where M C IR"~' is open, be a parametrization of class C^ of a neighbourhood of u on 5""' and let u = N{y). Put A':=_|oA^. We have dXy = d^o dNy,_hcnce Wu = dXyodN~^ and thus WuNi = Xi. The matrix {bij)"~lx of //„ with respect tothe standard basis {Ni, . . . , Nn-i) of r„ is given by br, = /7„(yv„ yvy) = (w„yv,, yv^) = (J^,-, n^) n n A = l m=l by B.5.8), where N = («', . . . , n"). Thus /7„ is symmetric and W„ is self-adjoinL The first fundamental form /„ of the sphere 5""^ at u is given by /„(i', w) := (v, w) for d, w 6 r„. Its matriix with respect to (yv,,..., yv„_i) is denoted by (e;y);;^',; thus e,y = 7„(yv„ Ny) = (yv,. yvy). Introducing the matrix (fci)"/l\ of the reverse Weingarten map by n-l A'i = S t>'iNi, / = 1, . . . , n - 1, B.5.10) we find bik = (Xi, Nk) = 2/''i(^;. ^a) = S/''i«/* and hence n-l />i= S''.*^*'. B.5.11) where (e'O;,/ is the matrix inverse to (ey),,/.
108 Boundary structure The eigenvalues ri, . . . , r„_i of the reverse Weingarten map are called the principal radii of curvature oi K at w. It should be kept in mind that, while the principal curvatures are functions on the boundary of K, the principal radii of curvature are considered as functions of the outer unit normal vector, in other words, as functions on the spherical image. We denote by Sj the /th normalized elementary symmetric function of the principal radii of curvature: \ J / lgi,<...<;,§n-l The vector d 6 r„\(o} is an eigenvector of the rever^ Weingarten map and A is a corresponding radius of curvature if W^d = Ad, or, equivalently, //uCu, w) = aT^Cd, w) for all w e r„. In terms of the local parametrization N of 5""' used above and with v = "^"^iv'Ni, this is equivalent to n-l 2 (b'i - Xd'i)v' =0, ;• = 1, . . . , n - 1 B.5.13) i=l and to n-l 2 it>i, - ^e^y =0, ;• = 1, . . ., n - 1. B.5.14) 1=1 In particular, the product of the principal radii of curvature is given by det (/),,) s„.,oN = dctib'd=~-~^. B.5.15) det (e;y) Since the principal radii of curvature, ri, . . . , r„_i, are the eigenvalues of the matrix (fc;),,y, the matrix {b] + pd'i)ij with p6 R has the eigenvalues ri + p, . . ., r„_i + p, hence delibi + pd'd = S^p* f" ~ M ^„_,-, o N. B,5.16) It may sometimes be desirable to express the foregoing notions more directly in terms of the support function. This can be achieved by means of the following lemma. Let d^/i„ be the second differential oi h = h^ at u, considered as a bilinear form on E". For u e lE"\(o}, let tTu be the orthogonal projection onto the orthogonal subspace r„. LemmaZ.S.l. For ue^"\{o), d'h.ia, b) = \u\-'(W,fl,,nua, n,h} B.5.17) for all a, be I". Proof. Let u e IE"\(o} be given. By homogeneity, we may assume that |w| = 1. Let (ei, . . . , e„) be an orthonormal basis of E" with e„ = u. We
2.5 Higher regularity and curvature 109 write (>>', . . . , y") for the coordinates of >> e E" and /ly for the second partial derivatives of h with respect to this basis. The homogeneity relation n 2hiiiy)y' =0 for/= !,,...« B,5.18) yields /i,„(u) = 0 and hence n-l d2/i„(a, /)) = 2 hijiu)a'b> for a, b e E". From B.5.8) we get for /, j ^ n - 1, hiiiu) = i^iiu), ei) = (dUed, e,) = (d|„(e,), e,) = (W,e;, e,), hence n-l ■./=i which completes the proof of the lemma. ■ Immediately from B.5.18) and B.5.17) we see the following. Corollary 2.5.2. The eigenvectors (with respect to (■,•}) of the second differential of hn at u e S"~^ are u, with corresponding eigenvalue 0, and the eigenvectors of the reverse Weingarten map at u, with corresponding eigenvalues rj,. . . , r„_i, the principal radii of curvature. It now follows from Theorem 1.5.10 that the principal radii of curvature are non-negative. Corollary 2.5.3. For j e {1, ..., n-l}, {"~^)Sj{u), the jth elementary symmetric function of the principal radii of curvature at u e 5"~^ is equal to the sum of the principal minors of order j of the Hessian matrix (with respect to any orthonormal basis of 1E"J of hK at u. In particular (n - l)si = n + ... + r„_i = AhK on 5""', B.5.19) where A denotes the Laplace operator on E". For n = 2, there is only one principal radius of curvature, and we call it the radius of curvature, denoted by r. For K as before, let u e 5""' and a unit vector r e r„ be given. We denote by r{u, t) the radius of curvature, at u, of the image proJ£ K of
110 Boundary structure K under orthogonal projection onto the linear subspace E spanned by u and t. To compute r(w, r), we can choose an orthonormal basis (ei, . . . , e„) of E" such that ei = t and e„ = u. The support function of proj;r K is just the restriction oi h^ to £, hence B.5.19) gives riu, t) = huiu) + h„„iu) = huiu), where the notation is as in the proof of Lemma 2.5.1. By that lemma, //„(r, t) = (W„r. t) = d^^it, t) n-l Thus iluit, t) r(u, t) = " for t e r„\{o}, B.5.20) in analogy to B.5.6), and in analogy to Euler's theorem B.5.7) we have riu, t) = ri(r, v^y + ... + r„_,{t, v„-^)^ B.5.21) for each unit vector t e T^, where d; is the unit eigenvector of W„ corresponding to r,. In the planar case, n = 2, it is often more convenient not to use the homogeneous support function Hk, but the function h: [0,2n]^fU defined by hia) = hidua), where (ei, €2) is an orthonormal basis of E^ and Ua = eicosa + e2sina. Using the homogeneity relations, one then computes Ahidua) = ih" + h)ia), hence the radius of curvature is given by riua) = ih" + h)ia). B.5.22) To extend B.5.22) to n>2, we introduce the spherical Laplace operator Ag on 5""'. A simple way to do this is as follows (see, e.g., Seeley 1966). If /: 5""' ^ R is a function of class C^ one extends it to IE"\(o} as a positively homogeneous function of degree zero; then Ag/ is the restriction of A/ to 5""'. If /: lE"\{o}-»IR is positively homogeneous of degree k, then A/ = As/ + kik + n - l)f on 5""'. Hence, B.5.19) gives s,^hK^-~-^l!^shK- B.5.23) All this can be applied to convex bodies K e Xq that are of class C+. As seen before, the support function /i/^ of such a body is of class C^, and we have ^(w) = v~'(w) for u e 5""'. This yields W, = d|„ = (dvg(,))-' = Wl^,), B.5.24)
2.5 Higher regularity and curvature 111 SO that the reverse Weingarten map at u coincides with the inverse Weingarten map taken at ^(u). In particular, the eigenvectors of W|(„) and Wu are the same, all principal radii of curvature are positive and '"'(") = TTJru B.5.26) if the ordering is chosen properly. This implies ^/(") = -%^ (§(")). B-5.27) Hiix) = ^^^^^ (vix)), B.5.28) for / = 1, . . . , n - 1. To have complete symmetry, it remains to show that a convex body K e ^0 with a support function of class C^ and with everywhere positive radii of curvature is necessarily of class C+. For the proof, we may assume that o e intK^. By Remark 1.7.7, the radius function of the polar body K* is given by p{K*, •) = h{K, ■)'' on 5""', hence K* is of class C^. As before, we use a local parametrization N: M ^^" of class C^ of the sphere 5"~' around u and put X = ^oN. From W„Ni = Xi and the assumption that all eigenvalues of W„ are non-zero, it follows that A"], . . . , X„-i are linearly independent. Hence, A" is a local parametrization of class C' of hdK. In particular, it follows that K is of class C^ and that 1 is a diffeomorphism of class C' from 5""' onto bd K. The spherical image map v* of X* can be described by V*: p{A:*, u)u ^ i^, ueS"-\ \^{u)\ (see Remark 1.7.7) and thus is a composition of C'-diffeomorphisms. Since v* is a diffeomorphism, K^* is of class C+ and hence has a support function of class C^ and nowhere vanishing radii of curvature. Repetition of the argument, with the roles of K and K* interchanged, shows that K is of class C+. The elementary symmetric functions Sj and Hj appear in some formulae related to surface area and volume computations. Let K e Xq be a convex body of class C+. Let X. M^E", where M C R""' is open, be a local C^-parametrization of bd K. As is well known from differential geometry, the 3^"~'-measure of X{M) can be computed from a5''-i(A(M)) = /^d^, with the differential geometric surface area element given by
112 Boundary structure dA = Vdet(gy) dy' • • • dy"-\ where yS . . . , y"~^ are Cartesian coordinates in M. Since /T is of class C+, the map N = vo A" is a local C'-parametrization of 5""', hence z.''-'(yv(M)) = [ do J M with do = Vdet(e;y) dy' • • • dy"-\ Now B.5.10) gives hence det(gy) = [det(/)')l^ det(e,y) and thus dA = |det(&{)|da = i„_, o A^da by B.5.15). We deduce that for any integrable real function / on bd K^ we have j^^J{x)dX"-\x) = j^^J{^{u))s„.,{u)d^."-\u). B.5.29) Similarly, for any integrable real function g on 5""' we have \,„.,8iu)<iX"-\u) = j^^^g{vix))H„.,{x)dX"-\x). B.5.30) Next, we compute a 'local parallel volume', which will play an essential role in Chapter 4. For a relatively open subset p oibd K, let Ap{K, p) := {x e E"|0 < d{K, x) ^ p and p{K, x) e p) for p>0. Thus Ap{K,P) is the set of all points in E" at positive distance at most p from K and with the nearest point in K falling in p. Similarly, for an open subset co of 5""' we define Bp{K, CO) := {x e E"|0 < d{K, x) ^ p and u{K, x) e o) for p>0. If K is smooth and strictly convex, we clearly have Ap{K, P) = Bp{K, v(/3)). For K of class C+, the measure of this set can be computed as follows. It suffices to assume that p= X{M) for some local parametrization X as above. Then, obviously, Ap{K, p) = {X{y) + AyV(>')|>' e M, 0 < A ^ p}. Thus Ap{K, P) is the image of the region M x @, p] C IR"~' x R under the injective map {y. A) ^ X{y) + ^N{y), which has Jacobian \X^ + ANi, ..., A'„_, + AN„_i, N\, where | •, . . , -I denotes the determinant. For this Jacobian, we obtain from B.5.10) and B.5.16) that it is equal to
2.5 Higher regularity and curvature 113 i i = del{b'i + Xdl)\Ni, ..., N„-i, N\ = ±SA* l"~ ^]s„.,.,oNVdct{eif). Here we have used the fact that \Ni, . . . , N„_i, N\^ is equal to the square of the (n - 1)-volume of the parallelepiped spanned by Ni, . . . , N„-i, which is equal to the Gram determinant det((N,, Nj)). Integration of the absolute value now yields, with at = v(/3), or f} = ^{co), ^>"{Ap{K,p))=X''{B,{K,co)) ^-Ip-^His^dX"-^ B.5.31) where B.5.30) and B.5.27) have been used. So far, we have considered only one convex body K and have, therefore, not indicated that the notation introduced depends on K. In the following, we shall write K{K,x,t), U^{K,v,w), Ux{K), r{K,u,t), respectively, for k<jc, r), IIj,{v,w), 11^, r{u,t), and so on, where necessary. The following theorem, on pairs of convex bodies, allows us to deduce a global inclusion result (up to translations) from local curvature comparisons. Here 11^ = Il'y means /^(r, t) = U'y{t, t) for all t. Theorem2.5.4. Let K, L e DC" be convex bodies of class C\. Then the following conditions are equivalent. (a) IIx{L) ^ IIy{K) for all pairs of points jc e bd L and y ebd K at which the outer unit normal vectors are the same; (b) r{L, u, t) = r{K, u, t) for each orthonormal pair of vectors u, t; (c) h/i - hi is a support function. Proof. Of course, (a) is also equivalent to (a') K<L, JC, t)^ KiK, y, t) for jc, y as in (a) and all t e T^L = TyK and (b) is equivalent to (b') /7„(L) ^ riu{K) for u e 5"'^ By Theorems 1.5.10 and 1.7.1, h^ - /zl is a support function if and
114 Boundary structure only if d^ihfc - hi) is positive semidefinite. By Lemma 2.5.1, this is equivalent to (b') and thus, by B.5.20), to (b). Using B.5.24), we have, for teT^nS"-\ riM.t)= (Wj,t) = {W^^i^t,t), ihiu)i'' 0= (W'«(«)'' ')■ The equivalence of (a) and (b') now follows, since A^ B for self- adjoint positive endomorphisms A, B of T^ implies B~'^i4~'. {A^ B means {At, t) ^ {Bt, t) for all t e T^ and hence is equivalent to the fact that each eigenvalue of A relative to B is = 1. But ACj = kiBei is equivalent to B~'(Bei) = A,i4~\Be,); thus the eigenvalues of A relative to B coincide with the eigenvalues of B~^ relative to ^4"^) ■ The assertion (c) in Theorem 2.5.4 implies that, for suitable z € E", ^K ~ ^L+z — 0 ^nd thus L + zC K (see also Theorem 3.2.9). The reverse Weingarten map and the notions derived from it have the advantage that they show simple behaviour under Minkowski addition. Let Ki, ... , K„ € Xq be convex bodies with support functions of class C^, and let K = kiKi + . . . + ^-mKm with Ai, . . . , A„ ^ 0. Then B.5.8) implies that ^iK,u)= 2^rmr,u), r = l which in turn yields W,iK)= SA.W„(/C,), r=l lluiK)= iKIIuiKr). r = l If N:M—»E" is a local C^-parametrization of 5""' and if X^'''> ■■= g{K,,N{-)), then the matrix of HuiK,) with respect to the basis (N,, . . . , N„_,) is given by fe/y(/Cr) = {xY\ Nj), hence m biiiK) = 2Kbii{Kr). r = l In particular, for the product of the principal radii of curvature of the Minkowski linear combination K we get, by B.5.15), 5„-,(/C, N{-)) = [det(e,y)]-idet(Ai6,(A:i) + . . . + X„b^j{K„)). Generally, if A^, . . . , A„ are symmetric real k x k matrices, the determinant of XiAi + . . . + X„A„ is a homogeneous polynomial of degree fc in A], . . . , A„. It can be written as
2.5 Higher regularity and curvature 115 m det(A,yli + ... + A„yl„)= 2 A,-, • ■ • A,,D(A,, ■ ■ ■ , ^/,), 'i '■* = ! B.5.32) since the coefficient of A,^ ■ • • A,^ does, in fact, depend only on .4;^, . . . , Ai^. One may assume that the coefficients are symmetric in their arguments, and then they are uniquely determined. D(Ai, . . . , .4^) is called the mixed discriminant oi Ax, . . . , Aj^. We deduce that we have an identity m .9„_i(AiA:, + ... + a„a:„, «)= 2^ a,, • • ■ Ai„.,5(A:„,..., a:,„.,, «) 'i '»-i=i B.5.33) for u e 5""', where s is symmetric in its first n - 1 arguments. We call s{Ki, . . . , Kn-i, •), which is defined by B.5.33), the mixed curvature function oi K\, . . . , K„-i. In local coordinates as above, siK„ . . . , A:„_„ N{-)) = [det(e,y)]-'D(F,v{A:i)), • • ■ , (MA^n-i)))- B.5.34) In particular, we see from this and B.5.16) that SjiK, ■) = siK,...,K, B",...,B", •) B.5.35) i I n - I-J for y = 0, . . . , n - 1 and any convex body K with a support function of class C^. If we want to express s{Ki, ..., K„-i,u) by means of support functions, we may, for fixed u € 5""', choose an orthonormai basis (ei, . . . , e„) of E" with e„ = u. li K € JC" has a support function h of class C^ then hi„{u) = 0 by B.5.18), hence Corollary 2.5.3 gives s„_dK,u) = det{hi-{u))^-}i. We deduce that siKu . . . , A:„_i, u) = DimiK,, «)r.-Ji, . . . , (V^n-i. «))"/"=!)■ B.5.36) Finally, in this section, we come back to general convex bodies and describe, without proofs, their curvature behaviour. Let K € Xq, let x be a smooth boundary point of K and let u be the outer unit normal vector oi K a\ X. We may assume that bd K is represented around x by a convex function /, as in B.5.1). For /i > 0, define D{h) := Bh)-^l^{t € T,K D B(o, E)\f{t) g h). If the Hausdorff closed limit lim/,(oO(/i) := D exists, this set is called
116 Boundary structure the (Dupin) indicatrix of K at x. li K is of class C^, then differential geometry tells us that D exists and is given by D = ^iy'eilkiiy'y + ... + k„_,{y"-'f g l| B.5.37) if (ei,. . . , e„-i) is an orthonormal basis of eigenvectors of the Weingar- ten map at x and A:, is the principal curvature corresponding to e,. For a general convex body K, the (smooth) point x is called a normal point or Euler point of K ii ax x the indicatrix exists and its boundary (if any) is a quadric in T-^K with centre x. \i x is a normal point, then the indicatrix at x can be represented in the form B.5.37), with a suitable orthonormal basis (ej, . . . , e„_|), and this defines the principal curvatures ki,. . . ,k„-x. They are non-negative, since the indicatrix is always a convex set. Furthermore, it follows from the definition of D that the curvature k{x, t) exists for each unit vector t e T^ and is given by Kix, t) = ki{t, e,J + . . . + k„-i{t, e„-i>^; thus Euler's theorem holds. It follows from work of Aleksandrov A939c) that ;t is a normal point of K if and only if the representing function / is twice differentiable at o, in the sense explained in Section 1.5, Note 2. The almost everywhere twice differentiability of convex functions then yields the following theorem due to Busemann & Feller A936a) for n S 3 and to Aleksandrov A939c) for arbitrary n. Theorem 2.5.5. For each convex body K € jETo. ^'"'^-almost all boundary points are normal. Although this is a strong theorem, it should be kept in mind that essential information on the shape of a general convex body may be carried by those points that are not normal. This is shown clearly by the example of a poly tope. Notes for Section 2.5 Jensen's radii of curvature. The definitions of lower and upper radii of curvature given at the beginning of Section 2.5 are not the only natural ones. To describe a different possibility, we assume that n =2 and that K 6 Xo is represented in a neighbourhood of the smooth boundary point x in the way given by B.5.1). Let f € T^K Pi S"-^. For 0< t, < e let'o, be an outer unit normal vector of K at x(t,) := j: + T,f — f{xit)u, and let z(t,, o,) be the intersection point of the normals {j:-Am|ASO} and
Notes for Section 2.5 117 {j:(Ty) - AyylASO}. If t,—»0 for /—»oc and z(T,,i),) converges to some point X - ru, thus r = lim —, , ,-«Vi - {u,,>,y then r is called a Jessen radius of curvature o( K &t x in the direction t. The set of all numbers r (<» admitted) obtainable in this way is an interval [r^, r^] with OS ri g rs^ oo. It contains the interval lp„ps]- Jessen A929) showed that each Jessen radius of curvature, say r, satisfies Ps - Va(A - P.) S r S A + Va(P. - a), and that these inequalities comprise the only general restrictions for p-,, p^, r^, r^, In particular, pi = p^ implies r^ = r,. Connections with the second- order differentiability properties of / at o are described in Busemann [12], Section 2. Complete Riemannian submanifolds with non-negative sectional curvatures. If K € .Tg is of class C°° (say), then bd K with the induced Riemannian metric is a Riemannian manifold with non-negative sectional curvatures. This assertion has an inverse that is not restricted to the compact case: Theorem (Sacksteder). If A/ is a C (n - l)-dimensional complete orient- able Riemannian manifold of non-negative sectional curvature that is not identically zero, and if X: A/—»E" is an isometric immersion, then X is an embedding and X(M) is the boundary of a convex set. This theorem is due to Sacksteder A960), with special cases proved before by Hadamard A897), Stoker A936), van Heijenoort A952) and Chern & Lashof A958). The Gauss map of such submanifolds was investigated by Wu A974). More generally, let K CE" be a closed convex set with interior points, K ^ E", and let a{K) be the set of all outer unit normal vectors at boundary points of K. Then Wu showed that there exists a ^-dimensional great subsphere 5* of 5""' (OS k^ n - 1) and a unique subset oo of 5* that is relatively open and (geodesically) convex such that aoCa{K)Cc\ao. Wu also showed by an example that a{K) itself need not be convex. Boundaries and support functions of class C^. That the support function of a convex surface of class C^ with positive curvatures is of class C^ was noted by Wintner A952, Appendix). Here the assumption of positive curvatures cannot be omitted. Hartman & Wintner A953) gave an example showing that the support function of a convex body need not be of class C^ even if the boundary is real-analytic and also treated some related questions. Differentiability properties of projections and Minkowski sums. Let K e Xq be a convex body of class C+, and let K' be its projection onto a Ac-dimensional linear subspace E. TTie support function h^ of K is of class C^, and the support function of ^C' is obtained from hic by restriction; hence it is also of class C^. Since all radii of curvature of K are positive, the same holds for K', as can be deduced from B.5.20) in connection with Lemma 2.5.1. Thus /C' is of class C^. Without the assumption of positive curvatures, no such argument is possible. The case n = 3, k = 2 was investigated by Kiselman A986). He showed that K' need not be of class C^ even if K is of class C. Further, he proved: If the boundary of K is of class C^ with Lipschitz continuous second derivatives, then K' has a twice differentiate boundary. If bdK is real-analytic, then the boundary of K' is of Holder class C'^*' for some e > 0 (but it may be exactly of class C^*^''* for any odd integer <? S 3).
118 Boundary structure Even more unexpected are the results that Kiselman A987) obtained for Minkowski sums. He posed the question of when it is true that K + L is of class C' if K, L € X^ are of class C*? He showed that for « = 2 the answer is in the affirmative for k = I, 2, 3, 4 but not for k = 7. Further, the boundary of K + L, where K, L € T^l have real-analytic boundaries, is of Holder class C**^'', and this is best possible. He further mentions an example of convex bodies K, LeJ^l with C* boundaries such that K + L is not of class C^. 5. A weaker form of Theorem 2.5.4 is due to Rauch A974). He proved, in a different way, that condition (a) of Theorem 2.5.4 implies that some translate of L is contained in K. For the proof given above, see Schneider A988b); compare also Note 6 in Section 3.2. 6. Differential-geometric properties of general convex surfaces. Theorem 2.5.5 is, of course, closely related to second-order differentiability properties of convex functions, and we refer to Section 1.5, Note 2, for relevant references. A detailed investigation of the differential-geometric properties of convex surfaces without differentiability assumptions was undertaken by Busemann & Feller A936a, 1935a,b, 1936b). Among the topics that they treated, for convex surfaces for which no regularity was assumed, were versions of the theorems of Meusnier, Olinde Rodrigues and Euler, um- bilics, shortest curves, upper and lower indicatrices, Gauss curvature and spherical images; see also Busemann [12]. The extension of Theorem 2.5.5 from n = 3 (Busemann & Feller 1936a) to general n by Aleksandrov A939c) is not straightforward. Among several other related results, Aleksandrov also investigated consequences of the twice differentiability almost everywhere of support functions. 7. e-smooth points. If KeX'a and j: € bd ^C is a normal point of K, then j: is an e-smooth point of K for some e > 0, that is, there exists a ball B of radius e such that X & Be K. Hence, it follows from Theorem 2.5.5 that the set of all boundary points of K that are not e-smooth for any e > 0 is of ^""'-measure zero. For this result, McMullen A974b) has given a simple direct proof, thus answering a question posed by Sallee A972). 8. Limit sections. The concept of the Dupin indicatrix can be generalized as follows, say, for « = 3. Let K € JLl, x ^hAK, H & support plane io K dX x, and (Hi)ifi^ a sequence of planes meeting K and converging to H. If there is a sequence (a,),cij of similarities such that the sequence {Oj^Hi n K))ifi^ converges to some two-dimensional convex body C, then C is called a limit section of K at x. The point x is called universal if every plane convex body is a limit section of K at x, for suitable choices of //, and a,; it is called p-universal if an analogous statement is true where the planes Hj have to be parallel to H. Melzak A958) proved the existence of a convex body with a p-universal point (and otherwise of class C), the existence of a convex body for which every boundary point is universal and related results. 9. Approximation with converging radii of curvature. From the counterpart of Theorem 2.5.5 for support functions (Aleksandrov 1939c) it follows that a convex body K e X^ has principal radii of curvature ^(m), where 0 S r,(M) g r2(u) g . . . g r„_,(M) < » for a-almost all u € 5""'; here a denotes the spherical Lebesgue measure on 5""'. The r,{u) can be defined as the eigenvalues, corresponding to eigenvectors orthogonal to u, of the second differential of the support function ^^ at m € 5""' (cf. Corollary 2.5.2); they are defined a-almost everywhere on 5""' and are measurable and a-integrable. The following approximation result was proved and applied by Weil A973); for an extension, see Weil A974a).
2.6 Generic boundary structure 119 Theorem. For any convex body K € X" there exists a sequence iKi)i^m of convex bodies of class C+ converging to K such that the radii of curvature of Kj and K, denoted by r\''>, . .., r<,'L, and ri, ..., r„_,, respectively, satisfy the following assertions: (a) r|'' —» r, a-almost everywhere for i —»<»,/'= 1, ...,«- 1; (b) ry—ri in the L>E"->) norm for i-» =o, /= 1, .. ., « - 1; (c) the measures /'■>''dc' converge weakly to the measure jrjda for ('—»««, /'= 1, ..., M -2. 10. Tangential radii of curvature. The number r(u, t) defined by B.5.20) is sometimes called the tangential radius of curvature of K at §{u) in the direction t. Formula B.5.21) was proved by Blaschke [5], p. 117, for n = 3; see also Firey A967b), p. 12, for the general case. 2.6. Generic boundary structure Due to their simple boundary structure, polytopes as well as C+-regular convex bodies are favourite objects of investigation. On the other hand, one may argue that these are very special convex bodies, and one may ask whether there exists something like the boundary behaviour of a ■general' convex body. This question can be made precise if the notion of Baire category is used, and then several affirmative answers, often surprising ones, are possible. The space X" of convex bodies with the Hausdorff metric is a complete metric space, by Theorems 1.8.2 and 1.8.5, and thus a Baire space. This means that the complement of every first category subset of X" is dense in X". A subset is called of first category or meagre if it is a countable union of nowhere dense subsets. A subset that is not of first category is said to be of second category. The complement of a meagre set is called residual. In particular, a dense open subset is residual, and an intersection of countably many residual sets is residual. Meagre subsets of a Baire space can be considered as 'small'. We say, therefore, that a certain property E for elements of a Baire space is generic if the subset of all elements having property E is residual. For the space X" it has become customary to say instead that most convex bodies have the property E, or that a typical convex body has this property. Category arguments can be used to give (non-constructive) existence proofs for objects with certain 'irregularity' properties, which otherwise may be hard to obtain. When such an argument works it shows that, in fact, most elements of the space have the property in question. For the boundary structure of convex bodies, which is our concern in the present chapter, there are several results showing that a typical convex body has properties that, at first sight, one would be inclined to consider as 'pathological'. This holds, at least, for second-order properties, whereas the typical first-order boundary behaviour is not very exciting.
120 Boundary structure The following theorem shows, in a slightly more precise form, that most convex bodies are smooth and strictly convex. Theorem2.6.1. In K.", the set of smooth convex bodies and the set of strictly convex bodies are dense G^-sets; hence, most convex bodies are smooth and strictly convex. Proof For A: € M, let c^^ be the set of all K eJC" having a boundary point at which there exist two outer normal vectors forming an angle ^ \jk, and let ^i^ be the set of all K eJi" for which bd K contains a segment of length ^l/k. Since J^"\[Jkm''^k 's the set of all smooth convex bodies in X" and J^"\[)keN'^k 's the set of all strictly convex bodies, it suffices to show that cy/.^ and 'Ti^ are closed and nowhere dense. Let (/C,),sf>j be a sequence in c^^ converging to K eJC". For each i eN, we choose a point Xj e bd /C, at which there exist two outward unit normal vectors «,, Vj of Kj, forming an angle ^ l/k. After selecting subsequences and changing the notation, we may assume that Xi^^x, Ui^» u and y,-*y for i-* ». Then x e K (by Theorem 1.8.7), and from (;«:,, «,) = h{Ki, ui), (;t,, y,) = h{Ki, y,) and Lemma 1.8.10 it follows that {x,u) = h{K, u) and {x, v) = h{K, v); thus x ehAK and u, V e N{K,x). Since u and v form an angle S l/k, we conclude that K e cA^. Thus <-4k is closed. In a similar way, one easily shows that 3^ is closed. Since the set of smooth and strictly convex bodies is dense in JC" (this follows, e.g., from Section 3.3), the closed sets d^ and 3k have empty interior and thus are nowhere dense. ■ While Theorem 2.6.1 shows that the boundary and the support function of a typical convex body are differentiate, in general no stronger differentiability properties are satisfied. This is shown by the behaviour of the curvatures described in the theorems below. These results were discovered by Zamfirescu A980a, b). By J^"CJC" we denote the subset of smooth (= regular) convex bodies. For these bodies, the lower and upper radii of curvature were defined in Section 2.5. By Theorem 2.6.1, JC" is a dense G^-set in X". In particular, it is itself a Baire space, and every residual subset of 5f" is residual in 3J^". Hence, it causes no loss of generality if we restrict the following considerations to the space 31". Theorem2.6.2. For most convex bodies K in Ji", at every boundary point X ehAK and for every tangent direction t at x, Pi{x, t) -0 or p^(x, 0 = «>.
2.6 Generic boundary structure 121 Thus the typical convex body is smooth and strictly convex, and its curvatures ic{x, t) are zero wherever they exist and are finite. By Aleksandrov's theorem, 2.5.5, the latter holds for almost all boundary points ;t of a convex body and for every tangent direction t at x. Corollary 2.6.3. For most convex bodies K in IK", k{x, t) = 0 for ^"~'- almost all x ehAK and every tangent direction t at x. The preceding results do not exclude the possibility that simultaneously p,(x, 0 = 0 and p^{x, t) = <x> for the points ;t in a boundary set of K of ^""^-measure zero. Typically, in fact, this holds in a residual set: Theorem 2.6.4. For most convex bodies K in X", at most boundary points X of K and for every tangent direction t at x, p,{x, 0 = 0 and p^{x, t) =■ ^. The ideas involved in the proofs given below for Theorems 2.6.2 and 2.6.4 are taken from Zamfirescu A980a, 1985). We start with some preparations. Let K e JC", x ehd K and u be the unique outer unit normal vector oi K &t x; let t e T^K be a unit tangent vector. We define a two-dimensional half-plane by D{x, u, 0 := {x + Xu + fit\k eU,fji^O) and a convex arc by SiK,x, 0 := bd/C n Dix, u, t). For or > 0, we say that K is a-flat at (x, t) if S{K, X, 0 n int B{x - au, a) = 0, and K is a-curved at {x, t) if SiK, X, 0 C B{x - au, a). It follows from the definitions of the lower and upper radii of curvature that Pi{x, 0 > 0 if and only if K is a-flat at {x, t) for some or > 0, and that Ps{x, t)< 'x> ii and only if K is or-curved at (x, t) for some a>0. For k eN v/e define the following sets. ii'^ := {K € JC"\ There exist x ehdK and t e T^K such that K is A:"'-flat at {x, t) and A:-curved at {x, t)}- Forgiven K €.X", let ■^lif^) '■= {x e bd A:| There exists t e T^K such that K is *"'-flat at Ai(K) •■= {;t € bd A:| There exists t e T^K such that K is ;t-curved at (^,0}-
122 Boundary structure For m eN and f = 1, 2 we put (gi.„, := {K€X"\ There exists xehdK such that Boix,m~^)n bd KCA'kiK)}. Lemma2.6.5. The sets A\{K), AJdK) are dosed in bd K. The sets d^, 6l,m, &\,m ore dosed in JC" (k, m € N). Proof. We start with ct^^. Let (Kj)j^^ be a sequence in cTt.k converging to a convex body K eJC". For each j e H, we choose a point Xj € bd Kj and a unit tangent vector tj e T, Kj such that SiKj, Xj, tj) n int Bixj - k-^Uj, k'^) = 0, SiKj,Xj, tj)C B{Xj - kuj, k), where Uj is the outer unit normal vector of Kj at Xj. After selecting suitable subsequences and changing the notation, we may assume that Xj —»X and tj-* f for y -* >». Then it is clear that x ehd K, the sequence ("/)/ef>j converges to the unique outer unit normal vector u ot K at x, and t is a unit tangent vector ot K at x. We assert that S{K, X, t) n int B{x - k-^u, ^t"') = 0, B.6.1) S{K, X, t) C Bix - ku, k). B.6.2) Suppose that B.6.1) were false. Then there is a point z e S{K,x, t) and a ball B with centre z such that B C int Bix - k~^u, A:"'). Now Kj n DiXj, Uj, tj) -* K n D{x, u, t) for y ^ «>. This follows from Theorem 1.8.8, applied to Kj and the intersection Lj of D(Xj,Uj, tj) with some ball containing all the bodies K\, K2, ■ ■ . , and from the fact that K and D{x,u,t) cannot be separated by a hyperplane since K is smooth. It follows that S{Kj, Xj, tj) n int BiXj - k-^Uj, k-') 4 0 for sufficiently large j, a contradiction. Thus B.6.1) holds. Suppose that B.6.2) were false. Then there is a point z' e SiK,x, t) and a ball B' with centre z' such that B' n B{x - ku, k) = 0. As above, we conclude that S{Kj, Xj, tj) (f BiXj - kUj, k) for sufficiently large j, again a contradiction. Thus B.6.2) holds. Hence, K is A:~^-flat and A:-curved at (x, t). This proves that cA^ is closed. Let ixj)j^j^ be a sequence in AiiK) converging to a point x. For each j, we choose a unit tangent vector tj e T^K such that S{K, Xj, tj) n int B{Xj - k-^Uj, *-') = 0, where Uj is the outer unit normal vector of K at Xj. Precisely as above.
2.6 Generic boundary structure 123 with Kj replaced by K, we find that K is A:"^-flat at {x, t) for suitable t € Tx{K). Thus Ai{K) is closed. In a similar way, we may show that aI{K) is closed. Let {Kj)i^f^ be a sequence in (g^ „ converging to some K e JC". For each / € N, we choose Xj e bd Kj such that Boix/, m-^)nbdKiC AiiKj). After selecting a subsequence and changing the notation, we may assume that Xj--*x ehd K for /—» ». Let y e Boix, m~^) D bd K. For each jeN, we can choose y/ehd Kj in such a way that yj~*y for y—» 00. For j sufficiently large, we have \xj - yj\< m~^ and thus yj c AliKj). Hence, there is a unit tangent vector tj e Ty Kj such that Kj is A:~^-flat at iyj,tj). The argument used before shows that K is A:~^-flat at (y, 0 for suitable teTyK. Thus y e AliK) and hence Boix, m~^)nhdK C aI{K), which shows that &l^„ is closed. Similarly one shows that &\,„ is closed. ■ Proof of Theorem 2.6.2. Let cf C Ji" be the subset of smooth convex bodies having a boundary point x and a tangent direction t at x such that Pi^x, 0 + 0 and p^{x, 0 + °°- Then keH Let keH be given. If PeJC" is a polytope and 0<f<A:"', then P + eB" € JC"\cik. Since the set of bodies of this type is dense in :Z" and oik is closed in Ji." by Lemma 2.6.5, c^t.^ is nowhere dense in JC". Thus ci? is of first category in ;Z". ■ Proo/ of Theorem 2.6.4. Let 3:^* CJC" he, the set of smooth convex bodies K for which the set of all boundary points x with some tangent direction t at x satisfying p^{x, 0 >0 or p^{x, t) <'x> is of second category in hdK. We have to show that JC* is meagre in 'K"r. Clearly Z* = a: € .T^:?! U •^U/^) U U aI{K) is of second category). k€^ keN ) Let /C € ;Z*. Then there are a number ie A,2} and a number k eH such that A'k{K) is not nowhere dense. Since the set A'i,{K) is closed by Lemma 2.6.5, it has nonempty interior relative to hdK. Hence K € 6jt „ for some m'e N, and we conclude that k.meN
124 Boundary structure Let k, m eN and / € {1,2} be given. Let P e X" be a polytope with faces of diameter less than m"' and choose 0 < e <{2km)~^. Then P + eB" € X"V/k.m- Since the bodies of this type are dense in X" and (!^'i,„ is closed in X" by Lemma 2.6.5, the set <&'^„ is nowhere dense in x'^. Thus X* is meagre in Z^ ■ Notes for Section 2.6 1. Theorem 2.6.1 was first proved, in an infinite-dimensional version, by Klee A959b); it was rediscovered by Gruber A977). Klee also proved that in each infinite-dimensional Banach space most compact convex sets are the closures of their sets of extreme points. Theorem 2.6.1 can be strengthened as follows. In a metric space (X,p), a set M is called porous if there is a number a>0 such that, for every x e X and any ball B(x, e) with centre x and radius e, there exists a point y € B{x, e) such that Biy, ap(x, >■)) n M = 0. A countable union of porous sets is a-porous. One says that nearly all elements of a metric Baire space have a property E if the set of elements not having property £ is a a-porous set. Zamfirescu A987a) proved that nearly all convex bodies in X" are smooth and strictly convex. 2. Typical curvature properties. Gruber A977) proved that the set of convex bodies in "?" that have a boundary of class C^ or which are, in a certain sense, uniformly strictly convex, is of first category. Theorem 2.6.2 and Corollary 2.6.3 (as well as some other corollaries) are due to Zamfirescu A980a). In connection with Corollary 2.6.3, the following simple example in E^ is of interest; Take a convex polygon P e Xl and let TP be the convex hull of all the points dividing each side of P into three equal parts. Then lim/fc^xT*P is a smooth, strictly convex body with curvature vanishing almost everywhere on the boundary. This example is due to de Rham A957). A weaker form of Theorem 2.6.4, in which the set of boundary points x of K at which pi(x, f) = 0 and pi(x, f) = <» for every tangent direction t is merely dense in bd K, was proved by Schneider A979b). The general form of Theorem 2.6.4 was obtained by Zamfirescu A980b), and the simpler proof given above appears in Zamfirescu A985). The curvature properties of typical convex bodies were further investigated by Zamfirescu A988a). He proved, among other results, that on the boundary of a typical convex t)ody K, the set of points x with k{x, t) = x for some t € T^iK) and that of points in which the lower curvature in some direction equals the upper curvature in the opposite direction are dense. Further results on the boundary structure of typical convex bodies can be found in Zamfirescu A985, 1988a). 3. Typical properties of normals. The curvature behaviour of a convex body is closely related to the behaviour of its normals (that is, the lines through boundary points spanned by corresponding normal vectors). The behaviour of the normals of typical convex bodies was investigated by Zamfirescu A982a, 1984b). For instance, he proved that for most convex bodies K in X", most points of E" lie on infinitely many normals of K. 4. Other topics treated under category aspects include geodesies (Zamfirescu 1982b, 1989+, Gruber 1991a), convex curves on convex surfaces (Zamfirescu 1987b), diameters (Zamfirescu 1984a, BSrSny & Zamfirescu 1990), approximation (Schneider & Wieacker 1981, Gruber & Kenderov 1982, Gruber
Notes for Section 2.6 125 1983), shadow boundaries (Zamfirescu 1988b, 1991. Gruber & Sorger A989), non-differentiability properties of the metric projection (Zamfirescu 1990); see also Theorem 3.2.14. There are several further category results in convexity, concerning properties that are farther away from the main themes of this book. One can find references in the survey articles by Zamfirescu A985), Gruber A985) and Zamfirescu [45]. 5. Convex functions. Smoothness properties of typical convex functions were studied by Gruber A977) and Klima & Netuka A981); see also Howe A982). 6. Schwarz & Zamfirescu A987) considered typical convex sets of convex sets. 7. Typical compact sets. By Theorem 1.8.2, the space §" of nonempty compact subsets of E" with the Hausdorff metric is also a Baire space. Some category results are known for this space. Most compact sets in C^" have Hausdorff measure zero, if any Hausdorff measure is given (see Gruber A983, 1989) for more general results), and they are homeomorphic to Cantor's ternary set (see Wieacker 1988b for references). Wieacker found some surprising results on the (first-order) boundary structure of the convex hull of a typical compact set. In the following theorem, which collects the main results of Wieacker A988b), exp* K denotes the set of farthest points of the convex body K; thus X € exp* K if and only if there is a ball B such that K <Z B and xe Kf\hAB. Theorem. For most-compact sets C € (y", the convex hull K = convC has the following properties: (a) bd K is of class C but not of class C^; (b) exp* K and ext K\exp K are dense in ext K; (c) ext K is homeomorphic to Cantor's ternary set; (d) exp K is homeomorphic to the space of irrational numbers; (e) exp* K is homemorphic to the topological product of the space of rational numbers and Cantor's ternary set, (f) The Ac-skeleton ext^ ^C of ^ is of (Hausdorff and topological) dimension k (k =0, . ., n - I).
Minkowski addition 3.1. Minkowski addition and subtraction The aim of the third chapter is a more systematic study of Minkowski addition. In the present section we shall first collect some elementary formal properties of this addition and then investigate its convexifying effect. Finally, we shall consider a certain counterpart to Minkowski addition, a useful operation that has been called Minkowski subtraction. The sum of two subsets A, B C E" was defined by A + B ■■= {a + b\a € A, b € B}, and the scalar multiple by kA ■■= {Aa|a e A) for real numbers A. One may rewrite the definition of the sum in the form A + B = \J{A + b). This gives a 'kinematic' interpretation that may be helpful to the intuition: ^4 + B is the set that is covered if A undergoes all translations by vectors of B. We recall some of the information on Minkowski sums that is scattered in former sections. If A and B are convex, compact or polytopes, then ^4 + B is, respectively, convex, compact or a polytope. As a map from &" x (§" into 6", Minkowski addition is continuous. &." and X" with Minkowski addition are commutative semigroups with unit element {o}. X" satisfies the cancellation law (Section 1.7), that is, if K, L, MeX" 2inA K + M = L + M, then K = L. There are some trivial rules valid for arbitrary subsets .4, B, C of E" and non-negative real numbers A, //, namely 126
3.1 Minkowski addition and subtraction 127 (A U B) + C = (A + C) V (B + C), C.1.1) (An B) + CC{A + C)n{B + C), C.1.2) kA + XB= X{A + B), kA + fxAD {X + (i)A. If A is convex, then XA + (lA = {X + (i)A (Remark 1.1.1). Special relations hold for convex bodies with convex union; Lemma 3.1.1. Let K, L e JC" be convex bodies such that K \J L is convex. Then {K n L) + C = (K + C) n {L + C) C.1.3) for CeJC", and {K U L) + (K n L) = K + L. C.1.4) Proof. Let X e (K + C) r\ (L + C); then x = y + c = z + d with y e K, z € L and c, d e C. Since K (J L h convex, there is a number A e [0,1] such that A - A)y + Xz € K H L and hence X = (l - X)iy + c) + Xiz + d) = A - X)y + Xz + {I- X)c + Xd €{K n L) + C. Thus {K + C) n (L + C) C {K n L) + C, which together with C.1.2) yields C.1.3). For the proof of C.1.4), we note that (K U L) + (K n L) C K + L holds trivially. Let x e K, y e L. Since K V L is convex, the segment [x, y] contains a point x' = {I - X)x + Xy e K A L, where A € [0, 1]. Then y' := Xx + {I-X)y e K U L dind x + y = x' + y'. This shows that /<: + L C (A: n L) + (A: U L) and thus proves C.1.4). ■ We remind the reader that .4 - B for .4, B C E" is the set A - B = {a - b\a e A,b € B), and -A = (-1)^4 = {-a\a e A) is the image of A under reflection in the origin. \i K eJC" \% & convex body, the set DK ■= K - K = {x - y\x, y e K) is a convex body centrally symmetric with respect to the origin; it is called the difference body of K. Since h{-K, u) = h{K, -u), we have h{DK, u) = h{K, u) + h{K, -u) = w{K, u) for u € 5""'; thus the support function oiDK at the unit vector u is the
128 Minkowski addition width of K in direction u. If the difference body of AT is a ball, then w{K, •) is constant, and K is called a body of constant width. The Minkowski addition of non-convex sets is, in more than one sense, a convexifying operation. Roughly speaking, vector sums of many bounded sets are approximately convex. This observation can be made quantitively precise and can be connected with several possible ways of measuring the non-convexity of a compact set. The following results of this kind have proved useful in mathematical economics and in stochastic geometry. Theorem 3.1.2 (Shapley-Folkman). Let A^, . . . , AkCl" and let k X € 2conVi4,. i=i Then there is an index set I C {\, . . . , k) with card I = n such that X € ^COnvAi + X'^r iel it I Proof. If k X € 2conVi4, = conv{i4i + . . . + ^4^) 1=1 (by Theorem 1.1.2), then x e con\{A[ + ... + ^4;^) with suitable finite sets A'l C Aj. Hence, it suffices to prove the result under the assumption that the sets ^4], .. ., ^4^ are finite. Define /:(E")*-*E" by f{yi, ..., yk)-==yi+ •■• + y* and let P C (E")* be the polytope defined by P := conVi4i x . . . x conVi4^; then X e f{P). Let z be an extreme point of /"'C^)'"' f^ and let F be the face of P with z e relint F. Since f~\x) is of codimension n and z is extreme, it follows that dimF^n. The face F is of the form F=FiX...xFk, where F, is a face of conVi4,. Writing / •= {i|dimF,>0}, we deduce that card I ^ n. For /€{l, ..., k}\I we have F, = (a,} with an extreme point a, of conVi4,, hence with a, € Aj. This yields X = fiz) e /{Fi X . . . X F^) = F, + . . . + F^ C "^convAi + ^Ai. ■ iel it I For convenience, we formulate the subsequent results only for compact subsets (although some of them could be generalized).
3.1 Minkowski addition and subtraction 129 Corollary 3.1.3. If Ai, . . . , A,, efy" and A^C RB" for i = I, ... , k with some real number R, then k k dlS^i.conv^A)^ nR. Proof Let x €conv(i4i + . . . + .4^). By Theorem 3.1.2 we can assume, after renumbering, that x = a + a„+i + ... + a^ with m^ n, a € Xi^iConVi4, and a, € ^4, for i = m + 1, . . . , k. By the definition of the Hausdorff distance, there is a point a' e Ai + . . . + A„ such that \a - a'\ ^ 6{Ax + . . . + A„, conv(>l, + . . . + A„)) ^ mR, the latter because ^4] + ... •¥ A„(Z mRB". Hence, the point a ■ = a' + flm+i + ... + ak^ Ai + ...■¥ Aj, satisfies |;t - a| = \a - a'\ % mR % nR. The assertion follows. ■ Remark 3.1.4. The essential feature of the estimate of Corollary 3.1.3 is that the right-hand side is independent of k. In particular, if (i4i),6|!)j is a sequence of uniformly bounded compact sets in E", it follows that d j— {i4i + ... .4^), —conv(.Ai + . . . + AiM -» 0 for A: -* ». Thus averaging of compact sets in the Minkowski sense is 'asymptotically convexifying'. There are sharper estimates that demonstrate the convexifying effect of Minkowski addition. They can, for instance, be deduced from the following lemma. For a compact set A eft!" there is a unique ball of smallest radius containing A, the circumball of A. Its radius, R{A), is called the circumradius of A. Lemma3.1.S. Let A^, ..., A„e&" and j:€conv(i4i+ ... + A„). Then there is a point a e Ai + ... + A„ such that m \x - a|2 % S/?(^,)'- 1=1 Proof. We use induction with respect to m. If m = 1, let z be the centre of the circumball of ^4]. Since x e convi4i, we can choose a e Ai with {z - x,a - x) ^0 and then obtain \x - a|^ = \x - a|^ + \z - x\^ + 2(z - x, x - a) =.\x - a\^^ RiAif. Thus the assumption holds for m = 1. Suppose it is true for some m^l. Let j:€conv(i4i+ ... + i4„+i). Then x = y + z with ye
130 Minkowski addition conv(i4i + .. . + A„) and z e conVi4„+i. By the inductive assumption, there exists a point a e Ai+ ... + A„ such that m 1=1 Let w := p{conv A„^.i, x - a); then \x - a- w\^^\x - a- z\^ = \y - ap ^ S^(A)^- 1=1 Suppose for a moment that x - a - w ^ o. The hyperplane // through w orthogonal to x - a - w separates x-a and conVi4„+i (Section 1.2), and w e H nconVi4„+i = conv{// D A„^.i). By the case m = 1 of the lemma, there is a„+i € // n .4„+, such that \w - a„+,P ^ R{H n yl„+iJ ^ /?{^m+i)'- We have {x - a - w, a„+i - vv) = 0. C.1.5) If X - a- w = o, we choose a„+i € i4„+, with Iw-a^+il^^ /?(>l„+i)^, and C.1.5) holds trivially. Now a + a„+i € >li + . . . + >l„+, and \x - {a + a„+i)|^ = |(;c - a - vv) - (a„+i - h')!^ m + l = |;c - a - w|2 + |a„+, - wM S R{A{)\ 1=1 which completes the proof. ■ To formulate a consequence, we define, for a compact set ^4 €<S", the inner radius of A by p(/l) := sup inf (A ^ 0|a: € conv(»i D B(a:, A))}. xsconv/l Then p(i4) = 0 if and only if A is convex, and trivially p{A) ^ diam/l, with equality if A is affinely independent. Theorems.1.6 (Shapley-Folkman-Starr). Let A^,. . . , Ak e&". If X € conv {Ai + . . . + Ak), then there exists a point a e A\ + . . . + Ak such that \x - a\-^ "S/n" max /o(>l,), C.1.6) ISiS* hence o XA,, conv J^AA ^ VV max p(>li). C.1.7) iTi i=i / is.s* Proof. Let a: €conv(y4i + . .. + .4^). By Theorem 3.1.2, there is an index set / C {1, . . . , k} with card I ^ n such that x = X.*=iai with a, € conVi4, for i e I and a, e .4, for i ^ /. By Lemma 3.1.5, there exists
3.1 Minkowski addition and subtraction 131 a point b € 2is/'^i such that la,-b i€l iel Hence, the point a ■= b + 2i</''i satisfies a e Xi*=i^i ^n*^ \x - ap ^ J^RiAi)^ ^ n max RiAd^. C.1.8) .-6/ iSiS* We can write k X = 2^1 with Xi € conVi4i. 1=1 Put A'i ■= Aj n B{Xi, p{Ai)); then ;t,€ConVi4; by the definition of p{Ai) (and by compactness), hence x e conv(.Ai + ... + .4;^). By the result proved above, there is a point a e 2f=i^i C 2f=i^; such that \x - a\ ^ \/~n max R{A'i) ^ a/TT max p{Ai), which proves C.1.6). The estimate C.1.7) is an immediate consequence. Both functions appearing in Theorem 3.1.6, d{A,con\A) and p{A), are measures for the deviation of a compact set A from its convex hull. As such, they also measure the non-convexity of the set, but in a way that depends on the Euclidean metric and that is not invariant under similarities. Since convexity is an affine notion, a geometrically significant measure for the non-convexity of sets should be invariant under affine transformations. Such a function can also be derived from the theorem of Shapley and Folkman. Applying Theorem 3.1.2 with k = n + I and Ai = A C E", we get A + n conv A = conv A + n conv A. Hence, if we define c{A) := inf {A ^ 0\A + AconVi4 is convex}, then c{A) ^ n. It is clear that the function c is invariant under non-singular affine maps and that c{A)=0 for convex sets A. The following theorem (Schneider 1975d) shows that for compact sets c can serve as a measure of non-convexity and that it describes the sets that are least convex, in this sense. Theorem 3.1.7. For every set A CE", OS c{A) S n. For compact sets A, equality holds on the left if and only if A is convex, and on the right if and only if A consists of n + I affinely independent points.
132 Minkowski addition Proof. It is convenient to write Ax ■= A + A)-'(»i + Aconv^i) for A ^ 0; then ^4^ C conv A C conv Ax, hence c{A) = inf {A ^ 0\Ax = conv^}. The inequalities 0 ^ c{A) ^ n are clear. Now let A e^" be compact. Assume that c{A) = 0. Let ;ic€conv.4, and let A>0. Then x e A^, hence x = {I + k)~^{ax +^bx) with oa ^ ^^ and b^econv^. This implies X - ax = AFa - ;«:) and thus d{A,x) ^2Adiami4. Since A>0 was arbitrary, we see that x e A, hence A is convex. Now suppose that c{A) = n. Then A cannot be contained in a hyperplane (since otherwise c{A)^ n - I), hence conVi4 has interior points. Let ;«: € bd conv i4. Then x lies in a supporting hyperplane H of conv A, hence X e H n com A = conv(// n A) =^ {H A A)„.x C ^„_,. Let A> n - 1 and put a := (k- n + 1)A + A)"'; then X + ar(conVi4 - ;«:) C A - a)A„.i + or conv ^4 = A^. Since or > 0 and this holds for all x e bdconv ^4, we see that the set Rx '■= (conv i4)\i4;. satisfies clRx C intconv/1 for A > n - 1. C.L9) If // > A, then A^ = (l + ii)-^A + iii- A)(l + //)-i(l + A)-iconv^ + A(l + X)-^con\A D A + ii)-^A + (//- A)(l + //)-'(! + A)-'>1 + A(l + A)-iconv^ = Ax, hence (i> X implies R^C Rx. Since the sets clRx are compact and nonempty for A < n, there exists a point z € n clRx. 0<A<n By C.1.9), z € intconVi4. On the other hand, z $ int(l + n)~^{a + nconv.4) for a e A, C.1.10) since otherwise, for sufficiently large A< n, z € int(l + Xy^{a + Aconv>l) c int^l^ and thus z ^ cl Rx, a contradiction. By Carathdodory's theorem, there exists an affinely independent
3.1 Minkowski addition and subtraction 133 set Y C A such that z e conv Y, and some subset X C Y satisfies z e relintconv A". Suppose that dimaff A" < n. Then z € convZ = A + Xy^iX + AconvA) for A a n - 1 and hence z e relint(l + n)~'{^ + n conv A") for suitable x e X. Since z€intconVi4, we must have relintconv A'C intconVi4 and hence z€intil + n)-^ix + Aiconvj4). This contradicts C.1.10). Hence dim aff A!" = n, and Y is the set of vertices of an n-simplex S. From C.1.10) it follows that z is the centroid of 5, since this is the only point not contained in Uxsy'nt(l + n)~\x + nS). If A contains a point a iY, we can replace an appropriate point of 7 by a and still obtain an affinely independent set 7 C ^4 satisfying z e conv Y. By the same argument, Y is the set of vertices of an n-simplex of which z is the centroid. But as Y and Y differ in precisely one point, this is impossible. Hence A = Y, that is, A consists of n + 1 affinely independent points. Vice versa, if A is of this kind and it A + AconVi4 is convex for some A^O, then the barycentre of A belongs to A>,, which implies A ^ n. This completes the proof. ■ Having studied some properties of Minkowski addition, we now introduce a complementary operation called Minkowski subtraction (although it was not introduced by Minkowski). While the sum of two sets A, B C E" can be defined by A + B = \J{A + b), beB the Minkowski difference of A and B is, by definition, the set A~ B := Oi^-b). biB (If B is empty, ^4 ~ B is, by convention, equal to E".) Evidently we may also write A ~ B = {x e E"|B ■¥ x C A). There are some trivial rules connecting addition and subtraction, namely {A + B)~ B^ A, C.1.11) (A ~ B) + B (Z A, {B ^ 0) C.1.12) {A~ B) + CC{A + C)~ B, C.1.13) {A ~ B) ~ C = A ~ {B ■¥ C), C.1.14) A ■¥ B <Z Co Ad C ~ B. C.1.15) The verification is immediate. Under convexity assumptions, a little more is true. If A is convex, then A~B is an intersection of convex
134 Minkowski addition sets and hence convex. For convex bodies K, L eJi" vit say that L is a summand of K if there exists a convex body M such that K = L + M. A closer look at summands is the aim of the next section. Here we remark: Lemma3.1.8. Let K, L e JC" be convex bodies. Then {K + L) ~ L = K. The relation (K ~ L) + L = K holds if and only if L is a summand of K. Proof Let x €{K + L) ~ L; hence L + x C K + L and, therefore, hi + /i{;t) = h^ + hi- Subtracting hi, we get x e K. Thus {K + L)~ LC K, which together with C.1.11) proves the first assertion. If (K ~ L) + L = K, then L is a summand of K. Vice versa, suppose that K=M + L for some MeX". Then K~L= {M + L)~L = M, which proves the second assertion. ■ For convex bodies K, L e X", the Minkowski difference can also be represented as an intersection of halfspaces, in the following form: K ~ L= n [fi'iK, u) - h{L, u)u\ = A HuMK,u)-h(L,uy C.1.16) In fact, X e K ~ L is equivalent to L + x C K, which is equivalent to hiL +x,u)^ h{K, u) and hence to {x,u)^ h{K, u) - h{L, u) for all M€5"-'. In particular, C.1.16) implies h{K ~ L,u)^ h{K, u) ~ hiL, u) for u e 5""'. Let X ehd{K ~ L). Then L + x must contain a boundary point y oi K (otherwise, L + x + vC K for all v in some neighbourhood of o and thus X eint{K ~L)). If u is an outer unit normal vector of K at y, then hiK,u) = h{L + x,u), hence h{K,u) - h{L, u)= {x,u)^ h{K ~ L,u). Thus, to each boundary point x of K~L there is a normal vector u oi K ~ L dX x such that h{K ~ L,u)= h{K,u)- h{L,u). The following notion of parallel bodies is useful in several respects. Let K, B eJC" be convex bodies and let A^0 be a real number. Then the convex body K •¥ XB is called an {outer) parallel body of K, and K~XB is an inner parallel body, both relative to B. The greatest
3.1 Minkowski addition and subtraction 135 number A for which K ~ XB is not empty is called the inradius of K relative to B and denoted by r{K, B); thus r{K, B) := max (A ^ 0\XB + t C K ior some t € E"}. For fixed B, one defines the full system of relative parallel bodies of K by ,^{K + pB for0^p<«>, " '~ [K ~ -pB ioT -r{K, B)^p^O. Then tor K, L e JC" and arbitrary p, a € IR the rule Kp+ LaC{K + L)p^, C.1.17) is valid. Proof. Let p, a ^ 0. We have Kp-¥ La = K •¥ pB •¥ L + aB = K •¥ L ■¥ {p ■¥ a)B = iK + L)p^a. Next, K.p + L_<, + (p+ a)B = (A: ~ pB) + pB + (L ~ aB) + aB C a: + L, hence /C.p + L_<, C {/C + L) ~ (p + a)B = (/C + L)_p_<,. If p ^ a, then Kp+ L.o= K + {p- a)B + (L ~ oB) + oB C K + (p - o)B + L = {K + L)p.a. If p^ a, then Kp + L_<, + (a - p)B = a: + pB + (a - p)B + (L ~ aB) = a: + (L ~ aB) + aB C a: + L, hence A:p + L_<, C (A: + L) ~ (a - p)B = (A: + L)p-a- ■ From C.1.17) we deduce the following lemma which later will turn out to be very useful. Lemma3.1.9. If K, B € X", then the full system p<-* Kp of parallel sets of K relative to B is concave with respect to inclusion, that is, A - A)A'p + XKg C A'(i_^)p+Aa for X € [0,1] and p, o € [-r{K, B), «>), Proof A - X)Kp + aa:,, = [A - A)a:](i_,)p + [aa:],,, c a:(i_,)p+,<, by C.1.17). ■
136 Minkowski addition When the preceding lemma is applied, it is important to know in which cases the inner parallel bodies of K are homothetic to K. The following lemma is a slightly improved version of a result of Bol A943b). Recall (Section 2.2) that the convex body /C is a tangential body of the body B eJC" if each extreme support plane of /C is a support plane of B. For the following, an equivalent description is convenient. Let /C be a tangential body of B. If ;«: is a boundary point of K, then through x there is an extreme support plane of K, which is hence a support plane of B. Vice versa, suppose that through each boundary point of K there is a support plane of B. Then a support plane of K that is not a support plane of B contains only singular points of /C. By Theorem 2.2.8, /C is a tangential body of B. Thus a convex body /C is a tangential body of B if and only if through each boundary point of K there exists a support plane to K that also supports B. Lemma 3.1.10. Let K, B e Xo be convex bodies, and let pe @, r{K, B)). Then K ~ pB is homothetic to K if and only if K is homothetic to a tangential body of B. Proof. Suppose that K ~ pB is homothetic to K. After a suitable choice of the origin we may assume that XK = K ~ pB, where 0<A<l.Then X^K = X(XK) = X{K ~ pB) = XK ~ XpB = (K ~ pB) ~ XpB = a: ~ A + X)pB by C.1.14). By induction we get X''K = K~(l + X+... + X''-^)pB iox k eN, hence {o} = a: ~ xB with T = ——, because pu] x obviously implies K ~ pi,B -^ K ~ xB. Let x ehAK. Then Xx eXK = K ~ pB, hence pB + Xx C K. Since Aj: is a boundary point oi K ~ pB, the body pB + Xx contains a boundary point y ot K, s&y y = pb + Xx with b € B. Then • _ y ~ ^ _ pb 1 - A ~ 1 - A The point y ebdK is a convex combination, with positive coefficients, of the points xebdK and veK, hence any support plane to K through y contains x and v and thus supports K at x and xB at v. Thus
Notes for Section 3.1 137 K K a tangential body of xB (and hence is homothetic to a tangential body of B). Conversely, suppose that K h a tangential body of xB, for some T > 0. Then K = r\H-ixB,u)= C\H-iK,u), where ft)C5""' is the set of those normal vectors u for which the support plane H{K, u) also supports xB. (To see this, observe that K is the intersection of those of its supporting halfspaces that contain a regular point of K in their boundaries.) Now K ~ pB = I I Hu,h(K,u)-ph(B,u)^ \\Hu.h(K,u)-ph(B,uy ueS" ' usto For M € ft) we have h{K, u) - ph{B, u) = ^^^ h{K, u), hence K ~ pB C {\ - p/x)K. From Lemma 3.1.9 we get and since K.-c = (o}, this gives K ~ pB = {I - p/x)K. ■ Notes for Section 3.1 1. Minkowski addition and subtraction. All the formal rules for Minkowski addition and subtraction that we have mentioned, and many more, can be found in Hadwiger [18] (who uses A y. B and A/B instead of .4 + J? and A—B), with one exception. The exception is equation C.1.4), which presumably first appeared in Sallee A966). More recently, addition and subtraction (for not necessarily convex sets) have found applications in mathematical morphology and image processing; see Matheron A975), Serra A982, 1988) and Stoyan, Kendall & Mecke A987); in the latter, note in particular the remarks in Section 1.4 on quantitative image processing. A useful survey is given by Haralick, Stem- berg & Zhuang A987). In these and related references, different notation is used, namely A@ B := A + B, Ae B := A B. TTiese operations are complementary to each other, in the sense that AQ B = (A' @ By, A@ B = (A' e By, where .4' is the complement of the set A. In applications, B is usually a fixed convex body, for instance in the plane a disc or a hexagon, which is then called the structuring element. It is used to transform a given set A in various ways, in particular by means of the following operations:
138 Minkowski addition A @ -J?, the dilatation of .4 by J?; A © -J?, the erosion of .4 by J?; Ab -.^ (A Q -B) @ B, the opening of A by B, A^ := (A@ -B)e B, the closing of A by B. 2. Analysis of X"-valued functions. It is not surprising that some parts of the elementary analysis of real-valued functions can be carried over to X"- valued functions, with Minkowski addition replacing the addition of real numbers. Integrals of functions from an interval into DC" were constructed by Dinghas A956, 1961). For later developments see, e.g., Artstein A974) and the references given there. Artstein emphasizes the usefulness of the support function. It appears that a consequent use of the support function, together with Theorem 1.8.12 and some elementary estimates, would also permit one to deduce many of the results in Ahrens A970, 1972) and in Chapter IV of Meschkowski & Ahrens A974) directly from the corresponding results for real-valued functions. Vitale A979) has studied a Bernstein type of approximation for functions from [0,1] into X", where Minkowski addition is used. 3. Vector spaces consisting of classes of convex bodies. The set X" of convex bodies, equipped with Minkowski addition and multiplication by non- negative real numbers, forms a commutative semigroup, satisfying the cancellation law, with scalar operator. More algebraic structure can be introduced if suitable equivalence classes of convex bodies are considered. Vector spaces of classes of convex bodies, in addition endowed with norms or scalar products, have been investigated by Ewald & Shephard A966), Ewald A965), Shephard A966c), Schmitt A967), Lewis A975) and Geivaerts A974b, 1976); see also Sorokin A968) and Zamfirescu A975). In the background of part of these investigations is, roughly speaking, the idea of decomposing a support function into its even and odd parts, and of concentrating attention on one of these parts. Valette A971) treats a related topic in this sense also. 4. Prolongation of linear series. Let ^o. Ki^ X" and Kx.= {I- k)Ko + ^-Ki for A€ [0,1]. We say that the linear series (^a)/£|o,ii can be prolonged via Ki if, for some A> 1, the function A - A)^(^o. •) + A^(^i, •) is still a support function; in other words, if there exists a convex body Kx such that ^1 = A - A~')^o + ^'^Kj,. Evidently this is equivalent to the condition that Kq be homothetic to a summand o( Ki. Known criteria for summands (see Section 3.2) can therefore be used to study this prolongation. It was investigated by Vincensini A935, 1936). He applied it to the 'construction' of convex bodies with given difference body (domaine vectoriel). With his notation, but using the support function with advantage, we can describe this procedure as follows. Let D e X" be a given convex body, centrally symmetric with respect to the origin. Let T be an arbitrary convex body with the property that C := Dr= T- r is homothetic to a summand of D (this is always the case if D and F are of class C+); say, aC is a summand of D where a € @,1). Then hiA, u) := J [hir, u) - h(r, -u)] + i h{D, u) defines a support function, and the body A evidently satisfies DA = D. In a series of papers, Vincensini A937a, b,c, 1938, 1956, 1957, 1965) studied related questions and applications; see also Vincensini & Zamfirescu A967). 5. Extremal and facial structure of sums of convex sets. The following was observed by Klee A959b, Proposition 6.5). Let ^, J? c E" be convex sets, A
Notes for Section 3.1 139 closed and B compact. Then for each point z e ext(.4 + B) there are unique points Xi€ A and yz^ B (necessarily extreme points) such that z - Xi + y^. Further, for each point j: € ext .4 there is a point y € B such that x + y e ext (.4 + B). However, there may be points >» € ext J? such that x + y i ext(A + B) for arbitrary x € A. This was further studied by Bair A979). The extremal and facial structure of sums of closed convex sets in certain infinite dimensional spaces was investigated by Husain & Tweddle A970), A. K. Roy A972), Edelstein & Fesmire A975), Jongmans A976) and Bair, Fourneau & Jongmans A977). Some observations on smoothness properties of Minkowski sums are found in Jongmans A979, 1981a, b). 6. The behaviour of certain cones associated with convex sets in real vector spaces under Minkowski addition of the convex sets was studied by Dubois & Jongmans A982). 7. Bodies of constant width. A comprehensive survey of bodies of constant width was given by Chakerian & Groemer [31]. 8. Pairs of constant width. As a generalization of bodies of constant width, Maehara A984) introduced pairs of constant width. A pair {K, L) of convex bodies K, L ^JC" '\s called a pair of constant width r if h{K, u) + h{L, -u) = r for m € 5""'. In particular, K is of constant width r if and only if (^, ^) is a pair of constant width. If (^l, L) is a pair of constant width r, then ^ + L is of constant width 2r. For .4 C E" and r > 0, let i2,(A) be the intersection of all closed balls of radius r whose centres belong to A. Maehara proves the following: A pair (K, L) is of constant width r if and only if Qr{K) = L and Qr{L)-K. If A^0 is a set having circumradius at most r, then {Qr{A), ii^riA)) is a pair of constant width. Sallee A987) extended this to pairs of sets of constant relative width with respect to a centrally symmetric convex body 5. This led to interesting additional results and also to some open problems. (See also Note 4 in Section 3.2.) 9. The theorem of Shapley, Folkman and Starr. Theorem 3.1.2, Lemma 3.1.5 and Theorem 3.1.6 are all from Starr A969), where credit for most of the results (namely, up to C.1.8)) is given to unpublished work of Folkman and Shapley; see also Arrow & Hahn A971), Appendix B, Ekeland & Temam A976), Appendix I, and Starr A981). Our proof of Theorem 3.1.2 essentially follows Artstein A980), Theorem 5.1. Simple proofs of Theorems 3.1.2 and 3.1.6 were also given by Cassels A975). He introduced, for compact sets A e€", the function C}iA) := sup inf 2<*'U - ".PI > j:6conv.4 \i=l I where the infimum is taken over all representations x - 2" i<J^.ai with w € N, a, € A, or, g 0 and 2<*. = 1. and he showed that k d 12^4. = \Ar max C3{A,) \,=i / is.s* for Ai, ..., Ake€". Like the functions defined by Ci{A) := d(.4, conv.4), • Ci{A) := p{A), C3 measures the deviation of A from its convex hull. Since Ci{A) g C3iA) S cM)<
140 Minkowski addition the result of Cassels implies the inequality C.1.7), which can be written as cJEAI = V^maxc4(^,). W. Weil (private communication) asked whether also CilE'^il = V^maxci(^,)- Wegmann A980) investigated relations between Ci, c^, c^ and a further function c: defined in a similar way. In particular, he showed that C} = d, while simple examples A e&" exist with Cy{A) < C}{A). The theorem of Shapley, Folkman and Starr has been applied in mathematical economics; see Starr A969), Arrow & Hahn A971) and Hildenbrand A974). 10. Minkowski addition in the theory of random sets. The theorem of Shapley, Folkman and Starr has also found applications in stochastic geometry. For these applications, the crude estimate of Corollary 3.1.3 is sufficient, since one only needs Remark 3.1.4. The latter is used to deduce results on sequences of independent random compact sets and their partial Minkowski sums from results on the corresponding convex hulls, and for convex sets the embedding into a Banach space via the suppport function can be utilized. For such applications, see Artstein & Vitale A975), LjaSenko A979) (who gives independent proofs for the required estimates), Weil A982b), Gin6, Hahn & Zinn A983) and Artstein A987+). Further applications of Minkowski addition in the theory of random sets are found in Cressie A978), Mase A979), Schurger A983) and Gin6 & Hahn A985a, b); for infinite dimensions see Gin6 & Hahn A985c) and the references given there. 11. The main part of Theorem 3.1.7 was formulated and proved above for compact sets only. Some more general and additional results were proved in Schneider A975d). Let .4 C E" be an arbitrary set. If A is bounded and c{A) = 0, then cl A is convex; if c{A) = n, then A consists of « + 1 affinely independent points. If A is either unbounded or connected, then c{A) g M - 1; in both cases the bound « - 1 is sharp. The relation A + Mconv.4 = (m + l)conv.4 for a compact set .4CE", which was noted before Theorem 3.1.7, as a consequence of Theorem 3.1.2, appears also in Borwein & O'Brien A978). These authors prove; A Banach space X is finite dimensional if and only if for any compact set .4 C AT there exists or > 0 with A + arclconv.4 = (or + l)clconv^. The least such a that works for all A is the dimension of the space. 12. Computational aspects of Minkowski addition. Gritzmann & Stunmfels A990) determine the computational complexity of computing the Minkowski sum of k convex polytopes in E", which are presented either in terms of vertices or in terms of facets. For fixed n, they obtain a polynomial time algorithm for adding k polytopes with up to N vertices. Among other combinatorial results, they have bounds for the number of vertices of the sum in terms of the vertex numbers of the given polytopes. 13. Hammer's associated bodies and reducibility. For K € X", Hammer A951) defined and studied the associated bodies
Notes for Section 3.1 141 K{p) := \ n [piK - b) + b] forp€ @, 1), ebd/C \J[piK-b) + b] forp€[l, oo). ftebd/C bebdK This construction can also be described in terms of addition and subtraction. In fact, it is not difficult to show (see also Voiculescu 1966) that K{p) ^ K + ip- l)DK = pK + ip- 1)(- K) for p g 1, K(,p) = K -~{l - p)DK = pK -~{l- p)(-K) for p g 1. Hammer further proposed a notion of reducibility, as follows. There is a number r^ S 1 such that K = K(p)(p/Bp - 1)) for p g r^, K 4= K(p)(plBp - 1)) for p < r^. Then ^C is called reducible if r^ < 1, otherwise irreducible. This notion of reducibility was studied in a series of papers by Zamfirescu A966a, b,c, 1967a, b,c,d, 1973, 1975). It appears that part of the results can be obtained more easily using the following reformulation. Write Uk '■- sup {a = 0\-aK is a summand of K) or, equivalently, using support functions, Uk = sup {a = 0\hK - ah(-K) is convex}. Then it follows from the representation of K(p) above that r^ = A + cuk)'^- Denoting by h^; the even part and by h'f^ the odd part of h^, we may also write rK = inf {p ^ 0|Bp - 1)^]^ + h^^ is convex}. In particular, K is reducible if and only if it has a summand positively homothetic to -^ B^mfirescu 1973). Now, elementary properties of Minkowski addition and criteria for convex functions (Sections 1.5, 2.5) and for summands (Section 3,2) can be used to obtain results on reducibility. 14. The Minkowski measure of symmetry. The number r(K, -K), the inradius of K relative to -K, is an affine invariant of K which, under different names, has often been discussed in the literature. By definition, r{K,-K) = max{X^O\-XK + tc K for some teE"). Griinbaum [37], Section 6.1, calls this Minkowski's measure of symmetry and denotes it by Fi{K). Clearly Fi{K) = 1 if and only if K is centrally symmetric. If ^ € Xg has its centroid at o, then hiK, m) g — h(K, -u) = — h(-K, u) for u e S"-\ n n which for special cases goes back to Minkowski A897) (see also Bonnesen & Fenchel [81, §34); hence -KCnK and thus Fi(,K)^l/n. The equality Fi{K) - l/n holds if and only if ^ is a simplex (see the references in Griinbaum [37], 6.1). The set C(K) := {a € l"\-FdK)iK - a) + a C K) _ K^FdK)i-K) _ F,(K) l+F^K) ~1 + Fi(/C)^'' is called the critical set of K. Klee A953) proved —- +dim CiK)Sn,
142 Minkowski addition which implies that dimC(^) = n -2 for K e JC". Dziechcinska-Halamoda & Szwiec A985) for polytopes and Laget A987) in general proved that every convex body in E" of dimension at most « - 2 is the critical set of some convex body K eX". 15. Asymmetry in mathematical morphology. Inner parallel bodies of a convex body K with respect to its difference body D^ and the Minkowski measure of symmetry have also been discussed in mathematical morphology; see Jourlin & Laget A988). Jourlin & Laget A987) asked for a characterization of convex bodies K with the property that the inner parallel body K — tDK, for some t>0, is positively homothetic to K. For the case of the plane, an answer was given by Schneider A989a): If ^ € Xl has this property and is not centrally symmetric, then K is a polygon with the property that some homothet Q oi —K is properly contained in K and is such that each edge of K contains a vertex of Q. Examples of such polygons are the affine images of regular polygons with an odd number of edges, but there are many others. The corresponding problem in higher dimensions is open. 3.2. Summands and decomposition Let K, L e JC" he convex bodies. As defined in Section 3.1, the body L is a summand of K if there exists a convex body M eX." such that K - L + M. In this section, we shall study different aspects of the summand relation. After a remark on direct summands, we collect some criteria for summands; then we investigate convex bodies having only trivial summands. We start with a result concerning direct summands, to which we shall not come back. We write K = Ki@ . . . @ K„\i K = Ki+ . . . ■\- K„ for suitable /C, lying in linear subspaces £, of E" such that E" = £i ® ... ® E„. The convex body L is called a direct summand of K if there exists a convex body M such that K = L® M. If a representation K = L@ M is only possible with dim L = 0 or dim Af = 0, then K is called directly indecomposable. Theorem 3.2.1. Every convex body K e JC" with dim K ^l has a representation K = Ki@ ...@ K„ with m e {I,. . . , n} and directly indecomposable bodies Ki,. . . , K„ with dim K/^l. The representation is unique up to the order of the summands. Proof. The existence of the representation is obvious. To show the essential uniqueness, suppose that K = Ki ® . . . @ K„ = Li ® . . . ® Lr,
3.2 Sumroands and decomposition 143 where the bodies /C,, L, are directly indecomposable. Then m ^ 2, r^2. Put K := K2® ... ® K„. "We can choose a vector m =t= o orthogonal to Ki such that the support set F{K,u) contains only one point, say x. Then FiK,u) = FiKi,u) + F{K,u)= Kt + x by Theorem 1.7.5(c); thus Ki+ X = F{K, u) = Fill, u)@ ...® FiLr, u). Since Ki is directly indecomposable, the decomposition on the right- hand side must be trivial, that is, at most one of the summands has positive dimension. Thus Ki is a translate of a subset of some Lj. By a similar argument, Lj is a translate of a subset of some /C,. Since dim/C] SI and Ki, Ki for 1 =t=' are in complementary subspaces, we must have / = 1 and thus Ki = Lj. Repeating the argument for K2 @ . . . @ Km, and so on, we arrive at the assertion. ■ We turn to summands in the general case and first prove a simple intuitive criterion. For convex bodies K, L e JC" one says that L slides freely inside K if to each boundary p>oint x ot K there exists a translation vector t e E" such that x e L + t C K. Theorem 3.2.2. Let K, L e X". Then L is a summand of K if and only if L slides freely inside K. Proof li K = L + M and x € K, there exist y e L and t e M such that X = y ■¥ t, hence xeL + t<ZM = K. Vice versa, suppose that L slides freely inside K. Let x ehdK be given. By assumption, there exists t e E" such that x e L ■¥ t d K. Then f € a: ~ L and a: € L + (A: ~ L). We deduce that bd /C C {/C ~ L) + L and hence /C = {/C ~ L) + L. By Lemma 3.1.8, L is a summand of K. As a consequence, we can show that every summand L of a polytope P is itself a polytope: To a given vertex x of P, there is a unique vector t, such that X e L-¥ t^C P. Clearly N{L,x - t^) D N(P, x). Thus L has finitely many boundary points y\,...,yk such that Uf=iN(L,y,) = E". If M is a normal vector of L at some exposed point a, then u € N{L,yi) for some / and hence a = y,. Consequently, L has only finitely many exposed points and thus is a polytope. The possible summands of a polytope have a structure that is strongly related to the polytope' itself. Let P, Qi, Q2 e'?>" and P= Qi + Q2. Let F be a face of P. Choose u e 5""' such that F{P, u) = F and put G. — ^{Qi.") for / = 1, 2. Then F= Gi + G2, hence G, is a summand
144 Minkowski addition of F. In particular, the normal vectors (of the facets) of Qi are among the normal vectors of P. Choose x e relint F. Then x has a representation x = yi + y2 with y,€ relint G, (Lemma 1.3.12). By Theorem 2.2.1(a) we have N(P, F) = N{P, X) = N(B„ yi) n NiQ2, y2) = N(B„ G.) n NiQ2, G2), hence N{P, F)C N{Qi,Gi). Since m € relint ^@1, G,), the face G, does not depend on the choice of u. We say that Gi is the face of Qi corresponding to F. If F' is a face of P containing F and G\ is the face of Qi corresponding to F', then a vector v with F' = F{P, v) satisfies V € N(P, F) C N(ei, Gi) and y € relint N(e,, Gi), hence ^@1, Gi) C f^{Q\^ G\). Thus G, is contained in G',. Particularly easy to describe are the summands of a polygon P e 'J)^. Choose an orthonormal basis ^1,^2 of E^ and let ;to = ;to(P) be the vertex of P with smallest e2-coordinate and, if there are two vertices with this property, also with smallest ei-coordinate. Let ;to, JCi, .. ., Jc^t, ^*+i = ^0 be the vertices of P in cyclic order, in such a way that the vectors y, .= Xi - Xi-\, f = 1, . . . , A: + 1 satisfy y, = L,(eiCosar, + 62 sin or,) C.2.1) with L, > 0 and 0 ^ o-i < 0-2 < . . . < ock^x < 2n. C.2.2) Then 2 y; = o. C.2.3) 1=1 Vice versa, if vectors v^,. . . , y^+i satisfying C.2.1), C.2.2) and C.2.3) are given, then i jco (arbitrary), Xj := Xf^ ■\r ^Vi, j = \, ... , k 1=1 are the vertices of a convex polygon P. In fact, if y € {1, . . . , k ■¥ \) is given, we can choose u e S^ with {vi, u) > 0 tor i = j, j - I, . . . , m, (y,-, m) < 0 for / = y + 1, . . . , m - 1, where the indices / have to be understood as residue classes modulo {k + 1). For r € {;■ - 1, y - 2, . . ., w - 1} we then have {Xj - Xr, U) = (yr + l + t'r + 2 + • . . + Vj, u) > Q
3.2 Summands and decomposition 145 and for r € (y + 1, . .. , m - 1}, {Xj - Xr, U) = -{Vj+i + Vj+2 + . . . + Vr, U) > 0. Thus each Xj is a vertex of F := conv {X(,, Xi, . . . , Xk}- Now suppose that P = Q + Q'. Since each edge of Q is a summand of an edge of P, the polygon Q has the vertices xoiQ) and y^ = 2^,^/, j = I, ... , k C.2.4) i=l (not necessarily distinct), where O^A,^!. Clearly, Q' then has the vertices xo{P) - XoiQ) and y} = 2A - ^,>m y = 1, ..., A:. C.2.5) 1=1 Vice versa, if Q is a polygon whose vertices can be given by C.2.4), then B is a summand of P, since C.2.5) can be used to define the vertices of the other summand. Thus we see that Q is a summand of the polygon P if and only if for each edge F{Q, u) of Q the support set F{P, u) is an edge of P of at least the same length. This remark will later be extended (Theorem 3.2.8). We return to summands of general convex bodies and first observe that there is a close relation to intersections of translates. Let K, L eJC" be convex bodies such that L is a summand of K. Then K = L + M for some MeJ^", and since K = {K~ M) + M by Lemma 3.1.8, we get L = K ~ M = f]iK - t). Thus each summand of K is an intersection of a family of translates of K. For n = 2, this necessary condition for a summand is also sufficient: Theorem 3.2.3. For K e JC^, each nonempty intersection of translates of K is a summand of K. Proof Suppose that 0 =t= L = H/srCi^ + 0 with some set 0 =t= T C E^ First let /C be a polygon, say i=\ Then L = n(*: + 0 = n r\n:.,.Mu.,) ' k k
146 Minkowski addition where /3, := inf,g7-(«,, f). It is now easy to see that the polygon L satisfies the sufficient assumption stated above for summands of a polygon K and hence that L is a summand of K. Now let K e X^ be arbitrary. We can choose a sequence {PduN of polygons such that Pi D P2 D P3 . . . and f) ^i = f^^ hence lim P, = K (cf. Lemma 1.8.1). We have L= r\iK + t)= f]f]ip, + t)= ciPi teT leT ieN isM with P; := OiMPi + ')• By the first part, P, = P- + Qi with Q, e JC^. From P; D P2 D .. . we infer that lim P\= L, and since lim P, = K, there exists limQ, ■= M e JO-, and K = L + M. Thus L is a summand ot K. U In E" with n ^ 3, an intersection of two translates of a convex body K eJC" is in general not a summand of K. This is shown by the example of a square pyramid in E^. For further investigation of the intersections of translates, the following may be remarked. Lemma 3.2.4. Let K, L e .X". Then L is an intersection of translates of K if and only if K ~ (K ~ L) = L. Proof It L = r\,^TiK - t) with some family T C E", then L = C]{K - t)D f] {K- t)D L, leT LCK-i hence L = f) iK-t)= f] (K- t)= K~{K~L). LCK-t teK~L The latter equality also shows that K~{K~ L) is an intersection of translates oi K. ■ For K, LeX^ we deduce from Theorem 3.2.3 that K ~ L, li not empty, is always a summand of K, and that L is a summand of K if and only \i K ~ {K - L) = L. Criteria for summands involving intersections of translates can also be formulated in higher dimensions. Lemma 3.2.5 and Theorem 3.2.7 below are due, in more general forms, to Wieacker A988a).
3.2 Summands and decomposition 147 Lemma 3.2.5. Let K, L eJC". Then L is a summand of K if and only if, for all X e K and yi, . . . , y„+i € L, (;c - L) n (a: - yi) n ... n (a: - y„+i) + 0- Proof By Lemma 3.1.8, L is a summand of K if and only if {K ~ L) ■¥ L = K, hence if and only if, for each x e K, there is z € L such that x-zeK~L= r\{K- y) or, equivalently, {x-L)r\ {\{K-y)^<Z. yeL Now Helly's theorem, 1.1.6, applied to the finite subfamilies of {{x - L)r\{K - y)\y € L}, together with the compactness of L and K, yields the assertion. ■ Lemma 3.2.5 is improved by Theorem 3.2.7. Its proof uses the following lemma. Lemma 3.2.6. Let K, L eJC^. If projf L is a summand of pro]eK for all two-dimensional linear subspaces E in some dense subset of G{n, 2), then L is a summand of K. Proof Define g{u) := h{K, u) - h{L, u) for m € E". Let Ee G{n, 2) be a two-dimensional linear subspace for which ttK = ttL + Me with a convex body Me C £; here n = projc- For u, v e E v/e have u + v e E and hence g{u + v) = h{K, u + v) - h{L, u + v) = h{nK, u + v) - h{nL, u + v) = h{ME, u + v) ^ h{ME, u) + h{ME, v) = «■(") + giv). The set of all pairs {u,v) for which the inequality g{u + v)^ Siu) + g{v) has thus been established is dense in E" x E"; therefore the continuous, positively homogeneous function g is sublinear and hence, by Theorem 1.7.1, is the support function of a convex body M e JC". Then K = L + M. ■ Theorem3.2.7. Let K' L e X". Then L is a summand of K if and only if, for all X e K and yi, y2 e L, {X- L)r\{K- y.) n (A: - y^) + 0. C.2.6)
148 Minkowski addition Proof. Only the sufficiency of condition C.2.6) has to be proved. Suppose first that n = 2. We assert that {K - yi) n (A: - y^) n (A: - y,) + 0 C.2.7) for yi,y2, y-i€i L. Suppose this were false for some yi,y2>y-i^ L. Then there is a line H that strongly separates {K - y{)f\{K - y2) (which is not empty, by C.2.6)) and K - yj. For x e K, the set ;t - L meets {K - y^)r\{K - yj), {K - y2)r\{K - y^) and {K-y^)r\ {K-y^) and, hence, also the disjoint segments H f\{K - y{) and H r\{K - yi)- Thus x ~ L contains the open segment S between them. From 5C (\{L - x) = L ~ K xeK we deduce that K is strictly contained in a translate of L, say in L. Then h{K, ■)^h{L, •), while h(K,u)< h{L,u) for some u e SK For y,Z€L with (y, u) = h{L, u) and (z, «) = h{L, -u) we get h{K - y,u) = h(K,u)~ {y,u) < 0, hiK - z, -u) = h{K, -u) - {z, -u) SO and therefore (K - y)n{K - z) = 0. This contradicts C.2.6); thus C.2.7) must hold. From C.2.6), C.2.7) and Helly's theorem we now get (x ~ L)n{K - yy) n (a: - y^) n (a: - yj) + 0 whenever x e K and yj, yj, yi e L. Lemma 3.2.5 then shows that L is a summand of K. Thus the theorem is proved for n = 2. Now let n^3. Let EeG{n,2) and n^ = proj^. For xenK and yi,y2e ttL we choose x e K and yi, y2 e L with x = nx, yi = nyi and find (X- L)r\{K- n) n (a: - y2) + 0; hence {x - ttL) n {ttK - yi) n {ttK - y2) + 0- By the first part of the proof, nL is a summand of nK. By Lemma 3.2.6, L is a summand of K. ■ For special convex bodies in X", such as polytopes or sufficiently smooth bodies, more effective criteria for summands can be proved. The case of polytopal summands is easy to check by means of the following result. Theorem 3.2.8. Let P,KeJC", where P is a poly tope. Then P is a summand of K if and only if the support set F{K,u) contains a translate of F{P, u) whenever F(P, u) is an edge of P (u € S"~^).
3.2 Summands and decomposition 149 Proof, li K = P+ M with M € JC", then f (/C, «) = F(P, «) + F(M, «) D F{P,u) + t for some teM, so that the condition is necessary. Suppose now that the condition is satisfied. First let n = 2. We can easily construct a sequence (P,),^!^ of polygons such that Pj^ K for i^. 00 and FiK, Uj) C F(P,, My) for each normal vector Uj of an edge of P. By the criterion for summands of polygons described earlier, we have P, = P + B, with some polygon Q,. From P, ^ /C we get Q, -* Q for some B e 3^^ and /C = P + Q; thus P is a summand of K. Now let n ^ 3. Let E e G{n, 2) be a two-dimensional linear subspace with the property that dimf(P, w) ^ 1 for each w e E. Let rr= projg. If w € E\{o} is such that F{nP, w) is an edge of the polygon nP, then, by the choice of £, n~^F{nP, w) D P = F{P, w) is an edge of P. By the assumption of the theorem the support set F{K,w) contains a translate of the edge f(P, w), hence F{nK, w) contains a translate of the edge F{nP, w). We have proved that nP and nK satisfy the assumptions of the theorem. By the first part of the proof, n^P is a summand of nK. Since the set of all 2-subspaces E that could have been chosen above is dense in G{n,2), it follows from Lemma 3.2.6 that P is a summand ot K. ■ For a convex body K e J(" we denote by <^{K) the set of all convex bodies that are homothetic to a summand of K. Thus <^iK) is a convex cone in J^", in the sense that L, M €S{K) and A^O imply L + M €S{K) and XL eSiK). Further, for convex bodies L,K eJC" we write L ^ /C if dim F{L, u) ^ dim F{K, u) for all u e 5""'. Then the .special case of Theorem 3.2.8 where K is also a polytope (this is due to Shephard 1963), evidently implies: If P, K e ^" are polytopes, then P€c^(A:)ifandonlyif P^ a:. Another class of convex bodies for which criteria for summands are easily formulated are the bodies of class C+. The following result is just a reformulation of Theorem 2.5.4. Theorem 3.2.9. Let K, L e X" be convex bodies of class C\. Then L is a summand of K if and only if the radii of curvature satisfy r{L, u, v) ^ r{K, u, v) for each orthogonal pair of vectors u,veS"~^; equivalently, if the curvatures satisfy k(L, X, t) g KiK, y, t) for xe F{L, u), y € F{K, u), u € S"'^ and t ± u.
ISO Minkowski addition Consequently, if /C is a convex body of class C\, then there are positive numbers r, R such that rK is a summand of the unit ball B" and B" is a summand of RK. Let K, L € X". One says that the convex body L rolls freely inside K if for each rotation p e SO(n) and each boundary point x oi K there is a translation vector t e E" such that x e pL ■¥ t <Z K. ^y Theorem 3.2.2, this is equivalent to the condition that each congruent image of L is a summand of K. Hence, Theorem 3.2.9 yields the following. Corollary 3.2.10. Let K, L e X" be convex bodies of class C\. Then L rolls freely inside K if and only if max r{L, u, v) ^ min r{K, u, v). This is a generalization of Blaschke's 'rolling theorem'. Blaschke [5], §24, considered the case where n ^ 3 and L is a ball. We turn now to the investigation of convex bodies having only trivial summands. The convex body K e X" of positive dimension is called indecomposable if a representation K = Ki + K2 with Ki, K2€X" is only possible with K^, K2 homothetic to K; otherwise K is called decomposable. Thus K is indecomposable precisely if S{K) = {XK + t\X^O, f €E"}. In dealing with indecomposable convex bodies (and elsewhere too) it is convenient to introduce the class X"s ■■= {K € X"\s{K) = o, biK) = 1}, where s is the Steiner point and b is the mean width (see Section 1.7). We call X" the class of normalized convex bodies. Evidently it contains precisely one element from each homothety class of convex bodies with more than one point. From the linearity properties of Steiner point and mean width it follows that X" is a convex subset of X", by which we mean, of course, that K,LeX" and A €[0,1] implies A - X)K + XLe X". By the continuity of s and b, X" is closed. If K e X" and xeK, then [o,x]CK and hence BK-,_i/nK-„)|;ic| = 6([o,;ic]) ^ b{K) = 1. Thus X" is bounded, and by the Blaschke selection theorem it is compact. We see that the map cp (see A.7.1) and Theorem 1.8.11) maps X" bijectively onto a compact convex set in the Banach space €{8"'^). Under this map, the indecomposable bodies in X" correspond precisely to the extreme points of (p{X"). (The definition of an extreme point is the same as in Section 1.4: x e (p{X") is an extreme point of q>{X") if and only if it cannot be represented in the form x = {\ - X)y + Xz with y,z€q>{X") and A €@,1).) In
3.2 Summands and decomposition ISl fact, let K eX" be decomposable. Then K = L + M with suitable L, M eX" that are not homothetic to K. We have b{L) + b{M) = b_iL + M) = b{K)=l _and similarly s{L) + s{M) = o. Writing L-=l[L- s{L)]/b{L), Mj= [A^- s{M)]/b{M) and X= b{M), we_get L,M_€X"s and A - A)L + AM = a:, hence (p{K) = {I - X)q>{L) + Xq){M) with <)c<L) =t= <P(/C), so that <)c</C) is not an extreme point of (p{X"). The converse conclusion is obvious. In the plane, the indecomposable convex bodies are easily determined. Theorem 3.2.11. The indecomposable bodies in JO- are the segments and the triangles. Proof. That segments and triangles are indecomposable is clear (a summand of a triangle must be a polygon with the same normal vectors). Vice versa, let K e JC^ he indecomposable and not a segment. By Theorem 3.2.3, each nonempty intersection K r\{K + t) must be homothetic to K. Let U denote the set of all exterior unit normal vectors at regular boundary points of K. Choose u, v e U, u ^ ± v, and let X, y be regular points of hd K where these normal vectors are attained. Then K := K D (K + x - y) has interior points. Since K is homothetic to K, the body K must have a boundary point where both u and V, are normal vectors. This implies that no vector w e intpos {u, v} can be a normal vector at a regular point of K. Thus, U must either consist of three vectors or of four vectors in opposite pairs. Since the support lines at regular p>oints (which are dense in bd K) determine K uniquely, K is either a triangle or a parallelogram, but the latter is a Sum of two segments and thus decomposable. ■ Remark. A regular hexagon in the plane can be written as the Minkowski sum of two triangles and also as the sum of three segments. Thus a representation of a convex body as a finite sum of indecomposable bodies, if possible, is in general not unique. The assertion of Theorem 3.2.11 is typical for the plane; in higher dimensions the situation changes drastically. In fact, most convex bodies in E", for n ^ 3, are indecomposable. We first show that there are many indecomposable polytopes. There are several criteria from which the indecomposability of a polytope can be deduced; we choose one due to McMullen A987). Let P e<J)" be a polytope. A strong chain of faces of P is a sequence Fo, f 1, ■ • ■ , Fk of faces of P such that dim(Fy_, n F^) S 1 for y = 1,
1S2 Minkowski addition . . . , k. A family <7^ of faces of P is called strongly connected if for each F,G e(J- there exists a strong chain F = Fq, f i, ..., Fk= G with Fj e(J for 7=1, ... , k. The family (J- touches the face F if f n G =1= 0 for some G e(J. Theorem 3.2.12. Let Pe^" be a polytope having a strongly connected family '7 of indecomposable faces that touches each facet of P. Then P is indecomposable. Proof. We may assume that dim P = n. Let Q be a summand of P. Let fo, f 1, ■ • ■ , Pk^^ form a strong chain. Let Gy be the face of Q corresponding to f, (in the sense explained after Theorem 3.2.2). Then Gj is a summand of f, and Fj is indecomposable, hence Gy = Ayf, + tj with suitable Ay^O and t, e E". Because dim{Fy_i n Fy) = 1 for each /, we conclude that Ay_i = Ay and fy_i = tj for y = 1, . . . , k. Since the family <7^ is strongly connected, there are a number A ^ 0 and a vector t € I" such that F{Q, v) = Af (P, v) + t whenever F{P, v) e (J. Let Ml, . . . , M„ be the outer unit normal vectors of the facets of P; let /€ {1, . . . , m). By assumption, F{P,Ui) has a vertex x lying in some face F{P,v)e(~f. The corresponding vertex y oi Q lies in F{Q,v), hence y = Xx + t. This yields h{Q,U;)= {y,Ui) = {Xx + t, Uj) = Xh{P, Ui) + {t, Uj) = h{XP + t, Uj) for j = 1,. . . , m and hence Q = XP + t by Corollary 2.4.4. Since Q was an arbitrary summand of P, the polytope P is indecomposable. ■ Corollary 3.2.13. If all two-dimensional faces of the polytope P are triangles, then P is indecomposable. This can be used to show that, for n ^ 3, most convex bodies in JC" are indecomposable. Theorem 3.2.14. For n ^ 3, the set of indecomposable bodies in JC" is a dense Gyset. Proof. Since the simplicial polytopes are dense in JC" \i n"^ 3, it follows from Corollary 3.2.13 that the set (^ of indecomposable polytopes is a dense subset oi Ji". Let KeJC" be decomposable. Then one easily checks that K can be written in the form /C = (L + M)/2 with convex bodies L,MeJC" such that s{K) = s{L) = s{M), b{K) = b{L) = b{M) and L^ M. For ke N, let "Sk be the set of all K e X" having such a representation with d(L, M)^ l/k. Using the Blaschke selection
Notes for Section 3.2 153 theorem, one shows that ^^ is closed. Since cyf. = 3^"\U*6n'^*> the assertion follows. ■ Since in a Baire space the intersection of two dense G^-sets is a dense G^-set, the last result together with Theorem 2.6.1 shows that most convex bodies in X", n^3, are smooth, strictly convex, and indecomposable. It appears that no concrete example of such a body is explicitly known. This is not too surprising, since it is hard to imagine how such a body should be described. By a result of Sallee A972), to be indecomposable it cannot be too smooth. More precisely, a neighbourhood U in the boundary of a convex body K e J(" is called e-smooth, for some £ > 0, if for each x e U there exists t e E" such that x e eB" + t C K. Sallee proved: If the boundary of a strictly convex body K contains a neighbourhood U that is e-smooth for some e > 0, then K is decomposable. Notes for Section 3.2 Direct decompositions. The proof of Theorem 3.2.1 can be extended to the case of line-free closed convex sets. In this form, the theorem was proved by Gruber A970a), although in a less direct way. For an approach involving matroids, see Kinczes A987), Theorem 2.5. From a general and abstract viewpoint, such decompositions were studied by Gale & Klee A975). Theorem 3.2.2 appears at several places in the literature (sometimes described as 'obvious' or 'folklore'); see Geivaerts A972), Sallee A974), Weil A974b) and Firey A979). Intersections of translates. Theorem 3.2.3 was proved in a special case (the intersections of two translates) by W. Meyer A972). His proof can be extended to the general case, which appears in Geivaerts A972). The theorem does not extend verbally to higher dimensions; in fact, higher- dimensional analogues lead to interesting problems. In [36] (Problem 71) it was conjectured that a smooth convex body KeX", m = 3, with the property that each nonempty intersection of K with a translate of ^C is a summand of K, is necessarily an ellipsoid. This is still unknown. More information is available in the case of polytopes. McMullen, Schneider & Shephard A974) called a polytope P € 'P" monotypic if every polytope Q with the same system of unit normal vectors (of facets) as P is strongly isomorphic to P or, equivalently, if every polytope with the same system of normal vectors as P is simple. They showed, among other equivalent conditions, that a polytope is monotypic if and only if, for all / € E", P n (P + f) is either empty or homothetic to a summand of P. They further proved that a centrally symmetric monotypic polytope is the direct sum of centrally symmetric polygons and line segments, and they classified the three-dimensional monotypic polytopes as well as the monotypic w-polytopes with at most « + 3 facets. Let S" be the class of all convex bodies K eX" for which each nonempty intersection of translates of ^C is a summand oi K. Ey Lemma 3.2.4, K eS" if and only if K - {K - L) = L implies that L is a summand of K, thus if and only if /C ~ L = A/ and /C -M = L implies that L + M = K. From a
1S4 Minkowski addition slightly different viewpoint, this problem (for centrally symmetric K) was also studied by Sallee A987). A result of Maehara A984) implies that M-balls belong to cV". A general study of relations between summands and intersections of translates was presented by Wieacker A988a), from which Theorem 3.2.7 is taken. He has other, more general, results in this spirit, also for unbounded convex sets. Restricted to convex bodies, one of his results reads as follows. Theorem. Let K^Lj^JC" for i€/ (an index set) and suppose that flic/i-t 4= 0- If for each subset 7 of / with « - 1 or fewer elements there is a subset 7' C / such that fl/cjuyi-/ is a summand of K, then flic/L, is a summand of K. This result can be considered as a higher-dimensional extension of Theorem 3,2.3, to which it reduces if « = 2 and each Li is a translate of K. Geivaerts A972, 1974a) has studied the class ^(K) of all convex bodies homothetic to a summand of the body K € JC". For « = 2 he proved that S{K) is closed if and only if ^C is a polygon, and that ^{K) is dense in X" if and only if K is smooth. He also investigated the class S'{K)cX" of all bodies L with the property that for each x ebdK there exist A;j > 0 and f^ € E" such that x € X^L + t^d K. Criteria for summands. Theorem 3.2.8 was proved by Shephard A963) in the case where K is a polytope and by Weil A974b) in the general case, though in a more indirect way using deeper results. The proof given here is taken from Schneider A974b). Weil A980b) proved the following theorem and explained that it can be considered as a generalization of Theorem 3.2.8 to general convex bodies. Theorem. Let K, L eX". Then L is a summand of K if and only if, for each translate L' oi L not contained in K., the set of all points of L' farthest from K {% & support set of L'. If L is strictly convex, this simplifies as follows: L is a summand of K if and only if each translate L' of L not contained in K has a unique point farthest from K. Wieacker A988c) found a way of generalizing Weil's theorem to unbounded closed convex sets. Since for such sets the vector sum need not be closed, and sets of farthest points may be empty, this requires a careful reformulation. Weil A980b) and Firey (oral communication, Oberwolfach 1980) proposed to characterize summands L of convex bodies K by imposing topological conditions on {L + t)r\hdK. Such a result was proved by Goodey A982): Theorem. Let K, L € JCq. If bd ^C n int L' is acyclic (in particular, if it is a topological ball) for every translate L' of L, then L is a summand of K. In fact, Goodey did not speak of summands but of freely sliding bodies, but this is equivalent by Theorem 3.2.2. Burton A979a) obtained the following sufficient criterion for a summand: Let K, L e X" be convex bodies with LC K whose nearest-point maps commute, that is, pi" Pk = Pl (= Pk ° Pl)- Then L is a summand of K. He also proved: Suppose that L is smooth. Then Pl'> Pk = Pl if and only if K is an outer parallel body of L.
Notes for Section 3.2 155 Criteria for summands involving mixed volumes or mixed area measures were proved by Weil A974b) and McMullen A990); see also Matheron A978b) (compare Section 4.2, Note 2, and Section 5.1, Note 9). Rolling theorems. Extensions of Blaschke's rolling theorem, also to non- compact convex sets, were treated by Koutroufiotis A972), Rauch A974), Delgado A979), and very thoroughly and in great generality by Brooks & Strantzen A989). Analogues for convex curves in spherical or hyperbolic two-dimensional space are due to Karcher A968). In a question involving geometric probabilities (see Section 4.5, Note 10), freely rolling convex bodies were used, and some characterizations proved, by Firey A979) and Weil A982a). In particular, these authors (Firey, §5, for the plane case; Weil, Theorem 1, in E") give versions of Theorem 3.2.9 that hold for general convex bodies, without differentiability assumptions. Brooks & Strantzen A989, Theorem 4.3.2) have a very general result of this kind where, however, the conclusion is not in terms of the summand relation but in terms of the inclusion relation. Apparently the first to consider indecomposable convex bodies was Gale A954). Without proof he gave some examples of decomposable and indecomposable convex bodies, and stated the assertion of Theorem 3.2.11. For this theorem, an analytic proof was given by Silverman A973a) and a geometric one by W. Meyer A969, 1972). Meyer proved a weaker form of Theorem 3.2.3 and then used a characterization due to Rogers & Shephard A957) of the simplex, which holds in n-dimensional space (see Section 7.3, Note 2, for further results related to this theorem). Simple examples of indecomposable convex bodies in E" (n = 3) that are not polytopes can be constructed in the following way. A general frustum over A and B in E" is, by definition, the convex hull of two convex bodies A and B that lie in different parallel hyperplanes. Sallee A974) proved: Suppose that K is a general frustum over A and B where A is indecomposable and no homothet of /I is a summand of B. Then K is indecomposable. Summands and decomposability of polytopes. The first results on summands of polytopes and on indecomposability are due to Shephard A963) (see also Griinbaum [15], Chapter 15). Shephard proved the polytope case of Theorem 3.2.8 and deduced the following sufficient condition for indecomposability. Theorem. A polytope P € ^)" is indecomposable if it has an edge to which each vertex is connected by some strong chain of indecomposable faces. Among the consequences that Shephard deduced are Corollary 3.2.13 and the fact (in a more general version) that every simple M-polytope, except the simplex, is decomposable. W. Meyer A969, 1970b, 1974) has some weaker sufficient indecomposability conditions for 3-polytopes. He further studied the cone S{P) of all polytopes homothetic to a summand of the polytope P and deduced a necessary and sufficient condition for indecomposability in terms of the rank of a certain system of linear equalities and inequalities determined by the facets of the polytope. A clear picture of the situation and new proofs of these results can be obtained if one uses a certain diagram technique (polyhedral representations); see McMullen A973) and also McMullen A979), Section 5. Pourneau A979) used McMullen's representations to define a certain metric related to decomposability. Kallay A982) studied the decomposability of a polytope in connection with the decomposability of its (geometric) edge graph. Smilansky A986)
156 Minkowski addition gave an example of an indecomposable 4-polytope all of whose facets are decomposable. Although some sufficient criteria for the indecomposability of a polytope are of a combinatorial nature, such as Corollary 3.2.13, decomposability is not a combinatorial property. W. Meyer A969, 1970b) and Kallay A982) both gave examples of two combinatorially equivalent 3-polytopes, one decomposable and the other not. Decomposability of poly topes is, however, a projective property: If r is a projective transformation of E" that is admissible for the polytope P, then the cones S{P) and S{TP) have the same dimension. This was shown by Kallay A984); see also Smilansky A987), pp. 40-1. Smilansky A987) studied the decomposability of polytopes (and polyhedral sets) by investigating the space of affine dependences of the vertices of the polar polytope. He obtained new proofs for results of W. Meyer A974) and McMullen A973) and several new results, in particular on combinatorial decomposability, for instance: If a 3-polytope has more vertices than facets, than it is decomposable. If a 3-polytope has at most three triangular facets, then it is decomposable. 9. Summands and symmetry. Shephard A966b) called a convex body K with centre o irreducible if it is not the difference body of some body that is not homothetic to K\ otherwise K is called reducible (this notion of reducibility is different from the one in Section 3.1, Note 13). He proved that K is reducible if and only if it has a summand without a centre of symmetry, and gave examples of reducible and of irreducible convex bodies. An application of Shephard's investigation to Banach space geometry can be found in Pay^ & Yost A988). A thorough study of irreducible polytopes, including various necessary and sufficient criteria, is due to Yost A991). One of his results states that each w-dimensional convex polytope, for « S 3, with less than 4n vertices is irreducible; the bound An is best possible. For /C€3:S, Tennison A967) defined /(/C) := supF(L)/V(/C), where the supremum is taken over the centrally symmetric summands L ({o} admitted) of K. He showed that / has many of the properties usually associated with a measure of symmetry, except possibly continuity. However, it follows from Corollary 3.2.13 and the denseness of simplicial polytopes that / is not continuous. 10. Asymmetry classes. Symmetric summands also play a role in the following question. For Kx, K^^ DC" write KxaKz if there exist centrally symmetric convex bodies 5i, 5: € X" such that Kx + Si= K2 + Si. Thus KiOcKi if and only if the support functions of K\ and ^^2 have identical odd parts. The relation a is an equivalence relation on JC", and the corresponding classes are called asymmetry classes. Ewald & Shephard A966) posed the question of whether each asymmetry class has a minimal member, where M i{K] (the or-equivalence class of K) is called minimal if each other element L€[K\ can be expressed in the form L = M + S with a centrally symmetric body S iX". Schneider A974e) proved that for M = 2 the answer is in the affirmative, but not for « S 3. The latter follows from the result that a polytope P is a minimal member of its asymmetry class if and only if there does not exist a direction u for which F{P, u) and F{P, -u) are parallel edges. 11. Relative indecomposability. As explained in Section 3.2, indecomposable convex bodies correspond to extreme points of the compact convex set X". More generally, if M is a nonempty, compact, convex subset of X", we say
3.3 Approximation and addition 1S7 that K € Jfl is extreme in M if /C = A - K)Kx + A/C2 with /C,, /C2 € Jtl and Ac @,1) implies that K^ = K^. For a closed convex subset .//?C X" we also say that K €,//? is indecomposable relative to JH if ^C = A - K)K'^ + A^C: with ^Li, ^^2 € jn and Ac @,1) implies that Kx and ^^2 are homothetic to K. The following cases have been considered. Kallay A974, 1975) gave a complete characterization, in the plane, of all convex bodies that are extreme in the class of bodies with a given width function. (This corrected an erroneous statement by Silverman A973b).) In particular, a convex body K &1C^ ol constant width unity is indecomposable relative to the class of bodies of constant width if and only if its radius of curvature function (which exists almost everywhere on 5') is almost everywhere either 0 or 1. In higher dimensions, it seems unknown whether the relatively indecomposable bodies of constant width have a similar characterization, and whether they are dense in the set of all bodies of constant width. McMulIen A984) determined (and used for an extremum problem) the convex bodies that are indecomposable relative to the set of bodies of revolution. Grza^lewicz A984) determined the convex bodies that are extreme in .1^(C) (the set of convex bodies contained in C) for a strictly convex set C € X\. He showed that K is extreme in X{C) if and only if either A) ^C is a line segment with endpoints on bd C or B) int K^Qi and each connected component of bd ^CVbd C contains at most one extreme point of K. 12. Most of the preceding treatment of decompositions K = L + M was restricted to convex bodies K, L, A/ in E". For unbounded convex sets and in infinite-dimensional vector spaces, many new problems arise. A detailed study was begun by Bair A975, 1976b, 1977a, b) and Bair & Jongmans A977). 13. Decomposition of non-convex seti. In this note only, 'indecomposable' will have a different meaning. The set Z C^" (not necessarily convex) is called indecomposable if it cannot be represented as a vector sum Z = Z\ + Z2 with Zi, Z2 C E" where each Zj contains more than one point. Milka A973) investigated the indecomposability of convex surfaces (i.e., boundaries of convex sets with interior points). Milka showed that every (relative) neighbourhood of the set of extreme points of a closed convex surface in E^ i.s indecomposable and that a closed strictly convex hypersurface in E" is indecomposable. Among further results, he proved: li K CE-^ is closed and convex, with interior points and with recession cone rec K a ray, and if bd K is decomposable in two different ways, then bd JC is a paraboloid. 14. Extremal convex functions are, in some sense, analogous to indecomposable convex bodies. They were investigated by, e.g., Bronshtein A978b). 3.3. Approximation and addition Our objective in this section is the treatment of approximation results for convex bodies, with particular emphasis on the relation to Minkowski addition. First we describe an approximation procedure by smooth bodies that has particularly useful properties with regard to addition. Then we study briefly the possibility of approximating a convex body by Minkowski sums of bodies from a given class. It is often necessary to approximate a convex body by sufficiently smooth bodies. We can do this by applying to its support function a
1S8 Minkowski addition suitable regularization process (the usual convolution, with a minor modification to retain homogeneity). Theorem3.3.1. Let £>0 and let q?: [0, »)^ [0, oo) be a function of class C* with support in [e/2, e] and with Im\^\)< \dz = 1. // /: E" ^ R is a support function, then the function f defined by fi^) •= /eJ(^ + \x\z)(p(\z\)dz for X € E" is a support function of class C^ on IE"\(o}. The map T:X" -* X" defined by hjx - h^ has the following properties: (a) T{K + L)=TK+TL and T{XK) = XTK for K,LeJi" and (b) T{gK) = gTK for K e X" and each rigid motion gofE"; (c) d{K, TK) ^ Rs for all convex bodies K C RB" {where R > 0); (d) d{TK, TL) ^ A + eNiK, L) for K, Le X". Proof. Let (p be as in the theorem and let / be a support function. It follows from the definition that / is positively homogeneous. Let z € E" and put g^{x) := f{x + \x\z) + f{x - \x\z) ior X e E". For X, y € E" and a e [0,1] we have 8zix + y) = fix + y + \x + y\z) + fix + y - \x + y\z) S fix + 0-1;^ + y\z) + fiy + A - a)\x + y\z) + fix - a\x + y\z) + fiy - A - a)\x + y\z). Without loss of generality we may assume that x and y are linearly independent. Put .^ 1^1 r> .^ \x + y\ .^ 1^ + y| "' \x\ + \y\' ^' \x\ ' ^- |y| ' then 1 - o-jS > 0 and 1 - A - a')y > 0. From 2ix + 0-1;^ + y\z) = A + aP)ix + \x\z) + A - cxP)ix - \x\z), 2ix - a\x + y\z) = A - a^Xx + \x\z) + A + afiXx - \x\z) we infer that fix + a\x + y\z) + fix - a\x + y\z) ^ fix + \x\z) + fix - \x\z) = 8zix). Similarly we obtain fiy + A - a)\x + y\z) + fiy - A - a)\x + y\z) g g,iy).
3.3 Approximation and addition 159 Together with the inequality for gj.{x + y) as obtained above this yields g,ix + y)^ g^{x) + g,iy). Since fix) - 'j j^M^M\zl)dz and q>^0, the convexity of f follows. By Theorem 1.7.1, / is a support function. For M € 5""' we have /(«) = j^Jiu + zM\z\)dz = j^JiyMly - «l)dy and hence, for x e IE"\{o}, fix)=\x\j^Jiy)<f{\y--^\)<iy, from which we see that f is of class C" on IE"\{o}. The map T: J(" -^ X" defined by hjK = ^k clearly has property (a) of the theorem. For t e E" and u e 5""' we have ^T(,){") = Jj„(" + z, t)q>{\z\)dz = {u, t) = /!{,,{«), hence T{t} = {t}. Together with (a) this yields T{K + t) = TK + T{t} = TK + t, thus T commutes with translations. Let p be a rotation of E", proper or improper. Defining pf by {pf)ix) '■= f{p~^x) for ;t € E", we obtain iphix) = j^Jip-'x + \p-'x\zM\z\)dz = j^Jip-Hx + \x\pz))(pi\pz\)dz hence ipf) = pf. This shows that T{pK)^pTK for KeX", which completes the proof of part (b). For K eJC" with K C RB" and for u e 5""^ we obtain \hTK{u) - M")l = /j„M" + z)(fi\z\)dz - h^iu) ^ j^Jh^iu + z) - hK{u)\(pi\z\)dz ^j^R\z\cfi\z\)dz^Rs,
160 Minkowski addition where Lemma 1.8.10 together with q>{\z\) = 0 for \z\ > e was used. Since u € 5""^ was arbitrary, this proves (c). In a similar way assertion (d) is obtained, again using Lemma 1.8.10. ■ Although the bodies TK obtained in Theorem 3.3.1 have support functions of class C", they are not necessarily smooth since they can have singular points. This can easily be remedied by defining T'K '■= TK + sB" for KeX". Then T'K is of class C+, and the map T' has properties that are easily derived from those of the map T. If a convex body K is approximated by the use of Theorem 3.3.1, then the approximating bodies inherit many properties from K. For instance, TK has (at least) the same symmetries as K, and if K is of constant width w, then TK - TK = T{K - K)= TiwB") is a ball by (b); hence TK is of constant width. The approximation procedure of Theorem 3.3.1 can be refined further, as we now briefly describe. For this, we use spherical harmonics (see the Appendix for the necessary explanations and definitions). By n„ we denote the orthogonal projection from the space CE""') of the real continuous functions on 5""' onto the subspace of spherical harmonics of degree m. Let K e JC" be a convex body of class C+. Since Hk^ (the restriction of the support function of K to 5""') is of class C°°, we have 00 m=0 with convergence in the maximum norm. If, for some integer k^2, the partial sum 2m=o'7^m^/c happens to be the restriction of a support function, we denote the convex body which it determines by SkK. For given k, the map 5^ is defined only on a subset of 5^", but if K and L are in its domain, then it follows from the properties of spherical harmonics that Sk{K + L)= SkK + SkL, SkigK) = gSkK for each rigid motion of E". Now for K of class C+, the body S^K does, in fact, exist for all sufficiently large k (see Appendix). Now let K €JC" and e > 0 be given. We can choose a map T according to Theorem 3.3.1 so that d{K,TK) < e. Then the body TK + eB" is of class C+, hence k can be chosen so that TkK ■.= SkiTK + sB") exists and satisfies d{TK + eB", TkK) < e. Thus the body TkK satisfies d(K, T^K) < 3e and is of class C+ (for sufficiently large k). Finally, the support function of TkK is, in fact, algebraic.
3.3 Approximation and addition 161 since TT„h (for any h e CE"~^)) is the restriction to 5""^ of a homogeneous polynomial on E". Hence, h{TkK,x) = |;ic|P(VI^I)> where P{y) is a polynomial in the cartesian coordinates of y. The map T^ commutes with rigid motions, and if K and L are in its domain, then Tk{K + L) = TkK + TkL for ;t > 0. Our second topic in this section is the approximation of convex bodies by Minkowski sums of bodies from a given class. This vaguely formulated program gives rise to many interesting questions. Here we treat only two special aspects. li K e X" is & convex body, we say that K' h & rotation mean of K if there are a number m eN and rotations pi, . .. , p„€ SO{n) such that K' = ^ip,K + ... + p„K). Theorem3.3.2 (Hadwiger). For each convex body K e X" with dim /C > 0 there is a sequence of rotation means of K converging to a ball. Proof For L e X" let d{L) := min (A^O|L C XB"). Clearly the function d is continuous. A ball XB" containing K contains all rotation means of K, hence the family ^A{K) of rotation means of K is bounded. The function d attains a minimum dQ>0 on the compact set cl'^(/C), say at L. Assume that L ^ doB". Then there is a vector u^e S"~^ with h{L, Mo) < d(i, hence h{L, u) < do for all m in a suitable neighbourhood U of Mo on 5""'. Since 5""' is compact, we can find finitely many rotations pi, . . . , p„e SO{n) such that U" lAf^ = 5""'. Put L := — (piL + .. . + p„L). Let M € 5""'. There is a number i e {I,..., m} with u e p,(/, hence p,~^M € U and thus h{L, p^^u) < do, which implies hit, m) = — J^hipjL, m) = — J^hiL, pj^u) < do- m j^i m y=i By the continuity of h{L, •), this yields d{L) < do- There is a sequence iKj)jeiH in '^(/C) converging to L, and we deduce Ki :=-ip,Ki+ ... + p„Ki)^L for /-»'», hence diKj) < do for large j. Since Kj e ^/?(/C), this contradicts the minimality of do. Thus L is a ball, which proves the theorem.■
162 Minkowski addition To put the foregoing result into a more general context, we say that a convex body K is approximable by the class ci C DC", if K is the limit of a sequence of bodies of the form Ai/Ci + . . + XrKr with Ki € cyf, A; ^ 0 (f = 1, . . . , r), r € N. Theorem 3.3.2 shows that a ball is always approximable by a class c-4 if this class contains the congruent images of some convex body of positive dimension. On the contrary, the following theorem shows that for many convex bodies, namely the indecomposable ones, such an approximation is only possible in an essentially trivial way. Theorem 3.3.3. If the indecomposable body Ke'X" is approximable by the class c4 C JC", then the closure of cyt contains a homothetic copy ofK. Before the proof of this theorem, a few remarks are in order. The theorem was proved for the case of indecomposable polytopes by Shephard A964a); this proof is also given in GrUnbaum [15] (Section 15.2). To formulate a consequence, call a subset c^CJC" a universal approximating class if any convex body in X" is approximable by c^^. For n-2, the set of all triangles and all line segments is such a universal approximating class, since each convex polygon is a sum of triangles and line segments. For n ^ 3, however, the set of indecomposable polytopes is dense in JC", by Theorem 3.2.14. Hence, for n ^ 3, the only closed, homothety invariant, universal approximating class in X" is X" itself. Shephard's proof seems to be restricted to polytopes. In its general form, Theorem 3.3.3 is due to Berg A969a), who observed that it is an immediate consequence of Milman's converse to the Krein-Milman theorem (see, e.g., Phelps 1966, p. 9) applied to the set (ip{X^) (see Section 3.2), which is a compact convex set in CE"~'). Since we have not treated this theorem about convexity in topological vector spaces, we present here an elementary version of the proof, adapted to our particular situation. Proof of Theorem 3.3.3. Let K e X" be an indecomposable body of positive dimension that is approximable by a class c4. We can assume that c-i is closed. By assumption, there is a sequence (/C,),£n converging to K where m, Ki = E^y^y. f^a e <^, Ay S 0. C.3.1) For L € X" with dim L > 0 we denote its normalized homothet by L,
3.3 Approximation and addition 163 that is, L = 6(L)-'[L-5(i,)]. Then Ki^ K implies Kj^ K for f ^ oo, and we have Ki = XkK^i with ^ = Y/^^' so that SA,y = 1. / Since indecomposability is invariant under homothety, we may, therefore, assume from the beginning that cyf C J^", K e J(" and that C.3.1) holds with SA^y = 1. i We assert now that K e (tI. Suppose this were false. Then for each A € (^ v/e have d{A, K) > 0, hence the set ^UiA) := {L € JC"\6iA, L) ^ ^6(A, K)} has interior points. For ieN, let (ii{'7{{A)) be the sum of those coefficients Ay for which Kfj e ^M{A). We assert that limsup//i('7^(>l)) > 0 I—* 00 for at least one A e ci. Suppose this were false. The compact set c4- can be covered by finitely many sets 'U{Ax)y .. ., ^{Ap). Then p '"i 2//,(^(^r)) ^ SA// = 1, r=l >=1 but on the other hand, //,(^(i4r)) ^ 0 for i^'», a contradiction. Hence, there is some A^ecA. for which limsup//,('iY(i4o)) >0, and (taking a subsequence and changing the notation) we may assume that YimHi{ai{Ao))>0. C.3.2) Now for I e N we define '■ ■ S'A, ' '■ ■ S"A, ' where the sums X' extend over those / for which Ki; e QI{Aq) and the sums 2" extend over the remaining / (with the convention that ^'t = {o} if S'Ai; = 0, and similarly for K"). Then we have K, = t,a:; + A - t,)a:7 with T/ = S'A/y = M^(^o))- C.3.3) Since K'i, K"i belong to the compact set ^" U {{o}} and t, belongs to the compact interval [0,1], we may assume, after selecting subsequences and changing the notation, that K'l^K', K"^ K",
164 Minkowski addition with K', K" ej:"U {{o}} and t, ^ t € [0,1], and thus K = tK' + {I - x)K". From C.3.2) and C.3.3) we have t>0, in particular K] + {o} for large i. For these i, K\ is a convex combination of elements from ^l({A(t), hence K] e ^1^{Aq) and thus K' e ^U{Aq), which implies K' ^ K. Since K', K"eX", K' and K" are not homothetic to K, thus K is decomposable. This contradiction shows that K e c-i, which proves the theorem. ■ In the preceding proofs, some closed convex subsets of the space of convex bodies have appeared. In studies related to Minkowski addition and approximation, it is convenient to have a special notion for these sets. By an M-dass of convex bodies in E" we understand a subset M C X" that is closed in the Hausdorff metric and closed under Minkowskian convex combinations, that is, K^, . . . , K„e Jfl implies Ai/C, + ... + X^K„ € M for A, s o, X^. = 1- Such an M-class will be called homothety invariant if together with a convex body K it contains all homothetic images of K; similarly for other types of transformations of E". Examples of similarity invariant M-classes are the set of all one-pointed convex bodies, which we call the trivial M-class, the set of all centrally symmetric convex bodies, the set of all bodies of constant width, the set of all closed balls, etc. The set X" of normalized convex bodies is a rotation invariant M-class. The set of convex bodies K for which K - K \% equal to a fixed convex body S is an example of a translation invariant M-class. The set of all summands of a given convex body is an M-class that, in general, has no invariance properties. In this terminology. Theorem 3.3.2 tells us that each non-trivial rotation invariant M-class contains a ball. If <^ C X" is any set of convex bodies and G is a set of transformations of E", let us consider the smallest M-class (smallest G-invariant M-class) containing ci; we call this the M-class (G-invariant M-class) generated by cA. Theorem 3.3.3 implies that the M-class generated by a homothety invariant subset ci C X" is equal to X" only if dl is dense in X"(ng3). In Section 3.5 we shall return to this topic; in particular we shall consider the similarity invariant M-class generated by a segment. Notes for Section 3.3 1. Regularization and approximation. A regularization process very similar to that of Theorem 3.3.1 was first proposed by Radon A936), but it appears that
Notes for Section 3.3 165 his paper remained unnoticed for a long time. Radon considered (in a more general form) the transformation defined by /(^) ■= jjf^x - M^) + Mf(z)](p(\z\)dz and showed that it yields a support function if applied to such a function. He used this to show that a convex body can be approximated by convex bodies with analytic support functions. The map T of Theorem 3.3.1 appeared in essence in Schneider A974a), where it was considered for a different reason, and where the convexity of / was proved on the basis of a communication from W. Weil. As a special approximation procedure for convex bodies, the method of Theorem 3.3.1 was used by Weil A975b). He investigated for which pairs of polytopes P,Q s 'Vo with P C Q it is possible to find a convex body of class C+ with P C K CQ. He proved that this is possible if and only if each point of bd P n bd Q is a vertex of P and an internal point of some facet of Q. Schneider A984) extended the method, in the way sketched above, by using spherical harmonics. A regularization process close to that of Theorem 3.3.1 was independently proposed by Saint Pierre A985). As mentioned, the approximation process of Theorem 3.3.1 automatically yields bodies of constant width if applied to such a body. This does not hold for other procedures, described in the literature, that involve approximation by bodies with very smooth boundaries or support functions; see Minkowski A903), §2, Bonnesen & Fenchel [8], p. 36, and Hammer A963) and Firey A974b). Special approximations for plane ovals of constant width were constructed by Tanno A976) and Wegner A977). A thorough study of the approximation of centrally symmetric bodies (mainly in the plane) by polynomial bodies was made by Faro Rivas A986). 2. Rotation means. Apparently the first proof of Theorem 3.3.2 appeared (for M = 3) in Hadwiger [17], p. 27; see also Hadwiger [18], Section 4.5.3. The basic idea of the proof seems to be older; for instance, it is very similar to an idea in the usual construction of an invariant mean on a compact topological group; compare Pontrjagin A957). Interesting problems arise if one asks for quantitative improvements in Theorem 3.3.2: How many rotations are required to reach a prescribed degree of accuracy of the approximation? The following result was proved by Bourgain, Lindenstrauss & Milman A989), Theorem 6.3: Lti K e^X" and let 0 < e < 1. There are a constant r - r{K) and rotations pi,..., p;v of E" with N ^cnE'^\oge~^ (c an absolute constant) so that A - e)rB" C ^ (piK + ... + p^K) C A + e)rB". Bourgain, Lindenstrauss & Milman A988) have a number of similarly interesting and deep results. We mention only one of these on random Minkowski symmetrizations. For u s S"'\ let ff„ denote the orthogonal reflection at the hyperplane through zero with normal vector u. For K e X", the convex body jC^ + ^uK) is said to be obtained from ^ by a Minkowski symmetrization (or Blaschke symmetrization; see Blaschke [5], §22, VII). This Minkowski symmetrization is said to be random if u is chosen randomly on 5"~' with rotation invariant distribution. Now Theorem 14 of Bourgain, Lindenstrauss & Milman A988) says: Let ^ be a centrally symmetric convex body in E" and let e >0. If « > noU) and if we perform N = cn\ogn + c{e)n independent random Minkowski sjmimetrizations on K we obtain with probability 1 - exp[-e(e)n] a body K that satisfies
166 Minkowski addition A - £)rB" C K Cil + £)rB'' for suitable r = r{K). 3. Theorem 3.3.2 can be used, in a similar way to other symmetnzation procedures, to prove extremal properties of the ball; see, for example, Hadwiger A955b) and Schneider A967b). 4. M-classes generated by lower-dimensional bodies. Let k & {\, .. ., n) and let Sk be the set of all simplices in E" of dimension at most k. The M-class generated by S^ was investigated by Ricker A981). He found an integral representation for its elements in terms of E"-valued measures, which generalizes an earlier result for the case k = \ (for this, see Section 3.5). Let ^ € B, ..., M - 1} and let JCu be the set of all convex bodies in E" of dimension at most k. Hildenbrand & Neyman A982) proved a result that implies that the M-class generated by JC^ is nowhere dense in JC". This follows also from Theorem 3.3.3 and the denseness of the indecomposable bodies for « = 3. 3.4. Additive maps Since Minkowski addition is a basic structure on the set JC^ of convex bodies, the maps defined on JC" and compatible with this addition deserve special interest. Let q? be a map from X" into some abelian group. (If the natural range is an abelian semigroup with cancellation law, we embed it into an abelian group.) According to Section L7, q? is called Minkowski additive if qiK + L) = (p{K) + (dD for K, L e JC". If cp takes its values in a real vector space or in JC", we say that cp is Minkowski linear if it is Minkowski additive and satisfies qiXK) = X(p{K) for K e X" and A s o. Examples of Minkowski linear maps are the mean width, the Steiner point, the map K •-» F{K, u) for fixed u e 5""' and the map K^-^hn that associates with each convex body its support function. In the first part of this section, we study Minkowski additive maps with particular properties and prove characterization theorems. In the second part, we relate Minkowski additivity to a more general notion of additivity that will play a role in later chapters. From a geometric point of view, the Minkowski additive maps enjoying an invariance property are of particular interest. Under additional continuity assumptions, one can obtain uniqueness results. Theorem 3.4.1. Let n=2. If the map q):X" -^R is Minkowski additive, invariant under proper rotations and continuous at the unit ball B" then q) is a constant multiple of the mean width. A map q) from X" into E" or into X" is called equivariant under a group G of transformations of E" if qpigK) = gq>{K) for all ge G.
3.4 Additive maps 167 Theorem 3.4.2. Let n^2. If the map q):JC"^^" is Minkowski linear, equivariant under proper rigid motions and continuous at the unit ball B", then cp is the Steiner point map. Remark 3.4.3. Let q? be a Minkowski additive map from JC" into R or E". For K € a'" we have 2K = K + K, hence (pBK) = 2(p{K), and induction gives (p{kK) = kq>{K) for k eN. For k, m eN one then obtains k(p{K) = (p{kK) = (p{m{k/m)K) = mcpi{k/m)K), thus (p{qK) = qcfiK) for rational ^ > 0. If now q? is assumed to be continuous on Ji.", then we deduce c({^kK) = Xcp{K) for real A^O. Thus the assumption 'Minkowski linear and continuous at B"' in Theorem 3.4.2 is weaker than the assumption 'Minkowski additive and continuous'. Theorem 3.4.1 and its proof are essentially due to Hadwiger (e.g., [18], p. 213). We give a slightly modified version. Proof of Theorem 3.4.1. For xe^" we can choose p€SO{n) with px = -X, hence <)c<(o}) = c(i{x} + p{x}) = 2(fi{x)). This yields (({{o)) = 0 and then (f{{x}) = 0 in general. Let K e JC" and dim K >0. If K' = XxPxK + ... + X„p„K with positive rational numbers X-^,...,X„ and rotations pj,..., Pm € SO{n), then <p(/C') = (Ai + ... + X„)(fiK) by the properties of cp and Remark 3.4.3. Since the mean width has the same properties as (p, we deduce that (fiK)/b{K) = (p{K')/b{K'). Now, it follows from Theorem 3.3.2 that the integer m, the rotations p, and the rational numbers A, can be chosen so that d(K', B") is smaller than a given i>0. Since q) is continuous at B", we deduce that <p{K)/b{K) = <KB")/2. ■ The following elegant proof of Theorem 3.4.2 is due to Positsel'skii A973), except that he assumed equivariance under improper rigid motions also. Proof of Theorem 3.4.2. Since the rotation group is compact we can, for every oO, decompose SO{n) into finitely many nonempty Borel sets 4i_£,. .. , i4„(f) f of diameter less than e. We choose Pk ^ e A,,^^ and write v^ f := v{Ak^). Then the usual estimate shows that for any continuous real function / on SO{n).
168 Minkowski addition Let a: € JC". \i K = {x), then cfiK) = x = s{K) by the rigid motion equivariance of (p. Assume, therefore, that dim K >0. We choose vectors yeE", x e S"~^ and a number c> |y| and define for oO a convex body K ^hy m{e) k = l Applying the map (p to this body and using the properties of q? we get, for an arbitrary vector y e S"~\ m(f) {(piKe), y) = S [c + ("' pk.ex)]{c(iK), Pk,,y)vk,, k=l and hence \xm{(fiK,),y) = f [c+ {v, px)]{(f{K), py)Av{p) = lo(n)^^'P^)(^K),py)dvip), since jso(n){^^)y P)')dv(p)> ^s a function of y, is odd and rotation invariant, and hence zero. On the other hand, the support function of K^ is given by m(t) hiKf, y) = ^[c + {v, Pk,,x)]h{K, pk,ey)Vk., k=l and hence satisfies lim;i(A:„ y) = f [c + {v, px)]h(K, py)A^ip). Now \ ch{K,py)Ay(p) = r is a positive number (the integral is invariant under translations of K and clearly positive if o € relint K) that depends only on K and v. The integral ^(^'>'> •= l^,Av,px)h{K,py)Av{p) JSO(n) satisfies l{x,y) = l{y,x) if n^3, since l{xx,xy) = I{x, y) for each rotation t e SO{n), and for n ^ 3 we can choose t such that tx = y and ty = X. Writing f p-'vhiK,px)dv{p) :=z JSO{n) for nS3, we thus have lix, y) = {z,y). For n = 2, Iix,y) is not symmetric in x and y, but in this case we can write
3.4 Additive maps 169 1 f^' lix, >') = ^ Jo <">' "(^ + c^))HK, u{r, + (x))Acx with M(ar) := (cosa)ei + (sinar)e2. where (ei,e2) 's an orthonormal basis of E^, and x = m(|), y = «(>?). An elementary computation now yields l{x, y) = (i4icos| + i42sin|)cos>? + (i4isin| - i42Cos|)sin>) where the ^4, depend only on K and v; hence again we have I{x, y) - {z, y) with some vector z depending only on K, v and x. Thus in both cases we have arrived at \\mh{K„ y) = r + <z, y) = h{B{z, r), y), e—0 where B(z, r) is the ball with centre z and radius r. This holds for each y € 5""', hence limj._o K^ - B{z, r) in the Hausdorff metric (observe that pointwise convergence of support functions implies uniform convergence on 5""^ by Theorem 1.8.12). From this we get r'\K,- z)^ B" for e^Oand hence (p{r-\K,- z))^cpiB") by the assumed continuity of q) at B". Since <p(B") = o by the rotation equivariance of q>, we arrive at cp{Kc)^ z and thus lim{(piK,),y) = {z,y) e-*0 for y € 5""'. We have proved that f {v,px){(piK),py)dvip)= {z,y), JSO(n) which depends only on K, v, x, y and not on q). Since the Steiner point map has all the properties of q>, this yields /. ,^, (v, px){(p{K) - siK), py)dvip) = 0. SO{n) The choices v := (p{K) - s{K) and x = y now yield (p{K) - s{K). Remark3.4.4. Inspection of the proofs of Theorems 3.4.1 and 3.4.2 shows that in neither case is it necessary to assume that q> is defined on all of J^". In fact, the methods work even if the domain of q? is a similarity invariant M-class. It is, however, not known whether similar characterization theorems hold for maps that are only defined on polytopes. Here, of course, the continuity at the ball must be replaced by some other assumption. To formulate a definite problem, suppose that the map (p: ^" ^ R is Minkowski additive, invariant under rigid motions and continuous. Is it then true that (p{P) = cb{P) for all P e^", with some constant c? A similar question can be posed for the Steiner point.
170 Minkowski addition Although the continuity assumptions in Theorems 3.4.1 and 3.4.2 are rather weak, they cannot be omitted. Examples showing this can be constructed in different ways. Here we refer to the fact that in Chapter 4 (see especially Section 4.3) we shall associate with each convex body KeJC" & certain finite positive Borel measure Si{K, •) on the unit sphere 5""^, its area measure of order one. The dependence on K is Minkowski linear, that is, 5,(A:+ L, •) = S,{K, •) + S,{L, •), Sy{XK, ■) = XS,{K, •) for K, LeX" and A so. If S\{K, •) denotes the singular part (with respect to spherical Lebesgue measure) of Si{K, •), then it follows from the uniqueness of the Lebesgue decomposition of a measure into its singular and its absolutely continuous part that the map K>-*S\{K,-) is also Minkowski linear. Furthermore, the map K>-^ Si{K, •) is translation invariant and rotation equivariant, that is S,iK + t, ■) = StiK, ■), SiipK, pco) = 5i(A:, (o) for any translation vector f € E", any rotation pe SO{n) and any Borel set a)CS"~^. Again, these properties carry over to 5*. Now we can define b'{K) ■.= S\iK,S"-'), s'{K) := l^^_^udS\iK, u) + siK) for K e X". Then b' and s' are Minkowski linear functions, respectively invariant and equivarient under rigid motions, but b' is not a multiple of b and s' is not equal to s. This can be shown by constructing suitable convex bodies (as will become clear in Chapter 4), and it implies that b' and s' are not continuous. Having found that real-valued and vector-valued Minkowski additive maps satisfying certain natural invariance and continuity properties are essentially unique, we may go a step further and consider body-valued Minkowski additive maps. We call a map <p: JC" -^ JC" an endomorph- ism of Ji" if it is Minkowski additive, rigid motion equivariant and continuous. Thus such a map is compatible with the most basic geometric structures on JC". Examples of endomorphisms are the maps T occurring in Theorem 3.3. L They show that there is a great variety of endomorphisms, and, hence, that simple ones can only be singled out by imposing additional assumptions. We shall present, without proofs, some of the known results in this direction.
3.4 Additive maps 171 The two-dimensional case differs considerably from the higher-dimensional one, as a result of the commutativity of the rotation group in E^. A particular example of an endomorphism q?: jO- —» JO- is given by c^K) := |iA,p,[A: - 5(A:)]| + s{K) for K € Ji}, where A],. .. , A„ so and pi,. .. , p„e 50B). One can show that the general endomorphism is a limit of such rotation averages. For a convenient formulation, let (ei, ej) be an orthonormal basis of E^ and write u{a) := (cosar)ei + (sina')e2 for a € [0,2n^). For K e JC^ v/e then write h{K, a) instead of h{K, u{a)). The following was proved by Schneider A974c). Theorem 3.4.5. If cp is an endomorphism of jC^, then there exists a positive measure fi on the Borel subsets of [0, In) such that hicKK), a) = I h{K - s{K), a + p)MP) + <^(*^). «(^)) C-4.1) for a € [0, 2;t) and all KeX'^. Of course, any positive Borel measure (i on [0,2n^) defines an endomorphism cp by means of C.4.1). If cp is given, the measure (i in C.4.1) is unique up to the indefinite integral of (c, u{a)) with a constant vector c. By subtracting a suitable measure of this kind from fi we can obtain a signed measure Ji with /in ,2ff I cosard/i(ar) = 1, I %\naAp(a) = 0, and then C.4.1) can be written in the more concise form .21, hicfiK), a) = \^ hiK,a+ p)dfi{P)- This normalized measure ji is unique but not, in general, positive. From Theorem 3.4.5 one can deduce (see also Schneider 1974a): Corollary 3.4.6. The only surjective endomorphisms cp of y} are of the form (p{K) = Xp[K - siK)] + siK) for K e X^ C.4.2) with fixed X>Oand pe 50B). The endomorphisms described in this corollary can also be character- zed in a different way. For endomorphisms <p, v we define
172 Minkowski addition {<p + vKA:) ■■= (piK) + ^K) - s{K), iXcp)iK) := XcpiK) + A - X)siK) for /C € ;Z^ and A^O; then (p+ i/> and Aq? are endomorphisms. Now an endomorphism cp may be called indecomposable if <p = <Pi + <P2 with endomorphisms (pi, qsj implies that q?, = A,(p with A, SO (f = 1, 2). Then Theorem 3.4.5 can be used to show that the indecomposable endomorphisms of J^^ are precisely those of the form C.4.2). In dimensions greater than two, no general description of endomorphisms like the one given by Theorem 3.4.5 is known. It is, however, possible to characterize special endomorphisms by means of simple additional assumptions. The following results were obtained by Schneider A974a). Their proof uses a combination of elementary facts from harmonic analysis (for the rotation group SO{n) acting on the sphere 5""') with convexity arguments. The first theorem restricts the endomorphisms by imposing assumptions on the images. Theorem 3.4.7. (a) The only surjective endomorphisms (p of Ji." (n S 3) are given by (p{K) = X[K - siK)] + siK) for K e Ji." with A 4 0. (b) Every endomorphism of 3L" is uniquely determined by the image of one suitably chosen convex body, for example, a triangle with at least one irrational angle. (c) Let (p be an endomorphism of Ji.". If the image under (p of some convex body of positive dimension is zero-dimensional, then cpiK) = E(/C)} for K e JC". If the image under q> of some convex body is a segment, then <fiK) = k[K - s{K)\ ■¥ n{-K ■¥ s{K)] + s{K) for K e X" with real numbers X, fi^O, X+ (i>0. Another possible way of reducing the variety of endomorphisms drastically is to replace the rigid motion equivariance by a stronger assumption: Theorem 3.4.8. Let q>:JCo^JC" be a Minkowski additive and continuous map such that cp{aK) = aq>iK) for every non-singular affine transformation a of E". Then cpiK) = K + X[K - K] for K e X^, where X^O is a real constant.
3.4 Additive maps 173 Observe that in this theorem the map cp need only be defined on the set JC(, of convex bodies with interior points (otherwise the theorem would be of little interest, cf. Schneider 1974a, pp. 76-7). We turn now to a notion of additivity which is much less restrictive than Minkowski additivity and which plays a role in later chapters, and also in other contexts that are outside the scope of the present book. A function (p defined on a family S of sets and with values in an abelian group is called additive or a valuation if <KA^ u L) + <ka: n L) = qiK) + qiL) whenever K, L, K (J L, KULeS. If0€c$, we moreover assume that <p@) = 0. For functions on JC" this is, in fact, a weaker property than Minkowski additivity: Lemma3.4.9. Every Minkowski additive map on 7^" is additive. Proof. Let K, L eJC" be convex bodies such that /C U L is convex. Then C.1.4) states that (a: u L) + (a: n L) = a: + L. If now q? is a Minkowski additive map on Ji", then <Ka: u L) + <ka: n L) = <ka:) + <KL), which shows that cp is additive. ■ A stronger result (Theorem 3.4.13) will be proved below. Another useful remark relating Minkowski addition and the valuation property is the following lemma. Lemma 3.4.10. Let cp be a valuation on X". If C eJ(" is a fixed convex body and if (pc{K) := cdK + C) for K e JC", then (pc is a valuation on JC". Proof Applying (p to C.1.1) and to C.1.3) and adding, we obtain the assertion. ■ Additivity of a function on the space Ji" of convex bodies is an important property in view of possible extensions of this function to certain non-convex sets. Let q? be a valuation on a family S of sets. This family is called intersectional if K,LeS implies Kr\LeS. US is intersectional, we denote by U{S) the lattice consisting of all finite
174 Minkowski addition unions of elements of S. It is a question of general interest whether a valuation q> on an intersectional family cV can be extended, as a valuation, to the lattice U{S). If this is the case (and if the extension is denoted by the same symbol (p), then the inclusion-exclusion principle (p(K,u...u Kj= i(-i)'-' [ S <KKi^ r^...r^ kA /• = ! lii<-..<i, J holds for Ki,. . , K„€ U{S). This follows by an obvious induction argument, using the additivity property. To write this equality in a more concise form, we let S{m) denote the set of nonempty subsets of {1, . . . , m}, and for v e S{m) we write |y| = card v. U Ku . . . , K„ are given, then we use the abbreviation K„ ■= Ki^n .. n Ki^ for V = (/,, ...,/,}€ Sim). The inclusion-exclusion principle now takes the form (PiK^u ...u K„)= S (-i)|"|-Va:.). C.4.3) veS(m) In general, of course, this formula cannot be used to define an additive extension of cp from <^ to Ui^), since the representation of an element of U{S) in the form KiV . . . (J K„ with Kj e <S will not be unique. But if such an extension exists, then C.4.3) gives its values, so that the extension is unique. Let us say that a function q) from an intersectional family S of sets into an abelian group is fully additive if it satisfies the inclusion- exclusion principle on S, that is, if C.4.3) holds whenever Ki,..., K„ e S and K iV . . . V K„ € S. U <p is fully additive and it K e U{S) has the representations K = K^yj . . .(J K„ and /C = L i U . . . U L;t with Ki, Lj € S, then S (-i)i"i-Va:.) = S (-!)'"'-'<?(U(^.nLy)) ('eS(m) v€S(m) \ j=\ / = S (-1)'"'-' S (-i)I"'I-Va:. nL„) ()e5(m) H'e5(*) = S (-i)i"'i-vfU(^''^^-)) w€S(k) \i=l I -=S(k) = S (-i)W-^<K^J- weS(k) Hence, in this case cp can be unambiguously defined on the lattice U{S) by means of C.4.3). This extension is additive on U{S), as can be shown by some combinatorial argument (see Perles & Sallee 1970). We do not prove this here, since no use will be made of it, but we formulate it as a theorem.
3.4 Additive maps 175 Theorem 3.4.11. Let cp be a valuation on an intersectional family S of sets. Then cp has an additive extension to the lattice U{S) if and only if cp is fully additive. The extension is unique. Of particular interest for us is the lattice U{X") generated by the intersectional family X" U @}. Thus U{X") consists of all subsets of E" that can be represented as finite unions of convex bodies. U{X") was much studied by Hadwiger, who called it the 'Konvexring'. We shall use the disputable translation convex ring. The following result is fundamental in a study of extensions of valuations to the convex ring. Theorem 3.4.12. There is a unique valuation x on the convex ring U{IK"), which satisfies X(K) = 1 for K eX". C.4.4) That C.4.4) defines a valuation on X." is clear, since Kid Ki^ 0 ii Ki, K2 € JC" and /Ci U /C2 ^ ^"- The uniqueness of an additive extension to U{Ji.") follows from C.4.3). The existence is well known since the Euler characteristic as defined, for example, in singular homology theory, yields a valuation on U{X"). For this reason, the function % on f/(Z") given by Theorem 3.4.12 is, of course, called the Euler characteristic. We shall present Hadwiger's elementary existence proof (Hadwiger 1955a; see also [18], p. 239). Proof of Theorem 3.4.12. The proof proceeds by induction with respect to the dimension. The existence for n = 0 being trivial, suppose that the existence of x has been proved in dimension n - 1. Choose u e 5""' and define X(K) := 2[x(Kn //„,,) - limxiK U //„,^)] C.4.5) For K € U{X"), where on the right-hand side x denotes the (unique) Euler characteristic, which by the inductive assumption, exists in each lyperplane //„,a (AeIR). Obviously, x(K) = 1 for KeJC". For K = K^\J ...\J K„ with Ki e X" we have from C.4.3) x(K n //„,,) = 2 (-i)^''^-'x(K„ n //„.,). veS(m) Jince X>~*x(Ku<^ Hu,>.) is the indicator function of a compact interval, t is clear that in C.4.5> the limits exist and the sum is finite. It is also :lear (using the inductive assumption) that x^ thus defined on U{X"), is idditive. ■
176 Minkowski addition In a similar way, for K e U{JC") and for x e E"\(o} we define, following Mani A971), h{K, X) := X^X(K n //,,,) - limxiK n H,,,)]. C.4.6) For K € JC", the right-hand side evidently gives the value of the support function ot K at ;«:, thus the definition is consistent. Since the additivity of X carries over to h{-,x), we see that C.4.6) extends the map K >-* h{K, •) as a valuation from JC" to UiJC"). Also for K e U{JC"), we call h{K, •), as defined by C.4.6), the support function of K. It should, however, be observed that it no longer determines K uniquely; for instance, h{{o}, •) = 0 = /i@, •). Observe also that h{K ■¥ t,x) = hiK,x) + x(K){t,x) for teE". We can now use formulae A.7.2) and A.7.3) to extend the mean width and the Steiner point additively to U{JC"), that is, we define biK) :=— \ h{K,u)dX"-\u), siK) ••= — \ „.,hiK, u)udX"-\u) for K € UiJC"). We still have 6(/C + t) = biK) for t e E", but s{K + 0 = s{K) + xkK)t. The additive extension of the functions b and s from JC" to U{JC") was achieved here by means of explicit formulae. The mere existence of such extensions would also follow from Theorem 3.4.11 and the following result concerning arbitrary Minkowski additive functions. Theorem 3.4.13. Every Minkowski additive function on JL" is fully additive. Proof By formula C.4.6), the support function was extended as a valuation to U{JC"), hence it satisfies the inclusion-exclusion principle. In particular, for K e JC" of the form K = K^V . . .U K„ with /C, € X" (i = I, . . . , m) this implies that hence HK, ■)= S (-i)I''I-'Ma:.. •), veS(m) h{K, ■)-*- S h{K,, ■)= S h{K,, •)■ veS(m) veS(m) |u|even |u|odd
Notes for Section 3.4 177 Since h{0, •) = 0 by C.4.6), it follows that '^ + Zj ^v - Zj ^v< veS(m) veS(m) |u|even |«|odd where the sums 2' extend only over those t; e S{m) for which /C„ 4 0- If now q? is a Minkowski additive function on X", we apply it to both sides of this equation. Defining q>{0) := 0, we obtain cfiK)= 2 (-i)|''|-Va:.), veS(m) which shows that (p is fully additive. ■ Finally we remark that there is no point in studying Minkowski additive maps on €" instead of JC". In fact, let q? be a Minkowski additive function on 6". From Theorem 3.1.2 we know that A + n conv A = conv A + n conv A for i4 C E"; hence for A eS" and any Minkowski additive map q> on g" we obtain (p{A) + q>{nconvA) = q>{conv A) + q){n conv A) and thus (f>iA) = q>{con\ A). Thus cp is completely known if we know its restriction to JC". Notes for Section 3.4 Characterizations of the Steiner point. For the early history of the Steiner point we refer to the notes for Section 5.4. The problem of characterizing the Steiner point by some of its properties was first posed by Griinbaum [371, p. 239, who asked whether Minkowski additivity and similarity equivariance are sufficient to characterize the Steiner point. Sallee A971) constructed an example showing that one needs a continuity assumption. The example given above after the proof of Theorem 3.4.2 is taken from Schneider A974a). By the properties of Minkowski additivity, rigid motion equivariance and continuity, the Steiner point was characterized by Shephard A968b) for n = 2 and by Schneider A971a) for mS3. Before that, W. Meyer A970a) had proved a slightly weaker version of the characterization, by assuming uniform continuity. Two earlier attempts (Schmitt 1968, Hadwiger 1969a) contained errors. For dimensions two and three, interesting elementary proofe were given by Hadwiger A971) and Berg A971). Positsel'skii A973), whose proof we presented above in essence, assumed equivariance under improper motions also; that proper motions suffice was pointed out (for « S 3) by Saint Pierre A985). Abstract Steiner points of polytopes. If P 6 'P" is a convex polytope, then its Steiner point can be represented by MP) s{P) = 2 ft);'a5"-'(N(P, V,) n 5"-')i'„
178 Minkowski addition where vi, ..., Of^^p) are the vertices of P. This is a special case of E.4.11). Motivated by this, Berg A971) defined MP) s^P) ■■= S V<^(/'- V,) n 5"-')t;„ 1=1 where i/« is a real-valued simple valuation on spherical polytopes (that is, V(Gi '-' Q2) = HiQi) + HiQi) if Qi, Q2 are intersections of 5""' with convex polyhedral cones having convex union and without common interior points). It is not difficult to show that the map s^ is Minkowski linear, and that it is translation equivariant if VK5""') = 1. Berg A971) calls a map ()p:'^"-»E" an abstract Steiner point if it is Minkowski additive and equivariant under (proper and improper) similarities. The definition of s,, above yields an abstract Steiner point if V >s invariant under rotations and reflections and satisfies ^E""') = 1- It is not known whether every abstract Steiner point is of this form, but Berg A971) proved this for n = 2 and « = 3. As a consequence, every abstract Steiner point on •^", for « = 2 or 3, that is bounded on bounded sets of polytopes, is the usual Steiner point. 3. Additive maps preserving some functional. Further results in the style of Theorems 3.4.7 and 3.4.8 can be obtained if one considers only endomorph- isms preserving some functional such as volume or surface area. For example, the following theorem was proved in Schneider A974a) (the quermassinte- grals W/i are defined in Section 4.2 below). Theorem. If (p is an endomorphism of X" satisfying Wk(q){K)) = W*(/l) for some A: e {0,1, ...,«- 2} and all K e X", then cp(K) = X[K - s(K)] + s(K) for K e X\ where Ae {1, -1}. The following result of Schneider A974d) requires no continuity assumption. Here V„ denotes the volume. Theorem. Let «S2. If q>:X"^*X" is a Minkowski additive map satisfying V„(q)(K)) = V„(K) for K e X", then there exists a volume-preserving affine map *: E" -»E" such that (piK) is a translate of aK for each K e X". 4. Characterization of Hammer body maps. According to Theorem 3.4.8, every Minkowski additive and continuous map (p: X" —» X" that commutes with affine transformations is of the form cp{K) = K + XDK with a fixed A^o. Thus <p associates with each K its outer Hammer body K{k + 1) (see Section 3.1, Note 13). The question arises of whether it is possible to characterize the map that associates with each convex body K its inner Hammer body K(X - A) (where Ae [0, l/«]) in a similar way. Such a characterization was obtained by Valette A974). He proved (in a more general form): The family of all maps (p: X" -* X" that are continuous, commute with affine transformations and satisfy <p{K + L)D <p(K) + (p(L) for K, L e X", <p(P) C A - 2A)(P - p) + p, where P is some parallelotope with centre p and where A e [0, l/n], has a largest element (with respect to inclusion of images); this is precisely the map given by q>iK) = K(l-k)= K~ XDK. 5. The Euler characteristic. The elementary proof given by Hadwiger A955a) for the existence of the Euler characteristic on X" (Theorem 3.4.11) appears in the literature in various forms: see Hadwiger A959, 1968a, 1969c) and Hadwiger & Mani A972); see also Hadwiger A974) for an elementary
Notes for Section 3.4 179 treatment of the Euler characteristic for polygons in the plane. Applications of the Euler characteristic on the convex ring to some questions of combinatorial geometry were treated by Hadwiger A947, 1955a, 1968a) and Klee A963b). Klee's paper put the Euler characteristic in a lattice-theoretic setting, and the general treatment of the Euler characteristic in combinatorial and algebraic terms was continued by Rota A971); see also Rota A964). Eckhoff A980) solved a problem posed by Hadwiger & Mani A974), namely to determine sharp lower and upper bounds for the Euler characteristic of a union of k convex bodies in X". The recursive definition C.4.5) of the Euler characteristic can also be used for non-closed convex sets. In particular, let ^Ia denote the set of all relative interiors of convex polytopes in E". Using C.4.5) for K e {/G?"o), one obtains a valuation x on the lattice UifPI^) that evidently satisfies ^P) = (_l)dimp for Pe-p^V This extended Euler characteristic was considered by Lenz A970) and Groemer A972) and in special cases (and with a different sign for odd-dimensional P) also by Hadwiger A969c, 1973). If one decomposes a compact convex polytope P e fj)" into the relative interiors of its faces (Theorem 2.1.2) and applies the valuation x to this representation of P, one immediately obtains the well-known Euler relation t(-mr(p) = I, where /,(P) is the number of r-faces of P. 6. Extensions of valuations. The first extension theorem of the type of Theorem 3.4.11, which is due to Perles & Sallee A970), was obtained by Volland A957). He proved that every valuation on the class •^" of polytopes in E" admits a unique additive extension to the class U('J)"). (Related but simpler extension results can be found in Hadwiger [18], p. 81, and in B5hm & Hertel A980), p. 47.) Volland's method can be extended to establish further results. Let T)"^ be the set of all relatively open convex polytopes in E". A function q) from S into some abelian group is called a weak valuation if either S ="/)" and <p(P) = <p(Pn H*) + <p(Pn H-) - <p(Pn H) for P e 'p" or S = ■7?,"„ and (p{P) = (fiPn H$) + (fiPn Ho) + (p{Pn H) for P e ^"„. for any hyperplane //CE", where H*, H' and H^, Hij are respectively the closed and open halfspaces bounded by H. Schneider A987c) proved: Every weak valuation on either •''P" or ^)"„ can be uniquely extended to a valuation on lliff)"^). If q> is extended in this way, its value at a relatively open polytope is given by <p(relintP) = 2(-l)'''""'"''''"''<P(f) F for Pe^p", where the sum extends over all faces of P (including P). This can be proved by induction with respect to dim P if one uses the Euler relation for faces PC G of a polytope (see, e.g., Brondsted [11], p. 103). For a given valuation (pon ''/?", Sallee A968) defined g>*(P) := 2(-!)'"'"''<?<f) for P e ^i". F Hence, (p*(P) = (-l)<"'"''<)!<relint P). Using the additivity of <p on UifP';^) it is
180 Minkowski addition easy to see that <p* is a valuation on '7^". Sallee proved this in a different way. The function <p on ^P" is said to satisfy an Euler-type relation if <p*{P) = EqiriP) for all Pe^J)", where e, r;e{l,-l} are fixed. Shephard A966a, 1968a) showed that the Steiner point and the mean width satisfy Euler-type relations; see also Shephard A968c). A general result of this kind is due to McMullen A975c, 1977), who proved that valuations satisfying certain invariance and homogeneity properties automatically fulfil an Euler- type relation. For further information, see Sallee A982) and §12 of McMullen & Schneider [40]. Valuations and linear functionals. In studying extensions of valuations, the following viewpoint can be useful. Let <$ be a nonempty class of subsets of some nonempty set 5. For K eS, let K* be the characteristic function of K*, that is. K:*(r\ — fl foTx e K, '^ ^-^^ •" lOforj*: e 5\A:. Let V(S) denote the real vector space generated by the functions K*, K e S. If cV is intersectional, then X* e V(S) if and only if X belongs to the ring R(S) generated by S (this is the smallest subclass of 5 containing S that, together with A and B, contains A U B and A\B). This result is due to Groemer A987b). If K,L,KU L,KnL€ S, then (A: U L)* + (K D L)* = K* + L*, thus the map K >-* K* is a valuation. In particular, if S is intersectional, then it follows from this or from Groemer's result that K* e V(S) for all K in the lattice U(S), Now suppose that ^ is a homomorphism from the additive group of V(<^) into some abelian group. Defining q>(k) := ^K*) for those K C S tor which a:* e V(S), we obtain <p(K \j L) + (p(K n L) = ^(a: u L)*) + mK n z.)*) = q>((K U L)* + (K n L)*) = ^K* + L*) = q^K*) + ^L*) = (piK) + (piL), provided that q> is defined in each case. Thus g> is a valuation. If S is intersectional, then this procedure yields a valuation on U(S). These general remarks can be used to extend the notion of an Euler characteristic. First, Groemer A974) has proved an abstract theorem from which results on Euler characteristics in special concrete situations can be deduced. The class S of subsets of 5 is called separable if to any two disjoint sets A,BeS there exists a pair X,YCS such that XDCeS and YnCeS for every CeS, ACX, AnY = 0, BCY, BnX = 0, JV U y = 5, and Z n A' + 0, Z n y =t= 0 for Z e <$ only if Z n ^ n y + 0. Groemer proved the following: Theorem. Let S be a separable intersectional class of subsets of S. There exists exactly one linear functional x on the vector space V{S) such that X(li*) = 1 for every nonempty set K of S. Second, Hadwiger's recursive procedure for the introduction of the Euler characteristic can also be modified to extend the Euler characteristic to a linear functional on V(S), for suitable S. For instance, consider the class rV = 'P"U {0} of (possibly empty) polytopes in E". We want to show the existence of a linear functional x on Vi'p") such that x(P*) = 1 for P e ■J)". For n = I, such a linear functional %i is evidently given by
Notes for Section 3.4 181 Uf) := S[/(A) - lim/(^)] for / e VG)')- Let n ^ 2 and suppose that the existence of the required linear functional Xn-\ in dimension n - \ has already been proved. Consider E""' as a linear subspace of E" and let u e 5""'\E""'. For given / e V('p"), define fix. A) := f(x + Am) for x e E""' and A e R. One can proceed in either of two ways: (a) define the projection n\f of / onto E"-' by (T,/)(J^) := H/(^, •)) forJ.eE"-' and then put ^„(/) := Xn-ii^xf)', or (b) define the projection uif of / on to R ^ (t2/)(A):=^„-,(/(-,A)) forAeR and put Xn(f) '■= Xii^if)- In each case it is easy to see that Xn has the desired properties. A procedure equivalent to method (a) was employed by Hadwiger A960) and later by Groemer A972), and a procedure equivalent to method (b) by Lenz A970). Lenz further generalized this procedure and extended the Euler characteristic, as a valuation, from X" to the system of all subsets of E". Further investigations of an extended notion of the Euler characteristic in certain situations are due to Groemer A973, 1975). We turn now to more general valuations on S and their extension to linear functional. Here we assume that q>is a function from S into some real vector space ^. By a linear extension of q> to V(^) one understands a linear map q> from V(S) into C(f for which qj{K*) = qj{K) for K e S. U q> admits such an extension, it is clearly a valuation. The following was proved by Groemer A978). Theorem. Let q> be a function from the intersectional class S into a real vector space so that q>{0) = 0. Then the following statements are equivalent. (a) q) has an additive extension to U(S); (b) q> has a linear extension to V(S)\ (c) aiKt+ ... + a^Kl = 0 with meN, K, e S, a, e R for / = 1,..., m implies ai(p{Ki) + .. . + a„cp{K„) = 0. Using this theorem, Groemer also proved an extension theorem for valuations on JC". Let us say that the function (p from X" into a topological (Hausdorff) vector space is a-continuous if for every decreasing sequence {Ki)ieH in X" one has \m<p{K,) = <p\r\K\. Then Groemer A978) proved that every a-continuous valuation on X" (with values in some topological vector space) has an additive extension to U^X"). It seems to be unknown whether every valuation on X" has an additive extension to UiX"). A thorough study of the extension of the Euler characteristic, and of many operations over convex sets to multilinear mappings on linear spaces by replacing convex sets by their characteristic functions was made by Przeslaw- ski A988). Minkowski additivity and full additivity. Theorem 3.4.13 was first formulated in McMullen & Schneider [40], Theorem E.20). It generalizes earlier results of Sallee A966), Malii A971) and Spiegel A976b) referring to special cases. For certain additive functions on 'J)" satisfying additional assumptions one can deduce Minkowski additivity; see Spiegel A976a) and §10 of McMullen & Schneider [40].
182 Minkowski addition 9. An identity for polytopes. An Euler-type relation (see Note 6) is satisfied, in particular, by the support function. It P e^" and m e E", then ti-iy S h(F,u) = -h(p,-u), as proved by Shephard A968c). This can be written as an identity for Minkowski sums, namely 2idimF 2>(limF where the sums extend over all faces of P of respectively even and odd dimensions (including 0 and n). 3.5. Zonoids and other classes of convex bodies At the end of Section 3.3 we introduced the notion of an M-class of convex bodies. In some sense the simplest non-trivial M-class is that generated by the segments; it is also the smallest non-trivial affine- invariant M-class. Its elements are called zonoids. Thus a zonoid in E" is a convex body that can be approximated by finite sums of line segments. From the viewpoint of Minkowski addition, the zonoids are generated in a particularly simple way and deserve, therefore, special attention. It turns out that zonoids appear in several different contexts. Here we collect some basic remarks on zonoids, and we also consider a more general concept. A Minkowski sum of (finitely many) segments is called a zonotope. Thus a zonotope in E" is a polytope of the form Z = Sy + .. . + Sk with A: e f^ and segments Si, . . . , 5^. After applying suitable translations to the 5, (which results in one translation applied to Z) we may assume that each Sj has its centre at the origin; hence Z is centrally symmetric. Let M e 5""'. By Theorem 1.7.5, FiZ, u) = FiSi, u) + ... + FiSk, u), hence each face of a zonotope is itself a zonotope and, in particular, is centrally symmetric. This fact characterizes zonotopes: Theorem 3.5.1, A convex polytope is a zonotope if and only if all its two-dimensional faces are centrally symmetric. Proof. Only the sufficiency has to be proved. Let P e ^P" be a polytope of dimension at least two all of whose 2-faces are centrally symmetric. Let S be an edge of P, and let u e S"~^ be orthogonal to 5. By /T we denote the orthogonal projection from P on to a hyperplane orthogonal to S. Let p be a vertex of FIFiP, u). In the polytope FIP we can find an edge path (£i, . . . , E„) connecting the vertex 775 with p. The set /T"^(£,) is a 2-face of P and hence centrally symmetric and has.
3.5 Zonoids and other classes of convex bodies 183 therefore, an edge 5' =t= 5 that is a translate of S. The projections of S and S' under /T are the endpoints of f]. Applying the same argument to £2. and so on, we deduce that i7~'(p) is a translate of S. Thus the face F{P, u) contains a translate of S. Since u ± S was arbitrary, it follows from Theorem 3.2.8 that 5 is a summand of P, hence P = S+ P' with a polytope P'. Since F(P, u) = F(S, u) + F{P', u) for Me5"~', it is clear that each 2-face of P' is centrally symmetric and that P' has no edge parallel to S. Repeating the argument, we conclude after finitely many steps that P is a sum of segments. ■ If P = S + P' with a segment 5, then each support set F(^P, u) with u e 5""' orthogonal to S contains a translate of S. The union of all these sets f (P, w) makes up a 'zone' in the boundary of P; this explains the name 'zonotope'. If Z = Si + . . . + Sk with Sj = conv{a,u,-, -a/U,} where u,- e 5""' and a, > 0 for i = 1, .. . , A:, then the support function of the zonotope Z is given by KZ, -) = 2«i\<-''^i)l C-5.1) 1=1 Conversely, a convex body Z with such a support function is a zonotope with centre at the origin. By definition, a zonoid in E" is a convex body that can be approximated, in the Hausdorff metric, by a sequence of zonotopes. Thus each zonoid has a centre of symmetry. The representation C.5.1) is generalized as follows. By a signed measure (a measure) on 5""' we understand a real-valued a-additive (and non-negative) function on the a-algebra 3E""') of Borel subsets of 5""'. A signed measure on 5""' and a function on 5""' are called even if they are invariant under reflection in the origin. Theorem 3.5.2. A convex body K e X" is a zonoid with centre at o if and only if its support function can be represented in the form h{K, X) = \^J{x, y)| dp(i;) for x e E" C.5,2) with some even measure p on S' n-l Proof Suppose that C.5.2) holds. For k eN we decompose S"'^ into finitely many nonempty Borel sets 4*,. .. , Ai^^k) of diameter less than l/k and choose vf e Af. Then lim S \{x, oh\p(M) = ij{x, o)\dp(v),
184 Minkowski addition uniformly for x e S"~^. Hence, the zonotopes Z/, defined by m(k) i=l satisfy h{Zk, •)-* H^y ') and thus Z^-* K for A:-* oo. By definition, K is a zonoid. For the converse, observe that C.5.1) can also be written in the form C.5.2), with an even measure p concentrated in finitely many points. Hence, we may assume that h{Z,, ■)- lj{-,o)\dp,iu) C.5.3) with an even measure pk on 5""' (A: e N) and that Zk-* K for A:-* <». Integrating C.5.3) over 5""' and using Fubini's theorem, we obtain l„.MZk, u)d^"-\u) = c(n)p,E"-'). Since the left-hand side converges for k-^<x>, the sequence {Pk{S"~^))kef<j is bounded. In the space of signed measures on 5""' with the total variation norm, which can be identified with the dual space of C{S"~^), bounded sets are relatively weak*-compact. Hence, some subsequence (Pk)ieN is weak*-convergent to a signed measure p, necessarily an even measure, and we get hiK, x) = Mm h{Zk,, x) = lim \Ux, v}\dpk.{v) = \^J{x,u}\<ip{u) for each x e E". If the support function of a zonoid K with centre at the origin is represented in the form C.5.2) with an even measure p, we say that p is the generating measure of K. The next theorem shows that in fact this generating measure is unique. It also shows that a representation of the form C.5.2) with a signed measure p is always possible if K is centrally symmetric with respect to o and has a support function that is sufficiently often differentiable. Theorem3.5.3. If p is an even signed measure on S"~^ with J^„_,Km, i;)|dp<i)) = 0 forueS"-' C.5.4) then p = 0. If G is an even real function on 5""' of differentiability class C*, where k^ n + 2 is even, there exists an even continuous function g on 5""' such that
3.S Zonoids and other classes of convex bodies 18S G(") = L,-,K"' v)\giv)d7r."-\u) C.5.5) for Me5""'. Proof. We use spherical harmonics and refer to the Appendix for some of the details. In the following, all integrations without specified domain are over 5""'. Let Y„ by a spherical harmonic of order m on S"~^. The Funk-Hecke theorem yields j\{u, o)\Y„io)d'?()"-\o) = A„y„(M) C.5.6) with (_'t\m (n-\)/2 f^ /d\'" '" 2'"-'r(/w + (n - l)/2) J-i' ' [dtj ^ ^ = -^^-r ; ^ r- for even m C.5.7) 2'"-2r(/w/2)r((/w + n + l)/2) ^ ' and A„ = 0 for odd m. If now C.5.4) holds, we have = k„JY„(^v)dp{v) and hence jy„(i;)dp(i;) = 0. For even m this holds since X„ =t= 0, and for odd m it holds since Y„ is odd and p is even. From the completeness of the system of spherical harmonics it now follows that p = 0. Now let G satisfy the assumptions of the theorem. To solve the integral equation C.5.5), we develop G into a series of spherical harmonics: G~- 2y„ with Y„ := 7T„G. m=0 If the series 8(.v) := S ^m'Y„iv) C,5.8) m=0 m even converges uniformly on S"~^, the continuous function g solves C.5.5), by C.5.6). For the uniform convergence of C.5.8), it is sufficient to prove that
186 Minkowski addition ||A;'y„|| = Oim-'). C.5.9) Now from C.5-7) we get, using StirHng's formula, that \X-J\ = 0(/w<"+2)/2) C.5.10) for even m-^^. By Appendix equation (A.12), to which we refer for the notation. \Y I S I ■• mil = CO„ 1/2 mll2' From Appendix equation (A.l), Oi„ 1/2 = 0(//l("-2)/2). C.5.11) C.5.12) It remains to estimate ||ym||2- Let {Ym,)^^"''"^ be an orthonormal basis of S"" (m e f^o). and put a„j := (G, Y„j), so that N(n,m) IV l|2 I^mll2 N(n.m) = (G, Y„) = 2 «m; =: «m- /=1 Using ^^Y„ =-mim +n-2)Y„ and applying Green's formula (/, Asg) = (As/, g) on the sphere k/2 times, we get ai = (G, Y„) = -1 m(m + n — 2) k/2 (A|/'G, y„) for m>0. Writing b„i := (a|/'G, y„y), N(n,m) fei:= E bi,-=\\n„M^G\\i we deduce, using the Cauchy-Schwarz inequality, that flm = m By the Parseval relation. Sfei = ||As*^G||^<-, m=0 hence |a„| = o(/«"*). This, together with C.5.10), C.5.11) and C.5.12) yields C.5.9), which completes the proof. ■ Remark3.5.4. For n =2, the solution of the integral equation C.5.5) can easily be given explicitly. It is convenient to write the argument of G as an angle. If G: [0,2n-] -» R is a periodic function of class C^, then
3.5 Zonoids and other classes of convex bodies 187 Ci<p) = \ j/|cos(<p - v)| g|v - y) + G"(v - y)]dV, as one may check by partial integration. The existence part of Theorem 3.5.3 is a motivation for considering also convex bodies K eJC" whose support function can be represented in the form h(^K,u) = j^J{u,o)\dpiv) with an even signed measure p. Such a body K and each of its translates is called a generalized zonoid. First, information on these bodies is obtained from the following lemma, showing that each support set of a generalized zonoid is itself a generalized zonoid. For e e 5""' we write Qe ■■= {v e S"-^\{e,v) > 0}, 0),:= {v e S''-'\{e, o) =0}, and for K eJC" v/e abbreviate the support set F(K,e) by K^. Lemma3.5.5. If the support function of the convex body K e DC" is given by hiK, u) = j^Jiu, o}\dp(v) for uel" with an even signed measure p, then, for e e 5""', hiK„ u) = f Km, v)\dp(v) + {ve, u) for u e E", where Ve = 2 J^udp(u). Proof Theorem 1.7.2 tells us that h{K,, u) = h'^ie; u) = \imX-^[hiK, e + Xu) - h^K, e)]. The assertion of the lemma is true for u = ±e, because h(^Ke, ±e) = ±h{K, e); hence we may assume that u and e are linearly independent. Put A B C = {ue 5"-'Ke, u) > 0, <e + Am, u) > 0}, = {u e 5"-'Ke, u)^0, <e + Am, u) > 0}, = {u e 5"-'Ke, v) > 0, <e + Am, v) ^ 0}.
188 Minkowski addition Then Qe+Xu = A U B and Qg = A U C, and we obtain hiKe, u) = limA-' [£„.J<e + Am, u)\Mo) - lj\(e, o)\Mo) = 21imA-' |j^^^<e + Am, v) Mo) - j^^.^^e, v) df^v) = 21imA-' U{e. u) dp{u) - j^{e, o) Mio) where all limits refer to AjO. For u e fi we have |(ee,u)| ^cA with a constant c independent of A. Writing B' := {v e 5"-'Ke, u) < 0, <e + Am, v) :> 0}, we obtain A-'j^<e, i))dp(i;) = |a-i j^,<e. t'>dp(o) ^ c|p|(fi'). where |p| denotes the total variation measure of ip. Since (in the set-theoretic sense) lim fi' = 0, we have lim|p|(fi') = 0, hence lim A"'I {e, v)dp(v) = 0. J B From lim C = 0 we similarly find limA-^J (e, v) dp{v) = 0. Further, lim A = Qg and limfi = D := {v e S"-^\{e, v) = 0, <m, v>) > 0}. This yields h(Ke, M) = 2J^<M, U}dp{u) + 2J^<M, U}.dp(v) = 2/m, j„i'dp(i))\ + £ Km, i))|<dp(i;), which completes the proof of the lemma. ■ Corollary 3.5.6. Each support set of a generalized zzonoid is itself a generalized zonoid and is, in particular, centrally symmetric. Each
3.5 Zonoids and other classes of convex bodies 189 support set of a zonoid is a summand of the zonoid. A polytope is a generalized zonoid only if it is a zonotope. In the set of centrally symmetric convex bodies in E", the class of generalized zonoids is dense but not closed, and the class of zonoids is closed and nowhere dense. Proof If h(^K,u) = j^J{u,v)\<ip{o) with an even signed measure p, then Lemma 3.5.5 shows that h(Ke - Ve, U) = J^„.,Kw, v)\dpeiv), where Pe is the restriction of p to 0)^; hence K^ is a generalized zonoid. If p is a measure, then hiKe - Ve, U) + j^Jiu, U}\dip - PeXv) = h(^K, u). Since p- p^^O, the integral defines a support function, hence Kg is a summand of K. If the polytope P is a generalized zonoid, then each of its faces is centrally symmetric, hence P is a zonotope by Theorem 3.5.1. That the class of generalized zonoids is dense in the class of centrally symmetric convex bodies follows from Theorem 3.5.3, since the set of convex bodies with support function of class C°° is dense by Theorem 3.3.1. A convex body with a non-symmetric support set cannot be a generalized zonoid; hence the set of generalized zonoids is not closed, and the set of zonoids, which is closed by definition, is nowhere dense in the set of centrally symmetric convex bodies. ■ Generalized zonoids were obtained by extending the integral representation C.5.2) from measures to signed measures. The fact that the generalized zonoids are dense in the class of centrally symmetric convex bodies but do not exhaust this class is a reason for a further extension, namely to distributions. It was shown by Weil A976b) that for every convex body K e JC" with centre at the origin there exists an even distribution T^ on S"~^, whose domain can be extended to include the functions Km, •)!, we 5""', such that Tk(\{u, ■){) = h(K,u). The properties of the correspondence K<-^Tn and some applications were studied further by Weil A976b, 1979a). We shall not pursue this matter here. We conclude this* section with a brief look at a different type of A/-class. An M-class that has been thoroughly studied is the class of bodies of constant width. These bodies are, in a certain sense, a
190 Minkowski addition counterpart to the centrally symmetric convex bodies: A convex body is centrally symmetric if and only if its support function is essentially (that is. up to a linear function) an even function, and a body is of constant width if and only if its support function is essentially (meaning, here, up to the support function of a ball) an odd function. For the various aspects from which the bodies of constant width have been studied, we refer the reader to the comprehensive survey article of Chakerian & Groemer [31]. There is a special way of looking at bodies of constant width that readily suggests a generalization. A body of constant width can be freely turned inside a suitable cube while always touching the facets of the cube. More generally, let PCE" be a polyhedral set, that is, an n-dimensional intersection of finitely many closed halfspaces. A convex body K e X"\ is said to be a rotor of P if for each rotation p of E" there exists a translation vector f e E" such that pK + t is contained in P and touches each facet of P. Clearly the set of all rotors of a given polyhedral set is a motion invariant M-class. If it is not empty, then it contains a ball, by Theorem 3.3.2. Thus P can have a rotor only if it has an inscribed ball. If the exterior normal vectors of the facets of P are linearly independent, then obviously every convex body is a rotor of P. Leaving this trivial case aside, we ask for the polyhedral sets admitting non-spherical rotors. A complete classification is possible. Of course, if /l is a rotor of the polyhedral set F= [\H-{P,uX where the u, for i e / (a finite index set) are the exterior normal vectors of the facets of P, then K is also a rotor of P' := f]H-(P,ud whenever /' is a subset of /. Such a polyhedral set P' is said to be derived from P. The following theorem, which we quote without proof, lists all the non-trivial pairs of polyhedral sets and corresponding rotors. In the formulation of this theorem, support functions are restricted to cn-l Theorem3.5.7. Let F C E" be a polyhedral set whose facets have linearly dependent normal vectors. Suppose that K is a non-spherical rotor of P. Then one of the following assertions holds. (a) P is derived from a parallelepiped with equal distances between parallel facets; K is a body of constant width.
Notes for Section 3.5 191 (b) n = 2; P is derived from a regular k-gon with A: e {3, 4, . . .}; the Fourier coefficients a,, 6, of the support function of K are zero except for i = 0 and / = ± 1 (mod k). (c) n = 3; P is a regular tetrahedron; the support function of K is a sum of spherical harmonics of orders 0, 1, 2, 5. (d) n = 3; P is derived from a regular octahedron, but is not a tetrahedron; the support function of K is a sum of spherical harmonics of orders 0, 1, 5. (e) n = 3; P is congruent to the cone {xe E3Kx,e,)^0 for i = 1,2,3,4}, Wi here e\ ex = -^ (V6, 0, 1), ^2 = ^ (-V6, 0, 1), ^ @, V6, 1), e4 = T^@,-V6, 1) with respect to some orthonormal basis; the support function of K is a sum of spherical harmonics of orders 0, 1,4. (f) n^A\Pisa regular simplex; the support function of K is a sum of spherical harmonics of orders 0, 1, 2. Vice versa, each of the cases listed here does really occur, so that no further reduction is possible. We wish to point out that cases (c) to (f), unlike (a) and (b), describe M-classes that depend only on finitely many real parameters. References are given in Note 8 below. Notes for Section 3.5 I. Zonotopes and generalizations. The characterization of zonotopes contained in Theorem 3.5.1 must have been folklore for a long time, at least for « = 3; compare Blaschke A923), p. 250, and Coxeter A963), Section 2.8. Proofs for ^-dimensional space were given by Bolker A969) and Schneider A970a). Some results have been proved for polytopes with centrally symmetric faces of dimension greater than two. Aleksandrov A933) (see also Burckhardt 1940) proved that a polytope of dimension at least three all of whose facets have a centre of symmetry is itself centrally symmetric. As a generalization of the zonotopes, one may consider the class ^Pl of «-polytopes all of whose ^-faces are centrally symmetric, where A: e {2, ..., n). Aleksandrov's theorem implies that "PI c 7>t+i c ... c 7);; for k^2\ see also Shephard A967) for further results and McMullen A976b). McMullen A970) showed that 'PS-2 + 'Vl-x for « g 4 and proved that 'T^J for 2 S A: g « - 2 is equal to the class of ^-dimensional zonotopes.
192 Minkowski addition Various combinatorial and geometric results on zonotopes have been obtained by McMullen A971) and Shephard A974a); for a survey and further references see McMullen A979), §7. Zonotopes are also related to space-filling polytopes, that is, polytopes that tile space by translations. Every space-filling polytope in E' is a zonotope, with the additional property that every zone contains four or six facets. Coxeter A962) used this fact for a simple classification of the space-filling polytopes in E^. In higher dimensions, the space-filling zonotopes were investigated by Shephard A974b) and McMullen A975b). Hadwiger A952) proved for « = 3 and Miimer A975) proved for general n that every space-filling «-polytope is T-equidecomposable (in the sense of scissors congruence) to a cube, where T denotes the group of translations. In three-space, this property leads to a characterization of zonotopes, and, more generally: An «-polytope is T-equidecomposable to a cube if and only if it belongs to the class ^l-i defined above. This was conjectured by Hadwiger at\d proved by Miimer A977). For lattice zonotopes in E" (i.e., zonotopes whose vertices belong to the integer lattice 2"), Betke & Gritzmann A986) have proved two interesting inequalities of discrete geometry, which for general polytopes are respectively not true and unknown. Several aspects of the geometry of zonotopes are discussed in Martini A987). Some extremum problems for zonotopes were treated by Linhart A986, 1987) and Filliman A988). 2. The sum of a zonotope and an ellipsoid. For a convex body /l C E", consider the following property: (A) For each u e 5""', there exists e(u) > 0 such that the section [H(K,u)- au]r) K is centrally symmetric for 0<ar<f(M). Generalizing a classical characterization of the ellipsoid. Burton A976) proved the following remarkable result: An M-dimensional convex body K (n ^ 3) has property (A) if and only if K is the Minkowski sum of a (not necessarily ^-dimensional) zonotope and an (^-dimensional) ellipsoid. 3. The integral equation for zonoids. Proofs of Theorem 3.5.2 may be found in Bolker A969), p. 336, Schneider A970a), Lindquist A975a) and Matheron A975), p. 94. Theorem 3.5.3 goes back (at least) to Blaschke [5]. For the uniqueness part, two proofs for « = 3 and special measures appear on pp. 152 and 154-5 of that book. The general uniqueness theorem was first proved by Aleksan- drov A937b), §8, and rediscovered by Petty (l%la), Rickert (l%7a,b) and Matheron A974a) (reproduced in Matheron 1975, Section 4.5). Aleksandrov, Petty and Rickert use spherical harmonics for the uniqueness proof, while Matheron's proof is motivated by probability theory. Clearly the uniqueness assertion of Theorem 3.5.3 is equivalent to the fact that the real vector space spanned by the functions M>-»|(M,t;)|, veS"~^, is dense in the space ^■,E""') of even continuous real functions on 5""' with the maximum norm. A simple elegant proof of this fact was given by Choquet A969b, p. 53; 1969c, p. 171). Matheron A975), p. 73, had conjectured a generalization of the uniqueness assertion of Theorem 3.5.3, with the sphere replaced by Grassmannians. This was disproved by Goodey & Howard A990). The fact that the integral equation <^(") = L„-J<"' o)\g(o)d^.'-'(o), C.5.13) where G is a given even function on S"~', can be solved by means of spherical harmonics was mentioned by Blaschke [5], p. 154 (for « = 3 and
Notes for Section 3.5 193 without mentioning the necessary smoothness assumptions). The general argument given above was carried out in Schneider A967c). Geometric applications of a solution of C.5.13) appear in Chakerian A967b), Firey A967a), Petty A967) and Schneider A967c). Schneider A975c) proved a (weak) stability result for the solutions of C.5.13), namely ||g||S||G||2t, where ||-|| denotes the maximum norm and ||-||2t is a certain norm involving derivatives up to order 2k. This was used to prove the existence of zonoids, other than ellipsoids, whose polar bodies (with respect to the centre) are also zonoids. For special functions G, an explicit solution of the integral equation C.5.13) may be found. In this way (and using the uniqueness result) one can obtain explicit examples of centrally symmetric convex bodies of class C+ that are not zonoids, for instance the body K e X^ with support function given by h(K, m) = 1 + aPzde, u)) for u e 5^ where e e S^ is fixed, ^2@ = Cf^ - l)/2 denotes the second Legendre polynomial and *e [-2/5,-1/4] is a real constant (see Schneider 1970a, p. 69). Approximation problems for zonoids. By definition, a zonoid can be approximated arbitrarily closely by finite sums of segments. Interesting problems arise if one asks for the minimal number of segments necessary to reach a given degree of approximation. For a zonoid Z in E" (with centre at the origin) and for f > 0 (sufficiently small, in dependence on the cases considered below) let N(Z,e) be the smallest number N such that there is a sum P^f of N segments satisfying Z c P,v C A + e)Z. Improving a slightly weaker result of Figiel, Lindenstrauss & Milman A977), Gordon A985) showed for the ball B" that N(B\ e) g ce-^n, where c is an absolute constant. The remarkable fact here is the linear dependence of the upper bound on n. For general zonoids Z, Bourgain, Lindenstrauss & Milman A989, announced 1986) obtained results that are only slightly weaker. For r > 0 they showed that N(Z, e) S c(r)f-B+')(log«)'« with a constant c(r) depending only on r, and N(Z, e) S c(r, 6)f-<2+'>« if the zonoid Z is the unit ball of a uniformly convex norm, 6 being the degree of uniform convexity. For given n, the above bounds are not optimal in e, but here for the ball sharper estimates are known. There are constants Ci(n), depending only on n, such that ci(«)f-«"-')/<"*^' S N(B\ e) S C2(«)(f-^|logf|)<"-'W"*2>. The left-hand inequality is due to Bourgain, Lindenstrauss & Milman A989), Theorem 6.5, and the right-hand one to Bourgain & Lindenstrauss A988c). The latter authors also have similar, but in general weaker, results for arbitrary zonoids. Weaker inequalities of the above type were obtained earlier by Betke & McMullen A983) and Linhart A989). Characterizations of zonoids. Theorem 3.5.1 characterizes zonotopes in a very simple and intuitive way. An equally simple characterization of zonoids apparently does not'exist. In particular, it is not possible to characterize zonoids by a strictly local criterion. The question of such a characterization was posed repeatedly; see Blaschke A923), p. 250, Blaschke & Reidemeister
194 Minkowski addition A922), pp. 81-2 and Bolker A971). However, the following was shown by Weil A977). There exists a convex body K e X" (« S 3), arbitrarily smooth, that is not a zonoid but has the following property: For each u e 5""' there exists a zonoid Z with centre at the origin and a neighbourhood [/ of m in 5""' such that the boundaries of K and Z coincide at all points where the exterior unit normal vectors belong to U. Thus, no characterization of zonoids is possible that involves only arbitrarily small neighbourhoods of boundary points. Instead, Weil A977) proposed the following conjecture: Let K e X" be a convex body such that to any great sphere aC 5""' there exists a zonoid Z and a neighbourhood U ot a in 5""' such that the boundaries of K and Z coincide at all points where the exterior unit vector belongs to U; then K is a zonoid. Affirmative answers for even dimensions were given independently by Panina A988, 1989a,b) and Goodey & Weil A990+). It is also not possible to characterize zonoids by means of their projections: Weil A982c) constructed a convex body K e X" (n S 3) that is not a zonoid but has the property that all its projections onto hyperplanes are zonoids. An approach to characterizations of zonoids by means of a different integral representation was proposed by Ambartzumian A987). Non-trivial characterizations of zonoids are possible if systems of inequalities satisfied by support functions are taken into account. Some definitions are needed. A function /: E" —»IR is called positive definite if 2/(x,-x>,*,gO holds for all A: e N, Xj,.. . , jt^ e E". orj,..., or^ e R, and it is called conditionally positive definite if these inequalities are only assumed for X*/ = 0- The function / is of negative type if for every t>0 the function e"'^ is positive definite. A real normed vector space (V, || • ||) is called hypermetric if k for all ^ e N, jTi,..., jT/i e V and all integers a^,..., au satisfying 5)*, = 1- With these definitions, the following properties of an ^-dimensional convex body Z e 7^" with centre at the origin are equivalent: (a) Z is a zonoid; (b) /i(Z, •) is of negative type; (c) e"'"''^'* is positive definite; (d) E" with norm || • ||z = /i( Z, •) is hypermetric; (e) —h(Z, ■) is conditionally positive definite. Here the equivalence of (a) and (b) is a classical theorem due to Levy A937), §63; see also Choquet A969c), p. 173. The equivalence of (b) and (c) is trivial; for the equivalence of (c), (d) and (e) see Witsenhausen A973). Witsenhausen A978) and Assouad A980) also obtained characterizations of zonotopes among the polytopes by means of norm inequalities. 6. Relations of zonoids to other fields. 2Lonoids appear, and are useful, in various contexts. We mention briefly some of their occurrences; for more information we refer to the survey articles of Bolker A969) and Schneider & Weil [44]; we have already quoted from the latter above. A well-known theorem of Liapounoff A940) says that the range of a non-atomic E"-valued measure is compact and convex; shorter proofs are due to Halmos A948), Blackwell A951), Lindenstrauss A966) and others. It is not difficult to show that the convex bodies occurring as such ranges are precisely the zonoids; see Rickert A967b) and Bolker A969). In Banach space theory, zonoids occur as follows. Let Z C E" be a convex body with o as centre and interior point. Then ||-||2 = ;i(Z, •) defines a
Notes for Section 3.5 195 norm on E", for which the polar body Z* is the unit ball. The body Z is a zonoid if and only if the space E" with norm || • \\z is isometric to a subspace of Z-i = Z,i([0,1]) (a proof and further discussion can be found in Bolker 1969). Thus, questions about the isometric embedding of finite-dimensional Banach spaces in Z-i reduce to problems on zonoids. For instance, Bolker A969) pointed out that the space Ip (which is R" endowed with the norm defined by ||(|i,.. -, f„)|| = B,"=il§/|'')'/'') embeds in Lj isometrically if 1 = p = 2, and he conjectured that this is not the case if n = 3 and p>2. This was proved for p > 2.7 by Witsenhausen A973) and for all p > 2 by Dor A976). Bolker A969, 1971) also formulated the following question: If E is an n-dimensional Banach space (n = 3) such that E and its dual space both embed isometrically in Z-i, is E isometric to /J'? The result of Schneider A975c) mentioned in Note 3 provides counterexamples. In stochastic geometry, zonoids have proved useful as auxiliary bodies. If p is an even measure on 5""', which can be, e.g., the orientation distribution of a random hyperplane or a measure associated in some way with a stochastic process of geometric objects, one defines an associated zonoid K by means of equation C.5.2). Some parameters describing the stochastic situation can then be expressed in terms of functional of /l, so that, for instance, inequalities for convex bodies can be used to solve extremal problems of stochastic geometry. This method was initiated by Matheron A974b, 1975), who called the associated zonoid a 'Steiner compact' (for reasons that are not entirely convincing). Later applications were given by Schneider A982a,b, 1987a), Thomas A984), Wieacker A984, 1986, 1989) and Weil A988). Alexander A988) made an interesting contribution to Hilbert's fourth problem, using zonoids and generalized zonoids. In particular, the equivalence of (a) and (d) in Note 5 plays an essential role in his argument. An application of zonoids to mathematical economics may be found in Hildenbrand A981). Generalized zonoids. Lemma 3.5.5 is taken from Schneider A970a). The existence of generalized zonoids that are not zonoids motivates two questions: to characterize the even signed measure p on 5""' for which h(K, ■):= j^J{-,v)\dpiv) C.5.14) yields a support function, and to characterize the convex bodies K obtainable in this way. Aiming to answer these questions, Weil A976a) developed formulae for mixed area measures of generalized zonoids (Section 5.3). With their aid and using results from Weil A974a) he obtained the following result. For M],..., Uj e 5""' let £>,(mi, ..., My) denote the y-dimensional volume of the parallelepiped spanned by ui, ...,Uj. Further, define a partial map T: E""')""' ^5"-' by the normalized vector product. Then C.5.14) defines a support function if and only if il)^"- d(p' X &>"-/-•) go for /=1,...,«-1 (where (o denotes the normalized rotation invariant measure on 5""'). A different characterization of the signed measures p that generate convex bodies by means of C.5.14) can be obtained by considering projections. For a signed measure p on 5""' and for a y-dimensional great subsphere a, of 5""S Weil A982c) defined a projection of p onto ay such that, for any generalized zonoid K with generating measure p and any (j + l)-dimensional linear subspace £y+i of E", the orthogonal projection of K onto £y+i has the projection of p on £y+, n 5""' as its generating measure.
196 Minkowski addition He deduced, for instance, that p generates a convex body if and only if all its projections onto great circles are non-negative. Another application generalizes a convexity criterion of Lindquist A975b). Several characterizations of zonoids, generalized zonoids and centrally symmetric convex bodies, expressed in terms of inequalities involving mixed volumes, were investigated by Weil A976b, 1979a) and Goodey A977, 1984a,b) (some of the assertions in Goodey A984a,b) have to be modified; see the conections in Goodey & Weil A991)). See also Section 5.1, Note 9. Rotors. Special rotors in regular polygons were considered, often in connection with kinematic considerations, by Reuleaux A875), Meissner A909), Wunderlich A939), Goldberg A948, 1957), Schaal A963) and others. All the rotors of the regular polygons were determined by Meissner A909). Case (b) of Theorem 3.5.7 is due to Fujiwara A915); simpler proofs were given by Kameneckii A947) and Schaal A962). Meissner A918) determined the rotors of the three-dimensional regular polyhedra. Models of such rotors are shown in the survey article by Goldberg A960), who also discussed the problem of the existence of rotors in higher dimensions and for non-regular polytopes. The complete classification given in Theorem 3.5.7 is due to Schneider A971b). Since the class of rotors of a regular ^-gon depends on infinitely many parameters, it is sufficiently interesting to be the subject of extremal problems. In particular, one may ask which rotors of a given regular ^-gon have the least area. The case ^ = 4, where the Reuleaux triangle is the solution, was solved independently by Lebesgue A914) and Blaschke A915). The survey [31] (p. 67) lists several later proofs, of which the one by Chakerian A966) is especially elegant. The case ^ = 3 was settled by Fujiwara & Kakeya A917); alternative proofs were given by Weissbach A972, 1977a), see also Jaglom & Boltjanski [20]. For arbitrary k^'i, the problem was treated by Focke A969a) under special symmetry assumptions and solved completely by Klotzler A975). Some other extremal problems for rotors of regular polygons were investigated by Fujiwara & Kakeya A917), Fujiwara A919), Schaal A963), Focke A969b), Focke & Gensel A971) and Weissbach A977b). Other M-classes in the plane, more general than rotors, are made up by the so-called i7ji-curves, for which all circumscribed equiangular ^-gons have the same perimeter, or by the Pyt-curves, for which all circumscribed equiangular fc-gons are regular. These classes have been studied by Meissner A909), Jaglom & Boltjanski [20], Goldberg A966) and Weissbach A977a).
Curvature measures and quermassintegrals 4.1. Local parallel sets For a convex body K e X" and a number p>0, the Minkowski sum K + pB" is called the outer parallel body of K at distance p. According to the well-known Steiner formula (to be proved in Section 4.2), its volume can be expressed as a polynomial of degree at most n in the parameter p: V„(K + pB") = ip'|"Jw,.(A:). D.1.1) The coefficients defined by this expansion turn out to be important quantities, carrying basic geometric information on the body K. Formula D.1.1) is only a very special case of a similar expansion valid for a general Minkowski sum A,/l, -f ... + X„K„; this leads to the notion of mixed volumes and will be extensively studied in later chapters. The particular case of adding a ball deserves a separate study, as its strong dependence on the Euclidean metric results in a theory of different character and leads to a number of notions and results related to the Euclidean geometry of convex bodies. The Minkowski sum K + pB" is at the same time the set of all points of E" having distance d(K, •) from K at most p. This point of view leads naturally to the more general notion of a local parallel set: Given a subset /3C /C, we may consider the set of all points x e E" for which d{K,x) = p and for which the nearest point p^K, x) belongs to /3. Alternatively, we may prescribe a set /3c 5""' of unit vectors and then consider the set of all x eU for which d(K, x) = p and for which the unit vector u(K, x) pointing from p(^K, x) to x (see Section 1.2) belongs to /3. Restricting /3 to Borel sets, we find that the Lebesgue measure of the local parallel set thus defined is again a polynomial in the parameter 197
198 Curvature measures and quermassintegrals p. The coefficients now depend on K and /3, and as functions of the latter argument they are measures. These are the curvature or area measures studied in the present chapter. Their basic properties will be derived from corresponding properties of the local parallel sets as established in this section. Instead of treating the two types of local parallel sets separately, we consider a common generalization. We need some more notation. The product space E" x 5""' is denoted by 1. \i K & JC", & pair (x, u) e .T is called a support element of K if JT ebd/C and u is an outer unit normal vector oi K at x. In particular, if x^^"\K, then the pair {p{K,x), u{K,x)) is a support element of K. The set of all support elements of K, also called the generalized normal bundle of K, will be denoted by Nor K. For a topological space X, the a-algebra of Borel subsets of X is denoted by 3(/l). 'Measurable' without further comment means Borel measurable. Now let a convex body K eJC" and a number p> 0 be given. The outer parallel body K + pB" is abbreviated by Kp. The map /p: Kp\K-*S x>^ipiK,x),u(K,x)) is continuous and hence measurable. We may, therefore, consider the image measure Hp{K, ■) under /p of the Lebesgue measure. Thus (XpiK, •) is a finite measure on ^B), and for a Borel set r;e^B), fXp(K, rj) is the Lebesgue measure of the local parallel set MpiK, ri) := /;'(;?) = {x e E"|0 < d{K, x)^p and (p(K, x), u{K, x)) e rj}. We establish some basic properties of the map ftp: JC" x -2B)-* R. For the measure-theoretic notions and results to be used we refer, e.g., to Ash A972) and Bauer A974). By A we denote weak convergence of Borel measures. Theorem4.1.1. Let (^Kj)jef^ be a sequence in X" with Kj^ K for j-* <». Then Hp{Kj, ■) A Hp{K, ■) for j -* oo. Proof. Let r;C2 be open, and let xeMp(K,Tj) be a point with d(K,x)<p. From Lemma 1.8.9 it follows that d{Kj,x)^ d{K,x) and {p{Kj,x), u{Kj,x))^(p{K,x), u(^K,x)) for ;-*<». Hence, for almost all ; we have d{Kj,x)<p and {p{Kj,x),u{Kj,x)) ^r], thus X e Mp{Kj, ri). This shows that MJK, Ti)\bdKp C liminf Mp(A:y, rj) /■-.oo and hence that
4.1 Local parallel sets 199 g a5"(liminf Mp(/^y, rj)) ,-« gUminf5i5"(Mp(/:y, rj)) = lim'mffip(Kj, rj). This holds for all open sets rjCl. Further, we have iXp(K,F) = X"{Kp\K) = X"{Kp) - 7Cj"{K). The continuity of the volume on X" (Theorem 1.8.16) together with the continuity of Minkowski addition shows that Hpi^Kj, 2) ^ fipiK, 2) for / ^ oo. The assertion follows (see, e.g., Ash 1972, p. 196). ■ Theorem4.1.2. For each r; e 3B), the function fip(- ,t}):X"-^U is measurable. Proof In the preceding proof it was shown that Kj -* K implies liminffipi^K,, rj) ^ fip(K, t}) for open t], hence for such r; the function Hp( • ,i]) is lower semicon- tinuous and thus measurable. Let ai be the family of all sets r) ^"li{I) for which Hp{ •, r;) is measurable. We show that d is a Dynkin system. For r)x, t}^ e d with t}2 C r)i we have Mp(K, TJ2) C Mp(K, t]i) and Mp(K, TJi\T]2) = MpiK, m)\MpiK, 7J), hence IXp(,K, r){\rJ) = Hp(,K, r;,) - Hp{K, 7/2) for K ^JC", thus r]i\rJ e (d. For a sequence {,r)j)j^f^ of pairwise disjoint elements of c4. we have \ /=i / y=i for K ^JC", since jUp(/L, •) is a measure. It follows that U/LiJ?, ec^. Thus c^ is a Dynkin system that contains the open sets and, therefore, the a-algebra generated by them (Bauer 1974, p. 20). Hence ^B) C d, which was the assertion. ■ Theorem4.1.3. For each rj e 3B), the function fip{ • ,tj) is additive, that is, HpiKi U Kj, V) + Mp(/^i n K2, T,) = Hp(Ki, rj) + Hp{K2, rj) ifKi, K2, KiUK2eX".
200 Curvature measures and quermassintegrals Proof. Let Ku K2e X" be convex bodies such that /iCi U /iCj e X". By IpiK, T], ■) v/e denote the characteristic function of the set Mp(K, t]). Let JT e E" be given and suppose that y '■= p^Ky U K2, x) e Ki, without loss of generality. Then clearly p(Ki U K2,x) = p(Ki,x). Let p(/l2, x) ='■ z. Since KiU K2 is convex, there is a point a e[z, y] for which a e Kif) K2- Since y - p{Ky U K2, x), we have |>' - xj S |z - jr| and hence |a-jr|^|z-jr|. Here strict inequality is impossible; hence a = z and thus z e /C1 n /l2. It follows that p(/^,n K2, x) ^ p{K2, X). We deduce that d{Ky U K2, x) = d{K^, x), d{Ki D K2, x) = diK2, x) u{Ky U K2, x) = u{K„ x), u{Ky n K2, X) = u{K2, X), from which we get /^(A", U K2,r],x)^ If,iKi,V,x), IpiKi n K2, T), x) = lp{K2, r?, Jr). As JT was arbitrary, we conclude that lp{K,\J K2,r}, •) + Ip(Kin K2,r], •) = Ip(.Ki,rt, •) + lpiK2,V, •)■ Integration of this equality with respect to X" yields the assertion. ■ 4.2. Curvature measures and area measures We shall now show that the measure Hp(K, rf) of the local parallel set Mp{K, rj) can be expressed as a polynomial in the parameter p. First let P e X" be a polytope. For x e E"\P, the nearest point p(P, x) belongs to the relative interior of a unique face of P. For a given face F of P, the Lebesgue measure of the set Mp(P,r,)n p(P, O'^CrelintF), where r; e 7JB) and p > 0, can be computed by means of Fubini's theorem. For this, we observe that (A-^XA") n p(P, •)-HrelintF) is, up to a set of measure zero, equal to the direct sum F © iN{P, F) n pB"), where NiP, F) is the normal cone of P at F. If F is of dimension m e {0, . .. , n - 1}, we obtain
4.2 Curvature measures and area measures 201 a5"(Mp(P, T}) n p(P, ^"'(relintF)) = jp^"-'"[z e 7V(P, F)|0 < |z| ^ p, ^y, ^J e r?|da5'«(>') = /^^^""'"{'^"lO < A ^ p, M e 7V(P, F) n S"-\ (y, u) e r;}da5'"(>') where r;, := (u e 5"-'|(>', u) e r;}. Thus we arrive at = "i P"-" —^— E f 5t^"-'-'"(N(P, F) n r?,)d5t^'"(>'). „=0 n - m Fe7„{py'^ D.2.1) We define ( " " ^H„(P, r?) := S L^"-'-'"(^(P, F) n r?,)d^'"(>') D.2.2) for m = 0, . . ., n - 1, so that HpiP, V) = -l P"-'"i " ]&miP, V)- D.2.3) « m=0 \ '"/ This representation can be extended to arbitrary convex bodies: Theorem 4.2.1. For every convex body K e DC" there exist finite positive measures Q^^K, •),..., 6)„_|(/l, •) on '2B) such that, for every T} e ^B) and every p > 0, the measure Hp{K, rj) of the local parallel set Mp{K, rj) is given by fipiK, r?) = -^ S p"-'"i " ]e„(K, r,). D.2.4) « m=0 \ '"/ The mapping K >-> Q„{K, •) {from JC" into the space of Borel measures on I) is weakly continuous and additive, that is, Kj -* K implies Q„(,Kj, •) A Q„{^K, ■), and Ki, K2, K^U K2& JC implies QJ^Ky U ATz, •)^QJ,K, nK2, •) = 0„(A:„ •) + ©JATj, ■). For each rj e '3B), the function 0„{ •, rf) {from ZK." to R) is measurable.
202 Curvature measures and quermassintegrals Proof. First let P e :X" be a poly tope. Let t] e1i(U) and p > 0 be given. Writing down equation D.2.3) successively for p = 1, ..., n, we obtain a system of linear equations that can be solved for 0o(P, t]), .. ., 0„_i(P, r;). We get representations of the form n with certain constants a„k' With these constants we define n 0m(A:. •) := E«m*M*(A:. •) D.2.5) for arbitrary convex bodies K e JC". Then 0„(K, •) is a finite measure on '2B), for the moment possibly a signed one. From Theorem 4.1.1 it follows that Kj-* K (for K,, K e DC") implies Q„{Kj, •)^ Q„{K, •). Applying this to a sequence of polytopes converging to /C, we see that 0m(K, •) is a positive measure and that D.2.3) can be extended to give D.2.4). The final assertions of the theorem follow from D.2.5) and Theorems 4.1.3, 4.1.2. ■ The measure Q„{K, •) is called the mth generalized curvature measure of /C, for a reason to be explained later. Although we have defined the measure ©^(/l, •) on the whole space S, it is clearly concentrated on the set Nor/C of support elements of K: If X eMp{K,ri), then (p(/l,x), m(/l,x)) e r;n Nor/C, hence iXp{K,rj) = Hf,(K,r)n NotK) and, therefore, by D.2.5) 0„(A:, r,) = 0„(A:, r, n Nor K) D.2.6) for T] e 3B) and m = 0, ..., n - 1. The existence of a polynomial expansion of the type D.2.4) carries over to the generalized curvature measures. For p > 0 we define a map tp-. 2-* 2 by tp(x, u) ■= (x + pu, u). Then we have: Theorem4.2.2. Let K eX", t) e (B^IJ), p> 0 and m e @,.. ., n - 1}. Then Qm^Kp, tpT,) = f,p'i"']0„.i(K, ri). D.2.7) Proof. Let x^^"\Kp. There is a unique point y ^[x, p{K,x)\ Dbd/Cp. Assume that p{Kp,x)^y. Then \x-p(^Kp,x)\ <|jr->'|. Let p{K,p{Kp,x))=- z- From p(Kp,x)&bAKp and yebAKp it follows that \p(,Kp,x) - z\ = p^\y ~ p{K,x)\ and hence
4.2 Curvature measures and area measures 203 \x - z\^\x - p{Kp, x)\ + |p(/Lp, x) - z\ <k- >'l + !>' - PiK,x)\ = \x- piK,x)\, a contradiction. Hence p(Kp, x) = y. This imphes u(Kp, x) = u(K,x), d{Kp,x) = d(K,x)-p and p(Kp,x) = p(K,x) + pu(K,x). Now we obtain the disjoint decomposition Mp^x(K, ri) = Mp{K, r,) U M.^Kp, tpt,) for A > 0 and hence the equality fip+xiK, TJ) = fipi^K, TJ) + Hx{Kp, tpTj). Here we insert D.2.4) and compare the coefficients of equal powers of A to obtain the assertion D.2.7). ■ From the measures 0m{K, •), which are defined on sets of support elements, we derive two series of measures defined either on sets of boundary points or on sets of normal vectors. For m = 0, ..., n - 1 we put C„(A:, /3) := 0UK, ft X 5"-') for /3 e ^(E"), S„iK, CO) := 0„iK, E" x co) for o) e ^E""'). The measures Co{K, •),... ,C„-i(K, •) are called the curvature measures of K, and So(K, •),..., S„-i(K, •) are called the area measures of K. Observe that the curvature measures are Borel measures on E", while the area measures are Borel measures on the unit sphere S""'. For the reader's convenience, we repeat the definition of these measures by specializing formula D.2.4) to these cases. Writing Api^K, p) := {x e E"|0 < d(,K, x) ^ p and p^K, x) e /3} for /3 e '2(E") and p > 0, we have X"iApiK, /3)) = -"i p"-'"i " ]c„iK, 13), D.2.8) and with Bp(K, CO) ;= {x e E"|0 < d^K, x) ^ p and u^K, x) e co} for 0) e ^E""') we obtain ^^"(Bpi^K, CO)) = -2 p"-'"{ " ]s„iK, CO). D.2.9) It is evident that the need to introduce two distinct series of measures is a result of the fact'that a convex body can have singular boundary points and singular normal vectors. The following lemma expresses one aspect under which both types of measures are related to each other.
204 Curvature measures and quermassintegrals Lemma4.2.3. Let m € {0,. . . , n - 1}, let a)C5""' and /3CE" be closed. Then C„iK, x{K, oi) n regA:)^ 5„(A:, m) ^ C„{K, t{K, a)), S„iK, a{K, /3) n regnA:)^ C„{K, /3) ^ S„{K, a{K, /3)). Proof. Let {x,u)&lioxK be a support element of K for which X € t(/l, 0)) n reg/C; then u e N{K,x). Since jreT(/L,a)), there is a normal vector of K at x belonging to co, and this is equal to u since X eiegK. Thus w e o). This shows that ([t(/:, CO) n reg/C] x 5""') D Nor/C C (E" x o)) D Nor/C. The sets occurring here are Borel sets, since t{K,co) and Nor/C are closed and bd K\ieg K is an f ^-set. We deduce that Q„{K, {{t{K, <a) n reg/C] x 5""*) D Nor/C) ^ ©„(/:, (E" X a))n Nor/C) and hence, using D.2.6), that C„{K,T{K,oi)r\xtgK) = 0„(/^, ([t(/^, <a) n reg/^] x 5""*) D Nor/^) ^ 0„(/^, (E" X a))nNor/^) = 5„(A:, 0)). Let {x, u) e Nor /C be a support element of K for which u e o); then xe T(/i:,a)). Thus (E" X 0)) n Nor/^ C [t(/^, 0)) x 5""'] D Nor/^ and hence 5„(/^, 0)) = Q„{K, (E" X 0)) n Nor/^) ^ 0„(/^, [t(/^, 0)) X 5"-'] n Nor/^) = C„(A:, t{K, 0))). This proves the first two inequalities of the lemma. The proof of the last two is completely analogous. ■ If /l e JC" is smooth, then the spherical image map aj^ is defined on all of bd K, and t{K, <a) = a'f^^oi) for <a C 5""'. If o) is a Borel set, this shows that t{K, co) is a Borel set, since o^ is continuous. From Lemma 4.2.3 we obtain, first for closed sets and then for general co e ^E""'), C„{K, ol\co)) = C„iK, T{K, CO)) = S„iK, co). An analogous result holds for strictly convex bodies; hence we can state:
4.2 Curvature measures and area measures 205 Theorem 4.2.4. If K e JC" is smooth, then S„{K, •) is the image measure of C„{K, •) under the spherical image map o^. If K is strictly convex, then C„{K, •) is the image measure of S„{K, •) under the reverse spherical image map Tj< (m = 0, . .. , n - 1). Thus for convex bodies K that are both smooth and strictly convex there is in fact no essential difference between both types of measures, since C„(A:, /3) = S„(^K, OKiP n bd K)) for /3 e ^(E"). In the literature, curvature measures and area measures also appear with a different normalization. One defines <Pm(K, •) and Vmi^K, •) by (:) nK„.„<P„iK, ■)={ \C„iK,-), D.2.10) -(:) nK„^„W„iK, ')=\\S„(^K, ■) D.2.11) for m = 0,..., n - 1 (recall that Kj is the /-dimensional volume of the /-dimensional unit ball). It is reasonable to supplement the first definition by 4>„(K, p) := ^^"{K n /3) for /3 e ^(E"). Neither of the two nomenclatures deserves unique preference over the other. In studies related to differential geometry the €„, S„ appear more natural, while in integral geometry the 4>„, •?„ yield slightly less clumsy formulae. One advantage of the second normalization is that <PmiK, /3) depends only on K and /3 and not on the dimension of the surrounding space in which it is computed. This follows from D.2.17) below. It is clear that the properties established for the generalized curvature measures carry over to curvature measures and area measures. The functions K >-^ C„{K, •) and K >-* Sm{K, •) are weakly continuous and additive; the function C„(-,/3) is measurable for each /3e'2(E"), and 5„( • ,co) is measurable for each co e 3E""'). The following invariance and homogeneity properties are easily obtained from D.2.8), D.2.9): If g is a rigid motion of E" and go denotes the corresponding rotation, then C„igK,gP)=C„{K,p), D.2.12) SMK, goco) = S„iK, CO). D.2.13) If A > 0, then CMK,Xp) = X'"C„iK,p), D.2.14) S„iXK, CO) = X'"S„{K, CO). D.2.15)
206 Curvature measures and quermassintegrals The measure C„{K, •) is concentrated on the boundary of K, since Ap(/:,/3) = 0 if /3nbd/: = 0. It is defined locally, in the following sense: If /3C E" is open and if Ki, K2 e J^" are such that /C, D /3 = K2 n /3, then C„(/:,, /3') = C„(K2, /3') for every Borel set /3' C /3. This follows from the observation that p(Ki, x) e /3 (i = 1 or 2) for an open set p, together with /C, D/3 =/l2 n/3, implies p(Ki,x)= p(K2,x), hence ApiKi, /3') = Ap(K2, P') for /3' C /3. The assertion then follows from D.2.8). Also, the measure S„{K, •) is defined locally, which is now meant in the following sense. If we 7i(S"~^) (not necessarily open in this case) and if K^,K2^X" are such that t(/li, o)) = t(/l2, o)), then S„(Ki,co)= S„{K2,co). In fact, the local parallel set Bp(Ki,co) depends only on the reverse spherical image t(/l,, co). Finally we remark that, for area measures, formula D.2.7) takes the simple form =tAl) S„iKp, 0)) = 2.P' . \Srn-iiK, 0)) D.2.16) y=o \7 / for we'2E"'') and p>0. We turn to the consideration of special cases where the curvature and area measures can be given a more direct and intuitive intepretation. First let P e X" be a polytope. From D.2.2), D.2.10) and the definition of the external angle y{F, P) (see Section 2.4) we obtain ^m{P,P)= E y(f, P) 5K'"(f n/3) D.2.17) for /3 e 3(E") and m = Q,. . . ,n. Since y{F, P) depends only on P and F, as remarked in Section 2.4, we see that <Pm(P, /3) does not depend on the dimension of the surrounding space, that is, it can be computed in any affine subspace containing P. Similarly we get ^.(P,„,= 2 ^-I^ZMf^QHii!) ^.(„ D.2.18) for CO e ^E""') and m = 0, . . . , n - 1. If K is of class C+, then a comparison of B.5.31) with D.2.8) and D.2.9) shows that C„(A:, /3) = J^^^^^//„_,_„d5r.'-', D.2.19) S„(K,a})= I s„<iX''-' D.2.20) JO) for /3 € ':?(£"), CO e ^E""'), m = 0,.. ., n - 1 (first for open sets /3, co, but then for Borel sets, since both sides of D.2.19) and D.2.20) are measures in respectively /3 and co). Formula D.2.19) is, of course, the reason for the name 'curvature measure'. These measures replace, for general convex bodies, the
4.2 Curvature measures and area measures 207 elementary symmetric functions of the principal curvatures that can be defined in the C^ case. Similarly, the measures S„(K, •) replace the elementary symmetric functions of the principal radii of curvature (as functions on the spherical image). The name 'area measures' for this series of measures comes from the fact that 5„_,(/l , co) is the area of the reverse spherical image of K at co (see D.2.24) below for the general case) and that S„(K, co) can be obtained from this by means of the Steiner-type formula 5„_,(A:p, •)= "ip"~'""i"~ %m(.K, •), m=0 \ '" / which is a special case of D.2.16). S„{K, •) is also called the area measure of order m. We return to general convex bodies and establish the intuitive meaning of the measures C„, S„ in the extreme cases m = 0 and n - 1, whereby we shall show that they are, in fact, suitable Hausdorff measures. Theorem4.2.S. Let K e X", p e S(E") and we ^E""'). Then CoiK, 13) = X"-\aiK, /3)), D.2.21) 5o(/^,a))= ^"-'@)). D.2.22) If K is n-dimensional, then C„.iiK, p) = ^"-'(/3 n bd K), D.2.23) S„.i(K, CD) = ?Cj"-\t(^K, co)). D.2.24) Proof. First we remark that the formulae are valid if /C is a polytope, as follows from D.2.17) and D.2.18). For K eX" andpe ^(E""') we define KiK, p) := X"-\a(^K, p)). By Lemma 2.2.10, o{K, P) is a Lebesgue measurable subset of S"~^. In the proof of that lemma it was shown that /3i n /32 = 0 implies that X"'\oiK, pi) n oiK, p2)) = 0. Since 70"''^, restricted to the Lebesgue measurable subsets of 5""', is a-additive, it follows that k{K, •) is a measure on 2(E"). Let {Kj)j^fi be a sequence in X" converging to a convex body K. We take an open set /3C E" and assume that u e o{K, P) D regn K. There is a unique point xeF{K,u); it belongs to p. For /e(^ choose Xj e F(Kj, u). Any accumulation point y of the sequence {Xj)i^fq belongs to K and lies in H(K, u), hence y = x. Thus Xj^x for ;-♦<» and, therefore, Xj e P and u e o(Kj, p) for almost all /. This shows that
208 Curvature measures and querraassintegrals o(K, /3) n regnK C \\min{o{Kj, /3), and in view of Theorem 2.2.9 we deduce KiK, /3) = ?Cj"-\a(K, /3) D regn A") ^5!5"-'(liminf(T(/:y, /3)) ^liminfa5"-'(a(/^y,/3)) = liminfjc(/:y,/3). y-oo Since this holds for all open sets /3cE" and since k(Kj,^") = 5i5"~'E"~*) = k(/l, E"), we have proved the weak convergence KiKj, ■)^k{K, •). Now the equality ic(K, •) = Cq^K, •) follows immediately if K is approximated by a sequence of polytopes, since it is true for polytopes and both sides are weakly continuous. This proves D.2.21). Equality D.2.22) holds since it is true for polytopes and So(K, •) depends weakly continuously on K. For the proof of D.2.23) we put T}(K,p) := X"-\pnbdK) for K e JCq and /3e'2(E"). Then r](K, •) is a measure, and as above it suffices to prove that Kj-* K (for Kj,KeXS) implies We may suppose that o € int /C. Define (p: E"\{o} ^ 5"-' by cpix) := -^. \x\ Let p(K, •) be the radial function of K (see Section 1.7) so that, for y e 5""', the point p(K,y)y is in the boundary of K. By n(K,y) we denote an arbitrary outer unit normal vector of K at this point. Theorem 2.2.4 tells us that n(K,y) is unique for 35"~'-almost all >' e 5""'. We can now write r]{K,p) as the integral r){K,^)^\ ,^^'/J" .X d^"-^^). D.2.25) "• ' ^' Ji>{pr\b<SK) {y, n{K, y)) ^^' ^ This can be proved with the aid of Theorem 3.2.3 in Federer A969). If now the sequence {Kj)j^^ of convex bodies converges to K, we may assume that oeint/Cy for all /. We have p^Kj, •)-*p{K, •), n{Kj, ■)-*n{K, ■) almost everywhere on 5""', and the functions ( ■ ,n{Kj, ■)) are bounded from below by a positive constant. Using Fatou's lemma and the bounded convergence theorem, it is now easy to see that r){Kj, •)Ar;(A:, •) for /-*<». This completes the proof of D.2.23).
4.2 Curvature measures and area measures 209 For the proof of D.2.24) we put FiK, 0)) := ^"-\t(^K, (!))) for KeJCo and we^E""'). Again we may assume that oeint/C. From Lemma 2.2.11 we know that q>{T{K,co)) is Lebesgue measurable on S"~\ If 0), n ft>2 = 0, then ^"-\t(K, 0),) n t(K, 0J)) = 0, as a consequence of Theorem 2.2.4. We deduce that F(K, •) is a measure on '2E""'), and from D.2.25) we have FiK, CO) = f P(A:,y)"~' d5K''-'(>'). *■ ■' )>p{T(K,<o)) {y, niK,y)) ^^' As above, this can be used to show that Kj-* K (with K e JCq) implies F{Kj, •)-^F(K, ■) for /-*<». Using this, D.2.24) is extended from polytopes to general convex bodies. ■ If the body K eJC" is of dimension less than n, it is easy to see (e.g., from D.2.8), D.2.9)) how the equations D.2.23), D.2.24) have to be modified: If dim K = n - I, then S„-i(K, 0)) = 2X''-\K), 7C>"-\K), or 0, according to whether both, one, or none of the unit normal vectors of the affine hull of K belongs to ot. If dimK<n-\, then C„_,(/l, /3) = 0 = 5„_,(/l, oi) (so that D.2.23), D.2.24) are true again). Next we consider the total curvature measures Q„{K, I) = C„{K, E") = S„{K, 5"-'), for which special notation is common. These functional were in use long before the curvature measures. The traditional notation is Wi{K) := - Qn-i{K, 2) n for I = 1,.. ., n, and Wo(/l) •= V„{K), the volume of K. The functions W(i,. . ., W„ are called the Minkowski junctionals or quermass- integrals. The latter term comes from the German 'QuermaB', which can be the measure of either a cross-section or a projection. The reason for this terminology will be clear when certain integral-geometric interpretations of the functions W, have been obtained in Section 4.5. We denote the total values of the renormalized curvature measures by V„(^K) := *„(A:, E") = W„iK, 5"-'), so that
210 Curvature measures and quermassintegrals =(:)- Kr,-„V„iK) = I ^ \W„.„(K) D.2.26) for m = 0, ... ,n. McMullen A975a) proposed that V„(K) should be called the intrinsic m-volume of K since, if K is m-dimensional, then V„(K) is the ordinary m-dimensional volume of K. In order to illustrate the meaning of quermassintegrals, we recall some of the earlier formulae for this special case. The representation v„{K + pB") - Sp'" w,(a:) = 2p'-'ic„_,v,(a:), D.2.27) 1=1 \' / 1=1 a very special case of D.2.4), is the classical Steiner formula, by which quermassintegrals and intrinsic volumes can be defined. If K is of class C\, then ^iK) = -^ J^^^H,-,d5K"-' D.2.28) W,.(A:)=-^/^„.,5,-,d5K"-' D.2.29) for / = 1, ... , n. If P is a polytope, then Vnr{P)= E y{F,POC>'"{F) D.2.30) for m = 0, ...,n. For general convex bodies, we list the following special cases: Wo = V„, the volume; riWx = 2K„_,, the surface area; — W„_, = -^^ K,, the mean width (formula E.3.12)); «■« ft>„ — W„ = Ko = 1> the Euler characteristic. Because of D.2.28), riW2{K) is sometimes called the integral of the mean curvature (even if K is not of class C+). As a function on JC", the quermassintegral W, is rigid motion invariant, additive and continuous. This follows from the corresponding properties of the curvature measures; the continuity is clear from D.2.27) and from the continuity of both the volume functional and Minkowski addition. The following celebrated result shows that these properties are sufficient to characterize the linear combinations of q uermassintegrals. Theorem 4.2.6 (Hadwiger). // (p-.JC-^U. is a function that is invariant under rigid motions, additive and continuous, then
Notes for Section 4.2 211 (=0 for K e JC", where cq, . • • , c„ are real constants. There is a counterpart to Theorem 4.2.6 with continuity replaced by monotoneity. The quermassintegrals are monotone (or increasing), that is, K C L implies W,(/l) ^ W,(L). This will become clear later, either by means of the integral-geometric interpretation (Section 4.5) of the W, or from their interpretation as mixed volumes (Chapter 5). Theorem4.2.7 (Hadwiger). // q>:X"^U is a function that is invariant under rigid motions, additive and monotone, then n cpiK) = Ec,W,(A:) (=0 for K e X", where cq, . . . , c„ are non-negative real constants. Both theorems characterize the series of quermassintegrals by simple and natural properties and thus illustrate the importance and basic character of these functionals. The only known proof of these two theorems is the original one given by Hadwiger. It requires some results from the dissection theory of polytopes and would not fit well into our present context. We refer the reader to the book of Hadwiger [18]. A result of McMullen A977; see also [40], Theorem A1.5)) permits us to deduce Theorem 4.2.7 from Theorem 4.2.6. Notes for Section 4.2 The Steiner formula. The Steiner formula goes back to Steiner A840b), who derived it in E^ and E', for polytopes and surfaces of class C^. For general convex bodies in E", this formula is just a special case of more general expansion formulae for mixed volumes (see Chapter 5). For the volume of the 'tube' around a smooth submanifold of Euclidean or spherical space, Weyl A939) derived a similar expansion, now called 'Weyl's tube formula'. The essential point here is that the coefficients can be expressed in terms of the Riemann curvature tensor of the submanifold and thus depend only on its intrinsic metric. Counterparts to the original Steiner formula in spaces of constant curvature were treated by Herglotz A943), Vidal Abascal A947), Allendoerfer A948) and Santal6 A950). The extension of Weyl's tube formula to general Riemannian spaces was studied by Gray & Vanhecke A981); see also Gray A990). Hadwiger A945, 1946a,b,c) used integral- geometric methods to obtain Steiner-type formulae for certain non-convex domains also. Other analogues, partly in the form of inequalities, are due to Hadwiger A946d), Ohmann A955b), Sz.-Nagy A959), Makai A959) and P. Meyer A977).
212 Curvature measures and quermassintegrals 2. Steiner formulae for Minkowski subtraction. A special case of D.2.16) is the system of Steiner formulae for the quermassintegrals, that is, W,(K + pB") = iVi" T ^]w,.i(K) .=0 \ ' / for K e X", p^O and p = 0,...,«. If B" is a summand of K, then it is not difficult to see that W,(K ~ pB") = 2i-p)i" T ^)wp,,(^) D.2.31) for 0 = p= 1 and for p = 0,..., n. This was pointed out (in a more general form, with B" replaced by an arbitrary convex body and with the quermassintegrals replaced by corresponding mixed volumes) by Matheron A978b). He showed, conversely, that the validity of D.2.31) for p e @,1) and p = 0,..., n implies that B" is a summand of K. He conjectured that this is already true if D.2.31) holds for p e @,1) and p = 0 (the case of the volume); he proved this for « = 2. 3. Sets of positive reach. A natural common generalization of convex sets and of smooth submanifolds, for which local parallel sets can be defined in such a way that their measure has a polynomial expansion, yielding a Steiner formula, are the sets of positive reach. A compact set A CE" is said to be of positive reach if there exists a number p> 0 such that, for each point * e E" whose distance from A is less than p, there is a unique point in A that is nearest to x. For sets A of positive reach, Federer A959) introduced the curvature measures 'P„,(A, •). He made an extensive study and proved many of the relevant results which, in this book, are considered only for convex bodies. For extensions of the curvature measures to other classes of sets, see Section 4.4 and the notes therein. 4. The simpler introduction of the curvature measures for the case of convex bodies and the derivation of their properties, as presented here, is taken from Schneider A978a). For the area measures (which are related to the theory of mixed volumes, see Chapter 5), one should see the beautiful paper by Fenchel & lessen A938). The generalized measures on sets of support elements appear in Schneider A979a). 5. Differentiation of curvature measures. Let K e X" be a convex body of class C+. If jic e bd/l and (/3,),gi^ is a sequence of Borel subsets of bdK with positive measure and shrinking to x, then it follows from D.2.19) that hm = H„-i-„(x). -« 5f5"-'(/3,) One may ask whether this relation holds true for a general convex body K if Jic is a normal point (see Section 2.5), so that H„-i-„(x) is defined. Under certain (not too restrictive) assumptions on the sequence (A')i6N this can, in fact, be proved; see Aleksandrov A939c) for m = 0 and Schneider A979a) for m = 0, ...,«- 1. 6. Integral and current representation of Federer's curvature measures. In a paper under this title, ZShle A986a) defined (for sets of positive reach) principal curvatures as functions on the unit normal bundle and expressed the curvature measures as ;^;''"'-integrals of elementary symmetric functions of such curvatures over the unit normal bundle. She also interpreted these integrals as values of associated rectifiable currents on specially chosen differential forms. This work was continued in Zahle A987a). (See also the notes for Section 4.4.) 7. Arguments leading to special cases of Theorem 4.2.5 can be found at several
Notes for Section 4.2 213 places in the work of Aleksandrov A937a, §1, 1939b, 1939c, §6, [1], Chapter V, §2). 8. Valuations on X". The important theorems 4.2.6 and 4.2.7 of Hadwiger characterize the linear combinations of quermassintegrals as the only valuations on X" that are rigid motion invariant and either continuous or monotone. These theorems were one of the starting points for a series of investigations on general valuations on the space of convex bodies or subspaces thereof, aiming at establishing general properties as well as characterization and classification results. We refer the reader to the survey given by McMullen & Schneider [40], in particular to Chapter IV. More recent contributions are due to Spiegel A982), Goodey & Weil A984), Betke & Goodey A984) (this paper contains a mistake, see Goodey & Weil A991)), Betke & Kneser A985) and McMullen A990). 9. Axiomatic characterizations of curvature measures and area measures. Linear combinations of curvature measures or of area measures can be characterized by some of their properties in a manner analogous to Hadwiger's theorem 4.2.6. Theorem. Let q) be a map from X" into the set of finite Borel measures on E" satisfying the following conditions (where (p{K)(p) is written as qj{K, p)). (a) q) is rigid motion invariant, that is, q>(gK, gp) = q>{K, p) for K e X", P e '3(E") and every rigid motion ^ of E". (b) q> is additive. (c) q> is weakly continuous, that is, Kj^*K in X" implies (p{Kj, •) (d) q> is defined locally, which means: If pCE" is open and K H P = Lnp, then <p{K, p') = <p(L, P') for every Borel set P' C p. Under these assumptions, there are non-negative real constants cy,..., c„ such that „ (p(K, p) = 'Zc><P.(K, p) ioT K eX" andperBil"). This theorem was proved by Schneider A978a). It gives a partial answer to a question of Federer A959, Remark 5.17), who had asked for a characterization, similar to Hadwiger's characterization theorem for quermassintegrals, of his curvature measures on sets of positive reach. A similar result for area measures was obtained by Schneider A975e): Theorem. Let i/* be a map from X" into the set of finite signed Borel measures on 5""' satisfying the following conditions (where t{;{K)((o) is written as if'iK, (o)). (a) V is rigid motion invariant, that is, y{gli, goto) = y{li, (o) for K e X", we ^E""') and every rigid motion g of E", where ^o denotes the rotation corresponding to g. (b) V is additive. (c) V is weakly continuous. (d) V is defined locally, which means: If we7jE""') and r(K,(o) = r(L, (o), then V</l , (o) = \f{L, w). Under these assumptions, there are real constants Cq, .. ., c„_i such that n-l V<A:, w) = 'Zcirl>,{K,(o) 1=0 for K eX" and we •5?E"-'). A far-reaching generalization of these theorems was proved by Zahle A990).
214 Curvature measures and quermassintegrals 4.3. The area measure of order one The area measure Sm(K, •) of order m, for a convex body K, is a special case of the mixed area measure to be treated in Section 5.1 and is, therefore, closely related to the theory of mixed volumes. The area measure of order one, however, exhibits some special features; this suggests a separate treatment that is independent of mixed volumes. The essential special property of 5i is its Minkowski linearity, that is, the equality Si{kK + nL, •) = kSi(K, •) + nSi{L, •) D.3.1) ioT K, L € X" and A, n^O. For convex bodies of class C\ this follows from D.2.20) and the linearity of Si, which is evident from B.5.19); the general case is then obtained by approximation, using the weak continuity of the area measures. In view of D.3.1), the area measure Si is closer to Chapter 3 than to Chapters 5 and 6 and will, therefore, be considered briefly in the present section. First we show that Sii^K, •) determines K uniquely up to a translation. It appears that the shortest proof of this is the one using spherical harmonics. Theorem4.3.1. If K, L e X" are convex bodies with 5i(/l, •) = 5i(L, •), then K and L are translates of each other. Proof. Let ¥„ be a spherical harmonic of degree m. First let K be of class C\. Then it follows from D.2.20) and B.5.23) that /^„.7„(u)d5,(A:, u) = l„.Jn.{^h^ + -^ AshK^do, where o denotes spherical Lebesgue measure on 5""'. Using Green's formula (¥„, Ash^) = (AsY„, h^) and AsY„ =-m(m + n-2)Y„ (Appendix equation (A.2)), we obtain l„_Jrn(.u)dSi(K, u) = k„_„j^^_^h^Y„da D.3.2) with a real number X„„ satisfying X„„ ^0 tor m^l. By approximation, D.3.2) extends to arbitrary convex bodies. The assumption of the theorem now yields K.n.j^U^'K - hL)Y„do = 0. Since m e {0,1, . . .} was arbitrary, it follows from the completeness of the system of spherical harmonics that h^ - hi is a spherical harmonic of degree 1, hence hf^ - hi = {• ,t) with f € E". This is equivalent to K = L + t. ■
4.3 The area measure of order one 215 In the plane, the uniqueness result holds even locally. This is not surprising, in view of equation B.5.22) which is valid in the C+ case. To formulate the general case, we understand by an open convex arc a nonempty, relatively open and connected proper subset C of the boundary of a convex body K e ^o; we also assume that C is not contained in a line. The spherical image a{K,C) of K at C depends only on C; it is called the spherical image of C and denoted by a^. The definition of the measure Sy can be extended to open convex arcs by putting Si(,C, 0)) .= X\t{K, 0)) n C) for Borel sets <aC Oq, in agreement with D.2.24). We call 5i(C, •) the length measure of C. Theorem 4.3.2. Assume that C, C C E^ are open convex arcs such that Oc = Oc, this set is contained in a closed semicircle of 5', and •^i(C, • ) = 5i(C', •). Then C and C are translates of each other. Proof. The open convex arc C has two well-defined endpoints (not belonging to it), say x and y. Let C be the image of C under reflection in the point (x + y)/2. Since Oc is contained in a semicircle of 5', it is easy to see that CD CU {x,y} is the boundary of a convex body, say K. Let K' be constructed from C in the same way. Then Si{K, co) = Si{K', co) if 0) is a Borel subset of Oc or of its reflection Oc in the origin, and Si(K, co) = 0 = Si{K',co) if o) is a Borel subset of 5^((TcUac). Thus Si(K, ') = Si(K', •), from which we deduce that K' is a translate of K. It is then clear that C must be a translate of C. Here the following has to be observed. If, say, x is the endpoint of a segment S contained in C, with outer unit normal vector u, then u € Oc, u is an endpoint of Oc and 5i(C, {«}) is the length of S. It follows that C contains a parallel segment of the same length. ■ Clearly, Theorem 4.3.2 can also be applied to open convex arcs having spherical images not contained in a semicircle, by covering a given arc with smaller arcs and applying the theorem to each of these. In the plane, one also has an existence theorem for convex bodies with prescribed measure Sf. Theorem 4.3.3. Let (pbe a measure on S' satisfying £,"<1<P(") = o. Then there exists a convex body K e X^ for which Si(K, ) = q>.
216 Curvature measures and quermassintegrals This is just the two-dimensional case of Minkowski's existence theorem (see Section 7.1). Therefore, we do not give a proof here but simply mention that the polygonal case (the two-dimensional case of Theorem 7.1.1) is almost trivial (compare the construction after C.2.3)). The n-dimensional existence problem for Si consists of finding necessary and sufficient conditions for a Borel measure q> on 5""' in order that there exist a convex body K e X" for which Si(K, •) = •?. In the smooth version, one asks which conditions a real function / on S"'^ must satisfy in order that there exist a (sufficiently smooth) convex body K such that / is equal to si(K, •), the mean radius of curvature of /l as a function of the outer unit normal vector. The three-dimensional case was treated by Christoffel A865); the general case is now called Christoffel's problem. In the smooth case, this problem comes down to solving the elliptic linear differential equation -^-^ Ash + h = f D.3.3) on S"~^ and expressing the condition that the solution h has to be the restriction of a support function in terms of conditions on the given function / (the latter was not done by Christoffel). The first complete solution was given by Firey A967b). Instead of using D.3.3), he based his treatment on the differential equation A|(u) = grad/(u), D.3.4) where |(u) is defined as in Section 2.5 and / is continuously differ- entiable and is extended to E"\(o} as a positively homogeneous function of degree -1. Solutions for the general Christoffel problem were given, independently, by Firey A968) and Berg A969b). We formulate Firey's result without proof. He introduces the fundamental singularity gi, defined for u,u' eE", u^ u', by gi(u', u) := /„E(u', u)), where Us) ■■= - , \. s'-\ ifn>3, (n - i)(t)„-i s(u', u) ■= arc COS-, ,.. ■, and the Green's function G associated with the Poisson equation D.3.4) by G{u', u) ■■= y(s(u', u)),
4.3 The area measure of order one 217 where y(s) ■■= ^cosec""^f sin""^ Tdrldf. a)„ Jn/2 \}n I Theorem 4.3.4 (Firey). A Borel measure q) on S" ^ is the first area measure S^i^K, •) of a convex body K eJC" if and only if it satisfies Jj„.,gi("'. u)d(p{u) < 00 for all u' eS"~\ and \„_,A(u', v',u)d(p{u)^0 JS" for all u', v' e E"\{o}, where A{,u', v', u) := r{u', u) + r(u', u) - r{u' + v', u), riu', M):=(n -2)<u',u)G(u',u)- <u', gradG(u', u)). Berg A969b) developed a theory of potentials and subharmonic functions on the sphere S"~^ and within this theory finally formulated a necessary and sufficient condition for a measure q? to be the first area measure of a convex body. In the course of his investigation, he constructed real functions g„, for n = 2, 3, .. ., on [-1,1] such that hi^K, u) = /^„.,g„«u, v))dSi(^K, 0) + {s(K), u) D.3.5) for K eX" and ue 5""'. From this result and the fact that j^Jgniiu, U})\d7r^"-\U) < 00, D.3.6) also shown by Berg, a stability version of the uniqueness theorem 4.3.1 can be derived: Theorem4.3.5. If K, K' eJC" are convex bodies with coinciding Steiner points and satisfying \SiiK, (!)) - Sii^K', (!))\ S £^"-'@)) D.3.7) for all 0) e li^S"'^) nnd a given number e > 0, then d(K, K') ^ c„e with some constant c„ depending only on the dimension n.
218 Curvature measures and quermassintegrals Proof. From D.3.5) and the assumption s{K) = s(K') we obtain \h(K, u) - h{K', u)\ ^ \^Jg„{{u, vmv{v), where v is the variation of the signed measure Si{K, •) - Si{K', •). The assumption D.3.7) yields v(aj)^ e^""'(a)). The existence of the constant c„ now follows from D.3.6). ■ Notes for Section 4.3 1. Christoffel's problem. It is clear from the Introduction in Christoffel A865) that the surfaces that he studied are assumed to be convex ('allenthalben gewolbt'), but in the existence part of his investigation no such property is discussed (an erroneous statement to the contrary was made in Bonnesen & Fenchel [8], p. 123). Favard A933b) and Suss A932b, 1933) claimed to prove that the condition JMd(p(M) = o is sufficient for the existence of a convex body K with 5i(/l, •)= <P (under smoothness assumptions). However, Aleksan- drov A937c, 1938a) gave examples of positive measures on 3E""'), some even with analytic densities, which satisfy that necessary condition and are not the first area measure S\(K, •) of any convex body K. A sufficient, but not necessary, condition was found by Pogorelov A953). The proof of the uniqueness result. Theorem 4.3.1, by means of spherical harmonics goes back essentially to Hurwitz A902). His proof for the three- dimensional case is reproduced in Blaschke A924), §95, and Pogorelov [27], and was extended to higher dimensions by Kubota A925b). A brief review of the various treatments of Christoffel's problem was given by Firey A981). An application of Firey's A967b) existence result to the study of surfaces of constant width appears in Fillmore A969). In the centrally symmetric case, Goodey & Weil A990+) found a connection between Christoffel's problem and Radon transforms. 2. Christoffel's problem for polytopes. The necessary and sufficient conditions for first-order area measures found by Firey and Berg are not easy to handle in concrete cases. For instance, it seems difficult to derive from these criteria a description of the first-order area measures of polytopes. However, Christoffel's problem for polytopes can be given an independent treatment by direct elementary methods. This has been done by Schneider A977a). 3. The length measure. In the plane, the map K*-^Si{K, •) establishes an isomorphism between the convex cone of convex bodies with Steiner point o and the cone of measures cp on 3E""') with \uA(p{u) = o. This fact is sometimes useful for the treatment of decompositions of plane convex bodies. Schneider A974e) used the length measure in the investigation of the asymmetry classes of convex bodies. Kallay A975) characterized the extreme convex sets K in the set of bodies in JC^ with a given width function in terms of a property of the Radon-Nikodym derivative of S\{K, •). A detailed study of the length measure was also made by Letac A983). 4. Stability results. Theorem 4.3.5, for the special case of three-dimensional convex bodies with twice continuously differentiable support functions, is due to Pogorelov [27], p. 502. The general case is in Schneider [43], Theorem (9.8).
4.4 Additive extension 219 Sen'kin A966a, b) proved the estimate \w(K, u) - w(K', u)\ g - sup \Si(K, (o) ~ Si(K', w)\ for the width k'( •, m) in any direction u e 5^, for convex bodies K, K' e X^. He used an elementary argument for strongly isomorphic polytopes and then Aleksandrov's approximation theorem 2.4.14. 4.4. Additive extension The generalized curvature measure Q„{K, •) is an additive function of K, by Theorem 4.2.1. In Section 3.4 we introduced the convex ring U{JC"), consisting of all finite unions of convex bodies in E", and collected some results about the additive extension of valuations from X" to U{DC"). In the present section we shall treat the additive extension of the generalized curvature measures &„ to the convex ring. While the existence of such an extension could be deduced from general results on valuations (see Section 3.4, Note 7), we prefer to give an explicit construction that provides additional insight and at the same time extends the Steiner formula to local 'parallel sets with multiplicity'. The availability of curvature measures for sets more general than convex bodies is useful for applications, and the additivity of the extension permits the almost automatic generalization of some integral-geometric formulae to be proved in the next section. First let K €JC" be a convex body, let p>0 and r)e7i{S). In Section 4.1 we defined the local parallel set Mp{K,rf), and equation D.2.4) states that ^"(Mp(A:, r,)) = -2 P"-""! " ]0miK, V). « m=0 \ '" / In order to obtain a Steiner formula such as the above for non-convex sets K € U(X") also, we consider, instead of the parallel set Mp{K, vj), its characteristic function Cp{K,r), •) and extend this additively to U{1C"). The value Cp{K,r), •) is then interpreted as counting the multiplicity with which the point x belongs to the parallel set of K with respect to r]. Recall that the Euler characteristic x 'S the (unique) valuation on the convex ring U{X") satisfying j^K) = \ for K&X"; see Theorem 3.4.12. Now, for K € UiX") and points q,x e^" we define the index of K at q with respect to x by i{K, q, X) : = 1 - lim limx(K n B(^x, \x - q\ - e) n B(q, 6)) if q e K ^ \i q i K.
220 Curvature measures and querma&sintegrals If K is convex, then clearly ^(^'^'^> = (o otherwise. ('•'•^> To prove the existence of the limits, choose a representation K = U'=i^^, with Ki € JL". Without loss of generality, we may assume that q & Ki for /=!,...,/« and q i Kj for / > m, where 1 ^ m ^ r. We can choose 60 > 0 such that Ki H B{q, 6) = 0 for / e (m + 1,. . . , r} and 0 < 6 < 60. If 6 < 60 is fixed, then for all sufficiently small e > 0 the inequality K^ n B{x, \x - q\- e)r\ B^g, <5) + 0 holds for all v e S(m) with i(K^, q,x) = 0 (where we use the notation introduced in Section 3.4). In fact, for v e S(m) we have q e K„, and if j(K^,q,x) = 0, then D.4.1) implies that K^ and hence K^nB(q,d) contains a point whose distance from x is smaller than that of q. For sufficiently small e > 0 we thus have JiK„ q,x) = l- xif^v n Bix, \x - q\- e)r\ B{q, S)). Using the additivity of x, we deduce that \- XiKn B(x, |jr - ^1 - e) n B^q, 6)) = S i-\)'''^-'[l - X(K, n Bix,\x - q\ - e) n B(q, 6))] veS{m) = 1 i-lt^-'KK,,q,x) veS{m) = 1 i-lt^-'KK,,q,x). The right-hand side does not depend on e or 6, which shows the existence of the limits. The index function / thus defined is additive in its first argument, that is, for fixed q,x eE" and for K, L e U^X") we have KK U L, q, x) + /(A" n L, q, x) = /(A", q, x) + JiL, q, x). This follows from the definition; in fact, for q i K U L both sides are zero and for ^ e A n L it follows from the additivity of X- If q e K\L (and similarly for q e L\K) one has to observe that (K U L) n B{q,d)= K n B{q, 6) for all sufficiently small 6 > 0. Now for K € ulx"), r) € ^B), p > 0 and x e E" we define Cp{K,r),x):-= E JiK n B^x, p), q, x)
4.4 Additive extension 221 where x - q ■= (x - q)/\x - q\. Actually, the sum is finite, since j(K,q,x)j=0 for K = U,-=i/l,- with KieJC" implies, by the additivity of ;(' ,q,x), that there is some v e S{r) for which ;(/l „, q,x) ^0 and hence q = p(K^,x). If K is convex, then D.4.1) obviously implies that 1 ifO < d(K, x) ^ p and (p(K, x), u{K, x)) e rj. .^ ,_|l ifO<d(A Cp(A:,r?,Ar)-|p otherwise. Thus Cp(K,i], •) is the characteristic function of the local parallel set Mp{K, T}). From the additivity of j(- ,q,x) it follows that Cp(- ,tj,x) is additive on U^X"). Hence, for K = [JUiKi with /C, e ^T" we have CpiK,r,, ■)= 2 (-l)l"l-'cp(A:„ r?, •)• Since the right-hand side is a finite sum of integrable functions, we can define HpiK,r,) ■■= j^CpiK,r,,x)d^,"(x) for K e U(X") and r)e^{E). The notation is consistent with that of Section 4.1, and Hp{ •, r;) is an additive function on U{JC"). Hence, for K = \}U\I^i with Ki eJC" we have np(K, r?) = 2 (-i)|''|-Vp(a:., n) yeSfr) « m = I V'" / Since the left-hand side depends only on the point set K and not on its chosen representation as a finite union of convex bodies, the same is true for the coefficients of the polynomial in p on the right-hand side. Hence, we are now in a position to define &n,iK,T]) := 2 (-1)"'I-'0™(A:., r?) veSU) for m = 0,. . . , n - 1. Thus 0m(^K, •) is a finite signed measure on C>SB). From this representation (or from the additivity of Hp( -, rf)) we deduce that ©„( •, r;) is additive on U{JC"). In this way, we obtain the (unique) additive extension of the generalized curvature measures to the convex ring, and for the generalized parallel volume fip(K, rj) we arrive
222 Curvature measures and quermassintegrals at the Steiner formula H,iK, r,) =: ^2 P"-^ "]e„iK, r,). As in Section 4.2, we specialize the generalized curvature measures by putting C^iK, p) = —— 0„(A:, /3) = 0„(A:, /3 X 5"-'), (:) 5^(a:, oj) = ^^^ •?„(/<:, oj) = 0„(a:, e" x w) (:) for Ke t/(X"), Borelsets/3e7J(E"), we'SCS""') and for m = 0,. . . , n - 1; further <I>„(A:, /?) := X"{K n /3). Of these additive extensions of the curvature measures and area measures to the convex ring, it will mainly be the signed measures C„ (or <P„) that will be used in the sequel. We shall first extend the interpretation of C„_i given by D.2.23). Theorem 4.4.1. If K e U{X") is the closure of its interior, then C„-i(A',/3) = 5ry"-i(/3n bdA") /or/3e3(E"). Proof. Let K = Uf=i^, with /C, ^JC". If among the convex bodies K^, . . . , Kr there were one of dimension less than n not covered by the union of the others, then K would not be the closure of its interior. Hence, lower-dimensional bodies in the representation may be omitted, and we can assume from the beginning that dim /C, = n for i = 1, . . . , r. For LeJC", let (f{L, •) denote the characteristic function of the boundary of L. Let x ebAK. If, say, x e Kj precisely for f = 1,... , m, then X ebdKv for v € 5(m) and hence 2 {-\t\''<fiK,,x) = 2 (-1)''''"' X 1 = 1- veS(r) oeSim) Let j3e^(E") and v e S(r). Theorem 4.2.5 together with the remark after its proof tells us that C„-i(/l„, jS) = ^"-'(/3 n bd/C,,), provided that dim /C„ 4= « ~ 1- If dim A:„ = n - 1, then relint K^, C int /C, hence C„_,(/:„,/3n bd/C) = 0 = :^"-'(i3n bd/C n bd/:„). Further, C„_i(/l, •) is concentrated on the boundary of K, since
4.4 Additive extension 223 Cp(/:,/3x5"-', •) = Cp(K,{pnbd K) x S"-\ •) by the definition of Cp. For /3 e ^(E") we conclude that C„_,(A:,/3) = C„-i(K,pnbdK) = 2 (-i)i''i-'c„_i(A:„,/3nbdA:) V€S(r) = S (-i)'"'''^""'(/3n bdA" nbdA-^) = 5J5"-H/3nbdA'). ■ For convex bodies K e JC", formula D.2.21) interprets the curvature measure Cq as the content of the spherical image, namely Co{K, /3) = X"-'{o{K, 13)). If we want to extend this representation to the elements of the convex ring, we have to count the points of the spherical image with a suitable multiplicity. For this, we use a similar approach to the above and introduce another index function. For K e U{JC"), a point ^ e E" and a vector M e 5""' we define i(K, q, u) := ■ 1 - limlim;t(/: n B{g + F + e)u, 6)) iig e K, 0 iig i K. If K is convex, then clearly ., „ ^ [l if (9, u) e Nor/iC, /^ ^ o-, '(^' ^' "> = @ otherwise. ("•"•^^ As for the index function j{K,q, •) one sees that i{K,q,u) is well defined and that f( • ,q,u) is an additive function on the convex ring U{X"). For K e U(JC"), /3e ^(E") and u e 5""' we define c{K,l3,u) := 2i{K,q,u). Here we have to allow infinite values, but these can be neglected: Let K = [JUiKi with Ki eX". If u e HUiKgn Ki and v e S{r), there is at most one point q for which {q, u) e Nor K„ and thus /(/C„, q, u) =}= 0. It follows from Theorem 2.2.9 that c(K,P, ■) is finite 5i5""'-almost everywhere on 5""'. If K is convex and u e regn K, then D.4.2) implies that c(K,P, ■) is the characteristic function of the spherical image
224 Curvature measures and quermassintegrals a{K,p), hence D.2.21) can be written as Co(A:, /3) = /^„.,c(A:, /3, u)AX"~\u). D.4.3) Since both Co( •, /3) and c( •, /3, w) are additive on UQC"), the equality extends immediately to sets K of the convex ring. This is the desired interpretation of the curvature measure Cq{K, •) as the 3^""'-integral of a multiplicity function for the spherical image. Finally we remark that — Co(A:, E") = V<,{K) = xiK) D.4.4) <a„ for K e U(y."). This is true for convex bodies, and the general case follows by additivity. In the same way, a corresponding result for the index functions is obtained. This is in analogy to well-known index sum formulae for smooth submanifolds. For K e U{X") and x e E"\/l we have 2 KK, q, X) = xiK), D.4.5) and if M e 5""* is regular for K, which means that u e n'=iregn Kj for some representation K = \J'=iKj with Kie X", we have 2 i{K, q, u) = xiK). D.4.6) Notes for Section 4.4 1. Index functions. The additive extension of the generalized curvature measures to the convex ring by means of an index function was carried out by Schneider A980a). This had previously been done for the curvature measure Co in Schneider A977d), extending some work of Hadwiger A969c) and Banchoff A967) for polyhedra and cell complexes. The index UK, q, u) is also used in Zahle A987b). As mentioned at the end of Section 4.4, the index functions that were introduced are analogues of index functions known in differential geometry. Calling the point q a critical point oi K & U{X") with respect to the height function (•,«) if i(K,q,u)^Q, one may consider equality D.4.6) as an analogue of the critical point theorem for smooth submanifolds. Similarly, D.4.4) is an analogue of the Gauss-Bonnet theorem. Suppose that K e UiX") is the point set of a polyhedral cell complex of which 4* is the set of ^-dimensional cells. Then the index i(K, q, u) satisfies n i(K, q, u) = S(-l)* 2 'B- 9. -")• D.4.7) This was proved by Shephard A968c) for the special case of the boundary complex of a convex polytope, and it can be extended to the general case by means of an argument due to Perles & Sallee A970). A definition equivalent
Notes for Section 4.4 225 to D.4.7) was used by Banchoff A967, 1970) in his investigation of critical point theory, curvature and the Gauss-Bonnet theorem for polyhedra. Absolute curvature measures on the convex ring. If the additivity assumption is dropped, other extensions of the curvature measures to the convex ring are possible. Of particular interest are non-negative, or absolute, curvature measures. A non-negative extension of Federer's curvature measures to the convex ring was proposed by Matheron A975), pp. 119ff. His construction was extended in Schneider A980a), as follows. For given K e U(X") and X e E", a point q eE" is called a projection of x in K if q e K and there exists a neighbourhood N of q such that |jic - yl > |;ic - q\ for att y e K D N, y "^ q. The set n(K, x) of all projections of jic in /l is finite. For 7} e '3(X) and p > 0 let Cp(K, T], x) := card(g e n(K, x)\0 < \x - q\S p and (q,x - q) e t]) and {K,r,):=\^c,iK,n,x)dX''(x). One can show that iip(K, t]) satisfies a Steiner formula, that is, a polynomial representation =0 and that this defines (positive) measures ©(,(K, •),..., &„_i(K, •) on •3(r), which for K e X" coincide with respectively &o(K, •),..., &„-i(K, •). The specialization C„(K, fi) := e„(K, |8 X 5"-'), ^ e 7i(E"), yields the measures introduced by Matheron. The measure Co(K, -) can also be interpreted as follows. For K e U(X") and X ebd K, a unit vector u e 5""' is called a normal vector of K at x if there exists a neighbourhood N of x such that (x,u)^ {y,u) for all y e K n N. For fi e ^(E"), let c(K, fi, u) be the number (possibly infinite) of points X e K r\ fifoT which m is a normal vector. Then Co(K, p) = j^„.S(K, p, M)d5K"->(w). Thus Co(K, •) can be interpreted as the measure of the 'spherical image with multiplicity'. The normalized total measure Co(K,E")f(o„ was called the convexity number of K by Matheron A975). It is equal to one for convex bodies, but not only for these. Other generalizations of curvature measures. The treatment of curvature measures given in this section was restricted to convex bodies and the sets of the convex ring. Its extension to more general classes of sets is possible, but requires in general deeper methods from geometric measure theory. We give only some brief hints to the literature. Federer's A959) curvature measures for sets of positive reach were further extended and investigated by Zahle A984a,b, 1986a, 1987a,b). The extension is to finite unions of sets of positive reach and later to so-called second-order rectifiable sets. Applications to cell complexes and mosaics appear in Zahle A987c, 1988), Weiss A986) and Weiss & Zahle A988). Fu A989) relates curvature measures to generalized Morse theory. The approach to curvature measures via so-called normal cycles, as begun by Wintgen A982) and Zahle A986a, 1987a, b), is further extended in work by Fu A990+a,b). General versions of absolute curvature measures were introduced by Baddeley A980) and Zahle A989).
226 Curvature measures and quermassintegrals Further different approaches have been followed by Stach6 A979), who constructed generalizations of Federer's curvature measures to arbitrary sets (but with weaker properties), and by Kuiper A971), who used singular homology to define a sequence of curvature measures, which includes a generalization of Cq. Curvature measures for (non-convex) polyhedra were considered by Flaherty A973). A thorough study of curvatures for piecewise linear spaces was made by Cheeger, Miiller & Schrader A984, 1986). The latter paper is also related to some (more general) work of Zahle quoted above. Part of the work of Cheeger, Miiller & Schrader can be simplified; see Budach A989) and also the remark at the end of Section 2 in Schneider A990c). Approximation results, of different kinds, for curvature measures appear in Brehm & Kuhnel A982), Cheeger, Muller & Schrader A984), Lafontaine A987) and Zahle A990). 4. Curvature measures in spaces of constant curvature. Kohlmann A988) introduced curvature measures for sets of positive reach in Riemannian space forms. Among other results, he obtained integral representations, Minkowski- type integral formulae (see Section 5.3, Note 3) and characterizations of balls (see Section 7.2, Note 4). 5. Groemer's extension of the quermassintegrals. The following extension of the quermassintegrals, which apparently does not generalize to curvature measures, was proposed by Groemer A972). He introduced a vector space A" of real functions on E" with a pseudonorm such that A" contains VifP") (see Section 3.4, Note 7) as a proper dense subspace. The elements of A" are called 'approximable' functions. The system Sa of subsets of E" whose characteristic functions are approximable contains the convex ring UQL") and, for example, the relative interiors of convex bodies. Groemer showed that the quermassintegrals can be extended from JL" to continuous linear functional on A". In particular, this yields an additive extension of the quermassintegral Wi to the class Sa- 4.5. Integral'geometric formulae Some integral-geometric formulae can be proved for curvature measures and area measures. Generally speaking, integral geometry is concerned with the computation and application of mean values for geometrically defined functions with respect to invariant measures. In this section we shall treat local versions of some intersection and projection formulae, which in their global versions, namely for the Minkowski functional, are central results of classical integral geometry. We shall also consider mean value formulae for Minkowski sums, and counterparts to the intersection formulae in the form of kinematic formulae involving the distances between non-intersecting bodies, or between bodies and flats. This yields, among other results, an integral-geometric interpretation of generalized curvature measures. We assume that the reader is familiar with the topological groups SO{n) of proper rotations of E" and G„ of rigid motions of E", and with their Haar measures. We normalize the Haar measure v on SO{n)
4.5 Integral-geometric formulae 227 by imposing that v{SO{n)) = 1. Every rigid motion g e G„ determines uniquely a rotation p e SO{n) and a translation vector f e E" so that gx = px + t for X eE", and we write g = g,f,. The map y: E" X SO{n)-* G„ {t,p)^ g,,p is a homeomorphism (products are always equipped with the product topology). We can define a Haar measure fi on G„ by the image measure H := y(A„ (8) v), where A„ denotes the restriction of 5J5" to the Borel sets of E"; this implies a definite normalization of fi. The measure fi, defined on the a-algebra ^(G„) of Borel subsets of G„, is left invariant and right invariant, thus the motion group is unimodular. On A{n,k), the set of /c-dimensional affine subspaces of E", where /c e {0, . . . , n), the motion group G„ operates in the natural way, making A{n, k) into a homogenous space. To facilitate the handling of its invariant measure, we choose a /c-dimensional linear subspace Ek of E" and denote its orthogonal complement by E^. The map y^: Ei X SO{n)-* A{n, k) (t,p)^ p(Ek + t) is surjective. The usual topology of A{n, k) is the finest topology for which Yk is continuous. With this topology, A{n, k) is a locally compact, second countable Hausdorff space, the natural operation of G„ on A{n, k) is continuous and A{n, k), with this operation, is a homogeneous G„-space. The image measure Hk := Yki^n-k ® v) of the product measure A„_^ ® v, where A„_^ is the restriction of :^""* to the Borel sets of Ej;, is a G„-invariant measure on A{n, k) with a suitable normalization. It does not depend on the special choice of Ek- In a similar, even simpler, way we could obtain the 50(n)-invariant measure v^ on the compact homogeneous space G(n, k) of /c-dimen- sional linear subspaces of E", but we shall not need it in what follows. Below, we shall sometimes need to know that certain sets of rotations, rigid motions or flats are of measure zero. Some of these facts follow from the results of Section 2.3; a more elementary one is contained in the following lemma. Two linear subspaces £, F of E" are said to be in special position if lin(£: U F) + E" and E f) F^ {o}.
228 Curvature measures and quermassintegrals Lemma4.5.1. Let E eG(n,p), F e G(n, q), 0^ p, q ^ n - 1. The set of all rotations p € SO{n) for which E and pF are in special position is of v-measure zero. To avoid computations requiring an explicit description of the Haar measure v, we give a proof that uses only its invariance and finiteness. Proof of Lemma 4.5.1. For given E, F let X be the set of all p e SO{n) for which E and pF are in special position. We prove the assertion v{X) = 0 by induction on p. The case p = 0 is trivial; we assume that p ^ 1 and the assertion has been proved for dim E < p. Let dim E = p. We choose a linear subspace U e G(n,n - p + I) and denote its orthogonal complement by U-^. Further, we choose a number /c e N and k vectors Wj,. .. , w^t € f/ of which any n-p + l are linearly independent. Put £, := lin{U^ U {«,}); then dim£, = p. Let A", be the set of all pe SO{n) for which E, and pF are in special position. As E; =PiE for suitable p, e SO{n), we have X; = PiX and hence v{Xi) = v{X). Let Y be the set of all peSO{n) for which U^ and pF are in special position. Since dim f/-"- = p - 1, we have v(y) = 0 by the inductive hypothesis. We assert that each pe SO(n)\Y lies in at most n - p of the sets ^,.. ., Xk. Let pe SO{n)\Y and, say, pe A", for 1 = 1, . . ., r. Thus Ei and pF are in special position for i = 1, . . . , r. In particular, lin(£, U pF) 4 E" and hence projupF^U, since U^ <Z Ei. U^ and pF are not in special position since p$Y; however, Ei and pF are in special position. This is only possible if w, e proji; pF. Since the vectors wi,. .., M„_p+i are linearly independent and dim projy pfS n - p, we deduce that r"^ n- p. Let ^, be the characteristic function of A", on 50(n). We have proved that Sf=iS.(P) = n - p for pe 50(n)\y. Since v(y) = 0, integration yields kviX) = SH^.) = (,„, ,ES,(P)dv(p) ^ n - p. 1=1 •'iO(n)i=l Letting /c -»<», we conclude that v(X) = 0. ■ Our first major goal in this section is the proof of the following theorem. Theorem4.5.2. Let K, K' € UQC") be sets of the convex ring, let /3, /3' € 3(E") and] € {0, . . . , n}. Then \ ^j(K n gK', p n gp')M8) = I.o'nik'PdK, /3H„+^.,(a:', /3') D.5.1)
with Oinjk = 4.5 Integral-geometric formulae 229 /*\ Jk + \\Jn + j- k + \\ .-J- i'¥]W] [k- The special case /3 = /3' = E" reduces to what Hadwiger [18] (with different notation) called the 'complete system of kinematic formulae', namely I V,iK n gK')Mg) = S a„i,V,(K)V„^j-,(K'). D.5.2) The further specialization / = 0 can be written in the form \ XiKngK') dn(g) = —1 -T-n— V,{K)V„^,{K'). D.5.3) U; This result is known as the 'principal kinematic formula' (for convex bodies). It expresses the total measure of the set of all rigid motions g for which the moving body gK' meets K in terms of the intrinsic volumes or in terms of the Minkowski functional of K and K'. The proof of Theorem 4.5.2 is divided into several steps. As a preliminary, we remark that it suffices to prove the theorem for convex bodies K, K'. In fact, if D.5.1) is true in this case, then one can utilize the fact that both sides of D.5.1), as functions of K, are additive on U(X"). By additivity, D.5.1) remains true if K is replaced by a finite union of convex bodies. In a second step, K' can similarly be replaced by a finite union of convex bodies. Hence, from now on we assume that K, K'eX". First we have to show that the integrand in D.5.1) is, in fact, a measurable function of g. For this, let K, K' e OC" and /3, /3' e 7i(E") be given. Let X{K, K') be the set of all rigid motions g e G„ for which K and gK' cannot be separated by a hyperplane. For given e>0, we define a function h: G„-^Rby Kg) := U,{K n gK', p n gp'), where f/,(L, a-) := ^,(L, a-x 5""') = :^"(/l,(L, a)) for LeX", are^(E") (jUj was defined in Section 4.1), and we define a function f:X{K,K')xE"-^U by fig, X) := tp{xKpig-'x)UAK n gK', E"), where ^a 'S the characteristic function of a on E". The function {g,x)i-> g'^x is continuous on G„ x E" and the function g^U^iKn gK',E") is continuous on X(K,K') by Theorem 1.8.8 and by the continuity of [/e(-,E") (which follows from Theorem
230 Curvature measures and quermassintegrals 1.8.16). Since t/s. tp' are measurable on E", the function / is measurable. Let P{g, a) := UAK n gK', a)/U,{K n gK', E") for g € X(K, K') and a e ^(E"). Since the function g>-^ KOgK' is continuous on X(K,K') and Uc(-,a) is measurable on X" by Theorem 4.1.2, it follows that P( •, or) is measurable on X{K, K'). For fixed g, P{g, •) is a probability measure on ^(E"). Since, for geX(K,K'), Kg) = j^Spn,pix)U,(K n gK', dx) L J(g,x)P(g,dx), it follows (e.g., Neveu 1969, p. 95) that h is measurable on X(K, K'). Now /i(g) = 0 if Kr\gK' ^Z, and the (closed) set M of all g € G„\X(,K, K') for which /C n g/C' + 0 satisfies JSO(n)J T(p) where r(p) is the set of all t e E" for which pK' and /C meet but can be separated by a hyperplane. It is easy to see that T{p) = b(i{K - pK') and hence fJt{M) = 0. Thus h is measurable. Since e > 0 was arbitrary, we deduce from D.2.5) that the function g>-> 4>j{K n gK', /3 n g/3') is measurable if / e {0,. .. , n - 1}; for j= n this is easily seen directly. Now we enter into the essential part of the proof of Theorem 4.5.2, by writing the integral of D.5.1) in the form IG <Pi{KngK',i3ngi3')dfi{g) = Lo(„)/p*^'(^ ^ ^P^' + '), /3 n (p/3' + f))df dv(p). D.5.5) This is possible by the description of the invariant measure n given initially and by Fubini's theorem (this argument was already used in D.5.4)). We first consider the inner integral for the case of polytopes, where an explicit computation is possible. Some preparatory definitions are needed. First, for ACE" and JT e E" we often abbreviate A + x by Aj,- For linear subspaces L, L' of E" we define a number [L, L'] as follows. We choose an orthonormal basis of L n L' and extend it to an orthonormal basis of L as well as to an orthonormal basis of L'. The resulting vectors span a parallelepiped
4.5 Integral-geometric formulae 231 of dimension dimlin(L U L'); let [L, L'] be its n-dimensional volume. This definition does not depend on the choice of the bases. Next, let P, P' e ^P" be convex polytopes, let F be a face of P and F' a face of P'. By L{F) := aff F- aff F we denote the linear subspace parallel to aff F. Then we define [F, F'] := [L(F), L(F')]. We also define an external angle y{F, F', P, P') := y{F n F',, P n P;), where x e E" is chosen such that relint F n relint Fi =(= 0; this definition does not depend on the choice of x. Finally, we write Af (/3) := X'^^'^iF n /3) for /3 e 3(E"), so that Ayr is a measure with support F. The faces F, F' are said to be in special position if the linear subspaces L(F), L (F') are in special position. As an intermediate result, we state the following 'principal translative formula' for polytopes. Theorem 4.5.3. Let P,P'e'p" be polytopes; let /3,/3'e (SCE") and j e {0, . .. , n}. Then j^^4>i(P np',,pn p',)dx = <Pi(P, p)<Pn(P', P') + <PniP, P)^i{P\ n + "i E E y(F, F', P, P')[F, F']AK/3)Ap(/3'). Proof. By D.2.17) we have / :=/^„«i>,(pnp;,/3n/3;)dAr = L E y(F, pnp;)AK/3n/3;)dx. In computing this integral, we may neglect those translation vectors x for which a /c-face F of P meets an m-face F^ of Pi with /c -i- /w < n or with F, F' in special position, since {x e E"|Fn F':, ^0} = F - F' is of measure zero in each case. As the vectors x with F n Fi =|= 0 but relint F n relint Fi = 0 also form a set of measure zero, we may assume that each /-face of P Pi P; is the intersection of a /c-face of P and an {n + J - /c)-face of Pi, for some /c e {/,..., n}. It follows that
232 Curvature measures and quermassintegrals 1=11 1 IjiF r>F',,pn p;)AfnF;(/3 n /3;)dx n = 11 1 y(F, F\ P, P')J(F, F\ 13, /3') with 7(F, F', /3, /3') := j^MnrSP n /3;)d;t. We fix k e {],... ,n}, F e <7^kiP), F' e G^„+j-k{P') and write J{F, F',P,P') = J. For the computation of 7 we may assume that F and F' are not in special position (otherwise 7 = 0) and that o e affFDaffF'. We put L{F) n L{F') := Li, Lj" n L(F) := L2, Lf r\ L{F') '= Li and write x e E" uniquely in the form JT = jTi + jr2 + ^3 with Xj e L, (i = 1, 2, 3). Writing Fr\ P= a, f n 13' = a' we obtain, using the definition of [F, F'], J = [F, 'P'l/JJ^^^'C* n a',)dXi{xi)d^j'-i(x2)dX"-'(xi). Since (or D ori) — XjC L^, we obtain f 555'(ana;)d^;'(x,) = f X>{{a - X2) n (a-' + Xi + xi) n Li)dX>{xi) = 555'((a- - X2) n Li)^'((a-' + xj) n Li), by Fubini's theorem. Also by Fubini's theorem, f X'(a n (Li + X2))d:^*-'(X2) = a5*(a-), f a^'(a' n (L, - X3))d5J5"-*U3) = 5iJ"+'-*(a'), thus 7 = [F, F'lAK/3)Af.(/3'). If F' e '7^„(P'). we have y(F, F', P, P') = y(F, P), [F, F'] = 1 and A,.. = <J>„(P', O.thus 1 1 y(F, F\ P, P'O(F, F\ p, n = ^i^P. P)<PniP', /3')- This holds trivially if dim P'<n, since both sides are then zero. A similar remark concerns the case F e^„(P). This completes the proof of Theorem 4.5.3. ■ To perform the outer integration in D.5.5) for the case of polytopes, we need the following mean value formula.
4.5 Integral-geometric formulae 233 Lemma 4.5.4. Let P, P' e 'p" be polytopes, j e {0,. . . , n -2}, k e {/ + 1,..., n - 1}, F e <7k{P), F' e r7„^,_,(P'), /3, /3' e ^(E"). T/ien f y(F, pF', P, pP')[F, pF')dv(p) = <x„i,y{F, P)y{F', P') with a real constant a„jk depending only on n, j, k (its explicit value is given by D.5.13)). Proof. Since a direct computation of the integral appears difficult, we proceed in an indirect way. Denoting by o'" the normalized spherical Lebesgue measure on m-dimensional great subspheres of 5"~\ we have y(F,P) = o"-'''\N(P, F) n S"'^) by the definition of outer angles. By Lemma 4.5.1 we may neglect those rotations p for which F and pF' are in special position. Hence, we may assume that y(F, pF', P, pP') = a"-i-\[N{P, F) + pN^P', F')] n S"-'), where Theorem 2.2.1(b) was used. Now we generalize the integral to be determined. For (t)CS"~\ let C{(t)) := {hc\x e (o, X^O) be the cone spanned by co. For arbitrary Borel sets (oC L(F)^ r\ S"~^ and CO' C L(F')-^ n S"'^ we write 7@), CO') := [ a"-'-'([C(a)) + pC(co')] n S"-'}[F, pF']dv(p) JSO(n) (the measurability of the integrand is proved in a standard way). First we fix CO' and consider the function 7( •, co'). For v-abnost all p, C(co) and pC{co') lie in complementary subspaces. For such p. [#-) + pCico') n 5"-' = \JC{co„) + pC(co')] n 5' ■n-l for any sequence (co„)„^fq of Borel sets in L(F)"'" n 5""'. If the sets of this sequence are pairwise disjoint, the union on the right is disjoint up to a set of a""'"^-measure zero. From the a-additivity of a""'~' and the monotone convergence theorem it follows that 7( •, o)') is a finite Borel measure on the sphere L{F)^ n S"'K A rotation t of 5""^ that carries L(F)-^ into itself and keeps L{F) pointwise fixed satisfies C(to)) + pC(co') = t[C(o)) + T-'pC(ft)')] and [F, pF'] = [F, T~^pF']; hence the invariance of a""'~' and v implies that J{rco, co') = 7(a), co'). Thus J{- ,ca') must be a constant multiple of the invariant measure on the sphere L(F)^ CYS"'^. Interchanging the roles of co and o)', we arrive at 7@), CO') = a„iko"-''-\co)o''-'-\co')
234 Curvature measures and quermassintegrals with a constant a„jk that evidently depends only on n, /, k. The particular choice o) = N{P, F) n S"'\ co' = N(P', F') n 5""' now yields the assertion of the lemma. ■ If we now put equality D.5.5), Theorem 4.5.3 and Lemma 4.5.4 together, we arrive at formula D.5.1) for the case where K, K' are polytopes. The coefficients are those of Lemma 4.5.4. For general convex bodies. Theorem 4.5.2 will now be proved by approximation. For given g e G„, we define a map Tf E" -* E" x E" by Tg{x) ■= {x,g~^x). For convex bodies K,K'eX", we denote by (pj{g, K, K', •) the image measure of <Pj(K CtgK', •) under the (continuous) map Tg-, then cp^ig, K, K', /3 X /3') = <PiiK n gK', p n gp') for /3, /3'e3(E"). The set cd of all a-e^(E"xE") for which q>j{ •, K, K', a) is measurable is a Dynkin system. Since c4 contains the product sets /3 x/3' (/3,/3'e 3(E")), it contains the Dynkin system generated by these products, which is equal to the generated a-algebra :8(E" X E"). Thus (pj{- ,K,K',a) is measurable for each ae 7i(E" X E"), and we can define a measure on 3(E" x E") by <Pi(,K,K', ■):=\^<p;{g,K,K', OdMg). This measure is finite since (Pi{g, K,K', ■)^ VjiK n gK'). D.5.6) In JC" we consider convergent sequences Ki-^K, K'^-^K'. For jU-almost all g, either K O gK' = 0 ot K and gK' cannot be separated by a hyperplane, which by Theorem 1.8.8 implies that KiOgK'i-* K n gK for /-* 00. For these g, it follows from the weak continuity of the curvature measures that liminf<l>/A:, n gKU T'g'ia)) s <p(K n gK', r-'(a)) if or C E" X E" is open and hence also Tg^(a) is open. Integration with respect to g and application of Fatou's lemma yields Wminf (pj{Ki, K'i, a) ^ (pj{K, K', a). Similarly, we obtain Mm (pj(K:, K\, E" x E") = cpji^K, K', E" x E") if we use the bounded convergence theorem, which can be applied because of D.5.6), and the fact that VjiKiD gK'i)-^Vi{K n gK') for
4.5 Integral-geometric formulae 235 jU-abnost all g. Thus we have proved that (PjiKi, K'i, •) ^ (pj{K, K', ■) for / -^ oo. This can be used to show that q>i(.K, K', ■)= ta„j,4>,(K, •) (g> <P„^i-,(K', •) D.5.7) k=j if K, K' eJC". In fact, both sides are finite measures on '2(E" x E"). If K, K' are polytopes, both sides are equal on product sets /3 x /3' (/3, /3' e 3(E")), since D.5.1) holds for polytopes, and thus are equal on an intersection stable generating system of -^(E" x E"); hence they are equal on 3(E" x E"). Since both sides are weakly continuous functions of {K, K'), approximation by polytopes shows that D.5.7) holds for arbitrary convex bodies K, K'. Formula D.5.1) is the special case obtained by applying both sides to /3 x /3'. This completes the proof of Theorem 4.5.2, except that we still have to determine the explicit values of the constants a„jk. Before we compute the numbers *„;<., it is convenient to deduce from Theorem 4.5.2 another integral-geometric formula for the case where the moving convex body gK' is replaced by a moving flat. Theorem4.5.5. Let K e U{X") be a set of the convex ring, let /3e 0?(E"), A: e {0, .... n} and/e {0, ...,k). Then f ^ 0y(A: n E, /3 n E)dM*(E) = *„,,<!>„+,-,(/<:, /3) (where a„jk is the same number as in Theorem 4.5.2). The special case /3 = E" gives ,^^ Vi(^K n E)dfikiE) = a„i,V„^j_,{K). D.5.8) These equalities are called Crofton's intersection formulae. In particular, one has I XiK n E)dn,(E) = a„okV„-,(K), D.5.9) JA{n.k) and if K is convex, this gives a„okV„-k(K) = n^aE e A(n, k)\K n £ =(= 0}). D.5.10) We note also the special case a„o(n-i)<Pi(K, p) ^ \^^^^_,4>o{K n E,l3n £)dM„-y(£) D.5.11) giving a mean value interpretation of the curvature measure <Pj in terms of <Po, which has a simple intuitive meaning. L
236 Curvature measures and quermassintegrals Proof of Theorem 4.5.5. We choose a A:«dimensional linear subspace Ek of E" and recall that the invariant measure n^ can be defined as the image measure of A„_4 ® v under the map Yk- Et X SOi^n) ~* A{n, k) it, p) -^ p{Ek + t), where k„-k is the restriction of 35"~* to 3(Et)- Similarly, we denote by Xk the restriction of ^* to ^{Ek). We choose a bounded Borel set aC Ek with A^(ar) = 1 and consider the integral J := j^ 4>>(£* ngK,an gl3)dn(g). We can choose a convex body K' C Ek such that a C relint ^' and that every g e G„ with g/C D a- + 0 satisfies Ek^ gK = K' r\ gK. Therefore, the integral J can be computed by means of Theorem 4.5.2, and we obtain n Because orCrelint/L' we have ^,{K',a) = Xk{a) = \ if / = A: and 0 otherwise; hence J = a^jk'Pn^i-kiK, 13). D.5.12) In the following, we write f e E" in the form t = ti + t2 with tie Ek and 12^ Ek- We find J = J50(„Jp*^>(^* "^ (^^ + f), a n (p/3 + f))dfdv(p) = L(„)L Je.*^'(^* "^ (^^ ^ '1 ^ '^)' * -^ (p^+'1 + '2)) X dAi(f2)dA„_4(fi)dv(p) = Lix50(„)k*^'<^* "^ (^^ ^ '' ^ '^)' * -^ (P^ + '. + '2)) xdAfc(f2)d(A„_i ® v)(fi,p). For the computation of the inner integral, put <Pj(Ekn{pK + fi), ■)=■■ <p, p/3 + fi =: /3'; then 4>y(£:i n (pK + ti + t2), or n (p/3 + fi + 12)) = 4>,(£fc n (pA: + r,), (a - fj) n /3') = (p((ar - t2) n /3'). Denoting the characteristic function of ACE" by ^^, we obtain
4.5 Integral-geometric formulae 237 |^^4>y(Efc n {pK + f, + t2), an{pp+ ti + f2))dAfc(f2) = /£^<p((*- f2)n/3')dA,(f2) = IeJv^"^'' ^ '2)t^'(Ar)d(p(Ar)dA,(f2) = /j£^t»-.(t2)t^'(Ar) dA,(f2) d(p(Ar) = /,,t^'Wd<KAr) = <K/3') = <!>,(£, n (pA: + fi), P/3 + t,) = <Piip~\E, - f.) n a:, /3) = «!>,(a: ny,(-f„p-i),/3). This yields Together with D.5.12) this proves the assertion of Theorem 4.5.5. ■ We are now in a position to compute the constants a„ik appearing in Theorems 4.5.2 and 4.5.5. For the ball rB" of radius r > 0 we have by D.2.27), for e > 0, te"-'K„.,Vj{rB") = VMr + e)B") = i('!)r'£"-'^„, hence V.(rB") = l"]-^r>. By Theorem 4.5.5 with /C = B" and /3 = E" we have
We deduce that The identity 238 Curvature measures and quermassintegrals Since K O p(Ek + f) is a A:-dimensional ball of radius A - |fp)^^, we obtain \^.Vj{K n p(£, + 0)dA„_,@ = (^] -^ L(l - M^)'/^dA„_,@ JEt \) I Kk-j J El, ( .VkKn+j-k (Xnjk = ~i T • D.5.13) w-ih"' 'if-) '^ ' ' ^^'' can be used to bring D.5.13) into the form given in Theorem 4.5.2. The proof of Theorem 4.5.2 is now complete. We come now to integral-geometric formulae of a different type. An essential feature of the kinematic formulae of Theorem 4.5.2 and the Crofton formulae of Theorem 4.5.5 is that they refer to mean values of functions defined on the intersection of a fixed set and a moving set. We will now replace intersection by other geometric operations. These are the 'linear' operations of Minkowski addition and projection, which in the context of the present book are of particular interest. For the rest of this section, the investigations are restricted to convex bodies. First we consider rotational mean values for area measures of Minkowski sums. Theorem4.5.6. Let K, K' e X" be convex bodies, o), o)' e 3E""') and ;e {0, ..., n - 1}. Then £^^^ 5,(A: + pK', CO n pa)')dv(p) = ~- ij^J5,(A:, co)S^-k{K', co'). D.5.14) Here we prefer to work with the area measures 5, and not with their renormalized versions f,, since in this way we can avoid complicated coefficients. Proof of Theorem 4.5.6. The proof of the measurability of the integrand is similar to that for the integrand in D.5.1). For given e > 0, we define V,{L, a) := n,{L, E" x a) = 3K"(S,(L, a))
4.5 Integral-geometric formulae 239 for L^X" and a-e ^E"-'), Kp) ■= V,(K + pK', oi n po)') for pe SO{n) and /(p, u) := U")ta,(p-'")v^.(A: + p/i:'. 5"-') for pe 50(n) and u e 5""^ where ^^ denotes the characteristic function of A on 5""'. Then / is measurable. If we define P(p, a) := K,(A: + pK\ a)IV,{K + pAT', S"'^) for p e 50(n) and a e CE"~^), then P( •, a) is measurable and P(p, •) is a probability measure, and from Kp) = /^„.,ta,np.'(")V^.(A: + pA:', du) we deduce that h is measurable. From D.2.5) we now infer that the function p*-^ Sj{K + pK', wD pot') is measurable. For the proof of D.5.14), we first consider the special case where P, P' e 'V" are n-dimensional polytopes and j = n -\. Polytopes P, P' are said to be in general relative position if no pair of faces F of P and F' of P' is in special position. Let p e SO(n) be a rotation for which P and pP' are in general relative position. By Lemma 4.5.1, we thus exclude only a set of rotations p of v-measure zero. Let G be a facet of the polytope P + pP'; let u be the outward unit normal vector of G. Then G= F + pF', where F = F{P, u) and pF' = F(pP', w). Let dim F = / and dim F' = A:; then i + k = n - I since P and pP' are in general relative position. By Theorem 2.2.1(a) we have u e N{P, F) n A^(pP', pF'). Vice versa, if F is an /-face of P and F' is an (n - 1 - f)-face of P' with N(P, F) n A^(pP', pF') 4= 0, then F -H pF' is a /-face of P -h pP' with / = n - 1. Again excluding a set of rotations of measure zero, we may assume that ; = n - 1. Hence, for almost all p, 5„_i(P + pP', 0) n po)') = 2 ^""HG) /v(P+pf",G)ntunpa>'+0 • =1 S S :^^"-'(F + pF') ,=0 Firfi(P) F'€r7„.,.,(f) /i(p, F, F') + 0
240 Curvature measures and quermassintegrals with A(p, F, F') := [N{P, F) n 0)] n p[N{P', F') D co']. Observing that, for the rotations and faces considered, the set A(p, F, F') is either one-pointed or empty, we arrive at f 5„_i(P + pP',a)npa)')dv(p) JSO{n) n-l . = E E E i^, ,^"-\F + pf')cardyl(p, F, F')dv(p). We fix le @,.. .,n-l}, FeG,iP) and F' eG„-i_i(P'). For almost all p we have dim(F + pF') = n - 1 and hence :^"-U^ + pF') = [F, pF']^'(F):^"-i-'(F'). It remains, therefore, to compute I cardyl(p, f, F')[F,pF']dv(p). JSO{n) We argue in the same way as in the proof of Lemma 4.5.4, defining a more general integral by 7(/3, /3') := f card(/3 n p/3')[F, pF'ldv(p) JSO{n) for Borel sets/3CL(F)^ D 5"-^ p' C L{F')^ nS"-K If re 50(n) is a rotation that maps L(F)^ into itself and keeps L(F) pointwise fixed, then card(T/3 D p/3') = card(/3 D t~V/3') and [F, pF'] = [F, t" V^'] and hence 7(t/3, /3') = 7(/3, /3') by the invariance of v. Since 7( •, /3') is obviously non-negative, finite and a-additive, it follows from the uniqueness of spherical Lebesgue measure that 7(/3, /3') = ca"~'~'(/3) where the constant c depends on /3'. In combination with the same argument with the roles of /3 and /3' interchanged, this shows that 7(/3, /3') = a„,a''-i-'(/3)a'(/3'), where the constant a„j evidently depends only on n and i. The special case /3 = N{P, F) Hco, P' = N{P', F') D co' now yields f ""' 5„_,(P + pP', 0) n pa)')dv(p) = E VnACP, a)M„_,_i(P', ft>') -'*"(") it=o with constants y„k, where D.2.18) has been used. By an approximation argument strictly analogous to that used in the proof of Theorem 4.5.2 we extend this formula to general convex bodies K, K' instead of polytopes P, P'. The explicit values of the constants y„k are found by choosing balls of radii 1 and r for K and K' respectively, and ft)= ft)' = S"-i, and then comparing equal powers of r. In the resulting formula we now replace K by K + eB" with e > 0, develop both sides
4.5 Integral-geometric formulae 241 according to formula D.2.16) and compare equal powers of e. This yields formula D.5.14) and thus completes the proof of Theorem 4.5.6. Formula D.5.14) can serve as the source for several other integral- geometric results. These include extensions to generalized curvature measures, projection formulae and kinematic formulae for non- intersecting convex bodies. We consider results of the latter type first. For convex bodies K, K' e X" we denote by d{K, K') := mm{\x - x'\\x e K,x' e K'} their Euclidean distance. The principal kinematic formula provides an explicit expression, in terms of Minkowski functional of K and K', for the invariant measure of the set {g e G„\d{K, gK') = 0}. From this one can deduce a similar expression for the measure of the set {g e G„\0<d{K, gK')^ e} for given e>0, by applying the principal kinematic formula to K + eB„ and to K, and subtracting. More generally, we are interested in the measure of the set of all rigid motions g for which 0<d{K,gK')^e and for which the points x e K, x' e gK' defining the distance belong to certain preassigned sets. We can impose a further condition on the set of rigid motions to be measured. If x e K, x' e K' are such that \x - x'\ = d{K, K') > 0, we define a unit vector by x' — X u(K, K') := -rr^- \x - x\ The pair (x,x') is not necessarily unique but one readily verifies that this vector, pointing from K to K' 'in the most direct way', is unique. Clearly we have {x,u{K, K')) e Nor K, the set of support elements of K, and {x',-u{K, K')) e Nor K'. In addition, the vectors u{K,gK') may be restricted to lie in preassigned sets. More generally, the following theorem treats the case where shortest distances between a fixed convex body and a disjoint moving convex body are realized within given sets of support elements. Theorem4.5.7. Let K, K' e X" be convex bodies and let rj, rj' e ^B). For e > 0, let Nf{K, K',r],r)') be the set of all rigid motions g e G„ for which there exist points x e K and x' e gK' such that 0<\x - x'\ = d{K,gK')^e, (x, u(K, gK')) e Tj, {X-, -u{K, gK')) e gr,'.
242 Curvature measures and quermassintegrals Then H{N,(K, K', T}, T}')) = ^- i £'(")S(" " ']©k(K, ,,H„_,_,(/C', 7?'). D.5.15) Before the proof, some preparations are necessary. In the following, measurability for functions on SO{n) and G„ and for subsets of these spaces refers to the completions of the measure spaces (SO{n), 7iE0(«)), v) and (G„,7i(G„), ju), respectively, The completed measures are denoted by the same symbols. If {x, u) e Z=l" X S"~^ and g = g,^p is the rigid motion defined by gx = px + t with p 6 SO(n) and r e E", we define g(x, u) := (gx, pu); also -(x,u)i-={-x,-u). Let K,K'eJC" be convex bodies. If (a:, m) 6 Nor/<: and (a:', w) 6 Nor/C', then (a: + a:', w) e Nor (it +/<:')• Vice versa, let (y, w) e Nor(/<: + K'). The point y e it + it' is of the form y - X -^ x' with a: 6 it, x' e it', and necessarily {x, u) e Nor it and (x', u) e Nor it'. In general, x and x' are not uniquely determined. If y = z + z' with B,M)eNorit and (?', w) e Nor it' is a different representation, then z - x = x' - z', hence it and it' contain parallel segments lying in supporting hyperplanes with the same outer normal vector M. In this case we say that it and it' are in singular relative position. We define an operation for sets of support elements which is adapted to Minkowski addition. For r), r)' dS let T]* T]' := {{x + X', U) 6 I\{X, U) 6 7J, {x', u) 6 J)'). In particular, for j8, j8' C E" and (o, w' C S"~^ v/e have (j8 X w) * (P' X 0)') = (j8 + j8') X (w n (I)'). If TjcNorit and tj' C Nor it', then 7j*7j' C Nor (it + it'). Since the sum of two Borel sets is in general not a Borel set, it is clear that »?*»?' need not be a Borel set if jj, jj' e ^B). The following lemma ensures that this will cause no problems. Lemma4.5.8. For convex bodies K,K'eJC" and Borel sets j) C Nor it, T]' C Nor it', the set rj* pr}' is a Borel set for v-almost all pe SO{n). Proof. Let R denote the set of all rotations p e SO{n) for which it and pit' are not in singular relative position. Let peR. For {y,u.)e Nor(it + pit') we have y = x •\- px' with suitable {x, u) 6 Nor it and (pa:', m) 6 NorpAT'. Since peR, the points x and x' are uniquely
4.5 Integral-geometric formulae 243 determined. Hence, we can define maps f:NoT(K + pK')-*NoTK by f(y, u) := (x, u), f:NoT(K + pK')-^NotK' by f(y, u) := (x',p-^u). It is easy to see that these maps are continuous, hence ri * pri' = rHri) 0 f-\ri') is a Borel set. By Corollary 2.3.11 we have vE0(«)\/?) = 0. This proves the assertion. ■ Proof of Theorem 4.5.7. Let K,K'€X" and e>0 be given. We are going to show that the set N^K, K', ?j, ?j') defined in Theorem 4.5.7 is measurable for arbitrary Borel sets jj, t}' e ^B). The following proposition will be useful. Proposition 1. Let (p be a map from ^(X) into the set of all subsets of G„ that has the following properties: (a) If r)x, 7j2 e '^(.2) and JJi H 7J2 = 0, then (K'Ji) ^ (pi^i) is of measure zero; (b) If r]i e ^(I) for / e f^, then q{\JieN^i) = DieNfpimh (c) If ?j e ^(.2) is closed, then q)(T}) is measurable. Under these assumptions, the set q)(T}) is measurable for each ?j e ^(.2). In fact, it follows from (a), (b) and (c) that the system of all sets jj e ^(.2) for which q)(T]) is measurable is a a-algebra in Z that contains the closed sets; hence this system coincides with ^B). This proves Proposition 1. Now let ?j, 7j' C 2' be closed and write N := N,(K, K', T), 7)') U No{K, K'), where Nq(K, K') is the set of all g e G„ for which gK' touches K (which means that K and gK' intersect, but can be separated by a hyperplane). We want to show that N is closed. Let (g,),-6i«g be a sequence in N that converges to some g e G„. Then the sequence (8if^')ieN converges to gK'. Since each body g/K' can be separated from it by a hyperplane, the same is true of gK'. Further, for each / e f^ there exist points Xj ebd K, x- ebd K' such that \xi - giX'il = d{K, g,K') S e, U, u{K, g^K')) e 7), {giX'i,-K{K,giK'))egin'\ iid{K, g,K') >0. Since bd it, bd it' are compact, there exists a sequence (ik)keN such that ixi^)keN converges to a point x ebdK and (A:,'j)/t6i«g converges to a point
244 Curvature measures and quermassintegrals x' ebdK'.lt follows that \x - gx'\ = d(K, gK') ^ e, (x, u(K, gK')) e jj. , , ,r. r.,u ,| ifd{K,gK')>0. (gx ,-u(K, gK')) € gri'l Thus g e N, which shows that N is closed. Now define q>(T]) '■= N^K, K', t], tj') for t] e ^B), where ?j' C 2' is a fixed closed set. Let jJi,jj2£^('^ ^^ disjoint and suppose that g ^ (p(Vi)^ (piVi)- For / = 1. 2 there is a point Xi e K at distance d{K, gK') from gK' such that (xj, u(K, gK')) e ?j,. Since JJi n tjj = 0, necessarily atj ^ X2; hence it and git' are in singular relative position. From Corollary 2.3.11 it follows that the set (K^Ji) ^ (pir]2) is of measure zero. If T] is closed, then N^K, K',r],T]')\J No{K, K') is closed, as shown above, and since Nq(K, it') is of measure zero (by the argument used after D.5.4)), it follows that Nf(K, it', jj, jj') is measurable. Thus the map q) satisfies the assumptions of Proposition 1 (where (b) is satisfied trivially). Hence, for each Jje (B(Z) the set N^K, it', jj, jj') is measurable. Now we fix Tje 7^B) and define Vi'?') •= ^df^y ^'^ ^^ ^')- For Jj' closed, we have shown that V('?') 's measurable. Proposition 1 yields that Nf(K,K',r],r]') is a measurable set, where now tj, T]' € ^B) may be arbitrary Borel sets. We can now apply Fubini's theorem and obtain ^NAK, K', ,, ,')) = m^^^^dX" d.(p), D.5.16) where Tip) := {t e E"|g,,p e N,(K, K', jj, jj')}. This set can be described in a different way. Suppose that t e T{p). Then there exist points A:eit,A:'ep'it' + f such that 0< |a: - a:'| = d(K,pK' + t)^ e, {x, u{K, pK' + 0) e ri, (x', -u(K, pK' + t)e pr]' + t. The vector u = M(it, pit' + t) satisfies {x, u) e Nor it and (a:', -m) e Nor(pit' + t). Writing x' = py' + t, we have {x, w) e jj n Nor it, (py', u) e p[r]' 0 Nor it']. With d = d{K, pK' + t) we get x' = x + du and hence t = X - py'+ du. It is obvious that p{K - pK', t) = x - py' and M(it - pit', 0 = M, thus {p{K - pK', t), u{K - pK', t)) = (x - py', u) e [77 n Nor it] * -p{r]' D Nor it'].
4.5 Integral-geometric formulae 245 which shows that t e M,(K - pK\ [j] n Nor/C] * -p[r]' fl Nor AT']) D.5.17) (with Mf as in Section 4.1). If we now assume that K and -pK' are not in singular relative position, then we can reverse the argument and conclude that D.5.17) implies t e T{p). Thus we have T{p) = M,{K - pK', [jj n NotK] * -p[jj' n Nor/<:']) for a set of rotations peSO(n) which by Corollary 2.3.11 has full measure. Lemma 4.5.8 tells us that for almost all p the set [jj n Nor K] *-/o{?j'n Nor it'] is a Borel set, so that D.2.4) can be applied to compute the measure ^"(r(p)). Now D.5.16) yields n ,=0 \ ' / xf 0,(/C - pK', [r] n Nor/C] * -p[r]' n Nor/C'])dv(p). D.5.18) To compute the integrals, we first consider strictly convex bodies. Let TTi.^" 'X- S"~^ -* S"~^ denote the projection onto the second factor. If K is strictly convex and r}CZ, then 7j n Nor /<: = [E" X 7T2(r] 0 Nor K)] 0 Nor K, since for u e S"~^ there is exactly one x eE" for which {x, u) e Nor it. Using D.2.6) and the definition of S„, we get, for ?j e '2B), 0„(K,r]) = 0„(K,r}nNorK) = 0„{K, [E" X 7T2(r} n NotK)] D NotK) = 0„{K,l" X ;r2(jj n Nor/t)) = S,„{K,7r2(VI^^OTK)). Now let K, K' eJC" be strictly convex; then K - pK' is strictly convex for all p e SO{n). Let r], tj' g ^25B). Observing that [jj n Nor it] * -p[r]' n Nor it'] C Nor (it - pit'), n2{[r] n Nor it] * -p[jj' n Nor it']) = n2{r) n Nor it) fl -p7r2(?j' fl Nor it') and 0„(-it', -jj') = 0„{K', t)'), we deduce from D.5.18) and D.5.14) that D.5.15) is true. Equality D.5.15) in the general case is now proved by approximation. Again let it, it' e 3:!" be general convex bodies. Proposition 2. For fixed tj' e 'B(Z), the function niN,(K, AT', •, t]')) is a finite measure on '3B).
246 Curvature measures and quermassintegrals For the proof, only the a-additivity has to be shown. For tjj, ?j2 e ^(•S) with Jji n 7j2 = 0 we have seen above that (KNAK, K\ Jj,, T]') n N,{K, K\ JJ2, rj')) = 0, hence the additivity of n implies that n(Nc{K, K', -,»?')) "s additive. Let (jj,),€N t»e a sequence in ^B) such that ?j, i 0. Then N,{K, K', 7,,, 7J') i N := f>,(/C, /C', TJy, »?') for i ^ 00, hence \imn(N,iK,K',r],,ri')) = H(N) by the 0-additivity of fx. Let ge N. For each /'e Fy there is a point XjSbdK at distance d{K,gK') from git' such that {Xi,u(K, gK')) e T}j. Since MygMJjy = 0, not all the points Xj coincide, thus K and gK' are in singular relative position. By Corollary 2.3.11, n(N) = 0. Thus H{Nc{K, K', •, 7)')) is 0-continuous and hence a-additive. This proves Proposition 2. Propositions. If the sequence {Ki);^\^ in JC" converges to K, then {xmMn{N,{Ki, K', r), r]')) S yi{N,{K, K', jj, jj')) (■-.» for all open sets t], tj' C Z, and iim//(N,(A:„ a:', s, Z)) = //(N,(/(:, a:', s, Z)). For the proof, let ?j, ?j' C 2' be open and denote by N%K, K',t],t]') the set of all g e N,(K, K', r], r]') for which d(K, gK') + e and /C and gK' are not in singular relative position. Let g e N%K, K', tj, tj'). For each i e fy choose points atj e bd it; and x-ebdgA^' such that \xj - AT'l = d(/Ci, gK'). Let a: g bd it, a:' e bdgit' be the unique points for which \x - x'\ = d(K, gK'). It is easy to see that at; -» a: and a: • -* a:' for i—> 00. It follows that 0<d(Ki,gK)< e for all i sufficiently large. Since {x,u{K, gK')) er}, (x',-u(K, gK')) e gr]' and r], r]' are open, we also have (x,, u(Ki, gK')) e jj and (a:-, -M(it,, gA^')) ^ 8^' for almost all i; thus g e Nc(Ki, K', r], r]') for almost all /. We have proved that N%K, K', T], Jj') C lim\nfn{N,{Ki, K', r), r)')) /—♦« and hence that yi{N,{K, K', T], T]')) = niN'iiK, K', jj, jj')) ^ Mliminf N,(A:„ a:', jj, t]')) l-.cc ^ llminf//(N,(A:i, K', r), jj')).
4.5 Integral-geometric formulae 247 which is the first assertion of Proposition 3. Since NdK-,, K',Z,Z) is the set of all g e G„ for which gK' meets it, + eB" but not Kj, its measure can, by means of the principal kinematic formula, be expressed in terms of Minkowski functional, from which its continuous dependence on Kj is clear. This proves Proposition 3. Of course, results similar to Propositions 2 and 3 are valid with the roles of the pairs (K,rj) and (K',r]') interchanged. We are now in a position to prove formula D.5.15) for general convex bodies. Let us write the assertion D.5.15) in the form n-l (i(NAK, K', T}, V')) = 2 ars0r(K, vHs(K\ »,'), D.5.19) r,s=0 where e is fixed and the coefficients a„ are those resulting from rearranging D.5.15). Then equality D.5.19) is already established if K and K' are strictly convex bodies and jj, jj' e (B(I). Let it e 3;" be strictly convex and it' e JC" arbitrary. Let (it-);^,!^ be a sequence of strictly convex bodies converging to it'. By Proposition 3, liminifi{N,(K, KU r], Z)) S n(N,(K, K', r], Z)) for open ?j C 2' and iim^,(N,(K, K'j, Z, Z)) = n{N,{K, K', Z, Z)). Thus ti(N,(K, K'j, •,Z))^t4N,(K,K', • ,X)) for i-* «>. Since D.5.19) can be applied to it and it,', it follows that ti(N,(K, K', •,Z)) = 2ars0r(K, • Hs(K', Z). D.5.20) r,s Let it and it J be as before and let r]C Z be open. By Proposition 3 we have \iminin(N,(K, K'j, r), r)')) S niN^K, Kj, jj, jj')) for open jj' C Z, and from D.5.20) we obtain \\mn{N,{K, K'j, T], Z)) = n{Ne{K, K', r], Z)). (■-.ec Thus n{N,{K,K\,r),-))^H{N,{K,K',r),-)) for /-*«>. From D.5.19) and the weak continuity of the generalized curvature measures we infer that lx{N,{K, K', 7), ,,')) = S««0.(A:, r)H,{K', jj') D.5.21) for all T]' e '3B). Since for fixed K, it', r)' both sides, as functions of j], are measures the equality holds for arbitrary Borel sets r). Now let K, K' e X" both be arbitrary. Choosing a sequence iKi)ieN
248 Curvature measures and quermeissintegrals of strictly convex bodies converging to it, we deduce from Proposition 3 that t4Ne(Ki, K', •, X)) A ti(N,{K, K', •, I)) and then from D.5.20) that KNe{K, K',-,I)) = 2ars0r(K, • Hs(K', I). r,s Here the roles of K and K' may be interchanged, hence H(NAK, K',Z, ■)) = 2ars0r(K, ZHs(K', •)• D.5.22) r,s Let Kj be as before, and let tj' C2' be open. From Proposition 3 and from D.5.22) we see that ti{N,{Ki, K', ■, jj')) ^ ti(N,{K, K', ■, ,,')). From D.5.21) and the weak continuity of the generalized curvature measures we get H(Ne{K, K', Jj. T]')) = 2ars0r(K, r]Hs(K', t}') r,s for Jje'^(r). Since both sides are measures as functions of jj', we deduce the equality for arbitrary t}' e Oi(Z). This completes the proof of Theorem 4.5.7. ■ Comparing the coefficients of e"~' in formulae D.5.15) and D.5.18), we obtain the following theorem as a corollary. Theorem4.5.9. Let K, K'eJC" be convex bodies, let ?jCNor/C, t}' C Nor it' be Borel sets and let j e {Q, . . . , n - \). Then L(n)®>^^ ■*■ P^'' "^ * Z^'?')''^'^) = "i; tll)&k(K, vHi-k(K', 7J'). D.5.23) This formula generalizes D.5.14). Another special case of D.5.23) is the equality f q(K + pK', p + pP')dxip) = -^ t{i]ck(K, P)q.,{K', n, JSO(n) (o„ k^o\kl D.5.24) which is valid for Borel sets /3Cbdit, j8' Cbdit'. This follows from D.5.23) since C„{K, P) = 0„{K, ^ x 5""') and (/3 + pP') X 5"-' = (/3 X 5"-') * p(p' X 5"-').
4.5 Integral-geometric formulae 249 From D.5.23) we shall now derive integral-geometric formulae for projections. If £ C E" is a linear subspace, we denote by x\ E the image of a: e E" under orthogonal projection onto E, and we use a similar notation for subsets of E". For sets tj C 2' we define r]\E := {{x\E, u)\{x, u) e r] and u e E}. Theorem4.5.10. Let K eJC" be a convex body, let r] C Nor K be a Borel set and let EC ^" be a k-dimensional linear subspace, where k e {1, ...,«-!}. Then ^^^^0'{K\pE, »j|p£)dv(p) = -^ 0i(K, 7J) D.5.25) L for j e {0,. . . , k - 1), where 0y is the generalized curvature measure taken with respect to the subspace pE. Special cases of D.5.25) are the formulae f S'{K\pE, (o n p£)dv(p) = ^ Sj^K, m) D.5.26) for we ^E"-') and l^^^C){K\pE, /3|p£)dv(p) = -^ q{K, P) D.5.27) for Borel sets /^Cbd/C. Proof of Theorem 4.5.10. We choose, an (« - A:)-dimensional convex body K' CE^ with a5""*(/<:') = 1 and let ??' be the set of all support elements {x, u) of K' with x e relint K'. From D.2.4) it is then clear that ©iiK', r,') = { ^^) for j = n - k D.5.28) 0 for y =t= « - A:. For given e > 0, let a: e M,(K + K', r]* tj'). Then 0< d(K + K',x)^ e, (p(K + K', x), u(K + K', x)) er]* t}'. Writing u .= u{K + K', x), we have p{K + K', x) = y ■{■ y' with {y, u) € T)C Nor K and {y',u) e r)' C Nor it'. This implies u e E by the choice of T]' and (y\E,u) e r]\E. Obviously we have |a:|£->'|£| = d(K + K',x), p{K\E,x\E) = y\E and u{K\E, x\E) = u; thus
250 Curvature measures and quermassintegrals x\E e Mc(K\E, r]\E), where M'^ is defined with respect to the subspace E. Vice versa, one readily verifies that each point in M'c(K\E,t]\E) is the projection of a point in M^K + K', ?j* jj'); thus Me{K + K',r}* r}')\E = M',{K\E, r}\E). If K and K' are not in singular relative position, then the set of points in Mc(K + K',r]* r]') that project into the same point of £ is a translate of relintit'; furthermore, ?j|£ is a Borel set. Hence, Fubini's theorem gives X"{M,(K + K',r}* T}')) = X^M'.iKlE, ri\E)), and D.2.4) yields -2e''--i"]e.(K + K',r)*r)') = \ 2 £*"'( M0;(/C|£, 7j|£). " ,=0 \' / k j=o MI For v-almost all p, this can be applied to pE, pK', pr)' instead of E, K', T]'. If we then integrate over all rotations p, use D.5.23) and D.5.28) and compare the coefficients of equal powers of e, we complete the proof of formula D.5.25). ■ Theorem 4.5.7 has a counterpart where the moving convex body K' is replaced by a moving A:-flat. Let K eX" be a convex body and E € A(n, k) be a A:-dintensional affine subspace of E", where k - {0, .. ., n - \}.\i X e K and a:' e £ are points between which the distance is a minimum, we write d{K, E)'•=\x - x'\ and u{K,E)-- {x' - x)l\x' - x\. Theorem 4.5.11. Let K e JC" be a convex body and let t] e 3B!) be a Borel set; let k e {0, .. . , n - I}. For e>0. Let N^iK, tj) be the set of all k-flats E e A(n, k) for which there exist points x e K and x' e E such that 0< |a: - a:'| = d(K, E) ^ e, {X, u{K, £)) e T}. Then fidN'AK, ri)) = ^ S e'(""*H„_,_,(/f, v)- D.5.29) Proof Some of the subsequent arguments, not surprisingly, are similar to those in the proof of Theorem 4.5.7. The convex body K and the A:-flat E are said to be in singular relative position if some translate of E supports K (that is, meets K and lies in a supporting hyperplane of K) and contains more than one point of K. We fix a A:-dimensional linear
4.5 Integral-geometric formulae 251 subspace L/^ of E" and use the fact that the invariant measure v/^ can be written as the image measure of A„_/t i8> v under the map (r,p)'->p(L/t + t) from Lk x SO(n) into A(n,k), where A„_/t is the restriction of X"''' to the Borel sets in Lj^. For Nq(K), the set of all A:-flats supporting K, we therefore obtain JSO(n)JT(p) with Tip) := {< 6 L;^|p(L, + t) e N^K)}. Since T(p) is the relative boundary of the image of p~^ K under orthogonal projection onto Lj;, we have 35"~*(r(p)) = 0 and thus We complete the measure space {A(n, k), ^{A{n, k)), fi^), and measurability refers to this completion. First we show that N*(/l, jj) is measurable. Let r]CS be closed. Then N := N^iK, n){J No(K) is closed. In fact, let (£,)i6M be a sequence in N converging to some A:-flat E. Then d{K, E) S e, and if d{K, E) = 0 then E lies in a supporting hyperplane of K. For each / e Fy there exist points Xj ebdK, x'j e £, such that k - x;| = d{K, Ed ^ e, (Xi, u(K, £,)) e jj if d(K, Ei) > 0. If d(K, E)>0, then by compactness some subsequence of ((a:,, u(K, £',)),6M converges to an element (x, u) e jj, and clearly x e K and M = u(K, E). Thus E e N, which shows that N is closed. Since Hk(No{K)) = 0, the set N^K, jj) is measurable. Let JJ,, jj2e^(r) be sets with jji n Jj2 = 0. Suppose that Ee N'^(K,r]i)r\ Nc(K,T}2). Then there are points Xi,X2e K at distance d(K,E) from £ and such that (a:,, m(/l, £■)) e jJj for /=1, 2. Since JJi n jjz = 0, we must have a:, =t= a:2. Thus the flat E - d(K, E)u(K, E) supports K and contains more than one point of K; in other words, K and E are in singular relative position. From Corollary 2.3.11 it follows that N*(/C, jji) n Ni{K, Jjz) has jU/t-measure zero. By an argument analogous to that in the proof of Theorem 4.5.7 we now conclude that Ni{K,t}) is measurable for each jj e "B(I). By Fubini's theorem, MN.U,^)) = LJ,(^,d^'-^dv(p), where now T(p) .= {t e LtlpiLk + 0 e N'^K, jj)}.
252 Curvature measures and quermassintegrals Let t e T(p). There are points x e K, x'e piLi^ + t) such that 0<\x -x'\ = d(K, piLk + t))^e and (x, u(K,p{Lk + t))) e t]. Write d(K, p{Lk + t)) = d and u(K, p{Lk + t)) = u. From x' = p{y' + t) with y' e Lk and x' = x + du we obtain t = p~^x + dp~^u - y' = z + dp'^u with z '■= p~^x - y'. Because u is orthogonal to p(L/t + t), we have p~^u e Lj; and thus z e L^. Since y' e Lk, the point z is obtained from p~^x by orthogonal projection onto Lj;, thus zep~'/L|L^. From {x, m) e Jjn Nor it we get (p~^x,p~^u) e p~^r] D Norp~'/L and hence (z, p-^M) 6 (p-'»j|Lj^) n Nor(p-'A:|Lj^). Thus r = 2 + dp~^u satisfies re M;(p-'A:|L^p-'jj|Lt), where M'^ is constructed in L^. If we assume that it and p{Lk + 0 are not in singular relative position, then the argument can be reversed and we arrive at r(p) = M'Ap-'K\Li,p-'n\Lt). We will show that the projection p~'?j|L^ is a Borel set for almost all p. Let R be the set of all pe SO(n) for which K and pL^ are not in singular relative position. By Corollary 2.3.11, vE0(«)\/?) = 0. Let peR. For (y, w) e Nor(it|pL^) we have y = x\pLJ; with suitable (x, u) € Nor it. Since pe R, the point x is uniquely determined. Hence we can define a map /:Nor(A:lpL;^)-*NorA: by/(>',«) := (x, u). This map is continuous, hence the set r][pLk = f'^iv) is a Borel set. For almost all p, we can apply D.2.4) to compute ^"~*(r(p)). Integrating over SO(n) and applying Theorem 4.5.10, we obtain = ^"Y e-^->[" - ')L^„e',iK\pLt, ,\pLiN^p) This completes the proof of Theorem 4.5.11. ■ As a consequence of formula D.5.29) we note the limit relation lim- HkiN'AK, V)) = "TT^ 0n-k-i(K, v)- D-5.30) It can be viewed as an integral-geometric interpretation of the generalized curvature measures.
Notes for Section 4.5 253 Notes for Section 4.5 Integral geometry. General reference works for integral geometry are the books by Blaschke A937a) (see also Volume 2 of his collected works, Blaschke A985a)), Santal6 A953), Hadwiger [18] {Chapter 6), Stoka A968) and Santal6 A976). In style and attitude these books differ considerably from each other. In contrast with other treatments of integral geometry, which consider smooth submanifolds and use differential-geometric methods, this section of the present volume is restricted to convex bodies (and finite unions of them) and follows a measure-theoretic approach. It thus tries to achieve a synthesis of the viewpoints of Hadwiger [18] and Federer A959). Intersection formulae for curvature measures. Federer A959) developed a theory of curvature measures for sets of positive reach and in this general case proved the formulae of Theorems 4.5.2 and 4.5.5. A short proof was given by Rother & Zahle A990). For convex bodies, simpler approaches are possible. Schneider A978a) proved D.5.1) as a consequence of the characterization theorem for curvature measures quoted in Section 4.2, Note 9. A slightly simpler proof was given in Schneider A980b). The proof presented above is taken from Schneider & Weil A986) and Lemma 4.5.1 is taken from Goodey & Schneider A980). As an example of recent developments leading to very general versions of the kinematic formula (and requiring considerably deeper techniques) we mention the work of Fu A990). The classical principal kinematic formula. The specialization to total measures, that is, formula D.5.2) for intrinsic volumes or its equivalent formulation in terms of quermassintegrals, includes the convex case of the classical principal kinematic formula of Blaschke, Santal6 & Chern (see Santal6 1976). For convex bodies and sets of the convex ring, Hadwiger A950a, 1951, 1956, [18]) developed an elegant method of proof. It goes back to ideas of Blaschke and uses Hadwiger's characterization theorem for quermassintegrals, quoted as Theorem 4.2.6. This method allows us to prove a general version of the principal kinematic formula (Hadwiger [18], 6.3.5, with different notation): Theorem. Let q> be an additive and continuous real functional on X", and define associated functional by <Pn-kiK) := -^ f MK n £)dM*(£) for K € JC.Then i<(iK n gK')dpLig) = — i ~~<Pn-,iK)V,iK') for K, K' eX". A short proof of formula D.5.3) (which extends to a proof of D.5.2), but apparently not of D.5.1)) was given by Mani-Levitska A988). Convex cylinders. The method by which Theorem 4.5.5 was deduced from Theorem 4.5.2 is taken from Federer A959). By the same method, intersection formulae for a convex body and a moving convex cylinder can be obtained. Let q e {0,,.., w}, let £, C E" be a qr-dimensional linear sub- space and let E^ be its orthogonal complement. Then for KeX", fi e TiiE"), a convex body C c £^, a Borel set r)(z E^ and / e {0, ... , «}, the formula
254 Curvature measures and quermassintegrals n k=, with a„ii, as in Theorem 4.5.2, is valid (Schneider 1980b). 5. Translative integral geometry. The simple form of the kinematic formulae D.5.1), in particular the fact that on the right-hand side the convex bodies K and K' appear separately, is a result of the integration over the full group of rigid motions. If one integrates only over the translations, one still has a formula of the type l^iiK n (K' + t),pn (p- + t))dt = 'Z0'^\K, K', p X p') D.5.31) with finite measures 0V'(^, K', •) on 7i(E'' x E"), where 0)'\K. K\ px P')= 0jiK, pH„iK', p'), <P^M> K\ pxp')= <P„iK, PHfiK', p'), but the other mixed functional 0^' do not simplify in a similar way. Theorem 4.5.3 contains an explicit representation for them in the case of polytopes. From that theorem, one can derive the existence of a representation D.5.31) for general convex bodies and can prove some properties of the functions 0*/' such as weak continuity, additivity and homogeneity in each of the first two arguments; see Schneider & Weil A986), where one may also find analogous results for cylinders and flats. The cases j = n and j = n - I of D.5.31), where no proper mixed measures 0*/' occur, can be deduced from more general results in measure theory; see Groemer A977b, 1980a) and Schneider A981b). With the notation 0fiK, K', E" X E") = n.U,_,(/:, K-), the case /3 = /?' = E" of D.5.31) can be written in the form ly^iK n {K' + t))dt rt-l = VjiK)V„iK') + 2 vV,Uy-^^, K') + V„iK)VfiK'). D.5.32) Special cases are /, j^V„iK niK' + t))dt = V„iK)V„iK'), V„.iiKniK' + t))dt= V„.iiK)V„iK') + V„iK)V„.^iK-). J I" Further results can be formulated in terms of mixed volumes. The latter will be treated in Chapter 5; we use here the results and notation of that chapter without explanation. For j = 0 the left-hand side of D.5.32) is equal to ?C,''i{t 6 E"\K n (K- + t)^ 0}) = V„iK - K'), hence j^VoiK n iK' + t))dt = t(l)ymkl -K-[n - k]). D.5.33) For the remaining cases, 1 s y g « - 2, the expressions appearing in D.5.32) can be expressed as Crofton-type integrals involving mixed volumes, namely
Notes for Section 4.5 255 Ai) (/ ) = ' f V{K n E[k - j], -K'[n + j - A:))dM„-y(£). D.5.34) For dimensions two and three, translative integral geometry was treated by Blaschke A937b), Berwald & Varga A937) and Miles A974) (see also Firey 1977). For D.5.33) and extensions see Groemer A977b); for D.5.34) and other representations of V*/'„+ ^ in the case of centrally symmetric convex bodies, see Goodey & Weil A987). These authors also study the counterpart to D.5.32) for the case where K' is a convex cylinder. The special case of a flat reads \^^y,{Kr\{E, + t))A^>-'-'{t) = -!-(" \v{K[n + j - k], B,[k - j]) D.5.35) for KeX" and y e {0, . . ., k). Here * e {1, . . . , n-\), Ei, is a ^-dimensional linear subspace of E" and Bk is a A:-dimensional unit ball in E^. A proof of D.5.35) appears in Schneider A981a); see also Section 5.3. 6. Iterations. The kinematic formulae D.5.1) can clearly be extended to the intersections of a fixed convex body and a finite number of independently moving convex bodies. In particular, from D.5.2) one deduces by induction that f ■ ■ f Vi(K^ n g,K, n...n g^K,)An(g,y ■ dftig^) Ao kp = f ko+... + kp=pn + j *" '" r.icA^'.icnr for Ko, Ki,. . . , Kp e X", p eN, and / 6 {0,. . . , «}. The possibility of iterating stems from the fact that the same series of functional appear on the left-hand side and on the right-hand side of D.5.2). See also Streit A970). A similar iteration of the translative formula D.5.32) can be obtained if either n = 2 (Blaschke 1937b, Miles 1974) or j= n or « - 1 (Schneider 1970b, Streit 1973, 1975). In the other cases, new classes of mixed functional appear; see Blaschke A937b) and Berwald & Varga A937) for « = 3 and Weil A990a) for a thorough study of the general case (short surveys are given in Weil A989b, c)). However, explicit descriptions of the mixed functional that appear are still known only in special cases. Applications of intersection formulae in stochastic geometry. The integral- geometric formulae for the intersection of a fixed and a moving set have remarkable applications in stochastic geometry, where they yield expectation formulae for the functional densities that can be associated with certain random sets or particle processes. We first explain the relevant concepts and formulae and then giVfe some hints about the literature. A random closed set X in E" (see Matheron 1975) is a random variable (a measurable map from some probability space) with values in the space of with
2S6 Curvature measures and quermassintegrals closed subsets of E" that has the topology of closed convergence and the induced Borel structure. It is called stationary (isotropic) if t o X and X have the same distribution, where t is a translation (rotation) of E". The extended convex ring LUAC") consists of all sets M in E" that are locally finite unions of convex bodies, in the sense that M n K e U(JC) for each K e X". For K g U(X"), there exist meN and convex bodies Ki,..., K,r> such that K = KiV ... U K„, and we denote by N(K) the smallest number m for which such a representation is possible. For the purposes of this note, we now say that A" is a standard random closed set if it is a stationary random closed set with values in LU(X") and satisfies T^2mxr,K) < 00 for all K e X". D.5.36) Here E denotes mathematical expectation. D.5.36) is a type of integrability condition, ensuring the existence of the expectations appearing below. To show this, a theorem of Eckhoff A980) can be used. For a standard random closed set X, densities corresponding to the intrinsic volumes (or the quermassintegrals) can be introduced in several equivalent ways. First, one can show that EVXX n rK) exists for each convex body K e X" with o 6 int /^ and is independent of K. Second, let /3 c E" be a bounded Borel set. Choose a convex body K with ^ C int a:. Then 0;(A', p) := 0y(A' n K, j8) is independent of K and defines a random variable. One can show that E0/^, p) = D,{X)X''ip). D.5.38) Finally, let C- {(§„...,§„) 6 ElOg^.gl, /■ = !,...,«}, B*C := {(I,, ...,§„) 6 Elmax{§„ ...,§„} = !} (observe that 3* C is an element of the convex ring U^X")). Then E[Vj(X n C) - Vj(X n 5*C)] = Df(X). D.5.39) The densities DjiX) appear in the following counterpart to the kinematic formula D.5.2). Theorem. Let X be an isotropic standard random closed set in E", let KbX" and let y 6 {0, . . ., n). Then n EVi(K nX)^ J,ani,V,iK)D„^,.,(X). D.5.40) *=/ The Crofton intersection formula has the following analogue. Theorem. Let A" be an isotropic standard random closed set in E", let L e A(n, k) be a ^-flat and let / 6 {0, ..., fc}. Then Di(X n L) = (XnikDn^^-k{X). D.5.41) Of particular importance are the standard random closed sets arising as union sets of stationary Poisson processes in the space X" (the so-called Boolean models). A stationary Poisson process Y in X" (to be interpreted as a random field of convex particles) is determined by a positive number y, its intensity, and by Pq, the distribution of the typical particle or grain distribution for the process Y\ Po is a probability measure on the space X"^ of convex bodies with circumcentre (centre of the smallest circumscribed ball) at the origin. For a bounded Borel set A 6 'li{X''), the probability that
Notes for Section 4,5 257 exactly k particles of Y belong to A is then given by prob{card Y Pi A = k) = e-^<'^' ^^^^. where A (the intensity measure of the Poisson process Y) is the image measure of yPo ® ^'"^ under the map {K, ()>-* K + t from T" x E" onto Ji". For a stationary Poisson process Y on X", the V^-density can be defined by It satisfies 4;(y) := YJ^VfiK)dPo(K). '""—vj;]^)— = ^'(^)' r—•«: for each convex body K b X" with o 6 int /^, and also analogues of D.5.38) and D.5.39). If the process Y is isotropic, it satisfies versions of the kinematic and Crofton formulae that are analogous to D.5.40) and D.5.41). The union set of the process Y is defined by Xy ■= Ul^yL. Assuming a suitable integrability condition, Xy is a standard random closed set, and it is of interest to know how the densities Dy(A'y) and ^/(Y) are related. Due to the Poisson assumption, the following general result can be obtained. If / is a translation invariant valuation on [/(X") and K e X" is a convex body, then EfiK n Xy) = i(-i)*"' jrix, ■ L/^^' '^" ■ ■ ■' ^*)'*''°(^')- ■ •'•''°(^*) where F{K, Ku.-, K,) .= 1^- ■ -j J(K n(Ki + xi)n ...n (a:* + xi,))dxr ■ dx^. Evidently, further evaluation requires iterated intersection formulae as discussed in Note 6. In the isotropic case, one can thus obtain explicit expressions for D/iXy) in terms of Aj(Y),.. . , A„(Y). For n=2, for example, these relations are D2iXY)= l-e-^^<''', D,(^y) = e-^^<''L,(y), Do(Xy) = e-^^<>')[4o(y) - — 4,(yJ]. Now we give some hints to the literature. Much of the motivation for the considerations described above came from the need to establish mathematical models and solid foundations for some methods and formulae of stereology. For an introduction to stereology, see Stoyan, Kendall & Mecke A987), Chapter 11, and for a survey emphasizing the connections with integral geometry, Weil A983a); see also Weil A983b). All the results mentioned in the present note can be found with proofs in Weil A984) and Weil & Wieacker A984). These papers unify and extend previous results of varying degrees of generality obtained, using different methods and partly under stronger assumptions, by Matheron A975), Miles A976), Davy A976,
258 Curvature measures and quermassintegrals 1978), Wieacker A982), A.M. Kellerer A983, see also 1985) and H.G. KeUerer A984). Weil & Wieacker A984, 1988) show (in a refined version) that each random set with values in LU(X") can be written as the union set of a point process Y on X". Extensions of the considerations in this note, for instance to cylinders, non-isotropic random sets and particle processes, are treated by Weil A987). The approach to stochastic geometry as described here is further developed (but mostly without proof) in Mecke, Schneider, Stoyan & Weil A990). Similar investigations for more general classes of random sets and point processes are due to Zahle A982, 1986b). More recent objects of study are LU(X")-va\ued random sets, which are stationary, but not necessarily isotropic; see Weil A988, 1989b, c, 1990a, b) and Betke& Weil A990). Rotational mean values. Theorem 4.5.6 is due to Schneider A975f). The proof given here is essentially that of Schneider A986b), In that paper, the more general version of Theorem 4.5.9 is obtained. The special case D,5.24) was proved by Weil A979c). Also, the projection formula of Theorem 4.5.10 appears in Schneider A986b). Its special case D.5.26) had previously been proved, in Schneider A975f), and case D.5.27) in Weil A979c). A certain extension of the projection formula D.5.25) to sets of the convex ring, for which multiplicities have to be taken into account, is treated in Schneider A990c), A more general integral-geometric formula derived from Theorem 4.5.6 is applied in Papaderou-Vogiatzaki & Schneider A988) to a question on geometric collision probabilities. The proof of Theorem 4.5.7 is adapted from Schneider A986b) and Schneider A978d). The special case ?)= /3x 5"-' of Theorem 4.5.11 was first proved in Schneider A978a); the proof given above is an immediate extension. The integral-geometric interpretation D.5.30) of generalized curvature measures was mentioned in Schneider A980a); its specialization to area measures is due to Firey A972) and its specialization to Federer's curvature measures appears in Schneider A978a). Distance formulae. Integral-geometric intersection formulae such as the principal kinematic formula and its generalizations involve integrations over the set of rigid motions g for which a moving set gK' intersects a fixed set K. If the distance between K and gK' is taken into account, one can also obtain formulae for non-intersecting sets. Let K, K' 6 X" be convex bodies and let g e G„ be a rigid motion for which K r\ gK' =0. Let x e K, x' e gK' be points between which the distance is minimal. Before Theorem 4.5.7 we defined diK, gK') ;= \x' - x\ and u(K,gK') := (x' - x)/\x' - x\; we also put x{K, gK') := x if the pair {x, x') is unique, which is the case for //-almost all g. Theorem. Let /: @, «) x bd /^ x bd /^' ^ IR be a measurable function for which the integrals in D.5.42) are finite. Then L n.K-^J^''^'^' «*^">' ''^^- «^'>' S-'x(gK', K))An(g) Let /; @, oe) X 5"-' x 5"-' ^ R be a measurable function for which the integrals in D.5,43) are finite; then
Notes for Section 4.5 259 Ln K- J^''^^' ^^'^' "^^' ^^'^' 8S'u(gK', K))dK8) X I £,.J^,.,/(r, ", u')dSdK, u)dSi-,{K', u')r"-'-' dr. D.5.43) Here we avoid some complicated coefficients by using Q, 5* instead of 0k, ^k. A common generalization of D,5.42) and D.5.43) can be formulated, if support elements and the generalized curvature measures 0* are used. The following result is obtained as a special case. Let /: [0, <»)^@, <») be a measurable function for which /(O) = 0 and M,(/) •= k\^ fir)r''-' dr < » for A: = 1, . , , , n. Then ifid(K,gK-))df4g) = -^t t {"]{'' )M,,^.„(fWk(K)Wj(K'). This formula was first proved by Hadwiger A975a). Analogues for moving flats are due to Bokowski, Hadwiger & Wills A976), and various generalizations to Groemer A980b). Special formulae of the type D.5.43) were first obtained by Hadwiger A975b); see Schneider A977b) for a short proof. A thorough study leading to the results above, extensions, translative versions and analogues for flats was made by Weil A979b, c, 1981a). 10. Contact measures and touching probabilities. The consequences of Theorems 4.5.7 and 4.5.11 can be interpreted in terms of touching or collision probabilities for convex bodies. To explain this, let us first formulate an intuitive and unprecise question. Let convex bodies K, K' e X", and subsets pGbdK, p'GbdK' of their respective boundaries, be given. A random motion g is applied to K' in such a way that gK' touches K. What is the probability that K and gK' touch at a point of pngp'7 Of course, this question does not make sense as long as no underlying probability space is specified. For this, one would need a 'natural' probability measure on the set Go(K, K') of rigid motions g e G„ for which gK' touches K. Such a natural measure can, in fact, be deduced from the Haar measure, in the following way. Let K, Le X" be disjoint convex bodies. There is a unique translation, denoted by t{K, L), by a vector of length d{K, L), such that K n z(K, L)L ^ 0. For a Borel set ex 6 ^^(Gn) and for f > 0, define A,(K, L, (X) ;= {g e G„|0 < d{K, gL) g e, t{K, gZ.) o g 6 *}, Then Af(K, L, a)isa Borel set, and ti(AAK, L, a)) = j- le"-'!"]! q(K - pL, r(*, p))dy{p) with Tia, p) := {t 6 E''|y(f, p) e a (^ Go{K, L)}. It follows that (fiK, L,a) := \im — n(Af(K, L, a)) = f Cn-i(K - pL, T(a, p))dv(p). This defines g>(K, L, ■), a finite measure concentrated on the set Go(K, L)
260 Curvature measures and quermassintegrals of rigid motions bringing L into a contact position with K; it is called the contact measure of K and L. Assuming now that convex bodies K, K' e X" and Bore! sets p, p' e^iJE") are given, we can choose the completion of the probability space (GoiK, K'), -JKG^iK, K')), (fiK, K', ■ )/(p{K, K\ Go{K, K'))) as a model for the question posed at the beginning. Then it follows from Theorem 4.5.7 that the probability for a collision at a point of /3 n g/3' is given by /=0\ J I p)C„-,-t(K', p') K)C„-i.,iK\ K-) The contact measure as defined above was introduced by Weil A979b, c). Touching probabilities have been found in several cases, including the case where bodies touch at prescribed sets of normal vectors, the case where flats or cylinders touch and the case where there is inner contact (Firey 1974a, 1979, McMullen 1974a, Molter 1986, Schneider 1975e,f, 1976, 1978d, 1980b, Schneider & Wieacker 1984, Weil 1979b, c, 1981a, 1982a, 1989a). See also Burton A980b) for a result on associated measurability problems. 11. Absolute curvature measures. Integral-geometric formulae for absolute curvature measures of sets of positive reach are treated by Rother & Zahle A992). 12. Mean measure of shadow boundaries. An interesting integral-geometric result on convex bodies, of an entirely different type, was proved by Steenaerts A985). In spirit, it is related to the boundary behaviour considered, from various aspects, in Chapter 2. For K € X^ and a vector u e S""', let Z{K, u) be the shadow boundary of K in direction u, that is, Z{K, u) := {x e bd K\x + Xu $ int K for all A e R). Define aiK) ;= — |^.,a5''-2(r(A:, u))d^''-'(") and piK) := — j^^_^?0"-^{Telbd K\u^)dX''-\u). Then Steenaerts proved, confirming a conjecture of McMullen, that p(K) ~ inc„.i for smooth /^. If /^ is a ball, the left equality sign holds, and for K a polytope the right equality sign is valid. 13. Mean intersection bodies. In Crofton's intersection formula D.5.8) one integrates an intrinsic volume of the intersection K r\ E over all ^-flats E 6 A(n, k), where the integration is with respect to the invariant measure Hk' One may also integrate the intersections themselves (in the sense of Minkowski addition): For K 6 X" and k e {I,. . . , n - 1}, there is a unique convex body Mit(K) for which h{M,(K), ■) = \ h(K n £, ■)d//*(£).
4,6 Local behaviour of curvature measures 261 This '^th mean intersection body' M^iK) was investigated by Goodey & Weil A991+). In particular, they showed that Mi(K) is always a ball, whereas MiiK) determines K uniquely, up to a translation. 4.6. Local behaviour of curvature measures The notion of curvature, in its various forms existing in geometry, is designed to describe and measure, in one sense or other, local geometric shapes. In the present section we ask for the information of this kind that can be gained from knowledge of the curvature measures or area measures of a convex body. A natural first question to ask is the following. What does it mean geometrically if the mth curvature measure C„(K, P) vanishes on a relatively open subset j8 of the boundary of Kl The answer is given below by the description of the support of C„(it, ). The support of a Borel measure ^, denoted by supp/^, is the complement of the largest open set on which the measure vanishes. Theorem 4.6.1. Let K e Xq and me {0,...,«-!}. The support of the mth curvature measure C„{K, •) is the closure of the m-skeleton of K: suppC„(/L, •) = cX&ximK. Proof. Let K e JLq and m e {0,...,«- 1} be given. First we show that C„{K, bd K\txx„ K) = 0. D.6.1) Put j8„ ■= bd A:\ext„ K (which is a Borel set by Section 2.1). From D.2.21) we have Co(A:, )8o) = 7C."-\a{K, )8o)) = 0, where the latter follows from Theorem 2.2.9, since u e a{K, Pq) implies that F(K, u) contains a segment; hence w is a singular normal vector of K. Now we use a special case of Theorem 4,5.5 that can be written as C„(K, P) = a„J CoiK n E, l3)dfi„.„(E) D.6.2) JA(n,n-m) with a positive constant a„„. For each E e A{n, n - m)v/e have P„n E C relbd(A: fl £)\exto(A: fl E), since a point a: e j8„ D £ is the centre of an (m + l)-dimensional ball contained in K and- hence is the centre of a segment contained in a: n £, It follows that CoiK n E, P„) = Co{K n E,p„n E) = 0,
262 Curvature measures and quermassintegrals by the result proved above, applied to K 0 E. From D.6.2) we deduce that C„{K, bd K\ext„ K) = 0 D.6.3) and hence that suppC„(/L, •) C clext„ K. For the proof of the oppposite inclusion we need a quantitative improvement of the case m = 0. Proposition. Let j8 C E" be an open ball with centre x e K and radius p. If Cq(K, P) = 0, then x is the centre of a segment of length 2p/n contained in K. For the proof we first show that a: e conv(/<: n bdj8), D,6.4) Suppose this were false. Clearly it fi bd j8 =t= 0, since otherwise K C P and hence Co(K,P)>0. Thus conv(/L fi bdj8) is a convex body not containing x. By Theorem L3.4, there exists a hyperplane H strongly separating x and K Dbdp. Let // "^ be the open halfspace bounded by H that contains x. Since x e K C] H^, it is clear that the outer unit normal vectors of K at points of K C\ H* fill a neighbourhood of the inner normal vector of H* on S"~^. From D,2.21) it follows that Co(K, j8) ^ Co(K, bdK n H*) > 0, a contradiction. Thus D.6.4) holds. By Carathdodory's theorem, there are k'^ n + 1 points yi,. . . , yk € K nbdP such that k k X = ^ajy/ with ary > 0 (/ = 1, . , . , k), X«^/ = !• From k ^ k we deduce that there exists an index i for which o^i ^ 1 For then aiyi + . . e convlyi, . 1 - a-, ~ k -I' X - arj', . + Uj-iyi-i + a,.+,y,.+, + , . 1- or, ..,yk)CK. ■ + akyk
4.6 Local behaviour of curvature measures 263 Since x = ajyi + A - ar,)y, \x - yil = p,\x - y\ = — \x - yi\ ^ —, 1 — OTj n the proposition is proved. Now let P C E" be an open set for which C„(K, P) = 0. From D.6.2) we have f Co(A:n£, )8)d/z„_„(£) = 0, JA(n,n-m) hence Co{K C] E, P) = 0 for /in_„-almost all planes E e A(n, n - m). Let X e K C[ P and let E e A{n, n - m) be an (n - m)-plane through X that meets intK. There exists a sequence (£/)y6i«g of (n - m)-planes converging to E such that Cq{K fl Ej, /3) = 0 for all /. For / sufficiently large, we may choose Xj e K O Ej fl /3 such that Xj -^ x for / -* », and we may further assume that, for some fixed p > 0, the open ball with centre Xj and radius p is contained in j8. By the proposition, Xj is the centre of a segment [oy, bj] of length 2p/(n - m) contained in it fl Ej. By selecting suitable subsequences, we infer that x is the centre of a segment [a,b] C K 0 E. We have proved that every (n - m)-dimen- sional plane through x that meets int K, meets it in a segment of length 2p/(n - m) with centre x. This is only possible if x is the centre of an (m + l)-dimensional ball contained in K. Thus x ^ ext„ K, and we have proved that E"\suppC™(/<:, •) C l"\ext„K, hence clext„it CsuppCm(it, •)■ This proves Theorem 4.6.1. ■ In a similar way, we can obtain a counterpart to Theorem 4.6.1 for area measures. Since the proof is slightly more complicated, we formulate part of it as a lemma. For u e S"~^ and 0 < < < 1 we define D(u, t) := {v€ S"-'\{u,v) > t); this is the open spherical cap with centre u and spherical radius arc cos t. Lemma4.6.2. Let K e JC^, n^2, ue S"-\ t e @,1) and x e F(K, u) and suppose that ' S„_,iK, Diu, 0) = 0. Then there are normal vectors u\, Ui^ N(K,x) fl S"~^ such that u e relintpos{Mi, Ui}
264 Curvature measures and quermassintegrals and {u, M,) S c{n, t) for i = 1,2, where c{n, t) <l is a constant depending only on n and t. Proof. First we prove that M e pos(N(/<:,A:) nbdD), D.6.5) where D = D{u, t), and bd D denotes the boundary of D relative to 5""'. Suppose this were false. Then there exists a hyperplane through o that strongly separates u and com{N{K,x) fi bd D). Hence there are a vector u e 5"~' with {u,v)>0 and a number 7j>0 such that {w,v)<-r] for all w e N(K,x) D bd D. All elements w of the compact set {w ebd D\{w,u)^ -T]} satisfy w $ N(K,x) and hence {x.w)<h(K,w). Therefore, we can choose a number £>0 with {x, w) < h{K, w) - e for all w e bd D satisfying (w, u) ^ -t}. Put y := X + au + pv with a '■= , 6 := , ^ T] + t T] + t then {y, u) > {x, u) and hence y $ K. Let w e bd D. If {w,v) < -tj, then {y, w) = {x, w) + a{u, w) + ^{v, w) < h(K, w) + at - jSt} = h(K, w). If (w, u) = -?j, then {y, w) = {x, w) + a{u, w) + ^{u, w) < h(K, w) - £ + a- + j8 = h(K, w). Let w g 5"~'\cl D and w =}= -w. We can choose Wq e bd D and A, /^ > 0 such that Wq = Am + fiw. If {y, w) ^ h(K, w), we obtain h{K, Wo) > {y. Wo) = A(>', u) + niy, w) > Xh{K, u) + nh{K, w) ^ h{K, Aw + nw) = h(K, Wo), a contradiction; hence {y,w) < h{K,w). For w=-m this holds trivially. Let fi C int it be a ball and put A := conv(S U {y}) 0 bdK. For each w e S"~hD we have proved that {y,w) < h{K,w), hence F{K,w)nA=0. This shows that Ac:t(K,D) and hence, by D.2.24), that
4.6 Local behaviour of curvature measures 265 5„_,(A:, D) = X"-\x{K, D)) ^ :}C"-\A) > 0, contradicting the assumption of the Lemma. Thus D.6.5) is true. From D.6.5) and Carathdodory's theorem we deduce the existence of k^ n vectors Uj, . . . , U/t e N{K, a:) fl bd D such that k u = ^ajUi with OTy > 0 (/=!,..., k). /=i From {uj, w) = < for / = 1, .. ., A: we get (ari + ... + ai^)t = 1 and thus kt^{ai + . . . + al) ^ 1, hence there exists a positive constant Ci = Ci(k, t) <l for which k k /=! /=' We deduce the existence of a number / e A, . . ., A:} for which {u, u - a;Vi) 1 - or/ |m - aiVi\ Vl - lOit + aj Put M - ar/U, M, := Vj, U2 ■= ] : \u - or/U/l and c(n, t) := max{c,B, t), . . . , Ci(n, t), t}. Then u^ e N(K,x)n S"-\ \u - aiVi\u2 = cvi«i + . . . + cv,-i«,-i + a^,+i«,+i + . • • + (Xk^k e N(K,x) and thus wz e N(K,x) n S"~^; finally M = ar,Mi + |m - aiVj\u2 e relintpos(Mi, M2} and (m, Mj) = r ^c(«, 0. (w. ) = <^i(*. 0 = c(«, 0- This completes the proof of Lemma 4.6.2. ■ We can now describe the support of the mth area measure. Theorem 4.6.3. Let K e J^.^ and m g @, ...,«- 1}. The support of the mth area measure Sm(K, •) is the closure of the set of all (« - 1 - m)- extreme unit normal vectors of K. Proof. Let E e G(n, m + 1) be an (m + l)-dimensional linear subspace of E". As a special case of D.5.26) we have S„iK, (o) = b„„j^^^^S'„(K\pE, 0, n pE)dxip) D.6.6) for we 2E""') with a positive constant b„m', here 5^ is computed in
266 Curvature measures and quermassintegrals pE. Let wC 5""' be an open set for which S„(K, (o) = 0. Then D.6.6) shows that S'„{K\pE, mn pE) = 0 for v-almost all rotations peSO(n). Let u e (d and let peSO{n) be such that u € pE. We can choose a sequence (py)/gM of rotations converging to p such that S'„(K\pjE, 0) n pjE) = 0 for / e f^. Writing Uj - PjP'^u for / e N, we have w/-* u for /-»<» and Uj e pjE. Since co is open, we can assume that D{uj, t)C a> for all j eH with some fixed t <l. Choosing Xj e F{K, uj) for / e N, we have XjiPjE e F{K\pjE, uj). By Lemma 4.6.2 applied to K\pjE, there are vectors Vj, Wj e NiK\pjE, Xj\pjE) n E""' D p;E) = N{K, Xj) n 5""' n PjE such that Uj € relintposivj, Wj} D.6.7) and {uj, Vj) %c{m + I, t), {uj, Wj) S c(m + 1, 0- D-6.8) After suitable selection of subsequences and a change of notation, we may assume that Xj—*x, Vj-^v, w,-^ w for /'-* », with a certain point xehdK and vectors u,veS"~^. Since UjE N(K,Xj), we have h(K,Uj) = {xjyUj) and hence h(K,u) = {x,u); thus ueN(K,x). Similarly we see that v,w e N(K,x). From Oi,WjepjE we get v, wepE. Relation D.6.7) implies w e pos(j;, w}, and from D.6.8) we obtain {u,v) ^c(m + I, t), {u,w)^c(in + \,t)<l; hence w e relint pos{t;, w}. Thus we have proved: Any (m + l)-dimensional linear subspace pE through the given vector u e (d contains a two-dimensional subcone of N(K,x), where x e F(K, u), which contains u in its relative interior. In other words, each (m + l)-dimensional linear subspace through u intersects the normal cone N(K, F(K, u)) in a cone of dimension at least two containing u in its relative interior. This is only possible if the face T{K,u) of N(K,FiK,u)) (see Section 2.2) containing u in its relative interior has dimension at least n + I — m. By definition, this means that u is not an (« - 1 - m)-extreme normal vector of K. Denoting the set of A:-extreme normal vectors of K by extn/t it, we have proved that any open set (oC S"~^\suppS„{K, •) satisfies (dC 5"~'\extn„_i_„ K, hence clextn„_i-„/: Csupp5„(/<:, • )•
4.6 Local behaviour of curvature measures 267 Vice versa, let w be an open subset of 5"~'\extnn_i_„ K. Then each vector u e (t) satisfies (i\mT{K,u)^ n + I - m. If m = n-l, we deduce from D.2.24) and Theorem 2.2.4 that 5„_i(A:, m) = X"-\r{K, «)) = 0, since t(K,o}) contains only singular points of K. Using this resuh and formula D.6.6), we obtain S„(K, oS) = 0 for m = 1,...,«- 2. This completes the proof of Theorem 4.6.3. ■ In special cases, the support of the area measure S„(K, •) tells us even more about the structure of K. If Pe'J)" is a polytope, then formula D.2.18) shows that the area measure S„{P, •) is concentrated on the union of the spherical images of the relative interiors of the m-faces of P. The following theorem implies that only polytopes can have area measures with supports of this kind. Theorem4.6.4. Let K e JCq and m e {I,. . . , n - I), and suppose that the support of the area measure S„(K, •) can be covered by finitely many (« - 1 - m)-dimensional great spheres. Then K is a polytope. Proof. First let m = « - 1. Then S„-\{K, •) is concentrated on finitely many points Ui, ... , u^e S"~^. Let k P := n'^'(^. ".)• 1=1 Then F is a polytope containing K. Suppose P has a vertex x that is not a point of K. The set (o of unit normal vectors (pointing towards x) of the hyperplanes strongly separating x and K is disjoint from (wi, ... , M/t) and satisfies S„.,{K, CO) = a5"-'(T(A:, CO)) > 0, a contradiction. Hence each vertex of F is a point of K and we conclude that K = P. We may, therefore, assume that m^n-2. Let Ai,...,Ak be (« - 1 - m)-dimensional great spheres covering supp S„{K, •). We put k A := [JAi and co := S"-\A; (=1 then Sm{K,co) = 0. From formula D.6.6) we deduce S'„{K\pE,con pE) = 0 D.6.9) for v-almost all rotations p e SO{n), where E e G(n, m + 1) is arbitrary but fixed. Let i e {I,. . . , k) and suppose that p e SO(n) is a rotation for which pE meets A; in more than two points. Then pE meets lin^l,- in a
268 Curvature measures and quermassintegrals subspace of dimension at least two. Since dimlin>!; = «-m, this means that pE and lin^l,- are in special position. From Lemma 4.5.1 we know that this happens only for the rotations p in a set of measure zero. Hence we deduce that for v-almost all p e SO{n) the subspace pE meets A in at most 2k points. Together with D.6.9) this shows that, for v-almost all p, the support of S'„(K\pE, •) contains only 2k points and hence (by the result proved above, applied to K\pE) K\pE is an (m + l)-polytope with at most 2k facets. If p e SO{n) is arbitrary, we can choose a sequence (Py)/6i«g in SO{n) converging to p such that each projection K\pjE is an (m + l)-polytope with at most 2k facets. Since K\pjE-^ K\pE (in the Hausdorff metric) for /—»<», it follows that K\pE is an (m + l)-polytope with at most 2k facets. By a well-known theorem, which we do not prove here (see Klee A959a), Corollary 4.4), P is itself a polytope. ■ Another aspect of the local behaviour of curvature measures is expressed by the fact that they cannot be positive on sets where the Hausdorff dimension is too small. For instance, for m > 0 the measure C„(K, •) cannot have point masses. This is a consequence of the more general estimates expressed in the following theorem. Its proof requires some facts from geometric measure theory; for these (as well as for the notion of rectifiability) we refer to Federer A969). Theorem4.6.5. Let K e X" and m e {\, . . . , n - 1}. Then C„(K, P) ^ a,a5'"()8) D.6.10) for every Borel set j8C E", with some constant a, depending only on n and m, and S„{K, oj) ^ a2^^"-'"-\oj) D.6.11) for each (:^"~'"~^«-m-l) rectifiable set wC5"~', with some constant ai depending only on n, m and K. Proof. From D.6.2) we have C„{K, P) = a„J Co(K n E, )8)d/z„.„(£) J A{n,n — m) ^ a„„Co(K n E, E")f card(£ n )8)d/z„_„(£) ^ a,a5'"()8) by Federer A969, 2.10.16 and 3.3.13). Similarly from D.6.6) we obtain (with Ee G{n,m -t- 1))
Notes for Section 4.6 269 S„(K, 0)) = b„„j^^^^S'„(K\pE, (o n p£)dv(p) S b„„m&xS'„{K\pE, S"-' n pE)l card(« n p£)dv(p) £ jiU(n) ^ a2^"-'"-'(a>) by Federer A969, Theorem 3.2.48). ■ Notes for Section 4.6 1. Theorem 4.6.1 was proved by Schneider A978a). Theorem 4.6.3 was conjectured by Weil A973), p. 356, who showed it for m = 1, and proved in general by Schneider A975f). The latter theorem implies, in particular, that supp5,(/^, •) <^ supp5p(/^, •) ioT g > p, which had been conjectured by Weil A973); see also Firey A975). Theorem 4.6.4 is due to Goodey & Schneider A980); for m = 1, Weil A973), Satz (Theorem) 4.4, proved a stronger result. A special case of the estimate D.6.10) appears in Federer A959), p. 489. The general case and the estimate D.6.11) were noted in Schneider [43], §8. Firey A970a) proved the inequality 5„(A:, D(u, cos a)) g ADiK)" sin"-'"-^ aseca for K eJC", /n e A,...,«- 1} and a e @, n/2), where D{K) denotes the diameter of K and ^4 is a constant depending only on n and m. From this one can also deduce an inequality of the type D.6.11), namely Sr,iK, CO) g A„„D(Kr^^''-'"-\o)) foTa)e73(S''-^). 2. In R', Aleksandrov A942b) considered the specific curvature Co(K, •)/ CiiK, •), defined on the Bore! sets /3 with CziK, p) > 0, and its influence on the local shape of bdK. He proved: If the specific curvature of a convex body K e ^o'* bounded on a neighbourhood of jc 6 bd K, then either bd K is differentiate at jc, or jc is an internal point of a perfect 1-face of K. Consequences and further results in this spirit can be found in Busemann [12], Section 5. 3. Weil A973, Satz 4.7) showed: If the convex body K e .T" satisfies Si(K, ■)^co with some constant c, where o is the spherical Lebesgue measure on S""', then K is a summand of some ball (the converse assertion is trivial); in particular, K is strictly convex.
Mixed volumes and related concepts S.l. Mixed volumes and mixed area measures The concept of mixed volumes, which forms a central part of the Brunn-Minkowski theory of convex bodies, arises naturally if one combines the two fundamental concepts of Minkowski addition and volume. In this section, we introduce mixed volumes and the closely related mixed area measures, and we establish their fundamental properties. This is most easily done by first considering strongly isomorphic polytopes, and then using the approximation theorem, 2.4.14. As before, we use the symbol V„ for the volume of «-dimensional convex bodies, and we recall that Vi{K), for an /-dimensional convex body K, is its /-dimensional volume. Lemma5.1.1. Let P e 'Po be an n-dimensional polytope, fet F,, . . . , F/^ be its facets and let u-, be the outer unit normal vector of P at Fj (/ = 1, ..., N). Then N 2K„_,(FX = o E.1.1) 1=1 and 1 '^ Vn{P) = - I,h{P, M,)K„-,(F;). E.1.2) " /=i Proof. Let z e E"\(o}. If n^ denotes the orthogonal projection onto H^Q, then obviously V„-,{n,P)= S <Z, Wi)V^n-l(Fi)= - E (Z, Mi)V^n-l(F,), <z.u,)gO <z.u,)<0 hence '^^=i{z, Ui)V„-i{Fi) = 0. Since z was arbitrary, E.1.1) follows. 270
5.1 Mixed volumes and mixed area measures 271 From E.1.1) we see that the right-hand side of E.1.2) does not change under translations of P. Since this is also true for the left-hand side, we may assume that o g int F. Then P is the union of the pyramids conv(Fi U {o}), /=1,...,N, which have pairwise disjoint interiors. Formula E.1.2) is an immediate consequence. ■ In the following, we assume that c4. is a given a-type of «-dimen- sional simple polytope, as defined in Section 2.4. By u\,. . . ,us we denote the unit normal vectors (of the facets) of the a-type cyf,. For P ed, we use the abbreviations Fi := F(F, Ui), Fit ■■= Fil^ Fy, hi := h(P, M,). The numbers /j,,. .., hfj, which determine F uniquely, are called the support numbers of P. Further, we define J := {('. /)l', / e {1, • . . , N}, dimFy = n-2}. Observe that J depends only on the a-type cd. For (/, /) g J, let 0,y be the angle between w, and Uj, and let Vjj 1 w, be the unit normal vector of the (« - l)-polytope F; at its (« - 2)-face Fy. We write hij := /j(F,-, Oil). Using the obvious relation Uj = M,cos0y + Vij sin 0ij, we take the inner product of Uj with some vector in F,y and obtain hji = hjcosec ©ij - /j,cot0y. E.1.3) Lemma 5.1.2. The volume of P ec4 can be represented in the form V^n(P) = Sfly,... A • • ^»' E1-4) where the sum extends over /i, ...,/„ g A,..., N} and where the coefficients aj^, j^ are symmetric and depend only on the a-type d. Proof. We use induction on n. For « = 1, the assertion is trivial. We assume that n>\ and that the assertion has been proved in dimension n-\. Let ig{l,...,N}. By the induction hypothesis, there is a representation V^n-i(^/)= S a/t^;,^/t„-,^vt, • • • ^vt,-r E1.5) Here the coefficients a/t^,'^,/t^_, depend only on the a-type cAi of F, and
272 Mixed volumes and related concepts thus, by Lemma 2.4.10, only on the a-type c4.. By E.1.3), hik, = A/t,cosec0,/t^ - hi cox 0ik,. E.1.6) Inserting E.1.6) into E.1.5) and the latter into E.1.2), we obtain a representation of the form Vn{P) = 2«/„„A • • • \. Introducing additional zero coefficients, we may assume that the summation extends formally over all /,,...,/„ e {1,..., N}. Clearly the coefficients can be assumed to be symmetric in their indices. Since the numbers fl/t^'.^jt^.,, as well as the angles 0y, depend only on <^ the same is true for the coefficients fly,.,.;^. ■ Now we assume that strongly isomorphic polytopes Pi,. . ., P„ eeyl are given. We define F^K F^p, hY\ h'jp for F, in the same way as Fj, Fij, hi, hij were defined for P. Then we introduce the mixed volume of Px,...,P„\>y V{P,,...,Pn)--=J.ai,...ihf:>---ht\ E.1.7) where the coefficients fl/, ,./„ are those of E.1.4). Thus K(Fi,. .. , F„) is symmetric in its arguments, and V{P, ...,P)= V„{P). E.1.8) Let polytopes P^,. .. , P„ecA and numbers Ai,...,A„^0 with ^A, > 0 be given. Then AjF, + . .. + A„F„ e c^ by Lemma 2.4.10 and the definition of strongly isomorphic polytopes, and /»(AiF, + . . . + A„F„, u) = Aj/jI') + . . . + X„h^r\ From E.1.4) and E.1.7) we immediately obtain m K„(A,F, + . . . + A„F„) = S A,, • • • kiVi^Pi^, ..., Pi). E.1.9) ii....,(„=i The following lemma expresses the mixed volume explicitly in terms of Minkowski sums. Lemma 5.1.3. For P^, . . . , P„eci, K(Pi, ...,F„) = ^i (-1)"+* 2 K„(Fi, + . • • + P„). E.1.10) Proof. Denote the right-hand side of E.1.10) by /(Fi,. . ., Pn), including the case where one of the P, is equal to {o}. For Aj,. . ., An > 0 it follows from E.1.9) that /(AiPi,. . . ,KPn) is a homogeneous polyno-
5.1 Mixed volumes and mixed area measures 273 mial of degree n in ki,. .. ,X„. Now (-l)"^'«!/({o}, F2, ...,F„) = 1 V„(P,)- ISiSn 2 K„({o} + F^) + X V„(P, + Pi)] S V^„({0} + Pi + Pk)+ S V^n(P, + P/ + Pk) 2Si<kSn 2Si<i<kSn = 0; thus /@Fi,A2F2. •••' ■^n^'n) "s identically zero for all A2, ...,An. Hence, in the polynomial f(?^\P\,. . ., k„P„) all monomials Aj^ • • • A;^ with I $ {ii,. .. ,i„) have zero coefficients. Since 1 can be replaced by each of the numbers 2, ...,«, we conclude that only the monomial A] • • • An has a non-zero coefficient, and this is obviously equal to v{p„...,p„). m We note that E.1.10) implies, in particular, that V(Pi,. . ., P„) does not change under arbitrary translations of any of the F,. Formula E.1.2) extends to mixed volumes. To see this, let Fj,. . . , Fn_i be strongly isomorphic {n - l)-polytopes. They lie in (« - l)-di- mensional affine subspaces that are all parallel, say to H. We can define v(P'i, . . . , P'„-\) as the mixed volume, relative to H, of arbitrary translates of Fj,. . ., P'„-i contained in H. By the translation in- variance property just noted, this mixed volume is well defined. Similarly, we can define the (« - 2)-dimensional mixed volume t;*""^^ for strongly isomorphic {n - 2)-polytopes. Lemma5.1.4. For Pi, . . . , P„ e cyf., nF„ . . . , F„) = - ih\%{F?\ ..., f\"\ E.1.11) n ,=1 Proof. We use induction over n. The case « = 1 being trivial, assume that n> I and the assertion is true in dimension n - I. Denote the right-hand side of E.1.11) by W(Fi, ..., Fn). Applying E.1.2) to AiFi -t-... + AnFn and using E.1.9) in dimension n - I, we obtain n K„(A,F, + ... -t-A„F„)= 2 A,, ■ • ■ Ai^W(F;,, . . ., F;„) .■„••■.'-=' for arbitrary A,, . . . , An > 0. Hence, it suffices to show that W(Fi, . . . , P„) is symmetric in its arguments. By the inductive hypothesis.
274 Mixed volumes and related concepts W(Fi, ...,P„) = i^M^'irT 2 /.?V"-«(F?\..., F^) r<s (for « = 2, the expressions u^"~^^ have to be replaced by 1). By E.1.3), h9^h?s> + h'-Ph^l'' = /.(')[/.?)cosec0„ - /.?>cot0„] +/j (')[/»(/> cosec 0,,-;j(^) cot 0„], and this expression is symmetric in the upper indices 1 and 2. Thus W(Fi, P2, Pi, ., Pn) = W(P2, Pi, F5, . . ., Pn), and since W(P,, P2, Pi,. . ., Pn) is symmetric in its last n - \ arguments, as follows from its definition and the symmetry of mixed volumes in dimension n - \, the proof of the lemma is complete. ■ Mixed volumes are closely related to mixed area measures, which we now define for strongly isomorphic poly topes. Recall that the area measure Sn-\{K, •) of a convex body K e Xq is, by Theorem 4.2.5, the Borel measure on the unit sphere 5"~' for which S„.i(K, 0)) = X"-\t(K, (d)) for w e ^E""^). In particular, for a polytope P (not necessarily with interior points) with normal vectors ui, . . ., u^ "we have 5„_i(F, «) = S V^n-i(F(F. «,))• E.1.12) For strongly isomorphic polytopes Pi,..., P„_i e cA we define their mixed area measure by S(Pu ..., P„_i, m) := S v{Ff\ ..., F^'V E.1.13) U,E(ll Thus 5(Fi,. .. , F„_i, •) is a finite measure on (B(S"~^). For P,,. . ., P„ e ai and for A,,. .. , A„ ^ 0 we obviously have Sn-iihPi + ... + A„F„, •) m = 2 Ai, . . . A,„.,5(Fi,, . . . , F,„.,, •), E.1.14) '1 '/.-i=i in analogy to equation E.1.9) and as a consequence of it, applied in dimension n - I. In the same way as Lemma 5.1.3 was proved (or from that lemma and from E.1.13)) one obtains the following result, which expresses the mixed area measure as a linear combination of area measures of Minkowski sums.
5.1 Mixed volumes and mixed area measures 275 Lemma5.1.5. For Pi, ... , P„_i g <^, S{Pu ...,P„-i, •) n-l = 7-^ 2 (-1)"^*-' 2 5„_,(F„ + . . . + F,, •). We note that formula E.1.11), valid for Pi,.. ., P„ ec4, can be written in the form V(Pi, .. ., F„) = 1 L ,/»(Pi, u)dS{P2, ...,P„, u). E.1.15) It is now easy to extend all this to general convex bodies. Theorem 5.1.6 (and Definition). There is a non-negative symmetric function V:(J^")" —*U, the mixed volume, such that m K„(A,/C, + ... + A„/C„)= 2 A,, •••A,„K(/C,.,...,/C,„) E.1.16) for arbitrary convex bodies Ki,. . . , K„ ^JC and numbers Aj,. . . , A„ ^ 0. Further, there is a symmetric map S from {X")"~^ into the space of finite Borel measures on 5""', the mixed area measure, such that m 5n-l(^lJ^l + • • + ^m^m^ ' ) = Zi ^h ' ' ' '^'n-i'^^^'i' • • • ' ^'n-i' ' ) i,,...,1,-1 = 1 E.1.17) for Ki,...,K„eJC" and A,,. . . , A„ ^ 0, where S(Ki,. . . , K„_i, •) := 5(A:„ . .. , A:„_i)( •). The equality V{Ki, ...,K„) = - L,/»(A:„ u)AS{K2, ...,K„,u) E.1.18) ft J^ holds for Ki, ..., K„eJC". Proof We define ^ V(Ki,...,K„):=-^2(-l)"^'' 2 V^„(/f„ + . . . + /^U E119) n'- k=i i,<...<n for arbitrary Ki,. .. , K„ e X", which by Lemma 5.1.3 is consistent with the definition already given for the mixed volume of strongly isomorphic polytopes. From the continuity of Minkowski addition and the volume functional we deduce that K is a continuous function on {X")". Let it,,..., K„ g X" be given. By Theorem 2.4.14 we can find sequences (Fi,),6i«g, • • • > {Pni)i€N of polytopes such that P„-* it, for /-* <» (r = 1,... , «) and such that, for each i eN, the polytopes Py,. . . , P„j are strongly isomorphic. From E.1.9) and the continuity of volume and mixed volume we deduce that E.1.16) holds.
276 Mixed volumes and related concepts Similarly, we define S(Ki, . . . , K„-i, •) •= (r, ^ ni 2(-l)"^*'' 2 5n-i(/^„ + • •. + /^,,, •) E.1.20) for i^i,. .. , i^n-i e ;^", which again is consistent with the former definition, because of Lemma 5.1.5. Thus 5(it,,. ..,/l„_i, •) is a signed measure on 7iE"~^). From the weak continuity of the area measure, a special case of Theorem 4.2.1, we see that the map S thus defined is weakly continuous; that is, Kn—* itj,.. . , K„-ii-^ K„_i for i -* 00 implies S(Kii, . . . , K„-ii, •) —» S{Kx, . . . , i^n-i, •). An approximation argument analogous to that above now shows that E.1.14) leads to E.1.17). Formula E.1.18) is obtained from E.1.15) by approximating it,,... , K„ by strongly isomorphic polytopes and using the continuity of the mixed volume, the weak continuity of the mixed area measure and the fact that support functions are continuous. It remains to show that V and S are non-negative. That V is non-negative on strongly isomorphic polytopes follows by an obvious induction argument, using E.1.11) (where o e Fi and hence hf =0 can be assumed). The non-negativity of the mixed area measure on strongly isomorphic polytopes is then a consequence of their definition E.1.13). Finally, approximation by strongly isomorphic polytopes yields the non-negativity of V and S in general. ■ We remark that equality E.1.13) and Lemma 5.1.4, valid so far for strongly isomorphic polytopes, can now be shown to hold for arbitrary polytopes. Let F,,. . . , F„ e'P". Applying E.1.12) to F = A,F,-t- .. . + An_]Fn_] with Aj,. .., An_i ^0 and using E.1.14) on one hand and E.1.12), E.1.9) (in dimension n - I) on the other, we find, comparing the coefficients of Aj •• • An_j, that 5(Fi, . . . , F„_i, «) = ^v{F{P,,u),...,F{P„_„u)) E.1.21) for coe "Ji^S"'^). Here the sum extends formally over all w e w, but in fact only over the finitely many normal vectors of the facets of F, + ... + Fn_i contained in (o. In view of E.1.21), formula E.1.18) reads V{P„ . .., F„) = ^ 2 h{Px, u)v(F(P2, u), . . ., F(P„, u)), n usS-i E.1.22)
5.1 Mixed volumes and mixed area measures 277 where the sum extends over the normal vectors of the facets of We have already shown and used in the proof of Theorem 5.1.6 that the mixed volume is continuous and the mixed area measure is weakly continuous. We shall now establish some further properties of these maps. From E.1.19) and E.1.20) it follows that the mixed volume and the mixed area measure do not change under an arbitrary translation of any of their arguments. Further, it follows that V(K,...,K)= V„(K), V{aKu...,aK„)= V(K,,...,K„) for any volume-preserving affine map a: E" -* E", and that S(K,...,K, •)=5„_,(A:, •), S(pKi, ..., pK„.u p(o) = S{Kx, ..., /<:„_,, (o) for any rotation p e SO(n). Let K, L eJC" be convex bodies such that K C L, and let Ki, ■ ■ ■ , K„ e JC" be arbitrary. From E.1.18) we obtain V(K,K2,...,K„)- V(L,K2,...,K„) = - Lxh(K, u) - h{L, u)]dS{K2, ...,K„,u) ft ■'•^ SO, with equality if and only if h{K, u) = h{L, u) for each u e suppS(K2, . . . , K„, ■). Thus KCL=> ViK, K2,..., K„) ^ V{L, K2,..., K„). E.1.23) By symmetry, the mixed volume is monotone in each of its arguments. Unfortunately, no geometric description of the support of the mixed area measure S{K2, ■ ■., K„, •) is known (see, however. Conjecture 6.6.13). Therefore, the complete characterization of the equality cases in E.1.23) is an open problem. A special case is treated in Theorem 6.6.16. Easier to decide is the question of when the mixed volume is strictly positive. Theorem5.1.7. For Ki,. . . , K„ e JC", the following assertions are equivalent: (a) V{K„...,K„)>0; (b) there are segments 5, C AT, (i = 1, . . . , n) with linearly independent directions;
278 Mixed volumes and related concepts (c) dim (Ki^ + .. . + Kji) ^ k for each choice of indices 1 ^ /j < . . . < i/t = « and for all k e {I, . . ., n}. Proof. Suppose (a) holds. We prove (b) by induction. The case n = I being trivial, suppose that n> I and that the assertion is true in smaller dimensions. Since a convex body can be approximated by polytopes contained in it and since the mixed volume is continuous, there are polytopes PjCKi (i =!,...,«) such that V{Pi,. . . , P„)>0. By E.1.22), 0 < V(P„ . . . , F„) = -^ 2h(Pu uMnPi, ",)> . . . , F(P„, M,)), where the sum extends over finitely many unit vectors w,. Assuming that o e relint Pi, all the summands are non-negative; hence there is some /' for which h{Pi, Uj) > 0, V(F(P2, My), . . . , F{P„, Uj)) > 0. By the induction hypothesis, the latter implies the existence of segments Si C F{Pj, Uj), i = 2, . . . , n, with independent directions. Since h(Pi, Uj) > 0, there is a segment Si C Fj that is not orthogonal to Uj. Thus SjC Ki for i = I,. . . , n, and the directions of Si,. . . ,S„ are linearly independent. Thus (b) holds. Suppose that (b) holds and SjC Ki (i= I,... , n) are segments with independent directions. The monotoneity of the mixed volume in each argument implies V(Ki,... ,K„)^ V(Si,..., S„). By E.1.19), nlV{Si, ...,S„)= V„(Si + ... + S„)>0, which shows that (a) is true. It is trivial that (b) implies (c). Vice versa, if (c) holds, we may assume that o e relint it; for i = 1,..., «, and then the truth of (b) is an immediate consequence of the subsequent lemma. ■ Lemma5.1.8. Let Li,. . . , L„ be linear subspaces of E". // dim (Li, + ... + Li)^ k for each choice of indices \^ ii< . . .< ii^^ n and for all k e {1,. .. , n), then there are lines GiC Lj (i = 1,. .. , «) such that dim(G, + . . . + G„) = «. Proof. For each m-tuple (I'l,... , I'm) froi" {2,... , n) we have either (a) L, C L;, + . . . + Li^ or (b) dim(Li n (L,-, + .. . + LJ) < dim L,. Since Li is not covered by finitely many lower-dimensional subspaces.
5.1 Mixed volumes and mixed area measures 279 we can choose a line Gj C Li such that in case (b) we always have G, 9t L,- + ... + L;„. Let A2, •. •, ik) be a (A: - l)-tuple from {2,... , n}. Then either Li C L,j + . .. + L;^ and hence dim(Gi + L,j + .. . + L,^) = dim(Li + L.^ + .. . + L,-^) ^ A:, or Li 9^ Ljj + .. . + L,^ and thus dim(Gi + L,j + . . . + L,^) = 1 + dim(L,j + . .. + L,-^) ^ I + (k - I) = k. Repeating the procedure with L2, and so on, we complete the proof of the lemma. ■ An important property of the mixed volume is its Minkowski linearity in each argument: for K, L, K2, ..., K„ e JC" and A, ju ^ 0 we have V{XK + yiL, K2,..., K„) = kV(K, K2...,K„) + nV{L, K2,..., K„). E.1.24) This follows from E.1.18). By symmetry, V is Minkowski linear in each of its arguments. The same holds for the mixed area measure: S(kK +nL,K2 K„.u •) = kS{K, K2,..., K„.u •) + tiS(L,K2,..., K„_u • )■ E.1.25) For polytopes, this is clear from E.1.21) and the linearity of the mixed volume (in dimension n - 1); the general case follows by approximation. The polynomial expansion E.1.16) can be written in a more concise form. Introducing the abbreviation V{K, K„...,K,,...,K,)=: V{K,[r,], ..., K,[r,]) and the multinomial coefficient n\ n \ ■_ J —r^. r '^ 2// = " and rj e @, 1, .. ., «}, \r\ ... Tm; •= < ri\ ■■■ rJ /=, 0 otherwise, we find, using a standard combinatorial argument, for i^i,..., /:„e3:"andA,,...,A„^0, K„(A,a:, + ... + X„K„) = 2 ( " ) AI'• • • A;"K(/:,[r,] K„[r„]). E.1.26)
280 Mixed volumes and related concepts Similar polynomial expansions are obtained for the mixed volume if some of its arguments are held fixed. Let an integer p e {I,..., n) and convex bodies Cp+i, ..., C„ e X." be given. Then K(AiA:, + . . . + Xn,K„[p], Cp^u ...,C„) = 2 ( ^ ]a;'--a;"K(a:,[m], ..., A:4r„], Cp+,, ...,c„) r„...r„=0\ri •■■ rmj E.1.27) For the proof, we develop both sides of the identity K„(//(A,A:, + ... + X„K„) + tip+iCp+i + ... + = V„{nXiKi + .. . + (iX„K„ + jUp+iCp+, + . .. + n„C„) for ju, jUp+i, ..., ju„ ^ 0, using E.1.26), and compare the coefficients of n''(ip+i •• • jUn in the two expressions thus obtained. It is clear that the polynomial expansion E.1.17) leads to exactly analogous results for the mixed area measure; for these, we use the analogous notation. The case p = 1 of E.1.27) and the corresponding formula for the mixed area measure expresses the known fact that both maps are Minkowski linear in each argument. A further additivity property is to be noted. For given p e {I,. . . , n} and convex bodies C^+j,. .., C„ e JC", the function / defined by f{K) := V{K[p], Cp+,, . .., C„), K e JC" is additive on 3:!"; thus V{K u L[p], Cp+„ ..., c„) + K(a: n L[p], Cp+,,..., c„) = V{K[pl Cp^,, . .. , C„) + V(L[p], Cp^u ...,C„) for K,Le X" such that K U L e X". In fact, for such K, L and for jU, jUp+i, ..., ju„ ^ 0, we have V„{n{K U L) + //p+,Cp+, + . . . + n„C„) = V„{nK + Hp+xCp+x + . . . + n„C„) + V„(nL + (ip+iCp+i + . . . + (i„C„) by Lemma 3.4.10. Developing both sides according to E.1.26) and comparing the coefficients of n''(ip+i ■ ■ ■ n„, we arrive at the assertion. Similarly, from the additivity of the area measure (a special case of Theorem 4.2.1) we infer that the map K >-^ S(K[p], Cp^u ■ ■ ■ , C„-i, •) is additive on 3:!". Finally, we note that the mixed area measure, when considered as
Notes for Section 5.1 281 defining a mass distribution on the sphere, always has its centroid at the origin: l„.,udS(Ku...,K„.uu) = o. E.1.28) In fact, from E.1.18) and the translation invariance of the mixed volume we have 0 = V(Ki, ..., K„-u K„ + t)- V{Ku ..., K„_u K„) for arbitrary t e E", from which E.1.28) follows. Notes for Section 5.1 1. The theory of mixed volumes was created by Minkowski A903,1911). A presentation of its early development and history can be found in Bonnesen & Fenchel [8]. The theory attained a more general and elegant form when the mixed area measure was introduced, independently by Aleksandrov A937a) and by Fenchel & Jessen A938). If the mixed volume has previously been defined, then formula E.1.18) can serve as a starting point for the definition of the mixed area measure: Let Ku ..., Kn-i 6 X" be given. For K 6 X\ let h := Hk and f{h) := V(K, Ki, ..., K„-i). This defines an additive functional / on a subset of CE''"'), the real vector space of continuous real functions on 5""' with the maximum norm. It can be shown (see Section 5.2) that / has a unique extension to a continuous linear functional on C(S"~^). By the Riesz representation theorem, there exists a unique measure S(Ki,..., ^„-i, •) on ^E""') for which, in particular, V(K, Ku-.., Kn-i) = - L M^' ")d5(/:i, .... ^„-i, ") n Js ' for all K e X". The properties of S can be deduced from those of V. By this method, the mixed area measure was introduced by Aleksandrov A937a), and in a similar way by Fenchel & Jessen A938). For a geometric interpretation, Aleksandrov first defined S„-i(K, •), essentially by formula D.2.24), and then used his definition of the mixed area measure to prove the expansion E,1.17). Later, Aleksandrov A939b) simplified part of his reasoning by working with weak convergence. Fenchel & Jessen A938) used the formula ViL, K,...,K) = ^ L.''(^' u)dSn-i{K, u) to define S„-i(K, •) and later obtained an intuitive interpretation by proving formula D.2.9). 2. Mixed volumes can be introduced in different ways, but at some point, a symmetry property such as that of W(Pi,.. ., P„) in the proof of Lemma 5.1.4 has to be shown. For the case of polytopes, one may compare Minkowski A911), §21, and Aleksandrov B], p. 411; for analytic proofs, see Bonnesen & Fenchel [8], p. 57 and the references on p. 61. 3. Lemma 5.1.8 is taken from LeichtweiB [23], pp. 176-7. A refinement is proved and used in Schneider A988a).
282 Mixed volumes and related concepts 4. Polynomial expansions for valuations. The existence of the crucial polynomial expansion E.1.16) can be shown for functions that are considerably more general than the volume: Theorem. Let cp be a real-valued translation invariant valuation on "p". Then for Pi,..., P^e 'p" and rational Ai,.. ., A* S 0, q>{^iP\ + ... + A^P*) is a polynomial in Ai, ..., A^ of degree at most n. The coefficient of Ai' • • • A" is a translation invariant valuation in Pj that is homogeneous of degree ry (y = 1, ...,k). If, moreover, q> is defined and continuous on X", then the expansion extends to XiKi + ... + X/^Kk with Ki,..., K/^e 7^" and real Ai,.. ., A* = 0. The question whether such a result might hold was posed by McMullen in 1974. He developed a theory yielding the above theorem and more general results (McMullen 1975c, 1977); see also McMullen & Schneider [40], §10. Using different approaches, McMullen's question was answered by Meier A977) and Spiegel A978). Meier's approach to mixed valuations was via 'mixed polytopes'; for these, see also McMullen & Schneider [40], pp. 200-1, and, as part of a quite general theory unifying many previous results, McMullen A989). 5. The mixed volume as a distribution. The representation E.1.18) exhibits the linearity of the mixed volume in its first argument, but not the symmetry of the mixed volume. To obtain a more symmetric representation, Weil A981b) expressed the mixed volume as a distribution. More generally, such a representation is possible for multilinear and continuous functions on JC". The following theorem is due to Goodey & Weil A984): Theorem. Let q>: (X")"—* U be multilinear and continuous. Then there is a unique distribution 7" on E""')" that can be extended to a Banach space of functions on E""')" containing the tensor products h^,® ... ® hic„, for all Ki, . . ., K„e X", in such a way that In fact, there are real functions /^ of class C°° on E""')" for y = 1, 2, ... such that L, ,• • • L-.''(^i' "')••• ''(^'» "<■)/;("•. • • •' "n)do{ui) ■ ■ • do(u„) as y —» », uniformly for all Ki in any fixed ball (a is the spherical Lebesgue measure). 6. Characterization theorems. As mentioned in Section 4.2, Hadwiger's characterization theorems 4.2.6 and 4.2.7 for linear combinations of quermass- integrals were the starting point for several similar investigations. Characterizations of functionals related to mixed volumes by means of their additivity properties require strong additional assumptions. F^ry A961) characterized, for a given convex body U e X", the functionals n q,:K^ J,c,V(K[il U[n - /]), 1=0 where to,..., c„ 6 R, as the translation invariant, continuous valuations q> satisfying (p{K) = <fiL) whenever ViK[i], U[n - /]) = V{L[i], U[n - /]) for / = 0,...,«. Firey A976) showed that an increasing Minkowski linear function q>:X"—*U that is zero on one-pointed sets must be of the form qiK) = V(K, L[p - 1], S,^u ...,S„)
Notes for Section 5.1 283 with an essentially unique convex body L and pairwise orthogonal unit segments 5p+i, ..., 5„ that span the orthogonal complement of the affine hull of L. The following theorem was proved by McMullen A980): Let cp be a continuous, translation invariant valuation on X" that is homogeneous of degree n - \. Then there is a continuous function g: 5""' -»IR such that <K^) = /j,.,g(")d5„-i(^, u) for K 6 X\ From this result, McMullen deduced that for any such valuation <p there exist sequences {Lj)j^hi, (Mj)je\ in JC" such that (p(K) = \im[V{K[n - 1], L,) - V(K[n - 1], M^)] for K 6 X". The following counterpart is due to Goodey & Weil A984): A functional <p: X" —»R is a continuous, translation invariant valuation that is homogeneous of degree 1 if and only if there are convex bodies Lj, Mj for y = 1, 2, ... such that (p{K) = lim[V(A:, L\n - 1]) - V(K, M,{n - 1])] uniformly for all A: 6 {A: 6 I^i::''! A: C mB") and for any m > 0. McMullen A990) showed: If (p-.JC^R is a monotone, translation invariant valuation that is homogeneous of degree « — 1, then there is a convex body Ls X" such that qiK) = V(K[n - 1], L) for all Ke X". An identity for mixed volumes. If K, L, K^, . . ., Kn^ X" are convex bodies such that K U L is convex, then V(K, L, Ki, ..., K„) = V(K U L, K n L, Ki, . . . , Kn). This follows from the additivity property of the mixed volume. It was noted by Groemer A977a), p. 160, and proved in a shorter way in McMullen & Schneider [40], p. 179. An abstract version was given by McMullen A989), Theorem 15. Mixed area under separate rotations. The mixed volume V{Ki,. . ., K„) is invariant under simultaneous rigid motions of the arguments, but not, of course, under separate motions applied to the arguments. Gortler A937a) investigated the pairs K, L in X^ for which V{K, L) is invariant under arbitrary rotations of one of the arguments. Characterizations of convex bodies in terms of mixed volumes. A convex body is determined, up to a translation, by the values of its mixed volumes with sufficiently many other convex bodies. As an example, the following result was proved in Schneider A974d): Let /' 6 {1,.,.,«- 1} and let K, K' 6 X" be convex bodies of dimension S / + 1. If V{K[i\, B''[n - i - 1], L) = V(K'[i], B-ln - i - 1], L) for all two-dimensional convex bodies L, then K is a translate of K'. In fact, it is sufficient to assume the equality only for those convex bodies L that are congruent to a fixed triangle having at least one angle that is an irrational multiple of IT. In vie^v of such uniqueness results, it is not suprising that it is possible to characterize certain classes of convex bodies in terms of relations satisfied by mixed volumes. For example, Weil A974b) showed that L 6 ^'' is contained in some translate of /^ 6 :^'' if and only if
284 Mixed volumes and related concepts V(L, K2,..., K„) S V(K, K2,..., K„) for all K2, ..., K„e X". Furthermore, each of the following conditions (a), (b), (c) is equivalent to the fact that L is a summand of K: (a) (Weil, 1974b) For each y 6 {1, ...,«- 1}, the real functional Tk.l.j = 2, (^)(-!)'-* V(^[*]. m - k], B-ln - 1 - y], •) is monotone on X". (b) (Matheron, 1978b) For each y 6 {0, ..., «} and A 6 @,1), V(K~- XL[n - j], L[j]) =!(%-'>- l)*A*V(/:[n - k- j], L[k + /]). (c) (McMullen, 1990) For all polytopes P, Q b X" with PCQ, V{Q[n - 1], K) - ViQ[n - 1], L) - V{P[n - 1], K) + V{P[n - 1], L) g 0. Other results in a similar spirit concern zonoids, generalized zonoids and centrally symmetric convex bodies. For K e X" and u 6 5""', let Vn-iiK") denote the (n - l)-dimensional volume of the orthogonal projection of K onto the hyperplane Hu.o', here K" = K\Hu,o- Weil A976b) proved that a centrally symmetric convex body K isa zonoid if and only if V{K, L[n - 1]) g V(K, M[n - 1]) for all centrally symmetric L, M e X" satisfying Vn-iiL") g Vn-i(M") for all 1/6 5""'. Goodey A977) showed that a centrally symmetric convex body K 6 X" is a generalized zonoid if and only if there exists a constant C such that \ViK, L[n - 1]) - ViK, M[n - 1])| S C sup |V„-,(^'') - V„_,(M")| for all centrally symmetric L.MeX". He also showed that K e X" is centrally symmetic if and only if ViK, L[n - 1]) = ViK, M[n - 1]) for all L,Me X" satisfying Vn-^L") = V„_i(M'') for u 6 5"-'. Similar and more general results were proved by Weil A979a) and by Goodey A984a, b); for some necessarv modifications of the latter results, see §6 of Goodey & Weil A991). 5.2. Extensions of mixed volumes The mixed volume, as defined in the preceding section, is a function on w-tuples of convex bodies that is Minkowski-linear in each variable. In the present section we shall collect some information on the possibilities for extending the mixed volume to other kinds of argument, while preserving or generalizing its linearity properties. Our first observation is a negative one: under any extension to non-convex compact sets, the mixed volume would lose its essential properties. More precisely, the following result holds (Weil 1975a). Theorem5.2.1. Let X' d^" be a class of compact sets containing X" and closed under Minkowski addition. If there exists a function
5.2 Extensions of mixed volumes 285 V:{JC')" ^■U that is Minkowski-additive in each variable and for which V{K,. .. , K) = X"(K) for K e X', then X' = X". Proof Suppose that X' and V satisfy the assumptions. Since V(-, Ki, . . . , K„) (where K2,. . . , K„ e X' are fixed) is Minkowski-additive, the observation at the end of Section 3.4 shows that V{Ku K2,..., K„) = K(conv K^, K2, . .. , K„) for Ki e X'. Similarly, V(con\ Ki, Ki, Ki, . . . , K„) = V(con\ Ki, com K2, K^, . . . , K„), and so on. In particular, for M e X' we have ^"(M) = ^i"(conv M). If dimconvM = «, this implies M = convM. If dimconvM<«, we choose a convex body K in an affine subspace complementary to aff M such that dim (it + convM) = n. For M' ■= K + M we have ^^"(M') = :^^"(con\M') and thus K + M = M' = com M' = K + convM. Since K and conv M lie in complementary subspaces, this implies M = conv M. Thus each element of X' is convex. ■ If, however, we consider the mixed volume not as a Minkowski multi-additive function on convex bodies, but as a multi-additive functional defined on support functions, then a natural and sometimes useful extension is possible. In the following, we identify convex bodies with their support functions, restricted to 5""', and hence also write V(K„...,K„)= V(h^^,...,hf:^) E.2.1) ioT Ki,..., K„eX". The real vector space C(S"~^) of real continuous functions on the sphere 5""' contains as a subspace the vector space D{S"~^) spanned by restrictions of support functions. If g e DE""') has the representations g = hK-hL = hf:-hi- with K, L, K', L' e X", then K + L' = K' + L; hence it follows from the additivity of the mixed volume that V{g, K2,..., K„) := V{K, K2,..., K„) - V(L, K2, . . . , K„) does not depend on the special representation. Clearly V{-, K2, ... , K„) thus defined is a linear functional on DE""'). Similar extensions are possible in the other arguments. Explicitly, for g, e DE""') with the representations g, = hf - h], where hf, h] are restrictions of support functions (i = l,...,«), we can define the mixed volume of gi,- • ,gn by V(gu-,gn)= 2 (-iy'*-*''"V{h\\...,h)p). v„...,v„e{0,l)
286 Mixed volumes and related concepts Then V is symmetric and «-linear on D(S"~^), and satisfies E.2.1). Similarly, the mixed area measure has an (« - l)-linear extension to D(S"~^) given by S{gu . . . , g„-„ •) = 2 i-iy* ^""-S{h\\ ..., hU , •). V, v„.,e{0.1) Formula E.1.18) extends trivially to give V(gl, ■■■, gn) = — J^„.,5l(w)d5(g2, . . ., gn,u) forg,,...,g„6DE"-'). For given convex bodies K2,.. ■ , K„ e X", we can immediately obtain an extension of the functional V( •, K2,. . . , K„) to the space CE"~') (with the maximum norm) by defining V(f, K2,..., K„) := -^ j^J{u)dS{K2, ...,K„,u) E.2.2) for / e CE""'). Then V{ •, K2, ■ ■ ■ , K„) is a continuous linear functional on CE""'), with norm V{B", K2,. .., K„). The mixed area measure S{K2,. . . , K„, •) turns out to be the unique measure representing this linear functional according to the Riesz representation theorem. (This remark has played a role in the literature; cf. Section 5.1, Note 1). It should, however, be pointed out that a further extension of the mixed volume to a multilinear continuous functional on CE"~') is not possible. It suffices to show this for n = 2. Theorem 5.2.2. There is no bilinear function K; CE')^ —»R that is continuous in each variable and satisfies V(hK, h^) = V{K, L) for K,L€ X\ Proof. Suppose V exists. We identify 5' with [0,2n] via (cos a, sin a) i-> a. For a continuous function / on [0, 2tt] and a convex body K e 7K} formula E.1.18) extends to give V{f,hK)-\\j{oc)AS{K,oc). For the proof, we approximate / uniformly by differences of support functions (which is possible by Lemma 1.7.9) and use the linearity and continuity of V in its first argument. Now choose /(a) = 1 - |sinar|'^ and let 0<e<l. Let K be the segment with endpoints ±@, a), where a = 1/e. The measure S{K, •) is concentrated at the points or = 0 and or = tt and associates a weight 2a with each of these points. Let L be obtained from AT by a rotation
5.2 Extensions of mixed volumes 287 around its centre by an angle q>, where sin q>= e^. Then K and L are Hausdorff distance e apart. On the other hand, V{f, Hk) - V(f, ht) = 2a- 2a(l - Vsinq?) = 2. Thus the function g^ '.= h^ - hi satisfies \\ge\\ = e and V(f, g^) = 2, which for e —»0 contradicts the continuity of V in its second variable. ■ If convex bodies are identified not with their support functions but with their characteristic functions, then a different extension problem arises for the mixed volume. We shall describe briefly the theory developed by Groemer A977a) for this case. For K eX", let K* be the characteristic function of K, and let V(J^") be the real vector space spanned by these functions for K e DC". (Compare Section 3.4, Note 7. Since Groemer's notation K* is used only in that note and in the present section, no confusion with the polar body should arise.) The first step is to show that there exists a unique bilinear map t/»: V{X"Y -'■ViJC") such that V</C*, L*) = {K + D* for K, L eJC". The construction of this map uses the Euler characteristic on V(JC") as established by Groemer A972, 1974). The vector space V(J^") together with the multiplication x defined by / x g = v(/, g) is a commutative algebra over U with unit element. The Euler characteristic is an algebra homomorphism. To every affine map a: E" —»E" there exists a unique linear map a: V(J^")^V(jiC") such that a(K*) = (aK)* for K e J^". In the special case ax = Xx with A ^ 0 one writes a{f) : = A o / for / e V(X"). Obviously there is a unique linear functional V„ on V(J^") such that V„(K*) = V„(K) for K e JC". Groemer showed that E.1.26) can be generalized as follows. For non-negative integers ri,... , r„ with ri + . . . + r„ = n there exists exactly one «-linear map Vir, .„):n:^")"-R such that Vir, rjiKl .■.,Kt)= V(K,[r,], . . . , K„[r„]) for Ki,...,K„€j^". For /i,...,/„e V(J^") and Aj,. . . , A„ ^ 0 we have ^n((A,o/,)X ... X(A„o/„)) 'Ar, For the further investigation of these generalized mixed volumes we refer to the original article of Groemer A977a). Finally we consider a very special situation where the mixed volume
288 Mixed volumes and related concepts can be extended in a natural way. This extension will be particularly useful for the proof of the Aleksandrov-Fenchel inequality in Section 6.3. Let c4. be a given a-type of strongly isomorphic simple ^-dimensional polytopes. As in Section 5.1, we let w,, ... , W/^, be the normal vectors of the facets of any P ec4., and we use the notation of the first part of Section 5.1. The N-tuple is called the support vector of P. We recall that the support numbers of the facet F; are given by hij = hjCOsecOji - hj cot ©ij for (/, /) e J, and furthermore that nF„...,F„)=2«..../„A?--•^l"^ E.2.3) v(Ff\...,Fr'')=2ait,„.,h^---ht:' E.2.4) for Pi,. .. , P„ ec4, where the coefficients are symmetric and depend only on the a-type ct/.. The summations in E.2.3) and E.2.4) can be considered to extend respectively over all j\,. . ., )„ and all k^,.. ., k„_i, from 1 to N, if zero coefficients are introduced and, say, hy :- 0 if (/, /) ^ J. We can consider V, as given by E.2.3), to be defined for w-tuples of support vectors, and we now extend this to arbitrary N-tuples Xr = {x\'\ . . . , x^;,^) e U"", r = 1, ...,«, by putting V^(^i,...,^„):=2«w„^i:^---^^ E-2.5) Then V is an N-linear function on U'^. Furthermore, for AT = (a:,, ..., x^) e R'^ we define [jrycosec 0;y - Jfjcot 0/; if (i, /) e J, ""'' ' @ if (/, /) ^ J and AiX ■= (xn, . . . , XiN), E.2.6) so that Aj-. U'^ ^ R'^ is a linear map. Then we put v(A,X„ . .. , A,Z„.,) := 2a>^^..,„_^'ll^ ■ ■ ■ xt!'- E-2.7) Lemma 5.1.4 now extends to give V{X„ . . . , Ar„) = - ^x^^v{AiX2, ..., A,X„). E.2.8) n (=1
5.3 Special formulae for mixed volumes and quermassintegrals 2S9 This follows from the facts that the equality is true for support vectors, P + eXr is a support vector '\i P ec4 and e is in a suitable neighbourhood of 0 (as follows from Lemma 2.4.12), and both sides are «-linear functions. Note for Section 5.2 The multilinear extension of V and S to differences of support functions appears in Aleksandrov A937a). It was further investigated (and used for characterizations of convex functions within the vector space of differences of support functions) by Weil A974a); see also Weil A974b). The assertion of Theorem 5.2.2 was first proved, in a different way, by Meier in 1982 (unpublished). The construction used above is taken from Schneider A974c), in a modified form. 5.3. Special formulae for mixed volumes and quermassintegrals The purpose of this section is to collect a number of special formulae for mixed volumes and mixed area measures and, in particular, for quermassintegrals. These formulae relate mixed volumes to the notions of Section 2.5, that is, to local curvature functions in the case of convex bodies of class C+, and also to the integral-geometric considerations of Chapter 4. Moreover, some special representations are treated that are valid in restricted cases or for particular convex bodies, such as zonoids. In the first part of this section, it is supposed that the convex bodies K, L, Ki € Xo are all of class C+. First we recall that in this case, by D.2.19) and D.2.20), the curvature measures and area measures have the explicit representations S„{K,m)=\s„dX"-' E.3.2) for /3e^(E"), ojeliiS"-^) and m = 0,1,...,«-1. Applying E.3.2) for m = n - I to the body K = XiKi + . . . + X„.iK„.i with Aj,. . . , A„_i U 0 and using E.1.17) and B.5.33), we find S{Ku ■■■, K„.u (o) = \j{K^, ..., K„.u u)<iX"-\u). E.3.3) Formula E.1.18) for the mixed volume now reads V{K„ ...,K„) ^ 7 L-^^^" "^^^^^2' ■■■'^"' u)dX"-\u). E.3.4)
290 Mixed volumes and related concepts Since the mixed volume is symmetric in its arguments, this yields integral formulae such as l^.M^^u u)s{K2, Ki,..., K„, u)dX"-\u) = l^.Mf^2, u)s{Ku Ki,..., K„, u)dX"-\u). E.3.5) The area measures of lower order are obtained from the mixed area measure by taking a special case: in analogy to formula B.5.35), namely SjiK, u) = s(K, ..., K, B",..., B", u), E.3.6) J n-l~ j we have Sj{K, 0)) = S(K, ...,K,B\...,B", (o). E.3.7) i n-\-j This follows immediately from E.3.3), or (for general convex bodies) from a comparison of the local Steiner formula D.2.16) for m = « - 1, that is, 5„_i(A: + pB\ (o) = 2p"-i-'(" T M Si(K, (o), 1=0 \ J I with the polynomial expansion E.1.17). Consequently, the quermass- integrals or Minkowski functional Wj,. . . , W„, which in Section 4.2 were introduced by n turn out to be special mixed volumes: by E.3.7) and E.1.18), Wi{K) = V{K, . . . , K, B", . . . , B") E.3.8) n - I for i = l,. . . ,n, but also for i = 0, since Wq(K) = V„(K), by definition. Of course, E.3.8) is valid for arbitrary convex bodies K. From E.3.2) and E.3.1) we see that W. <^> = i/s"-.'"-'^^'""'' (^•3-9>
5.3 Special formulae for mixed volumes and quermassintegrals 291 W. w, for / = !,..., n. Using E.3.5), we obtain another representation, namely 'i(K) - ^ j^jKSn-i-idX"-' E.3.11) for f = 0,...,«- 1. From E.3.10) we see again that nWi(K) is the surface area of K, and the case i = n-1 of E.3.11), together with ^kM + hj({-u) = w(K, m), shows that W„.i{K) =-^ b(K), E.3.12) where b{K) is the mean width of K (by approximation, this extends to general convex bodies). Using B.5.30) and B.5.28), we can transform formula E.3.11) into where qic(x) := hK(v(x)) = {x, v(a:)) for x ebd K. In differential geometry, the equalities resulting from E.3.9), E.3.11) and from E.3.10), E.3.13) respectively, t-Ad^^""' = /,„.,A^^/-id^^"-'. E.3.14) and for / = 1,...,«- 1, are known as Minkowskian integral formulae. The case i=n — 2 of E.3.11) can be given a form that is quite useful. By B.5.23) we know that 5, = /ja: + ^sh^:, n — v where A5 is the spherical Laplace operator on 5""'. This yields W„.2{K) = ^\^.M[hK + -^^sh^<i^'"-'. E.3.16) More generally, it follows from E.3.4) and E.3.6) that V{K, L,B",...,B") = iL.^^^ + -^^shL]d^^"-'. E.3.17)
292 Mixed volumes and related concepts Using Green's formula on 5""', we can rewrite E.3.16) as W„.2(K) = 7|,„., (a'/c - -~y Vs;,;,)d^"-', E.3.18) where Vj denotes the second Beltrami operator (square of the gradient) on 5""'. Taking a local parametrization N: M-* E" of the sphere 5""' and using the notation of Section 2.5, in particular X = ^o N and Cij = {Nj, Nj), we have, for h = hj(<> N, n-l with One easily finds n-l h' := 2e^'hr /=i n-l X = hN + ^ h'Ni and thus = \X - hN\^ = \XV - h\ Thus (^s^k)(^) 's equal to the squared distance between the point where the support plane H(K, u) touches K and the foot of the perpendicular to H{K, u) through o. Heil A987) pointed out that formula E.3.18) holds for arbitrary convex bodies K. Observe that in E^ this is a formula for the surface area. In the second part of this section we now treat the relationship of mixed volumes and of mixed area measures to the integral-geometric considerations of Section 4.5. In particular, we collect some observations on translative integral geometry and on rotational mean values. The convex bodies K, K', Ki occurring in the following are arbitrary. First we recall the principal kinematic formula (the case / = 0 and j8 = /3' = E" of Theorem 4.5.2), written in terms of quermassintegrals: \ XkK n gK')dii{g) = — i (") W,{K)W„.,{K'). E.3.19) If here the motion group G„ is replaced by the group of translations, which may be identified with E", we obtain /, jdK n (K' + r))dr = Z^"{t e E"\K n (K' + r) + 0} = V„{K - K') V{K[k\, -K'[n - k]). E.3.20) -10
5.3 Special formulae for mixed volumes and quermassintegrals 293 Thus mixed volumes appear inevitably in translative integral geometry. (See also Section 4.5, Note 5.) Since the proof given in Section 4.5 for the principal kinematic formula first treated the translative case, it yields, incidentally, a new representation for the mixed volume in the special case where the arguments are two polytopes. Suppose that P, P' e 'J)" are polytopes. Theorem 4.5.3, for / = 0, ^ = j8' = E", gives l„xiP n (F' + t))dt = xiP)Vn{P') + v„{P)xiP') n-l Using E.3.20) for K = P, K' = P' and then replacing P by XP in both equations and comparing the coefficients of equal powers of A, we obtain (:) V(P[k], -P'[n - k]) = S S y(F,F',P,P')[F,F']V,{F)V„.,{F'). E.3.21) At present it is not clear whether this is a special case of some formula valid for general convex bodies. Another translative integral formula, but now referring to subspaces, is obtained as follows. Let E^ C E" be a A:-dimensional linear subspace, k e {I,.. ., n - I}, and let U/^ be a convex body contained in E/^. By t;**\ W^*\ 5**\ 5^*^ we denote respectively the mixed volume, /th quermassintegral, mixed area measure and area measure of order /, each computed in a A:-dimensional affine subspace. For A ^ o we have t{"]^'V(K[n-j],Udj]) = V„{K + XU,) = j^/MK + W,) n (£, + 0)d5S5"-*(r) = \^yk([K n (£, + t)] + w,)<iX"-'{t) By comparison, the following two consequences are obtained. Choosing for Uk the A:-dimensionaI unit ball Bk = B" f) E^, we find l^^wf\K n (£, + r))d^."-*(r) = (^j(*) V{K[n - /], Bdj]) E.3.22)
294 Mixed volumes and related concepts for /■ = 0,. . . , A: - 1. This is another example where a formula in translative integral geometry requires mixed volumes. The case j = k yields (:) V(K[n - k], Uk[k]) = Vk(Uk)V„.k(K\Et) Here we choose Vk{Uk) = 1, replace K by ^^jKi and compare the coefficients. Interchanging the roles of E^ and £^, we arrive at o^'\K,\Ek, ..., Kk\Ek) = l^j V(K„ ...,Kk, (/„-,{« - k]h E.3.23) which is valid if U„-kC Ej; and V„.k{U„-k) = 1. Thus A:-dimensional mixed volumes of orthogonal projections onto E^ can be expressed by mixed volumes in E". We turn to rotational mean values. If in E.3.20) we replace K' by -pkK' with pe SO(n) and A^Q, integrate over SO{n) with respect to the invariant measure v, use E.3.19) and finally compare the coefficients of equal powers of A, we end up with the equality l^^^V{K[m], pK'[n - m])dv(p) = — V(K[m], B"[n - m])V(B"[m], K'[n - m]) E.3.24) for m = 0,.. ., n. Here we replace K, K' by S^^i ^""^ Si"/J^>' respectively, expand both sides and compare the coefficients to obtain (after changing the notation) = — V{K„ ...,Kr„, B"[n - m])V{B"[m], K„^„ ..., K„). E.3.25) A mean value formula for projections is obtained as follows. Let Ek be a A:-dimensional linear subspace of E" (k e {I,. .., n - 1}) and choose a convex body U„-k C Et with V„.k{Vn-k) = 1- Then l^^^v^'KK^lpEk, ..., Kk\pEk)dxip) = L .il) ^(^" • • •' ^*' P^n-*l« - k])Mp) JSO{n) \k I V(Ku ...,Kk, B"[n - k])V(B"[k], {/„_,[« - A:]). (:)
5.3 Special formulae for mixed volumes and quermassintegrals 295 Here the formulae E.3.23) and E.3.25) were used. Since V{B"{k\ {/„_,[« - k\) = W,([/„_,) = -^ K„-/t([/„-/t) = 7^ by D.2.26), we arrive at the formula L ^i;<*>(A:i|p£,, ..., A:,|p£,)dv(p) K, As a special case, we note that = ~V{Ki,..., Kk, B"[n - k]). E.3.26) Lin)^^'-'^^^^^'^'^'^^^ = ^ ^n-/(/^) E.3.27) for j = 0,.. . , k, which is known as Kubota's integral recursion. The further specialization A: = / = « - 1 is Cauchy's surface area formula. Similar formulae for mixed area measures are obtained if we use the equality (a special case of Theorem 4.5.6) l„^^S„.i{K + pK', (o n p«')dv(p) O^n k^0\ k j valid for Borel sets m.co' e^(S"~^). In the usual way, by 'mixing', we deduce f S(Ki, ..., K„, pK„,^x, ..., pK„.i, (o n pta')dv(p) = — S(Ku ..., K„, B"[n - 1 - m], w) X S(B"[ml A:„+„ .. . , K„.u m') E.3.28) for m = 0, ...,«- 1. For projections onto a A:-dimensional linear subspace £/t, formula D.5.26) states that j^^^^s]'\K\pE,, o> n p£,)dv(p) = -^ S,{K, (o) E.3.29) for (oeOiiS"'^) and / = 0,.. ., A: - 1. From the case j=k-\ we deduce, again in the usual way, the rotational mean value formula isOin/'^^^'^P^'^' • • • ' ^^-'l/^^*' «^ ^ pEk)Mp) = --^S{Ku ■■■, Kk.u B"[n - k], a>). E.3.30) 0}„
296 Mixed volumes and related concepts Of particular importance are projections onto hyperplanes. For these, we introduce some simplified notation. For K e J!." and a unit vector M g 5""' we denote by K" the image of K under orthogonal projection onto the linear subspace orthogonal to w; thus K" = /l|//„o. For the (n - l)-dimensional mixed volume in a hyperplane we write v instead of {,(«-!) If (/ is a segment of unit length parallel to u, then v(Kl ..., K"„-i) = nV{Ku ..., K„.„ U) E.3.31) by E.3.23). We may assume that U has centre o; then h(U,v) = \\{u, v)\ and hence, by E.1.18), o(Kl . .. , /C"„_i) = i l^Jiu, v)\dS(Ku .. . , K„.u v). E.3.32) By integration we immediately obtain \^.,o{Kl ..., K"„.,)d^."-\u) = nK„.,V(K„ . . . , K„.u B"), E.3.33) which is a special case of E.3.26) in a slightly different formulation. Formula E.3.32) shows that the function a*-* u(K'i,.. ., K"-i) is always the restriction of a support function to 5""'. In particular, for it e .Z" there is a convex body YIK e X" for which hiUK, M) = i j^Jiu, v)\dS„.dK, V) E.3.34) for M e E". Thus nit is a zonoid (see Section 3.5) with centre at the origin; it is characterized by h(nK, u) = V„.i{K") for u e 5""'. We call TIK the projection body of K. In the last part of this section we shall now derive formulae for mixed volumes, mixed area measures and quermassintegrals of zonoids. It is sometimes useful to have explicit expressions for these functions in terms of the generating measures. For Mj,. .. , M/t e 5""' we denote by D/t(Mi,. .., w/t) the A:-dimen- sional volume of the parallelepiped spanned by wi,... , w/t; thus D/t(Mi, ... , M/t) = K/t(conv {o, M,} + .. . + conv {o, w/t}). For a linearly independent (n - l)-tuple (wj,... , w„_i) e E""')""' let T(ui,. .. , w„_,) e S"~^ be the unit vector orthogonal to Wj,. .. , m„_i and such that the «-tuple (w,,.. ., u„-i, T(ui,. .. , u„-i)) has the same orientation as some fixed basis of E". Then T is continuous and hence can be extended (trivially) to a Borel measurable map from E""')""' into 5""'. In particular, for a Bore! measure q? on E""')""' the image measure T(JD„-x d(p) of the indefinite integral JD„-i d(p is well defined
5.3 Special formulae for mixed volumes and quermassintegrals 297 by T(/D„.,d<p)(c.) = /^.,^^D„.,d,p for we ^E"-'). Theorem5.3.1. For i = I,. . . , n, let Zj e X" be a zonoid with generating measure p, (and centre o); thus h{Zi, u) = IJ{u, v)\dpi{v) for us E". Then nz„...,z„) = -^ \^„., ■ • ■ j^-^D„(uu ..., M„)dp,(Mi) • • • dp„(u„) E.3.35) and 5(Z,, ... , Z„_i, •) = ^^^\y t{J D„_, d(p, <8) ... ® p„_,)J. E.3.36) Proof. We first assume that Zj = ... = Zn = Z and Z is a zonotope, say Z = Si + .. . + Sk, where Si = conv (or/t;,-, -ar,t;,} with Vj e 5""', Uj ^ 0. Then MZ, ') = 2aM-,Vi)\ = \U-,v)\dp(v), where p is concentrated at ± u, and assigns mass ar,/2 to each of these points. For an even function / on 5""' one has jfdp = 2^i/(t^;) ^^d hence Js-i ■ ■ ■ L-i^"^"'' • • • ' "")''^"«) ■ ■ • ^f^""^ k = S D„{Vi^, . .., Vijaj^ ■ ■ ■ aj^ i,,...,i„=i ig.,<..,<.„gfc 2„ .^. S_.V^nE,. + ... + 5,„). On the other hand V„{Si + ... + S,)= 2 V„(Si^ + ... + S^. E.3.37) lSii<...<i„Sk This is easily proved by induction if one uses the relation V„{S, + ... + 5;t+,) = V„(Z + 5/t+i) = V„(Z) + \S,,^i\V„-i{nZ),
298 Mixed volumes and related concepts where |5/t+i| denotes the length of the segment Sk+i and n is the orthogonal projection onto a hyperplane orthogonal to Sk+i. Thus the formula Vn(Z) = ^ |^„., • • • |^.,D„(Ui, . . . , M„)dp(Mi) • • • dp(M„) E.3.38) is proved for a zonotope Z with generating measure p. The area measure of Z is, according to E.1.12), given by 5„-i(Z, «) = 2 V„.,(F{Z, u)) uew for OJ e 3E""'). The face F(Z, u) is a translate of the sum of the faces of the segments Si,...,Sk that are orthogonal to u, hence from E.3.37) in dimension /j - 1 we obtain 5„-i(Z, a>) = S 2 K„_iE,- + . . . + 5,;.,) ueo) lSii<,..<i„.iS;c ii,,,...,i>,^_,lu = 2"-' 2 2 D„_,(i;,., . . . , i;,„.,)(V,. • • • ar,„., u€(u lSii<...<i„_iS/c ll„,-..,ll,..,lU 2" * (« - 1)! 2 Dn-iivi^, ..., «,„.,)ar„ • • • ar,„.,, '1 'n-l 7'(l', .'',..,N«' hence 5„_,(Z, c«) = ^^ ^_" ^^, r(| D„_,dp"-'j(c«). E.3.39) Now let Z be a general zonoid. We can approximate Z by a sequence (Z,)igfig of zonotopes whose generating measures p, converge weakly to the generating measure p of Z (compare the proof of Theorem 3.5.2). Then the product measures p" converge weakly to p". Hence, equality E.3.38) extends to arbitrary zonoids. Formula E.3.39) can also be extended in this way. For any continuous real function / on 5""S |^„.,/(x)dr||D„_,dpf-i)(x) = L"-'" ■ ■ L-/^-^^"!' ■ • • ' "n-l))J5n-l(Wl, • ■ • , W„_,)dp,(w,) • • • dp,(M„_i), and the function /(r( •,..., • ))D„-i{ •,...,•) is continuous on (S"~^)"~^, since Dn_i is continuous and vanishes where T is discontinuous. Hence, the sequence (T(JD„-idp"~^))i^f^ converges weakly to r(|Dn_idp""'). Since En_i(Z,, •))j6m converges weakly to Sn_i(Z, •), equality E.3.39) follows.
5.3 Special formulae for mixed volumes and quermassintegrals 299 Finally, if Z; has generating measure p,, then X1Z1 + . .. + k„Z„ (Aj^O) has generating measure A,p, + .. . + AnPn. Inserting this into E.3.38) and E.3.39) and comparing the coefficients, we complete the proof. ■ If some of the Z, in E.3.35) are balls, one can reduce the number of integrations, using the following formula. Here we denote spherical Lebesgue measure on a A:-dimensional unit sphere by o^. Lemma5.3.2. If LCE" is a k-dimensional linear subspace @< k< n) and cpi^u) is the angle between u e E"\(o} and L, then sin<KM)da„_,(M) = -=-^^ . E.3.40) ■'■^ (^n-k + l Proof For x e B" let y := p{L, x) and s{x) := \x - y\. Then f s(x)<iX"{x) = f f s{x)<iX"-''(x)d^j''(y) JB" ^ JtnB" JB(y) ^ ' ^ ^^ with B{y) := {L^ + y)^ B", which is an (« - A:)-dimensional ball of radius /? = A - fP')^^, p = \y\. With an obvious transformation, A - p2)("-*+l)/2, )B(y) n - k + 1 hence, with a similar transformation. l*>«"('> = 7^TT-i L lo'c - »'y'-'">'V-' ■""">.-> O^n-k f^n + l- On the other hand, \^s{x)d76''{x) = \j,x\s\n<fix)d'X"{x) = J^., J^rsin<p(M)r"-^drda„_,(w) = ^ ^ ^ J^.,sin<Kw)da„_i(w), from which the assertion follows. ■ This allows us, in particular, to simplify the formula for the quermassintegrals of a zonoid.
300 Mixed volumes and related concepts Theorem 5.3.3. IfZCE" is a zonoid with generating measure p, then W,{Z) = —^ /^„., • • • 1^., D„_y(M„ . . . , M„-,.)dp(M,) • • • dp(M„_;) E.3.41) for j = 0, . . . , n. Proof. By E.3.8) and E.3.35), W:(Z) = ^ / i ,•••[ ,D„(w,, ..., w„) "•"■n-1 X dp(M,) • • • dp(M„_y)da(M„_;+,) • • • da(M„), since B" is a zonoid with generating measure o/2k„_i, where o = o„-i is spherical Lebesgue measure on 5""'. Now Dk+i{ui, ... , Uk+i) = Dii(ui, . .. , Uk)sin(p if (J? denotes the angle between w^^+i and lin(ui,.. . , w^^}. Repeated application of E.3.40) now yields the assertion (the Legendre relation (m - 5)!m! = 2"^'r'^Bm)! can be used to simplify the numerical factor). ■ Notes for Section 5.3 1. For dimensions two and three, many of the special formulae of this section can be found in Blaschke [5); see also Bonnesen & Fenchel [8]. For the integral-geometric formulae, references are found in the notes for Seaion 4.5. Theorems 5.3.1 and 5.3.3 are taken from Weil A976a), where they are proved for generalized zonoids; special cases appear in Blaschke [5], Weil A971) and Matheron A975). Weil A976a) also gave a formula for the density of 5(Zi,..., Z„_i, •) in the case where the generating measures pi,..., p„_i have densities (with respea to o). 2. Differentiation of mixed area measures. Let Ki,. . . , K„-i 6 X" be convex bodies of class C+. If u 6 5""' and (<w,)/6m is a sequence of Borel subsets of 5""' with ^^""'@),) > 0 shrinking to u, then E.3.3) shows that (-« 35" '(ft),) Aleksandrov A939c) extended this to general convex bodies Ki,..., K„-i: Almost everywhere on 5""' their support functions are simultaneously twice differentiable. At each point u where this happens, 5(^1,..., K„-i,u) can be defined by B.5.36), and then the limit relation above is valid for suitably chosen sequences (ft),),^^. 3. Minkowskian integral formulae. The formulae and |^^.,syd5r.'-' = j^^_hKSi-idX''-' E.3.14)
Notes for Section 5.3 301 are the prototypes for a number of integral formulae that have proved quite useful in global differential geometry. We give a simple example of a typical application. Suppose that K is a convex body of class C+ whose ^th elementary symmetric function of the principal radii of curvature is constant, say Sk = 1, for some ^6{1,...,«-1}. Newton's inequalities for elementary symmetric functions yield if ^ = 2, hence s*-1 = So. and 5, g 5'/* =1=5*. We may assume that oeint/^, hence hK>0. Applying E.3.14) twice, we obtain (integrating over 5""' with respect to X"'^) \ ^k = j flKSk-l = J HkSo = J Si g J S*, hence si = s]/''. If ^ = 1, we have S, = Sf g S2 and J *i = J *2 = J h^Si = j hK = j si. hence si = S2^^. In both cases, we deduce that every boundary point of K is an umbilic, and this is known to imply that K is a ball. Similarly, E.3.15) can be used to show that K (of class C+) must be a ball if //* is constant for some ^ 6 {1, ...,«- 1}. Apparently this simple argument was first used (in the more general setting of relative differential geometry) by Siiss A929). Formulae E.3.14) and E.3.15) express the symmetry of the mixed volume in special cases. As mentioned in Section 5.1, Note 2, this symmetry can be proved analytically. In differential geometry, the usual way to prove such integral formulae is to apply Stokes' theorem to a suitably chosen differential form. Various such choices yield useful generalizations and analogues of the Minkowskian integral formulae. A systematic exposition of the derivation and application of integral formulae in global differential geometry can be found in Chapter 3 of Huck et al. A973). To illustrate the wide applicability of generalized Minkowskian integral formulae we mention a few papers only: Chem A959) (pairs of convex hypersurfaces), Simon A967) (a systematic study), Schneider A967d) (affine differential geometry), Katsurada A962) (Riemannian spaces). The extension of the Minkowskian integral formula E3.15) to convex bodies without differentiability assumptions, also in spaces of constant curvature, was studied and applied by Kohlmann A988). Other extensions of the Minkowskian integral formulae yield representations of the quermassintegrals of the types E.3.9) and E.3.11), but involving higher powers of the support function (and other expressions). General versions of such formulae were derived by Bokowski & Heil A986), who extended and unified earlier results of Simon A967), Shahin A968), Yano & Tani A969) and Firey A974d). The formulae are complicated, but Bokowski & Heil A986) made an elegant application to inequalities for quermassintegrals.
302 Mixed volumes and related concepts 4. Quermassintegrals of bodies of constant width. The quermassintegrals Wo, IVi,..., IV„ of a convex body of constant width b satisfy [(« + l)/2) independent linear relations, namely 2Wn-k = E(-l)' (*) b''-'V/„., for OS A: S n, A: odd. /=o \' / For « = 3, this includes Blaschke's relation Vj = \bF - \Ttb\ where F is the surface area. Proofs for the general case were given by Dinghas A940b), Santald A946) and Debninner A955). 5. Wilk' functional. The special linear combination of quermassintegrals given by " In\ \ ,=0 \ I I Ki j=0 has some remarkable properties; for instance, W(K) = |^„e-"''<*^'^>'dji: and, hence, W(K ® L) = W(K)W(L) for an orthogonal direct sum K^ L. For these and further properties, see Hadwiger A975c). The functional IV attracted considerable interest after Wills A973) had conjectured that G(K) S W(K) for K 6 JC", where G{K) denotes the number of points with integer coordinates (with respect to some orthonormal basis of E") in K. The conjecture is easily established for « = 2 and was proved for « = 3 by Overhagen A975), but Hadwiger A979) found counterexamples for n §441. Related results and many connections between discrete and convex geometry can be found in the survey article of Wills A990a). Much of the work described there is concerned with relations between lattice point inequalities and quermassintegrals, topics both of which were created by Minkowski. Wills A990b) establishes inequalities between the zeros of the polynomial 2y=o^/(^)(~^)' and the successive minima of K, as defined by Minkowski in the geometry of numbers. 6. Further integral-geometric formulae. Goodey & Weil A987) and Weil A990b) obtained some Crofton-type formulae for mixed volumes, of which we mention the following. Let y 6 {1, ..., « - 1} and K, L e X". Then f V(K n £[/], L[n - n)d^t(E) = -p^ V„{K)V„.,(L). JM",/) I n Y \ 7 *"" If K and L are centrally symmetric, then «(«-l)a„o(,>o^,(ni^^nL,fi"....,B''), ;) where 11K denotes the projection body of K. A formula for mixed volumes of two polytopes. For polytopes P, Q e'p" and for k e (I,..., n - 1}, the mixed volume V{P[k], Q[n - k]) can be represented in a way similar to E.3.21), but depending on a vectorial parameter. Suppose that x 6 E''\{o} is a vector in general position with respect to P and Q, which means that there do not exist faces F o( P and G of Q such that dimF + dimG> n and X € lin[N(P, F) + N(Q, G)].
5.4 Moment vectors and curvature centroids 303 Then, as proved by Betke A992), (?) V(Pik], Q[n -k])= ^ 2 [f. G]V,(F)V„.,(G). xeN(P,F)-N(Q,G) Here, as indicated, the summation extends only over those pairs F, G for which X is in the difference of the corresponding normal cones. By integration over all unit vectors x (almost all of which are in general position with respect to P and 0), formula E.3.21) is again obtained. 5.4. Moment vectors and curvature centroids In combining the notion of volume with the Minkowski addition of convex bodies, one is led naturally to mixed volumes and, as a special case, to quermassintegrals. In a similar way, a theory of mixed moment vectors can be developed, which by specialization leads to curvature centroids. We give a brief outline of such a theory, but without proofs. The latter can essentially be modelled on those for mixed volumes, and can also be found in Schneider A972a). For K € JC" and for r e {dim it, ...,«} we define Zr^AK) ■.= \^xdVC/{x) and call Zr+i(Jt), for r = dim it, the moment vector of K. This vector depends on the position of K relative to the origin; in fact Zr^,{K + 0 = Zr^l{K) + V,{K)t for t € E". If P € 'Vo is an «-dimensional polytope with facets F\,. .. , Fn and corresponding outer unit normal vectors wi,. . . , W/v, then 1 ^ z„^,{P) = -—- J,h{P, M,)z„(F,.). E.4.1) n + 1 ,=i There is a symmetric function z.{X")"*^ -* E" such that 2n + l(Aiiti + . . . + k„Km) m = 2 A;, • • • A,„^.z(/t,„ . ..,/t,„^,) E.4.2) for K^,... ,K„&JC" and A,,..., A^ ^ 0. The map z is called the mixed moment vector. We have z(it|, . . ., it„+i) = r»ini S(-ir^^' 2 z„+,(a:„ + ... + A',,) E.4.3) (« + 1)! /t=i (,<...<u ind, with notation similar to that in Section E.1),
304 Mixed volumes and related concepts z(A]/l, + . . . + X„K„[p], Kp+i, . . . , K„+i) = 2 ( ^ ]x[^■^■X'^z(Kl[r^],...,K„[r„],Kp^l,■■.,K„^^) r,„...r„=0\''l • ■ • rml E.4.4) for 1 ^pg « + 1. We shall list some properties of the map z. For K, Ki,.. . , K„+i € JC" we have z(a:,..., a:)=z„+i(a:), z(ar/<:,, . . ., aK„+^) = \deta\az{Ki, . .., K„+i) for any linear map a: E" —» E". Under translations, z behaves according to z(Ki + <],..., K„+i + t„+i) = z(Ki, .. ., K„+i) + —^ [V(K2, ..., K„^i)ti + ... + V(K„ .... K„)t„^^] n + I E.4.5) for t],. . . , t„+| € E". Furthermore, z is continuous, and for fixed p € A,...,« + 1} and Kp+i,. . ., K„+i the map K-^ z(K[p], Kp^^, . . . , K„^i) is additive on X". If K(/<:,, ...,ki,..., /<:„+,) = 0 (/C, deleted) for i = 1, ...,« + 1, then z(/<:,, . . . , K„+i) = o. In analogy with the quermassintegral Wr(K)= V(K[n - r], B"[r]) we define the rth quermassvector of K by ^^(^> •= nV\- r ^^^t" + 1 - '■1' ^"[^D E-4-6) for r = 0,.. ., n; in particular, ?o(J^) = z„+\{K). From E.4.4), we have the Steiner-type formula Zn^AK + AS") = i f ") A^?.(/C), E.4.7) since z„+i(S") = o. It is consistent with the earlier definition of Zr-y\{K.) to extend z^+i to convex bodies K with dim it > r as follows: (:) Zr^AK) := ^^ q„-r{K) E.4.8) for r = 0,...,«. The vector z^+iC^) 's called the intrinsic (r + 1)- moment of it. If P € ^" is a polytope, then 2r+i(P) = 2 V(f. P)Zr^x{F), E.4.9)
5.4 Moment vectors and curvature centroids 305 in analogy with D.2.30). From E.4.8) and E.4.9) we obtain a representation for qr{P), which in view of D.2.17) can be written in the form qriP) = j^j^„xdC„.,{P,x). Using approximation and the weak continuity of the curvature measures, we deduce that qr(K) = -^ l^x dC„.,(K, X) E.4.10) for arbitrary K ej^". Let 3:; := {KeJC"\dimK^n-r}. For r = 0, . . . , « and K e X" we define ., ^r(K) ^ (n + l)z(K[n + 1 - r], B"[r]) ^'^ ' Wr{K) (« + 1 - r)V{K[n - rj, B"[r])' Thus po(K) is the ordinary centroid (centre of gravity) of K, and for r = l,...,n, xdC„.,(K,x) Pr(^^)=^Vr^—nr^ E.4.11) JdC„_,(A:, x) is the centroid of the mass distribution given by the curvature measure C„_r(it, •)• The points pi(K),. .., p„{K) are, therefore, called the curvature centroids of K. In particular, Pi{K) is the surface-area centroid of K. The centroid of the Gaussian curvature measure Co(K, •) is the Steiner point, that is, p„(K) = s{K) E.4.12) for K e JC". This can be seen as follows. First let K be of class C\. We use the notation of Section 2.5. By B.5.8), ^(u) = gTadhK(u). We integrate this over the unit ball B". (More precisely, we apply the divergence theorem to each of the vector fields huej, where (e^, . .., e„) is an orthonormal basis of E", and to the domain {a: € E"|r ^ |a:| ^ 1}, and then let r > 0 tend to 0.) The result is jj{u)du = l^_^h^{u)udX"-\u) = K„s(K), according to the definition A.7.3). On the other hand, using §(Aw) = |(w) for A > 0, lsM<^)du = j^l„J(u)dX"-\u) = — f xH„.i(x)dZ^"-\x) by B.5.30). This yields K„s{K) = — IxdC^^K, X) = q„{K), n J
306 Mixed volumes and related concepts which by approximation extends to arbitrary K e DC" and thus proves E.4.12). We mention some properties of the curvature centroids. From E.4.11) it is clear that P,(A:) e relint/C. E.4.13) For each similarity a: E" ^^ E", we have pXaK) = apr(K). The map Pr is continuous on X", and WrPr = qr is additive. For A = 0, t("y\^'-''WiiK)Pi(K) Pr{K + AB") = '='1 j , E.4.14) so that Pr(K + XB") is a convex combination of Pr{K),... , p„{K). In analogy with Hadwiger's axiomatic characterization of the quer- massintegrals, quoted as Theorem 4.2.6, one can characterize the quermassvectors of the curvature centroids by some of their properties. Proofs of the following theorems appear in Schneider A972b). Theorem 5.4.1. Let n ^ 2. If the map cp: DC" —> E" is additive, equivariant under rotations, continuous and such that (p{K + t) - (p(K) is parallel to t for all t el." then there are real constants Cq, . . . , c„ such that n (piK)= ^CrqAK) forK e X". r=0 Theorem 5.4.2. Let n^2 and r e {0,. . . , n}. If the map cp: :^; ^ E" is equivariant under rigid motions, continuous and such that W^cp is additive on XI then cp{K) = pXK) for K € X"r. Notes for Section 5.4 1. Steiner point and curvature centroids. The point later called the Steiner point was first introduced, as a curvature centroid, by Steiner A840a), for planar convex bodies that are either a polygon or sufficiently smooth. The characterization given by equation (A.7) in the Appendix appears, for n — 2, in Kubota (I9I8) and implicitly in Meissner A909), p. 3.11. (A.7) is essentially the same as A.7.3). Equality E.4.12), that is, the equivalence of definition E.4.11) for r = n with A.7.3), was proved for some special cases by Bose & Roy A935c), Gericke A940a) and Shephard A966a). Bose & Roy A935c) and S. N. Roy A936) have similar integral representations for the other curvature centroids in E'. An extension of the Steiner point to not necessarily convex hypersurfaces was treated by Flanders A966). Some related integral identities are derived in Hadwiger & Meier A973).
Notes for Section 5.4 307 2. Extremal properties of the Steiner point. Originally, Steiner was led to the Steiner point by considering certain extremal problems. Other proofs oi the extremal properties established by him as well as further such properties are found in Ferrers A861), Meissner A909), Nakajima A921), Hayashi A«24), Su A927a, b) and Arnold A989). 3. Curvature centroids of parallel bodies. Equation E.4.14) appears in special cases (mostly for n = 2) in Kubota A918); Blaschke A933,1937a) and Jose & Roy A935a, b,c). Related observations on the relative positions of the various curvature centroids of a convex body and its parallel bodies vere made by Duporcq A896,1897), Kubota A918), Nicliborc A932), Blaschke A933) and Bose & Roy A935a, b,c). 4. Curvature centroids of bodies of constant width. In analogy with Note 4 of Section 5.3, the curvature centroids po, ■. ■, p„ of a convex body of constant width b satisfy 2lV„_,p„_, - EC-l)' f *| b'^-'W„..j}„.i = o for IS k ^ n, k odd. For n =2 this states that the Steiner point and perimeter centroid coincide; this was noted by Meissner A909) and proved in a different way by Bose & Roy A935a). For n =3 one finds that the Steiner point coincides with the mean curvature centroid (see Bose & Roy 1935c) and that the centroid, surface-area centroid and Steiner point are collineai- A proof of the general relations appears in Schneider A972a). 5. Characterization theorems. As a counterpart to Theorem 3.4.2, the follo\ving characterization of the Steiner point, with Minkowski additivity replaced by additivity, was proved in Schneider A972b): Theorem. Let n § 2. If the map (p: X" -» E" is additive, equivariant uiider rigid motions and continuous then (p is the Steiner point map. This result was used to prove Theorem 5.4.2 in Schneider A972b) and to deduce Theorem 5.4.1 in Hadwiger & Schneider A971) and in Schneider A972b). The special case of Theorem 5.4.2 referring to the ordinary centroid states: If q>: Xo —»E" (where n § 2) is a continuous map commuting with rigid motions and such that V„<f is additive, then (p(K) is the centroid of K, for each K e Xq. Another characterization of the centroid, in this case for polyhedra, was proved in Schneider A973): Let <p: U{''PS)--E" be a translation equivariant map such that (p(P) e conv P for Pe U(fl)(f) and V„ip is simply additive. Then (dP) is the centroid of P, for each P e 17('PJ)- 6. Integral-geometric formulae for quermassvectors. The special case P' = E' of the integral-geometric formula D.5.1) states that I 0,(/C n gK\ p)dfi(g) = t<^nikV„.j-kiK')<l>,(K, P) for /3 6'3(E''). As functions of /3, both sides of this equality define finite measures on "^(E"). Integrating the identity function on E" with respect to these measures and observing D.2.10) and E.4.10), one obtains integral- geometric formulae for the quermassvectors, which are analogous to D.5-2). In a similar way. Theorem 4.5.5 and formula D.5.24) (with /3' = E") lead to formulae for quermassvectors or, equivalently, for curvature centroids. in a different way, such formulae were derived by Hadwiger & Schneider A971) and by Schneider A972b); special cases for low dimensions appeared ear'ier in Blaschke A937a) and H. R. Muller A953).
308 Mixed volumes and related concepts 7. Position of the curvature centroids. Let K 6 .^o be a convex body with centroid o. Then a result going back to Minkowski A897) (cf. Bonnesen & Fenchel [8], p. 53) states that —^ w(K, u) g h(K, u) S —^ w(K, u) n + I n + I for u e S""'. For a convex body with centroid c this implies, in particular, that Similar estimates for the position of the curvature centroids seem to be unknown, except for the surface area centroid; see G. v. Sz.-Nagy A949). Rather precise information on the position of the curvature centroids is available for convex bodies with curvature restrictions. Let K 6 JC" be of class C\ and assume that there are constants Ri, Rj such that 0 < Ri § p = /?2 whenever p is a radius of curvature of bd K. Then B(c, Ri) C K C B(c, R2) whenever c is one of the curvature centroids pi(K),. . . , p„(K). This was proved by Schneider A988b), generalizing a result of Goodman A985) for the perimeter centroid in the plane. 8. Centroids in stereology. Possible stereologic applications of curvature centroids in dimensions two and three were discussed by Davy A980a, b, 1981).
Inequalities for mixed volumes 6.1. The Brunn-Minkowski theorem Studying the behaviour of volume under Minkowski addition, one is led to the notion of mixed volumes on one hand and to the Brunn-Minkowski theorem on the other. In its simplest form, this theorem says that for two convex bodies K, L e JC" each of volume 1 the Minkowski sum \{K + L) has volume at least 1, and its volume is equal to 1 only if K and L are translates. This theorem is the starting point for a rich theory of geometric inequalities, with several applications to extremal, uniqueness and other problems. The present section is devoted to proofs, extensions and analogues of this important theorem. Theorem6.1.1 (Brunn-Minkowski). For convex bodies Kq, K^ e X" and for O^X^l, V„((l - k)Ko + XK.yl" ^ A - X)V„{K^)'l" + AV„(A:,)'/". F.1.1) Equality for some A e @,1) holds if and only if Kq and AT j either lie in parallel hyperplanes or are homothetic. If ATo, Ki e X" are given, we often write A:^ := A - A)A:o + A/C, forOgA^l. F.1.2) For cT, T € [0,1] and 0 ^ A ^ 1 we have A - A)A:„ + AA:, = (l - a)Ko + aKi with a = A - k)o + At. Applying Theorem 6.1.1 to K„ and K^, where CT, T 6 [0,1] are arbitrary, we deduce that the function A^ v„((i-a)a:o + aa:,)'/'' is concave on [0,1], and linear only in the cases described in Theorem 6.1.1. (As is usual in this context, we say 'linear' instead of 'affine'.)
310 Inequalities for mixed volumes The first proof we shall give for the Brunn-Minkowski theorem is a classical version due to Kneser & Siiss A932), which is also reproduced in Bonnesen & Fenchel [8). It still has some advantages. Proof of Theorem 6.1.1. If Ko and K^ lie in parallel hyperplanes, then Kx lies in a hyperplane and hence V„{K)) = 0 for O^ASl. Thus equality holds in F.1.1). This is also true, trivially, if ATo and K\ are homothetic. Suppose that dim ATg < n and dim K\< n. Then F.1.1) is true, and if equality holds, then Ki lies in a hyperplane, hence Ko and K^ lie in parallel hyperplanes. If, say, dim ATq < n and Aim Ki = n, then the inclusion /C^D A - X)x + XKi, for arbitrary x 6 ATq, implies V„{K,) ^ V„{{1 - X)x + A/C,) = A"V„(A:,), with equality if and only if ATq = {x). In that case, Kq and Ki are homothetic. Hence, from now on we can assume that dim K^ = dim AT] = n. We can also assume that V„(/Co)= V„{Kx) = 1; if F.1.1) is proved under this assumption and if Kq, Ki e X!a are arbitrary, we put Ki := V„{Ki)-^l"Ki fori = 0, 1, ^.^ Av„(/:i)'^" {\-X)V„{Koy'" + )^V„(K,f!"' From V„((l - l)Kf, + A/C,)'/" ^ 1 we then obtain F.1.1); the results for the case of equality can also be generalized. Theorem 6.1.1 is proved by induction with respect to the dimension. The case n = 1 being trivial, we assume that n ^ 2 and that the theorem is true in dimension n-\. We choose u e S"~^ and write /^u.a =■ W(a), H~a=: H~{a) and, furthermore, ax.= -h{Kx,-u) and Px •= h{Kx, u). For ? e R and j = 0, 1 define u,(C)-= V^.^iK^n HiO), w,(C)-= V„(Ki^ W"(C)), so that JCf, On (a,, /3;) the function u, is continuous, hence w, is differentiable and ^m = ViiO > 0 for a; < C < Pi. Let Zi be the inverse function of w,; then ^Kt^) = r f w forO< T< 1.
6.1 The Brunn-Minkowski theorem 311 Writing A:,.(r) := a:, n //(z,(r)), zx(r) := A - A)zo(r) + Azi(t), we have K, n H{zx(r)) D A - X)ko{r) + Xk,{x). We deduce that V„iK,) = V„-,(A:, n //@)dC = V„-,(A:, n H(z,(r)))z',(r)dr J ax JO ^ f V„_,((l - X)ko{r) + AA:,(r))[ ^"/ + /. Jdr where in the final line we have used the induction hypothesis and abbreviated Vi(Ziir)) by i;,-. The inequality 1 - A A + — ^ 1 [A - X)v'^ + Auf]^^" I Vo vil holds for V(,,vi,p>0 and 0<A<1. For the proof, one takes logarithms and notes that log is concave and increasing. Equality holds only for vo = v\. It follows that V„{Kx) = 1, and this completes the inductive proof of the Brunn-Minkowski inequality. Suppose that the equality V„(Kx) = 1 holds for some A 6 @, 1). Then voizoir)) = Vi(zi(r)) and hence Zoir) = z[(r) for O^r^l; thus ^i(^)-^o(^) is constant. We may assume that ATq and K^ have their centroids at the origin. Then 0 = j^{x, u)dx = £V„_,(A:, n //(O)CdC = /^z,(T)dr for / = 0, 1 and hence Zoir) = Zi{r) for 0^ t^ 1. This yields /3o = /3i, thus h{Ko,u) = h{Ki,u). Since u e 5"~' was arbitrary, we conclude thatA:o=A:i. ■ One of the advantages of the proof given above may be seen in the fact that it can be modified to yield improved versions of the Brunn- Minkowski theorem. In particular, it leads to an associated stability result. The uniqueness assertion of Theorem 6.1.1 states that two n-dimensional convex bodies Kq, K\ that satisfy F.1.1) with equality, for some A e @, 1), must be homothetic. If equality holds only approximately, can one assert that ATq and K^ are nearly homothetic? Explicit estimates giving positive answers are usually called stability results. To
312 Inequalities for mixed volumes formulate a more perspicuous special case, assume that V„(Ko) = ^ni^i) = 1 an'! 0 < A< 1. Then Theorem 6.1.1 reduces to the assertion that V„((l - X)Ko + A/C,) ^ 1, F.1.3) with equality only if Kq and Ki are translates, hence only if d{K(), Ki) = 0, where AT, denotes the translate of AT, having its centroid at the origin. A stability result for the inequality F.1.3) would ensure that V„((l - A)/Co + A/Ci) ^ 1 + f implies d{K(,, ^i) ^ /(f), with some explicitly given function / (possibly involving limitations on the size or degeneracy of ATq, A^i) that satisfies /(f)-*0 for f-*0. The following result of this type is due to Groemer A988a) (it is a special case of his Theorem 3). Theorem6.1.2. Let Kq, K^ e J^q he convex bodies with V„(K()) = V„(Ki) = I, and define D := max {D{K(,), D{Ki)}. If V„((\ - X)Ko + A/C,)'/" S 1 + f F.1.4) for some f > 0 and A 6 @,1), then 6{K,, K,) ^ rj„l^-^j^=— + zJDf'/<"+') F.1.5) with 77„ = 6.00025n. F.1.6) We refer to Groemer A988a) for the proof, which follows the approach of Kneser & Siiss but introduces explicit estimates. There one also finds some consequences of the theorem, for instance, a formulation for convex bodies of arbitrary volumes. We remark also that Theorem 6.1.2 can be formulated as a strengthened version of F.1.3), namely as the inequality V((l - X)Ko + A/C,)'/" ^1 + 1 ., Xwj/^ ,..^r"<^(^o.^i)""'. F.1.7) .r,„[l + 2VAA - X)]D which is valid for V„{Kn) = V„{Ki) = 1 and 0^ A^ 1. This inequality is obtained from F.1.5) by setting f = V„((l - A)/:,, + A/C,)'/" - 1. We shall now sketch a second proof of the Brunn-Minkowski theorem, essentially following Knothe A957a). As above, it is sufficient to consider two convex bodies K, L e JC" satisfying V„(K) = V„(L) = 1. We write ;t e E" in the form x = (x^, . . . ,x„), where the Xi are the coordinates of x which respect to a given orthonormal basis, and define a:., ., := {y e K\y, = Xi for 1 ^ i S/}
6.1 The Brunn-Minkowski theorem 313 for / = 1,. . . , n, similarly for L. On int K we can define a function /j by ("x rflU) V„.,(K,)dt=l V„_i(L,)d/. J — <X J —00 If /e {2, . . . , n} and /i, . . . , /y_i have already been defined, we define /y by /.V-/(^^ v..')'!' _ '^n-/ + l(^Ji J,-i) r//^) •'«-/ +lV^/i(jr) /,-i(a;).' •" Then fj{x) depends only on ;ti,. . . , Xj, and for ;t 6 int AT we obviously have 9-^/ Vn-jii-hix) f,(x)) Vn-J+liK^, X,.,) and thus n — = 1- F.1.8) 1=1 dXj The map f: int AT ^ int L defined by F{x) = {fi{x),. . . , f„{x)) is bijective. Now let A 6 [0,1). Then [A - A)id + XF]K C Kx and hence V„(/C,) ^ V„([(l - A)id + AFj/C) = {•■■\ |Jac((l - A)id + Af lldATi • • • d;«:„ int a: |..|n((l-A) + A|^(;t)Jd;t, •••d;t„. (In writing down the Jacobian, we do not need to know whether dfj/dxj exists for i </. In fact, since fj(x) depends only on Xi,...,Xj, the transition from the first to the third line does not require the general transformation rule for multiple integrals, but is obtained by using successively the substitution rule for one-variable integrals.) Now log "-^)-^i-^'°^if since log is a concave function, and together with F.1.8) this gives V„{K,) ^ 1.
314 Inequalities for mixed volumes If equality holds, we must have 9/; -—'- (x) = 1 for ;t e int K and / = 1, . . . , n dXj and thus fiix) = ;tj + fli with a constant fli. Since any coordinate axis may play the role of the first one, we deduce that L is a translate of K. The preceding proof of the Brunn-Minkowski theorem can be used to obtain extensions of that theorem, with the volume replaced by the integral of a function with suitable properties (see Note 1 below). Notes for Section 6.1 The Brunn-Minkowski theorem for convex bodies. The theorem now named after Brunn and Minkowski was discovered (for dimensions ^ 3) by Brunn A887,1889). Its importance was recognized by Minkowski, who gave an analytic proof for the n-dimensional case (Minkowski 1910) and characterized the equality case; for the latter, see also Brunn A894). Alternative proofs were given by Blaschke [5], §22, who used symmetrization, and, for n =3, Hilbert A910) who applied his theory of integral equations on the sphere. An improved version is due to Bonnesen [7], Chapter VI. The first proof presented above was given by Kneser & Siiss A932). All this can be found in Bonnesen & Fenchel [8]. The proof by Kneser and Siiss was extended by Hadwiger [18], Section 6.4.5, to yield a more general result. More recently, different proofs have been given by Gromov & Milman A987), Appendix, and Pisier A989). Knothe A957a) extended his proof, sketched above, to yield the following more general result. For each K e Xq, \et p{K, ■) be a real function on K and suppose that p is non-negative and continuous in both variables, that p{XK + a,kx + a) = X'"p{K, x) for A > 0 and a 6 E", where w > 0 is a given number, and furthermore that \ogp{Kx, A - X)xo + Axi) g A - k)\ogp{Ko, xo) + AIogp(A:i, *i) for ACoC/Co. ACiS/C], A 6 [0,1]. (An example, with w = 1, is given by p{K, x) := d(x,bd K) for x e K, where d denotes the distance.) Under these assumptions, Knothe showed that If \l/(n + m) \^j^p{K,,x)dxj Ir \l/(«+m) Ir \l/(n+m) s A - k)y]^p{Ko, x)dAc| + M^]^p{f^x, ^)d^) for /Co. K.\ 6 Xo and A g [0,1]. Related results, also for non-convex sets, are treated by Dinghas A957b). Knothe's method is also used in Bourgain & Lindenstrauss A988b) (see also Bourgain 1987). These authors call the map F appearing in the proof the Knothe map. Dinghas A957b) called a closely related map the Brunn- Minkowski-Schmidt map. He had previously employed it in Dinghas A944), where he referred to it as an oral communication by E. Schmidt. For more history, see Dinghas A957b), footnote 18. Stability estimates. Alongside Groemer's stability estimate for the Brunn- Minkowski theorem, which was quoted as Theorem 6.1.2, a similar result is known due to Diskant A973a)-. Suppose that K, L e X" satisfy V„{K) =
Notes for Section 6.1 315 V„(L)= 1. There are constants £o>0 and c>0, depending on n and the inradius and circumradius of K, such that the inequality V„((l - X)K + XL)^l + e for 0 g A g 1 with some £ 6 [0, £o] implies 6(K', L)^ ce^'" for a suitable translate K' of K. A survey over the stability properties of geometric inequalities, including the present one and several others, is given by Groemer A990a). Non-convex sets. The Brunn-Minkowski inequality is not restricted to convex sets. There are, in fact, very general versions of it, even for non-measurable sets. Its development is connected with the names of Lusternik, Henstock and Macbeath, Dinghas, Hadwiger, Ohmann. A description of their methods and results would lead us too far from our topic, the geometry of convex bodies; hence we refer only to Hadwiger [18], Dinghas A961) and Burago & Zaigaller A988) for details and references and to Uhrin A984,1987) for some more recent achievements. Logarithmic concave measures. Taking logarithms on both sides of the Brunn-Minkowski inequality v„((i - x)K + XLyi" § A - a)v„(a:)'/'- + av„(l)'/'- and using the concavity and monotoneity of the log function, one obtains the inequality V„((l - A)/C + AL) g V„{Ky-W„{L)\ Generally, a measure P defined on the Lebesgue-measurable subsets of E" is called logarithmic concave if P((l - K)K + XL) § P(Ky->-P(Ly for every pair K, L of convex subsets of E" and for all Ae @,1). Prdkopa A971,1973) and Leindler A972) established theorems, using the Brunn- Minkowski theorem, which assert that certain integrals yield logarithmic concave measures. The following formulation of the Prdkopa-Leindler theorem appears in Brascamp & Lieb A976). If/, g are non-negative measurable functions on E" and if A: is defined by k(x) : = y then M7^)'M ii^iii § \\f\\r\\g\\'{ F.1.9) for A e @,1). U A, B C E" are nonempty measurable sets and if / and g are the characteristic functions of A and B respectively, then k is the characteristic function of A - X)A + XB. Hence, this set has (Lebesgue) measure at least unity if A and B have measure unity. Thus F.1.9) implies the Brunn-Minkowski inequality. Proofs, extensions, analogues and hints about the applications of such results are found in Brascamp & Lieb A976), Das Gupta A980) and Uhrin A987). 5. A counterpart to the Brunn-Minkowski inequality v„(K + Lyi" s Vn^Ky!" -f v„{Lyi" concerns the Minkowski difference /C ~ L. If it is not empty, then V„{K ~ Lyl" g Vn^Kyl" - V„(L)'''". This result (which is not restricted to convex bodies) was found by E.
316 Inequalities for mixed volumes Schmidt. It can be deduced from the Brunn-Minkowski theorem; cf. Had- wiger A950b) and [18], p. 159. Related inequalities were studied by Ohmann A953,1956a). 6. Applications. The Brunn-Minkowski theorem is fundamental for much of the development in later sections. It has many other applications, either direct or indirect, in different fields. We mention only a few examples: it has proved useful in the investigation of (i) other geometric volume estimates (Mityagin 1969), (ii) the characterization of parallelotopes (Guggenheimer & Lutwak 1976), (iii) the equilibrium shape of crystals (Dinghas 1944) and (iv) the shapes of worn stones (Firey 1974d). Applications to probability and multivariate statistics are found in the surveys by Das Gupta A980) and Buldygin & Kharazishvili A985) and in the references given there, and still other applications are discussed in Zalgaller A967) and Vitale A990,1991). 7. Busemann's theorem. A well-known consequence (or reformulation) of the Brunn-Minkowski inequality is the following assertion: Let K e Xq and let P be a two-dimensional half-plane bounded by the line L. Let the hyperplane H normal to L intersect K in the nonempty set H n K. If V„-,(// n a:)'/(''-i) is laid off from the point H n L on the ray H n P, then the resulting curve in P is convex. Busemann A949a) proved an analogous theorem on the intersection of K by pencils of non-parallel hyperplanes. In his original formulation, this theorem reads: In E" let K be a convex body with interior points, L an (n - 2)-dimen- sional space that intersects K, and P a two-dimensional space normal to L at a point 0. Any half-hyperplane H bounded by L intersects /C in a nonempty set H n K. If the (n - l)-dimensional volume V„-,(// n K) of H n K is laid off from 0 on the ray H n P then the resulting curve C is convex. Busemann also pointed out the following corollary. Let K be a convex body in E" with o as interior point and centre. If for any hyperplane H through o the volume V„-i(H n K) is laid off from o on the normal to H at o (in both directions), then the resulting surface is convex. In other words: |jt|/V„-,(A: nx^) defines a norm on E''\{o}. A generalization (to sections of higher codimension) is proved in Milman & Pajor A989), Theorem 3.9. Busemann's proof of his theorem (which is important for Busemann's theory of area in Minkowski spaces) used the Brunn-Minkowski theorem as well as ideas employed in its proofs. Barthel A959a) extended Busemann's theorem by weakening the convexity assumptions, reformulated it as an affine invariant inequality and clarified the equality case (see also LeichtweiB [23], pp. 257-67). Barthel & Franz A961) gave a geometric proof without any convexity assumptions and simplified the equality discussion. 8. Milman's inverse Brunn-Minkowski inequality. If K, L e X" are convex bodies of volume 1, the Brunn-Minkowski inequality says that their sum K + L has volume at least 2". The question for an upper bound does not make sense: the volume of K + L can be arbitrarily large. However, the following is true: If K, L e K^ are centrally symmetric bodies with interior points, there exists a volume-preserving linear transformation * of E" such that V„(K + aD^I" g C[V„{Ky''' + V„{aLY'''], where C is a constant independent of n. This theorem is due to Milman A986). Different approaches to its proof and relations to other theorems with
6.2 The Minkowski and isoperimetric inequalities 317 applications in the local theory of Banach spaces are described in the book by Pisier A989). 9. Lutwak A979b) interpreted the Brunn-Minkowski inequality for convex bodies as a complementary Minkowski inequality for special functions. 6.2. The Minkowski and isoperimetric inequalities We now have two fundamental pieces of information about the volume of the Minkowski convex combination (\ - X)Ko + AATi of two convex bodies Ko, K\: it is a polynomial in A, and its nth root is a concave function. These facts taken together have consequences for mixed volumes. Let Ko, Ki e Jio be n-dimensional convex bodies and let K)'.= {\-X)Ko + XK^ forO^A^i. By E.1.26), V'(A:a) = i(")(l - X)"-'X'V;{Ko, K,) with Vi{K^, a:,) := V{Ko[n - i], K,\i]) =: V^,,. F.2.1) When we use the (classical) notation V(,), it will be clear from the context that ATq, K^ are given and held fixed. Since VXATq, A^i) has two arguments, it cannot be confused with an intrinsic volume. The function / defined by /(A) .= V„{Kxy^" - A - A)V„(A:o)'/" - XV„{K,yl" for O^A^l is concave, by Theorem 6.1.1, and satisfies /(O) = /(I) = 0. Hence, its derivative at 0, fulfils /'@)^0, and /'(O) = 0 only if / is identically 0. The latter implies equality in F.1.1). Furthermore, /"(O) = -{n - l)V(or"'^^''[^0) - ^@)V'B)l ^ 0. This yields: Theorem6.2.1 (Minkowski's inequalities). For n-dimensional convex bodies K, L e XS, V{K, ..., K, L)"^ V„{Kr-'V„{L). F.2.2) Equality holds if and only if K and L are homothetic. Further, V{K, ..., K, Lf^ V„(K)V(K, ..., K, L, L). F.2.3) One should note that so far no information on the validity of the equality sign in F.2.3) has been obtained (equality holds, of course, if
318 Inequalities for mixed volumes K and L are homothetic). More general quadratic inequalities for mixed volumes are proved in the next section. These again imply F.2.2). However, F.2.3) is required for their proof. By considering the special case where AT or L is equal to a ball, Minkowski's inequality F.2.2) reduces to well-known and fundamental geometric inequalities for convex bodies. Recall that S{K) := nW^{K) = nV{K[n - 1], B") is the surface area of K and h(K) = -^ W„_,(A:) = -^ V(K, fi"[n - 1]) is the mean width of K. Hence, F.2.2) implies the isoperimetric inequality, which states that the volume V„ and surface area S of an n-dimensional convex body satisfy V \"~^ F.2.4) Uni Un, with equality if and only if AT is a ball. It also implies Urysohn's inequality for volume V„ and mean width, h\" V ^^ ^^ F.2.5) .2) K„ with the same equality cases. A weaker form is the isodiametric (or Bieberbach 's) inequality for the diameter D oi K, which follows trivially since b{K) g D{K). The improved version of the Brunn-Minkowski theorem given by Theorem 6.1.2 also leads to a stability result for Minkowski's inequality F.2.2). For a convex body K e ,l^o. we use the normalization defined by K := V„(A:)-'''"[/C - c{K)\, F.2.7) where c{K) denotes the centroid of K. Thus K has centroid o and volume 1. Theorem6.2.2. Let K, L e Xq and set D := max{D(K), D(L)). Then V„(/C)'-V„(L) -l=D-<^(^'^^ ' (^-^-^^ where y„ = 2n/{4rf„)"'*'^ and r\„ is given by F.1.6). Although we did not reproduce Groemer's proof of Theorem 6.12, we give the simple argument of Groemer A990b) to deduce F.2.8).
6.2 The Minkowski and isoperimetric inequalities 319 Proof. First suppose that V„{K) = V„{L) = 1 and c{K) = c{L) = o, and put /(A) := V„((l - X)K + AL)i/" and Un[l + VAA - A) 2VW^]d! ^^' ^^"' n + 1 Then /(A) ^ 1 + u(A) by F.1.7), and /(O) = /(I) = 1. By the Brunn- Minkowski theorem, / is concave, hence /'(O) ^[f{h) - f@)]/h for 0</t^l and in particular /'(O) ^ 2[/(^) - 1] ^2u(^). Since /'@) = V(a:, . . . , a:, L) - 1, we obtain V{K, ...,K,L)^1 + -~^ 6{K, L)"^' nD and thus v(a:, ..., a:, l)" ^ 1 + -^ «5(a:, l)"^i. Inequality F.2.8) for convex bodies of arbitrary volume follows immediately. ■ Next we formulate a theorem that strengthens Minkowski's inequality F.2.2) in several respects. It may look rather complicated at first sight, but it has interesting consequences and admits specializations of intuitive appeal. Theorem 6.2.3. Let K, L e XS be convex bodies, and let QC 5""' be a closed set such that a: = Dfi'iK, u). F.2.9) If L is defined by L := fl'^'C^' «)' F.2.10) then v^iK, LyK"-^^ - v„(a:)v„(LI/<"-i) S [V^{K, £)'/<"-'> - r{K, L)V„(L)'/<''-'>]", F.2.11) where r{K, L) denotes the inradius of K relative to L. This theorem is due to Diskant A973b); the special case Q- 5""' (in which L = L) had been treated previously by Diskant A972). We shall present Diskant's proof in Section 6.5. Solving inequality F.2.11) for r{K, L) and choosing i2=5"~\ we obtain
320 Inequalities for mixed volumes r{K, L) ^IV,{K,L)V ~\ Vn{L) ) [V,{K, LY'^"-'^ - V„(/C)V„(L)^/<"-')]V" v^CD^A"-) ' ^^'-^'^ which will be used in the proof of Theorem 7.2.2. To interpret inequality F.2.11), we suppose that the assumptions of Theorem 6.2.3 are satisfied. We may assume that r{K, L)L C K. If X € E"\/C, there exists u e Q with x i H~{K,u) and hence X « H-(r{K, L)L, u) = H-{r{K, L)L, u). It follows that r{K, L)LC K. Further, we remark that ViiK, L) = V,{K, L). This is easy to prove, but we refer to Section 6.5, where the result is obtained in the course of the proof of Theorem 6.2.3. Using Theorem 6.2.1, we obtain V^{K, LY = V.C/C, LY ^ V„{KY-'V„{L) ^ r(K, LY^"-'W„{LY■ Hence, for the right-hand side of F.2.11) we have V^{K, D'A"-!) - r{K, L)V„(Z;)'/<"-') ^ 0, with equality if and only if K is homothetic to L. Since V„(L) ^ V„(L), it is now clear that inequality F.2.11) is an improvement of Minkowski's inequality F.2.2). Inequality F.2.11) can be used to obtain some stability results; see Note 1 and Theorem 7.2.2. Here we discuss only the special case obtained by taking for L the unit ball B = B". Let K 6 Xo be given. Denoting its volume by V„, its surface area by 5 and its inradius by r, we obtain from F.2.11) the inequality [^J - V„E)'/<'-')V„ ^ [(I) - rV„E)'/<'-')| . F.2.13) Two further special cases are of interest. We take Q= 5""' and use the inequality x"~^ - y""' ^{x - yY~^ (for Jc ^ y ^ 0) to obtain S" - n"K„V"„-^ ^ Ei/('"-i) _ ft,J,/<'-i)r)"("-i). F.2.14) Since 0}„r"~^ is the surface area of the inball of /C, it is clear that the right-hand side of F.2.14) is non-negative and is zero only if AT is a ball. Thus F.2.14) estimates the 'isoperimetric deficit' S" - n"K„V"„'^ in terms of a quantity that has a simple geometric meaning and is obviously positive if K is not a ball. Next, if i2 is a closed set satisfying F.2.9), we note that F.2.13) implies
Notes for Section 6.2 321 S"/V"„-^ ^ n"V„iB), F.2.15) with equality if and only if K is homothetic to B. One says (see Section 6.5) that the convex body K is determined by Q if F.2.9) holds. Thus, among all convex bodies determined by a given closed set i2c5"~', precisely the bodies circumscribed about a ball, that is, homothetic to r\H-(B",u), have the smallest 'isoperimetric ratio' S"/V'^~\ For finite sets Q, this is a theorem first proved (for n = 3) by Lindelof A869) and in a different way by Minkowski A897); for general sets Q it was proved by Aleksandrov A938a). The smallest closed set Q that one can take for a given convex body K so that F.2.9) holds is the closure of the set of outer unit normal vectors at regular boundary points of K. If Q is this set, then K^ := f]H-{B". u) is called the form body of K. Inequality F.2.15) now reads S"/Vr' ^ tfV^iK^), F.2.16) with equality if and only if K is homothetic to its form body. Using Theorem 2.2.8, one sees that this is the case if and only if AT is a tangential body of a ball. Inequality F.2.16) strengthens the isoperimetric inequality for convex bodies with singularities. Notes for Section 6.2 Minkowski's inequalities. In the plane E^ there is only one Minkowskian inequality, namely V(Ku K^f § V2(/C,)V2(/C2) for the mixed area V(Ki, Ki), with equality if and only if /C, and K2 are homothetic. There are several proofs and improvements in the literature; see Bonnesen & Fenchel [8], Section 51, and Note 4 below. Upper bounds for the mixed area in terms of perimeters were obtained by Betke & Weil A990). For convex bodies K^KieX^ with perimeters L(Kt), L^Ki) they showed that V(K„K^)^mK,)L{K2), with equality if and only if /C, and Ki are orthogonal segments (possibly degenerate), and \/3 V{K,-K)^ -^UKY. Here the equality sign holds if K is an equilateral triangle, and probably only in this case, but this has only been proved if /C is a polygon.
322 Inequalities for mixed volumes For n = 3, the cubic inequality F.2.2) is a consequence of the quadratic inequalities of type F.2.3). These inequalities were first proved by Minkowski A903) (announced in A901a,b); see Bonnesen & Fenchel [8], Section 52, for more information). For general dimension n, F.2.2) was proved by Siiss A931b), using the Brunn-Minkowski theorem, and Bonnesen A932) noticed that it can be obtained from the Brunn-Minkowski theorem in the simple way described in the proof of Theorem 6.2.1. The stability problem for the Minkowski inequality F.2.2) requires us to find explicit estimates for the deviation of suitable homothets of convex bodies K, L e Xq in terms of the 'deficit' V„iKY-'V„{L) Theorem 6.2.2 gives a result of this type, which is due to Groemer A990b). The first result of this kind had already been obtained by Minkowski A903), §6, who proved his inequality F.2.2), for n = 3, in the following sharper form. Let K, L e JCl have coinciding centroids, and let D be the maximum of Vv^)h(L, •) ^^/VjLJhiK, ■) over 5^; then (inequality G6) of Minkowski 1903) V(K, K, L) ^ ^ 1 (P - 1)*^ ^V:,{KfV^(L) 2'»3''7'''^ D' Stability estimates for the Minkowski inequality F.2.2) in dimension n were obtained by Volkov A963) and Diskant A972); see also Diskant A973a) and Bourgain & Lindenstrauss A988b). Minkowski's inequality F.2.2) is a useful tool for the solution of many different geometric extremum problems. Some examples are found in Ohmann A958). 2. The Blaschke diagram. For a three-dimensional convex body K € X^ one often uses the classical notation V(K, K, K) = V (volume), W(K, K, B^) = S (surface area), 3V{K, B^ B^) = M ('integral of mean curvature'). The quadratic Minkowskian inequalities, special cases of F.2.3), now state that M2 ^ 4ff5, where equality holds if and only if /C is a ball, and S^ ^ 3VM, where equality holds if and only if /C is a cap body of a ball (equality conditions are discussed in Section 6.6). These quadratic inequalities imply the two cubic ones, S^ ^36ffV2, M3 S48ff2v. On the other hand, the two quadratic inequalities are not a complete system of inequalities satisfied by the three functionals V, S, M of convex bodies. Following Blaschke, one considers in an (AC^)-plane all points with coordinates _ 4riS_ _ 4Sn^V * " M2' ^ ~ M' ' for all possible three-dimensional convex bodies and finds that part of the boundary of the resulting 'Blaschke diagram" must correspond to a third sharp inequality, of the form V ^ f(S, M), which is still unknown. This problem is neatly di.scussed in Hadwiger [17], §§28-9. Later contributions resulted in the non-sharp inequality
Notes for Section 6.2 323 V § (f--) given by Groemer A965) (extended to higher dimensions by Firey 1964) and in the interesting conjecture, due to Sangwine-Yager A989), that The isoperimetric inequality. The isoperimetric inequality has many facets, and with all its versions and ramifications it can easily fill a book by itself. In fact, isoperimetric inequalities are one of the central themes of the book by Burago & Zalgaller A988), which a reader interested in a broad synopsis of isoperimetric problems should consult first. Minkowski's discovery that the isoperimetric inequality for convex bodies can be deduced from the Brunn-Minkowski theorem has strongly influenced the later development. Minkowski's inequality F.2.2) can be interpreted as an isoperimetric inequality for a suitably defined notion of relative surface area, and versions of the Brunn-Minkowski theorem for non-convex sets lead to corresponding isoperimetric inequalities (for a brief version of the proof, including the Brunn-Minkowski inequality, see Federer A969), 3.2.41- 3.2.43). Here the uniqueness question often poses major problems. We refer the reader to the treatments in Hadwiger [18] and Dinghas A961). Further references are Busemann A949b), Ohmann A952a), Baebler A957) and Barthel & Bettinger A961,1963). Isoperimetric problems in Minkowski spaces are the subject of papers by Busemann A947,1949b), Barthel A959b) and Holmes & Thompson A979). An impressive survey of the various ramifications of the isoperimetric inequality, mainly from the viewpoint of analysis and differential geometry, and its applications to these fields is given by Osserman A978). For isoperimetric inequalities in mathematical physics and in analysis that are analogous to the geometric one, we refer to the classical book of Polya & Szego A951) and to the more recent one of Bandle A980). Diskant's inequality. Diskant's A973b) improvement F.2.11) of Minkowski's inequality extends and unifies many earlier (and even some later) results. The two-dimensional case, for Q= S^, can be written in the form Ag, - AoA, § (Ao, - rAxY F-2.17) with Aoi := V(A:, L), /1o:=V2(A:), /li := V2(L), r := r(A:, L); an equivalent formulation is /lo -2Moi + rMi go. F.2.18) If /C e JCl has area A, perimeter L and inradius r, a special case of F.2.17) gives O - AnA^{L -Inrf. F.2.19) For various proofs, see the references in Note 3, but also Bonnesen & Fenchel [8], p. 113, and Hadwiger A944, 1948). Inequality F.2.14) was first proved by Hadwiger A949c) for n = 3 and by Dinghas A948) for general n; a short proof is given in Hadwiger [18], Section 6.5.2. Dinghas A948) had already obtained a slightly weaker inequality of the form F.2.13). Inequality F.2.16) was proved in Hadwiger [18], Section 6.5.5. Several special cases had been treated before by Bol A940), Bol & Knothe A949) and Dinghas A940c, 1942, 1943a, b, 1949b, c,d), but the easier deductibility from Minkowski's inequalities was not always noticed. The improvement of the isoperimetric inequality by F.2.16) is strong if K
324 Inequalities for mixed volumes has sharp singularities. Improvements that are strong if K has large flat pieces in the boundary were treated by Hadwiger A949b); see also Ohmann A958). 3. Bonnesen-style inequalities. Let n = 2, Kq, Ki e Xq, V(Kq, Ki) =: Aoi, ViiKo) =■■ Ao, V2(Kt) := /!,, r(Ko, /Ci) := r and r(Ki, Ko) := 1/R, so that R is the circumradius of Kq relative to Ki; in other words, KqC RK'i for a suitable translate K[ of Ki, and R is the smallest number with this property. With these notations, inequality F.2.18) can be generalized to Ao-2pAoi + p^Ai^O, F.2.20) or equivalently Ai - AoA, ^ (/l„i - pAl)^ F.2.21) for all numbers p in the interval [r, R]. The two cases p= r and p= R together with (a^ + b^)/2 ^ [(a + b)f2Y yield A Al- AoAi^^iR- ry. F.2.22) If Ki = B^, these inequalities read A - pL + np^ ^ 0, F.2.23) L^ - 4nA^(L - lupY F.2.24) for r g p g R and L2 - 4ff/l g ff2(/^ _ ^J. F.2.25) where r, R are respectively the usual inradius and circumradius. The last inequality has a sharper version, namely L^ - 4nA ^ 4n(Ro - ro)^ F.2.26) where ry and Rq, ry = Rq, are the radii of two concentric circles enclosing bd Ki) such that Ry - ro is minimal. All these results are known as Bonnesen's inequalities. Inequalities F.2.24) and thus F.2.25) were proved by Bonnesen A921) and are reproduced in Bonnesen [7], pp. 60-3 (see also Eggleston [13], pp. 108-10); for F.2.26), see Bonnesen A924) and [7], pp. 70-4. An elegant integral- geometric proof of F.2.25) due to Santalo can be found in Blaschke A937a), §11. Osserman A979) gives a comprehensive survey of inequalities equivalent to F.2.24) and their extensions, including non-convex curves and curves on surfaces. New treatments of F.2.26) are given by Gage A990) and by Fuglede A991), who considers non-convex curves. An integral-geometric proof of F.2.22) appears in Blaschke A937a), §15, where the inequality itself is ascribed to Bonnesen. Also related to integral geometry are the proofs given by Hadwiger A941), Fejes T6th A950) and Randers A968). Fourier series are' used by Bol A939) and Wallen A987). Bol added the equality condition: Equality in F.2.22) holds if and only if Ko and Ki are either homothetic or are parallelograms with parallel sides. In higher dimensions, the inequality F.2.14), that is, S" - rfK„V"„-^ ^ (S'/C--!) - i^lK'-i)r)n(.n-') can be considered as a generalization of F.2.24) for the value p= r, the inradius. An extension of F.2.23) for p= r is the inequality V„ - rS + (n - l)K„r" S 0, F.2.27) where equality holds only for the ball. F.2.27) was conjectured by Wills A970) and proved independently by Bokowski A973) and Diskant A973c) and in a slightly sharper form by Osserman A979). In each case, the inequality is deduced from F.2.13).
Notes for Section 6.2 325 For n = 2, inequality F.2.27) remains true if the inradius r is replaced by the circumradius R, giving A - RL + nR^ ^ 0; F.2.28) however, this does not hold in dimensions n ^ 3. Instead, one has (n - 1)V„ - 2RS + (n + 1)k„R" ^ 0 F.2.29) for n = 2 (note the reversed inequality sign). This was proved by Bokowski & Heil A986), who obtained the following more general result. Theorem. For an arbitrary convex body /C e .T", n = 2, with circumradius R and quermassintegrals Wo, . .. , W„, the inequalities Ci„R-W, + Ci,iR'Wi + CiiR'W, § 0 F.2.30) hold (oTO^i< j < k^ n and c^,, := (r - q)(p + 1). F.2.29) is a special case of F.2.30), as is the inequality iW.-i - 2(i + l)RWi + (i + 2)R^W,^, ^ 0 for I = 1, ..., n — 1. For n=2, F.2.30) reduces to A - 2RL + 3nR^ § 0, F.2.31) with equality only for circles; this is due to Favard A929). A survey over inequalities for three functional of a planar convex body was given by Santal6 A961). An extension of F.2.28) to higher dimensions that does hold is the inequality W„.2 - fiRW„-, + (fi- l)R'W„ ^ 0 F.2.32) with /3 = n/(n - 1). More generally, Sangwine-Yager A988b) established the inequalities V„(K) - nrVi(K, L) + (n - l)r^V2(K, L) g 0 F.2.33) and (n - 1)V„.2(K, L) - nRV„.t(K. L) + R'V„(L) g 0 F.2.34) for K,Le X", with r = r(K, L) and R = l/r(L, K). Equality in F.2.33) holds if K is an (n - 2)-tangential body of L, and in F.2.34) if L is an (n - 2)-tangential body of K. The special case « = 3, L = B^ of F.2.33) has already been treated by Sangwine-Yager A988a), where the author was able to show that equality holds only for cap bodies of balls. Heil A987) investigated whether F.2.32) can be improved for n^3 by increasing /3 and, by an interesting application of the calculus of variations, he found that this is the case, at least if the body considered is centrally symmetric or if R is replaced by half the diameter. Teissier A982) discussed Bonnesen-type inequalities in relation to algebraic geometry; see also Oda A988), p. 188. Stability estimates for the isoperimetric inequality. If the isoperimetric inequality S" - n"K„V';,-' ^ 0 for the surface area S and the volume V„ of an n-dimensional convex body K e JCo holds with equality, then K is a ball. A stability estimate for this inequality would be any result of the kind S" - n-K^Vr' S e => A(K, Bk) S /(t), where A is some metric on the space of convex bodies (or some other measure for the deviation of two convex bodies), Bk is a suitable ball and /
326 Inequalities for mixed volumes is an explicitly known function, non-decreasing and satisfying limfjo/(£) = /(O) = 0. This function may involve constants that depend on some given bounds for e and for the inradius and circumradius of K as well as on the dimension. In the plane, the Bonnesen inequalities F.2.25) and F.2.26) immediately yield such stability estimates. The difference R — r of circumradius and inradius is, of course, a satisfactory measure for the deviation of a convex body from a suitable ball. Inequality F.2.25) has no immediate extension to higher dimensions, since the example of a convex body close to a segment shows that for n=3 the isoperimetric deficit S" - n"K„V"„'' can be arbitrarily small while R - r = 1, say. However, one can show that S" - n"K„V"„-^ ^ c(n)r'-<'--"l 1 F.2.35) for K e X", where c(n) is an explicitly known constant depending only on n. On the class of convex bodies with r = Co > 0, Cq given, F.2.35) provides a stability estimate for the isoperimetric inequality. It was obtained by Groemer & Schneider A991), as a consequence of more general results (see also Section 6.6, in particular F.6.11)). Some results in the literature can be expressed in the form S" - n"K„V"„-' § cd{K, Bk)", F.2.36) where B^ denotes a suitable ball, c may depend on n and bounds for inradius and circumradius of K, and * depends only on n. An inequality of type F.2.36) becomes sharper as its exponent * becomes smaller. The specializations of the stability results for the Minkowski inequality due to Volkov A963) and Diskant A972,1973a) mentioned in Note 1, as well as an argument of Osserman A987) using F.2.14), yield estimates of this kind, all with a= n. In Groemer & Schneider A991), an estimate with a-(n + 3)/2 was achieved, and it was shown that one cannot have a <(n + l)/2. By analytic methods, Fuglede A986b, 1989) obtained stability estimates for the isoperimetric inequality and under additional assumptions also for non-convex sets, which in a certain sense are of optimal orders. For the sharp inequality bounding the area of a plane domain of given constant width from below, stability estimates were obtained by Groemer A988b). 7. Improved versions of the isoperimetric inequality for restricted classes of convex bodies. It is clear that on any class of convex bodies that does not contain bodies arbitrarily close to balls, a strengthening of the isoperimetric inequality must be possible (in principle). Simple examples can be found in Hadwiger [18], 6.5.3, 6.5.4, 6.5.6. A beautiful inequality of this type was proved by Fejes T6th A948): Theorem. The surface area S and volume V of a three-dimensional convex polytope with k facets satisfy 53 n k — ^54(k- 2)tana'tDsin2a'* - 1), ** = J-j~^' Equality holds precisely for the simple regular polytopes (tetrahedron, cube, dodecahedron). Further related results (and some interesting problems) are found in the survey article by Florian [46]. Another example is Hadwiger's improvement of the isoperimetric inequality for 'half-bodies'. A convex body K e XS is called a half-body if it has a supporting hyperplane H such that the union of K and its image under
6.3 The Aleksandrov-Fenchel inequality 327 reflection in H is convex. Hadwiger A968b) proved that the volume and surface area of such a body satisfy Equality holds if K is the union of a half-ball of radius p and a right circular cylinder of height p attached to the equator {n - l)-ball of the half-ball. A different proof will be given in Section 6.7, Note 3. The ratio of volume and surface area. While we are on the topic of volume and surface area, we mention that the ratio VjS has the property of quasi- monotoneity: \l K, L e X" and K C L, then Vn(K) ^ V„(L) S(K) - " S(L) ' and here the factor n cannot be replaced by a smaller number. This was proved by Wills A970). Quermassintegrals and other functionals. Bonnesen-type inequalities are, as described in Note 5, a class of inequalities involving volume, surface area and possibly other quermassintegrals, together with some other functional of convex bodies, such as inradius or circumradius. There are several inequalities of a similar character, that is, connecting some of the quermassintegrals with additional geometric quantities, for example minimal width, diameter, or the sizes of suitably chosen projections or plane sections. Some of these results are strengthenings of isoperimetric inequalities; others stress various different viewpoints. We refer to the survey of Santalo A961) concerning the case of the plane and mention results by Benson A970), BoCek A983), Bonnesen [7], Chapter 6, Chakerian A971), Favard A933a), Firey A965b, 1966,1969), Hadwiger [18], p. 292, Knothe A957a), inequalities D1), D3), N^denik A965,1967) and Petermann A967). 6.3. The Aleksandrov-Fenchel inequality We have seen in Section 6.2 that the Brunn-Minkowski theorem implies the quadratic inequality VC/Co, /C,, . . . , K,f ^ VC/Co, A:„, /C,, . . . , K,)V„{K^). This is merely a special case of a system of quadratic inequalities satisfied by general mixed volumes. Theorem6.3.1 (Aleksandrov-Fenchel inequality). For K^, K2, K^,. . . , V{KuK2,Ki,...,K„f ^ v{K,, a:,, a:3, ..., K„)v{K2, K2, k^,..., k„). F.3.1) Clearly, equality holds in F.3.1) if ATj and K2 are homothetic. However, examples show that this is by no means the only possibility for equality. The complete classification of the equality cases is an unsolved problem. We shall return to this question and some partial results in Section 6.6. The proof we shall give for Theorem 6.3.1 is due to Aleksandrov A937b). It uses strongly isomorphic polytopes and approximation.
328 Inequalities for mixed volumes As in the last part of Section 5.2 we assume that an a-type, c-i, of strongly isomorphic simple n-dimensional polytopes is given. We use the notation of Sections 5.1 and 5.2; in particular, u^,. . . ,Ufj are the unit normal vectors corresponding to the facets of (-4, P = (hi,. . . , h/^) with hi := h{P, Ui) is the support vector of P e <yt., and the mixed volume of N-tuples Xi,. . . ,X„eU'^ IS defined by E.2.5). We shall often identify PeW with its support vector P\ that is, if in V{Xi,. . . , X„) or v{AiXi,. . . , A,Ar„_i) (defined by E.2.6) and E.2.7)) one of the arguments Xr is a support vector P^, we replace X^ by P^ and AjXr by F\''^= F{Pr,u,). Further, we say that Z = (Ci,. . • , U) e IR'^ «s the support vector of a point z e E" if C, = h{{z}, «,) for / = 1, . . . , N, thus if 2 = ({z, u,), . . . , {z, «n)). The following theorem is a sharper version of a special case of Theorem 6.3.1, and the latter can be deduced from it. Theorem 6.3.2. If P, P^,. . . , P„ are strongly isomorphic polytopes of the simple a-type c -f and if Z eU^ then Viz, P,P3,..., P„f ^ V(Z, Z,P,,..., P„)V(P, P, P,, ..., P„). The equality sign holds if and only if Z = kP + A, where A e R and A is the support vector of a point. Taking for Z the support vector of another polytope in of., we obtain inequality F.3.1) for the special case of simple strongly isomorphic polytopes. The general case then follows from the approximation theorem 2.4.14 and the continuity of the mixed volume. The limit procedure is responsible for the fact that the cases of equality cause problems. Proof of Theorem 6.3.2. We introduce a symmetric bilinear form <P on W^ by <P{X, Y) := V{X, Y, Pi, . .., P„) for X, Y e W^ if n = 2 (with P-^,. . . , P„ omitted if n = 2). It suffices to prove the following proposition. Proposition!. If 0(Z, P) = 0, then 0(Z, Z)^0, and equality holds if and only if Z is the support vector of a point. In fact, suppose that Proposition 1 is true. If Z € R'^ is given, define <KZ, P) 0{P, P) A := -?^J^ and Z.= Z- XP
6.3 The Aleksandrov-Fenchel inequality 329 (observe that 0(P, F) = V{F, F, Pj,... ,F„)> 0). Then *(Z', P) = 0 and hence <t>{Z', Z')~0, with equality if and only if Z' is the support vector of a point. From *(Z', Z') = <^Z, Z) - ^^ the assertion of the theorem follows. To prove Proposition 1, we first consider the special case P3 = . . . = P„ = P of the theorem. Froposition 2. The inequality V{Z, F, ...,Ff^ V{Z, Z,F,..., F)V„{F) F.3.2) holds. If n = 2, equality holds if and only if Z = XP -^ A, where A e R and A is the support vector of a point. For the proof, we note that, by Lemma 2.4.12, P + eZ is the support vector of a polytope Qea^ if |f|>0 is sufficiently small. From Minkowski's inequality F.2.3) we infer that 0 ^ V{Q, P,...,Ff - V{Q, Q,F,..., F)V„(F) = e^[V(Z, P,...,Pf - V{Z, Z,F,..., F)V„{P)]. This proves F.3.2). If n = 2, then by Theorem 6.2.1 (first part) equality in F.3.2) holds if and only if Q and F are homothetic. This completes the proof of Proposition 2. We prove Proposition 1 by induction with respect to the dimension. For n = 2, the assertion is true by Proposition 2. We assume that n § 3 and that the assertion of Proposition 1 is valid in smaller dimensions. For each i e {\,. . . ,N} we define a symmetric bilinear form cpi on U^ by <Pi{X, Y) := viAiX, AiY, F';*\ ..., F*"') for X, Y e U^ (with f (">, . . . , f ("> omitted if n = 3). Propositions. ZeU'^ is an eigenvector of the bilinear form <P with eigenvalue 0 if and only if Z is the support vector of a point. For the proof, we first note that <1>(X, Y) = - 'Zx^<p^iY, F,) n ,=1 by E.2.8). Since (p,( •, P3) is linear, it is of the form
330 Inequalities for mixed volumes thus 1 ^ <HX, y) = - S V.yy F-3.3) " 1,/=1 Here hjj = hjj, because <P is symmetric. Stating that Z = (^j,. . . , ^/v) =^ 0 is an eigenvector of <P corresponding to the eigenvalue 0 means that N S^;C> = 0 for/ = l,...,N, or equivalently that (Pi(Z, P3) = 0 for / = 1, . . . , N. F.3.4) If Z is the support vector of the point z, then (p,(Z, P3) = v{{z), fP>, . . . , F\">) = 0. Suppose, conversely, that F.3.4) holds. By the induction hypothesis, this implies q>i(Z, Z)^0. Without loss of generality, we may assume that h{Pi,Ui)>0; then 1 ^ 0 = -SC/<P.(Z. P3)= *(Z, Z) n j=j = Viz, Z, P3, . . . , P„) = V{Fi, Z, Z,P„..., P„) 1 '^ = -S/t(P3,«i)<P/(Z, Z)^0 n j=i and hence (p,(Z, Z) = 0. By the induction hypothesis this implies that AjZ is the support vector, relative to the a-type of F,, of a point z,. Explicitly, this means that AiZ = {{zi, Vii), . . . , {zi, Vif^)), with Vij ■= o for (i, j) ^ J (where we use the notation of Section 5.1). We choose f =|= 0 so that P3 + sZ is a support vector of a polytope Qec'i.The equality A,(P3 + f Z) = A,P3 + eAiZ yields h{F{Q, u,), Vij) = h{F?\ Vii) + ^B.' t^'/) and thus F{Q, u,) = FP^ + f, with a vector tj (= fz, + a^u, for some (V, e R). For (/,;) e 7 we conclude that the (n - 2)-face G .= F(Q, Uj) n F(Q, Uj) satisfies G = FS/> + f, and analogously G = f5/^ + fy, hence f, = fy. Since any two facets of F3 can be joined by a chain of facets such that any two consecutive facets in the chain have an (n - 2)-dimensional intersection, we conclude that f, = tj for all /, ;. Thus Q is a translate of F3 and, hence, Z is the support vector of a point. This completes the proof of Proposition 3. Besides <P, we now introduce a second symmetric bilinear form *P on R'^ by means of
6.3 The Aleksandrov-Fenchel inequality 331 nx, Y):=^i ^j^^ ;c,y, for X, Y e U'. n ,=1 h{P, Ui) Here we assume, without loss of generality, that h{P, u,) >0 for / = 1, . . . , N. Since (p,(P, P3) > 0, the form "f^is positive definite. We consider the eigenvalues A] > A2 > . . . of <P relative to V and make use of the fact that Xi = max{0iX, X)MX, X) = I}, F.3.5) A2 = max {0(Ar, X)\ V{X, X) = 1 and yff{X, Y) = 0 for all Y in the A,-eigenspace}. In analogy with F.3.3) we write 1 ^ nX y) = - S c,^,yy " i,/=i where Cij ■■- iii = j. h{P, u.) 0 if / + j. Then Z = (Ci, •■ • , ^n) ^ ^'^ 'S an eigenvector of * relative to 'f^ with eigenvalue A if and only if N S(&,y-Ac,y)Cy=0 for / = 1, . . . , N, /=! or equivalently if (pi{P, P3) cp^iZ, P3) = A ^^|p' ^J C, for / = 1, . . . , N. In particular, A = 1 is an eigenvalue with corresponding eigenvector Z = P. Proposition 4. The only positive eigenvalue of <P relative to 'f'is 1, and it is simple. For the proof we first assume that P = P^ = . . . = P„. Suppose Proposition 4 were false in this case. If there is a positive eigenvalue At =1=1, then there exists Z eU^ with V{Z,P) = 0 and 0(Z, Z) = lx*P(Z,Z)>0. If 1 is a multiple eigenvalue, the corresponding eigen- space is at least two-dimensional and hence contains a vector Z with V{Z, P) = 0 and 0(Z, Z) = ^'{Z, Z) > 0. Thus in either case we conclude from 1 ,^ wAP, P)
332 Inequalities for mixed volumes that V(Z, P, ..., P) = 0. Since V{Z,Z,?, ..., P)=0(Z, Z)>0, this contradicts Proposition 2. Now let P3,...,P„e<^ be arbitrary. For ^e [0,1] let F,{&) := {I - ff)F + &Fr, r = 3,. . . , n. The coefficients of the corresponding forms <P, ^ depend continuously on ^, hence the same is true for the relative eigenvalues. By Proposition 3, the number 0 is always an eigenvalue with multiplicity n. It follows that the sum of the multiplicities of the positive eigenvalues is independent of ^. Since it is equal to 1 for ^ = 0, it must be equal to 1 for ^= 1. This proves Proposition 4. Proposition 4 implies that the eigenspace corresponding to the eigenvalue 1 coincides with lin{P} and that the second eigenvalue is not positive, and hence that 0(Z, Z)^0 for all Z satisfying ^'{Z, P) = 0; the latter is equivalent to 0(Z, P) = 0. Thus *(Z, P) = 0 implies 0(Z, Z) = 0. Suppose that we have equality for some Z =|= 0. Since at Z the maximum in F.3.5) is attained, Z is an eigenvector with eigenvalue 0. By Proposition 3, Z is the support vector of a point. This completes the proof of Theorem 6.3.2. ■ Notes for Section 6.3 1. Proofs of the Aleksandrov-Fenchel inequality. The proof of Theorem 6.3.1 presented above is due to Aleksandrov A937b). Aleksandrov A938b) gave a second proof, which uses bodies of class C\ and Aleksandrov's inequalities for mixed discriminants (see Theorem 6.8.1). Although the underlying classes of convex bodies are quite different, there are certain analogies between the two proofs. The principal ideas can be traced back to the proof given by Hilbert A910) for Minkowski's quadratic inequalities in three-space. The second of Aleksandrov's proofs is reproduced in Busemann [12], and the first in LeichtweiB [23]. It has become customary to talk of the 'Aleksandrov-Fenchel' inequality, because Fenchel A936a) also stated the inequality and sketched a proof. We quote from Busemann [12], p. 51: 'Fenchel's proof is very sketchy, a detailed version has never appeared and it is not quite clear what it would involve'. Hadwiger [18], p. 290, characterizes Fenchel's note as 'schwer verstandlich' [hard to understand]. In honour of Fenchel, it seems justified to talk of the Aleksandrov-Fenchel inequalities, although it is doubtful whether he had a complete proof. For coaxial bodies of revolution, Hadwiger [18], Sections 6.5.8, 6.5.9, obtained improved versions of the Aleksandrov-Fenchel inequality in an elementary way. In recent years, surprising connections have been discovered between the Aleksandrov-Fenchel inequality and algebraic geometry. Independently, Khovanskii, and Teissier A979,1981), found algebraic approaches to the Aleksandrov-Fenchel inequality, yielding a new proof via the Hodge index theorem. A detailed version, written by Khovanskii, can be found in Burago & Zalgaller A988), §27. Here mixed volumes of Newton polyhedra associated with Laurent polynomials (Bernstein 1975) play an essential role. This line of research was carried further by Gromov A988).
6.4 Consequences and improvements 333 2. Full sets of inequalities. If p § 2 convex bodies K u ..., Kp in E" are given, there are N = ( "%''-') mixed volumes V(A:„, . . . , KJ A § ,i g ... = i„ = p) that can be formed. The Aleksandrov-Fenchel inequality, applied to these values in all possible ways permitted by the symmetry properties, yields a certain system of quadratic inequalities. This set of inequalities is said to be a full set if any given set of N quantities satisfying these inequalities can arise as the set of mixed volumes of some system of p convex bodies. Heine A937) for n = 2 and Shephard A960) for n^2 investigated whether the known inequalities are a full set. The answer depends on p, but is not yet known for all values of p. 3. Applications. Several applications of the Aleksandrov-Fenchel inequality to the geometry of convex bodies appear in later sections. Here we mention briefly a few uses of this inequality in other fields. It has been applied to differential-geometric uniqueness theorems (Schneider 1966a), to extremal problems for geometric probabilities (Schneider 1985b) and to combinatorial questions, in particular to showing that certain sequences of combinatorial interest are log concave (Stanley 1981, 1986, Kahn & Saks 1984). 6.4. Consequences and improvements Since the mixed volume V{Ki, K2, ■ ■ ■ , K„) is symmetric in its arguments, it is clear that from the Aleksandrov-Fenchel inequality v(a:„ a:2,/Ca,..., K„f ^ v(a:„ a:,, Ki,..., K„)V{K2, K2, k^,..., k„) many other inequalities can be deduced, by repeated application. We first mention some of the more frequently occurring of such derived inequalities. Some preliminary remarks are in order. A finite sequence (aq. fli,. . . , flm) of real numbers is called concave if fl,_i - 2fl, -t- fl,+, ^0 for / = 1, . . . , m - 1, or, equivalently if flO - fll = fll - fl2 = ■ ■ ■ = flm-l - Am- For 0= i < j < k^ m we deduce, taking arithmetic means, that a concave sequence (flo, fli, . . . , flm) satisfies (fl, - flj+i) + . . . -f- (fly_i - fly) ^ (oj - fly+i) -f- . . . -f- (a^_i - a^) i - i ~ k - j hence fl. - fl; < fly - dk j - i ~ k - j and thus {k - j)ai + {i - k)ai + (;■ - !>* ^ 0. F.4.1) Equality holds if and only if ar-\ - 2ar + flr+i =0 for r = / + 1, . . . , A: - 1.
334 Inequalities for mixed volumes The sequence (oq, a^, . . . , a^) of positive numbers is called log- concave if the sequence (logflo- ■ ■ ■ - logfl„) is concave, or equivalently if fl; ^ fli_ifli+i for / = 1, . . ., m - 1. In this case, for 0^ i < j < k^ m, af-'a'-''ai~' ^ 1 F.4.2) or, written with positive exponents, fl*-' ^ af-'a'r. F.4.3) Equality holds if and only if al = Or-xOr+i for r = / + 1, . . . , fc - 1. If a number m e {I, . . . , n) and convex bodies Kq, K^, K^+x, ■ ■ ■ , K„ € X" are given, we often use the abbreviations (^ := (a:„+i, ...,k„) and := V{Ko[m - i], K,[i], A:„+,, . . . , K„) F.4.4) for / = 0,. . . , m. This notation extends that of F.2.1) (see the remarks made there). If the numbers fli := ViiKo,K„fd), i = 0,...,m, are positive, the sequence (aq. • ■ ■ > flm) 'S log-concave by the Aleksand- rov-Fenchel inequality, hence v5j' ^ V(V^V'(,-; F.4.5) iiO^ i < j < k^ m. By approximation, this inequality holds also if one of the numbers involved is zero. The case m = n, / = 0, j - n - \, k = n \s Minkowski's inequality F.2.2) again (but without information on the equality case, if derived in this way). Again taking m = n in F.4.5), but now taking AT] = 5", we find that the quermassintegrals W^,. . . ,W„oi the convex body K^e X" satisfy W)-' ^ W^-'wi'' F.4.6) for 0^ i < j < k^ n. The case k = n deserves special mention; since W„ = K„, it reduces to an inequality between only two quermassintegrals: k'-'W';-' ^ Wf-' F.4.7) for 0^j<;<n. Assuming dim ATq = n -/, we have Wj>0. In this
6.4 Consequences and improvements 335 case, equality in F.4.7) holds if and only if Wl = W^-iWr+i for r = i+l,...,n-l. We shall see later (Section 6.6) that equality in the inequality W^_i ^ W„-2^n holds only if Kq is a ball. Hence, equality in F.4.7) (for dim ATq = n - /) characterizes balls. In particular, among all convex bodies of given (positive) volume, precisely the balls have smallest yth quermassintegral for / = 1,. . . , n - 1 (case i = 0), and among all convex bodies of given mean width (a fortiori, of given diameter) precisely the balls have greatest /th quermassintegral for i = 0, . . . , n -2 (case j = n - 1). Next, we derive from the Aleksandrov-Fenchel inequality an improved version, from which some useful consequences can be drawn. We assume that n + 1 convex bodies ATq, Ki,. . ., K„e %" are given, and we now abbreviate the (n - 2)-tuple {K->„ . . . , K^ by &. For i, j = 0, 1, 2 we write U^j := V(A:„ Kj, m = y{Ki, K;, K,,..., K„). F.4.8) For A], A2 = 0, the Aleksandrov-Fenchel inequality gives 0^ V{Ki + Aj/Co, K2 + hKo,m^ -ViKi + A./Co, Kt + A./Co, &)V(K2 + h^o, K2 + hKo, 6) = (f/12 + Aif/02 + A2f/oi + KhVoof -(f/„ + 2A,f/oi + X\Uoo){U22 + 2A2f/o2 + A|f/oo) = absolute + linear terms + A?(f/g2 - f/oof/22) + Ai(f/oi - f/oof/u) + 2A,A2(f/i2f/oo - f/oif/02) (the higher-degree terms cancel). Letting Ai^<», A2^<» we deduce that the quadratic term is non-negative. Hence, its discriminant is non-positive, which gives (f/oof/12 - f/oif/02)' ^ (f/01 - f/oof/u)(f/o2 - f/oof/22)- F.4.9) For a first important consequence, we assume that the inequality Vl, ^ UooUu F.4.10) holds with equality. Then F.4.9) gives U00U12 - UoiUcG = 0 for all convex bodies K2- By E.1.18), this implies that the signed measure fi-.^ UooS(K„f^, •)- UoiS(Ko,€, •) satisfies L s.-^>cdn = 0
336 Inequalities for mixed volumes for all K e X". Using Lemma L7.9 we conclude that |/d/i = 0 for all / e C{S"~^) and hence that /i = 0. If we now assume that f/oi > 0, F.4.11) this implies that the measures S{Ko,&, •) and 5(Ari,6, ■) are proportional (by F.4.11), none of them is zero). Vice versa, suppose that SiKfiJi, •) = cxS{Ki,(i, ■) with a>0. Then integration of h{KQ, ■) and h{Ki, •) respectively, gives f/oo = <xUq\ and f/oi = ^^^u and hence equality in F.4.10). Thus we have proved: Theorem 6.4.1. Let K, L, Ky,. . . , K„ e JC" he convex bodies and & = {Ky, . . . , K„), and assume that V{K, L,e^)>0. F.4.12) Then equality holds in the inequality V{K, L, &)^ ^ V{K, K, <^)V(L, L, <g) F.4.13) if and only if S{K,^, •) = aS{Lji, •) F.4.14) with some a > 0. Equality F.4.14) may be considered as a kind of generalized Euler- Lagrange equation for the extremum problem connected with the equality case in F.4.13). To derive further consequences of F.4.9), we now assume that C/o() > 0, f/o, > 0, C/o2 > 0 F.4.15) and write F.4.9) in the form (c/ooC/,2 - c/mf/02)' ^ vlxuUi - -~r^h - -~r^ \ t^Ol /V t^02 Taking square roots (the negative one on the left-hand side) and applying the inequality 4fl& ^ (a -t- b)^, where a, b are the brackets on the right-hand side, we obtain 2 ,, Tj + ^ = 0. F.4.16) This improves the Aleksandrov-Fenchel inequality U\2^UnV22. F.4.17) If equality holds in F.4.16), then equality must hold in the arithmetic- geometric mean inequality applied in the proof, hence —^ = —^. F.4.18) Uh UI2
6.4 Consequences and improvements 337 Together with F.4.16) this yields equality in F.4.17). Vice versa, if F.4.17) holds with equality, the quadratic equation Uiix^ - 2Ui2X + f/22 = 0 has only one real root, hence F.4.16) holds with equality. We collect the results obtained so far, but change notation (ATj = K, K2 = L, Ko = M). Theorem 6.4.2. Let K, L, M, K^,. . . , K„e JC" he convex bodies and (i = {K-i,, . .. , K„), and suppose that V{K, M, B) > 0, V{L, M, &) > 0, F.4.19) V{M, M, &) > 0. F.4.20) Then V{K, L, eJ ^ V{K, K, &)V{L, L, 6) F.4.21) and V{K, K, &) 2V{K, L, &) ^ V{L, L, e) ^ V{K, M, &f V{K, M, e)V{L, M, ^ V{L, M, (^^ ~ ' F.4.22) The following assertions are equivalent: (a) equality in F.4.21); (b) equality in F.4.22). The particular advantage of inequality F.4.22) lies in the fact that the convex body M is at one's disposal. Observe that (b) for one convex body M implies (a), which in turn implies (b) for all convex bodies M. For the derivation of inequality F.4.22) and the equivalence of (a) and (b) we had to assume non-degeneracy in the form F.4.19), F.4.20). If F.4.19) holds, but not necessarily F.4.20), the inequality F.4.22) is still true, by approximation. The implication (b) => (a), however, is no longer valid. We shall now investigate equality in F.4.22) in the case V(M, M,€) = 0. This will play a role in Section 6.7, where A/ is a segment. Let K, L, M, B be as in Theorem 6.4.2, but without assuming F.4.20). We write AT = C, and L = C2, choose C3 e Xq to be arbitrary and define W^l := V(C„ q, &) q, := V(C„ M, &) for /, / = 1, 2, 3, 3 Kct := S^mC with x„i > 0 (=1
338 Inequalities for mixed volumes for a = 1, 2, and 3 3 p„:= V{K^, M,&) = 2^«/9.- 1=1 By F.4.22), applied to K\, Ki instead of K, L, we have Uu 2C/,2 U22 P\ P1P2 P2 F.4.23) F.4.24) We choose real numbers fXj and positive numbers v, and put x^ '■= v,, xii '■= tVj + fii, where t is so large that X2i >0 (i = 1,2,3). Inserting F.4.23) into F.4.24), we obtain (the terms containing t cancel). Choosing V] = 1, /Ui = 0 and letting V2,V3^0, an inequality results that is quadratic in fi2 and fi^. If now equality holds in F.4.22), the coefficient of fil is zero. Since the inequality holds for arbitrary real numbers /i2. /W3> the coefficient of 1X2H3 must vanish, too, which gives li 93 Denoting this number by fc, we see that k is independent of C3 and that W'i3'72 - W^239i - ^'73 = 0. By E.1.18), this can be written in the form j^.„.,/2(C3, ■)d[q2S{K,(^, •) - <7,S(L,6, ■) - kS{M,&, •)] - 0. Since this holds for all C3 e IC^, we deduce that q2S{K, (i. •) - 9i5(L, U.-) = kS(M, &, ■). F.4.25) Vice versa, suppose that F.4.25) is satisfied. Integrating the support functions of K and L with this measure, we obtain ^wqi - Wnq\ = ^<7l. ^^1292 - ^12^1 = ^92. hence Wuql - 2Wnq,qi + ^2291 = 0- which is F.4.22) with equality. Condition F.4.25), which thus has been shown to be equivalent to equality in F.4.22), can be written in the form
6.4 Consequences and improvements 339 S{q2K,&, ■)=S{q,L^ kM,eJ, ■) if A: ^ 0 ^^ ^ S{qxL,&, ■)= SiqiK + \k\M,&, ■) if A: ^ 0. We turn to a different class of consequences of the Aleksandrov- Fenchel inequality, which concern a generalization of the Brunn- Minkowski theorem. Theorem 6.4.3 (the general Brunn-Minkowski theorem). Let a number me{\,...,n) and convex bodies K^, K^, K^+i, ■ ■■ , K„ e X" be given; define K\ '■= A - k)Ko + A/Cj and f{X) ■■= V{KAm], K„+u ..., K„yi'" F.4.27) for 0 = A ^ 1. Then f is a concave function on [0,1]. Proof We have to show that /"(A) = 0. It suffices to prove this for A = 0: If 0 < A < 1, we put K^ ■= A - t)Kx + tK^ and h{T) := V{R,[m],K„^u--,K„y^'". Then /(A + /i) = h(ix/il - A)), hence /"(A) ^ 0 follows from h"{0) ^ 0. Now /"(O) = {m- l)vg'">-'[V(o)VB) - V^i)] ^ 0 with V(,) given by F.4.4). We have assumed that V@) > 0; the general case is then obtained by approximation. ■ For m = n. Theorem 6.4.3 reduces to the Brunn-Minkowski theorem, and in that case we know that for n-dimensional convex bodies ATq, A^i the function / is linear only if K^ and Kx are homothetic. An analogous assertion is not true for the general Brunn- Minkowski theorem, but some conditions equivalent to linearity of/ can be formulated and are of interest. In analogy to F.4.4), that is, V(,) := V(Ko[m- /],*:,[/],€), we write 5(,) := S{Kf,[m - 1 - /], A:,[/], g, •) F.4.28) for / = 0, . . . , m - 1; here g = {K„+i, . . . , K„). Theorem 6.4.4. Under the assumptions of Theorem 6.4.3 and v^o) > 0, v'^^) > 0, the following conditions are equivalent: (a) the function f is linear; (b) Vl) = V(,-,)V(,+i) /or / = 1, . . . , m - 1;
340 Inequalities for mixed volumes (c) V(% = V('SrV(„); (d) the measures 5@) and 5(m-i) ore proportional. Proof. Suppose that / is linear; hence V{K,[m], m = [A - A)V('^)'" + AVj^^]' for 0 ^ A S 1. By E.1.27), this gives =0 hence From K'J'jd - xr-'x^v,,) = ll'J'jd - x)--rv%-^^""v'l;::^. V(o = V%-'^l'"V'l:::^ for / = O, . . . , m. T/m _ T/m-i+lT/i-1 i/"" — y/m-i-l'.ri+l l^(/ + l)- '^@) V(„) we deduce (b). Since the function / is concave, it satisfies /'(O) = /(l) -/(O), with equality if and only if / is linear. As in the proof of F.2.2), this yields Vw S V'('S)-V(„), F.4.29) with equality if and only if / is linear. Thus (a) and (c) are equivalent. If (b) holds, then Theorem 6.4.1 yields that 5(,_j) and 5(,) are proportional for / = 1, . . . , m - 1. This implies (d). Suppose that (d) holds. After a dilatation applied to ATq we may assume that 5@) = 5(m-i)- Integrating h{Ki, •) with respect to this measure, we deduce V(\) = V(m) and hence, by F.4.29), thus V(m) = V(o). Interchanging the roles of K^ and K^, we obtain V(()) ^ V(„) and thus V^^) = ^@)- This implies equality in F.4.29), thus (c) holds. ■ By Theorem 6.4.1, equality in the Aleksandrov-Fenchel inequality F.4.13) implies the equality F.4.14) between two mixed area measures. In the special case where one of the bodies involved in the (n - 2)-tuple (:i is a ball, the latter equality in tum implies equality in a set of lower-dimensional Aleksandrov-Fenchel inequalities for projections. This opens the way to proofs employing induction with respect to the dimension. We state the crucial step as a lemma. As in Section 5.3, we use the abbreviation K" for the projection K\HuQ, and we denote the (n - l)-dimensional mixed volume by v. If
Notes for Section 6.4 341 6 = (A:,, . . ., Km), we write &" := (K"i, . , ., /C^), and the unit ball 5" in E" is denoted in brief by B. Lemma6.4.S. Let n ^ 3, let K, L, K4, . . . , K„e X" he convex bodies and & = (Ki, ... , K„), and suppose that v{K", B",f^") > 0, i;(L", 5",e")>0. If S{K, B,e, ■) = S{L, B, &, ■), F.4.30) then v(K", L", ey"f = viK", K\ 6")i;(L", L\ €") F.4.31) forallueS"-K Proof. By inequality F.4.22), applied in //„o for any u e 5""', we have i;(A:", a:", 6") 2i;(A:", L", 6") viL", L", (§") ^ i;(A:", 5", e"J i;(A:", B", ^")v{L", B", &") v(L", B", &f By formula E.3.32), assumption F.4.30) implies i;(A:", 5",(g") = i;(L", 5", 6"), hence i;(A:", a:", (g") - 2y(A:", -L", <&") + i;(L", L", 6") ^ 0. F.4.32) By E.3.33), this yields y{K, K, B, &) - 2V{K, L, B, &) + V{L, L, B, &) ^ 0. F.4.33) Again using F.4.30), from E.1.18) we obtain V{K, K, B, 6) = V{K, L, B, (i) = V{L, L, B, 6). Thus F.4.33) holds with equality, which implies equality in F.4.32). By Theorem 6.4.2, this implies equality F.4.31). ■ Notes for Section 6.4 I. Log-linear inequalities for quermassintegrals. Inequality F.4.6) says that the quermassintegrals Wq, ..., W„ of a convex body in X" satisfy iox0^i< j < k% n. Gritzmann A988) investigated systematically all inequalities of this type. Let 0 g 1 < / < /t g n - 1, a, /3, y 6 R, a^ + /3^ + y^ + 0 and c > 0. Then Gritzmann showed that there is an inequality of the type W';(,K)W^(,K)Wl{K) g c, F.4.34) valid for all convex bodies K ^JC!^, if and only if a ^ 0, a + P + Y ^ 0, a{n - i) + fi{n - j) + y{n - k) = 0. Furthermore, in each case the constant c can be chosen such that equality holds for the ball, and all the valid inequalities of type F.4.34) are generated by the n — 1 special Aleksandrov-Fenchel inequalities Wi(K)^ S W,_,(A:)W,^,(A:) for i = l, . . . , n - l.
342 Inequalities for mixed volumes From this result, Gritzmann also derived a characterization of all log-linear inequalities for the diameter D and two quermassintegrals. Examples are Bieberbach's inequality F.2.6), Kubota's A925a) inequality S (r- and the inequality S"-' > K„.iDinV„r-\ which was proved in an entirely different way by Gritzmann, Wills & Wrase A987). 2. Theorem 6.4.1 appears in Aleksandrov A937b) and Fenchel & lessen A938). AleksandroVs proof is different. As mentioned before, if the question for the equality case in F.4.13) is considered as a minimum problem with side condition, then equality F.4.14) can be considered as a generalized Euler- Lagrange equation for this problem. Correspondingly, Aleksandrov employed a variational argument. The method used above goes back to Favard A933a) and Fenchel A936b). It appears that the algebraic manipulations leading to inequalities F.4.9), F.4.16) and finally to Theorem 6.4.2 were, in special cases, first applied by Favard A930) and slightly extended by Matsumura A932); see also Bonnesen & Fenchel [8], Section 51. Full use of this method was made by Favard A933a). The proof of the equivalence of the equality in F.4.22) (without the assumption F.4.20)) and the equation F.4.25), as given above, extends an argument due to Favard A933a). 3. The general Brunn-Minkowski theorem. Theorem 6.4.3 is a corollary of the Aleksandrov-Fenchel inequalities and consequently appeared in print right after their proof; see Fenchel A936b) and Aleksandrov A937b). Theorem 6.4.4 is essentially taken from the latter paper. Stability estimates for some special cases of the general Brunn-Minkowski theorem were obtained by Diskant A975,1982). We sketch a method for obtaining more general results. With the assumptions and notations of Theorem 6.4.3 and of F.4.4), put r^ = (A:„+,, ..., A:„)and F,„(/Co, Ku (<, A) := v(/c4m],e) - [A - X)v%^ + Av;/,";]-. Then Fm(Ko, /Ci,^, A) s 0 for A e [0,1], by Theorem 6.4.3. Now we assume that for some A e @,1) and some e e [0, Bq], where go > 0 is a given number. In the sum F^/Co. Ku (<, A) = i('")(l - A)"-'A'[V(,) - VjoT"'""^}'^)] each summand is non-negative, hence A)"-'A'[V(,, - VfJ']-')/"■ Vf-)] § e (TV- for I = 1, ..., w - 1. From the cases i = 1 and i = w - 1 we obtain where the constant c depends on n, r, R, A, £,). if the bodies Ko, Kx, K„+\, ..., K„ have inradius at least r>0 and circumradius at most R. Under different assumptions on the bodies K^+i, - .., K„, one can now obtain
6.5 Generalized parallel bodies 343 estimates for the distance between suitable homothetic copies of Ko, Kx in terms of a function of e (involving constants that depend on n, r, R, A, Cp)- For example, if K^+i, ■ ■ ■, A^m are balls, one can proceed precisely as in the proof of Theorem 7.2.6. The proof of Lemma 6.4.5, which in the form given above appears in Schneider A985a), extends an argument due to Favard A933a). Integral geometric proofs. For the special case i= n -2 (and hence j = n - I) o( inequality F.4.7), that is, two integral-geometric proofs, due to Santalo and to Blaschke are known for n = 3. The n-dimensional extensions can be found in Gericke A937). Non-convex sets- Ohmann A952b, 1954, 1956b) used an extension of Kubota's integral recursion (formula E.3.27) for / = k) to define quermassintegrals for non-convex sets, and he was able to extend some of the inequalities F.4.7) to this general situation. 6.5. Generalized parallel bodies Some of the deeper investigations of inequalities for mixed volumes and of the equality cases make essential use of the method of inner parallel bodies. In this section we study a more general concept and collect some of the necessary tools and auxiliary results. In particular, we give the proof of Theorem 6.2.3 and a result (Lemma 6.5.4) that will be needed in the next section. Let us assume that a closed subset QCS"~^ of the unit sphere, not lying in a closed hemisphere, and a positive continuous function /:5"~' -^ R are given. (Only the values of f on Q will be needed, but without loss of generality we may assume that / is defined on all of S"~^.) The closed convex set K := f] H:,f(,) F.5.1) is bounded, since Q positively spans E", and it has oas an interior point since the restriction of f to Q has a positive lower bound. We say that the convex body K is determined by {Q, f) if F.5.1) holds, and we say that K is determined by Q \f K is determined by (i2,/) for some positive continuous function /. Let K, L e Xq. In Section 3.1, the system {Kp} of parallel bodies of K relative to L was defined by " ' [K --pL for-r{K,L)^ for -r(K, L) ^p>0, where r{K, L) is the inradius of K relative to L. By C.1.16) and Theorem 1.7.5(b), ^P ~ II '^«,/i(K.«)+pA(£„«)
344 Inequalities for mixed volumes for -r{K, L) ^ p< 00. Hence, if we arrange by suitable translations that o e intr(A:, L)L C a:, then for p> -r{K,L) the body Kp is determined by E""', h,( + phi). Thus the operation F.5.1) is a very general version of the formation of parallel bodies. In the following, the set Q is fixed. The functions used to determine a convex body, together with Q, are always continuous and positive. We shall need some results on the volume of the bodies determined by Q. Lemma 6.5.1. If K is determined by (Q, /), then S„-i{K, S"-\Q) = 0 F.5.2) and V„iK) = ^ \jiu)dS„-,iK, u). F.5.3) Proof. Let x ebd K. Then there exists a vector u e Q such that X e Huj(u)' since otherwise {x, u) < f(u) for all ueQ and hence {x, u) + £ < f{u) for all ueQ with some f>0, which would imply X e int K. Let i; e S"~\Q and x e K A H(K, v). Then x lies in the support plane H{K,v) and, by the preceding remark, also in a different support plane. Thus ;t is a singular point of K. From D.2.24) and Theorem 2.2.4 the assertion F.5.2) follows. If weQ is such that h{K, w)-^ f{w), then any point xe K n H{K, w) lies in H{K, w) and in some distinct support plane Huj(u), hence x is singular. Thus 5„_i(A:, {w e Q\h{K, w) + /(w)}) = 0. F.5.4) Now we conclude from V„iK) = - \hiK, u)d5„_iGC, u) together with F.5.2) and F.5.4) that F.5.3) holds. ■ Lemma 6.5.2. If Kj is determined by {Q,fj) for ; = 0, 1, 2, ... and if ifj)j€K converges uniformly to fo, then (Ki)j^!>^ converges to Kq. Proof. It is easy to see that each interior point of Kq is an interior point of Kj for almost all ;. The assertion then follows with the aid of Theorem 1.8.7. ■ We write V{f) for the volume of the convex body determined by (i2,/). If g is a continuous function on S"~^ (not necessarily positive).
6.5 Generalized parallel bodies 345 then f + tg is positive, and hence V{f + tg) is defined, for all sufficiently small \t\. Lemma 6.5.3. Let K be determined by {Q, f). If g:5"~'-*IR is a continuous function, then ^ Vif + tg) 1=0 = j^g{u)dS„-,{K, u). Proof. For sufficiently small |f|, let K, be the convex body determined by {Q,f+tg), and define Vi{t) ■= V{K,[j], K[n - j]). In particular, V(f)=V„{K)=Vo{t)=-Vo. From h(Kt, u) ^ f(u) + tg{u) forueQ and F.5.2) we have /„[/(«) + tg{u)]dS„-r{K, u) ^ l„_M^„ u)dS„-,(K, u). Together with F.5.3) this gives f^tgiu)dS„-i{K, u)^ nV^it) - nVo. Considering first positive t only, we deduce g(u)dS„-,(K, u)^n limsup -^ -. F.5.5) Again by F.5.3), /„[/(«) + tgiu)]dS„-,{K„ u) = nV„it). From h(K, u) = f(u) for u e Q and F.5.2) we have fjiu)dS„-t(K., u) ^ {^.,MA^. u)dS„-i(K„ u). Subtraction gives j^^tg{u)dS„-r{K., u) ^ nV„{t) - nV„_,{t). From K, —> K tor t —* 0, the weak continuity of 5„-i, and F.5.2) (for K and K,) we obtain g{u)dS„-i{K, u)^ n liminf -^'^ ^^-^^. F.5.6) J^ i->o+ t Using Minkowski's inequality F.2.2), we obtain [v,@ - Vo] S[v,@/Vo]* = [^,@" - vsvvr' k=0 ^ [vr'v„{t) - vsyvs-' = v„it) - Vo.
346 Inequalities for mixed volumes Since K,^ K for t-^0,we deduce n limsup £ limsup . F.5.7) f-.0+ t i-'0+ t In an analogous way, one finds n liminf ^ liminf . F.5.8) (^0+ t ,_0+ t Applying successively F.5.5), F.5.6), F.5.8), liminf ^ limsup and F.5.7) we conclude that in all these inequalities the equality sign is valid, hence lim Vnit) - Vo = J^^g(u)d5„_,(A:, u). f-«0+ t If in this relation we replace f by -f and g by -g, we obtain Vnit) - Vn Both relations together prove the lemma. lin, _JiW^ 1 ^ („)d5„-,(/C, u). We are now in a position to present the proof of Theorem 6.2.3, which was postponed. Proof of Theorem 6.2.3. By assumption, K, L e .Tq ^re n-dimensional convex bodies, and QC 5""' is a closed subset such that K = nw-(A:, u). Then Q is not contained in a closed hemisphere, since K is bounded, and with the terminology introduced above we see that K is determined by Q. The body L is defined by L := f]H-{L,u). The relative inradius r(K, L) of K relative to L will be abbreviated by r. Without loss of generality, we may assume that o e int rL C AT. If ;t e rL, then {x, u) = h{rL, u) ^ h{K, u) for u e O and hence X e K. Thus rlc K and r{K, L) = r. For -r<A^O, let K^ be the convex body determined by {Q, fiK + Xhi). By Lemma 6.5.3, ^^ = J^/2(L,u)d5„_,(A:,, u), F.5.9) and by F.5.2),
6.5 Generalized parallel bodies 347 j^h{L, u)dS„-,{K,, u) = l„.M^, u)d5„-,(A:,, u) = nV,{K„ L). F.5.10) We assert that lim V„{K,) = 0. F.5.11) A—•—r For the proof, let A .= {u e Q\h{K, u) = h{rL, u)}. Then o e conv>l, since otherwise one could construct a homothet of L contained in K and larger than rL. There is a finite subset A'<Z A such that oeconv>l' and hence a finite subset Q' <Z Q such that is a poly tope containing no homothet of L larger than rL. If Px is determined by (Q', h^ + ?.hL), then AT;. C P^ for -r< A^O, and it is easy to see that V„(Pa)^ 0 for A^ -r. This proves F.5.11). From F.5.9), F.5.10), F.5.11) we now obtain V„{K) = nj_V,{Kx,L)dL F.5.12) By the general Brunn-Minkowski theorem, 6.4.3, Vi(K,. + \k\L, L)i/<"-i) S V,{Kx, lyl^"-^^ + |A|V„(L)i/<"-i). From a:;. + |A|L C A: we have V^{Kx + |A|L, L) ^ V,(A:, L) and hence Vi{K},, lyl^"-^^ g V,(A:, Lfl^"-^) + AV„(L)'/<"-'>. Inserting this into F.5.12), we obtain f" - V„{K) ^ n j_^[V,iK, L)iA"-i) + AV„(L)i/<"-'>]''-'dA. Since Vi(A:, L) = Vi(K, L) by F.5.2), we arrive at v„{K)v„{Lyi("-'^ ^ Vi(K, £)"<'■-'> - [Vt(K, £)'/<"-'> - rV„(L)'/<"-'>']", which is the assertion of Theorem 6.2.3. ■ As we have seen, and shall further see in the proof of Theorem 6.6.18, differentiability assertions with respect to the parameter of a system of inner parallel bodies play an essential role. Another result of that type is needed in the proof of Theorem 6.6.7 and will now be proved. Let A, C e XS be convex bodies with interior points. We say that A is adapted to C if to each point ;if e bd C there is a point y ebdA such hat the normal cones at these points satisfy N{C, x) C N(A, y). For
348 Inequalities for mixed volumes example, it follows from Theorem 2.2.1 that A is adapted to C if >1 is a summand of C, but this is only a very special case. In Section 3.1, the Minkowski difference of the two convex bodies C and A was defined by C - A = f]{C - a) = {x e l"\A + X C C}. aeA For 0 ^ T S r(C, A) (the inradius of C relative to A) we define C, := (C ~ tA) + tA and /2„(t) := h{Cr, u) for u e S""'. Lemma 6.5.4. If A is adapted to C, then h'u{0) = 0 for each u e S"~^. Proof. Let u e S"~^ and 0< t< r{C, A) be given. We can choose z eE" such that tA + z <^ C and {z, u) is maximal. Let C/r •■= {t> e 5''-'|/2(C, u) = h(TA + z, v)}. We assert that ueposUr- F.5.13) Assume this is false. Then u and the closed convex cone posU^, which is pointed since t< r{C, A), can be separated strongly by a hyperplane. Hence, there is a vector w e E" such that (w, u) > 0 and (w, u) < 0 for each i; e t/r\{o}. On the closed hemisphere S"~^ n Ht.o, the continuous function h{C, ■) - h(TA + z, •) is positive and hence attains a positive minimum f. Then h{C, v) - h{TA + z, v) ^ f(w, v) for all i; e S"~' and hence r^ + z + f w C C Since {z + £w, u) > {z,u), this contradicts the choice of z. Hence, the assumption was false, and F.5.13) holds. By F.5.13) and Caratheodory's theorem, we can choose (not necessarily distinct) unit vectors vi, . . . , v„ e U^ and numbers Ai,. . . , A„ ^ 0 such that n 1=1 For ;if e C we have {x, Vi) ^ h{C, i>i) = h{TA + z, Vi), hence {x, u) g ZkMrA + z, Vi). i=l
6.5 Generalized parallel bodies 349 Thus n h(C, u)^ 2^MrA + z,Vi). (=1 By C.1.12) we have h^{T)^h^{0). Further, tA + z C C, hence z e C ~~ tA and thus tA + z C C^, from which we infer that ^i,X^) - ^'ui'^) = h{C, u) - h{xA + z, u) n = "Z^MtA + z, Vi) - h{xA + z, u) 1=1 • n = X XA,/2(>1, Vi) - h{A, u) . We deduce that K{^) - hM) " 0 ^ -Jii-^ "±J- ^ h(A, u) ~ JiXMA, Vi). F.5.14) T 1 = 1 Now we let r tend to zero. The vectors u, and numbers A, chosen above depend on r. For each re @, r{C, A)) we make a definite choice of unit vectors Wi(r), . . . , j;„(t) and corresponding numbers Ai(r), . . . , A„(t). We assert that n lim 'Z^i{T)h{A, Vi(T)) = h{A, u). F.5.15) r^O i=l Suppose this were false. Then there exists a number a>0 and a sequence (Tj)j^m such that ty ^ 0 for /-♦ <» and n h(A, u) - 'Z^iiTj)h(A, Vi{T^)) ^ -a F.5.16) 1=1 for / e N. For each Tj we choose a vector Zj such that TjA + Zj <^ C and {Zj, u) is maximal. After selecting subsequences and changing the notation we may assume that lim Zj = z, lim i;,(Ty) = u, for i = 1, . . . , n, and also that the compact sets U^ converge to a set U. Since pos U is pointed, there is a unit vector ft and a number ^ > 0 such that {h,v) = ^foTveUr and all sufficiently large ;'. From n {b,u)^ 2A,.(r;)(fo, v,iTj)) 1=1 it follows that A,(r^) e @, (ft, u)/fi] for large /. Hence, we may also assume that limA,(Ty) = A, for I = 1, . . . , n. \ssuming further that o € >1, we have Z/ e TjA + Zj, and we deduce that
350 Inequalities for mixed volumes z e FiC u). u e N{C, z), i>i e N(C, z) for J = 1, ... n, n u = 2^A,i;,-. 1=1 Since A is adapted to C, there is a point y e bd>l for which N{C, z) C A'(>1, >■). Thus u e N{A, y), u, e NC/l, y) for j = 1,. . . , n, and n n h{A, u) - y^XMA, V.) = (y, u) - EA,()', (^> = 0. .=1 (=1 But F.5.16) yields n h{A, u) - ^Xih{A, Vi) < 0. This contradiction proves F.5.15), which together with F.5.14) completes the proof. ■ Notes for Section 6.5 Lemmas 6.5.1-6.5.3 and their proofs are taken from Aleksandrov A938a). Lemma 6.5.4. with essentially the same proof, appears in Schneider A990a). The proof of Theorem 6.2.3 given here is due to Diskant A973b). Inner parallel bodies. In the geometry of convex bodies, there are many more applications of inner parallel bodies. Here we give a list of references containing such applications: Bol A941, 1942, 1943a, b), Chakerian A972,1973), Chakerian & Sangwine-Yager A979), Czipszer A962), Dinghas A943a), Diskant A973b.c), Farv A983), Hadwiger [17], [18], Matheron A978a,b), Oshio A955.1958,1962), Rcnyi A946), Sangwine-Yager A980.1983, 1988a, b), Schneider A989a, 1990a)'and B. v. Sz.-Nagy A940). The application by F^ry A986) contains a serious error (there are counterexamples to the higher- order differentiability properties stated in Theorem 4). H-convex sets. The notion of a convex body determined by Q can be generalized: Let H C S"'^ be an arbitrary subset. Any halfspace W,7.a with u e H and a e R is called W-convcx, and the intersection of any family of W-convex halfspaces is called an //-convex set. A thorough study, mainly from the combinatorial viewpoint, of the family of //-convex sets, for given H, was made in the book by Boltjanski & Soltan [6]. Generalized outer parallel bodies and Wulff shape. For K e H^ and a given continuous non-negative function g on 5" ', let F,K be the convex body determined by E"', h^ + tg) for t ^ 0, thus F,K = n W-, hiK.u)*l!iUi)- The map F: ICC) x l<^, x)^ Xfi defined in this way was studied by Willson A980). In particular, he proved the semigroup property F,F,^r = F,+,/C and described applications to the Wulff shape in the theory of the growth of physical crystals. For an application of the Brunn-Minkowski theory to the Wulff shape, see also Dinghas A944).
6.6 Equality cases and stability 351 6.6. Equality cases and stability The Aleksandrov-Fenchel inequality v(a:„ a:^, ATj,..., a:„J ^ V{K„ Ku K,,..., K„)V(K2, K2, K,, . . . , K„) holds with equality if K^ and Kj are homothetic. For special choices of Ki,. . . , K„ this is the only case of equality (certainly for n = 2, by Theorem 6.2.1). In the following, we shall first study these special cases, and the corresponding stability results and their applications. The second part of the present section is devoted to the (still incomplete) investigation of the cases of equality in general. The classical result in this connection states that equality implies homothety of K^ and K2 if K^, . . . , Ar„ are balls. We give two proofs for this result and start with a lemma. Lemma6.6.1. Let n ^ 3; let K, L e Ji" be convex bodies such that their projections K" and L" are translates, for each u e S"~^. Then K and L are translates. Proof. For u e S" 'we define G{u) ■■= {z e E"\K" = {L + z)"}; then G{u) is a line of direction u. Let u, v e S"~^ be linearly independent. Let z e G{u), thus K" = (L + z)". Since (L + z)" is a translate of L^ there is a vector y e E" with K" = {L + z + y)". For all w e 5""' with w±u and w±v we have h(K, w) = h{L + z, w), because K" = {L + z)" and w 1 u, and h{K, w) = h{L + z + y, w), because K" = (L + z + y)" and w 1 v; hence {y,w) = 0. Since this holds for all w with w ± u, i; we infer that y = ku + 1.1V with X, /ieU. The vector X ■= z + y - IJV satisfies x e G{u), further K" = (L + ;if)'' and hence X e G{i>). Thus we have proved that G{u) n G{v) ^ 0 for linearly independent u, v. Now let Ui,U2 e S"~^ be linearly independent; then G(ui) n G{u2) = {t} for some t. If i; e 5""' is linearly independent of Ui and U2, the line G(i;), which has to meet G(ui) and G(u2), necessarily passes through t. Hence, K" = {L + t)" and thus h{K, w) = h{L + t, w) for all w ± (;. The set of all w for which this holds is dense in 5""', hence a: = L + f. ■ In the following, the unit ball B" is simply denoted by B.
352 Inequalities for mixed volumes Theorem 6.6.2. If K, L e ^o ^f"^ convex bodies for which equality holds in ViK, L,B,...,Bf^ V{K, K, B,..., B)V{L, L, B, ..., B), F.6.1) then K and L are homothetic. Proof. We use induction with respect to the dimension. For n -2, the result is contained in Theorem 6.2.1. Suppose that nS3 and the assertion is true in smaller dimensions. If F.6.1) holds with equality, then by Theorem 6.4.1 the measures S{K/B, •) and S{L,li, ■) are proportional, where H stands for the (n - 2)-tuple E, . . . , 5). Without loss of generality, we may assume that S{K,"B, ■) = S{L/B, •). F.6.2) Then Lemma 6.4.5 yields v{K\ L", Oi"[n - 3]f = v{K", K\ ''B"[n - 3])i;(L", L\ ^"[n - 3)) for u e S"~^. By the induction hypothesis, K" and L" are homothetic. From F.6.2) and E.3.32) we get i;(A:", B") = v{L\ B"), hence K" and L" are, in fact, translates. By Lemma 6.6.1, K and L are translates. ■ The second proof we shall give for Theorem 6.6.2 yields more, namely a stability version. It depends upon the following analytic inequality, which is closely related to a result known as Wirtinger's lemma (or the Poincar6 inequality). Lemma 6.6.3. Let f he a real function of class C^ on S"~^ satisfying f/da = 0 F.6.3) and ' f{u)uda{u) = o, F.6.4) /. where a denotes spherical Lebesgue measure and the integrations extend overS"'^ Then j f(f + -^ 4s/) da + ^4y S/' da ^ 0. F.6.5) Proof. We use spherical harmonics (see the Appendix for details). Let ^m '■= ^mf (defined by A.3) for m = 0, 1, 2, ... , then Xo = 0 and ATi = 0 by F.6.3) and F.6.4); hence the Fourier series of / with respect to the system of spherical harmonics is 00 m = 2
6.6 Equality cases and stability 353 By Green's formula on the sphere 5""' and by (A.2), Ds/, X„,) = (/, AsX„) = -m{m + n- 2)(/, X^), hence ^s/ ' S '"('" + n - 2)X„. m=2 The Parseval relation (A .5) gives (fda= i ixido, ffAsfda= -j;,m{m + n - 2) f Xida. This yields 1 °° f = 2 [2« - "i("i + n - 2)] xida ^ 0. ■ 1-1 m=2 •' If the preceding result is applied to differences of support functions, one obtains estimates for the deviation of convex bodies; however, these are not immediately in terms of the Hausdorff metric 6 but in terms of the L2 metric 62- This is defined by d2iK,L)' ■■= f^Jh^- hj^l'da. F.6.6) Clearly 62= v (o„ S. Estimates in the opposite direction are given in the following two lemmas, which we state without proof. Lemma6.6.4. For K, L e X", 62(K, LJ S a„D(K U Ly-(K, L)"+' with o)„B{i, n - \) a„ = 4^)' where B(-, •) is the beta integral. For a convex body K, we introduce its Steiner ball B(K) as the ball that has the same Steiner point and mean width as K, thus B(K) := B(s(K), |fe(A:)). F.6.7)
354 Inequalities for mixed volumes Lemma 6.6.5. If K e X" and B{K) is the Steiner ball of K, then I ^ \(n-l)/2 with B„ = ynCWn/ZATn.i), w/jcre 3 16(c + 2)<" - 2>/2 (n^ - l)(n + 3) l7r^n(n + 2J" (c + 1) n-2 Lemma 6.6.4 was proved (in a more general form) by Vitale A985a) and Lemma 6.6.5 by Groemer & Schneider A991). For the special case of the deviation from a suitable ball. Lemma 6.6.5 gives a better estimate, since the exponent (n + 3)/2 is smaller than the exponent n + 1 of 6{K, L) in Lemma 6.6.4. (It is, of course, this exponent that is essential for the strength of the estimate, and not the factor.) When stability estimates are obtained in terms of the Li metric, we shall refrain from translating them into Hausdorff metric estimates, but the reader should keep in mind that this is always possible as a result of Lemmas 6.6.4 and 6.6.5. To deduce such a stability estimate from Lemma 6.6.3, we associate, with each convex body K ^IC" oi dimension at least one, its normalized homothetic copy K defined by - . K - s{K) '^■" hiK) ■ Let K, L e IC" be convex bodies of dimension at least one, and put V,y := V{K[i], L[j], B[n - i - ;]). Then equality F.6.1) reads Vii - V20V02 ^ 0. The following theorem contains a strengthened version of this inequality. Theorem 6.6.6. For convex bodies K, L e X" of dimension ^1, Vli - V20V02 ^ „^„\\^ h{K)'Vo2^{K, L)'. F.6.8) Proof First we assume that K and L are of class C+. The function f-=h{K,-)-h{L,) satisfies F.6.3) and F.6.4), by (A.6) and (A.7). Hence, Lemma 6.6.3 yields
6.6 Equality cases and stability 355 By formula E.3.17), = V(K, K, B[n - 2]) - 2V{K, L, B[n - 2]) + V(L, L, B[n - 2]) V20 2V„ , V02 + b{Kf h{K)h{L) b{L)^' Applying the identity h^ - ac = -c{a - 2/) + c) + (ft - c)^ with „ _ i>{L) b{K) we arrive at the inequality Vu - V20V02 ^ ^l^\\) HK)'Vo262(K, If + (vn - ^ V02) , of which F.6.8) is a weaker version. By approximation, this inequality is now extended to general convex bodies K and L. ■ The special case of F.6.8) where L is a ball can be written in a more convenient form, using the Steiner ball of K. Since d2{K, Bf = h{K)-^62{K, B(K))\ as a corollary of Theorem 6.6.6 we obtain, for the quermassintegrals W„_j, W„-2 of the convex body K e X", the inequality -^ wti - w„^2 s ~7-~r: ^(^. B(K))'. F.6.9) From this, we can deduce a stability result for the more general inequality F.4.7) between two quermassintegrals of convex bodies. Let KeJCo and write Wk = Wk{Ky, let 0^ i<}< n. Using the special Aleksandrov-Fenchel inequality Wl ^ W^/t-i W^/t+i, we obtain Wj-'-'W^ \W,Wj^2J \Wj^iWj^3l \W„.2W„ and — ^ 1 W,W'jl\ ' the latter from F4.6). This gives
356 Inequalities for mixed volumes hence w"-' w and thus r''\w„-2i Using the identity .k _ rk k-l ^= -^a'-'-^h^ =:s,{a,h) a - b r=o with k = j - i, a = wI_i/k„, b = W„-2 and then F.6.9), we arrive at ic'^'W]-- - Wr' S Yn.iAK)d2(K, B{K)f F.6.10) with By approximation, inequality F.6.10) can be extended to convex bodies K of dimension ^2. The case / = 0, ; = 1 of inequality F.6.10) is a strengthened version of the isoperimetric inequality, namely (A)- . (M"-' a -^l±l^ Yf. ^(^. swf. F.6.„, \a)„) \kJ n(n - l)icr' W^n-2 Up to now, the considerations of this section centred around the fact that equality in the Aleksandrov-Fenchel inequality V(A:, L, C„ . . . , C„_2)^ ^ V{K, K,Ci,..-, C„_2)V(L, L, Ci, . .. , C„_2), F.6.12) under the special assumption Cj = ... = C„_2 = B" (unit ball), holds only if a: and L are homothetic. Using this result, we shall now show that the same conclusion can be drawn if we assume only that Ci, . . . , C„_2 are smooth. We first prove a more general result, which states that equality in F.6.12) is preserved under replacement of the (n - 2)-tuple (Ci,. . . , C„-2) by any other (n - 2)-tuple (Ai,. . . , A„.2) of convex bodies such that Aj is adapted to C,, in the sense defined in Section 6.5. Theorem6.6.7. Let C], . . . , C„_2 e Xq be n-dimensional convex bodies, je; <& = (Ci, . . . , C„-2) (ind let K, L e JC" be convex bodies satisfying V(K, L, (gJ = ViK, K, f^)V(L, L, &). F.6.13) // c4 = {Ai,. . . , A„_{) where /I, e .l^S is adapted to Ci for / = 1, . . . , n - 2, then also V{K, L, c^J = V{K, K, <4)V{L, L, c4). F.6.14)
+ -v-'-'^'--^ go F.6.17) 6.6 Equality cases and stability 357 Proof. Let n ^ 3, without loss of generality. If dim AT = 0 or dim L = 0, then K and L are homothetic. If, say, dim AT = 1, then V{K, K,(i) = 0, hence V{K, L,€)-=0. Since Cj, . . • , C„_2 are n-dimensional, this is only possible if either dim L = 0 or L is a segment parallel to K. Thus K and L are homothetic, and F.6.14) holds. We may, therefore, assume in the following that dim K^2 and dim L = 2. We write Cy=- C, A^= A and (C2, . . . , C„-2) = &'; thus V{K, L, C, €'f = V(K, K, C, (d')V{L, L, C, &). F.6.15) By Theorem 6.4.1 we may assume, after a dilatation of K, that S{K, C, &, •) = 5(L, C, 6', •). F.6.16) Let B e ^" be a convex body with dim B = 1- By F.4.22), with (§ replaced by (B.6') and A/ replaced by C, we have v(a:, a:, q, &) 2V(a:, l, e. ^') V{K, Q, C, &f V{K, Q, C, &)V{L, Q, C, &) V{L,L,Q,&) V{L, Q, C, &f By F.6.16) and E.1.18), V{K, Q, C, &) = V{L, Q, C, 6'), F.6.18) hence V{K, K, Q, e') - 2V{K, L, Q, &) + V{L, L, Q, &) ^ 0. F.6.19) Again by F.6.16) and E.1.18), V{K, K, C, e') - 2V(K, L, C, &) + V{L, L, C, &) = 0. F.6.20) We define 0(Q) := V{K, K, Q, &) - 2V{K, L, Q, &) + V{L, L, Q, &) for QeX" and g{x) := 0(C,) for 0<T<r{C,A), with Cj := {C - tA)-k- xA as in Section 6.5; further fix) := 0(C - xA). Then fix) ^ 0 F.6.21) and <P{A) g 0 F.6.22)
358 Inequalities for mixed volumes by F.6.19). By the linearity of the mixed volume, g{T) = fit) + T<P{A). F.6.23) We assert that g'{0) = 0. F.6.24) For the proof, let (fir) := V(C„ i), where ^ is an arbitrary (n - l)-tuple of convex bodies. Then, by E.1.18) and with h^{T) := h{C„ u), <fir) - (fjO) ^ 1_ r h,{T) - h,{0) T n jS"-' t We show that the integrand remains bounded for r^O. Choose a positive homothet XA + z contained in C. For given u e 5"~', choose X e F{C, u). For 0 < t< A, let tA + Zt be obtained from kA + z by dilatation with centre x. Then tA + Zt^ C and hence h{Cj,u)^ h(TA + Zz, ")■ Writing h(C, u) - h(TA + Zr, u)=: a, h{C, u) - h{kA + z, u)=: /3, we have a//3 = r/A and hence 0 ^ h^@) - h^(T) = h(C, u) - h{Cr, u) § a = /3t/A ^ yr where the constant y is independent of u. This proves that the integrand remains bounded, and we can apply the bounded convergence theorem together with Lemma 6.5.4 to deduce that cp'{0) = 0. Since & was arbitrary, this proves F.6.24). From F.6.23) and F.6.24) we get /'(O) + ^A) = 0, hence /'(O) ^ 0 by F.6.22). On the other hand, /(O) = 0 by F.6.20) and /(t)^0 by F.6.21). This yields /'(O) = 0 and thus ^{A) = 0, hence V{K, K, A, &) - 2V{K, L, A, &) + V(L, L, A, &) = 0. This, together with F.6.18) for Q = A, shows that there is equality in F.6.17) for Q = A.By Theorem 6.4.2, this implies V{K, L, A, &f = V{K, K, A, ^')V{L, L, A, &') or, returning to the former notation, V{K, L,A^, C2, ..., C„_2J = V{K, K, Ai, C2, . . . , C„-2)V(L, L, Au C2, . . . , C„_2). This equality has been deduced under the assumption that F.6.13) holds and that A\ is adapted to d. In a similar way, each of the bodies C2,
6.6 Equality cases and stability 359 . . . , C„_2 can be replaced by another one adapted to it. This proves the theorem. ■ Now we can prove Theorem 6.6.8. If equality holds in V{K,L, C„...,C„_2J ^ V{K, K,Cu.-., C„_2)V(L, L, Ci, .. . , C„_2), F.6.25) where Ci,...,C„_2 are smooth convex bodies, then K and L are homothetic. Proof. If C, is smooth, then the unit ball B" is adapted to C,; hence by Theorem 6.6.7 equality in F.6.25) implies equality in F.6.1). By Theorem 6.6.6, K and L are homothetic. ■ We are now in a position to complete the results on the general Brunn-Minkowski theorem that are collected in Theorem 6.4.4, if we introduce smoothness conditions. Theorem6.6.9. Let a number m e {2,. . . , n} and an (n - m)-tuple € = {Km+\, • • • . Kn) of smooth convex bodies be given and let Kq, Ki e J^" be convex bodies of dimension ^m. Then the conditions (a)-(d) of Theorem 6.4.4 hold only if K^ and K\ are homothetic. Proof. We use the notation introduced before Theorem 6.4.4. Assume that the equivalent conditions (a)-(d) of that theorem are satisfied. Since (b) holds, that is, V\k) = V(/t-i)V(/t+i) for A: = 1, . . . , m - 1, F.6.26) then by Theorem 6.4.1 the measures 5^^) and S^^k-\) are proportional. The proportionality factor is obtained by integrating h{Ko, •), and we obtain ^ (k-l)S(k) = y (k)S(k-\)- Integrating the support function of the unit ball B" with this measure, we obtain V(,_,)V(A:o[m - 1 - A:], K,[k], 5",^-) = V(,)V(A:o[m - kl Kilk - 1], B",6^). If we define Vik) ■■= V{Ko[m - 1~ k], Ki[k], B\&),
360 Inequalities for mixed volumes this reads V(*-i)V(/t) = V(A)V'(/t-i) for fc = 1, . . . , m - 1, hence V{k)V^k+i) = V{k+i)y{k) tor k = 0, . . . , m - 2. Together with F.6.26), this yields Vlk) = V^k-i)V^k+i) for k = I, . . ., m - 2. Thus we are again in the situation described by F.6.26), but with m replaced by m - 1 and ^ replaced by {B",&). Repeating the procedure, we end up with the equality V{Ko.K„B"[m -21,6J = V(A:o, /Co, B"[m - 2], ^)V{K„ A:„ B"[m - 2], 6). By Theorem 6.6.8, this implies that Ko and Ky are homothetic. ■ Theorem 6.6.8 generalizes Theorem 6.6.2, in which the bodies Cj, . . . , C„_2 were assumed to be balls. For the latter result. Theorem 6.6.6 gives a strengthened version in the form of a stability result. We shall now investigate the possibilities of improving Theorem 6.6.8 in a similar way. For convex bodies K, L, Ci,. . . , C„_2 e J(" we introduce the deficit A by A(K, L,Ct,-., C„_2) := V{K, L,Ci,..., C„_2J - V{K, AT, C„ . . . , C„_2) X V{L, L,Ci,..., C„-2), so that the Aleksandrov-Fenchel inequality can be written as AiK, L, Ci, . . . , C„_2) S 0. F.6.27) Inequality F.6.8) tells us that A(K, L,B", ..., B") ^ " ^^ a{K, L) 62{K, L)^ F.6.28) (if dim K, L^l), where a{K, L) := mAx{h{KfV{L, L, B"[n - 2]), h(LfV(K, K, B"[n - 2])}. For general convex bodies C\,. . . , C„_2 it is possible (as we shall see later in this section) that equality holds in F.6.27) without K and L being homothetic. This implies that Theorem 6.6.8 cannot be improved to a stability version of the type F.6.28) that would hold for all bodies Ci,...,C„_2 in a dense subclass of X". However, one can show stability for F.6.27) under the assumption that the convex bodies Ci, ..., C„-2 are p-smooth, for some fixed p>0. The convex body
6.6 Equality cases and stability 361 K e J(q is called p-smooth if pB" is a summand of K, equivalently (by Theorem 3.2.2), if to each boundary point x of K there is a ball pB" + t of radius p such that x e pB" + tC K. For given numbers r, R>0, we denote by X"(r, R) the set of all convex bodies in X" that contain some ball of radius r and are contained in some ball of radius R. Theorem6.6.10. Let p, r, R>0 and an integer p e {I,. . ., n - 2} be given. If K, L, Ci,. . . , Cp e X"(r, R) and if Ci,. . . , Cp are p-smooth, then A{K, L, Ci, . . . , Cp, B , . . . , B") ^ YP*^^''-^>A{K, L,B",...,B")^\ F.6.29) where the constant y depends only on n, p, r, R. Together with F.6.28), the inequality F.6.29), with p = n ~2, yields a stability estimate for the Aleksandrov-Fenchel inequality F.6.27), provided that Ci, . . . , C„_2 are /^-smooth. It is inevitable that the factor yA on the right-hand side of an inequality of the type F.6.29) tends to zero if p tends to zero and hence Theorem 6.6.8 is not a corollary of Theorem 6.6.10. The gist of the proof of Theorem 6.6.10 is the following lemma. Lemma6.6.11. Let n ^ 3. Let K, L, M e X"{r, R), let K4, ■ ■ ■ , K„ e JC" be arbitrary convex bodies and set {Ki,. . . , K„) = <^. // the convex body M' is a summand of M, then A{K, L, M', &) ^ aVA(K, L, A/, (g) F.6.30) with R^V{B"[3],e). -m-{^. The lemma shows, in particular, that A(K, L, M,&) = 0 implies A{K, L, M',&) = 0 if M' is a summand of M. Since a summand M' of M is adapted to M, this is simply a special case of Theorem 6.6.7. This special case, however, admits a stability version in the form of Lemma 6.6.11. Proof of Lemma 6.6.n. For convex bodies A, B, C, D e X", we use the abbreviations ViA, B, C) := V{A, B, C, K^,..., K„), A(A, B, C) := A(A, B, C, K^, . . . , Kn),
362 Inequalities for mixed volumes F{A, B, C; D) VjA, A, C) 2V{A, B, C) V{B, B, C) V(A,D,C)^ ViA, D, C)V(B, D, C) V(B, D, Cf provided that the denominators are positive. First we assume that the bodies K4, . . . , K„ appearing in the lemma have interior points. Given Ko, K^, K2, K3 e Xq, we use the notation Uij := V(Ki, Kj, K3) for /, ;■ e @, 1, 2}. A{Ku K2, Ki)= U\2- UnUn, F '■- F{K\, K2, Ki, Kq) — Ui 2U 12 U 22 f/01 V01U02 Then A^O, and by F.4.16) we have F ^ 0. By F.4.9), f/02' (f/oof/,2 - f/oif/02)' ^ (f/oi - f/oof/ll)(t/o2 - U00U22). Rearranging the terms, we deduce that A s —— F. U, F.6.31) 00 From the identity b^ - ac = -c{a - 2b + c) + (b - c)^ with a = U, UoiUfa' c = t/22 we obtain A _ i^ p ^ / t/12 _ U21Y (f. f. -xo^ Uiul2 UI2' \UorUo2 UI2I' ^'-'-'^ and in particular A ^ Ul,UnF. Inequality F.6.32) together with F^O yields F.6.33) U 12 U22 U01U02 f/02 Multiplying respectively by 1/02/1/12 and by L/oyUcfi/U22, we obtain U 22 f/, 02 u 12 f/oi f/02 and U 12 u, 01 u 22 f/02 f/0lf/l2 VT t/ F.6.34) F.6.35) 22 For convex bodies A, B e JC^ we define V(L, M, B) a{B) := v(a:, m, B)
6.6 Equality cases and stability 363 and fi{A, B) := V{K, K, A)a{B) - 2V{K, L, A) + V(L, L, A)a(B)-K Applying inequality F.6.34) with Ki = K, K2 = L, Kj = M, we obtain \rv(i^ ..■(i^^\^ nKo,L,M) Va{K,L,M) l^^"-^ - ^^''^^l - ViK„ K, M) ViK, L, M) ' (^■^■'^^ and inequality F.6.35) yields V{L, L, M) Applying F.6.33) to Ko = L, Ki= K, K2 = L and K^ = M, we obtain «"■ ^> =' - l^lxw- <^"« Now, for A e XS, \p(A, A) - p(A, L)\ ^ ViK K, A)\a{A) - (x{L)\ + V{L, L, A)\aiAy' - a(Ly'\, hence F.6.36) and F.6.37) yield \fi{A, A) - piA, L)\ ^ (fiA)V^{K, L, M) F.6.39) with "^""^ ■= V(K, L, M)V(K, M, A) ^ V(L, L, M) ' ^^■^'^^ By assumption, M' is a summand of M, thus M = M' + M" with a convex body A/"e r^". We assume first that M' and A/" have interior points. The inequality F^O, applied to ATq = M, Ki = K, K2 = L and A:3 = A/" yields fi{M", M") ^ 0. Thus /3(A/", L) ^ /3(A/", L) - /3(A/", A/") and F.6.39) gives fi{M", L) ^ 9<A/")V4(A:, L, M). F.6.41) Since /3(A/', L) = /3(A/, L) - /3(A/", L) by the Unearity of the mixed volume, inequalities F.6.38) and F.6.41) yield ^(^'' ^) = - vii^' f' i!!! - 9<A/")V4(/C, L, A/). F.6.42) K(K, L, A/) Writing /3(A/',A/') = /3(A/', L) + [/3(A/',A/')-/3(A/', L)], we deduce from F.6.42) and F.6.39) that /3(A/', M') § -V' F.6.43) with A{K, L, M) n> ■■= 7(^^^ + [<P(M') + <P(M")]V^{K, L, M). Dividing F.6.43) by V{K, M, M')V{L, M, M'), we obtain
364 Inequalities for mixed volumes F{K, L. M'; M) ^ V{K, M, M')V{L, M, M') Inequality F.6.31) with AT, = K, K2 = L, Kj = M' and Kq = M yields Both inequalities together show that ^ V{M, M, M') y^-;^ + [cdM') + <KA/")]V4(/c, l, a/)}. F.6.44) This estimate can be simplified if we now use the assumption that K, L, M e X"{r, R). Then K is contained in some translate of {R/r)M, hence the monotoneity of the mixed volume gives V{K, M, M') ^ R V{M, M, M')~ r' Since M = M' + M", we may assume that M' C M, hence V(L, M. M') ^ R^V(B", B", B"). From A{K, L, M) ^ V{K, L, Mf v/e obtain Since M' is contained in M and, thus, in a translate of (R/r)K, we have <fiM')^{j^ +1, and the same inequality holds for (p{M"). Now F.6.44) leads to the inequality F.6.30). By approximation, we can finally extend this inequality to the case where K4,. . . , K„ and M', M" are not necessarily of dimension n. ■ Proof of Theorem 6.6.10. Under the assumptions of Theorem 6.6.10, the ball M'= pB" is a summand of Cj. Hence, Lemma 6.6.11 with M = C, and & = iK4, ■■■, K„) = (C2, . . . , Cp, B"[n - p-2]) yields AiK, L, pB", &) ^ a\/A{K, L, Ci,e), hence
6.6 Equality cases and stability 365 A{K,L,Ct,...,Cp, B"[n - p - 2]) S a-^p*A{K, L, C2, . . . , Cp, B"[n - p - l])^. Repeating this procedure with C2, ■ . , Cp, we arrive at the inequality F.6.29). ■ In the second part of this section, we shall now investigate the problem of equality in the Aleksandrov-Fenchel inequality V(K, L, ef ^ V{K, K, e)V{L, L, &) F.6.45) in the case where & = (Ci,. . . , C„_2) and the bodies Ci, . . . , C„_2 are not necessarily smooth. In that case, equality in F.6.45) may hold even if K and L are not homothetic. An example is given by Corollary 6.6.17 below. Before treating such examples and special cases, we formulate a general conjecture. Conjecture6.6.12. If K, L e J(" and Ci, . . . , C„_2 e Xq, then equality in F.6.45) holds if and only if, after applying a suitable homothety to K or L, h(K, u) = h{L, u) for all (Ci,. . . , C„.2-, B)-extreme unit vectors u. The notion of (Ci,. . . , C„_i)-extreme vectors was defined in Section 2.2. In particular, u is (Ci, . . . , C„^2< 5)-extreme if and only if there exist (n - l)-dimensional linear subspaces £1, . . . , E„-2 of E" such that T(Ci, u) G Ej for / = 1, . . . , n - 2 and dim Ej n . . . n E„-2 = 2. Here T{Ci, u) is the touching cone of C, at u. Without the assumption in Conjecture 6.6.12 that Ci,. . . , C„-2 are n-dimensional, more cases of equality in F.6.45) are possible. This was pointed out by Ewald A988). For example, let « = 3, let 5,, 52 C E^ be segments of independent directions and let M d X^ be an arbitrary convex body. Then put K ■= M -^ Si, L ■= M + S2 and C := 5i + 52. Since V(A/, 5,, 5,) = 0, one computes V{K, K, C) = V{L, L, C) = V{K, L, C) and thus V{K, L, Cf = V{K, K, C)V{L, L, C). The condition of Conjecture 6.6.12, however, is not satisfied. Of course, if Ci,. . . , C„_2 are smooth, then each vector u e 5""' is (Ci,. . . , C„_2, 5)-extreme, hence Theorem 6.6.8 would follow from the truth of Conjecture 6.6.12. In fact. Theorem 6.6.7 would also follow. The set of (ig, 5)-extreme unit vectors appears in Conjecture 6.6.12 since it is probably closely related to the mixed area measure 5(<§, B, •), according to another conjecture (of which a special case is \'erified by Theorem 4.6.3):
366 Inequalities for mixed volumes Conjecture6.6.13. Let AT],... , K„-i e J(" he convex bodies. The support of their mixed area measure, suppS(Ki,..., K„-i, •), is the closure of the set of (Ki, ... , K„^{)-extreme unit vectors. Before discussing further the relation between the two conjectures, we state a result on supports of mixed area measures from which further consequences can be drawn. Lemma6.6.14. Let K, L, C^, . . . , C„_2 e X" and 6 = (Ci,. . . , C„_2). If L is smooth and strictly convex, then suppS{K,e, •) C supp5(L,<g, •)■ Proof. Suppose the assertion were false. Then we can choose a vector Uo e supp5(Ar,6, • )\supp5(L,6', •) and an open neighbourhood a of Uq in 5""' such that S(L,€, a) ~ 0. Let L' := {x e L\{x,Uo)^hiL,U(,)- e), where e > 0 is so small that each outer unit normal vector to L at a point of cl(bd L\L') belongs to a; this is possible since L is smooth. For u e S"~^\a, the unique boundary point of L at which u is an outer normal vector is also a boundary point of L'. We deduce that S{L,e^, /3) = S{L',Q, /3) for every Borel set /3 C S"-\c^. This yields 0 ^ V{B, L, fri) - V{B, L\ m = - S{L, &, a) - - S{L', 6, a) n n and hence S{L',e,a) = 0. Thus S{L,&, •) = S(L',&, •) and, therefore, V{K, L,€) = V{K, L',B). On the other hand, we can choose an open neighbourhood /3 of Uq such that h{L, u) > h{L', u) for u e fi. Since uq ^ supp S{K,&, ■), we have S{K,&, fi) > 0, which implies V{K, L, g) = - L,/!(L, u)dS{K, fd, u) > - L,/!(L', u)dS{K, e, u) = V{K, L', m- This contradiction completes the proof. ■ Instead of the condition appearing in Conjecture 6.6.12, let us now assume that the following is satisfied; h(K, u) = h{L, u) for each u e supp5F, B, ■). Then for any convex body M e X" we have
6.6 Equality cases and stability 367 - j^iM, u)d[S{K, g, u) - S{L, &, u)\ = V{M, K,Q) - V{M, L, 6) = 0, because supp5(Af,<g, •) C supp5E, ^, •) by Lemma 6.6.14. Since M was arbitrary, we deduce that S{K,&, •) = S(L,§i, •) and thus equality holds in F.6.45). One may conjecture that the converse of this observation is also true: Conjecture6.6.15. If K, L e JC", Ci,. . . , C„_2 e .To ond equality holds in F.6.45), then, after applying a suitable homothety to K or L, h{K, u) = h{L, u) for each u e supp5((g, B, •). The truth of Conjectures 6.6.13 and 6.6.15 would imply the truth of Conjecture 6.6.12. The problem of equality in the Aleksandrov-Fenchel inequality is related to another unsolved problem. This is the equality case for E.1.23), which expresses the monotoneity of mixed volumes. We shall first prove a special result concerning this problem. It is useful in treating a special case of Conjecture 6.6.12, and its corollary gives a first example of non-trivial equality in F.6.45). The result deals with the special mixed volumes V,(A:, L) = V{K[n - i], L[i]y, for L = B these are the quermassintegrals Wi(K). If K, L are convex bodies such that LC K, then the monotoneity E.1.23) implies Vo{K, L) S V,{K, L) S . . . g V„{K, L). F.6.46) The following theorem characterizes the pairs K, L for which Vp_i(Ar, L) = Vp{K, L) for some p. For n = 3, /? = 2 it goes back to Minkowski A911); the general case is essentially due to Favard A933a). Theorem6.6.16. Let K, L e Xo he convex bodies satisfying LG K; let p e {I, . . . , n}. Then Vp.iiK, L) = Vp{K, L) F.6.47) holds if and only if K is an (n - p)-tangential body of L; in this case, Vo{K, L) = V,iK, L)= ... = Vp{K, L). Proof. Assume that F.6.47) holds. First let p = \. As remarked before E.1.23), V(s{K, L) = V,(A:, L) implies hffK, u) = h{L, u) for u e supp5„_i(A:, •).
368 Inequalities for mixed volumes By Theorem 4.6.3, supp5„_j(Ar, •) is the closure of the set of extreme unit normal vectors of K, hence each extreme supporting hyperplane of K supports L. By definition, K is an (n - l)-tangential body of L. Now let p^\. For n = 2, only /? = 1 is possible, hence the assertion is true. We assume that n > 2 and that the assertion (i.e., sufficiency of F.6.47)) has been proved in dimension n - 1. We may also assume p^2. From Vp^2{K, L)^Vp_i{K, L)= Vp{K, L) and the Aleksan- drov-Fenchel inequality we have Vp.,{K, Lf = Vp-2(A:, L)Vp{K, L). By Theorem 6.4.1 (where F.6.47) implies a = 1) and E.3.32) this yields v(K"[n - p + 1], L"[p ~ 2]) = v(K''[n - p], L"[p - 1]) F.6.48) for each u e S"~^. Let H{K, v) be a (/? - l)-extreme support plane of K. Choose a unit vector u orthogonal to v and, if dim T(Ar, u) § 2, in the linear hull of the touching cone T{K, v). Then H' := H{K, v) n //„,o is a (/? - 2)- extreme support plane of K" (relative to //„o). Since L" A K", we deduce from F.6.48) and the induction hypothesis that K" is an [(n - I) - (p - l)]-tangential body of L". Hence, the (p - 2)-extreme support plane H' of K" supports L". This implies that H(K,v) supports L. Thus K is an (n - /7)-tangential body of L. This completes the induction. Vice versa, suppose that K is an (n - /7)-tangential body of L for some p e {I, . . . , n}. Then h{K, u) = h{L, u) for u e extnp_i K, where extny AT denotes the set of ;-extreme unit normal vectors of K. For 0^7^/7-1, we deduce from Lemma 6.6.14 and Theorem 4.6.3 that supp5(A:[n - ;■ - 1], L[j], •) C supp5(A:[n - ; - 1], B[j], ■) = clextny K C clextnp_i K and hence that h{K, u) = h{L, u) for u in the support of S{K[n - j - \], L[i], •). Thus \^„_^K,u)dS{K[n- i- \],L[j],u) = \^^_^h{L,u)AS{K[n- i- \],L[j],u), for / = 0, ...,/?- 1, which by E.1.18) gives Vo(A:, L) = V,{K, L) = ... = Vp{K, L), F.6.49) as asserted. ■
6.6 Equality cases and stability 369 Corollary 6.6.17. Let K, L e Xn. If i e {1, . . , n - 1} and K is homo- thetic to an {n - i -\)-tangential body of L, then V,{K, Lf = V,_,(A:, L)V,+,(A:, L). F.6.50) Proof. We may assume that rL is a maximal homothetic copy of L contained in K. By assumption, K is an (n - / -l)-tangential body of a homothet of L and necessarily of rL. From F.4.49), with L replaced by rL, we obtain V^{K, L) = rV^{K, L) = ... = r'^'V,^,{K, L) F.6.51) and thus F.6.50). ■ The next theorem establishes a converse to Corollary 6.6.17, for / = 1. It thus settles a special but important case of the general equality problem for the Aleksandrov-Fenchel inequality. It was conjectured (for n = 3) by Minkowski A903) and proved by Bol A943b). His proof (which we follow) is a nice application of the powerful method of inner parallel bodies. Theorem 6.6.18. Let L e X^ be an n-dimensional convex body and K e X" an arbitrary convex body. In the inequality V{K, ...,K,Ly^ V„{K)V{K, ..., K,L,L) F.6.52) equality holds if and only if either dim K < n - I or K is homothetic to an (n - 2)-tangential body of L. Proof If dim K < n - I, both sides of F.6.52) are zero. If K is homothetic to an (n - 2)-tangential body of L, then equality in F.6.52) is a special case of Corollary 6.6.17. We assume now that equality holds in F.6.52) and that dim K = n-1. Since dim K = n - I would imply V„(K) = 0 and V{K, . . . , K, L)>0, this case cannot occur. We use the system of parallel bodies Kx of K relative to L, as defined in Section 3.1. In particular, K) = K-—XL for -r^A^O, where r = r{K, L) denotes the inradius of K relative to L. Let V,{X):=Vi{K,,L)=V{K>[n-i],L[i\) and fi{X) := V,{X)'l("-'\ By the concavity of the system of parallel bodies (Lemma 3.1.9), the monotoneity of mixed volumes and the general Brunn-Minkowski theorem 6.4.3, the function /) is concave on [-r, »). Therefore, -/) has the properties collected in Theorem 1.5.2, some of which will be used in the following.
370 We have Inequalities for mixed volumes dVo(A) dA = nV,{k), F.6.53) which is a very special case of Lemma 6.5.3. For the left derivative of V, we write dV,(A)\ = : (n - 1)V|(A) F.6.54) dA /I for A > -r, and we define A{X) := V,(AJ - Vo(A)V|(A). Then since V|(A) s V2(A) F.6.55) n-l Vi(A:, + orL, L) = 2J" . ^jar'V,+i(A) for o-^O; furthermore Kx + aLd Kx+a by C.1.12) and hence V,(/Ca+ aL, L)^ V,(A+ or) for or^0 with equality for or = 0, and this gives (n - 1)V|(A) = 1<v=0 — V,(A + a) aa da Aa a=0 V,(A + or) a=0 (n - 1)V2(A). The fact that /o is concave and hence satisfies [/o(A)]i' = 0 yields A{k) ^ 0, F.6.56) by F.6.53) and F.6.54). Proposition. The function A is non-decreasing on (-r, <»). For the proof, let -r<Ai<A2 and assume, on the contrary, that A(X2)<M^i)- Then Zi(A,)>0 by F.6.56). Put 6 := inf {A|A > A,, MX) < AiXi)}. We write /, := /, thus Vi(A) = /(A)"-'. F.6.57) Since / is concave and increasing, /((A) ^ /;(A) ^0 for A > -r F.6.58) and /;(ar,) ^/Kara) for-r < otj < 0^2. F.6.59) By F.6.57) and F.6.54), K|(A) = /(A)''-Vi(A). F.6.60)
6.6 Equality cases and stability 371 If A, < A < 6, then F.6.60), F.6.58) and F.6.59) yield zi(A,) ^ AW = V,(AJ - Vo(A)Vf(A) = V',(AJ - Vo(A)/(A)''-Vi(A) ^ Vi(AJ - Vo(A)/(A)''-V;(A) ^ V,(AJ - Vo(A)/(A)''-VK6). With A ^ 6 we obtain 0 < Zi(A,) S ViFJ - V,{b)f{bY-^fm = Mb). F.6.61) Now we consider the function F defined by r(A) := v,(AJ - VoWfixy-'nib) for A > -r. By F.6.58) we have A(b) ^ r{b), F.6.62) and by F.6.59), r(A) ^ Zi(A) for A > 6. F.6.63) The function F has a right derivative at b, for which we obtain, using F.6.63) and F.6.59), r;F) = Bn - 2)nbf"-'n{b) - nV,{b)f{by-^f',{b) -Vo{b){n - 2)f(br-'f',(b)^ = (n- 2)V,(b)-'f(br-'f',{b)F(b) > 0 since f'r(b)>0 (because /((A) > 0 for all A>-r by F.6.60)) and F(b) > 0 by F.6.62) and F.6.61). Hence, there is a number d>0 such that r(A) ^ F(b) ioT b^ X^ b + d. F.6.64) For b < X^ b + 6 we now deduce from F.6.63), F.6.64), F.6.62) and F.6.61) that A(X) g r(A) ^ rF) a ziF) ^ zi(Ai), which contradicts the definition of b. This contradiction proves the proposition. We have assumed equality in F.6.52); thus V,@)^ - Vo@)V2@) = 0. By F.6.55) and F.6.56) this implies A@) = 0 and Vm = V2@). F.6.65) The proposition yields 4(A) = 0 for A€(-r,0). According to the deduction of F.6.56), this is only possible if /o is a linear function on (-r,0). For A-^ -r, Vo(A) converges to 0 (see F.5.11)), hence V„(K,) = (l + -j)" Vn(K). F.6.66) K contains a translate of rL, and after a translation we may assume that
372 Inequalities for mixed volumes rLdK. Then (-A)L + [1 + (A/r)]A: C/C for -r^A^O and hence [1 + {k/r)]K C Kx\ thus ^' < r 1 + - V„{K) ^ V„{K,). Since equality holds here, each /C^ is homothetic to K. By Lemma 3.L10, K is homothetic to a tangential body of L. From F.6.65) we have / A\""^ 1 / A\""^ 1 V,(A) = 1 + - - V„{K), V|(A) = 1 + - -, V„{K). \ -I r ' \ r j r^ For A = 0, together with V,@) = V,(A:, L), F.6.66) and F.6.65) this yields V^,{K, rL) = V,{K, rL) = V2{K, rL). Since rLC K, Theorem 6.6.16 now shows that K is an {n - 2)-tangen- tial body of rL. This completes the proof. ■ A converse to another special case of Corollary 6.6.17 is contained in the following theorem. It concerns the case where L is a ball. Unfortunately, for a technical reason we have to assume central symmetry for K, which is very probably unnecessary. Theorem 6.6.19. If K e X" is centrally symmetric and i e {I, . . . , n - l), then the equality W,(Kf = W,_i(A:)W,+,(/C) F.6.67) holds if and only if either dim K < n - i or K is an (n - i -I)-tangential body of a ball. Proof. Since Wj(K) > 0 if and only if dimK ^ n - i, we may assume that dim K^ n- i + I. That F.6.67) holds for (n - i - l)-tangential bodies of balls is a special case of Corollary 6.6.17. We prove by induction with respect to n that F.6.67) and the assumption dim K^ n - i + I imply that K is an (n - / - l)-tangential body of a ball (/ = 1, . . . , n - 1). For n = 2 the assertion is true by Theorem 6.2.1. Assume that n ^ 3, that the assertion is true in dimensions less than n and that F.6.67) holds for some /€ {1, . . . , n - 1}, where dim K ^ n - i + I. If / = 1, K is an (n - 2)-tangential body of a ball by Theorem 6.6.18. Let /^2. From F.6.67) and Theorem 6.4.1 it follows that, after applying a suitable dilatation to K, we may assume that 5„_,(/C, •) = 5„_,-_i(/C, ■). F.6.68)
6.6 Equality cases and stability 373 By Lemma 6.4.5, this implies w,_,(a:"J = w,_2(a:")w,(a:") for M € 5"~\ where we have written W/.iK") := v{K"[n - \ - k], B''[k]). By the induction hypothesis, K" is an (n - /-l)-tangential body of a homothet of B". Let r^ be the radius of this homothet. Equations F.6.51) in dimension n - 1 give rriw,_i(/C") = rLw,(A:"). From F.6.68) and E.3.32) we have w,_,(A:") = w,(A:"), thus r„ = L Let Br be the maximal ball in K with centre at the symmetry centre of K\ here r denotes the radius of Br- K and Br have a common supporting hyperplane //, and by symmetry a second one parallel to it, say //'. Let m be a unit vector parallel to H. The intersection H fl //„(> is a common support plane (in //u,o) of K" and B" and hence an extreme support plane of K". The same holds true for H' fl //^.o- Since both (n - 2)-planes must support some ball in //„ o of radius 1, it follows that r = \. Hence, we may assume that Br = B. Now let M6 5""' be arbitrary. The projection K" is an (n - /-l)-tangential body of a unit ball and necessarily of B". The argument is completed in a similar way to the proof of Theorem 6.6.16. Let H(K, v) be an /-extreme support plane of K. We choose a unit vector u orthogonal to v and, if dim T(K, v) ^ 2, in the linear hull of T(K, v). //' := //(/C, y) n //„ 0 is then an (/ - l)-extreme support plane of K". Since K" is an (n - / - l)-tangential body of B", we deduce that H' supports B" and hence H{K,v) supports B. Thus K is an (n - i - l)-tangential body of B. ■ The general conjecture 6.6.12, with distinct bodies C|, . . . , C„_2, has so far only been verified under strong restrictions for these bodies. One example is given by the following result, which extends the equality assertion of Theorem 6.3.2. Theorem6.6.20. Conjecture 6.6.12 is true if Cy, . . . , C„_2 are strongly isomorphic simple polytopes (and K, L are arbitrary convex bodies). Proof. Let Pi,. .. , P„€ Xq be strongly isomorphic simple polytopes. We have to apply some results from Sections 5.1, 5.2 and 6.3 and therefore use the notation introduced there. In particular, <4 is the fl-type of Pi, . . • , P„ and P e <^. is an arbitrary member. Further, u^, ..., Ufj, Fj, Fjj, Vij, ©ij, J, py^ := F(Pr,Ui) etc. are defined as in Section 5.1. We abbreviate (Pj, . . . , P„)by f^.
374 Inequalities for mixed volumes Let K, L e X" be convex bodies. After applying a dilatation to K or L we may assume that ViK, K,f^) = V(L, L,f^). F.6.69) We may also assume that V{K, L,(k)> 0, since otherwise K and L are parallel segments (possibly degenerate), and the assertion is trivial. By Theorem 6.4.1, equality in the inequality V(K, L, e^y ^ ViK, K, 6)V(L, L, &) F.6.70) holds if and only if S^KJi, ■) = 5(L,6, ■). F.6.71) We must, therefore, examine the measure Si^K, P-^, . . . , P^^ ■). First, S{K, P,,..., P„, («,}) = viF{K, «,), fP>, . . . , F\"^) F.6.72) for i = I,. . . , N, by the definition of the mixed area measure. For (i,j)eJ (recall that this means that Fjj ■= F{P, Uj) f) F(P, Uj) is an (n - 2)-face of P), we denote by a;, the spherical image of Fjj and by w^,y the orthogonal projection onto the two-dimensional linear subspace L;, orthogonal to Fjj. Observe that Ojj and 7r,y depend only on (/,;) and the fl-type c •/. Let CO e 3E""') be a Borel set. If wC relinta,y, then SiK, Pi,..., P„,co) = iA"-^KFf, ..., F\;'^)siniiK, @ n Lij), F.6.73) where s denotes the area measure in Ljj. If w fl Ojj = 0 for all (/, /) e J, then SiK, Pi, P„,co) = 0. F.6.74) The last two equalities are proved by computing 5„_i(A/C + XiPi+ ... + X„P„, co) for A, A3, . . . , A„ > 0, using D.2.24) and Fubini's theorem, and then applying E.1.17). Now we assume that equality in F.6.70) and hence F.6.71) hold. Suppose that (/,;) e J and that (o C relint a,y is a Borel set. Then F.6.73) yields 5Gr,y/C, (o) = sGTijL, (o). By the local uniqueness theorem 4.3.2, the convex arcs in ttjjK and iTijL that are the reverse spherical images of relint a,y must be translates of each other. Hence, there exists a vector //y € E", orthogonal to F,-,, such that h{K, u) - h(L, u) = </,y, m) for u e Ojj F.6.75) (first for u e relint a/,, then by continuity for u e a,y). Define h(K, Ui) - h{L, Ui) = </;,, M,) =: or;, h(F{K, Ui), Vij) - h(F{L, Uj), Vij) =: A,y for / € {1, . . . , A^} and (/,;) e J. From F.6.71), F.6.72) and E.1.18) we deduce that, for each fixed i e {\, . . . , N),
Notes for Section 6.6 375 2 ^v^''-'\F'!f\ .... F^,")) = 0. F.6.76) Taking directional derivatives in F.6.75), we infer from Theorem 1.7.2 that A,y = {tii,Vjj). Since /,y is a linear combination of m, and vij, we deduce that /;, = ar,M,- + A;yy,y. As /y = /,, = ar,My + Ay;y,,, multiplication by My yields A,y = aryCosec6>,y - a';Cot6>,y F.6.77) for (/, /) € y. Writing Z := (a,, . , . , o-jy), we see from E.2.6) that A,Z = (A,i, .. ., A,w) with A,y := 0 if (/,/) $ J. With <p, as defined in the proof of Theorem 6.3.2, we have = -^ 1 A,^,(''-^)(Fl/), . . . , F\p), n - 1 (,,y)ey hence <p,(Z,/'3) = 0 by F.6.76). This means that Z is an eigenvector with eigenvalue 0 of the bilinear form 4> used in the proof of Theorem 6.3.2; hence from that proof (Proposition 3) it follows that Z is the support vector of a point. Thus there exists a vector ^ € E" such that a-, = (^, M,) for / = 1, . . . , n. After applying a suitable translation to K, we may assume that ^ = o. Then A,y = 0 by F.6.11) and hence /,y = o; thus F.6.75) now reads h{K, u) = h(L, u) for u e a,y, (/, /) € J. F.6.78) The (Pj,.. . , P„, B)-extreme unit normal vectors are precisely the vectors in U(,,y)£y<7,y. Vice versa, from F.6.78) we deduce F.6.71) and hence equaUty in F.6.70). This completes the proof. ■ Another case where the truth of Conjecture 6.6.12 could be established is the following result (Schneider 1988a), which we formulate here without proof. Theorem6.6.21. If K, L e X^ are centrally symmetric and Cj,. . . , C„_2 6 X") are zonoids, then Conjecture 6.6.12 holds for these bodies. Notes for Section 6.6 1. Lemma 6.6.1 is due to Suss A932a); proofs also appear in Aleksandrov A937b) and LeichtweiB [23], pp.'141-3. Corresponding stability results were proved by Groemer A987a); see also Groemer A991b). 2. The first proof given above for TTieorem 6.6.2 is essentially due to Favard A933a) (compare also LeichtweiB 1981). The second proof, using Lemma
376 Inequalities for mixed volumes 6.6.3, extends a method of Kubota A925b). Theorem 6.6.6 was proved by Schneider A989c) and independently by Goodey & Groemer A990). The stability estimate F.6.10) was derived in Groemer & Schneider A991). 3. Theorems 6.6.7 and 6.6.8 and their proofs are taken from Schneider A990a). The proof of Theorem 6.6.9 (given Theorem 6.6.8) is modelled on the procedure of Fenchel A936b). Theorem 6.6.10 appears in Schneider A990b). It is a quantitative improvement of a result obtained earlier in Schneider A985a). 4. Equality cases in the Aleksandrov-Fenchel inequality. Conjectures 6.6.12, 6.6.13 and 6.6.15 and Lemma 6.6.14 were formulated in Schneider A985a), where credit for 6.6.15 and a special case of 6.6.14 is given to A. Loritz. Conjecture 6.6.12 states that the equality V(K, L, e^Y = V{K, K, e^)V(L, L, ^), where K,Le X", (^ = (C,,..., C„-i) and Ci,..., C„_2 e .TJ holds if and only if Suitable homothets of K and L have the same (<!', B)-extreme supporting hyperplanes. When this conjecture was formulated, the following classical cases in favour of it were known. (a) C< consists of balls. This is the case mentioned in Note 2, first proved by Kubota A925b), with a different proof given by Favard A933a). (b) <& consists of strongly isomorphic simple polytopes, and K, L are polytopes having the same system of normal vectors to the facets as the polytopes of ^. This comes out in Aleksandrov's first proof for the Aleksandrov-Fenchel inequality, as presented in Section 6.3. Theorem 6.6.20 extends this result to arbitrary convex bodies K, L. (c) <^ consists of bodies of class C+, and K, L have support functions of class C-. This case is a byproduct of Aleksandrov's A938b) second proof and was also noted by Favard A938). (d) C, = .. . = C„-2 = K. This is the case treated in Theorem 6.6.18, which is due to Bol A943b). Corollary 6.6.17 (for n = 3) had already been discovered by Minkowski A903), §7. A special case of Theorem 6.6.18 was treated by Knothe A949) in a different way. 5. Tangential bodies. Theorem 6.6.16, as mentioned, is due to Favard A933a), but we found it necessary to give a different proof for the necessity of condition F.6.47). \i K e TC!^ '\% a convex body with inradius r, then its quermassintegrals satisfy If equality holds here, then Theorem 6.6.16 implies that Jf is a cap body of a ball. Sangwine-Yager A991) obtained an explicit estimate showing that K must be close to some cap body of a ball if Wn-i^K) - rW„_i(/C) is small. Theorem 6.6.19 is taken from Schneider A985a). 6. The proof of Theorem 6.6.20 was given in Schneider A991 + ). The second part of the proof, in which it is shown that the vectors t,, associated with the \n - 2)-faces f/y of P are all equal to a fixed vector, is similar to (but different from) a method of Aleksandrov [2], Chapter XI, §3, which shows the infinitesimal rigidity of convex polytopes in E' with the aid of mixed volumes. A connection between rigidity of polytopes and mixed volumes was first exploited by Weyl A917); his proof is sketched in Efimov A957), §100. 6.7. Linear inequalities Under certain circumstances, the quadratic Aleksandrov-Fenchel inequality
6.7 Linear inequalities 377 V(K, L, ey ^ V(K, K, e)V(L, L, &), F.7.1) where K, L, K3, . . . , K„ e X" and & = (K^,. . . , K„), admits the linear improvement 2V(K, L, (&) ^ V{K, K, 6) + V(L, L, 6). F.7.2) A sufficient condition for the validity of F.7.2) is that there exist a convex body M fulfilling the conditions V{K, M, e) = V(L, M, (i) > 0. F.7.3) This follows immediately from F.4.22). For example, M could be a segment. If m is a unit vector parallel to it, then, by E.3.31), condition F.7.3) is equivalent to v(K\€") = v(L\B") >0. A special case of the latter inequality occurs when K" = L", that is, K and L have the same circumscribed cylinder of direction u. In this case, the Brunn-Minkowski theorem for K and L also holds, in an improved version: The volume of A - ■d)K + i?L, and not only its nth root, is a concave function of i? for 0 ^ r?^ 1. This is clear from Fubini's theorem and the fact that each line G of direction u satisfies G n [A - ff)K + &L] D A - i?)(G n K) + diG n L). Less immediate is the fact that the general Brunn-Minkowski theorem (Theorem 6.4.3) also admits an improved version of this type. In the following we describe a theory of linear inequalities for mixed volumes of bodies inscribed in a cylinder; this unifies some special results in the literature obtained by other methods. We assume that a unit vector u e 5""' and an (n - l)-dimensional convex body C in the hyperplane //„ 0 orthogonal to u are given. Then we define Xc := [K e X"\K'' = C} and call such a set of convex bodies a canal class. The (n - l)-dimen- sional mixed volume of convex bodies in //„ 0 is denoted by v. If i/ is a segment of length one parallel to u, then uiKl . . . , K^.i) = nV(Ku ..., /C„_„ [/) F.7.4) by E.3.31). The mixed area measure in //„(, is denoted by s and, without loss of generality, considered as a measure on S"~^ that is concentrated on the great subsphere Su '■= S" n Hu,o- Then we have s(Ki..., a:"„_2, •) = («- iM(a:„ ..., /c„_2, u, •) F.7.5) on 5"''. This follows from E.1.17) and the equality
378 Inequalities for mixed volumes 5„_,(/C + At/, •) = S„-i{K, •) + hiK", ...,K\-), which is clear from D.2.24), if one then replaces K by Ai/C| + . . . + A„_2/C„_2 and compares the coefficients. Theorem 6.7.1. Let d be an (n - 2)-tuple of convex bodies in X" satisfying y(C, <&") > 0. F.7.6) For K, L in the canal class Xc the inequality V(K, K, e) - 2V(K, L, &) + V(L, L,(k)^0 {6.1.1) is true. Here equality holds if and only if S(K,€, ■) = S(L + aU,^^, ■) F.7.8) or S{L,e^, ■) = S{K + aUJ^, ■) F.7.9) with some number a ^ 0. Proof. By F.7.4) and F.7.6), each convex body A e Xc satisfies nV{A, U, ti) = t;(>l", 6") = t;(C, ^^") > 0. In particular, V{K, f/,<f^) = V(L, i/,^) >0, hence F.4.22) with M = V yields inequality F.1.1) (observe that F.4.20) is not necessary for the validity of F.4.22), as remarked after the formulation of Theorem 6.4.2). As shown in Section 6.4, equality in F.4.22) is equivalent to F.4.26), with a suitable number k. The numbers ^i, qi occurring there are, in our present case, given by qi = q2 = v{C,(k")/n. Hence, the first equation of F.4.26) is equivalent to F.7.8) with suitable a ^ 0, and the second equation of F.4.26) is equivalent to F.7.9). ■ Next we show that for canal classes the general Brunn-Minkowski theorem 6.4.3 holds in a stronger form, and there is also an analogue of Theorem 6.4.4. Let a number m€{2,...,n}, an (n - m)-tuple (i* = (Km+i,. . . , K„) of convex bodies /C„n, . . . , K„ e X", and two bodies Kq, K^ 6 Xc be given. We use the notation of Section 6.4, in particular V(,) := V{Ko[m - /], A:i[/], e^) for / = 0, . . . , m, 5(,) := S{Ko[m - 1 - /], Kx\i], (&, •) for / = 0, . . . , m - 1, and in addition we define a measure y on S"~^ by y -.^s^Cim -2],&\ ■).
6.7 Linear inequalities 379 By F.1.1), the sequence (V@), . . . , V'(„)) is concave, hence F.4.1) tells us that, for 0 ^ / < / < A: ^ m, {k - /)V(,) + (i - A)V„) + (/ - /)V(,) ^ 0. F.7.10) This is a stronger version of F.4.5). The following result is the general Brunn-Minkowski theorem for canal classes. Theorem6.7.2. Let a number m 6 B,. . . , n} and convex bodies K^, Ki 6 Xc, ^m+i. ■ . ■ , K„ e X" be given and define (^ := {K„+i, . . . , K„), K-^ := A - A)A:o + A/Ci and /(A) := V{K,[m], (&) for 0 ^ A ^ 1. Then f is a concave function on [0,1]. Under the assumption v{C[m - 1], Q") > 0 the following assertions are equivalent: (a) the function f is linear; (b) the sequence (V(o), • ■ • , ^(m)) " linear, that is, V(o) - V'(i) = V(,) - VB) = ... = v^„_^ - v^„y, (c) (m-l)V(o)-mV(i) + V(„) = 0; (d) S^k-l) - 5(/t) = ay for k = I, . . . , m - I with a constant a; (e) 5@) = 5(„_i)On5''-'\5r^- Proof. We have /"(O) = m(m - l)[V(o) - 2V(,) + V^2^], hence /"@)^0 by F.7.7). As in the proof of Theorem 6.4.3, we deduce that / is concave. The concavity of / yields /'(O) ^ /(I) - /(O), thus (m - l)V(o) - mV(,) + V(„) ^ 0, F.7.11) with equality if and only if / is linear. Hence (a) and (c) are equivalent. Inequality F.7.11) is also a special case of F.7.10) and hence equality holds here (see the remark after F.4.1)) if and only if equality holds in V(/t_,) - 2V(/t) + V^k+l) ^ 0 for A: = 1, . . . , m - 1. Thus (b) and (c) are equivalent. Suppose that (b) holds. By Theorem 6.7.1, this implies S(k-i) - 5(/t) = fl/ty F.7.12) for k = 1,. . . , m - 1, with a constant C/t possibly depending on k. Integrating the support function of /C, with the measure given by F.7.12) we obtain V(/t) - V(,+,) = -^4-^ aMC[m - 1], e").
380 Inequalities for mixed volumes For k^ m -2 we integrate the support function of Ko with the measure given by F.7.12), but with k replaced by /c + 1, and obtain V(/t) - V(,+i) = -^^ fl/t+iKC[m - 1], &"). Thus fli = ... = flm-u and (d) holds. Trivially, (d) implies (e), since y is concentrated on s"~^. Suppose that (e) holds. Then l„.,^„.JiHKo, o) - h{Ku i;)]dE@) - 5(^-,))(i^) = 0. Since h{K(„ v) = /i(/C,, v) for v 6 5""^, we also have [AKK^, v) - h(K„ v)]d(S^o) - 5(„-i))(i^) = 0. Thus V@) - V(,) - V(„_,) + V(„) = 0. Adding F.7.11) and the inequality (m - 1)V(„) - mV(^_i) + V(o) ^ 0, which also follows from F.7.10), we see that equality holds in F.7.11), which is condition (c). This completes the proof of Theorem 6.7.2. ■ There is also a counterpart to Theorem 6.6.9. We say that the convex bodies Kq, /Cj e Xc are equivalent by telescoping if K(,= Ki + XU or Ki = Kq + \U with A^ 0, where U is a unit segment parallel to u. Theorem 6.7.3. If the assumptions of Theorem 6.7.2 are satisfied and if K„+i, . . . , K„ are smooth, then the conditions (a) to (e) of Theorem 6.7.2 hold if and only if Kq and Ki are equivalent by telescoping. Proof. It is clear that condition (a) is satisfied if Kq and K^ are equivalent by telescoping. To prove the other direction, we use induction over m. Assume that conditions (a)-(e) of Theorem 6.7.2 are fulfilled. First let m = 2. Then condition (d) can be written in the form S{Ko, &, ■)- S{Ku e, ■) = a{n - l)S{U, &, •). If a ^ 0, this is equivalent to S{Ko,e, •) = 5(A:i + a(n - l)i/,6, •)■ By Theorems 6.4.1 and 6.6.8, the bodies Kq and Ki + a(n - 1I17 are homothetic, and since Kq, /C, e JCc, this implies that Kq and /Cj are equivalent by telescoping. If a < 0, the argument is similar.
Notes for Section 6.7 381 Now assume that m ^ 3 and that the assertion of the theorem is true for m - 1. By condition (d), 5(/t_i) - 5(/t) = ay for k e {I, . . . , m - 1}. Integrating the support function of the unit ball B, we obtain V(Ko[m - k], K,[k - 1], B, &) - V(A:o[m - k - \], K,[k], B, (&) = " ~ ^ av(C[m - 2], B", <&"), which is independent of k. Thus, writing i/(,) := V(A:o[m-l-fc], A:,[fc], fi,e^). we have ^@) - V'(i) = V(i) - VB) - ... - v^„_2) - y(m-\)- By the induction hypothesis, this implies that Ko and K^ are equivalent by telescoping. ■ Notes for Section 6.7 1. As remarked above, for Ko, Kj € Xc the improved version of the Brunn- Minkowski theorem is easily obtained; it says that V'„((l - d^Ko + ^K^) is a concave function of & on [0,1]. As in the proof of Theorem 6.2.1, this implies the inequalities (n- 1I/@, - nVd,+ !/(„, go, F.7.13) V^o)-2V^,^+V^2)^0 F.7.14) for K,,, := V(Ko[n - i], Kj[i]); see Bonnesen & Fenchel [8], p. 94. If instead of K^= K'{ one assumes only that V„.,(K"o) = V„.,(K'{), F.7.15) then, as described in Bonnesen & Fenchel [8], p. 95, a volume-preserving symmetrization procedure transforms K0 = (I - d)Ko + &Ki into Kg such that(K'o)" ={K'i)" and V„(K'o) g A - »)V„(K') + W„(K\). It follows that F.7.13) holds also under the assumption F.7.15). However, V„(K'ff) need not be a concave function of &, so that F.7.14) cannot be deduced if merely F.7.15) is assumed, contrary to an assertion made in Bonnesen & Fenchel [8], p. 95. This error was pointed out by Diskant A984), who constructed a counterexample. 2. The results and proofs of this section are taken from a paper (Schneider 1989b) that partially extends ideas of Favard A933a). The above investigation, together with the remark that F.7.3) implies F.7.2), unifies and generalizes several special results on linear improvements of inequalities for mixed volumes scattered in the literature. These are obtained by different methods. Some particular results are not covered by the above. We refer the reader to Bonnesen & Fenchel [8], p. 99, Gcppert A937), Bol A939), Hadwiger [18], F.4.4) and p. 279, and Dinghas A949a). 3. An isoperimetric problem of Hadwiger. As mentioned in Section 6.2, Note 7, Hadwiger A968b) proved that the volume and surface area of a half-body satisfy
382 Inequalities for mixed volumes 25" s n"(K„ + 2K„.t)V"„-\ F.7.16) and that equality holds if K is the union of a half-ball of radius p, say, and a right cylinder of height p attached to it. Hadwiger did not prove that equality holds only in this case. The following proof of F.7.16) proceeds in a different way and settles the equality case. Moreover, it could be generalized to quermassintegrals other than the surface area. As Hadwiger did, we consider, more generally, the class .1^5 of convex bodies K with the property that K has a supporting hyperplane H such that V„.,{K n H) S V„.,(K n H') for each hyperplane H' parallel to H. Let K e Xs be given and let H be as above. By Schwarz symmetrization with respect to a line G orthogonal to H we obtain from K a convex body Ko with V„(Ko) = V„{K) and S(Kq)S S(K); here strict inequality holds unless K \s a body of revolution with axis parallel to G. Moreover, Koe Xg; hence Ko belongs to the canal class Xc, where C = H C\ Ka is an (n - l)-dimensional ball, of radius, say, p. By Kj we denote the half-ball of radius p with basis C and such that K^C H~, where H~ is the halfspace bounded by H that contains Ko- By F.7.10) and Theorems 6.7.2 and 6.7.3, with m = n and empty 6, we have (n - 1I/@, - "V'(„ + V^„y g 0, with equality if and only if Ko and K^ are equivalent by telescoping. Now V(o, = V„(Ko), V,„,= V„(K,) = \k„p\ V^,,= - [ ^h(Ku u)AS„.,(Ko, u) = -fAS(Ko) - K„-,p'-']. n The latter equality is easily seen if one chooses the origin at the centre of C. With V„(Ko) = V„(K) =: V„ and S(Ko) ^S(K)=: S we obtain (n - 1)V„ - p5 + p"(\k„ + K„.,) g 0. Writing the inequality (n - \)a - npb + p"c ^ 0 F.7.17) in the form , ^ n - 1 1 ph = a + — p"c, n n taking logarithms and using the concavity of log, we obtain b" Sfl""'c, with equality if and only if it holds in F.7.17) and a = p"c. Hence, inequality F.7.16) follows. If equality holds in F.7.16), then S = S(Ko), Ko and K^ are equivalent by telescoping, and V„ = P"(\k„ + k„_,). The second condition implies that Ko is, up to a translation, the union of K^ and a circular cylinder attached to C, and the third condition implies that the cylinder has height p. Finally, S = S(Ko) yields that K must be a translate of Ko- 6.8. Analogous notions and inequalities In this section we describe, without proofs, a number of inequalities that are in analogy, and often related, to the inequalities for mixed volumes.
6.8 Analogous notions and inequalities 383 either in their general form or in their specialized versions for quermass- integrals. The results to be considered are of a rather different type, the unifying viewpoint being simply that they are reminiscent, often strikingly, of the inequalities for mixed volumes. First we quote Aleksandrov's inequalities for mixed discriminants. (For a definition of the mixed discriminant D{Ai,. . . A„) see Section 2.5, in particular B.5.32).) Theorem6.8.1 (Aleksandrov). Let Ax, . . . , A„ be real symmetric n x n matrices, where A2, ■ ■ . , A„ are positive definite. Then D(Ai,A2,Aj, ...,A„y m D(Au Au Aj, ..., A„)D(A2, A^, A^, . . . , A„). F.8.1) Equality holds if and only if A^ = XA2 with a real number A. Aleksandrov A938b) proved these inequalities and used them in his second proof of the Aleksandrov-Fenchel inequalities for mixed volumes. The major part of this section will be concerned with the description of various analogues of notions and inequalities from the classical Brunn-Minkowski theory. There are counterparts to Minkowski addition, mixed volumes, quermassintegrals and to the inequalities connecting these. Often the analogies are surprising, although many of the inequalities go in the opposite direction to that of their analogues, and are easy consequences of familiar analytic inequalities (those of Holder, Minkowski). But there are also some unsolved problems and interesting connections with the affine geometry of convex bodies (see Section 7.4). Most of the functionals of convex bodies considered subsequently will not be translation invariant and will require the origin to be an interior point of the body. We introduce, therefore, the class JC^ of convex bodies that have the origin o as an interior point. A centrally symmetric convex body with centre at the origin will be called centred. Two convex bodies K, L e ^00 are said to be equivalent by dilatation ii K = XL with some A > 0. Some of the notions defined below can be applied to lower-dimensional convex bodies and star bodies, but we do not treat these here. First, we consider extensions or analogues of Minkowski addition. Let p^l be given. For K,LeXoo and A,/i^O (A-i-/i>0) there is a convex body A- /C +p //• L for which h(X-K +pfi- L, •)" = XhiK, •)" + lihiL, •)". F.8.2) Such p-sums were introduced by Firey A962). He proved the extended
384 Inequalities for mixed volumes Brunn-Minkowski inequality Wi(K +p £,)''/<"-'> ^ W,(/:)''/<"-'' + W,(L)''/<"-" F.8.3) for / € {0, 1, . . . , n - 1} and p ^ 1. For p = 1 and / = 0, this is the ordinary Brunn-Minkowski inequality. For p>l, equality holds in F.8.3) if and only if K and L are equivalent by dilatation. Lutwak A991+a) studied p-sums more systematically. He defined mixed p-quermassintegrals by W„i(K, L) ■■= hm p '^ f-.o+ e (/ = 0, . . . , n - 1), showed that w^,,(a:, l) = -^L/'(i., uyh(,K, «)'-''d5„_,_,(A:, «) and deduced F.8.3) in a new way. He was also able to prove an analogue of Minkowski's existence theorem (Theorem 7.1.2) and a corresponding uniqueness result. If in definition F.8.2) one uses gauge functions instead of support functions, then another combination of convex bodies is obtained. It was introduced by Firey A961a). Let p ^ 1 be given. For K, L e ^oo and A, fi^O (\ + fi>0), there is a convex body \* K +p fi* L) ior which g(X*K+,^*L, ■)" = Xg(K, •)" + fig{L, -y. F.8.4) Theorem 1.7.6 (together with Theorem 1.6.1) shows that x*K +pn*L = (A« a:* +ph* l*)*. Firey proved that V„(K +, Lyl" ^ V^iK)-"'" + V„(L)-''/", F.8.5) with equality if and only if K and L are equivalent by dilatation. The special case p = 1 of F.8.4) was studied further by Firey A961b), who showed that Wi{K +1 £,)-'/<"-" ^ W,(A:)"^/<""'> + W,(L)-'/<"-'> F.8.6) for / = 0, 1, . . . , n - 1, with the same cases of equality as in F.8.5). Next, we consider some analogues of mixed volumes and quermass- integrals. The known inequalities satisfied by these, for which analogues are sought, include the following: m V(/C„ . . . , K^r ^ nv(^„ • ■ ■ . a:,, K„^x, ■■..K„) F.8.7) 1=1 for m = 2, . . . , n, which includes the Aleksandrov-Fenchel inequalities F.3.1) and is deduced from these by induction (Aleksandrov A937b), Busemann [12], p. 50); the cyclic inequality F.4.6), that is, W,(A:)*-' ^ WiiKy-'Wk^K)'-', F.8.8)
6.8 Analogous notions and inequalities 385 valid for 0 ^ / < / < /c ^ n; in particular K'„Wi(K)"-' g k'„Wi(K)"-' F.8.9) for 0 ^ / < ;" < n; and the generalized Brunn-Minkowski inequality WiiK + L)'/<"-" g W,(A:)'/<"-" + W,(i)^/<"~'> F.8.10) for / € {0,. . . , n - 1}, a special case of Theorem 6.4.3. Many of the formal properties of the mixed volume (multilinearity, translation invariance, continuity and monotoneity) are shared by the mixed width integral introduced by Lutwak A977). It is defined by A(K„ ...,K„) := -^ l„.M^i, «) ■ ■ ■ b(K„, u)da{u) for Ki, ..., K„eX", where b(K,u) denotes the width of K in direction m € 5"'' and a is spherical Lebesgue measure. It follows from H61der's inequality that m A(K„ ..., K„)'" S YlMK,, ..., Ki, K„^i, ...,K„) 1=1 for 1 < m ^ n. Lutwak also proved that A(Ku...,K„r ^V(K^)--V(K„), with equality if and only ii Ki, . . ., K„ are balls. By specialization, one obtains the width integrals B,(K) := A(K,..., K, B", . . . ,B") n - i i of Lutwak A975b). They satisfy BjiK)'-- g B^(K)''->B,(Ky-' for 0 ^ / < ;" < k = n, with equality if and only if K is of constant width; they also satisfy Bi(K + Lfl^"-') S B,(A:)'/<"-') + B,(L)^/<"-'> for / € {0, . . . , n - 1}, and other inequalities. In a similar way as for the mixed width integral, but using the radial function p{K, •), one defines the dual mixed volume V{Ku ...,K„) -^l^.A^^u ") ■ ■ ■ PiK„, u)da(u)F.8.11) for Ki,. . . , K„ e Zoo. It was introduced by Lutwak A975a). By specialization, one defines Vi{K, L) := V{K,..., K, L, . . . , L) n - i i
386 Inequalities for mixed volumes and the dual quermassintegrals W^(,K) := V,(,K, B") = - L,p(A:, w)""' da(«) F.8.12) ft J^ for i = 0, . . . , n. The inequalities m V{K„ ..., K„r ^ n^(^'. ■■ ■ ' Ki, K„^„ ...,K„) F.8.13) 1=1 (l< m = n) and Wj(K)''-' ^ Wi(K)''-'Wi,(K)'-' F.8.14) @^i<j<k = n) are valid. Equality holds in F.8.13) if and only if Ki, . . . , K„ are equivalent by dilatation, and in F.8.14) if and only if K is a centred ball. For the dual quermassintegrals W,, a representation (or inductive definition) in analogy to Kubota's integral recursion is possible. This was pointed out by Lutwak A975d). Recall that a special case of Kubota's formula E.3.27) can be written in the form W,(K) = —^ f W;_,(A:|//„,o)da(«) F.8.15) for / = 1, . .. , n, where W/_i is computed in the (n - l)-dimensional subspace Hu.o- In anology to F.8.15), the dual quermassintegrals satisfy W iiK) = —i— L..tv;.,(A: n //„.o)da(«), F.8.16) where W,'_, is the (/- l)th dual quermassintegral in the (n - l)-space fiu.o- Together with Wo(K) = V„(K), this can be used for a recursive definition of the dual quermassintegrals. It is also true that W„_,(K) = -^ f V,(K n p£,)dv(p) F.8.17) (Lutwak A979a)) for /c = 1, . . . , n - 1, in analogy to W„_k{K) = ^ j^^^^VdK\pEk)dvip) F.8.18) (another special case of E.3.27)). Here, as in the following, £/t denotes a /c-dimensional linear subspace of E". Hadwiger [18], p. 267, has defined harmonic quermassintegrals by W,iK) := V„(K), W„(K) := k„ and -1 lv,(K\pE,)-'dvip) F.8.19) for K € XS and k = I, . . . , n - 1, and has shown that Wi(K + D'A"-') g WiiK)^^^"-'^ + Wi(Ly^^"-'K F.8.20) Lutwak A988a) has proved the inequality
6.8 Analogous notions and inequalities 387 K'„Wi(K)"-' ^ <#y(A:)"-'. F.8.21) for 0 ^ i < 7 < n and K e X^; equality holds if and only if /C is a ball. A special case is ic'/"V„(A:)<"-'>/" ^ Wi(K). F.8.22) For / = n-l, this is the harmonic Urysohn inequality proved by Lutwak A975a), and for / = 1 it is the harmonic isepiphanic inequality of Lutwak A984). As special cases of more general averaging processes treated in Lutwak A975c, 1984), Lutwak A984) proposed to define affine quermassintegrals *o(^). *i(^)» ■ •■ > *n(^) for K eJCf, by taking *o(A:) := V„{K), <P„iK) := k„ and, ioxO<k<n, F.8.23) *„_,(A:) := -J \ V,{K\pEk)-''A^ip) JSO{n) Then 0i{K) g Wi(K) ^ W,(K), by Jensen's inequality. Lutwak showed that 0,(K + L)^/<"-" ^ *,(A:)^/<"-" + *,(!,)'/<"-". F.8.24) In analogy to F.8.9), Lutwak A988a) conjectured that K'„0^(Kr-i g K'„0i(Kr-' F.8.25) for 0 ^ / < 7 < n and K e Xo- A special case would be the inequality ic'^"V„(Ky"-''>^" ^ ^i(K). F.8.26) The cases / = n - 1 and i = 1 are true; they follow, respectively, from the Blaschke-Santal6 inequality and the Petty projection inequality (see Section 7.4), as noted by Lutwak. The dual affine quermassintegrals, also proposed by Lutwak, are defined, for K € JC^, by letting <>o(K) := V„(K), 0„(K) := k„, and, forO< A:< n, *„_,(/C) := ^ [/ V,(K n pE,r dv(p) From Jensen's inequality, Wi(K) g *,(^)- Grinberg A986, 1991) proved the inequality 0i(K) g ^f V„(A:)<''-'>/'' F.8.28) for 0 < / < n - 1, with equality if and only if /C is a centred ellipsoid. For / = 1, this is the Busemann intersection inequality (see Section 7.4). Grinberg A991) also proved that the affine quermassintegrals and the dual affine quermassintegrals are, as the names suggest, invariant under F.8.27)
388 Inequalities for mixed volumes volume-preserving linear transformations (and the affine quermassintegrals, of course, under translations). Notes for Section 6.8 1. Aleksandrov's inequalities for mixed discriminants. Aleksandrov's A938b) proof of F.8.1) (which is sketched in Busemann [12]) exhibits some formal analogies to his proof of the inequalities for mixed volumes of strongly isomorphic polytopes. No really simple proof seems to be known (the one given by Schneider A966b) is erroneous, and the more general result stated there does not hold). New interest in the inequalities for mixed discriminants arose when Egorychev used a special case in his proof of van der Waerden's permanent conjecture; this led to simpler proofs of that special case. We refer the reader to the references given in the survey article of Lagarias A982). Extensions of the inequalities F.8.1) are treated by Khovanskii A984) and PanovA985a,b). 2. Other types of addition for convex bodies. Besides the combinations of convex bodies defined by F.8.2) and F.8.4), other analogues of Minkowski addition have been introduced and applied. These are radial linear combination and radial Blaschke addition (Lutwak 1988b), harmonic linear combination and harmonic Blaschke addition (Lutwak 1990b, 1991). For ordinary Blaschke addition, see Section 7.1, Note 5. The process defined by F.8.4) was called harmonic p-combination, and was further studied, by Lutwak A991+b). 3. Inequalities for integral means. Inequalities for power means of the width of a convex body were treated by Lutwak A975c), and similar inequalities for the brightness by Lutwak A984). Lutwak A987a) also obtained various inequalities for the power means of quermassintegrals of projections of convex bodies. 4. Quermassintegrals of polar bodies. For 0 = i, ; < n and ( + / g n - 1, one has for K € Xoo- Equality holds precisely for centred balls. For i + j = n - I, this is due to Firey A973) and for / = n - 1 to Lutwak A975a), and the general result was deduced from Firey's case, independently by Heil A976) and Lutwak A976). Firey A963) proved the sharp inequalities V{K, K*) § ki for n = 2 and ViK, K*, B^) g Kj for n = 3. For the problem of the infimum of Wq{K)Wo(K*), see Section 7.4, Note 13. Heil A976) remarks that for n > 3 the minimum of Wi(K)Wi{K*) is not attained by balls. 5. Mean dual affine quermassintegrals. In analogy to F.8.27), one may also define f llAn + l) y,(K n £)'-' dti,iE)\ JA{n.k) J K„ for 0<it<n and K e Xq. Then 4>„_t(/C) is invariant under unimodular affine transformations of K. Among convex bodies of given positive volume, precisely the ellipsoids attain the maximal value of *„_*■ This was proved by Schneider A985b), Theorem 1, second part.
Selected applications The Brunn-Minkowski theorem and the inequalities for mixed volumes are useful in many geometric applications. Here we select only a few of them. Minkowski's existence theorem, to be treated in the first section, is, strictly speaking, not necessarily an application of the inequalities for mixed volumes, but it is a classical result of the Brunn-Minkowski theory. The corresponding uniqueness result, on the other hand, is a consequence of the equality condition in Minkowski's inequality and, thus, in the Brunn-Minkowski theorem. The Aleksandrov-Fenchel inequalities are a powerful tool for obtaining extensions of Minkowski's uniqueness result; these are the subject of Section 7.2. The rest of the chapter will be devoted to some inequalities in the proofs of which the Brunn-Minkowski theorem or the Minkowski inequalities have been used (as well as other techniques such as symmetrization). However, this is only a superficial aspect, and the main reason for presenting these inequalities and the notions involved is that they belong to an interesting and promising part of the geometry of convex bodies; this is the theory of affine-invariant constructions and functionals. 7.1. Minkowski's existence theorem If cp is the area measure 5„_i(/C, •) of the n-dimensional convex body K € JC^, then |^..,.,Md()p(M) = 0, G.1.1) which is a special case of E.1.28). From the geometric meaning of the area measure it is clear that it cannot be concentrated on any great
390 Selected applications subsphere of S"~^. Minkowski's existence theorem says that these trivial necessary conditions are also sufficient in order that (p be the area measure of a convex body K e Xo (by Theorem 7.2.1, this convex body is unique up to a translation). This beautiful and useful result was proved by Minkowski for special cases, in which, however, the essential ideas were already contained; it was later extended independently by Aleksandrov and by Fenchel and lessen, when the full notion of area measure was available. Although Minkowski's existence theorem is not an application of the inequalities for mixed volumes, its proof is motivated by Minkowski's inequality. In fact, if K e J^") with S„-i(K, •) = qf> exists, then any convex body L e Xq satisfies -^|^„.,/«(L, u)d<piu) = V(L, K,...,K)^ V„(LI/''V„(A:)'-V«, with equality if and only if L is homothetic to K. Thus, up to homothety the convex body K is characterized by the fact that it minimizes the functional L^l^_^h(L,u)d<piu) under the side condition V„(L) = 1. Following Minkowski A897, 1903), we first treat the special case of polytopes. Theorem 7.1.1 (Minkowski). Let Ui,. . . ,Uf^ e S"~^ be pairwise distinct vectors linearly spanning E", and let fi, . . . , f/^ be positive real numbers such that N IfiUi = o. G.1.2) (=1 Then there is a polytope P e^o having (precisely) Mj,. . . ,mjv os its normal vectors and satisfying V„^,(F(P, ud) = /, G.1.3) fori=l,...,N. Proof. For an /V-tuple A = (ai,. . . , a^j) e U'"^ with non-negative components o-j, . . . , ar,v we define N P(A):= n «»',.«,• (=1 From lin {«!,..., Mjv} = E" and G.1.2) it follows that pos {«!,..., Ufj} = E"; hence P(A) is a polytope, with o € P(A). Its normal vectors
7.1 Minowski's existence theorem 391 are among the vectors mi, . . . , u/^, and h(P(A), Ui) ^ or, for / = 1, . . . , A^, with equality if V„-i(F(P(A), «,)) > 0. Let M := {A e R'^Iot; s O, V„(P(A)) ^ 1}; then M is closed, since V„(P{A)) depends continuously on A. The linear function 0 defined by 1 '^ ^^) ■= — ^Oiifi, A = (OTi, . . . , OTyv), n ,=1 attains a minimum on M, because /, > 0 for all /. Let //""' be this minimum and suppose that it is attained at A* = (a*, . . . , a%y, put P(A*) =: P*. We assert that nP* solves the problem. By G.1.2), <P{A) is not changed under a translation of P(A), hence we may assume that P* has o as an interior point and, hence, that af, . . . , a%>0. Write V„-,{F(P*, «,)) := ft for / = 1, . . . , N. We have V„(/'*) = 1, since otherwise XP* with suitable A<1 would satisfy V„(XP*) ^ 1 and yield a value less than ii"~^ for the function <P. From V„(/'*) = -2/t(/'*, M,)/f n ,=1 and h(P*, «,) = arf if /f + 0 it follows that 1 ^ -lc^fff=l. G.1.4) n ,=1 Since ^>l*) = /i"~^ we have 1 '^ -l^ffi^f^"-'- G.1.5) n ,=1 Now consider the hyperplanes in R'^ given by f 1 '^ \ " (=1 //2:=|>l€(R'^|i-2ar/f=l|. From G.1.4) and G.1.5) it follows that A*e HiCi Hi- Suppose that A = (or,,. .. , ota,) € Hi, where ori,. . . , ar,v ^0. Then V„{P{A)) ^ 1, since otherwise //""' would not be the minimum of * on M. For 0^i?Sl we have {\ --S^A* + ^A e Hi- Further, a point y g A - i?)/'* + i?/'(>l) satisfies (y, Ui) ^ A - i?)arf + i?ar, for i = 1, . . . , A^,
392 Selected applications hence A - ff)P* + &PiA) C Piil - &)A* + dA). It follows that V„((l - d')P* + '»P(A)) ^ 1 for 0 ^ r?^ 1, which together with V„{P*) = 1 gives ViPiA), P*,..., P*) ^ 1. G.1.6) Since a*, . .. , a% > 0, there is a neighbourhood f/ of >l* in R'^ such that, for A e HyCi U, the polytope P(A) satisfies o-j, . . . , o-jy > 0 and V„-,(F(P(A), u.)) > 0 if ft >0. If this holds, then h(P(A), «;) = a,, hence 1 '^ V(P(A), p*,...,P*) = - 2aiff. n ,=1 Inequality G.1.6) now shows that //i n U Q //J, where //i" is one of the two closed halfspaces bounded by Hi- Since A*e HiH Hi, we conclude that Hi = Hi and hence that f, = ii"-'n= v„.,iF(,iip\u^) for i = \,. . ., N. This completes the proof that fiP* is the desired polytope. ■ The general case of Minkowski's existence theorem will now be obtained by approximation. Theorem 7.1.2. Let tp be a measure on 7i(S"~^) with the properties l^_^ud<piu) = o G.1.7) and (p(s) < <pE"~') for each great subsphere s of 5""'. Then there is a convex body K e Xo for which 5„_i(/C, ■) = q>- Proof. For each /c € N, we decompose the sphere S"~^ into finitely many pairwise disjoint Borel sets of diameter at most l/k and with spherically convex closure. We fix k and denote by Ay, . . . , A/^ those sets of the decomposition on which q> is positive. For / = 1, . . . , A', let then c, 4 o since Aj lies in an open hemisphere, and hence c, = /,«, with M.eS""' and f>0. Observing that c,€convZ\,, one finds that 1 - Bfc2)-i g /. ^ 1. For (o € 7iE"-'), let (Pki<o) ■•= S (fi^df-
7.1 Minowski's existence theorem 393 Then qp^ is a measure on '3(S"~^) satisfying j^„.," d<p/t(M) = j^^_,Md(p(M) = o. For g € C(S"~^) we have /,„.,«(«)d<?>/t(«) - /^„.,g(«)d,p(«) = ij^iMud - g(u)]d^u) and \Mud - g(u)\ ^ \g(ud - g(u)\ + \\g\\/2k\ If u e Aj, then |m, - m| ^ l//c, since m, epos4,. From the uniform continuity of g we deduce that jgdqpk -> jgdfp for /c -» «», hence (pk -^ (p for /c -» 00. There is a number a > 0 such that j ^_^{u,v)-'d<p{u)^a for ye 5""' (where the superscript plus denotes the positive part), since the integral is a continuous function of v that is positive by the properties of q>. The estimate above shows that uniformly in v. Hence, there exists ko such that I.. g„.,{u, v)''<i(Pk(u) > — for fc ^ fco and all v € S"~^. Thus, for k ^ k^, the measure (pk is not concentrated on any great subsphere. By Theorem 7.1.1, for k^k^ there is a polytope Pk^^Po with S„-i(Pk, •) = (Pk and, without loss of generality, oePk- Since <Pk(S"~^) = <p(,S"~^), the surface areas of the polytopes Pk remain bounded; hence, by the isoperimetric inequality, V„(Pk) = b with some constant b. Let x e Pk and write x = \x\v with y € 5""'; then /j(/'/t, m) ^ /j(conv{o, x}, m) = |x|(m, v)'^ for M € 5""' and hence b ^ V„(Pk) ^ ^ l^Ju, u)-dcpk(u)^^j-, thus PkC B(o,2nb/a). By the Blaschke selection theorem 1.8.6, there is a subsequence of (Pk)ksk„ converging to some convex body K eX". From the weak convergence of the sequence ((pk)kskc, to (p we conclude that 5„_,(A:, ■) = (p. U
394 Selected applications Minkowski's theorem makes it possible to define a new addition for n-dimensional convex bodies: For convex bodies Ko, /C, e Xo, the sum of their area measures satisfies the conditions of Theorem 7.1.2; hence there exists a convex body M for which 5„_,(A/, ■) = S„_r(Ko, •) + 5„_,(A:„ •)■ By Theorem 7.2.1, the body M is unique up to a translation, and we may assume that it has its area centroid at the origin. This body M is called the Blaschke sum of Ko and Ki and is denoted by /Co# /Ci. For Blaschke addition, there is a counterpart to the Brunn-Minkowski theorem: Theorem 7.1.3. Let Ko, Ki^Xq and A e @,1) and let K^x] be a convex body for which 5„_,(a:[,], •) = (!- AM„_,(a:o, •) + A5„_i(a:„ •)■ Then Vni.Ky.^Y"-'^!" S A _ K)V„{Kof''-'^l" + AV„(A:0<''-'>/"- G.1.8) Equality in G.1.8) holds if and only if Ko and Kx are homothetic. Proof Using Minkowski's inequality F.2.2) in the form v„(a:[,,)-i/''v(a:(„, K[n - 1]) ^ v„(a:)(''-i)/", we obtain v„(a:,,,)<''-')/'' = v„(a:(„)-i/'' -^|^„.,/«(a:[,], «)d5„_,(/C[„, u) = V„(A:„])-'/''(A - A)V(A:„], Ko[n - 1]) + AV(A:,„, K,[n - 1])] ^ (I - A)v„(a:o)<''-'>/'' + Av„(a:,)<"-'>/", together with the assertion on the equality sign. ■ Notes for Section 7.1 1. The polytopal case of Minkowski's existence theorem, Theorem 7.1.1, is due (for n = 3) to Minkowski A897); see also Minkowski A903), §9. We have essentially followed the presentation of the proof given in Bonnesen & Fenchel [8], §60. Related, but slightly different versions of the proof have been given by, e.g., Aleksandrov [2), Chapter VII, §2, and McMullen A973), §7. Aleksandrov A939a) found a different proof, using his so-called 'mapping lemma', an application of the Mnvariance of domain'. This proof appears also in Aleksandrov [2|, Chapter VII, §1, and Pogorelov A975), §2. Similar existence results for unbounded polyhedra can be found in Aleksandrov [2], Chapter VII, §3.
Notes for Section 7.1 395 Minkowski A903), §10, extended his result to convex bodies more general than polytopes, namely to convex bodies K for which, in present-day terminology, the area measure 5„_i(/C, •) has a continuous density with respect to spherical Lebesgue measure. Once the notion of the area measure had been introduced, the general version of Minkowski's result, Theorem 7.1.2, could be deduced from the polytopal case by means of approximation, using the weak continuity of 5„_i. This was done by Fenchel & Jessen A938) (above we followed their approach; see also Fenchel A938)) and later by Aleksandrov A939b). Independently of Fenchel and Jessen, Aleksandrov A938a), §3, gave a proof that generalizes Minkowski's approach via an extremum problem, but in the general case the necessary variation argument (which uses Lemma 6.5.3) is less elementary. A similar attempt, but with an insufficient variation argument, was made by Suss A931a). Related existence theorems for infinite convex surfaces are stated without proof in Aleksandrov [2], p. 305-6. A similar existence result for convex caps was obtained by Busemann A959). 2. Minkowski's problem in differential geometry. If /C is a convex body of class C+, then its area measure 5„_i(/C, •) has a continuous density (with respect to spherical Lebesgue measure), given by 5„-i, the product of the principal radii of curvature. Its reciprocal value is the Gauss-Kronecker curvature, as a function of the outer normal. Thus Minkowski's existence theorem is related to the problem of the existence of a convex hypersurface with Gauss- Kronecker curvature prescribed as a function of the normal vector. Classical contributions to this problem are the papers by Lewy A938), Miranda A939) and Nirenberg A953). If one wants to utilize the general existence result 7.1.2 to solve this problem, one needs regularity results for convex surfaces with sufficiently smooth curvature functions. For such results and for more information on Minkowski's problem and related problems from the viewpoint of differential geometry, we refer to the books of Pogorelov ([27], 1975), the survey article of Gluck A975), and in particular to Gluck A972) and Cheng & Yau A976). 3. Algorithmic version. The essential idea of the proof of Theorem 7.1.1 is the minimization of the linear functional 0 over the region MdW^, which is convex by the Brunn-Minkowski theorem. Known iterative methods for such optimization problems can therefore be used to derive algorithms for a constructive solution of Minkowski's problem for polytopes. Such an algorithm in E', of interest for computer vision problems, was described by Little A983). The role of possible applications to robot vision is discussed in Horn A986), Chapter 16. 4. Applications of Minkowski's existence theorem in stochastic geometry appear in Schneider A982a, 1987a), Weil A988) and Wieacker A989). An elegant application of Minkowski's theorem, Blaschke addition and Minkowski's inequalities to a problem in discrete geometry is made in a paper by Boroczky, B^r^ny, Makai jr. & Pach A986); another application is in F^ry &Makaijr. A982). 5. Blaschke addition. The addition of convex bodies now called Blaschke addition is mentioned briefly in Blaschke [5], p. 112. For the case of polytopes it had occurred already in the work of Minkowski A897), p. 117. Theorem 7.1.3 was proved by Kneser & Siiss A932); weaker forms had been proved previously by Herglotz (unpublished) and Siiss A932a). Blaschke sums were investigated and used by Firey & Griinbaum A964), Firey A965a, 1967a, c), Grunbaum [15], Chapter 15.3, Schneider A967c, 1987a), Chakerian A971), Kutateladze & Rubinov A969), Kutateladze A973, 1976), Goikhman A974), Bronshtein A979), Goodey & Schneider A980),
396 Selected applications McMullen A980) and Lutwak A986b, 1987b, 1988b, 1991). An addition of Blaschke type is also used in Bronshtein A978c). 6. The existence problem for the area measure of order i. Necessary and sufficient conditions for a measure <p on ^E""') to be the ith area measure S,{K, •) of some convex body K ^IC", where 1 < (" < n - 1, are not known. The necessary condition is not sufficient, even if (p has an analytic density, as shown by Aleksandrov A938a). There is a complete solution of the existence problem for the special case of sufficiently smooth bodies of revolution due to Firey A970c) and in a special case to N^denik A968). Some necessary conditions follow from results of Firey A970a) and Weil A980a) and from Theorem 4.6.3. The latter, together with a result of Larman & Rogers A970) (applied to the polar body) implies that the support of an I'th area measure is arcwise connected if (< n- 1 (Fedotov 1982). A special case of the existence problem asks whether the sum of two ith area measures is always an (th area measure, where i e {2, . . ., n - 2). This question was posed, more or less explicitly, by Firey A967a, 1970b,c, 1975) and Chakerian A971). Negative answers were given by Fedotov A979b, 1982, and, in a weaker form, 1978b) and independently by Goodey & Schneider A980). The latter authors showed that even suitably chosen parallelepipeds with parallel edges provide counterexamples; here Theorem 4.6.4 had to be used. They also proved: Let P, Po, Pi e ''Pq be convex polytopes, i e {1, . . . , n - 1}, and suppose that 5,(P, •) = 5,(Po, ■) + Si(P„ ■). If n denotes orthogonal projection onto any (i + l)-dimensional plane, then nP is the Blaschke sum (relative to the carrying plane) of nPo and ttPj. Since no general criterion for (th area measures is known if (' e {2,. . . , n -2), it is of interest to investigate qualitatively the set Si of all (th-order area measures of convex bodies in .Xg. This was done by Weil A980a) and Goodey A981). Weil showed that, for / < n - 1, Si is not dense in -//?, the set of all finite measures on '3E""') with barycentre o, endowed with the weak topology, but that Si - S, is dense in -^ - Jff- Goodey proved for i < n - 1 that cV, - Si is of first Baire category in the Banach space Jff - jH with the total variation norm. Goodey also investigated weak limits of /th-order area measures. 7. Mixed bodies. For convex bodies Jf i,.. . , Jf„_i e ICS, the mixed area measure S(Ki,.. ., K„-\, •) satisfies the assumptions of Minkowski's theorem; hence there is a convex body [Ki,. . . , K„-i], unique up to a translation, for which ■^n-ld-S^I' ■ • ■ ' ^n-lj> ■ ) = S{Ki, . . . , K„-i, • ). [Ki,.. . , K„-i] is called the mixed body of Ki, . . . , K„-i. Mixed bodies were introduced, in special cases, by Firey A967a), and were extensively studied by Lutwak A986b), who obtained a number of inequalities for these bodies. 8. Existence problems for curvature measures. Existence problems for the curvature measures C, have apparently only been considered for the case 1 = 0. For a convex body K e X" with o e int K, let f(u) := p{K, u)u for u e 5"-', so that f(u) ebdK. Theorem. Let k be a measure on 1i(S"'^). There exists a convex body K e JC" with oexnXK for which Co{K, f{a))) = *c(w) for w e ^E"-') if and
7.2 Uniqueness theorems for area measures 397 only if the following two conditions are satisfied: (a) *cE"-') = 555"-'E"-'), (b) KE"~'\a)) > ^""'(w*) whenever wC 5""' is spherically convex and w* denotes the set polar to w. The body K is unique up to a dilatation. Existence was proved by Aleksandrov A939a), first for polytopes and then by approximation in general. The polytopal case is an existence result for polytopes with vertices on given rays through o and preassigned curvatures at these vertices. Uniqueness up to a dilatation was shown in Aleksandrov A942a). Analogous results for unbounded convex surfaces and orthogonal projection onto a plane were obtained by Aleksandrov A942a) and [2], Chapter IX. Oliker A986) treated, by means of a variational method, an existence problem similar to Aleksandrov's theorem. The theorems of Minkowski and Aleksandrov are existence results, which a priori give no additional information on the convex bodies whose existence they ensure. It is an interesting problem to find conditions on the given measures from which conclusions on the shape of the solution bodies can be drawn. For Aleksandrov's theorem, such a result was obtained by Treibergs A990). For w C 5""' and given or, 0 < or < 7r/2, let w^ be the set of all points of 5""' at spherical distance S a from w. Treibergs showed that if in Aleksandrov's theorem stated above one assumes in addition that *c(w) S ^"-'(wj forall we7:iE"-'), then the body K satisfies %n^{p{K,u)\u 6 5"-'}^ ; ;—s c(a, n) \ni{p{K,u)\ueS''-') with a real constant c(a, n) depending only on a and n. 7.2. Uniqueness theorems for area measures The theory of mixed volumes is a powerful tool for obtaining some uniqueness theorems for convex bodies in the style of differential geometry. For convex bodies of class C\ the assumptions of these theorems can be formulated in terms of elementary symmetric functions of principal curvatures or radii of curvature. In the general case they correspondingly involve curvature measures or area measures. In the present section, we prove some of these results and state others without proof. We start with the uniqueness assertion for the Minkowski problem. Although this theorem will be improved and generalized by later theorems, we give its formulation and proof separately, to show in a basic example the close connection with results on mixed volumes. Theorem 7.2.1. If K, L e JCq are convex bodies with S„-:(K, •) = 5„_i(L, •), G.2.1) then K and L are translates of each other.
398 Selected applications Proof. We integrate the support function h{K, •), using G.2.1) and E.1.18), and apply Minkowski's inequality F.2.2) to obtain V„{KY = V{K, L,...,LY^ V„{K)V„{LY-\ G.2.2) Thus V„{K) g V„(L), and analogously we obtain V„{L) ^ V„{K). Hence, equality holds in G.2.2), which implies that K and L are homothetic. Because of G.2.1), they must be translates. ■ Suppose that K and L are convex bodies of class C\. Then the assumption G.2.1) is, by D.2.20), equivalent to the assumption that the function 5„_i, the product of the principal radii of curvature as a function of the outer unit normal vector, is the same for K and L. Equivalently, the Gauss-Kronecker curvatures of the convex hypersur- faces bd K and bd L coincide at points with the same outer normal vector. This is the classical assumption for the uniqueness part of Minkowski's problem in differential geometry. Along with any uniqueness assertion comes the question for stability: if the assumption enforcing uniqueness is only satisfied approximately, can one ascertain approximate uniqueness? One would want to have explicit estimates, implying the uniqueness assertion, and sharpening it in a quantitative way. The following stability version of Theorem 7.2.1 is due to Diskant A972). Recall that JC"{r, R) denotes the set of convex bodies in E" with inradius at least r and circumradius at most R. Theorem 7.2.2. Let 0<r<R. There exist numbers Eo>0 and y, depending only on n, r, R, with the following property. If K, L e DC"{r, R) are convex bodies satisfying \S„.,(K, (o) - 5„-,(L, co)\ S e G.2.3) for (oe^(S"~^) with some e e[0, eo], then 6{K, L') ^ ye'/" G.2.4) for a suitable translate L' of L. Since the exponent 1/n in G.2.4) is probably not optimal, it is of little interest to look more closely at the size of the constant y. Similar remarks refer to the stability assertions made below. Part of the proof will be stated as a lemma, in a more general form since this will be needed later. We assume that a number m e {2,. . . , n) and convex bodies K, L are given and we use the notation F.4.4) with an (n - m)-tuple of balls, that is V(,) := V(K[m - i], L[/], B"[n - m]).
7.2 Uniqueness theorems for area measures 399 Lemma7.2.3. If K, Le X"{r, R) and \S„-,(K, (o) - 5„_,(L, (o)\ ^ e for all (o e C3E""') with some e^O, then 2R 2R G.2.5) G.2.6) G.2.7) Proof By E.1.18), V@) - V(„_,) = - L/t(A:, u)d[S„_,(K, u) - S„.y(L, u)]. n -^^ Using the Hahn-Jordan decomposition of the signed measure S„.i{K, •) - S„-i(L, •), we deduce from G.2.5) the first inequality of G.2.6), and the second one is obtained similarly. By F.4.5) with / = 0, j = m - I, k = m we have V(^_i)^ Vl'm)'^(O) (and similarly the left- hand inequality in G.2.7)). We conclude that [V, VI'" + (m) @) 1/m @) (m-1) [V(m-X) - V@)] + [V(,) (m)\ ^(f-)^^ Proof of Theorem 7.2.2. We use inequality F.2.12), which states that r{K, L) ^ (")] i/i/C-i) , G.2.8) and Lemma 7.2.3 for m = n. In the following, c,,...,C6 denote constants depending only on n, r, R. By G.2.6), V(„) - V(,) ^ Ci£, hence Jii C) lAn-l) ^ A - C2£) l/(n-l) > 1 _ ^ 1 - C2£ 1/n provided that e^Ei := min {1, l/ca}. By G.2.7), Using x*" - y*" ^ px''-^(x - y) for X ^ y ^ 0 and p > 1 (Hardy, Little- wood & P61ya 1934, p. 39), we obtain Now G.2.8) yields r(K, L)^l- CsE^I" =: or.
400 Selected applications Since K and L may be interchanged, we also have r{L, K)^ a. By the definition of r(L, K), there is a translate L' of L such that aK C L'. Similarly, there is a translate K + t of K such that L' C a~^(K + /). Thus a=l, where the trivial case or = 1 can be excluded. The bodies aK and 0-"^^ + 0 are homothetic. Choosing the origin at their centre of homothety, we have / = 0, thus aK C L' C a~^K, and hence o e K. Now K C or-'L' = L' + ^—-^ L' C L' + ^-^-^2RB" a a and similarly L' C K + [A - a)/a]2RB". This yields a if £^ £0 ■= niin {e, (Zcs)""}, which implies a^ 1/2. ■ The uniqueness assertion of Theorem 7.2.1 can be generalized considerably, namely to certain mixed area measures. Theorem 7.2.4. Let a number m e {2,. . . , n} and an (n - m)-tuple 6 = (/Cm+i, . . . , K„) of smooth convex bodies be given. If K, L e X" are convex bodies of dimension = m satisfying S(K[m - 1], 6, •) = S(L[m - 1], 6, •), G.2.9) then K and L are translates of each other. Proof The assumption G.2.9) says that condition (d) in Theorem 6.4.4 is satisfied. By Theorem 6.6.9, this implies that K and L are homothetic. By G.2.9), they must be translates. ■ The special case K„+i = . .. = K„ = B" gives the Aleksandrov- Fenchel-Jessen theorem: Corollary 7.2.5. Let m e {2,. . . ,n). If K, L eJC" are convex bodies of dimension ^ m satisfying 5„_,(A:, •) = 5„-,(L, •). G.2.10) then K and L are translates of each other. A special case is the differential-geometric version: If K and L are convex bodies of class C+ such that, at points with the same outer normal, the (m - l)th elementary symmetric functions of the principal radii of curvature are the same, then K and L differ only by a translation.
7.2 Uniqueness theorems for area measures 401 For the cases m = n and m = 2 of Corollary 7.2.5 we already know stability versions (Theorems 7.2.2 and 4.3.5). We shall now prove a stability result for the general case. Theorem 7.2.6. Let m e {2,. . . , n) and positive numbers £o> '"> ^ be given. If K, L e X"(r, R) are convex bodies satisfying |5„_i(A:, (o) - S„_i{L, (o)\ ^ e G.2.11) for all (o € ^E"~^) with some e e [0, £o]. tf^en 6iK,L')^Y£'' with q = ^ r- '^ (n + 1J""-^ for a suitable translate L' of L, where the constant y depends only on n, £o, r, R. The proof makes use of Lemma 6.6.4, for which we did not reproduce the proof, but the argument involving mixed volumes will be given completely. Proof. In the following Ci, . . . , C15 denote constants depending only on n, £o> r, R. From Lemma 7.2.3 we have Interchanging K and L we obtain y (m-l) = ^ {„) •'@) + <^1^' and multiplication leads to V(i)V(„_,) ^ V@)V(„) + C2E and thus i^ ^ la + e,e. G.2.12) Combined with the Aleksandrov-Fenchel inequalities, this yields + Cr,e. YM.<:Yj11<: < JVzil <: Za V(i) VB) F(„) - V(,) For / € {1, . . . , m - 1} we deduce that and thus V?,)^ V(,_,)V(,>,) + C4£. G.2.13) We use inequality F.4.9) with the choices Ko= K, Ki = L,
402 Selected applications (/C3, . . . , K„) =■ (K, . . . , K, L, . . . , L, B" . . . , B") m - \ - j /-I n - m and the notation V(i) := V{K[m - 1 - ;], L{j], B''[n - m + 1]) to obtain ^ [yl) - ^(;-i)^0>i)] X [Ff,_,) - V(,_i)V(A:[m - 1 - /], L[i - 1], B"[n - m + 2])] = c^e, where G.2.13) has been used. This leads to ^ c,ei/2 for / = 1, . . . , m - 1, from which we deduce that Thus we have shown that inequality G.2.12) implies the inequality ^J^HzlL^YM + cs^n, G.2.14) This is the same as G.2.12), except that on the left-hand side one argument L has been replaced by B" and on the right-hand side one argument K has been replaced by B"; furthermore, the error c^e has been replaced by c-]E^^. The derivation of G.2.14) from G.2.12) applied only general inequalities for convex bodies and not the assumptions of the theorem. Hence, we can repeat the argument and finally arrive at ^ ^^ + c«£<i/2r V02 Vn with Vij = V{K[i\, L[j], B"[n - i - /]), which implies V?i - V20V02 ^ C9£<'/2)"-\ From Theorem 6.6.6 and Lemma 6.6.4 we conclude that d{K, L) %. CioE* with q = 7, V ' / "^ („ + lJ'"-2 and where K^\K- s(K)]/b{K). Replacing L by a translate, we may assume that s(K) = s(L). Let
7.2 Uniqueness theorems for area measures 403 b(K)ML) := A; then d(K, XL) ^ a with a = c,o6(A:)£«. We have AL C a: + orB" C A + Cua)K, and from G.2.11) we obtain |V„_, o - V'o.m-il = ^/n, hence A""-'Vo.„-, ^ A + CHar)""-'V„_i,, ^ A + Cnar)'"-'(Vo.„-i + e/n). This yields A ^ 1 + Ciac* and therefore K C XL + aB" C L + c^iS^B". Similarly we obtain L C /C + che''B" and thus 6{K, L) ^ Cist*. ■ The theory of mixed volumes is flexible enough to permit also applications to non-closed convex hypersurfaces. As an example, we prove a version of the Aleksandrov-Fenchel-Jessen theorem for convex hypersurfaces with boundary and spherical image in a hemisphere. Let a unit vector u e 5""' and an (n - l)-dimensional convex body CC Hu.o be given. By a convex hypersurface of the canal class Xc we mean a point set F in E" that by orthogonal projection to //^o is mapped bijectively onto C and is such that the set K(F) := {x - Xu\x € F, A g 0} is convex. Let Qu '■= {x e S"~^\{x,u) >0}. We define the yth-order area measure of F by Sj(F, (o) := Sj(K(F), (o) for w € ^(i3;t)- Thus Sj(F, ■) is defined on the half-sphere Qu- Observe that we do not demand that the hypersurface F be tangential to the right cylinder with cross section C. Thus the relative interiors of two convex hypersurfaces of the canal class Xc may well have different spherical images. Theorem 7.2.7. Let Fo, Fi be convex hypersurfaces of the canal class Xc satisfying •^m-i(^o> •) = 5„_,(Fi, •) for some m e {2,. . . , n). Then there is a translation parallel to u carrying Fo into Fj. Proof We choose XeR with Fo, F, CHJ^a and put /C, : = K(Fi) n Hu,x for / = 0,1. Then K(, and /C, are convex bodies belonging to the canal class Xc defined in Section 6.7. We have 5„_i(A:o, w) = S„.i(Ku w) for Borel sets (o C 5"-'\//„.o. This holds by assumption if wC i2„. For u> C Q~ ■= {x e 5"~'|(x, m) <0} it is true since F(Ko, u) = F(Ki,u) for u e Qu- Thus condition (e) in Theorem 6.7.2 (with K„+i = . . . = K„ = B") is satisfied. By Theorem 6.7.3, K^ and Ki are equivalent by telescoping. This proves the assertion. ■
404 Selected applications We turn now to the extension of some classical differential-geometric characterizations of balls. First, let K he a convex body of class C\ and assume that, for some ; € {1,. . . , n - 1}, the y'th elementary symmetric function of the principal radii of curvature is constant. Then K is a ball. This well-known result can be generalized as follows. The assumption Sj = a with a constant a gives, by integration using D.2.20), that Si(K, (o) = aZ'"-\(o) for w € ^E""'). G.2.15) Since X"-^((o) = Sj(B",(o) for we ^E""^), condition G.2.15) is equivalent to Sj(K, •) = Sj{a^l'B", •)■ By the Aleksandrov-Fenchel-Jessen theorem, this assumption implies that /C is a ball of radius a^^'. This conclusion, namely that a convex body K e Xo satisfying G.2.15) with a constant a must be a ball, holds for arbitrary K, and this fact generalizes the classical differential-geometric result. There is also a stability version of the latter uniqueness result (where assumption and conclusion are stronger than in the corresponding case of Theorem 7.2.6). Theorem 7.2.8. There exist numbers £o '^'^^ 7. depending only on n, with the following property. If K e X" is a convex body satisfying 1 - e^ '^ -gl + E for each (o e Ti{S"~') with X"~^((o)> 0 and for some e e [0, £o]. then K is contained in a ball of radius 1 + ye^/*""') and contains a ball of radius 1 _ y£l/(n-l). This was proved by Diskant A971a). The proof uses symmetrization and will not be given here, as it is not closely related to the theory of mixed volumes. The differential-geometric result mentioned above has a counterpart where radii of curvature are replaced by curvatures. If /C is a convex body of class C^ for which the function //,-, the /th (normalized) elementary symmetric function of the principal curvatures, is constant for some /€{l,...,n-l}, then /C is a ball. If we want to formulate the condition Hi = a G.2.16) with a constant a- in a way that makes sense for arbitrary convex bodies, we have (at least) two possibilities. By D.2.19), condition G.2.16) (for K of class C^) is equivalent to c„-x-i{K, p) = aX"-'@ n bd a:)
7.2 Uniqueness theorems for area measures 405 and therefore, in view of D.2.23), to C„_i_,(A:, •) = aC„-,(K, •)• G.2.17) But if K is of class Cl, then by B.5.28) the condition G.2.16) is equivalent to and this, by B.5.27), is equivalent to 5„_,_,(A:, •) = aS„-r(K, •)■ G.2.18) Thus, aiming at an extension of the differential-geometric result concerning the condition G.2.16) to general convex bodies, we may take either G.2.17) or G.2.18) as an assumption. As it turns out, the results are different. Let us first consider G.2.18). This condition is not only fulfilled by balls. In fact, suppose that K is an (n - 1 - /)-tangential body of a ball, say of radius one. Then it follows from Theorem 6.6.16 that Wo(K) = Wi(K) = ... = W,+i(K), and by Theorem 6.4.1 this implies that S„.r(K, ■) = S„-2(K, •) = ■■■ = S„-i-i(K, •). The converse is also true: Theorem 7.2.9. Let ; e {0,. . . , n - 2}. // K e JC^ is a convex body satisfying Sj(K, ■) = aS„_i{K, •) G.2.19) with some constant a, then K is a j-tangential body of a ball of radius ^-l/(n-/-l)_ Proof After replacing /C by a suitable homothetic copy, we may assume that ar= 1. From G.2.19) and E.1.18), integrating the support function of either B" or K, we obtain W„_, = Wi and W„_,_i = Wo G.2.20) for the quermassintegrals W^ = W,iK) = V(K[n - i], B"[i]). By the Aleksandrov-Fenchel inequalities, ^ ^ —^ ^ . . . ^ 2-^. G.2.21) By G.2.20), equality holds here throughout; in particular wl= WoW2- By Theorem 6.6.18, K is an (n - 2)-tangential body of a ball. If this ball has radius r, then Theorem 6.6.16, together with a suitable dilatation, implies Wo = rWy. Since equality holds in G.2.21), we have Wo= r"~'W„-j, and together with G.2.20) this yields r = 1. Thus Wo = Wi = . . . = W„.j. By Theorem 6.6.16, K is a /-tangential body of B". ■
406 Selected applications If, however, condition G.2.17) is accepted as a substitute for G.2.16), then a proper generalization of the classical differential-geometric result is obtained: Theorem 7.2.10. Let ; € {0 n-2). If K e Xq is a convex body satisfying q(K, ■) = aC„-,(K, ■) G.2.22) with some constant a, then K is a ball. For the proof, we sketch only the first steps. We may assume that 0-= 1. Let coC S"~' be a closed set; then Si(K, (o) ^ q(K, x{K, w)) = C„_,(A:, t{K, w)) = C„-x{K, t(K, (o) n reg/C) = q(K, x{K, (o) n reg/C) ^ 5,(A:, w), where we have used successively Lemma 4.2.3, the assumption G.2.22) with 0'= 1, D.2.23) and Theorem 2.2.4, the assumption G.2.22), and Lemma 4.2.3. Since the equality sign must hold, we deduce that Sj(K, CO) = C„_i(A:, t{K, CO)) = X"-\t{K, co)) = S„_,{K, co) by D.2.24). The equality Sj{K, co) = S„-i{K, co) for all closed sets co permits us to conclude that Sj(K, •) = S„-i(K, •). Now Theorem 7.2.9 shows that /C is a /-tangential body of a ball. The rest of the proof consists in showing that among /-tangential bodies of balls only balls satisfy G.2.22). We omit this part of the proof, since it is not particularly relevant to the theory of mixed volumes. We mention, however, that Theorem 2.5.5 and the result of Section 4.2, Note 5, are essential tools. The proof can be found in Schneider A979a). For the case ;' = 0, and only for this case, a stability version of Theorem 7.2.10 is known. This is due to Diskant A968), and we quote it without proof. Theorem 7.2.11. Let K eXo,0<E< 1/2, and suppose that - c„_,(/c,P)-'^' for each set /3€^(E") with C„_,(/C,/3) > 0. Then K lies in the ye- neighbourhood of a unit ball, where the constant y depends only on n. Finally, the uniqueness part of Aleksandrov's theorem formulated in Section 7.1, Note 8, can be extended to curvature measures of different orders.
Notes for Section 7.2 407 Theorem 7.2.12. Let j e {0,. . . , n - 1}. Let K,LeJCo be convex bodies with o as an interior point, and let the radial projection /: bd a: -» bd L be defined by f{x) = X(x)x ebdL with A(x) > 0 for xebdK. If for each Borel set pchd K, then K and L differ only by a dilatation with centre o if j = 0, and they are identical if j > 0. The case ; = 0 is due to Aleksandrov A942a), and the case ;' > 0 was proved by Schneider A978a). Notes for Section 7.2 1. Minkowski's uniqueness theorem. The method of proof for the uniqueness theorem 7.2.1 is the original one found by Minkowski A897, 1903). The first stability result of the type of Theorem 7.2.2 was proved by Volkov A963). (A sketch of his proof is given in Pogorelov [27], Chapter VII, §10.) His result was slightly weaker than that of Diskant A972), since it had an exponent of e equal to l/(n + 2) instead of Diskant's 1/n. Later Diskant A979) showed that the exponent can be improved to l/(n - 1) if one makes the stronger assumption that K and L have continuous radii of curvature and that \s„-i{K, u) -s„.i(L, u)\ < e for all u e 5""'. The optimal exponent is unknown. A short alternative proof of a weaker form of Theorem 7.2.2 was given by Bourgain & Lindenstrauss A988b). A paper worthy of recommendation that has historical interest is Stoker A950), which treats Minkowski's and Christoffel's uniqueness theorems and the infinitesimal rigidity for closed convex surfaces in E' from a differential- geometric viewpoint, showing clearly the interrelations between these problems and how the methods for their proofs are related to the classical geometry of convex bodies. 2. The Aleksandrov-Fenchel-Jessen theorem. Corollary 7.2.5, the classical Alek- sandrov-Fenchel-Jessen theorem, was proved independently by Aleksandrov A937b) and by Fenchel & lessen A938) (see also Busemann [12], p. 70, LeichtweiB [23], p. 319, and LeichtweiB A981)). Theorem 7.2.4 for the special case where the bodies of 6 are of class C\ was obtained by Aleksandrov A938b); the general version for smooth bodies as given here is new. For the special case of the Aleksandrov-Fenchel-Jessen theorem where the bodies K and L are of class C+, a differential-geometric proof was given by Chern A959). A version of the Aleksandrov-Fenchel-Jessen theorem for convex hyper- surfaces with boundaries was proved by Busemann A959). His assumption of identical boundaries is rather strong; it seems more natural to assume that the support functions coincide at the boundary of the spherical image. For differential-geometric uniqueness results of this type, see Aleksandrov A956/8) and Oliker A979a, b). The uniqueness theorem 7.2.7 for general convex hypersurfaces with boundaries is due to Schneider A989b). The stability theorem 7.2.6 and its proof are taken from Schneider A989c). A weaker theorem of this type had previously been proved by Diskant A985) (for the special case m- 1 = n -2 also by Diskant 1976). His assumptions are stronger in several respects: He assumed K and L to be smooth and to satisfy an inequality of the form |5„-i(/C, •)- 5„_i(Z,, • )| S e^/"-'(to) for
408 Selected applications w € ^E""'), and he had to impose the assumption that one of the bodies has a projection on some hyperplane that is a ball. Moreover, his exponent for e is smaller than the one given in Theorem 7.2.6. Under stronger regularity assumptions, Oliker A982), Theorem 4, proved a stability theorem involving 5„_i for convex hypersurifaces with boundaries and with common spherical image contained in an open hemisphere. Earlier, more specialized results of this type were obtained by Volkov & Oliker A970) and Oliker A973). One may ask whether the Aleksandrov-Fenchel-Jessen theorem can be generalized by imposing more general relations between area measures, for example: If K, L € Xq are convex bodies satisfying "iajS,(K, ■) = "ia,Sj{L, •). ;=i ;=i where the constants ori,. .. , a„-i are non-negative and not all zero, must K be a translate of LI An affirmative answer for n = 3 is contained in Schneider A976). 3. Stability results via symmetrization. Extremal properties of balls and thus uniqueness theorems characterizing balls can often by proved by means of symmetrization procedures. Sometimes symmetrization is also useful for obtaining stability properties of balls. In this way, Diskant A971a) obtained Theorem 7.2.8, and the proof of Diskant A968) for Theorem 7.2.11 also made use of symmetrizations. Earlier applications of such methods to similar results can be found in Fet A963) and Diskant A964, 1965). Symmetrization is also used in Schneider A983) to obtain an estimate for convex hypersur- faces with unique projection to a hyperplane and satisfying an inequality Co = aC„-i with or > 0. 4. Characterizations of balls and stability. Theorem 7.2.9, which characterizes tangential bodies of balls, appears in Schneider A978c), and Theorem 7.2.10 was proved in Schneider A979a). For the latter result, Kohlmann A988) developed a new method of proof employing generalized Minkowskian integral formulae and permitting extensions to spaces of constant curvature. In the literature, there are several investigations, differential-geometric or convex-geometric, of the stability of the sphere within a class of convex hypersurfaces having some curvature restriction, such as almost constant Gauss-Kronecker curvature or mean curvature, or almost umbilical points. Besides the references in Note 3, we mention Diskant A971b), Koutroufiotis A971), Moore A973), Treibergs A985), Schneider A990b), Pogorelov A967), ReSetnjak A968a), Guggenheimer A969) and Vodop'yanov A970). 5. Uniqueness results involving curvature measures. Aleksandrov's A942a) proof of the case / = 0 of Theorem 7.2.12 proceeds by direct geometric reasoning (see also Busemann [12], p. 30); the proof for / > 0 by Schneider A978a) has to use in addition the integral-geometric formula of Theorem 4.5.5. Using the latter method, the following more general version can be obtained. Let K, L, f be as in Theorem 7.2.12, and suppose that n-l n-l ^a.C.(K,fi)= ^a,Q(L,fm) 1=0 1=0 for each Borel set /ScbdJf, where aro,-.-,a„~i are non-negative real constants with an + ... + a„-i > 0. Then K = L. In Schneider A978a), the following result was also deduced. Let K e X" be a convex body with o e int K. Suppose that CjiK, H^.o) = CjiK, H~o) for some ; e {0,..., n - 1} and all u e 5""'. Then K is centrally symmetric with respect to o.
7.3 The difference-body inequality 409 The following characterization of the ball was proved for n = 3 by Blind A977) and for n § 3 by Schneider {1977e). Let K e XS be a smooth convex body with the property that every Jordan domain in the boundary of K that halves the curvature measure Co also halves the area C„-i; then K is a ball. 6. Characterizations involving inequalities. Aleksandrov A961) proved the following uniqueness theorem, which involves only inequalities. Suppose that K, L e X-S are convex bodies for which S,{K, ■) S 5,(L, ■) and V,MK) g Ky^^L) for some j € {I,. . . , n - l). Then K and L are translates of each other. It would be very interesting to know whether a convex body K e 1^1 satisfying the inequality S2{K, ■) - 2cSi{K, ■) + c^So(K, •) = 0 G.2.23) with some constant c is necessarily the sum of a ball and a segment (possibly degenerate). If true, this would imply that a regular closed convex surface of class C\ in E' whose principal curvatures ki, ki satisfy (Ac, - c)(k2 - c) S 0 must be a ball. This is only proved for analytic surfaces and surfaces of revolution. Under the strong additional assumption that K admits some circular projection, the conjecture concerning G.2.23) is easy to prove; see Schneider A975b). 7. Aleksandrov's theorem on projections. The following theorem is due to Aleksandrov A937b) (see also Chakerian 1967b). Theorem. Let i e {0,. .. , n - 2} and let K, L € JC" be centrally symmetric with respect to o and of dimension g n - /. If w,{K\Hu.o) = Wi(L\H„fi) for all u e 5"-', where w, denotes the (th quermassintegral in the (n - l)-dimensional sub- space Hu,o, then K = L. For the proof, one has to observe that the assumption implies 5„_i_,(/C, ■) = 5„_i_,(^. ■). by formula E.3.32) and the uniqueness part of Theorem 3.5.3. The Aleksandrov-Fenchel-Jessen theorem (Corollary 7.2.5) then gives the assertion. Stability results corresponding to the case i = 0 are due to Bourgain A987), Bourgain & Lindenstrauss A988a,b) and Campi A988), and for the case ( = n-2 to Campi A986) and Goodey & Groemer A990). Further related references are given in Section 7.4, Note 1. 7.3. The difference-body inequality In the final sections, we collect a number of inequalities for convex bodies, the proofs of which make use of the Brunn-Minkowski inequality or of inequalities for mixed volumes. The first of these inequalities concerns the difference body. For a convex body K 6 X", the difference body DK is defined by DK := K - K = {x e l"\K D (K + x) =^ 0}. Theorem 7.3.1. Let KeJCo- Then 2''V„{K) ^ V„(D/C) ^ (^„")v„(/C). G.3.1)
410 Selected applications Equality holds on the left precisely if K is centrally symmetric and on the right precisely if K is a simplex. We note that the left-hand inequality of G.3.1), together with the characterization of the equality case, is an immediate consequence of the Brunn-Minkowski theorem. For the right-hand inequality, which is due to Rogers & Shephard A957), we first prove a lemma, following Chakerian A967a). Lemma 7.3.2. Let B e Xo, xo e B, and let f: B-*R be a non-negative concave function on B. If h: R-*R is strictly increasing, then l^h(f{x))dx s nV„(B)|^/t(rf(xo))(l - O'-'dr. Equality holds if and only if, for each y ebd B, the function f is linear on [xo, y] and f(y) = 0. Proof. We may assume that xq = o. For x e B\{o}, let x e[o, y]C B such that [o,^] is maximal, and put g(x) ■= f(o)(l - \x\/\y\) and, further, g(o) := /(o). Then f = g, since / is concave and non-negative. It follows that l^h(f(x))<ix ^ j^h{g(x))<ix p(B.u) /t(/(o)(l - r/p(B, u)))r"-'ArAX''-\u) = /^„.,P(B, uYlh{tf{o)){\ - tY-'AtAX''-\u) = nV„(B)|^/t(rf(o))(l-r)''-'dr. Equality holds if and only if / = g. ■ Proof of Theorem 7.3.L Let K e Xo and define D(K,x) := K D {K + x) for X 6 DK. Let x^, x^ € D/C, A 6 [0,1] and a 6 A - A)D(A:, X,) + kD{K, xi). Then a = A - A)a, + Aa2 with aj6D(/C,x,), hence aieK and a, = bi + Xj with 6; €/C (i = 1,2). It follows that aeK and ae K + (I - X)xi + Xx2, thus a € D(/C, A - A)xi + Axa). We have proved that A - A)D(A:, xi) + XD(K, X2) C D(K, A - A)xi + Ax2).
7.3 The difference-body inequality 411 From the Brunn-Minkowski theorem we conclude that the function defined by f(x) := v„(K n(K + x)y^\ X 6 da:, is concave. Now Lemma 7.3.2, with B = DK, xo = o, h(^) = ^" and the function /, together with the identity Lk^"^^ n (a: + x))dx = jJ^iK(y)iK(y - x)dydx = V„(K)\ where 1 denotes the characteristic function, yields the right-hand inequality of G.3.1). Equality holds if and only if / is linear on each segment joining o to a boundary point of D/C, and this is true if and only if K r\ (K + x) is homothetic to K, for each x eDK. Simplices have this property, and it remains to show that they are characterized by it. Assume, therefore, that KC\(K + x) is homothetic to K for each xeDK. Let peexpK. Let u e S"~^ be such that the ray {p + Am|A^O} meets K in a non-degenerate segment [p,?]. Let A 6 @,1) and Kx-= K r][K + A(p - q)]; then Kx = hxK with a homo- thety hx- Since peexpK, there is a hyperplane H such that K D H = {p}. The point hxp must be an exposed point of Kx, lying in the supporting hyperplane hxH. It follows that hxP = p and hence that p is the centre of homothety of hx- Now we use the cones P(K, p) and S{K, p) = cl P{K, p) defined in Section 2.2. Suppose that X 6 [P{K, p) + p] n [P{K, q) + q]. Then there are points y,z€K such that y - p = a(x — p) and z - q = P(x - q) with a-, /3 > 0. For A < 1 and sufficiently close to 1, the segments [p, y] and [q, z] + A(p - q) will intersect in a point xx- Since Xx € Kx and, by similarity, xx = hxx, we deduce that x e K. It follows that [P{K, p) + p] n [P{K, q) + q]C K and hence K' := [S{K, p) + p] n [S(K, q) + q]C K. Since K C K' holds trivially, we conclude that K = K'. This implies that each two-dimensional halfplane bounded by aff{p,^} intersects K in a (possibly degenerate) triangle with side [p, q]. This holds for any point q for which [p, q] is the (non-degenerate) intersection of K with a line. It is now easy to see that all possible points q make up a facet of K and that K is the convex hull of p and this facet. Since p was an
412 Selected applications arbitrary exposed point of K, induction with respect to the dimension now shows that K is a simplex. ■ Notes for Section 7.3 1. Special cases of the difference body inequality V„{DK)s{^^)v„(K) G.3.2) are treated in Section 53 of Bonnesen & Fenchel [8], where references to earlier work are given, and in the thesis of Godbersen A938). The general case was settled by Rogers & Shephard A957). Chakerian A967a) slightly simplified and extended their argument; we have followed his approach. Lemma 7.3.2 appears in his paper, which also includes some generalizations of the difference body inequality. In Rogers & Shephard A958a, b) one finds a variant of their proof and similar and related inequalities, 2. Intersections of translates. The characterization of simplices by equality in G,3.2) depends on the following result: A convex body K with the property that each nonempty intersection K (^{K + x) is homothetic to K is necessarily a simplex. The proof given above is a modified version of a proof by Martini A990). The original proof of Rogers and Shephard was rather long. A shorter proof for polytopes was given by Eggleston, Griinbaum & Klee A964). The Rogers-Shephard characterization of simplices can be considered as a special case of a rather general type of problem concerning characterizations of specific sets by intersection properties of their translates: Let Jfl be a family of subsets of E", and let a be a binary relation on Jff. The problem is to determine the subfamily Jff(a) C ./// defined by jn(a) := {K e jn\{K + x) n (K + y) e Jft, x, y e E" ^ (K + X) n {K + y) a K). One may also restrict the translation vectors x, y to smaller sets. Contributions to this problem, of various kinds, are due to Schneider A967a, 1969b), Gruber A969, 1970a,b, 1971), McMullen, Schneider & Shephard A974) and Fourneau A985) (the latter includes references to earlier work). 3. A conjectured strengthening of the difference body inequality. Godbersen A938) and independently Makai jr. A974) conjectured that ViKli], - Kin - i]) S i^l)v„(K) G.3.3) for (■ e {1,. . . , n - 1}, with equality only for simplices. For / = 1 and (■ = n - 1, this follows from the fact that - K C nK if K has centroid o (see Bonnesen & Fenchel [8], p. 53), but the general case is unknown. If G.3.3) is true, it implies the inequality G.3.2), by V„(DK) = V„(K - K) = t(l)v(K[il -K[n - i])
7.4 Affinely associated bodies 413 It would also imply the inequality [ V'„((l - k)K + X(-K))AX g -^ VM), which was established in a different way by Rogers & Shephard A958a). A generalization of the difference body. For K e IC'i and a number p eN, define DpK := {(xu ...,x,)e (E")p\K n (K + x,) n . . . n {K + x^) j^ 0}, so that DiK is the difference body of K. It was shown by Schneider A970b) that the np-dimensional volume of DpK satisfies with equality if and only if /C is a simplex. Write dp{K) := V„,(D,K)V.,{K)-P. For n = 2, MK) = \p(p + 1N,(K) + 1 - p2. hence 6^ attains its minimum precisely for centrally symmetric convex bodies. This is not true for n S 3 and p^2. For these cases, one may conjecture that the minimum of dp is attained by ellipsoids. More generally than in Schneider A970b), one can consider, for convex bodies Kq, Ki, . . . , K^e X^, the translative integral-geometric quantity D(Ko,K,,..., Kp) := J... J^/^o n (/;:,+ X,) n ... n {Kp + Xp))<ix, ... dx^. Then an obvious extension of the argument used in Schneider A970b) (essentially an application of Lemma 7.3.2) yields the inequality r.^;^ K ,,,^lpn + n\yn{Ko)V„{KO-.-V„iKp) D(Ko,Ku...,Kp) = \ ^ Jv„(KonK,n...nKp)- Here each Jf, may be replaced by any of its translates K',. The best estimate is obtained if V„{Ko n K'l n . . . n K'p) is maximal. 7.4. Affinely associated bodies The mixed volume V(Ki,. . . , K„) remains unchanged if the same volume-preserving affine transformation of E" is applied to each of the convex bodies Ki,. . . , K„. The general theory of mixed volumes thus belongs to the affine geometry of convex bodies. The Euclidean character of most of the related material treated in former sections is due to the fact that the mixed volume was specialized by taking balls for some of its arguments. However, several of the former results are of a purely affine nature, although metric tools, like support functions and mixed area measures, may have been used in their proofs. In the present section, we collect a few more results and problems from the affine geometry of convex bodies. In particular, we consider some constructions leading to interesting affine-invariant functionals. More precisely, with a given convex body K e Xo or K € .Xoo we
414 Selected applications associate, in several ways, a convex body TK 6 Xqo such that, for each ae SL(n) (the special linear group of E"), either TaK = aTK for all K or TaK = a~'TK for all K. In the latter case, where a~' denotes the inverse of the adjoint linear map of a, the affine character is slightly obscured. This is a result of the fact that we have identified E" with its dual space, using a fixed scalar product. The proper setting for the constructions under consideration would be the n-dimensional real vector space with a volume form, together with its dual space and the induced volume form. Then TK, in the second case, should be defined as an object in the dual space, with the transformation rule TaK = (ar*)~'T/C, where a* denotes the map dual to a. It is, however, sometimes convenient to use metric tools in definitions or proofs. In the treatment of inequalities for the associated bodies, the Brunn- Minkowski theory is often useful, but symmetrization techniques also play an essential role. We give no proofs in this section, but rather refer to the original literature. Much more related material can be found in the survey article by Lutwak [53]. The affine geometry of convex bodies could fill a book in its own right; however, some central problems are still open. First we recall equation E.3.34). For K € X^, the projection body riK oi K was defined by h(nK,u)= v„_,(a:|//„,o) = \lj{u,v)\dS„-y(K,v) G.4.1) for M 6 E". Thus UK is a zonoid with centre at the origin. Since K is n-dimensional, the origin is an interior point of TIK, hence its polar body (UK)* is defined. One abbreviates (UK)* by U*K and calls this the polar projection body of K. It is not immediately obvious from the definition, but not difficult to show (see Petty 1967 or Bourgain & Lindenstrauss 1988b) that UaK = a-'UK for a € SL(n). Since also this implies that (aK)* = a-'K* for or e SL(n), U*aK = aU*K for a e SL(n), and, further, that the second projection body U^K := UUK satisfies U^aK = aU^K for a e SL(n). If K is an ellipsoid then both U*K and U^K are homothetic to K. Weil A971) determined the polytopes for which K and U^ K are
7.4 Affinely associated bodies 415 homothetic; these are the direct sums of centrally symmetric polygons or segments. Martini A991) proved that an n-polytope P in E", n ^3, is a simplex if and only if its polar projection body n*P is homothetic to its difference body DP. By suitably combining volumes of associated bodies as considered here with volumes of the original bodies, one can obtain affine-invariant functionals. They are continuous and hence attain their extreme values (see, e.g., Macbeath 1951). It is of considerable interest to determine these and the bodies characterized by the corresponding extremum properties. For centrally symmetric convex bodies K e Xo it has been conjectured that k"„.iI^„-" ^ V„(nK)V„{Ky-" ^ 2". G.4.2) In the left-hand inequality, the restriction to centrally symmetric bodies is not essential. In fact, suppose that K e Xo is a convex body for which V„(nK)V„(Ky-" is minimal. For L € .Tg we have V(nK, L, . . . , L) = V(nL, K, ..., K), by E.1.18), G.4.1) and Fubini's theorem. With L := UK, Minkowski's inequality F.2.2) yields v„(UK)v„(Ky-'' ^ v„(n^K)v„(nKy-". By the assumed minimum property of K, the equality sign must hold here, hence Tl^K and K are homothetic. In particular, K must be a zonoid. Thus, the left-hand inequality of G.4.2) need only be proved for zonoids. It was conjectured by Petty A972) that this inequality holds and that equality characterizes ellipsoids. The right-hand inequality of G.4.2), with equality precisely for direct sums of planar centrally symmetric convex bodies, was conjectured by Schneider A982a). Both conjectures are open. We remark that an integral representation for the volume of the projection body is obtained from G.4.1) and Theorem 5.3.1, namely V„(nK) = "^Js"-' ■ ■■ L-.'^''^"'' ■ ■■' "n)d5„-i(/C, Ml) ■■■ dS„-i(K, u„). G.4.3) Concerning the volume of the polar projection body, which is given by V„(U*K) = -^ J^„.,V„_i(A:|H„,o)-''da(«), G.4.4) it is known that n-" (^^" j ^ V„(n*K)V„(Kr-' ^ (K„/K„_,r G.4.5)
416 Selected applications for K € JCo- The right-hand inequality, together with the equality condition characterizing ellipsoids, was proved by Petty A972). This inequality is now known as the Petty projection inequality. The left-hand inequality in G.4.5) had been conjectured by Ball A990+a) and was proved by Zhang A991); here equality holds if and only if /C is a simplex. For the definition of two other types of associated bodies, it is convenient to enlarge the domain of convex bodies slightly. A star body in E" is a nonempty compact set K satisfying [o,x]C K for all x e K and such that the radial function p(K, ■), defined by p(K, u) := max {A ^ 0|Am € K} for u 6 S"-\ is positive and continuous. The set of star bodies in E" is denoted by ^S. For KeSo, there is a unique star body IK whose radial function satisfies p(lK, u) = V„_i(A: n //„.o) for u 6 5"-' (where V„_| is (n - l)-dimensional Lebesgue measure). It is called the intersection body of K. From the result of Busemann mentioned in Section 6.1, Note 7, it follows that IK \s convex if K is convex and centrally symmetric with respect to the origin. The intersection body plays an essential role in Busemann's A949b, 1950) theory of area in Minkowski spaces. Let B e J^o be a convex body that is centrally symmetric with respect to the origin. In the Minkowski space with unit ball B (i.e., E" with the norm defined by the gauge function of B), Busemann introduced a notion of Minkowski surface area in such a way that, in particular, the surface area of a convex body /C € ZJ is proportional to the mixed volume V(K, ... , K,l*B), where l*B ■= (IB)*, the polar of the intersection body of B. It follows from Minkowski's inequality that K solves the isoperimetric problem, that is, has maximal volume among all convex bodies with given Minkowski surface area, if and only if K is homothetic to the convex body I*B. This body is, therefore, called the isoperimetrix. A different, and in some sense 'dual', notion of surface area in the Minkowski space associated with B was proposed by Holmes & Thompson A979). In their theory, the surface area ol K e JC^ turns out to be proportional to the mixed volume v(a:, ..., K,nB*), so that the isoperimetrix is now the zonoid Y\B*. In both theories, interesting problems remain open. For example, which centrally sym-
7.4 Affinely associated bodies 417 metric convex bodies B yield the minimum or maximum for the affine-invariant functional V(B,. . . ,B, l*B) or for V{B,. . . , B, UB*), the 'self-surface area* of the unit ball in the respective theory? And for which B is the isoperimetrix homothetic to B? More explicitly: If IB is homothetic to B*, must B be an ellipsoid? If IIB is homothetic to B*, must B be an ellipsoid? These questions were posed by Busemann & Petty A956) and Holmes & Thompson A979), respectively. Further discussion and related problems can be found in the survey of Lutwak A989+b). Returning to the intersection body, we remark that its volume is given by V„(IK) = - iv„-i(K n //„.o)" da(«). G.4.6) Busemann A953) proved that V„(lK)V„(Ky-'' ^ kUk"-" G.4.7) for K € .^ob. with equality for n ^ 3 if and only if K is an ellipsoid with centre at the origin. G.4.7) is called the Busemann intersection inequality. For the proof of G.4.7), Busemann first established an integral- geometric identity of the Blaschke-Petkantschin type, namely v„(a:,) • ■ ■ v„{K„_,) = 2 J5"-' [JK,n//„„ ■/, ^ ^„ i>„_i(xi, . . . , x„_i)dx, ■■ ■ dx„_, da(M), G.4.8) where dx,- denotes the (n - l)-dimensional volume element at x, in the hyperplane //„ o- He then applied Steiner symmetrization to the right- hand side to obtain the inequality v„(a:,) • ■. v„(a:„_,) § 1^ f n v„_,(a:, n H„.o)''A''-"da(«). G.4.9) Here for n ^ 3 the equality sign holds if and only if the sets Kj are homothetic centred ellipsoids. Inequality G.4.7) is a special case. Busemann assumed that Ki,. . . , K„-i are convex bodies, but this assumption can be relaxed. Petty A961a) reinterpreted G.4.8) and G.4.9) by introducing the so-called centroid bodies, which have since proved quite useful for obtaining other affine inequalities. The centroid body TK of a star body K eS^\s defined by h(rK,x):=,^^^\^\{x,y)\Ay forxeE", where Ay denotes the volume element at y. Thus
418 Selected applications ''^^^' ^^ = (n + l)V„(K) U^'' "^l'^^' "^'"' '*^^"^' and r/C is a zonoid with centre o. One has For a: = aTK for a e GL(n) (see Lutwak A990b), Section 7, for a systematic study of transformation rules for associated bodies). If K e X^ is centrally symmetric with respect to o, then bdFK is the set of all centroids of the intersections K n //uo, " € 5"~*. For this case (and n = 3), centroid bodies appear (though not under this name) as early as the paper of Blaschke A917), §5, where they are attributed to Dupin. Blaschke also posed the problem solved by inequality G.4.12). Petty established the formula v(rA:,,...,rA:„) = 2" 1 Ik " Jk ^''(^>* • ■ • '^n)'*^! ' ■' ^^'" V„(rK) ^ S^ StT Vn{K) G.4.12) n\ V„{K,) ■ ■ ■ V„(A:„) G.4.10) which also follows from E.3.35). In particular, V„(TK) = ^ f • ■ • f D„{xi, .... x„)dx, • • • dx„. Together with Busemann's A953) inequality /^ ■ • \^J^n{xu . . . . x„)dx, ■ . . dx„ ^ ^ ^ V„{Ky^' G.4.11) this gives the Busemann-Petty centroid inequality .n — \ in + 1)! < (or ^"(^^) = ^" (G?Tk ^)' (^•^■^^) if the identity «!*■„*■„_, =2"n^"~' is used). Here, equality holds if and only if /C is a centred ellipsoid. Now G.4.10), the inequality ViTK,, ..., rK„r ^ V„(rK,) ■ ■ ■ V„(rK„), G.4.14) which follows from the Aleksandrov-Fenchel inequality, and the inequality G.4.12) together yield a generalization of G.4.11), namely L " L ^"(^'* ■ ■ ■ 'X„)dxi ■ ■ ■ dx„ ^-^ v„(a:i)(''+"/'' ■. ■ v„(/:„)(''+i'/« G.4.15) n + 1 k"„
7.4 Affinely associated bodies 419 for Ki,. . . , K„ eSo. The equality sign holds if and only \i Ki, . . . , K„ are homothetic centred ellipsoids. Using the (n - l)-dimensional case of G.4.15) in G.4.8), Petty obtained G.4.9) again, Centroid bodies are also treated in Milman & Pajor A989) and Lutwak A990b). A further type of associated convex body, to be considered now, may seem artificial at first sight, but is quite useful in establishing relations between different associated bodies and in proving affine inequalities. One says that the convex body K e X" has curvature function f(K, ■): 5""' ^ R if its surface area measure 5„_,(/C, •) has f(K, ■) as a density with respect to spherical Lebesgue measure or, equivalently, if V{L, K,...,K) = - L.,/t(L, u)f{K, u) da(u) ft •'•^ for all L € JC". If K is of class C+, then K has the curvature function f = s„-\, the reciprocal Gauss curvature, viewed as a function of the unit normal vector. By (^" we denote the set of all convex bodies in DC^ that have a positive continuous curvature function. First we remark that one can define the affine surface area of ^(K) := l„J(K, «)"/<"+" da{u). G.4.16) This notion comes originally from affine differential geometry (see Blaschke 1923). Q is invariant under volume-preserving affine transformations. The (extended) affine isoperimetric inequality says that i2(A:)"+' ^ n''+'it^V„(A:)"-' G.4.17) for K eQ^", with equality precisely if K is an ellipsoid. Under stronger differentiability assumptions, this is a classical result, due to Blaschke (for n = 2,3 see Blaschke 1916a, 1923; it was extended to higher dimensions by Santal6 A949) and Deicke A953)), which he obtained by means of Steiner symmetrization. The extension to '7^", including the equality condition, is due to Petty A985). For the definition of the envisaged associated body, the curvature image, let /C € Zo be given. For ze'xniK, let K' := {K - z)*. As noted by Santalo A949), there is a unique point s e'lnXK such that V„{K') ^ V„(K') for all z e int K. This point is called the Santald point of K. The minimum property of s implies that
420 Selected applications J „.,/i(A: - s, m)-("+i> Mda(M) = o. G,4.18) Since p(/C% m) =/i(/C - s, «)"' for u e S"~\ equation G.4,18) states that K' has centroid o. Vice versa, if K* has its centroid at o, then K = K** has its Santal6 point at o. Equation G,4,18) says that the indefinite a-integral of h(K - s, •)"<"+'' satisfies the sufficient condition of Minkowski's existence theorem (Theorem 7,1.2), Hence, there exists a convex body CK e X") with curvature function f(CK, ■) = h(K - s, •)"*"*'^- G,4,19) CK is unique up to a translation, and to make it unique we may choose the translate that has its centroid at the origin. Clearly CK €<^". The body C/C is called the curvature image of K. (Here we follow Lutwak A990b) rather than [53], where the name 'curvature image' is reserved for the body A/C, which in Lutwak A991) was called the 'polar curvature image*. It is defined by fiAK, ■) = -^^p(K, •)"^^ G.4,20) where K e S" is a star body with centroid at the origin. For comparison, we note that CK = [V„(K')/k„Y/^"-^^\K' G.4,21) for K e Zo, up to a translation,) The curvature image satisfies CaK = aCK for a 6 SL(n) (see Lutwak 1990b, G,12)), Now V„(K') = ^l p(K',urdo(u) ft •'•^ = -^/,„.,/(CA:, «)"/("+'> da(«) = j^[^^_MK-s,u)f(CK,u)da(u) nV„{K') = Q(CK) G,4,22) V„(K') = V(K, CK, ..., CK). G,4.23) and hence eind also
Notes for Section 7.4 421 Applying G,4,23), Minkowski's inequality F.2,2), the extended affine isoperimetric inequality G,4,17) and G.4.22), we arrive at the inequality V„(K)V„(K^) ^ Ki, G,4,24) where equality holds if and only if K is an ellipsoid. The left-hand side of G.4.24) is often called the volume product of the convex body K. Inequality G,4,24) is known as the Blaschke-Santald inequality. The approach sketched above is that of Santalo A949), completed by Petty's A985) treatment of the equality condition for the extended affine isoperimetric inequality. For centrally symmetric convex bodies (where the Santalo point coincides with the centre), simpler proofs of the Blaschke-Santal6 inequality, using Steiner symmetrization and the Brunn-Minkowski theorem, have been found by Saint Raymond A981) and Meyer & Pajor A990). The latter authors have obtained an improved version of G.4,24) for general convex bodies (see Note 12 below). There are many relations between the different associated bodies and the affine inequalities mentioned in this section. For a discussion and for generalizations we refer to Lutwak A985a, 1986a, 1990b) and Lutwak's survey [53] and the literature quoted there. Notes for Section 7.4 Volumes and quermassintegrals of projections. Extending definition G.4.1), one may define a convex body TliK, for K e DC" and / = 1, , . ., n - 1, by h{U,K, u) = Wn-.-iiK") = ^ j^Jiu, V )\AS,{K, v) for u € 5"'', where w„-,^i(K") denotes the {n - i - l)th quermassintegral of K" = K\Hu_o. Thus, the zonoid n,Jf comprises all the information on the (n - i - l)th quermassintegrals of the orthogonal projections of K onto hyperplanes. If conclusions are to be drawn from partial information about volumes or other quermassintegrals of projections, this is equivalent to obtaining information of K from partial knowledge of TliK. Investigations of this kind, in several different directions, are found in Betke & McMullen A983), Bourgain & Lindenstrauss A988a, b), Campi A986, 1988), Chakerian A967b), Firey A965a, 1970d), Goodey A986), Goodey & Groemer A990), Groemer A991a), Schneider A970c, 1977c) and Schneider & Weil A970); see also the surveys on zonoids by Schneider & Weil [44], §10, and Goodey & Weil [47], Section 5. Mixed projection bodies. The definition of the projection body can be extended as follows. For convex bodies Kj,.. ., K„-j € JC", there is a convex body n(Ku ■ ■ ■, K„-i) such that h(n(Ku ..., K„-,), u) = oiKt, . .. , K:_,) for u e 5"-', where K" — Ki\Hu.o and v denotes the (n - l)-dimensional mixed volume in Hu.o. n(Ku ■ ■ , K„-\) is called the mixed projection body of /C,,...,
422 Selected applications K„-i. It was introduced and thoroughly studied by Lutwak A985b), The mixed brightness a(Ku ■ ■ ■, K„-i;u) = viKf, . . ., K'^_i) also appears in an investigation of Chakerian A967b). Lutwak A985b, 1986b) obtained a number of inequalities for the volumes of polars of mixed projection bodies. Further, Lutwak A989+a) proved inequalities for mixed projection bodies that are analogous to the Brunn-Minkowski, Minkowski and Aleksandrov- Fenchel inequalities, Quermassintegrals of (specialized) mixed projection bodies are treated by Lutwak A990a), 3. The volume of the projection body and related inequalities. Petty's conjectured inequality v„(nK)v„(Ky-" g K"„.,,^-" can be put into a more symmetric form. Lutwak A990c) showed that this inequality would follow from (and would imply) the following conjecture: If K, LeX^,then \{u, v)\dudu ^ ^^^^^ [V„(K)V„(L)Y''-'Vn^ with equality if and only if K, L are homothetic to centred polar ellipsoids. Here du, do denote the area elements on bdL, bd K whose outer unit normal vectors are u, v and it is assumed that K, L are of class C\. Lutwak proved the following formal analogue of the above inequality. If K, Le X!^, then )h6K)bi ll\{., y)\dxdy m ^^ ^"^^;;-^,^„ [V„(K)V„(L)Y''^ l)/n with equality if and only if K, L are dilates of centred polar ellipsoids. Here dx, dy denote volume elements. Furthermore, Lutwak proved that jJ (x, y)'dxdym " ^1^ [K„(J^)K„(L)r-^'/", G.4.25) with equality if and only \i K, L are dilates of centred polar ellipsoids. Let /C e ^0 t>e centrally symmetric with respect to o. Inequality G,4,25) with L = K* gives /X(^. y) '<^<iy S , ^ " 4/n [Vn{K)V„{K*)r^^^/'', G.4.26) (n + z) K„ which was also proved by Ball A988). Ball conjectured that " " S f f {x,y)^dxdy G.4.27) for centrally symmetric K, with equality only for centred ellipsoids. He proved this for K with the property that an affine image of K is symmetric with respect to the coordinate hyperplanes. In view of G.4,26), inequality G.4.27) would be stronger than the Blaschke-Santal6 inequality (for symmetric bodies), 4. Volume estimates from projections and sections. Shephard A964b) has posed the following question: If A^, L e XS (n ^ 3) are centrally symmetric and if V„-,(K\H„fi) > V„-,(L\H,,o) for all u e 5"-', G.4.28) does it follow that V„(K) > V„(LI G.4.29) (Without the assumption of central symmetry, a non-spherical body of constant brightness and a suitable ball provide an immediate counterexample.) Petty A967) and Schneider A967c) independently showed that the
Notes for Section 7.4 423 answer is negative, but that G.4.28) implies G.4.29) if /C is a zonoid and L is an arbitrary (not necessarily symmetric) convex body. Schneider moreover proved: If L is centrally symmetric, but not a zonoid, and is of class CJ*', then there is a centrally symmetric convex body K such that G.4.28) holds, but V„(K)<V„(L). The analogous question for sections is much harder. It was posed by Busemann & Petty A956): If K,LeX5(n^3) are centrally symmetric with respect to the origin and if V„-,(K n «„.rt) > V„.,(L n «„.o) for aUue 5"-', G.4.30) does it follow that V„(K) > V„(LO G.4.31) The Busemann intersection inequality G.4.7), together with its equality condition, implies an affirmative answer in the special case where L is an ellipsoid. Busemann A960) gave a counterexample for the case where convexity is relaxed to starshapedness with respect to the centre. For three-dimensional coaxial bodies of revolution, affirmative answers were given by Hadwiger A968c) and Giertz A969), both of whom admitted also certain non-convex sets. In analogy to the case of projections described above, Lutwak A988b) proved that G.4.30) implies G.4.31) if L is an intersection body. He also showed that if K is sufficiently smooth and not an intersection body, then there exists a centred star body L such that G.4.30) holds, but inequality G.4.31) is reversed. The analogy is remarkable; in particular, the role that mixed volumes play in the treatment of projections is now played by Lutwak's dual mixed volumes. M. Meyer A990-I-) gave an affirmative answer for the case where L is a crosspolytope, and asked whether the result holds true if L is the polar of a zonoid. A counterexample to the Busemann-Petty problem was first given by Larman & Rogers A975). In their example, which works for dimensions « = 12 only, the body /C is a ball, while the body L is not found explicitly; its existence is established by means of a probabilistic argument. It came, therefore, as a considerable surprise when Ball A988) observed that, for n s 10, a suitable ball (for K) and a centred unit cube provide a counterexample. This result, however, depended on the non-trivial fact, established by Ball A986), that every hyperplane section of the unit cube in E" has (n - l)-dimensional volume at most \/2. Replacing the cube by a suitable cylinder, Giannopoulos A990) found counterexamples for n^7. Further contributions and partial results are due to Tanno A987), Grinberg & Rivin A990) and Bourgain A991). The original question remains open for Returning to projections, we mention the following interesting theorem due to Ball A991): For every convex body K e Xq, there exists an affine image aK of volume 1 satisfying V„.,(aK\H,,„) a 1 for all u e 5"-'. The example of the cube shows that this result is best possible. Ball A990-t-b) also provided a strong negative answer to Shephard's question discussed above. He showed that G.4.28) does imply \V^V„(K) a V„(L), but that, up to the constant factor, no better estimate is possible for all n. More precisely, there is a constant ^ > 0 such that for each n eN there is a
424 Selected applications symmetric body K e Xq of volume 1 satisfying V„.,(K\Hu.o)^S\^ for all « 6 5"-'. Since for n-balls B'„'* of volume 1, V'„_,(B<,'*|Wuo) tends to a constant for n —» 00, comparison with suitable balls verifies the claim. For concentric sections, the situation seems to be different. It has been asked whether there exists a constant c, not depending on n, such that G.4.30) for centrally symmetric convex bodies K,L implies cV„(K)^ V„(L). The relations of this question to other problems on convex bodies are discussed in Section 5 of Milman & Pajor A989). 5. Projection and intersection bodies. For K € Xoo(n^3), Martini A989) observed that IK CTIK. Here equality holds if and only if /C is a centred ellipsoid. 6. Monotoneity for centroid bodies. Two of the positive results mentioned in the preceding notes can be formulated as follows. Let K, L € Xq. (a) If UK criL and L is a projection body, then V„(K)^ V'„(L), with equality only if K and L are translates. (b) If IK C IL and K is an intersection body, then V„(K) S V„(L), with equality only if K = L. Lutwak A990b), Theorem (9.3), showed that there is a third result of a similar type, this time for centroid bodies. (c) If TKCTL and L is a polar projection body, then V„(K)^ V'„(L), with equality only if K = L. 7. Extensions of the affine surface area. As mentioned, the notion of affine surface area from affine differential geometry has been extended to the class 7" of convex bodies with positive continuous curvature functions. Further extensions to arbitrary convex bodies were studied by LeichtweiB A986, 1988, 1989), Lutwak A991) and Schutt A990+). In particular, Lutwak's theory includes an extension of the affine isoperimetric inequality, with the same equality conditions, to arbitrary convex bodies. Schutt A991), Schutt & Werner A990, 1990+) and Meyer & Reisner A991) investigated convex floating bodies, which are closely related to an intuitive interpretation of affine surface area. Lutwak A987b) defined the mixed affine surface area of Jf i,.. ., K„ € >7" by Q(Ku ...,K„) := j^„.,[f(Ku u) ■ ■ ■ f(K„, «)]'•'(-') da(u) and obtained a number of inequalities, for example, Q(Ku ..., K„r^' S n'-^'KiViKu ..., K„r-\ with equality if and only if the Jf, are homothetic ellipsoids. 8. Petty's affine projection inequality. If the left-hand inequality of conjecture G.4.2) were true, then this inequality together with the affine isoperimetric inequality G.4.17) would yield V„(nK)^-~^^Q(Kr-^ for K e'T^". This inequality is known to be true; it was proved by Petty A967). Equality holds if and only if K is an ellipsoid. 9. The Petty projection inequality. It should be observed that the Petty projection inequality (the right-hand inequality of G.4.5)) provides an improvement of the classical isoperimetric inequality. Let K e X.^. Using the Cauchy surface area formula (see E.3.27)) S{K) = -!- l„_ynMK\H,,o)da(u), K"n-1
Notes for Section 7.4 425 the Holder (or Jensen) inequality and G.4.4), one obtains the inequality By G.4.5), the right-hand side is § 1, so that the isoperimetric inequality results. Applications of the Petty projection inequality to slightly more remote topics appear in Kiener A986) and Schneider A987a). 10. Geominimal surface area. Petty A972, 1974) introduced a new concept of affine surface area, the geominimal surface area, which serves, as he explained, as a connecting link between Minkowski geometry, relative differential geometry and affine differential geometry. For KeX", the geominimal surface area of K is defined by G{K) := in{{nV(K, ...,K, Q*)\Q e JC^ Po(Q) = o, V„{Q) = k„}, where po denotes the centroid (Petty's definition is slightly different, but equivalent). The geominimal surface area is invariant under volume-preserving affine transformations; it is homogeneous of degree n - 1, monotone and continuous, and G'"""'' is concave under Minkowski addition. Besides many other results. Petty A974) proved the inequalities G(Kr S n''K„V„(K)''-K with equality if and only if K is an ellipsoid (see Petty A985) for the equality case), and Q{K)"*' g nK„G(K)" for K € (J", where equality holds if and only if K is the curvature image of some convex body. Extensions of these results are proved by Lutwak A991+b). Variants of the geominimal surface area are obtained if the infimum in its definition extends only over bodies Q restricted to an affine invariant subclass of JCq such as zonoids, polar zonoids or ellipsoids. 11. A reverse isoperimetric inequality. The case of ellipsoids mentioned in the preceding note amounts to considering, as a concept of affine surface area, the infimum of the areas of aK, taken over all volume-preserving affine transformations a. Petty A961b) found the necessary and sufficient conditions for K € JCq to have minimal surface area among its affine transforms of fixed volume. The analogous question for Minkowski surface area was treated by Clack A990). With this notion of affine surface area, a reverse isoperimetric inequality is meaningful. The following theorem was proved by Ball A991a). Theorem. If K € Xq and if T denotes a regular n-simplex, there exists an affine image aK of K satisfying V„(aK)=V„(T) and S(aK)^S(T). If K is centrally symmetric and if Q denotes the n-cube, there exists an affine image aK of K satisfying V„(aK) = V„(Q) and S{aK) S S(Q). 12. The Blaschke-Santald inequality. Inequality G.4.24) was first proved, for n = 2 and 3, by Blaschke A917); see also Blaschke A923). His approach, for n = 3, can be sketched as follows. One starts with a convex body K of class C+. For its boundary surface bd K one defines, in equi-affine differential geometry, a certain Riemannian metric (a suitable multiple of the Euclidean second fundamental form) that is invariant under unimodular affine transformations. If A denotes the corresponding Laplace-Beltrami
426 Selected applications operator, then Y := ^AX, where X is the position vector of bd /C, defines the affine normal vector Y. It traces out a surface, which Blaschke calls the curvature image (Kriimmungsbild) of bdK. Suppose (this is_an additional assumption on K) that it is the boundary of a convex body K, and let K* be the polar body of K. Then 3V(K, K, K) = 3Vi(K*) Q, where Q is the affine surface area of K. Blaschke uses his affine isoperi- metric inequality and Minkowski's inequality to deduce that V'3(^)V'3(^*) ^ 4. Under his assumptions, equality holds only if /C* is an ellipsoid. In Euclidean terms, one computes that h(K, ■)=f(K, •)-'/\ hence PiK* ■) = f(K, ■y'\ Furthermore, K* has its centroid at the origin. It follows that the curvature image as defined by G.4.19) leads from K to K (andjience is inverse to Blaschke's curvature image), thus K is_a translate of CK. Comparison with G.4.20) shows that Jf is a dilate of AK*. Blaschke himself pointed out that Minkowski's existence theorem can be used to construct K, starting from a star body K* with centroid at the origin. Santal6 A949), in lus proof of the n-dimensional case of G.4.24), used the curvature image CK of a given convex body K. The other ingredients of his proof are essentially the same as in Blaschke's proof, but extended to higher dimensions. Santal6 had to apply the classical affine isoperimetric inequality, which requires differentiability properties, to a convex body CK obtained as a solution of Minkowski's existence theorem. He did not mention the necessary assumptions and regularity results for the Minkowski problem that are necessary to justify such a procedure. The difficulties, in particular in connection with the characterization of the equality case, were overcome by Petty A985). A different proof for the two-dimensional case of the Blaschke-Santal6 inequality was found by Heil A967b). Somewhat surprisingly, rather simple and direct proofs of the Blaschke- Santal6 inequality (including identification of the equality case) have been found that use classical tools of convexity, namely Steiner symmetrization and the Brunn-Minkowski theorem. For centrally symmetric bodies, such proofs were given by Saint Raymond A981) and Meyer & Pajor A989, 1990). For arbitrary convex bodies, Meyer & Pajor A989) obtained the following result, which is more general than the Blaschke-Santal6 inequality and from which they deduced that equality in the latter holds only for ellipsoids. Theorem. Let K e JCq and let W be a hyperplane such that H n \nt K j^ 0. Then there exists a point z € H Hint K such that '^"<^)'^"<^^) = ^I^' where A e @, 1) is defined by V„(K r\H*) = XV„(K)- Applications of the Blaschke-Santal6 inequality to other problems from the geometry of convex bodies can be found in Lutwak A983, 1989+c), Schneider A969a, 1982b, 1987a) and Wieacker A986).
Notes for Section 7.4 427 13. Lower hounds for the volume product. It has repeatedly been conjectured that (n + 1)"+' \ > g V„(K)V„(K*) G.4.32) for K € XS with centroid at the origin, with equality precisely for simplices, and that 4" n! < V„(K)V„(K*) G.4.33) for convex bodies K with centre o. Equality holds in G.4.33) for affine transforms of cubes and crosspolytopes, but for n^4 not only for these. The latter fact was first pointed out by Saint Raymond A981) and shows that the treatment of Guggenheimer A973) is invalid. Conjectures G.4.32) and G.4.33) are still open. For n = 2, inequalities G.4.32) and G.4.33) were proved by Mahler A939b). The equality case, however, was settled by him only under the assumption that /C is a polygon. For the special case where Jf is a zonoid, inequality G.4.33) was proved by Reisner A985) (see also Saint Raymond 1986), and in Reisner A986) he showed that equality holds only for parallelepipeds. A shorter proof was later given by Gordon, Meyer & Reisner A988). The case n =2 also settles the equality case in Mahler's inequality G.4.33) for n = 2. Another case where G.4.33) has been proved is when K is the unit ball of a normed space with a 1-unconditional basis. Geometrically, this means that some affine transform of K is symmetric with respect to each of the coordinate hyperplanes. For such K, inequality G.4.33) was proved by Saint Raymond A981). The equality case was characterized independently by M. Meyer A986) and Reisner A987). Equality is attained precisely by bodies K of the following type: K can be obtained from n independent segments with centres at the origin by successively taking either the Minkowski sum or the convex hull of the union. Non-sharp lower bounds for V„(K)V„(K*) in the case of centrally symmetric convex bodies were obtained by Mahler A939a) and other authors. The strongest result of this kind is due to Bourgain & Milman A985a, 1987, announced in 1985b), who proved that there exists a universal constant c > 0 such that C S K-„^V„(K)V„(K*). Different proofs were given by Pisier A989).
Appendix Spherical harmonics In several places in the geometry of convex bodies, spherical harmonics prove quite useful. In the present book, they were applied in Sections 3.3, 3.5, 4.3, 6.6 and 7.2 and some of the notes describe results that were obtained by means of this method. In this appendix, we briefly collect, without proofs, the basic facts about spherical harmonics, as they are needed in their applications to convexity. For introductory material, including proofs, we refer to Miiller A966), Seeley A966) and the literature quoted there; for the connections with representations of the rotation group we refer also to Coifman & Weiss A968). A spherical harmonic of degree m on S"~^ is, by definition, the restriction to S"~^ of a homogeneous polynomial / (with respect to Cartesian coordinates) of degree m (or identically zero) on E" that satisfies A/ = 0; here A denotes the Laplace operator. The set S'" ol spherical harmonics of degree m is a vector subspace of C{S"~^) of dimension .• cm x,/ N Bm + n - 2)r{n + m - 2) ^ ^ ,, dim^- = Nin, m) = r(m-M)r(n - 1) ' ^^'^^ As a consequence of their definition, the spherical harmonics are eigenfunctions of the spherical Laplace operator As; each Y^ e S„ satisfies ^sYm = -m(m + n- 2)Y„. (A.2) By 1,2E""') we denote the Hilbert space of square-integrable real functions on 5""' (with the usual identification of functions coinciding almost everywhere) with scalar product (•, •) defined by (/. g) ■■= L/i?da;
Spherical harmonics 429 here a denotes spherical Lebesgue measure on 5""'. The induced L2-norm is denoted by || • Ha- Spherical harmonics of different degrees are orthogonal, that is, (/. g) = 0 ioxf^^\ geSi, k^j. The system of spherical harmonics is complete, thus (/, K) = 0 for y € S'" and all m e Nq for some f e 1,2E""^) implies / = 0 (almost everywhere). Every continuous real function on S"~^ can be approximated uniformly by finite linear combinations of spherical harmonics. Consequently, if I y d<p = 0 for y € S"' and all m e Nq for some finite signed Borel measure <p on 5"~\ then qp = 0. In each space S'" we choose an orthonormal basis (K^i, . . . , ^mN{n,m))- Then {Y„j\m eNo, j = \, . . . , N(n, m)} is a complete ortho- normal system in 1,2E""^). For / e 1,2E""^) we write N{n.m) ^J-= 2 (/, Y„;)Y„f, (A.3) /=1 then n„f does not depend on the choice of the orthonormal basis, and the map n^„: L2{S"~^)-*S'" is the orthogonal projection. The Fourier series of / € 1,2E""^) is given by cc m = 0 it converges to / in the L2-norm. The Parseval relation says that ilk^lli = ll/lli (A.4) m=0 or, more generally, that <» N{n,m) 1 1 (f, Y„,)(g, y„,) = (/. g) (A.5) m = 0 ;=1 for/, g€ £.2E"-'). We remark that the projections ttq and n^i have a simple meaning. Since cV" contains only constant functions, is the mean value of /. Let (c,, . . . , c„) be an orthonormal basis of E" and put •^;(") ■= . I <«;. ") for " € 5"-\ y = 1 , n. Using A.7.5), we get
430 Appendix (Si, Sj) = — L-/^'-' ")<^/' ")da(M) = {ei, c,). Since dimcV^ = n, we see that (Sy, . . . , S„) is an orthonormal basis of a' and hence that (n^fKo) ;=i ;=i ■'•'f V *:„ V *:„ */•= —J5„-,/(")"'^<^(")■ /■=l with Thus In particular, for the support function Hk of a convex body K e X" we have TiohK = \b(K), (A.6) n,hK= {s(K), ■), (A.7) in view of A-7.2) and A.7.3). If we require spherical harmonics in the form Y(u) = f{{e, u)) with fixed e € 5""\ we are led to the Gegenbauer polynomials. Assuming that V := —-— > 0, 2 the Gegenbauer polynomial C^ of degree m and order v can be defined by means of the generating function A- /x + x2)-= 2CW)x'". m=0 Explicitly, C(/) = fl^d - '')"''"'^(^)'"(i - t'r^^-'^, (A.8) where o"^ = C;(l)l- ^1 , ^ - ',,, (A.9)
Spherical hannonics 431 The function C^((c, • )), where e e 5""' is fixed, is a spherical harmonic of degree m on 5""'. The addition theorem says that /=! W„C„A) for u,veS"~^ and m e No- As a consequence, one obtains that the maximum norm |(y„|| of y„ € cy" can be estimated from N{n, m)y^, 2 Y„i{u)Y„j(u) = ^^;;;^;c;«»,t;)) (A.ll) y ^ I * mil — @„ The following result is particularly useful. \YJ2- (A.12) Funk-Hecke theorem. Let / € Liii-l, 1]) 6c a function satisfying /j/(Ol(i-'¥"-'>/'d/<«>. IfY^eS"' is a spherical harmonic of degree m, then /,„./««. v))Y„{v)da{v) = A„[/]y„(«) (A.13) for u e S"~^, where K[f] = co„-,[aM)]-' /_/(/)C;(/)(l - /2)('-3)/2d,. (A.14) We conclude with a remark on the development of sufffciently smooth support functions into series of spherical hannonics. Let / be a real function of class C" on S"~^ and let =0 N{n,m) /- 2 2 OmiYmn (A. 15) m=0 ;=1 with a„y = (/, Y„j), be its Fourier series with respect to the orthonormal system {Y„j). It follows from Theorems 4 and 5 of Seeley A966) that <» N{n,m) D'f(x/\x\) =22 fl„/D»y„,(x/|x|), (A.16) m=0 /=! where D* = 3^"^/(dx i)"^ . . . (ax„)*", \a\ = a^ + ... + a„, and each of these series is uniformly convergent on 5""'. Let g be a function of class C^ on 5""'; let G be its positively homogeneous extension. By ri(g, x) we denote the smallest eigenvalue of the second differential of G at x € S"~', restricted to the orthogonal complement of x; and we define r,(g) := min{;;(g, x)|x € 5"-'}. By Theorems 1.5.10 and 1.7.1, g is the restriction of a support function if and only if r](g) ^ 0.
432 Appendix Now let / be the support function of a convex body K of class C". Then ;;(/) > 0 by Corollary 2.5.2. Consider the partial sum k N{n,m) fk ■= 2j Zj '^miYmj of (A. 15). Using (A. 16) and uniform convergence, we may show that r)(fk) -* r](f) for /:-»», hence r](fk) > 0 for almost all k. It follows that the partial sum f^ is the restriction of a support function for all sufficiently large k. Appendix Note Applications to convex bodies. Spherical harmonics in space and Fourier series in the plane have been applied to a great variety of geometric problems on convex bodies. The first applications of this kind were Hurwitz's A901) well-known proof of the isoperimetric inequality for closed (not necessarily convex) curves in the plane, the thorough investigation of Hurwitz A902) in the plane and in three-space, and Minkowski's A904) characterization of convex bodies of constant width. In the many different later contributions, two main principles of application are dominant. This is either the use of the Parseval relation to obtain quadratic inequalities, or the connection of spherical harmonics with irreducible representations of the rotation group. In particular, this often permits us to solve certain rotation invariant linear functional equations on the sphere by finding the spherical harmonics that satisfy the equation, and a number of geometric questions can be reduced to such equations. Many authors have made geometric applications of Fourier series and spherical harmonics in the domain of convexity. Among them are Aleksandrov A937b), Anikonov & Stepanov A981), Berg A969b), Blaschke A914), [5], §23, A916b, 1923), §90, A936), Bol A939), Bourgain A987, 1991), Bourgain & Lindenstrauss A988a, b, 1989), Bourgain, Lindenstrauss & Milman A989), Campi A981, 1984, 1986, 1988), Chemoff A969). Cie^lak & G6^dz A987), Dinghas A939, 1940a), Falconer A983), Fillmore A969), Fisher A987), Focke A969a), Fuglede A986b, 1989), Fujiwara A915, 1919), Fujiwara & Kakeya A917), Geppert A937), Gericke A940a, b, 1941), Goodey & Groemer A990), Gortler A937a, b, 1938), Groemer A990a, 1991a), Hayashi A924, 1926a, b,c), Inzinger A949), Kameneckii A947), Knothe A957b), Kubota A918, 1920, 1922, 1925a, b), Matsumura A930), Meissner A909, 1918), Minoda A941), Nakajima A920), Oishi A920), Petty A961a), ReJetnjak A968a), Sas A939), Schneider A967c, 1970a, d, 1971a, b,c,d, 1974a, 1975c, 1977c, 1984, 1989c), Shephard A968b), Su A927a,b). For details, see Groemer [49].
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SYMBOLS I" X B{z,p) xi (•,•) X Bo{z,p) xi I • I X B" xii lin X 5"-' xii aff X X'' xii T X dx xii [x,y] X K„ xii [x,y) X o)„ xii A + B xi, 126 SO{n) xii XA xi, 126 G„ xii -A xi G(n, ^) xii A-B xi, 127 /l(n,A:) xii, 227 >l + a: xi V xiii, 226 cl xi n xiii, 227 int xi Hk "'" bd xi proJ£ xiii relint xi A\E xiii relbd xi / xiii H„.Q, xi conv/l 2 H~,„ xi posA 2 Hi a xi dim/I 7 U->'| xi ^i^" 8 d{A,x) xi -XS 8 diam xi ^i^) 8
:^o(A) ^pn 'PI P{A,-) u{A,x) R{A,x) TQCA QxtA QXtT A QXpA iR {f=a) dom/ epi/ /a(^) df{x) K* C* /*(") KK, •) hK H{K,u) H-{K,u) F{K,u) <P w{K,u) D{K) A{K) b{K) s{K) 8iK,x) p(K,x) Nor a: f^" d(K,L) v„ 8 8 8 9 9 9 17 18 18 19 21 21 22 22 22 30 33 34 36 37 37 37 37 37 42 42 42 42 42 42 43 43 46, 47 48 55 List of symbols e,{X) XiX) sHk, l) S''{K,L) DK 6'^{K,L) 6p{K, L) ■7{K) '7>{K) S{K) S^iK) F F txtr{K) tXpr{K) 5. nr ^r P{K,x) S{K,x) N{K,x) Se{K,x) Ne{K,x) N{K,F) nK,u) regn K o{K,()) r{K,(o) Ok Ta- .^o(^, R) vertP 198 y{F, P) T.K A Ps 475 56 57 58 58 58, 127. 409 58 59 62 62 63 63 64 64 65 65 67,72 68 69 70 70 70 70 71 72 74 77 77 77 78 78 81 96 100 103 104 104
476 K, K^ V w. IIx /x /.;■ Sa ffi ci w. IIu h en ^i A r{u,t) As A,{K,li) B,{K,oj) D{A,,.. s{Ki,.... X" R{A) PiA) c{A) A- B r{K,B) ^. A@ B AQ B Ki@... -^? U{S) U{X") X ■,A,) > f^n-lj ■ ) ®K^ 104 104 104 105 105 105 105 105 106 106 107 107 107 107 108 109 109 110, 112, 112, 115 115 120 129 130 131 133 135 135, 137 137 142 150 173 175 175 List of symbols 428 203 203 198, I X{X) W 0n,{K,-) Up{K,r]) CmiK,fi) S„{K,(o) <^m(/^, •) f'AK,-) W.{K) Vn,{K) KK,q,x) i{K,q,u) Y Yk fik (^njk n*r]' V{Pu-; V{Ku-- 5(/Ci, ..., V(K,[rA, K" V UK Dkiui, . . Zr^liK) z{Ku.-, 343 qXK) Pr{K) Kk Cr Xc Xoo # n*K Pn) ,K„) /^„-., •) . . ., K,[r,]) , Uk) f^ n + l) 198 198 198 201 201 203 203 205 205 209 209 219 223 227 227 227 229 242 272 275 275 279 296 296 296, 414 296 303 303 304 305 309 348 377 383 394 414
416 416 417 List of symbols qpn Q CK 477 IK 416 Q" 419 cVg 416 Q 419 TK 417 CK 419
AUTHOR INDEX Section references are given. Most of the references occur in the section notes. Ahrens. I.. .3.1 Aleksandrov, A. D., 15. 1.7, 2.2, 2.4. 2.5, 3.5. 4.2. 4.3, 4.6, 5.1-5.3. 6.2-6.6, 6.8,7.1, 7.2, Appendix Alexander, R.. 3.5 Alfsen, E. M.. 1.4 Allendoerfer. C. B.. 4.2 Ambartzumian. R. V., 3.5 Anderson, R. D.. 2.2 Anikonov, Ju. E., Appendix Arnold, R.. 5.4 Arrow, K. J., 3.1 Artstein. Z., 3.1 Ash, R. B..4.1 Asplund. E.. 1.5. 2.1 Assouad, P.. 3.5 Baddeley, A. J., 4.4 Baebler. F..6.2 Bair, J.. 1.3, 1.4. 3.1, 3.2 Ball. K, 7.4 Banchoff. T. F., 4.4 Bandle. C.,6.2 Bandt.Ch., 1.8 Bangert, V., 1.5 Bantegnie, R., 1.8 Baraki. G., 1.8 Bdr^nv, I.. 2.3. 2.6. 7.1 Barthel. W.,6.1.6.2 Batson, R. G., 1.4 Bauer. H.. 1.4,4.1 Baum, D., 1.7 Beer, G. A., 1.8 Bensimon, D.. 2.1 Benson. D. C. 6.2 Berg, Ch.. 3.3, 3.4. 4.3, Appendix Bernstein. D. N., 6.3 Berwald. L., 4.5 Besicovitch. A. S., 2.2. 2.3 Betke, U.. 3.5. 4.2, 4.5, 5.3. 6.2, 7.4 Bellinger, W., 6.2 Bieberbach, L.. 6.2 Bing, R. H.,2.3 Bj6rck,G..2.1 Blackwell, D.. 3.5 Blaschke, W.. 1.8. 2.5. 3.2. 3.3, 3.5, 4.3. 4.5, 5.3, 5.4, 6.1, 6.2, 6.4. 7.1, 7.4. Appendix Blind, R..7.2 Blumenlhal, L. M., 1.8 Boiek, L.. 6.2 Bdhm, J., 3.4 Bokowski. J.,2.4. 4.5, 5.3.6.2 Bol. G.. 3.1, 6.2, 6.5-6.7, Appendix Bolker. E. D., 3.5 Bolljanski. W. G.. 3.5.6.5 Bonnesen, T.. 1.7, 2.2. 3.1, 3.3, 4.3, 5.1, 5.3. 5.4.6.1,6.2,6.4,6.7,7.1.7.3 Bonnice. W.. 1.3 Boroczky, K., 7.1 Borwein, J. M.. 3.1 Bose, R. C. 5.4 Bolls. T., 1.2 Bourbaki, N., 1.3, 1.4,2.1,2.2 Bourgain. J., 3.3. 3.5. 6.1. 6.2. 7.2. 7.4, Appendix Brascamp, H. J., 6.1 Brehm. U.,4.4 Brondsled, A., 1.4, 2.2, 2.4, 3.4 Bronshlein. E. M.. 1.8, 2.1, 3.2. 7.1
Author index 479 Brooks, J. N., 3.2 Brown, A. L., 2.1 Brunn, H., 6.1 Budach, L., 4.4 Buldygin, V. V., 6.1 Bunt, L. N. H., 1.2 Burago, Ju. D., 1.2, 1.3, 6.1-6.3 Burckhardt, J. J., 3.5 Burton, G. R., 2.1, 3.2, 3.5, 4.5 Busemann, H.. 1.5. 2.5, 4.6, 6.1-6.3, 6.8, 7.1,7.2,7.4 Campi, S., 7.2, 7.4, Appendix CaratWodory, C, 1.1 Cassels, J. W. S.,3.I Chakerian, G. D,, 3.1, 3.5, 6.2, 6.5, 7.1-7.4 Cheeger, J., 4.4 Cheng, S.-Y., 7.1 Chern, S. S., 2.5, 4.5, 5.3, 7.2 Chernoff, P. R., Appendix Choquet, G., 1.4,2.1, 3.5 Christoffel, E. B, 4.3 CieSlak, W., Appendix Clack, R.,7.4 Coifman, R. R., Appendix Collier, J. B.,2.1 Corson, H. H.,2.I Coxeter. H. S. M., 3.5 Cressie, N., 3.1 Curtis, D. W., 1.8 Czipszer, J., 6.5 Dalla, L.,2.I Danzer, L., 1.1, 1.3 Das Gupta, S, 6.1 Davis, C, 1.3 Davy, P. J., 4.5, 5.4 Debrunner, H., 5.3 Debs, G.,2.I Deicke, A.. 7.4 Delgado, J. A., 3.2 Dierolf, P., 1.8 Dingha.s, A., 1.8, 3.1, 5.3, 6.1, 6.2, 6.5, 6.7, Appendix Diskant, V. L. 6.1, 6.2, 6.4, 6.5, 6.7, 7.2 Dor, L. E.,3.5 DreSevic, M. 1.8 Dubins, L. E., 1.4 Dubois, C, 3.1 Dudley, R., 1.5. 1.8 Dupin, Ch., 7.4 Duporcq, E., 5.4 Dziechcirtska-Halamoda, Z., 3.1 Eckhoff, J., 1.1,3.4,4.5 Edelstein, M., 2.1, 3.1 Efimov, N. W., 6.6 Eggleston, H. G., 2.1, 6.2, 7.3 Egorychev. G. P., 6.8 Eifler, L. Q..2.1 Ekeland. I.. 3.1 Epelman, M. S., 2.2 Ewald, G., 1.7,2.3.3.1,3.2,6.6 Falconer, K. J., Appendix Faro Rivas, R., 3.3 FSry, I.,5.I.6.5,7.1 Favard. J., 2.2, 4.3, 6.2, 6.4. 6.6. 6.7 Federer, H., 1.5, 2.2, 4.2, 4.4-4.6. 6.2 Fedotov, V. P.. 2.1, 2.2, 7.1 FejesT6th, L., 6.2 Feller, W., 1.5, 2.5 Fenchel, W., 1.7, 2.2, 3.1, 3.3, 4.2, 4.3, 5.1, 5.3, 5.4, 6.1-6.4, 6.6, 6.7, 7.1-7.3 Ferrers, N. M., 5.4 Fesmire, S., 3.1 Fet, A. I., 7.2 Figiel,T.,3.5 Filliman, P., 3.5 Fillmore, J. R., 4.3, Appendix Firev, W. J., 1.7,2.1,2.5,3.2,3.3, 3.5, 4.3,4.5,4.6,5.1.5.3,6.1,6.2,6.8, 7.1,7.4 Fisher, J. C, Appendix Flaherty, F. J., 4.4 Handers, H., 5.4, 6.2 Ratto, L., 2.3 Florian, A., 1.8, 2.4, 6.2 Focke, J., 3.5, Appendix Folkman, J. H., 3.1 Fourneau, R., 1.3, 3.1, 3.2, 7.3 Franz, G, 6.1 Fu, J. H. G., 4.4, 4.5 Fuglede, B., 1.4, 6.2, Appendix Fujiwara. M., 2.2, 3.5, Appendix Gage, M. E., 6.2 Gale, D., 1.7, 3.2 Gallivan, S.,2.I Gardner, R. J., 2.1 Geivaerts, M., 3.1, 3.2 Gensel, B., 3.5 Geppert, H., 6.7, Appendix Gericke, H., 5.4, 6.4, Appendix Giannopoulos, A. A., 7.4 Giertz, M., 7.4 Gin6, E., 1.8,3.1 Gluck, H.,7.1 Godbersen, C, 7.3 Godet-Thobie, Ch., 1.8 Goikhman, D. M., 7.1 Goldberg, M.. 3.5 Goodey, P. R., 3.2, 3.5, 4.2, 4.3, 4.5, 4.6, 5.1, 5.3, 6.6, 7.1, 7.2. 7.4, Appendix Goodman, A. W., 5,4 Gordon, Y, 3.5 Gortler, H., 5.1, Appendix G6idi, S., Appendix Gray, A, 4.2
480 Author index Green, J. W., 1.7 Grinberg, E. L., 6.8,7.4 Gritzman, P., 3.1, 3.5,6.4 Groemer, H., 3.1, 3.4, 3.5, 4.4, 4.5, 5.1, 5.2, 6.1, 6.2, 6.6, 7.2, 7.4, Appendix Gromov, M., 6.1, 6.3 Gruber, P. M., 1.8, 2.4, 2.6, 3.2, 7.3 Griinbaum, B., 1.1, 1.3, 1.8, 2.1, 2.4, 3.1-3.4,7.1,7.3 GrzaSlewicz, R., 3.2 Guggenheimer, H., 6.1, 7.2, 7.4 Hadamard, J., 2.5 Hadwiger, H., 1.8, 3.1, 3.3-3.5, 4.2, 4.4, 4.5. 5.3, 5.4, 6.1-6.3, 6.5, 6.7, 6.8, 7.4 Hahn,F. H., 1.8,3.1 Hahn, M. G., 1.8, 3.1 Halmos, P. R., 3.5 Hammer, P. C, 3.1, 3.3 Haralick, R. M.,3.I Hartmann, P., 2.5 Hausdorff, F., 1.8 Hayashi, T., 5.4, Appendix Heijenoort, J. van, 2.5 Heil, E., 1.8,5.3,6.2,6.8,7.4 Heine, R., 6.3 Helly, E., 1.1 Henstock, R., 6.1 Herglotz, G.,4.2, 7.1 Hertel, E., 3.4 Hilbert, D.,6.1,6.3 Hildenbrand, W., 1.8, 3.1, 3.3, 3.5 Hille, E., 1.7 Hiriart-Urruty, J.-B., 1.5 Hirose, T., 1.8 Holmes, R. B., 1.3 Holmes, R. D., 6.2,7.4 Hormander, L., 1.8 Hom,B. K. P., 7.1 Howard, R., 3.5 Howe, R., 2.6 Huck, H., 5.3 Hurwitz, A., 4.3, Appendix Husain, T., 3.1 Inzinger, R., Appendix Ivanov, B. A., 2.3 Jacobs, K., 1.4 Jaglom, I. M., 3.5 lessen, B., 1.5, 1.7, 2.5, 4.2, 5.1, 6.4, 7.1, 7.2 Jongmans, F., 1.8, 2.2, 3.1, 3.2 Jourlin, M., 3.1 Kahn, J., 6.3 Kakeya, S., 3.5, Appendix Kallay, M., 1.7,2.4,3.2,4,3 Kalman, J. A., 1.4 Kameneckii, I. M., 3.5, Appendix Karcher, H., 3.2 Katsurada, Y., 5.3 Kellerer, A. M.,4.5 Kellerer, H. G., 4.5 Kendall, W. S., 3.1, 4.5 Kenderov, P., 2.6 Kharazishvili. A. B, 6.1 Khovanskii, A. G., 6.3, 6.8 Kiener, K., 7.4 Kinczes, J., 3.2 Kirchberger, P., 1.3 Kiselman, C. O., 2.5 Klee, V. L., l.I, 1.3, 1.4, 1.7, 2.1-2.3, 2.6 3.1,3.2,3.4,7.3 Klein, E., 1.8 Klima, V.,2.6 Klotzler, R., 3.5 Kneser, H., 1.7,4.2, 6.1,7.1 Knothe, H., 6.1, 6.2, 6.6, Appendix Kohlmann, P., 4.4, 5.3, 7.2 Koutroufiotis, D., 3.2, 7.2 Krein, M., 1.4 Kruskal, J. B., 2.1 Kubota, T., 4.3, 5.4, 6.6, Appendix Kuhnel, W.,4.4 Kuiper, N. H.,4.4 Kuratowski, K., 1.8 Kutateladze, S. S., 7.1 Lafontaine, J., 4.4 Lagarias, J. C, 6.8 Laget, B., 3.1 Larman, D. G., 2.1-2.3, 7.1, 7.4 Lashof, R. K., 2.5 Lebesgue, H., 3.5 Leichtweie, K., 1.7, 5.1, 6.1, 6.3, 6.6, 7.2, 7.4 Leindler, L., 6.1 Lenz, H., 3.4 Letac, G.,4.3 Lettl, G., 1.8 Uvy, P., 3.5 Lewis, J. E., 3.1 Uwy, H.,7.1 Liapounoff, A. A., 3.5 Lieb, E. H.,6.1 Lindelof, L., 6.2 Lindenstrauss, J., 3.3, 3.5, 6.1, 6.2, 7.2, 7.4, Appendix Undquist, N. F., 3.5 Linhart, J., 3.5 Linke, Ju. E., 1.8 Little, J. J., 7.1 LjaiSenko, N. N., 3.1 Loritz, A., 6.6 Lusternik (Lyusternik), L. A., 6.1 Lutwak, E.,6.I, 6.8, 7.1,7.4 Macbeath, A. M., 1.8, 6.1, 7.4 Maehara, H.,3.1, 3.2
Author index 481 1,2.4, 2.5. 7.1.7.3,7.4 .1 Mahler, K.,7.4 Makai, E., 4.2, 7.1, 7.3 Mani-Levitska (Mani), P., 2.1, 2.4, 3.4, 4.5 Marti, J. T., 1.2, 1.3, 1.5,2.2 Martin, K., 2.1 Martini, H., 3.5,7.3,7.4 Mase, S., 3.1 Matheron, G., 1.8, 3.1, 3.2, 3.5, 4.2, 4.4, 4.5,5.1,5.3,6.5 Matsumura, S., 6.4, Appendix Mazur, S., 2.2 McKinney, R. L., 1.3 McMinn, T. J., 2.3 McMullen, P., 1.2, 1.7, 1.8, 2 3.2, 3.4, 3.5,4.2, 4.5, 5.1 Mecke, J., 3.1,4.5 Meier, Ch., 5.1, 5.2, 5.4 Meissner, E., 3.5. 5.4, Appendix Melzak, Z. A.. 2.5 Menger, K., 1.8 Meiichkowski, H., 3 Meyer, M., 2.4, 3.2, 3.4, 4.2, 7.4 Meyer, P., 4.2 Meyer, W., 3.2 Michael, E., 1.8 Miles, R. E.,4.5 Milka, A. D., 3.2 Milman, D., 1.4 Milman, V. D., 3.3, 3.5, 6.1, 7.4 Appendix Minkowski, H., 1.4 6.1,6.2,6.6,7.1 Minoda, T., Appendix Miranda, C, 7.1 Mityagin, B. S., 6.1 Molter, U. M., 4.5 Moore, J. D.,7.2 Motzkin, T. S., 1.2 MiJller, C., 4.4, 5.4, Appendix MUller, H. R., 5.4 Muller, W.,4.4 MUmer, P., 3.5 2.2,3.1,3.3,5.1,5.4, 7.2, Appendix N^deni'k, Nadler, S Nakajima Netuka, I Neveu, J. Newman, Neyman, Nicliborc, Z., 6.2, 7.1 . B., 1.8 , S.. 5.4, Appendix .,2.6 ,4.5 D. J.,2.3 A., 3.3 W.,5.4 Nirenberg, L., 7.1 O'Brien, Oda, T., 1 Ohmann, Ohshio, S Oishi, K., Oliker, V R. C, 3.1 6.2 D.,4.2, 6.1, .,6.5 , Appendix . I., 7.1, 7.2 6.2,6 Osserman. R., 6.2 Overhagen, T.. 5.3 Pach, J.,7.1 Pajor, A, 6.1, 7.4 Panina, G. Yu., 3.5 Panov, A. A., 6.8 Papaderou-Vogiatzaki, L,4.5 Papadopoulou, S., 2.1 Pays, R.. 3.2 Perles, M. A., 3.4,4.4 Petermann, E., 6.2 Petty, C. M., 3.5, 7.4, Appendix Phelps, R. R., 1.4,3.3 Phillips. R. S., 1.7 Pisier, G.,6.I,7.4 Pogorelov, A. V., 4.3, 7.1, 7.2 P61ya, G.,6.2 Pontrjagin. L. S., 3.3 Positsel'skii, E. D., 3.4 Pranger, W., 1.4 Prekopa, A., 6.1 Przeslawski, K., 1.8, 3.4 Quinn, J., 1.8 Rademacher, H., 1.7 Radon, J.. 1.1,3.3 RIdstrom, H., 1.8 Ratschek, H.. 1.8 Rauch, J., 2.5, 3.2 Reay, J. R., 1.1, 1.3 Reidemeister, K., 2.2 Reisner, S., 7.4 Reiter, H. B, 2.1 R^nyi, A., 6.5 ReSetnjak, Ju. G. Reuleaux, F., 3.5 Rham, G. de, 2.6 Ricker, W., 3.3 Rickert, N. W., 3.5 Riesz, F., 1.7 Rivin, I., 7.4 Roberts, A. W., 1.5 Rockafellar, R. T., I.I Rogers, C. A., 1.8,2.1 7.4 Rota, G.-C, 3.4 Rother, W., 4.5 Roy, A. K., 1.4,3.1,5.4 Roy, N. M., 1.4 Roy, S. N., 5.4 Rubinov, A. M., 7.1 3.5 1.5, 7.2, Appendix I.4-I.7 2.3,3.2,7.1,7.3, Sacksteder. R., 2.5 Saint Pierre, J., 1.8, 3.3. 3.4 Saint Raymond, J., 7.4
482 Author index Saks, M..6.3 Salinetti, G., 1.8 Sallee, G. T., 2.5,3.1, 3.2, 3.4,4.4 Sandgren. L., 1.7 Sangwine-Yager. J. R., 6.2, 6.5, 6.6 Santal6, L. A., 4.2, 4.5, 5.3, 6.2, 6.4, Sas. E., Appendix §a5kin, Ju. A., 1.4 Schaal, H., 3.5 Schmidt, E.,6.1 Schmidt, K. D., 1.8 Schmttt, K.-A.,3.1. 3.4 Schneider, R.. 1.7, 1.8. 2.1. 2.3-2.6, 3.1-3.5. 4.2-4.6, 5.1-5.4, 6.2, 6.3 6.5-6.8, 7.1-7.4. Appendix Schort, R. M., 1.8 7.4 Schrader, R., Schroder, G.. 4.4 1.8 Schiirger, K., 3.1 Schiitt, C, 7.4 Schwarz. T., 2.6 Seeger, A., 1.5 Seeley, R. T.. 2.5, Sen'kiti, E. P., 4.3 Serra. J., 3.1 Shahin, J. K. Shapley. L. S Shephard, G- 3.1-3.5, . 5.3 ..3.1 C. 4.4,: , Appendix 1.2, 5.4, 1.3, 6.3, 1.8, 7.3, 2.4, 7.4, Appendix Silverman, R., 3.2 Simon. U., 5.3 Smilansky, Z.. 3.2 Soltan,P. S.,6.5 Sorger. H., 2.6 Sorokin, V. A., 3.1 Spiegel. W., 1.8, 3.4, 4.2, 5.1 Stacho, L. L. 4.4 Stanley, R. P., 6.3 Starr. R, 3.1 Stavrakas, N. M., 1.8,2.1 Steenaerts, P., 4.5 Steiner, J.,4.2, 5.4 Steinitz, E., 1.3 Stepanov, V. N.. Appendix Sternberg, S. R., 3.1 Stoka, M. L.4.5 Stoker, J. J., 2.5,7.2 Stoyan, D., 3.1,4.5 Strantzen, J. B., 3.2 Straszewicz. S., 1.4 Streit. F.,4.5 Sturmfels, B., 3.1 Su, B., 5.4, Appendix Sung. C.H., 2.2 Suss, W., 4.3, 5.3, 6.1, 6.2, 6.6, 7.1 Sz. Nagy (SzSkefalvi-Nagy), B. v., 4.2, 6.5 Sz. Nagy (Sz6ketalvi-Nagy), G. v., 5.4 Szego, G., 6.2 Szwiec, W., 3.1 Tam. B. S., 2.2 Tani, M., 5.3 Tanno, S., 3.3,7.4 Teissier, B., 6.2, 6.3 Temam, R.. 3.1 Tennison, R. L-. 3.2 The Lai, Ph., 1.8 Thomas, C, 3.5 Thompson, A. C. 1.8, 6.2, 7.4 Tichy. R., 1.8 Tolstonogov, A. A.. 1.8 Treibergs, A., 7.1. 7.2 Tverberg, H., I.I Tweddle, I., 3.1 Uhrin, B., 6.1 Urbariski, R., 1.8 Valentine. F. A., 1.2 Valette.G., 1.7.3.1,3.4 Vanhecke, L.. 4.2 Varberg, D. E.. 1.5 Varga, 0.,4.5 Vidal Abaseal, E.. 4.2 Vincensini, P., 3.1 Vitale, R. A., 1.8,3.1,6.1,6.6 Vlasov, L. P., 1.2 Vodop'yanov. S. K., 7.2 Voiculescu, D., 3.1 Volkov, Ju. A.. 6.2, 7.2 Volland, W., 3.4 Wak.sman, Z., 2.2 Wallen, L. J., 6.2 Webster, R. J., 1.8 Wegmann. R., 3.1 Wegner, B., 3.3 Weil.W., 1.7,2.5. 3.1-3.3, 3.5,4.2,4.3, 4.5, 4.6.5.1-5.3, Weiss, G., Appendix Weiss, v., 4.4 Weissbach, B., 3.5 Werner, E.. 7.4 Wets, R. J.-B.. 1.4. Weyl, H.,4.2, 6.6 Wieacker. J. A., 2.6, 3.2, 3.5, 4.5, 7.1, 7.4 1.4 A., 1.8 .1-3.3, 3.5,4.2, 6.2,7.1.7.4 1.8 Wiesler. H., Wijsman, R Wills, J. M., 4.5, 5.3, 6.2, 6.4 Willson, S-. J., 6.5 Wintgen, P., 4.4 Wintner, A., 2.5 Witsenhausen, H. S., 3.5 Wrase, D., 6.4 Wu, H.. 2.5 Wunderlich, W., 3.5
Author index 483 Yano, K., 5.3 Zalgaller, V. A., 1.2, 1.3, 2.3, 2.5, 6.1-6.3 Yau, S.-T., 7.1 Zamfirescu, T., 2.6, 3.1 Yo,st, D., 3.2 Zhang. G.. 7.4 Zhuang, X.. 3.1 zahle, M., 4.2, 4.4.4.5 Zinn,J.,3.I Zaji'cek, L., 2.2 2;ivaljevitS R. T., 1.8
SUBJECT INDEX abstract convex cone, 42 Steiner point. 178 adapted, one convex body to another, 374 additive function, 173 affine combination, x hull, X isoperimetric inequality, 419 quermassintegral, 387 surface area, 419 affinely independent points, x Aleksandrov-Fenchel inequality, 327 Aleksandrov-Fenchel-Jessen theorem, 400,407 approximable convex body, 162 area measure, 203 of order m. 207 mixed, 274 associated bodies, 140 asymmetry class, 156 barycentre function, 21 Baire space, 119 Bieberbach inequality, 318 Blaschke diagram, 322 -Hausdorff metric, 58 -Santald inequality, 387, 421, 425 selection theorem, 50 sum, 394 symmetrization, 165 Blaschke's rolling theorem, 150 body of constant width, 128 Bonnesen-style inequalities, 323 Boolean model, 256 Brunn-Minkowski inequality, 309 extended, 383 Brunn-Minkowski theorem, 309 general, 339 Busemann intersection inequality, 417 -Petty centroid inequality, 418 Busemann's theorem, 316 canal class, 377 cap, 81 cap-body, 76 cap-covering theorem, 81, 84 Carathtodory's theorem, 3 Cauchy's surface area formula, 295 cc-hyperspace, 57 centred convex body, 383 centroid body, 417 Chebyshev set, U, 67 subspace, 94 Choquet theory, 20 Christoffel's problem, 216, 218 circumball, 129 circumradius, 129 class asymmetry, 156 canal, 377 universal approximating, 162 closed convex function, 35 convex hull, 6 halfspace, xi segment, x closing of set A by set B, 138 combination, I affine, x convex, 1 linear, x positive, 2 concave function, 21 conditionally positive definite function, 194 cone, 80 convex, I abstract, 42
Subject index 485 normal, 70 projection, 70 recession, 17 touching, 74 conjugate function, 36 contact measure, 260 convex body,8 adapted, 347 approximable by a class, 162 centred, 383 decomposable, 150 determined by closed set, 321, 343 equivalent by dilatation, 383 freely rolling, 150 freely sliding, 143 indecomposable, 150, 157, 172 irreducible, 141, 156 Ar-curved, 121 normalized, 150 reducible, 141, 156 stable, 67 strictly convex, 77 typical. 119 convex cone, 1 convex function, 21 convex hull, 2 convex ring, 175 convex set, 1 continuous, 46 convexity number, 225 critical set, 141 Crofton's intersection formula, 235 curvature, 104 Gauss-Kronecker, 106 integral of mean, 216 lessen radius of, 117 lower, 104 lower radius of, 104 mean, 106 principal, 105 principal radii of, 108 specific, 269 upper, 104 upper radius of, 104 curvature centroid, 305 curvature function, 419 curvature image, 420 curvature measure, 203 generalized, 202 curved convex body, 121 decomposable convex body, 150 defined locally, measure, 206 determined by closed set, convex body. 321, 343 diameter, xi difference body, 127, 409 difference body inequality, 409 dilatation, xii, 138 dimension, 7 direct sum, xi summand, 142 directly indecomposable, 142 distance, xi dual affine quermassintegral, 387 cone, 34 mixed volume, 385 quermassintegral, 386 Dupin indicatrix, 116 edge, 96 effective domain, 22 endomorphism, 170 envelope, 67 epigraph, 22 equivalent by dilatation, convex bodies, 383 equivalent by telescoping, convex bodies, 380 equivariant map, 166 equivariant under rigid motions, Steiner point. 43 erosion, 138 Euler characteristic, 175 point, 116 relation, 179 Euler-type relation, 180 Euler's theorem, 106 even measure, 183 exponent of entropy, 60 exposed, 65 face, 63, 65 normal vector, 74 point, 19, 65 r-skeleton, 65 support plane, 74 extended Brunn-Minkowski inequality, 383 convex ring, 256 exterior normal vector, 11, 70 external angle, 100 extreme normal vector, 74, 76 point, 18, 65 ray, 18 support plane, 74, 76 face, 18, 62 exposed, 63, 65 isolated, 79 perfect, 73 proper, 62 strongly connected family of faces, 1.52 face-function, 66 facet, 62, 96 first category, 119 fundamental form, 105
486 Subject index nat.xi, 121 form body, 321 freely rolling convex body, 150 freely sliding convex body, 143 full set of inequalities, 333 fully additive function, 174 function additive, 173 barycentre. 21 closed convex, 35 concave, 21 conditionally positive definite, 194 conjugate, 36 convex, 21 curvature. 419 fully additive, 174 gauge, 43 indicator, 22 Minkowski additive, 41 mixed curvature, 115 positive definite, 194 positively homogeneous, 26 proper, 21 radial, 44, 416 rigid motion invariant, 42 semiaxis, 46 subadditive, 26 sublinear, 26 support, 37, 176 Funk-Hecke theorem, 431 gauge function, 43 Gauss map, 104 Kronecker curvature, 106 general Brunn-Minkowski theorem, 339 relative position, 239 generalized curvature measure, 202 normal bundle, 198 zonoid, 187 generating measure. 184 generic property. 119 geominimal surface area, 425 grain distribution, 256 //•convex set, 350 half-flat, xi half-open segment, xi Hammer body, 178 harmonic isepiphanic inequality, 387 quermassintegral, 386 Urysohn inequality, 387 Hausdorff di.stance, 48 metric, 48 Helly's theorem, 4 homothet, xii homothetic sets, xii homothety, xii homothety invariant M-class, 164 hull affine, x convex. 2 linear, x positive, 2 hypermetric vector space, 194 hyperplane, xi improper rigid motion, xii inclusion-exclusion principle, 174 indecomposable convex body, 150 endomorphism, 172 set, 157 index, 219, 223 indicator function, 22 inequality Aleksandrov-Fenchel, 327 Bieberbach, 318 Blaschke-Santal6, 387, 425 Brunn-Minkowski, 309 extended, 383 Busemann, 417 Busemann-Petty, 418 difference body, 409 harmonic isepiphanic, 387 harmonic Urysohn, 387 isodiametric, 318 isoperimetric, 318, 325 affine, 419 Jensen, 22 Minkowski, 317, 321 Petty projection, 387, 416 Urysohn, 318 infimal convolution, 37 inner parallel body, 1.34, 350 radias, 130 inradius, 135 relative, 135 integral geometry, 253 integral of mean curvature, 210 intensity, 256 internal point, 7 intersection body, 416 intersectional family of sets, 173 intrinsic volume, 210 moment, 304 irreducible convex body Hammer's definition, 141 Shephard's definition, 156 isodiametric inequality, 318 isolated face, 79 isoperimetric inequality. 318, 325 affine, 419
Subject index 487 ratio. 321 isoperimetrix, 416 isotropic random closed set, 256 Jensen's inequality, 22 lessen radius of curvature, 117 A--curved convex body, 121 (Ki A^„_i)-extreme vector, 76 Kirchberger's theorem, 15 Krein-Milman theorem, 20. 162 Kubota's integral recursion, 295 Lp metric. 59 length measure, 215 limit section, 118 line, xi line-free set, 17 linear combination, x extension, 181 hull, X linearity direction, 26 local parallel set, 198 locally defined measure, 206 locally similar (strongly isomorphic) polytope, 101 log-concave measure, 315 sequence, 334 lower curvature, 104 radius of curvature, 104 M-class, 164, 196 Macbeath region, 81 map Gauss, 104 Minkow.ski additive, 166 radial, 79 spherical image, 78, 104 reverse, 78. 107 Weingarten, 105 reverse, 107 meagre subset. 119 mean curvature. 106 width. 42 measure, 183 contact, 260 curvature, 203 generalized, 202 even, 183 length. 215 locally defined, 206 log-concave, 315 of symmetry, Minkowski. 141 signed, 183 metric entropy, 60 projection. 9 minimal width. 42 Minkowski addition, 41 additive function. 41 map, 166 difference, 133 functional, 209 linear map, 166 subtraction, 126, 133 symmetrization, 165 Minkowskian integral formulae, 291, 300 Minkowski's existence theorem, 390 inequalities, 317, 321 measure of symmetry, 141 theorem, 19 mixed affine surface area, 424 area, 321 area measure, 274 body, 396 brightness. 422 curvature function, 115 discriminant, 115, 383,388 moment vector, 303 projection body, 421 volume, 272 width integral, 385 moment vector, 303 monotypic polytope, 103, 153 ■most' convex bodies, 119 nearest-point map. 9 'nearly all' elements of Baire .space, 124 negative type, 194 normal cone, 70 normal point. 116 normal vector, xi, 70, 96 exposed, 74 exterior, II. 70 extreme, 74, 76 outer, 11,70,96 outward, 70 r-exposed, 75 r-extreme, 74 regular, 77 singular, 77 normalized convex body, 150 opening of set A by set B. 138 outer normal vector, II, 70. 96 parallel body, 134, 197 outward normal vector. 70 p-quermassintegral, 384 p-sum, 383
488 Subject index pair of constant width, 139 parallel body, 134 relative, 134 perfect face, 73 Petty projection inequality, 387, 416 point affinely independent, x Euler. 116 exposed. 19, 65 extreme. 18, 65 internal, 7 normal, 116 r-expo.sed, 65 r-singular, 73 regular. 73 Samalo. 419 singular. 73 smooth. 73, 153 polar body, 33 projection body, 414 polytope, 3. 49 locally similar. 101 monotypic, 103, 153 simple, 99 simplicial, 99 space-filling, 192 strongly combinatorially equivalent, 101 strongly isomorphic. 101 porous set. 124 positive basis, 17 combination, 2 definite function, 194 hull, 2 reach. 212 positively homogeneous function, 26 positively homothetic set. xii principal curvatures, 105 kinematic formula, 229 radii of Curvature, 108 projection body, 296, 414 cone,70 prolongation, 138 proper face, 62 function, 21 rigid motion, xii separation, 12 r-exposed normal vector, 75 point, 65 support plane, 75 r-extreme normal vector, 74 point, 65 support plane, 74 r-singular point, 73 r-skeleton, 65 exposed, 65 radial function, 44, 416 map, 79 radius of curvature, 104 lessen, 117 lower, 104 principal, 108 tangential, 119 upper, 104 Radon's theorem, 4 random closed set, 255 ray, xi extreme, 18 recession cone, 17 reducible convex body, 141, 156 regular normal vector, 77 point, 73 support plane, 77 relative boundary, xi indecomposability, 157 inradius, 135 interior, xi parallel body, 134 relatively indecomposable set, 157 residual set, 119 reverse second fundamental form. 107 spherical image, 78 spherical image map, 78, 107 Weingarten map, 107 rigid motion, xii improper, xii proper, xi rigid motion invariant function, 42 rolling theorem, 155 rotation, xii rotation mean, 161 rotor, 190, 196 quermassintegral, 209 affine, 387 dual, 386 dual affine, 387 harmonic, 386 P-, 384 quermassvector. 304 Santald point, 419 second category, 119 fundamental form, 105 semiaxis function, 46 separation, 12 proper, 12
Subject index 489 set isomorphic polytopes, 100 convex, I continuous, 46 critical, 141 //-convex, 350 homothetic, xii indecomposable convex, 157 indecomposable non-convex, 157 line-free, 17 local parallel, 198 porous, 124 positively homothetic, xii random closed, 255 isotropic, 256 standard, 256 stationary, 256 relatively indecomposable, 157 residual strictly separated sets, 12 strongly separated sets, 12 sublevel, 22 support, 37 Shapley-Folkman theorem, 128 Shapley-Folkman-Starr theorem, 130, 139 signed measure, 183 similarity, xii simple n-polytope, 99 simplex, 3 simplicial polytope, 99 singular normal vector, 77 point, 73 relative position, 242, 250 skeleton, 65 smooth point, 73, 153 space-filling polytope, 192 special position, 227, 231 specific curvature, 269 spherical harmonic, 428 image, 77 image map, 78, 104 stability estimate, 314, 325 problem, 322 stable convex body, 67 standard random closed set, 256 star body, 416 stationary random closed set, 256 Steiner ball, 353 Steiner compact, 195 Steiner formula, 197, 210 Steiner point, 42, 306 abstract, 178 Steinitz's theorem, 15 Straszewicz's theorem, 20 strictly separated sets, 12 strongly combinatorially equivalent polytopes, 101 connected family of faces, 152 separated sets, 12 subadditive function, 26 subdifferential, 30 subgradient, 30 subgradient choice, 32 sublevel set, 22 sublinear function, 26 summand, 134, 142 support, 11, 261 support cone, 70 support element, 46, 198 support function, 37, 176 support number, 271 support plane, 11, 37 exposed, 74 extreme, 74, 76 r-exposed, 75 r-extreme, 74 regular, 77 support set, 37 support vector, 288 supporting halfspace, 11, 37 surface area affine, 419 mixed, 424 geominimal, 425 surface-area centroid, 305 symmetric difference metric, 58 tangent space, 103 tangential body, 75, 76 radius of curvature, 119 telescoping, 380 touching cone, 74 translate, xii translation, xii translation vector, xii theorem of Aleksandrov-Fenchel-Jessen, 400, Brunn-Minkowski, 309 Busemann, 316 Carath^odory, 3 Euler, 106 Funk-Hecke, 431 Helly, 4 Kirchberger, 15 Krein-Milman, 20, 162 Minkowski, 19 Radon,4 Shapley-Folkman-Starr, 130, 139 Steinitz, 15 Straszewicz. 20 Tverberg, 8 typical convex body, 119 unit ball, xii sphere, xii 407
490 Subject index universal approximating class, 162 upper curvature, 104 radius of curvature, 104 Urysohn inequality, 318 valuation, 173 weak, 179 vertical halfspace, 35 vertex. 3, 96 volume functional, 55 product, 421 Weingarten map, 105 width, 42 Wirtinger's lemma, 352 Wulff shape, 350 zonoid, 182, 183 generalized, 187 zonotope, 182