Текст
                    Mathematical
Surveys
and
Monographs
Volume 67
N<^MjA/f,
w
Continuous Cohomology,
Discrete Subgroups, and
Representations of
Reductive Groups
Second Edition
A. Borel
N.Wallach
American Mathematical Society


Selected Titles in This Series 67 A. Borel and N. Wallach, Continuous cohomology, discrete subgroups, and representations of reductive groups, Second Edition, 2000 66 Yu. Ilyashenko and Weigu Li, Nonlocal bifurcations, 1999 65 Carl Faith, Rings and things and a fine array of twentieth century associative algebra, 1999 64 Rene A. Carmona and Boris Rozovskii, Editors, Stochastic partial differential equations: Six perspectives, 1999 63 Mark Hovey, Model categories, 1999 62 Vladimir I. Bogachev, Gaussian measures, 1998 61 W. Norrie Everitt and Lawrence Markus, Boundary value problems and symplectic algebra for ordinary differential and quasi-differential operators, 1999 60 Iain Raeburn and Dana P. Williams, Morita equivalence and continuous-trace C*-algebras, 1998 59 Paul Howard and Jean E. Rubin, Consequences of the axiom of choice, 1998 58 Pavel I. Etingof, Igor B. Prenkel, and Alexander A. Kirillov, Jr., Lectures on representation theory and Knizhnik-Zamolodchikov equations, 1998 57 Marc Levine, Mixed motives, 1998 56 Leonid I. Korogodski and Yan S. Soibelman, Algebras of functions on quantum groups: Part I, 1998 55 J. Scott Carter and Masahico Saito, Knotted surfaces and their diagrams, 1998 54 Casper Goffman, Togo Nishiura, and Daniel Waterman, Homeomorphisms in analysis, 1997 53 Andreas Kriegl and Peter W. Michor, The convenient setting of global analysis, 1997 52 V. A. Kozlov, V. G. Maz'ya, and J. Rossmann, Elliptic boundary value problems in domains with point singularities, 1997 51 Jan Maly and William P. Ziemer, Fine regularity of solutions of elliptic partial differential equations, 1997 50 Jon Aaronson, An introduction to infinite ergodic theory, 1997 49 R. E. Showalter, Monotone operators in Banach space and nonlinear partial differential equations, 1997 48 Paul-Jean Cahen and Jean-Luc Chabert, Integer-valued polynomials, 1997 47 A. D. Elmendorf, I. Kriz, M. A. Mandell, and J. P. May (with an appendix by M. Cole), Rings, modules, and algebras in stable homotopy theory, 1997 46 Stephen Lipscomb, Symmetric inverse semigroups, 1996 45 George M. Bergman and Adam O. Hausknecht, Cogroups and co-rings in categories of associative rings, 1996 44 J. Amoros, M. Burger, K. Corlette, D. Kotschick, and D. Toledo, Fundamental groups of compact Kahler manifolds, 1996 43 James E. Humphreys, Conjugacy classes in semisimple algebraic groups, 1995 42 Ralph Preese, Jaroslav Jezek, and J. B. Nation, Free lattices, 1995 41 Hal L. Smith, Monotone dynamical systems: an introduction to the theory of competitive and cooperative systems, 1995 40.3 Daniel Gorenstein, Richard Lyons, and Ronald Solomon, The classification of the finite simple groups, number 3, 1998 40.2 Daniel Gorenstein, Richard Lyons, and Ronald Solomon, The classification of the finite simple groups, number 2, 1995 40.1 Daniel Gorenstein, Richard Lyons, and Ronald Solomon, The classification of the finite simple groups, number 1, 1994 39 Sigurdur Helgason, Geometric analysis on symmetric spaces, 1994 (Continued in the back of this publication)
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Continuous Cohomology, Discrete Subgroups, and Representations of Reductive Groups Second Edition
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Mathematical Surveys and Monographs Volume 67 AHEM4>, Continuous Cohomology, Discrete Subgroups, and Representations of Reductive Groups Second Edition A. Borel N.Wallach American Mathematical Society
Editorial Board Georgia Benkart Tudor Stefan Ratiu, Chair Peter Landweber Michael Renardy 1991 Mathematics Subject Classification. Primary 22E41; Secondary 22E40, 22E45, 57T15. Abstract. This is a revised and enlarged edition of the book with the same title published by the Princeton University Press in 1980 which was concerned with various types of cohomology theories pertaining to Lie groups (real or p-adic), Lie algebras, infinite dimensional representations, and to cocompact discrete subgroups of reductive groups. Apart from corrections and minor changes or amplifications, the text of the original edition has been kept. It has been augmented notably by various additions on the Zuckerman functors, the Vogan-Zuckerman theorem describing the relative Lie algebra cohomology with coefficients in an irreducible unitary representation, and sharp vanishing theorems. Furthermore, an additional chapter outlines (without proofs) how the main results on the cohomology of discrete cocompact subgroups extend to general 5-arithmetic subgroups of semisimple groups over number fields. This edition can be used as a reference for research mathematicians and advanced graduate students in such diverse fields as representation theory, arithmetic groups, automorphic forms, and algebraic number theory. Library of Congress Cataloging-in-Publication Data Borel, Armand. Continuous cohomology, discrete subgroups, and representations of reductive groups / by A. Borel and N. Wallach. — 2nd ed. p. cm. — (Mathematical surveys and monographs, ISSN 0076-5376 ; v. 67) Includes bibliographical references and index. ISBN 0-8218-0851-6 (alk paper) 1. Lie groups. 2. Representations of groups. 3. Homology theory. I. Wallach, Nolan R. II. Title. III. Series: Mathematical surveys and monographs; no. 67. QA387.B64 1999 512/.55—dc21 98-44527 CIP Copying and reprinting. Individual readers of this publication, and nonprofit libraries acting for them, are permitted to make fair use of the material, such as to copy a chapter for use in teaching or research. Permission is granted to quote brief passages from this publication in reviews, provided the customary acknowledgment of the source is given. Republication, systematic copying, or multiple reproduction of any material in this publication is permitted only under license from the American Mathematical Society. Requests for such permission should be addressed to the Assistant to the Publisher, American Mathematical Society, P. O. Box 6248, Providence, Rhode Island 02940-6248. Requests can also be made by e-mail to reprint-permission@ams.org. Original Edition © 1980 by the authors. Second Edition © 2000 by the American Mathematical Society. All rights reserved. The American Mathematical Society retains all rights except those granted to the United States Government. Printed in the United States of America. @ The paper used in this book is acid-free and falls within the guidelines established to ensure permanence and durability. Visit the AMS home page at URL: http://www.ams.org/ 10 9 8 7 6 5 4 3 2 1 05 04 03 02 01 00
Contents Introduction to the First Edition xi Introduction to the Second Edition xvii Chapter 0. Notation and Preliminaries 1 1. Notation 1 2. Representations of Lie groups 2 3. Linear algebraic and reductive groups 4 Chapter I. Relative Lie Algebra Cohomology 7 1. Lie algebra cohomology 7 2. The Ext functors for (g,6)-modules 9 3. Long exact sequences and Ext 13 4. A vanishing theorem 15 5. Extension to (g, X)-modules 16 6. (g,£,L)-modules. A Hochschild-Serre spectral sequence in the relative case 19 7. Poincare duality 22 8. The Zuckerman functors 25 Chapter II. Scalar Product, Laplacian and Casimir Element 31 1. Notation and general remarks 31 2. Scalar product 33 3. Special cases 36 4. The bigrading in the bounded symmetric domain case 37 5. Cohomology with respect to square integrable representations 40 6. Spinors and the spin Laplacian 43 7. Vanishing theorems using spinors 47 8. Matsushima's vanishing theorem 50 9. Direct products 54 10. Sharp vanishing theorems 55 Chapter III. Cohomology with Respect to an Induced Representation 59 1. Notation and conventions 59 2. Induced representations and their if-finite vectors 61 3. Cohomology with respect to principal series representations 64 4. Fundamental parabolic subgroups 66 5. Tempered representations 69 6. Representations induced from tempered ones 70 7. Appendix: C°° vectors in certain induced representations 70
viii CONTENTS Chapter IV. The Langlands Classification and Uniformly Bounded Representations 75 1. Some results of Harish-Chandra 75 2. Some ideas of Casselman 78 3. The Langlands classification (first step) 81 4. The Langlands classification (second step) 84 5. A necessary condition for uniform boundedness 87 6. Appendix: Langlands' geometric lemmas 91 7. Appendix: A lemma on exponential polynomial series 94 Chapter V. Cohomology with Coefficients in 11^ (G) 97 1. Preliminaries 97 2. The class Uoc(G) 100 3. A vanishing theorem for the class 11^ (G) 100 4. Cohomology with coefficients in the Steinberg representation 103 5. H1 and the topology of £{G) 107 6. A more detailed examination of first cohomology 110 Chapter VI. The Computation of Certain Cohomology Groups 115 0. Translation functors 115 1. Cohomology with respect to minimal non-tempered representations. I 117 2. Cohomology with respect to minimal non-tempered representations. II 120 3. Semi-simple Lie groups with R-rank 1 122 4. The groups SO(n, 1) and SU(n, 1) 127 5. The Vogan-Zuckerman theorem 134 Chapter VII. Cohomology of Discrete Subgroups and Lie Algebra Cohomology 137 1. Manifolds 137 2. Discrete subgroups 139 3. r cocompact, E a unitary T-module 142 4. G semi-simple, Y cocompact, E a unitary T-module 145 5. T cocompact, E a G-module 147 6. G semi-simple, Y cocompact, E a G-module 149 Chapter VIII. The Construction of Certain Unitary Representations and the Computation of the Corresponding Cohomology Groups 151 1. The oscillator representation 151 2. The decomposition of the restriction of the oscillator representation to certain subgroups 155 3. The theta distributions 161 4. The reciprocity formula 164 5. The imbedding of Vt into L2(r\G) 165 Chapter IX. Continuous Cohomology and Different iable Cohomology 169 Introduction 169 1. Continuous cohomology for locally compact groups 170 2. Shapiro's lemma 175
CONTENTS ix 3. Hausdorff cohomology 177 4. Spectral sequences 178 5. Differentiable cohomology and continuous cohomology for Lie groups 180 6. Further results on different iable cohomology 184 Chapter X. Continuous and Differentiate Cohomology for Locally Compact Totally Disconnected Groups 191 1. Continuous and smooth cohomology 191 2. Cohomology of reductive groups and buildings 196 3. Representations of reductive groups 199 4. Cohomology with respect to irreducible admissible representations 200 5. Forgetting the topology 205 6. Cohomology of products 207 Chapter XL Cohomology with Coefficients in 1100(G): The p-adic Case 211 1. Some results of Harish-Chandra 211 2. The Langlands classification (p-adic case) 215 3. Uniformly bounded representations and II^G) 218 4. Another proof of the non-unitarizability of the Vj's 221 Chapter XII. Different iable Cohomology for Products of Real Lie Groups and T.D. Groups 225 0. Homological algebra over idempotented algebras 225 1. Different iable cohomology 226 2. Modules of K-finite vectors 228 3. Cohomology of products 230 Chapter XIII. Cohomology of Discrete Cocompact Subgroups 233 1. Subgroups of products of Lie groups and t.d. groups 233 2. Products of reductive groups 236 3. Irreducible subgroups of semi-simple groups 239 4. The T-module E is the restriction of a rational G-module 243 Chapter XIV. Non-cocompact 5-arithmetic Subgroups 247 1. General properties 247 2. Stable cohomology 247 3. The use of L2 cohomology 249 4. S-arithmetic subgroups 251 Bibliography 253 Index 259
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Introduction to the First Edition 1. This monograph is mainly concerned with two types of cohomology spaces pertaining to a reductive Lie group G (real, p-adic, or product of such groups) and a discrete cocompact subgroup Y of G. The first one is the Eilenberg-MacLane cohomology space H*(Y; E) of Y with coefficients in a finite dimensional unitary Y- module (or a finite dimensional G-module if G is real). The second one is attached to G, or its Lie algebra g and a maximal compact subgroup K if G is real, and a representation V of G, usually infinite dimensional, and appears in various guises: continuous, smooth, or also (for G real) relative Lie algebra cohomology. Our initial interest was in the former one. However, its study may be reduced in part to the latter one (see Chapters VII and XIII), where G is the ambient group and V runs through the irreducible subspaces of L2(Y\G). The determination of this cohomology is then a first step towards the determination of H*(Y; E). But, as this work developed, we were led to emphasize it more and more, and to treat it as our main topic rather than as an auxiliary one. In fact, ten out of thirteen chapters are devoted to it, or directly motivated by it. The material presented here divides naturally into two parts, one devoted mainly to real Lie groups (Chapters I to IX), the other to locally compact totally disconnected groups (for short, t.d. groups), in particular reductive p-adic groups, or products of real Lie groups and t.d. groups (Chapters X to XIII). Each part in turn contains roughly three main items: general results on the cohomology used, specific ones for cohomology and representations of reductive groups, and applications to discrete cocompact subgroups. We now give some indications on the contents of the various chapters. 2. In Chapters I to VIII, G is a real Lie group with finitely many connected components, and the underlying cohomology is the relative Lie algebra cohomology H*{g,t;V) or rather, to allow for non-connected G°s, a slight modification of it denoted H*($,K; V). Chapter I is devoted to foundational material on that cohomology. In §§1 to 4, g is a finite dimensional Lie algebra over a field of characteristic zero and t a subalgebra. §1 recalls the direct definition of H*(Q,t; V), §2 discusses more generally the derived functors of Hom0 in the category CQ^ of (g,£)-modules, i.e., g-modules which are locally finite and semi-simple with respect to t. This approach differs only in minor details from that of G. Hochschild, in the framework of relative homological algebra. The translation in the formalism of Yoneda's long extensions is briefly recalled in §3. In §4, we give two proofs of a useful vanishing theorem of D. Wigner. From §5 on, F = R, g is the Lie algebra of G and t that of a maximal compact subgroup K of G. In §5, we transpose the previous considerations to the category of (g, X)-modules. In §6 we introduce a slightly different category Cg^L? solely as a tool to prove the existence of a Hochschild-Serre spectral sequence for (g,K)-modules. Also included are two results of Casselman (5.5) xi
xii INTRODUCTION TO THE FIRST EDITION and of D. Vogan (2.8) on finitely generated or admissible modules, and a Poincare duality theorem of D. Vogan when G is semi-simple and V irreducible admissible (§7). Chapter II is devoted to the case where g is semi-simple (or reductive) and the coefficient module is the tensor product of a finite dimensional G-module E by a unitary G-module V. The cochain complex for relative Lie algebra coho- mology admits then a natural scalar product. Various constructions and results of Matsushima, Matsushima-Murakami, Kuga, originating in differential geometry and Hodge theory and discussed by them in the context of discrete cocompact subgroups, are adapted to our setting in §§1 to 4, and §8; in a similar vein, §§6, 7 prove some vanishing theorems by use of spinors, suggested by results of Hotta and Parthasarathy on discrete subgroups. In §5, we consider the case where V belongs to the discrete series and show, using the characterization of the minimal if-type in V, that Hq(g,K;E ® V) vanishes unless 2q = dimG/K and V has the same infinitesimal character as the contragredient representation E* to E. The main topic of Chapter III is the cohomology with respect to a principal series representation. The computation uses an analogue of Shapiro's lemma (2.5), a description of K-finite vectors in induced representations (2.4), results of B. Kostant on the cohomology of nilpotent radicals of parabolic subalgebras and the Hochschild-Serre spectral sequence (§3). The results are applied in §4 to the determination of the cohomology with respect to tempered representations: in particular, it can be non-zero only in a small interval around the middle dimension and if the underlying parabolic subgroup is fundamental. These results have also been proved independently by G. Zuckerman, and those of §3 for complex semi-simple Lie algebras by P. Delorme. The last paragraph of III contains some general remarks on C°°-vectors of induced representations, proving in particular that these are smooth functions in the cases of interest to us. The next step is the investigation of the cohomology with respect to non- tempered representations. It is based on the Langlands classification of irreducible admissible (g, K)-modules and on two complements to it: some information on the Langlands parameters of the constituents of the kernel of the intertwining operators used by Langlands, and a necessary condition for unitarizability (in fact, for uniform boundedness) in terms of the Langlands parameters. The latter sharpens a result of R. Howe stating that the coefficients of a unitary representation with compact kernel vanish at infinity. These results are proved in Chapter IV (see 4.13, 5.2), which also contains a proof of the Langlands classification (4.11). The uniform boundedness condition singles out a subset denoted Uoc(G) of the set 11(G) of infinitesimal equivalence classes of irreducible admissible (g,K)- modules (V, §2). It contains the unitary representations with compact kernel. Chapters V and VI are devoted to the cohomology with coefficients in Iioc(G), or also in V(8>i£, where V represents an element of noo(G?) and E is finite dimensional, irreducible. We prove first that Hq($, K;V ® E) vanishes for q < rkftG (3.3), a result also obtained independently by G. Zuckerman. For E trivial, this bound is sharp in noo(G?) (but not always in the unitary dual G of G, see (II, 8.7)): in §4, it is shown that the constituents of (an analogue of) the Steinberg representation are all in noo(G), and that Hq($, K; V) ^ 0 if q = rkR G for at least one of them. §5 reproves some results of P. Delorme on the relation between Hl and the topology of G.
INTRODUCTION TO THE FIRST EDITION xiii Chapter VI gives some further information on the cohomology with respect to a Langlands quotient Jp^,v We need only consider the Jp,<j,v with the same infinitesimal character as the trivial representation. The criterion IV, 5.2 gives an upper bound for v. The general pattern which emerges is that, roughly, the bigger v (in a suitable order relation), the lower the first non-vanishing cohomology group. Since the cohomology with respect to tempered representations is non-zero only close to the middle dimension, this suggests proceeding by increasing induction on v. Without attempting to do this in general, we illustrate this relationship in Chapter VI by some general results when v is minimal (§§1, 2) or rkRG = 1 (§3), and by a complete determination of the cohomology when G = SO(n, 1), SU(n, 1) in §4. Chapter VII is devoted to the cohomology of discrete subgroups. First if T is a discrete subgroup of the Lie group G, and E is a G-module, then we have the (well-known) formula (1) H* (T; E) = H* (g, K- C°°{T\G) <8> E) (2.7). If now r is cocompact, then L2(T\G) admits a Hilbert discrete sum decomposition with finite multiplicities (2) L2(T\G) = @m(*,T)Hv, and (1) transforms to (3) H*(T; E) = 0 m(7r, T)H*(q, K; Hn ® E) (5.2). There is also a counterpart to that formula when E is a unitary T-module, involving the decomposition of the unitarily induced representation I^2{E) (3-2). Various consequences of the results of the previous chapters are drawn in §§4, 6. Chapter VIII is concerned with cohomology at the R-rank q when G = SU(p, q) {v > q)- Let Ft be the irreducible G-module whose highest weight is £ times the highest weight of the standard representation of SU(p, q) in Cp+q. For each £ > q there is a unitary irreducible representation Hi of G such that Hq(Q, K; H^Ft-q) ^ 0 (2.13). It is then shown that certain cocompact arithmetically defined subgroups of G have subgroups of finite index V such that Hi occurs in L2(T\G), whence in particular Hq(T';F£-q) ^ 0. This extends a result of Kazhdan concerning the case where q = 1, which gave the first examples of discrete cocompact subgroups of SU(n, 1) with non-vanishing first Betti number for arbitrary n. The proof uses the metaplectic representation and the duality theorem, and is quite similar to that of Kazhdan, although the context is a bit different, since Kazhdan worked with adelic groups. 3. Chapters IX to XII are devoted to continuous and smooth cohomology. §§1 to 4 of Chapter IX contain some basic material concerning derived functors in the category Cq of continuous G-modules (always assumed to be locally convex Hausdorff topological vector spaces over C), when G is a locally compact group (countable at infinity). The approach is the one of Hochschild-Mostow, based on
XIV INTRODUCTION TO THE FIRST EDITION the use of injective modules relative to G-morphisms which are strong (i.e. split for the underlying structure of topological vector spaces). After that, we are concerned with real groups (IX, §§5, 6), t.d. (totally disconnected) groups, in particular p-adic groups (X, XI), and products of such groups (XII). The formal analogies between these three cases are emphasized. In each, besides Cq-, we consider the categories Cq of smooth topological G-modules and CG of non-degenerate modules over a suitable Hecke algebra. The last one (introduced in substance by Jacquet-Langlands) is abelian and the modules in it are just complex vector spaces. The Hecke algebras occurring here have no unit in general, a situation not considered in standard texts on homological algebra. However they are idempotented, and this allows one to extend some standard constructions to our case (XII, §0). In particular, Cq has enough injectives. There are natural functors where a (resp. (3) is the passage to smooth (resp. K-fmite vectors) and 7 is the inclusion. 7 preserves derived functors and /3 cohomology for quasi-complete spaces, a preserves derived functors for quasi-complete spaces in the t.d. case, and cohomology for Frechet spaces in the other two cases. In the real case, Cq' consists of the usual differentiable modules, with the C°°- topology, while, up to Chapter IX, Cq is just the category of (g, X)-modules. But, as is known, it may also be viewed as the category of non-degenerate modules over the Hecke algebras H(g,K) of bi-X-finite distributions on G with support in K. This point of view is more convenient to treat the mixed case, and is introduced later (XII, §2). The above conservation theorems for derived functors in the real case (due to Hochschild-Mostow, W. v. Est, P. Blanc) are proved in IX, §§5, 6. If G is a t.d. group (X, §1), then a topological G-module V is smooth if every vGVis fixed under an open subgroup and V is, topologically, the inductive limit of the subspaces VL of fixed points under compact open subgroups LofG. The Hecke algebra underlying the definition of Cq is the convolution algebra of locally constant compactly supported functions. The main case of interest is when G = G{k), where k is a non-archimedean local field and Q a connected reductive /c-group. If V G Cq-, then the ^/-valued cochains of the Bruhat-Tits building of G provide an s-injective resolution of V (X, §2). In §4 of X we prove the results of W. Casselman which give a complete description of the cohomology of G with respect to an irreducible admissible G-module. §5 is devoted to Cq, and the passage to Cq is used in §6 to prove some Kunneth rules. Chapter XI is a p-adic counterpart of IV. It discusses the analogue of the Langlands classification, and of the uniform boundedness condition. The latter is used to show that the only irreducible admissible representations with compact kernel, with respect to which G has non-vanishing cohomology in some dimension q 7^ 0, rkfc G, are non-unitarizable (a result due to W. Casselman). Let now G = G\ x G2 be the product of a real Lie group G\ and a t.d. group G2- A topological continuous G-module V is said to be smooth if it is smooth with respect to Gi and G2 and if it is the topological inductive limit of the subspaces VL, where L runs through the compact open subgroups of G^- There are also intermediate categories of continuous G-modules smooth with respect to one of the factors. The relations between the corresponding derived
INTRODUCTION TO THE FIRST EDITION xv functors are discussed in §1. In §2, we fix a maximal compact subgroup K\ of G\ and pass to the {K\ x L)-finite vectors, where L is a compact open subgroup of G2, which brings us to the non-degenerate modules over the Hecke algebra 7i{G) = H(gi,Ki) (g) H(G2). §3 is devoted to some Kunneth rules and to applications to the cohomology of products of reductive groups or of adelic groups. In Chapter XIII, we consider the cohomology space H*(T;E), where T is a discrete cocompact subgroup of G and E a finite dimensional unitary T-module, first in general (§1), then when G is a product of reductive groups Gs (s G 5). In the latter case, we have a formula quite similar to (3), except that L2(T\G) is replaced by the unitarily induced representation from E. Furthermore, since the Gs's are of type I, each it G G is a Hilbert tensor product it = ®stts (tts G Gs), and the Kunneth rule gives (4) H*ct(G;Hir) = <g)Hct(Gs;Hirs). This allows us to apply the earlier results on continuous cohomology of real or p- adic groups. We then pass to some applications. We prove the Casselman vanishing theorem (2.6) and extend it to the case where T is irreducible (3.1) in a product of semi-simple groups over non-archimedean fields (3.6). Following a suggestion of G. Prasad, we also show it to be valid when E is a finite dimensional vector space over an arbitrary field of characteristic zero, and G has rank > 2, using a theorem of Margulis (3.7). Finally, we prove that if G = G(A) is the adele group of a semi-simple anisotropic group Q over a global field, then H*(Q(k);H) reduces to the continuous cohomology of the archimedean factor of G(A) (3.9). A survey of some of the main results on vanishing and non-vanishing cohomology is given at the end of the book. 4. This monograph is an outgrowth of a seminar on the "Cohomology of discrete subgroups of semi-simple Lie groups" held at The Institute for Advanced Study in 1976-77. A first set of notes was written and distributed at that time. Most of the material of these notes is incorporated in Chapters I to IX, except for some results which were rendered somewhat obsolete by others found in the course of the seminar. There was also some discussion of the p-adic case in the seminar, but it was not written up then. In the first version, we kept track of who did what and each chapter was accordingly authored or coauthored. It would have been quite awkward to do so in the present version, which represents a considerable reorganization and expansion of the first one. Rather, we prefer to take joint responsibility for the results and mistakes in this book, except however that the first (resp. second) named author wishes to leave credit for Chapters IV, VIII, XI (resp. VII, IX, XII, XIII) to the second (resp. first) named author. The transition from the first to the final version was a rather painful process, involving a long series of changes, additions, amplifications, corrections upon corrections, reshuffling and renumbering. We are very grateful to the secretaries of the School of Mathematics, and in particular to Peggy Murray, who had by far the greatest load, for having taken care so skillfully and so speedily of this endless series of changes upon changes, which required expertise not only in typing but in cutting, pasting and collage as well.
xvi INTRODUCTION TO THE FIRST EDITION A reference such as 3.4 (resp. 3.4(1)) refers to section 3.4 (resp. relation 3.4(1)) of the same chapter; if preceeded by a capitalized Roman numeral it refers to the corresponding section or relation of the chapter denoted by that numeral. A. BOREL, N. WALLACH* July 1978 THE INSTITUTE FOR ADVANCED STUDY, Princeton, N.J. 08540 RUTGERS UNIVERSITY, New Brunswick, N.J. 08903 *The second named author did part of this work while enjoying the hospitality of Brandeis University. He also wishes to acknowledge partial support from NSF grant number MCS 77-04278 AOL
Introduction to the Second Edition This second edition includes a number of corrections, minor changes or amplifications to the original text, as well as some further material that reports on later relevant developments. The numbering in the first edition has been maintained. The new additions have been inserted either at the beginning or the end of a paragraph, or a chapter. This explains some numbering that is a bit unusual: In section 3 of Chapter 0, in particular, there is a subsection 3.0 (which has subsections). The main new topics are: I, §8, which gives a construction, in the framework of this book, of the Zucker- man functors and describes their main properties. II, §10 provides sharp bounds, case by case, for the vanishing theorems, due to Enright, Kumaresan, Parthasarathy, Vogan-Zuckerman, which in many cases are improvements of the ones given originally. VI, §0 introduces the translation functors and their relationship with relative Lie algebra cohomology. VI, §5 is devoted to the Vogan-Zuckerman theorem, which describes Ext*K(F, 1/), where V runs through the irreducible unitary (g, K)-modules and F through the finite dimensional irreducible (g, X)-modules. XIII, §4 studies the cohomology of an 5-arithmetic subgroup of G with coefficients in a rational G-module. Moreover, a new Chapter XIV has been added. It outlines how the main results proved in Chapters VII, VIII and XIII for the cohomology of discrete cocompact subgroups extend to general 5-arithmetic subgroups of semisimple algebraic groups over number fields. It has been almost 20 years since the publication of the original version of this book. During that time the methods of homological algebra have become increasingly important in the construction of admissible representations and in the study of arithmetic groups. Although some of the original material in this book has been superseded, it is still a useful reference. We thank the American Mathematical Society, in particular S. Gelfand, for having encouraged us to publish this second edition. The authors would also like to thank the editorial staff for an extremely helpful and thorough reading of the manuscript. A. BOREL, N. WALLACH 1999 THE INSTITUTE FOR ADVANCED STUDY, Princeton, NJ 08540 UNIVERSITY OF CALIFORNIA, San Diego, La Jolla, CA 92014 xvii
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CHAPTER 0 Notation and Preliminaries §1 contains some general notation, §2 some definitions and facts on representations of Lie groups, and §3 fixes a number of conventions on reductive groups. The notation introduced here will often be used without reference. 1. Notation 1.1. As usual, Z is the ring of integers, N = {z G Z | z > 0} the set of natural integers, Q (resp. R, resp. C) the field of rational (resp. real, resp. complex) numbers, R+ the multiplicative group of strictly positive real numbers. If A is an algebra with identity, then A* is the group of units of A. 1.1.1. If V = 0iGZ V% is a vector space graded by Z and if m G Z, then V[m] denotes the graded vector space defined by V[m}1 = V1+rn (i G Z). 1.1.2. Let V be a complex vector space. If V has the structure of a module over a group or a Lie algebra and if m G N, then we have consistently written mV for the direct sum of m copies of V', with the corresponding diagonal action, thus committing an abuse of notation. To adopt a correct one would entail an amount of changes that we found too daunting. We thereby, regretfully, announce that we shall maintain our original convention. 1.2. If G is a group, and M a subset of G, then ZG(M) or Z(M) is the centralizer of M and Afc(M) or Af(M) the normalizer of M: ZG{M) = {geG\g-m = m.g{me M)}, tfG(M) = {geG\g-M.g-1cM}. Int g is the inner automorphism x \-^ g • x • g~l. We also write gx for Int g(x), and gM = Intg(M). The center of G is denoted Z{G) or C(G), and VG is the derived group of G. 1.3. If g G G, then £g (resp. rg) denotes the left (resp. right) translation by ^ on G, or on functions / on G. In particular (1) £gf(x) = fig'1 • x), rgf(x) = f(x. g) (x G G). Thus £g.h = £g • 4, rgh =rg-rh (g, h G G). 1.4. If G is a topological group, then G° is the connected component of the identity in G. l
2 0. NOTATION AND PRELIMINARIES 1.5 1.5. The Lie algebra of a real Lie group G,H,-— will be denoted by the corresponding German lower case letter g, (),•••, and the exponential map g —> G is denoted exp. We also write ex for expx(x Eg). If m is a subspace of g, then mc stands for the complexification m ®r C of m. The universal enveloping algebra over C of g is denoted U(g). Its center is denoted Z(g). The centralizer (resp. normalizer) of m in g is denoted ^(m) or 30(m), resp. n(m) orn0(m): 30(m) = {x e g/[m,x] = 0}, nfl(m) = {x G g/[x,ra] G m (m G 5BT)}. As usual the differential of Intx (x G G) at 1 is denoted Adx, and, for x G g, adx: g h^ g is defined by adx(y) = [x,?/]. For m C g, we let ZG(m) = {x G G | Adx(ra) = m (m e m)}, A/*G(m) = {x G G | Adx(m) = m}. 1.6. If G is a Lie group, then X(G) is the group of continuous homomorphisms of G into R* and °G= p| ker|X|. xex(G) It is a normal subgroup which contains the derived group and all compact subgroups of G. 1.7. Unless otherwise stated, topological vector spaces are assumed to be over R or C, Hausdorff locally convex and quasi-complete, and manifolds to be C°° and countable at infinity. If M is a manifold and V a topological vector space, then C°°(M; V) is the space of G°°-functions of M, with values in V', endowed with the C°°-topology. The space of V-valued smooth differential p-forms (p G N) on M is denoted AP(M; V), and A*(M; V) is the direct sum of the spaces AP{M; V). Thus A°(M; V) = C°°(M- V). If V is a Frechet space, then so is Ap(M; V) {p G N). If M, iV are manifolds, then C°°(A,B) is the space of smooth maps A —> B, endowed with the G°°-topology. 2. Representations of Lie groups 2.1. Let G be a Lie group with finite component group. By a topological G-module (or simply a G-module) V, where V is assumed to be a locally convex and locally complete Hausdorff topological vector space over C, we mean a ho- momorphism G —> Aut V defined by a continuous map G x V —> V. It will be denoted (tt, V), or V or tt. The action of g on v is often denoted g.v or gi; rather than Tx{g)v. We shall denote by Cq the category of topological G-modules and equivariant continuous linear maps. V is said to be finitely generated if there is a finite subset S of V such that the span of the vectors g.c (g G G,c G S) is dense in V. 2.2. Let (tt, V) G Cq- For v G V we let cv: G —> "1/ denote the orbit map c^(#) = K(g)v. It is continuous. If i; is a continuous functional on V', then the function cv ^ on G defined by (1) cv,v(g) = {n{g)v,v) = {cv{g),v) (g G G) is called a coefficient of 7r.
2.5 2. REPRESENTATIONS OF LIE GROUPS 3 An elementary calculation shows that we have If V is a Hilbert space, then the coefficients may also be defined to be the functions Cv,w '• 9 ^ M^O^? w), where v, w G V and ( , ) is the scalar product on V. 2.3. Let (7r, V) G Cg- The vector v G V is said to be differentiable (resp. analytic) if cv is C°° (resp. analytic). The space of different iable (resp. analytic) vectors is denoted V°° (resp. V"). It is stable under G. The representation it defines a representation of g or U(g) on V°° (resp. Fw) which is denoted it^ (resp. iiu) or simply 7r. A continuous representation (it, V) is different iable if V = V°° and if the map v ^ {g h^ g • v} is a topological isomorphism of 1/ onto its image in C°°(G; V), endowed with the topology induced from that of C°°(G; V), to be called the C°°- topology. We let Cq be the category of different iable G-modules and continuous G-morphisms. Let (tt,V) be a continuous G-module. Then V°°, endowed with the C°°- topology and the given action of G, is a different iable G-module. We denote it (tToo, V°°). If V is a Frechet space, then so is V°°. The map (tt, V) ^ (tt^, V°°) is a functor. If V is a Hilbert space, then, by the principle of uniform boundedness, the topology on V°° is defined by the semi-norms v ^ \\Xv\\ (X G U(g)). 2.4. A vector v G V is G-finite if it is contained in a finite dimensional subspace stable under G. A G-module is locally finite if every element is G-finite. Let K be a compact subgroup of G. We let V^k) denote the space of if-finite vectors. It is the union of the images V(w) of the maps RomK(W,V)®W ^V defined by T0«;^ t(w) (r G Hom^W7, V), w G W), where W runs through all finite dimensional X-modules. If W is irreducible, then V(y/) is the isotypic subspace of type W. We say that V is admissible if all isotypic subspaces are finite dimensional (or equivalently all of the V(y/) are finite dimensional for all finite dimensional W). Assume a maximal compact subgroup K of G has been fixed. Then we set Vb = V°° fl V(k)- This space is stable under g. Note that if an isotypic subspace of K in V is finite dimensional, then it is contained in V°°. We say that tt is admissible if the isotypic subspaces in V are all finite dimensional. In this case Vb = V(k)- 2.5. A (g, X)-module is a real or complex vector space which is a g-module, a locally finite and semi-simple X-module and such that the operations of g and K satisfy the following compatibility conditions: 1) 7r(k) • (tt(X)) • v = 7r(Ad k(X)) • ir(k) • v (k G K; X G U(g); v G V); 2) if F is a K-stable finite dimensional subspace of V', then the representation of K on F is different iable, and has 7r|^ as its differential. A (g, K)-module is admissible if it is admissible as X-module. Let V be a vector space on which g and K operate so as to satisfy 1) and 2) and in which every X-stable finite dimensional subspace is if-semi-simple. Then the subspace V^k) of if-finite vectors in V is if-semi-simple and stable under g, hence is a (g, if )-module.
4 0. NOTATION AND PRELIMINARIES 2.5 If (7r, V) is a (g, X)-module, then g and X operate as usual on the dual space V of V. The above conditions are met. The space of K-finite vectors in V' is then a (g, K)-module, to be called the contragredient (g, K)-module to V, and to be denoted (7F, V). It is admissible if and only if V is. In that case, V is contragredient to V. A (g, l/)-module (n, V) is unitary if 1/ is endowed with a positive non-degenerate scalar product ( , ) which is invariant under K and (infinitesimally) invariant under 9- (7r(/c) • v, ix{k) • w) = (v, w), (tt(x)v, w) -h (v, tt(x) • w) = 0 (v, w G V, /c G K, x G g). We let C05k be the category of (g, K)-modules and (g, K)-morphisms, and 11(G) the set of isomorphisms classes of irreducible admissible (g, X)-modules. A (g, K)-module (71-, V) (or a differentiate G-module) is said to have an infinitesimal character \ if there is a homomorphism Z(g) —> C such that ir(z) = x(z)-Id for all z G Z(g). This is in particular the case if (n, V) is irreducible and admissible. 2.6. Let (7r, V) G Cq. Then Vb is a (g, X)-module. We denote it sometimes (tto? Vb). It is admissible (resp. unitary) if (n, V) is so, and it is finitely generated as a g-module if (71-, V) is finitely generated as a G-module. It is known that every irreducible admissible (g, K)-module can be realized as the space of X-finite vectors in an irreducible admissible differentiable G-module [77]. In fact, this statement is true more generally for finitely generated admissible (g, K)-modules, but we shall not need this fact. Two smooth representations are infinitesimally equivalent if the two associated (g, X)-modules of K-finite vectors are isomorphic. 2.7. We let Z(g,K) denote the subgroup of elements of the center of K which act trivially on g. If G is connected, with compact center, then Z(g, K) is just the center of G. We say that a (g, X)-module (71", V) has a central character cjn if there exists a character un : Z(g, K) —> C* such that ir(z) = LOn(z)-Id for all z G Z(g, K). If (71-, V) is admissible and irreducible, then it has both an infinitesimal character and a central character. 2.8. The set of equivalence classes of irreducible unitary representations of G is denoted £(G) or G. Let (71", V) be unitary, irreducible. There exists then a unitary character L0n of C(G) such that ir(z) = LOn(z) Id for z G C(G). Therefore \cu,v\ (u,v G V) is a function on G/C(G). The representation it is said to be in the discrete series if it is unitary, irreducible and if its coefficients are square integrable modulo the center, i.e. on G/C(G). We let Ed{G) be the set of equivalence classes of discrete series representations of G. If G is compact, then £(G) = £d(G). 3. Linear algebraic and reductive groups 3.0. In this book, up to Chapter XII, we are mainly concerned with real or complex Lie groups. The point of view of algebraic groups becomes more prominent in XIII, XIV. Our general reference for linear algebraic groups is [124]. We review some basic concepts in characteristic 0.
3.3 3. LINEAR ALGEBRAIC AND REDUCTIVE GROUPS 5 k is a field of characteristic 0, and K an algebraically closed extension of k. 3.0.1. A subgroup Q C GLin(K) is linear algebraic if there exist polynomials Pa G K[Xu,Xi2,..., Xnn], ael, such that G = {g = fa) e GLn(K) | pa(giu...,gnn) = 0{ae I)}. It is defined over k if the ideal of polynomials vanishing on Q is generated by elements of k[Xn,Xi2,... ,Xnn]. Then we set Q(k) = Q H GLn(/c). The group Q is connected (in the Zariski topology) if and only if it is irreducible as an algebraic variety. If K = C, Q is also a complex Lie group, and it is connected if and only if it is connected as a manifold. Moreover, if it is defined over R, then 5(R) is a Lie group which may have several (but at most finitely many) connected components in the ordinary topology. 3.0.2. The group GLi may be identified with the group K*. The linear algebraic group Q is an (algebraic) torus if it is isomorphic to a product of a finite number of GLi's. This is equivalent with the requirement that it is diagonalizable. If Q is moreover defined over k and the isomorphism can be defined over /c, then it is said to be split over k or k-split. (This condition is equivalent with the requirement that there exist g G GLn(/c) such that gQg~l is diagonal.) 3.0.3. Let Q be a linear algebraic group defined over k. The maximal /c-split tori of Q are all conjugate under Q(k). Their common dimension is the k-rank, vkk{g) of 0 [18] (see also [124], 2.0.9, 19.2). 3.0.4. The group Q is reductive if its Lie algebra is reductive. Assume that Q is connected. Then a closed subgroup V of Q is parabolic if Q/V is a projective variety. 3.1. In this book, a real Lie group G is said to be reductive if there exists a linear algebraic group Q defined over R, whose identity component (in the Zariski topology) is reductive and a morphism v\ G —> £(R) with finite kernel, whose image is an open subgroup of finite index of Q(R). Unless otherwise stated, we also assume that G is of "connected type", i.e. that K&G is contained in Ad(gc). This implies in particular that the identity component Z(G°)° of the center of G° is also central in G. 3.2. The usual terminology of algebraic groups will be extended to such groups. In particular, a subgroup T of G is a torus (resp. R-split torus) if it is the inverse image of the group of real points «S(R) of an R-torus (resp. R-split torus) S of G. The split component of a torus T is the identity component of its greatest R-split subtorus. The maximal R-split tori of G are conjugate under G°. Their common dimension is the R-rank or split rank rkR(G) of G. The split component of G is the identity component of the greatest split torus in the center of G (or, equivalently, of G°, cf. 3.1). The group G is the direct product of its split component by °G. 3.3. A Cartan involution 0 of G is an involutive automorphism of G whose fixed point set is a maximal compact subgroup and which is the inversion on the split component of G. Given X, there is exactly one Cartan involution with fixed point set K. If 5 is the ( —l)-eigenspace of d0, then (/c, x) ^ k • expx (k G X, x G s) is an isomorphism of analytic manifolds of K x s onto G. In particular S = exps is a closed subspace isomorphic to s under the exponential mapping, on which 0 acts by inversion. The Cartan involutions are conjugate under automorphisms of G.
6 0. NOTATION AND PRELIMINARIES 3.4 3.4. A parabolic subgroup P is the normalizer of a parabolic subalgebra p of g. It is the inverse image of the group of real points V(R) of a parabolic subgroup V defined over R of Q. The unipotent radical N or Np of P is the analytic subgroup generated by the nilradical of p. A Levi subgroup M of P is the inverse image of a Levi R-subgroup M of V. A split component A of P is the split component of a maximal torus in the radical of P. If Ap or A is one, then it is a split component of Zq{A), and Zq{A) is a Levi subgroup of P. We have (1) P = M k JV, M = Ax°M, hence P = MN = A-°M-N. In particular, P D 0(P) is the unique ^-stable Levi subgroup of P. Its split component is P H S. We always have G = P ■ K, and K D P is a maximal compact subgroup of P fl 0(P). The dimension of A is the parabolic rank prk(P) of P. A p-pair is a pair (P, A) consisting of a parabolic subgroup and a split component A of P. The standard Levi decomposition of P is P = M-N with M = ZG(A). A p-pair (P', A') dominates (P, A) (written (P', A') y (P, A)) if P' D P, A' C A. The minimal p-pairs are conjugate under inner automorphisms of G°, or even K°. If a minimal parabolic subgroup Po (resp. a minimal p-pair (Po, Ao)) is chosen, the standard parabolic subgroups (resp. p-pairs) are the parabolic subgroups containing Po (resp. the p-pairs dominating (Po, Ao)). A p-pair (P, A) is semi-standard if A C A0. _ The p-pair (P, A) opposite to (P, A) consists of A and of the parabolic subgroup P opposite to P and containing M = ZG{A). Thus P = M • iV, iV = TVp. If M is <9-stable, then ~P = 0(P). 3.5. Let (P, A) be a p-pair. Then $(P, A) is the set of roots of P with respect to A and A(P, A) the set of simple roots in 4>(P, A). We shall indifferently view it also as the set <I>(p, a) of roots of p with respect to a, i.e. we make no distinction between a character a of A and its differential. The value of a character a on a G A is denoted a (a) or aa. Moreover we let (1) pP{a) = (detAda|J1/2 (a G A); more generally (2) pp(m) = | (det Adm| J |1/2 {m e M), where P = M • N is the standard Levi decomposition of P. Thus, in the Lie algebra language, pp is half the sum of the elements of <I>(p, a), each counted with its multiplicity. Every element of $(P,A) is a linear combination with coefficients in N of elements in A(P, A). The latter are linearly independent, and their number is equal to dim A n VG. We have $(P, A) = -$(P, A). 3.6. If f) is a Cartan subalgebra of g, then $ = $(g0 fyc) is the set of roots of gc with respect to \)c. If ao is the Lie algebra of a maximal R-split torus, then r<I> = R^(g,ao) is the set of R-roots, i.e. of roots of g with respect to ao- The algebras ao are the Lie algebras of the split components of the minimal parabolic subgroups of G. If (P0, Ao) is a minimal p-pair, then R*(fl, a) = $(P0, A0) U (-*(P0, 4))) = W, A0) U $(P0,4)), and $(Po> ^o) is the set of positive elements in r${q, a) for some ordering.
CHAPTER I Relative Lie Algebra Cohomology In this chapter, F is a commutative field, g a finite dimensional Lie algebra over jF, t a subalgebra of g, U(g) (resp. U(t)) the universal enveloping algebra of g (resp. t). We let R = U(g) and 5 = U(t), except in §3, where 5 denotes Yoneda extensions. Prom 2.4 on, F is of characteristic zero and t is reductive in g. 1. Lie algebra cohomology 1.1. We review here the standard definitions in the cohomology of Lie algebras (see [31, 74]). A g-module is a vector space V over F on which g acts via a homomorphism it: g —> Ql(V). It will be denoted by V, or by the pair (tt,V). It will often be infinite dimensional. If V is a g-module, and q G N, then (1) C9 = C(S; V) = HomF(A«fl, V), and d: Cq -► C9+1 is defined by df(x0,...,xq) = ^2(-iyxi ■ f(x0,...,Xi,...,xq) (2) l ~r / VV~V /u^i? ^JJ' ^0? • • • j #z> • • • j ^j? • • • > ^gj? where, as usual, ^ over an argument means that the argument should be omitted. Then d2 = 0 and #*(g; V) is the cohomology of the complex {Cq}. To x e g there is associated an endomorphism 0X of C9 and a linear map ix: Cq —> C9_1 (the interior product) defined by (3) (Oxf)(xu • • •, xq) = ^ /(xi,..., [x», x],..., xq) + x • /(xi,..., Xg), i (4) (W)(xi,..., Xg_i) = /(x,xi,... ,x9_i). The maps rf, i^, #x are related by (5) 0X = d-ix+ix-d. Write C9(g; V) as A9g* 0 V. Let {x*} be a basis of g and {x1} the dual basis of g*. Denote by e(x) the left exterior product by x in Ag* and by do the differential of C*(g). Then (2) translates to (6) d = d0 <8> 1 + ^ e(x*) (8) 7r(xi), (7) 2.do = Se(xi)'^« i (cf. [74, 3.4] for (7), and [44, 5.26] for the general case).
8 I. RELATIVE LIE ALGEBRA COHOMOLOGY 1.2 1.2. Let Cq(g,t,V) be the subspace of Cq(g,V) consisting of the elements annihilated by the maps ix and 0X for all xGf. Then Cq($,t; V) is stable under d and its cohomology groups are the relative cohomology groups Hq($,t;V) of g mod £, with coefficients in V. Note that we have (1) C«(9,t;V) = Romi(Ai(g/t),V), where the action of t on Aq($/t) is induced by the adjoint representation, i.e., Cq{g,t,V) may be identified with the subspace of elements / G Homjp(A9(g/^), V) which satisfy the relation (2) ^/(xi,...,[x,^],...,xq) = x- f(xu...,xq) {x G t;xi eg/t,i = l,...,g). We have in particular (3) H°(q, V) = H°(q, t; V) = VQ = {v G V \ x • v = 0 for all x G g}. Since A*g/{? is finite dimensional, it is clear that (4) The functor V h^ H*(q, £; V) commutes with inductive limits. 1.3. These cohomology groups obey the Kunneth rule. To simplify notation, we just consider the case of two factors. Assume then g = sieg2, ^!ie!2, v = v1®v2 {ti C fli, Vi a &-module, i = 1, 2). Then, for all g's, (2) H«(fl)t;r)= 0 ff0(fli,ei;^i)®/f6(82)«2;V2). a+b=q To see this, note that we can write C{S, t; V) = (A«(fl/t)* ® V)\ A(fl/t)* = A^i/eO* ® A(02/e2)*. However, if A^, J/^ are ^-modules (i = 1,2) and Ai 0 ^2, f^i 0 U2 are viewed as ^-modules in the obvious way, then (3) (Ax ®A2®Ul® U2f = {Ax ® C/i)*1 0 (A2 ® J72)*2. Therefore (4) C*(fl,e;V) = C*(fli,ei;V)(8)C*(fl2,e2;V) (graded tensor product), whence our assertion. 1.4. In this subsection and the next one, F is of characteristic zero, g uni- modular, t reductive in g and n = dimg, m = dimg/6. The algebra t is then also unimodular, hence acts trivially on Am(g/£). It is known that #*(g,£;F) satisfies Poincare duality ([74, §12], [44, 10.27, 10.28]). In particular, Hq($,t;F) is canonically isomorphic to the dual of Hrn~q{%,l\F) for all q G Z. This implies in particular (since Cm(g,£;F) is one- dimensional) (1) Crn(^t;F) = Hrn(^t;F) = F, dCm~ 1(g,^;F)=0. 1.5. Proposition. Assume V and W are two Q-modules in perfect duality with respect to a ^-invariant pairing ( , ), and that H*(g,t;V) and iJ*(g,6; W) are finite dimensional. Then Hq($,t;V) is canonically isomorphic to the dual of Hrn-q{^t-W)forallqeZ.
2.1 2. THE Ext FUNCTORS FOR (0, ^-MODULES 9 We can view Cq(V) = G9(g, t; V) as the space (A(g/t)* 0 Vf of ^-invariants in A(g/6)* 0 V, and similarly for W. Then the map Cq(V) x Cm-9(W) -> Am(g/*)*, defined by (?/ ®v,y'®w) = (v, w)y A y' (i;GV; weW; yeAq(Q/ty, ^A^(b/!)*) defines a perfect pairing between Cq{V) and Crn~q{W), once a basis element of Am(g/£)* is chosen. It is easily checked, using 1.1(6) and 1.4(1), that we have (1) (da,b) = (-l)q+1(a,db) {a G Cq{V), b G Cm-q-1{W)). From this 1.5 follows immediately. 1.6. The real case. Let F = R and let Gbea Lie group with Lie algebra g, K a closed connected subgroup of G with Lie algebra t. If V is a smooth G-module, then we let G operate on the space A(G/K; V) of V-valued differential forms on G/K by the rule (1) (gooj)(x,Y) = g(cu(g-1-x,g-1-Y)) where g G G, x G G/K, and 7 is a g-vector at x. It is then readily seen that the evaluation map at the origin, which assigns to u G A(G/K; V) its value at e, defines an isomorphism of the space A(G/K; V)G of G-invariant differential forms onto C(g, £; V), which carries the exterior differential to the differential of 1.1. Thus, H*(&i £; V) is the cohomology of the space of G-invariant V-forms on G/K. Assume G to be compact connected, V to be finite dimensional and acted upon trivially by G. Then a standard averaging argument shows that H*(A(G/K; V)G) = H*(A(G/K; V)); hence, by the de Rham theorem (2) H*(&l',V) = H*(G/K;V). This is a result of E. Cart an which is in fact at the origin of the notion of Lie algebra cohomology. A bit more precisely, E. Cart an conjectured two theorems, which were proved later by de Rham, and stated that, modulo those results, the cohomology of G/K could be computed using invariant differential forms. In fact, he was mainly concerned with compact symmetric spaces, for which all invariant forms are closed and even harmonic (see II, 3.2). 2. The Ext functors for (g, ^-modules 2.1. It is well known that the groups Hq{g; V) may be viewed as the derived functors of V 1—> Vs in the category of .R-modules. More generally, one may define the derived functors Ext^(J/, V) of (U, V) \-^ Hom0(J/, V), and we have (1) ExtqR(F,V) = Hq(&V), ExtqR(U,V) = Hq(^RomF(U,V)) (qeZ), where F is viewed as the trivial g-module (see XIII and IX, 4.3 in [31]). We shall need similar facts in the relative case. A general theory was developed by G. Hochschild [59] in the context of relative homological algebra with respect to the pair (R, S). However, in order to prove the equality (2) Extls(F,V) = H"(Q,t;V), he had to assume F to be of characteristic zero and t to be reductive in g. This is at any rate the only case of interest in this book (with in fact F either R or C). In
10 I. RELATIVE LIE ALGEBRA COHOMOLOGY 2.1 the relative theory, one accepts only exact sequences of .R-modules which split over S. We shall adopt here a slightly different point of view, using the usual absolute theory, but in a more restricted category, that of (g, £)-modules, defined below. In principle, this is a bit less general than Hochschild's approach, but sufficient for our purposes. 2.2. Let V be a ^-module. An element v G V is t-finite if U(t) -visa finite dimensional subspace. The ^-module V is locally t-finite if every element is ^-finite. Thus V is locally ^-finite if and only if every finite dimensional subspace is contained in a finite dimensional subspace stable under t. A vector space V over F is a (g,£)-module if it is a g-module which is locally ^-finite and is semi-simple as a ^-module. In particular, every ^-simple submodule is finite dimensional. It suffices to require that V be locally ^-finite and that every finite dimensional ^-stable subspace be semi-simple [21, §3, n° 3]. A (g, £)-module V is admissible if the isotypic subspaces for t are all finite dimensional. If V is admissible, it is clearly a direct sum of simple ^-modules. Let C or C0>* be the category of (g, £)-modules. It is closed under direct sums. If V G C, then every g-submodule of V and every g-module quotient of V belong toC. Since g-modules are canonically .R-modules and vice versa, we get equivalent notions if we replace above g and t by R and S. We shall use both interchangeably. Since all our modules are semi-simple for S, it is clear that all exact sequences in C split over S. If F is of characteristic zero, then the tensor product over F of two elements of C also belongs to C. This follows from the fact that in characteristic zero, the tensor product of two finite dimensional semi-simple modules for a Lie algebra m is also semi-simple [25, §6, n° 5, Cor. 1]. Let (7r, V) be a g-module. Then the subspace V^ spanned by the finite dimensional ^-stable subspaces of V is stable under g. Therefore, if these subspaces are semi-simple ^-modules, the space V^ is a (g, ^-module. We note that the image of Home(A(g/£), V) is necessarily contained in V^y Therefore the inclusion V^) C V induces isomorphisms (1) C*(g,t;Vm)^C*(S,t;V), H*(S,t; V(t)) ^ H*(g,t; V), i.e., in computing cohomology, we can always replace a g-module V by the subspace of ^-finite vectors in V. If the Mypes occurring in A(g/{?) have finite multiplicities in V^ (in particular, if V is admissible), then C*(g,£;y) is finite dimensional, and hence H*(g,t;V) is finite dimensional. Now let (7r, V) be a (g, £)-module. By analogy with 0, 2.5, the contragredient module (5r, V) is by definition the space V/^ spanned by the ^-stable finite dimensional subspaces in the dual space V to V', acted upon by the usual contragredient representation, i.e., ty(x) = tix{—x) (x G g), where tix is the transpose of it. If U is a finite dimensional ^-stable subspace of V', then U is the dual space to the quotient of V by the annihilator of U in V', hence is a semi-simple ^-module. Therefore (n, V)eC. As usual, the center of the universal enveloping algebra of a Lie algebra m over F will be denoted Z(m). A g-module (n, V) is said to have an infinitesimal character if there exists a character of Z(g), i.e., a unital F-algebra homomorphism: Z(g) —> F, to be denoted
2.5 2. THE Ext FUNCTORS FOR (0, ^-MODULES 11 X or x-k or xv-> such that *(*) = *„(*)• Id (zeZ(fl)). This is the case in particular if (tt, 1/) is an absolutely irreducible and admissible (g,£)-module. 2.3. Example. Let F = R. Let Gbea connected Lie group, g its Lie algebra, and t the Lie algebra of a compact subgroup of G. Then t is reductive in g, and every (g, K)-module is a (g, £)-module. This example is the one which has motivated the above definition, and in fact, later, besides finite dimensional modules, we shall mainly consider (g,£)-modules associated in this way to unitary representations. 2.4. Projective modules. We recall that from now on F is of characteristic zero and t is reductive in g, i.e., g is a semi-simple ^-module with respect to the adjoint representation. The algebra t operates on g by the adjoint representation, whence a representation on the tensor algebra T($) of g and on U(g). Under this representation, both T($) and U(g) are locally ^-finite and semi-simple (see [25, §6, n° 5, Cor. 2]). Lemma. Let U be a locally t-finite semi-simple t-module. Then the induced module I(U) = Is,r{U) = R ®s U is a projective (g, t)-module. Although not stated in this way, this is in effect proved in [59]. We sketch the argument. First, by standard "Frobenius reciprocity" we have for every (g, £)- module V a canonical isomorphism (1) m: KomR(I{U), V) ^ Hom5(*7, V), defined by the restriction to 1 0 U. Now let A, B G C, /: B —> A a surjective morphism, and s: I(U) —> A a morphism. We have to show the existence of t: I(U) —> B such that / o t = s. Since A is a direct 5-summand of £?, we can find an 5-module homomorphism t': U —> B such that 771(5) = / ot'. We then put t = m~l(t'). It remains to see that I(U) belongs to C. The .R-module structure on I(U) understood here comes from left translations on R. It gives by restriction an action of S; call it the ordinary action. On the other hand, S acts on R via the adjoint representation on g. With respect to this action, R is locally 5-finite and semi-simple, as remarked above. Then R 0^ U, with the tensor product of these actions of S, is also 5-semi-simple and locally finite. The operation of s G S is given by (2) so(r®u) = (s-r — r-s)®u + r®s-u (s G £; r G R, u G U). It is readily seen to leave stable the kernel M of the canonical map R®f U —> I(U), and thereby induces an action on I(U), with respect to which I(U) is locally finite and semi-simple. However, the sum of the last two terms on the right hand side of (2) belongs to M. Hence this new 5-action coincides with the ordinary one on I(U), which proves our contention. 2.5. The functors Ext. The map (r, u) \-^ r -u induces a surjective morphism I{U) —> U. Thus every element of C is a quotient of a projective one, and we can construct projective resolutions in the usual way. If (1) > Xq ^^ Xq_! ^^ • • • > X0 ^-^ U > 0
12 I. RELATIVE LIE ALGEBRA COHOMOLOGY 2.5 is one for U, and V G C, then the groups Ext9(£7,1/) are by definition the cohomol- ogy groups of the complex (2) Hom*(A0, V) —^2— Homfl(Xi, V) —^— • • • -^- HomH(Ag, V) > ■■■ . As usual, they do not depend on the choice of the projective resolution. Moreover, it follows from [31, IX, 4.3] that (3) Ext«(F, HomF(£/, V)) = Extq(U, V). We should check that 2.1(2) is satisfied. Let Xq = R®s A9(fl/e). Define dq: Xq -> AVi by (4) dq(r 0 x\ A • • • A xq) = Y^(-l)2-1^ • r ® Xi A • • • AXi A- • • Axq + y^-l)24"-^ 0 [xi, Xj] A x\ A • • • A Xi A • • • A Xj A • • • A xq i<j and let e: Xq = R —> F be the augmentation. Then the Xi are projective (2.4) and (5) > Xq ^^ ■ ■ • ^^ A0 ^-^ F ► 0 is easily seen to be exact [59]. Hence (5) is a projective resolution of F. In view of 2.4(1), we have HomjR(Xq, V) = Homs(A9(g/{?), V), and it follows immediately from (4) that the complex {HomjR(Xq, V)} may be identified with the one used in 1.2 to define relative Lie algebra cohomology, whence 2.1(2). 2.6. Injective modules. We have used projective resolutions in C, which will suffice for our purposes. But our category also contains enough injectives. We briefly outline their construction. Let V be a locally finite semi-simple ^-module and P°(V) = P%tS(V) = Uoms(R,V) the usual coinduced or "produced" module from S to R. Let P(V) = Pr,s(V) = Roms(R,V)(s) be the subspace of P°(V) spanned by the 5-finite elements. We claim that P(V) is an injective module in C. We view P°(V) as a subspace of Homjp(-R, V). On the latter, S acts first by left translations on R, the "ordinary action", and second, as above, it acts via the given action on V and the operation on R stemming from the adjoint representation of t on g. As in 2.4, it is first checked that these two actions coincide on P(V). Let us prove now that every finite dimensional subspace M of P°(V) stable under S is a semi-simple 5-module. Let {Rj}j=o,i,— be the usual increasing filtration of R [25]. There exists j such that the restriction map Homjp(-R, V) —> Homjp(-Rj,^/) is injective on M; hence it identifies M to a subspace of Homjp(-Rj, V). Since Rj is finite dimensional, Hom^(Rj,V) = R* 0f V is ^-semi-simple, hence so is M. It follows that P{V) can also be defined as the subspace of P°(V) generated by the 5-invariant finite dimensional subspaces of P°(V). It is then clearly an R- module, and then an (/?, 5)-module. Furthermore, if N is an (R, 5)-module and N -> P°(V) an .R-morphism, then ImN C P(V). Since P°(V) is injective with
3.1 3. LONG EXACT SEQUENCES AND Ext 13 respect to (R, 5)-modules (the argument is the dual to that of 2.4, see [59]), it follows that P(V) is injective in C. Now let V be a (g, £)-module. As usual, the map which associates to v G V the homomorphism r h^ r • v of R into V yields an injective morphism of V into P(V). Hence every element of C is contained in an injective module in C, and we can construct injective resolutions in the usual way. Let Xq be as in 2.5(5). Since it is projective, Aq = Homs(Xq, V)(s) is injective; therefore {Aq} provides an injective resolution such that (6) A™=C{a,l;V) (qeN). In particular, if V is admissible, then V admits an injective resolution 0 —> V —> A* such that A*0 is finite dimensional. 2.7. Finitely generated (g, ^-modules. Let U be a finitely generated (g, t)- module. Then there exists a ^-stable finite dimensional subspace E of U such that U = R.E. Then U is a quotient of the (g, ^-module R ®s E, which is projective and finitely generated. It follows that U admits a projective resolution by finitely generated (g, ^-modules. Therefore, if U and V are finitely generated, Ext*^(£7, V) can be computed within the category of finitely generated (g, ^-modules. The following proposition was communicated to one of us by D. Vogan in the case where U and V are admissible and irreducible. The proof is a mild simplification of his. 2.8. Proposition (D. Vogan). Let U be a finitely generated and V an admissible (g,t)-module. Then Ext* %(U, V) may be computed as the cohomology of a finite-dimensional complex. In particular, Ext*^(J/, V) is finite-dimensional. We note first that if A is a finitely generated and B an admissible (g, £)-module, then Homg(A, B) is finite dimensional. In fact, there exists a ^-stable finite dimensional subspace E of A such that A = R.E; hence Homg(A, B) C Hom^E", B). But this last space is finite dimensional if B is admissible. Ext* j(U, V) is the cohomology of the complex {C" = Hom8(Xg,^)}, where Xq is any projective resolution of U in CQ^. By 2.7, we may assume the Xq's to be finitely generated. Then Cq is finite dimensional for every q by our initial remark. Since moreover Ext^ t = 0 for q > m = dim(g,£), we may replace Crn+l by dC171 for m = dimg/£, and Cq by 0 for q > m + 1, whence the proposition. 2.9. Proposition. Let U and V be admissible, and assume one of them to be finite dimensional. Let m = dim(g/£). Then Ext9 (£7, V) is canonically isomorphic to the dual o/Extm~9(^, V). Via 2.5(3), this follows from 1.5 and 2.8. 3. Long exact sequences and Ext 3.1. Long exact sequences. We recall here the interpretation of Ext9(£7, V) in terms of long exact sequences. For more details, see [78, Chap. III]. Given q > 1 and U, V G C05e, let Sq(U, V) be the set of exact sequences in C of the form S: 0 -> V -> Eq-! -> >EQ^U^0.
14 I. RELATIVE LIE ALGEBRA COHOMOLOGY 3.1 If U',V G C and 5' G Sq{U',V), then a homomorphism 7: 5 -> 5' is given by morphisms £^ —> £^, 7^: £/ —> U', ^y: 1/ —> V, which yield a commutative diagram 0 > V > Eq_x > ••• > E0 > U > 0 (!) [^ 1 1 l7" 0 > V > E'q_x > ■ • • > E'0 > U' > 0. In Sq(U, V) we consider the smallest equivalence relation = such that 5 = 5' if there exists either a morphism 5 —> S' or a morphism S' —> 5 which is the identity at both ends. Let Ext'9 (£7, V) be the set of such equivalence classes. Then it is well-known that: (i) There is an addition on Ext,q(U, V), defined by the Baer sum (cf. 3.2.13), with respect to which Ext,q(U, V) is a commutative group, whose zero element is represented by split exact sequences (at each stage, the kernel is a direct R-summand). (ii) The group Ext'9 (£7, V) is canonically isomorphic to Ext9 (£7, V). This is all proved in [78, III]. We just recall some of the relevant constructions and facts in the next subsection. 3.2. (1) Given 5 G Sq(U,V) and 7: V —> V, there is associated an element 75 G Sq(U, V): 0 -> V -> E'q_x -> >E'o^U^0 endowed with a morphism a: 5 —> S' such that ol\j = id, ay = 7, called the push-out of 5. The module E,q_1 is by definition the quotient of Eq-\ 0 V by the subgroup generated by the elements (fiv, —~/v) (v G V, where fi: V —> Eq_i is given by 5). The other modules E[ are constructed similarly by induction. (2) Given 5 G Sq{U,V), [/; € C and 5: [/' -> U, there exists SS = 5' G Sq(U',V), the pull-back of 5, endowed with a morphism j3: S' —> 5 such that j3y = id, /?[// = S. The module E'Q is the pull-back of U1', and E0 and the E[ are constructed similarly by induction. (3) Let 5, S' G Sq{U, V). Then S®S' G Sq{U®U, VW). Let 5i G Sq{U, V®V) be the pull-back of 5 0 5' via the diagonal map £/ —> U ©{/. Then the Baer sum S + £' G 5q(£7, y) is the push-out of Si by the map V 0 F -> F defined by the addition in 1/. (4) It is elementary, and follows from [78, III, 5.3], that we have (1) 1.5 = 5, 5.0 = 0. Furthermore, if U',V G C, 5' G 5q(£/',y/) and 7: 5 -> 5' is a morphism, then jy.S = S.^u [78, III, 5.1]. As a consequence, we see that if 5 G Sq(U,V) admits an endomorphism 7 such that ~/y = 1, 7^7 = 0, then 5 = 0. Indeed, we have then 0 = 5.0 = 1.5 = 5. (5) We now define the maps which yield the isomorphisms of 3.1(h). Fix a projective resolution (Xi) of U. Let 5 G Sq(U,V). The resolution (Xi), being projective, can be mapped into 5; then we get a commutative diagram: + Xq_i > ••• ► X0 ► J7 > 0 aq-l «0 + Eg_J ► ••• ► £0 > U > 0. X, 9+1 xa V
4.4 4. A VANISHING THEOREM 15 Then aq G Hom£/(g)(Xq, V) is zero on dXq+i, hence is a cocycle. The assignment S ^ aq then yields a map from Sq{U, V) to the space of g-cocycles, which can be proved to induce an isomorphism jj, of Ext'9 onto Ext9 [78, III, 6.4]. Conversely, a g-cocycle zq can be viewed as a £/(g)-morphism 5 of dXq into V. To zq we associate the push-out 8S' of £': 0 -> <9Xq -> Xq_i -> > X0 -> U -> 0. This yields the inverse isomorphism to fi (cf. [78, III, 6.4]). 4. A vanishing theorem 4.1. Theorem. Le£ J/, V 6e £wo ($,t)-modules with infinitesimal characters Xu, Xv- IfXu i^Xv, thenExtq(U,V) = 0 for allq's. To prove this theorem, we use the interpretation of Ext9 in terms of long exact sequences. If \u ^ Xv ■> then we can find z G Z(g) such that Xv{z) = 1? Xu{z) = 0. Let S G Sq(U, V). Then z operates on each term of S and defines an endomorphism j(z) of S. By construction j(z)v = 1, 7(2) c/ = 0? hence # = 0 by 3.2(4). Remark. This theorem is an analogue of a result of D. Wigner about the continuous cohomology of real Lie groups (see [12, 2.4]). The proof is exactly the same. 4.2. Corollary. LetU be finite dimensional. Ifxjj ¥" Xv, then Hq($,t;U ® V) = 0 for all q 's. We have U®FV = HomF(t//, V). Since Hq(g, t; RomF(U\ V)) = Ext9(F, RomF(U\ V)) = Extq(U\ V), we are reduced to 4.1. 4.3. The proof of 4.1 was based on the use of Yoneda extensions. It was pointed out recently by T. A. Springer to the first named author that it could in fact be proved directly in the context of section 2. We sketch his argument. We note first that Ext9(£7, V) is a functor in each variable, contravariant in the first one, covariant in the second one. In particular, if /: V —> V (resp. g: U —> U') is a morphism in C0>*, there is associated to it canonically a homomorphism /2: Ext9(t/,y)->Ext9(t/,y/) (resp. 0i: Ext9(^, V) -> Ext9(?7, V)) {q G N). For instance, if C* (resp. C"*) defines an injective resolution of V (resp. V'), then / extends, uniquely up to homotopy, to a morphism of C* into C"*, and hence it extends to a morphism of the complexes defining Ext* (£7, V) and Ext*(£7, V'), and g extends obviously to a homomorphism of Hom0(J/', C*) into Hom0(£7, C*). Consider in particular the case where U = U'', V = V', f(v) = z • v (resp. g(u) = z • u) for some fixed z G Z(g). 4.4. Lemma. Let z G Z(g), U, V G CQ^, and q G N. T/ien the homomorphisms zuz2: Ext9(£7, V) -> Ext9(£7, F) associated to z\ U -> f/ and z\ V -> F de/med 6y xhm are identical.
16 I. RELATIVE LIE ALGEBRA COHOMOLOGY 4.4 First let q = 0. If / G Homfl({7, V), then z1f(u) - z-f(u) and 22-/(u) = f(z-u) (u G £/); hence zi = 2:2 in this case. Let g > 1 and assume our assertion proved up to q — 1. Let (1) o-^y-^c-^y'-^o be a short exact sequence in C0>*, where C is injective (2.6). Since Extf (U,C) = 0 for j > 1, the exact cohomology sequence associated to the exact sequence (2) 0 -> KomF{U, V) -> HomF(?7, C) -> HomF(?7, V7) -> 0 gives rise to a homomorphism (3) Ext^Ct/^O-Ext^V) (j = 1,2, ■••), which is surjective for j = 1, an isomorphism for j > 2. Since this homomorphism commutes with z\ and 2:2, the passage from q — \toq follows. 4.5. Second proof of 4.1. Let z be as in the above proof of 4.1. Then z: £/ —> £/ is the zero map; hence z\ • Extq(U,V) = 0, while z: V —> V is the identity, hence Z2 is the identity of Ext9 (£7,1/) (g G N). Since z\ = 2:2, this implies Ext9(?y,y) = o. 5. Extension to (g, K)-modules In this section F = R, G is a Lie group with finite component group, and K a maximal compact subgroup of G. 5.1. Cohomology. Let K° be the identity component of K. Let (71", V) be a (g,K)-module (0, 2.5). We put (1) Cq(^K;V) = RomK(Aq(z/t),V), where K acts on g/t via the adjoint representation. Clearly (2) C(S, K; V) C C(0, K°; V) = C(g, t, V). Moreover, K/K° acts naturally on Cq(g, t; V) and we have (3) C^S,K-V)=C^0,t;V)K^°. Obviously, the Cq(g,K;V) form a subcomplex of C(g,t;V). The resulting cohomology groups are denoted Hp(g, K;V). It follows immediately from (3) that we have (4) H"(S,K;V)=H"(S,t;V)^K°. 5.2. The functors Extq(U, V). The group G also acts on the tensor algebra of g and on R = U(g) by extension of the adjoint representation. As in 2.4, it is seen that R thus becomes a (g, K)-module. It follows then that if U is a locally finite semi-simple K-module, then I(U) = R®s U (S = U(t)), endowed with the X-action stemming from the tensor product of its actions on R and U, and with the g-action given by left translations on R, is a (g, X)-module, which is projective in C. If U and V are (g, K)-modules, then Ext9 (£7, V) is defined as the g-th cohomology group of the complex {Honig^^,^)}, where (Xi) is a projective resolution of U. There is a natural action of K/K° on HomQKo(U^V) and on the complex Hom0)xo(Xi, V), and we have (1) Uom^K(XuV) = (Uom^Ko(XuV))K^K\
5.4 5. EXTENSION TO (0, K)-MODULES 17 Hence (2) Ext^([/, V) = (ExtlK0(U, V))K'K\ In particular, ExtlK(U,V) = 0 (q*0), ExtlK(U,V) = HomK(U,V) if B = C. Moreover, it follows from the definitions that we also have (4) ExtqRS(U, V) = ExtqsK0(U, V) (q € N; U, V € Cfl>Ko). The identification with classes of long exact sequences proceeds as in §3. Remark. If (tt,V) is a smooth G-module, then the evaluation map of 1.4 induces an isomorphism A(G/K; V) ^ C*(Q, K; V) * C*(q, K; V(k)); hence H*(A(G/K; V)) = H*(Q, K; V) = H*(q, K; V{k)). 5.3. Theorem. Let U, V be ($,K)-modules. Assume that they have infinitesimal characters \u, Xv (resp. central characters uj\j, ujy). (i) IfXu ¥" Xv (resp. ujv ^ ujv), then ExtqgK(U, V) = 0 for all q's. (ii) Let U be finite dimensional. IfXfjy^Xv (resp. uj^j ^ wy), then Hq($, K; U® V) = 0 for all q's. The reduction of (ii) to (i) is as in 4.2. The assertion (i) for the infinitesimal characters can be proved as in 4.1, or reduced to 4.1 using 5.2(2),(4). Given a (g, K)-module M, any element z G Z defines an automorphism of M commuting with g and K; hence the group algebra H[Z] of Z operates on M as an algebra of endomorphisms of (g, K)-module. Now if ujjj ^ ujy, there exists z G R[Z] such that uju(z) = 0, 0Jy(z) = 1. The vanishing of Extq(U,V) then follows as in 4.1. More directly, one can let Z operate on resolutions, using the fact that every (g, X)-module is a direct sum of eigenspaces for Z. 5.4. Corollary. Assume G to be connected, reductive (0, §3). Let H be the derived group of G and S the connected center of G. Let Go = S x H0, where Hq is the analytic subgroup with Lie algebra \) in the simply connected complex Lie group Hc with Lie algebra \)c, and Kq the maximal compact subgroup of Go with Lie algebra t. Assume U to be finite dimensional and Ext^ K(U,V) ^ 0 for some q G N. Then V is also a (q,Kq)-module, and (1) ErtlK(U,V)=ExtiKo{U,V) forallieN. The groups H and Hq have a common finite covering H; hence G = S x H is a common finite covering of G and Go- Let K be the inverse image of K in G. It is the maximal compact subgroup of G with Lie algebra t. Let Z be the centralizer of g in K and a: G —> Go, (3: G —> G be the canonical projections. U and V can be viewed as (g, K)-modules, with central characters ujjj oa and ujy op. Since U is finite dimensional, it is also a Go-module; therefore ujjj o /3 factors through a, and we have ker(aU) C kev(uju o /?). But ujy = ujjj by 5.3; hence this inclusion is also true with ujy instead of ujjj , and the X-module structure of V goes down to one of
18 I. RELATIVE LIE ALGEBRA COHOMOLOGY 5.4 AVmodule. This proves our first assertion. Then (1) follows from the fact that the Ext2 in question are both equal to Ext* t. 5.5. Proposition (W. Casselman). Let g be reductive and U, V be finitely generated admissible (q,K)-modules. Then Extq K(U, V) can be computed using long exact sequences in the category of finitely generated admissible modules. (a) It follows from 2.7 that we may compute Ext0>K(J/, V) using long exact sequences of finitely generated (g, K)-modules. (b) Let i G C0)k be finitely generated, and J an ideal of finite codimension of Z(q). Then A/ J • A is admissible. By 2.7, A is a quotient of a finite sum of .R-modules of the form R/R- /, where / is an ideal of finite codimension of S such that S/I is a simple ^-module. It suffices to prove (b) for A of this form, but in this case it follows from a theorem of Harish-Chandra asserting that each isotypic subspace of A is a finite Z(g)-module (cf. [113, 2.2.1.1]). (c) Now let A be finitely generated and admissible. Then it is of finite length. This follows from the fact, proved by Harish-Chandra, that there are, up to infinitesimal equivalence, only finitely many admissible irreducible (g, K)-modules with a given infinitesimal character (cf. [151, 8.4.1]). It follows in particular that A contains a finite dimensional subspace C, sum of isotypic subspaces for X, such that if B is a g-submodule of A and 5nC = {0}, then B = {0}. (d) Let 0 —> V -^> A be exact, with A, V finitely generated, and V admissible. Let W be a subspace of V playing for V the same role as C for A in (c). Let J be an ideal of Z(g) which annihilates j(W). By the Artin-Rees lemma, there exists r such that rA n j{W) c J{Jn~rA n j(w)) = o, for n big enough. It follows that, for such an n, the mapping V —> A/JnA is injective. Moreover, by (b), A/JnA is admissible. Thus V maps injectively into an admissible quotient of A. The proposition now follows by standard homological algebra. We sketch the argument. Let 0 > V —^—> Ax —^—> A2 > •-. > An > U > 0 be an exact sequence of (g,X)-modules, where the A^s are finitely generated. We want to see that it is equivalent to a sequence in which all the terms are admissible. If n = 1, then A\ is already admissible. Assume our assertion proved for n — 1. By (d) there exists an ideal J C 3 of finite codimension such that V D J • A\ =0. Then (1) is equivalent to (2) 0 -> V -> A1/JA1 -> A2/u{JA1) -> A2 -> > An -> U -> 0, where now A\jJA\ is admissible; then we can pass to an equivalent sequence of admissible modules using the induction assumption. The following result was pointed out to us by the referee. 5.6. Corollary. Let V, W be finitely generated admissible (g,K)-modules. Let V, W denote (as usual) the K-finite duals of V and W respectively. Then Ext^ K(V, W) is isomorphic with Extq K(W, V).
6.2 6. (0,£,L)-MODULES. A HOCHSCHILD-SERRE SPECTRAL SEQUENCE 19 It is a result of Harish-Chandra that V', W are admissible and finitely generated. If E: 0 > W —^—> Eq —^L_> ••• > Ex —^—> V > 0 represents £ G Ext^ K{V, W), define E: 0 > V —^-> Ex > • • • —^-> Eq —^ W > 0 to be the X-finite dual sequence (a* and z* are the transpose mappings). If E —> E' or E' -t E is a morphism in Sq(y,W0 (see 3.1), then E' ^ £ or E ^ £' is a morphism in ^(W, F). This implies that if we set £ equal to the class of £ relative to = (see 3.1), then £ h^ £ is well defined. It is clear (see 3.2) that £ h^ £ defines a linear map of Ext^ K(V, W) into Ext;? ^(W", V). It is also clear by construction that (£)~ = £. Hence £ h^ £ is bijective. 6. (g, £, L)-modules. A Hochschild-Serre spectral sequence in the relative case In this section we prove the existence of a Hochschild-Serre spectral sequence in relative Lie algebra cohomology. We shall limit ourselves to our main case of interest, that of (g, K)-modules over C, but there is an obvious variation for (g, t)- modules (see 6.7). 6.1. The category of (g, £, L)-modules. Let L be a compact Lie group, whose Lie algebra [ contains an ideal isomorphic to t (also to be denoted 6), a: L —> Autg a continuous representation of L in Autg by automorphisms which leave t stable. Let K be the analytic subgroup of L with Lie algebra t. A real vector space V is a (g, {?, L)-module if the following conditions are fulfilled: (i) g, hence U(g), and L operate on V. With respect to L, the space V is locally finite and semi-simple. The representation of L on any finite dimensional L-stable subspace is differentiable. (ii) L is a group of operators for the £7(g)-module structure, i.e., x(u • v) = x(u) ■ x(v) (x G L; u G U(g); v G V). (iii) Any finite dimensional K-stable subspace M of V is stable under {?, and the differential of the representation of K in M is the representation of t obtained by restriction of the representation of g. Thus, V is a (g,K)-module with an additional group of operators L. We let C0,e,L be the category of (g, {?, L)-modules, the morphisms being the linear maps commuting with both g and L. It is a subcategory of C0,k- 6.2. Cohomology spaces. The complex C*(g,6; F) = Home(A(g/£), V) has a natural L-module structure, stemming from the actions on g/t and V, which commutes with the differentials. Hence there is an L-module structure on H*($,t; V), with respect to which this space is locally finite and semi-simple. Furthermore, we define Hq($, L; V) to be the q-th cohomology space of the complex Homz,(A(g/{?), V) (q = 0,1, 2, • • •). Since the L action is semi-simple, taking fixed points is an exact functor. Hence (i) H*{a,L;V) = H*{a,l;V)LlK.
20 I. RELATIVE LIE ALGEBRA COHOMOLOGY 6.2 The case considered in §5 is the one where K is open in L. However, our main reason for introducing this greater generality is to be able to consider also the case where t = (0). 6.3. Ext functors. In Cq^,l we may consider projective and injective modules, and derived functors of Hom0^ and of Hom0L- The actions of L on g and t extend to representations of L in R and S, with respect to which these are locally finite and semi-simple L-modules. The argument of 2.4 shows that if V G C0,e,L, then I{V) = R(&s V, endowed with the L-module structure given by the tensor product of the actions on the two factors, is a projective (g, {?, L)-module. It follows that there is at least one projective resolution of V in Cq^,l which is at the same time a projective resolution in CQ^. In fact, the projective resolution {Xq} of the groundfield given in 2.5 is one in Cq^,l- Consequently, the derived functors of Hom0 in Cq^,l are the same as in C0>t; but they are endowed moreover with a canonical structure of locally finite and semi-simple L-module, which may be defined from the action of L on any projective resolution in Cq^,l] standard arguments show it to be independent of the resolution. As in 2.6, let P°(V) = Roms{R,V), where V G CfljtjL. It is an L-module in the obvious way. Let P(V) = Homs{R,V)^ be the space of L-finite vectors. By an argument similar to the one of 2.6, one sees that the representation of L on any finite dimensional L-stable subspace is differentiable, and therefore semi-simple. Thus P(V) G Cq^,l and is again injective. Hence there are injective resolutions of V in Cq^,l which are injective resolutions in C0^. We denote again by Ext0^ the derived functors of Hom0 in Cq^,l, and moreover let Ext05L be the derived functors of Hom05L in that category. If U, V G C0,e,L> and if 0 —> V —> C° —> • - - is an injective resolution of V in C0,e,L, then Ext0^(Lr, V) is the q-th cohomology of Hom0(Lr, Cg), while Ext^ L(Lr, V) is the q-th cohomology space of the complex {Hom0^(Lr, C1)}. 6.4. Lemma. Let n be an ideal of g which is stable under L, and H a closed subgroup of L. Let V be an injective (g,t,L)-module. Then V is also injective as an (n, !nn, H)-module. Since [n, t] C n, the algebra t is the direct sum of two ideals !i = !fln and £2- Let St = U(ti) (i = 1,2). There are L-invariant subspaces m, m' of g such that g = n0m and m = m'0^2- Using the Poincare-Birkhoff-Witt theorem [25], we see that we can write (1) R = U(n) ® M, M = M' ® U(h) = M' 0 52, with M and M' stable under L. Also, M is invariant under right translations by S2. By the so-called adjoint associativity between Horn and 0 (see e.g. [78, VI, (8.7)]), we have (2) Homs{R,U) = Hom5l(t/(n),Hom52(M, U)), where Si acts on U(n) by left translations, $2 acts on M by right translations, and Si acts on Homs2 {M, U) by the given action on U (this is compatible with the ^-action, since Si and $2 commute). Moreover, this isomorphism is compatible with the natural operations of L, whence an isomorphism (3) Homs (i?, CO (H) =HomSl(C/(n),HomS2(M, £/))(//).
6.5 6. (0,£,L)-MODULES. A HOCHSCHILD-SERRE SPECTRAL SEQUENCE 21 Thus Homs(-R, £/)(#) can be written in Cn^1,H hi the form P{U'), for some U' G Cn,ti,if • Hence it is injective in that category. 6.5. Theorem. Le£ n fre an zdea/ m g stable under L, t\ = tC\n, Ki a closed normal subgroup of L with Lie algebra t\, and V G C0,e,L- Then there exist a spectral sequence which abuts to H*(g,t;V), in which E™ = Hp($/n, tjt\\ Hq(n, 61; V)), and a spectral sequence which abuts to H*(g, L;V) and in which E^q = HP(0/n,L/KuH"(n,Ki;V)) (p,geZ). The argument is the standard one. Start from an injective resolution (1) 0-► V-► C°-► C1 ->••• of V in Cq^,l and consider the subcomplex D* = {Chn,Kl} of elements in C* fixed under n and Xi. By 6.4, (1) is also an injective resolution of V in Cn,£i,Ki ; therefore, (2) Hq(D*) = Hq(n,K1;V) («€ N). The complex D* is a complex of ($/n, 6/61, L/Ki)-modules, whence a natural structure of (fl/n, 6/61, L/Ki)-modu\e on the right hand side of (2). It follows immediately from the definitions that if M is injective in Cq^,l, then Mn,Kl is injective in C0/n,e/£i,L/Ki- Thus the D*'s are injective in the latter category. In particular they are acyclic. Let F** be the direct sum of the complexes (3) F*« = C*(g/n,V*i;£*9) (q e N). It is a "first quadrant" double complex in the usual way. We consider the two spectral sequences (fEr) and ("Er) associated to the two filtrations of F** defined by the partial degrees. If the degree in D*n is used, giving rise to the "second filtration", then (4) »E*o<q = C*(0/n,t/tl;Dq), and the differential d^ is that of §1, hence (5) "£™=i/P(fl/M/ei;D»). Since the Dq are injective, hence acyclic, in the category of (fl/n, t/ti)-modules, we have "£[•« = 0 if p ^0, "E^q = (D«)fl/n = C'B'Kl (g € N). Then the differential d'{ is induced by that of C*, and hence "£°'p = Hq(C*>s>Kl) = "E°J> = Hq(g,t;V)K\ (7) "E%«="E™ = 0 ifp^O, Hq(F**) = Hq(0,t;V)Kl (</€N). We now consider the spectral sequence (''Er) associated to the "first filtration" (by the degree in C*). We have then (8) '^•*=C(fl/n,e/t1;D*) (p e N),
22 I. RELATIVE LIE ALGEBRA COHOMOLOGY 6.5 the differential d'Q being induced by the differential of D*. It is clear from the definition that the formation of the relative Lie algebra cochain complex is an exact functor, therefore (9) '£?•« = C«(8/n)t/«1;ff«(D*)) (MeN). It follows then from (2) and (7) that, if K\ is connected, ('Er) gives the first spectral sequence of the theorem. Furthermore, it is clear that L acts as a group of operators on the whole situation, and that the Er's are locally finite semi-simple L-modules. The second spectral sequence is then obtained by taking L-invariants in the first one. 6.6. Corollary. Let V be a (g,K)-module. Let H be a closed normal subgroup of K whose Lie algebra \) is normal in g. Then H*(Q,K;V)=H*(Q/t),K/H;VH). In fact, we have (see 5.2(3)) (1) H«(t),H;V)=0 (q^O), H°(t>,H;V) = VH. We then consider the second spectral sequence of 6.5 in the case where L = K, n = \). The equalities (1) show that E2 = i?oo> E^9 = 0 for q ^ 0, whence the result. 6.7. Remark. There is also a Hochschild-Serre spectral sequence for (g,£)~ modules, which can be discussed in the framework of §2. The proof of its existence is analogous to the one above, but simpler. Let [ be a Lie algebra of derivations of g leaving t stable, under which g is fully reducible. Let us define a (g,£, [)-module V to be a (g, ^-module and a [-module, which is locally finite and semi-simple with respect to [, such that x(y-v) = (x-y)-z + y-(x-z) (x G t, y G g, v G V). Again the derived functors of Hom0 in the category of (g, £, [)-modules are the same as in C0>t, but are [-modules in a natural way. Of course, CQ^ may be identified with CQit,t- Using this, one deduces, exactly as in 6.5, the existence of a Hochschild-Serre spectral sequence in C0^. 7. Poincare duality The main results of this section, (7.3) to (7.6), are due to D. Vogan (unpublished) . 7.1. Let Gbea connected reductive group (0, §3). We recall that a Cartan subalgebra of g is fundamental if it contains a Cartan subalgebra of a maximal compact subgroup of G. The fundamental Cartan subalgebras form one conjugacy class under inner automorphisms [113, 1.3.3.3], and the corresponding Cartan subgroups (also said to be fundamental) are connected [113, 1.4.1.4]. If H is a normal connected subgroup of G, and c (resp. C) a fundamental Cartan subalgebra (resp. subgroup) of g (resp. G), then c H \) is a fundamental Cartan subalgebra (resp. subgroup) of \) (resp. H). 7.2. Lemma. Let c be a fundamental Cartan subalgebra of g, C = Zg(c), and H an automorphism of g which fixes c pointwise. Then fi = Adc, for some c G G. In particular, jj, is inner.
7.3 7. POINCARE DUALITY 23 By the remark at the end of 7.1, we may replace G by its derived group, hence take G to be semi-simple. Also, since C is connected, we may replace G by an isogeneous group, and assume it is linear. We may assume c to be stable under the Cartan involution 0 associated to a given maximal compact subgroup K of G. Then t = t H c is a Cartan subalgebra of {?, contains elements which are regular in g, and C = Zc(t)°- The automorphism \i extends to an automorphism of gc which is the identity on the Cartan subalgebra cc, hence of the form b = expx, with x E cc. It is known that any two maximal compact subgroups of G are conjugate by an element which centralizes their intersection. Hence, after having composed \i with an automorphism Ada (a e C), we may assume that \i stabilizes K. Its restriction to K is then of the form Ad£-1, with t G T = 2>k($) — expt. Replacing /x by Adt o jj,, we are reduced to the case where fi fixes both t and c pointwise. Then H commutes with 0 and the complex conjugation r of gc with respect to g. The automorphisms 0 and r commute and generate a finite group of automorphisms of gc (viewed as a real Lie algebra) leaving cc stable. Replacing x by its average y over that group, we see that b = exp?/, with y G cc fixed by 0 and r; hence y G t. But then b G T C C. 7.3. Proposition. Let g be a real semi-simple Lie algebra. There exists one and only one connected component of Autg with the following property: given a Cartan subalgebra c of g, there exists fi G Q which is equal to —Id on c. We let G = Adg. The uniqueness of Q follows from 7.2. It remains to prove its existence. We fix a Cartan involution 0 of g and let t be its fixed point set. a) Let q = 5[2(R). Then Autg has two connected components. We claim that the component Q ^ Adg satisfies our conditions. In fact, up to inner automorphisms, g has two Cartan subalgebras, the Lie algebras Ci of skew symmetric matrices and c2 of diagonal matrices with trace zero. Then Ado^, where Xl = (o -°i)' ^ = (1 0)' induces — Id on d (i = 1, 2) and belongs to Q. b) Assume now c to be a fundamental Cartan subalgebra of g. The existence of an automorphism fi of g which induces — Id on c follows from 3.5 in [6] (which in turn is based on results of F. Gantmacher). We explain briefly how to reduce the proof to that lemma, using the notation introduced there. We take \)c = cc, and fix a compact form gu of g and a Chevalley basis of gc as in loc. cit. Let 0 be a Cartan involution of g leaving c stable. Then, since c is fundamental, it contains an element fixed under 0 and regular in g. Then we may take this 0 for the 0 of [6, 3.5]. It follows then from line 3 on p. 115 of [6] that fi:h\-^-h (hecc), yb^y-b {be$), is an automorphism of gc leaving gu stable and commuting with 0. But, then, it also leaves g stable, and induces — Id on c. [To be complete, we should remark that in the equality 0(yb) = ±2/6 of [6, p. 115], for b = 0(b), the signs for b and —b have to be the same; this follows from the fact that 0 must fix h^.] c) By 7.2 and b) there exists a unique connected component Q of Autg which satisfies our condition for fundamental Cartan subalgebras. We now prove that it satisfies it for all Cartan subalgebras c, by induction on the dimension of the split
24 I. RELATIVE LIE ALGEBRA COHOMOLOGY 7.3 part of c. Let c be non-fundamental. Then it has a real root [113, 1.3.3.4], call it a. Let u be the kernel of a. Then 3(11) = u 0 m, with m isomorphic to 5[2(R). We have c = u0[), where V) = m H c is a split Cartan subalgebra of m. Let t be a compact Cartan subalgebra of m. Then u 0 t is a Cartan subalgebra of g, whose split part has strictly smaller dimension than the split part of c. By our induction assumption, there exists fi G Q which is equal to — Id on u 0 t. Then fi leaves u and therefore m stable. By (a) and 7.2, there exists an inner automorphism v of m such that v o /x| is — Id on f). But Adm imbeds into Adg, and so v o fi may be viewed as an automorphism of g. Then, clearly, v o \i is in Q and is equal to — Id on c. 7.4. Corollary. Let G be a connected linear semi-simple group whose com- plexification Gc is simply connected. Then there exists a connected component Q of Aut G with the following property: given a Cartan subgroup C of G, there exists /iGQ which induces the inversion x \-^ x~l on C. The group Gc may be viewed as an algebraic group, Q, defined over R, whose group of real points is G, and Aut g may be identified with the group of automorphisms of Gc which are defined over R, or also with the group Aut G of Lie group automorphisms of G. Therefore, if C is a Cartan subgroup of G, any \i G Autg which leaves c stable and induces — Id on c, viewed as an automorphism of G, automatically leaves C stable and induces x \-^ x~x on C. Thus 7.4 is just a translation of 7.3. 7.5. Corollary. Let G and Q be as in 7.4, K a maximal compact subgroup of G, and \i an element of Q which leaves K stable. Let (tt, V) be an irreducible admissible (g,K)-module. Then (M7r, V) is isomorphic to the contragredient (g,K)- module (tt, V) to (tt,V). [Here ^tt is defined as usual by ^tt(x) = tt(/jj~1(x)) (for x G g U K).] Let ((T,E) be a differentiate irreducible admissible G-module such that (tt,V) = ((To, E0) is the space of K-finite vectors of E [77], and let r = ^a. Let 0a and 0T be the characters of a and r. They are locally summable functions which are analytic on the set of regular elements. To prove that r is isomorphic to the contragredient representation a of a, it suffices to prove that if C is a Cartan subgroup, then Ocr(h) = 0T{h~l) for every h G C which is regular in G. By 7.4, there exists v G Q which induces the inversion on C. Since [i and v are in the same connected component of Aut G, the representations r and va are equivalent, hence have the same character. Therefore 6T{h) = 6a{v-\h)) = 6a{h-1), for all h G C which are regular in G. The corollary follows. 7.6. Proposition. Let G be a connected reductive group, K a maximal compact subgroup of G and m = dimG/K. Let (<r, E) be a finite dimensional representation of G and (tt, V) an irreducible admissible (g, K)-module. Then Hq($, K;E® V) is canonically isomorphic to the dual of Hrn~q(Q,K;E 0 V) for all q G Z. We may assume a to be irreducible. Moreover, by 5.4, it suffices to consider the case where G = S x H, with S commutative and H linear and semi-simple with simply connected complexification. The representations a and tt are then tensor products of representations of S and H of the same type, so that, by the Kunneth
8.1 8. THE ZUCKERMAN FUNCTORS 25 rule (1.3), we are reduced to the cases where G is commutative, or is linear and semi-simple with simply connected complexification. If G is commutative, then E 0 V is one-dimensional. If it is a non-trivial module, then #*(g, K\ E 0 V) = 0, say by 5.3; otherwise r(^;^^) = r(0,l;C) = r(g/!;C) = A(S/ir, whence our assertion follows in this case. In the other case, the automorphism fi of 7.5 transforms a and ix into the contragredient representations 5, 7?; therefore it induces isomorphisms Hq{g, K;E®V)^ Hq{& K;E®V) (q e N). Our assertion then follows from 2.9. 8. The Zuckerman functors Let g be a Lie algebra over C and let K be a compact Lie group with Lie algebra t that is a subalgebra of g. We assume that there is a representation, Ad, of K on g such that relative to that action g is a ({?, X)-module. Let M be a closed subgroup of K. G. Zuckerman has assigned to a (g, M)-module V a finite sequence of (g, K)-modules R'T^V (0 < i < dim K/M). Our purpose here is to provide an equivalent construction in the framework of this chapter which makes the so- called "duality theorem" (8.11) more transparent (this method is also described in [152].) The results of this section will be applied in VI to the discussion of the Vogan-Zuckerman theorem [149]. 8.1. We look upon C°°(K) as a right and left K-module under right and left translations. Let H(K) denote the space of all right (hence left) K-finite functions on K. Since it is an invariant subspace under both structures, it is endowed with two commuting ({?, X)-module structures. Let M C K be a closed subgroup and let V be a (g, M)-module with action it. We view V 0 H{K) as a (6, M)-module under it 0 / and as a ({?, K) module under / 0 r. We now define an action of g that commutes with the first action. For this we need a bit of notation. If A G g* and if X G g, k G X, then we set cx,x(k) = X(Ad(k)X). Then c\tx € H(K). Let X\,..., Xn be a basis of g and let Ai,..., \n be the dual basis of 0*. If X € g, then we define li{X): V <g> H(K) -> V <g> H(K) by n(X){v ®f) = Y,XrV® cXl,xf (v€V,fe H(K)). i The following result is proved by doing the obvious calculations. Lemma. 1) IfX,Yeg, then n{[X,Y]) = /x(X)/x(y) - /x(Y>(X). 2) If Yet and X eg, then n(X) o (tt 0 1){Y) = (tt 0 1){Y) o /x(X). 3) J/ra G M and leg, £/ien /x(X)(7r(m) 0 l{m)) = (ix(m) 0 l(m))n(X). We will use the notation (1) (T^y(V) = Hi(t,M-V®H(K))
26 I. RELATIVE LIE ALGEBRA COHOMOLOGY 8.1 for the relative Lie algebra cohomology with coefficients in V 0 W(X) viewed as a ({?, M)-module under ix 0 I. If M and X are understood, then we will use the notation Tl(V). Then the lemma implies that \i induces a g-module structure on (TmY(V) and> moreover, / 0 r defines a (t, K)-module structure on (T^)2(V). 8.2. Proposition. Under the two actions described above, (^m)1{V) is a (g, K)-module. The proof of this result is in subsection 8.4. We will first study the special case i = 0, which is simpler and contains the basic idea (to which we will refer) of the proof of the full result. 8.3. Clearly {T^)°(V) = {V 0 H{K))K relative to the action tt 0 Z. The assertion that H{X)(I 0 r(fc)) = (J 0 r(A:))/x(Ad(A:)-1X) for X G g, k e K follows from the following calculation Ijl{X){I 0 r(k))(v 0 /) = J2 X*v ® cA,,xr(A:)/ ^^^rWtrtr1^,!)/) (vGV, f eH(K)). i We note that (r(k)-1(cXt,x)f)(x)=cXt,x(Ad(x)Ad(k)-1X)f(x)=cXuAd{k)-Kxf. In light of the first part of the computation the assertion now follows. We also must see that if 7 G !, then the action fi(Y) on {T^)°(V) coincides with the action induced by / 0 r(Y). We choose our basis so that Xi,..., X^ give a basis of t and Xfc+i,...,Xn give a basis for an Ad (/c)-invariant complement to t. If Ej v, ® fi € (r^)°(V) (^ € V, /_,• € H(K)), then j i=l j i=l We now note that, since K is compact, tr(ad(F)i ) = 0 for Y G t. Also if x G K, then £ KXiXc^yfjKx) = -J2 H^(Xi) Ad(x)Y)fj(x) 2=1 i -J2H^(x)Y)l(Xi)f(x). i The above observation implies that the first term in the expression is 0, and a little thought tells us that the second is r(Y)f. The 0-th case is now completely proved. In the literature the (g, K)-module with this structure is denoted (r^M)(V). 8.4. We will now prove 8.2 by downward induction on i. If i > p = dim K/M, then TlV = 0 for all V. We consider i = p. Since tr(ad(F)i ) = 0 for Y G £, we see that Tp{V) = ((V 0 H(K))/((tt 0 l)(l)(V 0 H)))M (the M-invariants with respect to the action ix 0 I) with the action of K induced by / 0 r and the action of g induced by \i. The same argument as in 8.3 proves the
8.5 8. THE ZUCKERMAN FUNCTORS 27 assertion for i = p. Assume the result for all V and all p > j > i. To establish it for i we consider I(V) = U(g) ®u(m) V (as in 2.6). This module is projective in the category C(g,M). Let <I>: I(V) —> V be given by $(g ® v) = pv. Set W = ker<I>. Note that $ is surjective, so we have the short exact sequence (1) 0-> w-►/(V)-► V-► 0. We now claim i) ,4s a (t,M)-module, I(V) = U(t)®u(m){Z®V) with Z anad(£),M invariant subspace ofU(g) such that U(g) is isomorphic with U(t) <S> Z as a ({?, M)-module. This is deduced from the following observation of Lepowsky, which can be found in [137] (which we will also use later in this proof). ii) Let $ be a Lie algebra and let m be a Lie subalgebra. If W is an m-module and if V is a $ module, then U(s) ®t/(m) (W ® V) * (U(&) ®u(m) W)®V under the map g <S> {w <S> v) h^ g • ((1 0 w) 0 v). (For a proof, cf. [151, Lemma 6.A.1.2].) Now I(V) ^(M U(l)) ®u{m) V^Z® (U(t) ®u{m) V) = (U(l) ®u{m) V)®Z^ U(t) ®u{rn) (Z 0 V). Here the = indicates either the obvious natural isomorphism or the one indicated in ii. Thus, I(V) is projective in C(t,M). We now apply Lepowsky's observation again and see that since (Ufa) ®u{m) V) 0 H(K) * U(l) ®u{m) (Z 0 V) 0 H(K) = U(l) ®u(m) {Z ®V ®H{K)) (the action on H(K) is via /), I(V) 0 W(X) is projective in C(6, M). If we tensor (1) with H(K), then we have the short exact sequence (2) 0 -> W 0 H{K) -> I{V) 0 H{K) -> V 0 H{K) -> 0 with the maps given by the given maps tensored with the identity mapping. This exact sequence is also compatible with the action / 0 r of K and \i of g. The long exact sequence of cohomology now yields the shorter sequences -> F{i{v)) -> r(v) -i r+\w) -> r+\i(v)). Since r*(/(y)) = W{1, M; I(V) 0 H{K)), i < p, and 1) implies that I(V) 0 H{K) is projective in C(t,M), we see that Tl(I(V)) = 0. Thus S is injective. Since S is constructed by chasing diagrams, we see that S intertwines the actions of K induced by / 0 r and the actions of g given by \i. Since the compatibility is true for i + 1 and S is injective, the compatibility is true for i. This completes the proof. 8.5. We now note two facts about this construction. The first is that l)r(V)^Lp^TP(V). Here Li indicates the z-th left derived functor from the category C(g, M) to C(g, K). The functor YW is denoted by Tl^V in [140]. This follows directly from 8.4. The second, which will be established in 8.6, is
28 I. RELATIVE LIE ALGEBRA COHOMOLOGY 8.5 2) r(V) * R'viiUv). Here Rl stands for the right derived functor of V ^ rJj'MV from the category C(q,M) to the category C(g,K). 8.6. The basic difference in the proof of 2) is that if U G C(m, M), then as a ({?, M)-module the injective module P(U) = Komuim)(U(Q),U)iM) in C(q,M) is not obviously injective in C(t,M). To prove this we will need some additional notation. For V G C(m, M), we look upon 1/* as an m (resp. M)-module via X • X(v) = -X(Xv) (resp. m • X(v) = A(m_1v)) for A G 1/*, v G V, X G m (resp. m G M). Homc7(m)(J/(6), F*) is a {?- and an M-module under X-f(k) = f(kX) and ra-/(/c) = m^Ad^m)-1/;)) for / G Homt/(m)(t/(t), V% k G 17(6), X G 6 and m G M. Lemma. Komu{m)(U{t),V*)(M) = Komu^){U(t),V{M))(M)- For / G Hom[/(m)(J/(6), y*)(M)j we denote by Wf the complex linear span of M • /. Then W^ is an (m, M) submodule. Let T: W/ -> ^* be defined by T(u) = ix(l). Then T(m • u) = mT(u). Thus T(Wf) C V(*M). This implies that if / G Homt/(m)(t/(e),y*)(M), then /(l) G Vf^. If fc G if, then fc • / G Homc7(m)(?/(«), y*)(M), and thus /(fc) = (fc • /)(1) G V(*M). Consequently Komuim){U(l),V*)iM) C Homt/(m)(^),y(*M))(M). Since the reverse inclusion is obvious, the lemma follows. We will now use the lemma to show that, if U G C(m, M), then P(U) is injective as an element of C(6, M). Clearly, we may assume that £/ is finite dimensional. Let Z be as in 8.4. Then, as an element of C(6, M), P(tf) = Komu(m)(U(l) 0 Z, t/)(M) = Uomu{m)(U(l), Z* 0 J7)(M). If we set V = Z <g> U*, then the lemma implies that P(U) is isomorphic with Hom[/(m)(J/(6), (Z* 0 f/)(M))(M)? which is injective in the category C(6, M). This implies that r2P(£7) = 0 for i > 0. We can now argue as in 8.4 to prove the assertion 2) in 8.5 above. 8.7. For the record, we mention that the same arguments as in 8.4 imply Theorem. IfV e C(g, K) and W G C(g, M), then P(W 0 V) = r*(W) 0 V inC{Q,K). 8.8. We note the following consequence of the definitions. Theorem. Let V G C(g,M), and let W G C(t,K) be irreducible. Then dimHom^K{WXV) = dimiT(t,M; V 0 W*). Indeed, W(X) = 0 Gjf V^* 0 V"7 as a (K,K) bi-module (the left factor corresponds to the left regular representation). Thus we have the equivalence TiV= 0ff*(e,M;V(8)V7*)(8)V7 as ({?, K)-modules. The theorem now follows.
8.11 8. THE ZUCKERMAN FUNCTORS 29 8.9. The functors r£* and 11*;^ have more direct definitions. If K is connected and if V G C(g,K), then rJj'MV is the space of all v G V such that the ^-module action U(t)v is the differential of a finite dimensional representation of K (see below). In the general case we note that g acts by its action on V: T^V = H°(l, M; V <8> H{K)) = ((V ® H(K)f)M, all relative to the left regular action of K on H(K). That is, Here M acts on Hornet/, 1/) by (m • T)(u) = mT(m~lu). Thus if K is connected we have the desired interpretation. If not, then set M\ = K° fl M (K° is, as usual, the identity component of K). Then we have 0 Home(Kp V)M ® V7 = Incite (r^V). Here M acts on T^'M 1/ via the action of M on V (K° being connected, we are allowed to use the above interpretation). Since K/(MK°) is finite, the induced representation is defined as the set of all functions /: K —> ^'MlV such that f(uk) = uf{k) for u G MK° and /c G K. If X G g, then (X/)(w) = (Ad(w)X) -f{u) and (kf)(u) = f(uk) for k,u e K. We will only be dealing with the functors T^'M in this book. For a more direct definition of the functors n^'M we refer the reader to [140]. 8.10. In this subsection we give a proof of the duality theorem of [135] since it is the basis of all of the proofs of unitarizability of Zuckerman functors and since it is a simple calculation in the context of this section. As usual, if V G C(g, M), then V will denote the contragredient (g, M)-module and V will denote the conjugate dual (g,M)-module. Let dk denote the normalized Haar measure on K. On H(K) we define a symmetric form ( , ) and a sesquilinear form ( , ) by (f,9)= [ f{k)g{k)dk (f,geH(K)) Jk and (f,9)= [ f(k)W)dk (f,geH(K)). Jk If V G C(t, M), then we use the symmetric (resp. sesquilinear) pairing of V 0 H(K) with V 0 *H{K) (resp. V 0 H(K)) given by the natural pairing between V and V (resp. V) tensored with ( , ) (resp. ( , )). In light of section 2.9, Poincare duality for (6, M)-cohomology implies that if d = dim K/M, then we have a non-degenerate bilinear (resp. sesquilinear) pairing between Tl(V) and Td~l(V) (resp. Td~l(V)). Here we use the obvious sesquilinear pairing of A2(£/m)£, with Ad~1(t/m)^. We take 9 to be a Lie algebra over R and the action of K to be real. 8.11. Theorem. Let V G C(g,M). For each 0 < i < d the natural bilinear (resp. sesquilinear) pairing between Tl(V) andTd~l(V) (resp. Td~l(V)) is (g,K)- invariant.
30 I. RELATIVE LIE ALGEBRA COHOMOLOGY 8.11 We will prove the result in the sesquilinear case and leave the other (slightly simpler) case to the reader. We take Xi,..., Xn to be a basis of g over R. The functions c\^x are real valued for all i and all X G g. We show that if v G V, u eV and f,g G H(K), then </x(X)(v <8> /), u <8> $) = -<v 0 /, /x(X)(w 0 <?)) by doing the obvious calculation: (ijl(X)(v ®f),u®g)= ^(XiV 0 cAi,x/, u 0 #) i = ^(XiV,u)(c\uXf,9) = ^(-(v,Xitx»(/,cAi,xP> i i = -(v®f,ii(X){u(g)g)). Since the natural sesquilinear pairing between the z-th and d — z-th cohomology spaces is K-invariant, this proves that it is (g, K) invariant.
CHAPTER II Scalar Product, Laplacian and Casimir Element 1. Notation and general remarks 1.1. In this chapter G is a connected reductive Lie group (0, §3), Xa maximal compact subgroup of G, and 0 the Cart an involution associated to K. Our general reference for properties of maximal compact subgroups and Cart an involutions is [125]. We have the Cartan decomposition (3) g = t 0 p, where p = {x G g \ 9{x) = -x}. We let B be a G- and ^-invariant non-degenerate symmetric bilinear form on g, whose restriction to t (resp. p) is negative (resp. positive) non-degenerate. If g is semi-simple, B will be the Killing form of g. We have (4) B{t,p)=0, [M]Ct, [«,P]CP, [t»,p]Ct. It is also well known that if t does not contain any non-zero ideal of g, then [p, p] = t. In the sequel m = dimp, n = dimg, (a^)i<^<m is an orthonormal basis of p and (xa)rn<a<n a pseudo-orthonormal basis of t with respect to B, i.e., B(xi,Xj) = Sij (1 <i,j < m), (5) B(xa,xb) = -Sab (m < a,b < n). In general, we make the convention that indices z, j, k, I run from 1 torn, and indices a, 6, c, d from ra + 1 to n. In view of (2), we have, with this convention (b) [Xi,Xj\ = / J ci^xai \%ai%i\ = /_^ a,iXT a j As usual, the structure constants are antisymmetric in the two lower indices. Moreover, 1.2. Lemma. We have c^j = c\- (1 < i,j < m; m < a < n). In fact, since B is invariant, we have (1) B([Xi,Xj],Xa) + B(Xi, [Xa, Xj]) = 0. By construction, the first term is equal to — c^ and the second one to cla-. 1.3. We recall that if (ys) is a basis of g and (y's) the dual basis of g with respect to £?, then (i) c= J2 ys-y's l<s<n 31
32 II. SCALAR PRODUCT, LAPLACIAN AND CASIMIR ELEMENT 1.3 represents an element in the center of the universal enveloping algebra U($) of g, which is independent of the choice of the basis, and is called the Casimir element of U($). With the notation of 1.1, we have in particular (2) C=X>,2-£*2a. 1.4. Relative Lie algebra cohomology. Let (-zr, V) be a (g,£)-module. We may write (1) Cq{V) = C9(g, t; V) = Homt(A9p, V) = (A9p* <8> Vf. Moreover, in view of the relation [p, p] C £, there are no bracket terms in the formula for the coboundary operator (I, 1.1(2)); therefore (2) dr,{yQ,...,yq) = Yt{-l)iyi-r,{yQ,...,yi,...,yq) {r, € C(V)). i Let (3) D«(V) = HomR(A«p,V). Evidently, Dq(V) contains Cq(V). We note that (2) also makes sense on D9, hence defines a linear operator Dq(V) —> Dq+l{V), also to be denoted d. The space Dq(V) may be identified with the subspace of C9(g, V) whose elements are annihilated by the interior products ix (x G t). Let do be the coboundary operator in Cq(g-,V). Then, of course, d0f = df if / G C^(g, fc; V). However, if / G D*(V), then df is the restriction of dof to A9+1p, but is not equal to df in general. In particular, we do not necessarily have d2 = 0 on Dq{V). Since do commutes with the 0X {x G q) and Dq(V) is stable under 0X for x G £, we have (4) doOx=Oxod on D9(y) for all xGt. 1.5. Notation for cochains. If A is a finite set, then \A\ denotes its cardinality. For a positive integer s, let Is = {1, 2,..., s}. We shall denote by (uja,uj'L) the basis of g* dual to (xa,Xi). The elements ul will also be viewed as forming a basis of p* dual to (xi). For I c Im with |/| = q, we put (1) oo1 = (J* A-A>, if / = {ji,.. ., jj. If 77 GL^(y), let (2) Vi = r]jl,...jq.= ri{xjl,...,xjq) feGp, l<i<g). Then 77 can be written (3) r? = ]T Vi-u1, IClm,\I\ = q or also (4) ._ V = W)~1 J2 %. ^J1A'-A^. ji,...,jqeiq If / = (ji,..., jq) and u e Iq, then /(it) denotes / with the u-th entry removed. The equality 1-4(2) can then also be written (5) (d»7)/= £ (-1)u_1t(^u) • »7/(u) {veiy>(V);IClm,\I\=q+l). l<u<q+l
2.3 2. SCALAR PRODUCT 33 Note also that we have, for 1 < u < q, (6) m = Vn,..jq = (-l)""1^,^,... Ju,...j, = (-W-'vuuHu). 2. Scalar product 2.1. We shall be interested in the case V = H 0 E, where (p, £") is a finite dimensional complex continuous representation of G and (a, H) is a unitary (g, £)- module. The latter condition means that H is a complex vector space endowed with a positive non-degenerate scalar product ( , )#, such that (Xn, v)# + (n, Xv)h — 0 for all it, v G if and X G g. It is not required that H be complete. We let r = p 0 <r. For x G g we shall often write r(x) = a(x) + p(x) as a shorthand for r(x) = a(x) 0 1 + 10 p(x). 2.2. On E there is always a so-called admissible scalar product, i.e. one which is invariant under {?, and such that p(x) is self-adjoint for x G p. We assume that E" is endowed with one, to be denoted ( , )#, and then introduce on (1) Dq(V) = Aqp* ®H®E the scalar product which is the tensor product of ( , )v = (, )h <8> ( > )e with the scalar product on Agp* defined by the form B (1.1). In particular, if (2) \i = ]T /x7 • cc/, 7? = ]T i/7 • a/ (notation of 1.5), then (3) (/x,i/) = ^(/x/,r7/)v. Since these scalar products are invariant under {?, we have (4) (0*/z, i/) + (/x, 0*i/) = 0 (/x, v G D9(y), x G I). For x G g, we let r(x)* be the adjoint of r(x) with respect to ( , )y. Thus t(x)*= —t(x) if x G £, (5) r(x)* = p(x) - cr(x) if x G p. Note that we may replace p by its complexification pc. In this case, the scalar production A9pc is the positive Hermitian product which extends the scalar product defined by the invariant form B on A9p, i.e. (x,y) = B(x,y), (x,y G pc) where is the complex conjugation with respect to p. 2.3. Proposition. Let d: Dq(V) -> Dq~l{V) be defined by (1) (dvh= E r(^)*^}uJ (JClm,\J\=q-l). l<j<m Then d commutes with the 0X (x G !), maps Cq(V) into Cq~1{V) and is adjoint to d, i.e. (2) (dr,,n) = (r,,dv) (VeD«{V),neD'>-1(V)).
34 II. SCALAR PRODUCT, LAPLACIAN AND CASIMIR ELEMENT 2.3 Using 1.5(5) and 2.2(3), we have \I\ = q I \ u J where / = {ji,..., jq}. Hence (t,,dn) = ^((-^"-^(^J^/.M/Cu)). U,I This combined with 1.5(6) proves (2). (2) together with 1.4(4) and 2.2(4) implies that d commutes with 0X (x G !). Since Cq{V) is the subspace of Dq(V) annihilated by the 0X (xet), it follows that dCq(V) C Cq~l{y). 2.4. We let A = dd + dd be the Laplacian. For each q, A is an endomorphism of Dq(V) which leaves Cq(V) stable. For r? e Dq(V), we have by 2.3 (1) (Ar1,r1) = (dr1,dr1) + (dr1,dr1). Since the scalar product is positive non-degenerate, this implies (2) Ar? = 0 o dr] = drj = 0 <^> (Ar?, r?) = 0. The element r? is harmonic if it satisfies the conditions of (2). The space of harmonic forms in Cq(V) will be denoted Hq(V). As usual, r? is said to be closed if drj = 0, coclosed if <9r? = 0. 2.5. Theorem. Let it = a, p or r = a <g> p, and view V as a (%,t)-module under ix. Let A^ be the corresponding Laplacian. Then (i) (A,, • r?)/ = J2 ir(xj) ■ irixj)* ■ ru l<j<m + Yl (-1)""1[T(^«)»T(a;i)*]'?ju/(u) l<j<m l<u<q (V€D"(V), I Clm, \I\=q)- (ii) We have Ar = ACT + Ap on D"{V). (iii) (Kuga) IfrjG Cq(V), then (Art,)! = (p(C) - a(C)) -VI (/ C Im, \I\ = q), where C is the Casimir element (1.3). (i) We view V as a (g, £)-module under 7r, but still denote by d the coboundary operator and by d its adjoint. In this proof, / C Im, \I\ = q, the index a (resp. j, resp. it) runs from m -f 1 to n (resp. 1 to m, resp. 1 to g). Then (<9dr?)7 = ^7r(a;j)*(dr/)ju/ = ^tt(xj)* [7r(x^-r7/ + 5^(-l)u7r(^u)^u/(u) J , (1) (<9dr?)7 = ^Tr^)*^)/?/ + ^{-l)un{xj)*'ir{xjJrijunu). j,"
2.5 2. SCALAR PRODUCT 35 On the other hand, (ddv)j = J2 (-i)""1^*;.) • (9v)i(uh l<u<q (ddv)i = ^(-l)u_1^(a:ju)^j)*^u/(u), u,j and hence (2) (Ar7)/ = ^7r(x,)%(xj)r7/ + ^(-ir-1[7r(x,J,7r(xj)*]%u/(u). J u,3 This proves (i). (ii) Now let ix = r. Since <r ® 1 and 1 0 p commute, we have [n{xJu),Tx{XjY} = [(T{XJU) + p{xjv),(j{Xjy +p(Xj)% (3) [tt^-J,^^)*] = WixjJ^ixj)*] + [p(^J,p(^j)*]. Moreover, the equalities ct(xj)* = — cr(xj) and p(#j) = p{xj)* yield (4) ttO^X^-)* = p^-)2 - crixj)2 = p{xj)*p{xj) + aixjWxj)*. The assertion (ii) follows from (i), (3), (4). (iii) The first sum on the right hand side of (i) is equal to 3 To prove (iii), it remains to show that (5) 5>(xn)2 - P{xa)2)m = ^(-lr-^TixjjMxjnvjunu). a Call the right hand side Q. By (3) and 2.2(5), [t(xJu),t{xj)*] = [(t{xj),(t{xJu)] - [p(xj),p{xju)], [T(xju),T(Xjy] = J2ClJuHXa)-p{xa))- Therefore (6) Q = 5>(a:0) - p(xa)) ^-l)""^^/^ 3,u But c?„- =cj , by 1.2. Hence La = 2^(~1)U CJ,Ju^'U/(u) = Z^Caj^iXjn • • • j^jj • • • >^jj> where Xj is at the u-th place; this can be written La = y ^ V^jl 1 ' • • ? Fa? XjuJ' * * ' ■> Xjq)' u Since 77 G C9(l/), it is annihilated by the 0X (x G !). Hence (7) La = r{xa) •rj{xjl,...,xjq) = r{xa) • r//, and (5) follows from (6) and (7).
36 II. SCALAR PRODUCT, LAPLACIAN AND CASIMIR ELEMENT 2.6 2.6. Corollary. Let r\ e Dq(V). Then ATr] = 0 if and only if Apr] = Aar] = 0. This follows from 2.4(2) and 2.5(ii). 2.7. The results of this section (and the next one) have been known for some time, but do not seem to have been formulated in this way in the literature. They have their origin in the work of Matsushima and Murakami [82, 83] on the co- homology of discrete cocompact subgroups of G, where they are proved when H is the space of X-finite smooth functions on the quotient T\G on G by one such subgroup. More precisely, it is shown in [83] that (1) H*(T;E) = H*(S,t;H®E) (see also Chapter VII). This being granted, the computations made here are substantially those of [82]. In particular, see [82, §6] for 2.3 and 2.5(iii). In that special case, 2.5(i),(ii) are also implicit in [82, §7] and are made explicit in [93, §1]. 3. Special cases 3.1. Proposition. Assume that a(C) = s • Id, p(C) = r • Id. (a) Ifr^s, thenHq(Q,t;H®E) = 0forallq's. (b) If r = s, then all cochains are closed, harmonic, and we have Hq(Q, t;H®E) = Cq(& l;H®E) = Home(A9p, H <8> E) for all q's. By 2.5(iii), A = (r - s) • Id on Cq(H <g> E) for all q's. Assume that r ^ s. Let 77 be a g-cocycle. Then A77 = ddr); hence rj = (r — s)~1Ar] = (r — s)_1 • ddr] is a coboundary, whence (a). Now let r = s. Then A = 0, and all cochains are harmonic, hence closed and coclosed by 2.4. This yields (b). 3.2. Corollary. Let (p,E) be irreducible. If p is non-trivial, then Hq(Q,t;E)= 0 for all q's. If p is the trivial representation, then Hq($,t;E) = Cq($,t;E) = (A^p*)* for all q's. If p is irreducible, then p(C) = r • Id, and it is well known that r = 0 if and only if p is the trivial representation. 3.2 then follows from 3.1 applied to the case where (a, H) is the trivial representation. Remark. If we identify (A9p*)e with the G-invariant differential forms on G/K (cf. I, 1.6), the corollary in the case of the trivial representation asserts that on G/K all invariant forms are harmonic, closed and coclosed. This is a well-known result of E. Cartan. 3.3. Corollary. Let H be the space of K-finite vectors in the space of an irreducible unitary representation ofG. Ifa(C) = 0, then Hq($, t; H) = Home(A9p, H), and ifa(C) ^ 0, then Hq(&t;H) = 0, for all q's. Under our assumption, cr(C) is a multiple of the identity. 3.3 then follows from 3.1, applied to the case where p is the trivial representation.
4.1 4. THE BIGRADING IN THE BOUNDED SYMMETRIC DOMAIN CASE 37 3.4. Now assume H to be an admissible (g, £)-module. Since Cq{V) may be written as (1) Cq{V) = Home(A9p 0 E*, H), it is finite dimensional. Our complex C*(V) is then finite dimensional and the elementary "Hodge theory" in finite dimensional vector spaces obtains: we have an orthogonal decomposition (2) cq(V) = Hq(v) e dcq~\v) e dcq+\v), and A is an invertible operator on dCq~l(V) 0 dCq+1(V). As usual, this implies (3) H«(g,t;V)^H0(V), i.e. every cohomology class is represented by a unique harmonic form. Let Aq be the sum of the isotypic subspaces of H corresponding to the £-types occurring in A9p 0 E*. It is finite dimensional. Let Bq = E 0 Aq, and Cq the subspace of Bq annihilated by p{C) — cr(C). Then (4) Hq{V)*Komt(Aqp,Cq). Note that A9p and Am_9p are isomorphic ^-modules. Therefore Cq and Cm_q are isomorphic ^-modules, and we have (5) H*(S,t;V)=H«(V) = Hm-«(S,t;V) («/€ N). Remark. As in 2.7, let T be a cocompact discrete subgroup of G and H the space of K-finite smooth functions on T\G. Then (5) is also valid, although H is not admissible. Modulo 2.7(1), this is proved in [82, 6.2] using the Hodge theory of harmonic forms on T\X. (For this [82] assumes T to be torsion free so that T\X is a smooth manifold, but the reduction to that case is easy; one could also use Hodge theory on V-manifolds.) Another proof of (5) in this case will be given in Chapter VII. 4. The bigrading in the bounded symmetric domain case 4.1. In this section, we assume that G has compact center and X = G/K carries an invariant complex structure. As is known, X is then equivalent to a bounded symmetric domain. The complexification pc of p decomposes into the sum p = p+ 0 p~ of two commutative subalgebras of gc, normalized by 6C, consisting of nilpotent elements, and there is an element zq in the center of t such that ad zq is the multiplication by =bz on p±. Conversely, if there is such an zq in {?, then ad zq I = J defines a complex structure on p which is invariant under {?, and hence an invariant almost complex structure on X. It is well known to be integrable, hence to give rise to an invariant complex structure on X. The cochain complex C*(g,6; V) is then bigraded. In the situation of §2, this bigrading induces one in cohomology (cf. 4.5). This was shown in [82, II, §§2, 3]; at any rate in the context of that paper (cf. 2.7), but the proofs are the same, and we shall omit some details. This reflects the fact that G/K carries an invariant Kaehler metric. Similarly, the familiar results on primitive cohomology of Kaehler manifolds extend to our situation (4.8).
38 II. SCALAR PRODUCT, LAPLACIAN AND CASIMIR ELEMENT 4.2 4.2. We fix notation so that the projection p —► p+ is a C-isomorphism. We let ~ denote complex conjugation of gc with respect to g. Then p~ and p+ are complex conjugates of each other. In the present case, the dimension m of p is even. Let m' = ra/2. Let {#i}i<i<m' be a basis of p+. Then {x{} is a basis of p~. The invariant form B is non-degenerate on p and identically zero on p+ and p~. Furthermore, we may assume that (1) B(xi,Xj)=Sij (1 <ij <m'). We let {u/jUJ-7'} be the corresponding dual basis in p*, and uj1 = ujix A • • • A uiq, u1 = uJh A • • • A uiq (2) (I = {zi,...,zq} C Jm/). On the relative Lie algebra cochains, we now consider the bigrading defined by (3) C™ = CM(g, t; V) = Home(App+ (8) A9p", V) (p, qeN). In the isomorphism of /, 1.6 with the space A(X;V)G of G-invariant differential forms on X, they correspond to the forms of type p, q. An element 77 G Cp,q can be written in the form (4) v = J2rii,juI^"J {i,Jcim>i \i\=p, \J\ = q)- 1,j The operator d is now a sum d = d! + d", with d! (resp. d") of bidegree (1,0), (resp. (0,1)). It follows readily from 1.5(5) that we have (5) i<«<p+i (|J|=p+l, \J\ = q), (d"v)i,j= E {-^)P+U~l^u)ni,j(u) (6) l<u<g+l (\I\=p, \J\=q+l). 4.3. We now revert to the assumptions of §2. The representation r is extended to gc in the obvious way. We have then (1) t{x)* = -t(x), {x e Ic),t{x)* = p{x) - a(x) {x G pc). The boundary operator d adjoint to d decomposes into d = & + d", with d' (resp. d") of bidegree (-1,0), (resp. (0,-1)) adjoint to d! (resp. d"). It follows from (1) and 2.3 that we have, for 77 G CM, (2) (d,v)i,J = Yl r(^7)*^{u}u/,j, l<u<m' where J,Jc Imr, \I\ = p — 1, \J\ = q, and (3) (d"v)i,J = (-l)p E T(*>r)Vi,{u}uj, l<u<m' where I,J C Jm/, |/| = P, \J\ = q - 1.
4.7 4. THE BIGRADING IN THE BOUNDED SYMMETRIC DOMAIN CASE 39 4.4. Proposition. Let A' = d!& + d'd!, A" = d"d" + d"d". Then A = A' + A". By definition a = (d' + d")(5' + &') + (^ + d")(d' + d"), A = A' + A" + (d'd" + d"d') + (d"d' + d'd"). It suffices to show that the two last sums vanish. This computation is made in [82, p. 404]. As in [82], this implies 4.5. Corollary. The Laplacian preserves the bidegree. If rj € C*(g,t;V) is harmonic, then its bihomogeneous components are also harmonic. We have H*(S,t;V) = ®H*«{S,t;V), p,q where Hp,q is the space of cohomology classes represented by harmonic forms of bidegree {p,q). 4.6. With J the complex structure on p defined in 4.1, let (j(x,y) = B(x,Jy),h(x,y) = B(x,y) + i-uj(x,y) (x,y G p). Then uj is alternating, non-degenerate of type (1,1), invariant under AdK, and h is a positive non-degenerate K-invariant Hermitian scalar product, h allows one to define a G-invariant Hermitian metric on G/K, which is Kaehlerian, because the 2-form on G/K defined by uj is G-invariant, hence closed. We now transcribe in our framework some results of Kaehlerian geometry [115]. Let L: Ap* —► Ap* be the left multiplication by uj. It is a linear transformation of bidegree (1,1) which preserves Ap and commutes with K. By [115, Cor. p. 28], an element x G Appc is primitive if and only if p < ml', and Lm ~p+1x = 0. We shall take this as the definition of a primitive element. Let Prp be the space of primitive elements of degree p < m'. If p > m', we let Prp = 0 by definition. Then La is injective on Prp for 0 < a < m' — p, and we have a direct sum decomposition (1) App* = 0Ls-Prp"2s s>0 [115, p. 28]. Here, s need only run through the s's in [0,p — m']. Note that, since L is bihomogeneous, Prp is the direct sum of its intersections Pra' with the spaces Aap+ 0 A6p~ (a + b = p), and (1) is also compatible with the bidegree. 4.7. Now let (7r, V) be a (g, ^-module. We extend the definition of L to Cp(g,t;V) = (App* 0 V)1 by making it operate on the first factor as above. This defines an endomorphism of C*(g, £; V) of bidegree (1,1), which commutes with d since duo = 0. Therefore it goes over to cohomology. Let H^b = H^b(g, 6; V) (a, b G N, a + b < m') be the space of primitive elements in Ha'h', i.e. of elements annihilated by Ls for s > m' — a -b, and put H^b = 0 if a + b > m!.
40 II. SCALAR PRODUCT, LAPLACIAN AND CASIMIR ELEMENT 4.8 4.8. Theorem. Let V = H®E as in §2, and assume that the Casimir operator operates by scalars on H and E. Then Ls is infective on H^b for s < m' — a — b, and we have a direct sura decomposition Ha'b(0, t;H®E) = ®Ls- ffpV2s'6-2s (a, b e Im>). S There is something to prove only if the eigenvalues of C on H and E are equal (3.1). In that case, all cochains are closed, the cohomology identifies to the cochain complex, and we are immediately reduced to 4.6. 5. Cohomology with respect to square integrable representations 5.1. In this section, G is semi-simple. Let T be a maximal torus of K. By a well-known theorem of Harish-Chandra [52], G has a discrete series if and only if T is a Cart an subgroup of G. We assume the latter condition in this section. We are interested in Ext* t(F, H) when F is a finite dimensional g-module and H = Vk is the space of X-finite vectors in the space of a square integrable representation (7r, V) of G. By I 5.4, if this group is non-zero, then V is also a representation space for the real form Go with Lie algebra g of the simply connected group with Lie algebra gc. Therefore we may (and do) assume G to be equal to Go- Let <I> (resp. 4>fc) be the root system of gc (resp. tc) with respect to the com- plexification tc of the Lie algebra t of T, W (resp. Wk) the Weyl group and P($) (resp. P($fc)) the set of weights of $ (resp. $&). In particular, P(4>) is a lattice in i •1*. The equivalence classes of irreducible square integrable representations of G correspond canonically and bijectively to the orbits of Wk in the set of regular elements in P(4>). We let uj\ be the class of representations associated to a regular element A G P(3>). Its elements have the infinitesimal character xa, m the usual parametrization. More precisely, let (1) P+ = P($)+ = {a e P($) I (A, a) > 0}, (2) p+ = p($fc)nP+, $+ = $nP+, $+ = $fcnP+, where ( , ) is a iy-invariant scalar product on i • t*, say the one defined via the Killing form. Let (3) 2p = J2 ". 2' Pk = J2 a' Then xa is the infinitesimal character of the finite dimensional irreducible representation with highest weight A — p. If \i G P($fc), we let PM be a representation space of an irreducible representation of t with extremal weight \i. 5.2. Proposition. Let A G P($) be regular and (tt, V) G c^a. Then 1) dimRomK(FA+p-2pkiV) = 1, 2) if Hom(PM, V) 7^ 0 with \i G P^ , then \i = A + p — 2pk + Q, where Q is a sum of elements in <I>+. This proposition states that A + p — 2pk is the lowest K-weight of uj\, and that it has multiplicity-one. It can be viewed as a consequence of the truth of Blattner's conjecture [57]. However, it admits a simpler proof, and was in fact proved before Blattner's conjecture [97, 109].
5.4 5. COHOMOLOGY WITH RESPECT TO SQUARE INTEGRABLE REPRESENTATIONS 41 5.3. Theorem. Let A, $+, <!>£ be as in 5.1. Let {tt,V) G cja- Let H be the (g, K)-module of K-finite vectors in V. Let (cr,F) be an irreducible finite dimensional representation of G. a) If the highest weight of (a, F) relative to <I>+ is not A — p, then Ext^(F, H) = 0 for all i. b) If the highest weight of (<r, F) is A — p, then dim Ext* e(F, H) = 8^q} where q = (dimG/K)/2. PROOF, a) follows from (I, 4.2) and 5.1. b) By 3.1, we have (1) Ext* >e(F, H) = iT (g, t; F* ® H) = Home(A*p 0 F, H) (i G N). Thus we must compute HomK(A*pc <g> F,H). Let <I>n = $ - $k and $+ = <I>n n $+. Then the weights of T on A*pc are of the form ol\ + h o^ with c*i,..., c^ distinct elements of 4>n. Set pn = p — pk. Then the weights of A*pc are of the form a\-\ \-ctj — (ctj+i H V&i), where (a\ • • - ctj) (resp. otj+i - - • oti) are distinct elements of <!>+. Now a\-\ \-ctj = 2pn—71 7^, with {71,..., 7^} U {ai,..., ctj} C &n and 7i> • • • >7t distinct. Hence the weights in A*pc are of the form 2pn — Q with Q a sum of elements of $+. Furthermore, if 2pn is a weight in A*pc, then i = q and 2pn is a weight in A9pc of multiplicity 1. The weights of (a, F) relative to T are of the form A — p — Q with Q a sum of elements of <I>+, and A — p is a weight of multiplicity 1 (this is the theorem of the highest weight). This implies: (i) The weights of T on A*pc 0 F are of the form 2pn + A — p — Q, with Q a sum of elements of <I>+. If 2pn + A — p + Q' is a weight in Alpc 0 F, then Q' = 0, i = q and the weight 2pn + A — p = A + p — 2pk has multiplicity 1 in A9pc 0 F. This implies in turn (ii) // A is ^-dominant integral and Hom^Fx, A*pc 0 F) ^ 0, then A = A + p — 2pk — Q with Q a sum of elements of <I>+. If \ = A + p — 2pk + Q with Q a sum of elements of <fr+, then Hom^Fx, A*pc 0F)/O implies Q — 0 and i = q. Furthermore, dimHomK(i7A+p-2pfc, A9pc 0 F) = 1. The assertion b) now follows from (1), (ii) and 5.2. 5.4. Theorem. Le£ M be a reductive group (see 0, §3) whose identity component has a compact center. Let {tt,V) be a discrete series representation of M and (a, F) a finite dimensional irreducible representation of M. Let q = (dimM/K)/2. Then Ext^K(F, V) = 0 for i ^ q. The restriction of (71", V) to M° is the direct sum of finitely many irreducible representations (see below), which are then clearly square integrable. In view of I, 5.1(4), this reduces us to the case where M is connected. We have then M = M'' -5, where M' is semi-simple and S is a central torus. We may view V and F as M' x S modules. V is then the tensor product of a one-dimensional representation of S by an irreducible representation of M1', which is then also square integrable. Since F is finite dimensional, it is a direct sum of irreducible representations, each of which is a tensor product of a one-dimensional representation of S by an irreducible representation of M'. Using the Kunneth rule (I, 1.3), and the fact that q is also equal to (dim M' j{M' D K))/2, we see that we may assume M' semi-simple and F irreducible. This reduces us to 5.3. In this proof, we have used the following fact.
42 II. SCALAR PRODUCT, LAPLACIAN AND CASIMIR ELEMENT 5.5 5.5. Lemma. Let L be a reductive group, L' an open normal subgroup of L and (7r, V) an irreducible admissible L-module. Then V is the direct sum of finitely many irreducible admissible L'-modules. This is well known. Not knowing a good reference for it, we include a proof for the sake of completeness. Let Q be a maximal compact subgroup of L and Q' = Q(~)L. Then Q' is a maximal compact subgroup of L' and is a normal subgroup of finite index of Q. It follows from Frobenius reciprocity that if a G L', then there exist only finitely many r G L whose restriction to L' contains a. Therefore V is an admissible L'-module. It suffices then to show the existence of one irreducible V- submodule U C V, because then V is the sum of the transforms x(U) (x G L/L'), hence the direct sum of finitely many of them. To prove the existence of U, one may use the fact (proved by Harish-Chandra) that, up to infinitesimal equivalence, there are only finitely many representations with a given infinitesimal character. A simpler argument, suggested by H. Jacquet, is the following: Let (tt,V) be the contragredient representation to (7r, V). It is a simple L-module, hence a finitely generated L'-module. Consequently, it has a proper simple quotient. But, since we deal with admissible representations, (-zr, V) is infinitesimally equivalent to the contragredient of (7F, V"). As a consequence, it has a proper simple L'-submodule. 5.6. Lemma. Let L, L' be as in 5.5, K a maximal compact subgroup of L and K' = K n L'. Let (tt,E) be an irreducible admissible (i,K)-module. Then E is the direct sum of finitely many irreducible admissible (i,K')-modules. By [77], E may be viewed as the module of K-finite vectors of an irreducible admissible smooth L-module E. The lemma then follows from 5.5 and from the fact that the module of X-finite vectors of an irreducible admissible smooth L-module is algebraically irreducible. 5.7. Proposition. We keep the assumptions of 5.4 and assume moreover that F is irreducible with respect to M°. Then (1) dimHq{m,K;V®F) < 1, forq = q{G). Let Vb be an irreducible (m, K°)-submodule of V (see 5.6). Let U be the (m, K)- module induced from the (m, K°)-module Vq. As a vector space, U = I^0(Vq). Then U®F may be viewed as the (m, K)-module induced from Vo®F. By Frobenius reciprocity, we have an exact sequence of (m, K)-modules (2) O->]/0F->[/®F->y^F->O, and moreover (3) HomK(A(m/£), U ® F) = HomKo(A(m/£), V0®F); hence (4) iT(m,K;U®F)= iT(m,K°; V0 0 F) (t G Z). Let W = V,V. We have iT(m, K; W 0 F) = (iT(m, K°; W 0 F))K/K° (i G Z). Since W is a direct sum of finitely many discrete series representations of M°, 5.4 shows that iT(m, K; W 0 F) = 0, for i ^ q{G).
6.4 6. SPINORS AND THE SPIN LAPLACIAN 43 Hence, by the cohomology sequence associated to (2), we have an embedding 0 -> Hq{m, K\ V <8> F) -> Hq(m, K;U®F), forq = q(G). This reduces us to the case where V = U. But then, (4) brings us back to the case where M is connected. As in the proof of 5.4, write M = M' • 5, where M' is semi- simple connected and 5 is compact commutative. Then Vb and F are the tensor products of one-dimensional representations of 5 by irreducible representations of M', and our assertion follows from 5.3 and the Kiinneth rule. 6. Spinors and the spin Laplacian 6.1. Let (V, ( , )) be a pair consisting of a finite dimensional vector space V over R and an inner product (strictly positive) on V. Let n = diml/. A space of spinors for (1/, ( , )) is a pair (7,5), where 5 is a finite dimensional vector space over C and 7: V —> End(5) an R linear map satisfying: 1) 7(v)2 = -(v,v)l, v e V, 2) If W C 5 is a subspace such that j(v)W C W for all v eV, then W = (0) or W = 5. If (7,5) and (7', S') are spaces of spinors for (V, ( , )), we say that they are equivalent if there exists a linear bijection A: 5 —> S' such that Ao^yfv) = ^'{v) o A for all v G V. 6.2. Lemma. Set n = dimV. If n is even, then up to automorphism there exists exactly one space of spinors for (V, ( , )). If n is odd, there are exactly 2. Fix a space of spinors for (V, ( , )). Then there exists a unitary structure ( , ) on S(V) such that (j(v)u,w) = —(u,j(v)w) forv eV,u,we S(V). This lemma is due to C. Chevalley [133]. A proof can also be found in [151, Lemma 9.2.1, p. 359]. 6.3. Let (7, 5(F)) be a space of spinors for V. Let so{V) = {X e End(^) | (Xv,w) = —(v,Xw)}. Let vi,...,vn be an orthonormal basis of V. Let Eij G End(l/) be defined by EijVk = SjkVi- Hi ^ j set a{E%j - Eji) = -h(»07(fj) e End(S(V)). Then it is an easy exercise to show that (<r, S(V)) is a representation of so(V) on S(V) which up to equivalence is independent of the choice of space of spinors. Set hj = E2j-1,2j ~ E2j,2j-i^ j = 1,..., [n/2] = r, Let {Xj} be the basis of fy* dual to {hj}. Then \) is a maximal abelian subalgebra of so(V), the weights of a on f) are precisely the linear forms i (|(Ai + • • • + Ar) - X31 Xjk) , with 1 < ji < • • • < jk < r, and each occurs with multiplicity 1. 6.4. Lemma. Let 1 < i,j,k,l < n, and let Rijki G C satisfy J-J J^ijkl = ttklij j ^) ■K'ijkl = -ftjikh
44 II. SCALAR PRODUCT, LAPLACIAN AND CASIMIR ELEMENT 6.4 3) Rijki + Rkiji + Rjku — 0- Then Y2RiJki7{vih{vjh{vk)7{vi) = 2 I Y^Rijji J /• ijkl \ ij ) This lemma is proved by the obvious computation. 6.5. Lemma. Let \i be the natural representation of SO(V) on AVC. 1) If n is even, then \i is equivalent with a <g> a. 2) If n is odd, then \i is equivalent with a 0 a 0 a ® a. This lemma is an easy consequence of the results in 6.3. 6.6. We now specialize to the case where g is a semi-simple Lie algebra over R> 9 — £ ® P is a Cartan decomposition and V = p, ( , ) = B\ . We let Ck be the Casimir operator of t associated with B\v Let tq(Y) = adF| for Y G t. Then ro: t —> 5o(p) is a Lie algebra homomorphism. Set s(Y) = a o To(F), Fg!. Then (5, 5(p)) is a unitary representation of t. Let fy+ C £ be a maximal abelian subalgebra of t. Let f) be the centralizer in g of f)+. Then \) is a Cartan subalgebra of £. Let $ be the root system of (gc, f)c) and let <£& be the root system of (6C, f)+). Fix a set <£^" of positive roots for <£&. A set of positive roots <I>+ of <I> will be said to be compatible with $£ if the following two conditions are satisfied: 1) if a G $£, then a = /?| + for some /? G <I>+; 2) if a G <I>+, then 6a G <I>+ (here 0 is the Cartan involution of (g,6)). 6.7. Fix compatible sets <J>jJ" and <I>+ as in 6.6. Set \\~ = {h G t)c \ Oh = -h}. We identify ([>+)* with {A G f>* | 6>A = A} and (&")* with {A G f>* | 6>A = -A}. For A G f)* we write A = A+ + A", A± G (f)±)*. Set 2p = ^ a, 2pk = ]T a> Pn=P~Pk. a<E<P+ «£<£ + ± For A G (*) + )*, let pA = {x G pc | ad/i • x = X(h)x, h G f)+}. Set p £? I Pa- Then 6.3 implies that the weights of (s, S(p)) are of the form Pn - Mil Mir with 0 ^ pM. C p+/x = /x^. (1 < j < r). 6.8. Scholium (Kostant [72]). Le£Ai,...,Ar be <I>+ dominant integral forms on \)c. Let Fi be the irreducible gc module with highest weight hi, i = 1,..., r. If X is a weight of F\ <g> • • • 0 Fr, £/ien |A| <|Ai + ... + Ar|, and equality occurs if and only if there is s G W(4>) sitc/i £/m£ A = s(Ai H h Ar). Let 5 G W(4>) be such that sX is <I>+ dominant integral. Then |sA| = |A|. We have sX = X\ + • • • + Ar, with A^ a weight of F{. This implies that A^ = A^ — &, with & a sum of elements of <I>+. Hence sX = Ai + • • • + Ar — £1 — • • • — £r. Set A = Ai + • • • + Ar, £ = £1 + • • • + fr. Then (A, A) = <sA, A - 0 = <*A, A) - (5A, £> < (s\, A) = (A-e,A)<(A,A>
6.9 6. SPINORS AND THE SPIN LAPLACIAN 45 with equality if and only if 0 = (sA,£) = (A,£). Hence equality occurs if and only 6.9. Lemma. Set W1 = {t G W \ t$+ is compatible with $£}. Let rx denote the irreducible representation of tc with highest weight X relative to <I>^. Then tew1 where lo = dimf)~ and mr\ means a direct sum of m copies of t\. Every weight of s is of the form pn — £, where £ is a weight of f)+ on Ap+, and every such weight occurs. If Q C $+ set (Q) = YlaeQ a' Then every weight of s is of the form pn — (Q)\. + , Q C $+. In particular, we see that pn is a weight of s. But then pn must be an extreme weight. This implies that rPn occurs in s. Let (xi)i<i<m, (xa)m<a<n be as in 1.1. Set Rijki = B([xi,Xj], [xk,xi]). (1) s{Ck) = cl with 8c = ^2 Rijji- Indeed, if x G £, then using 6.3 we see that 4s{x) = ^([x,xi],xj)'y(xi)'y(xj). ij This implies that 16s(Cfe) = - ]T {[xa^i],xj){[xa,xk],xi)^{xi)^{xj)^{xk)^{xi) i,j,k,l,a = Yl Ri3ka(Xi)l(Xj)l(Xk)l(xi)- i,j,k,l Now apply Lemma 6.4. Formula (1), combined with the fact that rPn occurs in s, implies (2) s(Ck) = {\p\2 - \Pk\2)I. Suppose now that t\ occurs in s. Then X = pn — (Q)L + and Q C <I>+. Hence X + pk = p-(Q)\l)+. (2) implies that |A + pk\2 = \p\2. Hence \p - (Q)]^2 = \p\2. Since (p — (Q})+ = p — (Q)L+ we see that (3) \p-(Q)\2>\p\2- As is well known, the weights of the finite dimensional representation of gc, with highest weight p are precisely the forms p — (Q), with Q C $+. The relation (3), combined with 6.7, implies that A + pk = tp with t G W. But then t&+ is compatible with $£. This implies that if t\ occurs in s, then A = tp — pk with t G W1. Replacing <I>+ by £<I>+, we see that each tp — pk, t G W1, is an extreme weight of s and the multiplicity of Ttp-Pk in s is precisely the dimension of the tp — pk weight space of s. But this multiplicity is easily seen to be 2^l°^2^.
46 II. SCALAR PRODUCT, LAPLACIAN AND CASIMIR ELEMENT 6.10 6.10. Let (7r,i7) be a unitary (g,t)-module. We give H 0 S (S = S(p)) the tensor product inner product. Define D: H ® S —> H ® S by D = Y^^ixi) 0 7(xi). 6.11. Lemma (compare Schmid [97]). 1) If x,y G H 0 S, then (Dx,y) = (x,Dy). ' 2) D2 = -ir(C) <g> / - (|/>|2 - |pfe|2)/ + (tt (8 s)(Cfc). 1) is obvious. To prove 2), observe that D2 = ^7r(^)7r(xi) ®'y(xi)'y(xj) = - Y^ n(Xi)2 ® I + Yl 7r(^)7r(Xi) ® 7(^i)7(^) = -7r(C) ® J + 7T(Cfc) 0 I + ]T TT^^TT^) 0 j(Xi)j(Xj). Since 7(^)7(x^) = — j(xj)j(xi) for z ^ j, we find that D2 = -tt(C) 0 J + 7r(Cfc) 0 J + - ]T tt([x,, Xj]) 0 7(^i)7(^) = -7r(C) 0/ + 7r(Cfc) 0/- r^^l^^jUaM^o) ^7(^)7(^j) = -tt(C) 0 J + 7r(Cfc) 0 I - 2 ]T 7T(xa) 0 s(xa) a = -7r(C) 0 J + Tr(Cfc) 0 J + (TT 0 s){Ck) - 7T(Ck) 0 J - I 0 s(Cfe) = -7T(C) 0 J - J 0 s(Cfc) + (TT 0 s)(Cfe). Lemma 6.11 now follows from 6.9 (2). 6.12. Proposition. Let F be the irreducible finite dimensional representation with highest weight A — p relative to <I>+. Let (tt, H) be a unitary (g, t)-module with 7r(C) a scalar operator. 1) If OK ^ A, *Aen Ext*j6(F,i/) = 0. 2) Suppose that (tt,H) is admissible, and that tt(C) = (|A|2 — \p\2)I. Then dimHomt(Ap,iJ0F*) = 2[/o/2]+£ ]T dimRomt{FtA-Pk,H 0 5), tew1 w/iere F\ zs as in 5.1 and e = 0 or lf e = (dimp) mod 2. Let tt(C) = A/. Assume that Hr{g,t;H 0 F*) ^ (0) for some r. Then A = |A|2 - \p\2 (see 3.1) and Home(Arp 0 F, H) ^ (0). Now, as a ^-module, Ap = S ® S or S ® S (& S ® S depending on whether dimp is even or odd. Thus, since S = S* as a ^-module, Home(Ap 0 F, H) is equal to Home(F 0 S, H 0 S) (resp. Home(F 0 S, H 0 S) 0 Home(F 0 S, H 0 S)) if dimp is even (resp. odd). Let F 0 S = 0 mvFv as a ^-module. Suppose that Home(Fv, H ® S) ^ (0) for some v with rav ^ (0). 6.11 implies that if £ G if 0 5, then (D2e,0 = (-a- IpI2 + |pfc|2)<e,0 + <(t®«)(^K,0-
7.2 7. VANISHING THEOREMS USING SPINORS 47 Since (D2£,£) = (D£,DZ) > 0, we see that <(tt 0 s)(Cfc)f>f) > (A + \p\2 - \Pk\2)(€,Q- But A = |A|2 - |p|2, and hence we have ((7r®S)(Cfe)C,0>(|A|2-|pfc|2)|?|2. This in turn implies that if Honie(Fv, H 0 5) ^ (0), then |« + pfe|2>|A|2. If mv 7^ 0, then v = fi+ + tp — pk, with /x a weight of F and £ G W1. Hence |A|2 < \v + pk\2 = |m+ + tp\2 <\fj, + tp\2. But /x is a weight of F and £p is a weight of the finite dimensional representation with highest weight p. Thus |/x + tp\2 < |A — p + p\2 = |A|2, and equality occurs if and only if fj, + tp = u(A — p) + txp, it G W. That is, u~l\i + u~ltp = A. But it_1/x = A — p — £ and u~ltp = p — (Q), where Q C <£+ and £ is a sum of elements of <I>+. Hence A — £ — (Q) = A. Thus £ = (Q) = (0). This implies t = u and \i = t(A — p). But then we have |A|2<|t(A-p)++tp|2<|tA|2 = |A|2. Since (tp)+ = tp, this implies that |A|2 = |(tA+)|2 = |A+|2. Thus |A~|2 = 0. This proves 1). Since we have shown that v + pk = tA, t G W1 if mv ^ 0 and Home(Fv, H 0 S) 7^ 0, Assertion 2) follows by the argument at the end of 6.9. 6.13. It should be observed that 6.12 1) can be proved for {tt,H) admitting an infinitesimal character x?r as follows: Let x \-^ lx be the canonical anti-involution on U(g). Let xnxbe the conjugation in gc relative to g, extended canonically to U(g). Then x-n(z) = Xtt(^), since it is unitary. It is not hard to show that if A is as in 6.12, then Xa(*z) = X#a(z). If Ext* t(F, H) ^ 0, then xa = X-k- Hence Xoa = Xa- But then 6 A = tA, t G W. Since 6 A and A are both $+-dominant integral, this implies 0A = A. 7. Vanishing theorems using spinors 7.1. If P C $ is a system of positive roots compatible with $£, we let p+(P) = 5^Pa? where the sum is over all A such that Pa 7^ 0 and A G PL + . The following vanishing theorem uses ideas in Hotta-Parthasarathy [61]. 7.2. Theorem. Let F, A and {iv,H) be as in 6.12. Suppose that ir(C) = (|A|2 — \p\2)I and that 6A = A. Suppose that whenever t e W1 and £ is a weight of Ap+(£<I>+) so that tA-\-tp — 2pk — £ is $~£ -dominant integral, then tA — pk — £ is ^-dominant integral Then HJ;(g, {?; H 0 F*) = 0 for 0 < j < dimp+. (Note that if A satisfies our condition, then A -h \i satisfies this condition for \i ^-dominant integral. Also if A is as in 6.12, then kA satisfies this condition for k large.) PROOF OF 7.2. Proposition 3.1 implies that Hj(g, t; H 0 F*) = Homt(A'p, H 0 F*) = Hom*(F 0 A'p, H) (j G N).
48 II. SCALAR PRODUCT, LAPLACIAN AND CASIMIR ELEMENT 7.2 We compute Romt(F 0 Ap, H). Now Ap = S ® S or S ® S ® S ® S. Thus we really must compute Romt(F ®S®S,H) = Romt(F ®S,H®S) = J2 Komt(2^FtA_Pk,H®S) tew1 = J2 Komt(2^FtA_Pk®S,H) (6.12(2)). tew1 We look at Romt(FtA-pk<S)S, H). We have TtA-Pk®S = Y2m\T\i and if m\ ^ 0, then A = tA-2pk-\-tp-(, where £ is a weight of Ap+(£<I>+). Now the hypothesis of this theorem implies that tA — pk — £ is ^-dominant integral if m\ ^ 0. It follows that t\®S contains r\-Pn since S contains rpn. If Hom^Fx, H) ^ 0, then, arguing as in the proof of 6.12, we find that the lowest eigenvalue of (t\ 0 S)(Ck) is greater than or equal to |A|2 - \pk\2• This implies that \th - £|2 > |A|2. Now £ is a weight ofAp+(£$+). Hence f = t(Q)\h+ with Q C $+. Hence \tA - t(Q)\h+12 > |A|2. But then |A-(Q)|2 > |A-(Q) + |2 > |A|2. A = A - p+p and A - p is the highest weight of F. Hence |A - p + p - (Q)\2 > |A|2. Thus t{A - p) +tp - t(Q) = u(A - p) + up for some u eW. Arguing as in the proof of 6.12, we see that u = t and Q = 0. We have shown that if F 0 Ap = ^ hata, then Homt(F<g>Ap,i7) = ]T Homt(nt(A+p)_2pfcFt(A+p)_2pfc,iJ). tew1 To complete the proof of the theorem we must show that Homt(Ft(A+p)_2Pfc,F0A^'p) =0 for 0 < j < dimp+ and for j > dimp+ -f Zo- By replacing <I>+ by £<I>+, we can assume £ = 1. The weights of F relative to f)+ are of the form A — p — £+, where £ is a sum of elements of <I>+. The weights of AJpc are of the form A^ -h • • • -h A^., where the A^. are weights of F in pc. Hence the weights of F 0 AJpc are of the form A — p — £+ -f 2pn — £+, with £i a sum of elements of <I>+. Thus the highest possible weight is A -f p — 2p^, and this occurs only if 2pn is a weight of A-7p. But 2pn is a weight of AJpc only if dimp+ < j < dimp+ + l0. Q.E.D. 7.3. We now assume that (-zr, H) is irreducible and admissible, and that A satisfies the conditions of Theorem 7.2. Theorem. If H*{q,Z;H ® F*) ^ 0, then: 1) {tt,H) is in the fundamental series for g relative to t&+ for some t G W1 (see [38] for the definitions) and {tt,H) has lowest t-type rtA+tp-2pk- 2) dimHj(g,t;H®F*) = (.^), where q = dimp+ (j G N). PROOF. By the proof of Theorem 7.2, {tt,H) must contain rtA-\-tp-2pk-> and cannot contain any £-type of the form rtA+tp-2pk-e, with £ a weight of Ap+(£<I>+). Theorem 6.3 of [38] now implies 1) and dimHome(Ft(A+/o)-2/Dfc?^0 = 1? whence 2). For a more general statement see III, 5.1. 7.4. Let AJp = nojFo -f X^nA,j^A as a ^-module. Let £?+ = {A | riA j 7^ 0 and (ta 0 s)(Ck) has lowest eigenvalue at least |p|2 — \pk\2}-
7.8 7. VANISHING THEOREMS USING SPINORS 49 7.5. Lemma. Let (tt,H) be a unitary ($,t)-module with tt(C) a scalar and H* = (0). IfBf = 0, thenHi(&l]H)=0. PROOF. If W(g,t;H) ^ 0, then tt(C) = 0 (3.1) and H^{q,1;H) = Homt(A'pc, H). If W = 0, then Hl = 0. Hence Homt(FA, H) + 0 for some A ^ 0, so that n\j ^ 0. But then 6.10 implies that (t\ 0 s)(Ck) has lowest eigenvalue at least |p|2-|pfc|2. Q.E.D. 7.6. We assume that g is simple as a real Lie algebra. Then there are two possibilities for pc as a ^-module. 1) pc is an irreducible ^-module. 2) pc = Vi 0 V2 with Vi, V2 irreducible t submodules. 7.7. Lemma. Let <fr^ be a system of positive roots for $^. Let <I>+ be a compatible system of positive roots for <I>. If 7.6, 1) holds, let A be the highest weight relative to $£ o/pc as a t-module. If 7.6, 2) holds, let Ai, \2 &e £/ie highest weights relative to ^ for V\ and V2 respectively. Assume 1) if 7.6, 1) holds, there is t G W1 so that tp — pk — A is ^-dominant and A zs no£ a simple root in t$+; 2) if 7.6, 2) holds, then for i', = 1, 2 £/iere exists U G IV1 so £/ia£ ^p — pk~ \ is Q^-dominant and Xi = a for some a G t^+, £m£ A^ is not a simple root in t^+, i = 1,2. // (7r, if) zs a unitary (g, t)-module with 7r(C) a scalar, then Hl($, t; H) = 0. PROOF. Assume 7.6, 1), holds. Then p = FA. We have tew1 The lowest weight of F\ is —A. Hence for t as in 1), F\ ® S D Ftp-Pk_\. Now |£p — pk — A -h Pfc|2 = \tp — A|2. We have A = a+ for some a G t$+ (A is the highest weight). Hence \tp - A|2 = \tp - a+\2 < \tp - a\2 < \p\2. If \tp - A|2 > |p|2, then we must have \tp — a\2 = \p\2; hence a is t<&+ simple and \tp — a+\2 = \tp — a\2. Hence a = a+. This contradicts 1); hence B^ = 0. 2) Use the same proof for i = 1, 2. 7.8. Proposition. Suppose that g is isomorphic with 5p(n, 1), n > 2, or with the H-rank 1 real form 0/F4. Let (tt,H) be a unitary (g,t)-module with tt(C) a scalar. Then H1 (g, t; H) = 0. We use the notation of Bourbaki [27]. 1) g = 5p(n, 1). Then gc = Cn+1. We label the roots as in [27], p. 254. Then k $>t has simple roots i=l We note that Sai G W1. Also n+l Hence i=i p-pk = ns1, saip-pk Pk = = £1 ns\ - n+l + ^(n + 2- i=2 - ai = (n — 1)* j)zj- ^1 + £2
50 II. SCALAR PRODUCT, LAPLACIAN AND CASIMIR ELEMENT 7.8 If A is as in 7.7, then n A = ai + 2 22 ai + an+i = ei+ s2. Thus saiP~ pk - A = (n-2)ei. We therefore see that if n > 2, then saip — pk — A is $£-dominant integral. The simple roots of sai&+ are -q;i,q;i +a2,Q3,... , an+i- Thus if n > 2, then A is not sai$+ simple. The result in this case now follows from 7.7. 2) g is the H-rank 1 real form 0/F4. Here we use pp. 272, 273 of [27]. The simple roots of ^ are E\ — S2-, £2 — £3, £3 — £4, £4- The simple roots of <I>+ are ai = e2 - £3, ®2 = £3 - £4, <*3 = £4, <*4 = \{ei ~ £2 ~ £3 - £4)- It is clear that sa4 G W1. Also 2p = Ilex + 5e2 + 3e3 + £4, 2pfc = 7si + 5e2 + 3e3 + £4- (See [27], p. 253.) Hence p- pk = 2ei, 5a4p - pfe = |(3ei + £2 + £3 + e4)- If A is as in 7.7, then A = \{ei +s2 +£3 + ^4)- Thus sa4p — Pk = —A = £1, which is ^-dominant integral. The simple roots of sa4$+ are 0^1,0^2, 0^3-h c^4,—0^4. Since A = ai + 2a2 -f 3^3 -f 0^4, A is not sa4&+ simple. The result, in this case, now follows from 7.7. 8. Matsushima's vanishing theorem In this section, we assume that g is semi-simple and has no compact factor. 8.1. Let L( , ) be the symmetric bilinear form on t defined by (1) L{x,y) = tr(adp xo adp y) (x,yet). We have (2) B(x,y) = Bt{x,y) + L(x,y) (x,y G I), where B% (resp. B) is the Killing form of t (resp. g). The eigenvalues of the en- domorphisms adx [x G t) are purely imaginary, and our assumption on g insures that t acts faithfully on p via the adjoint representation. Hence L( , ) is negative and non-degenerate. We let (3) A = min —L(x,x). xet,B(x)=-i Then 0 < A < 1.
8.5 8. MATSUSHIMA'S VANISHING THEOREM 51 We use the notation and conventions of §1. We have, taking (1.2) into account, (4) L(xa, Xh) = J2 Caj '4i = ^2 C"j ' C)» *,3 (5) L{xa,xh) = ~Y^cij '°bij (m <a,b <n). ij In the sequel, we assume moreover that the Xa's form an orthogonal basis with respect to L( , ). Set (6) R(x,y) = -ad[x,y]p (x,yep), hence (7) R(x,y)-z = [[y,x],z] {x,y,zep), and put (8) Rijki = B([[xi,xk],Xj],Xi) = B([xi,Xk],[xj,Xi\). Therefore (9) Rijki = -Y.ckr<y a As is well known, R{ , ) is the curvature tensor on G/K, for the invariant Rie- mannian metric which, on p = T{G/K)e, is equal to the restriction of the Killing form. However, this interpretation will not be needed here. 8.2. The form F%. We denote by rjij the coordinates of an element 77 G p 0 p with respect to the basis Xi 0 Xj (1 < z, j < m), and put, for q = 1, 2, • • •, ij ijkl with A given by 8.1(3). Let (2) m(fl)=max({0}U{(Z|F|>0}). 8.3. Theorem. Let (tt,V) be a unitary ($,t)-module on which the Casimir element acts by a scalar multiple of the identity and such that VQ = 0. Then H«(Q,l;V)=0forq<m(Q). The assumptions on V are satisfied if (71", V) is irreducible, admissible and non- trivial. Therefore 8.4. Corollary. If (ct,H) is a non-trivial irreducible admissible unitary (5,6)- module, then Hq($, t; H) = 0 for q < m(g). 8.5. This theorem is the representation theoretic analogue of a theorem of Matsushima on the cohomology of cocompact discrete subgroups [80], to be discussed in VII. The proof given here is essentially the same as Matsushima's. Theorem 8.3 also applies to any admissible unitary (g, K)-module (7r, V) for which VQ = 0. In fact, V is then a direct sum of primary subspaces with respect to the Casimir element C. Moreover, using unitarity and admissibility, one sees that C acts by scalars on each of those; this reduces us to the theorem.
52 II. SCALAR PRODUCT, LAPLACIAN AND CASIMIR ELEMENT 8.6 8.6. Proof of 8.3. If C acts non-trivially on V, then Hq(Q,Z;V) = 0 for all g's by (3.1). From now on, we assume that tt(C) = 0. We shall prove that if there exists q < ra(fl) such that Hq(^t;V) ^ 0, then VQ ^ 0. If q = 0, this is clear. So let q > 1. Since 7r(C) = 0, all cochains are closed, harmonic and Hq(Q, t; V) = Cq{Q, t; V) (3.1). We have then to show that if (1) 77 = ^77/-a;7, i is a g-cochain, then r\j G l^0, i.e. (2) ^77/ = Xa77/ = 0, for all z, a, / subject to our conditions. Since [p,p] = {?, it suffices in fact to prove that (3) xlVi = 0 (1 < i < m; / C Jm, |/| = g). That (3) implies (2) also follows from (4) o = (cv, m) = J2 Wxamf - E H^^H2' a i which, incidentally, also shows that if v G Vt, then v G V5. In the sequel, u runs from 1 to q, z, j, /c, /, ju from 1 to m, a, 6, c from ra -h 1 to n, and / through the subsets of q elements of Im = {1,2,..., ra}. Let (5) *(7?) = ^T^E||[^,a;i]J?/||2 = (2g)-1- J2 H^^iKi-iJI2- We shall transform $(77) in two ways. First, using [x^xy] = Ylcijxcn we can write (6) <*>(*?) = ~^ £ ^.-c^x^^x^). a,b,i,j,I In view of 8.1(5), this gives (7) $(77) = —^—: ]T L(xa,x6) • (xa77/,x677/). a,6,7 Since the xd s are assumed to be orthogonal with respect to L, the sum is in fact over a = b and, by the definition of A (8.1(3)), we have (8) *(*?)> ^^£||^,||2. a,I If we use the formula for [xi, Xj] on one term of each of the scalar products in (5), we get (9) $(77) = (2,?)-1 J2 cUx«'Vh---Jq>lxi>xj]'Vji---jq)' Ji,--- ,jq Since c?- and [x^x?] are antisymmetric in z, j, this gives (10) $>(r]) = q-1 J2 cij(xa'Vji-jq^i'xj'Vji-jq)'
8.6 8. MATSUSHIMA'S VANISHING THEOREM 53 By assumption, 77 G C9(g,£; V). Therefore xa ' Vji-'-jq = / j VyZji 1 • • • 1 [Xcn xju\i • • • 1 xjq) u = / j Ca,kuV\Xjii ' ' ' ? Xki • • • ? xjq) a,k,u / j V-W " Ca,ju ' 'H\xji'> X3n ' ' ' ' X3m ' ' • > XjqJ- a,k,u Then we have, using (1.2), Q'${V)= J2 (_1)W 1[J2c^3'chuj(Vkj1,...,ju,...,jq,^-xj-Vj1---jq)- i,j,k,u \ a / Since (71-, 1/) is unitary, we have (^i,...Ju,.--,VX* "^ '^3i-3q) = ~(Xi1lk,j1,...3u,...jq'X3 mTlji,..;jq)' Taking 8.1(8) into account, we get q$(ri)= ]T (-1)U~lRi3k3u(^'Vk,Ju...3u,...,kq,x3-Vji,...jq)i i,j,k,u i,j,k,u 31, —jq This can be written q${rj)=q ]T Rijkl{xiVkj2,..Jq^x31lij2,...Jq)' i,j,k,l 32,---,3q Since it^/ is antisymmetric in the last two indices (see 8.1(8)), we get finally (H) $fa) = ~ J2 Ri3ki(xzVk,j2,...,jq,xjm,J2,...,3q)- i,j,k,l 32,---Jq Together with (8), this yields (12) n-Jq l iJ + ^ Rijkl{Xillk,J2,...jqlX31llJ2,...Jq) ? <0. On p 0 p 0 V, we consider the tensor product F^ v of Fq and of the given scalar product on V. It is positive non-degenerate since q < ra(g). The inequality (12) can now be written (13) J2FlvdxJ-^uj})<0,
54 II. SCALAR PRODUCT, LAPLACIAN AND CASIMIR ELEMENT 8.6 where J runs through the subsets of Im = {1,..., m} having q — 1 elements. Since F9 v is positive non-degenerate, we get (14) Xj • rjiuj = 0 (1 < z, j < m; J C Jm, |J| = g - 1), which is just (3). 8.7. The value of ra(g) for g simple non-compact has been determined case by case [68, 80]. In view of the vanishing theorem proved in Chapter V, we need be concerned only with the cases where m(g) > rkRg. This occurs in the following cases only: g is the complex form of F4 (resp. E7, resp. Eg); m(g) is equal to 4 (resp. 8, resp. 14). g is the real form of E8 with real rank 4 and maximal compact subalgebra isomorphic to E7 -fsu(2). Then m(g) = 5. 9. Direct products 9.1. Let (p, E) be a finite dimensional g-module. Then we let M(g,p) be the greatest integer such that Hq(g,t;H ® E) = 0 for all irreducible admissible non- trivial unitary (g, ^-modules and all q < M(g, p). If p is the trivial one-dimensional representation of g, we write M{g) for M(g, p). In particular, m(g) < M(g). 9.2. Let g = g' ® g" be a direct product. First, assume g" to be compact Then, if (n, V) is any (g, £)-module, we have (1) H*(S,t;V)=H«(S',r;V*") (q>0), where V = t n g', and hence t = V 0 g". In fact, g" operates trivially on g/t = p = g'/t'; therefore (2) Homt(A9p,y) ^>Homr(A9p,y0,/), i.e. we have canonical isomorphisms (3) C*(Q,t;V)^Ci(Q',t',V°") (g>0). This yields (1). Note also that, since g" C £, the module V is locally finite and semi-simple with respect to g"', so that V = V5 0 V7, where g" • V = 0, and Vs , V are both stable under g. This reduces us to the case where g has no compact factor. 9.3. Assume now that g = gi 0 • • • 0 gs, with g^ simple non-compact for i = 1,..., s. Write accordingly (1) t = ti + -.. + es,p = pi 0---0ps, where t{ = g{ n £, pi = g* H p (1 < z < 5). Let (p, £") be irreducible. Then (2) E = E1®--'®ES, p = Pi®'-®Ps, where (pi, Ei) is an irreducible g^-module. If H is also a tensor product of (Qi,ti)- modules, then we can apply the Kunneth rule (I, 1.3).
10.2 10. SHARP VANISHING THEOREMS 55 9.4. We keep the notation of 9.3 and assume moreover that (a, H) is an irreducible admissible unitary (g, K)-module. If Hq($,t;H ® E) ^ 0 for some q, then, by I, 5.4, we may assume that K is the direct product of the analytic subgroups Ki, where Ki has Lie algebra ti (cf. 9.3(1)). It follows that we have a tensor product decomposition (1) H = Hi ®---<8>i7s, a = (ji ®---®<7s, where (ai,Hi) is an irreducible unitary admissible (g^, KJ-module. If / is the set of indices for which Oi is not trivial, we have then (2) H«(&l;H®E)=0, forg<£(M(*,Pi) + l). iei 10. Sharp vanishing theorems In this section we will discuss a vanishing theorem due to Enright [134], Parthasarathy [145], Kumaresan [141] and Vogan-Zuckerman [149] which is based on the ideas in §6. The critical technique is due to Kumaresan (extending methods of Parthasarathy). The most general version of the theorem is due to Vogan and Zuckerman, who also laid the groundwork for proving that the result was best possible (see VI, §5 for a discussion). 10.1. If q is a ^-stable parabolic subalgebra and if u(q) is the nil-radical of q, then clearly 0u(q) = u(q). Let un(q) = u(q) H p. Let F be an irreducible finite dimensional (g, X)-module. Let V(F) denote the set of all proper #-stable parabolic subalgebras such that dimFu(q) = 1. Obviously, V{C) is the set of all proper ^-stable parabolic subalgebras. Set c{F) = min{dimun(q) | q G V{F)}. We can now state the vanishing theorem. Theorem. We assume that g is semisimple. Let V be an irreducible unitary (g, K)-module with kernel contained in t and let F be an irreducible finite dimensional (g, K)-module. Then H\&K\V®F*)=Q fori<c{F). Note. c(F) > c(C) for all irreducible finite dimensional (g, K)-modules. One can show that c(C) > rkR(G) (see VI, 5.4 and V, 3.4). In 10.3 we will tabulate the cases when c(C) > rkR,(G). 10.2. We now give a discussion of how the proof of the theorem of [149] (a full exposition can be found in [151, 9.4, 9.5]) relates to the material of this chapter. The argument begins as in the proof of 6.12 (we will use the notation therein). That is, if Ext* K(F, V) ^ 0, then HomK(^ 0 5, F 0 S) ^ 0 and F has the same infinitesimal character as V. Let 7 G K and V1 G 7 (as usual). We may now assume that there exists 7 G K such that HomK(^7, V 0 S) ^ 0 and RomK(V^,F 0 S) ^ 0. 6.11 implies that if T G Homx(V7, V 0 S), u G V1 and v = Tu is such that (v, v) = 1, then (1) (Di;,Di;> = -i/-(H2 + |pfc|2) + /x, where p (resp. pk) is the half sum of a system of positive roots for gc (resp. 6C), A is the eigenvalue of the Casimir operator C of g on V (hence on F) and v is the
56 II. SCALAR PRODUCT, LAPLACIAN AND CASIMIR ELEMENT 10.2 eigenvalue of the Casimir operator Ck of t on V1. We will now use the notation in 6.6. We denote by A the highest weight of F with respect to <I>+, and by A7 the highest weight of V1 with respect to $£. Then v = |A-hp|2 — |/?|2 and fi = |A7 -h Pk\2 — \Pk\2- If we now make the obvious substitution in (1), we have (2) (Dv,Dv) = \\^ + Pk\2-\A + p\2. Since (Dv, Dv) > 0, this implies (3) |A7 + />fc|2>|A + p|2. This is the simplest form of the Dirac inequality. We note that F has played no role as yet. The relationship of 7 with F is then used by Vogan and Zuckerman to highly constrain the possibilities for 7 (cf. [151, 9.5.2]). The rest of the argument (for the most part due to Kumaresan) is extremely delicate and would take us too far afield (cf. [151, 9.5.3-7]). 10.3. The purpose of this subsection is to give a tabulation of the cases when G is connected and simple over R and c(C) is larger than the real rank. We first consider the case when G is a simple Lie group over C looked upon as a Lie group over R. The labeling is the usual A—G classification of Killing-Cartan. Cartan Type Bn Cn Dn Ee E7 Es Fi G2 c(C) 2n- 2n- 2n- 16 27 57 15 5 The next list consists of those cases when gc is simple. If G is locally isomorphic with a classical group we give its classical name; otherwise we use the Cartan label of the corresponding symmetric space (cf. [58, p. 354]). Classical name SU*(2n), n>3 SU*(6) SO*(2n), n>4 Sp(p,g), 1 <p< q Cartan Type All All Dili CII EI EII EIII EIV EV EVI EVII EVIII EIX FI FII G c(C) 2(n- 3 n- 1 2p 13 8 8 6 15 12 11 29 24 8 4 3
10.4 10. SHARP VANISHING THEOREMS 57 10.4. Remark. As was pointed out earlier, 8.4 is a representation theoretic version of Matsushima's theorem on the cohomology of cocompact discrete subgroups. The realization (in the Spring of 1976) that Matsushima's argument had a representation theoretic transcription was in fact the starting point for the 1976- 1977 seminar, of which the first edition of this book was an outgrowth. His results have been featured in view of their importance to the genesis of this book and since, in some cases, they implied better bounds than (V, 3.4). But those have been replaced by the sharper ones in VI, 10.3 and could therefore be omitted from this second edition. However, Matsushima's idea has resurfaced in a different context: that of the so-called "geometric superrigidity" in [143]. In Matsushima's work the point was to show that certain T-invariant harmonic forms were G-invariant (T a discrete cocompact subgroup of G). In [143] the goal is to prove that certain harmonic maps have totally geodesic images. This is achieved by using a non-linear version of Matsushima's approach (see section 13 in [143] for this discussion).
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CHAPTER III Cohomology with Respect to an Induced Representation This chapter is mainly devoted to the computation of H*(g, K,F 0 V), where G is connected and reductive, F is a finite dimensional representation of G and V is the space of X-finite vectors in a representation induced from a representation, W, of a parabolic subgroup P of G. It is expressed essentially in terms of groups H*(m,K n P;W 0 F), where M is a Levi subgroup of P, with respect to the tensor product of the representation of M giving rise to V and of a suitable finite dimensional representation of M (3.3). Together with the results of II, §5, this yields an essentially complete description of H*(g, K;F ®V) when V is tempered (5.2). In particular it is concentrated in an interval of length Iq(G) = rkG — rkK (K a maximal compact subgroup) around (dimG/K)/2, and is zero if P is not fundamental (in the sense of 4.1). If V is induced from a tempered irreducible representation, then the cohomology is zero outside an interval of length at most the R-rank of G (6.1). After this work was done, we were informed that G. Zuckerman had obtained independently similar results (since then published in [119]). Our own starting point was a formula proved by P. Delorme and describing the cohomology of complex semi-simple groups with coefficients in certain degenerate principal series. We thank him very much for communicating it to us. By (I, 5.4), there is no loss in generality in assuming that the derived group of G is linear, and has a simply connected complexification. We shall do so. 1. Notation and conventions 1.1. In this chapter, G is a connected, reductive Lie group, K a maximal compact subgroup of G, Aq a maximal connected commutative R-split subgroup whose Lie algebra is orthogonal to that of K and Po is a minimal parabolic subgroup with split component Aq. A parabolic pair (P, A) is standard (resp. semi-standard) if P D P0, A C A0 (resp. A C A0). 1.2. We fix a Cart an subalgebra \) of g containing do, and let H = Zg(§) be the corresponding Cartan subgroup. If (P, A) is semi-standard, then (1) \) = b 0 a, where b = bP = \) n °m, and b is a Cartan subalgebra of °m. We also have (2) H = B x A, where B = °MnH is a Cartan subgroup of °M. We have then a canonical isomorphism (3) K = K + <, 59
60 III. COHOMOLOGY WITH RESPECT TO AN INDUCED REPRESENTATION 1.2 where b* (resp. a*) is identified to the space of linear forms on f)0 which are zero on a (resp. b). 1.3. Let <I> = <&(qCi fyc) (resp. r<I> = <&(qc, <*0c)) be the set of roots of gc with respect to \)c (resp. aoc)- Its elements will also be viewed as roots of Gc with respect to H (resp. A), i.e. we make no distinction between a "global" root and its differential at the origin. The elements of r<I> are the R-roots. The value of a root a on an element a is denoted a (a) or aa. If (P, A) is a p-pair, then <£(P, A) is the set of roots of P with respect to A, i.e. the characters of A in n with respect to the adjoint action, and A(P, A) the set of "simple" elements in <£(P, A). We recall that A(P,A) is a basis of (a D V$)* and that every element in &(P,A) is linear combination with coefficients in N of elements in A(P, A). The dimension of A is the parabolic rank prk P of P. As usual we let pp G a* be defined by (1) /0p(a) = (detAda|np)1/2 (a € Ay If an ordering on <I> (resp. r<I>) is fixed, then A (resp. rA) denotes the set of simple roots (resp. R-roots) and <I>+ (resp. r<£+) the set of positive roots (resp. R-roots). Orderings on <I> and r<I> are compatible if the restriction of a positive element is positive. The choice of an ordering on r<I> is equivalent to that of a minimal parabolic subgroup Pq D Aq, and then r$+ = $(Po, Aq). Fix an ordering on <I>. The fundamental highest weights wa (a G A) are then defined by (2) (monp) = 5aP(p,(3)/2 (a,/?GA), where ( , ) is a scalar product invariant under the Weyl group. We recall that (3) wa = j> da77, with dal > 0, daa > 0 7<EA (and more precisely dai > 0 if and only if a, 7 belong to the same simple factor of 9c). If (P, A) is a semi-standard p-pair, then 4>(mc, \)c) = $(°mc, bc) may be identified to the set of roots which are zero on a, and Am = An 3>(mc, J)c) is the set of simple roots for the ordering induced from the given one on <I>. Moreover, if we let (4) 2p = J2 a, 2POm Yl a> then (5) p\b=PoM- If (P,A) is a standard p-pair, then (6) pp(a)=p{a) = - J2 a(a) {aeap). a<E<P(pc,t)c) 1.4. Weyl groups. Let W = W(gc, \)c) be the Weyl group of gc with respect to f)c, and similarly Wm = ^(tnc, \)c) = W(°mc, bc). We put (1) Wp = {w G W I w-\a) > 0 {a G AM)}- Then Wp is a set of representatives for the right cosets Wm • w in W. As usual, the length l(w) of w G W is meant with respect to the set S of reflections sa G W
2.3 2. INDUCED REPRESENTATIONS AND THEIR K-FINITE VECTORS 61 (a G A). We recall that if t G W, the minimum of l(w) on H^m • w is attained on Wp H {I^m • w}, and only on that element [72, 5.13]. 1.5. Infinitesimal characters. If (-zr, V) is an irreducible admissible representation of a linear reductive group L of connected type (0, 3.1), then \n or Xv denotes its infinitesimal character. We shall use the standard parametrization of the infinitesimal characters by q* modulo the Weyl group, where qc is a Cartan subalgebra of [c: if V is finite dimensional, with highest weight /x, then \n = X^+p- 2. Induced representations and their X-finite vectors 2.1. If R is a closed subgroup of a Lie group Q and (tx^V^) a differentiable R- module, then the representation of Q induced from ix is the representation defined by right translations on a) Indg(Tr) = Ind^(^) = {/ € C™(Q; V„) \ f(r ■ q) = ir(r) ■ f(q) (q€Q,r& R)}. It is differentiable. If (r, UT) is a finite dimensional continuous representation of Q, then there is a canonical isomorphism (2) C: Indg(K <8> UT) ^ (Indg(^)) 0 UT, given by (3) C(f)(q) = r(q)-1 ■ f(q) (/ € Ind«(K ® f/r); (? € Q). 2.2. Let (P, A) be a semi-standard parabolic p-pair in G, P = M • iV the standard Levi decomposition of P, and Kp = K n P. Thus Xp is a maximal compact subgroup of P contained in M, or even in °M (0, 1.6). Let (0, H) be a different iable admissible representation of M into a Hilbert space H, and #0 the (m, Xp)-module of Xp-finite vectors in H. As usual, H is also viewed as a P-module on which N acts trivially. We then let Ind£(<r) = lnd$(H) = {/ e C°°(G; H) \ f(p • 5) = a(p) ■ f(g) (p e P; g € G)}. We shall also write 1(a) for IndP(cr). We assume that a possesses central character. Our purpose in this section is to give an algebraic description of the space Iq of X-finite vectors in 1(a) (2.4) and to use it to give a form of "Shapiro's lemma" in the context of these (g, X)-modules (2.5). 2.3. Let V be an (m, Kp)-module. We set U0 = Eomu{p)(U(g),V) = {/: U(g) -> V \ f(pg)=p-f(g), g € U(g), p € U(p)}. We look upon Uq as a t/(g)-module under right multiplication. That is, xf(y) = f(yx) for / G Uq, x,y G U(q). Let U\ denote the set of all t-finite vectors / in Uq such that the cyclic space U(t)f is completely reducible as a t-module. Let K denote the simply connected covering group of K. Then since U\ is a direct sum of irreducible representations of {?, there is a K-module structure on U\ such that the differential of the representation agrees with the given action of t. Let p: K —> K denote the covering homomorphism of K onto K. Let Z = kerp. We note that Z c KP = K np~1(P). We set U equal to the set of all / G U\ such if m G KP, then (mf)(x)=p(m)-f(Ad(m)-1x).
62 III. COHOMOLOGY WITH RESPECT TO AN INDUCED REPRESENTATION 2.3 We now show that U is a (g, X)-module. If y G U(g), m G Kp and /€[/, then m(kf)(x) = {Ad{m)y){mf)(x) = mf{xAd(m)y) = p(m) • f(Ad(m)~1(xAd(m)y)) = p(m) • f((Ad(m)~lx)y) = p(m) • yf(Ad(m)-lx). Thus yf G £/. Hence U is a g- and K-invariant subspace of J/i. Since Z acts by the identity on U, we see that the action of K on U pushes down to K. Hence U is indeed a (g, K)-module. We use the notation Ind^'K AV) for U and call the above-constructed representation the (g, X)-module parabolically induced from V. If g, K, P are understood, we will use the notation I(V). 2.4. Proposition. Let (a, H) be a differentiate admissible representation of M and let Ho be the underlying (m, Kp)-module. LetT: 1(a) —> Hom£/(p)(£/(g), #0) fre defined by Tf(x) = x/(l) for f G /(<r), x G f/(g). // Jo ^ the space of all K-finite vectors in 1(a), then T(Iq) = I (Ho) and T defines an isomorphism of {Q,K) -modules. Let x,y G U(g). Then y • T/(x) = T/(*2/) = xyf(l) = yf(x) = T(yf)(l); hence T commutes with U(g). Let p G p, x G f/(g). Then (T/)(Px)=Px/(l) = |x/(e^)|t=0 = |a(e",)-a:/(l)|t=0 = (T(p).T/. This then extends to p G J/(p) and shows that ImT C L^- Since it is a g-morphism, it follows that T is a (g, isomorphism of /q m^o U\. We want to show that ImT is actually in U. Let f e Io, x e $, m e Kp. Then (m • T/)(x) = T(m/)(aO = x • (m/)(l) = |(m/)(ete)|t=0. For y G G, we have (mf)(y) = f(ym) = f(m • m_1 • y • m) = <r(ra) • /(m_1 -y-m), whence, for x G g, |(m/)(ete)|t=0 = |,(m) ■ /(Adm" V*))|t=0 = (<r(m)-(Adm-1)(x)-/)(l). Hence mTf(x) = a(m) • /(Adra_1(x)) (m G KM, x e Q, f G J0). This then extends to x G £/(g), and shows that Tf G f/. If Tf = 0, then xf(l) = 0 for all x G f/(g). But the elements of Iq are K-finite and 3(g)-finite, hence analytic; therefore / = 0, and T is injective. We want to construct an inverse S to T. Let f E U. We define Sf on X by (1) Sf(k) = (kf)Q).
2.5 2. INDUCED REPRESENTATIONS AND THEIR K-FINITE VECTORS 63 We have Sf(mk) = (mkf)(l) = <r(m)(fc/)(Adm-1(l)) = <T(m)(kf)(l) = <r(m)-Sf(k). Therefore, we may extend Sf to G by the rule (2) Sf(p ■ k) = a{p) ■ Sf(k) (peP; ke K). It is immediate that Sf is K-finite, and hence Sf G io; moreover, (1) implies (3) ySf(l) = f(y) (yeU(t), feU), since the X-action on tf is obtained by integrating right translations. To show that T is an isomorphism, it suffices to prove that T-S = Id. We have U(g) = tf (p) • tf (£). It suffices therefore to prove (4) TS(f)(xy) = f(xy) (f € U, x € t/(p), y e I/(t)). We have, using (3), TSf(xy) = a(x)TSf(y) = a(x) ■ y(Sf)(l) = a(x)f(y) = f(xy), whence (4). 2.5. Proposition. Let H0 be as above. Let V be a (g,K)-module. There are canonical isomorphisms (i) Komp,Kp(V,H0) ^ Uoma>K(V,I(HQ)), (ii) H*(p,KP;H0) ^H*(g,K;I(H0)). Let U = I(H0). (i) Let / e HomB,x(V, U). We let Tf: V -> H0 be defined by Tf(v) = f(v)(l). Given g e HomP)jep(V, #o)> define Sg: V —> Hom(£/(g), flo) by Sff(v)(r) = j(r • v) (»eF;re £/(g)). Routine checking shows that TS = Id, ImScHomB,tf(V;Z7)) ImT C Homp,Kp(V,iJ0), and that T is injective, whence our first assertion. (ii) The left-hand side is the cohomology of the complex C*, where (1) & = Uom^K(U(g) ®uit) A\g/t), U) (i e N). Similarly, the right-hand side is the cohomology of the complex D*, where (2) D* = Homp,Kp(tf(p) ®u{tp) A\p/tP),H0) (i e N). By (i), we have (3) Cl = HomP)Kp(£/(fl) ®c/(t) AW),#o) (i e N). We have g = t + p; hence p/tp = g/6, U(q) = tf(p) • tf(£). More precisely, there exists a subspace Q of tf(p), stable under the adjoint representation restricted to Kp, such that tf(p) = Q ® tf(£p). We have vector space isomorphisms tf (g) = Q ® tf (6), tf (p) = Q 0 tf (6P). It follows that the natural map tf(p) ®c/(tP) A'(pAp) -> tf(^) ®c/(t) AW) defined by inclusions is an isomorphism of (p, Kp)-modules. In view of (2) and (3), this yields an isomorphism of C* onto D*, whence (ii).
64 III. COHOMOLOGY WITH RESPECT TO AN INDUCED REPRESENTATION 3.1 3. Cohomology with respect to principal series representations We first state, in the form needed below, a special case of a theorem of Kostant [72, Thm. 5.14]. 3.1. Theorem (B. Kostant). Let X be a dominant weight ofGc and F\ a finite dimensional G-module with highest weight A. Let {P,A) be a standard p-pair, P = M • N its standard Levi decomposition. For p G b* (b = °m H \), cf. 1.2), let E^ denote an irreducible Mc-module with extreme weight p. Let j€N. Then, there is an isomorphism of °M-modules H*(np,Fx)= 0 Es(p+X)_p. S<EWP)l(s)=j Note that the weights s(p + A) — p are all dominant and distinct, as s ranges through Wp (loc. cit.); hence the decomposition of H*(n;F\) as an Mc-module is multiplicity free. 3.2. We fix a standard p-pair (P, A) of G and let P = M • N be the standard Levi decomposition of P. Let (a, Ha) be a differentiable admissible Frechet °M- module with an infinitesimal character xa, and let v G a*. Then the induced representation (ivp^^ilp^^) is the representation defined by right translations on (1) Ip^ = {fe C^iG; Ha) | f(man • g) = a^+"> • v(m) • /(</)}, (g eG, m G °M, a e A, n e N). Thus, in the notation of 2.2, (2) JP,^=Ind£(i^<8>Cpp+„), where, for p G a*, we let CM denote C acted upon via p by A. It is an admissible finitely generated Frechet G-module whose infinitesimal character is X\a+v (c^- 1-5) if Xa G b* is such that \<t = X\a- 3.3. Theorem. Let P, A, M, N, a, v be as in 3.2. Write I for Ip,a,v Let A G f)* 6e a dominant weight and F\ a simple Gc-module with highest weight A. (i) If #*(g, K;I 0 FA) 7^ 0, £/ien £/iere eziste 5 G Wp sitc/i £/ia£ (1) 5(p + A)|A + i/ = 0, (2) Xa=X_s(p+A)|bc- 5itc/i an 5 is unique. (ii) J/s G Wp satisfies (1) ana7 (2), then, for every q E N, we have (3) H«+l^(g,K;I®Fx) = (H*(°m,KP;Ha ® E{s{p+X)_p)) ® Aa*c)«, where °m zs £/ie Lie algebra of°M. Remarks. 1) The conditions (1) and (2) are equivalent to -(p + A) G W(\g + v). Condition (1) implies that v is real valued. 2) In (3), Es(^pjrx)-p is viewed as an °M-module by restriction. Since M is the direct product of °M by a commutative group, Es^p+X)-P is an irreducible °M- module. Its restriction to °M° is a multiple of the irreducible representation with highest weight (s(p + A) - p) \ bc = s(p + A) | bc - poM.
3.4 3. COHOMOLOGY WITH RESPECT TO PRINCIPAL SERIES REPRESENTATIONS 65 3.4. Proof of the theorem. By 3.2(2) and 2.1(2) we have (1) I®FX= lnd(f(Fx 0 Ha 0 Cu+P). Since we can replace a differentiate module by the space of K-finite vectors to compute cohomology (I, 2.2), 2.5 implies (2) H%^K-J®Fx) = H*(p,KP-Fx®Ha®Cu+p). By definition, n acts trivially on Ha 0 C^+p. By the Kiinneth rule (I, 1.3) we have then iT(n; Fx®Ha® Cp+U) = #*(n; Fx) 0 Ha 0 Cp+U. We apply (I, 6.5) to the case where g = p, L = KP, K\ = {1}, V = Fx®Ha®Cp+u. There exists a spectral sequence (Er) abutting on #*(p, Kp; Fx 0 Ha 0 Cp+i,) and in which (3) E™ = ffP(m, KP; # 9(n; FA) 0^® Cp+I/). Kostant's theorem (3.1) then yields (4) ff«(n; FA) = 0 L8, where Ls = £a(A+p)-P- s<EWp,l(s) = q Therefore (5) £f'9 = 0 IP>(m,Kp]H<T®Cp+1/®La). seWp,l(s) = q Since M = °M x A, the M-module Ls may be viewed as the tensor product of an irreducible °M-module by the one-dimensional A-module C(s(p+\)-p)\A- Let (6) us = s{p+\)\A- p\A + pp + v. Since {P,A) is assumed to be standard, we have p\A= pp'-> hence (7) i/s = s(p+A)|A + i/. Using I, 1.3 and I, 5.1(4), we can apply the Kiinneth formula and get (8) r(m,Kp;Ls®^0CJ=^(°m,Xp;Ls0^)®r(a,as). If v8 ^ 0, then #*(a; C„J = 0 by I, 4.1, and then E2 = 0 in view of (8) and (5), which proves the necessity of (1). If now vs = 0, then (9) H*(a;C) = Aa*c, and we have (10) iT(m, KP; Ls®Ha® CUa) = tf*(°m, KP; Ls 0 tfa) 0 A<. By I, 5.3, the space i7*(°m, Kp] Ls®Ha) is zero if \a ls n°t equal to the infinitesimal character of the representation Ls contragredient to Ls. Since the highest weight of Ls is (s(p + A) — p)L and pL = poM> the infinitesimal character of Ls is X-(s(A+p))|bc- This proves the necessity of (2) in (i). These two conditions determine s(p + A) uniquely; but p + A is regular, so they fix s G W as well, and the uniqueness assertion of (i) follows. Now let s G Wp satisfy those conditions. By the previous argument, we have (11) H*{m,Kp;Lt®H<T®Cp+x) = 0, if£G^P, t^s.
66 III. COHOMOLOGY WITH RESPECT TO AN INDUCED REPRESENTATION 3.4 Then (5) and (11) imply (12) E™ = 0, ifq*l(s), and (5) and (10) yield (13) Ep2l{s) = (iT(°m, KP; Ls ® Ha) ® AaJ)p (p G N). (12) and (13) show that the spectral sequence (Er) degenerates and that we have (14) W{Q,K-I®Fx) = Ei-l{s)^s) (jeN); (3) now follows from (13) and (14). 3.5. Let (r, UT) be a continuous finite dimensional representation of A which is quasi-unipotent, i.e., there exists v G a*, called the weight of v, such that {r(a) — av -Id) is nilpotent for every a G A. Any continuous finite dimensional representation of A is a direct sum of quasi-unipotent ones. Theorem 3.4 holds true if Qu is replaced by UT1 provided that in (3), the factor Aa* is replaced by H*(ac; UT). The proof of (i) is reduced to the case considered above by using a Jordan-Holder decomposition of (r, UT). The proof of (ii) is then the same as above. 4. Fundamental parabolic subgroups 4.1. Let L be a reductive group of connected type (0, 3.1) and L\ the greatest connected normal semi-simple group of L°. A Cartan subgroup C of L is fundamental if and only if it contains a maximal torus of L. This condition is equivalent to CnLi being fundamental in L\. The fundamental Cartan subgroups of L form one conjugacy class [113, 1.4.1.4, p. 110]. A parabolic subgroup P of L is fundamental if it is minimal among those which contain a fundamental Cartan subgroup. P is fundamental if and only if Pfl L\ is fundamental in L\. Those parabolic subgroups form one class of associated parabolic subgroups: if C is a fundamental Cartan subgroup of L° and C® its greatest connected R-split subgroup, then ZLo(C®) is a Levi subgroup of P for all fundamental parabolic subgroups of L° containing C. In particular, prkP is equal to the difference rkL — rkQ, where Q is a maximal compact subgroup of L. If rkL = rkQ, i.e., if L has a discrete series, then L is its own fundamental parabolic subgroup. Recall that a parabolic pair (P, A) is cuspidal if °Mp has a compact Cartan subgroup. If so, the center of °Mp is compact. A fundamental parabolic subgroup is cuspidal. 4.2. Lemma. Let (P, A) be a cuspidal p-pair inG.M = Z(A), N = RUP. (i) // P is fundamental, then all root spaces in n are even dimensional In particular, dimn is even. Moreover, dimn > max(2 • dim A, 2 -rkK). (ii) // P is not fundamental, then the Cartan subalgebras of °mc are singular in qc. (i) Assume P to be fundamental. Let S be a maximal torus of °Mp. Then S is also a Cartan subgroup in a maximal compact subgroup of G; hence it contains elements which are regular in gc [113, 1.3.3.2], and the Cartan subgroup S • A is the centralizer of some element in S. In particular, the representation of S in n given by the adjoint representation does not contain any trivial representation. It is therefore a sum of two-dimensional real irreducible representations. Since S
4.4 4. FUNDAMENTAL PARABOLIC SUBGROUPS 67 leaves all root spaces stable, this proves the first assertion of (i), and also shows that dimn > 2 • dim S = 2 • vkK. Since A acts faithfully on n, there are at least dim A linearly independent roots; hence dimn > 2 dim A. (ii) Assume now P is not fundamental. Let T be a maximal torus of G containing S. Then T C Z(S) and T ^ S. The group R = Z{S)/S is reductive. The group A maps isomorphically onto the identity component of a Cartan subgroup of R. It is R-split. But R contains a non-trivial torus, namely T/S; hence its Cartan subgroups are not all conjugate to each other. As a consequence, R is not commutative; therefore Z(S) has a non-trivial semi-simple subgroup. But then s is singular. Since sc is a Cartan subalgebra of °mc, this proves (ii). 4.3. Let L be a Lie group with finitely many connected components and Q a maximal compact subgroup of L. We put (1) 2-q(L) =dimL-dimQ. Assume the Lie algebra of L to be reductive. Then we let (2) lQ{L) = rkL - rkQ, 2 • q0(L) = 2q(L) - l0(L). Since the rank and the dimension of a reductive Lie algebra are congruent mod 2, qo(L) is an integer. 4.4. Lemma. Let L be a reductive group with compact center. Then qo(L) > rkR L and q0{L) + 10{L) < 2 • q(L) - rkR L. We may assume L to be connected. Then L = L' • S, with S central compact, V semi-simple, and L' H S finite. qo( ), Iq( ), rkR, and q( ) are the same for L and L'; this reduces us to the case where L is connected semi-simple. Passing to a finite covering does not change these constants, so we may assume L — G and use our standard notation. The set rA has dimA0 elements; hence dimA^o > dimA0. By the Iwasawa decomposition G = K • AQ • A/q, we have then (1) 2q{G) = dim AQ + dim NQ > 2 dim AQ = 2 rkR G. This proves the lemma when lo(G) = 0. Now let (P, A) be a standard fundamental p-pair of G, P = MN the standard Levi decomposition of P and S a maximal torus of °M. The group °M has compact center; hence (1) also yields (2) ^(°M)>rkR(°M). We have (3) rkRG = rkR0M + dim4, dimA = l0(G). Since P is standard, the Iwasawa decomposition G = K ■ Aq ■ Nq induces one on °M, whence (4) 29(G) = 2q(°M) + dim N + dimA = 2q(°M) + dim N + l0(G), (5) 2q0(G) = 2q(°M) + dim N. Using (2), 4.2 and (3), we get (6) q0(G) > rkR °M + (dim N)/2 > rkR °M + dim A = rkR G. On the other hand, by (4), (5) (7) 2q(G) - rkR G = 2 • q(°M) + dimN - rkR°M = 2 • q0(G) - rkR °M;
68 III. COHOMOLOGY WITH RESPECT TO AN INDUCED REPRESENTATION 4.4 (6) then yields (8) 2q(G) -vknG> qQ(G) + rkRG - rkR°M = q0(G) + 10{G). 4.5. Lemma. Let L be a reductive group whose identity component has a compact center. (i) We have q(L) = rkR L if and only if the non-compact normal subgroups of L° are of type SL2{'R)• (ii) We have qo{L) = rkR L if and only if every non-compact simple factor of L° is of type SL2(R), SL2(C) or SL3(R). PROOF. The reduction to the case where L is connected, simple and non- compact is immediate, and is left to the reader. So assume L to be so. Fix a minimal p-pair (Pq,Aq) and let Po = Mo • iVo be the standard Levi decomposition ofPo- (i) By 4.4(1), the condition q(L) = rkR L is equivalent to (1) dim 7Vo = rkR L = dim A0. Since L is simple, and dimAf0 > (CardR<I>+), this is possible only if dimA0 = 1. Also, rkL = 1, because any maximal torus of Mq acts necessarily trivially on the one-dimensional space iVo, hence is reduced to {1}. Then L is locally isomorphic to SL2(R). The converse is clear. (ii) Now let q(L) ^ qo(L) and qo(L) = rkR G. Let {P,A) be a standard fundamental p-pair, P = M • N the standard Levi decomposition of P. The group P is cuspidal, hence q(°M) = qo{°M). By 4.4(5), 4.4 and 4.2, (2) qQ(L) = q{°M) + (dimW)/2, q(°M) > rkR°M, dimA^ > 2dimA. In view of 4.4(6), (3) qo(L) =rknL^ q{°M) = rkR°M, dim N = 2 • dim A. By (i) the first equality on the right hand side is equivalent to °M having all its non-compact simple factors of type SL2(R). In view of 4.2, the second one yields (4) $(P,A) = A(P,A). Assume now L to be absolutely simple. Then (4) implies, by standard facts on roots, that dim A = 1; hence, by 4.2, rk(°M) < 1. If rk(°M) = 0, then L is of type SL2(R), and q(L) = qo{L), in contradiction with our present assumption. Hence rk(°M) = 1, and therefore rkL = 2. The representation of °M in n given by the adjoint representation has finite kernel; hence °M° is either a circle group or locally isomorphic to SL2(R). In the former case, no root of L would restrict to zero on a, and $(P,A) would have at least two elements. Therefore °M° is of type SL2(R). We have a semi-direct product decomposition N0 = N - (°M DA^o), where °M n N is one-dimensional; hence dimA^o = 3. From this it follows readily that L is locally isomorphic to SLs(R). Finally, assume L not to be absolutely simple. Then there exists an absolutely simple complex group R such that L is R, viewed as a real Lie group. In this case, $>(P,A) may be viewed as the set of positive roots in the root system $(R) of R, for some ordering. Then (4) shows that R has rank 1, i.e., R is locally isomorphic to SL2(C).
5.3 5. TEMPERED REPRESENTATIONS 69 5. Tempered representations 5.1. Theorem. Let {P,A) be a standard cuspidal p-pair of G, (a, Ho) a discrete series representation of°M and v G a* purely imaginary. Let I = Ip,a,v (3.2), and let F\ be a finite dimensional irreducible G-module with highest weight A. Assume H*(q,K;I 0 F\) 7^ 0. Then v = 0, P is fundamental (4.1), the length l(s) of the element s G Wp satisfying 3.3(1), (2) is equal to (&\mN)/2, and we have (1) dimH<i(g,K;I®F)=( k ) (q G N; q0 = qo(G), lQ = lQ(G)). In particular, Hq(Q, K\I 0 F\) = 0 if q & [qo,qo + Iq] . The non-vanishing of the cohomology implies that v is real (3.3); hence v = 0. We must then have, by 3.3(1), (2) s(p+A)|yl=0, which means that s(p + A) G b* (notation of §2). Since s(p+ A) is regular, it follows that b* is not orthogonal to any root, or, equivalently, that, b contains regular elements of gc. Then 4.2(h) shows that P is fundamental. Consequently, (3) dimi4 = /o(G). We now use 3.3(3), writing Ls for Es^p+x)-p- By assumption, a belongs to the discrete series of °M. By II, 5.4 and 5.7, H*(0m,Kp;Ha 0 Ls) is concentrated in dimension q(°M) and has dimension one (since it is ^ 0). We have then (4) ff«+iW(fl,tf;J®FA)=A'a; (q G N; j = g - <z(°M)). In particular, the lowest and highest dimensions in which the left-hand group is not zero are q(°M) + l(s) and q(°M) + l(s)-\- lo(G). The representation ttp^^ is unitary since a is, and v is purely imaginary. Therefore H*(g, K,10 Fa) satisfies Poincare duality (II, 3.4), and we have 2 • q(°M) + 2 • Z(s) + l0(G) = 2 • g(G). Then, (3) and 4.4(4) show that 2 • l(s) = dimiV, and the theorem follows. 5.2. Corollary, (i) W{&K-J®FX) = 0 ifq < rknG orq > 2q{G)-rknG. (ii) IfHq(g, K; I<g>F\) ^ 0 for q = rkR G, then each non-compact simple factor of G is isomorphic to SL2(R), SL2(C) or SLs(R). (hi) Let {tv,V) be an irreducible tempered (g, K) -module. Then H«(q,K;V®Fx)=0 ifqt[q0(G),q0(G) + l0(G)}. If V is not a fundamental principal series representation, then H*(g, K; V 0 F\) = 0. (i) follows from 5.1 and 4.4, (ii) from 5.1 and 4.5. If V is as in (hi), then it is a direct G-summand of a representation / = Ip,a,v with a and v as in 5.1. Hence H*(g, K;V®F\) is a direct summand ofH*(g, K;I<g)F\), and (hi) is a consequence of 5.1. 5.3. Proposition. Let L be a reductive group of connected type (0, 3.1) with compact center, Q a maximal compact subgroup of L. Let (tt, V) be an irreducible
70 III. COHOMOLOGY WITH RESPECT TO AN INDUCED REPRESENTATION 5.3 tempered ([, Q)-module and (<r, F) a finite dimensional rational representation of L. Then H«({,Q;V®F) = 0 forqt[qo(L),qo(L) + lo(L)], q < rkR L, q > 2q{L) - rkR L. We have H*(i, Q;V ® F) = H*{{, Q°; V ® F)Q/Q°. Moreover, the restriction (7r, V) to L° is a direct sum of finitely many tempered irreducible representations (cf. II, 5.5). This reduces us to the case where L is connected. There is a finite covering V —> L, where V is reductive, V = L\ x L2, with L\ compact, L2 semi- simple. In view of (I, 6.6), we may assume that L = L'. We may write (tt, V) as a tensor product of irreducible (^, QnLi)-modules. Since the rational representations of L are fully reducible, we may assume F to be irreducible, and then write it as a tensor product. F = F\ 0 F2, where Fi is an irreducible representation of Li (i = 1,2). We have then, by the Kiinneth rule (I, 1.3) H*{l,Q;V®F) = H*{l1,Q1',V1®F1)®H*(l2,Q2;V2®F2), where Qi = Li D Q (i = 1,2). Since L\ is compact, the first factor is trivial (I, 5.2(3)); Corollary 5.2 applies to the second factor. The proposition follows immediately from this and 4.4. 5.4. Corollary. // Hq({, Q;V ® F) 7^ 0 for q = rkRL, then each non- compact simple factor of LP is locally isomorphic to SL2(R), SLs(R) or SL2(C). This follows from 4.5 and 5.3. 6. Representations induced from tempered ones For later reference, we formulate a consequence of the previous results. 6.1. Theorem. Let (P, A) be a standard p-pair inG, M = ZG(A), (a, Ha) an irreducible admissible tempered (°m, K n M)-module and v G a*. Let F\ be a finite dimensional irreducible representation of G with highest weight \, and I = Ip^.u- Let seWp satisfy 3.3(1), (2). Then (1) Hq(Q,K;I®Fx) =0 forq£ [q0{°M) + l{s),q0{°M) + l(s) + l0(°M) + dim A]. By 3.3, there exists a finite dimensional representation Ls of M such that H*(q, KJ® Fx) is equal to the tensor product of #*(°m, KnM;H®Ls) by Aa*, up to a shift of degrees by l(s). By 5.3, the first factor has cohomology concentrated in the interval [qo(°M), qo(°M) + /o(°^)L whence our assertion. 7. Appendix: C°° vectors in certain induced representations The purpose of this appendix is to make precise the relationship between the notion of induced representations in §2 of this chapter and the more common induction procedures (cf. [113], Chapter 5). The results of this appendix will also be useful in VII and VIII.
7.3 7. APPENDIX: C°° VECTORS IN CERTAIN INDUCED REPRESENTATIONS 71 7.1. If M is a C°° manifold, then, in this appendix, a vector bundle over M will mean a continuous vector bundle in the usual sense, except that we allow the fibers to be infinite dimensional. A C°° vector bundle will mean a continuous vector bundle that is also a C°° manifold (possibly infinite dimensional) locally C°° isomorphic with a trivial vector bundle. An Hermitian vector bundle will mean a vector bundle with Hilbert spaces as fibers and a continuously varying inner product (giving the topology) on each fiber. If G is a Lie group acting on M, then a G- vector bundle (C°° G-vector bundle) will mean a (C°°) vector bundle that is a (C°°) G-space so that the projection is G-equivariant and the maps from fiber to fiber are given by linear maps. 7.2. Let G be a Lie group and let M be an orientable C°° manifold such that G acts on M. Let E -^> M be a G-vector bundle over M with an Hermitian structure ( , ). Fix a volume form uj on M. We say that (E, ( , )) is admissible if for each compact subset ft of G there is a constant Lq < oo so that (1) (g~lv,g~lv)x < Ln(v, v)g.x (xeM,g e ft). If M is compact, then every Hermitian G-vector bundle is admissible. We note that (g*uj)x = c(g,x)ujx with c: G x M —> R of class C°°. If 77 is another volume form on M, then 77 = uuj, u G C°°(M), u nowhere 0. If (g*rj)x = d(g,x)rj, then (2) d(g, x) = u(g • x)c(g, x)u{x)~l. 7.3. Let (-£?,(, )) be an admissible G-vector bundle. Let TCE denote the space of continuous cross-sections of E with compact support. If u and c(g, x) are as above, define for / G TCE (i) (*(9)f)(x) = \c(g-1,x)\1/29-f{g-1-x)- if/i,/2erc£, set (2) </i,/2>= I (h{x)J2{x))xuj. Jm Set H(E,uj) equal to the Hilbert space completion of TCE relative to ( , ). Then, for ft C G compact (3) IK<?)/II<4/2II/II ^9 en, with Lq as in 1.(1). It is shown in [107], 2.4.6, that (n, H{E,uj)) defines a continuous representation of G. If 77 is another volume form on M and 77 = uuj as in 7.2, let 7r be the corresponding action of G on rc£^. Define (4) (T/)(x) = |«(a0|1/2/(*)- An obvious calculation shows that (5) Ton(g)=ir(g)oT for g G G. Furthermore, it is clear that T extends to a bijective unitary operator from H{E,ri) to H{E,ou). We may thus assign to an admissible G-vector bundle (£", ( , )) an equivalence class of representations tte of G. We will abuse notation and let tte denote (it, H(E, uj)) when necessary. We note that tte is unitary if (£", ( , )) is a unitary G-vector bundle.
72 III. COHOMOLOGY WITH RESPECT TO AN INDUCED REPRESENTATION 7.4 7.4. We now specialize our considerations to the case where M = G/H and H is a closed subgroup of G so that G/H is orientable. If (E, ( , )) is an admissible G-vector bundle over M, then if acts on E\.h by a representation of H. Let (<r, E"i) denote this representation. Then E = G x# E\ is a G-vector bundle. Let E™ denote the space of C°° vectors of (<r,£i). Then E°° =G xH E™ is a C°° G-vector bundle over G/i7 with Frechet spaces as fibers. 7.5. Theorem. Le£ M = G/H be compact and let E be a G-vector bundle over M with Hermitian structure ( , ). The space of C°° vectors for (tte, H(E,a;)) zs £/ie space r00^00 of C°° cross-sections of E°° with the C°° topology. In this proof, we write it and V for 7T£ and H(E,uj). g acts on r00^00 (as usual) by (X ■ f){y) = jt(etx ■ \c(e-tx,y)\l/2f(e-txy))\t=0 (X e q, f € T°°E°°). (1) roojBoocl/oo and n(X)f = x-f (/err.ieg). It is enough to show that (a) g t—> ir(g)f is of class C1 as a map of G into V, (b) ^7r(etx)/|t=0 = X-f(XeS,fe T°°E°°). Since G/iif is compact, both (a) and (b) follow easily from Taylor's theorem. Moreover, (2) V°° C Y^E00. This follows from Sobolev's lemma (cf. e.g. Yosida, Functional Analysis, p. 174) and from the fact that a weakly C°° function with values in E°° is C°°. We recall that the topology on Y^E00 is defined by the semi-norms (3) quU) = suP{||M • f(x)\\ I x € G/H} (u e u(&), f e r°°£°°), while the topology on V°° is defined by the semi-norms (4) PuU) = lk(«)/ll («€ U(S)). G/H is compact, hence there exists a constant c > 0 such that (5) PuU) < cquU) (/ € r°°£°°, « e U(q)). The definition of H(E,lj) = 1/ implies that the natural map i: T^E00 —> V is injective. By (1) and (2) it induces a bijection of T^E00 onto V°°. It is continuous by (5), hence an isomorphism by the open mapping theorem. 7.6. Let G be a reductive Lie group (0, §3). Let K C G be a maximal compact subgroup. Let P C G be a parabolic subgroup with Levi decomposition MN. Then G/P = K/KP, where as usual KP = K n P. Let (cr,i/ff) be a continuous representation of M, with i7a a Hilbert space so that <r\K is unitary. We extend a to P by o~(mn) = a(m). Set E = G x Ha = K xKp Ha. Since a|K is unitary, we give E the Hermitian structure coming from ( , ) on Ha. We use for a volume element on G/P the normalized volume element on K/Kp. Then Theorem 7.5 applies. We reformulate this situation. Let / e TE. Put f(g) = (ir(g)f)(l • P). Let Ict(o-) be the space of all / G TE.
7.11 7. APPENDIX: C°° VECTORS IN CERTAIN INDUCED REPRESENTATIONS 73 Then Ict(cr) is precisely the space of all h: G —> i/a such that h is continuous and (1) h(pg) = <5(p)1/2<r(p)/(<;), p e P, g € G. Also, if f,g £ Ict(<r), then (2) (f,g}= [ (f(k),g(k))dk. JK We define Ip(cr) to be the space of all measurable functions /: G —> Ha such that (3) f(P9)=5(p)^2a(p)f(g), p e P, g € G and (4) / ||/(fc)||2dfc<cx). JK We set (irPi(T(g)f)(x) = f(xg) for g,x eG. Then i\p^ is equivalent with tte by the above. 7.7. Corollary. The space ofC°° vectors for Ip (a) is precisely Ind(f(S1^2(T00) with the C°° topology {see 2.2), where {cToq^H^) is the smooth representation of M on the C°° vectors of (a, H) with the C°° topology. 7.8. We now assume that G is as in 7.6. Let Y C G be a cocompact discrete subgroup of G. Let M = G/Y. Then M is a compact C°° manifold. We take u) to be the push-down of dg. Let (o-,Ha) be a unitary representation of T, and E = G Xp Ha. We give E" the Hermitian structure corresponding to ( , ) on Ha. Arguing as in 7.6, we find that tte is equivalent with the representation /p(<r) defined as follows: (1) /p^(cr) is the space of all /: G —> Hai f measurable and f{^g) = o~{^)f(g), ~/eY,geG. (2) / \\f(g)fdg<^ Jr\G Here (irr,*{x)f){g) = f{gx). 7.9. Corollary. The space of C°° vectors of I^(a) is the space Indp(cr) of 2.1 with the C°° topology. 7.10. In Chapter V we will need a version of 7.5 (and its corollaries) for continuously induced modules. We set up the relevant results in a more general context. Let Gbea Lie group and let H C G be a closed subgroup. Let (<r, W) be a continuous representation of H on a Frechet space. Let (1) Ict(a) = {f:G^W\f continuous, f{hg) = c{h)f{g) {h G H, g G G)}. Set (/7Ta(x)f)(g) = f(gx) as usual (x,g G G). We topologize Ict{o~) using the topology of uniform convergence on compacta mod H. Then Ict(cr) is a Frechet G-module (cf. [22, X21, Cor. to Prop. 21]; recall that G is countable at infinity by our conventions). 7.11. Proposition. Ict(a)oc is topologically G-isomorphic with Ind^fW00) (as defined in 2.1).
74 III. COHOMOLOGY WITH RESPECT TO AN INDUCED REPRESENTATION 7.11 If / G Ict{&) has compact support mod H and if (j) G C£°(G), then it is easy to see that ira(<P)f € Indg(^°°) and that the linear span °°Ict(G) of such functions is dense in /ct(cr)°° and in Indg(W°°). The semi-norms on Indg(W°°) are defined by 7.5(4), but with || || replaced by a semi-norm. Those of Ict(a)°°, by 7.5(3), but where the right-hand side is the sup on a compactum of a semi-norm. Therefore the topologies on °°/ct(<7) stemming from /ct(cr)00 and Indg^00) are the same. Hence the identity map of °°Ict(a) extends to an isomorphism of Ict(a)oc onto Ind#(W°°).
CHAPTER IV The Langlands Classification and Uniformly Bounded Representations The main purpose of this chapter is to prove 4.13 and 5.2, which will play an essential role in the proof of the main vanishing theorem for relative Lie algebra cohomology in Chapter V. Their proof goes to the heart of the Langlands classification of irreducible admissible representations [76] in that it uses many of Langlands' preliminary results and some theorems of Harish-Chandra [50]. So we have also included a complete proof of the Langlands classification (in fact for reductive groups in the sense of 0, 3.1). Another reason to include it here is that it makes use of the modules V/V(n), which are the real analogues of the Jacquet modules in the p-adic case, so that it transcribes easily to the p-adic case by using the p-adic counterparts of the pertinent lemmas. This will also lead to a p-adic version of 4.13 and 5.2 (see XI). Theorem 5.2 is a generalization of a result of Roger Howe (see Theorem 5.4). Howe's theorem says that the matrix entries of a non-trivial, irreducible, unitary representation of a real, simple, algebraic group vanish at infinity. Theorem 5.2 for unitary representations can be derived from Howe's theorem using Theorem 1.5. Similar results can be found in Trombi [103]. 1. Some results of Harish-Chandra 1.1. Let G be a real, reductive Lie group as in (0, 3.1), and let K c G, 0, Aq, B be as in (0, §3). We fix a minimal parabolic pair (Pq.Aq). A p-pair (P,A) is then standard if A c A0 and P D P0. If (P, A) is a p-pair, then P = MN is the standard Levi decomposition of P and $(P,A) the set of roots of P with respect to A. If (P, A) is standard, then we set *p = °MnP0, *A = °MnA0 (see 0, 1.6 for °M). Then (*P, *A) is a minimal p-pair in °M. Furthermore, A0 = *A x A, N0 = *iV k N, where *iV = RU*P. If (P, A) is a p-pair, we set for t > 0, r\ > 0, a+t7] = {H e a | a{H) > max{t,ri\\H\\) for a e *(P,A)}. Here \\H\\ = B(H, H)1/2. If P is understood we will use the notation a^. We also set a+ = {H e a | a(H) > t (a € $(P, A))}, a+ = (J a+. t>0 In this chapter, po will stand for pp0 (0, 3.0). Continuous representations of G will be on Hilbert spaces and unitary with respect to K. 75
76 IV. THE LANGLANDS CLASSIFICATION 1.2 1.2. Theorem (Harish-Chandra; cf. [114], Chapter 9). Let (n,H) be an admissible finitely generated representation ofG, and HQ the space of K-finite vectors in H. Then there exist a countable set E(Po,tt) of elements o/(oo)c an^ a collection of non-zero functions P\: do x Hq x Hq —> C, A G E(Pq,tt), satisfying the following properties: 1) If h E do and A G E(Pq,tt), then Pa(A;vi,V2) ^s linear in v\ and conjugate linear in V2. 2) If W C Hq is a finite dimensional subspace, there is dw £ N such that for any v\,v2 G W the function h \-^ P\(h]Vi,v2) is polynomial, of degree less than or equal to dw- 3) If h € (ao)+ and v\,v2 G Hq, then (7r(exph)vuv2) = J2 eHh)PA(h;vuv2), Ae£(P0,7r) with convergence uniform and absolute on the sets aj t for t > 0, r\ > 0. Actually 3) can be refined to uniform and absolute convergence in the sets tip t for t > 0 (see [106]). However, we will not use this fact. 1.3. Theorem (Harish-Chandra; cf. [114], Chapter 9). There is a finite subset E°(Pq,tt) of E(Pq,tt) satisfying: 1) If A e E(Poi7r), there is fi G E°(Pq,tt) so that fi — A is a sum of elements of${P0,A0). 2) If Ai,A2 G E°(Pq,it), then A\ — A2 is not a sum of elements of $>(Pq,Ao). 1.4. The set E(Pq,tt) will be called the set of exponents of ix. If Ai,A2 G (do)*, we say that Ai > A2 if Ai — A2 is a sum of (not necessarily distinct) elements of$(P0,A)). E°(Pq,it) is called the set of leading exponents of it relative to Pq. The next property of the asymptotic expansion of matrix entries of ix which we will need is the following result of Harish-Chandra: 1.5. Theorem (Harish-Chandra [138]). Let (P,A) be a standardp-pair. Then there exist a countable subset E(P,tv) C a* and a collection {<7M,p]><E£;(P,7r) of nonzero functions q^p:*AxaxHoxII0-^C with the following properties: 1) ^,p(a; h]Vi,v2) is linear in v\ and conjugate linear in v2, and, for fixed v\, v2, it is analytic in a G *Ai and a polynomial in h. 2) If a e *A is fixed and h G a+, then (7r(aexph)v1,v2) = ]T e^h)q^)P{a; h;v1,v2), with convergence uniform and absolute on ti^>t for t > 0, r\ > 0. 3) Ifvi,v2 e Hq, *h G *a, h G a and *h + h G (a0) + , then e^Vp(exp*/i;/i;^2) = ^ eA^PA(/i;^2). AeE(P0,ir) A =/L4 I a In particular, E(P,ir) = {A\a \ A G E(P0,ir)}.
1.9 1. SOME RESULTS OF HARISH-CHANDRA 77 1.6. Let Z be the split component of G. As is well known, G/ZK has the structure of a Riemannian symmetric space. For x G G, define cr(x) to be the distance in G/ZK from l.ZK to xZK. Then cr(xy) < a(x) + &(y). We can fix the Riemannian structure on G/ZK so that if H G ao and B(H,$) = 0 (3 the Lie algebra of Z, as usual), then a(expH)2 = B(H,H). We note that cr{kigk2) = &{g), k\,k2 G K, and cr(z#) = a(g), z e Z, g e G. The modular function So of Po is extended to G as usual by the rule So(pk) = 60(p) (keK; p G P0). Harish-Chandra's function H is defined by ~(#) = / 50{kg)1/2dk, where / dfc = 1. It satisfies the rule z>(zg) = £(#) (z E Z; g E G). It is well known (see Harish- Chandra [49]) that there is d so that if H G aj and a(iZ) > 0 for a G $(P0, A0), then: 1) e-^0^) < E(expH) < (1 + a(expH))d e~^H\ 2) There is an e so that (1 + a)-eE G L2(Z\G). Let ai,...,an be the simple roots in ^(Po, Ao)- Let /3i,...,/3n G ag be defined by a) faii) = 0, z = l,...,n. b) (ai,/3j> = % ( , ) the dual form to B\ x ' ' la0xa0 1.7. Theorem (Harish-Chandra [50]). Let {tt,H) be an irreducible admissible representation of G. Assume that Re(A + po, Pi) < 0, i = 1,..., n, for each A G E°(Pq,tv). Then, if v,w G #0 and d > 0, there is a constant Cd,v,w depending on d, v, w so that \(n(9)v, w)\ < Cd^w(l + a(g))-dE(g) for all g G °G. 1.8. If ((T,H) is a representation of °G and if v G 3*, we denote by ov the representation of G given by cru{zg) = zucr(g) {z G Z{G)-, g EG). The following lemma is well known. We include a proof since it is usually stated in the literature slightly differently. 1.9. Lemma. Suppose that (tt,H) is an irreducible admissible representation of G such that for each v,w G Ho, g »—» {ix(g)v,w) is in L2(°G). Then there is an irreducible unitary representation (a, W) of °G and a v G 3* so that it is infinitesimally equivalent with av. Furthermore, (cr,W) can be chosen to be an irreducible subrepresentation of the left regular representation of°G on L2(°G). Fix veHo,v^0. Define A(w)(g) = {ir{g-l)w,v). Then A{w) G L2(°G), for all w G Ho, by hypothesis. If / G C™(°G), define ir(f)w = foGf{g)ir(g)wdg. If X G V define (lxf)(g) = if(eXp(-tX)g)\t=Q. life CC°°(0G), set f(g) = f{g~l). Then it is easy to see that if / G C^°(°G) and w G Ho, then Tr{{lxfV)w = ix(f)ir(X)w for x G V This implies that if w G Ho, then (1) I lxf(9)A(w)(g)dg= f f(g)A(ir{X)w)(g)dg Jog J°g
78 IV. THE LANGLANDS CLASSIFICATION 1.9 for X G °g and/gCc°°(0G). Iterating (1), we see that A{w) has weak derivatives of all orders in L2(°G). Hence A is a (g, isomorphism of Ho into the space L2(0G?)oo of C°° vectors of the left regular representation. Using K-finiteness and the Casimir operator of °G, we see that each A(w) satisfies an analytic elliptic differential equation (cf. [10]). But then A(Ho) consists of weakly analytic vectors for the left regular representation of °G. This implies that the L2-closure W of A(Hq) is stable under the left regular representation of °G. Take cr to be the restriction of the left regular representation of °G to W. Since {tt,H) is admissible, it is an easy matter to see that A(Hq) is precisely the space of X-finite vectors of W. The result now follows, since the irreducibility and admissibility of (tt,H) imply that there is v G 3* so that if z G -£(G), then 7T{Z) = ZUI. 2. Some ideas of Casselman 2.1. We retain the notation of section 1. We fix (tt,H) to be an admissible, finitely generated representation of G. For (P, A) a standard p-pair, let (P, A) denote the opposite p-pair (P = 0(P)). Then if P = MN, P = MW with ~N = 0(N). We denote by (7r*,iJ) the conjugate dual representation of G. That is, tt*(#) is defined by {ix(g)v,ir*(g)w) = (v,w) for g G G. Then (7r*,H) is an admissible representation of G. We will use the notation ix{X)v (for X G g, v G iJo) f°r the action of g on iJo- We note that Hq is also the space of K-finite vectors for 7r* (indeed, 7r*(/c) = 7r(/c) for k e K). We have <7r(A>,w> = -(v,tt*{X)w) for lGg,u,«;G #o- 2.2. Lemma (Casselman; cf. Milicic [85]). IfY G n, X G n and A G E0(P,7r), then PA(h;7r(Y)vi,v2) = Pa(A; vi,7r*(X)v2) = 0 forvuv2 G #0, A G a0. If y G n, then Y = £ y_a (the sum over $(P0, A0)) and Ad(a)y_a = a~ay_a for a G A0. If /i G aj, y G n, and Y = YLa for some a G $(Po, Ao), then (7r(expA)7r(y)vi,v2> = e~aih) (7r(Y)7r(exph)vuv2) = -e~aW (7r(expA)vi,7r*(y)v2> = _e-«W £ e^)PM(A;i;i,7r*(y)i;2). M££(Po,7r) This implies that the only exponentials that occur in the expansion of (7r(expA)7r(y)vi,v2) are of the form \i—a, \i G E(Po^tt). The definition of E'0(Po, 7r) implies that Pa(/i;tt(Y)vi,v2) = 0, h G ao, A G £^°(Po,7r). Since 7 G n is of the form J]y_a, we have shown that PA{h]ix{Y)vi,v2) = 0 for A G ao, Y G n, vi,v2 G i/o- If X G n and a G Ao, then (7r(a)vi,7r*(X)v2> = -(7r(X)7T(a)v1,v2) = -(ir(a)Tr(Ad(a)-1X)vi,v2). Now argue as above to complete the proof of the lemma.
2.5 2. SOME IDEAS OF CASSELMAN 79 2.3. Let V be a finitely generated (g, K)-module. If P is a parabolic subgroup and n the Lie algebra of RUP, then we let n • V = V (n) be the subspace spanned by the vectors n • v (n G n, v G V), and Vn = V/n • "1/. If (P, A) is standard, it follows directly from this definition that we have (1) Vno = K/((K)(*n)), where no (resp. *n) is the Lie algebra of iVo = RuPo (resp. W = RU*P) (cf. 1.1). If V —> W is a surjective morphism of (g, K)-modules, then V(n) —> W(n) is surjective. 2.4. Theorem. Let V be a finitely generated admissible {g,K)-module, and (P, A) a standard p-pair. Then Vn is a non-zero finitely generated admissible (m, Km)-module. In particular, Vno is finite dimensional. We note that g = n+m+t Let <ti, ... ,o~re£(K) be such that 7r(^(gc))X^=i^-i = V. Then It follows that Vn is a finitely generated (m, K n M)-module. Let c\p: Z(g) —> Z(m) be defined by qp(z) = z mod n • U(g). Then the Harish- Chandra isomorphism of Z(g) with the Weyl group invariants in the enveloping algebra of a Cartan subalgebra implies that s Z(m) = J2 Ui • qP(Z(g)), for suitable ui,...,us G Z(m). i=l This implies that if v G Vn, then dimZ(m) • v < s - rn, where rn = J^dimV^.. It follows (cf. [110], 5.3) that Vn is admissible as an (m, Km)-module; hence it is finite dimensional if P is minimal. It remains to show that V ^ V(n). Assume first that V is the space of K-finite vectors in a finitely generated admissible G-module (tt,H). Let A G E°(Pq;tt). Since Pa(/i; ^1,^2) is not identically zero, there exists v\ G V, not in V(n), by 2.2. In the general case, V has an irreducible quotient W. The latter is the space of K-finite vectors in an irreducible admissible G-module [77]; hence W ^ W(n). But then, V + V(n). Remark. It is known that V itself is the space of X-finite vectors in an admissible finitely generated G-module. However, the previous theorem is used to prove this result; therefore we have preferred not to invoke it. 2.5. Lemma (Casselman, cf. Milicic [85]). Let A G E°(Pq,tv). Then there exists v ^ 0 in Hq/Ho(xio) such that (1) h • v = A(h) • v for all h G do- Let t > 0, 77 > 0. If h G cipo t and v, w G #0, then (7r(expA)t;,w) = ]T e^h) P^{h;v,w).
80 IV. THE LANGLANDS CLASSIFICATION 2.5 The absolute and uniform convergence allows us to differentiate term by term, and we find that if h\ G ao, then (7r(exp h)iv(hi)v, w) neE(P0,n We set dxQ(h) = -Q(h + tX)\t=() (OeC°°(ao), X G a0). dt Then (2) P\{h; ir(x)v, w) = A(x)PA{h; v, w) + dxPA(h; v, w) {AeE°(P0,7r), xGa0). We also note that if V and W are finite dimensional subspaces of Ho such that W + iZo(no) = Ho and V + 7r*(n0)#o = H0, then degh PA(h;v, w) < dv+w by 1.2(2). Let wo G Ho be fixed so that q(h;v) = PA(h',v,wo) ^ 0. Let q(h;v) = Ylj=o °lj(hiv)i with qj(h;v) homogeneous in h of degree j and qd(h;v) ^ 0. Then, comparing terms of degree d in (2), we see that (3) qd(h;7r(x)v) = A(x)qd(h;v) {h G oo, x G a0, v G i/0). Fix /i G ao so that fi(v) = q^(/i;i;) ^ 0. Then /x(7r(rto)#o) = 0 and n{ix(x)v) = A(x)fi(v) for x G ao- This proves the lemma. 2.6. Let (P,A) be a p-pair, P = MN. If (o~,Ha) is a representation of °M and if i/ G a*, set ov equal to the representation of M given by ov(raa) = aucr(m), m G °M, a G A. 2.7. Lemma. Le£ 1/ fre an admissible finitely generated (g,K)-module. Suppose that a is an irreducible finite dimensional representation of °Mo and v G (ao)* is such that ov occurs as an (mo, K n Mo)-module subquotient ofVno. Then Hom05x(^^po,o-,i/-po) 7^ 0 (see III, 3.2 for the definition of Ip0,a,v)- Let W denote the &\KnM isotypic component of Vno. Then ao-l^C W; hence W is an (m0,K n Mo)-module direct summand. The hypothesis of the lemma implies that W„ = {weW\{h- u(k))kw = 0 for some fc, all h e a0} ^ (0). Thus W^ has ov as a quotient. Since Wu is a direct summand of Vno we see that there is an (mo, K n Mo)-module homomorphism q: Vno —> (ov, Ha). For v G V, let q(v) = !\(v-\-V(no)). Then q: V —> (ov, i/a) is a (p0, i^HPo)-rnodule homomorphism (here a^ is extended to Po by setting ov(n) = I, n E No). Define A(v)(fc) = q(fcv) for v G V. Then A(fci • v)(fc2) = A{v)(k2k1) (fci, fc2 G K) and Define A(v)(rafc) = (j(m)A(v)(fc) (keif, m G M0 H K). ^(v)(pofc) = ^(po)^(v)(fc) (po e P0; fc e K).
3.3 3. THE LANGLANDS CLASSIFICATION (FIRST STEP) 81 Then we have: 1) A: V —> Ip0,a^-Po is linear and non-zero. 2) A(k ■ v) = ix\k)A{v) {k G K, v G V, tt = 7rPo><r>I/_Po). We must show that A(X • v) = tt(X)A(v) for all X G g. We have A((k • X) • (/c • v)){l) = A{k • {X • v))(l) = A(X • v)(fc). Thus, it suffices to show that A(X.v)(l) = (ir(X)A(v))(l) (xGfl). Now g = I + a + n0. If I € !, then A(X • v)(l) = 7t(X)j4(v)(1) by 2). If X G a0 + n0, then A(X • v){l) = q{X • v) = a1/{X)q(v). Also, (X • A(v)){l) = ctu{X)A{v){1) by the definition of Ip0^^-Po. The lemma now follows. 3. The Langlands classification (first step) 3.1. Let V be an admissible (g, K)-module. Let (P,A) be a standard p-pair, P = MN. Then we have seen that Vn is an admissible (m, K n M)-module. Thus dim U(ac)-v < oo for v G Vn. This implies that Vn is the direct sum of the subspaces Vni„ = {veVn\(H-v(H))kv = 0 for all H G a and some k} [y G a*). Set e(P,V) = {y G a* | 14^ ^ 0}. If (tt,H) is an admissible representation of G, then set e(P, tt) = e(P, i/0)- 3.2. Lemma. Le£ (7r, i7) fre an admissible finitely generated representation of G. ThenE°(P0,<ir) C e{P0,V). This is just a restatement of Lemma 2.5. 3.3. Let {a{} and {fa} (1 < z, j < I) be as in 1.6. Let Tc = £ C^ = £ Oft. If A G 3:, extend A to (a0)* by *\aon[2i2] = 0. Then (ao)* = 3c ® ^c Set .F = J]R^i = X^RA- Then a*, = 3* 0 J7. Let °A denote the projection of A G (ao)* onto Tc. If A G Oq, then °A G J7. If v G (ao)*, let Rei/ G a*, be given by Rev(h) = Re(v(h)), h G ao- Clearly, Re°v = °Rev. If (P, A) is a standard p-pair, then we have a* = 3* 0 T^, where T$ = {y G a* | ^(3) = 0} an<i ac = 3c ® ^>,c? as above. If v G a*, we denote by °^ the projection of v onto ^c- If ^ G a*, we extend v to ao by v\^ = 0. We remark that if v G a*, then °v extended to ao is the same as °(extension of v to ao). If v, fi G T, we say v > fj, if (v — fi, fa) > 0 for all i. If v G T, we set i/G5F=JAG^|A = J^A " 5^2/tttt (*t > 0, 2/i > 0) I . I i£F i<EF J (See 6.6, 6.11, 6.12.)
82 IV. THE LANGLANDS CLASSIFICATION 3.3 If F C {1,..., n}, set a^ = Yli&F ^A + 3*- Let Mp be the centralizer in G of Ap = expa^. Let (Pp, Ap) the corresponding standard p-pair, and let tip = 0na (the sum over those a G $(Po, Aq) with a| ^ 0). Remark. It was observed by J. Carmona that v$ is the projection of v onto the cone (a*)+ [131]. 3.4. Lemma. Let (tt,H) be an irreducible admissible representation ofG. Let v G e(Po,7r) be such that °Re^ is minimal relative to >. Let F = F(—°Re^ + po) (see 6.11). Let (P, A) = (PpjAp). Then there exists an irreducible, admissible representation (a, Ha) of°M such that 1) (it. Ho) is equivalent with a subrepresentation of I' \ , 2) i//iG e(*P, a) zs extended to do &£/ //(a) = 0, then Re0 p — p*p > 0. Let V denote (it, Ho) as a (g,K)-module. Then by 2.3(1), there exists £ G e(P, 7r) so that £ = i/| . Let W be an irreducible quotient of Vn. Lemma 2.7 implies the existence of an irreducible representation (o-,Ha) of °M such that W is equivalent with (o^, {Ha)o) as an (m,K n °M)-module. Let j: F/V^n) —> (Ha)o be the corresponding (tn,K n °M)-module homomorphism. Let q: V —> (Ha)o be given by q(V) = j(v + V^n)). For v G V, define A(i;)(p/c) = cr^(p)q(k - v), p E P, k E K. The argument of the proof of Lemma 2.7 implies that A: V —> ip (g,K)-module homomorphism. Since A ^ (0) by construction and V is irreducible, A is injective. To complete the proof we must show that a satisfies 2). Let p G e(*P, a). Then Rep — p*p = YlieF xiai-> xi ^ R- We must show Xi > 0. We note that p + £Ge(P0,7r). This is clear from the definitions. Moreover, °Re(p + f - p0) = X] x^ + °Re ? - Pp by the definitions, and °Re v- p0 = ^2 ziai ~ YlVi^ i<EF igF with zi > 0 and ^ > 0, by the definition of F. Also °Re(e-pp) = -^^. 20P Hence °Re(p + £-p0) = ^2,XiOLi ~YlVi^i' ieF igF Let F = Pi U F2 with ^ > 0, i G Pi, x{ < 0, i G P2. Then -°Re(p + £ - p0) > - ^ XiOii + ]T 2/i/?i. Hence (see 6.12) (-°Re(p + f - p0))o > J2 y& = ("°Re(^ " Po))o- igF
3.7 3. THE LANGLANDS CLASSIFICATION (FIRST STEP) 83 But 6.13 implies that (—°Re(V — po))o > (—°Re(/x + £ — Po))o> since v was chosen so that °Re v is minimal. Hence we see that (-°Re(/x + i - po)) = (-°Re v - p0)). But then F(-°Re{p + £ - p0)) = F. Hence F2 = 0. Q.E.D. 3.5. Lemma. Let (tt,H) be an irreducible admissible representation of G such that ifv G e(Po, n), then °Re(V—po) > 0. Then there exists a standardp-pair (P, A), and also a G £d{°M) and p G a*, so £/ia£ °/x G za* and (7r, Hq) is equivalent with a (g, K)-module direct summand of Ipa M (no£e £/ia£ Ip^^ is a unitary representation of°G). Moreover, a can be chosen so that if p G e(*P, <r), £/ien °(Re/x — p*P) = J]xaa wz£/i xa > 0 (£/ie sum over a G A(*P, *A)). If for each £/ G e(Po, tt) we have (°Re v — po, A) > 0 for i = 1,..., n, then for each z = 1,..., n and v G P°(Po, tt) we see that (°Re v — p0, A) > 0 by 3.2. Hence the result follows from Theorem 1.7, Lemma 1.9 and the definition of £d(°G). Let £/ G e(Po,7r) be such that Fu = {%\ {°Rev-pQ,fc)>0} has minimal order. Let (P, A) = (P^Ap), P = Fv. The argument in the proof of 3.8 1) shows that there is an irreducible representation (a,Ha) of °M so that (7r, Po) is equivalent with a subrepresentation of Ipa£-pp, where £ = i/| . We note that Re(£ - pP,0i) = 0 if i g F by the definition of P. To complete the proof we must show that if p G e(*P, a), then (Rep — p*p, pi) > 0 for i G P. If p G e(*P, a), then p + £ G e(Po, 7r) (as in the proof of 3.3), and p + £ — po = /x - p*P + £ - pp. Hence °Re(/x + £ - p0) = Re(/x - p*p) + °Re(£ - pp). But °Re(£ - pP) = 0 by definition of P. Hence °Re(/x + f - p0) = Mm ~ P*p)- If (Re(/x — p*p),fii) = 0 for some z G P and if <$ = // 4- £, then P# ^ P^, which contradicts the definition of v. This completes the proof. 3.6. Let (7r, H) be an irreducible admissible representation of G. We say that 7r is tempered if for each v, w G Po there is a constant C such that for g G °G. 3.7. Proposition. Let (tt, H) be an irreducible admissible representation of G. The following conditions are equivalent: (1) {tt,H) is tempered. (2) Ifi/e e(P0,7r), then °Rev > p0. (3) There exist a standard p-pair (P,A), a G £d(°M) and v G za* such that (it, Ho) is equivalent with a (q,K)-module summand of Ip,a,v That (2) implies (3) is 3.5. We now show that (3) implies (1). Since a G £d(°M), if x,y G (Po-)o? then \(a(m)x,y)\ < CE0{m) for m G °M; here EoM is defined for °M in the same way as H is defined for G. Extend SoM to G by the rule EoM(mank) = appEoM(m) (m G °M, k e K, a e A, n e N). Then / EoM(kg)dk = E{g) (g G G).
84 IV. THE LANGLANDS CLASSIFICATION 3.7 This, combined with an obvious computation, shows that (3) implies (1). To complete the proof we show that not (2) implies not (1). Suppose that (tv,Hq) does not satisfy (2). Let P, a, v be as in 3.4 for (tt.Hq). Then P ^ G by hypothesis. Since a satisfies (2) and (2) implies (1) (since (2) implies (3) implies (1) has already been proven), a is tempered. 3.4 and 1.6(1) now imply that (-zr, Ho) does not satisfy (1). 4. The Langlands classification (second step) 4.1. If (P, A) is a p-pair for G, we normalize the Haar measure dn on N (P = MTV) by fjfSpiri) dn = 1. This can be done, since P n K\K = P\G and if dn is a Haar measure on TV, then JK 4>{k) dk = fj^(p(n)5p(n) dn for <fi integrable on P n K\K = P\G. 4.2. Lemma (Harish-Chandra [54, Lemma 10.2]). Let (P,A) be a p-pair. Extend EoM to G by EoM(mank) = £p(a)1//2£oM(ra), where m G °M, a G A, n G N, k G K. Ifv G a*, define EoMu{mank) = EoM{mank)au (k € K, m G M, a E A, n G iV). //1/ G a* and Re(i/, a) > 0 /or a G $(P, A), then the integral ZoM^(ng)dn converges absolutely and uniformly on any compact subset of G. 4.3. Let (P, A) be a standard p-pair. Let (a, Ha) be an irreducible, tempered representation of °M. Let i/ € a* be such that Re(i/, a) > 0 for a G $(P, A). We define for / G ip,^ (1) (j(v)f)(9)= [_f(ng)dn. Jn Lemma 4.2, combined with 3.6, implies that the integral defining j{y) converges absolutely and uniformly for g in a compact set. It is easy to see that j{y)f G I-p a v and, more precisely, (2) j(y): Ip,a,v —> fy a v ^s a homomorphism of (g, K) — modules. If / G C°°(A) we define lima^ooP /(«) = cto mean that lim/(expiJ) (H —> oo, H G Opt H3X) exists and equals c for each 77 > 0 and t > 0 (see 1.1 for cipt ). 4.4. Lemma (Langlands [76]; cf. [151, 5.3.4]). Let P, a, v be as in 4.3. Then 1) \ima^ooPa^-^(7T(am)f,g) = (vu{m){j{v)f){l),g{l)) for f,ge IP^U. 2) j(v): Ip,cj,v —> I-p a v is not identically zero. PROOF (sketch). 1) Use the integration formulae on p. 46 of Harish-Chandra [55] to compute (ir(am)f,g) as an integral over N. Now use Lemma 20.1 on p. 49 of [55] to interchange integration and limits. 2) If j{y) = 0 on Ip^, then fwf(ri)dn = 0 for all / G C°°{G;Ha) such that f(pg) = o~u(p)8P(p)l/2f(g) for g G G, p G P. Let 0 G CC°°(]V) be such that fj^(f)(n)dn 7^ 0, and let v G #a, v ^ 0. Define /(pn) = cTiy(p)^p(p)1//20(n)f, /(#) = 0 if g £ PN. Then / G C°°(G;Ha) and satisfies the above properties. Moreover, (j(v)f)(l)=(J_4>(n)dn)v^0. L J N
4.8 4. THE LANGLANDS CLASSIFICATION (SECOND STEP) 85 4.5. Lemma (Milicic [85], Langlands). Let P, a, v be as in 4.3. (1) i(v)Ip,a,v is irreducible. (2) If f g Kerj(v), then f is cyclic for Ip,a,v PROOF. Clearly, (1) follows from (2). To prove (2) it suffices to show that if g G Ip,a,v is such that {ir(U($))iT(K)f,g) = 0, then g = 0. By real analyticity of X-finite vectors we see that (3) <7r(fei x k2)f,g) = 0foTkuk2eK,xe G. (3) combined with Lemma 4.4 1) implies (4) K(m)(j(^)7r(A:1)/)(l), (ir(k2)g)(l)) = 0 for m G M, ku k2 G K. Since (j(^)^(ki)f)(l) = (j(v)f)(kl *), we see that there is k\ G K so that (j(i/)7r(/ci)/)(l) ^ 0. Thus there is w G {Ha)0, w ^ 0, so that (5) (<7„(ra)w, (tt(%)(1)> = 0 for k G K, m G M. Since a^ is irreducible, this implies that (Tv(k)g)(l) = 0 for all k G K. Hence g = 0. This concludes the proof of 2), hence of the lemma. 4.6. Corollary (Milicic [85]). Let P, a, v be as in 4.3. Then Ip)(T)v has a unique non-zero irreducible quotient, Jp^.v Furthermore, Jp^,u is equivalent with j{v)Ipw Suppose W C Ip,a,v is an invariant subspace. If j(v)W ^ 0, then 4.5(2) implies that W = Ip,a,v Thus if W ^ Ip,o,v, then W C Kerj(v). This proves the corollary. 4.7. Corollary. Let P, a, v be as in 4.3. IfWcIjtaL/ is an irreducible non-zero (g, K)-submodule, then W = j(y)Ip,a,v = Jp,a,v 3.4 and 3.5 show that we may assume (a, Ha) to be a unitary representation of °M. We first note 1) If 7T£ = Trp^ziZ G a*), then (/i,/2) = <^(^)/i,7r_?(^)/2> for # G G, where ? is defined by f (if) = £(H) {H G a). Since Re(-i/,a) < 0 for a G $(P, A), 4.6 applies to Ij> a v. That is, I-p^ v has a unique non-zero irreducible quotient. But then ip a v has a unique non-zero irreducible subrepresentation by (1). Since (0) ^ 3{y)Ip^,v C I~p a v, the corollary follows. Remark. Implicit in 1) above is the fact that the conjugate dual representation to Ip,(y,v is Ip^a^-v for a unitary. Similarly, if a is admissible and a is the admissible dual of a, then the admissible dual of Ip^.v is Ip^,-w Both assertions follow from the following integration formula (cf. [107], 7.6.6): / f(kg)6P(kg)dk= f f{k)dk. Jkp\k Jkp\k Here Kp\K = P\G and 5P(pk) = SP{p) for p G P, k G K. 4.8. Lemma. Le£P, a, v be as in 4.3 and A G E(P0,Ip^^)- Then °Re A+p0 < °Rei/. Let /i, /2 G ip,o-,i/- Set ix = 7rp70-5iy. If a G A0, then <7r(a)/i,/2>= f (fi(ka)J2(k))dk. JK Now |(/i(A;a),/2(A;))| < CHoMRei/(/i;a) (for notation see 4.2 and 3.6). Thus |(7r(a)/i,/2)| < C \ EoMKeu(ka)dk. JK
86 IV. THE LANGLANDS CLASSIFICATION 4.8 But / SoM^1/(ka)dk = [ e^+RG^H(ka»dk = ct>Re„(a) J K JK (here g = nexpH(g)k(g), k(g) G K, H(g) G do, n G iVo). This can be seen, for instance, by using induction in stages. We now note (i) Ifa = expH,Heaf,t>0 and (H,$) = 0, then (pRev(a) < aRe"E(a). Indeed, let \i G a* be such that (/x, a) > 0, a G $(Po, ^o)- Then, with p = p0, 0/i(a)= / e(^)Wfca))dfc= / e(p-M)(H(n))e(p+M)(H(na))(m; here we use the facts that k(n) G N exp(—H(n))n and [_e2^H^(j)(k{n))dn= f </>(Mk)d(Mk). Jn Jm\k After a change of variables we find that b^a)=a»-v [_ Jn 3(p+M)(^(n)) ^p-^iHiana-1)) ^ Wo But a = expH, H e a+, £ > 0. Hence p,(H(n) - H(ana~1)) < 0 (cf. [107], 8.13.7). Thus Ma) ^ a^~P Lep(H(^)ep(H(a^a_1» dn = a^0o(a) = a^Efa). This proves (i). Combined with 1.6(1), it implies ii) If v, w G Ip,a,v> then lim a^-Reiy-£p|(7r(a)i;,^)|=0, a-^ooP for each £ > 0. Now let H G af for some £ > 0. Set (j)(t) = {ix(exptH)v,w). Then 0 has an expansion as in Lemma 7.2 with the A; = A(H), A G °E(Po,7r). ii) combined with Lemma 7.2 implies that if A G E(Pq,tt) and # G a+, then (°ReA + p){H) < °Rev(H) + ep{H) for £ > 0. The result follows by taking the limit as e —> 0. 4.9. Lemma (Langlands [76]). Let (P,A) and (P',A') be standard p-pairs. Let a (resp. a') be an irreducible tempered representation of °M (resp. °M'). Let v G a* (resp. v1 G (a7)*) be such that Re(v,a) > 0 for a G $(P,A) (resp. Re(i/, a) > 0 /or a G 3>(P', A7))- If Jp,a,v *5 equivalent with Jp>,a>y, then P = P', v = v', and a is infinitesimally equivalent with a'. Let ix denote Jp^,w (1) There exists A G E(P0, it) such that Re0 A|fl = Re0 v - pP. Indeed, if A G E(P,ir) and t > 0, then we have seen that (°ReA + pp)(H) < °Re v(H), H G a%t. Suppose Re0 K^%-pP for any A G E(P, it). Set SA = {H G a+ | (°ReA - ppj(iZ) = °Re £/(#)}. SA has measure zero in a+ if A G E(P,tt). Since E(P,tt) is countable, |J S\ has measure zero. Hence there is H G a+ so that (°ReA — °Rev + pp)(H) < 0. Applying Lemma 7.2, we get a contradiction to Lemma 4.4. We assert that (°ReA + po)o = °Re^. Indeed, °ReA + po — °Re^| = 0 and °ReA + po-°Re^ < 0 (4.8). Hence °Re A + pQ - °Re v = -^2ieFyiai, yi > 0 (here (P, A) = (PF, AF)). We therefore see that (°Re A+p0)o = °Re^ and (°Re A'+p0) =
5.1 5. A NECESSARY CONDITION FOR UNIFORM BOUNDEDNESS 87 °Rei/'. Now °ReA +po < °Rei/ = (°Rei/)o. Hence (°Rei/)0 = (°ReA +p0)o < (°Rei/)o (6.13). Similarly, (°Rei/) < (°Rei/)0. Hence 0Rei/ = °Rei/. But then P = P'. Furthermore lim app~u{ix{a)v,w) = L(v,w), a—►ocP lim app~u {ix{a)v,w) = L'(v,w). a—►ocP Since L and L' are not identically 0, we see that \\ma^ocP au~l/ exists. Since Re v = Re i/, this can occur only if i/ = i/. Finally we see that a is infinitesimally equivalent with a1', since lim ap0~v'{ix{ma)v,w) a—KX)P is a matrix entry of both <r and a7. 4.10. If (P,A) is a standard p-pair and P = MN the standard Levi decomposition of P, a an irreducible tempered representation of °M and v G a* such that Re(i/, a) > 0 for a G A(P, A), then we refer to P, a, v as Langlands data. If P, a, i/ are Langlands data, then Jp,a,v will t>e called the corresponding Langlands quotient or representation. With these definitions in mind we can state the Langlands classification. 4.11. Theorem (Langlands [76]). Let (tt, H) be an irreducible admissible representation of G. Then there exist a unique set of Langlands data P, a, v such that (it. Ho) is equivalent with Jp^.u- The existence follows from 3.4 (with Po replaced by Po) and 4.7, the uniqueness from 4.8. 4.12. Let (tt,H) be an irreducible admissible representation of G. Let P, <t, v be as in 4.10. Let A^ = °Rei/. Then A^ is called the Langlands parameter associated with it and Po. 4.13. Proposition. Let P, a, v be Langlands data. If (tt.Hq) is isomorphic to a constituent of Ip,a,v, then \n < °Re v, and equality holds if and only if (-zr, Hq) is isomorphic to Jp,a,u. By 4.4(1) there exists \i G E(P0, Ip^.u) with K = (°Re/x + po)o- Now use 4.8, 6.13 and 4.4(1). 5. A necessary condition for uniform boundedness In this section we assume that G is a connected, simple Lie group with finite center. 5.1. A representation (71", H) of G is said to be uniformly bounded if there is a constant C so that ||tt(^)i;|| < C\\v\\ for g G G, v G H. It is clear that a unitary representation is uniformly bounded. We denote by 1100(G) the set of all equivalence classes of irreducible admissible representations that contain either a tempered representation or a Langlands quotient Jp^,u with (1) (Rei/-pP)(A)<0 for h G Cl(a+) - {0}, P + G.
88 IV. THE LANGLANDS CLASSIFICATION 5.2 5.2. Theorem. If (7r, H) is an irreducible non-trivial uniformly bounded representation of G, then (tt,Ho) is in II^G). Suppose (7r, Ho) is not tempered. Then there exist Langlands data P, a, v, P ^ G, such that (7r, Ho) is equivalent with Jp^,u. Let h G a+. Set a^ = expth (t G R) and p — pp. Then Lemma 4.4 1) and the definition of Jp^,u imply (1) lim et^-I/)W<7r(at)i;i,i;2> = L(i;i,i;2) (vuv2 e JP^), where L is linear in v±, anti-linear in v2 and not identically zero. Since it is uniformly bounded, \(^{at)vi,v2)\ < G||vi|| \\v2\\. Combined with (1), this implies (2) If h G a+, then Re(p - v){h) > 0. Suppose h G a+ and Re(p — v){h) = 0. Then (1) and the uniform boundedness imply (3) |i(vi,i;2)l<C||i;i||||i;2||, vuv2eHQ. As a consequence, L extends to a bounded sesquilinear form on H. Thus L(v\, v2) = (Bvi,v2), with B bounded. Set ic = {p — v)(h), c G R. Then (1) can be written (4) lim eitc(<K{at)vuv2) = L{vuv2). t—+-\-oc Using (4), we see easily that (5) B o 7r(at) = 7r(at) oB = e~lctB (t G R). We now want to prove that (6) 7r(n)-B = B {neN). Using (5), we get 7v(n)B = elct • 7r(n)7r(at)J5 = elct • ix{at) • 7r(at_1 • n • at)B (t G R; ne N). Let v G H. If e > 0 is given, there exists T > 0 such that \\ix{atl • n • at)J3v - Bv\\ <e for t>T. Hence, \\ir{n)Bv - Bv\\ = \\elct • 7r{at) • ^(a"1^)^ - Bv\\ <Ce (t>T). Since £ and v are arbitrary, this implies (6). Moreover, we also have e~lct • 7r(n) • 7r(at_1) • J5 = 7r(n) B (n e N; £ G R). Therefore the same argument yields (7) 7r(n)-B = B {neN). By assumption, P ^ G\ therefore N and iV generate G. But then (6) and (7) yield (8) tt(9)B = B, geG. Since B ^ 0 and (n, H) is non-trivial, (8) is a contradiction. We have proven (9] If he C\{a+), then Re{p-v){h)>0. IfRe{p - v){h) = 0, ^ ' then there is a G $(P,A) so that a(h) = 0.
5.2 5. A NECESSARY CONDITION FOR UNIFORM BOUNDEDNESS 89 If h G Cl(a+) and h ^ 0, then there is a proper standard p-pair (Pi,Ai) so that Pi D P, Ax C A and h G (ai)+. We apply Theorem 1.5 to both (P, A) and (Pi,Ai). Let (Q,B) be a standard p-pair. Let *Q = °Mq n Po, as usual. (%),*£?) is a minimal p-pair for °Mq. By Theorem 1.5 (ir(aexph)vi,v2) = Yl e^%&(a',h,vi,v2) (10) ^E(Q,n) (ae*B, AGb+M(t>0, ry > 0)), with convergence and ^5q as in Theorem 1.5. (1) and /x ^ v — p combined with Lemma 4.8 imply that if /x G E(P, 7r), then fi = v — p — d^ with RedM(/i) > 0 for /i G a+. This implies (11) qu-p(l]h\vi,v2) = L(vi,v2) (A G a+). If \i G ^(Pi,7r), then /x = £ | ai for some £ G E(P,iv) (see 1.9). If f ^ i/ - p, then i = v — p — d^ as above, df (A) > 0 for /i G a+. If dA( ,+ ^ 0, then df (A) > 0 for h G (cii) + . Hence if /x G E(Pi,/jt) and /x ^ (i/ — p)\ , and if /xo = (^ — p)| , then /x = /xo — eM with e/Lt(A) > 0 for h G af. Applying Lemma 7.2, we see that if h G af and a G *Ai, then (12) lim (e-t/i0W(7r(aexptA)vi,v2> - q^,Pl{a;th;vuv2)) = 0. Suppose /i G (ai)+ and Re(i/ — pp){h) = Kefio(h) = 0. Then (12) and the relation |<7r(s)^2>|<C|M||HI imply that qtl0iP1(a;th;vi,v2) (a G *Ai, vi,v2 e H0) is independent of t. Set q(a;vi,v2) = qflo;p1(a]th;vi,v2). If q = 0, then Theorem 1.5 shows that L = 0. Hence there are a G *Ai and v\,v2 G i^o so that q(a;vi,v2) ^ 0. We also have (13) lim e"t/Zo(/l) < 7r(exp£A)7r(a)vi, v2) = tf(a;vi,v2) for vi,v2 G i^o, h, a E *Ai as above. Arguing as above, we find that \q(a;vi,v2)\ < C\\vi\\ \\v2\\ for v\,v2 G Ho. Thus g(a; •, •) extends to a continuous sesquilinear form on H x H. Using an "e/3" argument, it is easy to see that (13) is now true for all v\1v2 G H. We therefore have q(a>',vi,v2) = M(tt(cl)vi,v2) with M a continuous (14) sesquilinear form on H x H. We can now apply to M( , ) the same arguments as to L( , ) above. There exists then a bounded operator T on H such that M{vuv2) = (Tvuv2) {vuv2 G H), Tix{eth) = 7r(eth)T = e"0^ • T (t G R), and then (see the proof of (8)) ix{g)T = T (g G G). Since T ^ 0, this is a contradiction. The proof of the theorem is now complete.
90 IV. THE LANGLANDS CLASSIFICATION 5.3 5.3. Lemma. Let G be connected and simple, and (7r, H) an element of noo(G?)- There is 0 < t < oo so that if v,w G Ho, then |(7r(5KW)|<CS(5)* (g€G) for some constant C. If (tt,H) is tempered, this follows from 1.6, 3.6. Otherwise, Ho = Jp^.u with Langlands data P, a, v, and Re(pp — v)(h) > 0 for h G Cl(a+), h ^ 0. It is shown in the first part of the proof of 4.8 that if v, w G Ho and h G Cl((ao) + ), then (1) |<7r(expA)v,w)| < CeRe^E(exph). On the other hand, there is 0 < 77 < 1 so that Rei/(A) < r/p0(A) for h G Cl((a0) + ). Applying 1.6(1), we therefore find that if 0 < t < 77, then (2) I (7r(exp h)v, w) \ < C" ~ (exp hf for v,w G Po- The result now follows from the fact that G = XexpCl((ao) + )i^, and from (2). 5.4. Theorem. If {it, Ho) is inH00{G) {in particular, if (ix,H) is uniformly bounded and non-trivial), then (1) The matrix entries of (tt,H) vanish at infinity. (2) There is p G (0, 00) such that every K-finite matrix entry of ix is of class Lp on G. (2) follows from 5.2, 5.3 and 1.6(2). We divide the proof of (1) into three steps. (a) Let v, w G H0 and e > 0. There is N so that if h G Cl((a0)+) and \\h\\ > N, then \(iv(exph)v,w)\ < e. This follows from 5.3 and 1.6(1). (b) Let v,w G H and e > 0. There exists N so that if A € Cl(ao") and \\h\\ > N, then \(Tv(exp h)v,w)\ < e. We may assume \\v\\ = \\w\\ = 1. There exist vo,wo G Ho so that \\v — vo\\ < e/3C\\w — wo\\ < e/3C (C as in 5.1). Let N be chosen so that if h G CI^q") and ||A|| > N, then \(ir(exph)vo,wo)\ < e/3. We have \(Tr(exph)v,w)\ < \\ir(exph)(v - vo)\\\\w\\ + ||7r(expA)*(iy - w0)\\ \\v\\ + |(7r(expA)v0, wo)|; hence \(ir(exph)v,w)\ < e if \\h\\ > N, by (a). (c) We can now prove (1). Let Bn = {g £ G | cr(#) < iV}. Then P^v is compact. Also BN = {k1(exph)k2 I fci,fc2 G K and /i G Cl(aJ), ||/i|| < A"}. Clearly, (b) implies that if v,w G P and £ > 0, then there is N so that if x £ Pat, then \{ix{x)v,w}\ < e. This implies that cvw vanishes at infinity, as asserted.
6.3 6. APPENDIX: LANGLANDS' GEOMETRIC LEMMAS 91 Theorem 5.4 in the case when (jr, H) is unitary is precisely Howe's theorem ([63]). 5.5. Proposition. Let (it, H) be an irreducible admissible representation of G on a Hilbert space. Suppose that for each v,w G Ho and h G Cl(ao"), h ^ 0, lim (7r(expth)v,w) =0. Then (tt,H) is in II^G). We first note that (1) liv,w G H, then lim (ir(expth)v,w) = 0, he Cl((a0)+), h ^ 0. t—>-\-oc This is proved in the same way as (b) in the proof of 5.4(1). Suppose that h G Cl((ao)+), h ^ 0. Let (Pi,A\) be a standard p-pair such that h G af. As usual, Aq = *AiAi. Let v,w G Hq. Then 1.5 implies (2) If a G *Ai is fixed, then <t>(t) = (7T(expth)7T(a)v,w) = ^ et^h^>qfl^p1(a;th;v,w), /zG£?(Pi,tt) with convergence as in 1.5. Let {»!,...,&.} = {A\ai\ A eE°(P0,ir)}. (1) implies that lim^+00 <j>(t) = 0. Since P(Pi,7r) = {A\a , A G P(P0,7r)} and \i G E(Pi,7v) is of the form /x = \ii — £ (1 < i < r), where £ is a positive integral linear combination of elements of A(Pi,Ai), Lemma 7.2 implies (3) If A G E0(Pq,tt) and h G Cl((a0)+), A ^ 0, then ReA(A) < 0. We now prove the proposition. Suppose that (tv,Hq) is not tempered. Then there exist Langlands data (P, a, v) so that (tt,H$) is equivalent with Jp^^v. (1) in the proof of 4.9 says that there is A G E(Pq,tv) such that ReA| = Re v — pp. (3) now implies (4) If h G Cl(a+) and h ^ 0, then (Rei/ - pp)(A) < 0. This proves the result. 6. Appendix: Langlands' geometric lemmas 6.1. Let (V, ( , )) be an n-dimensional inner product space over R. We fix a basis {ai,..., an} of V so that (c^, ctj) < 0 for i ^ j. Let /3i,..., j3n G V be defined by (fa, aj) = <$ij. 6.2. Lemma, (fa, fa) > 0 /or 1 < z, j < n, and fa = ^e^a^- ^^ ej* — 0 /or a// 1 < z,j < n. This lemma is an easy exercise, and is left to the reader. 6.3. If F C {1,..., n}, we set Vf = Yli&F ^A- If £7 C V is a subspace, we denote by U1- the orthogonal complement of U in V. Then V^" = X^<ef ^ai- Let /3f = faifi j£ F, and let /3f be the projection of fa on V^- if i G P. Define af, i = l,...,n, by (a[,0f) = S{j.
92 IV. THE LANGLANDS CLASSIFICATION 6.4 6.4. Lemma. 1) af = a* ifieF. 2) If i ^ F, then af = a^ + X^/eF cj^ai w^ cji > 0 /or j e F, i g F. 3) (/3f,/3f)>0/orl<z\j<n. 4) (af,af><0/brz^j. PROOF. If z G F and j £ F, then (a*,/3f) = (a^fy) = 0. If j G F, then (a^,/3f) = (ai,/3j) = 5ij. Hence af = c^. This proves 1). If z, j G F we note that ((3f ,aj) = Sij, and hence 6.2 implies that (/3f, /3f) > 0 for ij eF. If z £ F, then (af, V^-> = 0. Hence af = a, + £jGF c^-. If j G F, then 0 = (af, /3f) = c^ + (a^, /3f). Using 6.2, we see that if j G F and i & F, then (oLirfJ) < 0. Hence c^ > 0. This proves 2). We observe that we have already shown that ((if, /3f) > 0 for z, j G F. If z ^ F and j G F, then (/3f,/3f) = 0. If z, j g F, then (&,/?,) = </?f ,/3f). This proves 3). If z,j G F, then (ai,aj) = (af,a?) by 1). Hence if i,j G F, z ^ j, then (of, af > < 0. If z £ F and j G F, then (af, af) = (af, a3) = 0. If ij £ F, then (af,o:f> = (ai,aj) = (ol^olj +T,keFckj®k) < 0 if z ^ j, by 2). 6.5. Lemma. 1) (A,/3f) > 0 for all i, j, F. 2) ((33,af) >0 for alii, j,F. 3) (af, aj) < 0 /or a// i ^ j, F. PROOF. If z ^ F, 1) is clear. If z G F, then (3f = Y2keF bk,i®k and 6^ > 0 by 6.2. This implies 1). If z G F, then 2) follows from 6.4(1). If z £ F, then by 6.4(2) af = a{ + YlkeFckiak with Cfei > 0. This implies 2). If z G F, then 3) follows from 6.4(1). If ij <jt F, z ^ j, then (af ,a^) < 0 by 6.4(2). If i <£ F and j G F, then (af, a/) = (af, af) < 0 by 6.4(1) and (4). 6.6. If F C {1,..., n}, then {(3i}igF U {a^^F is a basis of V. Let SF = J A G V | A = J2X^ ~J2y^ I x* > °' % - ° [ * [ i<£F jeF ) 6.7. Lemma. J/Fc{1,..., n}, £/ien SF = {A G F | (A, af) > 0 fori g F, (A,/3f)<0/orzGF}. PROOF. Denote by S'F the right-hand side of the assertion of the lemma. If A G SF, then A = Y.i^Fxi$i ~ Y,i^FVjaJ^ xi > °> % ^ °- (^fO = Xi if i ^ F and (A,/3f) = ^ if z G F by the definition of j3f, af and 6.4(1). Hence Sf C 5^. If A G 5^,, then A = Yli&F xiPi~Yli^F Viai (see 6-6). Now reverse the reasoning of the above argument to see that xi > 0, yi > 0. Hence S'F C SF. 6.8. Lemma. Le£ F,F; c {1,... ,n}. Then SF C\SF> C SFnF>. PROOF. Set G = F n F;. Suppose \eSFC\SF>. Then A = ]T^A -^2,yiQ.i, Xi,yi G R, i^G i<EG A = ^ Cli/3i - ^ b^a^ ai > °» ^ ^ °'
6.10 6. APPENDIX: LANGLANDS' GEOMETRIC LEMMAS 93 Thus, if i <£ F, <A,a?> = $>,■<&, a?) " 5>>j><*?> ^ X>^W> = «i > 0 jgF jeF jgF (here we use 6.5(3)). Similarly, if i £ F'', then (A, af) > 0. Hence if i $■ F1 or z £ F, then (A, af) > 0. This implies that if z ^ G, then (A, af) > 0. Thus a;* > 0, z£G. If z G G, then (A,/3f) = ^txj(0j,0f) - X>>^f> ^ ~Vi (here we use 6.5(1)). But (A,/3f) < 0, z G F D G. Thus -^ < 0, i G G. This proves the lemma. 6.9. Lemma. If F ^ F', then SF n SF> = 0. Proof. Let \e SFnSFr. 1) F = 0. Then (A, a*) > 0, z = 1,..., n. But F' ^ F implies there is j G F' with (A,/3f) < 0. But fif = E;eF'^^ with dtf ^ ° and £i ^ > °- Thus (A,/3f ) > 0. This contradiction proves the lemma in this case. 2) F' D F. For fi G V let /xf be the orthogonal projection of fi on Vf- Since AgSf, Af = ^x,(/32)f = ]T^A, xi > 0. i0F i£F But A G Sf'; hence A = 22 CLi^i ~ a2 bJaJi ai > ^' kj > 0. Thus Af = ^ a>i{Pi)F ~ Yl bi(ai)F- i£F> ieF'igF If i £ F', then i £ F and hence (/3i)F = A- If z £ F, then (^)F = af. Thus Af = ^2 ail3i ~ Yl ^af, a{ > 0, 6; > 0. i£F' ieF'-F We are now in situation 1) using Vf, af, A, z £F. Thus this case follows from 1). 3) If F' ^ F, then SF> H SF C SF/nF. Thus we are reduced to case 2). 6.10. Lemma. If A eV, then X e SF for some F c {1,..., n}. PROOF. By induction on n. If dim V = 1, the result is clear. Assuming it true for n— 1 > 1, we now prove it for n. If A £ S&, then we may, by relabeling a\,..., an, assume that (A, an) < 0. Set E = {n}. Let Af be the orthogonal projection of A on Vf- Then af,..., af_1? /3f,..., /3^_1 satisfy all of the conditions assumed for V, ai,..., an. Hence there is F' C {1,..., n — 1} so that \E = J2 x'i& - J2 y'ia?> < > °> v'i ^ °- i&F'UE i£F'
94 IV. THE LANGLANDS CLASSIFICATION 6.10 We have af =ai + Qan, Q>0 for z<n, by 6.4(2). Also A#=A — ((A, an)/(an, an))an. Hence A = XE + {(X,an)/(an,an))an = ]T Xi& - Yl yiai ~ E ViCian + ((\ <Xn)/(OLm OLn))OLn. i^F'UE ieF' ieF' But (A,an) < 0. Thus A G SF>u{n}. Q.E.D. Lemmas 6.9 and 6.10 imply the following lemma of Langlands. 6.11. Lemma (Langlands [76]). If X G V, then there exists a unique F C {1,... ,n}, to be denoted F(\), such that X G SF- 6.12. If A G V and A G SF, set A0 = Y^%^fx^ ^X = J2igF xi0i-YlieF V^- 6.13. Lemma (Langlands [76]). If A,/x G V and (X,pi) > (/x,$) /or z = l,...,n, £/ien (A0, A) > {^o,0i) for i = 1,..., n. If i £ F(/x), then (A0,/3t> > (A, A) > (/x, A) = </zo,ft>. If z G F(/x), then (^,A0 - /x0> = (<*i,\o) > 0. Hence </?f(/i),A0 - Mo) > 0. Also /?f(/i) = ft - X^7VF(u) ajAr We assert that o^ > 0. Indeed, if j $■ F(/x), then (1.2) implies that -Oj = (i3fw,aj)<0. Hence A = /?f W + £^F(/t) ai$i with aJ > °- Thus (A,Ao-Mo)>(/3f(M),A0-Mo>>0. 7. Appendix: A lemma on exponential polynomial series 7.1. As usual on Rn, set (x,y) = Y2xiVi- If ttl = (mi,...,mn) G Nn, set |ra| = rai H \-mn. 7.2. Lemma. Let Ai,...,Afc G C be distinct. Let fi = (/xi,... ,/xn) G Rn, /Xj > 0; j = 1,..., n. Le£ Pi,m(t) G C[£] /or meN,i = l,...,fe. Suppose that k 4>{t) = Y,eXit £ e-<m'^,m(0, i=l m£Nn wz£/i convergence absolute and uniform for t > 1. Suppose also that pi$ ^ 0 /or z = 1,..., k. Then lim^+00 0(£) = 0 if and only if Re X{ < 0, i = 1,..., k. Set M*)= E e-<m^*pi|m(0 (t = l,...,fc). mGNn|m|>0 1) limt^+oo ^(£) = 0, z = 1,..., /c. To prove 1) we note that if e > 0 is given, then there is M so that (a) J2 e"<m'^l^,-(0l<^ for*>l. \m\>M Also, since p^m is a polynomial, there is a constant C so that (b) J2 e_<m'M>*l^,rn(0l <C J2 e"1/2^'^*. 0<|ra|<M 0<|ra|<M
7.2 7. APPENDIX: A LEMMA ON EXPONENTIAL POLYNOMIAL SERIES 95 (b) implies that there is T > 1 so that if t > T, then |Pt,m(*)l<e. £ -(m,/x)t 0<|ra|<M Hence if £ > T, then |^(£)| < 2e. This proves 1). Now 0(o = EeA^^(o+^(O)- i=l If Re Ai < 0 for i = 1,..., A;, then lim eXit o, lim eXitpifi(t) = 0. t—+-\-oc Thus, by 1), lim^+00 0(0 = 0. Thus to complete the proof we need only show that if limt_>+00 (j)(t) = 0, then Re A^ < 0, i = 1,..., A;. If not, then after renumbering we may assume that Re Ai > Re A2 > • • • > Re A& and Re Ai > 0. We have e-Xlt4>(t)-J2e(Xi~Xl)tP^(t) £< .(Ai-Ai)t M*) Since Re Ai > 0, we see that Hence by 1) we have lim e_Alt0W = 0- t—+ + OC lim t—^+00 Ee(A*"AlVo(i) Let Re Ai = Re A2 ReAfco > ReAfco+i. Then lim i>k0 ,(Ai-Ai)t Pi,o(t) 0. We therefore have i) lim^+00 I YH=i e(A'-Al)tPi,o(0l = 0. Now Pi$(t) = ]Cj=oaM^> * = 1? - - - 5 ^Oj with a^q ^ 0 for at least one i. Multiplying through in i) by t~q, we see that ii)limt^+00 I E,fc=i 6^-^^,1=0. Now Lemma A.3.2.1 on p. 428 of [114] implies a^q = 0 for i < ho, whence a contradiction.
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CHAPTER V Cohomology with Coefficients in noo(Gf) In this chapter we prove some results on the cohomology with coefficients in certain admissible (g, X)-modules with g semisimple. We shall proceed by induction, starting from the results of III on induced representations and using Langlands' classification (Chapter IV). Although we are mainly interested in unitary (g, K)- modules, we consider more generally those (g, X)-modules whose coefficients satisfy the necessary conditions for unitarizability from IV, 5.2, and denote by 11^ (G) the set of infinitesimal equivalence classes of such representations (see §2). In §3 it is shown that if H G 11^ (G) and if F is a finite dimensional (g, K)-module, then Hq(& K;H®F)=0 for <? < rkR G, q > dim(G/K) - rkR G. The vanishing of Hq(g, K; H) below the R-rank has also been proved by G. Zuck- erman (see [119]). In §4 we study the cohomology of a particular (g, X)-module that is a real analogue of the Steinberg module for p-adic reductive groups or finite groups. We use a partial determination of its cohomology to show that the vanishing theorem for liooiG) is best possible (4.6). In §5 we show how the results of this chapter and of II can be used to derive some results of Delorme on the relationship between H1 and the topology of the unitary dual of G. §6 gives a vanishing theorem for H1(q, K;H 0 F) when g is simple of real rank one (6.1), which is a representation-theoretic analogue of a result of Raghunathan (see 6.9 and VII). 1. Preliminaries The notation of Chapter III is freely used. 1.1. Let ro be the restriction mapping from fy* to (cio)c and from X(H) to X(Aq). We fix compatible orderings on [)* and a^. Let A (resp. RA) be the corresponding set of simple roots in 4>(gc, \)c) (resp. r<I> = 3>(gCjfl0c))- We have then (1) RACro(A)CRAU{0}. Let (2) A = A0U (J A/3, /3GRA where (3) A0 = {a e A | r0a = 0}, Ap = {a e A \ r0a = (3} (/3 G RA). 97
98 V. COHOMOLOGY WITH COEFFICIENTS IN 11^ (G) 1.1 In particular, (4) A0 = AM is the set of simple roots of ^(mc, \)c) = $(°mc, M- 1.2. For the standard parabolic subgroups of G (resp. Gc) we use the usual indexing by subsets of rA (resp. A) (see [113, 1.2]). If P is a standard parabolic subgroup of G, there is a unique subset J = J(P) of rA such that P = Pj. Then Ap is the intersection of the kernels of the a G J. The complexification Pc of P, viewed as a standard parabolic subgroup of Gc, is then Pj, where (1) J = r0-1(J)nA = A0n (J A/3 = AMp. /3eJ(P) Let (P, A) be a standard p-pair, and rp\ X(Aq) —> X(A) the restriction mapping. Then (2) A(P, A) c rP(RA) C A(P, A) U {0}. More precisely, (3) rP(J) = 0; rP:cJ~ A(P, A) is a bijection. In particular, (4) prk(P) = dim AP = Card CJ. 1.3. Weyl chambers. On a and a* we use the scalar product induced by the Killing form. We put (1) a+= {a e a |/3(a) >0 (/3 e A(P,A))}, ^+=expa+, (2) a*+ = {A e a* | (A, (1) > 0 (/? e A(P, A))}, (3) +a* = J A G a* | A = ^ ^ • /3 (x^ > 0 for all (3) \ . { 0eA(P,A) J If (4) Cl(o+) = {a € a | /3(a) > 0 (/3 € A(P, A))}, then (5) V = {A G a* | A(o) > 0 for all a e Cl(o+) - {0}}. As is well known, (6) a*+ C V, +a* = {A e a* | (A,») > 0 for all y, e a*+}.
1.5 1. PRELIMINARIES 99 1.4. Let (P, A) be a standard p-pair, P = M • N the standard Levi decomposition of P. Let wg (resp. wm) be the longest element in W (resp. Wm)- Then shs' = wM • s • wg is an involution of Wp, and we have (1) Z(s) + Z(s') = dim A/" (5 G Wp). The proof is elementary, and is left to the reader. As is well known, the lengths of wg and wm are respectively equal to the number of positive roots in <I> and $m- As a consequence, l(s) takes all values between 0 and dim N when s ranges through Wp. The longest element is wm • wg- We have wgP = — p; therefore (2) sp\A + s,p\A = 0 (seWp). Let b = f> H °m (cf. Ill, 1.2). Let 5 G Wp. We have (3) s'p= -wMsp, (s'p- p)\b = -wM{sp- p)b- The automorphism — wm of b* transforms the highest weight of an irreducible representation of °mc into that of the contragredient one [28, VIII, §7, n° 5]. In particular, the irreducible representations of°mc with highest weights (sp — p)L and (s,p — p)\b are contragredient to one another. We note that if we replace the given ordering on <I> by the opposite one, then Wp and the length function on Wp are unchanged. The group Wm acts trivially on A] therefore, if A G f)*, then s\\A = t\\A whenever t G Wms (s, t G W). Hence (4) {sX\A}sew = {s\\A}sewr (A G &*). 1.5. Proposition. Le£ (^^4) be a standard p-pair, P = M - N the standard Levi decomposition of P, and (P,A) the p-pair opposite to (P, A). Let (<r, Ha) be a unitary representation of°M, and let v G a*. Let I = Ip,a,v, I' = I~p a v (^^ 2.2). Then H*(q,K;I) = Hn-^K\V) for allq's, where n = 2q(G) (III, V.3). If v is not real, then both cohomology groups are zero (III, 3.3), so assume v G a*. Let J) be the sum of the positive roots for the order opposite to the given one on <I>. Then p = —p, and (P, A) is standard for that new ordering. Let s G Wp. Then the conditions 0, Xcr = X-s(p)|b> (1) are equivalent to (2) sP\a+v s'p\A + v 0? Xo- = X-s'(p)|b> as follows immediately from 1.4. Also, the representations Ls, Ls> of M with highest weights sp — p (in the given ordering) and s'p — p (in the opposite ordering) have equivalent restrictions to °M. We have then, by III, 3.3, H^s\^K>I) = H^s'Xq,K'J') = (H* (°m; Kp; H ® Ls) ® Kac)q (q G N). But it follows from II, 3.4 that the first factor on the right-hand side satisfies Poincare duality, the top dimension being 2g(°M)+dim A. Since l(s)+l(s') = dim N and 2q(G) = 2q(°M) + dim A + dim iV, our assertion follows.
100 V. COHOMOLOGY WITH COEFFICIENTS IN noo(G) 2.1 2. The class II^G) 2.1. We let 1100(G) denote the infinitesimal equivalence classes of irreducible admissible smooth representations (71", V) of G which are either tempered or represented by a Langlands quotient Jp^,u (see IV, 4.6), where (P,A) is a standard p-pair and (1) Rei/Ga*+, pP -Rev e+a*. Often we shall say that (71", V) belongs to II^G) if its infinitesimal equivalence class does. Let G be simple and non-compact. As is shown in IV, 5.2, all non-trivial unitarizable (in fact uniformly bounded) Langlands quotients belong to 11^ (G); therefore 11^ (G) contains all non-trivial simple unitarizable representations of G. If G = G' x G", then II^G) = noo(G/) x noo(G//), via tensor product. It follows that, in general, a simple unitarizable representation of G belongs to II^G) if and only if it has a compact kernel. 2.2. Proposition. Let (P,A) be a p-pair, uo an irreducible tempered representation of°Mp, and v G a*. Assume that 2.1(1) is satisfied. Then all constituents of the induced representation Ip^^ (III, 3.2) belong to 11^ (G). After conjugation, we may assume (P, A) to be semi-standard. Let (P',A) be the standard p-pair associated to (P,A). Then Ip^^ and Ip*^^ have the same character [56, §21, Lemma 3], hence the same constituents. We may therefore assume (P, A) to be standard. Moreover, it suffices to prove 2.2 for G simple. But this is just IV, 4.13. 2.3. Let (P, A) be a standard p-pair, (P, A) the opposite p-pair. Let v G a* be such that Rev G a* , and let uj be as in 2.2. Then there is an intertwining operator (1) A: Ip,u,v —> It,uj,w> whose image is the Langlands quotient Jp^^. We have therefore two exact sequences of admissible finitely generated G-modules (2) 0 -> U -> Ipw -> JP,W>I/ -> 0, (3) 0 -> JP^V -> /p>w>1/ -> U' -> 0. 3. A vanishing theorem for the class 11^ (G) 3.1. Lemma. Let (P,A) be a standard p-pair, J = J(P), CJ = rA — J, and A G f)* a dominant weight of qc. Let v G a* be such that pp + v G +a*. Let s G Wp be such that s(p + A)L + v = 0. Then l(s) > dim A. More precisely, if (m = J(s)) ^ a reduced decomposition of s, then {a^}i<2<m contains at least one element of each set A/3 {j3 G CJ) (cf. 1.1(2)). We may write (1) A = Y^coi^cx {ca G N). The wa are positive linear combinations of the simple roots; therefore (1.1, 1.2) (2) A|yl€Cl(V) = |/i€a*|/i= Y, Vf>-PiVP ><>)>■ I PeA(P,A) I
3.3 3. A VANISHING THEOREM FOR THE CLASS noo(G) 101 Since p\ = pp, our assumption on v then implies (3) (/J + a)|a + I/€V. On the other hand, s(p + A) is a weight of the finite dimensional irreducible representation of Gc with highest weight p + A. Therefore (4) s{p + A) = p + A - ^2 ™>a{s)®i with ma(s) G N, and hence (5) s(p + \)\A + V = {p+\)\A + V-Yirp(0)( £ m«(s)j- The left-hand side of (5) is zero by assumption; therefore (3) implies (6) ]T ma(s) > 0 for every /3 G CJ. Now, if 7 G A and p G f)*, then s7(/z) — /x is an integral multiple of 7. Therefore, since the 7 G A are linearly independent, we see that if a reduced decomposition of s does not contain s7, then m7(s) = 0. The lemma then follows from (6). 3.2. Lemma. Let (P, A) and A be as in 3.1, and Ze£ 1/ G a* fre such that pp — ve +a*. Le£s G Wp 6e srzcA that s(p + A)|A + 1/ = 0. Then I(s) < dim iV - dim A. We shall reduce this to 3.1 by using the involution t ^ t' of Wp introduced in 1.4. Let A7 = —wg(X). It is also a dominant weight. We have s'{p + A') = wMswG(p + A') = wMs(-p - A) = -wMs(p + A). Therefore, since Wm acts trivially on A, s'(p + A') |A = -*(/>+ A)|A = i/. Thus, s', A7 and v1 = —v satisfy the conditions of 3.1. Hence Z(s') > dim A. But then l(s) = dim N - l(s') < dim N - dim A. 3.3. Theorem. Let (<r,F) be a finite dimensional representation of G. Let (tt, V) be an irreducible admissible representation whose class belongs to U^ (G). Then (1) #9(g,K;y®F) =0 /or <? < rkR G and <? > 2q(G) - rkR G. In this proof, we shall write Hq(U) instead of Hq(g,K;U), if U is a (g,K)- module. (a) Let j G N. Assume that Hj(U <g> F) = 0 for all [/ G noo(G). Then we have W {U 0 F) = 0 for every admissible (g,X)-module of finite length whose constituents belong to 11^ (G). In fact, if (2) 0 -> U' -> U -> U" -> 0 is an exact sequence of G-modules, then the long exact sequence associated to the exact sequence (3) 0->l7'<8>F->l7<8>F->l7"<8>F->0
102 V. COHOMOLOGY WITH COEFFICIENTS IN noo(G) 3.3 yields the exact sequence (4) Hj{U' <8> F) -> Hj(U <8> F) -> #j(J7" 0 F). Therefore, if the two extreme terms are zero, so is the middle one. Our assertion then follows by induction on the length of U. (b) If V is tempered, then our theorem follows from III, 5.1. It therefore remains to consider the case where V = Jpu v is a Langlands quotient with v satisfying 2.1(1). (c) We now prove the vanishing below the split rank by induction on q. It is obvious for q < 0, so let q < rkjiG, q > 0, and assume our assertion proved for q — 1. The exact sequence 2.3(3) gives rise to the exact sequence (5) 0 -> V <8> F -> JpiW>I/ ® F -> J7' ® F -> 0, whence an exact sequence (6) Hq-\U' ® F) -> Hq(V ® F) -> Hq(Ip^u <g> F). The constituents of U' all belong to 1100(G) by 2.2; hence the first term of (6) is zero by (a). In view of III, 6.1, (7) H^Ip^u®F)=0 iorj<q0(0M)+l(s), where s G Wp is such that (8) s(p + A)|A_ + ^ = 0, and the ordering on fy* is such that (P, A-p) is standard. We have (9) AP = Ap, +ap = -+a^, pP = -Pp-; therefore the condition pp — Rev G +aP of 2.1(1) can be written (10) Pp + Rei/G+a^. But then 3.1 holds for P and shows that l(s) > dimAP. Since qo(°M) > rkR°M (III, 4.4) and rkR G = rkR°M + dimAP, it follows from (7) that the last term of (6) is also zero. But then so is the second one. (d) The second part of (1) will be proved similarly by descending induction on q. It is trivial for q > 2q(G), so we let q > 2q(G) — rkR G and assume our assertion is true for q + 1. We now consider the exact sequence (11) 0 -> U 0 F -> IP^^ ®F->y(g)F->0 associated to 2.3(2) and the exact sequence (12) Hq(IP^,„ ® F) -> Hq{V 0 F) -> Hq+l{U 0 F). By (a), 2.2 and the induction assumption, the last term is zero. By III, 4.4 and 6.1, we have (13) Hj(IPiUi1/ ®F) = 0 for j > 2q{°M) - rkR°M + dim AP + l{s), where s G Wp satisfies the condition (14) s(p + \)\Ap+v = 0. In view of 2.1(1), we can apply 3.2; hence l(s) < dim NP — dimAp. We have then (15) 2q(°M) - rkR °M + dim AP + l{s) < 2q(°M) + dim 7VP - rkR °M.
4.2 4. COHOMOLOGY WITH COEFFICIENTS IN THE STEINBERG REPRESENTATION 103 But 2q(°M) + dim NP + dim AP = 2q(G), and rkRG = rkR°M + dim Ap. Therefore the right-hand side of (15) is equal to 2g(G) — rkR G, and so, by (13), the first term of (12) is also zero, and our assertion follows. Remark. The second part also follows from the first one and (I, 7.6). 3.4. Corollary. Let (n, V) be an irreducible unitary representation ofG with compact kernel. Then Hq(g, K;V <g> F) = 0 for q < rkR G and q > 2q(G) - rkR G. In fact, the equivalence classes of such representations all belong to 1100(G), as remarked in 2.1. 4. Cohomology with coefficients in the Steinberg representation In this section, G is connected, linear and serai-simple. 1 also denotes the class of the trivial representation of a group. 4.1. Let P be a parabolic subgroup of G. The representation space for Ip^i _pp (resp. 7p5i5_pp) is the space C°°(P\G) (resp. the space of if-finite vectors in C°°(P\G)), with G (resp. g) acting by right translations (resp. differentiations). Similarly, let Ip x _ = C(P\G) be the space of continuous complex valued functions on P\G, acted upon by right translations. We note that the space of K-finite vectors in Ipx_ consists of smooth functions, hence is equal to 7p5i5_pp. In fact, since G = K • P, the space IP^-PP may be identified, as a K-module, with C{{K H P)\K), for which this is clear. If Q D P, then the projection ixp^Q: P\G —> Q\G induces injections T T TOO TOO TC TC 1Q,l,-pQ —> IP,l,-pP^ 1Q,1,-PQ ~~> iP,l,-pP? 1Q,l,-pQ ~~> 1P,l,-pPi all to be denoted ip,Q- We now consider standard parabolic subgroups Pj (J C A = A(Po, Ao)), put pj = ppj, Ij = Ipj,i,-PJ, If = Ipj,i,-pP, Ij = Ipj^-pji and write 717j, ijj for ttp^q, ip^Q if P = P/, Q = Pj (I C J). Let I = |A|, and Dj= 0 I j (0<J<1). \J\=i-j Define D°° and Dj similarly, using If and /j. Then the direct sum D (resp. D°°, resp. Dc) of the Dj (resp. D°°, resp. Dp is made into a complex with a differential of degree 1, given in degree q by dqf = j2(-iyii-*3Af) (7 = {ii,..., iq}, / e 77 (resp. If, resp. 7f)) [17, 3.1]. 4.2. Proposition, (a) The sequence of (q,K)-modules (1) O^Do^T?!^ >A-i-A is ermci.
104 V. COHOMOLOGY WITH COEFFICIENTS IN noo(G) 4.2 (b) The two-sequences of G-modules (2) 0->Doc->DJ->...->Df_1->Df, (3) 0 -> D™ -> D™ -> ► D^x -> Df° are exac£. The exactness of (2) is stated in [17, 3.10] with some indications on the proof. Since we need this result, we shall give some more details, using freely the notation of [17]. Let Wm, C(wm) and Em be as in [17, 2.3], and let Em,i = 7Ti(Ern) (l<m<N). It follows from [17, 2.4] that Em J = Em-l,I if I <£ Im, (4) EmJ-Em-liI = C{wm) iflClm (Km<N). Let Fmj = {fe C{Pj\G), f is zero on Em-i,i} (/ C A; 1 < m < N), with the understanding that E-ij is the empty set. The direct sum Fm of the Fmj, I ^ A, is a subcomplex of D?^ = 0i>:L D\. The Fm's form a decreasing filtration of Dc, and F\ = Dm- We set FN+i = {0}. Lemma 2.4 in [17] implies that H*{Fm/Fm+1) = ff*(Lm) ® Am, where Am is the space of continuous functions on C(wm) which tend to zero at infinity (1< ra < N). But [17, p. 216] H*c(Lm) = 0 {Km<N), H«(LN)=0 (q^l), Hlc(LN) = Z (taking into account that our grading in (2) differs by one from the one in [17]). Therefore H*(Fm/Fm+1)=0 (Km<N), H*{F2)=H*{FN), H«(F2)=0 (q^l). Moreover, it is clear that Fi/F2 has the cohomology of the simplex spanned by A, with coefficients in C. Since Do = C, our assertion follows. If 6 G K, then the functor which assigns to a topological G-module V the isotypic space Vs of type 8 is obviously an exact functor. Hence the exactness of (2) implies that of (1). The spaces Ij are Frechet spaces. Moreover, 7j° may be viewed as the space of C°°-vectors of Ij (III, 7.11). The exactness of (3) then follows from that of (2) and from the fact that V h^ V°° is an exact functor on Frechet G-modules (see IX, 6.5(iii)). Remark. The exactness of (3) answers a question raised in [17, footnote, p. 218] for the C°°-case. The analogous sequence with analytic functions is also exact [146].
4.5 4. COHOMOLOGY WITH COEFFICIENTS IN THE STEINBERG REPRESENTATION 105 4.3. We set S = Dl/d{Dl-1) = I0/ J2 ^Ah)- 1,1^0 Let In particular, Bo = C, £?/ = 7p0,i,Pp0 • Let £7 be the dual map to dj-i, and z: S —> ip0>i>pp the inclusion map. Then 4.2 implies the exactness of the (g, K)-module sequence (1) 0 ► S —^—> Bi —^ Bi-x > ••• —^—> Bo > 0. 4.4. Proposition. We Aave iP(g,K;S) = (0) (z<Z), ^(g,X;^)^(0). We use the notation Hl(U) for Hl(g,K;U). We compute Hl(IP^^pp) using Theorem III, 3.3. The discussion in 1.4 implies that the 5 G Wp of Theorem III, 3.3(i) is wmw>g, and Z(s) = dim Np. Let r = r(flc) be the rank of gc. Since any Cartan subalgebra of p acts faithfully on rip, if P ^ G, we have dim Np > r. Ill, 3.3 implies (1) iF(/p,i,pP)=0, z<r. Let 5j = Sj(Bj) (1 < j < /) and 5/+i = i(5) ~ 5. The short exact sequences (2) 0 -> Sj -> B,-_i -> 5,-_i -> 0 (1< j < / + 1), combined with the long exact sequence of cohomology, give rise to the exact sequences (3) ZP(B,--i) -> H^Sj-!) -> Hi+1(Sj) -> Hi+1{Bj-{) (1< j < Z + 1; z G N). Using (1) we see that (4) ff^-i) = Hi+1(Sj) (z < r - 2; 2 < j < I + 1), (5) dim/P4"1^-) > dim^(^_i) (z < r - 1; 2 < j < / + 1). Since Si = £?o = C and S/+i = 5, this gives /P(S) = /p-'(C) (z < r), dimiP(S) > dimiT-'(C), and 4.4 follows, since r > I. 4.5. Lemma. Every constituent of S is in II^G). Let pp0 = po and no = 7Tp0,i,p0- ^ suffices (see IV, 5.5) to show that lim (iro{exptH)f,g) = 0, (1) ^°° for all / G S, g G JPo>1>Po and ff G Cl(a+) - {0}. Let *$ = {a G $(Po, ^o) | a(#) = 0} and n = 0 n\, where the sum is over the A G $(P0, A0) for which A(i7) > 0. Let M = {g G G | Ad(#) • H = H}, N = expn. Then P = MN is a standard parabolic subgroup of G. Set T = MnP0. Then
106 V. COHOMOLOGY WITH COEFFICIENTS IN noo(G) 4.5 *P = °M0Ao*N and 7V0 = W • TV (P = MTV the parabolic subgroup opposite to P containing M). Set at = exptH. If g G G, write £ = n{g)a(g)k(g) {n{g) G A^, a($) G j40, %) G K). By definition (M*t)f,g)= [ f(kat)J(k)dk= f a(kat)2^f(k(kat))J(k)dk J K J K = f f(k)g(k(ka-1))dk= [_ f(k(n0))g(k(n0a^))a(no)2po dn0- Jk JNq Here we have used standard integration formulae (cf. [107], 7.6.6 and 7.6.8). We therefore have (1) (TTo{a>t)f,g)= I /(A:(no))^(A:(atnoa71))a(no)2po^no. Jn0 Since J^ a(no)2po dno exists, we can use the Lebesgue dominated convergence theorem to see that (2) lim <7ro(at)/,0>= f f{kCnn))g{kCn)aCnn)2pod"ndn. t^+oc J*NxN We now compute the right-hand side of (2). First note that *n G [M, M] and *n = n(*n)a(*n)k(*n) with n(*n) G W, a(*n) G [M,M]nA0, k(*n) G KP. Set I equal to the right-hand side of (2). Then 1= [ /(A:(A:(*n)n))^(A:(*n))a(*n)2^a(A:(*n)n)2po d*ndn = / _/(A:(A:(*n)nA:(*n)-1)A:(*n))^(A:(*n))-a(*n)2poa(A:(*^ d*ndn. Since the action of °M on TV under conjugation preserves the measure dn, we have (3) lim (7r0{at)f,g}= [ f(k(n)k{*n))g{k{*n))a{*^ (3) implies that to prove the lemma we need only show that if / G 5, then (4) IP{f) = f_f(k(n))a(n)2^ dn = 0. Jn To prove (4) we use the following easy observation: (5) f eS if and only if f f(kx) dk = 0 for all x G K, Q D P0. Set NQ = *NN; then MqN = Po is a minimal parabolic subgroup of G with split component Aq. Hence Nq = sNqs-1 with s G W(Ao). The integral in (4) can be reinterpreted as (6) f f(h)dh = IP(f). J sN0s-1nN0\sN0s-1 Set 3{f){x) = / f(hx)dh. JsNr)s-1nNr)\sNr)s-1
5.2 5. H1 AND THE TOPOLOGY OF £(G) 107 The Gindikin-Karpelevic formula (cf. [107], 8.10.11) implies that there is a G A(P0,A0) so that A8(f) = As,(ASa(f)) with s' G W{A0), s'sa = s. Now Asa{f)(x)= I _ f(fix)dh. J SaNoS^nNoXSaNoSo1 Setting xxa = n_a + n_2a and TV = exp(na), we have {N0 H SnNos-1) • Na = saN0s-\ Hence A8a(f)(*)= L f(nax)dna= [_ f(k(na)x)a(na)2^dna. If P'= (P0)a, then / f{kx)dk= [_ f(k(na)x)a(na)2podna J°M0\KP, JNa (cf. [107], 7.6.8). Hence (5) implies that ASa(f) = 0. But then As{f) = 0. (6) now implies Ip(f) = 0. We have therefore proved (4). 4.6. Corollary. Let I = rkR(G). Then there exists H G n^G) such that This follows from 4.4, 4.5 and the cohomology sequence. 4.6 implies that Theorem 3.3 is a best possible vanishing theorem in n^G). 5. H1 and the topology of £(G) 5.1. We denote by £{G) the set of all equivalence classes of irreducible unitary representations of G. If uj G £(G), let 'P(cj) be the set of matrix coefficients of uj of the form cVjV, with (ir, H) e uj and v G if - {0}. If S C £(G), set ^(S) = U W- Let G(G) denote the space of all complex valued continuous functions on G with the topology of uniform convergence on compacta. If S C S{G) and uj G £(G), we say that w G 51 (the closure of S) if Wn?(S)^o, where P(5) is the closure of V(S) in C(G). It can be shown that if uj G 5, then P(cj) C P(S) (see Dixmier [37], 18.1.4, 18.1.5). This notion of closure defines a topology on £{G). We will denote by £{G) this topological space. Let 1 G £{G) denote the class of the trivial representation. The following theorem is due to Delorme [36]. The proof below is new. 5.2. Theorem. Suppose that G is a connected semi-simple Lie group with finite center. If 1 is not isolated in £{G), then there exists uj G £{G) such that if H is the corresponding (g,K)-module, then Hl($,K;H) ^ (0).
108 V. COHOMOLOGY WITH COEFFICIENTS IN 11^(G) 5.2 Suppose that 1 is not isolated in £(G). Then 1 is in the closure of £(G) — {1}. This implies that there is a sequence ujj G £{G) — {1} and a (pj G V{ujj) such that Hindoo (j)j = 1 uniformly on compacta. If / G C{G), define °f(9)= I f{k1gk2)dk1dk2. JKxK Hj be dej / Kj{k)< Jk fKxK Let (7Tj, Hj) G (Jj. Let E^: Hj —> f/j be defined by Ej = / TTj(k) dk, Jk and let Vj G iJj be such that <t>j{9) = (ni^VjiVj), j = 1,2, ••• , ^ G G. Hence °(pj{g) = {ir{g)EjV0,EjVj), j = 1, 2, • • •, 0 G G. This implies that °0j G V(cjj). It is also clear that lim °(j)j = 1 uniformly on compacta. This implies that °0j ^ 0 for j large. We may therefore assume that <j)j ^ 0 for all j. Hence EjHj ^ (0), j = 1, 2, • • •. Harish-Chandra's parametrization of zonal spherical functions (cf. Helgason [58], Chapter 10) implies %(g)=cj(*n,1,Vi (9)1,1) (geG), with Vj € (oo)c» cj <= R-» cj > 0 and Re(j/j,Q) > 0, a e $(Po,A)). Since limj-,00 °<^j = 1, we may assume Cj = 1 for all j. Since u>j € £(G), IV, 5.2 implies that (ReVj,ReVj) < (po,ReVj). Hence II Retell < ||po||- We may therefore assume that lim^oo ReVj = /io exists. If /eCc°°(ao), define /( v)= f f{h)e~Mh) dh An {dh is Euclidean measure on ao). If/GGC°°(G), define 'N0 (Here dn is normalized so that Ff{h) = epoih) [ f{nexph) dn, h G a0. Jn0 a{0{n0))2po dn0 = 1 / JN< 'N0 where for g G G, we have g = n{g)a{g)k{g), n{g) G N0, a{g) G A0, k{g) G K0.) It is well known (cf. [114, 9.2.2.3]) that if / G C™{G), then [ %{9)f{9)dg = {FQfT{-ivJ). Jg Suppose that / G C™{G) and fG f{g) dg = 1. Then lim f %(g)f(g)dg= [ f(g)dg = l. i^^Jg Jg Hence lim {F0fy\-Wj) = 1.
5.3 5. H1 AND THE TOPOLOGY OF S{G) 109 If ||Imi/j|| were not bounded, then the Paley-Wiener theorem (for the Euclidean Fourier transform) would imply that there is a subsequence of the Vj so that {Fof)^(—Wj) —> 0 (since Revj —> fio). We may thus replace Vj by a subsequence and assume that lim^oo Vj = vq G (ao)c exists. The equality lim^oo Q<t>j{g) = 1 implies that {ixp0^^0{g)l, 1) = 1. Since (Re^o? a) > 0 for a G &{Po, Ao), ^o = P-, we conclude that (1) lim Vj = p. (1) implies that if j is large, then Re(i/j, a) > 0 for a G $(Po, A))- We may take a subsequence and assume that this is true for all j. If v G (ao)* and Re(i/, a) > 0 for a G 4>(Poj^4o)j then Harish-Chandra's c-function is non-zero at v (cf. Wallach [107], 8.10.16). This implies that (Hj)Q is isomorphic with Jp0,i,^. Let Zj C ip0,i,i,- be such that Jp0,i,^. = Ip0iiiiy./Zj. Then, as a X-module, Jp0,i,vj ls isomorphic with Zj~. Let a,: HomK(p,ZjL)0p->ZjL be defined by aj(A 0l) = A(X). Since <jj ^ 1 for all j, £/, = Imaj ^ (0). This last inequality follows from the easy observation that otj — 0 implies that 7Tp0,i,^-(5) ' 1 C Zj. Let ( , ) be the inner product on Ip0,i,v (i.e. the L2-inner product on L2(Kp0\K)). Then the inner product on Uj corresponding to loj is given by (v, w) = (BjV, w) with Pj : Uj —> J/j self-adjoint and positive non-degenerate. Hence if Vj G Uj, then is in V(uj). Since J5j is positive non-degenerate, there is Vj G J/j with {vj,Vj) = 1 and Aj > 0 so that BjVj = XjVj. Hence *l>j(9) = (irPoiiMtivj'Vj) is in V(cJj). Observing that as a K-module (and a Hilbert space) Ip0,i^3 = Ip0,i,Po, we see that the Vj are contained in the unit sphere of a finite dimensional subspace of ip0,i,Po. Hence we may assume that lim^oo Vj = vq exists. If ^o(tf) = (7TPo,i,po(^)^o^o). Then lim x/jj = ipo uniformly on compact a. ipo is thus a positive definite function on G, transforming under K by a sum of K- represent at ions contained in (Ad|~,pc). We therefore see that Ip0,i,Po contains a unitarizable subquotient Hq G cjo such that Homx(p,^o) / (0). Since 7Tp0^^p(C) = 0 (G the Casimir operator of g) we see that H1\q,K-Hq) ^ (0). 5.3. Corollary. If G is simple and rkj^G > 1 or if G is a H-rank one real form o/F4 or Cn (n > 3), then 1 is isolated in S(G). This follows from 3.4 and the results in II, 7.8.
110 V. COHOMOLOGY WITH COEFFICIENTS IN n^G) 5.4 5.4. The above result is due to Kazhdan [69] and Wang [111] for rkjt(G) > 1. The result for rkR G = 1 and G a real form of Cn, n > 3, or F4 is essentially due to Kostant [73]. 5.5. The above result can be rephrased to say that if G is simple and 1 is not isolated in £(G), then G is locally isomorphic with SO(n, 1) or SU(n, 1). 6. A more detailed examination of first cohomology 6.1. Theorem. Let G be connected and simple. Let V be an irreducible, unitary ($,K)-module. Let F be an irreducible, finite dimensional ($,K)-module. 1) I/rkR(G)> 1 orif$c is of type Cn orF4; then H^^K; V 0 F*) = (0). 2) Let G be locally isomorphic with SO(n, 1), n > 3. Let Ao be the highest weight of the standard representation o/SO(n, 1) on Cn+1. If the highest weight of F is not of the form kA0, k = 0,1, 2, • • •, then Hl($,K; V 0 F*) = (0). 3) Let G be locally isomorphic with SU(n, 1), n > 1. Let Ao (resp. Aq) denote the highest weight of the standard representation of SU(n, 1) on Cn+1 (resp. (Cn+1)*). If the highest weight of F is not of the form kA0 or /cAg for k = 0,1, • • •, thenH1{&K;V®F*) = {0). If rkR(G) > 1, then (1) follows from Corollary 3.4. We may thus assume rkR(G) = 1. If gc is of type F4 or Cn and F is the trivial representation, then the vanishing is implied by II, 7.8. To complete the proof we must examine the groups of R-rank 1 in more detail. We need the following lemma. 6.2. Lemma. Assume that rkR(G) = 1. Let J = Jp0,a,v, J £ 1100(G). Let F be the irreducible, finite dimensional (g, K)-module with highest weight A. // Hl{Q,K-J®F*)^{Q), then there is a G A so that a\ ^0 and v = sa(p + A)| . We consider the exact sequence 2.3(3) 0 -> j -> r -> u' -> 0, V — T— This gives rise to the exact sequence (1) H°(U' 0 F*) -> H\J® F*) -> Hl(I' 0 F*) -> Hl{U' 0 F*). If V is a constituent of U'', then V is either tempered or of the form J' = Jp0,a> y with v1 < v relative to the partial order of IV. If V is tempered, then the results of III, §5 imply that H°(V 0 F*) = 0. Suppose #°( J' ® F*) + (0)- Then we must have H°(Ipa,y 0 F*) + 0. Theorem III, 3.3 implies that v' = (p + A)|fl . Since v > v', this contradicts the assumption J G n^G). Hence H°(Uf 0 F*) = 0. The relation 1) now implies that Hl(V ®F)/(0). We have ftp = —pP = —p\p- Moreover, —A is the highest weight of F£ with respect to the opposite ordering to the given one. In view of this, the lemma follows from III, 3.3.
6.5 6. A MORE DETAILED EXAMINATION OF FIRST COHOMOLOGY 111 6.3. We now continue the proof of 6.1. We first look at the case where rkR^ = 1 and gc is of type Cn+i, n > 2. Then G is locally isomorphic with Sp(n, 1). We order A = {ai,..., an+i} relative to the Dynkin diagram O O ••• 0< o There is a unique a G $+ so that 6 a = —a, given by n a = ax + 2^ai + an+1. i=2 If qj.I ^o, then j = 2. J \a0 / ' J We suppose that Hl(J®F*) ^ (0), J = Hp0i<Til/, J G 1100(G) and F has highest weight A. Then v = sa2(A + p)\ , and we must have (1/ — po?**) < 0- Thus we must have (A + P,sa2a) < (p,a). Since a is short, 2(p,a)/(a,a) = 2n + 1 and 2(p, sa2a)/(sa2a, sa2a) = 2n. Thus we must have 2(A, sa2a)/(sa2a,sa2a) < 1. But sa2a = c*i + a2 + 2 Y17=3 a* + an+i if n > 3, and Sa2a = ai + a2 + #3 if n = 2. Hence if J € noo(Gf) and Hl(J®F*) ^ (0), then A = 0. Applying Theorem II, 7.8, we see that there is no unitary, irreducible (g,K)-module V so that H1(V) j^ (0). If V is tempered and Hl(V (^F*) 7^ 0, then, since the infinitesimal character of F is regular and G has discrete series, we see that V must be in the discrete series. But then dimG/K = 2 by II, 5.4, which is absurd. Since we have exhausted all possibilities, 6.1 1) is proved for gc of type Cn. 6.4. We now look at the case where rkR G = 1 and gc is of type F4. We take A = {ai, a2, 0:3, 0^4} according to O Q >0 O a\ a2 a% a^ If ctj\ 7^ 0, then j = 4. The unique a G $+ such that 6a = —a is a = a\ + 2a2 + 3c*3 + 2a^. It is short, and sa4a = a\ + 2a2 + 3c*3 + a^. We have 2(p,a)/(a,a) = 11 and 2(p, sa4a)/(sa4a, sa4a) = 10. Thus the above proof of 6.1(1) in the case of Cn+i (n > 2) goes over to the present case. 6.5. We now begin the proof of 6.1(2). It is reasonable to look at the cases n = 3, n = 2/c + 1, k > 1, and n = 2/c, k > 2, separately. In the cases n odd we will be using results of II, §6. These results are stated in terms of the highest weights of finite dimensional representations of g relative to an order such that the set of positive roots is ^-stable. Thus to apply the results to the case at hand the conditions on the highest weights must be properly interpreted for the system of simple roots A. The interpretations are routine, and are left to the reader. Let n = 3; then A = {c^i, a2} and — 6a\ = a2. If A is the highest weight of F and there is a unitary irreducible (g, K)-module V such that Hl{V®F*) ^ (0), then —6\ = A (see II, 6.12). Hence if Ai, A2 are the basic highest weights, 2(A^, aj)/(aj, ctj) = Sij, then A = k(Xi + A2). Since Aq = Ai + A2, 6.1(2) follows in this case.
112 V. COHOMOLOGY WITH COEFFICIENTS IN n^G) 6.6 6.6. We now assume G to be locally isomorphic to SO(n, 1), n = 2k + 1, k > 2. We take A = {a\,..., ak+i} according to O- ^ 1 l k L ° (*k+i If aj| 7^ 0, then j = 1. If V is an irreducible unitary (g, X)-module such that iJ1(l/ 0 F*) ^ (0), then V cannot be tempered by III, §5; hence V = Jp0,a,v, with v = sai(p + \)\aQ. Let Ai,..., \k+i be the basic highest weights. If A = Y2ni^i and there exists an irreducible unitary (g, K)-module W with H*(W <g> F*) ^ (0), then (II, 6.12) easily implies that nk = rik+i. Also, ai-0ai = 2a, $(P0,^o) = W, ai-0ai = 2aH h2afc_i + ^fc + afc+i and (ai.Oai) = 0. We now compute 2{y - p0, <*)/(<*, <*) = 2(sQl (A + p), a)/(a, a) - 2(p, a)/(a, a) = (A + p, —ai — 0ai)/(a, a) — k k-i ]T rii + (rife + nfc+i)/2 + 1. Hence if 1/ G noo(G?), then ^=2 ^ + (rife + rik+i)/2 < 1. But rife = rik+i', hence n^ = 0, i = 2,..., /c + 1. This implies that A = nX\. Since Ao = Ai, this proves 6.1(2) for n = 2fc + l. 6.7. We now consider the case n = 2k, k > 2. We label A = {c*i,..., a^} as follows: O O • • • O >Q If a J t^ 0, then j = 1. The unique a G $+ such that — 6a = a is a = ai + • • • + aifc. As in the previous cases, we need only consider J = Jp0,a,u, v = sai (A + p) | . We write A = X^n^- Noting that a is short, we see that fc-i (i/ - p, a)/(a, a) = ^ n* + nfc/2 - 1. 1 = 2 Thus J G Uoo(G) if and only if n^ = 0, z = 2,..., k — 1, and rife = 0 or 1. We now use III, 3.3 i 2) to see that if rife = 1, a cannot be trivial on the center of °Mo. Hence Proposition 55 on p. 561 in [71] implies that if rife = 1, J cannot be unitarizable. But then we have A = n\\ and Ai = Ao, and the proof of 6.1(2) is complete. 6.8. Assume now that G is locally isomorphic with SU(n, 1), n > 2. We label A = {c^i,..., an} in accordance with the diagram O O ••• o O oli otn-i an
6.10 6. A MORE DETAILED EXAMINATION OF FIRST COHOMOLOGY 113 If olj | 7^ 0, then j = 1 or n. The root a = a\ + • • • + an is the unique element of <I>+ such that — Oa = a. If F has highest weight A and V is unitary and such that Hl(V <g> F*) ^ (0), then V = Jp0,*,„, v = sai{\ + p)|fl , i = 1 or n. Also 2[y — p,a)/(a,a) = Yl3^ini ~ 1- Thus if V G 11^(G) and v = sai(A + p)|a , i = 1 or n, then A = /cAi or /cAn. This proves 6.1 3) in this case. If n = 1, then every irreducible finite dimensional representation of G has highest weight of the form /cAo- The proof of the theorem is now complete. 6.9. Theorem 6.1 for F j^ C is a representation theoretic analogue of a result of Raghunathan [92] (see Chapter VII for the relationship with i^fT; F)). 6.10. The results in 6.1(2),(3) are best possible. For SO(n, 1) this follows from [139], and for SU(n, 1) it follows from VIII, 2.12.
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CHAPTER VI The Computation of Certain Cohomology Groups 0. Translation functors 0.1. In sections 1-4 of this chapter we will be studying Ext*K(C,l/) = H*(q,K,V) for V admissible and in C(g,K). In this section we will show how the translation functors can be used to translate these results to computations of the spaces Ext* K(F, V) = H*(g, K;V <g> P*) with F an irreducible (g, K)-module. We begin with some generalities. 0.2. Let g be a reductive Lie algebra over C and \) a Cartan subalgebra of g. Let W be the Weyl group of g with respect to \). Let () D f] denote a Borel subalgebra of g and let <I>+ be the corresponding system of positive roots in 4>(g, f)). Let n± = 0aG$+ Q±a {&a the a root space). Then g = n~ 0 \) 0 n+. We therefore have a decomposition U(e) = U(ty®(n-U(S) + U(Q)n+). Let p: U(g) —> U{\)) be the corresponding projection. Let p G f)* be, as usual, \ H2ae<P+ a- We se^ Vpi-H) — H — p(H). We will use the same notation for its extension to S(t)) = U{\)). We write 8{z) = pp{p{z)) for z G Z(g). Harish-Chandra has shown that 6 defines an algebra isomorphism of Z(g) onto U(\))w (cf. [151], 3.2). This implies that if x: Z(g) —> C is an algebra homomorphism, then there exists Aef)* such that x(z) = H$(z)) (z e Z(g)). We will thus write \ = Xx- We note that xa = Xa* if and oniy if there exists s EW such that sp = A. 0.3. For the remainder of this section we take G to be a connected semisimple Lie group with finite center, and let K be a maximal compact subgroup of G. The complexification of the Lie algebra of G will be denoted g (rather than gc) only in this section. We maintain the notation of subsection 0.2. If x: Z(g) —> C is an algebra homomorphism and if V G C{q,K), then V is said to have generalized infinitesimal character x if for each v G V there exists r such that (z — x{z)Yv = ® for all z G Z(g). We denote by Cx(q,K) the full subcategory of C(g,K) consisting of those V with generalized infinitesimal character \- Harish-Chandra's finiteness theorem implies that if V G Cx(g, K) and if S C V is finite dimensional, then the span of U{q)S is admissible (cf. [151], 3.4.7). If V G C(q, K) is admissible and if we do the obvious analysis on each K-isotypic component, then we see that V is a direct sum of submodules Vx G Cx(g,K) for appropriate x- If V G Cx(g,K) and F is a finite dimensional (g,X)-module and v G V, then U(g)(v®F) is admissible. Thus if p is another homomorphism of Z(g) to C, then we have a natural (g, K)-module projection Pm,x,f • V ® F \-+ (V 0 F)^. If T: V —> V\ is a morphism of Cx(q, K), then P^x,f o (T 0 I): Pm,x,f(^ 0 F) -> Pm>x>f(Vi ® F) 115
116 VI. THE COMPUTATION OF CERTAIN COHOMOLOGY GROUPS 0.3 is a morphism in CM(g, K). We have therefore defined a functor *^f:Cx{q,K)^C^q,K) by *»,xAV) = p*xAV®f) (VeC(Q,K)) and tfM,XiF(T)=PM,x,Fo(T®/) for T a morphism in Cx(g, K). The following is an easy exercise. Lemma, ^^f defines an exact functor from Cx(g, K) to CM(g,X). 0.4. We will only need the simplest form of the results of Zuckerman [155]. Let B denote the Killing form of g. Let ( , ) denote the dual form on fy*. We say that A is dominant regular if Re(A, a) > 0 for all a G $+. If F is an irreducible, finite dimensional (g, K)-module, then A^ will denote its highest weight with respect to $+. We set ^+A- = ^Af+„x„f. Proposition. Assume that A is dominant regular and that F is an irreducible, finite dimensional ($,K)-module. Then is an equivalence of categories. For a proof the reader may consult [155] (cf. [151], 6.A.3.9). This proposition combined with I, 5.5 implies 0.5. Proposition. IfVe CXp($,K) and if F is an irreducible finite dimensional (g,K)-module, then there is a natural isomorphism between Ext* ^(C, V) andExt;iK(F,^+^(V)). We note that I, 5.3 implies that if V G CXp(g, K), then ExtlK(F,V <g> F) =Ext*,K(F,^+A-G0). 0.6. The above proposition has the following immediate consequence Corollary. Let V G CXx {g,K) and assume that Ext* K(F, V) ^ 0. Then there exists ViGCXp(g,iT) such thatV= $£+Af(Vi). Furthermore, Ext* K(C, Vi) = Ext^(F,V). 0.7. Further properties of these functors are established in [151], 6.A.3—in particular, the fact that they preserve square integrability and the class of induced representations appearing in Chapter IV. A comprehensive account can be found in [140], Chapter VII.
1.3 1. MINIMAL NON-TEMPERED REPRESENTATIONS I 117 1. Cohomology with respect to minimal non-tempered representations. I 1.1. In this section and the next one, G is a connected linear semisimple Lie group. If V is a (g, X)-module, we write H*(V) for H*(g,K;V). Let UP(G) denote the set of equivalence classes of irreducible admissible (g, K)- modules with trivial central character and the same infinitesimal character \p as the trivial representation. For V G UP(G), let Xy be the Langlands parameter of V (see IV, 4.12). We fix J G IP(G) such that Xj is ^ 0 and minimal with those properties: if W G UP(G), then either Xw = 0, or Xw is not comparable with Xj with respect to the partial ordering of <*q (see IV, 3.3), or Xw > Xj. There are Langlands data (P, A), £, v, where (P,A) is a standard p-pair, such that J = Jp^,u- Set / = Ipj,v and I = Ips^, where (P,A) is the p-pair opposite to (P, A). Let U C I be such that I/U = J, and let U = 1/J. Then U and U have the same constituents, and we have the exact sequences (1) 0->J7->I->J->0, (2) 0 -> J -> 7 -> 17 -> 0. If W is a constituent of U (hence of U), then Xw < Xj (IV, 4.13), and hence Xw = 0 implies that every constituent of U or U is tempered. 1.2. We now consider the (g, K)-cohomology with respect to I and /. We note first that there is a unique s G Wp such that (1) Sp\a = ^ (2) **=X i ' I bc where b is as in III, 3.3. Let s' = wm ' s • wg (see V, 1.4). Then (3) l^ + lis') =dimA/\ If t G Wp, let L^ be the irreducible finite dimensional representation of Mc with highest weight (tp— p)| Then III, 3.3 implies (4) ff9+J(0(/) = (tf*(°m, KP; ^ 0 L8>) 0 A*a)9 (g G Z), (5) Hq+l^(l) = (H*(°m,Kp;H6®Ls,)®A*a)q {q G Z). 1.3. We now assume that H*(I) ^ 0; hence, by 1.2(4), (1) H*(om,Kp;H6®Ls,)^0. This and III, 5.1 imply that S is a direct summand of an induced representation I*Q,oj,o, where (Q,Aq) is a p-pair dominated by (P, A) and *Q = °M n Q, and ^ G ^(°(*Mq)), where *Mq = °M n MQ is the standard Levi subgroup of *Q. It follows also from III, 5.1 that (%), Aq n °M) is a fundamental p-pair for °M; hence dimPu%) = Wq is even (III, 4.2), and therefore (2) dim N = dim NQ mod 2. In [56] it is shown that, under those circumstances, I*q,u,o is irreducible. We extend v to clq by setting v(dQ H °m) = 0. Then, induction in stages implies that
118 VI. THE COMPUTATION OF CERTAIN COHOMOLOGY GROUPS 1.3 I = Iq,u,v> I = Iqu v We now apply III, 5.1 to this description of / and / rather than to the initial one. We get (3) dimff,(/) = (,-^-m) (,eZ)' where t and t' are the analogues of s and s'. 1.4. Until the end of §1, we assume that G has a compact Cartan subgroup. Then q{G) is an integer. A tempered representation of G with regular infinitesimal character is square integrable (see [52]); hence (II, 5.3) implies that if W = U,U, then [r, if q = q(G), where r is the number of constituents of W. From this and the cohomology sequences associated to 1.1(1), (2), we get (2) H«{J) = H"{I) for q ^ q(G) - 1, q(G), (3) H"(J) = H"(I) for q ? q(G), q(G) + 1. 1.5. Lemma. The conditions H*(I) = 0 and H*(J) = 0 are equivalent and imply that I = J. Assume H*{I) = 0. Then H*(l) = 0 by 1.2(4), (5); the exact cohomology sequences associated to 1.1(1), (2) yield (1) Hq{J) = Hq+l{U) = Hq-l(U), for all q G Z. But this contradicts 1.4(1) unless r = 0, i.e., U = (0), I = J, and then H*{J) = 0. Assume now that H*(J) = 0. Then H*{I) = H*(U) in view of 1.1(1). It follows then from 1.2(4) and 1.4(1) that U = 0 and I = J; hence H*{I) = 0. 1.6. We now derive some results about l(t) and H*(J). First, (1) l{t) + q{°MQ) < q{G) and l(t) + q(°MQ) + dimaQ > q(G). If l(t) + q{°M) > q{G), then 1.3(4) and 1.4(3) imply that Hq(J) = 0 for q < q(G). But J is admissible and irreducible; hence (2) H2q^-q{J) = Hq{J) {qeZ) (I, 7.6). We would then have Hq(J) = 0 for q ^ q(G), but this is not compatible with 1.3(4) and 1.4(3). The proof of the second inequality is similar. (3) IfHq{G)+2(J) ^ 0, then l(t) = (dim7VQ)/2 and dimaQ > 4. By 1.3(3) and 1.6(2) we have (4) HqW-m(l) = HqW-m{J) = HqW+m = HqW+m(l) (m = 2, 3, • • •). If these groups are non-zero for some m > 2, then, by 1.3(4), dimaQ > 4 and (5) 2 • q(°MQ) + 2 • l(t) + dimaQ = 2 . q(G).
1.7 1. MINIMAL NON-TEMPERED REPRESENTATIONS I 119 But (III, 4.4(4)) (6) 2q{G) = 2q{°MQ) + dimaQ + dimnQ, and the first assertion of (3) follows. We now want to prove IfHq{G)+2(J) = 0, then either dimaQ = 1 and 2l(t) = dimNQ - 1 or dimaQ = 2 and 2l(t) = dim Nq. If j/<?«3)+2(j) = o, then (1), (4) and 1.3(4) show that (8) q(G) - 1 < l{t) + q{°MQ) and q{G) + 1 > l{t) + q(°MQ) + dim aQ, hence dim aQ = 1, 2. If dim aQ = 2, then we have equalities in (8) and our assertion follows from (6). If dimaQ = 1, then (8) yields 2q(G) = 2l{t) + 2q(°MQ) + 1 and (6) gives the first part of (7). 1.7. Theorem. Let J, P, A, 8, v be as in 1.1, and P = M N the standard Levi decomposition of P. (i) If H*(J) = 0, then I is irreducible and I = J. (ii) Let dim N be odd. Then dim A = 1; if H*(J) ^ 0, then S G £d{°M), and (1) W(J) = i^ */^?(C)-l, tf(G) + l, [C, ifq = q(G)-l, q(G) + l. If seWp is as in 1.2(5), then 21 (s) = dimN - 1. (iii) Assume that dim N is even. If H*(J) ^ 0, then 2l(s) = dim N and (2) H"(J)=H"(I) = H"(I), forq^q(G), where r is the number of constituents of U, (1.4). We recall that G is assumed to have a compact Cartan subgroup, cf. 1.3. (i) follows from 1.5. We prove (iii). The space Nq (cf. 1.3) is even dimensional since N is (1.3(2)). By 1.2(3) (for Q) and 1.6(3), (7), we have (4) 2l(t) = 2/(0 =dimArQ. Therefore, 1.3(3), (4) imply (5) H*(I)=H*{1) (g€Z), and (2) follows from 1.4(2), (3). In view of this and 1.4(1), the cohomology sequence associated to 1.1(2) yields the exact sequence (6) 0 -> Hq(U) -> Hq(I) -> Hq(J) -> 0, for q = q(G). By (2) and 1.6(2), H*(I) satisfies Poincare duality. Now the first factor on the right-hand side of 1.2(4) or 1.2(5) also satisfies Poincare duality. In view of (5), and 1.6(5) for P, we get /(5) = /(5/) = (dimAT)/2. The remaining part of (iii) then follows from (6) and 1.3(3), (4).
120 VI. THE COMPUTATION OF CERTAIN COHOMOLOGY GROUPS 1.7 (ii) By 1.3(2), NQ is odd dimensional. Then 1.6(3), (7) show that dimAQ = 1. Therefore Q = P. Then 1.3(3),(4) and the results of 1.6 imply Hq(J) = 0 (q*q(G)±l,q(G)), (?) Hq^±l{J) = C, 2/(5) = dim TV - 1. Since Hq(U) = 0 for q ^ q{G), 1.1(1) yields the exact sequence (8) 0 -> Hq-\I) -> Hq~l(J) -> Hq{U) -> Hq{I) -> Hq(J) -> 0 for q = q{G). Since Hq^~l(I) = 0, this and (7) imply the exactness of (9) 0 -> C -> Hq^G\U) -> C -> Hq{J) -> 0. This shows that the number of constituents of U is 1 or 2 (cf. 1.4(1)). But the character identity in Hecht-Schmid [57] corresponding to a non-compact simple root shows that r > 2. Indeed, their results imply that under our circumstances, I has three constituents. But then (9) shows that Hq{J) = 0 for q = q(G), which completes the proof of 1.7. 2. Cohomology with respect to minimal non-tempered representations. II In this section, we keep the assumptions and notation of 1.1, 1.2, 1.3 and assume moreover that G has no compact Cartan subgroup. We let qo = qo{G), l0 = l0(G) (cf. Ill, 4.3). Then 2q{G) = 2qQ + l0. 2.1. Let V be a constituent of U (or U). It is tempered (1.1) and has infinitesimal character xp- There is a p-pair (Pi,Ai) such that V is an irreducible summand of IpY^^ with u G £d{°Mi), jtiGa|. Since xv = Xp-> we see that fi — 0, and P\ is fundamental if H*(V) ^ 0 (III, 5.1). It is well known that if P\ is fundamental and u) G £d(°Mi), then Ip1,Uj,o is irreducible [56]. Moreover, it can be shown that there is ujq G £d{{°Mi)°) such that /p1>(x;,o — Ip°,uj0,o- By III, 5.1 we have then (1) dimHq{V) = ( l° ) {qeZ). \q - qoj This being true for every constituent of U such that H*(V) j^ 0, we get (2) HV(U) = H«(U) = {0), if <?£[<?(), <?o+ /o], (3) H"(U) ± 0, H"(U) ± 0, if U ± (0) and q = q0, q0 + l0- By the cohomology sequences associated to 1.1(1), (2), this implies (4) H\J)=H"(1) if (? g [«,,«, +Jo+ 1], (5) H«(J)=H*{I) ttqf£[qo-l,q0 + lo\. 2.2. Lemma. If H*(I) = (0), then H*(J) = (0) and I = J is irreducible. If H*{I) = 0, then H*(I) = 0 by 1.2(4), (5), and 1.5(1) again holds. But this contradicts 2.1(2), (3) if U j- (0).
2.3 2. MINIMAL NON-TEMPERED REPRESENTATIONS II 121 2.3. We now assume H*(I) ^ 0 and derive some results on l(t) and H*(J). (1) IfU = (0), then l(t) = l{t') = {dimNQ)/2. Indeed, then H*(I) = H*(l) = H*(J); hence H*(I) satisfies Poincare duality, and (1) follows from 1.3(3) and III, 4.4(4). l{t) + q{°M) < qo(G), with equality if and only if P is fundamental, and then 2l(t) = dim Nq. Assume l(t) + q(°M) > q0. Then (3) Hq(l)=Hq(I)=0 forq<qQ, by 1.3(3),(4). It follows then from 2.1(4) and Poincare duality that (4) Hq(J) = 0 foTqt[qo,qo + lo}- Therefore, by (3) and 2.1(5), (5) Hq(I) = 0 fovqtlqoiqo + lo}- If l(t) + q(°M) > q0, then by 1.3(3), (6) Hq(I)=0 for q = qQ. by 2.1(3), the relation (5) (resp. (6)) implies that (7) dimciQ = Zo (resp. dimciQ < /o)« Since °M has a compact Cart an subgroup, the strict inequality is impossible, and the equality implies that Q is fundamental. In the latter case, the equality l(t) = (dimA^g)/2 follows from (8) 2q0 + Z0 = 2q{G) = 2q{°MQ) + dimaQ + dimnQ (cf. Ill, §4). This proves (2). Assume Hq°-2{J) ^ 0. Then 2l{t) = dimNQ and dim ciq > 1$ + 4. We have (10) #9°-m(I) = HqQ-rn{J) = Hqo+lo+rn{J) = Hqo+lo+rn{I) (m = 2,3, • • •) by 2.1(5) and Poincare duality for H*(J). In view of (2) and 1.3(4) we have dimaQ -{q0-2- q{°M) - l(t)) = (?o + Zo + 2 - q(°M) - l{t). Together with (8), this implies that 2 • l(t) = dim7VQ. Also, since Hq(I) ^ 0 for q = qo + Zo + 2, 1.3(4) yields the second assertion of (9). If Hqo~2(J) = 0, then either Q is fundamental and 21 (t) = dimNq, or dim clq < Zo + 2 and 2l(t) = dim Nq + dim clq — Iq — 2. Under our assumption, we have, by (10) and 2.1(4), (12) q(°M) + l(t) > q0 - 1. Then (2) shows that either q(°M) + l(t) = qo, Q is fundamental and 2Z(Z) = dim Nq, or (13) q(°M) + l(t)=q0-l.
122 VI. THE COMPUTATION OF CERTAIN COHOMOLOGY GROUPS 2.3 Since Hqo+lo+2(J) = 0 by Poincare duality, we see from (4) and 1.3(3) that the cohomology with respect to / is concentrated in the interval [qo — 1, q0 + /o + 1]; hence dimciQ < Iq + 2. The last equality of (11) follows from (13) and (8). 2.4. Theorem. Let {P,A), J, 8, v be as in 1.1 and Q as in 1.3. (i) IfH*(I) = 0, then I is irreducible, I = J, and H*(J) = 0. Assume H* (I) ^ 0. (ii) If dim N is odd or if dim N is even and 2 • l(t) ^ dim Nq, then Hq(j\ = I0' f°r <* & teo - !> 9o + l0 + 1], [C, for q = q0-l, q0 + l0 + l. (hi) If dimN is even and 2 • l(t) = dim7VQ, then Hq{J) = Hq(I) for q <£ [qo,qo + lo\- (i) is just 2.2. (ii) We recall that dimN and dimA^g have the same parity (1.3(2)). Then, by 2.3(9), (11), either assumption of (ii) implies that we have 2.3(13) and that Hq{J) = 0 for q <jt [q0 - l,q0 + l0 + 1]. Furthermore, by 1.3(3), (4) and 2.1(4), (5), we have Hq(J) = H*(I) = C, foTq = q0-l, Hq(J) = Hq{I) = C, for q = q0 + l0 + 1. Hence (ii) is proved. (hi) If 2l{t) = dimNQ, then l(t) = l{t')- hence H*{I) = H*(I) by 1.3(3), (4). Then (hi) follows from 2.1(4), (5). 3. Semi-simple Lie groups with R-rank 1 3.1. In this section we assume that G is connected, simple, linear, and that rkR^ = 1. We also assume that if (P, A) is a fixed minimal (hence unique proper standard) p-pair then °M is connected. This is really no assumption, since we will be studying only elements of UP(G) (see 1.1, 2.1). To describe UP(G) it is convenient to consider two cases. I) (P, A) is fundamental. II) (P,A) is not fundamental (i.e. G has a compact Cartan subgroup). We first look at case I). In this case we may assume that G = SO(2k + 1,1)° (the identity component of the group of all linear transformations of R2fc+2 leaving invariant the quadratic form Yli=i x1 ~ x\k+2)- We take K = G n 0(2k + 2). Then K is isomorphic with SO(2fc + 1). We let A be the subgroup of G leaving the hyperplane spanned by ei,..., e2k pointwise fixed (here {e^} is the standard basis of R2fc+2). °M is isomorphic with SO(2/c). We fix a Cartan subalgebra \) D a of g and an order on $ = $(gc, fyc) compatible with $(P,A) = {/?}. Then, using the labeling of simple roots in [27, p. 256], we have (1) A = {ai,..., afe+i}, (2) AM = {a2,..-,afc+i}- Set so = 1 and Sj = sai • • • saj, 1 < j < k. Let tk = Sk-isak+1. For s G Wp', let s' = wmswg- Then Wp = {1, si,..., Sk, tk, Sq, ..., s/fc_1}. Since C&rdWp =
3.4 3. SEMI-SIMPLE LIE GROUPS WITH R-RANK 1 123 2(k + 1), Si and tk are easily seen to be in Wp and (3) l{si) = i, l(tk) = k, l{s'i) = 2k-i. It is easily checked that (4) Sjp = p-aj- 2<x,_i jax (1 < j < fc), (5) tkp = p- ak+i - 2ak-i kax. (6) Set Vj = Sjp\ = (m — j)/3, 0 < j < k. For s G Wp', let i/s = sp\ , and let <SS be equal to the irreducible representation of °M with highest weight (sp — p)\ . Clearly Vj = vs.. Set Is = Ip^s^s. We note that vk = 0 and i/tfc = 0. We also note that if m G Nk(A), m g °M, then <5™(x) = 5tk(m~1xm) defines a representation equivalent with SSk. Thus we see that (7) Itk is equivalent with ISk. We set Ij = ISj and Sj = 6Sj, 0 < j < k. The Langlands classification now implies the following result. 3.2. Theorem, (i) If (P,A) is fundamental and if dim N = 2k, then (1) IF(G) = {Jo, Ji, •. •, Jfc-i} U {/p,6fc,o} wz£/i Jo £/ie trivial representation, Ip5k o ^ unique tempered representation in W(G), (2) Ji = JpA^i (0 < i < fc - 1), w/iere ^ /ms highest weight (sip — p)\b, vi — Sip\a = (k — i)/3 and l(si) = i. (ii) If V is an irreducible (g, K)-module such that H*(V) ^ (0), then V is equivalent with an element of UP(G). 3.3. We now look at case II), that is, G has a compact Cartan subgroup. Let \) C Q be a Cartan subalgebra containing a. Let <I>+ be a system of positive roots for <I> = $(gc? fyc) compatible with A(P, A) = {/?}. Then there exists a unique element a0 G $+ such that a0(f)c fl t) = (0). Clearly, a0(f)) = R. Let plf = {ser| 5-^0 e $+}. Then (1) pW = {sGWp|(sp|a,/3)>0}. If s G Wp, set vs = sp\ and let Ss be the irreducible representation of °M with highest weight (sp — p)\b- Set Js = Ipjs^s, and if 5 G pl^ set Js = Jp,6s,vs- We note that (2) Wp = piy U wm • PW • wo, a disjoint union. The Langlands classification now implies 3.4. Theorem. Let G satisfy 3.1 II). Then np(G) = {js | s g pw} u (£d(G) n if(G)). //V is an irreducible (g,K)-module such that H*(V) ^ (0), then V G UP(G).
124 VI. THE COMPUTATION OF CERTAIN COHOMOLOGY GROUPS 3.5 3.5. We partially order PW as follows: if s, t G PW, we say s —> t if there is a G $+ - $^, simple in s$+ (<J>^ = <I>+ n $(°mc, bc))> so that t = sas and l(t) = l(s) + 1. If s,£ E PW, then 5 < t if there exist iii,..., Uk E Pl^ such that 5 —> 141 —> • • • —> life —> £. 3.6. Lemma. Let s e PW. 1) Ifte PW and s <t, then 2(sp, ao)/(ao,ao) > 2(£p, ao)/(ao, #0)- 2) We have s > 1. 3) Eac/i 0/ £/ie £wo conditions: a) 2/(5) = (dimAT)- 1, b) 2(sp,a0)/(a0,a0) = 1, zs equivalent to s being maximal. To prove 1) it is enough to look at the case s —> t. Then t = sas, a G <£+ — 4>^, l(sas) = Z(s) + 1, and 2(sp, a)/(a, a) = 1. But then tp = sp — a. Hence 2(£p, a0)/(«o, <*o) = 2(sp, ao)/(«o, <*o) - 2(a, ao)/(«o, <*o). Since a G <I>+ - <J>^, we have a\ = ra0\a with r > 0. (In fact, r = 1/2, 1 or 2.) Hence 1). We now prove 2). Let s G PW. Then if s ^ 1 there is /? G s<&+ with /? simple in s<&+ and /? ^ <I>+. We assert that 5/35 G PW. We note that /? ^ 4>m, since $^ C s$+. Hence (/?,a0) < 0- Now (spsp.ao) = {sp.spao) = {sp,a0) - (2(/3, a0)/(/3,/3))(sp,/3) > 0. Hence sps G PW as asserted, and by (1) sps —> 5. Set £1 = sps. If t\ j^ 1, then we can argue as above to find £2 -► £1? ^2 £ PW. Arguing recursively we find £j so that if tj 7^ 1 there is tj+i —> £7. If ^ ^ 1 the process continues. Since PW is finite, there exists k such that £&+! = 1, tk+i —> £& —> • • • —> £1 —> 5; hence 1 < 5. We now prove 3). Suppose that 5 G PW is maximal and ao is not simple in s&+. If sA = {71,...,7n}, then ao = ]Cn*7* an<^ n* — 0- After relabeling we may assume that n\ > 0 and (71,0:0) > 0- Also, since ao is not simple in s<I>+, s7lao G s<I>+. This implies that (s7lsp, ao) = (sp?s7lao) > 0. Hence s7ls G PW. Clearly 5 —> s7ls. This contradicts the maximality of 5, and proves (a). It follows that if s is maximal, then Js satisfies the hypotheses of Theorem 1.7. Since P is not fundamental and dim A = 1, dim N is odd. Hence 1.7(h) shows that (b) holds. If s satisfies (b), it is maximal by (1). If (a) holds, then l(s) > l(t) for every t G PW. Hence s is maximal. 3.7. Lemma. Ifs,te PW andl(s) < l(t), then (sp, ao) > (^P, a0). Let p (resp. q) be the dimension of the (3 (resp. 2/3) root space relative to a. Then p = \ (p + 2q)fi and dim N = p + q. Let (5 be a maximal element of PW. Then 3.6, 2) implies that we have so = 1 —> S]_ —> $2 —» • • • —► sr = (5, with 5^ = s7iSi_i, z = l,...,r. Furthermore, 2r = p + ^ — 1 by 3.6, 3). Since sltSi-\p = Si-\p — 7^, we see that r (1) 1 = 2(£p, a0)/{aQ, a0) = 2(p, aQ)/(a0, a0) - ^ 2(7^ aQ)/(a0, a0). 2=1
3.7 3. SEMI-SIMPLE LIE GROUPS WITH R-RANK 1 125 Using (1), we see that (2) Ifa0 = (3, thenq = 0. Indeed ji\ = mi/3, mi = 1 or 2. Thus 1 = (p + 2q) — Y^i=i 2rrii. If q ^ 0, then p is even. This contradiction proves (2). We first prove the lemma under the assumption that q = 0. Then a^ = (3. Let s G PW. Let 1 —> si —>•••—> su = s, with Si = s^Si-i as above. Then /3^| = /3. Hence 2(sp, a0)/(«o, <*o) = 2(p, a0)/(a0, <*o) - X] 2(&> ao)/(a0, <*o) 2=1 = p-2u = p-2l{s). This clearly implies the lemma in this case. We now assume that q ^ 0; then a0 = 2/3. This implies that if 7 G <£+ — 4>^, then (3) 2(7,a0)/(ao,ao) = Let (5 be a maximal element of PW. Let so = 1 —> «i —► • • • —> $r = (5 be as above. Let T\ be the number of i such that 7^ = /?, and r2 the number of z such that 7,|a = 2/3. Then (4) 2 = (p + 2g) - 2(n + 2r2), 2(n + r2) = p + q - 1. The two equations in (4) imply (5) r2 = ((j-l)/2, r1=p/2. There are three possibilities for q ^ 0, I)<? = 1, H)(? = 3, 111)9 = 7. If <7 = 1, then r2 = 0. This implies that if s ^ t, t = s7s, then 7] = /3. Hence we have In case I), z/ s G PW £/ien 2(sp, ao)/(^Oj <^o) = (p + 2)/l(s) — 2. This implies the lemma when I) is satisfied. If II) is satisfied and if s G PW', then (5) implies that 2(sp, a0)/(ao, <*o) = (p/2) + 3 - l(s), or 2(sp, a0)/(ao, <*o) = (p/2) + 3 - (l(s) + 1), whence the lemma in this case. If III) is satisfied, then g is the R-rank 1 form of F4. We leave it to the reader to check that in this case we have (6) CardpW = 12, dimW = 15, For each l(s), the possible values of 2(sp, ao)/(Q;o?Q;o) are given by the following table: 7| 7| :/3, :2/3.
126 VI. THE COMPUTATION OF CERTAIN COHOMOLOGY GROUPS 3.7 (8) 1(8) 0 1 2 3 4 5 6 7 2(sp,aQ)/(aQ,ao) 11 10 9 7 5, 6 4,5 2,3 1,1 This completes the proof of the lemma. 3.8. Theorem. Assume that G is as in 3.1. Let PW = {s e Wp \ (sp\a,j3) > 0}. Let Ss and vs be as in 3.1 or 3.3. If J is non-tempered and H*(J) ^ (0), then J must be one of the Js = Jp^s^s. 1) W(JS) = 0 forq< l(s)and q > 2q{G) - l(s). 2) If s G PW, l(s) = k and (sp|fl,/?) < {tp\a,P) for all t G PW with l(t) = k, thenHl^(Js) = C. 3) If s is a maximal element of PW, then l(s) = qo{G) — 1 and H*(J)=l°' q^l{s)' 2«(G)-*(*)> 1 s> \C, q = l(s), 2q(G)-l(s). We first note that 3) follows from 1.7(h) if G satisfies 3.1 II). If G satisfies 3.1 I), then 2.4(h) will imply 3) if we prove that Hq^G\js) = 0. Set J = Js. Then taking G = SO(2k + 1,1)° (which we can without loss of generality), we have J = Jk-i- The s in 1.7 is Sk-i- The results of 2.4(h) imply that IJ J 7^ (0) (I = I-p 8k_x Uk_1)- Since s is maximal, I / J has all of its subquotients isomorphic with Ip,sk,o- Frobenius reciprocity implies that I is multiplicity free as a representation of K. Hence I/J = Ip^k,o- It is classical that Ak(gc/tc) is an irreducible representation of K. Since I is multiplicity free, we see that dimHomtf(Afc(fl/e),7) < 1. But dimHomK(Afc(g/^,/pA,o)>l since Hk(I-p g 0) ^ 0. Hence EomK(Ak(S/t),J) = 0. This clearly implies Hk(J) = 0. This completes the proof of (3). We prove (1) and (2) by downward induction on l(s). If I(s) is maximal for s e PW, the result has been proved. Suppose that the result has been proved for l(t) > l(s), t G PW. Let l(s) = q, and let si,..., sp be the elements of PW such that l(si) = q. We also assume that 2(aip,/?)/(/?,/?) < 2(s2/>;/?)/(/?,/?) < ••• < 2(spp,/?)/(/?,/?). Now Z(s^) > q by our assumptions. Hence Hu(ISi) = 0 for u < q. Let USi C ISi be such that the sequence (4) 0 -> USi -» ISi -^JSi^0
4.1 4. THE GROUPS SO(n, 1) AND SU(n, 1) 127 is exact. We first look at s\. Then the constituents of USl must be either tempered or of the form Jt with l(t) > q. Thus Hr(USl) = 0 for r < q by the induction hypothesis. The long exact sequence of cohomology now implies that Hr(ISl) = Hr(JSl) for r<q. This implies (1) in this case. We also have the exact sequence (5) 0 -> JSi -> lSi -> USi -> 0. Since Hr(USl) = 0 for r < q, we find that iT(J8l) = iT(7fll) for r < q. Since Hq(ISl) = C, this proves (2). Suppose that we have shown that Hr{JSi) = 0 for 1 < i < r — 1 and r < q. The constituents of J7Sr must be either tempered, or of the form Jt with l(t) > q, or of the form Js. with 1 < i < r — 1. Then Hr(USr) = 0 for r<q. The sequence (5) now implies that if r < q, then Hr(JSr) = Hr(ISr) = 0, since l(sr) = q. This completes the proof of (1). 3.9. In the special case that the 2/3 root space has dimension at most 1, a great deal more can be said. We study this case in more detail in the next section. 4. The groups SO(n, 1) and SU(n, 1) In this section we show how the results of §3 can be made very precise for SO(n,l) andSU(n,l). 4.1. We first look at the case G = 0(n, 1)° (here 0(n, 1) is the group of all endomorphisms of Rn+1 preserving X^ILi x? — xn+i)- We let ei,..., en+i be the standard basis of Rn+1, and K = 0(n + 1) n G. Then K = {g e G | g • en+i = en+i} = SO(n). We let A be the group of g G G such that g-e^ = e^, z = 1,..., n— 1, and P = °MAN the stabilizer of the hyperplane 0^ Re^. We have 2q(G) = dim G - dim K = n, ( ' dim AT = n - 1, °M = SO(n - 1). (2) *(P, A) = A(P, A) = {/?}, pP = ((n - l)/2)/3. We fix a Cartan subalgebra f) of g so that f) D a, and an ordering on $ = ^(^C7 fyc) compatible with the one on r$ = {=b/?}. We use the labeling of the simple roots of [27, p. 252, 256]: (3) A = {ai,...,ar}, r=[(n + l)/2]. (4) A0 = AM = {a2,...,ar}, /3 = aiL.
128 VI. THE COMPUTATION OF CERTAIN COHOMOLOGY GROUPS 4.1 We first assume that n is odd. We are then in the situation of 3.2. We use the notation of Theorem 3.2. 4.2. Theorem. Suppose G = 0(n, 1)°, n = 2/c+l. Let J{, i = 1,..., fc-1, and Ip,8k,o = h be as in 3.2. // V is an irreducible (g,K)-module such that H*(V) ^ (0), then V is one of the Ji or V = Ik- Furthermore, (1) H*{Ik)=l° *f^kork + l> y ' v ' [C ifq = k, fc + 1. I C if q = i, 2k + 1 — i. The first assertion and (1) have already been proved. As a representation of K, Aq(g/t) is just A9Rn with K = SO(n) acting as usual. Let us denote this representation by rq. We compute Si as a representation of °M = SO(n — 1). Using the notation of [27, p. 256, 257], it is an exercise to show that the highest weight A^ of Si on b is given as follows: [eH \-Si, z = 1,... ,/c - 1. Thus, as a representation of °M, Si is just the complexification of A*Rn_1, with Rn_1 the standard representation of °M = SO(n — 1). Clearly (4) rq = Sq 0 Sq-i, as a representation of °M. We now prove (2) by downward induction on i. If i = k — 1, (2) is contained in 3.8(3). Suppose it to be true for i < j < k — 1. Then we have a (g, K)-module exact sequence (5) 0 -> [/, -> I, -> J, -> 0. C/i can have as subquotients only J^+i,..., Jk-i or /&. But H^(Jj) = C for all j by 3.8(2). Hence HomK(A^'(g/e), J,-) ^ 0. Since it is well known that the X-isotypic components of Ip^iU are all of multiplicity 1, (4) and Frobenius reciprocity imply (6) Ui = Ji+x or Ui = (0). However, (5) and the fact that Z(s') = 2k + 1 — i show that (7) Hi(Ji) = H«+1(Ul), q<2k + l-i. Hence Hi+l{Ui) ^ 0. It follows that Ui = Ji+i- Using (7), we find that (8) Hi{Jt) = Hi+\jt+l). Combined with the induction hypothesis, this yields (9) Hq(Ji) = 0 if q < z, i < q < k, iT(Jt) = C. This, combined with the fact that H2k+l~q(Ji) = Hq(Ji), completes the induction.
4.6 4. THE GROUPS SO(n, 1) AND SU(n, 1) 129 4.3. We note that in the course of the proof of 4.2 we have shown that there is a (g, K)-module exact sequence (1) 0 -> Jl+l -> h -> J, -> 0 (z < fc - 2). Using Zuckerman's translation principle [118], it is not too hard to derive the composition series of the full analytic continuation of the principal series from (1). 4.4. We now look at the case when n = 2/c, k > 0, k G Z. First, (1) Si = Sai'"Sa. (1 < Z < fc — 1), SO = I- Then (see 3.3) (2) PW = {s0,s1,...,sk-1}. Set Ii = ISi, Ji = JSi (i = l,...,/c — 1). As is well known, there are two elements Du D2 in IP(G) n £d{G). Let Si = SSi, i = 1,..., k — 1, and let Tj be the complexification of the representation of K on Ai(g/t) (j = 1,..., k — 1). Just as in the proof of 4.2, we find that Tj\0M = 6j ® Sj-! for j = l,...,/c-1, and Tj is irreducible in this range. In addition, (4) Tk = t£ ®rfc", with r^ irreducible and r^\0M = Sk-i- 4.5. Theorem. Suppose G = 0(n, 1)°, with n = 2k, k > 0, k G Z. (1) 7/ V is an irreducible (q, K)-module such that H*(V) ^ 0, then V G {Jo, Ji, •. •, Jfc_i,Di,D2}. (2) We have (a) #*(A)=(° *^*' (* = 1,2, ?GN); [^ ij q — &i (b) *V0 = {° ^^'ft" (i^«*;^N). I C if q = i, k + i, (1) is just 3.8 in this case. (2)(a) has been proved in Chapter II, §5, (2)(b) for i = k — 1 is 3.8(3), and for i < k — 1 the proof of (2)(b) by downward induction is identical with the proof of 4.2(2). 4.6. It should be noted that the arguments in 4.2(2) imply that there are exact sequences 0 -> D1 0 D2 -> /fc_! -> Jfc_! -> 0, 0 -> Ji+i -> Ji -> Ji -> 0 (0 < z < fc - 2). The implications are the same as in 4.3.
130 VI. THE COMPUTATION OF CERTAIN COHOMOLOGY GROUPS 4.7 4.7. For the remainder of this section we assume that G = SU(n, 1), n > 2. Recall that SU(n, 1) is the group of elements in SL(n + 1, C) leaving invariant the Hermitian form i=l Zi\2-\Zn+l\2. We take K = U(n + 1) fl G, and A to be the subgroup of G consisting of matrices of the form , where a2 — b2 = 1, a, 6 G R. a 0 0 In-! 0 6 0a We fix a parabolic subgroup P = °MAN with Co {A) = °MA. Then we leave it to the reader to check that (i) (2) (3) 2q(G) = dim G - dim K = 2n, dimN = 2n- 1, °M is the subgroup of K consisting of the matrices etti 0 0 0 u 0 0 0 eie , with detu = e~2i6 {0 e R). (4) $(P, A) = {/3,2/3}, A(P, A) = {/?}, pp = n/3. Fix a Cartan subalgebra \) of g containing a. Order 4>(gc, f)c) = $ compatibly with the order of r<I> = {=b/3, ±2/3}. Using the numbering of the simple roots A = A(gc, \)c) as in [27, p. 250], we have (5) (6) (7) (8) A = {ai,..., an}. A0 = AM = 0 if n = 2, A0 = {a2,...,CKn-i} if n > 3. /? = al\A = an\A. aQ = ai H ha, aol =2/3 (see 3.3 for qq)- 4.8. As in [27, p. 250], we write ctj = Sj - ej+i for 1 < j < n. Then <I>+ corresponds to the Weyl chamber e\ > • • • > £n+i- For i + j < n — 1, z, j > 0, let <!>+• be the system of positive roots corresponding to the Weyl chamber eri > ••• > ern+1 with r^+i = 1, rn+i_^ = n + 1 and Let Sij e W be defined by Sij$+ = $J-. Then (1) PW = {5^ | i + j < n — 1, {i, j > 0)}. Furthermore, l(sij) = i+ j. In our notation we have (2) a0=si - en+i. Hence bc = {H e t) \ e\(H) = en+i(H)}.
4.9 4. THE GROUPS SO(n, 1) AND SU(n, 1) 131 Set Jij = JSij and Uj = Js.., z, j > 0, i + j < n — 1 (see 3.3). Then IF(G) = {J,,- | z, j > 0, z + j < n - 1} U {D0,..., Dn}. Here, as is well known, UP{G) D £d{G) consists of n + 1 elements D0,..., Dn. We will need a particular labeling of the D{. For this we must analyze the decomposition of Aq{gc/tc) as a representation of K = U(n). Let t be the standard representation of U(n) on Cn. Set n = (det) 0 r. Then (3) yls a representation of K, Qc/%c i>s t\ 0 T-j*. This is an easy computation, which is left to the reader. Let {ei,..., en} be the standard basis of Cn and let {e\,...,e* } be the dual basis of (Cn)*. Set cc; = ^e,Ae*eA2(gc/*c). Define, as in II, 4.6, (4) L:Aq{gc/tc)^Aq+2{gc/tc) by Lr] = u;Ar]. As is well known, (5) KqT\ and AqTi are irreducible representations of K. As a representation of K, A9(flc/ec)= 0 (A'"C")®AS(C")*= 0 A1"-*, r-\-s=q r-\-s=q with if acting on Ar's by Arn <g> AVj*. Clearly, L: Ar's -> Ar+M+1. Fix a maximal torus T C K so that t D b. We fix an order on the roots of (£c,tc) compatible with the order on $(°mc, bc) giving <I>^. 4.9. Lemma. Let Xp be the highest weight of Apn and let AJ be the highest weight of Aqr{. Let FPiQ be the irreducible component of Ap,q with highest weight Xp + A*. Suppose that p + q < n, p,q>0. Then (1) A™ = LAp-l'q~l 0 Fp,q {here A'1* = Ap'~l = 0 if p G Z). (2) L: A™ -> Ap+1'9+1 zs injecttve z/p + 9 < n - 1. The assertion (2) is contained in II, 4.6. For A G {it)*, let F\ be zero if A is not 3>+(£c, tc) = ^-dominant integral, and let F\ be the irreducible finite dimensional representation of K with highest weight A if A is ^^-dominant integral. An easy computation using the Weyl character formula implies that (3) Fx®F^ = J2™xAOFx+z, where the sum is over the weights £ of F^ relative to tc and m\yfl{£) is less than or equal to the dimension of the £ weight space in F^. Let p + q < n, p > 0, q > 0. Let 771 > 772 > • • • > r\n be the weights of r. Then (4) \ = Pfal + ' * ' + Vn) + ]T ^'
132 VI. THE COMPUTATION OF CERTAIN COHOMOLOGY GROUPS 4.9 (5) \*q = -q(m + ---+77n) - Yl Vi- i>n+l—q The weights of F\* are of the form (6) £ = -q(rn + • • • + r]n) - r)h rjjq, 1 < ji < • • • < jq < n, and each weight has multiplicity 1. Using (4), (5), (6) and (3), we find that if p + q < n, then min(p,g) (7) Ap><? = FXp <g> FA* = ]T rripMjFp-j^-j, and rap,q;i < 1. j=o We assume that (1) is true forO<p + q<j — l, p>0, q>0, p + q<n — l. If j < n — 1, then (7) combined with the inductive hypothesis implies (1) for p + q = j. Since we have already observed that (1) is true for Ap'° and A0'9, the proof is complete. 4.10. If D £ IP(G) H £d(G), then (1) H«(D) = RomK(A(i(Qc/tc),D). Since (2) H«(D) = {°r ^' [C, q = n, we see that the only FVA such that Homx(ip,q, D) ^ (0) are of the form F^n-i. Prom the results used in II, 5.3, we see that if Homx(^,n-i, D) ^ (0), then Fi^n_i is the lowest K-type of D. We may thus label Di by the unique Fi^n_i it contains. That is, D^ 0 < i < n, is determined by (3) HomK(Fi,n-t,A)^(0). Let (J^- = SSij for z, j > 0, i + j < n — 1 (see 3.3). Using the formula for 2sijp [27, p. 251] and the classical branching rules for U(n) to U(n — 1) (cf. [4]), it is an exercise to prove that if tva is the representation of K on FVA1 then W Ti,n-i\oM — < <*0,n-l, Z = 0, <n —l,n —i —1 ® "i—l,n —i © ^i,n — i — 1> 0 < Z < fl, ^n-1,0, Z = n. If p + q < n — 1, p > 0, #>0, then (5) rp,q |ojvf — ^P,<7 ® °P—1,<? ® °P,q — 1 ® "p—l,g —1* Here 5-i,p = <V-i = 0 for p G Z. We are now ready to prove the analogue of Theorem 4.5 for SU(n, 1). 4.11. Theorem. Let G = SU(n, 1). (1) 7/V is an irreducible {q, K)-module such that H*(V) ^ (0), then V is one of the Jij or the Di. (2) *«(A)= ° ***"' C ii q = n;
4.11 4. THE GROUPS SO(n, 1) AND SU(n, 1) 133 (3) irw = {c' ^9 = * + i + 2/(o^^»-*-i). 10, otherwise. As above, (1), (2), and (3) for z + j = n — 1 have already been proven. Frobenius reciprocity implies IPA contains Fp^q 0 Fp+iiQ 0 Fp^q+i and no other F^ if p + q = n — 1, (4) (5) If p + q < n — 1, £/ien /p5q contains Let [7^- C /ij be the (g, K)-module such that the following sequence is exact: (6) 0 -> U^ -> ^ -> Jy -> 0. As usual, if i + j < n — 1 (7) /?«(/»•) = {C' if^ = 2n"i"^2n"*"^ + 1' 1 0, otherwise. (7), combined with (6), implies If q < n — 1 and i + j < n — 2, £/ien (8) H*(Jij) = H*+1(Uij). We prove by downward induction on z + j the following assertion: (9) Jij contains Fij and no other FPA. To start the induction we must prove (9) for J^n_i_^, 0 < i < n — 1. (4) combined with the proof of 3.8(3) and 4.10(3) implies that 7^n_i_^ contains Di and Di+\ for z = 0,..., n — 1. Thus [/^n_i_i has a composition series consisting of D^ and Di+\. (4) now implies that J^n_^_i contains F^n_^_i and no other Fp,q. Thus the first step in the induction has been proven. To continue the induction we need a weak form of a result of Kraljevic [75]: (10) Ifi+j<n — 2, then Uj has four non-zero subquotients. We now look at the case i + j = n — 2. That is, z, n — 2 — z, z = 0,..., n — 2. The only possible subquotients of I^n_2-i are Ji,n-2-i> Ji,n-i-u Ji+i,n-2-i and Di+\, by (4), (5), and (9) for z + j = n — 1. Hence (10) implies that they all occur. Since #n_2(J;,n-2-0 = C by 3.8(2), we see that HomK(An-2(g/e),J,,n_2_,)^0. The only constituent of An_2(g/£) contained in I^n_2-i is F^n-2-i. Thus F^n_2-i is contained in J^n_2-i. Since F^- is contained in J^- for i + j = n — 1 and Fi^n_i G D^ for i = 0,..., n, we see that (9) is true for i + j = n — 2. Assume (9) for 0 < p < i + j < n - 2. Then if 0 < i < p, (4), (5) and (9) for i + j > p imply that the only possible constituents of I^p-i are J^p+i_^, Ji+i#-i and J^+i5p+i_^. Since Hp(Ji^p-i) = C, the argument above proves (9) for p. Thus (9) is true. Now (9) combined with 4.9 implies that if i + j < n — 2, then (1-1\ A' XI /A^ /IA 7 N J1' ^ ^ = i + J + 2Z, 0<l<Tl-i-j, (11) dimHomK(A9(g/e), JM) = < . 0, otherwise.
134 VI. THE COMPUTATION OF CERTAIN COHOMOLOGY GROUPS 4.11 Since Hq(Jij) is the cohomology of the complex Homx(A9(g/£), J^), the theorem now follows. 4.12. Theorem. (1) Let G = SO(n, 1). Then the representations J{, i < [n/2] — 1, are unitary. (2) (Kraljevic [75]). The representations J%j, i + j <n — l, are unitary. This theorem can be derived from results in Knapp-Stein [71]. We note that in case (1), [86] shows the existence of cocompact discrete subgroups Y C SO(n, 1)° such that Hq(Y; C) ^ 0 for q = 0,1,... ,n. In view of 4.2, 4.5 and VII, 3.2, this also proves (1). 5. The Vogan-Zuckerman theorem The purpose of this section is to describe the Vogan-Zuckerman theorem that gives a complete classification of irreducible unitary (q,K) modules V such that there exists a finite dimensional (g,K)-module with Ext*K(F, V) ^ 0. Since they also calculate the corresponding Ext groups, their theorem thereby calculates Ext*K(F, V) for all finite dimensional F and all irreducible unitary V. In particular, one sees that the vanishing theorem in 11.10 is best possible. 5.1. We will use the notation of 11.10. In addition we assume that g is simple over R. We now introduce the (substantial) additional notation that is necessary to state the main theorems. Let q be a ^-stable parabolic subalgebra of gc. Fix bfc, a Borel subalgebra of tc. Up to the action of Ad(K) we may assume that qfl!c D b/e. Fix, tc bfc, a Cartan subalgebra of tc. Let \) be the centralizer of t in qc. Then \) is a Cartan subalgebra of gc. Let m(q) = q/u(q), and let p: q —> m(q) be the canonical projection. Since 0u(q) = u(q), the map 0 induces an involutive automorphism of m(q). The projection p restricted to \) defines an isomorphism onto its image. We will identify \) with p(t)). We set Km = {k e K \ Ad(/c)q C q}. Then p is injective on \Aq{Km)- We also identify p{L\q{Km)) with Y\q{Km)- If k G Km, then Ad(/c)u(q) = u(q), and so Km acts as a group of automorphisms on m(q). We may thus speak of (m(q), Xm)-modules. Let F be a finite dimensional irreducible (g, X)-module. We say that F is 0- compatible if the highest weight of F with respect to a ^-stable Borel subalgebra is fixed by 0. Let V0{F) = {q G V{F)\ D bfc}. Let q G V0{F). Let sK denote the longest element of the Weyl group of K with respect to t corresponding to the choice of b^. Let sm be the longest element of the Weyl group of Km with respect to t corresponding to b& H Lie(KM)c Let so = smSk, and fix k G K such that Ad(/c)|t = 5o- Set q' = Ad(/c)_1q. Let q = dimu(q). Put K'M equal to k~lKMk, and let Z denote the 1-dimensional (q;, K^)-module that is given by Fu(q) 0Kqu{(\) twisted by k~l. That is, if a is the action of q, then the twisted action by k~l is a ok. Set Nq(F) = U(gc) ®u(q') %, which we look upon as an element of C(g, K'M) in the usual way. Let n = | dim(K/KM)- We will also use the notation in 1.8. 5.2. Theorem ([148]; cf. [151], 6.10.3, 9.5.9). (1) RlY^, {Nq{F)) = 0 for i ^ n. (2) IfF is 0-compatible, then RnY^t {Nq(F)) is an irreducible (g, K)-module, to be denoted Aq(F), that admits a positive non-degenerate inner product with respect to which it is unitary.
5.2 5. THE VOGAN-ZUCKERMAN THEOREM 135 We will only give a brief description of a proof of this theorem. The first step in the proof of (1) is to show that Nq(F) has a ({?, KM)-module filtration 0 = N° CN1 CN2 C-- with \JZ N1 = Nq(F) and N'/N1'1 9* U{t) ®u(qk) W% [i > 0), where W% is an irreducible finite dimensional (qfe, KM)-module (cf. [151], 6.4.4). Thus Nq(F) <g> H{K) has the (£,KM)-module filtration 0 = N° ® H(K) CN1® H(K) cN2® H(K) c • • • with (N* ® HiK))/^1-1 <g> W(A-)) s* (£/({) ®t/(qfc) Wi) ® W(A-) ^U(l)®u(qit)(Wi®H(K)). The last equation follows from I, 8.5 (ii). One then observes the general fact that if t D i D Im and if T is an (I, ii^f)-rnodule, then iT(6, KM; 17(6) <8>c/(o T) = 0 {i < dim6/0 (cf. [151], 6.A.1.5). Using our definition of the Zuckerman functors, this vanishing assertion, and the long exact sequence of cohomology applied to this filtration, we have i?T^(iVq(F)) = 0, i<n. The reverse inequality is less formal and involves concepts to be used in the proof of 2). Let Z denote the conjugate dual of Z in C(m(q/), K'M). We extend this module to a q'-module by letting u(q') act by 0. Set V = U(gc) ®u(q') Z. We now describe a general method of defining a sesquilinear pairing between modules of the form of Nq(F) and V. Applying the Poincare-Birkhoff-Witt theorem, we see that U(Sc) = C/(m(q')) © MqO^B) + tf (fl)u(q')), with the bar indicating complex conjugation in gc with respect to g. Let p denote the corresponding linear projection of U(gc) onto J7(m(q')). Set (1) (g ® z, h <g> z) = (p(h*g)z, z) {g, h G U(qc), z G Z, z G Z). Here g ^ g* is the anti-involution of U(gc) defined by 1* = 1, (uv)* = v*u* (u, v G U(qc)), x* = -x (Xe qc). It is easily seen that the sesquilinear pairing defined in (1) pushes down to Nq(F) x V. The only non-formal part of the proof is the assertion that it is non-degenerate (cf. [151], 6.4.5, 6.4.6). Now Theorem I, 8.11, combined with the argument above applied to V, implies the vanishing assertion in 1) for i > n. If F is ^-compatible, then Z is equivalent with Z. Thus Nq(F) is endowed with a non-degenerate sesquilinear form. Applying I, 8.11, we therefore have a non-degenerate sesquilinear form on RnT5,K, (Nq(F)). If we multiply this form by an appropriate power of >/—l", we may assume that it is Hermitian. To prove 2) one must show that the product is definite. The argument in [151], 6.7 proving
136 VI. THE COMPUTATION OF CERTAIN COHOMOLOGY GROUPS 5.2 this relies heavily on Vogan's idea of signature character. We refer the reader to that reference and to the treatment in [140]. 5.3. Theorem. 1) If F is not 0-compatible, then H*(q,K; V <g> F*) = 0. 2) ([149]; cf. [151], 9.6.6). If F is 0-compatible and V is an irreducible unitary (g,K)-module such that H*(q,K;V 0 F*) ^ 0, then there exists q G Vo(F) such that V is (g, K)-equivalent with Aq(F). Furthermore, H*(Q,K;Aq(F)®F*) = H*(m(q),KM;C)[-r] with r = dimu(q) H p. The first assertion is a restatement of II, 6.12 1). The second is the theorem of Vogan and Zuckerman. The proof is quite complicated (cf. [151], 9.7). However, to prove that II, 10.1 is best possible it is enough to observe the following special case of the formula in 2). 5.4. If ft G t, then set pn((\)(h) = \ tr(ad(ft)|u( )n ). Let V\ denote the {t,K)~ module with highest weight A with respect to the choice of bk- Using II, 8.8, it is not hard to show that dimHomx(yA+2pn(q),Aq(F)) = 1. This, combined with II, 3.1 (b) and the argument in II, 7.2, implies that dimHr($,K;Aq(F)®F*)>l. 5.5. Remark. If F is a finite dimensional (g,K)-module and if q G V(F), then, in the notation of §0, $£+AF(.4q(C)) = A,(F) (cf. [151], 6.6.3; [140], VIII, 5).
CHAPTER VII Cohomology of Discrete Subgroups and Lie Algebra Cohomology In this chapter, we consider the cohomology spaces H*(T; E) of a discrete subgroup T of a Lie group G with finitely many connected components, with coefficients in a finite dimensional complex T-module (p, E), and we express them in terms of relative Lie algebra cohomology. This is first done in general in §2 and yields an isomorphism (1) H*(T;E)=H*(S,K;I°°(E)), where K is a maximal compact subgroup of G and (2) I°°{E) = I?(E) = {/ € C°°{G, E) | /(7 • 9) = p(l) ■ /(<?) (7 e T; 5 € G)} (see 2.5). In the most important case for us, where (p, E) is in fact a G-module, this takes the form (3) #* (r; e) = h*{& k- c°°{y\g) ® e) (see 2.7). Prom §3 on, we assume Y to be cocompact, and E to be either a unitary r-module (§§3, 4) or a G-module (§§5, 6). The right-hand side of (1) or (3) then decomposes into a finite direct sum of cohomology algebras of the type considered in the earlier chapters (see 3.2, 3.4, 5.2, 6.1). When G° is semi-simple with finite center, the results of II, V, VI translate into properties of H*(T;E) which are discussed in §§4, 6. 1. Manifolds In this section we review some familiar material on manifolds, mainly to fix our notation. For more details, see for instance [112]. 1.1. Unless otherwise stated, manifolds are C°°. Smooth is used synonymously with C°°. Let M be a manifold, L = R or C, and E a finite dimensional vector space over L. Then T(M)m is the tangent space at m G M, C°°(M; E) the space of smooth functions with values in E, Aq(M; E) the space of smooth E-valued differential q-forms on M (q = 0,1, • • •), A\(M) the space of smooth vector fields on M, and Ai(M; L) = A\{M) 0r L. If E = L and L is clear from the context, it will often be omitted from the notation. We have (1) C°°(M; E) = A°{M; E), Aq{M; E) = Aq(M; L) ®L E. Let oueAq(M] E). It associates to each meMan element of Uom(AqT(M)m,E). The value of uj on a q-vector y at m will sometimes be denoted cu(m;y). Often, 137
138 VII. COHOMOLOGY OF DISCRETE SUBGROUPS 1.1 uj will be viewed as a C°°(M; L)-multilinear alternating map on Ai(M;L), with values in C°°(M; E). If x G Ai(M, L), the interior product ixuj is defined by (2) zxcj(xi,...,xq_i) =u(x,xi,...,xq-i) (xi,...,xq-i G Ai(M;L)). The exterior differential d: Aq(M; E) -> Aq+1(M; E) is given by du(x0,-..,xq) = ^2(-l)lyi '(j(xo,...,Xi,...,xq) ^ + ^(-iy+3u{[xi,xj],xo,...,xi,...,xj,...,xq), i<j where [ , ] refers to the bracket of vector fields, and means omission of the corresponding argument. 1.2. If N is a manifold and tt: M —> N a smooth map, then dTTm: T(M)m —> T(N)n^ is the differential of 7r at m. The map 7r induces a homomorphism tix: uj ^ uj o tt of Ap(iV; £) into AP(M; £), given by (1) {uj o 7r)(m, 2/) = o;(7r(m), d7rm(y)) (m G M; 2/ G A9T(M)m). 1.3. Let E be the local system of coefficients on M associated to a representation on E of the fundamental group of M. Then, similarly, C°°(M;E) denotes the space of E-valued C°°-functions on M, i.e. of smooth cross-sections of E, and Aq(M; E) the space of smooth ^-valued q-forms on M. Since the transition functions of E are locally constant, the exterior differentiation still makes sense on Aq(M;E) and 1.1(3) remains valid. 1.4. Lie derivative. Let x G Ai(M;L). Then 0X denotes the Lie derivative in the direction x [112, 2.24]. In particular, (1) 6xf = x-f (feC°°(M;E)), (2) OxV = [x,y] (yeA^M)), {6xw)(xi ,...,xq) = 6x(u(x!, ...,xq))-^2 w(^i. • • •, lx, Xi], ■ ■ ■, xq) (3) (i,H,...,i,€A1(M); u€A"(M;E)). The vector field x defines (locally) a one-parameter group of transformations {<fit} (t in a neighborhood of the origin in R), and we have (4) 0*/(ro) = |/(&(ro))Lo, (5) Ox{y){m) = — d(/>-t{yMm))\t=0, (6) {0xu)(m,y) = — uj((pt{m),d(t)t(y(m))\t=0. The operators d, ix, 0X are related by (7) d'ixJrix-d = Ox.
2.2 2. DISCRETE SUBGROUPS 139 1.5. Let Gbea group. Assume that it operates by diffeomorphisms on M and via a linear representation p on E. Then we let G operate on Aq(M; E) by (g o uj)(m, xi,..., xp) = p(g)(uj(g~1m, g~xxXl..., g~lxq)) (m£M; xu...,xq £T(M)m; g G G). The space of invariant q-forms is denoted Aq(M; E)G. Thus uj G Aq{M; E)G ^ p(g) o uj = cu(g • xu ..., g • xq) (geG; xu...,xq G AX{M)). 1.6. We now assume M = G to be a Lie group. We let lg (resp. rg) denote left (resp. right) translation by g. In particular, lgf{x) = f{g~l • x), rgf(x) = f{x • g) (1) (/eC°°(M;£); ^€G). If if is a closed subgroup, then G/H (resp. H\G) is the space of left (resp. right) cosets x - H (resp. H • x) (x G G). By definition, the Lie algebra g of G is the Lie algebra of left-invariant vector fields. As usual, the tangent space T(G)i is identified to g by assigning to x G T{G)\ the unique left-invariant vector field which is equal to x at 1. The one-parameter group {4>t} associated to x G g is the group of right translations by the elements etx (t G R). In particular, xf(9) = ftf(9-et%=0. 2. Discrete subgroups From now on, G is a Lie group with finitely many connected components, G° its identity component, K a maximal compact subgroup of G, X = G jK, Y a discrete subgroup of G, and (p, E) a finite dimensional real or complex linear representation ofT. We recall that the maximal compact subgroups of G are conjugate and that X is homeomorphic to Euclidean space. If G is connected, this is the well-known Cartan-Iwawasa-Malcev theorem. The extension to groups with finite component group is due to G. D. Mostow [87]. 2.1. Let M be any compact subgroup of G. Then T acts properly on G/M by left translations (i.e., for every compact set G, {7 G T | 7G D C ^ 0} is finite). If r has no torsion, then it acts freely (no 7^1 has a fixed point). Conversely, if T acts freely, then its elements of finite order act trivially, hence are contained in the intersection of all the conjugates of K. If G is connected, these elements belong to the center of G. 2.2. Theorem. The space H*(T;E) is canonically isomorphic to H*(A(X;Ef).
140 VII. COHOMOLOGY OF DISCRETE SUBGROUPS 2.2 This is well known. However, since it is basic for us, we recall the proof. Assume first that r acts freely. Then T\X is a smooth manifold and, since X is contractible, it is also an Eilenberg-MacLane space K(T, 1). Then we have (1) H*(T-E) = H*(T\X-E), where E is the local system on Y\X defined by (p, E). Let ix: X —> T\X be the canonical projection. Then it is immediate that uj \-^ ujott defines an isomorphism of A(T\X; E) with A(X; E)r. Our assertion in this case follows then from de Rham's theorem (with a locally constant sheaf of coefficients). Assume now that T has a torsion-free normal subgroup V of finite index. Then T/r acts on i/*(r'; E), and we have (2) H*(T;E) = (H*(r';E))r/r\ as follows e.g. from the Hochschild-Serre spectral sequence. On the other hand, (3) A(X;E)r = (A(X;Ef')r/T'. Since taking invariants under a finite group is an exact functor in characteristic zero, this gives (4) H*(A(X-Ef) = H*(A(X-E)T'f/T\ and (2), (4) provide a reduction to the first case considered. This suffices for our needs. To be complete, we treat the general case too. For q G N, let $q be the sheaf on Y\X associated to the presheaf U i-> Aq(ix~l(U)] E)T {U open in T\X). Since the isotropy groups of Y on X are finite, it follows by a simple averaging process from the Poincare lemma on X that {3q} is a resolution of the constant sheaf (T\X) x E on T\X. Using a partition of unity, one sees moreover that $q is a fine sheaf. Since Aq(X; E)r is just the space of global cross-sections of #9, this gives (5) H*{T\X; E) = H*(A(X; E)r). On the other hand, since the isotropy groups Tx (x G X) of Y on X are finite, the groups Hl(Tx; E) = 0 are all zero for i > 0. By general principles, [47, p. 204], (1) is still valid, and our assertion follows from (1) and (5). 2.3. The quotient G xr E of G x E by the equivalence relation (g,e) ~ (7 ' 9i p(l) ' e) (^ G G; e G £"; 7 G T) is the total space of a vector bundle E over T\G with typical fiber E and structure group T. We let I°°(E) = C°°{G,E)r be the space of its smooth cross-sections, i.e. (1) I°°(E) = {/ e C°°(G; E) I /(7 • g) = />(7) • /(<?) (7 e r; g € G)}. Otherwise said, I°°(E) is the space of the representation Ip(E) induced from (p, E) to G, in the C°° sense. Assume now that (p, E) is the restriction to T of a representation of G, still denoted in the same way. Then the map /^Fof C°°(G; E) into itself, given by (2) F(g) = p{g)-1 ■ f(g) (g e G; / G C°°(G; E)), is immediately seen to yield an isomorphism of G-modules (3) I00(E)^C00(T\G;L)®LE,
2.5 2. DISCRETE SUBGROUPS 141 where the G-module structure on the right-hand side is the tensor product of the right regular representation on G°°(r\G; L) and of p. 2.4. For g G G, the left translation by g~l provides a canonical isomorphism of T{G)g with g = T(G)i, whence an identification (1) l: A«(G; E) = Hom(A^, C°°(G; £)) = C«(fl; C°°(G; £)) (<? G N). Let cj G A9(G; E)r. Then, for y G AqQ, we have (2) uj(-/-g,y) =p(7) -u{g,y); hence u; is identified to an element of Hom(A9g, I°°(E)). The converse is clear, so that we get an isomorphism, also to be denoted t, (3) l: A^(G;E)r ^ C^I°°(E)). It follows from 1.1(3) and /, §1 that the isomorphisms t commute with the differentials, hence give rise to an isomorphism (4) .* : H*(A(G; E)r) ^ H*(q; I°°(E)). Let E be the local system on T\G defined by (p, E). Then (5) A(G;Ef^A(T\G;E), so that the left-hand side of (4) can be viewed as the cohomology of T\G with coefficients in the locally constant sheaf defined by E. If now (p, E) comes from a representation of G, then, by 2.3, uj h^ a;0, where uj°(g) = p(g)~luj(g) (g G G), yields an isomorphism (6) A(G;Ef^C*(a;C°°(r\G;L)<8>E), whence also (7) H*{T\G; E) ^ H*{q; G°°(r\G; L) ® E). We now want to divide by K on the right and relate similarly the cohomology of r and relative Lie algebra cohomology. 2.5. Proposition. Let ix\ G —> X = G/K be the canonical projection. Then tix: uj \-^ uj o it induces an isomorphism of graded complexes of A(X; E)r onto G*(g, K; I°°(E)). In particular, H*(T;E) is canonically isomorphic to H*(B,K;I°°(E)). The map tix clearly commutes with left translations, hence sends A(X; E)r into A(G; E)r. Let Aq be its image. Since ix is constant along the left K-cosets, A§ consists of the elements of A{G\ E)r which are right invariant under K and annihilated by the interior products ix (x G t). It then follows from 2.4 and the definitions that toV induces an isomorphism (1) A(X;E)r = C*(g,K; I°°(E)). Our assertion now follows from 2.2.
142 VII. COHOMOLOGY OF DISCRETE SUBGROUPS 2.6 2.6. Remark. If we associate to e G Er the constant function on G equal to e, then we get a map ET —> I°°(E)G, which is readily seen to be bijective. The inclusion I°°(E)G C I°°(E) then yields a canonical homomorphism (1) f: H*(S, K- ET) - H*(q, K- I°°{E)). 2.7. Corollary. Assume that (p,E) extends to a representation ofG. Then the map which associates to uo G A(X; E)r the form ll>° : g h^ p(g~1) • (w o 7r)(#) induces an isomorphism of A(X; E)r onto C*(g, K\ C°°(T\G; L) 0 E) and an isomorphism of #* (T; £) onto #* (g, K; C°°(T\G; L)®E). By 2.3, the map / »—> F given by F(#) = p(g~l) • /(#) induces a G-equivariant isomorphism of I°°(E) onto C°°(r\G; L) 0 £\ The corollary then follows from the proposition. We note further that if we go back to the definitions, we see that the image of A(X; E)r in A(G; E) under the map uj \-^ cu° consists of all the r] G A(G; E) which satisfy the three following conditions l~t°V = V (7£T), (1) rkor] = p{k)-1 -f] {keK), ixr] = o (xet). 2.8. Remark. We have now an identification e t^ 1 0 e of E onto the space of constant E-valued functions on T\G, whence a natural homomorphism (1) j*:H*(S,K;E)^H*(a,K;C°°(r\G;L)®E). 2.9. As remarked in [82, §3], the case of 2.5, when E is a unitary T-module, could be subsumed to that of 2.7 by adding a compact factor to G. 2.7 is in substance proved in [82, 83], although stated there under narrower assumptions. 2.10. Assume now that G is semi-simple and G/K carries an invariant complex structure. We take the notation of II, §4, and let Ap,q denote the space of forms of type p,q. Then the isomorphism of 2.5 induces isomorphisms A™(X; Ef ^ C™(fl, K; E) (p, q G N), and the cohomology of A*(X; E)r is naturally bigraded. We let Hp>q(T; E) be the space of classes represented by cocycles of type (p,q). We have then H™(T',E)=H™(q,K;I°°(E)), H%T;E) = ^Hpq(T;E). p,q If r is torsion free, T\X is a Kaehlerian manifold and Hp,q(T; E) is the (p,g)-part of the cohomology of X with coefficients in the local system E. 3. T cocompact, E a unitary T-module 3.1. We keep the notation and assumptions of §2, and moreover assume T to be cocompact, and E to be a unitary T-module, L = C. The group G is then necessarily unimodular. Let dx denote a Haar measure on G, and the associated
3.2 3. r COCOMPACT, E A UNITARY T-MODULE 143 measure on T\G, and let ( , )e denote the scalar product on E. If u,v G I°°(E), then (1) (u(7 • x),v{-y • x))s = (u(x),v(x))E (x£G; ~/£ T). Hence this scalar product fu^v is a function on T\G, and we can define a global scalar product (u,v) by integrating it over T\G. The completion of I°°(E) under this scalar product is the space 12(E) of square integrable cross-sections of the bundle G xr E —> T\G (see 2.3). The space h(E) is a unitary G-module with respect to right translations. It follows from (III, 7.9) that (h(E))00 = I°°(E), topologically. By a theorem of Gelfand and Piatetski-Shapiro [42, 1, §2], 12(E) decomposes into a discrete Hilbert direct sum with finite multiplicities of irreducible G-modules. We can write (2) I2(E) = @m(<ir,T,E)Hn, where the ra(7r, T, E) are natural numbers. (2) and the above imply (3) I°°(E)= 0m(7r,r,B)ffff \ttGG 3.2. Theorem. We have (1) H*(T,E) = ®m(ir,T,E)H*(Q,K;Hnio), where the sum is finite and may be restricted to the it G G which have trivial infinitesimal and central characters. The natural homomorphism j* : H*($, K; Er) —> H*(T,E) of 2.6 is infective. Its image is the contribution of the trivial representation 7To of G to (1), and we have m(ivo,T,E) = dimEr. By 2.5 and 3.1(3), we have (2) H*(T;E) = H*UK;(@m(ir,T,E)Hn) ). The main point of the proof is to show that the coefficients on the right-hand side can be replaced by the algebraic direct sum of the ra(7r, T, E)H™. For ix G G and geN, let (3) CI = C*(fl, K; m(7r, I\ E)H?), C; = 0 CJ. q Let S C G be finite; put (4) C*s = 0C; C*s, =<?L,K;{ 0 m{K,Y,E)H.. T6S \ \7reG-S Then C*(fl, if; i°°(£)) = C£ © C£,, and hence (5) H*(T, E) = 0 m(7r, I\ £)ii*(fl, K; H?) © ff* (C|,)-
144 VII. COHOMOLOGY OF DISCRETE SUBGROUPS 3.2 The space H*(T; E) is the cohomology of Y\X with coefficients in a local system. The space Y\X is compact and locally contractible (in fact, it may be triangulated); hence (6) dim H*(Y;E) <oo. In view of (5), there exists then a finite set S C G such that iJ*(C*) = 0 for ix £ S with ra(7r, r, E) ^ 0. Assuming S to be so chosen, we want to show that H*(Cgf) = 0. This will prove (1). The second assertion then follows from 2.6 and I, 5.3, and, in view of 2.6; the third one is clear. Note that H*(Cg,) is finite dimensional by (5) and (6). Therefore the vanishing of H*(Cg,) follows from the following lemma. 3.3. Lemma. Let T be a countable set of irreducible unitary representations (7r, Hn) ofG, and V the Hilbert direct sum of theHn's. Assume that H*($, K; H^°) = 0 for all TV eT and that #*(g, K; V) is finite dimensional Then #*(g, K; V°°) = 0. Let C*(V) = C*(g, K; V°°). We view it as a topological direct sum of finitely many copies of V°°. The map d: Cq-l(V°°) -> Cq{V°°) is continuous. This follows directly from its definition (I, §1) and the definition of the topology on V°°. Therefore (7) Zq = Cq{Voc)nkevd is closed. We have an exact sequence (8) 0 -> dC^iV00) -> Zq -> Hq(C*(y°°)) -> 0. Since W{C*{V°°)) is finite dimensional, dCq-l(V°°) has finite codimension in Z9; hence it has a closed complement. Since these spaces are Frechet spaces, it follows that dCq-l(V°°) is closed (see e.g. Cor. 1 on p. 25 in [23]). For S C T finite, let pr5 be the projection of V°° onto the sum of the H^° (7r G 5), with kernel (®7rGT_joi^7r)00- It defines a projection, denoted in the same way: (9) Ws: C*(V°°) -> 0 C;, with kernel C* j j 0 H„ It follows from the definition of the topology of C*(y°°) that an element x G C*(V°°) is the limit of the pr5 x, as S tends to T. Now let z e Zq. By assumption pvs z is a coboundary for every finite S. Since z is the limit of the pvs z, it is then in the closure of dCq~l{V°°). But we have seen that this space is closed. Hence z G dCq~l(V°°), and the lemma is proved. 3.4. Corollary. Assume G to be reductive (0, 3). Then Hq(Y- E)= 0 m(7r, T, E) Hom(A«(g/e), H^0) (q G N). 7TG G,Xtt =X0 ,^>tv =^0 Indeed, we have Hn k = Hn q. The corollary then follows from 3.2 and (II, 3.1). 3.5. Remarks. (1) If G is connected, and E = C, this relation is due to Y. Matsushima [80], except for the fact that the sum in [80] is over the it which map the Casimir element into zero.
4.2 4. G SEMI-SIMPLE, V COCOMPACT, E A UNITARY T-MODULE 145 (2) The proof in 3.2 shows that d has closed image in G£,, hence also in G*, since each G* is finite dimensional (II, 3.4); it also applies to the dual operator d (II, 2.3). We have therefore a Hodge decomposition Cq = G9(g, K\ I°°(E)) =Hq® dCq~l 0 dCq+\ where Hq = ker d n ker d n Cq, as in the case of an admissible module (II, 3.4), so that Hq(T, E) may be identified to the space of harmonic g-forms in Cq. In this case, the isomorphisms of 2.4 identify harmonic forms in C*(g, K; I°°(E)), in the sense of (II, §2), with E-valued harmonic forms in T\X (say if T acts freely; otherwise one has to invoke the theory of harmonic forms on ^/-manifolds). Thus the above yields a proof of the Hodge theorem in this case. (3) Assume (p, E) is irreducible. Then the center C(T) of V acts by scalars. If it does not act trivially, then H*(T;E) = 0. This follows by the argument used in §4 of I, in the category of modules over the group algebra of T. If N is a finite central subgroup of T which acts trivially on E, then the Hochschild-Serre spectral sequence of T mod N shows that H*(T; E) = H*(T/N; E). Now assume G to be connected. Then the formula of 3.4 effectively involves only representations of G which are trivial on the center C(G) of G, i.e., only representations of the adjoint group Adg of G. If C(G) is finite, the computation of i7*(T; E) may therefore be reduced to the case where G is its own adjoint group. 3.6. The complex case. Assume G/K to be Hermitian symmetric. Then it follows from 2.10 that 3.2, 3.4 and their proofs remain valid if the degree is replaced by the bidegree and Aq(g/t) by App+ <g> A9p~. 4. G semi-simple, T cocompact, E a unitary T-module We assume now that G° is semi-simple with finite center. T and (p, E) are as in §3. 4.1. We say that G° has no compact factor if it has no infinite normal compact subgroup. A discrete subgroup L of G is said to be irreducible if the image of L P\ G° under any surjective morphism /: G° —> G' with non-trivial image and non-compact kernel is non-discrete. If G/L has finite invariant volume, and G° has no compact factor, then this condition implies in fact that f(L) is dense in G' [5]. 4.2. Lemma. Assume that G is connected with no compact factor, and has a direct product decomposition G = G\ x • • • x Gt, and that Y is irreducible in G. Let (tt,H) be a unitary irreducible representation of G which occurs in hiE), and 7r = 7Ti0 • • • ®7Tt its canonical decomposition. If it is not trivial, then no i\i is. If E is a direct sum of unitary T-modules, then fyE) decomposes accordingly, so we may assume E to be simple. Assume that one of the 7iVs, say 7Ti, is trivial. We have to show that it is trivial, too. Since i\\ is trivial, H^° consists of functions which are right-invariant under G\. Since G\ is normal in G, they are also left- invariant under G\. Let G' = G2 x • • • x Gu cr: G —> G' the natural projection and r; = cr(T). Then V is dense in G' (see above). By definition, H^° consists of smooth functions /: G —> E such that (1) /(7-<?)=p(7) •/(<?) ^eT;geG). If 7 G T n Gi, then f(j • g) = /(#); hence ^(7) is the identity on any element e G E of the form f(g) for some g G G and / G H™. Since E is assumed to be
146 VII. COHOMOLOGY OF DISCRETE SUBGROUPS 4.2 irreducible, (1) implies that the set of such e's spans E; hence ^(7) = Id, and p may be viewed as a representation of V. Assume that 7n G T is a sequence such that 0"(7n) —> 1- Then for g £ G' and / G iJ£° we have /(7n • g) —> /(#) by continuity and left G\-invariance. By (1), this shows that p(jn) * /(<?) —> fid)- Since the /(#)'s span £", we see that p(7n) —> 1, i.e., the representation p of r' is continuous for the topology induced by that of G'. But then p extends to a finite dimensional unitary representation of G', hence is trivial. By (1), the elements of H^° are then left-invariant under T, hence under G\ • Y = G\ x r', which is dense in G. Thus H%° is the space of constant functions. 4.3. Proposition. Assume that G is connected and has no compact factor. Let g = Qi x • • • x gt be the decomposition of g into simple ideals. Assume T to be irreducible in G. Then the natural homomorphism j*: Hq(g,K;Er) —> Hq(T;E) (see 2.6) is an isomorphism for q < ^(M(g^) + 1) (where M($i) is as in 11, 9.1), in particular, for q < rkRg. (We recall that M(g^) is the greatest integer such that Hq{Bi,li',V)=0 for q<M(g7,) and any non-trivial irreducible admissible unitary (g^fy)-module V. In particular, M(Qi) > rkRg^ — 1 (V, 3.4) and M(gi) > m(g^), where ra(g^) is Matsushima's constant (II, 8.2).) Using 3.5(3), we see that it suffices to prove 4.3 when G = Adg. By Theorem 3.4, Hq(T;E) is the sum of Hq(g,t;Er) and of the spaces ^(g.t;^^), with ix G G, ix non-trivial. Since G = Adg, the decomposition of g into simple ideals corresponds to one of G as a product of simple groups and 4.2 obtains; we can therefore apply II, 9.4, which shows that those groups vanish in the range indicated. 4.4. Corollary, a) J/(p, E) is irreducible and non-trivial, then Hq(T; E) = 0 for q < J2i(M(Qi) + 1), in particular for q < rkRg. b) The homomorphism j* is an isomorphism of Hq(g,t;C) onto Hq(T]C) for q < ^2i(M($i) + 1), in particular for q < rkftg. These are in fact special cases of 4.3. Since M($i) > m(g^), we see in particular that if E = C is the trivial T-module and g is simple, then j* is an isomorphism at least up to ra(g), a result due to Y. Matsushima [80, Thm. 1]. 4.5. The space H1(q,K;L) is zero for any finite dimensional (g, X)-module L. Thus, in particular, Hl(T; E) = 0 for any E if t > 2. Assume now that t = 1, i.e. g is simple non-compact. Then 3.2, (II, §7) and (V, §3) imply that ^(T'.E) = 0 if g is not of type so(n, 1) or su(n, 1), in particular if the split rank rkRg of g is > 1. This proves the first assertion of the following corollary: 4.6. Corollary. Let G and T be as in 4.3. Assume that rkRg > 2 or that g is not isomorphic to su(n, 1) or so(n, 1) for any n > 1. Then Hl(T;E) = 0. Let Q be a compact connected Lie group. Then, up to inner automorphisms of Q, there are only finitely many homomorphisms ofT into Q. Since T is finitely generated, the second assertion is a consequence of the first and of the following lemma. (See [8, 1.1] for a similar proof.) 4.7. Lemma. Let L be a finitely generated group and Q a compact connected Lie group. Assume that for every finite dimensional unitary representation (p, E)
5.1 5. r COCOMPACT, E A G-MODULE 147 of L, the group Hl(L',E) is zero. Then, up to inner automorphisms of Q, there are only finitely many homomorphisms of L into Q. The space R(L, Q) of homomorphisms of L into Q may be viewed as the set of real points of an affme algebraic variety defined over R, namely the space R{L, Qc) of homomorphisms of L into the complexification of Qc of Q (see [117]). Let / G Hom(L, Q), and let p = Ad of be the representation of L into the Lie algebra q of Q defined by composing / with the adjoint representation of Q. Our assumption insures that iJ1(L;q) = 0. Then we also have Hl(L;qc) = 0. By [117], the irreducible component of R(L,QC) passing through / is the orbit of Qc, acting by inner automorphisms. Thus R(L, Q) is contained in finitely many orbits of Qc. But then it is also the union of finitely many orbits of Q [15, 6.4]. 4.8. In particular, we see that, up to equivalence, T has only finitely many unitary representations of a given degree m. As is known, this is false if G = SL2(R). In fact, if S is a compact Riemann surface of genus > 2, then equivalence classes of certain holomorphic bundles on S correspond canonically to equivalence classes of unitary representations of a suitable Fuchsian group (see [88]). The results recalled above show that the only possible exceptions to 4.6 would occur when g = so(n + 1,1) or su(n, 1). We do not know whether they do for n > 2. 4.9. Proposition. Let g = so(n, 1) (n > 2). Let D+, D~, Jq be as in VI, §4. Then (1) dimHq{T;E) = dimHomG(Jq; J2(£)), if q < n/2; (2) dimHq(T; E) = dimHomG(D+ 0 D-,I2(E)), if q = n/2. This follows from 3.2 and VI, §4. Remark. [86] gives examples of arithmetic subgroups T for which Hq(T; C) ^ 0 for all q between 0 and n. For n > 4 and q ^ n/2, this provides examples of non-tempered representations occurring in L2(T\G). 4.10. Let G = SU(n, 1). Then X = G/K is isomorphic to the open unit ball in Cn. Assume Y to have no non-central element of finite order. Then Y = T\X is a compact Kaehler manifold. Since iJ*(T;C) is canonically isomorphic with i/*(y;C), 3.4 and VI yield 4.11. Proposition. Let Jijf D{ be as in VI, §4. Then dim^^(r\X;C)pr =dimHomG(Jp,q,L2(r\G)) {0<p,q< n,p + ^^n), (2) dimHn-^n+1{T\X;C)pr = dimHomG(A, L2(T\G)) (0 < i < n). 5. T cocompact, E a G-module 5.1. In this section, V is a cocompact subgroup, and E a finite dimensional G-module. As a special case of 3.1 (2)(3), we have discrete sum decompositions with
148 VII. COHOMOLOGY OF DISCRETE SUBGROUPS 5.1 finite multiplicities (1) L2(r\G) = 0m(7r,r)^, (2) C°°(T\G) = (L2(T\G))°° = I 0m(7r,r)^ \ttGG Moreover, the canonical isomorphism 2.3(3) yields (3) I°°{E)* (0m(^r)/fTJ ®E. The summand corresponding to the trivial representation ttq represents the constant E-valued functions on G. Obviously (4) m(7r0,r) = l. 5.2. Theorem. We have (1) H*(T; E) = 0 m(7r, r)ff*(fl, K; Hn,0 ® £). 7TGG The natural homomorphism j* : H*(g,K;E) —> H*(T;E) (see 2.8) zs infective. Its image is the contribution of the trivial representation of G to (1). By 2.6, (2) ff*(r;S) = ff*L^;(0m(7r,r)ff7rJ ®£j. The proof that we can replace the topological sum on the right-hand side by an algebraic direct sum is then the same as in the case of 3.2, and will not be repeated. By (I, 2.2), we can substitute Hn^ for H%°- The last assertion is then obvious. 5.3. Assume G to have no compact factor and E to be a simple G-module. Then E is also a simple T-module [5], and the center C(T) of T acts by scalars. If it acts non-trivially, then H*(T;E) = 0 (3.4). So assume it acts trivially. Let CP(G) = C{G) Hkerp. Then 3.4 also shows that H*(T;E) = H*(T';E), where V = T/(T n CP(G)). Thus we may replace G by G' (G' = G/CP{G)) and Y by r;. Now G' admits a faithful linear representation, namely the sum of its adjoint representation and of p. We may therefore assume G to be linear. Let Go be the analytic group generated by g in the simply connected complex Lie group with Lie algebra the complexification gc of g. Then G is a quotient of Go- Let a: Go —> G' be the natural projection, and V = p' = a~l(T). We may view E as a Go-module on which kera acts trivially. Therefore, H*(T;E) = H*{T';E). In conclusion, the computation of iJ*(T; E) may be reduced to the case where G is a real form of a simply connected complex semi-simple Lie group Gc. In particular G may be assumed to be linear, and to have a global direct product decomposition G = G\ x • • • x Gt corresponding to the decomposition of g into simple ideals Qi (1 < i < t).
6.4 6. G SEMI-SIMPLE, T COCOMPACT, E A G-MODULE 149 6. G semi-simple, Y cocompact, E a G-module In this section, G is connected and semi-simple with finite center and no compact factor, (p, E) and Y are as in §5. 6.1. Theorem. Assume p(E) to be irreducible. Let (p*,E*) be the contragre- dient representation to (p,E). Then, in the notation of 5.1, we have (1) H«(Y; E) = 0 m(7r, T)H*(q, K; H^k ® E) {q G N), where the sum is finite and restricted to those tt such that \n — \p* and cjn = LUP*. For those it's, we have #9(g, K\ Hn,K 0 E) = RomK(Aq(g/t), Hn,K 0 E) (q G N). Since tt is admissible, Hn k = H%°k- The ^rs^ assertion then follows from 5.2 and (I, 5.3), the second from the first and (II, 3.1). Note that since G is assumed to be connected, we could replace K by t. 6.2. The complex case. Assume that G/K is Hermitian symmetric. Then 6.1 remains valid for (p, g)-type, i.e., it holds true if q is replaced by (p,q) and A9(fl/t) by App+ 0 A9p- (in the notation of II, §4). This follows from 2.10. 6.3. Let g = gi 0- • -0g^ be the decomposition of g into simple ideals. Assume E to be a simple G-module. Write accordingly (1) E = E1®--®EU p = Pi0---0Pt, where (pi,Ei) is a simple g^-module (1 < i < t). Let M(gi,pi) be as in II, 9.1 and 4.4(b). 6.4. Proposition. We keep the previous assumptions and notation, and moreover assume E to be non-trivial and Y to be irreducible. Then (1) H«(T;E) = 0 forq< £ (M(Qt,pt) + 1), l<i<t in particular for q < rkR G. By the reductions described in 5.3, we may assume that G = G\ x • • • x Gt, where Gi has Lie algebra g^ (1 < i < t). By 6.1, (2) H*(r-E) = H*(g,t;E)®Q)' m(ir,r)H*(g,t;HntK®E), where @ extends over those tt which have the same infinitesimal and central characters as p*. In particular, tt is not trivial. By II, 3.2, (3) H"(6,t;E)=0. Any tt G G decomposes as tt = 7Ti0 • • • 07rt (^ G Gi, i = l,...,t). By the Kiinneth rule (I, 1.3), we have, taking 6.3 into account, (4) H*{$,l\HVtK®E)= 0 ( 0 ff'Hfli-«<;#*,,*, ®Ei) J, qi-\ hqt=q \ i / where Ki = K C\ Gi, ti = t H g^ (1 < i < t). By 4.2, if tt is non-trivial, then no TTi is trivial; therefore, for the left-hand side of (4) to be non-zero, it is necessary that qi > M(gi,pi) for all i. Since M(gi,pi) > rkRg^ by V, 3.2, the proposition is proved.
150 VII. COHOMOLOGY OF DISCRETE SUBGROUPS 6.5 6.5. Proposition (Raghunathan [92]). Assume T to be irreducible and (p,E) to be simple non-trivial. Then Hl(T., E) = 0 except possibly when q = so(n + 1,1) (resp. g = 5ii(n, 1)) and the highest weight of p is a multiple of the highest weight of the standard representation of so(n + 1,1) (resp. of the standard representation o/5u(n, 1) or of its contragredient representation) (n > 1). If g is not simple, this is a consequence of 6.4. If g is simple, it follows from (V, §6) and 6.1. 6.6. We now translate the results of II, §§6,7 into properties of the spaces H*(T; *). Let \) be a ^-stable fundamental Cartan subalgebra of g. Put \) = \)c n ec, $k = $(ec, \)c n ec), $ = $(flc, y. Fix <fr^ C <£&. Let <I>+ be a system of positive roots for <I> compatible with ^ (see II, 6.6). 6.7. Theorem. Let F be an irreducible finite dimensional G-module with highest weight A - p. If 6A ^ A, then H*(T;F) = (0). This follows from 6.4(2),(3) and II, 6.12(1). 6.8. Let A be <I>+-dominant integral and regular. Let Wl be as in II, 6.9, and p+(t<&+) as in II, 7.1 (t e Wl). We say that A is strongly ^-dominant integral if (1) tA + tp — 2pk — £ and tA — pk — £ are $^"-dominant integral for all weights f of Ap+(£$+) and all* G Wl. 6.9. Theorem. Let 1$ be as in 11, 6.9 and q = dimp+. Let F be an irreducible finite dimensional G-module with highest weight A—p. If A is strongly ^-dominant integral, then Hi(T;F)= J2 (ll W*,r) (jGN), tew1 ^ **■' where ixt is the element of the fundamental series ([38]) for G relative to t&+ with lowest K-type rtA+tp-2pk • In particular, HJ(T;F) = (0) for j < dimp+. This is a consequence of 6.4(2),(3) and II, 7.3(1),(2). 6.10. Remark. Assume that G = °G and 1)C!. Then the fundamental series is the discrete series. 6.9 in this case sharpens an unpublished result of Langlands. Assume further that T is torsion free. Let A, F, ixt be as in 6.9. If dg is a fixed Haar measure on G, let d be the formal degree of ixt for t G W1. (It is independent of t G W1.) Then it is shown in [61] that m(7rt,r) =d.vol(r\G). Thus 6.10 becomes dim^(r;F) = /l^ld.voKIV?), if 2j =6imG/K, I 0, otherwise.
CHAPTER VIII The Construction of Certain Unitary Representations and the Computation of the Corresponding Cohomology Groups In this chapter the oscillator representation is used to construct non-trivial unitary representations V of SXJ(p,q) (p > q > 0) such that Hq($,t;V) ^ (0). This is of interest since q = rkR SU(p, q) (see V, 3.4). Using Weil's ideas on the relationship between theta functions and automorphic forms, we give in §5 a generalization of Kazhdan's theorem on the first Betti number of certain discrete cocompact subgroups of SU(n, 1). The material of this chapter is independent of most of the results in the preceding ones. It could be read after Chapter II. 1.1. (1) We define 1. The oscillator representation We look upon R2n as the space of all columns x,yeKn. (x,yf) - (y,x'), x\ y\ \x [y ■> ? V" y'_ (3 where (x,y) = J2xiyi for x = (#i,... ,Zn), y = (2/1, • • • ,2/n). The Heisenberg group of dimension 2n + 1 is the group with underlying space R2n x R and multiplication given by (z, t)-(w,s) = (z + w,t + s+ \[l(z, w)) . We denote this Lie group by Hn. It is easy to see that the 1-parameter subgroups of Hn are of the form s i-> (sw, st). Thus the Lie algebra f)n of Hn is R2n x R with the bracket [(x,t),{y,s)] = (0,l3{x,y)). 1.2. The St one-von Neumann theorem says that Hn has (up to dilation and duality) one infinite dimensional, irreducible, unitary representation (7r,L2(Rn)) with (^([j],*)/)w=exp(i(t+(x,z-^)))/(z-^ for / G L2(Rn), x,t/GRn,te R. Let the unitary group U(L2(Hn)) = U of L2(Rn) be given the strong operator topology (i.e., the weakest topology such that U x L2(Rn) —> L2(Rn), u, (p i-> u • (p is continuous.) 151
152 VIII. CONSTRUCTION OF UNITARY REPRESENTATIONS 1.3 1.3. Lemma. The map R2n -> J7(L2(Rn)) given by x ^ tt(x, 0) is a homeomorphism o/R2n onto its image. A proof of this lemma can be found in [65] and in [108]. 1.4. Let <S(Rn) denote the Schwartz space of Rn with the Schwartz topology. If 0G<S(Rn), define (1) F(<l>)(z) = (27r)-n/2 f (j)(x)e-l{x^ dx. Then T extends to a unitary operator on L2(Rn), and an easy computation shows that (2) Ttx ,t) T~l =TT -y ,t for x,y € Rn, t € R. Let G = {g € U(L2(Rn)) | g*(z,t)g-1 = ir(z',t) (z e R2n, t e R)}. In this definition z' clearly depends on z and g. 1.3 implies that 2/ = v(g)z, with 1/(0): R2n —> R2n a homeomorphism. Let Sp(n, R) denote the symplectic group. That is, Sp(n, R) = {g G GL(2n, R) \ 0(g-v,g-w) = 0(v, w) for v, w G R2n}. 1.5. Lemma. v{g) G Sp(n,R) for g G G. This follows from the definition of G and the relation 7r(z, i)ix(w, s) = ix [z + w,t + s + ^/3(z, w)) • 1.6. Proposition. Le£ T1 = {eid \ 0 G R}. TAen £/ie following sequence is exact: 1 T1/ G Sp(n,R) -> 1. We first note that if g G keri/, then gix{h)g~l = ix(h) for /i G iJn. Since 7r is irreducible, this implies that g = XI and |A| = 1. Hence to complete the proof we need only show that v is surjective. Set A N M I X 0 I -{ 0 0 A G GL(n X GMn(R), fX = X }■ ,R)}, J 0 -/ 1 0 It is well known that Sp(n, R) is generated by N U M U {J}. The equality 1.4(2) says that (1) v{T) = J. HAe GL(n,R) and / e L2(Rn), define a(A) by (a(A)f)(z) = I det A\l/2fCAz), z e Rn.
1.12 1. THE OSCILLATOR REPRESENTATION 153 Then it is easily seen that (2) a{A) G G and v(a(A)) 0 tA-i If X G Mn(R) and fX = X, then for / G L2(Rn) we set fi(X)f(z)=exp(i(Xz,z)/2)f(z). Then (3) n(X) G G and i/(/x(X)) = This completes the proof of the proposition. 0 I 1.7. Since an extension of a Lie group by a Lie group is a Lie group, 1.6 implies that G is a Lie group. Since v\ G —> Sp(n,R) is continuous, v is a Lie group homomorphism. Let v* be the differential of v. Let sp(n, R) denote the Lie algebra of Sp(n, R). Then v* : [g, g] —> sp(n, R) is a Lie algebra isomorphism. 1.8. Definition. The metaplectic group is the commutator group; Mp(n, R), of G. 1.9. Lemma. Set j = v\ Then lMp(n,R) j: Mp(n,R) ->Sp(n,R) zs a finite covering. Since j* is bijective, ker j is discrete. But ker j C TlI. Hence ker j is finite. 1.10. We look upon (Mp(n, R), j) as an abstract covering group of Sp(n, R). The realization Mp(n,R) C J7(L2(Rn)) will be denoted (W,L2(Rn)). It is called the oscillator (sometimes Weil, Shale, harmonic) representation of Mp(n,R). 1.11. Lemma. The space L2(Rn)°° of C°° vectors for (W, L2(Rn)), with the C°° topology, is isomorphic to *S(Rn). Set pn(R) = {X G Mn(R) | tX = X}. Set ^(X, A,Y)(p^Tfx{X)T-1a{A)fx{Y)(t) for X, y G pn(R), A G GL(n,R) and 0 G <S(Rn). An easy calculation shows that £ is of class C°°. By computing the differential of £, one also sees that the topology of <S(Rn), as a subspace of L2(Rn)°°, is the usual topology. W(U(g)) contains the operators (£*2)fc(E<92/dx2)\ fc,leN. Hence L2(Rn)°° C <S(Rn). 1.12. We identify the Lie algebra of Mp(n, R) with sp(n,R). We denote by Exp the exponential mapping of sp(n, R) into Mp(n, R) and by exp the exponential mapping of sp(n, R). Let Eij denote the nxn matrix with a 1 in the z, j position and all other entries 0. Set (1) hj 0 . ~EJi Ejj 0 Then ihj G sp(n, R). It is easy to see that (2) -W/(Exp(^))0|t=o = iHj(\>, then where 2Hj(p = dx2 Xj
154 VIII. CONSTRUCTION OF UNITARY REPRESENTATIONS 1.12 Set T = {Exp^tjiihj)) \ t3 G R} and T0 = v{T). Then T and T0 are Cartan subgroups of Mp(n, R) and Sp(n, R) respectively. Set PJ(Rn) equal to the space of all complex valued polynomial functions on Rn of degree less than or equal to j, and P(Rn) = \jPJ(Rn). 1.13. Lemma. Set i/jq(x) = (2?r)-n/2exp(-(x,x)/2) for x G Rn. Then W(T)^QPJ(Rn)C^oPJ(Rn) for all j = 0,1,2,.... We note that if 0 G Pl(Hn) for some z, then (1) ^^) = -^o(^2,^-g|). Hence Hj^0Pk(Rn) C ^0Pfc(Rn) for all k = 0,1,.... Let ( , ) denote the L2-inner product on L2(Rn). If ip,(f) G <S(Rn), then it is easily seen that Hence Hj diagonalizes on ^oPfc(Rn) with real eigenvalues. If h G i/joPk(Rn) and if Hjh = Aft, then by 1.12(2) (2) ^-(W{E^p{ithj))h^) = iA(W(Exp(t*fy))M) f°r 0 € <S(Rn). This implies that W (Exp (it hj))h = elXth. The lemma follows. 1.14. We also note that 1.13(1) implies (1) Hji/io =-tyo, for j = l,...,n. 1.15. Lemma. (Mp(n,R),j) is a twofold covering group o/Sp(n,R). Indeed, j_1(T0) = T. Hence ker j C T. If t G T and j(t) = /, then W(t) = £{t)I. UteT, then t = Exp(^- tj(ihj)). If u(t) = /, then t0 = 2ixkj with k3 G Z. Now 1.14(1) implies that (1) W(^o = exp|-^27rfcj)^o. This implies that £(£)2 = 1 if t G ker j. Hence ker j C {±^}. Obviously there i t G ker j so that £(£) = — 1. This proves the lemma. 1.16. Define Then: (1) [^+,^-] = -i^/, (2) A+A- + A-A+ = Hj, (3) [ff,-, 4+] = SijAf, [Hj,Ar] = -5zjA~ (4) A+rfo = 0, IS
2.1 2. RESTRICTION OF THE OSCILLATOR REPRESENTATION 155 (i) (5) [A+,A+] = [AJ,A7] = 0. If to = (mi,... ,mn), to; e Nn, set \m\ = ^TO« and TO' = mi''' •TOn- Set V>ro = (m!)-1/2(^)ml ... (A~)m^0. Then (6) J2 C^ = V'oP^R")- |m|<fc The following result is an easy consequence of the formulae in this section. 1.17. Lemma. (1) {^fc}fce(z+)™ is an orthonormal basis of L2(Rn). (2) W(Exp(z£^-)Mfe = exp(-§(£(2^ + 1)^))^. 1.18. Proposition. The space of C°° vectors for W\T is <S(Rn) with the Schwartz topology. That is, W\T and W have the same C°° vectors. It follows from 1.17(2) that h = J2 a™^™ G ^2(Rn) is a C°° vector for W|T if and only if \am\ < Cr(l + (m, m))~T', for each r > 0. (1) is the condition that /i G <S(Rn) (cf. [94]). Furthermore, if we set \\h\\2s = ^2(1 + (ra,ra))s|am|2, then the norms || • • • ||s define both the Schwartz topology (cf. [94], V, 13) and the topology on the C°° vectors of W\T (see 0, 2.3). 2. The decomposition of the restriction of the oscillator representation to certain subgroups 2.1. For p + q = n, p > q > 0, set *P,Q ~ where Ip is the p x p identity matrix. If g G Mn(C), set g* equal to the conjugate transpose matrix of g. We look upon Cn as R2n, and we write z = x + iy, x,y G Rn, as in 1.1(1). If X G Mn(C), then we view X as being in M2n(R) by neglecting the complex structure. Let XJ(p,q) be the group of all g G Mn(C) such that 9*p,q ' 9 = *p,q- \ Ip 0 0 -h\ Set Jp,q 0 In For g G U(p,g), define as an element of GL(2n,R). It is easily checked that V>(<?) 9 ' Zp,q ^:U(p,(z)->Sp(n,R). We also use the notation ip for the corresponding Lie algebra homomorphism ofu(p,q) into5p(n,R).
156 VIII. CONSTRUCTION OF UNITARY REPRESENTATIONS 2.2 2.2. Let hj e sp(n,C) be defined as in 1.12(1). Set \) = J2Chj- Then \) flsp(n, R) is a Cartan subalgebra. Set $(sp(n, C), f)) = $. Set Then $ = {£i - Sj | i ^ j} U {±fe + £j) | 1 < z, j < n}. Set $+ = {£; - £j | 1 < z < j < n} U {^ + £j | 1 < i < j < n}. Let t denote the algebra of diagonal elements of u(p, q). Set Zj = E^- (see 1.12). Then i/j(zj) = hj if j < p, ip(zj) = -hj if j > p. Define r\i G t* by ^(^) = <% (1 < i, j < n). Then ,*/ x ivi, l<i<P, [-Vi, p<i<n. Set uc = u(p,g) ®r C. Let ^ = $(uc,tc), and ^+ = ?/;*($+) n ^. Then \]>+ = \j]i — rj3; I 1 < z < j < p or 1 < z < p < j < n} U {rjj — rji \ p < i < j < n}. Set u+ = 0aGxj,+ (uc)a. 2.3. Let s = sp(n, R). Let (W, L2(Rn)) be as in §1. Let us also denote by W the representation of sc on *S(Rn). Using 1.16 and the direct computation of W on 5, it is easy to show that (1) W((sc)£i+£.) = CL4+A+, 1 < z < j < n, (2) W((5c)£i_£i) = CA+AJ, l<i<j<n. 2.4. By going to U(p, q), a twofold covering of U(p, q), we can lift ^:U(p,(j)^Sp(n,R) to ^:%g)->Mp(n,R). Let V(<7) = W(V>G?)) for g G U{p,q). We note that, since ^(tc) = f)c, 1-18 implies that (V, L2(Rn)) has the same space of C°° vectors as W. We denote by V the corresponding representation of uc on *S(Rn). 2.5. Lemma. (1) (1/, L2(Rn)) sp/z'te zn£o a countable direct sum of inequivalent, irreducible, invariant subspaces. (2) If H C L2(Rn) Z5 a closed invariant subspace under V, then H nipoP(Tln) is dense in H. If H ^ (0), then H^ ={f€H°°\ V(u+)f = 0} ± (0).
2.6 2. RESTRICTION OF THE OSCILLATOR REPRESENTATION 157 (1) is already true for W{T) C V(U{p,q)). (2) Since W{T) C V(U(p,q)), it is also clear that #n^0P(Rn) is dense in H. Using 2.2 and 2.3, it is easy to see that (3) V(u+) = J2 CAIAJ+ J2 CAtAt + E CAtAJ- l<i<j<p l<2<P<:?<n p<i<j<n Order Nn as follows: m > m! if \m\ > \m'\ or if \m\ = \m'\ and rrti = m^ for i< j, rrij > m'y Using (3), it is easy to see that (4) V(u+)^mC E C^m'- m>m' Now H H ^0P(Rn) = (BmeS(H) C^™> with £(#) C (Z+)n a subset. Let m G 5(#) be a minimal element of S(H). Then (4) implies that V(u+)ipm = 0. 2.6. Lemma. Set 0/,oP(Rn))u+ = {fe ^0P(Rn) I ^(u+)/ = 0}. Then (^0P(Rn))u+ = £ C^0,...,o,fc,o,...,o + E c^o,...,o,fc> fc>0 k>0 where the index k in the first sura is in the p-th position. We leave it to the reader to check that t/j0f G (^0P(Rn))u+, / G P(Rn), if and only if (1) 7^=2*^, l<i<3<P, d2f n df —-— = 2x dxidxj 3 dxi' (2) £k=2X^ V<r<3<n, (3) tSLr0' ^^<^- Write / = "£2l<kfl(xi,...,xp-i,xp+i,...,xn)xlp. Then / satisfying (1) for 1 < i < p implies [) dx-dx ~ ^ dx p ~ p2^dx.p' uxtuxp i<k ux% i<k ux% Comparing coefficients of xp in (4), we see that dfk/dxi = 0, i < p — 1. Hence fk is independent of xi,... ,xp-i. Arguing by downward induction, using (4), we see that // is independent of xi,..., xv-\ for / = 0,..., k. Arguing the same way, expanding in terms of xn and using (2), we see that / is a polynomial in xp and xn. (3) implies that d2f/dxpdxn = 0. Write f(xp,xn) = H^ofj^pX' Then 3 P This implies that dfj(xp)/dxp = 0 for j > 0. Hence f(xp,xn) = h\{xp) + h,2{xn). Clearly, if /ii,/i2 G C[x], then hi{xp) + h,2(xn) satisfies (1), (2), (3). The lemma now follows.
158 VIII. CONSTRUCTION OF UNITARY REPRESENTATIONS 2.7 2.7. Set JP,g = il>{-H) = -ZPiqJZp^q = y^jhj - y^ ihj. j=i j=p+i Then (1) W (Exp tJp^iprn = exp I -i I — h ^Trrii+p It J ^ Set and 6(ExP(tJp,q)) = e-i((p-<i)/i+k)\ keZ, Li(Kn) = {fe L2(Rn) I W(EMtJP,q))f = ^(ExptJ^)/}. Then, since W(Exp(tJp^q)) o V{g) = V{g) o W(Exp(tJPjg)) for # G U(p,q), we see that y(</)L2fc(R") C Ll(Kn) for £; G Z, </ G U(p,q). Set Vfcfo) = V(g)\Ll{ILny 2.8. Lemma. VKe have oc (1) L2(Rn)= 0 L2k{Rn) {orthogonal direct sum), k= — oc (2) (Vfc,L|(Rn)) is an irreducible representation ofU(p,q). Proof. (1) is clear. To prove (2) we note that W(Exp£Jp}g)^0,...,o,fc,o,"-,o = €fc(ExP*Jp,g)^o,...,o,M,...,o T . . pth position and W(ExptJPjg)^o,...,o,fe = €-fe(ExptJPjg)^o,...,o,fe- This implies that dim(L^(Rn) n ^0P(Rn))u+ = 1 for k G Z. Lemma 2.5 now implies (2). Before we go on we have one piece of unfinished business. We state it as a lemma. 2.9. Lemma, tp: SXJ(p,q) —> Sp(n,R) lifts to an infective homomorphism if: SV{p,q) ->Mp(n,R). In other words, the connected subgroup of U(p, q) with Lie algebra su(p, q) is SU(p,q). Let B denote the group of diagonal elements of SXJ(p,q). Then B has Lie algebra °t = {z G t | tr z = 0}. Now ^(exp (£ *„)) ^m =exp L (± ^p±03 - ± ^f±^03+)j\ 1pm-
2.12 2. RESTRICTION OF THE OSCILLATOR REPRESENTATION 159 If Yli Oj = 0, then 3 = 1 V J 3 = 1 V J j = l j = l 3 = 1 This implies that the weights of Woip on °t are SU(p, ^-integral. Since exp(°t) contains the center of SU(p, g), the lemma follows. 2.10. The center of U{p,q) acts on (Vfc,L|(Rn)) by scalars. Hence the restriction of Vk to SU(p, q) is still irreducible. We will look upon (Vfc,L^(Rn)) as a representation of SU(p, g). Set K = U(n) n SU(p, q),G = SU(p, 9). Set i/z equal to the space of K-finite vectors of Lf(Hn). Then clearly (l) ff, = L?(Rn)n^P(Rn). Let b = t n a, ^fc = *(6C, bc), tf £ = Vk n ^+. 2.11. Lemma. £e£ A/ = —/r/p + r]p+i + • • • + r]p+q if I > 0, and A/ = rjp+i + • • • + r]p+q-i + (1 — l)Vp+q if I < 0 and q > 0. T/ien £/ie weights of b on Hi are of multiplicity 1 and are of the form A/ — Q with Q a sum of elements of ^+. Set u" = Eae*+(uc)_a. Then Ht = U(u~) • Hf+. 2.6 implies that Hu+ = lC^°>~> /'°—° if/^0' ' \C^o,...,o,-« ifi<0, with / in the p-th position if / > 0. An easy computation shows that V(h)\ HU+=Ai{h)I, hebc. This proves the lemma. 2.12. Set bR = {h G bc \ a{h) G R for a G tf}. Then the Weyl chamber in 6r defined by ^+ is given by the following inequalities: m > '-->VP > Vp+g > " > Vp+i- Let p be the ^-invariant complement to t in q. Set ^n = ^-fyk and ^+ = \J>nn\I>+. Then pc = p+ 0p~ with p± = ]Cae#+ (Sc)±a- It is easily checked that Ad(k)pf C p± for fc G if. Set, as usual, 2p = ^2ae^+ a- Then (1) Vi has infinitesimal character Xhi+p for ^ G Z. (1) follows from 2.11. We note that p q (2) P = Y1& + ^ ~ z')^ + X^ ~ 1)^+p- i=l i=l This implies that if / > 0, then p-1 q (3) A/ + p = ]T(p + <? - 2)77* + (q - l)vP + ]T iVi+p- i=l i=l
160 VIII. CONSTRUCTION OF UNITARY REPRESENTATIONS 2.12 Also, if / < 0, then v g-i (4) A/ + p = ]T(p + Q ~ ^Vi + J2 ir]i+P + ^ ~ 0 Vh?- 2=1 2=1 2.13. Proposition. Le£ (Si,Fi) be the irreducible representation of G with highest weight —lr]p+i for I > 0. (That is, Fi is the l-th symmetric power of the standard representation of G on Cp+q.) If I > q> 0, then H«{S,K;Hl<8>F?_q)jt(0). The Weyl group W(flc> &c) acts on b* by the permutations of the rji. Let Sn be the permutation group on n letters. If s G 5n, set s?^ = rjs-ii. Let 5 be the permutation (p,p + 1,... ,p + g). Then (1) 5-1(A/+p) = (^-/)77p+1+p. This implies that iJ/ and i*/_g have the same infinitesimal character. Thus the results in Chapter II imply that if / > q (2) dimW{Q,K',Hl®Fl%)=dimRomK(Aip®Fl_q,Hl). Let W\ be the irreducible representation of K with highest weight A. We have (3) dimHomK(WSp-p,AV) = l- We note that l{s) = q. We leave it to the reader to check that s^+ D ^jj". (3) now follows from Lemma 3.5 in [62]. Moreover, (4) dimRomK {W(q_i)sr]p+1, Fi_q) = 1. Indeed, {q — l)sr]p+i is the highest weight of F/_q relative to s^+. The equalities (3), (4) imply A9p ® Fi_q d Wsp_p <8> Ws(q_l)r]p+1. Thus (5) RomK{Ws{(q_l)rip+1+p)_p, A«p 0 Fi-q) + (0). Since s((q — l)r)p+i + p) — p = A/ and Wa, C #/ by 2.11, (5) and (2) imply the proposition. 2.14. Corollary (to the proof of 2.13). (1) dimRomK(Aqp-(SF^Ht) > 1 for I > q > 0. In particular ifq = l, then H\ is equivalent with Jo,i {in the notation of VI, 4.8). Remark. By [62, 3.7], (1) is in fact an equality.
3.3 3. THE THETA DISTRIBUTIONS 161 3. The theta distributions 3.1. If 0G<S(Rn) define (Fct)){z)= f 4){x)e-27ri{x>z) dx. Then F: <S(Rn) —> <S(Rn), and F extends to a bijective unitary operator on L2(Rn). Set A = a((27r)1/2/) (see 1.6(2)). Then ATA~x = F. For g G Mp(n,R), define W(g) = AW(g)A~l. Set 0m = A^m for m G (Z+)n. In particular, we note that if X G pn{R) (see (1-H))> then 3.2. If L C Rn is a lattice, define L* = {r G Rn | (r, r) G Z for all r G L}. If L is a lattice, then Tl = Rn/L is a torus. If 7 G L* and x G Rn, set e7(x) = exp(27rz(7,x)). Then e7(x + r) = e7(x) for r E L. Thus e7 G T^. It is easy to see that Ti, = {e7 | 7 G L*}. We give Tl the invariant measure that satisfies /Rn f(x) dx = JTl fL(t) dt, where fL(x + L) = £7GL /(* + 7) for, say, / G <S(Rn). Let rn(L) = vol (Tl) relative to dt. 3.3. Theorem (Poisson summation). If f e <S(Rn), then 7GL* 7<^ If / G <S(Rn) and 0 G L2(TL), define (\(f)ct))(z)= [ </>{z-x)f(x)dx= f (/)(z-t)fL(t)dt= [ </>{t)fL{z-t)dt. Jn™ jtl Jtl The standard theory of Fourier series (or the Peter-Weyl theorem) implies that A(/) is of trace class and tr AL(/) = m(L)fL(0) = m{L) £ /(7). 7<EL On the other hand if 7 G L*, (A(/)e7)(*) = e,(z) I e^ty'fUt) dt = e7(*)(F/)(7) by the normalization of measures. Hence trA(/)= £(F/)(7). 7^L*
162 VIII. CONSTRUCTION OF UNITARY REPRESENTATIONS 3.4 3.4. For a lattice L C Rn and / G <S(Rn), define *l(/) = /l(0) = £/(7). Clearly Sl G <S'(Rn) (i.e., Sl is a tempered distribution). If S C L is a sublattice and if x £ (L/S) , define 8l,sM= £ X(r)fs(r). reL/S The tempered distributions Sl,s,x are tne theta distributions alluded to in the title of this section. 3.5. Lemma. Let L and S be as in 3.4, and let x G {L/S) and f G tS(Rn). Then (1) ^,x(/) = ^(F/)l*(-m), where \i G 5* is sitc/i £/ia£ X(7 + S)=e27ri<^> (7GL). It follows from the definition that (2) «M,x(/) = £xW/(r) = (x/)L(0), where x is viewed as a character of L. But (3) F(e2-^/)(y) = (F/)(y-^), u,yeRn. Hence the lemma follows from (2) and Poisson summation (3.3). 3.6. If S is a sublattice of Zn and L = Zn, then we denote #z™,s,x by Ss,x, X G {Zn/Sf. Set T5,x = {7 G Mp(n, R) | 55,x ° Mt) = ^x and Kt) e Sp(n, Z)}. 3.7. Theorem (Bass, Milnor, Serre [1]). If S C Zn is a sublattice and \ £ (Zn/S) , then i/(TsiX) contains a congruence subgroup o/Sp(n, Z). Let m G Z, m > 0, be such that raS* C Zn. Let pn(Z) = {X G pn(R) | X has integral matrix entries}. If X G pn(Z) and 71,72 G 5*, then (2m2X7i,72) G 2Z. We compute *SlX o (W (Exp f J 2W02Xl)/)= £ X(r)E^<2m2X(7+r)'7+r>/(7 + r) = £ X(r)^/(7 + r) = 5S,x(/). r<EZn/S -yeS
3.10 3. THE THETA DISTRIBUTIONS 163 Also taking into account 3.5, we get 5SlX o W Exp 0 0 -2m2X 0 / = 5S,X -F-W 0 2m2X 0 0 F-if = Y^ e7r'<(2m2x)(r+M)'(r+M))(F_1/)('7" + M) rGZ" This implies that v(Ts,x) contains the group generated by the elements of the form [o ^] and [x°i] witn X e 2ra2pn(Z). It is shown in [1], p. 130, that these matrices generate a congruence subgroup of Sp(n, Z). 3.8. Lemma. Let f G <S(Rn). If 6s,x(f) = 0 for all lattices S c Zn, and X G {Zn/Sf, then f(r) = 0 for all r G Zn. Let \i G Qn. Then there is j G Z so that /x G (jZn)*. If xM(r) = e27ri^'r\ then XM G {Zn/mjZnf for all m = 1, 2, • • •. Set Sm = mjZn. (1) J//G5(Rn), thenSSrn^(f)= J2 ^^r)f(r). This is clear, since e27r^'r+7> = e2ni^^ for 7 G 5m. Also, (2) If lim /x; = /xq, fiQ G Rn, £/ien lim Y" e27ri<^"'T>/(r)= Y" e27ri</i°'T>/(r) rGZn j^oo rGZ" (2) follows from the dominated convergence theorem. (1) and (2) imply (3) ]T e27ri{r^f{r) = 0 for all /x G Rn. rGZ71 Since |/(r)| < Cfe(l + ||r||2)-fc for k = 1, 2,..., the left-hand side of (3) is an absolutely convergent Fourier series representing 0; hence its coefficients, /(r), are zero. 3.9. Theorem. IfTc Mp(n,R) is a discrete subgroup, set <S'(Rn)r = {A G <S'(Rn) I A o W(7) = A,7 G T}. If (j) G <S(Rn) is such that A(0) = 0 for all A G <S'(Rn)r and a// T C Mp(n,R) sitc/i £/m£ v(T) contains a congruence subgroup of Sp(n, Z), tfien 0(r) = 0 for all r G Zn. This follows from 3.7 and 3.8. 3.10. The discussion in this section is strongly influenced by the many conversations the second named author has had with Roger Howe about the oscillator representation. In particular, the term theta distribution is due to Roger Howe.
164 VIII. CONSTRUCTION OF UNITARY REPRESENTATIONS 4.1 4. The reciprocity formula In this section G denotes a connected semi-simple Lie group with finite center, and K a maximal compact subgroup of G. 4.1. If {it, H) is a unitary representation of G, then H°° denotes (as usual, see 0, 2.3) the space of C°° vectors for (tt, H) with the C°° topology. (#°°)* denotes the space of continuous linear functionals on H°°. If {iTi,Hi), i = 1,2 are unitary representations of G, then Home {Hi, H2) denotes the space of all bounded linear operators A: Hi —> H2 such that Aon^g) =7T2{g)oA for g G G. 4.2. Let T C G be a cocompact, discrete subgroup of G. Let irr denote the right regular representation of G on L2(T\G) (here we fix a bi-invariant measure dg on G, hence a right invariant measure d{Tg) on T\G). We recall that the space of C°° vectors of (tit, L2(r\G)) is precisely G°°(r\G) with the C°° topology (III, 7.9). If {ir,H) is a unitary representation of G, set (#°°)*r = {A G (#°°)* | Aott(7) = A for 7 G T}. 4.3. Theorem (Gelfand, Graev, Piatetski-Shapiro [42]). Let {tt,H) be an irreducible unitary representation of G. If A G Houig{H, L2(r\G)), set \a{v) = A{v){T • 1) for v G H°° {this makes sense by 4.2). Then the map A 1—> A^ is a bijectionfromRomG{H,L2{T\G)) to (#°°)*r. If A G HomG(iJ,L2(r\G)) and AA = 0, then A{v){T • 1) = 0 for v G i/°°. Hence, if # G G, 0 = A{ir{g)v){T • 1) = (M9)A(v))(T • 1) = A(V)(r • g) for all v G i/°°. Thus A(#°°) = 0. But then A = 0, since #°° is dense. This proves the injectivity of A \—> A^- If A G (#°°)*r, then set AA(v)(r^) = \{ir{g)v) for # G G, v G i/°°. Then AA: ff°° -> C°°(r\G), and Aa(tt((/)i;) = MtiM*) for 4 € G. Let ( , ) denote the inner product on H and let ( , )r denote the inner product onL2(r\G). Set {v,w) = (Ax(v),Ax(w))r- Then ( , ) defines a g-invariant inner product on Ho (the K-finite vectors of H). Hence, since the K-isotypic components of Hq are finite dimensional, we see that if v, w G Ho, then {v,w) = (Bv,w), with B: Ho —> Ho a linear map such that B{X - v) = X • B{v) for X G g, v G iJo- Ho is an irreducible (g, X)-module. Hence B = fil with /x G R, /x > 0. This shows that if v G Ho, then (1) (AA(i;),AA(i;))r = /x(i;,i;). (1) implies that ^a]^ extends to a bounded operator C from H to L2(r\G). Since Ho consists of analytic vectors for H, it follows that C G Homc(i^, L2(r\G)). But ^c\H = A; therefore Ac = A.
5.3 5. THE IMBEDDING OF Vt INTO L2(r\G) 165 4.4. Remark. Theorem 4.3 can be viewed as a consequence of III, 7.9, and two quite general facts. To see this, note first that the space C°°(T\G) of C°° complex valued functions on Y\G may be viewed as the space of the induced representation Indr in the smooth category (III, 2.1), where C is viewed as a trivial T-module. The first part of the proof of 4.1 just establishes a special case of "Frobenius reciprocity" (see IX, 5.9), namely (1) HomG(ff,C°°(r\G)) = Homr(ff00,C) = (tf°°)*r. (Here, H°° could be any admissible smooth G-module.) The second part of the proof of 4.3 shows in fact more generally that if U, V are unitary G-modules, and U is irreducible (hence admissible), then (2) Home(17, V) = HomG(J7°°, V°°). The special case considered in 4.3 is (3) KomG(H,L2(T\G)) = HomG(ff~,£2(r\G)°°). Theorem 4.3 is then a consequence of (1), (3) and III, 7.9 (recalled in 4.2). 5. The imbedding of Vt into L2(T\G) 5.1. Let k be a totally real finite extension of Q, and denote by r + 1 its degree. We assume r > 1, fix an imbedding of k into R, and view k as a subfield of R. Let E = {ai,..., crr+i} be the set of isomorphisms of k into R, where crr+i = id. Let k' = k(i). We extend a G E to the imbedding of k' into C which leaves i fixed. Let n be a positive integer, h a non-degenerate Hermitian form on Uk1 = k'n of signature (p,q) {p > q > 0; p + q = n). We assume that for <j G E, <j ^ 1, the form ah, given by z, w h^ a~1(h(az,aw)), is definite. 5.2. Let H{k) = {g G SL(n,fc/) | h(g-z,g-w) = h(z,w),(z,w G Uk>)}. It is the group of points over A; of a /c-form H of SLn. Now h(z, w) = \i{z, w) + \/^l/3(z, w), with \i a symmetric /c-bilinear form with values in k and j3 a skew symmetric k- bilinear form with values in k. We regard Uk' as a 2n-dimensional vector space over /c, and write Uk instead. Using a symplectic basis for /3, we see that H(k) C Sp(n, /c), or more precisely that we have an imbedding, defined over /c, of H in the symplectic group Spn, viewed as a /c-group. 5.3. Let Resfc/Q denote restriction of scalars from k to Q (see Weil [116], Chap. 1). Then Q = Res^/Q(7i) and Res^/Q(Spn) are defined over Q, and we have a canonical imbedding Q = Resfc/Q H —> Resfc/Q Spn. Moreover, the group G{Q) of rational points of Q is equal to Resk/Q{H(k)). Let Uq be Uk viewed as a 2n(r + 1)- dimensional vector space over Q, and (5c the bilinear form on Uq defined by (3. It is antisymmetric non-degenerate, and we have Uq = Res^/Q Uk, Pq = Resk/Q/3. Therefore Q is naturally embedded in the group of automorphisms of Uq 0q C leaving /3q invariant, i.e. in Sp^, where N = n(r + 1). Over R, the group Q is isomorphic to the product of the groups aH (a G E), where aH is the group of automorphisms of Uk' 0C preserving ah. Therefore the group 5(R) of real points of Q is isomorphic to the product of SU(p, g) by r copies of SU(n). Of course °"Spn is again Spn; hence the group of real points of Resfc/Q Spn is the direct product of r + 1 copies of Sp(n,R). The imbedding H ^ Spn yields ipr+i • S\J(p,q) ^ Sp(n, R) and, for a G E, a ^ crr+i> the corresponding imbedding of aH into Spn yields ^: SU(n) ^^ Sp(n,R). The
166 VIII. CONSTRUCTION OF UNITARY REPRESENTATIONS 5.3 direct product of (r + 1) copies of Sp(n, R) is naturally contained in Sp(n, R); our given embedding G(R) <^-> Sp(iV, R) is, up to conjugation over R, the product i/j of the i/ji, followed by that inclusion. Let ei,...,e2v be a basis of Uq, so that /3q is in standard form. We have Q(Z) = {7 G 0(Q) I ^(7) G Sp(iV,Z)}. Then Q(Z) is an arithmetic subgroup of £(R) (see [9], 7.11, 7.12). Also ^: Q{Z) -> Sp(W,Z). 5.4. Theorem (Borel and Harish-Chandra [14]). 5(Z) is a cocompact discrete subgroup of G(H). We have £(R) = X[=i Gu where G% = SU(n), i < r, and Gr+l = SU(p,q). Let pi: 5(R) —> Gi be the z-th projection. The definition of G(Q) implies that Pi\c(Q\ *s injective for each i. If 7 G G{2i) were not semisimple, then ^(7) would be so for each 1 < i < r. But pi(7) G Gi = SU(n). Thus 5(Z) consists of semisimple elements. The result now follows from [14]. 5.5. Let pii 5(R) —> Gi, i < r + 1, be as in the proof of 5.4. Set pr+i(G(Z)) = T. If uj C SU(p, g) is a compact subset, then p^+iO^) ^ ^0^-) *s compact. Thus V is a cocompact, discrete subgroup of SXJ(p,q). Lemma 2.9 implies that t/j: 0(R) -> Sp(iV,R) lifts to ip: 0(R) -> Mp(iV,R). Indeed, we have 5: X[=iMP(n>R) -> Mp(iV,R), and ^: G» -> Sp(n,R) lifts to ipi'. Gi -^ Mp(n,R), and we set ^ = a o X[=i ^- Using this observation, we see that if W-7' is the oscillator representation of Mp(n, R), j = 1,..., r + 1 and W is the oscillator representation of Mp(iV, R), then W o i/j is equivalent with r+l (tt^o £1) § (tf/2 o ^2)g • ■ • ®(]Yr+1 o ^r+1) : (Sl,... ,gr+1)» (g) (W o ^(5i)). 2=1 Set V1 = W* o ^. Then V1 acts on the coordinates £(i-i)n+i>... ,x^n, 2/(i-i)n+i? • • • ? 2/m • It should be noted that the basis that splits ip into a product is not the same as the basis for which our Sp(iV, Z) is defined. If 1 < j < r, then V^ = ©/>0^/"; with dim VLJ < 00. (This corresponds to the case q = 0 in §2.) This implies that v= e vt\ r + l ■r+l as a representation of £(R). Set V(/lv..5/r+1) equal to V^® • • • (gVJ7"4'1, and let L2(RAr)(/1 /r+1) be the representation space for V(/l5.../r+1). The results of §§1 and 2 easily imply 77ie space of C°° vectors of V(/1,...,/T.+1) is precisely ^ ' L2(RAr)(/lv..,/r+1) nS(RN) with the subspace topology. (2) L2(RJV)(_i1>...,ir+l)n^oP(RJV)_ « dense znL2(RA j(/l and in the C°° vectors for V(/lv_/r+1).
5.10 5. THE IMBEDDING OF Vt INTO L2(r\G) 167 5.6. Theorem. /// G Z, then there exists a subgroup Y' of finite index (indeed, a congruence subgroup) ofT such that ((vr+i)°Tr/ ^ (o). (Here, V[+l is the representation o/SU(p,g) denoted by Vi in §2.) Fix Zi,..., lr G N. Let i/ = L2(RJV)(Zlj...tZriZ). Then H°° = H n ^(R^), and if Pi i/joP(Rn) is dense in if and i/°°. Let ZN be the lattice associated with the basis for the Sp(iV, Z) we are considering in this section. Let A be as in 3.1. If 0 G H H i/j0P(ILn) and A<j>{t) = 0 for r G Z^, then 0 = 0 (i.e. Z^ is Zariski dense in R^). Thus if 0 ^ 0, there exists A C Mp(iV, R) such that (1) v(A) contains a congruence subgroup of Sp(iV, Z). (2) There is A G S/(RJV)A so *Aa* A(A0) ^ 0. See Theorem 3.9 for this result and the notation. Set fi = X o A restricted to H°°. Let Q be a congruence subgroup of Q(Z) so that ip(Q) C i/(A). Then ^: fi -> A. Hence /x G (H°°yn. Let r' = 7r(ft). Then r; C T is a congruence subgroup. Fix 0 = 0i ® ■ • • ® 0r+i G i/joP(Rn) H if so that /x(0) ^ 0. Define f (/) = M0i ® ''' ® <t>r 0 /) for / G (V^+1)°°. Then £e((^+1)°°)*r\^o. 5.7. We now revert to our old notation: G = SXJ(p,q), p > q > 0. i/j: G —> Sp(n, R) (n = p + q) and ^: G -> Mp(n, R) the lift of ^. Let V/ and F = W o ^ be as in §2. However, we fix Y as constructed above. 5.8. Corollary. IfleZ, then there is a congruence subgroup T' ofY (possibly depending on I) such that nomG(VhL2(T'\G))^0. This is just 4.3 combined with 5.6. 5.9. Corollary. Let I G N, I > q, and let FL be as in 2.13. Let Y be as above. Then there is a congruence subgroup Y' cY such that Hq(Y']Fi-q) ^ (0). This follows from 2.13, 5.8 and VII, 6.1. 5.10. We note that in this case the cohomology of Y is bigraded in the same way as the cohomology of Y\G \ K. We actually have H°'q(Y'; Ft-q) ^ 0 for I > q (see VII, 6.2). The results of this section are substantially due to D. Kazhdan [70]. He concentrated on the case SU(n, 1) and V\. He also studied the significance of the V-j, j > 0, for SU(2,1) for Y not necessarily cocompact. Kazhdan's proof of the pertinent results uses the global oscillator representation and strong approximation rather than Theorem 3.9.
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CHAPTER IX Continuous Cohomology and Differentiable Cohomology Introduction In most of the previous chapters we have been studying the relative Lie algebra cohomology spaces #*(g, K\ V) with coefficients in a (g, K)-module. Our only case of interest is when V is the set of X-finite vectors in the space V°° of C°° vectors of a continuous G-module. In that case, by the van Est theorem, this space is also the space H^(G; V°°) of continuous (or differentiable) Eilenberg-Mac Lane cohomology of G with coefficients in V°°. The relationship between cohomology of discrete subgroups and cohomology with coefficients in infinite dimensional representations described in VII can also be expressed in terms of continuous cohomology (and obtained directly by use of a suitable Shapiro lemma). Moreover, this relationship is also valid in the p-adic case, where there is no direct analog of the Lie algebra cohomology. This chapter is devoted to the basic notions and results on continuous or differentiable cohomology. This is not a completely self-contained exposition, since, when convenient, we have referred to [35] or [60]. But a number of proofs have been included. At this point, we are mainly interested in real Lie groups. However, in preparation for the p-adic or mixed case, we shall first develop continuous cohomology for locally compact groups (§§1 to 4), in the framework of [35] or [60, §2]. §§5, 6 are concerned with differentiable cohomology, which was initiated by W. T. van Est (see [104, 105] and earlier references given there). We shall largely follow the exposition of [60]. We have also borrowed from three lectures given by G. D. Mostow at the Institute for Advanced Study in Spring 1975, in particular for 5.4, 6.2, 6.3 and the proof of 5.2. In the original version, we shifted from Lie algebra cohomology to differentiable cohomology because the latter theory had a Hochschild-Serre spectral sequence and a Shapiro lemma, both needed to compute cohomology with respect to an induced representation. As pointed out in the first version of this book, we noticed subsequently that analogues existed in the framework of Lie algebra cohomology. In the previous chapters, we have used those, so that we do not need the results of this chapter. We have kept it, however, since continuous and differentiable cohomology are of interest in various contexts, and also for the sake of the analogy with the p-adic case, whose treatment will be based on the use of such cohomology. In this chapter, locally compact groups are assumed to be countable at infinity, topological vector spaces are Hausdorff, over C, and locally convex. 169
170 IX. CONTINUOUS COHOMOLOGY 1.1 1. Continuous cohomology for locally compact groups 1.1. Let Gbea locally compact group. By a topological G-module, or simply a G-module (7r, V), we mean a topological vector space on which G acts via a continuous representation it. A G-morphism of two such G-modules is a continuous linear map which commutes with G. We let Cq or simply C if G is clear from the context, denote the category of topological G-modules and G-morphisms, and C*q the full subcategory of quasi-complete G-modules. For some of the main theorems, we shall assume that the G-modules under consideration are Frechet spaces, i.e. are complete and metrizable. In fact, for our needs, it would be no essential loss in generality to assume this from the start, as far as real Lie groups are concerned. 1.2. If X, F are topological spaces, we let C(X; F) denote the space of continuous maps of X into F, endowed with the compact open topology. Let F be a topological vector space, and let X be locally compact. Then C(X;F) is quasi- complete if F is so [22, X7, Cor. 3], and is a Frechet space if F is one and X countable at infinity, as follows from [22, X21, Cor. to Prop. 1]. If A and B are topological vector spaces, then Hom(A,£?) denotes the space of continuous linear maps from A to £?, endowed with the compact open topology. If A, B G Co, then Hom(A,£?) will be given the G-module structure defined by (1) {xf){a) = x{f{x~l -a)) (x£G; a e A; f G Hom(A, B)). HomciA, B) denotes the set of homomorphisms which commute with G. Both Hom(A,£?) and Horned, £?) are closed subspaces of C(A;B). Similarly, if A is just a topological space on which G operates continuously, then C(A; B) is endowed with the G-action defined by (1). We recall that if /: A —> B is a surjective continuous linear map of Frechet spaces, then / induces a topological isomorphism of A/ker/, endowed with the quotient topology, onto B [23, I, §3, n° 2, Thm. 1]. In particular, if (2) 0 > A —?— B —^-> C > 0 is an exact sequence of Frechet spaces and continuous homomorphisms, then u is an isomorphism of A onto u(A) and v induces an isomorphism of Bju(A) onto C. Moreover, if X is a topological space, then the associated sequence (3) o > C{X;A) —^-> C{X;B) -^^ C{X;C) > 0 is exact. This is obvious at C(X\A) and C(X;B). The surjectivity of v' follows from the fact that v admits a continuous (not necessarily linear) cross-section (Bourbaki, yet unpublished). In particular, if X is locally compact and countable at infinity (our only case of interest), (3) is again an exact sequence of Frechet spaces. The surjectivity of v' in that case has already been pointed out, without proof, by A. Grothendieck in the footnote on p. 84 of [45]. 1.3. Let V G CG and q G N. We let Cq{G;V) = C{Gq+1;V), viewed as a G-module by means of the action (1) (x'f)(x0,...,xq) =x(f(x~1 'X0,...,x~l -xq)) (x,x0,...,xq G G).
1.4 1. CONTINUOUS COHOMOLOGY 171 We let Fq(G;V) be the same space, but with the action of G defined by right translations on G, i.e. (2) (x'f)(x0,...,xq) = f(xo-x,...,xq -x) (x,x0,...,xq G G). Since G is assumed to be countable at infinity, these spaces are Frechet or quasi- complete spaces if V is so (1.2). The map /x: F°(G; V) -> C°{G; V) defined by (3) M/)(x) = x • fix'1) (x GG; / G F°(G; V)) is readily seen to be a G-isomorphism. Since the canonical map (4) C(G; C(Gq; V)) -> C{Gq+1; V) is a topological isomorphism [22, X29, Thm. 3, Cor. 2], we get by iteration a G-isomorphism of Fq{G; V) onto Cq{G; V) {q = 0,1, • • •) (see [60, §2]). We let e denote the maps V -> F°(G;V) and V -> C°{G;V) which assign respectively to v the function xhx-v and the constant function equal to v on G. These two injections are G-morphisms, which correspond to each other under /i. 1.4. The standard homogeneous resolution of V G C is the (augmented) complex 0 ► V ^-^ A°{V) —^-> A\V) > ... > Aq(v) —=?L_> Aq+l(V) > where Aq{V) = Cq(G; V) and dq is given by (dqf)(xo, • • • ,xq+1)= V(-l)7(x0,... ,Xi,.. .,xq+1) (2) {xteG; z = 0,...,g + l). The g-£/i continuous cohomology group H^t(G; V) of G with coefficients in V is then, by definition, the g-th cohomology group of the complex (3) A°{Vf -> >Aq{Vf-^-" . The topological vector space Aq(V)G is isomorphic to Fq~l(G;V) via the map /•—»/', where (4) /'(xi,...,xq) = /(l,xi,xi •x2,...,xi---xq). (By definition, F~l(G; V) = 1/.) The complex (3) can then be written (5) V^^F°(G;V)^^ >Fq(G;V)^^Fq+1(G;V) ►■-. , where Fq(G; V) is viewed as the space of elements of degree q+1, and the differential d'q is given by (d'qf)(xo,...,xq) (6) =xo-f{xu...,xq)+ ]T {-iy+1f{xo,---,Xi'Xi+u...,xq) 0<i<q + (-l)«+1/(*o,...,^-i).
172 IX. CONTINUOUS COHOMOLOGY 1.4 (5) is the complex of non-homogeneous continuous cochains. For all this, see [60, §2]. This is of course just the continuous analog of standard notions concerning the Eilenberg-Mac Lane cohomology of abstract groups [78, IV]. 1.5. Next we define these groups in the context of relative homological algebra [59, 78]. For this, as usual, we keep the objects of C but restrict the morphisms. We shall say that a G-morphism /: A —> B is an s-morphism (strong morphism) if: (i) ker / and im / are closed topological direct summands; and (ii) / induces an isomorphism of A/ker/ onto f{A). The facts recalled in 1.2 imply that if A and B are Frechet spaces, then (ii) follows from (i). In fact, for (ii) to hold, it suffices then that f(A) be closed in B. A sequence of morphisms in G is strong (or an s-sequence) if all the morphisms are s-morphisms. An s-exact sequence is an exact sequence in which all morphisms are strong. If / is injective, then / is strong if (and only if) there exists a continuous linear map h: B —> A such that h o / = Id. In fact, it is easily checked that f(A) = ker (Id —f oh) is closed and that f oh and Id—foh are projectors on f(A) and kerh respectively. An element U G Cq is s-injective if, given a strong injection A —> £?, every G-morphism /: A —> U extends to a G-morphism B —> U (neither is required to be strong). A continuously s-injective resolution (or, simply, an s-injective resolution of V G Cq) is an s-exact sequence: 0 > V —^- A0 ^^ A1 > ••• > A« —^-> Aq+l > in which the Az's are s-injective. The fact that (1) is s-exact is equivalent with the existence of continuous linear maps (2) 5:A°-^V, eq:Aq-^Aq~l (q > 1) such that (3) S o e = Id, e o S + e\ o d0 = Id, eq+i o dq + dq-\ o eq — Id (q>l). Given such a resolution of V', and U G C, one defines (as usual) Ext^(J/, V) to be the q-th cohomology group of the complex {Home{U, A1)}. In particular, Ext^(C, V), where C is viewed as the trivial G-module, is the q-th. cohomology group of the complex {AiG} (q + 0,1, • • •). Clearly, (4) Ext&(tf; V) = KomG(U, V), Ext^(C; V) = VG. It is standard that these groups do not depend on the s-injective resolution chosen, up to natural isomorphisms [60, §2]. That s-injective resolutions exist follows from the following lemma: 1.6. Lemma. LetV eC. Then F°(G; V) is s-injective, ande:V -> F°(G; V) (see 1.3) is a strong injection. The homogeneous resolution of V (1.4(1)) is s- injective. It consists of Frechet (resp. quasi-complete) spaces ifV is one. The last assertion follows from 1.2. The others are proved in [60, §2]; see also [35]. In view of 1.4, this implies in particular (1) ExtqG(C;V) = H?t(G;V) (q = 0,1,2,-••).
1.8 1. CONTINUOUS COHOMOLOGY 173 Since the topology of V is uniform, the natural bijections Mp(U x Gq, V) ^ Mp{U, Mp(Gq, V)), Mp{U x G\ V) ^ Mp{Gq, Mp(U, V)), where Mp refers to arbitrary maps, induce topological isomorphisms (3) C(U x Gq; V) ^ C(U; C(Gq; V)), C(U x Gq; V) ^ C{Gq; C{U; V)), [22, X §1, n° 4, Prop. 2]. From this it follows that we have a canonical isomorphism of topological vector spaces (4) Kom(U,Cq(G',V)) = Cq(G;Uom{U,V)), which is easily checked to commute with G. Consequently, (1) generalizes to (5) Ext^(£/, V) = ff«t(G;Hom(£/, V)) (U, VeCG;qe N). Remark. A quasi-complete G-module which is s-injective in Co is of course s-injective in C^c. Lemma 1.6 shows that C^c has enough injectives and that for U, V G C^c the spaces Ext*(J/, V) and H*t(G;V) may also be computed within C*q (without changing the topology of H*t(G;V) defined below in 3.3). A similar remark is valid for Frechet G-modules. 1.7. Lemma. Let (1) 0->A->£->C->0 be an exact sequence in C, and for q G N let (2) 0 -> Fq{G; A) -> Fq{G; B) —^ Fq(G; C) -> 0 be the canonically associated sequence of G-modules. (i) // (1) is s-exact, then so is (2). (ii) If A, B, C are Frechet spaces, then (2) is an exact sequence of Frechet spaces. (hi) In both cases, u induces a topological isomorphism (3) Fq{G; B)/Fq{G; A) ^ Fq{G; C). Clearly, if B = B' 0 B" is the topological direct sum of two closed sub- spaces, then Fq(G]B) is isomorphic to the topological direct sum of Fq(G;B/) and Fq{G] J9"), whence we get (i) and (hi) in this case. The other assertions follow from 1.2. We note that, in both cases, in (1) we can identify A with its image in B and B J A with C; hence (3) can also be written (4) Fq(G; B)/Fq{G; A) ^ Fq(G] B/A). 1.8. Lemma 1.3 implies, under either set of assumptions, that the sequence (1) 0 -> F*(G; A) -> F*(G;B) -> F*(G;C) -> 0 of non-homogeneous complexes is exact. Therefore, in either case, there is associated to 1.7(1) a long exact sequence in continuous cohomology. Note also that, by 1.5, (2) H*t(G;V) = 0 foTq>l, if V is s-injective.
174 IX. CONTINUOUS COHOMOLOGY 1.9 1.9. Proposition. Let U,V G Co- If there exists an element z in the group algebra over C of the center C(G) of G which acts as the identity on U and as the zero-morphism on V, then Ext^([7, V) = 0 for all q G Z. This is the analogue in Cq of I, 4.1 in C0^. Both proofs given there extend to the present case. This is obvious for the second one. For the first one, interpret the groups Ext^(J/, V) as equivalence classes of long exact s-sequences from V to U, as in I, §3, following [78, III]. [Note that we did not have to introduce strong morphisms in I, because, the (g, ^-modules being locally finite and semi-simple with respect to t by definition, all morphisms of (g,£)-modules are automatically strong with respect to the ^-module structure.] 1.10. Lemma. Let G be compact. Then the functor V h^ Vg from quasi- complete continuous G-modules to topological vector spaces is exact and strongly exact, and transforms strong morphisms to strong morphisms. Let U,V G Cg be quasi-complete and (p: U —> V a continuous map. Define 0: U-^V by (1) 4{u)= f g-^g-l-u)dg {ueU), JG where dg is the normalized Haar measure on G. Then <fi is continuous linear if (p is. It commutes with G and equals 0 if 0 commutes with G. If W G Cq is quasi-complete and ip: V —> W is a linear continuous map, then (2) (i/j o (j)) = jp o 0, if either (p = (p or tp = tp. Now let /:[/—> V be a surjective G-morphism. Then, by averaging over G, we see immediately that / induces a surjective map of UG onto VG. This implies that V ^ VG is exact. Let e: V —> W be a G-morphism and assume that there exist continuous linear maps a: V —> U, b: W —> V such that /oa + 6oe = Id. Then we also have f oa -\-b o e = Id; therefore we can arrange that a and b commute with G. Then a (resp. 6) maps VG into UG (resp. WG into VG), and the previous relation is still satisfied. This implies that V h^ Vg is s-exact and transforms strong morphisms into strong morphisms. (This argument is borrowed from the proof of Lemma 7 in [35].) 1.11. Proposition. Let N be a closed normal subgroup of G. (i) IfV is s-injective in Cg, then VN is s-injective in Cq/n- (ii) Let U,V G Cg be quasi-complete. Assume that N is compact and acts trivially on U. Then (1) ExtgG(U,V) In particular, (2) mdG;V) The space VN is stable under G, and the structure of G/N-module understood in (i) is of course the one inherited from the G-action. Since every G/N-module may be viewed as a G-module via the projection G —> G/N, the assertion (i) just follows from the definitions. Now let V G Cg be quasi-complete. It has an s-injective resolution 0 —> V —> A* by quasi-complete G-modules (1.6). By 1.10 and (i), the associated sequence 0 —> VN —> A* is an s-injective resolution of VN in Cq/n- VxtqG/N{U,VN) (q€Z) H?t(G/N;V») (q€Z
2.3 2. SHAPIRO'S LEMMA 175 It follows therefore that Ext^(J7, V) (resp. ExtqG/N(U, VN)) is the q-th cohomology space of the complex KomG{U,A*) (resp. KomG/N(U,A*N)). However, since N acts trivially on U, the image of U in any G-module W under a G-morphism is contained in WN, and so these two complexes are identical. This proves (1). Then (2) is a special case where U is the trivial one-dimensional G- module. 1.12. Proposition. Assume G to be compact. Let U be a Frechet G-module and V a quasi-complete G-module. Then Ext^(J7, V) = 0 for q > 1. In particular, H^(G;V) = 0forq>l. Under our assumptions, Horn (J/, V) is quasi-complete (cf. [24], III, §1, n° 1 and §3, n° 7, Cor. 2). By 1.6(5), it therefore suffices to prove the second assertion. The latter follows from 1.11, for G = N. Remark. The second assertion is proved in [35] (cf. Lemma 7) by the same argument. 2. Shapiro's lemma 2.1. Let H be a closed subgroup of G and U G Ch> We put (1) I(U) = Indg U = {fe C(G; U) \ f(hg) = h • f(g) (g e G; h e H)}. It is a closed subspace of C(G, U), hence a Frechet or a quasi-complete space if U is one (1.2). If G acts trivially on U, and H = {1}, then Indg U = F°{G; U). If U is a G-module, then the map a which associates to / G I(U) the function a(f) on G defined by a(f)(x) = x • f{x~l) is easily seen to define a G-isomorphism of I(U) onto C(G/H; U). Its inverse is given by the same formula. 2.2. Lemma. Let H, U be as above and V G Cq- Then the map KomG(V,I(U)) -^KomH(V,U), associated to the map I(U) —> U given by f \-^> f(l), is a topological isomorphism. For the proof, cf. [35, Lemma 2]. 2.3. Proposition. Let H be a closed subgroup ofG. Assume that the fibration °f G by H admits a continuous local cross-section. (i) Every s-injective G-module is s-injective as an H-module. (ii) ("Shapiro's lemma") Given U G Ch and V G Co, there are canonical isomorphisms (1) Ext«,(V, /(£/)) = Ext^(y; U) (q e N). In particular, (2) ff«t(G; I(U) = H^(H; U) {q e N). Since G is by assumption a countable union of compact subsets, the space G/H is paracompact; hence (i) is Lemma 3.4 of [60]. (ii) is proved in exactly the same way as Prop. 3 of [35]: one starts from the homogeneous resolution C*(G;I(U)) of I(U) (see 1.4) and shows that (3) Cn(G- I(U)) = I{Cn(G; U)) (n G N).
176 IX. CONTINUOUS COHOMOLOGY 2.3 By 2.2, we then have (4) HomG(V;Cn(G;I(U))) = UomH(V,Cn(G;U)) (n e N). Since these isomorphisms are natural, they yield an isomorphism of complexes {HomG(y, Cn{G-1(U)))} ^ {KomH(V, Cn(G;U))}. By definition, the q-th cohomology group of the left-hand side is Ext^(V;/(£/)). Since Cn(G;U) is s-injective with respect to H (by (i)), the complex {Cn(G;U)} provides an s-injective resolution of U in Ch'-, hence the q-th cohomology group of the right-hand side is ExtqH(V,U). This proves (1). 2.4. Assume N is a closed normal subgroup of G such that the fibration of G by N has continuous local cross-sections. Let 0 —> V —> A* be an s-injective resolution of V in Cg- By 2.3, it may be viewed as an s-injective resolution in Cat; hence H*(N; V), identified to H*(A*N), inherits a natural G/iV-action. This G/N- module structure is continuous with respect to the quotient topology (as defined in 3.3). It does not depend on the s-injective resolution, in view of the existence of maps over the identity of V of any two such. Slightly more generally, let 0 —> V —> B* be an s-resolution in Cq of V by modules which are s-injective in Cn- Then N the action of G/N induced from its action on B* is the previous one. In fact, since 0 —> V —> B* is an s-resolution in Cg, there is a natural G-map £?* —> A* N N of complexes over the identity. It induces a G/iV-map of complexes B* —> A* . Since both resolutions are s-injective in Cat, this map induces an isomorphism of H*(BN) onto H*(AN), which clearly commutes with G/N. 2.5. Proposition. Let N be a closed normal subgroup of G. Assume that G/N is compact and that the fibration ofG by N has continuous local cross-sections. Let V G Cg be quasi-complete. Then (1) ff«t(G; V) = H^N; V)a'N (« € Z). Let 0 —> V —> A* be an s-injective resolution of V by quasi-complete G-modules (1.6). By 2.3, it may be viewed as an s-injective resolution of V in Cn] hence H*(N; V) is the cohomology of the complex A*N. We have then, in view of 1.10, Hqct(N-Vf'N = (H*{A*N)f/N = H*((A*N)°/N) = H«(A*G) = H«ct(G;V) (qeZ). Remark. If G/N is finite, then the fibration of G by N always has continuous cross-sections, and the second inequality in (2) is valid without assuming V to be quasi-complete. Then (1) is true for any V G Cg- 2.6. Lemma. Let K be a compact subgroup of G. Let E G C^c. Then I^(E) is s-injective in C^c. Let U, V G C^c, and let m: U —> V be a strong injection. Let s: V —> U be a continuous linear map such that s o m = Id. Let s be the average of s over X, as defined by 1.10(1). Then s o m = Id, and s commutes with K. Now let a: U —> Ik{E) be a continuous linear G-morphism. By Frobenius reciprocity (2.2) it corresponds canonically to a K-morphism a': U —> E. Then f3' —^oa': V —> E is a X-morphism extending a', whence, by 2.2 again, it is a G-morphism /3: V —> I§:(E) extending a.
3.4 3. HAUSDORFF COHOMOLOGY 177 3. Hausdorff cohomology 3.1. Let C* be a complex in Cq (we do not exclude trivial action, i.e., C* may just be a complex of topological vector spaces, with continuous linear differentials). Then Zq is closed in Cq, and Hq(C) = Zq/d{Cq~l) may be given the quotient topology. It is Hausdorff if and only if d(Cq~1) is closed in Zq or, equivalently, in Cq. If so, we shall view Hq(C) as a topological vector space in this way, and shall say that Hq(C) is Hausdorff, or that C has Hausdorff cohomology in dimension q. If this is true for all g's, then we say that H*(C) is Hausdorff or that C* has Hausdorff cohomology. Since Zq and d(Cq~l) are stable under G, Hq(C) inherits an action of G, which is continuous with respect to the quotient topology. Thus, if Hq(C) is Hausdorff, it is canonically in Cq- Of course, H°(C) is always Hausdorff. Lemma. LetA*, B* be two complexes of topological vector spaces, /: A* —> B*, a morphism, and q G N. Assume that /*: Hq(A*) —> Hq(B*) is bijective. If Hq(B*) is Hausdorff, so is Hq(A*). Let Zq (resp. Z'q) be the space of g-cocycles in Bq (resp. Aq). Let g be the canonical projection of Zq onto Hq(B*). Then go f \ Zlq —> Hq(B*) is a continuous linear map. In view of our assumptions, it is surjective and its kernel is d(Aq~1). The latter is then closed in Z'9, whence the lemma. 3.2. Lemma. Let V G Cq and ^GN. Assume that there exists an s-injective resolution E* ofV such that Hq(E* ) is Hausdorff. Then any s-injective resolution F* of V has the same property. The canonical isomorphism of Hq(F* ) onto Hq(E* ) associated to the identity map ofV is topological. The identity map of V extends to a G-morphism u of F* into F* [60, §2], hence also to a morphism it: F* —> F* , which induces an isomorphism it* of H*(F*G) -> iJ*(F*G) (loc. cit.). The previous lemma implies that Hq(F*G) is Hausdorff. The map it* is a continuous bijective map of Hq(F* ) onto Hq(E* ). Similarly, a lifting of the identity of V to a map F* —> F* yields to a bijective continuous map v*: Hq(E* ) —> iJ9(F*9). Since it* o v* and v* o it* are the identity, this proves the lemma. 3.3. In fact, the proof of the lemma shows that it* is a topological isomorphism of Hq(F* ) onto Hq(E* ), both spaces being endowed with the quotient topology, regardless of whether they are Hausdorff or not whence the existence of a canonical topology on H%t(G; V). If the condition of 3.2 is fulfilled, then we shall say that Hqct {G; V) is Hausdorff. H*t (G; V) will be said to be Hausdorff if H^t (G; V) is so for all q's. 3.4. Lemma. Assume that C* is a complex of Frechet spaces (and continuous linear maps) and that Hq(C) is finite dimensional. Then dq-i(Cq~l) is closed in Cq. The proof is the same as that of Prop. 6 in [35]. We repeat it for the sake of completeness. Let E be a subspace of Zq which maps bijectively onto Hq(C) under the natural projection Zq —> Hq(C). It is finite dimensional, hence closed in Zq [23, I, §2, n° 3]. The obvious map Bq 0 E -> Zq, where Bq = Cq~l/Zq~l is endowed with the quotient topology, is continuous and bijective, hence an isomorphism (1.2), whence the lemma.
178 IX. CONTINUOUS COHOMOLOGY 3.4 Remark. The proof shows more precisely that the sequence 0 > C^/ZP-1 dg"1 ) Zq > Hq(C) > 0, is s-exact. 3.5. Proposition. Let V € Cq and q e N. Assume that V is a Frechet space and that Hq(G; V) is finite dimensional. Then Hq(G; V) is Hausdorff. In fact the standard homogeneous resolution consists of Frechet spaces, and the condition of 3.1 is satisfied in view of 3.4. 4. Spectral sequences We again assume familiarity with standard material on spectral sequences (cf., e.g., [78, XI] or [43, I, §4]). The spectral sequences considered here are all "first quadrant" spectral sequences associated to double complexes with positive degrees. 4.1. Theorem. Let (1) A*. Ao _^ Ai y ... > Aq ^^ Aq+i > ... be a complex of acyclic G-modules and G-morphisms. If either (i) (1) is an s- sequence, or (ii) A* consists of Frechet spaces and has Hausdorff cohomology (3.1), then there exists a spectral sequence (Er) which abuts to the cohomology of the complex A* = {Aq } and where (2) E™ = Hpct(G;H«(A)) (p,g>0). We note first that in both cases Hq(A) is in Cq in a canonical way (3.1). It is this G-module structure which is meant in the right-hand side of (2). Let F*(G;Aq) be the non-homogeneous complex of continuous A9-valued cochains (see 1.4(5), (6)). Then the direct sum C* of the F*(G; Aq) is a double complex in the usual way, with differentials induced by 1.4(6) and by the differentials of A*. We have (see 1.4) (1) C™ = Fp~l(G]Aq) {p,qe N) and Cp'q = 0 otherwise. We consider the two spectral sequences {'Er), ("Er) associated to the filt rations defined by the partial degrees. If the degree in A is used (giving the "second filtration"), then (2) "E*'q = F*{G;Aq), and the differential d^ of the spectral sequence is that of F*(G;Aq). Therefore, "E\A = Hpt{G;Aq). Since the Aq's are acyclic, we have "Ep{q = 0 if p ^ 0 and "E^q = AqG. Then d" is induced by the differentials of A*, whence „Eo,q = ^(A*G} = nE^q = Hq{c^ "E™ = 0 (r>l; p^O). We now consider the spectral sequence {'Er) associated to the filtration by the degree in F* (the "first filtration"). We have then (4) 'El* =FP(G;A*) (p € N). We want to prove that (5) 'E™ = F>>(G;H«(A)) (MeN).
4.2 4. SPECTRAL SEQUENCES 179 Let (6) Zq = keveq, Bq = Aq/Zq. By 1.7 and our assumptions, the exact sequence (7) 0 -> Zq -> Aq -> £9 -> 0 (<? G N) yields a topological isomorphism (8) Fp(G; Aq)/FP{G; Zq) ^ FP{G; Bq) (p, 9 G N). If (1) is strong, then the injection eq_i: Bq~l —> Zq is strong and (9) 0 -> 59"1 -> Z9 -> #9(A) -> 0 is an exact s-sequence, where Hq(A) is endowed with the quotient topology. Under assumption (ii) the subspace eq-i(Bq~1) of Zq is closed; hence eq-\ is an isomorphism of Bq~l onto its image, and (9) is again an exact sequence of Frechet spaces, Hq(A) being endowed with the quotient topology. Lemma 1.7 then yields (10) Fp(G;Zq) = (kerd0)n'Ep>q, (11) FP(G; Bq-X) = FP(G; e^B^1)) = doC^g'9"1), (12) FP{G; Hq(A)) = FP{G; Zq)/FP(G; Bq~l). This proves (5). The differential d[ of 'E\ is then the differential of F*, given by 1.4(6), whence (13) 'E™ = H?t(G;Hi(A)) (p.geN). Since ('Er) abuts to H*(C), and the latter is equal to iJ*(A* ) by (3), the spectral sequence ('Er) satisfies our conditions. 4.2. Corollary. Let V eCG and let 0 > V > A0 ^^ A1 > ... > Aq ^^ Aq+l > ■ ■ ■ be a resolution ofV by acyclic G-modules. Assume that (1) is strong or consists of Frechet spaces. Then (2) H«t(G;V) = H«(A*G) (qeN). We have Hq(A*) = 0 for q > 1; hence the complex A* = {A1} is Hausdorff. Moreover, e is an isomorphism of V onto ker eo = H°(A*): this is clear if e is strong, and follows from 1.2 if V and A0 are Frechet spaces. Therefore, we can apply 4.1. We then have E™ = 0 iorq^O, E%'° = H&(G;V) (p,«€N), and our assertion follows. Remark. This isomorphism is only one of vector spaces. To be more precise, the proof of 4.1 implies the existence of continuous bijective maps H*t{G-V) -> H*(C*) <- (A*G), given by the "edge homomorphisms" of the two spectral sequences considered there. If A* is strong, then it maps into any s-injective resolution of V, whence also a continuous bijective map iJ*(A* ) —> H*t(G; V), and it follows, in particular, by the
180 IX. CONTINUOUS COHOMOLOGY 4.2 lemma in 3.1, that if H*t(G; V) is Hausdorff, then A* has Hausdorff cohomology. According to P. Deligne, this last fact is also true if V is a Frechet space and A* just an acyclic resolution by Frechet spaces. Then H%t(G',V) and Hq(A* ) are topologically isomorphic for all q's. 4.3. Theorem. Let N be a closed normal subgroup of G. Assume that the fibration of G by N admits a continuous local cross-section. Let V G Cq be such that H*t(N;V) is Hausdorff (3.3). Assume either that V is a Frechet space or N that there exists an s-injective resolution A* of V in Cq such that A* is a strong complex. Then H*t(N;V) admits a natural structure of topological (G/N)-module (1.11), and there exists a spectral sequence (Er), abutting to H*t(G;V), in which (1) E™ = H*ct(G/N; H*ct(N; V)) (p, q e N). We let A* be any s-injective resolution of V in Cq if V is a Frechet space, and be as in the statement of the theorem otherwise. It is s-injective in Cn (2.3); therefore (2) H«{A*N) = Hlt{N;V) (geN). N Moreover, A* has Hausdorff cohomology, in view of 3.2 and our assumption. By l.ll(i) the module (Aq)N is s-injective in CG/N (q G N). A fortiori it is {G/N)- N acyclic (1.8(2)). Thus A* is a complex of (G/N)-acyclic modules, which either is strong or consists of Frechet spaces. In both cases, we may apply 4.1, with G/N N and A* playing the roles of G and G*. Therefore there exists a spectral sequence (Er) abutting to H*((A*N)G'N), in which (3) E%q = Hpct(G/N;H<i(A*N)) (p,qe N). In view of (2) and the obvious equality (A* )G/N = A* , this spectral sequence has the required properties. Remark. A somewhat stronger result is stated as Prop. 5 in [35], but the proof is incomplete. 5. Differentiable cohomology and continuous cohomology for Lie groups From now on, G is a Lie group. All manifolds are assumed to be smooth and countable at infinity. 5.1. If V G Q? (cf. 0, 2.3), then, in agreement with 1.3, we let C°°{G; V) be endowed with the G-module structure defined by (x-f)(g) = x-f{x~l -g) (g, x G G), while F°°{G]V) denotes the same space, but with G acting by right translations on the first argument, i.e., xf(g) = f(g • x) (g,x G G). They are differentiate G-modules, isomorphic under the map \i of 1.3. An element V G Cq is differentiably or smoothly (resp. continuously) s-injective if it is s-injective in Cq (resp. Cq)- Of course, the latter implies the former. If V G Cg?, then F°°(G; V) (or, equivalently, C°°(G; V)) is smoothly s-injective [60, 5.1]. (Note that since V is Hausdorff by our standing assumption, the separability condition in 5.1 of [60] is automatically fulfilled.) As in 1.4, it follows that smoothly s-injective resolutions exist. In fact, the standard homogeneous resolution of 1.4, computed with smooth cochains, is one. We can then define the q-th
5.4 5. DIFFERENTIABLE COHOMOLOGY 181 differentiate cohomology group H%(G; V) as in 1.4(5), (6), using smooth cochains, and, as in 1.5, it can be computed by means of any smoothly s-injective resolution. Since smooth cochains are in particular continuous cochains, there is a natural map »: H*d(G;V)-^ H*ct(G;V) {V &C%), which is natural in V. If V is quasi-complete, then j* is an isomorphism [60, Thm. 5.1]. This follows from the following lemma, which implies that the smooth standard resolution is also continuously s-injective. 5.2. Lemma ([60, Lemma 5.2]). Let VeC^ be quasi-complete. Then C°°(G;V) is continuously s-injective. Put A = C°°(G; V). Since C(G;A) is continuously s-injective (1.6), it suffices to show that there exists a continuous G-map jj, : C(G; A) —> A such that jj,os = id^. Fix a left invariant Haar measure dg on G. Let 0 G C^°(G) be a compactly supported smooth real valued function on G such that fG<p(g~l) dg = 1. Given / G C(G; A), let a(/) = /*0, i.e. <*(/)(*)= [ cP(y-1-x)f(y)dy (xeG). JG This defines a continuous G-map a: C(G; A) —> C(G; A) with image in C°°(G; A), which is the identity on e{A). Let (3: C°°(G;A) -> A be defined by {(3f)(g) = f{g){g)> Then /x = (3 o a satisfies our conditions. 5.3. Let X be a space on which G operates continuously. G is said to operate properly on X if the map G x X —> X x X defined by (g-x) h^ (g-x,x) is proper [22, III]. This implies in particular that the isotropy groups Gx (x G X) are compact and that the orbit space X/G is Hausdorff if X is (loc. cit.). Now let M be a manifold on which G operates smoothly. A differentiable slice S at a given point m G M is a closed submanifold in a neighborhood of m with the following properties: (i) S H G • m = {m}, Gm{S) = S, and Gm = {g G G | g • 5 n 5 ^ 0}. (ii) The map (g,s) ^ g • s induces a diffeomorphism of G x^m 5 (G operating on the right on itself) onto G • 5, and G • 5 is an open neighborhood of G • m in M. (iii) The map (g,s) ^ g ■ m induces a smooth G-equivariant retraction rm of G- S onto G-m = G/Grn. Note that the definition of rm makes good sense since, by (i), if s G 5, then Gs C Gm. _ If / G G°°(G • S)G, then its restriction / to S is in C°°(S)G™. We claim that the map / \-^ f of C°°{G-S)G into G00(S')G'm is bijective. It is clearly injective. Let 7 G G°°(S')G'-. By (ii), GS is the total space of a C°° fibration over G/Gm with structural group Gm and typical fiber 5, which is locally trivial. In any local chart of the form U x S we extend / to a function /[/ constant on the sets U x {5}. Then these functions match to a G-invariant smooth function on G • S which restricts to 7 on S. If G operates properly on M, then there is a differentiable slice at every point of M [89, 2.2.2]. In fact, M always has a smooth G-invariant Riemannian metric [89, 4.3.1], and we may take S such that GS is a tubular neighborhood of G • m [89, 2.2.3]. 5.4. Proposition (G. D. Mostow). Let M be a smooth manifold on which G operates smoothly and properly. Let V G Cq be a Frechet {resp. quasi-complete)
182 IX. CONTINUOUS COHOMOLOGY 5.4 space. Then the space Aq(M;V) (cf. 0, 1.7) is a continuously s-injective Frechet (resp. quasi-complete) G-module (q G N). We already pointed out that Aq(M;V) is a Frechet (resp. quasi-complete) space (0, 1.7). If M is the quotient of G by a compact subgroup, this is shown in [60, p. 385- 6]. This case suffices in fact to prove van Est's theorem (5.6). We sketch Mostow's argument in the general case. Assume first that there exist m G M and a differentiable slice S at m such that G • 5 = M. Put A = Aq{M;V). We know that C°°(G;A) is continuously s-injective (5.2). It suffices therefore to show that there exists a continuous G-map fi: C°°(G; A) —> A such that \i o e = id a- Let dy be a Haar measure on Gm with total mass 1. Given / G C°°{G;A), define a(f) by <*(f)(x) = / fix-y)dy- Then, a is a continuous G-map: G°°(G;^) -> C°°(G/Gm; ,4). Given x G M, 1^ G TX(M), choose g £ G such that x £ g • S; put /3(/)(x,Kc)=/(5)(x,Kc) (/eC°°(G;^)). (This is well defined in view of 5.3(i).) It is then immediately checked that j3 maps G°°(G/Gm; A) into A, and that \i = /3 o a has the required properties. We now consider the general case, and let it: M —> G\M be the canonical projection. Since M is paracompact, and the action is proper, so is G\M. In view of 5.2, we can find a countable subset Q C M and a different iable slice 5m at m G Q such that the sets 7r(5m) (m G Q) form a locally finite open cover of G\M. Then the sets Mm = G • 5m form a locally finite open cover hi of M by G-stable sets. By making use of a continuous partition of unity on G\M subordinated to the cover {7r(5m)}mGQ, we get first a continuous partition of unity on M by G- invariant functions, subordinated to the cover hi. But then, using the bijection C°°(Mrn)G -> C00(Srn)Gm (cf. 5.2), we see that we can change it slightly to get a smooth partition of unity (£m)meQ by G-invariant smooth functions subordinated to the cover hi. Then, the map v: f i—> (tmf)meQ is a continuous G-map of Aq(M; V) into the direct product E of the Aq(Mrn;V) (m G Q). Since each factor is s- injective, E is also s-injective. It therefore suffices to exhibit a continuous G-map w: E —> Aq(M;V) such that w o v = Id. Since the Mm are G-invariant open submanifolds of M and form a locally finite cover, it is immediate that the map which assigns to a = (am) (am G Aq(Mrn; V), m G Q) the sum of the am's is well defined and satisfies those conditions. 5.5. Proposition. Let M and V be as in 5.4. Assume that M is diffeomor- phic to a Euclidean space. Then 0 -> V -> A°(M;V) -> ^(MjV) -> • • • is a continuously s-injective resolution (1.5) o/ V 6y Frechet (resp. quasi-complete) modules of Cq'. We already know that each Aq(M, V) is continuously s-injective (5.4). Since V is at any rate quasi-complete, the usual proof of the Poincare lemma in Euclidean space (see e.g. [112, 4.18]) works also for V-valued forms and provides a continuous contracting homotopy, i.e. continuous linear maps eq: Aq(M;V) —> Aq~1(M;V) (q > 1) and 5: A°(M; V) -> V satisfying 1.5(3).
5.8 5. DIFFERENTIABLE COHOMOLOGY 183 Remark. In the case M = G/K, where G has finitely many connected components and K is a maximal compact subgroup, this is proved in [60, p. 385-6]. 5.6. Corollary. Assume that G has finitely many connected components, and let K be a maximal compact subgroup of G. Then: (i) H*d{G;V) is isomorphic to H*(A*{M;V)G). (ii) H$(G;V) = H*{q,K;V). IfV is admissible, then H*{G;V) is Hausdorff and finite dimensional. The functor V i—> H^{G\ V) commutes with inductive limits. (i) follows from 5.5 and the definitions (see 5.1). We can apply this to M = G/K. This yields (see I, 1.4) (1) A*(G/K; Vf = C*(g, K\ V), whence we get the first part of (ii). For 5 G K, let Vs be the isotypic subspace of V of type S. Let 5 be a set of if-types occurring in A*(g/6). It is finite. Then we have (2) C*(g,K;F)cHomK(A(g/!),V5), where ^ = 0V*. 6es This shows that if V is admissible, then C*(g,K; V) is finite dimensional, and the second part of (ii) follows. The last assertion of (ii) follows from the first one and I, 1.2(4). Remark, (ii) is the well-known van Est theorem (see [104, Thm. 2], or [60, Thm. 6.1], where it is in fact stated under somewhat more general assumptions on V). 5.7. Corollary. Let E be an admissible quasi-complete smooth G-module, and assume that G acts trivially on V. Let E (&V be the projective tensor product of E and V, and assume that E 0 V is quasi-complete. Then H^(G; E 0 V) is Hausdorff and is isomorphic to H^(G; E) 0 V. (The notion of projective tensor product is briefly recalled in 6.1. If E is finite dimensional, this is the obvious topology which makes E (g) V into a topological direct sum of dimE copies of V; then E 0 V is obviously quasi-complete, and the conclusion of 5.7 holds.) Let M = G/K. Then A*(M; E 0 V) defines an s-injective resolution of E 0 V (5.5), and we have A*{M; E®V)G = C*(s, t; E 0 V)K/K° = (A(g/£)* 0 £ 0 V)K'K\ where K° is the identity component of K (I, 1.4); hence, since K/K° acts trivially on V: ^*(M; E 0 Vf = (A(s/6)* 0 E)K/K° 0 V = C*(g, K\ E) 0 V. Since C*(g,K;E) is finite dimensional (I, 2.2), it is then clear that C*($iK;E) 0 V has Hausdorff cohomology. Since we started from a continuously s-injective resolution, this means, by definition (3.3), that H^(G; E 0 V) is Hausdorff, and implies also that it is equal to H*(g, K\ E) 0 V, i.e., to H%(G; E) 0 V. 5.8. Theorem. Let N be a closed normal subgroup of G which has finitely many connected components. Let E be a finite dimensional G-module and V G C^ a Frechet differentiate G-module on which N acts trivially. Then H*(N; E(&V) is Hausdorff, isomorphic to H*(N;E)(&V, admits a natural structure of differentiate
184 IX. CONTINUOUS COHOMOLOGY 5.8 Frechet (G/N)-module, and there exists a spectral sequence (Er) abutting H*(G; E<g> V) and in which E™ = Hpd(G/N-Hqd(N;E) 0 V) (p,gG N). Let M = G/K be as in 5.6. Then A*(M;E 0 V) provides a continuously s- injective resolution of 22(g) V (5.5). The fibration of G by TV has local cross-sections; therefore Aq(M; V)N is continuously s-injective in Cn (2.3). By 5.7, H*(N;E 0 V) is Hausdorff. By 2.3 it is the cohomology of C*^, where C* is a continuously s-injective resolution of 22® V in Cq- The G/N-module N structure on H*(N; E 0 V) then stems from the natural action of G/N on C* . Theorem 5.8 then follows from 5.7, applied to TV and E 0 V, and from 4.3. Remark. To determine the action of G/N on H*(N;E 0 V) we may use any continuously s-injective resolution with respect to TV of V in Cq (2.4). In particular, take as resolution A*{X\E 0 V), where X is the space of maximal compact subgroups of N. Then (1) A* (X; E 0 10" - ^* (*; £)" (8) V, as follows from the equality A*(X; E ® V)" = C*(u, L;E®V)= C*{u, L\ E) (8) V, where u is the Lie algebra and L a maximal compact subgroup of TV. As a consequence, the action of G/N on 27* (TV; 22) 0 V is the tensor product of its actions on the two factors. 5.9. Induced modules. Shapiro's lemma. Let H be a closed subgroup of G and U G Cff. The induced module in the different iable category is the space I°°(U) = Indg(t/)°° = {/ € C°°(G; U) \ f(hg) = h ■ f(g) (h e H, g € G)}. It is a different iable G-module with respect to right translations and a Frechet or a quasi-complete space if U is so. If we consider Frechet modules, there is no difficulty in seeing that §2 remains true if continuous functions are replaced by smooth ones and the compact open topology by the C°° topology. One has only to use 1.2 and to remark that if X, Y are manifolds and V a Frechet space, then the canonical map C°°{X, Y; V) -> C°°(X; C°°(F; V)) is a continuous linear bijection of Frechet spaces, hence an isomorphism. 6. Further results on different iable cohomology To complete this discussion of different iable cohomology, we prove the existence of a spectral sequence relating continuous cohomology and cohomology of invariant differential forms, which generalizes a result from [105], and give a further relation between continuous and different iable cohomology. However, the results of this section will not be needed in the sequel. 6.1. We need some facts on topological tensor products, for which we refer to [45, 46]. If E, F are topological vector spaces (we recall that only locally convex Hausdorff spaces are considered here), then E<g>F will be endowed with the "projective tensor product topology" [46, I, §1, n° 3], and E 0 F will denote the completion of E 0 F with respect to that topology. We recall that the latter is the finest locally convex topology such that the canonical bilinear map E x F —> E<8> F
6.2 6. FURTHER RESULTS ON DIFFERENTIABLE COHOMOLOGY 185 is continuous, where E x F is endowed with the product topology. If u: E —> E' and v: F —> Ff are continuous linear maps of topological vector spaces, then u®v is continuous. Its unique continuous extension to a map E 0 F —> F' 0 F' is denoted u ® v. The projective and completed projective tensor products are associative [46, I, p. 50]. They are also distributive with respect to finite sums. [If E = E\ ® F2, then the inclusions Ei —> E and the projections E ^ Ei define bijective maps between E 0 F and (£1 0 F) 0 (F2 0 F) which are continuous and inverse to each other, hence isomorphisms.] 6.1.1. If E and F are Frechet spaces, then so is E 0 F [46, I, §1, n° 3, Prop. 5]. If E is finite dimensional, then E 0 F = F 0 F, and the topology is the one used in 5.7. 6.1.2. Let 0 —> F' —> E —> F" —> 0 be an exact sequence of Frechet spaces and F a Frechet space. If either E or F is nuclear [46, II, §2, n° 1], then 0 > E'®F -^±* E®F -^ E"®F > 0 is exact. Without the nuclearity assumption, it follows from [46, I, §1, n° 2, Prop. 3] that u 0 1 is injective, v 0 1 is surjective and Im(u 0 1) C ker(v 0 1). The equality Im(u 0 1) = ker(i> 0 1), when either E or F is nuclear, follows from the corollary to Prop. 10 in [46, II, §3, n° 1]. Note that if E is nuclear, then so are E' and E" [46, II, Thm. 3]. 6.1.3. Let F be a Frechet space. If G* : G° —> G1 —> • • • is a complex of nuclear Frechet spaces with Hausdorff cohomology (3.1), then so is G* <g) F: C° <g> F ^> G1 0 F -> • • •, and we have #*(G* 0 F) = #*(G*) 0 F. This follows from 6.1.2 by splitting G* into short exact sequences and using 1.2. It follows also that if G* is acyclic, then so is G* 0 F. 6.1.4. Let M be a smooth manifold, E a finite dimensional real or complex vector space, and q G N. Then ^49(M;F) is a nuclear Frechet space [46, II, §2, n° 3, Thm. 10]. If V is a complete space, then Example 1 in [46, II, §3, n° 3] implies that the natural map (1) Aq(M; E) 0 V -> Aq(M; E 0 V) is an isomorphism. 6.1.5. Let M be a smooth manifold. Then the assignment V •—> C°°(M; V) is an exact functor from Frechet spaces to Frechet spaces. By 1.2, it suffices to prove that if 0 -> V -> V -> V" -> 0 is an exact sequence of Frechet spaces, then 0 -> G°° (M; V;) -> G°° (M; V) -> G°° (M; V") -> 0 is exact. This follows from 6.1.2 (with F = G°°(M)) and 6.1.4. 6.1.6. Let Gi be a Lie group and (7r^,F^) G C^ (i = 1,2). Then the tensor product representation of G = G\ x G2 into Fi 0 F2 is continuous and extends to a continuous representation ix\ 0 1T2 in E = E\ 0 F2 [113, 4.1.2.4]. If the Ei are smooth (z = 1,2), then F is smooth [113, 4.4.1.10, p. 259]. 6.2. Proposition. Let M be a manifold with finite dimensional real cohomology. Let V be a Frechet space and E a finite dimensional complex vector space.
186 IX. CONTINUOUS COHOMOLOGY 6.2 Then ^4*(M; V 0 E) has Hausdorff cohomology, and we have H*{M; E)®V = H*{M;E® V) ^ = H*{A*{M; E®V)) = H*{A*{M; E)) 0 V. (The main point here is the second equality, which says that the de Rham theorem is valid for forms with values in a Frechet space.) The first equality follows from the universal coefficient theorem and the finite dimensionality of H*(M; R). The space H*(M; E)=H*(M; R)®E is finite dimensional; therefore ,4* (M; E) = A*(M) 0 E is a complex of Frechet spaces with Hausdorff cohomology (3.5). By 6.1(3), so is the complex A*(M;E) 0 V; this proves our first assertion and shows that we have H*(A(M;E) 0 V) = H*(A{M;E)) 0 V. Of course, H{A*(M;E)) = H*(M; E) by the usual de Rham theorem; hence the first and fourth terms of (1) are equal. Finally, it follows from 6.1.4 that we have Aq(M; E®V)= Aq(M) ®(E®V) = (Aq{M) ®E)®V = Aq(M; E)®V (q e N), whence the last equality in 1). 6.3. Theorem (G. D. Mostow). Let M be a manifold with finite dimensional real cohomology, on which G operates smoothly and properly. Let V be a Frechet G-module. Then there exists a spectral sequence (Er) which abuts H*(A(M;V)G) and in which E™ = Hpd{G- Hq{M; R) 0 V) (p, q G N). We consider the sequence (1) 0-> V-> A°(M;V)-> ^(MiV)-*.-- . It is an augmented complex of Frechet spaces, with Hausdorff cohomology (6.2). Each Aq(M; V) is a continuously s-injective G-module (5.4); in particular, it is G- acyclic. Taking 6.2 into account, we see that the spectral sequence of 4.1 has the required properties. Remark. If M is a smooth principal G-bundle, this result is due to van Est [105, Thm. 4]. 6.4. Corollary. Assume that M is acyclic over R. Then HZ(G-,V) =H*(A*(M;V)G). In fact, the complex ^4*(M; V) is also acyclic (6.2); hence 6.3(1) yields a resolution of V by a complex of G-acyclic Frechet spaces. We may apply 4.2 and 5.1, or remark that we have E^q = 0 for q ^ 0 in the spectral sequence of 6.3. 6.5. Lemma. LetVeCG. (i) IfV is s-injective in Cq, then V°° is s-injective in Cq' . (ii) If V is quasi-complete, differentiate, and s-injective in Cg?, then V is continuously s-injective in Co- (iii) The functor V i—> V°° is exact in the category of Frechet G-modules. Proof, (i) Let w. A —> B be a strong injection of differentiable Frechet G- modules, and /': A —> V°° a G-morphism. By assumption, / extends to a G- morphism g: B —> V. The latter induces a continuous G-morphism g^: B°° —>
6.8 6. FURTHER RESULTS ON DIFFERENTIABLE COHOMOLOGY 187 V°°. Since B is differentiable, we have B = B°° set-theoretically and topologically by definition (0, 2.3). Hence Img C V°° and g, viewed as a map of B into V°°, where V°° is endowed with its topology of different iable G-modules (which is finer than the topology induced from V), is also continuous. (ii) Since V is s-injective in C^, it is a topological direct G-summand in any different iable G-module containing it, in particular in C°°(G;V). Our assertion then follows from 5.2. (iii) In view of 1.2, it suffices to show that V i—> V°° preserves short exact sequences and that the only non-obvious part is the exactness on the right, i.e. if /: U —> V is a surjective G-morphism of Frechet G-modules, then f^ : U°° —> V°° is also surjective. But this is proved in [113] (see 4.4.1.11, p. 260 in [113], taking into account that / induces an isomorphism of U/keru onto V). 6.6. Proposition (P. Blanc [3, 5.2]). Let V be a Frechet G-module. Then the natural map Hqt(G; V°°) —> Hqt(G; V) is an isomorphism (q G N). Let 0 —> V —> F° —> F1 —> ••• be an s-injective resolution of V by Frechet G-modules (see 1.5). Then by 6.5, 0 —> V°° —> F°°° —> Flo° —> • • • is a resolution of F00 by Frechet modules, which are s-injective in Cg?, and in particular acyclic. (It is not necessarily s-exact, though.) By 4.2 and 5.2, Hd(G;V°°) is the cohomology of the complex {F°°qG}. But Fq° C F°°q, hence FqG = F°°qG (q G N), and therefore H*t(G\ V) is the cohomology of the same complex as H^(G; V°°). In view of 5.1, this proves our assertion. 6.7. Remark. The above argument only shows that Hqt(G; V°°) -> H*t(G; V) is continuous and bijective. However, the theorem proved by P. Blanc (and communicated to us without proof in Spring 1977) asserts more precisely that this map is a topological isomorphism. This is established by showing that the non-homogeneous complexes F*°°(G; V°° ) and F*(G; V)G are homotopy equivalent. We note, however, that the proof given here implies easily that if H*t(G; V) is Hausdorff, then if*t(G;V°°) is also Hausdorff, and consequently topologically isomorphic to if*t(G;V), since both spaces are then Frechet spaces. In fact, if H*t(G; V) is Hausdorff, then ^4*°° = A* has Hausdorff cohomology. Moreover, if 0 —> V°° —> D* is an s-injective resolution in Cq by smooth modules, then V°° —> V extends to a morphism £>* —> ,4* which factors through £>* —> ^*°° and induces a bijective continuous map of #*(£>* ) onto #*(,4* ). By 3.1, L>* has then Hausdorff cohomology. We next generalize 5.6. 6.8. Proposition. Let E be a smooth Frechet G-module and F a complete space on which G acts trivially. Let X = G/K. (i) We have Aq(X; E)®F = Aq(X; E®F). The G-module Aq(X; E)® F is smooth and s-injective in Cq (q G N). (ii) Let E be admissible. Then (1) Aq{X- E®F)G = Aq{X- Ef ®F (q G N). H*t(G; E®F) is Hausdorff, and we have (2) H*ct(G;E®F)=H*ct(G;E)®F.
188 IX. CONTINUOUS COHOMOLOGY 6.8 We note first that E 0 F is a smooth G-module (6.1.6). The associativity of 0 and 6.1.4 yield the topological isomorphisms (3) Aq(X; F) 0 F = (Aq(X) ®E)®F = Aq(X) ®(E®F) = Aq(X- E 0 F). Together with 5.4, this proves (i). Now assume E to be admissible. For S G K and W a quasi-complete G-module, let Ws be the isotypic subspace of W of type S. There is a projector its of W on W$. In particular, E is the direct sum of Es, which is finite dimensional by assumption, and of E'5 = ker^. Therefore E 0 F is the topological direct sum of E$ 0 F and E'5 0 F. The projector ^ annihilates E'5 0 F, hence also E'5 0 F; therefore (4) (E 0 F)* = ES®F. Then (1) follows from 5.6(1), (2). Since A*(X\E)G is finite dimensional, it implies the remaining part of (ii). 6.9. We conclude this section with a Kiinneth rule that generalizes the remark at the end of 6.1.3. Let A* and B* be graded vector spaces whose graded components are Frechet spaces and such that the A1 are nuclear. Let cIa (resp. ds) denote continuous differentials on ^4* (resp. B*). We assume that for every q G Z (1) {i G Z | A1 and Bq~% + 0} is finite. This is obviously the case if the degrees of ^4* or B* are bounded, or if the degrees of ^4* and 5* are both bounded above or below. Let 5* denote the usual graded algebraic tensor product of complexes, A* 05*, with the summand of total degree q equal to @^ A1 0 Bq~l (a finite direct sum by (1)) and with differential given by 02(dA®Id+(-l)2Id0dB). Similarly, 5 will denote the complex graded by the summands (2) 5? = 0^0B«-i i endowed with the differential (3) ® (dA0Id+(-irid0dB) (see 6.1). 6.10. Theorem. We keep the notation and assumptions of 6.9. If Hl(A*) is finite dimensional for each i G Z [resp. A* and B* have Hausdorff cohomology), then (1) H*(S*) = H*(A*) 0 H*{B) (resp. H*(S*) = H*(A*) 0 H*{B)). The argument is the standard one. We sketch it for the sake of completeness. Note that 3.5 implies that in the first case ^4* has Hausdorff cohomology. The complex S is filtered by the subspaces (2) FpS* = 0A*®B*. q>p This sum is finite in each total degree by 6.9(1). We have (3) FPS* =A*®Bq® Fp+i5*.
6.10 6. FURTHER RESULTS ON DIFFERENTIABLE COHOMOLOGY 189 There is thus a spectral sequence with (4) E0 = GrS\ Ep>q = Ap®Bq (p,qeZ). From 6.9(3) we see that do = °U ® Id. Thus, 6.1.2 and 6.1.3 imply that (5) FpE, = 0H*(A*) ®Bq (pe Z). q>p By 6.9(3) and the definitions it follows that the differential on HP(A*) 0 Bq is (—l)p Id 0 d,B- If HP(A*) is finite dimensional, then the completed tensor product in (5) is equal to the algebraic tensor product, so we have (6) Fp£i = 0iT(A*)<8>B* q>p and (7) E2 = H*(A*)®H*(B*). Set Zq = Bq flker d#. If 5* also has Hausdorff cohomology, then 6.1.2 implies that the exact sequence (8) 0 -> dBS9_1 -> Z9 -> #9(£*) -> 0 yields the exact sequence (9) 0 -> #p(,4*) 0 dBBq~l -> #p(,4*) 0 Z9 -> #p(,4*) 0 #<?(£*) -> 0. In the second case, we therefore have, (10) E2 = H*{A*)®H*{B*). Let (E'r) be the spectral sequence constructed similarly for 5*. It satisfies (2)-(7), with the algebraic tensor product replacing the completed one in (2)-(5). Since d is an extension of d, the inclusion //: S* ^ S induces a morphism (/xr) of spectral sequences. In the first case (6) shows that /ii: E[ —> Ei is an isomorphism, hence so is \ir: E'r —> £V for all r > 2. In the second case \i2 is the natural map H*(A*) 0 #*(£*) w iT(.4*) 0 #*(£*) and c^2 is a continuous extension of d2. Since (££) is the usual Kiinneth spectral sequence, d'r = 0 for r > 2. We therefore see that in both cases dr = 0 for r > 2. Hence £2 = i^oo, and the theorem follows.
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CHAPTER X Continuous and Differentiable Cohomology for Locally Compact Totally Disconnected Groups In this chapter, G is a locally compact group which is countable at infinity and totally disconnected (every point has a neighborhood basis consisting of compact open neighborhoods). Unless otherwise stated, G is assumed to be metrizable. We keep the conventions of IX. 1. Continuous and smooth cohomology 1.1. For brevity a group satisfying the above conditions will be called a t.d. group. We note that any t.d. group H has a fundamental set of neighborhoods of the identity consisting of a decreasing sequence of compact open subgroups, which may be chosen to be normal if H is moreover compact. We also recall that, by a theorem of E. Michael [84], the fibration of H by a closed subgroup always has continuous cross-sections. 1.2. Let V be a real or complex vector space. Assume V to be the union of an increasing sequence of subspaces (Vrn)nGN, where each Vn is a topological vector space (hence Hausdorff, locally convex in view of our general conventions) and the inclusion maps #mn: Vm —> Vn are isomorphisms onto a closed subspace for all ra,n G N (m < n). The inductive limit topology on V is the unique locally convex topology such that a linear map /: V —> W into a topological vector space is continuous if and only if its restriction to the V^s is continuous. It is also the finest locally convex topology such that the inclusion maps Vm —> V are continuous (m G N) [23, II, §4, nos. 4, 6]. It is strict and induces the given topology on each Vm. The space V is complete (resp. quasi-complete) if the Vn are [24, III, §2, nos. 4,5]. If the VnS are finite dimensional, then the inductive limit topology is the finest locally convex topology. In fact, if /: V —> W is a bijective linear map on a topological vector space W, then its restriction to each Vn is necessarily continuous; hence / is continuous. 1.3. Let (7r, V) G Cg- An element v G V is smooth if it is fixed under an open subgroup of G. The space V°° of smooth vectors is stable under G. We let 7TOO be the restriction of tt to V°°. The space V°° is also the space of if-finite vectors, where K is any compact open subgroup of G. If V is quasi-complete (our only case of interest), then V°° is dense in V, and V°° is locally finite and semi- simple as a if-module, for any compact open subgroup if of G. The representation (tToo? V°°) is continuous if V°° is endowed with the discrete topology, as is usually done. However, V°° is then not a topological vector space over C (unless the latter 191
192 X. COHOMOLOGY FOR TOTALLY DISCONNECTED GROUPS 1.3 is endowed with the discrete topology!). We want to view it as a topological G- module and shall give it the inductive limit topology with respect to the subspaces VK (K a compact open subgroup), these being endowed with the topology induced from that of V. Since the VK have a countable cofinal set, we are in the case of 1.1. It follows in particular that the inclusion V°° —> V is continuous, and that V°° is quasi-complete (resp. complete) if V is. More generally (tt,V) G Cq is said to be smooth if V = V°° as a topological G-module. We let Cq be the category of smooth G-modules and continuous G- morphisms. If a vector space V is the union of an increasing sequence of subspaces Vn, then the finest locally convex topology of V is the strict inductive limit of that of the Vn's. Therefore, if G acts on a vector space V so that every v G V is fixed under an open subgroup of G, then V, endowed with the finest locally convex topology, is a smooth G-module. A G-module (tt,V) G Cq is admissible if VK is finite dimensional for every open subgroup K of G. Thus V is admissible if and only if V°° is; in that case the topology of V°° is the finest locally convex topology (1.2). If (7r, V) G Cg?, then the Hecke algebra H(G) (under convolution) of compactly supported locally constant functions on G acts in the following way on V: *■(/) -v= f(g)n(g)'vdg jg (f G H(G), v G V, dg a Haar measure on G). The endomorphisms 7r(/) (/ G H(G)) are continuous. To prove this, it suffices to see that if / is the characteristic function of a compact open set C and K an open compact subgroup of G, then 7r(/): VK —> V is continuous. There exist a subgroup L of finite index of K and a finite subset S of G such that C is the disjoint union of the g • L (g G 5). Then 7r(/) is given on VK by (1) 7r(f)-v = c-Y,K(g)-v (veVK) ges (where c is the volume of L with respect to the Haar measure underlying the definition of the Hecke algebra), hence is continuous. Let V,W G Cg, and let /: F—> W be a G-morphism. It induces a G-morphism Zoo : V°° —► W°°. The map is continuous: in fact, for every compact open subgroup, /oo maps ]/x into WK and coincides with / on VK. Hence the restriction of f^ to VK is continuous, whence our assertion (1.1). Therefore V i—> V°° defines a functor fromCG to Cg3. 1.4. Lemma. Let V e Co be s-injective. Then V°° is s-injective in C^. For any W G Cg>, the G-module F°(G;W)°° is s-injective, and e: W -> F°(G; VT)°° (c/. IX, 1.3) is a strong injection. The first assertion is proved exactly as IX, 6.5(i). Together with IX, 1.6, this implies that if W G Cg?, then F°(G; W)°° is s-injective. The map / i-* /(l) then provides a splitting for 6; hence e is strong. It follows that Cq contains enough injectives. For V G Cg?, we let H^{G\ V) be the g-th cohomology space of G with coefficients in V, computed in Cg?, and refer to H^(G; V) as to the smooth or differentiate cohomology of G with respect to V.
1.6 1. CONTINUOUS AND SMOOTH COHOMOLOGY 193 More generally, if U, V G Cg?, we let (1) Ext2(t/,^) or ExtqGd(U,V) be the g-th derived functor in Cg? of Hom^C/, V) (q G Z). 1.5. Proposition. The functor V i—> F00 /rora quasi-complete continuous G- modules to smooth G-modules is exact and strongly exact, and transforms s-injective modules to s-injective modules and strong morphisms into strong morphisms. Let V,W be quasi-complete G-modules and /: F—> W a surjective G-morphism. Using averages, one sees immediately that /: VK —> WK is surjective for every compact open subgroup K of G; hence /oo is surjective. This implies that V *-* V°° is exact for quasi-complete G-modules. Now let (i) > vu -^ vz -^ vl+1 > ••• be an s-exact sequence of quasi-complete G-modules and G-morphisms. We want to prove that the associated sequence (2) ... > v^ ^±^% Vr Ji^_ y^ > which we already know to be exact, is s-exact. By assumption, there exist continuous linear maps e^: Vi —> Vi-\ such that (3) di-i o a + e^+i o di = Idy., for all i's. Fix a compact open subgroup K of G. The argument of IX, 1.10, shows that we can arrange that the e^'s commute with K. But then e^ transforms if-finite vectors into if-finite vectors, hence V?° into V^. Its restriction to V^ (L a compact open subgroup of K) is continuous; hence eijOQ: V°° —> V^x is continuous. These maps then provide a splitting of (2), as an exact sequence of topological vector spaces. This argument also shows that foo is strong if / is strong. Finally, if V is s-injective in Cg, then V°° is s-injective in Cg? by Lemma 1.4. 1.6. Proposition. Let VeCc be quasi- complete and UeCQ. Then Extqct(U,V), Extct(J7, V°°) and Extd(U,V°°) are canonically isomorphic (q G Z). The spaces Hqt(G;V), Hqt(G;V°°) and Hd(G;V°°), endowed with their canonical topologies (IX, 3.3), are canonically isomorphic (q G Z). It suffices to prove the assertions concerning Extct(J7, V), Extd(U, V°°), Hqt(G;V) and Hqd(G;V°°) (d G Z). Let 0 -> V -> A* be an s-injective resolution of V in Co- By 1.4, the associated sequence 0 _> v°° -> A* of smooth G-modules is an s-injective resolution of V°° in C£?. The space Extqct(U, V) (resp. Extqd{U, V°°), resp. #c9t(G; V), resp. Hq(G; V00)) is then the q-th cohomology space of the complex UomG(U,A*) (resp. KomG(U, i*°°), resp. A*°, resp. (A*°°)G). But since J7 is smooth, its image in a G-module under any continuous G-morphism is contained in the space of smooth vectors. Therefore the first two complexes are identical. Similarly, since the fixed points of G in a G-module are smooth, the two last complexes, viewed as complexes of topological vector spaces, are identical. The proposition follows.
194 X. COHOMOLOGY FOR TOTALLY DISCONNECTED GROUPS 1.7 1.7. Proposition. Let H be a closed subgroup Then there are canonical isomorphisms (1) Ext^/([/n=Ext9Hid(V,t/) In particular, (2) H«(G;I(UD = Hqd(H,U) This follows from 1.1, 1.6 and IX, 2.3. 1.8. Lemma. Let H be a closed subgroup of G such that G/H is compact. Let E G Ch be admissible. Then I§(E) is admissible, and the inclusion i: E°° —> E induces an isomorphism of ^(E00)00 onto I§(E)°°. Let K be a compact open subgroup of G. Let /: G —> E be in I^(E)K. Let x G G. Then we have, for k G K n xif x_1 C\ H = L, f{x) = f{xk) = f{xkx~lx) = cr{xkx~l) • f(x); hence /(x) is fixed under L, i.e., / takes its values in E°°. Therefore i induces a bijection of l£(E°°)K into l£(E)K. Fix a set 5 of representatives of H\G/K. It is finite since G/H is compact. An element of I^(E)K is completely determined by its values on 5. The above argument shows the existence of a compact open subgroup M of H such that if / G l£(E)K, then f(s) G EM for all s G S. Therefore I§(E)K may be identified to a subspace of the direct sum of finitely many copies of EM, hence is finite dimensional, and the map I§(E°°)K —> I^(E)K is an isomorphism. This being true for any K, the lemma follows. 1.9. Lemma. Let K be a compact subgroup of G and E e Cj-?. Then I^(E) (resp. Ik(E)°°) is s-injective in Co (resp. C'q). This follows from 1.5 and the same argument as in IX, 2.6, using 1.7(1) for q = 0 instead of IX, 2.2, once it is established that if /: V —> U is a continuous linear map (J7, V G C^), then the definition of / given by 1.10(1) of IX makes sense and yields a continuous if-morphism, even if V and U are not quasi-complete. But this is easily seen: Since V and U are smooth, it is clear that the integral is in fact a finite sum, hence is well defined. It remains to check that if L is a compact open subgroup of G, then / is continuous on VL'. We may assume L to be a normal subgroup of finite index of K. If 5 is a set of representatives of K/L in K, then, for a suitable Haar measure dx on L, we have 7(v) = Y1 g'x' tt3'1'v^dx' geSjL for all v G VL. The continuity then follows from the fact that the Hecke algebra Hg of G operates on U by continuous endomorphisms (1.3). We shall conclude this section by some remarks on a situation which will occur for reductive groups or products of reductive groups. 1.10. Let Y be a locally finite polysimplicial complex (cf. [30, 1.1]; in fact, only products of simplicial complexes will be used later). We let yq be the set of g-dimensional cells (q G N), y the union of the 3VS> Cq(Y) the space of finite g-chains with complex coefficients and C*(Y) the direct sum of the Cq(Y). We ofG. Let U eC%,V G Cg3. (q e Z).
1.11 1. CONTINUOUS AND SMOOTH COHOMOLOGY 195 assume the cells oriented in the usual manner and let d: Cq(Y) —> Cq-i(Y) be the boundary operator. It commutes with all automorphisms of Y. We assume (*) The group G operates on Y by automorphisms. The set y/G is finite. For every c G y, the subgroup Gc of elements in G fixing c pointwise is a compact open subgroup ofG. We let Stc be the subgroup of elements in G which leave c stable. It contains Gc as a normal subgroup of finite index and is also compact open in G. For V G CG, let Cq(Y; V) = C(yq; V) be the space of F-valued g-cochains on Y, acted upon by G as usual (IX, 1.2), and C*(T; V) the direct sum of the Cq(Y; V). We have Cq(Y\V) = Kom{Cq{Y),V), and we let d: Cq(Y;V) -> Cq+1{Y\V) be adjoint to d. Here yq is viewed as a discrete set, and the compact open topology on Cq(Y\ V) is just the topology of simple convergence. Let e: V —> C°(F; V) be the usual augmentation, which assigns to v G V the constant function on 3^o with value v. 1.11. Lemma. LetV eC^c (resp. V eC%). Then: (i) The G-module Cq(Y;V) (resp. Cq(Y;V)°°) is s-injective in C^ (resp. C<§) (qeN). (ii) Assume Y to be acyclic over C. Then (1) 0 > V ^—> C°(Y;V) > ••• > Cq(Y-V) > ••• (2) (resp. 0 ► V ^—> C°{Y, V)°° > > Cq(Y- V)°° > • • •) is an s-injective resolution ofV in C*q (resp. Cq). Let Aq be a set of representatives of yq/G in yq (q G N). By assumption it is finite. We have (3) Ci(Y;V)= 0C(G-c;V). ceAq It therefore suffices to show that each term on the right-hand side is s-injective. Assume first that Stc = Gc. Then (4) C(G-c;V) = C{G/Gc;V)=lge(V) (IX, 2.1), and (i) follows from IX, 2.6 (resp. 1.9). This case would in fact suffice later. For the sake of completeness, we discuss the more general one. Let \c '• Stc —> C* be the character equal to +1 (resp. — 1) on g G Stc if g does not change (resp. changes) the orientation of c. Let Cc be C acted upon by Stc via \c We let Stc jGc act on the right on G/Gc by right translations. This is a free action, which commutes with G. View C(G/GC; V) as a (Stc /Gc)-module via the action on G/Gc. Then it is easily seen that we have an isomorphism of G-modules (5) C{G • c; V) = HomStc ,Gc (Cc, C{G/GC; V)) = (Cc <S> C(G/GC; V))St< ^. The left-hand side is then a direct G-summand of C(GjGc\ V), which is s-injective by IX, 2.6 and 1.9, whence (i) in general. Assume now Y to be acyclic over C. Since C*(Y) is a free chain complex, it admits then a contracting homotopy; i.e. we have linear maps hq: Cq(Y) —> Cq+1(Y) (q G N) and 5'\ C -> C0(Y) such that h,q_1odq + dq+1oh,q=Id (g>l), U d1oh,0 + 5,oe,= Id, ef o5f = Id,
196 X. COHOMOLOGY FOR TOTALLY DISCONNECTED GROUPS 1.11 where e': Cq(Y) —> R is the augmentation which assigns to a chain the sum of its coefficients. It is then clear that the maps (7) hq:C{Y;V)^C-\Y;V) (g=l,2,---), S: C°(Y; V) - V, transposed to h/q_1 and e'0l: Cq(Y) 0 V —> V respectively, are continuous and satisfy the conditions IX, 1.5(3); together with 1.5, this proves (ii). 1.12. Lemma. Assume there exists Y satisfying the conditions of 1.10(*) and l.ll(ii). IfVe C^, C%, then H*t{G;V) = H*{C*(Y;V)G). If V is admissible, or, more generally, if VGc is finite dimensional for all c e Y, then C*(Y;V)G is finite dimensional, while H*t(G;V) is Hausdorff and finite dimensional. The functor V i—> H*t(G; V) commutes with inductive limits. The first assertion follows from 1.11. Let ceF. Then (1) C(G/Gc;V)G = VGc; therefore, in the notation of 1.11(5), we have (2) C(G • c; V)G = (Cc <g> VGc)Stc /Gc. Together with 1.11(3), this shows that C*(Y;V)G is finite dimensional if all the VGc are finite dimensional. The second assertion is then clear. By 1.11(3) and 1.12(2), C*(Y, V)G may be viewed as a complex of vector spaces over y/G which depends functorially on V. Since y/G is finite, the last assertion follows. 2. Cohomology of reductive groups and buildings In IX, we saw that, for a semi-simple group G, the differentiable cohomology can be computed by means of differential forms on the symmetric space G/K of maximal compact subgroups of G. Here, analogously, we show that in the p-adic case, the cohomology can be computed using cochains on the Bruhat-Tits building. For simply connected groups, this was first pointed out in [35]. 2.1. From now on, k is a non-Archimedean local field with finite residue field, /c-groups are denoted by script letters, and their groups of /c-rational points by the corresponding roman capitals. The latter groups are viewed as topological groups, with the topology defined by that of k. They are t.d. groups. Q will denote a connected reductive /c-group, Z = C(Q)° the greatest central torus of (/, Q' = VQ the derived group of Q and Q' the universal covering of Q' [124, 24.1]. Set Q = Z x Q\ and let a: Q —> Q be the natural projection, a is a central isogeny ([19]; [124, §22]). Hence a(Q) is a closed normal subgroup of G such that G/a(G) is compact and commutative of finite exponent [20, 3.19]. We shall also say that a t.d. group H is a p-adic reductive group if H = H(k'), where k' is as k and H is a reductive AZ-group. 2.2. As usual, X*(Q)k denotes the group of rational characters defined over k of (/, i.e. of /c-morphisms of Q into GLi. It is a finitely generated free commutative group whose rank is equal to the /c-rank of Z, i.e. the dimension of the greatest fc-split subtorus of Z. The restriction of a £ X*(Q)k to G is a continuous homo- morphism into k*. Composed with the normalized absolute value | • \k on fc, it gives
2.3 2. COHOMOLOGY OF REDUCTIVE GROUPS AND BUILDINGS 197 a continuous homomorphism \a\k of G into the multiplicative group R^ of strictly positive real numbers. We let (1) °G= f| ker|a|fc. aeX*(Q)k The subgroup °G is normal, open, contains VG and all compact subgroups of G, and the quotient G/°G is finitely generated and free abelian. If VQ has /c-rank zero, then G has a greatest compact subgroup, and °G is that group. Let T = Q/VQ and 7r: G —> T the canonical projection. By [20, 3.19], there exists a compact set C in G such that G = C • Z • VG', and tt(G) is closed cocompact in T. Therefore 7r(G) fl °T is compact and tt(G)/(tt(G) fl °T) is a free commutative subgroup of finite index in T/°T. It follows easily that °G = tt-1(°T), hence also that ®G/VG' is compact. Moreover, the rank of G/°G is equal to the /c-rank of T. But 7r: Z —> T is a central /c-isogeny, and hence preserves the /c-rank [19]. Therefore the rank of G/°G is equal to that of X*{Q)k. Given a e X*(Q)k, let i;(q;) : G —> Z be given by (2) *>(a)(£) = ord|a(#)|fc = logq |a(^)|fe, where g is the order of the residue field of k. We get in this way a homomorphism X*(Q)k —> Hom(G/cGf, Z). It is injective because, if a is not trivial, then a(G) contains /c*m for some m ^ 0. Both groups having the same rank, we see that v induces an isomorphism (3) v: X*{g)k 0Z C ^ Hom(G/°G, Z) ®z C. We let X{G) be the group of characters of G, as a topological group, i.e. of continuous homomorphisms of G into C*. An element \ £ X(G) is unramified if it is trivial on °G. We let Xnr(G) be the group of unramified characters of G. Then (4) Xnr(G)=Hom(G/°G,C*). The characters \a\k are unramified, whence an embedding X(Q)k —> Xnr(G). It follows from (3) that Xnr(G) = X*(g)fc ®z C*. The group 9G? could also be defined as the intersection of the kernels of the homomorphisms g i—> \x(d)\ (x ^ ^(G)), where | • | is now the ordinary absolute value on C. 2.3. We let Y(Q) or simply Y be the Bruhat-Tits building of Q over k [17, 30, 95, 102]. If Q is semi-simple, almost /c-simple, then Y is a simplicial complex of dimension equal to the /c-rank of Q. If Q is semi-simple, then Y is the product of the buildings of its almost /c-simple factors, viewed as simplicial complexes, and is a polysimplicial complex. The latter structure is associated to the Tits system of parahoric subgroups of G. If Q is a torus, then G modulo its greatest compact subgroup °G is a finitely generated free commutative group, and Y = (G/°G) (S>z R» The group G acts by translations; hence there exist simplicial structures invariant under G, although not a canonical one. We assume one to be chosen. In general, Y{Q) is the product of the buildings of Z and VQ and is always contractible. The buildings for Q and Q are the same. There is on Y(Z) a simplicial structure invariant under G. We choose one and endow Y(Q) with the product of that structure and the canonical polysimplicial structure on Y{Q'). For our purposes it would suffice to consider the case G = G, or even G = G', where the action of G and the quotient Y{G)/G are more easily described.
198 X. COHOMOLOGY FOR TOTALLY DISCONNECTED GROUPS 2.3 A chamber in Y is the product of a chamber in Y{Q'), i.e. a polysimplex of maximal dimension, by Y{Z). An automorphism r of Y is special if any polysimplex stable under r is pointwise fixed under r. The subgroup Go of special automorphisms of G is a closed normal subgroup of finite index of G, containing cr(G/), and Y(Q)/Gq is a finite polysimphcial complex [in general, Y(Q)/G may be viewed as a finite simplicial complex if we pass to a suitable subdivision of the given polysimphcial structure]. If G is semi-simple, then G is the semi-direct product of Go by a finite subgroup leaving a given chamber stable. 2.4. Theorem. Let Y be the Bruhat-Tits building of Q. Let V G C^c (resp. V G Cg?). Then 0 -> V A G*(F; V) {resp. 0 -> V A G*(F; F)00) zs an s-injective resolution ofV in C% {resp. Cg). The space H«t{G; V) is equal to Hq{C*{Y; V)G) for all q's, and is equal to zero if q > rkkQ. Let B be an Iwahori subgroup of G. Then C*(Y;V)G is finite dimensional if VB is finite dimensional, in particular if V is admissible, and then H*t{G; V) is Hausdorff and finite dimensional. IfVB = {0}, then H*t{G; V) = 0. The functor V i—> H*t{G; V) commutes with inductive limits. The building Y is contractible, in particular acyclic. Thus all assumptions of 1.10 and 1.11 are fulfilled. Moreover, Cq{Y; V) = 0 if q > dimY = rkfc Q. The first two assertions then follow from 1.12. There exists a chamber C of Y such that Gc = B. Since every cell d of Y is a face of some chamber, and G is transitive on the chambers, it follows that for any d e y, Gd contains a conjugate of B\ hence dimV^ < dm\VB for all d G Y. Using 1.11(3) and 1.12(2), we see that G*(F; V)G is finite dimensional (resp. zero- dimensional) if VB is. Together with 1.12, this proves the other assertions of the theorem. 2.5. Let Q be semi-simple and simply connected. Then G acts on Y by special automorphisms; hence 1.12(1) is fulfilled. Let B be an Iwahori subgroup and C the chamber pointwise fixed under B. Then C may be identified with Y/G, and the complex G*(F; V)G takes a simple form. If s is a face of G, let Vs be the fixed point set of Gs in V. If s C t, then we have an inclusion jtjS - Vs C Vt. We let Ty be the simplicial sheaf on C defined by the Vs and the above inclusions. Then (1) C(Y,Vf= 0 Vs (}6N), dim s = q and for v G Vs we have (2) dv= 0 [t:s]jt,8(v), tDs dim t=q+l where the [t : s] are the incidence coefficients in C (see [17, p. 216] for a similar construction). We then have isomorphisms (3) C*(Y;Vf = C*(C;fv), H*d(G; V) = H*(C;fv) {VeCgXo)- Remark. This last result is due to W. Casselman and D. Wigner [35, Thm. 2]. In that paper, it is also proved that G*(F; V) is an acyclic resolution of V. 2.6. Proposition. Let E,F e Cg\ Assume that E is admissible and that G acts trivially on F. Endow V = E ® F with its natural topology of smooth module.
3.2 3. REPRESENTATIONS OF REDUCTIVE GROUPS 199 Then H^{G\V) is Hausdorff, and we have (1) H2(G;V)=H*d(G;E)®F, (2) Hq{G; F) = Aq Hom(G/°G, C) <g> F {q e N). By 1.6 and 2.4, H%(G; V) is the cohomology of the complex C*(Y; V)G. Any G-invariant cochain is determined by its values on a given set of representatives of y/G] since y/G is finite, any such cochain has its values in the product of E by a finite dimensional subspace of F, whence C*(Y;V)G = C*(Y;E)G ® F. This implies (1) and also, since C*(Y]E)G is finite dimensional, that Hd(G;V) is Hausdorff. To prove (2), it remains to consider the case where V = E = C is the trivial one-dimensional module. First let G be semi-simple and simply connected. Then Ty is the constant sheaf with value E. By 1.6 and 2.5, Hd(G; E) is the cohomology of the polysimplex C with complex coefficients, and our assertion is clear. If G is semi-simple, then 2.1; IX, 1.11; and IX, 2.5, reduce us to the simply connected case. The group ®G/VG' is compact (2.2). Since Hl{VG'\E) = H°{VG';E) = E, by the case already treated, these equalities also hold for °G by IX, 2.5. We then apply IX, 4.3, to G and TV = °G, 1.6, and the following well-known fact. 2.7. Lemma. Let L be a finitely generated commutative free group and E a finite dimensional vector space on which L acts trivially. Then Hq(L; E) = Aq Hom(L, Z) ®z E (qeZ). This follows, e.g., from the fact that the left-hand side is the cohomology of a torus with fundamental group L and coefficients in E. 3. Representations of reductive groups We collect here some facts about representations. General references for these are [32, 34]. 3.1. We fix a maximal fc-split torus S of Q and a minimal parabolic fc- subgroup V containing S. Then V is a semi-direct product V = M. • A/", where M. = Z(S) is connected reductive and M is the unipotent radical of V. The derived group of M has /c-rank zero; hence M has a greatest compact subgroup °M. We let W = N(S)/Z(S) be the Weyl group of Q with respect to S. We fix a good maximal compact subgroup K and an Iwahori subgroup B adapted to 5. This means, in particular, that °M = M fl K, B fixes a chamber in the apartment of the building X(Q) stabilized by 5, the group K contains representatives of W, and G = KP. 3.2. The unramified principal series. Let S denote the modular function of P. Let x be an unramified character of M (2.2). We view it as a character of P, trivial on N. Then PS(x) ls ^ne normalized induced representation PS(X) = {/ e C°°(G,P) \-f(Pg) = x(p)S1/2(p)f(g) (geG,Pe P)}.
200 X. COHOMOLOGY FOR TOTALLY DISCONNECTED GROUPS 3.2 It is a smooth admissible representation of G. It may also be defined as the space Ip (C^)00 of smooth vectors in the representation induced from C acted upon by P via (j) = x^1^2- Restricting these functions to K, one sees easily that it may be viewed as the space of smooth vectors in a continuous representation of G in a Hilbert space. The space PS(x)K (resp. PS(x)B) has dimension one (resp. equal to the order of W). The representations PS(x) form the unramified principal series of G, with respect to P. If V is an admissible representation of G, we let Vn denote (as usual) the Jacquet module of V. The functor V •—> Vn is exact [32, 34]. (1) The semi-simplification of PS(x)n as an 5-module is isomorphic to ®sewCs^.sx [34, 32, Thm. 3.5]. This, combined with Frobenius reciprocity, implies: (2) PS(x) has a finite Jordan-Holder series. (3) If x' & W(x)i then PS(x) and PS(x') nave no constituent in common. (4) If sx 7^ X f°r s 7^ 1? s £ W^> then PS(x) has a unique non-zero irreducible subrepresentation, which we denote Wx. (4) was communicated to us by A. Silberger as a well-known observation. To prove (4) we note that if V is a G-module, then, by Frobenius reciprocity, Hom<3(V, PS(x)) = HomM(Viv, C5i/2.x); hence Vn contains an 5-module isomorphic to C5i/2.x. If PS{x) were to contain two distinct irreducible submodules Vi, V2, it would contain V\ 0 V2, whence (Vi 0 V^at C PS{x)n-> which would contradict (i). The assertion (4) immediately implies (5) If sx 7^ X f°r s 7^ 1? s ^ ^7 then PS(x) has a multiplicity free Jordan- Holder series, and each constituent is equivalent to some Wsx (s £ W). (6) An irreducible, admissible module V is a constituent (resp. submodule) of some PS{x) if and only if VB + (0) ([34], [13, pp. 248-249], [32, p. 138]). 4. Cohomology with respect to irreducible admissible representations The results of this section are due to W. Casselman [33]. The proofs below are rather different from the original ones (which have not been published). 4.1. Lemma. Let hi be a connected unipotent group over k and E a Frechet space on which U acts trivially. Then H^t{U\ E) = 0 for q > 1. The group U is the union of an increasing sequence of compact open subgroups, as is easily seen by embedding U into a group of unipotent upper triangular matrices. Let R be one of them. First assume U to be commutative. Then U/R is a discrete commutative torsion group. Moreover, by IX, 1.11, (1) H^U; E) = H^U/R; E) (q e N). It then suffices to show that the Eilenberg-Mac Lane cohomology of a commutative torsion group L in a vector space W over a field F of characteristic zero, over which L acts trivially, is zero in dimensions > 1. For this, one uses the relation (2) Hq(L;W) =Rom(Hq(L;F),W), and the fact that Hq{L; F) is the inductive limit of the homology groups Hq(J; F), where J runs through the finite subgroups of L, which are well known to be zero for q > 1.
4.3 4. IRREDUCIBLE ADMISSIBLE REPRESENTATIONS 201 This proves the lemma for U commutative. In the general case, one argues by induction on the length of the derived series of U: let V be the last non-trivial derived group of U. We have proved that Hq(V; E) = 0 for q > 1; hence H*(V\ E) is trivially Hausdorff. Since the fibration of U by V has continuous cross-sections (1.1), we may use the spectral sequence of IX, 4.3, and get E™ = Hp{U/V;H*t{V;E)) = 1° , ^^ 2 V ' ' cU n \HP(U,V,E) if 0 = 0; the induction assumption then yields E\"q = 0 for (p, q) ^ (0, 0), whence the lemma. 4.2. Proposition. Let Q be a parabolic k-subgroup of Q and Q = Mq • Nq a Levi decomposition of Q. Let (cr,E) be an admissible Frechet Mq-module. Let V = I^E00)00, where E°° is viewed as a Q-module on which Nq acts trivially. Then (1) H'd(G;V)=HZ(MQ;E°°). If Mq has a central element z such that a(z) = c-Id with c ^ 1, then H^{G\ V) = 0. The quotient G/Q is compact. Therefore (1.8), V may be identified with W°°, where W = Iq(E). In view of 1.6, (1) is then equivalent to (2) H^(G;W) = H;t(MQ;E). By IX, 2.2, we have (3) H;t(G;W) = H*ct(Q;E). By 4.1, H%t{N',E) = 0 for q > 1; hence N*t(NQ; E) is trivially Hausdorff. Since the fibration of Q by Nq has continuous cross-sections, we may use the spectral sequence of IX, 4.3. This spectral sequence degenerates since E is acyclic for Nq and yields the isomorphism (4) H:t(Q;E) = H*ct(MQ;E). (2) follows from (3) and (4). The second assertion is then a consequence of IX, 1.9. 4.3. Theorem. Let x G ^nr(A^); X £ W(51/2), and let V be a subquotient of PS{x). Then H«(G;V) = 0(qeZ). We prove the theorem by induction on q and on the length of a Jordan-Holder series for V. For q < — 1, there is nothing to prove. Fix q > 0 and assume the theorem for q — 1, all V, and all unramified x n°t in W(S1^2). First let V be an irreducible submodule of PS(x) and V = PS{x)/V. The cohomology sequence associated to the exact sequence (1) 0 -> V -> PS{X) -> V -> 0 yields the exact sequence (2) #r J(G; V) - *?2(G; V) - H*(G; PS(X)). By the induction assumption, the left-hand term is zero. Since 5~1/2 is contained in W(S^2), the character x ' S1/2 is not trivial. Since PS{x) = Ip{x ■ 51/2)°°, 4.2 shows that the third term in (2) is also zero. Hence so is the middle term. If now V is a constituent of PS(x), it may be identified with a submodule of PS(w(x)) for some w e W, by 3.2(3), (6). Of course, w(X) i W(5^2); hence the
202 X. COHOMOLOGY FOR TOTALLY DISCONNECTED GROUPS 4.3 previous argument also gives H%(G; V) = 0. If V is a subquotient of PS(x) and V is a G-submodule of V, then we have the exact sequence (3) H*(G; V) - H«(G; V) - Hj(G; V/V), so that our assertion now follows by induction on the length of V. 4.4. It therefore remains to discuss the cohomology of the constituents of PS(x), for x £ W(S1^2). They do not depend on %• It suffices therefore to consider one of these representations, for instance PS((5-1/2), which is Jp(C)°°, i.e. the space C°°(P\G) of locally constant complex valued functions on P\G, acted upon by right translations. Without essential loss of generality, we assume G to be semi-simple. 4.5. Lemma. Let x £ ^nr(G) be unramified and regular. Let Vo,...,Vm be G-submodules ofV = PS(x)- Then (i) v0 n (Fi + • • • + vm) = (v0 n v1) + • • • + (Vb n vm). If Wo,..., Wm are M-submodules of Vat, then the analogue for the W^s of (1) is obviously satisfied. Since the right-hand side of (1) is contained in the left-hand side, (1) then follows from the observations in 3.2. 4.6. Let Q be a parabolic /c-subgroup of Q. The representation Iq (1) is just the representation by right translations of G on the space C°°(Q\G). If Q' D Q, there is a natural injection ttq'q: /q/(1) —> ^q(I)- We let Uq be the submodule spanned by the ^q'q(Iq/), where Q' runs through the parabolic subgroups of G containing Q strictly, and Vq = Iq(1)/Uq. If Q = G, then Vq = Iq(1) is the space of constant functions on G. If Q = P, then Vq is the Steinberg or special module [13, 17, 33]. Lemma, /q (1) (resj9. C/q) /ms a composition series whose successive quotients are the Vq> (Q' D Q) (resp. Q' ^.Q), each occurring with multiplicity one. It suffices to prove this when Q D P. We identify the G-modules under consideration with submodules of C°°(P\G). Clearly, if Q, Q' D P, then I%(1) D I%,(1) = 7^(1), where R is the smallest parabolic subgroup containing Q and Q'. The lemma then follows from 4.5 by an easy induction on the parabolic rank prk Q of Q (recall that prk Q is the /c-rank of the radical of Q). 4.7. Proposition. Let Q be a parabolic k-subgroup of Q. Then H%(G;Vq) = C if q = prk Q, and is zero otherwise. It suffices to consider the case where Q D P. Let ^^ be the set of /c-roots of Q with respect to the maximal /c-split torus S of P, and A the set of simple roots for the ordering associated to P. The set of parabolic /c-subgroups contianing P is parametrized by A: for I C A, we let Vj be the parabolic subgroup containing P and Z(Sj), where (1) 5J=(f|ker«) • The smallest parabolic /c-subgroup containing Pj and Pj< is then Pjuj'- Let us write Ij for j£(l) and Vj, Uj for Vq, Uq if Q = Pj. Then /j n /j/ = /juj'-
4.9 4. IRREDUCIBLE ADMISSIBLE REPRESENTATIONS 203 In view of 2.2(3) and 2.6(2), Prop. 4.2 implies (2) Hqd(G; Ij) ^ AqX%Pj)k 0 C (q G Z). If J' D J, then Ij> w 7j, and there is a restriction map X*(Vj>)h —> X*{Pj)k- It is easily checked that (2) is compatible with the homomorphisms induced by these maps. Fix a scalar product on X*(S)k ®z Q invariant under the Weyl group, and let (za) be the basis dual to A. For J C A, write zJ for the exterior product of the za (a G J) taken in some order. We have X*(S)k 0 Q = X*(V)k ® Q It is standard that the restriction map X*(Vj)k -> X*(V)k identifies X*(Vj)k ®z C with the subspace spanned by the za (a G A — J). This identification being made, we can replace 4.7 by the more precise statement (*) Let J C A. Then the natural homomorphism v\ H*d{G\Ij) -> H2(G;Vj) induces an isomorphism of the one-dimensional space C • zJ onto H^{G\ Vj). For A = J, i.e. P = G, this is obvious. We then use induction on the cardinality of A — J, i.e. on the parabolic rank of Vj. So fix J and assume our assertion true for J1' ^ J'. We consider the exact sequence (3) ••• - Hl{G,Uj) ^ m(G;Ij) ^ Hj(G;Vj) -+ H«+1(G;Uj) ^ ••• . Let s = Card(A —J). Then, by (2), Hd{G\ Ij) is an exterior algebra on s generators. If J7 D J, then the image of Hd (G; Ij>) —> Hd (G; //) is the exterior algebra over A - J7; hence // is surjective in dimensions ^ s. But, by the induction assumption, 4.6, and repeated use of the exact cohomology sequence, we see that dim ifJ(G; Uj) < dim Hd(G; I j) for all g's and is zero for q > s. It follows that \i is an isomorphism in dimensions ^ s and is zero in dimension q. Consequently v is the zero map for q 7^ s, and is an isomorphism for g = s. 4.8. Our next goal is to prove that the Vj's are irreducible. Our proof uses Macdonald's explicit computation of the G-functions for the unramified principal series and Lemma 4.10, which was communicated to us by A. Silberger. We first note that if J = 0 (resp. J = A), then Vj is the Steinberg (resp. trivial) representation; hence Vj is irreducible in these cases (cf. [13, §6]). 4.9. LEMMA. Suppose that rkk(G) = 1. Then Ip(S1^2St) is equivalent with 7^-1/2^)^1^1. We will need the following well-known fact. Let L be a locally compact group, and let Q C L be a closed subgroup. Let x G L. Let (a,Ha) be a continuous representation of Q. Put (Jx{q) = o{x~lqx), q G xQx~l. Then (1) Iq(°) = ^Qx-i(*x) under the linear isomorphism (Tf)(y) = f(x~1y), f G Iq{o~), y G L. We also note that there is x G G so that xPx~l = P and Sx = (J-1. In light of (1), it is therefore enough to prove that (2) PS(*')~PS(0; for |i| ^i.
204 X. COHOMOLOGY FOR TOTALLY DISCONNECTED GROUPS 4.9 (2) is obvious for t = 0. We may therefore assume that t ^ 0. If x is an unramified character of S, then set fl-g^xM if$(P,5) = {a} I TT^^ ' if$(P,S) = {a,a/2}. Here aa e S and ga (resp. ga/2) are as in [32, p. 141]. We note that [32, (24e)] implies that C(S1^2) = 0. From their definitions, qa and qa/2 are strictly positive. Since St(a) > 0 for t G R, a G 5, we see that as a function of t G R, t ^ 0, C(($*) has a unique zero. Hence (4) // \t\ + 0, |, fften C(<J*)C(<J-*) ^ 0. Now (2) for \t\ ^ 0, \ follows from [32, Corollary 3.6]. Note. Under the hypothesis of the above lemma, PS(5t) is actually irreducible (see [32, Theorem 3.10]). We now drop the above restriction on rkk(G)- If J C A(V,S), then put WJ = {seW\J = s-^iViS) n A{P,S)}. The WJ define a partition of W into 2l subsets (I = rkfc(C/)). 4.10. Lemma. Let J c A(P,S). Then PS^S1/2) = PS{s2S^2) forsus2 G WJ. Let s G W and Q = s_1 - P - s. Fix an element x in the Weyl chamber corresponding to Q in X*(<S) <S>z R Then s G WJ if and only if (x,a) > 0 for a e J and (x, a) < 0 for a G A — J. The closures of the Weyl chambers satisfying this condition form a convex set. It therefore suffices to prove the lemma when Qi = s^1 • P - Si and Q2 = s^1 • P • s2 are adjacent. There exists then a G $(P, <S) such that a G A(Q,«S), -a G A(Q2,<S), and hence a £ A(T,<S). Set (Q,5) = (Q!,5)M = (Q2,5){_a}, and let Q = Mq-Nq be the standard Levi decomposition of Q. Then rk^(°Mq) = 1. Put *Q = °MQnQi. Then °MQnQ2 = *Q and <S = (*<S) • <SQ, as usual. We have clearly (1) PS(SiS^) = Ig(6^ ■ 6^) (i = l,2). Induction in stages implies '& (01/2) = ^ ('£< K2 (*1/2U)) ® (01/2) k) '& (O172)='$ (4f° (42 (*1/2Q) ® (01/2) k) • But ^1^2|*o = ^*qx with t > t>, since a is not in A(V,S). Hence 4.9 implies: (3) *(01/2u)-4/Q(^1/2i»,)- The lemma now follows from (2) and (3). (2)
5.1 5. FORGETTING THE TOPOLOGY 205 4.11. Theorem (Casselman [33]). For every J c A(P,S), the G-module Vj is irreducible. Set / = rkfe(^). Then 4.10 and 3.3(4) imply that there are at most 2l pairwise inequivalent elements in the set {WsSi/2 \ s G W}. Therefore, by 3.3(5), a Jordan- Holder series for PS(S1^2) is of length at most 2l. On the other hand the Vj's are ^ 0 (say by 4.7), and 4.6 shows that PS(S1^2) has a composition series whose successive quotients are the Vj's. This composition series is then a Jordan-Holder series, whence the theorem. 4.12. Theorem. Let V be an irreducible admissible representation of G such that H*t(G;V) ^ 0. Then there exists a parabolic subgroup Q of G such that V is isomorphic to the G-module Vq (see 4.6). The dimension of H^t(G;V) is one if q = prkQ, and zero otherwise. By 3.4 and 3.2(6), V C PS(x) f°r some unramified \- We then have \ £ W{S^2) by 4.3. The theorem now follows from 4.7 and 4.11. In XI, 2.15, we shall see that if Vq has compact kernel, then Vq is not unita- rizable unless Q is minimal, i.e. Vq is the Steinberg representation. 5. Forgetting the topology 5.1. We now go back to the setup of §1, and again let G be a t.d. group. Let (tt,V) be a representation of G in a vector space (no topology). The smooth vectors and V°° are defined as in §1. The space V°° is stable under G, and V is said to be smooth if V = V°°, admissible if moreover VL is finite dimensional for all compact open subgroups of G. We let Cq be the category of complex vector spaces on which G operates smoothly and of linear G-maps. Let a: Cq —> Cq be the forgetful functor which ignores the topology. Given V G Cq, let (3(V) be V endowed with its finest locally convex topology. Then (3(V) is in Cq3 (1.3), whence a functor (3\ CG —> Cq . We have a o (5 = Id. A linear map between two spaces endowed with the finest locally convex topology is always continuous and strong. Therefore, if V G Cq is s-injective, then a(V) is injective. This shows first that Cq has enough injectives. In fact, if V G Cq, then the union of the spaces of maps (1) F(G, V)°° = (J Mp(G/L, V) (L a compact open subgroup of G) L is injective. If V G Cq' is admissible, its topology is the finest locally convex topology. If W G Cq has the finest locally convex topology, then any linear map of W into a topological vector space is continuous; therefore (2) Ext"d(U,V)=Extl(a(U),a(V)) (U,V e C£,q e N), if U has the finest locally convex topology (in particular, if U is admissible), and (3) Extl(U,V)=Ext'1d(p(U),(3(V)) (U,V e CfG, q e N). In particular, Hl{G; V) = H?(G; a(V)), H?(G; W) = Hj(G; 0(W)) (VeC£,WeCfG,qeN), where Ext* and HI refer to the derived functors of Home in Cq.
206 X. COHOMOLOGY FOR TOTALLY DISCONNECTED GROUPS 5.1 The category Cq is obviously an abelian category [47], and we can therefore avail ourselves of some standard results valid in such categories. In particular, we have 5.2. Proposition. Let A* be a complex in CG whose elements are G-acyclic. Then there exists a spectral sequence abutting H*(A*G), in which E2 = if*(G; if*(^4*)). In particular, if A* defines a G-acyclic resolution of V G Cq, thenH*(G;V) = H*(A*G). Cf. [47, 2.4, Rem. 3]. The proof is in fact the one of IX, 4.1, rid of the topology. 5.3. Proposition. Let N be a closed normal subgroup of G. Assume that the following is true: (*) I/VeCq is injective, then V is N-acyclic. Let V G Cq. Then there exists a spectral sequence (Er) abutting H*(G; V), in which E2 = H*e{G/N-H*e{N-V)). This follows from 5.2 in the same way as IX, 4.3, follows from IX, 4.1, taking into account the obvious fact that if W G CG is injective, then WN is injective in Cf ^G/N' 5.4. Lemma. Let G be the direct product of two closed subgroups N and M. Assume that N is a p-adic reductive group (2.1). Then 5.3(*) holds. PROOF. If V G Cq is injective, it is a direct summand of F(G; V)°°. It suffices therefore to show that if W G c£, then F(G; W)°° is acyclic in CfN. Let L D V be compact open subgroups of M. Then we have an obvious inclusion (1) iu,L : F(N, F(M/L, W))°° -> F(N, F(M/L', W))°°. It follows immediately from the definitions that (2) F{G,W)°° =dir\im F(N;F{M/L,W))°°, where L runs through the compact open subgroups of M and the direct limit is taken with respect to the above maps il',l- This is an isomorphism of TV-modules. Each module F(7V, F(M/L, W))°° is injective in C-y, hence in particular acyclic. Since TV is a reductive p-adic group, F(G, W)°° is then also TV-acyclic by 2.4. Remark. This proof shows that 5.3(*) is valid if the functor V\ —> H*(N; V) commutes with inductive limits (e.g. if TV is as G in 6.3). It was pointed out to us by W. Casselman that F(G, W)°° is not equal to F(N, F(M; W)00)00, as had been erroneously stated in an earlier version. That would have proved F(G,N)°° to be N-injective (which might still be true). 5.5. Recall that if A is an algebra and V an ^4-module, then V is said to be non-degenerate if V = A-V. This condition is of course of interest only if A has no unit element. We shall consider the case where A = H(G) is the Hecke algebra of G (1.3). It has no unit element (unless G is discrete), but it is idempotented [39]; i.e. it has a set of idempotents e such that H(G) is the union of the e • H(G) • e, namely the normalized characterized functions e^ of the compact open subgroups of G. Therefore a W(G)-module V is non-degenerate if and only if it is the union of the fixed point sets of the e^'s. Also, we have H(G) • H(G) = 7i{G)\ hence, if
6.1 6. COHOMOLOGY OF PRODUCTS 207 V is any module over W(G), it has a greatest nondegenerate submodule, namely H(G) - V. Any smooth G-module is in a natural way an W(G)-module which is non-degenerate. Conversely, any such H(G)-module is associated in this way to a G- module: one shows easily that if v G V, g G G and L is a sufficiently small compact open subgroup of G, then xo(gL) -v (where xo(gL) is the normalized characteristic function of g-L) is independent of L, and then one defines g-v to be that element. It follows that CG can also be defined as the category of non-degenerate W(G)-modules, and Ext* as the derived functors of Hom?^). One can then define injectives in terms of H(G). In particular, if V G Cq, then Homc(W(G), V)°° is injective and V imbeds canonically into it (see XII, §0). 5.6. Now let G be a reductive p-adic group (2.1), and Y be the Bruhat-Tits building of G. If V G Cq, then 5.1 and 2.4 show that (1) H*{G;V) = H*{C*{Y;V)G). Assume that V = E (g> F, where E,F G Cq and G acts trivially on F. Then 2.6(1) and its proof are also valid in the present case (the latter did not use the admissibility of E). Hence we also have (2) H;(G;V)=H;(G;E)®F. 6. Cohomology of products 6.1. Theorem. Let G\ be a p-adic reductive group (2.1), G2 a t.d. group, y% eCfG. (i = 1,2), and V = V!®V2. A ssume either that V\ is admissible or that G2 is a p-adic reductive group. Then (i) h;{g]v) = h;{g1]v1)®h;{g2]v2). Let 0—>Vi-+A*bethe resolution of V\ by the complex of V\ -valued cochains on the building of G\ (2.4), 0 —> V2 ^ B* an injective resolution of V2 in Cq , and G* =i*(^F. The complex G* is acyclic, as is seen from the Kiinneth rule. Therefore (2) 0 ► V ^^ C* is a resolution of V. We want to prove (3) Gr's =Ar®Bs is G-acyclic (r, s G N). By 5.3 and 5.4 there exists a spectral sequence (Er) abutting H*(G;Cr,s) and in which (4) E™ = HP(G2; #«(Gi; C-'s) (p,q G N). It suffices therefore to show that (5) Ef'« = 0, if (p)9) ^(0,0). By 5.6 and 5.1(4), we have (6) H2(G1;Cr*) = H*{G1;Cr'*)=H*(G1;Ar)®B> (q e N). Since ^4r is injective, for r, s G N this yields #l(Gi;Cr's) = 0 (g>l), i/e°(Gi;Cr's) = (v4r)Gl®5s,
208 X. COHOMOLOGY FOR TOTALLY DISCONNECTED GROUPS 6.1 Assume now that V\ is admissible. Then (Ar)Gl is finite dimensional (2.4); hence, as a G2-module, i^|(Gi;Gr's) is the direct sum of finitely many copies of Bs, therefore is injective in CG , and (5) follows. Assume now that G2 is also a p-adic reductive group. Then, we may again apply 5.1 and 5.6 and get (8) Hqe(G2] {Arfi 0 Bs) = H%{G2\ Bs) 0 (Ar)^ (p e N), whence again (5). Thus G* defines a resolution of V by acyclic G-modules; therefore (5.2) (9) H*(G;V)=H*(C*G). But, clearly (10) G*G =A*Gl ®/2; hence, by the usual Kiinneth rule for tensor products of complexes over fields, (11) H*(C*°) = H*(A*Gl) 0 H*(B*°2) = HUd-Vi) 0 H;(G2;V2). 6.2. Corollary. Let Ei e Co, (i = 1,2). Assume that Ei is a Frechet (resp. unitary) module (i = 1,2), and let E = E\ 0 E2 (resp. E = E\ 0 E2) be the completed projective (resp. Hilbert) tensor product of E\ and E2. If E\ is admissible, then (1) H;t(G;E) = H;t(G1',E1)®H;t(G2;E2). By 1.6 and 5.1, in (1) we may replace E, Ei by E°°, E?° (i = 1, 2) and H*t by H*. In view of 6.1, it suffices then to prove that (2) E°° = E™®E™. Let L be a compact open subgroup of G\. Then E\ is the topological direct sum of Ei = eL • E and of the kernel Nl of the projector e^ onto E\ (cf. 5.5 for e^). Therefore E is the topological direct sum of N 0 E2 (resp. N <§> E2) and E{ 0 E2 (resp. Ei 0 E2). Since E\ is finite dimensional, the last tensor product is in fact an ordinary tensor product. The space N 0 E2 is annihilated by e^,. Therefore cl is also zero on the completion of N 0 E2, whence (3) EL = E^®E2. As a consequence, if M is a compact open subgroup of G2, we have (4) ELxM = E^®E™, whence (2). 6.3. Proposition. Let mGN. Let ki be a locally compact non-Archimedean field, Qi a connected reductive ki-group, Vi = rk^. Qi and G% = Gi(ki) (i = 1,..., m). Let G = Gi x • • • x Gm and r the sum of the r^s. Let Xi be the Bruhat-Tits building of d (2.2) and X the product of the X^s. Then X satisfies the conditions 1.10(*) and l.ll(ii). In particular, (1) Hqct(G; V) = 0 (resp. Hqe(G- V) =0) for q > r, V e C^ (resp. V e CfG), and H*t(G;V) (resp. H*(G;V)) is finite dimensional ifV is moreover admissible.
6.5 6. COHOMOLOGY OF PRODUCTS 209 The first assertion is obvious, since X/G is the product of the quotients Xl/Gl and a product of acyclic (or contractible) spaces is acyclic (or contractible). By 1.11 the complex C*(X; V) of F-valued cochains on X provides an s-injective resolution of V. Since X is r-dimensional, it vanishes above dimension r, whence (1). The last assertion follows from 1.12. 6.4. Complement. Under the assumptions of 6.3, we also have: (i) The space H2(G;V) is finite dimensional and HausdorffifV is admissible, or, more generally, if the fixed point set Vs of an Iwahori subgroup B of G is finite dimensional. (ii) The functor V^H*d(G;V), VeCg (resp.V^H;(G;V), V € 4), commutes with inductive limits. In fact, (i) and the assertion (ii) for smooth cohomology follow from 1.12 as in 2.4; then (ii) for HI is a consequence of 1.5(4). 6.5. Remarks on the cohomology theories used in this chapter. If G is a t.d. group, it is usual to give the discrete topology to a complex vector space on which G acts smoothly (in the sense of 5.1). It is then a continuous G-module (and, conversely, continuity of a G-action with respect to the discrete topology of V implies smoothness). Contrary to this custom, here we have viewed smooth modules as topological vector spaces. There are two main reasons for this. First, it allowed us to use the general results of Chapter IX on continuous cohomology; second, it will be useful in Chapter XII to define a notion of smooth module for products of real Lie groups and t.d. groups. However, in §5 we "forgot the topology" and went over to an algebraic setting, chiefly to be able to prove a Kiinneth theorem. This seems rather roundabout, and it may be asked whether the recourse to topology was really necessary in the first place and whether it would not have been possible instead to work directly in the algebraic framework and give an independent treatment before relating H^ with smooth cohomology. One chief obstacle to doing this at present is that we do not know whether 5.3(*) holds in Cq in general. This prevents us from showing the existence of a Hochschild-Serre spectral sequence for H*, and we do not know how to prove Proposition 4.2 directly in that case (in 4.2, the assumption that E is a Frechet space, which may seem irrelevant in the context of t.d. groups, was made so that we could use the spectral sequence of IX, 4.3). Note that the latter was also used in the proof of Lemma 4.1, although it might be easier there than for Proposition 4.2 to give a direct proof not using topology. At any rate, one is known for q = 1.
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CHAPTER XI Cohomology with Coefficients in noc(G): The p-adic Case The main goals of this chapter are to prove the p-adic analogues of the results of Chapter IV and the non-unitarizability of the Vq's (Q ^ G,Po) (cf. X, 4.6). After having recalled some results of Harish-Chandra in §1, we show in §2 how the ideas of Chapter IV can be used to carry out a classification of irreducible admissible representations of p-adic reductive groups similar to the one of Langlands in the real case (this has been done independently by A. Silberger [99]). Proposition 2.15 describes the G-modules Vq (defined and proved irreducible in X, §4) in terms of this classification (2.15). §3 introduces, in analogy with V, a class 1100(G) of irreducible admissible representations of the p-adic reductive group G and shows that it contains the irreducible admissible representations with compact kernel which are unitary (or, more generally, uniformly bounded). If G is almost simple, it follows from the definition of 1100(G) and 2.15 that, except in the extreme cases of the trivial and the Steinberg representations, Vq is not in IIoo(G)—in particular, is not unitary. This then completes the proof of Casselman's results on the continuous cohomology of p-adic reductive groups with coefficients in unitary representations (3.9). We also note that if G has compact center and it g IIoo(G), then the matrix entries of it are in some space Lp (0 < p < 00) and vanish at infinity if moreover it has compact kernel. This last fact generalizes a theorem of R. Howe [63] on unitary representations. §4 gives a more direct proof of the non-unitarizability of the Vq's (Q ^ PQ) with compact kernel, based on Howe's original theorem and on some facts proved in [34]. It can be read independently of the first three sections. In this chapter, k is assumed to be a non-Archimedean local field with residue field of order q < 00. We use the conventions of X, 2.1. G will denote the group of fc-rational points of a reductive algebraic group Q defined over fc. We fix a minimal parabolic subgroup P0 = MqNo defined over k. 1. Some results of Harish-Chandra The following results of Harish-Chandra were for the most part not published by him. Proofs have been given by him in various seminars at the Institute for Advanced Study. A survey can be found in [53], and an exposition in [147]. 1.1. Let A0 C M0 be a maximal fc-split torus. As in the real case, we will look at standard p-pairs (P, A). That is, P D Po and A C Ao, where P is a parabolic subgroup of Q defined over k and A is a maximal fc-split torus in the center of Ai (P = M-N). 211
212 XI. COHOMOLOGY IN THE p-ADIC CASE 1.1 If A is a split torus over /c, then we set a* = X(A)k ®z R and a* = a* ®R C = X{A)k ®z C. If (P,A) is a standard p-pair, we look upon a* as a subspace of <Xq in the usual way. We put on <Xq an inner product, ( , ), that is invariant under the action of the Weyl group of (G,A0). If $(V,A) is the root system of (V,A) and a e $(V,A), then we also use the notation a for the element \i of a* such that g^a) = |Qj(a)|, for ae A Here | | is the usual absolute value on k. The Weyl group acting on <Xq is then just the group generated by the orthogonal reflections sa, a e <&(Pq,Ao). Let Z be the split component of G. Then we have 3* = {x e <Xq | (x, a) = 0, «e$(P0,io)}. 1.2. If if0 C G is a compact open subgroup of G, we denote by C^°(Kq\G/Kq) the space of all compactly supported, locally constant, Ko-bi-invariant functions on G. Let A(G) denote the space of all locally constant functions f on G such that for each compact open subgroup Kq C G (1) dimGc°°(^o\G/^o)*/<oc, (2) dim/*Gc°°(^o\G/^o)<oc. It can be shown that condition (1) for all K0 implies condition (2) for all K0, and vice-versa. We fix a compact open subgroup K C G such that P0K = G. If (r, V) is a finite dimensional double unitary representation of K, we let A(G,r) = {fe A(G) 0 V \ f(kl9k2) = r(k1)f(g)T(k2) (9 eG,kuk2e K)}. 1.3. Theorem (Harish-Chandra). If f £ A{G,r) and if r denotes the right regular representation of G on C°°{G) 0 V, then r(Z)f spans a finite dimensional vector space. 1.4. As in the real case, if (P, A) is a standard p-pair, then Km = M P\K. If t > 1 we define A+(t) = {aeA\ \a(a)\>t}, o;G*(P,A), A+ = (J A+(t). t>i 5p denotes the modular function of P. 1.5. Theorem (Harish-Chandra). If f e A(G,r) and (P,A) is a standard p- pair, then there exists a unique fp e A(M, r\K ) such that if ft C M is a compact subset, then there is a t > 1 such that 5p(ma)1/2 f(ma) = fp{ma) for a e A+(t) and m e ft.
1.9 1. SOME RESULTS OF HARISH-CHANDRA 213 1.6. 1.3 implies that r(A)fp spans a finite dimensional subspace of C°°(M) ® V. Since A is abelian, we see that (i) /p = £/p,x, x where the sum is over the characters \'- A —> C* of A and (2) (r(a) - x(a))dfP,x = 0 (a e A), for suitable d. We set dfjX equal to the minimum d necessary in (2). Recall that a representation (tt, H) of G is said to be admissible if it is smooth and if HK° = {v G H \ n(k)v = v, k G K0} is finite dimensional for every compact open subgroup K0 C G. It is a basic theorem of Bernshtein [2] and Harish-Chandra that the underlying smooth representation of an irreducible unitary representation of G is admissible. We will assume that admissible representations of G are on pre-Hilbert spaces, so that K acts unitarily and G acts continuously on the completion. 1.7. Let (tt,H) be an admissible finitely generated representation of G. Let W C H be a finite dimensional if-stable subspace of H. Let E: H —> W be the orthogonal projection. Let r be the usual double representation of K on End(W). That is, r(fci)Tr(fc2) = 7r(A:1)T7r(A:2) (fci, fc2 e K, T e End(W)). Set #w>(#) = *(#) = Eir{g)E for g e G. Then * G ,4(G, r), since 7r is admissible. For (P,A) a standard p-pair, set Ew(P^tt) = {x I ^p,x ^ 0}- 1.8. Theorem (Harish-Chandra). We keep the notation of 1.7. There exist a finite subset E(P, tt) of the set of characters of A and 4^N such that E\y(P, tt) C E(P,tt) and dn > d^W7r for each finite dimensional K-stable subspace W of H. 1.9. We now assume that (tt,H) is an irreducible admissible representation of G. Let (tt, H) denote the smooth dual of (tt, H) (i.e. H is the space of smooth vectors in the contragredient representation). If v G H and v e H, then there is a if-stable subspace W C H so that (Tr(g)v,v) = (Vw^(g)v,v). Hence, if (P, A) is a fixed standard p-pair, then for m G M and \ £ ^(^ ft") we can define Px(ra: v,v) = (VPiX(m)v,v). (1) ?72 1—> Px(m\ v,v) is in A(M) for each fixed v E H and v E H, and v, v 1—> Px(m: v,v) is bilinear. (2) i/ /ci,/c2 G ifp, then Px(kimk2'. v,v) = Px(m: Tr(k2)v,Tr(k2)~1v) for m G (3) (r(a) - x(o))d7T'xPx{- ■■ v,v) = 0 for a e A. (4) If ft C M is compact, there is t > 1 depending only on v, v and ft such that 5p(ma)l/2{Tr(ma)v,v) = Y^Px(raa: v,v) x for a G A+(t) and m G Vt.
214 XI. COHOMOLOGY IN THE p-ADIC CASE 1.9 (l)-(4) are just restatements of 1.6, 1.8 and 1.5. We denote by (P, ^4) the opposite p-pair to (P, ^4). 1.10. Lemma. We keep the notation of 1.9. If n e N and n G N, m G M, v G H, v G H, then Px(m: 7r(n)v,7r(n)v) = Px(m: v,v). Let HcMbe compact, and let t be so large that if g = ma, m G ft, a G A+(t), then Ti{gng~l)v = v. (This is possible since v is smooth.) Then if t\ > t and t\ is as in 1.9(4) and g = ma, a G A+iti), m e ft, then M0)1/2M0)7r(n)i;,i7) = $p{g)1/2 {n^v^gng-1)-1^ = 5 p {ma)1 '2 {ti (ma)v ,v). Hence V^Px(ma: 7r(n)t;, 5) = \JPx(raa: ^^0 x x for a G ^4+(ti), m e ft. Now use uniqueness and ^4-finiteness. The proof for n G TV is similar and is left to the reader. The following lemma is also an easy consequence of the definitions. 1.11. Lemma (Notation as in 1.9). If mi, m G M, v G H, v G H, then Px(mi: 7r(m)v,v) = 5p(m)~l'2Px(mim\ v,v). 1.12. Theorem (Harish-Chandra, Jacquet). Let (P,A) be a standard p-pair that is minimal subject to the condition that E(P,tt) ^ 0. If (P, A) = (G, Z), then every matrix coefficient of it restricted to °G is compactly supported. 1.13. Let do be the dual space of <Xq. We define H: A0 —> do by \x(a)\=q"Wa», where \ ls a real valued character of A0 and v is the corresponding element of <Xq. Then H{ab) = H{a) + H(b). If (P,A) is a standard p-pair, then the real span of H(A) C ao is denoted by a, and a* is identified with the real dual space of a. Set °E(P,tt) = {v G a*| there is x e E(P,tt) so that \x(a)\ = q^H^\ a G A}. Let T = J^Ra, tne sum over a ^ A(P0,^4o)- Let A(P0,Aq) = {c*i,..., a/}, and let /3i,... ,/3i e J7 be defined by (Pi,ctj) = Sij. If (P,A) is a standard p-pair, then there is a subset F C {1,...,/} so that ** = 3* © E*£F RA- Set (p> 4) = (pF, AF) and ^P = £i0F Rft. 1.14. Theorem (Harish-Chandra). Le£ (tt,H) be an irreducible admissible representation of G. Suppose that for some standard p-pair (Pp, Ap) minimal subject to E(Pf,tt) ^ 0 we have [y, Pi) < 0 for all v G °E(Pf,7t) and i & F. Then every matrix coefficient of (tt,H), restricted to °G, is square integrable.
2.1 2. THE LANGLANDS CLASSIFICATION (p-ADIC CASE) 215 1.15. If (tt,H) is a finitely generated, admissible representation of G, then the set E(G, tt) is called the set of central exponents of tt. We note that if tt is irreducible, then E{G,tt) consists of exactly one element. 1.16. For a p-pair (P, A) in G, P = MTV, an admissible finitely generated representation a of °M and a character \ of A, we let (7rp>0.?x, Jp>0-?x) denote the representation IndP(Sp ax)] here (Tx(ma) = a(m)x(a) (m G °M, a G A). 1.17. Theorem. Le£ (tt,H) be an irreducible admissible representation ofG. Let (P,A) be a standard p-pair, and let \ £ E{P,tt). Then there exists an irreducible admissible representation (a^Ha) of°M such that (tt,H) is equivalent with a subrepresentation of Ip- a . Let v e V be such that Px(-: -,v) ^ 0. Set X(v)(g)(m) = Px(m,7r(g)v,v). Then X(v) eC°°(M x G) and A + 0. Furthermore, (1) A(u)((/)eA(M) for #gG. (2) X(v)(mg) = Spimy^rim^Xiv^g)), m e M, geG. (This is Lemma 1.11.) (3) Kv){99\) = A(tt(^i)i;)(^), #i,#2 e G. (4) A(i;)(np) = A(i;)(p), n G N. (This is Lemma 1.10.) Let U be the space of all functions of the form X(v), v G H. Then (r(m)|t/, J7) is an admissible representation of M. We note that E{M,r{m)\u) = {\}- Let ? be an irreducible quotient of U. Let q: U —> ifg? be the corresponding projection. Then it is clear that (5) ?(A(«)(nmj)) = 6p(m)1/2a(m)q(X(v))(g). Set cr = <?|oM- Then a = ax. Hence if T(v) = q(X(v)), then T: H —> Ip- is a G-intertwining operator. Since T is non-zero by construction, T is injective. 2. The Langlands classification (p-adic case) 2.1. We retain the notation of §1. In particular we have <Xq, ai,..., ai G <Xq and /?!,...,/?/. If i/ G aQ, we use the notation °i/ for the orthogonal projection of i/ onto T = J2 ^ai = E Rft- If z/, // G J7, we say that i/ > // if (i/ — //, $) > 0 for all z. Noting that (c^, aij) < 0 for i ^ j, we can apply the results of IV.6 to T, ( , ) and cx\,..., cx\. Since we are off by a minus sign from the situation in IV.3, we recapitulate the results needed here. If F C {1,..., I}, we set SF = {X G T \ X = J2i<?F xifc ~ J2ieF Via^ xi > °» Vi>0}. Then (1) T is the disjoint union of the Sp where F C {1,...,/}. (2) If v e SF, set i/0 = J2i?F xifa if v = E^f x$i ~ J2ieF Viai- If v,V>^F and v > //, then vo > /j,q. (3) If v G T and v G Sp, then, by (1), F is unique. We denote it by F{y).
216 XI. COHOMOLOGY IN THE p-ADIC CASE 2.1 If (P,A) is a standard p-pair, then (P,A) = (PF,AF), F C {1,...,/}. Then a* = 3* © ^"p is an orthogonal direct sum, where Tp = YLiglf ^-Pi- Thus if 1/ G a*, then °i/ G J\r. (4) If P = PF and v G TP, then F(v) D P. We note that (af, af) < 0 for i ^ j, i,j & F. Set F = {r + 1,..., /}. Then using the results of IV.6 we see that v = —J2ieJ Siaf + X^£juf^A> ^ > ^, s; > 0, with J C {1,..., r}. But af = ai + XljeF ^'^j? cj* — 0> for i £ F. Hence " = - ElG juf s^ + ^juf UPi, U >0,s'i> 0. Thus F(v) = J U F D F. This proves (4). 2.2. Let (7r, H) be an irreducible admissible representation of G. Let (P, A) be a standard p-pair, minimal subject to the condition E(P,tt) ^ 0. 2.3. Theorem. We keep the notation of 2.2. If for each v G °F(P, 7r) we have (v,Pi) < 0, i = 1,... J, then there exist a standard p-pair (Q,B) with Q D P, B C A, Q = MqNq, a square integrable representation a of °Mq, and a character x of Aq such that x\BnoG ^s unitary and such that tt is equivalent with a subrepresentation of /p G . Let v G °F(P,tt) be a maximal element. Suppose P = Pp. Then °u = ~ J2z^f x^a(l ^ > 0. Let J = {i £ F | x% > 0}. Set H = J U F. Let Q = PH, B = AH. Then °v\b = V with \i G °E(Q,ir). Let \ € F(Q,tt) be such that vx = \i. Let a be as in 1.17. Then tt is equivalent with a subrepresentation of ttq , and x|0 is unitary. Also E(Mq fi P^crx) C E(G,tt). Hence 1.14 implies cr is square integrable as a representation of °Mq. This proves the theorem. 2.4. We now assume that K is a "good K" for (P0,Ao). We define 2(5)= / S^kg)1'2 dk, JK for £ G °G; here SPo(pk) = SPo(p) for p <E P0, k e K. If (P, A) is a standard p-pair, we set *P = °M n P0, KP = °M n K. Then A> is a good K for °M. Moreover, *P = °M0MW and *N ■ N = N0. We extend S0m (m) =fK S*p(kg)1^2 dk to °G by EoM(namk) = Sp(a)1^2EoM(m), n e N, a e A, me °M, k e K. Then, just as in IV, 3.7, we have (1) / EoM(kg)dk = E(g), g e°G. JK (2) Set EoMjiy(namk) = q"(H(a))EoM(nam), n G N, a G A, m G °M, k e K. Then, if (y,ot) > 0 for a G $(P, A), £/ie integral I EoM:„(ng)dn Jn converges. We say that an irreducible, admissible representation (tt, H) of G is tempered if 7r satisfies the hypothesis of 2.3. (3) An irreducible, admissible representation (tt, H) is tempered if and only if for any coefficient cu^v, u,v in Hk, \cUtV(9)\<CZ(g), for g e°G.
2.11 2. THE LANGLANDS CLASSIFICATION (p-ADIC CASE) 217 In light of the results of §1 and 2.3 this is proved in the same way as in the real case (see IV, 3.6). 2.5. Let (P,A) be a standard p-pair. We say a —> oc if ||if(a)|| —> oc and there is € > 0 so that a(H(a)) > e\\H(a)\\ for all a e $(P, A). The proof of the following result is identical with the proofs of IV, 4.3(1), (2); and IV, 4.5; IV, 4.6. 2.6. Proposition. Let (P, A) be a standard p-pair. Let a be a tempered representation of°M. Let x be a character of A such that \x(a)\ = qv^H^\ and let (i/, oti) > 0 fori^F (P = PF). Then (1) If f £ Ip,a,x> then (j(x)f)(d) = fjjf(n9)dfi converges absolutely and uniformly in g on compacta. (2) j(x): Ip:a,x -> h^x intertwines np^a and ^p^x' and ^(x) ¥" 0. (3) lim ^(aJ^^j^Wam)/!,^) = K(m)(j(x)/i)(l),/2(l)) /or/i,/2 G a »co p Ip,v,x> me°M. (4) j(x)Ip,er,x ^s irreducible, and if f £ Kerj(x)> / £ Ip,er,x> then f is cyclic for7Tpj(7jX. 2.7. Corollary. Let P, a, x be as in 2.6. IfWcIj5a is an irreducible, non-zero G-invariant subspace, then W = j(x)Ip,*,x = JP,*,x- The proof is identical with that of IV, 4.8. 2.8. Lemma. Let P, a, x be as in 2.6. Let (Q, B) be a p-pair minimal subject to the condition that E(Q,ttPj(JjX) ^ 0. Let \x(a)\ = q"(H(a» for a e A. If A G 0E(Q,7Tp:O.:X), then A < v. The proof of this lemma is identical with that of IV, 4.9. 2.9. If (P,A) is a standard p-pair, a a tempered representation of °M, x a character of A such that \x(a)\ = g"(i/(a)), and (i/, a) > 0 for a e $(P, A), then P, cr, x will t>e called a set of Langlands data. The representation Jp,cr,x (see 2.7) will be called the Langlands representation or quotient associated with the Langlands data P, cr, x- 2.10. Theorem. Let P, a, x and Q> V* V be Langlands data. If Jp,a,x *5 equivalent with Jq^^, then P = Q, a = \i and x — V- The proof is essentially the same as the proof of IV, 4.10. We leave it to the reader to make the appropriate changes. 2.11. Theorem. Let (tt,H) be an irreducible, admissible representation ofG. Then there exist Langlands data P, a, x such that n is equivalent with Jp:Cr,x- The proof is essentially the same as the proof of IV, 3.9, in light of 1.14. We note that the reader must keep in mind the fact that our exponents are off by a minus sign from the corresponding exponents in the real case. This result completes our sketch of the Langlands classification of the p-adic case.
218 XI. COHOMOLOGY IN THE p-ADIC CASE 2.12 2.12. Let (tt, H) be an irreducible admissible representation of G. Then there exist Langlands data P, cr, x, uniquely determined by tt, so that it is equivalent with JP^X (2.10, 2.11). Let \x{a)\ = q^H^\ a e A. Then we set v = K e oj, and call A^ the Langlands parameter associated with tt. We note that tt is tempered if and only if °A7r = 0 (in which case P = G, and \ is the central character). 2.13. Lemma. Let P, a, \ be Langlands data. If (/j,,H) is a constituent of Ip,a,x and tf7T = Jp,a,x> then 'V — ^ir> and e(lua^V occurs if and only if fi is Jp,a,x- This lemma follows from 2.8, 2.6(3),(4) and the definition of Jp^lX- 2.14. We now use the notation and definitions of X, 4.6, 4.7, 4.8. If M. is a reductive algebraic group defined over k so that M = M(k) has compact center, then we set st(M) = V& as in X, 4.7. The purpose of this section is to identify the Vj, J C A, in the Langlands classification. If J C A, we set Pj = MjNj as usual and ^j = °Mj n P0. Then by definition (1) stCMj) = /%(!)/ £ n,Tj,Q (/^(l)) . Using induction in stages, we find that (2) hj^o^sw = I§0(1)/ E *W§(!))• Q^Pj I = 7-p (0M , ,1/2 has a unique non-zero irreducible subrepresentation Jr> t/n»f n ri/2. (2) implies that / contains Pj,st(uMj),6^j v / i- which is irreducible (see X, 4.11). This proves the following result. 2.15. Proposition. IfJcA, let J C A be the subset so that Pj is conjugate to Pj in G. Then JPJ,st(°MJ),6l/j2 = V7- 3. Uniformly bounded representations and II^G) 3.1. Let (tt, H) be an irreducible admissible representation of G. We say that (tt, H) is uniformly bounded if there is a constant C such that (i) lk(s)ll<c for all g e G. (Recall that H is a Hilbert space by assumption (cf. 1.6).) 3.2. By 1100(G) we mean the set of equivalence classes of irreducible admissible representations (tt,H) which are either tempered or of the form tt = Jp,cr,x, where P, a, x are Langlands data, Ker-zr is compact, and the corresponding Langlands parameter satisfies (1) {.K,b)<{pp,Pi) for i $ F (P = Pf)- Here pp is defined by SP{a)1/a = qPr(H{a)) (o€4).
3.3 3. UNIFORMLY BOUNDED REPRESENTATIONS AND noo(G) 219 3.3. Theorem. Let (-zr, H) be an admissible, irreducible, uniformly bounded representation of G with compact kernel. Then the class of (tt, H°°) is in 1100(G). H has an inner product ( , ). We define 7r*(g) by the formula (7r(g)v,w) = (v, 7T*(g~1w). Then (71-*, H) is an admissible representation of G. We use (71-*, H°°) rather than the admissible dual (if00) . The results of §2 imply that there exist Langlands data P, cr, \ so that (7r, H°°) is equivalent with Jp,cr,x, P = °MAN. Furthermore, the proof of the existence and uniqueness of P, cr, \ implies that (1) X£E(P,w). If Q = MqNq is a parabolic subgroup of G, set H°°(Nq) equal to the linear span of the vectors 7r(n)v - v, v G H°°, n G NQ. Set Hff = H0C/H00(NQ). Then H^ is the Jacquet module of (tt^H00) corresponding to Nq. We set 7r(m)v + H°°(NQ) = 7TNQ(m)(v + H°°(NQ)). Then (ttNq,H^q) is a finitely generated admissible representation of Mq. If (Pi, A\) is a standard p-pair and if (P2, A2) is a standard p-pair dominating (Pi, ^1), set *NX = N1nM2 (Pi = MtNu i = 1,2). Then i/£ = (fl|? ).Wl. Suppose that (Q, Aq) is a standard p-pair. Let 77 £ E(Q,tt). Then 1.9 and 1.11 imply that (H%Q)r, = {ve H^q I (^Q(a) - V(a)S-1/2(a))dv = 0 for some d} + (0). We also will need (2) If (Pi,Ai), i = 1,2, are as above and if rj E E(Pi,Ai), then 77L G E{P2,A2). This is clear from the results in 1.9. Let (Pi, Ai) be a standard p-pair, Pi D P. Set n = ttj^i on H^ . If a G Ai, then 7f(a) G HomMl(ii^ , H^ ). Since dimHoniMiC-H^ ,Hj? ) < 00, we see that there exist ai,..., ar E A\ so that 7f(ai),..., 7f(ar) is a basis of the linear span of Let p(m: v,w) = J^P^ra: v,w), m e M, v,w G H°°, be as in 1.9. Then for a G A+(t), t sufficiently large, (3) 5p1(ma)1/2(7r(ma)v,w) =p(ma\ v,w). Set q(m: v,w) = 5p1(m)~1/2p(m: v,w). Then (4) q(m: f, w) = q(l: 7r(m)v,w), mGMi, (5) q(m: 7r(n)v, ir*{n)w) — q(m: v,w), n e N1, n G N, ra G Mi. Set Q(v,w) = q(l: v,w), v = v + #°°(]Vi), w = w + iJ°°(iVi). Theng(a: i;, w) = Q(7f(a)t>, w). Let 77 G E(Pi,ir). Then there exist Xi,... ,xr G C such that the function a 1—> //(a: v, w) = Y^ Xiq{aai: v, w) on Ai satisfies (6) fi(a: v,w) = 5p1(a)~1/2r)(a)fi(l: v,w) and //(a: i;,?*;) ^ 0. Indeed, there is B = J2 xi^~N (a0 sucn tnat ^ 7^ 0 and 7f(a)P = (5Pl(a)-1/277(a)P.
220 XI. COHOMOLOGY IN THE p-ADIC CASE 3.3 Now if a G A+(t), t sufficiently large, then {ir{aai)v^w) = q{aai\ v,w). We have \q{aai:v,w)\<C\\v\\\\w\\. This implies there is CM > 0 satisfying the following condition: (7) Fix v, w G H°°. Then there is t > 1 so that if a G A^(t), then Ha:^)|<C>||HI, (Cjj, depends on \i and, because of uniform boundedness, not on v,w). Also//(a: 17,il;) = (5p1(a)_1/2ry(a)/i(l: t;,iu). Hence (8) If a G Af(t) (as in (7)), then 8Pl(a)-^\V(a)\Hl:^w)\<CM\\H\' Fixing v, w so that /x(l: f, it;) ^ 0, we see that 5Pl{a)-l/2Wa)\ is bounded on Af(t) for t large. This implies that if v G a^ is such that \rj(a)\ = qu{H{a))^ then ^ _ ppj(ff(a)) < 0 for a G A+. Suppose that there exists a G A+(t) for some £ > 1 such that {y — pp1)(H(a)) = 0. Then, if v, w G H°°, there is /c depending on i>, u? such that «5-1/2(afc)|^(afe)||Ml:^«;)|<CMH||HI- But 5pi1/2(afc)|?7(afe)| = {S~^/2(a)\rl(a)\)k = 1. Hence IMi:^)l<c>IIHI for all I;,™ G #°°. Moreover, /i(l: v,w) = (Bv,w), B G End(#°°) and ||Sv|| < C^\\v\\ by the above. Hence B extends to a bounded operator on H. Since /x(l: 7r(n)t;,7r*(n)'u;) = /x(l: v,iu), n G A^i, n G Ni, we see that So7r(n) = 7r(n) o B = B for n G TVx, n G A^i. Also 7r(a)oB = r](a)5p1(a)~1/2B, a E A\. Arguing as in the proof of IV, 5.3, we see that 7r(n)oB = B, n G A^. Let jR C G be the subgroup of G generated by ir(Ni) and 7r(ATi). If v G BE, then tt(x)v = v, x G R. Set i^ = {v G # | 7r(x)i; = v, x G jR}. Then, since R is normal in G [18, 6.25], i^ is G-invariant. Also, (tt,H) is irreducible. Hence HR = H or HR = (0). If HR = (0), then 5 = 0; hence // = 0, and we have contradicted our assumption about v. Otherwise HR = H. But then R C Ker-zr, which is contrary to our assumption. This proves (9) Let (Pi, Ai) be a standard p-pair with Px D P. If tj G E(P, it) and a G A+(t) for some t > 1, then (9) applies to x|A by (2). Let A be such that \x(a)\ = qx(H(a» (a g A). If a G Cl(^+), a ^ 1, then we have (pP - X)(H(a)) > 0. This implies that Jp,a,x e Hoo(G).
3.10 3. UNIFORMLY BOUNDED REPRESENTATIONS AND noo(G) 221 3.4. Lemma. Suppose that G has a compact center. Let (tt,H) be in 1100(G). There exists t > 0 such that if v,w G H, then \{*{g)v,w)\ < CSigf for all g G G. The proof is identical to the proof of IV, 5.3. The following results also are proved by the same methods as in the real case. 3.5. Proposition. Suppose that G has a compact center. If (71-, H) is in noo(G), then the matrix entries of tt vanish at infinity. This result for (tt,H) unitary is Howe's theorem ([63]) in the p-adic case. 3.6. Proposition. Suppose that G has a compact center. If (tt,H) is in 1100(G), then there is p G (0,oo) such that the matrix entries of tt are in LP. 3.7. We now apply these results to the modules Vj of X, 4.7, 4.8. We note that if J 7^ A, then dimVj > 1. Theorem 2.15 says that (1) Vj = J 1/2. PT,st(°MT),<5^ Hence, if J ^ 0, A, then V3 £ noo(G). The following result now follows from X, 4.7, and X, 4.3. 3.8. Theorem. Assume that G has compact center. If V G Hoo(G) and #*t(G, V) + (0), then V = st(G) and «J(«.v,-g- </_•• 3.9. Theorem (Casselman [33]). Let Q be semi-simple, and let (tt,V) be an irreducible, admissible, unitary representation of G. (a) If Q is simple, then H^t(G;V) = (0) unless q = 0 and V is the trivial representation, or q = I and V = st(G), in which cases H^t(G; V) = C. (b) If ir has compact kernel, then H^t(G; V) = (0) unless q = I and V = st(G), in which case Hq(G; V) = C. 3.10. 3.9 had been proved earlier by the first named author, under the condition of large residue field, using Garland's methods. 4. Another proof of the non-unitarizability of the Vj's As was pointed out in X, 4.12, the only item missing there to complete the determination of the continuous cohomology with coefficients in an irreducible unitary representation was the non-unitarizability of the Vj's which are not a product of trivial and Steinberg representations. A more precise result has been deduced here from 3.3, whose proof made use of the Langlands classification. 3.3 itself is a sharpening of a theorem of Howe (3.5). This theorem was proved originally ([63], see also [64]) directly, without any recourse to classification. For the benefit of the reader who would like to bypass the latter but is willing to assume Howe's theorem, we indicate here how to prove the non-unitarizability of the Vj's from Howe's theorem and some general facts on representations to be found in [34]. The notation is that of X, §§3, 4. It suffices to consider the case where G is almost simple. We have then to prove that Vj is not unitarizable if J ^ 0, A. We write p for 51/2.
222 XI. COHOMOLOGY IN THE p-ADIC CASE 4.1 4.1. Given two disjoint subsets /, J of A, we set (1) W{I, J) = {w G W | w{a) > 0 for a G I, w(a) < 0 for a G J}. 4.2. Lemma. Let J C A. T/ien t/ie Jacquet module (Vj)n, viewed as an S- module, has the direct sum decomposition {Vj)n = £[) C^(p-i).p. wew(J,A-J) According to [34, 8.1.1], we have (!) (!l)n = ® C^(p-i).p. w£W(L,0) The lemma then follows from the exactness of the Jacquet module functor and from X, 4.5, 4.6. 4.3. The smooth dual of an admissible representation (-zr, V) is denoted (7?, V"). It is admissible [34, 2.1.10]. The smooth dual of the Jacquet module Vn for M may be canonically identified with the Jacquet module Vn- , where J\f~ is the unipotent radical of the minimal parabolic group V~ containing M. and opposite to V [34, 4.2.2]. For e > 0, let (1) A~(e) = {a e S I \aa\ < € for all a e A}. We have then the following lemma, due to W. Casselman [34, 4.2.3]: Lemma. Let v £ V, v eV. Let u (resp. u) be the canonical image of v in Vn (resp. v in Vn-)- There exists e > 0 such that (ir(a)v,v) = (7Tn((i)u,u) (aeA~(e)). On the right-hand side, ttn refers to the representation of M in V/v, and the pairing is that of [34, 4.2.2]. 4.4. Lemma. Let J C A, J 7^ 0, A, and J' = A — J. Let vjj< be the longest element in Wj>. Then there exist strictly positive integers ma (a G J') such that (1) wj,{p-1)-p= n |am"l- a£j' The element wj> transforms the positive roots of Mj< with respect to S into the negative roots, and, since it is in the Weyl group of Mj>, it permutes the weights of S in the unipotent radical Nj> of Pj>. As a consequence (2) wj>{J') = -J', wj,(a)>0 ifaeJ. Let Si be the product of the characters \a\, where a runs through the positive roots of Mji with respect to 5, and let 82 be the product of the weights of S in Nj', each character being counted with its multiplicity in 5. Then (3) 6 = 6!-62, wj>(6i) = 6i1, wj>(52)=52, whence (4) wj>(p-1)-p = 61. 4.5. Theorem. Let J C A, J 7^ 0, A. Then Vj is not unitarizable.
4.5 4. ANOTHER PROOF OF THE NON-UNITARIZABILITY OF THE Vj'S 223 We already know that Vj is irreducible (X, 4.11). Moreover, since J ^ A, the G-module Vj is not trivial. In view of Howe's theorem (3.5), it suffices therefore to show: (*) There exist v £ Vj, v £ Vj and an unbounded sequence of elements gn £ G (n = 1, 2, • • •) such that (7Tj(gn)v, v) does not tend to zero when n —> oo. We revert to the notation of 4.4. Since J' ^ A, the set of elements C = {c e S | \ca\ <l(oe J), \ca\ = l{ae J')} is unbounded. Let a = wj>{p~l) • p. By 4.4(2), wjt £ W(J, J'); hence (4.2), cr is a character of S in (Vj)at. Let ubea non-zero element of CCT, and let il £ (Vj)jv- be such that (ix, u) ^ 0. Let i; (resp. v) be an element of Vj (resp. Vj) which maps unto u (resp. 2) under the canonical projection. Let e be as in 4.3, and fix an element a0 £ A~(e). Then a0C C A~(e), and we have, by 4.4 and 4.2, (7Tj(a0c)v,v) = (7TJjN(a0c)u,u) = \(a0'c)a\(u,v) for all c £ C. It follows from 4.4 and the definition of C that ca = 1; hence (7Tj(a0c)i;,v) = |a^|(u,2) is independent of c and non-zero. Since C is unbounded, this proves (*).
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CHAPTER XII Differentiable Cohomology for Products of Real Lie Groups and T.D. Groups In this chapter we consider direct products (finite or restricted) of Lie groups and t.d. groups. The chief examples, and the motivation for doing this, are finite products of the type Ylves S(kv), where Q is a reductive group over a global field, S a finite number of places of /c, and kv the completion of k at v. We shall also incidentally consider the adele groups of reductive groups. We shall however first discuss differentiable G-modules and cohomology under more general assumptions. Here too, it is convenient to go over to if-finite vectors in order to get into a basically algebraic situation. As in X, this leads naturally to the consideration of a category of non-degenerate modules over an idempotented algebra. Section 0 is devoted to some simple remarks about homological algebra in such categories. 0. Homological algebra over idempotented algebras 0.1. An algebra R over a field F is idempotented if it has a countable set of idempotents e such that R is the union of the sets eRe. We have then R = R - R. A module M over R is non-degenerate if M = R • M. This is equivalent to requiring that M = \Je e • M. If M is an jR-module, then R • M = Mf is the greatest non-degenerate submodule of M. If M is a nondegenerate jR-module and N is an jR-submodule, then N is non-degenerate, as follows from the existence of the idempotents. Therefore the category CR of non-degenerate R-modules is an abelian category. We note also that M i—> Mf is an exact functor, because, if e is idempotent, then M i—> e • M is obviously exact. 0.2. The "adjoint associativity" of 0 and Horn is proved in the standard texts under the blanket assumptions that rings or algebras have a unit (see e.g. [31, II, §5]). However the units are not used in the proofs, and we take it for granted that it holds without that assumption. 0.3. Lemma, (i) Let A G Cr. Then the map a: (r,a) i—> r • a induces an R-isomorphism of R <S)r A onto A. (ii) The map /j,: A —> Hom^(jR, A) defined by assigning to a G A the function a: r i—> r • a is an injective R-morphism and induces an R-isomorphism of A onto UomR(R,A)f. (i) Since R • A = A, the map a is surjective. We construct an inverse /? to a. Let a G A, and let e be an idempotent which fixes a; set (3(a) = e 0 a. If e' is an idempotent such that e G e' • R • e7, then (1) e • e' = e • e = e, e • a = e • a = a, 225
226 XII. PRODUCTS OF REAL LIE GROUPS AND T.D. GROUPS 0.3 from which it follows that e' 0 a = e 0 a. Thus (3(a) is independent of the choice of an idempotent fixing a. Routine computations show that a and /? are jR-morphisms which are inverse to each other. (ii) We define a map v\ Hom^jR, A)f —> A by z/(</) = g(e), where e is an idempotent fixing g. Again, one checks this is independent of e, and that \i and v are jR-morphisms inverse to each other. 0.4. Lemma. Let V G CR. Then Homjp(jR, V)/ is an injective module in CR. This follows from 0.2 and 0.3 in the usual way: HAeCfR, then Hom^(A,HomF(^, V)f) = UomR(A,UomF(R, V)) ^ = UomF(A ®R R, V) = HomF(^, V). If A —> B is an injective jR-morphism, then HomF(5, V) —> Hom^(A, V) is surjec- tive; hence, by the naturality of (1), so is (2) Hom^(£, HomF(^, V)f) - KomR(A, UomF(R, V)f), which proves the lemma. 0.5. The canonical map //: V —> Homjp(jR, V)/ now defines an injection of V into an injective module. Hence injective resolutions can be constructed in the usual way. 1. Differentiable cohomology 1.1. In this section, G = G\ x G<2 is the direct product of a real Lie group G\ (with finitely many connected components, as usual) and a t.d. group G2, in the sense of Chapter X. In particular, G is locally compact, countable at infinity, and metrizable. 1.2. Let V G Co- An element v G V is said to be smooth or differentiable if every vector in G • v is smooth for G\ and for G^. Let V°° (resp. V001, resp. F002) be the space of vectors in V which are smooth with respect to G (resp. d, resp. G2). This space is stable under G, and we let tt^ (resp. Tr^, resp. 7roo2) be the restriction of tt to it. The space V°° is then the union of the subspaces (Vr°°1)L, where L runs through the compact open subgroups of G2. The space V001 is endowed with the C°° topology with respect to d (0, 2.3), (Vr°°1)L with its topology of closed subspace of V001, and V°° with the strict inductive limit topology of the (Vr°°1)L. As in X, it is a strict inductive limit topology of an increasing sequence of closed subspaces. We have (V°°)L = (Vr°°1)L; hence V°° is the strict inductive limit of the closed subspaces (V°°)L (L a compact open subgroup of G2). If Gi = {1} or G2 = {1}, we get back the definitions of (0, 2.3) and X, 1.3, respectively. By definition, V°° = (V001)002 topologically. The canonical inclusions V°° —> V001 —> V are continuous G-maps. If V is quasi- complete (resp. complete), then so are V001, V°°, V, and these inclusions have dense image. If V is a Frechet space, then so is V001, while V°°2 and V°° are strict inductive limits of sequences of Frechet spaces.
1.6 1. DIFFERENTIABLE COHOMOLOGY 227 1.3. A G-module V is smooth or differentiate if V = V°°, also topologically, i.e. if every v G V is smooth and V is the strict inductive limit of the VL (L a compact open subgroup of G2). We let Cg? (resp. C^?1, resp. C£?2) be the category of continuous G-modules which are smooth with respect to G (resp. Gi, resp. G2) and continuous G-morphisms. The map V •—> F00 (resp. V •—> V001, resp. V •-* F002) is a functor from CG to Cg (resp. C£?\ resp. C^2). 1.4. Fix a maximal compact subgroup K\ of Gi. A continuous quasi-complete G-module V is admissible if for every S G K\ and every compact open subgroup L of G2, the space of L-fixed vectors VSL in the isotypic component V$ is finite dimensional. This is equivalent to each of the following conditions: (i) for every <S G ft, the space V5 is an admissible G2-module; (ii) for every compact open subgroup L of G2, the space VL is an admissible Gi-module; (iii) for every compact open subgroup L of G2 and every S G {K\ x L) , the isotypic subspace V5 is finite dimensional. A vector vG^is if-finite for one group K of the form if 1 x L, with L compact open in G2, if and only if it is so for all such subgroups. The space V(k) of if-finite vectors is dense in V. The space V°° fl V(k) ls a (5i?ft) x G2 module. If V is admissible, then V(k) C V°° and V°° is also admissible, with the same isotypic subspaces as V. 1.5. Proposition. Let a = 00, 001, oc2. £e£ V G CG. (i) IfV is s-injective, then Va is s-injective in Cq. (ii) The category Cg has enough s-injective modules. Every quasi-complete G- module in Cq admits an s-injective resolution in Cq by quasi-complete modules. (iii) The functor V 1—> Va is exact in the category of Frechet G-modules. The functor V 1—> V°°2 from quasi-complete modules in Cq {resp. C^1) to G-modules in C£?2 {resp. Cq) is s-exact. (i) is proved in exactly the same way as IX, 6.5(i). It implies that F{G,V)OL is s-injective in Cq. Since V —> F{G, V) is a strong injection, it follows that Va —> F(G, V)a is also strong if V = Va, whence (ii), taking into account the fact that F(G,V) is quasi-complete if V is. (ii) The second assertion is proved in the same way as X, 1.5. Combined with IX, 6.5(iii), it implies the first assertion. 1.6. Proposition, (i) Let V G C^?1 be quasi-complete and s-injective. Then V is s-injective in Cq- Every quasi-complete {resp. Frechet) module W G C^1 admits an s-resolution in C^1 by quasi-complete {resp. Frechet) G-modules which are s-injective in Cq- (ii) Let V G Cg? be s-injective. Then V is s-injective in Cg?1. Proof, (i) The second part follows from the first. As in IX, 6.5(H), it suffices to prove the latter for C°°1{G;W) (W G C^1). In this case, the argument is basically the same as that of IX, 5.2, except that we take (j) G C^°1(Gi) and let it operate on / by convolution on the right with respect to the Gi-coordinate. More explicitly, we set a{f){x1,x2) = / Hv'1 ' xi) ' f(y, x2) dy, {xx e G%, i = 1, 2). (ii) The module V is a G-direct summand of G°°(G;Vr), a fortiori a direct Gi-summand of C°°{G;V). It suffices therefore to show that if E G Cq and
228 XII. PRODUCTS OF REAL LIE GROUPS AND T.D. GROUPS 1.6 A = C°°(G\E), then there exists a continuous Gi-map 5: C°°1(Gi;A) —> A such that 5 o e = Id, where e is the standard inclusion. It is readily seen that the map 5 defined by S(f)((x1,x2)) = f(x1)((x1,x2)) (xi ed, i = 1,2), satisfies those conditions. 1.7. We let Ext^. (i = 1,2) and Ext^ be the derived functors of Homer in C£l (i = 1,2) and Cg? respectively, and similarly Hd and Hd the corresponding cohomology spaces. 1.8. Proposition, (i) Let U,V e C^ be quasi-complete. Then ExtJJ ([/, V), Ext^ (J7, V), Ext^(J7, V) and Ext qct{U,V) are canonically isomorphic. The spaces Hq(G;V), Hqdi(G;V), Hq2(G;V) andHqt(G;V), endowed with their natural topologies (IX, 3.3), are canonically isomorphic (q £ Z). (ii) If U,V G C^1 are quasi-complete, then Ext^.(J7, V) is canonically isomorphic to Ext<?t(i7, V), and Hd, (G; V) is canonically isomorphic, as a topological vector space, to Hqt(G; V) (i = 1, 2, q e Z). (i) Let 0 —> V —> A* be an s-injective resolution of V in C^?1. By 1.5 and 1.6, it is then an s-injective resolution in Cg, and 0 —> V —> ^4* 2 is an s-injective resolution in C^2 and in Cg?. It follows, as in X, 1.6, that the Ext spaces or the cohomology spaces in (i) are all computed from the same complex. The proof of (ii) is similar. 1.9. Proposition. Let V be a Frechet G-module. Then the inclusion V°° —> V induces an isomorphism Hd(G; V°°) —> H*t(G\ V). By 1.5, there exists an s-injective resolution 0 —> V001 —> A* of V001 by Frechet modules in C^1. Then 0 -> F00 -> A*°° is an s-injective resolution of V°° in Cg? by 1.6. Since ^4*°° = ^4*G, we see again that V°° —> F001 induces a topological isomorphism H*(G;V°°) -> ff*t(G; V001)- Now let 0 —> V —> B* be an s-injective resolution of V in Cg by Frechet modules. Then 0 —> F001 —> i?*001 is a resolution by Frechet spaces (IX, 6.5), which are s- injective in CG (1.6). By IX, 4.2, we have #*t(G; V001) = fP(B*°°lG) = H*(B*G); hence HZt(G,V°°i)=HZt(G;V). 1.10. Remark. The isomorphism of 1.9 is the composition of two maps H*d(G;y°°) A #c*t(G; V^) A i/c*t(G; V), the first of which is a topological isomorphism. An argument quite analogous to that of IX, 6.7, shows that /? is topological if H*t{G\ V) is Hausdorff. It may be that the proof in [3] could be adapted to prove this in general. 2. Modules of if-finite vectors In this section, G\ and G2 are as in 1.1. We fix a maximal compact subgroup Kx ofd, and set R = Ufa), S = U(h).
2.3 2. MODULES OF K-FINITE VECTORS 229 2.1. We first rephrase the van Est theorem (IX, 5.6) in different terms, since this will be convenient for combining the real and the t.d. cases. Let H(qi,Ki) be the Hecke algebra of left and right i^i-finite distributions on G\ with support in K\ [39, 67]. It is generated by R and the algebra Ak± of K\- finite measures on K\. Any smooth representation (7r, V) of G\ in a quasi-complete space V extends to a smooth representation of H(q\,Ki). For S G K\, let es be the idempotent such that ir(es) is the projection on the isotypic subspace Vs of type S for any (tt, V). The algebra H(qi,Ki) is an idempotented algebra, with the finite linear combinations of the es as set of idempotents. Any (gi, ifi)-module may be viewed as a non-degenerate W(gi,ifi)-module (cf. 0.1), and conversely. Thus the category CQi^k1 (I, §5) may also be viewed as the category of non-degenerate W(0i, i^i)-modules, and the derived functors of Hom01x1 as those of Hom^(01 ^Kly If V is as above, then the space V(k±) of K\-finite vectors is equal to W(fji, K\) -V and is the greatest non-degenerate submodule of V. We shall also write Vf± for V(K{)' The assignment V —> Vf1 is a functor from C£?,qc to C01,a:i- It is exact: to see this, the main point is to check that if V —> W is surjective (V, W G C^'qc), then V# —> W<$ is surjective for all 5 G ifi; but this is clear since V# = es • V, W<$ = es -W and e# • es = e$. The van Est theorem implies that this map preserves cohomology. The final remark of (I, 2.5) applies also to (gi,ifi)-modules: any module y G CQ1ik± has an injective resolution A* such that ^4* = C*(fji, K\\ V); in particular, ^4* is finite dimensional if V is admissible. 2.2. A ((qi,Ki) x G2)-module V is a vector space which is a (gi, i^i)-module, a smooth G2-module (X, 5.1) and such that these actions commute. Such a module is admissible if for every S G K\ and every compact open subgroup L of G2, the space V6L of L-fixed vectors in the isotypic component Vs of type S is finite dimensional. We let Cq k or simply Cq be the category of (gi, K{) x G2-modules, and linear maps commuting with gi, K\, G2. It is an abelian category. Let (1) H(G) = H(quKuG2) = n{^Kx) 0 W(G2), and call H(G) the Hecke algebra of G. It is idempotented in the obvious way, by the tensor products of idempotents of the two factors. In view of 2.1 and X, 5.3, we see that Cq can also be defined as the category of non-degenerate W(G)-modules. 2.3. Given a module V over H = H{G) (resp. Hi = H{Gi)), we let V) = H- V (resp. Vfi = Hi • V) be the greatest non-degenerate H- (resp. Hi-) submodule (i = 1,2). In particular, Vf± is the space of i^i-finite vectors. By 0.4, the category Cq has enough injectives. We let Ext* G denote the derived functors of Hom01)xllG2 in Cq, and HI the corresponding g-th cohomology space (q G Z). Lemma. Let V E-CG be injective. Then it is acyclic in Cq . The proof is quite similar to that of X, 5.4. As in that proof, it suffices to show that if W G Cq, then Homc(W, W)f is acyclic in Cq . If L D L' are compact open subgroups of G2, we have a canonical injection (1) zL/jL: Homc^bHomc^,^)')/, -> Homc(Wi, Homc(W2, W)L')h,
230 XII. PRODUCTS OF REAL LIE GROUPS AND T.D. GROUPS 2.3 and it follows from the definitions that, as an Hi -module, (2) Homc(W,W)/=dirlimHomc(Wi,Homc(W2,W)L)/l, where the direct limit is taken with respect to the maps %l>,l- The left-hand side is then a direct limit of injective, hence acyclic, Gi-modules and is therefore acyclic by IX, 5.6. 2.4. Let V G C£? be quasi-complete. It may also be viewed as an H-module, hence as an Hi -module. It is already non-degenerate with respect to H2- Therefore Vf = Vf± may be defined as the space of Ki -finite vectors in V. It is then also the space of if-finite vectors for any compact subgroup K that is the product of Ki by a compact open subgroup of G2- The assignment V •—> Vf is a functor from C^'qc to Cq. As in 2.1, we see that it is exact. 2.5. Lemma. IfVE Cg? is quasi-complete and s-injective, then Vf is acyclic in Cq. By 2.3 and X, 5.3, H*(G, Vf) is the abutment of a spectral sequence in which (1) E™ = H?(G2; H(Sl,Ki; Vf)) (p, q € N). But (2) H*(Sl,K1;Vf)=H*d(G1;V) (IX, 5.6), and V is s-injective in Cg? by 1.6. Therefore H«(Q1,K1;Vf)=0 (g^O), H°(Qi,Ki;Vf) = VGK Since VGl is s-injective in Cg? , it follows that Ef'9 = 0 for (p,q) ^ (0,0), whence the lemma. 2.6. Proposition. Let V e Cg? be quasi-complete. Then (1) H*{G;V) = H*{G;Vf) (q G N). Let 0 —> V —> ^4* be a resolution of V by s-injective modules in Cq . Then, by 2.3 and 2.4, 0 —> Vf —> A J is an acyclic resolution of Vf. Then we have (2) H*d(G;V)=H*(A*G), H*e{G;Vf) = H*(AfKlG2), the first equality by definition, the second by 2.3 as in X, 5.2. But, clearly, (3) whence the proposition. (3) A*G = AfKl-G3, 3. Cohomology of products 3.1. Theorem. Let Gi be a Lie group, G2 a t.d. group, G = Gi x G2. Let Vi G Cq. (i = 1, 2) and V = V\ 0 V2. Assume V\ to be admissible. Then (1) H;(G;V) = H:(Gi;Vi)®H;(G2;V2). There exists an injective resolution 0 —> Vi —> A* of V\ in CG such that ^4* 1 is finite dimensional (2.1). In view of this, the proof of X, 6.1, is valid without change in the present case.
3.5 3. COHOMOLOGY OF PRODUCTS 231 3.2. Corollary. Let E\ G Cg1 be an admissible Frechet {resp. unitary) G\- module. Let E2 G Cg2 be quasi-complete {resp. unitary), and let E = E\ (g> E2 {resp. E = Ei <g> E2) be the completed projective {resp. Hilbert) tensor product of E1 and E2. Then (1) Kt(G; E) = H*ct (Gi; E1) ® ffc*t(G2; £2). The argument is the same as that of X, 6.2, except that cl is replaced by the projector e$: £1 —> £1,$ ((5 G i^i, iv'i a maximal compact subgroup of G\). 3.3. Theorem. Let m G N. Le£ /c2 6e a locally compact non-Archimedean field, Q% a connected reductive ki-group and r% the ki-rank of Q% {i = 1,..., m). Let Gi = Gi{ki), G = G\ x • • • x Gm and r{G) = J2ri- Let V be a unitary irreducible representation of G with compact kernel. Then (1) Hqct(G;V)=0 forq^r{G). The groups G% are of type I [2]. Therefore V can be written as a Hilbert tensor product (2) V = (X)Vi (Vi G Cd, irreducible, unitary, admissible). The kernel of Gi —> GL(V^) is compact {i = 1,..., m); hence (3) Hqct(Gi;Vt) = 0 for q^n, by Casselman's theorem (XI, 3.9). The result then follows from the Kiinneth rule (X, 6.3). Remark. This result was also known to W. Casselman. 3.4. We assume some familiarity with the adele language and of adele groups (see e.g. [116]). k is a global field, E {resp. E^, resp. E/) the set of places {resp. infinite places, resp. finite places) of k. For s G E, the completion of k at s is denoted ks {s G E). A or Ak {resp. Af) is the ring of adeles {resp. finite adeles) of k. Let Q be a connected k-group. Then Q(ks) will be denoted Gs. 3.5. Proposition. Let {it, V) be an irreducible unitary representation ofG{A) whose kernel in G{Af) is compact. Then H*t{G{A); V) = 0. The groups Gs are all of type I; therefore [42, Chap. 3, §3, no. 3], V can be written as a restricted infinite Hilbert tensor product V = (&SVS, where Vs is an irreducible unitary representation of Gs {s G E). In particular, we can also write (1) V = Voo § Vf, where Vx = ®s&,Jb, Vf = ®g6E/Va are irreducible unitary representations of G^ = YlseY, Gs and of G{Af) respectively. By 3.2, (2) H;t{G{A); V) = H^G^ V^) 0 H^(G(Af); Vf). It suffices therefore to consider the case where Goo is in the kernel of V, i.e. when V = Vf is in fact an irreducible unitary representation of G{Af) with compact kernel.
232 XII. PRODUCTS OF REAL LIE GROUPS AND T.D. GROUPS 3.5 Let 5 be a finite subset of £/ and S' = £/ — 5. Let Gs = Ylses Gs, and let Gs> be the restricted product of the Gs (s e S"). Then G(Af) = Gs x Gs>, and we can also write (3) V=(®aesVs) ®Vs'> where Vs1 is the restricted Hilbert tensor product of the Vs (s e S'). By X, 6.2, we have (4) H:t(G(Af); V) = H*ct(Gs; Vs) ® H*ct(Gs>; Vs>). By 3.3, the first factor of the right-hand side is zero in dimensions different from the sum r(S) = ^2sesrSi where rs is the /c^-rank of Q, viewed as a /cs-group. Therefore (5) Hq(G(Af);V) = 0 for q < r(S). But the group Q is quasi-split over ks for almost all s's; hence the /cs-rank of Qs is > 1 for almost all s's. Therefore, given a positive integer TV, there exists S such that r(S) > N. Our assertion follows.
CHAPTER XIII Cohomology of Discrete Cocompact Subgroups The main goal of this chapter is to prove some results on the cohomology of discrete cocompact subgroups of p-adic reductive groups and of products of such groups by real reductive groups. We shall first consider more generally the case where the ambient group is of the type considered in XII, and gradually specialize to our main case of interest. 1. Subgroups of products of Lie groups and t.d. groups In this section G = G\ x G2, where G\ is a real Lie group and G2 a t.d. group (X, §1). T is a discrete subgroup of G and (p, E) a finite dimensional representation ofT. 1.1. We view T as operating on the left on G. If T operates on a space V', a map /: G —> V is therefore T-equivariant if it satisfies the condition (1) f{j-g) = j'f(g) for all 7 er, 9eG. As usual, we let 1(E) = I^(E) be the set of continuous T-equivariant maps from G to E, and view it as a G-module via right translations. It is a Frechet G-module. By (IX, 2.3), we have (2) H*(T;E) = H^(G;I(E)). By XII, 1.9, 2.6, (3) tfc*t(G; 1(E)) = H2(G; 1(E)™) = tfe*(G; 1(E) f). 1.2. Now assume T to be cocompact and (p,E) to be unitary. The group G is then necessarily unimodular. As in VII, we let dx be a Haar measure on G and the associated measure on T\G, and ( , )e the scalar product on E. If w, v £ 1(E), then g 1—> (u(g),v(g))E is left-invariant under T; hence (1) (u, v)= (u(x), v(x))E dx (u, v e 1(E)) Jr\G defines a scalar product on 1(E), invariant under G. We let 12(E) or I^2(E) denote the completion of 1(E) with respect to the norm defined by (1). It may be identified with the space of measurable cross-sections of the vector bundle G Xr E —> T\G, over T\G, with typical fiber E, and structural group T acting by means of p. By XII, 1.9, 2.6, again, (2) H*ct{G-J2{E)) = H*d(G;h(ED = H*e(G;h(E)f). 233
234 XIII. COHOMOLOGY OF DISCRETE COCOMPACT SUBGROUPS 1.2 We now claim that (3) I2(E)00 = I(E)00. If G = Gi is a Lie group, this was proved in III, §7. Let G = G2 be of t.d. type, and L a compact open subgroup of G. Then it is clear from the definition that (4) I2{E)L = I(E)L = {/: G/L - E | /(7 • x) = 7 • /(*) (7 € I\ x e G/L)}, whence we get (3) in this case. We now consider the general case. For a compact open subgroup L of G2, let (5) rL = rn(Gi x l). The orbits of G\ x L in T\G are open, disjoint, hence compact, and finite in number. The orbit map g 1—> x • g is open and induces a homeomorphism (6) ^1(rxJ\(G1xL)^x-(G1xL). In particular, T^ is cocompact in G\ x L. Since L is compact, the projection prx: G —> G\ is proper on Gi x L; hence T^ = pr1(r^) is a discrete cocompact subgroup of G\. There exists a finite set C C G2 such that G is the disjoint union of the double cosets Y • c • (G\ x L) (c G C). We have then a natural (G\ x L)- equivariant homeomorphism (7) r\G = ]J (c_1r n (d x L))\(d x l). Let r^Pr1(c_1rn(G1xL)). Since cG G2, we also have (8) r^ = pri(rcj. Given a function / on G, right-invariant under L, let fc be the function on G\ defined by (9) fc(x) = f(c-x) (led). It is immediate to check that / is left-invariant under T if and only if fc is left- invariant under T'c for every c G G. It follows then that (7) yields the following isomorphisms of G\-modules: (10) /<?(E)L = 0jg(25), cGC (11) I^E)1"001 =Q)Ir£{E)°°1, cec (12) ^2(^)L = 0^1,2(^). cec where, as in XII, 001 indicates G°° with respect to G\. But (13) J^2 OE)001 = /r^(^)001, by (III, 7.9). Then we have (14) 72(^)L'001 =I{E)L'°°1 for every L, whence (3).
1.6 1. SUBGROUPS OF PRODUCTS OF LIE GROUPS AND T.D. GROUPS 235 1.3. Proposition. We have (1) H*{T;E) = H^{G;l£2{E))- The dimension of H°(T; E) is equal to the multiplicity of the trivial representation mI2(E). The relation (1) follows from 1.1(2), (3) and 1.2(2), (3). The map which associates to e G Er the constant function e on G with value e induces an isomorphism of Er onto the space C of constant functions in 12(E). We can write 12(E) as the direct sum of C and of its orthogonal complement D. We have (1) H*ct(G; h(E)) = H*ct(G; C) © H*ct(G; D), (2) H0ct(G;I2(E)) = I2(Ef = C, whence the second assertion. 1.4. The theorem of [42, 3, §3] quoted in XII, §3, also applies to the present case, and shows that h(E) can be written as a Hilbert direct sum (1) I<>>2(E) = @m(ir,r,E)Hv ttGG of irreducible unitary G-modules with finite multiplicities. 1.5. Proposition. Assume that H*(T;E) is finite dimensional Then (1) H*{T;E) = ®m(n,T,E)H^(G;Hv). 7TGG Proof. By 1.3, (2) H*(T',E) = H;tlG;@m(ir,T,E)H„ \ 7T y As in VII, 3.2, we have to replace the Hilbert direct sum @ by an ordinary algebraic direct sum. The proof is the analogue in the present framework of that of VII, 3.2. Let Q be the set of it g G for which ra(7r, T, E) ^ 0. It is countable. For any finite subset S of Q, there is the direct sum decomposition (3) h(E) = 0m(7r,r,^)^ © ( 0m(7r,r, £)#„ J (S' = Q - 5). Hence (4) H*(T;E)= 0m(7r,r,^)^t(G;^)©i/:t(G;0m(7r,r,^).i/A 7TES' \ 7TES' / Consequently, there are only finitely many it G Q for which H*(G; Hn) ^ 0. Since the last term of (4) is also finite dimensional, it suffices to prove the following lemma. 1.6. Lemma. Let T be a countable set of irreducible unitary representations (71", Hn) ofG, and V the Hilbert direct sum of the H^s. Assume that H*t(G; Hn) = 0 for all it G T, and that H*t(G\ V) is finite dimensional. Then H*t(G; V) = 0.
236 XIII. COHOMOLOGY OF DISCRETE COCOMPACT SUBGROUPS 1.6 For a unitary G-module W, let F*(W) be the non-homogeneous complex with coefficients in W (IX, 1.4(5)). It consists of Frechet spaces. Since H*t(G\V) is finite dimensional, it follows, as in VII, 3.3, that dFq~1(V) is closed in Zq = Fq{V) fl kerd. For S finite in T, let pr5 be the orthogonal projection of V onto the direct sum Hs of the Hn (ir G 5), and also the corresponding projection (1) pis:F*(V)^F*(Hs) = ®F*(H«). ttES The topology on Fq(V) is that of uniform convergence on compact sets. If / is a continuous V-valued function on a compact space C and S' D 5, then (2) ||/(c)-prs,/(c)||2<||/(c)-prs/(c)||2, for all c G C. This implies that any element x G jP*(V) is the limit of its projections pr5 x, as 5 tends to T. The argument is then the same as in VII, 3.3. 2. Products of reductive groups 2.1. From now on we assume that the G^'s are reductive and introduce slightly different conventions, more adapted to the 5-arithmetic case. We let 5 be a finite set, and for s G S we assume given a local field ks and a connected reductive ks- group Qs. We let G = Ils^s^ where, as usual, Gs = Gs(ks). Let Soo (resp. Sf) be the set of s G S for which ks is Archimedean (resp. non-Archimedean), rs the /cs-rank of Qs and (1) ^oo = ]P rs, rf = Ylr^ r = rf+r00. sESoo sES We also assume that if S^ ^ 0, then all ks are of characteristic zero. The groups Gs are of type I; hence any irreducible unitary representation (7r, H) of G decomposes uniquely as a Hilbert tensor product (2) (7r,Hff) = 0(7rs,HffJ, where (tTs.H^J is an irreducible unitary (hence admissible) representation of Gs [42, Chap. 3, §3, Lemma 1]. We also set (3) Goo = n g°' Gf=n g°' and write (2) as (4) (7T, Hn) = (TToo, ff^oo) 0 (7T/, il^/), where (5) (TToo.H^) = ®~(7T8)JffffJ, (TT/,^) = (g)(7TS)^J. If T C 5 we put Gt = EIsgt ^* an<^ denote by jjlt the projection of G on Gt- [The use of the subscript oo here conflicts with the notation for representations in C°° vectors. We trust this will not cause any confusion.] As before, T is a discrete cocompact subgroup of G and (p, E) a finite dimensional unitary representation of I\
2.4 2. PRODUCTS OF REDUCTIVE GROUPS 237 2.2. Proposition. Let H^ and H7Ts be as in 2.1(2). Then (1) H*ct(G;Hn) = (g)H*ct(Gs;Hns). s If n has compact kernel and r > 0, then H%t(G; H^) = 0 for q < r. Proof. By XII, 3.2 and repeated application of X, 6.2, we have (2) H;t{G;Hv) = H^{GQO;HvJ® \ (£ #c*t(Gs; HVa) Ksesf By IX, 5.6, 6.6, we can replace the first factor on the right-hand side by relative Lie algebra cohomology with coefficients in (H^^)00. We then use the Kiinneth rule I, 1.3, switch back to continuous cohomology, and get (3) H^G^HvJ- Q$ H^Ga;Hv,). This proves the first assertion. The second now follows from the vanishing theorems (V, 3.3, and XI, 3.9). 2.3. Lemma. Assume that ks is non-Archimedean for all s G 5. Then I^2(E) is an admissible G-module. Let L be a compact open subgroup of G. Then, as was already pointed out in 1.2(4), I^2(E)L may be identified with the space of T-equivariant maps of G/L into E. Such a map is completely determined by its values on a set of representatives of T\G/L. Since T\G is compact, this set is finite; hence l2(E)L is finite dimensional. 2.4. Theorem. We keep the assumptions and conventions of 2.1. Then H*(T;E) is finite dimensional, and we have (1) H*{T;E) = 0m(7r,r,£) ((g) tfc*t(Gs; HVa) J . 7T£G V S / We prove first that H*(T;E) is finite dimensional. If 5/ = 0, this was shown in VII, 3.2. If Soo = 0, this follows from 1.3, 2.3 and X, 6.3. So let Soo and Sf both be non-empty. The fields ks are then of characteristic zero. The group T has a finite presentation [17, 6.2]. By embedding the k^s into C, we see that V has a faithful linear representation over C. It then has a torsion-free normal subgroup V of finite index [9, 17.7]. The space H*(T';E) is finite dimensional by [17, 6.2(ii)]; hence (2) H*(T;E) = (H*(T';E))r/r' is also finite dimensional. We then have, by 1.5, (3) H'(T;E)=®m(w,T,E)-H2t(G;Hv). ir£G Since Gs is reductive, any irreducible unitary representation of Gs is admissible (se 5). Therefore (1) follows from (3) and 2.2.
238 XIII. COHOMOLOGY OF DISCRETE COCOMPACT SUBGROUPS 2.5 2.5. Remarks. (1) Recall that if L is a compact group and (p, V) an irreducible quasi-complete L-module, then Hlct(L;V) is equal to 0 for i > 1 and is equal to VL in dimension zero (IX, 1.12). Therefore, if Gs is compact, the only terms which can contribute to the right-hand side of 2.4(1) are those in which H7Ts is the trivial one-dimensional Gs-module. (2) Let T be the set of s G 5 for which Gs is not compact. Then V = kerprT is a finite normal subgroup of V and T" = prT(T) is a discrete cocompact subgroup of Gt- We have, by the Hochschild-Serre spectral sequence, (1) H*(T;E) = H*(T";Er'). There is therefore no essential loss of generality in assuming that G = Gt- We now specialize this to the case where 5 = 5/ consists of one element. 2.6. Theorem. Assume that G = Q(k), where k is a non-Archimedean local field and Q a connected semi-simple, almost k-simple, group over k. Let r = rkk(G)- Then (1) Hi(T;E) = 0, fori^0,r, and dim H°(T;E) (resp. dim Hr(T;E)) is equal to the multiplicity of the trivial (resp. Steinberg) representation of G in 12(E). This is obvious (and follows from IX, 1.12) if G is compact. So assume G non- compact, i.e. r > 1. As in X, 2.1, let Q be the universal covering of Q, and a: Q —> Q the canonical central isogeny. Let Q = cr(G). It is cocompact and cocommutative (X, 2.1). We already know that dim H°(T; E) is the multiplicity of the trivial representation 7T0 of G (1.3). Also, 1.3 and X, 2.4, imply that Hl(T; E) = 0 for i > r. By X, 2.6, the trivial representation does not contribute to higher cohomology; therefore (2) Hi(T;E)= 0 m{TT,T,E)Hlt{G;Hw) (i > 1). 7T EG,7T:^7ro Let 7r G G and assume that ker-zr is non-compact. We want to prove that ker-zr contains Q. The group Q is simple modulo its center [100]; therefore, if Q <f_ ker-zr, then ker-zr fl Q is finite and central in G. Since G/Q is commutative, ker-zr would then be nilpotent and its Zariski closure in Q would be a normal infinite nilpotent algebraic subgroup, which is absurd. Thus Q C ker-zr. By IX, 1.11 and X, 2.6, applied to G, we have then (3) Htct(Q;H„)=0 (t > 1). But, by IX, 2.5, (4) H:t(G;Hv) = HZt(Q;Hv)G/Q, and hence H*t(G; Hn) = 0 (i > 1). If now it has a compact kernel, then by XI, 3.9, Hlct(G; Hn) = 0 unless i — r, and it is the Steinberg representation, in which case it is one-dimensional. The theorem follows. 2.7. Remark. For G = G, this theorem was proved by H. Garland under the assumption that the residue field of k is sufficiently big [40], and announced by W. Casselman [33] in general. This work had been motivated by a conjecture of J.-R Serre [98], stating that if (o~,F) is a rational representation of Q defined over /c, then Hl(T;F) = 0 for 0 < i < r. It was pointed out to one of us by G. Prasad
3.3 3. IRREDUCIBLE SUBGROUPS OF SEMI-SIMPLE GROUPS 239 that if r > 2, and k is of characteristic zero, a deep result of G. A. Margulis allows one to derive this conjecture from 2.6. We shall outline this argument in a more general case later, and see that, in that case, the theorem is in fact true for any finite dimensional representation of Y over a field of characteristic zero (3.7). 3. Irreducible subgroups of semi-simple groups 3.1. We keep the conventions of 2.1, and moreover assume Qs to be semi- simple. Let Qs be the universal covering of Gs, as: Qs —> Qs the canonical isogeny, Gs = Qs(ks) (s G 5), G the product of the Gs and a the product of the as\ Gs —> Gs. We recall that Gs is connected if ks is Archimedean. A standard normal subgroup N of G is a closed normal subgroup of the form N = Yls ^s' where Ns is the group of rational points of a connected normal ks- subgroup of Qs. We say that Y is irreducible if its intersection with every proper standard normal subgroup is finite. In the Archimedean case, this notion implies the similar notion of VII, 4.1 (and differs from it only in minor ways). If k is any field, and Q an almost /c-simple /c-group, then there exist a finite separable extension k' of k and an absolutely almost /c'-simple /c'-group Q' such that Q = Rk//kQ' [18, 6.21]. We then have Q(k) = Q'{k') (also for the underlying k- and /c'-topology if both k and k' are local fields [116, Chap. I]). Since Qs is a direct product of almost /cs-simple /cs-groups, we see that, if G = G, we can always assume the Qs to be absolutely almost /cs-simple without loss of generality. 3.2. Lemma. The group Y = cr~1(Y) is discrete cocompact in G. It is irreducible if Y is. Let V be a vector space of characteristic zero on which Y acts. Then (1) H*{Y; V) = iT(<j(f); V)T/a{f\ iT(f; V) = H*{a{T); V). The first assertion is an obvious generalization of [11, 3.4]. We repeat the argument for the sake of completeness: Let Q = cr(G), Qs = o-s(Gs) (s G 5). The group Q is the product of the Qs\ therefore [20, 3.19] implies that Q is closed, normal, cocompact, cocommutative in G, and that G/Q has finite exponent. The group r is finitely generated [17, 6.2(i)]; therefore its image in G/Q is finite, and hence Y n Q has finite index in Y and is cocompact in G or Q. Since a has finite kernel, the first assertion follows. If A^ is a standard normal subgroup of G, then cr(N) is cocompact in a standard normal subgroup A^ of G, as follows from the definition and [20, 3.19]. This implies the second assertion. The kernel N of a: Y —> Y is finite and acts trivially on V; therefore the second equality of (1) follows from a trivial application of the Hochschild-Serre spectral sequence (contained in IX, 1.11). The group cr(Y) is equal to Y n Q, hence normal of finite index in T, whence the first equality of (1) (IX, 2.5). 3.3. Lemma. Let Y be irreducible. Assume that G = G and has no non-trivial compact standard normal subgroup. Fix T C S, T ^ S. Then Yt = prT(L) is dense in Gt- By the remark at the end of 3.1, we may assume that Qs is absolutely almost ks-simple for all s G 5. Our assumption on G then implies that Gs is non-compact (i.e. rs > 1) for every s. Assume first that kt is Archimedean for all t G T. The
240 XIII. COHOMOLOGY OF DISCRETE COCOMPACT SUBGROUPS 3.3 group Tt is not discrete in Gt (by a standard argument, cf. e.g. [156], pp. 597- 598), and TT • Gs-t is the closure of T • Gs-t in G. Therefore Gt/Tt is compact. It follows from [5] that Tt is Zariski dense in Gt] hence Tt is a Lie group whose Lie algebra \) is an ideal of the Lie algebra Qt of Gt- Since the projection of Tt on any factor of Gt is non-discrete, we get \) = $t, whence Tt = Gt- Assume now that the set T' of t G T for which kt is Archimedean is non-empty and ^ T. Let T" =T — T'. We prove first that Gt' C IV- Let L be a compact open subgroup of Gt", and Tl = T n (L x (Gs_t"))- The group T^ is discrete cocompact in Gs-t" x L; hence its projection r^s-T" in Gs-t" is discrete cocompact. The previous argument shows that Wt'^X l,s-t") is dense in Gt'\ hence we have, in (1) L • Tt ID L • Tlt — L • Tlt' ^ L • Gt1 - Since L can be chosen arbitrarily small, this implies that Gt> C TT- Now we have Tt = Gt7 • IV", which reduces us to the case where kt is non-Archimedean for all t G T. Assume first that T consists of one element t. The quotient Gt/Tt is equal to the quotient of G by the closure of T • Gs-t, hence is compact and carries an invariant measure. The main theorem of [91] then implies our assertion. If CardT > 2, fix t G T, and let T' = T — {t}. Let L be a compact open subgroup of Gt'- Then one argues as before that prt(TL) is dense in Gt. We have l• rT d l• rZ^ = £• prt(rL) = L-Gt. Since L may be taken arbitrarily small, it follows that Gt cTj. 3.4. Lemma. ,4ss?/rae T to be irreducible, G = G, and Gs to be almost ks- simple for all s G S. Let (tt, Hn) be an irreducible unitary representation ofG which occurs in h{E) and is such that H*t(G;H) ^ 0. Let (tt,H) = 0S (tts,Hs) be its canonical decomposition, where (tts,Hs) is an irreducible unitary representation of Gs(s G 5). Assume that it has a non-compact kernel. Then {tt,H) is the trivial representation. As in VII, 4.2, we see first that E may be assumed to be irreducible. By 2.2 (1) H;t(G;H) = (g)H*ct(Gs;Hs). S We already know that if Gt is compact, then (irt,Ht) is trivial (2.5(1)). This reduces us to the case where Gt is non-compact for all t G 5. There exists s G S such that Ns = ker7rs is not compact. But Gs is simple modulo its center, as follows from [100] and the fact that the Kneser-Tits conjecture is true over local fields. Hence Gs = Ns, and tts is trivial. The argument is now quite analogous to that of VII, 4.2: Hn is a space of T-equivariant functions G —> E which are right-invariant under Gs, hence also left- invariant under Gs. Let S' = S — {s}. One shows, as in VII, 4.2, that p defines a representation of T$f which is continuous in the topology induced from that of Gsr, hence it extends to a unitary representation of Ts'> Since Tsf is equal to Gs> by 3.3, it is then the trivial representation. As in loc. cit., it follows that the elements of Hk are left-invariant under Gs • Tsf, hence under the closure of that subgroup, which is equal to G by 3.3, whence the lemma.
3.7 3. IRREDUCIBLE SUBGROUPS OF SEMI-SIMPLE GROUPS 241 3.5. Theorem. Let G = G and T be irreducible. Then (cf 2.1 for the notation) (1) Hi(r;E) = H?t(G0O;Er)®Q,'m(7r,T,E)-H!-r,(G0O;H7rJ (?eZ), 7T where Er is viewed as a trivial Goo-module, and 0 is extended over the ix G G for which ix^ has trivial infinitesimal character, and iTf is the tensor product of the special representations of the Gs (s G Sf). We start from 2.4. By 3.4, the only representations which can contribute to the right-hand side are the trivial representation and those in which all factors H7Ts are infinite dimensional. By 1.3, the trivial representation occurs with multiplicity equal to dimEr. Moreover, by XII, 3.2, and X, 2.6, we have (2) H*ct(G;V) = H^G^V), if V is the trivial representation. This accounts for the first term on the right-hand side of (1). Now let it be infinite dimensional. We can write (3) H;t(G',Hv) = H^GooiH^J ® I (g) #c*t(Gs;^J ] . \seSf J The first factor on the right-hand side can be replaced by (4) H^G^iH^D = iTCfloo.tfoo^J00), where K^ is a maximal compact subgroup of G^ (IX, 5.6, 6.6), hence can be ^ 0 only if the infinitesimal character of tToq is trivial (I, 5.3). Let s G Sf. Then by Casselman's theorem (XI, 3.9), H^t(Gs, H^J is zero unless q — rs and H7rs is the special representation, in which case it is one-dimensional. The theorem follows. Remark. This result was stated in [12], and was also known to W. Casselman. The proof alluded to in [12] is different. 3.6. Proposition. Assume T to be irreducible. (i) If Sec = 0, thenH%T;E) = 0 forq^0,r. (ii) IfG = G andr>l, then Hq(T; E) is canonically isomorphic to H%t(Goom, Er) for q < r. (i) 3.2 allows one to reduce the proof to the case G = G, where it follows from 3.5. (ii) By 3.4, the 0 in the right-hand side of 3.5(1) is over representations with compact kernel. By the vanishing theorem (V, 3.3), each term in that sum is zero if q- rf < r^, i.e. if q < r. Remark. If G = G, the proof of 3.6(i) also shows that dimi^r(r;,E) is the multiplicity in 12(E) of the representation (QsIIs, where Hs is trivial if Gs is compact, and special otherwise. 3.7. Proposition. Assume that ks is non-Archimedean of characteristic zero for all s G S, that r > 2, and that T is irreducible. Let (r, F) be a finite dimensional representation of T over a field k of characteristic zero. Then (1) fP(r;F) = 0, forq^0,r.
242 XIII. COHOMOLOGY OF DISCRETE COCOMPACT SUBGROUPS 3.7 Identify GL(F) with GLn(fc) by choosing a basis (e^) of F over k. Since T is finitely generated, there exists a subfield ko of k which is finitely generated over Q and contains the coefficients of the matrices t(j) (7 G T). Let Fo be the vector space over ko spanned by the e2's. Since ko is finitely generated over Q, it can be embedded in C. We have then (2) H* (T; F) = H* (T; F0) ®k0 K #* (r; F0 ®fco C) = H* (T; F0) ®k0 C. This reduces us to the case where k = C. Moreover, using 3.2, we may assume that G = G. For s G S let ps be the characteristic of the residue field of ks. Then ks is a finite separable extension of QPs, (3) Gs = G's(QPa), where G's = Rke/QpsGs, and Gs is almost /cs-simple if and only if Qs is almost QPs-simple [18, 6.21]. Therefore we may assume that ks = QPs and that Qs is almost /cs-simple (s G 5). Let T be the set of s G S for which Gs is not compact, and N = T n kerprT. Then TV is finite, and hence (IX, 1.11) H*(T',F) = H*(TT',FN). Therefore it suffices to consider the case where T = 5, and we may assume the Gs to be noncompact. We first consider the case where F is irreducible under T. Let H be the Zariski closure of r(T) and H° the identity component of H. We claim that HP is semi- simple. If not, it is a reductive group, which admits a non-trivial rational homo- morphism a onto C*. Let T' = T n r-1^0 n r(T)). The group r(r/) is Zariski dense in H°; hence a(r(r/)) is Zariski dense in C*. On the other hand, by 3.6, Hl(Y'] C) = 0. Hence the commutator subgroup of V has finite index in V\ and a(r(r/)) is finite, a contradiction. Let M. be a simple factor of the adjoint group AdW° of 7i°. Let /i: V —> Aut(Al) be the composition of r, of the isogeny H° —> AdW°, and of the projection of AdW° onto M. The group //(r7) is Zariski dense in M. Since there is no continuous homomorphism of ks into C for s G 5, a fundamental theorem of Mar- gulis ([79]; see also [101, Thm. 2]) implies that /i(r') is relatively compact. This being true for every simple factor of AdW°, we see that r(T/) is relatively compact, hence so is r(T). But then there exists a positive non-degenerate invariant Hermitian form on F, and we are reduced to 3.6. This proves 3.7 when F is irreducible. The general case follows by induction on the length of a Jordan-Holder series for F and use of the long exact sequence in cohomology. 3.8. 5-arithmetic subgroups of anisotropic groups. Let k be a global field. We adopt the notation of XII, 3.4. Let Q be a connected /c-group and S a finite set of places of /c, which contains the Archimedean ones if k is a number field. Let 0 be the ring of integers of k and 05 the ring of elements of k integral outside 5. Identify Q to a matrix group. A subgroup T of Q(k) is S-arithmetic if it is commensurable with the group Q{os) of elements in G(k) whose coefficients are in 05 and whose determinant is invertible in 05 [98, 2.4]. The group T, embedded diagonally in Gs = ELes^' ls a discrete subgroup. If Q is anisotropic over /c, i.e. if rkfc(^) = 0, then T is cocompact in Gs- (See [7] for number fields, [48] for function fields.) If Q is semi-simple and simply connected, the groups T and G = Gs satisfy the condition of 3.5, and so 3.5 and 3.6 hold. If k is a number
4.1 4. THE T-MODULE E IS THE RESTRICTION OF A RATIONAL G-MODULE 243 field and Goo is compact, then, for any 5, the projection of an 5-arithmetic group r in Gsf satisfies the conditions imposed on T in 3.7 (with G = Gsf)', hence the conclusion of 3.7 holds for T. In fact, the results of Margulis [79] show that this is the most general situation covered by 3.7. 3.9. Proposition. Let k be a global field, and G a connected semi-simple k- group of k-rank zero. (i) If k is of characteristic zero, then H*(Q(k); C) is canonically isomorphic to (ii) If k has non-zero characteristic, then Hq(Q(k)] C) = 0 for q ^ 0. In this statement and below, C is viewed as a trivial module. For S C £/, let r(S) be as in XII, 3.5. As remarked there, r(S) tends to infinity if Card 5 does. We let S run through an increasing sequence of finite subsets of E, whose union is E, and all containing Eoo if k has characteristic zero. Identify Q to a matrix group over k. Then (1) g(k) = l\mQ(os); hence (2) H,(g(k);C) = ]imH,(g(os);C). Note that, for any discrete group M and q G Z, the dual space to Hq(M;G) is Hq(M;G). The assertions (ii) and (i) for Q simply connected then follow from these remarks and 3.6. If Q is not simply connected, let f s = o--\g(os)), Ls = g(os)/<r(Ts) = G(os)/(G(os) n <r(Gs))- Fix q G Z. Then 3.2 and 3.5 show that, for S big enough, (3) H*(g(os);C) = HZt(G00;C)Ls, where Ls is viewed as the quotient of the projection of Q(os) in G^ by the projection of cr(rs) in Goo. But Q satisfies the weak approximation at infinity, i.e., Q(k) meets every connected component (ordinary topology) of Goo and Goo is connected. For S big enough, Ls is then equal to Goo/G^, and our assertion follows. Remark. 3.9(i) for Q simply connected was proved jointly by H. Garland and one of us, and stated in [41]; it was also known to W. Casselman. A proof was already given in [12]. 4. The r-module E is the restriction of a rational G-module In the previous section we considered an 5-arithmetic extension of the case considered in VII, §4. Now we want to discuss the parallel generalization of VII, §6, in the context of 3.8, where E is a complex finite dimensional G-module and, hence, k is a number field. This is the more important case for applications. The results are similar, of course, but cannot be deduced formally from those of §3, except when E = C is the trivial representation. We shall need the following lemma. 4.1. Lemma. Let F be a local field, C a reductive group defined over F,L = C(F) and L' an open subgroup of finite index of L. If(ir, H) is an irreducible unitary representation of L, then ix' — n\ , is the direct sum of finitely many irreducible representations of V'.
244 XIII. COHOMOLOGY OF DISCRETE COCOMPACT SUBGROUPS 4.1 Let K be a maximal compact subgroup of L. Then K' = K n V is of finite index in K. Frobenius reciprocity implies that if r G K1', then there are only a finite number of elements 7 G K such that r is a subrepresentation of 7. Since (-zr, H) is admissible as a /^-representation, it follows that it is admissible as a K'- representation. Hence it' splits into a direct sum of irreducible representations of L' with finite multiplicities. Since L/L' is finite, this sum is clearly finite. 4.2. We keep the general assumptions and notation of §§2 and 3, except that now E is a rational representation of Goo. If it is irreducible, then E = (&seS Es, where Es is an irreducible rational representation of Q. We have (1) 1(E) = 1(C) ®E and, as before, we can write /(C) as a Hilbert direct sum of unitary irreducible G-modules (-zr, H^), each with some multiplicity ra(7r, T). To fix the notation we recall that (2) (TT.ff) = 0(7^0, ses where (iTs^H^J is an irreducible representation of Gs. In the sequel, we assume T to be irreducible and Q to be absolutely almost simple over ks (s G S). 4.3. Lemma. We keep the assumptions of 4.2. Let (tt^H^) be an irreducible representation of G occuring in 1(C) which has a non-compact kernel. If either Q = Q or H*t(G; i/^° 0^)^O, then tts is the trivial representation, except possibly when s is Archimedean and Gs is compact. We may assume E to be irreducible. We first see from 2.1(2), 4.1(1), (2), and the Kiinneth rules in I, 1.3, XII, 3.2, and X, 6.2, that (1) H*ct(G, H^®E)= (g) H*ct(Gs; H? ® Ea) ® (g) H*ct{Gs; H?). seSoc s^Sf By 2.5(1), (2) H*ct(Gt;Hn=0 if t G Sf and Gt is compact; and Hl(Gt;H™®Et)=0 (i > 1), H°t(Gt; H? 0 Et) = (iJt°° 0 Et)G< if t G Soo and Gt is compact. Leaving aside the compact factors, we are reduced to the case where all Gs are non-compact. Assume first that Q = Q. By [100], each Gs is simple modulo its center; hence there exists t such that Gt C ker7r. By assumption, H°° is realized as a space of functions on G right-invariant under Gt and left-invariant under T. Since Gt is normal, they are also left-invariant under Gt. Since Q is assumed to be simply connected, strong approximation is valid and implies that Gt • V is dense in G. Therefore the elements of H°° are left-invariant under G, and hence are constant functions. Let us now drop the assumption Q = Q. We therefore assume now that the cohomology spaces in (1) are non-zero. Let a be the product of the isogenics crs
4.6 4. THE T-MODULE E IS THE RESTRICTION OF A RATIONAL G-MODULE 245 (see 3.1) and let G' = a(G). By 3.19 in [20], G' is an open normal subgroup and G/G' is finite and commutative. Clearly (4) G'nker7r^{l}. By 4.1, the restriction it' of it to G' is fully reducible, and a finite sum of irreducible admissible G'-modules. If (tti,Hi) is one of them, then, by irreducibility, H is spanned by finitely many transforms of it. As a consequence H is a direct sum of finitely many irreducible G'-modules with isomorphic kernels. In view of our assumption on ker-zr, these kernels are all non-compact. As before, we see from [100] that G's C ker7rs for all s; hence G' C ker-zr. Thus, H7Ts may be viewed as an irreducible representation of the finite commutative group Gs/G's; hence it is one-dimensional. If s is non-Archimedean, this forces H7Vs to be trivial (XI, 3.9). Let s be Archimedean. We are dealing with relative Lie algebra cohomology with coefficients in a finite dimensional representation. Since it is not zero by assumption, H7Zs <g)Es must contain the trivial representation, i.e. Es is contragredient to Hs, and therefore contains G's in its kernel. But G's is Zariski dense in Q and Es is a rational representation. Consequently Es is the trivial representation, and so is H7Ts. 4.4. Theorem. Under the assumptions of 4.2, H*(T;E) = H^G00;ET)(BQ[m{ir,r)-H^G00-,HVo0(BE)[-rf]. 7T This follows from 4.3 and 4.3(3) in exactly the same way as 3.5 was deduced from 3.4. 4.5. From the above, we see, as in §3, that 3.6 holds in the present situation. 4.6. Here and in VII, we have mostly limited ourselves to two cases for the coefficient T-module (p,E): it is either unitary or the restriction of a rational representation G —> GL(E). However, if rks(G) > 2, which we assume here, it is not that far from the general case of an arbitrary finite dimensional complex representation of T. In fact, given one, the Zariski closure H of p(T) is always semi-simple ([79], VII, 3.10, p. 278). Then, if either Q is simply connected, or H is of adjoint type, and p(T) is not relatively compact, then p extends to a rational homomorphism G —> H, hence to a representation G —> GL(E) by VIII, 5.13(c), p. 233 in [79]. If p(T) is relatively compact, then (p, E) is a unitary T-module, so we are back to the two cases already considered. [Moreover, as pointed out earlier (VII, 2.9), the latter one could also be subsumed to that of a rational G-module, by adding a compact factor to G.] On the other hand, this is not quite the general situation, and some condition such as Q simply connected has to be added. To see this, consider the case where G has a non-trivial (finite) central subgroup TV, and let q: G —> G' = G/N be the natural projection. Assume V to be torsion free. Then the restriction qr of q to V is an isomorphism of V onto a subgroup V of G7, which is of the same type in G' as Y is in G. Then gp1, composed with a finite dimensional rational representation of G, defines a T-module which cannot be extended to G7, since, T being Zariski-dense in G, such an extension would yield a rational morphism of G' onto G, which is absurd.
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CHAPTER XIV Non-cocompact 5-arithmetic Subgroups In VII and XIII we have limited ourselves mostly to discrete cocompact subgroups. However, the most important case for applications is that of non-cocompact 5-arithmetic subgroups, in particular arithmetic groups. In this chapter, we shall indicate how some of the results established for the cocompact case extend to this context. In particular, the exposition describes the chain of ideas that leads to the removal of the rank condition in XIII: 4.4. 1. General properties 1.1. We let /c, 5, Q, Q, Gs be as in XIII, 3.1, but assume moreover that k is a number field and (for convenience) that Q is almost absolutely simple over k. We let r C Gs be an 5-arithmetic subgroup (XIII, 3.8). There we assumed that rkfc(C?) = 0, which was equivalent to V being cocompact in Gs- In this appendix, we assume that rkfc((/) > 1 (see 0, 3.0). Then T is not cocompact, but of finite covolume. The assumption rk& Q > 1 is equivalent to Q containing proper parabolic subgroups defined over k. It also implies that Gs is not compact for all s G 5. In view of the results of G. A. Margulis [142], if r(S) > 2, then, up to commen- surability, any discrete irreducible subgroup of finite covolume of Gs is 5-arithmetic. This reference implies that in the present situation, an irreducible subgroup of finite covolume can be non-arithmetic only if k = Q, 5 = 5^, and rkR(Goo) = 1- 1.2. For the rest of this chapter, (p, E) denotes a finite dimensional rational representation of Goo, and we shall discuss H*(T]E). If 5 = 5oo, then it follows from VII, 2.5 and IX, 5.6 that (1) H*(T;E) = H*d(Gs;C°°(T\G) ® E). This formula remains valid in the general case under consideration if we define C°°(T\Gs) as in XII, §1, i.e. as the space of functions on r\Gs which are continuous, right-invariant under some compact open subgroup of Gsf (depending on the function), and smooth with respect to Goo- In the notation of XII, 1.2 this is V°°, where V = C(T\Gs) is the space of complex valued continuous functions on T\Gs- The following result can be found in [129]. Theorem. (1) T is finitely presented, and its finite subgroups form a finite number of conjugacy classes. (2) H*(T;E) is finite dimensional. 2. Stable cohomology In the non-cocompact case, G°°(r\G5) is too unwieldy. The strategy has been to replace it by some G-invariant subspace G* that might be more manageable, and to study the maps //* in cohomology induced by the inclusion. In some cases, it can 247
248 XIV. NON-COCOMPACT 5-ARITHMETIC SUBGROUPS 2.1 be proved that //* is an isomorphism. In other cases the two cohomology spaces are obviously different, but the image of //* may provide some useful information (for example, equality in certain degrees). 2.1. We first assume that S = Soo (i-e. the arithmetic case). We also write G for Goo = Gs- Let K be a maximal compact subgroup of G and X = G/K. We also assume, for the sake of convenience, that Y is torsion-free. The passage to the general case then follows by arguments as in VII, 2.2. We have three interpretations of H*(T;E), namely H* {A" (X;E)r)=H*(&K; C°°(T\G) ® E) = H*d (G; C°°(T\G) 0 E) (see VII, 2.2, 2.7). We shall pass freely from one to another. 2.2. The purpose of this subsection is to describe an extension of VII, 4.3, 4.4, 6.3 using the methods of [122]. We will also give an alternate discussion with an exposition of L2-cohomology in §3. The inclusion E —> G°°(r\G) 0 E, which assigns to x <E E the element 1 0 x, defines (as in VII, 2.8) a map j*:H*d(G;E) -> H^G;C°°(T\G) ® E) = H*(T;E). If r is cocompact, it is an isomorphism up to some degree ra(G; E), which is at least equal to rkn(G) — 1 (VII, 4.3, 6.4). This remains true, but with possibly a smaller range. In the cocompact case, j* was easily seen to be injective in all dimensions, either because a harmonic form on a compact manifold is not cohomologous to zero or because C 0 E is a direct summand in G°°(r\G) 0 E, viewed as a G-module. The main point of the argument was then to show surjectivity up to some degree ra(G, E). The proof of this second point extends, with the same bound, by a rather simple trick pointed out by R. Langlands to H. Garland (see [121], 3.6). On the other hand, C 0 E is not a direct G-summand anymore and, indeed, inject ivity is not true in all dimensions. As the simplest example, take k = Q, G = SL2(R), and r a subgroup of finite index of SL2(Z). Then T\X is a non-compact connected 2- manifold; hence H2(T\X; Q) = 0. On the other hand, HJ(G; R) is one-dimensional, represented by an invariant differential form defining an invariant volume on T\X. However (this is where really new ideas are necessary), it can be shown that injectivity holds at least up to some degree c(G\E), which can be estimated in terms of roots and weights [121, 122]. If E = C is the trivial module, then c(G; E) is at least equal to rkfc(C/)/2 and in many cases is > rkk{Q) — 1. In particular, it tends to infinity with rkk(Q), and so does m{G). This result has been applied to many sequences of classical arithmetic groups. As an example, define SL(Z) to be the inductive limit of the groups SLn(Z), where SLn(Z) is embedded as the first n x n diagonal block in SLm(Z) (m > n). Then if*(SL(Z), Q) is an exterior algebra over generators Xi (i = 1,2,...; d°Xi = Ai + 1). If E is an irreducible non-trivial G-module, then i7* (SL(Z);£') = 0. See [121] for further examples and applications to algebraic if-theory, and [122] for a sharpening of the bound on c(G,E). 2.3. The proof of injectivity involves establishing the existence of a G- invariant subcomplex C* ofA*(T\X) such that (i) the inclusion C* C ^°°(r\X) induces an isomorphism in cohomology, (ii) it contains the G-invariant forms, and (iii) it consists of square integrable forms for i < c(G). This space is defined in
3.2 3. THE USE OF L2 COHOMOLOGY 249 terms of growth conditions at the corners of the compactification introduced in [16]. Then injectivity follows from the fact that on a complete Riemannian manifold, a L2-harmonic form is not the coboundary of a square integrable form. The proof is exactly the same as the proof in the case of compact manifolds, once one has a version of the Stokes theorem ([121], 2.5) that is valid in C* . 2.4. Remark. As indicated above, the complex C* was originally defined in order to show that in the stable range the cohomology is given by G-invariant forms. It has also been used to prove that certain square integrable harmonic forms whose degrees are at the rank or higher also have non-zero image in the ordinary cohomology [150]. In particular, in the notation of VIII, 5.1 we may drop the assumption that the form ah is definite for a ^ 1, and derive a theorem completely analogous to VIII, 5.10. The full result would take us too far afield. A representative special case of [150], Theorem 8.3 is the following. Theorem. Let 1 < q < p. Then there exist congruence subgroups Tj (j = 1,2,...) ofSU(p,q)[Z[i\] such that lim dimHq(Tj,C) = oo. 3. The use of L2 cohomology The purpose of this section is to give an alternate discussion of the results described in 2.3, making consistent use of L2 cohomology. We include this material here since the techniques have applications to other contexts. 3.1. Let M be a smooth Riemannian manifold. The Riemannian metric defines an invariant volume dv and a metric ( , ) on the exterior power A*T£(M) of the cotangent space at each point. The square norm (a;,a;) of a smooth z-form uj on M is then (a;, a;) = fM(ujx, ujx) dvx. Let A2(M) be the space of z-forms with finite norm and A%AM) the subspace of i-forms uj such that uj e A\{M) and duo e A12rl{M). The direct sum A*,2AM) of the A\2AM) is a subcomplex of A*(M) stable under exterior differential, and, by (one) definition, the L2-cohomology #*2)(M; C) of M is H*(A*(2)(M),d). There is also an L2-definition of this cohomology. Let A,2\(M) be the Hilbert space completion of Al2JM) with respect to the square norm (uj,uj) + (duj,duj), and let A,2\(M) be the direct sum of the A/2\(M). The differential d extends to a bounded operator d on A%AM), increasing the degree by one, of square zero. It may be shown that the inclusion A%AM) —> A^2AM) induces an isomorphism in cohomology (cf. [132] for a sketch; a more detailed version may be found in [153]). It can also be shown that if HLJM) is finite dimensional for some value of z, then it is spanned by L2-harmonic forms. These definitions can be extended to the case of forms with values in an Hermit ian bundle with a flat connection, but we will give a direct definition in the case of interest to us. 3.2. We now come back to our situation. Let L2(T\G) be the space of square integrable functions on T\G. It is a unitary G-module under right translations. The space L2(r\G)°° of smooth vectors is then the space of functions on T\G which,
250 XIV. NON-COCOMPACT 5-ARITHMETIC SUBGROUPS 3.2 together with all derivatives by right-invariant differential operators, are square integrable. It is a (g, if )-module, and it has been shown that Hfa(T\X;E) = H*(q,K;L2(T\G)og®E) = H*d(G; L2(r\G)°° <g> E). (see [123]). We also write it as H(2){T;E). Note that on the left-hand side one starts with differential forms which, together with their exterior differential, have L2 coefficients. On the right-hand side, we deal with an a priori much smaller complex, consisting of differential forms with coefficients which are L2 as well as all their derivatives. The L2 cohomology is finite dimensional if rkR(G) = rk(K) (in fact, under a somewhat more general condition), but may be infinite dimensional otherwise [126]. 3.3. Let L2(T\G)d be the discrete spectrum, i.e., by definition, the closed subspace of L2(T\G) spanned by the closed G-invariant irreducible subspaces of L2(r\G), and let L2(T\G)ct be its orthogonal complement, the so-called continuous spectrum. Then, clearly, (1) H*{2)(T; E) = H*d(G; L2(T\G)T ® E) 0 H*d{G; L2(T\G)% ® E). It is for the first summand on the right hand side that there is an analogue of VII, 2.6. From the theory of automorphic forms, it follows that L2(Y\G)d is a Hilbert sum of irreducible G-modules with finite multiplicities. Therefore, L2(Y\G)d contains only finitely many irreducible constituents Hi (i G I) such that Hd(G; H°° (g> E) ^ 0, namely, those constituents with infinitesimal character equal to that of E1*. Then ([127], 5.6) (2) ^(G;L2(r\G)^E) = 0^(G;C^)- iei Assume now that G is connected, which is in particular the case ifQ = Q. Then VII, 4.2 holds. As a consequence, Theorem V.3.3 implies that Hld(G; H°° ® E) = 0 for j < rkR(G) if Hi is not the trivial representation, whence (3) HJd(G;L2(T\G)d®E)=HJd(G;E) ifj<rkR(G). The range of this equality could be improved in some cases by using the tables in II, 10.3. If we now interpret the left-hand side of (3) as a summand of H?2JT\X;E), where E is the local system defined by E, then it can be identified with the space of E-valued L2-harmonic forms ([127], 5.6). 3.4. With these preliminaries in hand, we now return to the context of §2. In [154], S. Zucker showed that HLJT;E) —>> Hl(T;E) is an isomorphism for i < Z(G; E), where z(G\ E) is a constant which can be estimated by means of roots and weights. Then, for i < z(G;E), the space HLJT;E) is finite dimensional, hence consists of L2-harmonic forms. If i < rkR(G), it reduces to Hd(G;E), and we get back the result of §2. By definition, the image of v*:Hf2)(T;E)^H*(r;E)
4.2 4. S-ARITHMETIC SUBGROUPS 251 consists of those classes which (in the identification with i^*(^4*(T\X, E))) are represented by a square integrable cocycle. By a theorem of Kodaira (recalled in [121, 2.4]) each such cocycle is cohomologous to a harmonic one. Therefore the image of i/* is the same as that of the summand H^(G\ L2(T\G)d 0 E). So, as far as the cohomology of Y is concerned, only the discrete spectrum in L2(T\G) matters. The continuous spectrum has been determined by R. Langlands (see [126] for references). The cohomology with respect to it is either zero or infinite dimensional (loc. cit.). 4. S-arithmetic subgroups 4.1. We now pass to the (genuinely) S-arithmetic case, i.e., we assume that Sf 7^ 0. To avoid certain minor complications, we also assume that Q = Q is simply connected. We continue to use the notation L2(T\Gs)d for the discrete spectrum, i.e. the closure of the subspace of L2(T\Gs) spanned by the irreducible Gs-submodules, and L2(T\Gs)ct f°r its orthogonal complement. Then H^ (Gs', L2(r\G5)^°(g)E') is given by a formula essentially identical to the right-hand side of XIII, 3.5(1). To state it, we fix some notation. Let (n.H^) be an irreducible representation of Gs- It can be written as (tToq.Hoq) (g> (717, Hf). Assume it occurs in L2(T\Gs)d- Then it has finite multiplicity (again as a consequence of the theory of automorphic forms). Assume that tt is not trivial. Then Tr^ and 717 are both infinite dimensional (XIII, 4.2). We have Hi(Gs;Hv) = HUG^HZ»E)»H*d(GSf;H^). The second factor is not zero only if 717 is the tensor product of the Steinberg representations of the groups Gs (s £ S/), and then its cohomology is of dimension one, concentrated in dimension 77. On the other hand, H^(Goo; Hnoo ® E) can be non-zero only if tt^ has the infinitesimal character of E*. Then let G(E, St) be the set of equivalence classes of irreducible unitary representations tt of Gs such that TToo has the infinitesimal character of E* and 717 is as above. Let tt e G(E, St). Its multiplicity m^ is finite. The corresponding isotypic subspace can be written as 1^^ <S> Hnf, where 1^^ is the direct sum of m^ copies of Hnoo. Then we have H*d(Gs;L2(r\Gd)f®E) W =H*d(G00;E)® 0 HXG^IZQEn-rf] ireG(E,St) (see [128], 6.5(11)). Since H2(Gs;L2(T\Gs)ct 0 E) = 0 ([128], §7), the right-hand side of (1) represents the full L2 cohomology of I\ 4.2. By a theorem of [120] (which uses [136] in its proof), the L2 cohomology is the full cohomology. In complete analogy with XIII, 3.5, we then have (2) H*(T;E) = H2(GQO',E)® 0 H^G^I^® E)[-rf]. l£Gdis(E,St) Then, as was noted in [130], we may apply the argument of XIII, 3.9 to prove
252 xiv. non-cocompact 5-arithmetic subgroups 4.3 4.3. Theorem. (3) H*(g(k);E) = H2{GOQ;E) i.e. XIII, 3.9, but without any restriction on rkfc((/).
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Index admissible (g, e)-module: I, 2.2, 10-11 (g, K)-module: 0, 2.4, 3 G-vector bundle: III, 7.2, 71 scalar product: II, 2.2, 33 smooth module: X, 1.3, 192-193 Bruhat-Tits building: X, 2.3, 197-198 Cartan involution: 0, 3.3, 5 Casimir element: II, 1.3, 31-32 central exponents: XI, 1.15, 215 C°° vectors: 0, 2.3, 3 coefficient of a representation: 0, 2.2, 2-3 chamber: X, 2.3, 197-198 cohomology continuous: IX, 1.4, 171-172 Eilenberg-MacLane: IX, 1.4, 171-172 (&K): I, 5.1, 16 (0,e,L): I, 6.2, 19-20 Lie algebra: I, 1.1, 7 relative Lie algebra: I, 1.2, 8 compatible systems of positive roots: II, 6.6, 44 cuspidal p-pair: III, 4.1, 66 dominating p-pair: 0, 3.4, 6 exponent of a representation: IV, 1.4, 76 Ext functors Ext in C: IX, 1.5, 172 Ext in CfG (mixed case): XII, 2.3, 229-230 (t.d. group): X, 5.1, 205-206 Ext in C0,e category: I, 2.1, 9-10 Ext in C0,k category: I, 5.2, 16-17 Ext in C0ieiL category: I, 6.3, 20 Ext in Cg (real Lie group): IX, 5.1, 180- 181 (t.d. group): X, 1.4, 192-193 (mixed case): XII, 1.7, 228 finite G-finite vector: 0, 2.4, 3 e-flnite vector: I, 2.2, 10-11 locally G-finite: 0, 2.4, 3 locally e-finite module: I, 2.2, 10-11 finitely generated G-module: 0, 2.1, 2 finitely generated (0, £)-module: I, 2.7, 13 fundamental Cartan subgroup: III, 4.1, 66 fundamental parabolic subgroup: III, 4.1, 66 Gindikin-Karpelevic formula: V, 4.5, 105- 107 Hausdorff cohomology: IX, 3.1, 177 Hecke algebra of a product: XII, 2.2, 229 of a real reductive group: XII, 2.1, 229 of a t.d. group: X, 1.3, 191-192 Heisenberg group: VIII, 1.1, 151 Hochschild-Serre spectral sequence in continuous cohomology: IX, 4.3, 180 in differentiable cohomology: IX, 5.8, 183- 184 in relative Lie algebra cohomology: I, 6.5, 21-22 idempotented algebra: X, 5.5, 206-207 induced representation continuously induced: III, 7.10, 73 differentiably induced: III, 2.1, 61 inductive limit topology: X, 1.2, 191 infinitesimal character of a (0, K)-module: 0, 2.5, 3-4 of a 0-module: I, 2.2, 10-11 parametrization: III, 1.5, 61 infinitesimal equivalence: 0, 2.6, 4 Jacquet module: X, 3.2, 199-200 Kunneth formula in CG for mixed groups: XII, 3.1,3.2, 230- 231 in continuous cohomology of p-adic group: X, 6.1,6.2, 207-208 in Lie algebra cohomology: I, 1.3, 8 Langlands classification (p-adic case): XI, 2.11, 217 (real case): IV, 4.10, 87 Langlands data (p-adic case): XI, 2.9, 217 (real case): IV, 4.10, 87 Langlands parameter (p-adic case): XI, 2.12, 218 (real case): IV, 4.2, 84
260 INDEX Langlands representation or quotient (p-adic case): XI, 2.9, 217 (real case): IV, 4.10, 87 Laplacian: II, 2.4, 34 leading exponent: IV, 1.4, 76 matrix entry (see coefficient-) metaplectic group: VIII, 1.8, 153 module differentiable G-module: 0, 2.3, 3; XII, 1.3, 227 (g, K)-module: 0, 2.5, 3-4 (0,e,L)-module: I, 6.1, 19 smooth G-module: X, 1.3, 191-192; XII, 1.3, 227 topological G-module: 0, 2.1, 2 unitary (g, K)-module: 0, 2.5, 3-4 opposite p-pair: 0, 3.4, 6 oscillator representation: VIII, 1.10, 153 p-adic reductive group: X, 2.1, 196 parabolic pair (p-pair): 0, 3.4, 6 parabolic rank: 0, 3.4, 6 parabolic subgroup: 0, 3.4, 6 parahoric subgroup: X, 2.3, 197-198 Poincare duality: II, 3.4(5), 37 for cohomology: I, 1.4, 8 for Ext: I, 2.9, 13 for irreducible (g, K)-modules: I, 7.6, 24- 25 Poisson summation formula: VIII, 3.3, 161 primitive cohomology: II, 4.1, 37 primitive element: II, 4.7, 39 R-rank: 0, 3.2, 5 R-roots: 0, 3.6, 6 R-split torus: 0, 3.2, 5 reductive real Lie group of connected type: 0, 3.1, 5 restriction of scalars: VIII, 5.3, 165-166 S-arithmetic subgroup: XIII, 3.8, 242-243 semi-standard p-pair: 0, 3.4, 6 Shapiro's lemma: IX, 2.3, 175-176 s-injective: IX, 1.5, 172 s-injective resolution: IX, 1.5, 172 s-sequence: IX, 1.5, 172 smooth dual: XI, 1.9, 213-214 smooth vectors for t.d. groups in a module: X, 5.1, 205-206 in a topological module: X, 1.3, 191-192 space of spinors: II, 6.1, 43 special automorphism: X, 2.3, 197-198 special representation: X, 4.6, 202 split component of a parabolic subgroup: 0, 3.4, 6 of a reductive group; 0, 3.2, 5 of a torus: 0, 3.2, 5 standard Levi decomposition: 0, 3.4, 6 standard p-pair: 0, 3.4, 6 Steinberg representation: X, 4.6, 202 Stone-von Neumann theorem: VIII, 1.2, 151 strong morphism (s-morphism): IX, 1.5, 172 t.d. (totally disconnected) group: X, 1.1, 191 tempered representation real case: IV, 3.6, 83 p-adic case: XI, 2.4, 216-217 tensor product completed: IX, 6.1, 184-185 projective: IX, 6.1, 184-185 totally disconnected: see t.d. uniformly bounded representation: IV, 5.1, 87 unramified character: X, 2.2, 196-197 principal series: X, 3.2, 199-200 van Est theorem: IX, 5.6(H), 183 vector bundle C°°: III, 7.1, 71 Hermitian: III, 7.1, 71
Selected Titles in This Series (Continued from the front of this publication) 38 Guy David and Stephen Semmes, Analysis of and on uniformly rectifiable sets, 1993 37 Leonard Lewin, Editor, Structural properties of polylogarithms, 1991 36 John B. Conway, The theory of subnormal operators, 1991 35 Shreeram S. Abhyankar, Algebraic geometry for scientists and engineers, 1990 34 Victor Isakov, Inverse source problems, 1990 33 Vladimir G. Berkovich, Spectral theory and analytic geometry over non-Archimedean fields, 1990 32 Howard Jacobowitz, An introduction to CR structures, 1990 31 Paul J. Sally, Jr. and David A. Vogan, Jr., Editors, Representation theory and harmonic analysis on semisimple Lie groups, 1989 30 Thomas W. Cusick and Mary E. Flahive, The Markoff and Lagrange spectra, 1989 29 Alan L. T. Paterson, Amenability, 1988 28 Richard Beals, Percy Deift, and Carlos Tomei, Direct and inverse scattering on the line, 1988 27 Nathan J. Fine, Basic hypergeometric series and applications, 1988 26 Hari Bercovici, Operator theory and arithmetic in H°°, 1988 25 Jack K. Hale, Asymptotic behavior of dissipative systems, 1988 24 Lance W. Small, Editor, Noetherian rings and their applications, 1987 23 E. H. Rothe, Introduction to various aspects of degree theory in Banach spaces, 1986 22 Michael E. Taylor, Noncommutative harmonic analysis, 1986 21 Albert Baerristein, David Drasin, Peter Duren, and Albert Marden, Editors, The Bieberbach conjecture: Proceedings of the symposium on the occasion of the proof, 1986 20 Kenneth R. Goodearl, Partially ordered abelian groups with interpolation, 1986 19 Gregory V. Chudnovsky, Contributions to the theory of transcendental numbers, 1984 18 Prank B. Knight, Essentials of Brownian motion and diffusion, 1981 17 Le Baron O. Ferguson, Approximation by polynomials with integral coefficients, 1980 16 O. Timothy O'Meara, Symplectic groups, 1978 15 J. Diestel and J. J. Uhl, Jr., Vector measures, 1977 14 V. Guillemin and S. Sternberg, Geometric asymptotics, 1977 13 C. Pearcy, Editor, Topics in operator theory, 1974 12 J. R. Isbell, Uniform spaces, 1964 11 J. Cronin, Fixed points and topological degree in nonlinear analysis, 1964 10 R. Ayoub, An introduction to the analytic theory of numbers, 1963 9 Arthur Sard, Linear approximation, 1963 8 J. Lehner, Discontinuous groups and automorphic functions, 1964 7.2 A. H. Clifford and G. B. Preston, The algebraic theory of semigroups, Volume II, 1961 7.1 A. H. Clifford and G. B. Preston, The algebraic theory of semigroups, Volume I, 1961 6 C. C. Chevalley, Introduction to the theory of algebraic functions of one variable, 1951 5 S. Bergman, The kernel function and conformal mapping, 1950 4 O. F. G. Schilling, The theory of valuations, 1950 3 M. Marden, Geometry of polynomials, 1949 2 N. Jacobson, The theory of rings, 1943 1 J. A. Shohat and J. D. Tamarkin, The problem of moments, 1943
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