Автор: Wallach N.R.  

Теги: mathematics   algebra   natural sciences   reductive groups  

ISBN: 0-12-732960-9

Год: 1988

Текст
                    Real Reductive Groups I


This is Volume 132 in PURE AND APPLIED MATHEMATICS H. Bass, A. Borel, J. Moser, S.-T. Yau, editors Paul A. Smith and Samuel Eilenberg, founding editors A complete list of titles in this series appears at the end of this volume.
Real Reductive Groups I Nolan R. Wallach Department of Mathematics Rutgers University New Brunswick, New Jersey ACADEMIC PRESS, INC. Har court Brace Jovanovich, Publishers Boston San Diego New York Berkeley London Sydney Tokyo Toronto
Copyright © 1988 by Academic Press, Inc. All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopy, recording, or any information storage and retrieval system, without permission in writing from the publisher. ACADEMIC PRESS, INC. 1250 Sixth Avenue, San Diego, CA92101 United Kingdom Edition published by ACADEMIC PRESS INC. (LONDON) LTD. 24-28 Oval Road, London NW1 7DX Library of Congress Cataloging-in-Publication Data Wallach, Nolan R. Real reductive groups. (Pure and applied mathematics; v. 132- ) Includes index. 1. Lie groups. 2. Representations of groups. I. Title. II. Title: Reductive groups. III. Series: Pure and applied mathematics (Academic Press); 132, etc. QA3.P8 vol. 132, etc. 510 s [512'.55] 86-32199 [QA387] ISBN 0-12-732960-9 (v. 1: alk. paper) 88 89 90 91 9 8 7 6 5 4 3 2 1 Printed in the United States of America
To my mother Pauline Wallach "For as the sun is daily new and old, So is my love still telling what is told."
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Contents Preface xi Introduction xiii Chapter 0. Background Material 1 Introduction 1 0.1. Invariant measures on homogeneous spaces 1 0.2. The structure of reductive Lie algebras 4 0.3. The structure of compact Lie groups 6 0.4. The universal enveloping algebra of a Lie algebra 8 0.5. Some basic representation theory 10 0.6. Modules over the universal enveloping algebra 13 Chapter 1. Elementary Representation Theory 17 Introduction 17 1.1. General properties of representations 18 1.2. Schur's lemma 20 1.3. Square integrable representations 22 1.4. Basic representation theory of compact B groups 24 1.5. A class of induced representations 29 1.6. C™ vectors and analytic vectors 31 1.7. Representations of compact Lie groups 35 1.8. Further results and comments 39 vii
viii Contents Introduction 2.1. 2.2. 2.3. 2.4. 2.5. 2.A. 2.A.I. 2.A.2. The definition of a real reductive group Parabolic pairs Cartan subgroups Integration formulas The Weyl character formula Appendices to Chapter 2 Some linear algebra Norms on real reductive groups Chapter 2. Real Reductive Groups 41 41 42 48 56 60 65 68 68 70 Chaptpr 3. The Basic Theory of (g, K)-Modules 73 Introduction 73 3.1. The Chevalley restriction theorem 74 3.2. The Harish-Chandra isomorphism of the center of the universal enveloping algebra 77 3.3. (g,K)-modules 80 3.4. A basic theorem of Harish-Chandra 82 3.5. The subquotient theorem 86 3.6. The spherical principal series 92 3.7. A Lemma of Osborne 95 3.8. The subrepresentation theorem 97 3.9. Notes and further results 100 3.A. Appendices to Chapter 3 103 3.A.I. Some associative algebra 103 3.A.2. A Lemma of Harish-Chandra 104 Chapter 4. The Asymptotic Behavior of Matrix Coefficients 107 Introduction 107 4.1. The Jacquet module of an admissible (g,K)-module 108 4.2. Three applications of the Jacquet module 112 4.3. Asymptotic behavior of matrix coefficients 114 4.4. Asymptotic expansions of matrix coefficients 118 4.5. Harish-Chandra's H-function 125 4.6. Notes and further results 130 4.A. Appendices to Chapter 4 131 4.A.I. Asymptotic expansions 131 4.A.2. Some inequalities 133
Contents ix Chapter 5. The Langlands Classification 137 Introduction 5.1. 5.2. 5.3. 5.4. 5.5. 5.6. 5.7. 5.8. 5.A. 5.A.I. 5.A.2. 5.A.3. Tempered (g, K)-modules The principal series The intertwining integrals The Langlands classification Some applications of the classification SL(2,R) SL(2,C) Notes and further results Appendices to Chapter 5 A Lemma of Langlands An a priori estimate Square integrability and the polar decomposition 137 138 140 144 149 152 156 159 163 164 164 166 168 Chapter 6. A Construction of the Fundamental Series 173 Introduction 173 6.1. Relative Lie algebra cohomology 174 6.2. A construction of (t,/C)-modules 176 6.3. The Zuckerman functors 179 6.4. Some vanishing theorems 184 6.5. Blattner type formulas 188 6.6. Irreducibility 193 6.7. Unitarizability 196 6.8. Temperedness and square integrability 201 6.9. The case of disconnected G 203 6.10. Notes and further results 206 6.A. Appendices to Chapter 6 207 6.A.I. Some homological algebra 207 6.A.2. Partition functions 211 6.A.3. Tensor products with finite dimensional representations 212 6.A.4. Infinitesimally unitary modules 220 Chapter 7. Cusp Forms on G 225 Introduction 225 7.1. Some Frechet spaces of functions on G 226 7.2. The Harish-Chandra transform 230 7.3. Orbital integrals on a reductive Lie algebra 234
X Contents 7.4. Orbital integral on a reductive Lie group 243 7.5. The orbital integrals of cusp forms 250 7.6. Harmonic analysis on the space of cusp forms 254 7.7. Square integrable representations revisited 259 7.8. Notes and further results 264 7.A. Appendices to Chapter 7 265 7.A.I. Some linear algebra 265 7.A.2. Radial components on the Lie algebra 268 7.A.3. Radial components on the Lie group 273 7.A.4. Some harmonic analysis on Tori 277 7.A.5. Fundamental solutions of certain differential operators 282 Chapter 8. Character Theory 289 Introduction 289 8.1. The character of an admissible representation 290 8.2. The K-character of a (g, K)-module 294 8.3. Harish-Chandra's regularity theorem on the Lie algebra 296 8.4. Harish-Chandra's regularity theorem on the Lie group 311 8.5. Tempered invariant Z(g)-finite distributions on G 313 8.6. Harish-Chandra's basic inequality 320 8.7. The completeness of the nt 323 8.A. Appendices to Chapter 8 326 8.A.I. Trace class operators 326 8.A.2. Some operations on distributions 331 8.A.3. The radial component revisited 337 8.A.4. The orbit structure on a real reductive Lie algebra 342 8.A.5. Some technical results for Harish-Chandra's regularity theorem 349 Chapter 9. Unitary Representations and (g, K)-Cohomology 353 Introduction 9.1. Tensor products of finite dimensional representations 9.2. Spinors 9.3. The Dirac operator 9.4. (g, K)-cohomology 9.5. Some results of Kumaresan, Parthasarathy, Vogan, Zuckerman 9.6. u-cohomology 9.7. A theorem of Vogan-Zuckerman 353 354 359 365 368 373 381 388
Contents 9.8. 9.A. 9.A.I. 9.A.2. Bibliogi Further results Appendices to Chapter 9 Weyl groups Spectral sequences aphy XI 394 396 396 398 403 Index 411
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Preface This book is intended as an introduction to the representation theory of real reductive groups. It is based on courses that the author has given at Rutgers for the past 15 years. It also had its genesis in an attempt of the author to complete a manuscript of the lectures that he gave at the CBMS regional conference at The University of North Carolina at Chapel Hill in June of 1981. When the manuscript for those lectures reached over 300 pages the author realized that the scope of the project involved much more than was expected for a CBMS volume. We apologize to the conference board for not having completed the volume that was expected. We, however, hope that this book will in part fulfill the obligation. Initially, it was our intention to present the subject of representations of real reductive groups from the beginning to recent research, all in one volume. This has also been beyond the ability of the author. We have opted to present the material in two volumes in order to expand upon the original extremely terse exposition and to include recent developments in even the more "classical" aspects of the theory. There are many people that have been helpful in the production of this volume. We thank our students (both former and present) for their patience over the years with the lectures on which this book is based. We especially thank Roberto Miatello for all of the errors that he has found in the various earlier versions of this material and for his many helpful comments. Hans xiii
xiv Preface Duistermaat pointed out a major blunder in our original exposition of Harish-Chandra's regularity theorem. His explanation of the method of proof of this theorem that will appear in his forthcoming book with Kolk was very helpful. We also thank Kenneth Gross for having organized the above- mentioned CBMS regional conference so well. Finally, we take this opportunity to thank Armand Borel for his editorial help, encouragement and patience throughout the preparation of this opus. We also take this opportunity to thank the National Science Foundation for the summer support during the preparation of this volume.
"You do not understand my philosophy. But that is the way science progresses each generation misunderstands the previous one." — Harish-Chandra Introduction The representation theory of real reductive groups is one of the most beautiful, demanding, useful and active parts of mathematics. Although there have been many important contributors to the field. Harish-Chandra, through his power and vision, almost single-handedly changed the field from a backwater of physics to what it is today. For better or for worse Harish- Chandra, in developing his awesome theory, also established the style of the field. Few disciplines in mathematics put as much emphasis on their technical details. This aspect of the subject makes it an extremely easy part of mathematics to read "line by line" and a very difficult part for those who would just like an "over-all" picture of the subject. Although this book is a product of the Harish-Chandra legacy, we have attempted to allow the reader to get a "feel" of the subject without necessarily having understood every line. It is hoped that upon a first reading, the material will be studied by "jumping" from one part, that may seem interesting, to another. We have endeavored to do enough cross-referencing so that a reader could open the book in the middle and understand the material there by following the details backward. A careful reader will find mathematical gems in unlikely places. Kostant's theorem on rt-cohomology is in Chapter 9, Zuckerman's translation principal is in an appendix to Chapter 6, radial component theory is in the appendices to Chapter 7, Kostant's theorem on nilpotent orbits is in an appendix to Chapter 8. XV
xvi Introduction As the title indicates, there is a forthcoming second volume which will contain, in particular, a proof of Harish-Chandra's Plancherel theorem. Although both volumes emphasize the analytic aspects of the theory, the material in the volume at hand is more algebraic than the second volume. The reader who is predominantly interested in the algebraic aspects of the theory can read this volume without being too "contaminated" by analysis. Let us now give a "thumbnail tour" of the present volume. Chapter 0 is a compendium of some of the basic results that usually appear in a first course in Lie groups and Lie algebras. It is included to establish notation and references. The purpose of Chapter 1 is to introduce the theory of infinite dimensional representations of Lie groups. The material presupposes no prior knowledge of the reader. Our account is tailored to the needs of the later chapters and since most of representation theory of general Lie groups is unnecessary to the case of real reductive groups, the reader should be aware that this chapter is just the tip of the iceberg. The chapter emphasizes representations on Hilbert spaces. Basic material on smooth, analytic and "K-finite" vectors is included. A novel aspect of this chapter is the development of the Peter-Weyl theory for compact Lie groups as a corollary to the theory of square integrable representations. In Chapter 2, we introduce the class of Lie groups that will be studied throughout the remainder of the book. In particular we make the term "real reductive group" precise. The only prerequisites for this chapter are included in Chapter 0. We develop the theory of parabolic subgroups and Cartan subgroups. We take the more primitive notion to be that of parabolic subgroup and then show how the theory of Cartan subgroups is an outgrowth. Most of the classical groups are introduced in this chapter. We give the Iwasawa, Bruhat and Cartan decompositions for the groups. Integration formulas are given for these decompositions as are various versions of the Weyl integration formula. We also include a proof of the Weyl character formula (the standard one) since a similar proof will be used for the discrete series in Chapter 8. The material of Chapter 3 is the "heart" of the "algebraic" approach to representation theory. It contains various forms of the Chevalley restriction theorem and the Harish-Chandra homomorphism. The formalism of (g, K)- modules is introduced. The critical notion of admissibility is developed. A proof is given of Harish-Chandra's theorem that irreducible unitary representations are admissible. The chapter also includes the celebrated "sub-quotient theorem" of Harish-Chandra, Lepowsky, Rader and its corollary (in our development), the subrepresentation theorem of Casselman. The latter result is perhaps the most important single theorem to our development. It makes
Introduction xvii the theory of the real Jacquet module a viable approach to the representation theory of real reductive groups. Also our proof of this theorem contains ideas that will be critical to later developments in the book. The chapter also includes the basic theory of spherical functions. Most of the material in this chapter is algebraic or at least has algebraic statements. We have, however, given some analytic proofs of theorems that now have completely algebraic proofs. We indicate where the-more algebraic approach can be found in the literature. Chapter 4 is the core of our approach to the subject. It contains the theory of the real Jacquet module and its consequence (in our exposition) the asymptotic behavior of matrix coefficients. This chapter is strongly influenced by our joint work with Casselman (which was motivated by the p-adic theory of Jacquet [1]) and by Harish-Chandra's theory of the constant term. Indeed, as we shall see in Volume 2, this latter theory is a consequence of the material in this chapter. Our approach to the asymptotic expansions is module theoretic. Special cases of the results can also be found in Warner [2]. Also a modern account of Harish-Chandra's original approach can be found in Casselman, Milicic [1]. The critical difference between our results and that of Harish-Chandra is that we give asymptotic expansions of smooth matrix coefficients rather than just "K-finite" ones. The point of Chapter 5 is to give a proof of the Langlands quotient theorem ("Langlands classification"). This theorem reduces the classification of irreducible (g, K)-modules to the classification of "tempered" (g, K)-modules. The elementary aspects of tempered representations and their relationship with square integrable representations is also given. At this point in our development, the critical importance of the irreducible square integrable representations has become manifest. However, in this chapter these representations are described only in the case of SL(2,R). Chapter 6 is devoted to a homologico-algebraic approach to constructing "admissible" (g, K)-modules that is equivalent to that of Zuckerman using derived functors of the "K-finite functor". Our approach follows the broad lines of our joint work with Enright. An approach that is closer to Zuckerman's original ideas can be found in Vogan [2]. Using, what we call Zuckerman's functors, we construct irreducible unitary representations. These representations had been conjectured to be unitary by Vogan (a generalization of a conjecture of Zuckerman). Vogan gave the first proof of this result, using Harish-Chandra's theory of tempered representations. Our proof is elementary, and we use it as a basis for the theory of tempered representations. We single out the families constructed from so-called "0-stable Borel subalgebras" and call them the "discrete series". Using the theory of Jacquet module we
xviii Introduction prove that they are square integrable. In Chapter 8 it is shown that these representations exhaust the irreducible square integrable representations. The reader can go directly from this chapter to Chapter 9 which studies the "twisted" (g, K)-cohomology with respect to unitary modules. A complete proof (mainly due to Vogan, Zuckerman and Kumaresan) of a conjecture of Zuckerman (that completely calculates this cohomology) is given there using the modules constructed in this chapter. The next step is to prove that the "discrete series" exhausts the irreducible square integrable representations. In our approach, this is where the analysis begins in earnest. The next two chapters are very close to the spirit of Harish-Chandra's original approach. In Chapter 7, the basics of Harish- Chandra's theory of orbital integrals is given. Our approach differs in one important detail. We do not use the theory of the discrete series to prove that the orbital integrals define tempered distributions. Instead, we use a special case of Kostant's convexity theorem (essentially due to Thompson [1]). The critical idea in this chapter is Harish-Chandra's characterization of the matrix coefficients of the discrete series in terms of the vanishing of certain integral transforms. That is, these matrix coefficients span the space of "cusp forms". We give Harish-Chandra's formula for recovering a cusp form from its orbital integrals. This result implies Harish-Chandra's basic theorem that says that irreducible square integrable representations can exist if and only if there is a compact Cartan subgroup. However, the completeness theorem must wait for the results in the next chapter. At this point the reader should have noted a glaring omission in the contents of this book. The only mention of character theory has been in connection with the Weyl character formula. Chapter 8 is devoted to Harish-Chandra's theory of characters of admissible representations. These characters are initially defined as distributions on the group (as traces of generalized convolution operators). The main theorem on characters is that they are given as integration against a locally integrable function (Harish-Chandra's regularity theorem). Furthermore, on each Cartan subgroup this function has a form reminiscent of the Weyl character formula. With the "local L1-theorem" in hand we prove that the Fourier coefficients of orbital integrals of cusp forms are multiples of characters of what we called the discrete series in Chapter 6. The completeness theorem is now immediate. As we observed above, Chapter 9 could be read immediately after Chapter 6. This chapter contains a concise introduction to (g, K)-cohomology, vanishing theorems due to Kumaresan, Enright, Vogan-Zuckerman and the complete calculation of (g, K)-cohomology with respect to a tensor product of a finite dimensional and an irreducible unitary representation (due to Vogan and
Introduction xix Zuckerman). The reader should consult Borel, Wallach [1] for an account of the general theory and its applications to discrete groups. We include tables of the vanishing theorems. There are several books whose contents have significant overlaps with this one. Knapp's recent book (Knapp [1]) approaches the subject through examples. Since this book contains very few worked examples, we recommend that the reader approaching the subject for the first time, study Knapp's book in conjunction with this one. Since there are important differences in the approaches to the material in these two books, even a more sophisticated (in representation theory) reader would benefit from having read both. Another important reference for the theory is Vogan [1] which covers a good deal of the more algebraic material in this volume. Again, there is a significant difference in emphasis and the student should benefit from a study of both this volume and that of Vogan. There is also a third (very stylish) approach to the subject involving sheaves of differential operators on algebraic varieties. This theory, mainly due to Beilinson, Bernstein and Brylinski, Kashiwara is the subject of a forthcoming book of Milicic. Other notable books on the subject are Warner [1], [2] and Varadarajan [1]. Both of these works follow Harish- Chandra's original methods quite closely. Warner's treatise in addition contains a very thorough introduction to representation theory (i.e., C™- vectors, analytic vectors, induced representations). These books (and Helgason [1]) were valuable aids in the preparation of this work. The literature in the field of reductive groups is vast. We have done our best to give adequate references. However, as is the case in any growing field, there are cases when a result has been proved (partially) by many authors. It would be a project beyond the scope of this book to give the precise history of the genesis of the theorems included in this book. However, in most cases the interested scholar should be able to determine a precise chronology by consulting the citations that we have included. A reader who has mastered the basic graduate curriculum in mathematics should have all the mathematical background necessary to master the material in this volume. However, the serious student should approach this work with an ample supply of paper and pencils. Be patient and it will be yours.
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0 Background Material Introduction The purpose of this chapter is to compile some of the background results, terminology and notation that will be used in this book. We recommend that the reader use this chapter basically for reference purposes. However, it might be worthwhile for the reader to skim through it on his first reading to become familiar with some of the notation and definitions. There are almost no proofs in this chapter. Everything covered can be found with adequate explanations in the references that we give, except for the material in Section 6. In Section 6 we give a noncommutative variant of the Artin-Rees Lemma of commutative algebra. There is a general Artin-Rees Lemma for nilpotent Lie algebras (see McConnell [1], Nouaze, Gabriel [1]). Lemma 0.6.4 appears for the first time in Stafford, Wallach [1]. 0.1. Invariant measures on homogeneous spaces 0.1.1. Let G be a locally compact topological group. Then a left invariant measure on G is a positive measure, dg, on G such that I f(xg)dg = J f(g)dg G G 1
2 0. Background Material for all x e G and all / in (say) CC{G). If G is separable then it is well known (Haar's theorem) that such a measure exists and that it is unique up to a multiplicative constant. If G is a Lie group with a finite number of components then a left invariant measure on G can be identified with a left invariant n-form on G (here dim G = n). If /x is a non-zero left invariant n-form on G then the identification is implemented by integrating with respect to /i using the standard method of differential geometry. If G is compact then we will (unless otherwise specified) use normalized left invariant measure. That is, the total measure is one. If dg is a left invariant measure and if x e G then we can define a new left invariant measure on G, jUx, as follows: Hx(f) = j f(gx)dg. G The uniqueness of left invariant measure implies that Hx(f)=d(x)jf(g)dg. G with 3 a function of x which is usually called the modular function of G. If S is identically equal to 1 then we say that G is unimodular. If G is unimodular then we will call a left invariant measure (which is then automatically right invariant) invariant. It is not hard to see that 3 is a continuous homomorphism of G into the multiplicative group of positive real numbers. This implies that if G is compact then G is unimodular. If G is a Lie group than the modular function of G is given by the following formula: S(x) = |det Ad(x)| where Ad is the usual adjoint action of G on its Lie algebra. 0.1.2. Let M be a smooth manifold and let \i be a volume form on M. Let G be a Lie group acting on M. Then (g*/.i)x = c(g,x)fix for each g e G, x e M. One checks that c satisfies the cocycle relation (1) c(gh,x) = c(g,hx)c(h,x) for h,g e G, x e M. We will write jM f(x)dx for jM f\i. The usual change of variables formula implies that (2) lf(gx)\c(g,x)\dx=lf(x)dx M G for / (say) in CC{G) and g e G.
0.1. Invariant Measures on Homogeneous Spaces 3 Let ff be a closed subgroup of G. We take M to be G/H. We assume that G has a finite number of connected components. A G-invariant measure, dx, on M is a measure such that (3) j f(gx) dx = j f{x) dx, f e Q(G), 0 e G. If dx comes from a volume form on M then (3) is the same as saying that \c(g,x)\ = 1 for all g e G, x e M. If M is a smooth manifold then it is well known that either M has a volume form or M has a double covering that admits a volume form. By lifting functions to the double covering (if necessary) one can integrate relative to a volume form on any manifold. Returning to the situation M = G/H, it is not hard to show that M admits a G-invariant measure if and only if the modular function of G restricted to H is equal to the modular function of H. Under this condition, a G-invariant measure on M is constructed as follows: let g be the Lie algebra of G and let h be the sub-algebra of g corresponding to H. Then we can identify the tangent space at Iff to M with g/h. The adjoint action of ff on g induces an action Ad~ of ff on g/h. The above condition says that |det Ad~(/i)| = 1 for all he H. Thus if ff° is the identity component of ff (as usual) and if ju is a non-zero element of Am(g/h)* (m = dim G/H) one can translate \i to a G invariant volume form on G/H°. Thus by lifting functions from M to G/H° one has a left invariant measure on M. Now Fubini's theorem says that we can normalize dg, dh and dx so that (4) \f{g)dg= j (\ f{gh)dh]d{gH) for / e Q(G). G G/H \H / 0.1.3. Let G be a Lie group with a finite number of connected components. Let ff be a closed subgroup of G and let dh be a choice of left invariant measure on ff. The following result is useful in the calculation of measures on homogeneous spaces. Lemma. // / is a continuous compactly supported function on H\G {note the change to right cosetsl) then there exists, g, a continuous compactly supported function on G such that f(Hx)=Sg(hx)dh. G This result is usually proved using a "partition of unity" argument. For details see, for example, Wallach [1, Chapter 2].
4 0. Background Material 0.1.4. Let G be a Lie group and let A and B be subgroups of G such that An Bis compact and that G = AB. The following result is useful for studying induced representations. Lemma. Assume that G is unimodular. If da is a left invariant measure on A and if db is a right invariant measure on B then we can choose an invariant measure, dg, on G such that Sf(g)dg= j f(ab)dadb for f e CC(G). For a proof of this result see for example Bourbaki [1]. 0.2. The structure of reductive Lie algebras 0.2.1. Let g be a Lie algebra over C. We use the notation 3(g) for the center of g. Then g is said to be reductive if g = 3(g) ® [g, g] with [g, g] semisimple. We recall the basic properties of g that will be used in this book with appropriate references. Recall that a subalgebra, h, of g is called a Cartan subalgebra if h is maximal subject to the conditions that h is abelian and if X e h then ad X is semi- simple as an endomorphism of g. Here, if X, Y e q then ad X(Y) = [X, Y~\ (as usual). Cartan subalgebras always exist and they are conjugate to one another under inner automorphisms (c.f. Jacobson [1. p.273]). If X e g then define the polynomials Dj on g by det(t/ - ad X) = £ tsD,{X\ here n = dim g. Let r be the smallest index such that Dr is not identically zero. Set D = Dr. X e g is said to be regular if D(X) is nonzero. Lemma. // X is regular then ad X is semi-simple. Futhermore, the centralizer in Qof a regular element is a Cartan subalgebra of g (Jacobson [1, p.59]). Fix, h, a Cartan subalgebra of g. If a e h* then we set ga = {X e g! [H, X] = a(H)X for all H e h}. If a and ga are non-zero then we call a a root of g with respect to h, and ga is called the root space corresponding to a. The set of all roots of g with respect to
0.2. The Structure of Reductive Lie Algebras 5 h will be denoted <t>(g, h) and called the root system of g (with respect to h). We have (1) g = f)0 0 9.- <*e1>(8.W (2) If ae<D(g,h)thendim(ga) = 1 (Jacobson [1, p.lll]). (3) Ifa,^ecD(g,h)then[ga,g/i] = ga + /i (Jacobson [1, p. 116]). (4) If a e <t>(g, h) then the only multiples of a in <t>(g, h) are a and —a (Jacobson [1, p.l 16]). 0.2.2. Let g be as above. If B is a symmetric bilinear form on g then B is said to be invariant if B([X, Y~\,Z) =-B(Y, \_X,Z]) for all X,Y,Ze g. A non-degenerate invariant form on g always exists. On [g, g] one takes the Killing form Jacobson [1, p.69] and on j(g) one takes any non-degenerate symmetric form. The direct sum of the two forms is then a non-degenerate invariant form on g. Fix such a form, B. Fix a Cartan subalgebra, h, in g. It is clear that h is orthogonal, relative to B, to all of the root spaces. We therefore see that (1) B restricted to h is non-degenerate. Thus, if \x e h* then we can define H^ e h by B{H,HJ = n{H) for//eh. We can then define a non-degenerate symmetric bilinear form ( , ) on h * by (H,x) = B(//„, //t) for n, t e h*. One has (2) (a,a) is a positive real number for a e <t>(g,h). (Jacobson [1, p.l 10]) Let hR denote the real subspace of h spanned by the Hx for a e <t>(g, h). Then one has (3) B restricted to hR is real valued and positive definite (Jacobson [ 1, p. 118]). 0.2.3. We retain the notation of the previous number. If a€%I)) we denote by sx the reflection about the hyperplane a = 0 in h. That is, sxH = H- (2a(ff)/(«, a))ff, for //eh.
6 0. Background Material sx is called a Weyl reflection. The Weyl reflections have the following properties: (1) VD(g,h) = (D(g,h) (Jacobson[l,p.ll9]). (2) sJ)R = hR. We denote by W(g,h) the group generated by the Weyl reflections. W-^g,!)) is called the Weyl group of g with respect to h. Let hR denote the subset of all H e hR such that a(H) is nonzero for all a e<t>(g,h). Let C denote a connected component of h'R. Then C is called a Weyl chamber. (3) W(q, h) acts simply transitively on the Weyl chambers (Bourbaki [2, p. 163]). 0.2.4. A subset P of <t>(g, h) is called a system of positive roots if <t>(g, h) is the disjoint union of P and -P( = {-a|ae P}) and if whenever aJeP and a + j8 e 0(g,h) then a + fi e P. If C is a Weyl chamber then the set of all a e ^(g,!)) that are positive on C is a system of positive roots. Conversely, if P is a system of positive roots then the subset of hR consisting of those H such that a{H) > 0 for all a e P is a Weyl chamber. Thus specifying a Weyl chamber is the same as specifying a system of positive roots. Fix a system of positive roots, P. Then a e P is said to be simple if a cannot be written as a sum of two elements of P. The set of all simple roots of P is called a simple system for P or a fcasi's for the root system <t>(g,h). Let it denote the simple system for P. Then it has the following properties (Jacobson [1, p. 120]): (1) it is a basis for (hR)*. (2) If p e P then 0 = £ naa with na e N. (3) W(g, h) is generated by the sx for a e rc (Bourbaki [2, p. 155]). 0.3. The structure of compact Lie groups 0.3.1. Let G be a compact Lie group with Lie algebra g. Let gc denote the complexification of g. Then gc is a reductive Lie algebra over C. In fact, if ( , ) is any positive non-degenerate symmetric bilinear form on g then we define a new form on g, < , >, as follows: (X, y> = j (Ad(g)X, Ad(g)Y)dg for X, Y, e g. G
0.3. The Structure of Compact Lie Groups 7 Here (as usual) dg denotes normalized invariant measure on G. The invariance of dg immediately implies that <.Ad(g)X, Ad{g)Y) = {X, Y) for g e G and X, Y e g, By differentiating this formula one sees that < , > is an invariant form on g. Thus, if u is an ideal of g then the orthogonal complement to u is also an ideal of g. Hence, dimension considerations imply that g is a direct sum of 1- dimensional and simple ideals. This clearly implies that g is reductive. Recall that the Killing form of g, B, is defined by the following formula: B{X, Y) = tr ad X ad Y for X,Ysq. Since ad X is skew adjoint relative to < , > for X e g it is clear that B(X, X) < 0 for X e g. Also, B(X, X) = 0 if and only if ad X = 0. Thus, g is semisimple if and only if B is negative definite. The converse is also true. Theorem. // g is a Lie algebra over R with negative definite Killing form then any connected Lie group with Lie algebra g is compact. This theorem is known as Weyl's theorem. For a proof see, for example, Helgason [1, Theorem 6.9, p.133]. 0.3.2. In this book a commutative compact, connected Lie group will be called a torus. Let T be a torus with Lie algebra t. If we look upon t as a Lie group under addition then exp is a covering homomorphism of t onto T. The kernel of exp is a lattice, L, in t. That is, L is a free Z module of rank equal to dim t. Let TA denote the set of all continuous homomorphisms of T into the circle. If /i e TA then the differential of n (which we will also denote by n) is a linear map of t into i'R such that fi{L) <= 2mZ. If fi is a linear map of t into i'R such that fi(L) <= 27n'Z then fi is called integral. If \i is an integral linear form on t then we define for t = exp(A'), t" = exp(n(X)). This sets up an identification of integral linear forms on t and characters of T. 0.3.3. Let G be a compact, connected Lie group. Then a maximal torus of G is (as the name implies) a torus contained in G but not properly contained in any sub-torus of G. Fix a maximal torus, T, of G. Then tc is a Cartan subalgebra of gc. The elements of <t>(gc,tc)are integral on t and thus define elements of TA. Thus, we will look upon roots as characters of T. We now list some properties of maximal tori that will be used in this book.
8 0. Background Material (1) A maximal torus of G is a maximal abelian subgroup of G (Helgason [1, P-287]). (2) If T and S are maximal tori of G then there exists an element g e G such that S = gTg1 (Helgason [1, p.248]). (3) Every element of G is contained in a maximal torus of G. That is, the exponential map of G is surjective. (Helgason [1, p.135].) (4) If T is a maximal torus of G then G/T is simply connected. (This follows from say Helgason [1, Cor.2.8, p.287].) Let T be a maximal torus of G. Let N(T) denote the normalizer of T in G (the elements g of G such that gTg~l = T). Let W(G, T) denote the group N(T)/T. Then W(G, T) is called the Weyl group of G with respect to T. If g e s e W(G, T) then we set sH = Ad(g)ff for H e t. This defines an action of W(G, T) on t. (5) Under this action W(G, T) = W(gc,tc) (Helgason [1, Cor.2.13, p.289]). 0.3.4. Let g be a semisimple Lie algebra over C. Then a real form of g, u, will be called a compact form if u has a negative definite Killing form. The following result is due to Weyl. Combined with Theorem 0.3.1 it is the basis of what he called the "unitarian trick". Theorem. // h is a Cartan subalgebra of g then there exists a compact form, u, of g such that u n h is maximal abelian in u. (Jacobson, [1, p.147].) 0.4. The universal enveloping algebra of a Lie algebra 0.4.1. Let g be a Lie algebra over a field F which we will think of as R or C. Then a universal enveloping algebra for g is a pair (A,j) of an associative algebra with unit, 1, over F, A, and a Lie algebra homomorphism,;, of g into A (here an associative algebra is looked upon as a Lie algebra using the usual commutator bracket, [X,Y~\ = XY- YX) with the following universal mapping property: If B is an associative algebra with unit and if a is a Lie algebra homomorphism of g into B then there exists a unique associative algebra homomorphism a~ of A into B such that a{X) = o~{j{X)). It is easy to see that if (A,j) and (B, i) are universal enveloping algebras of g then there exists an isomorphism, T, of A onto B such that Tj = i. Thus, if a universal enveloping algebra exists then it is unique up to isomorphism. The usual construction of a universal enveloping algebra of g is given as follows: Let T(g) denote the free associative algebra over F generated by the
0.4. The Universal Enveloping Algebra of a Lie Algebra 9 vector space g. That is, T(g) is the tensor algebra over the vector space g. Let /(g) denote the two sided ideal of T(g) generated by the elements XY- YX - IX, y] for X,Ysq. Set l/(g) = T(g)//(g). Let i denote the natural map of g into T(g). Let p denote the natural projection of T(g) into 17(g). Set ] = pi. Then it is easy to see that (U(q),j) is a universal enveloping algebra forg. The basic result on universal enveloping algebras is the Poincare-Birkoff- Witt Theorem (P-B-W for short): Theorem. Let Xl,...,X„be a basis of g. Then the monomials KXX'-Kxr" form a basis of l/(g) (Jacobson [1, p.159]). 0.4.2. In light of the uniqueness of universal enveloping algebras and P-B-W we will use the notation U(q) for the universal enveloping algebra of g and think of g as a Lie subalgebra of l/(g). Thus,;' will be looked upon as the canonical inclusion. Let l/m(g) denote the subspace of l/(g) spanned by the products of m or less elements of g. Then l/m(g) <= l/m + 1(9) defines a filtration of l/(g). This filtration is called the canonical filtration of l/(g). With this filtration l/(g) is a filtered algebra (that is, Up(q)U"(q)<= l/p + ,(g)). Let Gr l/(g) denote the corresponding graded algebra, g generates l/(g) and the elements XY — YX are in U '(g) for X, Y e g. Hence Gr l/(g) is a commutative algebra over F. Let S(g) denote the symmetric algebra generated by the vector space g. Then there is a natural homomorphism, fi, of S(g) onto Gr l/(g). P-B-W implies that this homomorphism is an isomorphism. If Xx,..., Xk are in g then set symm(xl~-xk) = (i/k\)YJxal---xak a the sum over all permutations a of k letters. Then symm extends to a linear map of S(g) to l/(g). Let q be the projection of l/m(g) into Gr l/(g). If x e S(g) is homogeneous of degree k, then it is easily checked that q(symm(x)) = x. Hence symm defines a linear isomorphism of S(g) onto V(q). In particular, if X sq then symm(Arm) = Xm (the multiplication on the left hand side is in S(g) on the right hand side it is in l/(g)). symm defines a linear isomorphism of S(g) onto l/(g) which is called the symmetrization mapping. We note that if a the Lie algebra (0) then U(a) = F. Let e be the Lie algebra homomorphism of g onto a given by e(X) = 0. Then e extends to a homomorphism of l/(g)ontoF which we also denote bye (rather thane~). eis called the augmentation homomorphism.
10 0. Background Material We denote by gopp the Lie algebra whose underlying vector space is g with bracket operation {X, Y} = [Y,X~\. Then l/(gopp) = l/(g)opp (the opposite algebra). The correspondence X h^ —X defines a homomorphism of g onto gopp whose extension to l/(g) will be denoted xT. We note that the linear map x i-» xT is defined by the following three properties: (1) lr=l. (2) XT = -X for X eg. (3) {xy)T = yTxT for x, y e l/(g). 0.4.3. Let b be a subalgebra of g. P-B-W implies that the canonical map of U(b) into l/(g) is injective. We can thus identify U(b) with the associative subalgebra of l/(g) generated by 1 and b. Let V be a subspace of g such that g = b ® V. Then P-B-W implies that the linear map l/(b)0S(K)-»l/(8) Given by b ® v i-» b symm(i>) for b e U(b), v e S(V), is a surjective linear isomorphism. Hence l/(g) is the free module on the generators symm(S(K)) as a U{b) module under left multiplication. Similarly, l/(g) is the free right U(b) module generated by symm(S(K)) under right multiplication by U(b). 0.5. Some basic representation theory 0.5.1. One of the most useful elementary results in representation theory is Schur's Lemma. There is a Schur's Lemma for most representation theoretic contexts (algebraic, unitary, Banach, etc.) In this book there will be several such Lemmas. We begin this section with a particularly useful one (usually called Dixmier's Lemma). It is based on the following result: Lemma. Let V be a countable dimensional vector space over C. If T is an endomorphism of V then there exists a scalar c such that T — cl is not invertible on V. Suppose that T — cl is invertible for all scalars, c. Then P(T) is invertible on V for all non-zero polynomials P in one variable. Thus if R = P/Q is a rational function with P and Q polynomials then we can define R(T) to by the formula P(T)(Q(T)"'). This rule defines a linear map of the rational functions in one variable, C(x), into End(K). If v e V is non-zero and if R e C(x) is non-zero with R = P/Q as above then R{T)v = 0 only if P(T)v = 0. Thus the map of
0.5. Some Basic Representation Theory 11 C(x) into V given by R i—► R(T)v is injective. Since C(x) is of uncountable dimension over C this is a contradiction. 0.5.2. We now come to Dixmier's Lemma. Let V be a vector space over C. Let S be a subset of End(K). Then S is said to act irreducibly if whenever W is a subspace of V such that SW W then W = V or W = (0). Lemma. Suppose that V is countable dimensional and that S a End(K) acts irreducibly. If T e End(K) commutes with every element of S then T is a scalar multiple of the identity operator. By 0.5.1 there exists c e C such that T — cl is not invertible on V. Since the elements of S preserve Ker(T — cl) and Im(T — cl) and since at least one of the two spaces must be proper, we see that T = cl. 0.5.3. Let g be a Lie algebra over F = R or C. Then a representation of g is a pair (a, V) with V a vector space over C and a a homomorphism of g into End(K). The universal mapping property of l/(g) implies that it extends to a representation of l/(g). We will write a rather than a ~ for this extension. If a is understood we will usually use module notation for representations of Lie algebras (and their extensions to enveloping algebras). That is, we will write xv for a(x)v. We will then call V a Q-module or a l/(g)-module (which, of course, it is in the usual associative algebra sense). If V and W are g-modules we denote by Homg(K, W) the space of all g- module homomorphisms (or intertwining operators) from V to W. That is, the space of all linear maps, T, of V to W such that TXv = XTv for X e g and v e V. We say that V and W are equivalent if there exists an invertible element inHomg(K,W). Let V be a g-module. Then a subspace, W, of V is said to be invariant if X W is contained in W for all X e g. V is said to be irreducible if the only invariant subspaces of V are V are (0). In this context Schur's Lemma says: Lemma. // V is an irreducible Q-module then Homg(K, V) = C7. Let v be a non-zero element of V. Then U(q)v is an invariant non-zero subspace of V. Hence U(q)v = V. P-B-W (0.4.1) implies that 17(g) is countable dimensional. Thus V is a countable dimensional. The result now follows from Lemma 0.5.2. 0.5.4. We now concentrate on a particularly important class of Lie algebras. A Lie algebra s over C is called a three dimensional simple Lie algebra (TDS for
12 0. Background Material short) if it has a basis H, X, Y with commutation relations [X, Y~\ = H, [//,X] = 2X, \_H, 7] = - 2Y. A concrete example of a TDS is sl(2,C) the Lie algebra of 2 by 2 trace zero matrices. Here one takes "o r o o_ y = "0 0" 1 0_ H = "1 0 0" -1_ We therefore see that if s is a TDS and if u is the real subalgebra of s with basis X — y, i(X + Y), iH then u is isomorphic with the Lie algebra of St/(2) (the group of 2 by 2 unitary matrices of determinant 1). Let (a, V) be a finite dimensional representation of s (that is, dim V is finite). Since SU(2) is simply connected, there is a Lie homomorphism a" of SU(2) into GL(V) (the group of invertible elements of End(K)) whose differential is a restricted to u. Let du be normalized invariant measure on SU(2). Fix ( , ) a positive non-degenerate Hermitian form (inner product for short) on V. Then we define a new inner product < , > on V as follows: <X vv> = | (o~(u)v,(j~(u)wydu fori;,weK. St/(2) Then (o~(u)v,a~(u)w> = <i>,vv> for u e SU(2) and v, weV. Differentiating this relation gives (Xv, vv> = —(v,Xw} for X e u and b,weK Thus if W is a s-invariant subspace of V then so is the orthogonal complement of W. We have proved: Lemma. // V is a finite dimensional s-module then V splits into a direct sum of irreducible s-submodules. The proof we have just used is a special instance of the celebrated "unitarian trick". This trick was also used in 0.3.1. 0.5.5. Thus to describe finite dimensional s-modules it is enough to describe irreducible ones. To do this we will use the following commutation relation in l/(s): (1) \_X, y] = nY"~l(H -n+ 1) for n = 1, 2,.... Let V be a finite dimensional irreducible s-module. Then H has an eigenvalue on V of maximal real part, c. Let v be a non-zero eigenvector for H with eigenvalue c. By the commutation relations denning a TDS we see that HXv = (c + 2)Xv. Thus Xv = 0. On the other hand, (2) HYnv = (c - 2n)Ynv and XY"v = n(c - n + l)Y"'lv by (1). We therefore see that there must be a non-negative integer, m, such that
0.6. Modules Over the Universal Enveloping Algebra 13 Ymv is non-zero but Ym+lv = O.Seti;0 = i>andi>„ = yni; for n= 1,2,.... Then (2) implies that v0,..., vm is a basis for a non-zero invariant subspace of V. Since V is irreducible, this implies that v0,...,vmisa basis of V. (2) now implies that tr H = (m + l)(c - m) on V. Since \_X, F] = H we must have tr H = 0 on K. Thus c = m. If VF is an m + 1 dimensional vector space over C with basis vv0,..., wm. We define the endomorphisms x, y and h of W by the following formulas: (3) xw0 = 0, xw„ = n(m — n + l)w„_ ! for n = 1,..., m; ywn = w„ +! for n = 0,..., m — 1 and ywm = 0; W„ = (m - 2n)w„ for n = 0,..., m. Then it is not hard to show that x, y, h satisfy the commutation relations of a TDS. Putting all of this together we have proved: Lemma. Let s be a TDS with standard basis X, Y, H. Then for every strictly positive integer m + 1 there exists up to equivalence exactly one irreducible m + 1 dimensional irreducible s-module, W. Furthermore, W has a basis w0,...,wm such that X, Y, H correspond to the elements x, y, h in (3) respectively. 0.6. Modules over the universal enveloping algebra 0.6.1. Let A be an associative algebra over C. Then A is said to be (left) Noetherian if whenever ^c- c Ik c • • • is a chain of left ideals in A then there exists, m, such that lm = lk for all k > m. Let g be a Lie algebra over C. Lemma. U(#) is Noetherian. If / is a subspace of U(g) set Gr/ = @(/n(/i#n(/J-'(9)). Here the notation is as in 0.4.2. If / is a left ideal of U(q) then Gr(/) is easily seen to be an ideal in Gr l/(g). Gr l/(g) is isomorphic with S(g). The Hilbert basis theorem implies that S(g) is Noetherian (Atiyah, Macdonald [1, p.81]). Hence we conclude that there is m such that Gr lm = Gr lk for all k> m. But then lm = Ik for all k > m.
14 0. Background Material 0.6.2. If A is an algebra with unit over C then an ,4-module, M, is said to be finitely generated if there exist elements mx,..., mn of M such that M = S Anij. Lemma. Let A be Noetherian and let M be a finitely generated A-module. If Mi a • • • a Mn a • • • is a chain of submodules of M then there exists m such that Mm = Mk for all k > m. This is proved by induction on the number of generators and is left to the reader (cf Atiyah, Macdonald [1, p.75]). 0.6.3. Let A be as in the previous Lemma. Let / be a two-sided ideal of A. We set /* equal to the ideal in A generated by the products of k elements of /. Then / is said to have the Artin-Rees property (AR property for short) if whenever M is a finitely generated /1-module and N is a submodule of M there is a non- negative integer k such that (1) (Ik + iM)^N = IJ(IkMi^N) for allj > 0. If t is an indeterminate set Alt] = A ® C[t]. That is, A\t] is the algebra of all polynomials in t with coefficients in A. If / is a two sided ideal in A then we set /* = A + tl + t2I2 + ■■■ + tkIk + ■■■in Alt']. Lemma. / has the AR property if I* is a Noetherian algebra. Let M be a finitely generated /1-module. Set M* = M + tlM + t2l2M + ■■■. Then M* is a finitely generated /*-module. Let N be a submodule of M. Put Nl= N + t(IMnN) + t2I(IMnN) + --- + trIr(IM niV) + - Nk = N + t(IM nN) + - + tk(lkM n N) + tk+lI(IkM niV) + - ThenA?! c N2 <= -is a chain of/*-submodulesof M*. There is thus a k such that Nk+j = Nk for all / > 0. This is the AR property. 0.6.4. If n is a Lie algebra over a field then we set nt = [n, n] and nm+i = [nm>n] for m = 1, 2, n is said to be nilpotent if there exists k such that nk = 0. Let g be a Lie algebra over C. Let n be a nilpotent Lie subalgebra of l/(g) such that if X is in g then IX, n] <= it. Let / = n(7(g). Then / is a two sided ideal in l/(8).
0.6. Modules Over the Universal Enveloping Algebra 15 Proposition. / has the AR property in (/(g). SetgA = g + m + t2rt! + t3n2 H in l/(g)[f]. Since itj = 0for/»0,gA is a finite dimensional Lie algebra over C. Thus if i is the natural inclusion of gA into l/(g)[t] then we have the extension i'~ to (/(gA). It is easy to check that i~(U(gA) = I*. Thus since (/(gA) is Noetherian, /* is also. Thus Lemma 0.6.3 implies the result. 0.6.5. We conclude this section with a particularly important construction of (/(g)-modules. Let b be a Lie subalgebra of g. Let M be a (/(b)-module. Let (/(g) act on U(g) ® M by left translation in the first factor. Let VM be the (/(g)- submodule of U(g) ® M generated by the elements b ® m — 1 ® bm for me M and b e (/(b). Then we set (/(g)®M = ((/(g)®M)/KM. L'(b) We now collect some properties of this construction. Let N be a (/(g)- module and let T be a (/(b)-module homomorphism of M into N, then (1) Then there exists a unique (/(.q)-module homomorphism of (/(g) ®m) M into N, TA such that TA(1 ® m) = Tm. Indeed, put T~(g® m) = yT(m). Then Ker T~ contains VM. Hence T~ induces a (/(g)-module homomorphism 7A of (/(g)®U(h) M into N. The rest is equally clear. (2) Let 0->/l^>B-^C->0bea (/(b)-module exact sequence. Then 0^U(Q)(g)AXu^)(g)BA l'u(g)(g)C^0 urn (/((>) t/(b> is a (/(g)-module exact sequence. Let V be a subspace of g such that g = b© V. (/(g) = S(K)(g> (/(b) as a right (/(b)-module under right multiplication (0.4.3). Thus we can look upon the modules (/(g) (g)U(b) D as S{V) ® D for D = A,B, C. Under this identification, aA = / ® a and j?A = / ® ;8, the result is now clear.
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I Elementary Representation Theory Introduction In this chapter we develop most of the general representation theory that will be needed in this book. We have attempted to make the material as elementary as possible. The infinite dimensional representation theory of Lie groups is a vast subject that has been studied by many authors in that last 40 years. Thus, a short chapter such as this one can only "scrape the surface" of the material. A much more encyclopedic account can be found in Chapters 4 and 5 of Warner [1]. The more general theory is not really necessary to our book, since we will be studying mainly reductive groups. We now give a description of this chapter. The first section is canonical except for the introduction of the conjugate dual to a Hilbert representation. This notion is of great importance to the representation theory of reductive groups. In the second section we give a variant of Schur's Lemma. As we indicated in Section 0.5 there are many variants of this Lemma. The one that we give for irreducible unitary representations is sufficient for our purposes. Section 3 is devoted to the most elementary properties of square integrable representations. As we will see in the later chapters, these representations are 17
18 1. Elementary Representation Theory the basic ingredients in the harmonic analysis of real reductive groups. Section 4 contains the Peter-Weyl theory of representations of compact groups. It also contains the critical (for our purposes) notion of isotypic component. In Section 5 we study a very special class of induced representations. A good exposition of the general theory of induced representations can be found in Warner [1, Chap. 5]. Included in this section is Frobenius reciprocity for compact groups. In Section 6 we introduce just enough of the theory of smooth and analytic vectors to do the representation theory of the later chapters. Again, the serious reader can consult Warner [1, Chap. 4] for a much more comprehensive account. Section 7 is devoted to giving the Cartan-Weyl classification of irreducible representations of connected compact Lie groups. We give some details of these well-known results, since the proof we use involves concepts that will be needed in later chapters. 1.1. General properties of representations 1.1.1. Let G be a separable, locally compact group with left invariant measure, dg (0.1.1). Let V be a topological vector space over C. We denote by, End(K), the space of continuous endomorphisms of V and by GL(V) the group of all invertible elements of End(K). Then a representation of G on V is a homomorphism, it, of G into GL(V) such that the map G x V -> V given by g, v i—► it(g)v is continuous. That is, the homomorphism, it, is strongly continuous. We will say that (it, V) is a representation of G. Let (it, V) be a representation of G. Then a closed subspace, W, of V will be said to be invariant if it(g)W is a subspace of W for all ge G. (it, V) will be said to be irreducible if the only invariant subspaces of V are (0) and V. If (it, V) and (a, W) are representations of G then a continuous linear map, T, of V to W such that Tit(g) = o(g)T for all g e G is called an intertwining operator or G-homomorphism. We use the notation HomG(K, W) for the space of intertwining operators. We say that (it, V) and (a, W) are equivalent if there exists a bijective element, T, in HomG(K, W) such that T~' is in HomG(W, V). If G is a Lie group and if V is a Frechet space (c.f. Reed, Simon [1, p.132]) then a representation (it, V) of G is said to be smooth if the maps of G to V given by g i—► it(g)v are Cx for all ve V. 1.1.2. In this book the most important class of representations that we will study will be representations (it, H) where H is a (separable) Hilbert space. Such a representation will be called a Hilbert representation. If (it,H) is a Hilbert representation and if it(g) is a unitary operator for all g e G then we call (it, H) a unitary representation.
1.1. General Properties of Representations 19 Let (it, H) be a Hilbert representation of G. Let |-| denote the operator norm on End(ff). The principle of uniform boundedness (c.f. Reed, Simon [1,111.9, p.81]) implies: (1) If fi is a compact subset of G then there is a constant, Cn, such that \it(g)\<Cn for all gen. The definition of a representation also implies: (2) If v, w e H then the map g i—► (it(g)v, vv> is continuous on G. 1.1.3. Lemma. Let H be a Hilbert space and let it be a homomorphism of G into GL(H). If (it,H) satisfies (1) and (2) above then (it,H) is a representation ofG. If / e CC(G) then we define for v,weH the sesquilinear form nf(v,w) by fif(v, w) = | f(g){it(g)v, w> dg. G Let supp / be contained in a compact subset, fi, of G. Then l%MI ^ Ca\v\ ■ |w| 11/11,(11/11, is the L1 norm of /). Hence there is an operator it(f) in End(H) such that W/)l ^ Qill/lli and nf(v,w) = (it(f)v,w} fori;, weH. If / is a function on G we set L(g)f(x) = f(g'lx) for g,xe G. Then (1) n(L(x)f) = it(x)it(f) for feCc(G),geG. If U is an open subset of G such that C1(U) is compact then we will use the notation Ll(U) for the space of all / e Ll(G) such that supp/ is a subset of U. The above considerations imply that it extends to a bounded linear map of Ll(U) into End(H) and that (1) is satisfied. Assume that 1 e U. If V is an open subset of U containing 1 and having the properties that VV is contained in U and that if v e V then v'1 e V then the map V x Ll(V) to Ll(U) given by x, f i—► L(x)f is continuous. Thus the map of V to H given by x i—► it(x)it(f)v is continuous for / e Ll(V) and i; e H. Let l/j- be a decreasing sequence of open relatively compact subsets of G such that f] Uj = (1). Let {u,} be a sequence of non-negative, continuous, functions on G such that supp Uj is contained in Uj and \uj(g)dg= 1.
20 1. Elementary Representation Theory Then one shows easily (using uniform continuity) that (2) lim (n(itj)v, vv> = <y,w> for v,weH. Let H0 denote the subspace of all v in H such that the map g i—► n(g)v is continuous on G. Then 1.1.2(1) implies that H0 is closed in H. Now (2) implies that H0 is weakly dense in H. Thus H0 = H. If v, w e H, and if x, y are in a compactum fi contained in G then ||7r(x)i; - n(y)w\\ < \\n(x)v - n(y)v\\ + Cn\\v - w\\. This completes the proof of strong continuity. Note. The part of the proof using H0 is taken from Warner [1, p.238]. In that reference it is shown (using the Theorem of Krein and Smulian) that only condition (2) is needed. 1.1.4. If (n,H) is a Hilbert representation of G then we set n*(g) = (n(g)'1)*. Then the conditions (1) and (2) of 1.1.2 are clearly satisfied by n*. Hence, (n*,H) is a representation of G which is called the conjugate dual representation of (rc, H). Clearly, one has (Tt(g)v,Tt*(g)w} = <i;,vv> for v,weH,geG. 1.2. Schur's lemma 1.2.1. Let G be a topological group. In this section we study variants of Schur's lemma that apply to unitary representations of G. The first and simplest form is: Lemma. Let (n,H) be an irreducible unitary representation of G. Then HomG(H,H) = CI. This result is easily proven using the spectral theorem. If T e HomG(H, H) then T* is also. Since T = (T+ T*)/2 + i(T - T*)/2i, it is clearly enough to prove that a self-adjoint intertwining operator is a scalar. We thus assume that T is self-adjoint. Let {Pn} be the family of spectral projections corresponding to T (Reed, Simon [1, p.234]). Since n(g)Tn(g)'l = T for all g e G, the uniqueness of the spectral family for T implies that each
1.2. Schur's Lemma 21 Pn e UomG(H,H). This implies that PaH = H or {0} for each Borel set in R. It follows that there is a closed interval J = [ — a,a~\ such that P, = /. If we bisect J then one of the two halves, say, Jx will have spectral measure /. Continuing to bisect in this way we find a nested sequence Jx => J2 => • • • of intervals each having spectral measure /. Since f] Jk is a point, {p}, we see that P is supported on {p}. Hence T = p/. 1.2.2. We now give a useful refinement of the above result. For this we need some notation. Let H be a Hilbert space. If B is a subset of End(ff) then set B' = {XeEnd(H)\TX = XT for all TeB}. Let B be a subalgebra of End(H) such that / e B and if Te B then T* e B. Then Von Neumann's observation is: (1) If v e H then (B')'p <= Cl(Bv). Indeed, since T* e B if TeB, the orthogonal complement to Cl(Bi;) is B-invariant. Thus, if P is the orthogonal projection of H onto Cl(Bi;) then P e B'. Hence, if T e (B')' then TP = PT. Thus, TCl(Bi;) is a subspace of Cl(Bi;). (1) now follows since v e Cl(Bi;). We can now give a refinement of Schur's lemma. Proposition. Let (n, H) be an irreducible unitary representation of G. Let D be a dense subspace of H that is G invariant. Let T be a linear map of D into H (there is no topology on D) such that Tn(g)v = n(g)Tv for all g e G, v e D. Assume also that there exists a dense subspace D' of H and S a linear map of D' into H such that < Tv, vv> = <u, Sw} for v e D, w e D'. Then T is a scalar multiple of I restricted to D. Let A denote the subalgebra of End(H) spanned by the operators n(g) for g e G. If X e A then, clearly, X* e A. Since tt(1) = I, I e A. We also note (2) If x, y e H, X e End(H) and if S > 0 is given then there exists U e A such that \\Ux-Xx\\<5 and \\Uy-Xy\\<5. Indeed, set V = H © H with the direct sum inner product. Let B = {U © U j U e A}. Then B' is the space of operators of the form U(x, y) = (Xx + Yy, Zx + Wy) with X, Y,Z,We A'.
22 1. Elementary Representation Theory Now Lemma 1.2.1 implies that (A')' = End(ff). Thus it is easy to see that (B')' is the space of all operators of the form U(x, y) = (Zx, Zy) with Z e End(H). (1) now implies that if Z e End(ff) then (Zx,Zy) e C\(B(x,y)). This clearly implies (2). Let T be as in the statement of the result we are proving. Assume that ve H and that v and Tv are linearly independent. (2) implies that there exists a sequence {Uj} in A such that lim Up = v and lim UjTv = v. Now, if w e D' then <i>, vv> = lim <UjTv, vv> = lim <TUp, vv> = lim <Up, Sw} = <i>, Sw} = <Tv, vv>. Since D' is dense in H this implies that Tv = v. Since this is ridiculous, we conclude that if v e D then v and Tv are linearly dependent. This easily implies that T is a scalar multiple of / on D. 1.3. Square integrable representations 1.3.1. Let G be a locally compact, separable group. Fix, dg, a right invariant measure on G. Let L2(G) denote the space of all square integrable functions with respect to dg. If / e L2(G) and if x e G define R(x)f by R(x)f(g) = f(gx) for g e G. Since dg is right invariant K(x) is a unitary operator for all x e G. Furthermore, <R(x)u,i>> = | u(gx)v(g) dg, o which is easily seen to be a continuous function of x. Lemma 1.1.3 implies that (R,L2(G)) is a unitary representation of G, called the right regular representation of G. 1.3.2. If (rc, H) is a Hilbert representation of G and if v and w are in H then we use the notation cvw for the function g h-> (n(g)v,wy. The functions c0jW are called coefficients or matrix coefficients of rc. Let (;r, //) be an irreducible unitary representation of G. Then we say that (it, H) is square integrable if it has a non-zero, square integrable matrix coefficient.
1.3. Square Integrable Representations 23 Lemma. // (n, H) is a square integrable representation of G then every matrix coefficient ofn is square integrable. Furthermore, there exists a unitary operator, TeHomG(H,L2(Gj), with closed range such that T(H) is a subspace of C(G) n L2(G). Fix w' and v', unit vectors in H such that cw. „- is square integrable. Set D' = {ve H\cVtC. e L2(G)}. We note that D' contains span{n(g)w'\ge G}. Thus D' is dense in H. Also, if v e D' then n(g)v e D', We define a map T from D' to L2(G) by Tv = cvy. Then Tn(x)v = R(x)Ti> for veD'. Define on D' the inner product ( , ) given by (v,w)= <u,w> + (Tv,Twy. (1) D' is complete relative to ( , ). Indeed, let {vj} be a Cauchy sequence in D'. Then {v}} is Cauchy in // and Tv} isCauchy in L2(G). Thus, u,-converges to ve Hand Tfjconverges to u e L2(G). In particular, a subsequence of Tvj converges pointwise, almost everywhere to u. But c„ >r. converges uniformly to c„,,. . Thus, u = c„ „- almost everywhere. This implies that v e D'. Let S denote the canonical inclusion of D' into H. Then S is clearly a bounded linear mapping of D' into //. Let S* denote the adjoint map from H to D'. Then S* satisfies the hypotheses of Proposition 1.2.2 with D = H. Thus S* = al with a e R. So £)' = //. It also implies that there exists b > 0 such that (2) <Tt;,Tvv> = b<u, vv> for v,we H. The lemma now follows using the map bll2T in light of (2) and the already observed fact that D' = H. 1.3.3. The above proof has as an immediate consequence the Schur orthogonality relations: Proposition. Let (it, H) and (a, V) be square integrable representations of G. (1) If it and a are not equivalent then | {n(g)x,y)> conj(O(0)z, w» dgi = 0. a for all x, y e H, z,w e V.
24 1. Elementary Representation Theory (2) There exists a constant d(n) > 0 such that if x, y, z,w e H then | (Tt(g)x,y} con)((Tt(g)z,wy)dg = d(n)~\x,zs)iw,ys). o Define the operators T and S by T(u)(g) = (n(g)u, y} and S(v)(g) = (a(g)v,w}. Then the proof of the preceding result implies that there exist t > 0 and s > 0 such that (\/t)T and (l/s)S are unitary intertwining operators from H and V, respectively, to L2(G). It follows that there exists a positive constant C such that \(T(u),S(v)}\ <C||u|||M| for all u e H, v e V. Hence, for each v e V there exists a unique A(v) e H such that <T(u),S(i;)> = (u,A(v)} for all u e H. It is easy to see that there exists a positive constant, a, such that (1 /a)A is a bijective unitary intertwining operator. This proves (1). We now assume that it = a. Then the above argument implies that | (n(g)x,y)> cori)((n(g)z,w)>)dg = a{w,y)(x,z} o = b(x,z)<w,_y>. Thus a(w,y) = (l/d)<w,_y> with d > 0. This completes the proof of (2). 1.3.4. If (rc, H) is a square integrable representation of G then the number d(n) in 1.3.3(2) is called the formal degree of it. d(n) has an interpretation as a generalized dimension in the theory of Von-Neumann algebras (Dixmier [1, p.281]). If G is compact then we will see (in the next section) that d(n) = dim H < oo. 1.4. Basic representation theory of compact groups. 1.4.1. Let HjJ < N, N < oo be Hilbert spaces then the symbol @-Hj will mean the Hilbert space completion of the algebraic direct sum of the H} with the inner product <£ vv E wi) = E <»,-. WA »,-. wi e ty, j < N. Let G be a topological group. Let (itj, Hj) be unitary representations of G for j < N. Let H = @;ffj. Then the representation of G, rc, on H given by the extension to H of 7r(g)(E u,) = S Ttj(g)vj is called the direct sum of (nj,Hj). Let G be a separable, locally compact, unimodular, group with invariant measure, dg. A sequence {u,} of non-negative continuous functions on G is
1.4. Basic Representation Theory of Compact Groups 25 called a delta sequence if the following three conditions are satisfied: (1) supp uj+1 is contained in supp Uj and f] supp us = {1}, (2) Uj(x) = Ujix'1), (3) Juj(flf)dflf= 1 for all;. a The following result is due to Gelfand, Graev, Piatetski-Shapiro (the proof we give is due to Langlands): Proposition. Let (n, H) be a unitary representation of G.If there exists a delta sequence Uj on G such that each n(uj) (1.1.3) is a compact operator (c.f. 8.A.1.1) on H then there exist unitary irreducible representations (jtj,Hj), j < N, N < oo, such that (n, H) is equivalent with the direct sum of the (tCj, Hj). Furthermore, for each i there are only a finite number of (itj, Hj) equivalent with (nh ff;). Let S be the set of all collections of closed, invariant, mutually orthogonal, irreducible subspaces of H. We order S by inclusion. Zorn's lemma implies that there is a maximal element, T, of S. Let V be the Hilbert space direct sum of the elements of T. Let X be the orthogonal complement to V. Then X is a closed, invariant subspace of H. Suppose that X is nonzero. Let ubea unit vector in X. Since lim n(uj)v = v we see that there exists i such that if u = u; then n(u)v is nonzero. Now, (2) implies that if Q = n(u) restricted to X then Q is non-zero and self-adjoint on X. Also, by assumption Q is compact. Let Z be an eigenspace for a non-zero eigenvalue for Q on X (such exist by the spectral theorem for compact self-adjoint operators c.f. Lemma 8.A.1.2). Then Z is finite dimensional. Let R be a non-zero subspace of Z of minimal dimension subject to the condition that R = W n Z for some closed invariant subspace, W, of X. Let Y be the intersection of all invariant subspaces of X containing R. If Y were reducible then Y could be written as an orthogonal direct sum A + B with A and B closed invariant subspaces of Y. Since Q leaves invariant any invariant subspace of X, we see that R must be completely contained in A or in B. But this contradicts the definition of Y. Hence Y is irreducible. We have now contradicted the definition of T. Hence X = 0 so V = H. The last assertion follows from the fact that the non-zero eigenvalues of each n(uj) have finite multiplicities. 1.4.2. For the rest of this section we will assume that G is compact. If / e C(G) and if ueL2(G) then R(f)u(x) = | u(xg)f(g)dg = | u(g)f(X-1g)dg.
26 1. Elementary Representation Theory Hence R(f) is the integral operator on L2(G) with kernel K(x, y) = f(x~ ly). Since G is compact we see that R(f) is a Hilbert-Schmidt operator. Hence R(f) is compact. The previous proposition therefore applies to (R, L2(G)). We now derive some consequences of that result. Proposition. Let (it, H) be an irreducible unitary representation of G. Then dim H < oo. Since G is compact and the matrix coefficients of it are continuous, (it, H) is square integrable. Thus Lemma 1.3.2 implies that it is equivalent to an irreducible closed subspace of L2(G) which is also contained in C(G). The result now follows from: Scholium. Let (X,n) be a measure space with total measure I. If V is a closed subspace of L2(X) contained in U°(X) then dim V < oo. Let ||- • -|| denote the L2-norm and let ||- • -\\x denote the L^-norm. Then it is clear that (*) ll/ll <: ll/IL for/6L»(X). Let Q be the inclusion of V into L2(X). Let W be the closure of V in U°(X). Then (*) implies that Q extends to a bounded operator from W to V. Hence W= V. The closed graph theorem now implies that there exists a positive constant such that (**) \\f\L<c\\f\\ iovfeV. Let fi,..., fd be an.orthonormal set in V. If ^ e C for i = \,...,d then IE IMft(x)\ < ||E iMftll < c||E ^-|| = c(I l^;|2)1/2. Choose Hi = conj(/(x)). Then we have Il/iWI^cdl/iWI2)1'2 fora.e.xeX This implies that El/WI2<c2 fora.e. xeX. Integrating this inequality over X yields d < c2. This proves the result. 1.4.3. As we have observed, if (n, H) is an irreducible unitary representation of G then it is square integrable.
1.4. Basic Representation Theory of Compact Groups 27 Lemma. Let (it, H) be an irreducible unitary representation of G. Then the formal degree of it is equal to dim H. Let d be the formal degree of it. Let vl,..., v„ be an orthonormal basis of H. Set fij = cVUVj. Then the matrix [,/ijM] is unitary. Hence Xl^(x)|2 = n forallxeG. If we integrate both sides of this equation over G then 1.3.3(2) implies that (\/d)n2 = n. Hence d = n as asserted. 1.4.4. Let GA denote the set of all equivalence classes of irreducible unitary representations of G. If y e GA we denote by L2(G)(y) the sum of all invariant, irreducible subspaces of L2(G) that are in the class y. The material in 1.4.2 implies that (1) dim L2(G)(y) < oo and L2(G) = ®L2(G)(y). 1.4.5. Let y e GA and let (it, H) e y. We set d(y) = d(it) = dim H( < oo). We put for g e G Xy(y) = XM = tr Jt(0). Then %y is called the character of y. Lemma. // y, \i are in GA then Jxy(0)conj(x„(0))d0= <5y>/J. G This is an immediate consequence of 1.3.3(2) and 1.4.3. 1.4.6. Let for yeGA, ay = d(y)conj(y,/). Let P denote the orthogonal projection of L2(G) onto L2(G)(y). Lemma. Py = R(txy). This result is also a direct consequence of 1.3.3(2) and 1.4.3. Corollary. If y e GA then dim L2(G)(y) = d(y)2. By the above lemma dim L2(G)(y) = tr R(a.y). This is easily seen (using the material in 1.4.2) to be equal to d(y)\ conj(ay(x"'x))dx = d(y) conj(^(l)) = d(y)2.
28 1. Elementary Representation Theory 1.4.7. Let (n, H) be a unitary representation of G. If y e GA then we set H(y) equal to the closure of the sum of all the closed, invariant subspaces of H that are in the class y. H(y) is called the y-isotypic component of H. Lemma (1) H(y) = n(«y)H. (2) H is the Hilbert space direct sum of the H(y). Hv,weH then R(a.y)cViW = cuw with u = n(a.y)v. live H(y) then cvw is a sum of matrix coefficients of y. Hence (n(ay)v,w) = <u,vv> for all ve H(y), we H. This implies that H(y) is contained in it(<xy)H. We now prove the reverse inclusion. If v e it(ay)H then R(a1,)c„ w = c0>w for all we H. Hence c„>we L2(G)(y) for all w e H. Let Z = span{7r(g)i;|ge G}. Then dim span{c.,w I z e Z, w e H} < d(y)2. This implies that dim Z < oo. Hence, Z splits into a finite direct sum of irreducible invariant subspaces each in the class of y. This completes the proof of(l). We now prove (2). We note that if v e H(y), w e H(n) with y and n distinct, then c„,w e L2(G)(y) n L2(G)(n) = {0}. This implies that <H(y), H(/z)> = 0. We must therefore only show that the sum of the H(y) is dense in H. We label GA as yx, y2,--- If y = fj then we set ay = a^. If u, we H then lim £ R(Xj)cv.w = c„,w iV->oo j<iV in L2(G). Thus if w e H is orthogonal to the algebraic sum of the H(y) then cv,w — 0 f°r a^ »eW. Hence w = 0. (2) now follows. 1.4.8. We conclude this section with a useful variant of the "unitarian trick". Lemma. Let (n,H) be a Hilbert representation of G (still assumed to be compact). Then there exists an inner product ( , )onH that gives the original topology on H and is such that relative to( , ),n is unitary. Define ( , ) as follows: (v, w) = | (n(g)v, Tt(g)w} dg for v, w e H. G There is a positive constant C such that |n(g)\ < Cforallge G (1.1.2(1)). Since
1.5. A Class of Induced Representations 29 Tt(g)n(g ') = / we also see that ||7t(0)i>|| > C 1\\v\\ for all ge G. Hence C~\v,v) < <u,u> <C(v,v) forallyeH. so ( , ) defines the same topology as < , >. The rest of the argument goes as usual (0.3.1, 0.5.4). 1.5. A class of induced representations 1.5.1. Let G be a unimodular, locally compact group. Let K and P be closed subgroups of G such that K is compact and such that G = PK. Let 3 denote the modular function of P (0.1.1). Let dp denote left invariant measure on P and let dk denote normalized invariant measure on K. Then we can choose invariant measure on G so that \f(9)dg= I f(pk)dpdk for feCc(G) (Lemma 0.1.4). a pxk We extend 3 to G by setting 3(pk) = 3(p) for p e P, k e K. This makes sense since 3(p) = 1 for p e K n P. If / is a function on K such that f(pk) = f(k) for pe K r\P then we extend / to G by setting f(pk) = f(k) for p e P and k e K. (1) If / is integrable on K and if f(pk) = f(k) for all p e P n X then J/(*0W*0)d* = J/(*)ifc. Indeed, there exists, g e CC(G) such that (see 0.1.3) $g(pk)dp = f(k) forall/ceX. p For this g we also have $g(x)dx= | g(pk)dpdk = \f{k)dk. G PXK K If x e G we set x = p(x)/c(x) with p(x) e P, /c(x) e K. This decomposition is not necessarily unique, but the ambiguity will be irrelevant to our argument. We have for x e G | f(k) dk = | g(u) du = | g(ux) du = | g(pkx) dp dk K G G P*K = I g(pp(kx)k(kx))dpdk= | 3(p(kx))g(pk(xk))dpdk pxK Px K = \3(kx)f(kx)dk. K since 3(p(x)) = 3(x). This proves (1).
30 1. Elementary Representation Theory 1.5.2. Let (a, W) be a Hilbert representation of P. In light of Lemma 1.4.8, we assume that the restriction of a to K n P is unitary. Let {H")0 be the space of continuous functions, u, from G to W such that (1) u(pg) = S(py'2a(p)u(g) for PeP,geG. If u, v e {Ha)0 then we set (2) <U,l>> = J <«(*), l>(*)>d*. Let H" denote the Hilbert space completion of (H")0 relative to < , >. If u e (H")0 and if g e G we set (3) na(g)u(x) = u{xg) for all x e G. Clearly n„(0)iie(ff'V 1.5.3. Lemma. (1) If g e G t/ien Jtff(gt) extends to a bounded operator on H". (2) (na,Ha) is a Hilbert representation of G which is unitary if a is a unitary representation of P. As above we write g = p{g)k(g) with p(g) e P, k(g) e X. Since the ambiguity in the definition of p(g) is in the compact set P n X, it follows that if fi is a compact subset of G then there exists a compact subset, fi', of P such that p(fi) is contained in fi'. Let ueH and let fi be a compact subset of G. If g e fi then (i) IW0HI2 = J IMMII2d/c = J «S(Mlk(P(/c0)M/c(M)ll2^. K K By the above p(kg) e (KQ)'. Hence 1.1.2(1) implies that there is a constant En such that \a(p(kg))\ < En for g e Q. Put Z)n equal to the supremum of S112 on Xn. Then (i) implies that (ii) \\n.(9)u\\ £ DaEa\\u\\ forged. This proves (1). SetCn = £)nCn. Using (ii) it is easy to see that if u, v, ze Hand if g e fi, then l<X(#)z,u> - <na(g)z,V)\ < Cn||z|| • ||u - u||, |<7r„(0)u,z> - <7rff(0)i;,z>| < Cq||m - v\\ ■ \\z\\. Since it is clear that the functions cu „ for u,ce (//")0 are continuous, the above
1.6. C°° Vectors and Analytic Vectors 31 inequalities imply (see Lemma 1.1.3) that (na,Ha) is a Hilbert representation of G. (i) combined with 1.5.1(1) implies that if a is unitary then na is unitary. 1.5.4. The representation (ita, H") constructed above is a special case of an induced representation. We will not have any use for a more general definition of induced representation. Thus, in this book, induced representation will mean the above construction. We will also use the notation Ind» forfo.ff"). 1.5.5. We now look at the special case when G is compact. Let P be a closed subgroup of G. We may take G = K in the above construction. Let (a, W) be a finite dimensional unitary representation of P. We study (ita, H"). Let y e GA then (with notation as in 1.4.7) (1) H"(y) is contained in (H")0. Indeed, if u e C(G), and if v e H then ita(u)v e (H")0. Thus (1) follows from Lemma 1.4.7(1). Fix (n,V\ a finite dimensional unitary representation of G. Let Te HomG( V, H"). Then (1) implies that T(V) e (H")0. Thus we can define TA (v) = T(v)(\) for v e H. It is clear that TA is in HomP(K, W). We have (2) The map 7V-► TA defines a linear isomorphism of HomG(K, H") onto HomP(V,W). Indeed, if S e HomP(K, W) define S~ (u)(g) = S(n(g)v). Then it is easy to see that S~ e HomG(K, H"). It is also clear that (TA)~ = T and (S~)A = S. (2) is usually called Frobenius reciprocity. It immediately implies (3) dimH"(y) = d(y)d\mUomP(V, W) for y e GA,(n,V)e y. 1.6. Cx vectors and analytic vectors 1.6.1. For the rest of this chapter we will be studying representations of Lie groups. Let G be a Lie group with a finite number of connected components. We fix a left invariant measure, dg, on G. Let (it, H) be a Hilbert representation of G. If v e H is such that the function <f>(g) = ic(g)v is of class Cx from GtoH then v is called a C™-vector or smooth vector for (it, H). The following result was first observed by Garding in order to prove Theorem 1.6.2.
32 1. Elementary Representation Theory Lemma. If f € C™(G) and if v e H then n(f)v is a smooth vector for (n, H). Let U be a relatively compact open subset of G containing 1. Let />'([/) be the space of all L1 functions on G with support in U. Let V be an open subset of U such that if x e V then x~' e V and VV c= I/. Then (1) Let / e C™(V) then the map of V to L'(G) given by F(x) = L(x)/ is of class C™. Indeed, if X e g (the Lie algebra of G, as usual) then we set L(X)f(g) = d/dtt = 0(f(exp(-tX)g). Taylor's theorem implies that there is e > 0 and £ a bounded function of t, g for |t|<e, such that f(exp(-tX)g) = f(g) + tL(X)f(g) + t2E(t,g) for |t| < e and g e V. This implies that \\L(x)L(X)f - (\/t)(L(x exp(tX))/ - L(x)/)||, = ||L(X)/ - (l/t)(L(exp(tX))/ - /)||, < \t\C with C an appropriate constant for |t| < e. This implies that F(x) is of class C1. This argument can be iterated to prove (1). We have seen in the proof of Lemma 1.1.3 that the correspondence / to n(f)v is a bounded linear map of Ll(U) into H. Thus the map of V to H given by x i—► 7r(L(x)/)i; isaC" map. Since n(L(x)f) = n(x)n(f). We see that the map of V into H given by xi—► 7r(x)7r(/)i; is of class C™. The lemma now follows since n(x) is a bounded linear operator on H hence it is of class C™. 1.6.2. Theorem. The space of C™ vectors of H is dense in H. As is well known, there exists a delta sequence Uj (1.4.1) consisting of C33 functions on G. Since lim n(uj)v = v for v e //. The result follows from the previous Lemma. 1.6.3. Let H ™ denote the space of all C °° vectors for tt. If v e H °°, and if X e g then we set n(X)v = d/dtt = 0 n(exp(tX))v. Then n(X) maps Hx into H1" and it is not hard to show (using Taylor's Theorem) that (1) n([X, Y]) = Tt(X)n(Y) - n(Y)n(X) on H for all X, Y e g.
1.6. C" Vectors and Analytic Vectors 33 Hence (n,Hx) defines a representation of g. The universal mapping property of l/(g) implies that n extends to 1/(3). If D e U(q) then we set pD(v) = \\n(D)v\\ for v e Hx. We give H™ the topology induced by the semi-norms pD for D e U(q). 1.6.4. Lemma. (1) ff00 is a Frechet space. (2) (rc, H00) is a smooth representation of G(l.l.l). Since U(q) is countable dimensional it is enough to show that H™ is sequentially complete to prove (1). Let (vj) be a Cauchy sequence in Hx. If X e g then {vj} and {Xvj} are Cauchy sequences in H. Thus there exist v, ue H such that lim Vj = v and lim Xi^ = u. We note that lim Xn(exp(tX))Vj = 7r(exp(tA'))u and that d/dt(e\p(tX)v = 7c(X)n(e\p(tX))v. Hence Vj + J 7r(exp(sA'))7r(A')fJds = 7r(exp(tA')f;J.. 0 If we take the limit of this expression in/ we have r v + J n(exp(sX))uds = 7r(exp(tA'))f;. 0 This implies that the map 11—► n(exp(tX)v is of class C1 with derivative equal to 7r(exp(tA'))u. Hence g 1—► n(g)v is of class C1. This argument can be iterated to show that v is a smooth vector. Hence Hx is complete. We now prove (2). We first observe that (i) The map Uj(q) ® Hx -> Hx given by g, v 1—► Jt(gf)u is continuous. We also have (ii) n(g)n(X)v = Tt(Ad(g)X)n(g)v for g e G, Xsq and veH^. Hence if D e l/(g), pG and if t' e H30 then pD(n(g)v -v)= MgMAdig-'Wv - n(D)i;||.
34 1. Elementary Representation Theory In light of (i), we have shown that (n, H™) is a representation of G. Now the argument that we used to prove (1) completes the proof of (2). 1.6.5. Let ZG(gc) denote the subalgebra of l/(gc) consisting of those g e U(qc) such that Ad(x)g = g for all x e G. If G is connected then ZG(gc) = Z(gc) the center of l/(gc). Lemma. Let (n, H) be an irreducible unitary representation of G. Then each z e ZG(gc) acts by a scalar multiple of I on ffx. If X e Qc we will use the notation, conj(A'), for complex conjugation of X relative to g. That is, if X = Xx + iX2 with Xx, X2 e g then conj(X) = Xy — iX2. We define a conjugate linear anti-homomorphism of U(qc) onto U(qc), x*—>x* as follows: (1) 1* = 1, (2) X* = -conj(X) forXegc, (3) (xy)* = }^*x* for x, y e l/(gc). It is clear that (Zc(gc))* = Zc(gc). If we take D = D' = Hai and T= n(z), S = 7r(z*) then the lemma follows from Proposition 1.2.2. If (rc, H) is a representation of G and if % is a homomorphism of ZG(g) to C such that n(z)v = ^(z)u for z e ZG(g) and v e Hx then ^ is called the infinitesimal character of n. 1.6.6. Let (;r, H) be a Hilbert representation of G. Then we say that v e H is an analytic vector for (rc, //) if the function is real analytic for all w e H. This agrees with the standard terminology (Warner [1, p.278]) since weak analyticity implies strong analyticity. However, we will only need this notion of analyticity in this book. We use the notation Hm for the space of analytic vectors of H. It is clear that if v e H then n(g)v e H and n(X)v e H for g e G and X in g. Hence, Hm is a representation of g. The main reason for the introduction of analytic vectors is the following result: Proposition. Let G be connected. If V is a Q-invariant subspace of Ha, then C \(V) (in H) is a G-invariant subspace of H.
1.7. Representations of Compact Lie Groups 35 If W is a subspace of H we denote by W1 the orthogonal complement of W in H. Then it is easy to see that Cl(VF) is equal to (W1)1. Let X e g, let v e V and let w be in V1. Then there exists e > 0 such that if |t| < e then (n(exp(tX))v,w) = £ (tnln\)(n(Xn)v, w> and the series converges absolutely. Since w e V1 it follows that <;r(exp(r.X>,w> = 0 for |t| < e. The real analyticity of ti—► (n(exp(tX))v, vv> now implies that <7r(exp X)v, vv> = 0 for all v e V, w e V1 and X e g. This implies that V1 is invariant under the operators 7r*(exp X) for X e g (see 1.1.4 for re*). Since exp(g) generates G as a group, we see that V1 is an invariant space for n*. Hence (K1)1 is an invariant subspace for it. 1.7. Representations of compact Lie groups 1.7.1. Let g be a reductive Lie algebra over C. We will use the notation of section 0.2. Fix h, a Cartan subalgebra of g. Fix B, an invariant non- degenerate form as in 0.2.2. Set <t>(g, h) = <t>. Fix P, a system of positive roots for <t>. Let A = {a!,..., a,} be the simple roots in P. (1) If X e ga and if Y e g_a then \_X, 7] = B(X, Y)HX. Indeed, [ga,g-a] is a subspace of h. If H e h then B([X, Y~\,H) = -B(X, [H, 7]) = a(H)B(X, Y). So (1) follows from the definition of Hx. 1.7.2. Lemma. Let (a, V) be an irreducible finite dimensional representation of g. Then the elements of h act semi-simply on V. Let for a e P, X e ga, Y e g^,, be non-zero. If H = (2/(a, a))Ha then X, Y, H span a TDS (0.5.4), s„. Hence Lemmas 0.5.4 and 0.5.5 imply that each Ha, a e P, acts semi-simply on V. Schur's Lemma implies that the elements of j(g) act by scalars on V. Since the span of the Hx, a e P and j(g) is h the lemma follows. 1.7.3. We note that the argument in the proof of the above Lemma actually proves (1) Let (a, V) be a finite dimensional representation of g. h acts semi-simply on V if s(g) does.
36 1. Elementary Representation Theory Let (a, V) be a (not necessarily finite dimensional) representation of g such that h acts semi-simply on V. If fi e h* then we set K„ = {p e V: hv = fi(h)v for all h e h}. Then K„ is called the fi-weight space of V and if fi e h* and V^ is non-zero then fi is called a weight of K. We now assume that V is finite dimensional. We partially order the weights of V by saying that ^>yif^ — yisa sum of elements of P. Let A be a weight of V that is maximal relative to the partial order. (2) '" 2(A, a)/(a, a) is a non-negative integer for a e P. Indeed, let s„, X, Y be as in the proof of Lemma 1.7.2. Then I^c Vli + at. Thus XV„ = (0). The result now follows from 0.5.4 and 0.5.5. If A is an element of b* satisfying (2) then we say that A is dominant integral. (3) If fi is a weight of V then 2(fi, a)/(a, a) is an integer for all a e <J>. This also follows from TDS theory. (4) If fi is a weight of V then so is sxfi for all a e <J>. Indeed, let sa be as above. Let v be a non-zero element of V^. Then there exists r>0 such that Xrv is non-zero but Xr+1v = 0. By TDS theory (fi + 2m)(H) = m, a non-negative integer. Also, TDS theory implies that if w = Xrv then YJw is non-zero for j = 0,..., m. Thus, the forms fi + 2(r - ;')a are weights of V for; = 0,..., m. Since safi is on this list of weights (4) follows. 1.7.4. We are now ready to give the Cartan-Weyl classification of irreducible finite dimensional representations of g. Theorem. (1) If V is an irreducible, finite dimensional Q-module then V has a unique highest weight (i.e., maximal weight), which we write as Av. Furthermore, the Av weight space is one dimensional. (2) // V and W are irreducible finite dimensional Q-modules then V and W are equivalent if and only if Av = A^. (3) // A is a dominant integral linear form on b then there exists an irreducible finite dimensional Q-module, V, such that Av = A. We set n+ = EaeJ, ga and n" = IaeP g_a. Then g = n" 0 h 0 n + . P-B-W implies that (0 l/(g)=l/(rT)U(b)l/(n + ). We now prove (1). Let fi be a maximal weight of V. Fix a non-zero element v € Vp. Then U(q)v = U(n~)v by (i). Since V is irreducible, this implies that
1.7. Representations of Compact Lie Groups 37 K= U(n~)v. Since the weights of I) on l/(rt~) are of the form — S n,Oy with rij non-negative integers, and the 0 weight space consists of the scalar multiples of 1.(1) now follows. Before we begin the proof of (2) we will introduce a concept that will be useful in the later chapters. Let b = h® n + . b is usually called a Borel subalgebra of g. If fi e h* we denote by CM the 1-dimensional b-module C with h acting by fi and n+ acting by 0. We set (0.6.5) (ii) Af(/z)= 1/(9) ®C„ (0.6.5). Vib) M{fi) is usually called a Verma module. By the first part of this proof h acts semi-simply on M(n) and the weights of M(n) are the linear forms n — S n,-ay with rij non-negative integers. Furthermore, the ji-weight space is spanned by 1 (x) 1. Let N be the sum of the submodules of M(n) that do not intersect C1 ® 1. Then it is easy to see that N is the unique proper maximal submodule of M(n). Hence, M(n) has a unique, non-zero irreducible quotient which we denote L(n). Let V be an irreducible, finite dimensional g-module with highest weight A. Then we have seen above that n + KA = 0. Hence there is a surjective g-module homomorphism of M(A) onto V (0.6.5(1)). But then V is equivalent to L(A). This implies (2). To prove (3) we need only show that if fi is dominant integral then L(n) is finite dimensional. So, assume that /* is dominant integral. Let a be simple root inPandletsa = s be the corresponding TDS. Set m = n(H) + l(X, Y, //areas above). Then (iii) Ym(\ (g> 1) e N (the maximal proper submodule of M(n)). Indeed, set v = ym(l ® 1). If P e A is not equal to a then \_qp, V] = 0 by the definition of simple root. Also 0.5.5(1) implies that Xv = 0. Since the simple root vectors generate n+ as a Lie algebra (0.2.1(3)), see that n + t; = 0. Now (i) implies that U(q)v e N. This proves (iii). (iv) If a is a simple root in P and if v e L(p) then U(%)v is finite dimensional. Indeed, this is true if v is the image of 1 ® 1 in L(/4 Let us call that element w. Set s = sa. Let Z — l/(s)w. Clearly, the union of the spaces l/J'(g)Z is L(n). Since each of these spaces is finite dimensional and s invariant (iv) follows. (v) If a is a weight of L(fi) and if s e VK(g, h) then so is a weight of L(n). This follows from (iv) using the argument proving 1.7.3(4) and 0.2.4(3). (vi) If a and y are weights of L(/i) agreeing on hR then a = y.
38 1. Elementary Representation Theory This is clear since 3(g) acts on L(n) by scalars. (vii) L(n) has only a finite number of weights. We set W = W(g,h). If a is a weight of L(n) then a is integral. 0.23(3) implies that there is s e W such that so is dominant integral. Thus in light of (iii) we need only show that there are only a finite number of dominant integral weights. We may (in light of (vi)) assume that 5(g) = 0. But then the integral forms are in a lattice in h*. If a is a dominant weight then a = \i — Q with Q a sum of elements of P. Thus <<7,<T> = ill - Q,a) < ill,a} = ill, {I - g> < ill, 11). Thus the dominant weights are contained in the intersecti on of a discrete set and a compact set. This proves our assertion. It is not hard to show that the weight spaces of M(n) are all finite dimensional. (One must show that the weight spaces of h on l/(n~) are finite dimensional.) Hence (vii) completes the proof of (3). 1.7.5. Let G be a compact Lie group with maximal torus T. For the rest of this section we will use the notation g for the complexification of the Lie algebra of G. We will also write h for tc. Then g is a reductive Lie algebra over C and h is a Cartan subalgebra of g. We may thus continue with the notation of the previous paragraphs. Let (rc, H) be an irreducible (unitary) representation of G. Then an isotypic component for T (1.4.7) is a weight space for h. We will thus use the notation H(ii) for the n weight space and also think of n as a character of T (0.3.2). In particular we will look upon the highest weight of H as a character of T. We now assume that G is connected. Let G~ be the simply connected covering group of G. Let p. be a dominant integral functional on h that is also T-integral (0.3.2). Then there is a representation n of G~ on L(fi) whose differential gives the action of g. Let Z denote the kernel of the covering homomorphism of G~ onto G. We assert that Z is contained in Ker n. Assuming this for the moment, we have Theorem. Let fibea dominant integral, T-integral form on h. Then there exists an irreducible unitary representation (ft^F") of G whose differential is equivalent to the %-module L(fi). Let y^ denote the equivalence class of n^. Then GA = {}>„.■ n dominant integral and T-integral}. We must show that Z is contained in Ker n^. Let p be the covering projection of G~ onto G. Set T~ = p~'(T). Then G~/T~ is a covering space
1.8. Further Results and Comments 39 of G/T. Since G/T is simply connected (0.3.3(4)), this implies that T~ is connected. Since Z is a subgroup of T~ we see that \i(Z) = 1. Z is easily seen to be central, so Schur's Lemma completes the proof. 1.8. Further results and comments 1.8.1. This section contains some results that are related to the material of this chapter. Some of them will be referenced to the literature and others will be left as exercises to the reader. They will not be used in the body of this book. 1.8.2. The material in Section 1.3 is strongly influenced by the material in Borel [1] on irreducible square integrable representations. We note that there is a slightly more general notion of square integrability which we will now discuss (we use the notation of Section 1.3). Let Z be the center of G. Let d(Zg) be a right invariant measure on Z\G. If # e ZA then we write L2(G;x) for tne space of all measurable complex valued functions on G such that f(zg) = X(z)f(9) for z e Z, g e G and 11/112= | \f(Zg)\2d(Zy)<K. z\o We set (itx(g)f)(x) = f(xg) for x,geG and / e L2(G; X). Then (icx, L2(G; X) is a unitary representation of G. Let (rc,//) be an irreducible unitary representation of G. Then Schur's lemma implies that there exists X e ZA such that n(z) = #(z)/ for z e Z. We say that (it, H) is square integrable modulo, the center with central character x, if there exist v, w e H - {0} such that cvwe L2(G;x)- The analogue of Lemma 1.3.3 is true in this context. The orthogonality relations (Proposition 1.3.3) also have an analogue. Here (jt, //) and (a, V) should be taken to have the same central character and the integration should be over Z\G. The proofs are essentially the same as those of Section 1.3. 1.8.3. As we indicated in Section 1.5, the notion of induced representation that we introduced is a special case of a more general theory. The interested reader should consult Warner [1], Chapter 5 for a comprehensive account of induced representations of Lie groups and for a complete set of references to the vast literature.
40 1. Elementary Representation Theory 1.8.4. We now use the notation of Section 1.6. Dixmier-Malliavan [1] have proved that if (it, H) is (say) a Hilbert representation of G then H™ is the span of the spaces it(f)H with / a smooth compactly supported function on G. This result allows one to give a simple proof of the following result. Theorem. Let P and K be closed subgroups of G with K compact. Let (a, W) be a Hilbert representation of P and let (H^Y' denote the space of all smooth elements of (Ha)0 with the topology of uniform convergence on compacta with all derivatives. Then (ita,(Ha)'x') is a smooth Frechet representation of G that is equivalent to (it, H™). 1.8.5. The Verma modules (1.7.4(ii)) will be studied in more detail in Chapters 4,6 and 9. There is a vast literature on this subject. The best reference is Dixmier [1], Chapter 7.
2 Real Reductive Groups Introduction In this chapter we introduce the class of real Lie groups that we will be studying throughout this book. The definition of a real reductive group that we give in Section 1 can be shown to be the same as that in Borel, Wallach [1, 0.3.1] if we add the condition of inner type. We have opted to give the more cumbersome definition since it allows an extremely elementary entry into the fine structure of these groups. We hope that the experts will not become too impatient with our presentation of the material. To the less expert reader we wish to issue a warning about some of the proofs in this chapter. Although, at first sight, they seem to be complete (indeed, possibly over-detailed) there are many points that have been left to the reader. Also the examples in this chapter should really be looked upon as exercises. The first section of this chapter gives the definition and basic structure of real reductive groups. It contains the Cartan and Iwasawa decompositions of these groups. The second section is, perhaps, the most important section of this chapter. It introduces the notion of parabolic subgroup and of parabolic pair. The theory of parabolic subgroups makes the harmonic analysis on real reductive groups tractable, since it reduces many problems on a real reductive group to corresponding problems on the Levi factors of these subgroups. In 41
42 2. Real Reductive Groups Section 3 we show how the theory of parabolic subgroups can be used to study Cartan subgroups of real reductive groups. The relationship between Cartan subgroups and cuspidal parabolic subgroups is one of the basic ingredients in Harish-Chandra's Plancherel formula. Section 4 contains integration formulas associated to various decompositions of real reductive groups that are consequences of the results in earlier sections. In the final section of this chapter we show how to use the Weyl integral formula to derive the Weyl character formula. We include this material since it contains many of the ideas that will be used in our exposition of the theory of square integrable representations of real reductive groups. 2.1. The definition of a real reductive group 2.1.1. Let F = R or C. Let (as usual) M„(F) denote the space of all n x n matrices over F. Let GL(n, F) denote (as usual) the group of all invertible elements of M„(F). Let ft,... ,fm be complex polynomials on M„(C) such that each fj is real valued on M„(R) and such that the set of simultaneous zeros of the fj in GL(n, C) is a subgroup, Gc, of GL(n, C). Then Gc is called an affine algebraic group defined over R. The subgroup, GR = Gcn GL(n, R) is called the group of real points. If in addition, g* e Gc for g e Gc then Gc is called a symmetric subgroup of GL(n, C). We define an automorphism 6 of GR by 6(g) = (g~1)*. Let Gc be a symmetric subgroup of GL(n, C) with real points GR. By a real reductive group we will mean a finite covering, G, of an open subgroup G0 of GR. Thus the statement "G is a real reductive group" carries with it all of the above data. We will also write p for the covering homomorphism from G onto G0. We will identify the Lie algebra of G with that of GR. Thus we can define on g, the Lie algebra of G, an involutive automorphism, 6, given by 6{X) = — X*. This automorphism is usually called a Cartan involution. 2.1.2. Examples 1. GL(n, R). GL(n, R) is clearly a real reductive group. 2. SL(n, R). Let SL(n, F) be the subgroup of GL(n, F) consisting of all g with det(g) = 1. Then all of the hypotheses are satisfied by SL(n, R). 3. GL(n, C). Here we look upon C" as R2" and multiplication by i denoted by J. Then GL(n, C) is the subgroup of GL(2n, R) given by the equations gj — Jg = 0. We can choose the identification of C" with R2" so that J* = —J. Thus the conditions in the definition are satisfied.
2.1. The Definition of a Real Reductive Group 43 4. SL(n,C). SL(n,C) = {g e M„(C)|det g = 1}. We leave it to the reader to show that SL(n, C) is a real reductive group. 5. 0(p, q). Let p and q be non-negative integers with p + q = n > 0. We look upon R" as the direct sum of Rp and R". Let Ipq be the operator on R" given by / on Rp and —/on R". Then 0(p,q) is given by the equations glp,qg* = ip,r Clearly, O(n,0) = O(0, n) is compact. We write 0(n) for O(n,0). 6. SO(p,q). SO(p,q) = 0(p,q) n SL(n, R). We write SO(n) for SO(n,0). 1. U(p, q). We look upon C + q as the direct sum of C and C. These in turn we identify with real vector spaces of twice the dimension as in Example 3. Then U(p,q) = GL(n,C) n 0(2p,2q)(n = p + q). We write U(n) for U(n,0). 8. SU(p, q). SU(p, q) = U(p, q) n SL(n, C). We write SU(n) for SU(n, 0). 9. Sp(n, R). We take J on R2" as in Example 3. Then Sp(n, R) is given by the equations gJg* - J = 0. 2.1.3. The above list just gives some of the so-called classical groups over R. We now give a general "example". In the proof of the next Lemma we will use several standard concepts that we have not yet denned. The point of this lemma is to reassure the experts that our concept of real reductive group is the "usual one". Lemma. A connected semi-simple Lie group with finite center is a real reductive group. Let G be as in the statement. Let g be the Lie algebra of G. Let 8 be a Cartan involution of g. Then if B is the Killing form of g, the form <X, Y> = - B(X, BY) is an inner product. Let AT,,..., X„ be an orthonormal basis of g relative to < , >. We use this basis to look upon g as R". Let Gc be the automorphism group of gc. If g e Gc then g* = 0 conj g~' conj 8 (here conj is complex conjugation in gc relative to g). Also GR = Aut(g). Set G0 = (GR)°. Then Ad is a covering homomorphism of G onto G0- Thus all the conditions are satisfied. 2.1.4. Let G be a real reductive group with Lie algebra g. We assume all of the data in 2.1.1. Let B(X, Y) = tr XY for X, Y in g. If X e g then 6(X) = — X* e g. {X, y> = -B(X,9Y) defines an inner product on g. Hence B is non-degenerate. Set f equal to the + 1 eigenspace for 6 in g and set p equal to the -1 eigenspace of 6 in g. Then the decomposition g = f © p is called a Cartan decomposition of g. One has: (1) f is the Lie algebra of a compact subgroup of G.
44 2. Real Reductive Groups Indeed, I is the Lie algebra of GR intersected with the orthogonal group of< , >. (2) [I, p] <= p and [p, p] <= I. This is clear from the definitions. We set g„ = I © ip. Then, if we denote by B the complex bilinear extension of B to gc (still given by the formula tr XY), B is negative non-degenerate on g„. Clearly, (g„)c = gc. g„ is called a compact form of g. The argument in 0.3.1 implies that gc is reductive. We have shown (3) The Lie algebra of a real reductive group is reductive. 2.1.5. We now study the global structure of a real reductive group, G. We first look at G0. Set K0={ge G0 \0(g) = g}. Then K0= G0n 0(n). Hence it is compact. Lemma. The map K0 x p -> G0 given by k, X i—► k exp X is a surjective diffeomorphism. Lett/ e G0.Then(/ = u exp X with u orthogonal and X self adjoint (2.A, 1.1) Clearly, gg* = exp(2X). Let f} be as in 2.1.1. Then /j(exp 2mX) = 0 for m= 1,2,.... Hence f}(e\ptX) = 0 for all t e R(2.A.1.2). Thus X e g. Since X = X* = -6X, X e p. But then ue G0. Hence ueX0. We therefore see that the map in the statement is surjective. That it is a diffeomorphism now follows from 2.A.4. We note that as immediate consequences of the above lemma we have: Corollary 1. 6(G0) = G0. Corollary 2. G0/K0 is connected and simply connected. 2.1.6. Let a be a subspace of p that is maximal subject to the condition that it is an abelian subalgebra of g. If H e a then since H is self-adjoint H is diagonalizable. Thus ad H is diagonalizable. That is, a acts semi-simply on g ■ under ad. If fie a* we set g* = {X e g! [ff.X] = n(H)X for He a}. Set <D(g,a)= {lzea*i/z*0andg''*0}. We note that 6 is —I on a. Hence, g° is ^-invariant. Thus g° = t n g° ® p n g°. Now, p n g° = a by the choice of a. We set °m = I n g°.
2.1. The Definition of a Real Reductive Group 45 Then (1) fl = °m@a@0g". Let a'= {Hea |/z(H)^0,|ze«(fl, a). Fix H0eo'. Put P={/ze«(8, a) i/z(H0)> 0}. Set n = 0 fl" and n = 0rt. lie P Then n and n are subalgebras of g and we have: (2) 3 = n © °m © a ® rt. The following decomposition of g is called the Iwasawa decomposition: (3) g = f © a © rt. To prove this we set q = (/ + 0)12. Then q(%) = f. Since q(n) = q(n) and q{a) = 0 it follows that q(n ® °m) = f. Thus it is clear that g is the sum of the spaces in (3). Counting dimensions using (2) proves that the sum is direct. 2.1.7. We now give the Iwasawa decomposition of G0- Let Nt and let Al be respectively the connected subgroups of G0 corresponding to rt and a. Lemma. The map -4, xN, xK0-tG0 given by a, n, k i—► nak is a surjective diffeomorphism. Since each H e a is self-adjoint and a is abelian, exp is a surjective diffeomorphism of a onto Al{2.AAA). Let H0 be as above. Let v,,..., vn be an orthonormal basis of R" consisting of eigenvectors for H0 with eigenvalues fij in decreasing order. Then the definition of rt implies that the elements of n are upper triangular with 0's along the main diagonal relative to the basis {u,-}. (1) ^i^i is closed in Go ■ Indeed, let a^n, converge to g e G0. Since the diagonal entries of a^ are those of ap aj converges to a e GL(n, R). Hence n, converges tone GL(n, R). Since GR is closed in GL(n,R), a, n e GR. a is clearly self-adjoint hence a = exp X with X e p. Since Ad(a) restricted to a is / and this is a polynomial condition 2.A.2 implies that X e a. n is upper triangular with l's on the main diagonal son = exp Y with Y nilpotent (2.A. 1.5). Now J^(exp t Y) is a polynomial in t which vanishes at all integral t. Thus J^(exp tY) = 0 for all real t. So Ysq. 2.1.6(2) and the shape of Y imply (1).
46 2. Real Reductive Groups Let q denote the map in the proposition. If H, X, Y are in a, n, and I respectively then dqa^k(H,X, Y) = aHnk + anXk + ankY. Thus if dqa^k{H,X, Y) = 0 then 0 = n~1Hn + X +kYk~\ Since n~lHn + X is in a + n and kYk1 is in I, Y = 0. But then H + nXn~l = 0. Hence H = X = 0. It follows that q is everywhere regular. Hence the image of q is open in G0. Since Kx is compact, (1) implies that the image of q is closed. Hence q is surjective. To complete the proof we need only show that q is injective. If ank = a'n'k' then (aVr'an=/c'/r'. The matrix expressions relative to the above basis imply that k = k' and a = a'. Thus n = n'. The proof is now complete. 2.1.8. We now transfer everything to G. Let p be the covering homomor- phism of G onto G0. Set K = p_1(X0). Let A and iV be respectively the connected subgroups of G corresponding to a and n. We have Theorem. (1) The map p x K -> G (//yen by X, /c i—► exp X/c is a surjective diffeomorphism. (2) The map A x N x K -> G (/f'yen by a, n, k*—> ank is a surjective diffeomorphism. That the above maps are surjective and everywhere regular follows immediately from the above results. Thus we need only show that the maps are injective. We first prove (1). If e\p(X)k = exp(Xl)kl then applying p to both sides we see that exp X = exp^) in light of Lemma 2.1.5. Hence X = Xx and thus k = kl. We now prove (2). For this we first observe that (a) p is a Lie group isomorphism of A onto Ax and of N onto A^. Indeed, p is obviously a covering map. Since Ax is simply connected (a) is obvious for A. Let H0 be as above and set a, = exp tH0. Then lim Ad(ar)A: = 0 »-> -00 for X e n. Since A^ is generated by exp n, this implies that A^ is contractible (use a, exp(A')ar~1 = exp(Ad(ar)Ar). Thus (a) is also true for N.
2.1. The Definition of a Real Reductive Group 47 We now prove (2). If a,n,/c, = ank then p(a,) = p{a), p(n,) = p(n) and p(/ci) = p(/c). Thus (a) implies that a = a,,n = n1so/c = /c1. The decomposition in (1) of G is called a Cartan decomposition of G. The decomposition in (2) is called an Iwasawa decomposition of G. 2.1.9. The above results depend on a choice of a and a choice of P. We now study the extent of this dependence. Lemma. Let a t and a2 be maximal abelian subalgebras of p. Then there exists ue K0 such that Ad^X^) = a2. Let Hl and H2 be to a! and a2 as H0 is to a as above. Then {Xep\lX,Hj] = 0} = aj for ; = 1, 2. Set f(k) = B(Ad(k)HuH2) for k e K0. Since K0 is compact / attains a minimum at u. If V e f then 0 = d/A|, = oB(Ad((expty)M)H1,H2) = B([y,Ad(M)H,],H2) = BiyEAd^)//,,//,). Since 7 is arbitrary and [p, p] is contained in I this implies that \_Ad(u)Hl,H2] = 0. Hence Ad(u)a, is contained in a2. Thus Ad(u)a! == a2 since at is maximal abelian in p. This argument is due to G. Hunt [1]. 2.1.10. We return to the notation in the paragraphs preceding 2.1.9. Let H e P. Let X e g" be such that <A\ X) = 1. Then (1) [X,0X] = -ff,,. Here H„ e a is denned by B(H, HM) = ^(H) for all H e a. Thus if x = (2//z(ffM))X, y = -SAT, /i = (2/|z(fy)ff„. Then x, y, /i spans a TDS (0.5.4) over R. There is thus a Lie homomorphism, a, of SL(2, R) into G0 such that a(y*) — (0o(y))"'■ Let /c be the image of 0 T _-l 0 under a. Then it is easily checked that if sM is denned by s„H = H — B(h, H)H for H e a then Ad(/c)H = s„H. Let N(a)= {ue X°! Ad(u)a = a}. Set W(Q,a) = {Ad{u)\a\ue N{a)}. Then (2) sM e VF(g, a) for all jjeP.
48 2. Real Reductive Groups This follows from the above observations. Let a' be the set of all H e a such that n(H) is non-zero for all p. e <t>. A connected component of a' is called a Weyl chamber of a. If C is a Weyl chamber then the set of all fi e <t> such that ^ is positive on C, denoted Pc, is called a system of positive roots. If pe P and if fi cannot be written as a sum of two elements of P then \i is called simple in P. The argument in Jacobson [1, Thm 1, p.241] proves: Proposition. (1) W(q, a) is generated by the s^ for p simple in P. (2) W(q, a) acts simply transitively on the Weyl chambers of a. 2.2. Parabolic pairs 2.2.1. Let G be a real reductive group with Lie algebra g. Let 8 be a Cartan involution of g and let g = I © p be the corresponding Cartan decomposition of g. Let 3(g) = 3 be the center of g. Then 6(3) = 3. Hence 3 = fn3©pn3. We set s = p n 3. Then s is called a standard split component of g. Here standard is relative to a choice of 0. Set G+ = {g e G I Ad(t/)|3 = /}. Then it is easily seen that G+ is a real reductive group in our sense. 2.2.2. We set X(G) equal to the set of all continuous homomorphisms of G into the multiplicative group, R*, of non-zero real numbers. We set °G = {geG\x(g)2 = \ for all / e X(G)}. Put S(G) = S = exp(s). Then S is called a standard split component of G. We have Lemma. The map S x °G+ -> G+ given by s, g 1—► sg is a surjective Lie group isomorphism. Let us assume that G = G+. Let G = NAK be an Iwasawa decomposition of G. Set °a = an [g, g]. Put °A = exp °a. We assert that (1) °G = °ANK. Indeed, rt and °a are contained in [g, g] hence N and °A are contained in °G. Since K is compact it is also clear that K is a subgroup of °G. Thus the right hand side of (1) is contained in the left hand side. Let G° be the identity component of G. Let °g denote the orthogonal complement to s in g relative to B. Let G' be the connected subgroup of G with Lie algebra °g. It is easily
2.2. Parabolic Pairs 49 seen that the center of G1 is contained in K. It is therefore not hard to see that (*) The map S x G1 ^G° given by s, g i—► sg is a surjective Lie group isomorphism. We also note that the Cartan decomposition of G implies if g is in G then there is k e K such that gk is in G°. If n e s* we set x„(exp Xt/) = exp(^(X)) for X e s, # e G1. Then (*) implies that x„ e X(G°). We extend *„ to G by setting x„(gk) = x» for pG° and k e K. Then it is easy to see that each x^ e X(G). Clearly f] Kerx» = °ANK. This implies that the left hand side of (1) is contained in the right hand side. Since G = G+ (by our assumption) and A = S x °A as Lie groups, the proposition follows from (1) and the Iwasawa decomposition. 2.2.3. Examples (1) Let G = GL(n,R). Then G = G+, s = R/, S = {all a > 0} and °G = {geG\det(g)2=l}. (2) LetG = GL(n,C). G = G+, S is as in (1), °G = {g e G \det(g)\ = 1}. For all of the other examples in 2.1.2, G = G+ = °G. We give one more example. (3) G = GSp(n, R). Let J e GL(2n, R) be as in 2.1.2 Example 3. Then GSp(n, R) is the subgroup of all g e Gl(2n, R) such that gjg* is a scalar multiple of J. We leave it to the reader to check that GSp(n, R) is a real reductive group. Then S is as in the above examples. G = G+.°G = {g e G \gJg* = ±J}- 2.2.4. Leta,<D = <D(g,a), etc. be as in 2.1.6. Let m = {X e g \\_X,a] = 0}. Set M equal to the set of all g e G such that Ad(g) is / on a. This is clearly an algebraic condition that is invariant under taking adjoints. Thus M is a real reductive group. The standard split component of M is A since m = a ® °m (2.1.61 It is also clear that °M = M nK. 2.2.5. Let t be a maximal abelian subalgebra of °m. Set h0 = t © a. Set h equal to the complexification of h0. (1) h is a Cartan subalgebra (0.2.1) of #c. If X e g and if X commutes the elements of h then so does 8X. Hence X = U + V with U e I, V e p and both U and V commute with the elements
50 2. Real Reductive Groups of h. But then V must be in a and U must be in °m. Hence V must be in t. We have therefore shown that h is maximal abelian in g. If X is in t or a then X acts semi-simply on gc. Thus the elements of h act semi-simply on gc. So h is a Cartan subalgebra of gc. Let <t>(gc, h) be (as usual) the root system of gc relative to h. It is obvious that (2) cD(g,a) = (D(gc,h)|a-{0}. Since the elements of <I>(gc, h) are real valued on a and take pure imaginary values on t it follows that (see 0.2.2) (3) bR = (it + a)n[gc,gc]. Let //, be an element of a' n hR. Let ffl5..., Hr be a basis of hR. We order <t>(gc, h) lexicographically relative to this basis. Let R denote the corresponding positive root system (0.2.4). Let R0 be the set of all p e <t>(g, a) such that fi(Hi) > 0. Then R0 is a system of positive roots for <t>(g, a) (2.1.10). Then it is clear that R\a — {0} = R0. Let A (resp. A0) be the corresponding system of simple roots for R(resp. R0) (0.2.4, 2.1.10). Set F0 = {aeA|a|a = 0}. Then (4) (A-F0)|a = A0. Indeed, if p e A0 and if a e R restricts to n then a = ft + ■ ■ ■ + ft with ft simple in R. Only one of the ft can have a non-zero restriction to a since p. is simple in R0. This implies (4). (5) A0 is a linearly independent subset of a*. Indeed,if \i e h*setconj(^)(H) = conj(^(conj(//)))for// e h(hereconj(A')is conjugation in gc relative to g). If a e R then its restriction to a is given by (a + conj(a))/2. Let A - F0 = {a,,..., ar}. Then there is a permutation ;' i—► / of 1,..., r such that conj(ay) = af + ZaeFo n^ix. (5) follows easily from this. 2.2.6. Let F be a subset of A0. We set aF = {// e a \ n(H) = 0 for p. e F}. Set mF = {X e g! IX, aF] = {0}}. Put MF = {g e G | Ad(g)H = HforH e aF} and AF = exp aF. Then MF is a real reductive group with (MF)+ = MF = 8(MF). Also relative to 8 the split component of MF is AF. Let RF be the subset of those roots in R0 whose restriction to aF is non-zero. Set nF = © 9"- pieR Let NF denote the connected subgroup of G with Lie algebra nF.
2.2. Parabolic Pairs 51 Lemma. (1) nFis anilpotent Lie subalgebraof g. (2) If X enF then ad X is nilpotent on g. Let H eaF be such that fi{H) > 1 for all p. e A0 - F. Set n = nF. Put n, = [n,n] and nJ+! = [n,-,n,-]. Then, recall that n is nilpotent if nk = {0} for k large. Since ad H has all of its eigenvalues greater than or equal to j on rtj there must be an index such that n^ = {0}. Let c be the lowest eigenvalue of ad H on g. Then (ad X)mQ is contained in the sum of the eigenspaces of ad H with eigenvalue at least c + m. This implies (2). 2.2.7. Set PF = MFNF. Then PF is called a standard parabolic subgroup of G. The word standard has to do with the choices of a and R0. The pair (PF, AF) will be called a parabolic pair (p-pair for short). Lemma 2.2.2 implies that under the multiplication mapping MF is isomorphic with AF x °MF. We have Lemma. (1) The map MF x NF->PF given by m, n^mn is a surjective diffeomorphism. (2) The map °MF x AF x NF -> PF given by m, a, nt—> man is a surjective diffeomorphism. It is enough to prove (1) since (1) combined with Lemma 2.2.2 implies (2). It is an easy calculation to see that the differential of the map in (1) is everywhere regular. Thus (1) will follow if we show that the map is injective. So suppose that m, mx e MF and n, nx e NF and that mn = mlnl. Then mlm~[ = n(niyl. Hence we must show that MFnNF = {1}. Let H be as in the proof of Lemma 2.2.6 and set a, = exp tH. Then lim atna_, = 1 r->-oo for all neNF. Since the a, are central in MF, this clearly implies that MFnNF = {1}. So the lemma follows. The decomposition in (2) is called a Langlands decomposition of PF. P0 is called a minimal parabolic subgroup of G. The PF are standard relative to P0. 2.2.8. We say that a real reductive group is of inner type if Ad(G) is a subgroup of Int(gc). Lemma. Let Gbea real reductive group of inner type. Let (PF, AF) be as above. (1) Mf is a real reductive group of inner type. (2) K°PF = G.
52 2. Real Reductive Groups Set KF = Kn MF. Then Theorem 2.1.8 implies that MF = KF(MFf. Thus it is enough to show that Ad(XF) is contained in Int((mF)c). Set *aF = an °mF. Let k e KF. Then there exists u e (KF)° such that Ad(u)*aF = Ad(/c)*aF. Thus we may assume that Ad(/c) stabilizes *aF. But then Proposition 2.1.10 implies that we may assume that Ad(/c) restricted to *aF is the identity. That is, we may assume that k e °M. Let t be as in 2.2.5. Then if we argue as above we may assume that Ad(/c) is the identity on t. Let g„ = I © ip. Then the connected subgroup, G„, of Int(gc) corresponding to g„ is compact by Theorem 0.3.1. t © ia is the Lie algebra of a maximal torus, T„ of G„. Hence, 0.3.3(2) implies that Ad(/c) e T„ which is a subgroup of Int(gc). This proves (1). In the first part of this proof we have shown that K = °M0K°. Thus K°P0 = G which proves (2). 2.2.9. GL(n, R). g = M„(R). We take a to be the diagonal matrices. Let Eu be the matrix with 1 in the i,; position and 0's everywhere else. If H is the diagonal matrix with hh..., hn on the main diagonal we set Sj(H) = h}. Then <D(g,a) = (e,-£J- i^j}. We take R0 = {r,t-Sj\i<j}. A0 = k,-k2, fi2-e3,..., e„_! — e„. If m!,..., mp are positive integers adding up to n then we set P(m,,..., mp) equal to the subgroup of all matrices in the following block form: First we write every matrix in the form \_At ^] with ALJ an m; by m, matrix. Then the form of the elements of P(ml,..., mp) is A-Ui = 0 for i > j. This describes all standard parabolic subgroups of GL(n, R). We leave it to the reader to find which subset of A0 corresponds to mu..., mp. 2.2.10. We now give a proof of an important Theorem that is usually known as the Bruhat Lemma. This result was first proved by Bruhat for the classical groups. The general result is due to Harish-Chandra [4]. We will follow Harish-Chandra's original argument. Fix (P0,A0) = (P,A), a minimal p-pair. Let NG(A) = {g e G \Ad(g)a = a}. Set W(G,A)= NG(A)/M. We look upon W(G,A) as a group of linear automorphisms of a. We leave it to the reader to prove that (1) If G is of inner type then W(G, A) = W(q, a). Use W(G, A) then we can choose s* e K such that k e s. We fix such a choice for each s e W(G, A). Theorem. Assume that G is of inner type. Then G is the disjoint union of the setsPs*P,se W(G,A).
2.2. Parabolic Pairs 53 We have seen that G = K P. Thus to prove that G is the union of the asserted subsets of G, it is enough to prove that if k e K then k e Ps*P for an appropriate s e W = W(G,A). Fix k e K. (2) p (the Lie algebra of P) is the sum of Ad(/c)p n p and n. Recall that (X, y> = -B{X,6Y) defines an Ad(X)-invariant inner product on g. Relative to this inner product p1 = On. Thus (p + Ad(/c)p)x = 0(n n Ad(/c)n) = 0(n n (ad(/c)p n p)). It is also clear that dim(p + Ad(/c)p) + dim(p + Ad(/c)p)1 = dim g. We therefore have dim((p n Ad(/c)p) + n) = dim(p n Ad(/c)p) + dim rt - dim((Ad(/c)p n p) n n) = dim(p n Ad(/c)p) + dim rt - dim(p + Ad(Zc)p)1 = dim(p n Ad(/c)p) + dim rt - dim g + dim(p + Ad(/c)p) = dim p + dim Ad(/c)p + dim n - dim g = 2 dim p + dim n - dim g. Since dim n = dim On and dim p + dim On = dim g, the above equations imply that dim((Ad(/c)p n p) + rt) = dim p. Ad(/c)p n p is a subspace of p thus (2) follows. (3) If X e p and if ad X has real eigenvalues (as an endomorphism of g) then X e 3(g) + a + n. Let H and a, be as in the proof of Lemma 2.2.6 for F = 0. Then Ad(a,)y = Y for rem and limr_ r Ad(a,)X = 0 for X e rt. If x e g then ad(Ad(a,)x) = Ad(a()ad x Ad(a,)_1. So ad x and ad(Ad(a()x) have the same eigenvalues. Assume that X e p and that ad X has real eigenvalues. Then X = Y + Z with Y em and Z e rt. If we take the limit to - oo of Ad{at)X then we see that Y has real eigenvalues. Now Y = U + h with U e °rrt and he a. Since ad h has real eigenvalues, this implies that ad U has real eigenvalues. The elements of ad(°rrt) have purely imaginary eigenvalues. Hence ad U = 0. This proves (3). (4) If h e a' then Ad(/V)/i = h + n. If AT en then eadXh = h + Z.j>0 (ad X)Jh/j\ e h + n. If X e n then set 5{X) = Ad(exp X)h - h. Then dd0(X) = IX,h] for X en. This implies that
54 2. Real Reductive Groups there is an open neighborhood of 0 in n such that d(U) is an open neighborhood of 0 in n. We now prove (4). Let X en then there exists t > 0 such that Ad(a_()X e 5(U) (see the proof of (3)). Thus X e Ad(a,)d(U) = d(Ad(a,)U). Hence 5 is surjective, which is the content of (4). Let h e a'. Then (2) implies that there exists X en such that h + X e Ad(/c)p n p. (4) says that there exists ne N such that h + X = Ad(n)h. This implies that there exists yep such that Ad(n)h = Ad(k)y. In particular this equation implies that ad y has real eigenvalues. Thus, (3) implies that y = z + hi + u with z e 3(g), h^ea and u e n. As above ad(y) has the same eigenvalues as ad^). Thus hx e a'. So (3) implies that y = Ad^Xz + h^) for some «! e N. Recall that g is identified with the Lie algebra of GR. Thus if g e G and if x e g then x and Ad(g)x have the same eigenvalues, set g = n~lknx. Then Ad(g)(z + h^ = h. Thus (if we compare eigenvalues) z e a. Thus we may use the notation /i, for z + li,. m = ker(ad h) = Ker(ad hy). Thus Ad(g)m = m. Since Ad g preserves eigenvalues, Ad(g)a = a. Thus there exists seW such that g e s*M. But then k e Ns*P. To complete the proof we must show that if t, s e W and if p, pl e P and if ps* = t*Pi then s = t. Let h e a then Ad(pi)h = h + X, Ad(p)sh = sh + Xx with X, Xi e n. Thus th + Ad(t*)X1 = sh + X. Ad(t*)X1 = U + V with U en and V e 8n. Thus sh + X^ — U = th + V. Thus sh = th. Since h is arbitrary in a, this implies that s = t. 2.2.11. We will now apply this result to prove the so-called Gelfand-Naimark decomposition (which first was proved for general groups and minimal parabolics by Moore [1]). Let F be a subset of A0 and let (PF,AF) be the corresponding p-pair. Let PF = MFNF as usual. Corollary. Assume that G = G + . The map of 6(NF) x PF to G given by x, pi—>xp defines a diffeomorphism onto an open subset of G whose complement has measure 0 relative to dg. We first prove the result in the case when F = 0. We use the notation of the last number. We observe that W is a finite set. Indeed, the elements of W permute the roots and are completely determined by the corresponding permutation. If s e W then Ad(s*)n = £a>0 gs*. Thus Ad(s*)n = (Ad(s*)n) n n + (Ad(s*)n) n On. Let Us (resp. Vs) be the connected subgroup of G with Lie algebra (Ad(s*)n) n n (resp. (Ad(s*)n) n On). (1) s*N(s*)~1 = VSUS.
2.2. Parabolic Pairs 55 Let y(v,u) = vu for veVs, ue Us. Then dyul(X, Y) = X + Y for X e os, yeus. Thus the image of y contains an open neighborhood of 1 in s*N(s*)~[. Fix H e a such that sa(ff) < 0 for all positive roots, a. Set a, = exp tH. If x€s*JV(s*)_l then lim,^ atxa_t = 1. Since, a,I^a_( = 1^ and a(l/sa_, = l/s our usual argument now implies (1). (2) If x e ON, p e P set /?(x, p) = xp. Then /? is a diffeomorphism onto an open subset of G. We first assume that G = G0- Then d/?^*, 7) = xXp + xpY for AT e 0n, 7 e p. If this expression is 0 then X = —pYp'1. The right hand side of this equation is in p and the left hand side is in On. Since these two spaces have 0 intersection, this implies that /? is everywhere regular. If /?(x,p) = j8(x,,p,) then (x1)~1x = pxp~l. Let H, a, be as above for s = 1. If yeON and lim(^_00 atya^t exists then it is easy to see that y = 1. On the other hand, it is easy to see that lim(^_ x a,qa_, exists if qeP. So l=(x,)"'x = PiP1. Thus x = x, and p = p,. So /? defines a diffeomorphism onto an open subset of G0. Let G now be arbitrary (subject to our hypotheses). Let ji also denote the corresponding mapping for G. Let q be the covering homomorphism of G onto G0- Then qji is everywhere regular by the above. Since the center, Z, of G is contained in P and ZnON = 0, it is not hard to see that ji is a diffeomorphism onto an open subset of G. Fix t e W such that ta is negative for all positive roots a. Then G is the disjoint union of the sets (t*)-1P(fs)*P, seW. Now P(ts)*P = N(ts)*P = (ts)*((ts)*y[)N(ts)*P = (ts)*VtsP (by (1)). (2) implies that Vts(ts)*P is a submanifold of G of dimension dim Vts + dim P. Thus, if Vts is not equal to ON then (f*)~'P(ts)*P is a submanifold of G of lower dimension. Hence up to a set of measure 0, G is the union of the sets (t*y1(ts)*(0N)P, V,s = 0N. If Vs = ON then t~1s preserves the Weyl chamber. Thus t~ls = 1. So s = t. Thus if Vts = ON then s = 1. The corollary now follows in this case. Now let F be arbitrary. It is clear that 0(NF)PF => O(N0)P0. Hence, 0(NF)PF has total measure in G. Let j8f(x,p) = xp for x e 0(NF), p e PF. Since g = 0(n) © p, the argument used to prove (2) shows, in this case, that jiF is everywhere regular. If we use H e aF such that a(H) > 0 for a e <b(PF,AF) and argue as we did for /? we find that fiF is injective.
56 2. Real Reductive Groups 2.3. Cartan subgroups 2.3.1. Let G be a real reductive group. Then a Cartan subalgebra g is a Lie subalgebra, h such that hc is a Cartan subalgebra of gc. We define the polynomials D} on g by det(t/ - ad X) = £ tjDj(X). Let / be the dimension of a Cartan subalgebra of gc. Then using the theory of complex reductive Lie algebras (0.2.1) one sees that Dk = 0 for k < I. We set D = £),. Then D is a non-zero polynomial function on g. Set g' = {X e g D(X) + 0}. Then g' is open and dense in g. Let Int(g) denote the group of automorphisms of g generated by the automorphisms of the form exp(ad X) for X e g. As is well known Int(g) = Aut(g)0. If X e g is such that ad X is a semi-simple endomorphism of gc then we say that X is semi-simple. Lemma. (1) // X eg' then X is semi-simple and Cg(X) = {Y e g | [A', Y~\ = 0} is a Cartan subalgebra of g. (2) If X is a semi-simple element of g then Ca(X) is a reductive subalgebra of g that contains a Cartan subalgebra. (1) is an immediate consequence of 0.2.1. We now prove (2). Let u = CS(X). Let Vc be the sum of the eigenspaces with non-zero eigenvalue for ad X in gc. Set V = Vc n g. Then g = u © V. Let q be the map of V x u to g given by q(y, x) = exp(ad y)x. Then <ko,z(y>x) = adyZ + x. Thus dqoz is surjective. The inverse function theorem implies that there are open neighborhoods U of X in u and W of 0 in V such that q(W, V) is open in g. Hence, if D is identically 0 on u then D is zero on g. Since this is contrary to our assumptions we see that g' n u is non-empty. Hence (1) implies that u contains a Cartan subalgebra h of g. Let h be the complexification of h0. Set (D = <D(gc, b). Let <D0 = {a e <D | a(X) = 0}. Then it is clear that Uc=D©©(9c)a- ae<D Let a be an abelian ideal in uc. Then, in particular, a is invariant under ad h. Let Q be the set of all roots, a, such that (gc)a is contained in a. One has a = bna©©(gc)a. xeQ If a e Q then, in particular, a(A') = 0. Thus, since a is an ideal in uc, it is a
2.3. Cartan Subgroups 57 simple matter to see that — a e Q. Since a is abelian, this implies that 2 = 0. Thus a is central in uc. This implies that u is reductive. 2.3.2. Fix a Cartan involution 0, of g. Let B be a non-degenerate 8 and g invariant form on g such that (X, Y> = — B(X, 6Y) defines an inner product on g. We say that 6 is associated with B. Lemma. // 8X is another Cartan involution of g that is associated with B then there exists x e Int(g) so that x6x~' = 8X. Set N = 99i. Then our assumptions imply that (NX, Y} = (X,NY} for all X, Y e g. Thus N2 = exp W with W a self-adjoint endomorphism of g. The condition that exp W is an automorphism of g is a polynomial condition. Thus, since exp(mVF) is an automorphism for all integral m, exp tW is an automorphism for all te R (2.A. 1.2). But then W is a derivation of g. Hence W = ad X for some X e g. Since 0,^0, = N~[, 2.A. 1.2 implies that 0, exp tXOi = exp( — tX) for all t e R. We therefore see that if x = exp(-(l/4)ad X) then x8x~[ commutes with 0,. Since both 6 and 0! are Cartan involutions associated with B this implies that 8X = xOx'1. The above argument is due to Mostow [1]. 2.3.3. Lemma. Let I) be a Cartan subalgebra of g. Then there exists x e Int(q) such that xh is 6-invariant. We may assume that g is semi-simple since every Cartan subalgebra contains the center. Let u be a compact form of gc such that u n hc is a maximal abelian subalgebra of u (0.3.4). Let y denote conjugation on gc relative to u and let a denote conjugation on gc relative to g. Let B denote the Killing form of gc.Set(.Y, Y) = -B(X,yY)for X, yegc.Then( , ) is an inner product on gc. Set N = ay. Then (X,NY) = (NX, Y) for all X, Ye gc. Thus if we argue as in the proof of Lemma 2.3.2 we see that N2 = exp(ad X) with X e iu. We note that aNo = AT1 and yNy = N~l. Hence the usual argument shows that y exp t ad Xy = exp( — t ad X) and a exp t ad Xa = exp(-1 ad X). From this it is easy to deduce that if y = exp((l/4)ad X) then ^ = yyy~' commutes with a. The restriction to g of n is a Cartan involution of g, Ql, associated with B. Lemma 2.3.2 implies that there exists z e Int(g) such that 8{ = z8z~'. Then x = zy is the desired element of Int(g). 2.3.4. Let h be a 0-stable Cartan subalgebra of g. Then we say that h is a maximally split Cartan subalgebra of g if h n p is maximal abelian in p. We say that h is fundamental if h n I is maximal abelian in I.
58 2. Real Reductive Groups Lemma. Fundamental and maximally split Cartan subalgebras exist. Furthermore, any two fundamental (resp. maximally split) Cartan subalgebras are conjugate under Int(g). The Cartan subalgebra in 2.2.5 is clearly maximally split. Let t be a maximal abelian subalgebra of I. Let c^ be maximal abelian in p subject to the condition that [t,at] = 0. Set b^ = t + a,. We may argue as in 2.2.5 we see that f)! is a Cartan subalgebra of g which is clearly fundamental. Let Ki denote Ad(X°). Let bj, ;'= 1, 2, be maximally split Cartan subalgebras of g. Let aj = fy n p,;' = 1,2. Then Lemma 2.1.9 implies that there exists ke Ki so that /cOj = a2. Thus we may assume c^ = a2 = a. Let t- = I n bJ5 j = 1, 2. Then tj is maximal abelian in °m (2.1.6),;' = 1, 2. Thus there exists m e Ad(°M°) such that mix = t2 (0.3.3 (1)). This completes the proof in the case of maximally split Cartan subalgebras. Let i)j, j = 1, 2 be fundamental Cartan subalgebras for g. Set tj• = I n fy for j = I, 2. Then there exists ke Ki such that /ct, = t2. We may thus assume that ^ = t2 = t. Let u = Cg(t). Then u is reductive (Lemma 2.3.1) and ^-invariant. Let <Xj = p n bj for j = 1,2. Then each a,- is maximal abelian in pnu. Hence Lemma 2.3.1 implies that there exists u e Int(u) n Ki with uai = a2 ■ The result now follows. 2.3.5. Let b be a Cartan subalgebra of g. If a e <t>(gc,bc) then a is called a real root of h if a is real valued on h. Lemma, h is fundamental if and only if it has no real roots. Let h be a Cartan subalgebra of g which we assume (as we may) is 8- invariant. Let a be a real root for h and let s be the corresponding TDS in gc. Then s° = s n g is a 0-stable subalgebra of g isomorphic with s/(2, R). We can clearly choose a standard basis X, Y, H of s0 such that H e h n p and BX = - Y. Since a is real, it follows that a is 0 on t = h n f. Thus R(X - Y) + t is an abelian subalgebra of I. This shows that if h is fundamental then h has no real roots. We prove the converse by induction on the dimension of g. If dim g = 0 the result is obvious. Assume the result for all reductive Lie algebras of smaller dimension. Suppose that b is 0-stable and that h has no real roots. Set t = h n I. Let u = Cg(t). If t is non-zero then u is reductive, 0-stable and of lower dimension. Thus h n u is fundamental in u. But u clearly contains a fundamental Cartan subalgebra of g. Hence h is fundamental in g. If t = {0} then
2.3. Cartan Subgroups 59 all of the roots are real. But then g is abelian and so the result is also true in this case. Let a be maximal abelian in p. Fix G = ANK an Iwasawa decomposition of G. Then a standard p-pair, (PF, AF), is said to be cuspidal if °mf has a Cartan subalgebra, tF, completely contained in f. Set hF = tF + aF. Proposition. Let I) be a Cartan subalgebra of g. Then there exists a standard, cuspidal, p-pair, (PF, AF), and x e Int(g) such that xh = hF. We may assume that h is 0-stable and that h n p is contained in a. Let <t>0 denote the set of roots of a that are non-zero onf)np = a,. Let H e c^ be such that <x(H) is non-zero for all a e <t>0. There is s e W(q, a) so that a(sH) > 0 for all a e P (the positive system corresponding to the choice of n, Lemma 2.1.10(2)). Let k e s. We replace h by Ad(/c)h. Let F be the set of all a e A0(2.2.5) that vanish on H. Then, h n p is contained in aF. The result now follows. 2.3.6. Let h be a Cartan subalgebra of g. Then a subgroup of the form CG(h) = {g e G!Ad((/)|,, = /} will be called a Cartan subgroup of G. A standard p-pair, (PF,AF), is cuspidal if and only if °MF has a compact Cartan subgroup, TF. In this case HF = TFAF is a Cartan subgroup. Proposition 2.3.5 immediately implies: Proposition. // H is a Cartan subgroup of G then there exists a standard cuspidal p-pair, (PF,AF), and g e G° such that gHg~x = HF. If H is a Cartan subgroup of G then we call H fundamental (resp. maximally split) if h is fundamental (resp. maximally split). 2.3.7. A parabolic subgroup of G is said to be maximal if it is proper and is not properly contained in any parabolic subgroup of G. The maximal parabolic subgroups of G are conjugate to the subgroups, PF, with F of the form A0 — {a} with a a simple root. Proposition 2.3.6 implies that if H is a non- compact Cartan subgroup of G and if G = °G then there is a maximal parabolic subgroup, PF, of G such that H is Int(g) conjugate to a Cartan subgroup of MF. This gives an inductive technique for finding all Cartan subgroups up to conjugacy. Let us give some examples. 1. SL(n,R). Let us denote by P(mu..., mk) the intersection with SL(n, R) = G of the groups so designated in 2.2.9. Then if k = 2, P(mum2) is
60 2. Real Reductive Groups maximal. If n > 2 then G has no compact Cartan subgroups. The cuspidal parabolics correspond to the cases when m};= 1 or 2 for j = 1,..., k. 2. SU(p,q). We assume that p > q> 1. We choose a to be the space of all matrices h(tu..., tq), tjeR,j = \,...,q, given by 0 0 h _ U 0 0 0 u u 0 0 Set sj(h(tl,...,tq)) = tjfor ;' = 1,...,q. <t>(g,a) consists of e, + e^ for i =£ j, ±2ej for j = l,...,q and if p > q, ±es for j = 1,..., q. Choose the Weyl chamber corresponding to tl>t2>--->tq. If p > q (resp. p = q) then the simple roots are e! — e2,...,e,_, — eq, eq (resp. 2eq). Set Hj = h(tu...) with tt = 1 for i < j and t, = 0 for i > j. Then the m's for maximal standard parabolics are of the form CB(Hj), j = l,...,q. We leave it to the reader to describe the Cartan subalgebras of g. 2.4. Integration formulas 2.4.1. Let G be a real reductive group. Fix 6, a Cartan involution, and G = NAK, an Iwasawa decomposition of G. Let (PF,AF) be a standard p-pair. If [l e (aF)* and if H e aF we write a" = exp fi(H) if a = exp H. We define pF e (aF)* by pF(H) = (±) tr(ad H\VF). Lemma. Let dn, da, dm be respectively invariant measures onNF,AF, °MF. Let dk be the normalized invariant measure on K. Then we can choose an invariant measure dg on G such that S f(y)dg = | f(namk)a~2pFdndadmdk, O NFxAFx°MFxKF for f e CC(G). Also if us C(K) then |u(/c)d/c= | u(kFk(kij))a(kg)2pFdkFdk K K*KF
2.4. Intergration Formulas 61 here if g e G and if g = nak, ne N, ae A, ke K then a(g) = a and k(g) = k. Let dp denote a left invariant measure on PF. Then we can choose an invariant measure, dg, on G such that $f(g)dg= | f(pk)dpdk a pr*K by Lemma 0.1.4. Thus we must show that up to scalar multiple dp = a'2"' dndadm. Lemma 2.2.7 implies that dp = h(n,a,m)dndadm with h a smooth function on NF x AF x °M. By left invariance h is independent of n. By definition of °MF the modular function, S, of PF is 1 on °MF. Thus dp is right invariant under °MF. Hence h is a function of a alone. The Jacobian of the action n>->ana_1 is det(Ad(a)|n) = a2pF for ae/lf. Thus a 2"Fdndadm is left /lF-invariant. We now prove the second assertion of the Lemma. According to Lemma 0.1.3 there exists a continuous compactly supported function/ on G such that | f(pk)dp= | u(kFk)dkF, keK. Pf Kf Thus we have \f(x)dx = \u(k)dk. G K Now, | f{x) dx = | f(xg) dx= | f(pkg) dp dk. a a pt x k We write kg = na(kg)k(kg) as above, dp transforms by S under right multiplication by elements of PF. Since d(na(kg)) = a(kg)2pF, we have Ju(/c)d7c= | a(kg)2pFf(pk(kg))dpdk= | u(kFk(kg))dkFdk. K PFxK KFxK As was to be shown. 2.4.2. For our next integration formula we assume that G is of inner type. Let R be the system of positive roots for <t>(g, a) corresponding to the choice of n. Set a+ equal to the Weyl chamber corresponding to R (2.1.10). Set A+ = exp(a+). If a e A, a = exp H, we set y(a) = T\aeR sinh(a(//)). Lemma, dg can be normalized so that \f(g)dg= | y(a)f(klak2)dkldadk2. G K* A* * K
62 2. Real Reductive Groups For simplicity of notation we will write M for °M. Let /?: a+ x K/M -* p be denned by P(H,kM) = Ad(k)H. Let p' denote the range of p. Since Ad(K)a = p, Ad(X)a+ = Ad(X)o' and Ad(X)(o - a') is a finite union of submanifolds of lower dimension, p' is open, dense and has a complement of measure 0 in p. It is easy to check that ft is a diffeomorphism onto p' (Proposition 2.1.10). Let fi:K x A+ x K/M -► G be denned by n(k,a,xM) = /ocax-1. The above remarks and Theorem 2.1.8 imply that fi is a diffeomorphism onto an open subset of G that has a complement of measure 0. This implies that there is a smooth function h such that | f(g)dg = | h(k,a,x)f(kxax~l)dkdad(xM). G K x A x K/M Since dg is left and right invariant it is easy to see that h is a function of only a. Let X} be a basis of n such that ad HX} = aj(H)Xj for all ;' and H e a. Set Y, = A} + 0A}. Let Zm be a basis of m and let Hj be a basis of a. We may look upon the Y} as a basis of the tangent space at 1 to K/M. A direct calculation yields ^i,o.i(V,-,0,0) = (Ad(a-1y,.)o, dfiUaA(Zm,0,0) = (ZJa, d^,1(0,HJ,0) = (Hj)a, ^i,o,i(0,0,Y/) = ((/-Ada-1)Y/)o. It is now easily seen that the Jacobian of \i at 1, a, 1 is T\j(a"J - a~xj). Hence h(a) is a constant multiple of y(a). Since we are using normalized measure on K, M and K/M, we may replace the integration over K/M by integration over K. Since dk is invariant d(kx) = d/c and d(k~l) = dk. The result now follows. 2.4.3. We continue our assumptions of 2.4.2. Proposition 2.3.6 implies that there exist 0-stable Cartan subalgebras hi,...,^ that are mutually non-conjugate and such that every Cartan subalgebra of g is conjugate to one of them (here conjugation is relative to Ad(G)). Let #,,..., Hr be the corresponding Cartan subgroups. Set A/,-= {g e G\ Ad((/)bj = fy}. Then A/,- contains Hj = and it is easily seen that Wj = Nj/Hj is a finite group. Let /^- be a system of positive roots for <D(gc,(f)j)c)- Set ^-(H) = naeP a(H) for H e by. Let D be is as in 2.3.1. Then \D(H)\ = I^H)!2. Since G and each
2.4. Intergration Formulas 63 Hj are unimodular, each coset space G/ff, has a G-invariant measure, dxj (0.1.2). Proposition. There exist positive constants Cj,j = 1,..., r and normalizations of Lebesgue measure on g and the by such that \f(X)dX = £>, J \D(H)\( | /(Ad xH)dx)dH, forfe CM 8 l)j \0/H| / For the moment, fix ;', and set 1), = I), etc. Let fi:G/H x h' ->g be defined by n(gH, h) = Ad(g)h (here h' = g' n h). We may identify the complex tangent space at Iff to G/H with n+ + n . Translating by the elements of G allows us to identify the tangent space at gH with this space. A direct calculation yields dfigHM(X,Z)=Ad(g)(adXh + Z) for X e n+ + rT, Z e h. This implies (1) The Jacobian of [i at gH, h is D(h), up to sign. This implies that fi is everywhere regular. The remarks preceding the statement we are proving now imply that \i is a [W]-fold covering of its range. Lemma 2.3.1 implies that g' is the disjoint union of the open subsets Ad(G)(h;)c. The result now follows from (1). The above result is sometimes called the Weyl integral formula for g. 2.4.4. We now derive the Weyl integral formula for G. We define real analytic functions d} on G by det(t/ - (Ad g - I)) = X tJ dj(g). Here n = dim G. Set d = dj for j = rank(gc). We set G' = {g e G | d(g) ^ 0}. Then G' is open, dense with complement of measure 0 in G. We retain the notation of 2.4.3. Proposition. There exist positive constants nij so that if dg and dhj are respectively invariant measure on G and Hj then I f(9)4/ = !>/ J | d(hj){ | /(ghjg-^digHj^dhj, for f € Q(G). G Hj \G/Hj / We fix j and for the moment drop the index ;'. Let a:G/H x ff' -> G be defined by a(gH, h) = ghg~' (here ff' = ff n G'). We have dagH<h(X,Z) = (Ad(0)((Ad(/r') - l)X + Z))a{glfM),
64 2. Real Reductive Groups for X e n+ ©n", Ze h. The rest of the proof is now almost identical to that of Proposition 2.4.3 and we leave it to the reader. 2.4.5. We now derive some integration formulas that are related to the Gelfand-Naimark decomposition. We will use the notation of 2.4.1. We set VF = 6NF. Fix invariant measures dn, dm, da, dv respectively on NF, °MF, AF and VF. Lemma. The invariant measure, dg, can be normalized so that §f(g)dg = | a~2PFf(nmav)dndmdadv G Nr x oMf. x Af. x Vf. for f e Q(G). If ue C(K) then \u(k)dk = | a(v)2pFu(kFk(v))dkFdv. K KFXV Let fi: NF x °MF x AF x VF -> G be denned by /x(n, m, a, v) = nmav. We have seen (2.2.11) that fi is a diffeomorphism onto an open subset of G whose complement has measure zero in G. Thus there exists a smooth function, h, on NF x °MF x AF x VF such that \f(g)dg= | f(nmax)h(n,m,a,v)dndmdadv. G NFx°MFxAFxVF As usual, the bi-invariance of dg implies that h is a function only of a. We may now argue as in the proof of Lemma 2.4.1 to complete the proof of the first integration formula. We now prove the second one. We may replace u by the function u(k) = | u(kFk)dkF K and therefore assume that u(kFk) = u(k) for kF e KF.Let a e CC(PF/KF) be such that \a(p)dp= 1. p Put h(pk) = a(p)u(/c) for pe PF,keK. Then | f(k)dk = | h(g)dg = | a~2pFh(nman)dndmdadv K O NF x "MF x AF x VF = | h(pv)dpdv = | h(pa{v)k(v)) dp dv PF x V> PF x Kf = | a(i;)2pf7i(p/c(i;))dpdi;= | a(f;)2"f'u(/c(f;))df;. As was to be proved.
2.5. The Weyl Character Formula 65 2.5. The Weyl character formula 2.5.1. The purpose of this section is to show how to use the Weyl integral formula to prove the Weyl character formula. Let G be a compact Lie group. Lemma. G is a real reductive group. Since GA is countable (Theorem 1.7.5) we may write GA as {yi,y2,---}- Let (itj, Vj) e jj. We set Hj = @kij Vk with the direct sum inner product. Let Hj be the direct sum representation. Let Gj be the kernel of fij. Then G, contains G}+1 and f] Gj = {1} (1.4.4(1)). This implies that for some index, k, the Lie algebra of Gk is 0. Hence Gk is finite. Hence there is an index k' such that Gk. = {1}. Let fik. = fi, Hk, = H. We look upon H as C" with the usual inner product, ( , ). We then look upon C" as R2" in the usual way and take < , > = Re( , ). We identify G with its image in GL(2n, R). Let / be the set of all real valued polynomials on M2fl(R) that vanish on G. Let P be the algebra of all real valued polynomials on M2n(R). Let M be the set of zeros in GL(2n, R) of /. If / e / then f(X*) = g(X) defines g e P which is clearly in /. Since M is the Zariski closure (c.f. Mumford [1, p.l]) of G, M is an algebraic group. Thus M is a real reductive group. Let Pc be the algebra of complex valued polynomials on M2n(R). The Stone-Weierstrass theorem implies that the restriction of Pc to M is uniformly dense in C(M). Let M act on Pc by mf(X) = f(Xm) for f e Pc, X e M2fl(R) and me M. Since the space of homogeneous polynomials of a fixed degree is invariant under the action of M and is finite dimensional we see by 1.4.4(1) and 1.3.2 that the restriction of Pc to M is precisely the algebraic sum of the isotypic components of L2(M). But then the space of G-invariants in Pc restricted to M is uniformly dense in the space of G invariants in C(M) under the right regular action. Now the condition that a polynomial be G-invariant is itself a polynomial condition. Thus every G- invariant polynomial is M-invariant. But then the G-invariant continuous functions are M-invariant. This implies that C(M/G) consists of the constants. Hence G = M. Note. This lemma is an important part of the Tannaka duality theorem. 2.5.2. We now assume that G is connected. Let T be a maximal torus of G. Let h = tc. Fix R a system of positive roots for <t>(gc,h). Let S e h* be half the sum of the elements of R. Fix < , > an Ad(G)-invariant inner product
66 2. Real Reductive Groups on g (0.3.1). Denote by ( , ) the induced symmetric non-degenerate form on h*. Let A be the simple root system of R. (1) 2(M/(a,a)=l for a e A. If a e A let sa be the corresponding Weyl reflection (0.2.3). Let ji e R — {a} then sJeR by 0.2.4(2) and 0.2.1(4). Thus saR = (R - {a})u{-a}. This implies that sa3 = 3 — a. (1) now follows. In particular, (1) implies that 3 is dominant integral. Hence there is a finite covering G~ of G so that if T~ is the corresponding maximal torus then 3 is T~ integral (see 1.7.5). Define on T~ by A(t) = tan„6jl(l - (""). Then |A(t)l2 = \d(t)\ (2.4.4). 0.3.3(1) says that, up to conjugacy, T is the only Cartan subgroup of G. If we carefully follow the argument in 2.4.4 one finds that if all the measures are normalized measures then (mi)~l = [VF(G, T)] = w. We therefore have Proposition. Let dg and dt be normalized invariant measure on G and T respectively. Then | f(g)dg = (1/w) | |A(T)|2 | j{gtg~')dgdt. G TO 2.5.3. We assume for the remainder of this section that G = G~. If \i e TA we set A(n)(t) = Z.seW det(s)ts"(W = W(G,T)). We say that fi is regular if sn / n for s e W — {1}. It is easy to see that A(n) = 0 if \i is not regular. If n is regular than there exists se W such that sfi is dominant integral. Let fi and ji be integral, dominant integral and regular then (1) | A(n)(t) conj(A(p))(t)dt = w^. T This is an immediate consequence of Lemma 1.4.5. Lemma. A = A(S). Let a be a simple root then using the material in the proof of 2.5.2(1) we see that A(sj) = — A(t) for t e T. Now A is a sum of characters of T with coefficients +1. The coefficient of ts is 1. The other characters that come into the expansion are of the form 3 — q with q a sum of distinct elements of R. Thus A = S cqA(3 — q) the sum over all q that are sums of distinct elements of R and the coefficients cq are integers. We assert that if ^4(<5 — q) is non-zero then A(S — q) = ±A(3) (here q is a sum of distinct elements of R). Indeed, if se W then s(d — q) = 3 — q' with q' a sum of distinct elements
2.5. The Weyl Character Formula 67 of R. Thus we may assume that 5 — q is dominant and regular. This implies that 2(6 — q, a)/(a, a) is a positive integer for all simple a. Hence 2.5.2(1) implies that 2(<j,a)/(a, a) < 0 for all simple roots a. Thus (q, a) < 0 for all a.e R. But then (q, q) < 0. So q = 0 as asserted. We therefore conclude that A = cA(S). Proposition 2.5.2 implies that \\A\2dt = w. T So (1) above implies that c = 1. 2.5.4. We now come to the Weyl character formula. Theorem. Let y e GA and let A be the highest weight of y relative to R (Theorem 1.7.5). Let xy be the character of y. Then A(3)Xy = A(A + S). We order the weights of L(A) (1.7.4) by saying that n> oif n — a is a sum of elements of R. If /i is a weight of L(A) and if sn > A for some s e W then sn = A. This implies that A(5)xy = A(A + 5) + f with / = I cqA(A + d - q) where q is a sum of elements of R and A + 3 — q is dominant integral and regular. Applying 2.5.2(1) we have | A(d)(t)Xy(t)(conj(A(5)(t)xy(t))dt = w + | \f(t)\2dt. T T Lemma 1.4.5 combined with Proposition 2.5.2 now imply that ||/(t)|2^ = 0. So/ = 0. T 2.5.5. We now show how one uses the Weyl character formula to derive the Weyl dimension formula. Theorem. Let y e GA have highest weight A relative to R. Then d(y)= [] (A + S,a)/(a,a). Clearly, ^(1) = d(y). Hence d(y) = lim^(exp(it//,)) = lim A(A + 3)(e\p(itHs))/A(3)(exp(itHs)) r->0 r^O = lim/l(5)(exp(it//A + ,))//l(^)(exp(it//,)).
68 2. Real Reductive Groups But Lemma 2.5.3 implies that A(d)(exp(itH)) = [] (exp(t(i)i(a(H))) - exp(-t(i)i(a(ff)))). Hence d(y) = limr^0 T\teR sin(ttx(HA+s)/2)/sm(tot.(Hd)/2). The result now follows. 2.A. Appendices to Chapter 2 2.A.I. Some linear algebra 2.A. 1.1. We put the usual inner product, ( , ), on C". If X e M„(C) then we denote by X* the conjugate transpose of X. Then X* is the adjoint operator to X relative to ( , ). If X = X* then we say that X is self-adjoint. If X is self-adjoint and if (Xv, v) > 0 for all non-zero v eC" then X is called positive non-degenerate (or positive definite). If Xe M„(C) then we write exp X for the usual power series Then exp defines a complex analytic mapping of M„(C) into GL(n, C). As is well known, if X is self-adjoint then there is a unitary operator, u, on C" such that uXu'1 is diagonal with real entries. Hence it is clear that (1) If X is self-adjoint then exp X is positive non-degenerate. (2) If A is positive non-degenerate then there is a self-adjoint matrix, X, such that A = exp X. We may assume that A is diagonal with positive diagonal entries, ax,...,an. Take X to be the diagonal matrix with diagonal entries log^),..., log(a„). 2.A.I.2. The following lemma is due to Chevalley. It will be used several times in this chapter. Lemma. Let f be a real or complex valued polynomial function on M„(C). Suppose that Y is self-adjoint and that /(exp mF) = 0 for all m = 1,2,— Then /(exp tY) = 0 for all real t. Let u be a unitary matrix such that uYuT' is diagonal. If we replace / by the polynomial g(Z) = /(u'Zu) we may assume that Y is diagonal with real diagonal entries au...,a„. We restrict / to the diagonal matrices. Our assumption now says that /(exp^aj,..., exp(ma„)) = 0 for m= 1,2,—
2.A.I. Some Linear Algebra 69 Set p(t) = /(exp(fa!),..., exp(fa„)). If p is not identically zero then P(t) = I bm exp(MJ with Ax >->A, with bi non-zero. Thus if s is real and sufficiently large then \bx exp sAx\ > X bmexpsAn Thus p(m) is non-zero for sufficiently large integers, m. Since this is contrary to our hypothesis, we must have p(t) = 0 for all t. 2.A. 1.3. If X e M„(C) we define (/ - e\p(-X))/X to be the sum of the power series E(-l)"(l/(m+l)!)X". Lemma. Let X,Y bee M„(C) then d expx(y) = exp X((I - exp(-ad AT))/ad X) Y. This result can be proved directly by manipulating power series. See (e.g., Wallach [1]). 2.A. 1.4. Let p„ denote the space of self-adjoint elements of M„(C). Lemma. The map U(n) x p„ -> GL(n, C) given by u, Y h-> u exp X defines a surjective diffeomorphism. Let geGL(n,C). Set A = g*g. Then A is positive non-degenerate. So A=expY with Y e p„. Set X = (\)Y and p = exp AT. Then p2 = A It is easy to check that gp ' e U(n). Thus the map is surjective. Suppose that g = u exp X = u' exp A". Then exp 2X = exp 2A". This implies that exp 2mA" commutes with X for all m = 1,2, Lemma 2.A.2 implies that exp tX' commutes with X for all real t. Hence A" commutes with A'. Thus X and A" can be simultaneously diagonalized using a unitary matrix. Since exp 2X = exp 2A" this implies that X = A". Thus u = u'. So the map is in- jective. Let / denote the map we are studying. The Lie algebra of U(n) can be identified with the Lie algebra of all skew-adjoint matrices (Y* = — Y). If X* = -X, if Y, Z e p„ and if u e U(n) then 4fu.z(x> y) = "(* exP z + d/d't=o exp(Z + tY)). Thus if dfuZ(X, Y) = 0 then X exp Z must be self-adjoint. But then X exp Z = — AT exp Z. So (exp Z)A'(exp( —Z)) = —X. After an orthonormal change of
70 2. Real Reductive Groups basis we may assume that Z is diagonal with real diagonal entries al,...,a„. Thus the eigenvalues of T i-> (exp Z)T(exp( —Z)) are of the form exp(a,- — ak) which are all positive so X = 0. Lemma 2.A.3 implies that ((7-exp(-adZ))/adZ)y = 0. But (ad Z)2k + l Y is skew-adjoint and (ad Z)2kY is self-adjoint. Thus we see that VY= 0 with V = X (ad Z)27(2/c + 1)!. The eigenvalues of V are of the form X(ai-aJ-)2V(2/c+l)!, which are positive. Thus Y= 0. So / is everywhere regular and bijective. Hence / is a diffeomorphism. 2. A. 1.5. Let F = R or C.UX e Mn(F) then X is said to be nilpotent if Xk = 0 for some k. If g e GL(F) then g is said to be unipotent if g — I is nilpotent. Lemma. // Y is nilpotent then exp Y is unipotent. If g is unipotent then g = exp Y with Y nilpotent. It is clear that exp Y = / + YZ with [T,Z] = 0. Thus ((exp Y) - I)k = YkZk. Thus if Y is nilpotent exp Y is unipotent. Let g be unipotent. Set Z = ^ — /. Put log(g) = Em>! Zm/m. Since Z is nilpotent this series is actually finite. The obvious formal manipulation of power series gives exp(log(g)) = g (it is rigorous since all series are finite). Since log(g) = ZW, log(g) is nilpotent so the lemma follows. 2.A.2. Norms on real reductive groups 2.A.2.I. Let G be a real reductive group. Then as in 2.1.1 there exists GR a symmetric algebraic subgroup of GL(n,R) (for appropriate n) and, p, a finite covering homomorphism of G onto an open subgroup of GR. Furthermore, we can choose a Cartan involution 8 of G such that p(8(g)) = p(g1)*. On R2", which we look upon as R" + R", we put the standard inner product. If ge GL(n,R) then we set \\g\\ = ||#® (g^1)*!! where || || is the operator norm. If g e G then we set \\g\\ = ||p(g)||. Let K be the maximal compact subgroup of G corresponding to 8. Let g = I ® p be the corresponding Cartan decomposition of g. Then ||.. .|| has the following properties:
2.A.2. Norms on Real Reductive Groups 71 (1) 11*11 = llrt forge G. (2) IMI<IMIII>'II, foTx,yeG. (3) {ge G\\\g\\ < r} is compact for all r < co. (4) ||fc, exp(tX)/c2|| = ||exp XH' for all ku k2 e K, X e p and all t e R, t > 0. These properties are easy to prove and are left to the reader. 2.A.2.2. Lemma. Let (n, H) be a Hilbert representation of G. Then there exist constants C > 0, r > 0 such that ||7r(g)|| < C||gf||r for allg e G. (Here \\A\\ denotes the operator norm of A.) We note that \\g\\ > 1 for all g e G. We set a(g) = log(||gi||). Then a(x) > 0, <j{xy) < o(x) + a(y) and a(x_1) = a{x). Set ^((7) = log \\n(g)\\ for pG. Then H(xy) < n(x) + n(y) for x, y e G. PutBr={0€G a(0)<r}. (1) There exists a positive constant, C, such that n(x) < C for x e Bx. This follows from (3) above and 1.1.1(1). (2) e~c\n(x)\ < \n(kx)\ < ec\n{x)\ for x e G, k e K. This follows from (1) since K is contained in Bx. Let X e p. Then a(exp tX) = ta(exp X) for t > 0. Let j be a non-negative integer such that j < a(expA') < j + 1. Then a(exp(A'/(; + 1)) < 1. Hence n(exp(X/(j + 1)) < C. This implies that A*(exp X)<(j+ 1)C < C(\ + a(exp X)). Thus, if k e K then H(k exp X) < C + C(l + <r(exp AT)) = C(2 + <r(exp AT). Theorem 2.1.8(1) now implies that if g eG then \\n(g)\\ < e2C\\g\\c. This completes the proof. The above result will play an important role in our study of matrix coefficients of representations. The method in the above proof was suggested by the proof of Warner [1,4.4.5.9]. 2.A.2.3. We will call any function, ||- -II, on G with values in [1, 00) satisfying (1), (2), (3), (4) of 2.A.2.1 a norm on G. We note that the proof of 2.A.2.2 implies
72 2. Real Reductive Groups that if || || j and || ||2 are norms on G then there exist constants C > 0 and q > 0 such that (1) \\g\\2 * QlglU, for all ^eG. We fix an Iwasawa decomposition, G = NAK, with a contained in p. We assume (for the sake of simplicity) that G has compact center. Let <t>+ be the set of positive roots of <t>(g,a) corresponding to N. Let {a.l,...,ixr} be the simple roots in <t>+. By our assumption, the simple roots span a*. We define Hu..., Hr e a by Xj(Hk) = djk. Let A + be as in 2.4.2. Lemma. Let ||- • -|| be a norm on G. Then there exist n, fi e a*, with n(Hj) > 0 for all j, and positive constants Cl, C2 such that C1fl"<||fl|| < C2ali, forallaeC\(A + ). In light of (1) we may assume that ||- • -|| is given as in 2.A.2.I. Let S denote the weights of a on R2" corresponding to the representation p(g) ® (p(g)"1)* for g e G. We partially order I by p. > /} if n{H3) > P(H3) for ; = 1,..., r. Let Hl,...,Hd be the maximal elements of S. Then ||a|| is the maximum of the a"J,j= l,...,d, for aeC\(A+). Set y = nx +••■ + nd.2A.2.l (3) implies that y(Hj) > 0 for all j = 1,..., d. Hence it is clear that a"d < \\a\\ < a" for a e C\(A + ). 2.A.2.4. Lemma. Let \ \ • • • \ \ be a norm on G. Then there exists d > 0 such that \\\g\Vddg<K. o Let y be as in 2.4.2. Then y(a) < a2p for aeC\(A + ). Let n be as in Lemma 2.A.2.3. Let d be so large that dn(Hj) > 2p(Hj) for ;' = 1,..., r. The result is now a direct consequence of 2.4.2.
3 The Basic Theory of (g, X)-Modules Introduction In this chapter we begin the representation theory of real reductive groups. The theory of (g, K)-modules (first introduced by Harish-Chandra for connected K and later defined in general by Lepowsky) is the connecting link between the algebraic results of Chevalley and Harish-Chandra and group representation theory. The main results of this chapter are Harish-Chandra's theorem that implies that irreducible unitary representations are admissible (Section 3.4), the subquotient theorem of Harish-Chandra, Lepowsky, Rader (Section 3.5) and its important refinement due to Casselman (Section 3.8). Section 1 contains the theorem of Chevalley that relates the polynomial K- invariants to the invariants of the Weyl group. This theorem is one of the main ingredients in Harish-Chandra's proof of the isomorphism between the center of the universal enveloping algebra and the Weyl group invariants on a Cartan subalgebra. This result and Harish-Chandra's determination of all "infinitesimal characters" is the content of Section 2. In Section 3, Lepowsky's definition of (g, K)-modules is introduced. The most important example is the space of K-finite, smooth vectors of a Hilbert representation. The main result 73
74 3. The Basic Theory of (g, K)-:VIodules in Section 4 is Theorem 3.4.1 which asserts that the isotypic components of a finitely generated (g, K)-module are finitely generated as modules for the center of the universal enveloping algebra. This theorem combined with Schur's Lemma implies the above mentioned theorem of Harish-Chandra on irreducible unitary representations. In Section 5 we give Lepowsky's proof of the subquotient theorem. It also contains preliminary results on the algebraic structure of (g, K>modules. Section 6 is devoted to an exposition of some of Harish-Chandra's theory of the spherical principal series. The main result of this section is the exact sequence in 3.6.6. However, the estimate in 3.6.7 will be fundamental in later developments. The material in Section 7 will be useful in the theory of the Jacquet module. Section 8 is devoted to a new proof of the subrepresentation theorem of Casselman. Although this theorem appears to be only slightly stronger then the subquotient theorem, we will see in the next chapter that the difference between the two theorems is significant. 3.1. The Chevalley restriction theorem 3.1.1. Let G be a real reductive group. Let 6 be a Cartan involution for G and let g = f ® p be the corresponding Cartan decomposition. Let K be as in 2.1.8. If V is a real vector space then we denote by P(V) the space of complex valued polynomial functions on V. Let K act on P(p) by kf(X) = /(Ad(/T' )X) for k e K, X e p and / e P(p). We denote by P(p)K the space of all / e P(p) such that kf = f for all k e K. Let a be as in 2.1.6. Let W = W(q, a) be as in 2.1.10. Let W act on P(a) by sf(H) = /(s-1 H) for s e W, H e a, f e P(a). Let P(a)w denote the set of all / e P(a) such that sf = / for all s e W. If V is a real vector space and if W is a real subspace of V then we define for / e P(V), Resv/W(f) to be the restriction of / to W. 3.1.2. Theorem. Assume that G is of inner type (2.2.8). Then Resp/a is an algebra isomorphism of P(p)K onto P(a)w- As we have seen in 2.1.10, W = {Ad(/c)|a!/c e K, Ad(/c)a = a}. Thus (1) Resp/a(P(p)*) is contained in P(a)w. (2) Resp/a is injective on P(p)K. This follows from Lemma 2.1.9. (3) Let Hj e a, j = 1, 2. If there exists k e K such that Ad(k)Hi = H2 then there exists s e W such that sHl = H2.
3.1. The Chevalley Restriction Theorem 75 Clearly, a and Ad(/c)a are maximal abelian in Ca(H2) n p. Since Ca(H2) is real reductive and 0-stable (2.3.1(2)), there exists k2e(K n CG(H2))° such that Ad(/c2)(Ad(/c)a) = a. Take s = fc2fc|0. (4) If Hj e a, j = 1,2 and if WHl n WH2 = 0 then there exists a continuous function / on p such that f(Ad(k)X) = f(X) for all k e K and X e p and /(H1) = 0,/(H2)=1. By (3), Ad(X)//! n Ad(X)//2 = 0. Thus there is a continuous function, h, on p such that his identically 0 in Ad(K)H1 and identically 1 on Ad(K)H2. Set f(X) = \h(Ad(k)X)dk. K (5) Let Hj, j = 1, 2 be as in (4). Then there exists peP(p)K such that p(ff,) * p(ff2). Set C = Ad(X)//! u Ad(X)//2. ThenC is a compact subset of p. Let/be as in (4). The Stone-Weierstrass theorem implies that there is a polynomial q on p such that \q(X) - f(X)\ < \ for X e C. Then p(X) = \K q{Ad{\i)X)dk defines the desired polynomial. Let F denote the quotient field of P(a). Let L be the quotient field of J = Resp/a(P(p)*). Let D,- be as in 2.3.1. Set f(z) = I zJ Resg/a/),-. Then the roots of / are the elements of <f>(q, a). If \i e a* and if n vanishes on °a (2.2.2) then ne J. Thus we see that F is a normal extension of L(see any book on Galois theory). So L = {/ e F! of = f for all a e Gal(F/L)}, here Gal(F/L) is the group of all automorphisms of F that are equal to / on L. By the above, if a e Gal(F/L) then a(a*) = a*. Hence, aP(a) is contained in P(a) for all a e Gal (F/L). Denote by U the group of all automorphisms of P(a) that are equal to / on J. Then we have shown that J = {f e P(a)\af = /for all a e U}. If a e U and if H e a then 3(f) = of(H) defines a homorphism of P(a) into C. Hence the nullstellensatz (c.f. Mumford [1, p.3]) implies that there exists Hl such that 5(f) = /(H,) for all / e P(a). Now, of = f for / e J, so (5) implies that there exists s e W such that H^ = sH. We have therefore shown that if / e P(a)w then of = / for all a e U. Hence P(a)w' is contained in J. Now (1) implies the result. Note. The above Theorem is the celebrated Chevalley restriction Theorem. We note that if G is not necessarily of inner type and if we define NK(A) = {k e K ! Ad(/c)a = a} and W = NK(A)/°M then the conclusion of the above theorem is still true (with the same proof).
76 3. The Basic Theory of (g, X>Modules 3.1.3. We now derive a corollary to Theorem 3.1.2 which is also called the Chevalley restriction theorem. Let g be a reductive Lie algebra over C. Let P(g) denote the space of all complex polynomials on g. We define an action of g on P(g) by Xf(Y) = d/dtt=0f(e\p(-t ad X)Y). Set /(g) = {f e P(g)\Xf = 0 for all X e g}. Let h be a Cartan subalgebra of g. Let W = W(q, h). We let W act on P(h) by sf(H) = /(s_1 H). Let /(b) denote the W-mvariants in P(b). Theorem. Resg/1, is an isomorphism of /(g) onto 1(1)). Since the center of g is contained in b, we may assume that g is semi-simple. Let gu be a compact form of g such that g„ n b is maximal abelian in g„ (0.3.4). Set G = Int(g) which we look upon as a real reductive group. Let 6 denote conjugation on g relative to gu. Then 8 is a Cartan involution of g (looked upon as a real Lie algebra). If we set I = gu and p = igu then g = f ® p is the corresponding Cartan decomposition. Since gu is a real form of g, ResB/p is an isomorphism of /(g) onto P(p)K. Set a = b n p. Then Resb/a is an isomorphism of /(b) onto P(a)w. The result is now an immediate consequence of Theorem 3.1.2. 3.1.4. Example. We look at the case when g = M„(C) (the Lie algebra of GL(n, C)). We take for I) the space of diagonal matrices. If // e b and if H has diagonal entries hl,...,h„, then define £,-(//) = h-r Then <t>(g,b) is the set of all Ej - ek for distinct j, k. We take <t>+ to be the set of all e; - ek for j < k. Then if a = Ej - ek, then saH has diagonal entries, hal,...,han, with a the permutation (j,k). We therefore see that W is the set of all permutations of the diagonal entries. Thus, the fundamental theorem of invariant theory for the symmetric group (Weyl [1, pp.37, 38]) implies that P(bJ^ is equal to C[a1;..., a„], where a; is the ;'-th elementary symmetric function in the diagonal entries of H. Recall that these functions are denned by 11 (t + hs) = £ f-^j(H). 1 < j < n Define for X e M„(C) the polynomials pj by det(tI + X) = YJf-JpJ(X). Then it is clear that Res^p, = o-r Theorem 3.1.3 now implies that P(g)8 is the polynomial algebra in pu..., pn.
3.2. Harish-Chandra Isomorphism of Center of the Universal Enveloping Algebra 77 3.2. The Harish-Chandra isomorphism of the center of the universal enveloping algebra 3.2.1. Let g be a reductive Lie algebra over C. Let Z(g) be the center of l/(g)(0.4.1). In this section we will give Harish-Chandra's determination of the homomorphisms of Z(g) into C. In order to carry this out we will use the Harish-Chandra isomorphism. In Section 6 we will give a related (but different) mapping that is called the Harish-Chandra homomorphism. Let h be a Cartan subalgebra of g (0.2.1). Fix R a system of positive roots for <t>(g,h). Let n+ (resp. n ) be the sum of the ga (resp. g_J for a e R. Then g = n+ ©l)©n". P-B-W (Theorem 0.4.1) implies that l/(g) = l/(l))©(rTl/(g) + l/(g)n+). Let q denote the projection of l/(g) onto l/(h) corresponding to this direct sum decomposition. Let 17(g)" be the set of all x e 17(g) that commute with every element of h. Lemma, q is an algebra homomorphism of 17(g)* into 17(h). We enumerate <t>+ as {a,,...,ad}. Let X}, j = \,...,d, be a basis of n+ with A'yeg,.. Let Yj be a basis of rT with YJe0_a. Let Hk be a basis of b, /c= 1,...//. If neW then set X" = (*,)"'•••(*„)'", y" = (y1)"'---(ydr. If ke Nl then set H* = (//,)*• ■■■(H,)*t. Then P-B-W implies that the elements YmHkX" form a basis of 17(g). (1) 17(g)" n (n-l/(9) + l/(g)n+) = 17(g)" n n" 17(g) = 17(g)" n I7(g)n+. If x e 17(g)" then x = S am t „ YmHkX" with the sum over all m, /c, n such that S myay = S Mj-ay. Which clearly implies (1). Let uy e 17(g)" for ;' = 1,2. Then ulu2 = ulq(u2)(mod l/(g)n + ).
78 3. The Basic Theory of (g, K)-Modules Hence (1) implies that uxu2 s q(M1)q(M2)(mod(n"l/(g) + l/(g)n + ). This is the content of the Lemma. 3.2.2. Fix an invariant from, B, on g as in 0.2.2. We define a mapping X^X* of gontog*byB(y,A:) = X#(y)for Y e g. Then X h-> X* induces an algebra isomorphism of S(g) onto P(g). ad induces an action of g on S(g) as derivations. Under X i-> X* this corresponds to the action of g on P(g) in 3.1.3. We may thus identify S(g) and P(g) as g-modules. Let p e h* be half the sum of the elements of R. We define an isomorphism, p, of S(h) given by p(H) = H — p(H) on h and extended to S(h) by the universal mapping property. Since h is abelian, l/(h) is isomorphic with S(h). Thus we will use S(h) and l/(h) interchangeably. We define a homomorphism, y, of Z(g) into (7(h) by y = p. ° q. (Note that Z(g) is contained in (7(g)1'.) Under our identification, the g-invariants in S(g), S(g)8, correspond to P(g)fl. We also have an action of W = W(g, h) on S(h). The VF-invariants in S(h) correspond to P(b)^. (Here we have replaced g by h in the above discussion.) We write U(l))w for the W-invariants in 1/(1)) (= S(b)). We can now give the Harish-Chandra isomorphism for the center of the enveloping algebra. 3.2.3. Theorem. y(Z(g)) is contained in U(\))w. The map y defines an algebra isomorphism of Z(g) onto V(\))w. We first note that the result follows from (*) y(Z(g)) is contained in V(\))w. We use the standard nitration of l/(g) (0.4.2). Then Gr l/(g) = S(g). We can therefore consider Gr q: S(g) -> S(h). The direct sum decomposition g=l)0(n+ 0n') is B orthogonal. Thus, under our identifications, it is an easy matter to see that Gr q = Res8/lr Thus, if we compare the nitration to the grade and apply Theorem 3.1.3 combined with (*) the result follows. We are thus left with proving (*). Let a be a simple root in R. Let mx = h + ga + g_a. Set n" equal to the sum of the root spaces corresponding to the elements of R - {a}. Set n* equal to the sum of the root spaces corresponding to the roots -jHorjieR — {a}. Then g = m" ® n" ® n".
3.2. Harish-Chandra Isomorphism of Center of the Universal Enveloping Algebra 79 P-B-W implies that 1/(9) = l/(m") 0 (n"U(g) + l/(g)n"). Let q" be the linear projection of l/(g) onto l/(m") corresponding to this direct sum decomposition. Define p" in (m')* by p"(X) = (|)tr(ad X |n„) for X e m". Define a homomorphism, a of U(m") to itself by a(X) = X — p"{X) for X e m*. If we argue as in the proof of Lemma 3.2.1 we see that a ° q restricted to Z(g) is a homomorphism into Z(m"). Let y" be the Harish-Chandra homomorphism associated with m'. Then y" ° o ° q = y. Thus if we show that v"(Z(ma)) is contained in the sa invariants of l/(h) then (*) will follow from 0.2.4(3). We therefore can assume that g = m', That is, R = {a}. We are reduced to the case when [g, g] = g! is a TDS (0.5.4). Let X, Y, H be a standard basis for g^ Set C = H2 + 2(XY + YX). Then a simple computation shows that C is in Z(g). Let c e S(g) be the element given by the same formula in S(g) (which we have identified with P(g)). Then Resg/1,(c) = H2. Now W = {/,s„} and sx restricted to 3(g) is /, saH = -H. Thus Theorem 3.1.3 implies that S(g)8 = S(3(g))C[c]. If we compare the standard nitration of Z(g) with Gr Z(g) we see that Z(g) = l/(3(9))C[C]. But it is clear that y(C) = H2 - 1. Thus (*) is true in this case. This completes the proof. 3.2.4. We now show how one uses the Harish-Chandra isomorphism to derive Harish-Chandra's formula for infinitesimal characters. If p. e h* then set 1 = p o y (p extends to a homomorphism of l/(h) to C by the universal mapping property of l/(h)). Theorem. Let %be a non-zero homomorphism of Z(g) to C. Then there exists pel)* such that 1 = 1^. Furthermore, if p, p' e h* then x^ = X„- if and only if there exists s e W such that sp = p'. Let Dj be as in 2.3.1. Set p, = Res^D,-). Set f(t) = I tjp-. If a e <D(g, h) then /(a) = 0. This implies that l/(h) (which is identified with S(h) which is in turn identified with P(b)) is integral over U{\))w (cf. Zariski, Samuel [1]). Hence every non-zero homomorphism of P(l))w into C is given by point evaluation {[pp. ci't.]). In light of our identifications, this implies the first assertion. The second assertion follows from the observation that if h, h' e h and if f(h) = f(h') for all f eP{\))w then there exists s e W such that h' = sh. (cf. the proof of 3.1.2). 3.2.5. We now look at what these results say for g = M„(C). If A is an associative algebra over C and if [o,,t] is an n by n matrix over A we set
80 3. The Basic Theory of (g, K)-Modules det([aJit]) = S sgn(a) n"=1 aaJj, the sum over all permutations of n-letters. We take Ejk to be the standard basis of M„(C) and look upon these elements as being in l/(g). Let t be an indeterminate and set ajk(t) = Ejyk + (j - I + t)5]<k. Write det([aJt(t)]) = I t"~JUj. Then the content of the classical Cappelli identities (Weyl [1, p.42]) is that UjS Z(g). One computes thaty(«J-) = o,y(3.1.5). 3.3. (g, K)-modules 3.3.1. Let G be a real Lie group with Lie algebra, g. Let K be a compact subgroup of G. We recall Lepowsky's definition of a (g, K)-module. Let V be a g-module that is also a module for K (for the moment we ignore the topology of K). Then V is called a (g, K)-module if the following three conditions are satisfied: (1) k-X-v = Ad(k)X-k-v for v e V, k e K, X e g. (2) If v e V then Kv spans a finite dimensional vector subspace of V, Wv, such that the action of K on Wv is continuous. (3) If Y e I and if v e V then d/dt, = 0 exp(tY)v = Yv. If V and W are (g, K)-modules then we denote by Homg K(V, W) the space of all g-homomorphisms that are also K homomorphisms of V to W. V and W are said to be equivalent if there is an invertible element in Homg K(V, W). We denote by C(g, K) the category of all (g, X)-modules with Horn in this category given by Homfl K(V, W). 3.3.2. A (g, X)-module, V, is said to be finitely generated if it is finitely generated as a l/(g)-module. V is said to be irreducible if the only g and K- invariant subspaces of V are V and (0). In this context we have the following variant of Schur's Lemma. Lemma. Let V be an irreducible (g,K)-module. Then Homg K(V, W) = CI. Let v be a nonzero element of V. Let Wv be as in 3.3.1(2). Then U(q)Wv is a g and a K-invariant subspace of V. Hence, V = U(q)Wv. In particular, this implies that V is countable dimensional. The result now follows from Lemma 0.5.2. 3.3.3. Let V be a (g, X)-module. Let y e K". Then we set V(y) equal to the sum of all the X-invariant, finite dimensional, subspaces of V that are in the class of y. Lemmas 1.4.7 and 1.4.8 immediately imply
3.3. (g,K)-Modules 81 Lemma. Asa K -module, V = @fEr V(y). Here the direct sum is the algebraic direct sum. If y e KA then we call V(y) the y-isotypic component of V. We say that V is admissible if dim V(y) < co for all y e KA. 3.3.4. Lemma. Let V be a (g, K )-module. Then V is admissible if and only if dim HomK(W, V) < co for all finite dimensional K-modules, W. Let W be a finite dimensional K-module. Let T be a X-homomorphism of VF into V. Then T(VF) is a direct sum of irreducible X-submodules of V (Lemma 3.3.3). Since W has only a finite number of inequivalent irreducible quotients, there exists, F, a finite subset of KA depending only on W, such that T{W) is contained in @ F V(y). The lemma now follows. 3.3.5. Let (rc, H) be a Hilbert representation of G. Then according to Lemma 1.4.7, H is the Hilbert space direct sum of the H(y) for y e KA. Here we are assuming, as we may, that it \K is unitary (Lemma 1.4.8). Lemma 1.4.7(1) implies that H(y) n Hx (1.6.3) is dense in H(y) for all y e KA. We set HK equal to the algebraic direct sum of the H(y) n H33 for y e KA. By the above, it is clear that HK is a dense subspace of H (resp. Hx). Lemma. HK is a %-invariant subspace of Hv. With this structure of g and K- modules, HK is a (Q,K)-module. We note that HK is the space of all C^-vectors, v, of H such that n(K)v spans a finite dimensional subspace of H. 1.6.4(H) says that if X e q, ge G and ter then n(g)n(X)v = n(Ad(g)X)n(g)v. Thus, if v e HK, if X e g and if W„ is the span of n(K)v then Wv is contained in HK and n(X)v e ^(g)^ a finite dimensional K-invariant subspace of H°°. The result now follows. HK is called the space of C™, K-finite vectors of H or the underlying (g, X)- module of //. We say that // is admissible if //K is admissible. H is said to be infinitesimally irreducible if //K is irreducible as a (g, X)-module. If (it, H) and (a, V) are Hilbert representations of G then rc is infinitesimally equivalent with a if the (g, K)-modules HK and KK are equivalent. 3.3.6. Let Ve C(g,K). U fieV* then we write X • [i (resp. k • fi) for the functional X • n(v) = -fi(Xv) (resp. k • /.i(v) = n(k~lv). Then relative to these actions V* is a g and a X-module that satisfies the compatibility condition 3.3.1(1). We set V~ = {^e V* \ Kp spans a finite dimensional subspace}. We may argue as we did above to see that V~ is a g and a X-submodule of K*. Hence V~ is a (g, X)-module. V~ is called the (g, K)-dual module of K
82 3. The Basic Theory of (g, K)-Modules We set V* equal to the space of all conjugate-linear functionals on V with g and K acting on V* as above. We set V= {fie V*\Ky. spans a finite dimensional subspace}. Then as above V is a (g, K)-module that is called the conjugate dual (g,K)-module of V. 3.4. A basic theorem of Harish-Chandra 3.4.1. Let G be a real reductive group. We return to the notation of 3.1.1. Let ZG(g) denote the subalgebra of l/(g) consisting of those elements u e U(q) such that Ad(g)u = ufor all g e G. Notice that if G is of inner type (3.1.1) then ZG(g) = Z(g). The purpose of this section is to prove several important theorems of Harish-Chandra [1] the first is: Theorem. Let V be a finitely generated (3.3.2) (g, K)-module. If y e KA then V(y) is finitely generated as a Za(Q)-module. The proof of this result involves several steps which we now begin. We fix V a finitely generated (g, K)-module. Let W be a finite dimensional K-invariant subspace of V such that V= U(q)W. In light of the material in 0.4.3, we see that V= symm(S(p))W. We define V0 = W and Vj+l = pVs + Vs for j = 0, 1, Then each V-} is K-invariant, pVj is contained in Vj + 1 the union of the Vj is V. Set Gr(K) equal to the direct sum of the spaces (Vj/Vj-x), here V^! = (0). Then Gr(K) is equivalent with V as a K-module. Let pj be the natural projection of Vs into Vj/Vj- !. If X e p, v, w e Vj and if pj(v) = p,-(w) then pJ+l(Xv — Xw) = 0. We may thus define an action of each Jepon Gr(K) by Xpj(v) = pJ+1(Xv) for v e Vj. 3.4.2. We define a new Lie algebra structure on f © p as follows: (1) If X, Y e f or if X e f, Y e p then [X, Y~\ has the same meaning as it did ing. (2) If X, Y e p then \_X, 7] = 0. We denote by gc the Lie algebra f © p with commutation relations given as in (1), (2). We form a Lie group Gc with total space K x p and multiplication given by: (3) (k,X)(u,Y) = (ku,Ad(u-1)X+Y), k,ueK,X,Yep. Then Gc is a Lie group with Lie algebra gc.
3.4. A Basic Theorem of Harish-Chandra 83 Lemma. Gr( V) is a finitely generated (QC,K )-module. Let veVj and X, Yep. Then XYpj(v) = pj + 2(XYv) = pj + 2(YXv + [X, Y]v) = pj+2(YXv) since [AT, y]ef. Thus XYv = YXv for all ueGr(K) and X, Yep. It is therefore clear that Gr(K) is a gc-module. Conditions 3.3.1(1), (2), (3) are all assertions for K and they follow from the fact that V is a (g,K)- module. Let Gr(K)J = Vj/Vj^. Then p Gr(K), = Gr(V)j+l. Thus Gr(K) is finitely generated. 3.4.3. We may look upon p as an abelian normal subalgebra of gc. Then S(p) is the universal enveloping algebra of p. Clearly, S(p)K is contained in the center of U($c). Lemma. If ye KA then Gr(K)(y) is finitely generated as a S(p)K-module. Let y e KA and let (p., X)e y. We look upon Uomc(X,Gr(V)) as an S(p) and a A:-module with the actions (uT)(v) = u(Tv) and (kT)(v) = /c(T((/T») for ueS(p), keK and ceGr(F). As a S(p)-module Hom^X, Gr(K)) = A'*®Gr(K) with S(p) acting on the right factor. Thus under this action Homc(A\ Gr(K)) is finitely generated as a S(p)-module. Also UomK(X, Gr(K)) is the space of K-invariants in Uomc(X, Gr(K)). Set L = S(p) HomK(A', Gr(K)). Since S(p) is Noetherian (0.6.1) there exist elements Ti,..., Td in UomK(Xy Gr(K)) such that L = I S(p)Ty(0.6.2). If Te HomK(A:,Gr(K)) then T = I.pjTj with p,eS(p). Hence T=/cT=I(Ad(/c)pJ)T;. for all k e K. Hence if we set for p e S(p), p° = |Ad(/c)pd/c K then T= ^ (p,)0^- Since p° e S(p)K for all p e S(p), we have proved: (*) UomK(X, Gr(K)) is finitely generated as a S(p)K-module. Let a: HomK(A', Gr(K))® X->Gr(V)(y) be defined by a(T®x)=Tx. Then a is surjective. Thus we see that if Tj,..., Td are as above then Gr(K)(y) = I S(p)KTj(X). This completes the proof of the lemma. 3.4.4. Let P(g)G be the algebra of all polynomials on g, /, such that / o Ad(^) = / for all ge G. Lemma. P(p)K is finitely generated as a Res^v(P(Q)G)-module.
84 3. The Basic Theory of (g,K)-Modules Let a be maximal abelian in p. We use the conventions in 2.1.1. In particular we identify the Lie algebra of G with that of GR. We define polynomials, qj, on g by det(t/ + X) = £ tjqj(X) for X e g. Let S denote the set of all weights of a on R". Then clearly, S spans a*. If j8 e S then S j8J'Resg/a(q;) = 0. Since g„ = 1 this implies that (*) P(a) is finitely generated as a Resg/a(P(g)G)-module. 2.1.9 implies that Resp/a is injective on P(p)K, so the result follows from (*). 3.4.5. We define a linear map, 3, of (7(g) to S(p) by d(symm(p)k) = e(k)p, for p e S(p) and /c e 1/(1), here we are using 0.4.3 and £ is defined as in 0.4.4. If u e Uj(q) (0.4.2) we set dj(u) equal to the;'-th homogeneous component of d(u). We note that (1) If h e U\q), v e Vk then Pj+k(uv) = 5j(u)pk(v). Fix, B, an invariant non-degenerate form on g. As in 3.2.2, we identify P(g) (resp. P(p)) with S(g) (resp. S(p)). Set /(p) = Resg/p(P(g)G). We look upon /(p) as a subalgebra of S(p). Then S(p)K is finitely generated as an /(p)-module (Lemma 3.4.4). We also note that (2) If u e S(g)G then symm(u) e ZG(g) and (5(symm(«)) = Resg/P(u). 3.4.6. We are finally ready to complete the proof of Theorem 3.4.1. Lemma 3.4.3 now implies that if y e KA then Gr(K)(y) is finitely generated as an /(p)-module. Let v1,...,vd be homogeneous generators with Uj homogeneous of degree kj. Let Vj€ Vk project onto v}. 3.4.5(1) and (2) now imply that ©P*((Z Zc(9)fj) nK) = Z Hp)i>j = Gr(K)(y). Hence S ZG(g)fj = K(y), which was to be proved. 3.4.7. We now derive some consequences of Theorem 3.4.1. The first is immediate. Corollary. Let V be a finitely generated (g,K)-module such that if ve V then dim Zg(q)v < oo. Then V is admissible. 3.4.8. Corollary. Let V be an irreducible (g, K )-module then V is admissible.
3.4. A Basic Theorem of Harish-Chandra 85 Lemma 3.3.2 implies that the elements of ZG(g) act on V by scalars. The result now follows from 3.4.7. 3.4.9. Before we can give the next application we must introduce some notation and results. Let C e ZG(g) be the Casimir operator of G corresponding to B. That is, if Xu..., Xm is a basis of g and if X1,..., Xm are denned by B(Xj,Xk) = 5jJk then C = l.XjXj. Theorem. Let (it,H) be a Hilbert representation of G. Suppose that if v e HK (3.3.5) then dim C[C]i; < oo. Then HK is a subspace of the space of analytic vectors for it (1.6.6). Let CK be denned for (I,K) in the same way as C was denned for (g, G). We note that (1) If Deffjf then dim C[C,Q]i> < oo. Set A = C — 2CK then (1) implies that (2) If ve HK then dim C[A]i; < oo. Fix veHK and let w e H, Set / = c„,w (1,3.2). We look upon l/(g) as the space of all left invariant differential operators on G (as usual). Then (2) implies that there is a monic polynomial, p, such that p(A)/=0. Let Xu..,,Xm be an orthonormal basis of g relative to the inner product, < , >, given by (X, Y} = -B(X,0Y). Then A = I(X;)2. Thus, in local analytic coordinates, p(A) is an analytic elliptic operator. Analytic elliptic regularity (Nirenberg [1, p.158]) implies that / is real analytic. The following result is the basic theorem in the title of this section. 3.4.10. Theorem. Let (it,H) be an irreducible unitary representation of G. Then (n, H) is admissible. In light of Lemma 1.6.5, and the previous theorem HK consists of analytic vectors. Let v e HK be non-zero and set V = U(q) span(7r(K)i;). Then 1.6.5 combined with Corollary 3.4.7 implies that V is an admissible (g,K)- submodule of HK. Now G = KG0, so Proposition 1.6.6 implies that C1(K) is a G-invariant subspace of H. Hence C1(K) = H. Since Cl(K)(y) = Cl(K(y)) for all y e KA, this implies that HK = V. 3.4.11. Theorem. Let (it, H) be a unitary representation of G. Then (n, H) is irreducible if and only if it is infinitesimally irreducible (3.3.5). // (it, H) and
86 3. The Basic Theory of (g, K)-Modules (a, V) are irreducible unitary representations of G then n and a are unitarily equivalent if and only if they are infinitesimally equivalent. Suppose that (it, H) is irreducible. Then, as we have seen in the preceding proof, if W is a non-zero (g, X)-submodule of HK then W = HK. Suppose that HK is irreducible. If H is reducible then H = Hi © H2 unitary direct sum of closed, non-zero, G-invariant subspaces. Thus HK = (Hl)K® (H2)K- This contradiction implies the first part of the result. We now prove the second assertion. Let A be an invertible element of HomaJ((HK, VK). Then A maps (HK)(y) to (VK)(y) for all yeKA. We may thus define A* e Homg,K(VK,HK) by (A*v, w) = (v, Aw) for v e V(y) and we H(y) (here we have used the admissibility of VK and HK). Then A*As UomgK(VK, VK). Thus the first part of this theorem and Lemma 3.3.2 imply that A*A = cl with c > 0. Set T = <T1/2A Then T extends to a unitary operator from H onto V which is clearly a K -intertwining operator. It is easy to see that if X e g then T7r(exp(A')) = 7r(exp(A'))T on HK. Since G = KG0, this implies that T defines a unitary equivalence. 3.4.12. Theorem. Let (n,H) be an admissible Hilbert representation of G. Then (n, H) is irreducible if and only if it is infinitesimally irreducible. If (n, H) is reducible then there exists a closed, proper, non-zero, G-invariant subspace V of H, Since V is admissible it is clear that VK is proper. If HK is reducible then H is reducible by the argument in the first part of the proof of 3.4.10. 3.5. The subquotient theorem 3.5.1. The purpose of this section is to give a proof of the celebrated subquotient theorem of Harish-Chandra [3], Lepowsky [1] and Rader. We first must establish some generalities about (g, X)-modules. We return to the notation in 3.3.1. In this section l/(g) will denote the universal enveloping algebra of gc, Lemma. U(q)k is a Noetherian algebra over C. Let / be a left ideal in U(q)k. Then (7(g)/ is a left ideal in (7(g), Since (7(g) is Noetherian, there exist XjSl, j=\,,..,d such that U(g)I = I U(g)Xj. Hence, if y e I then y = Z UjXj with us in l/(g). If k e K then Ad(k)y = y and
3.5. The Subquotient Theorem 87 Ad(k)xj = Xj. Thus we may replace us by its projection in U(q)k. This implies that / = I U(q)kXj. 3.5.2. For simplicity, we now assume that K is connected. If y e KA then we fix Vy e y. Set Iy = {x e 1/(1) x acts by 0 on Vy}. U y,ae KA then set Uy-a = {x e 17(g) /x <= U(q)I„}. We note that Schur's Lemma implies that U(l)/Iy is isomorphic with End(K,,). We look upon End(K,,) as a K-module under left multiplication. If we apply the material in 0.4.3 and 0.6 it follows that (1) U(Q)/U(Q)Iy is l/(g)-module isomorphic with U(Q)(g)m)End(V). The latter module can be considered to be a (g, K)-module if we use the K-action, k(g ® T) = Ad(k)g ® kT. Thus, in light of (1), we may look upon l/(8)/l/(g)/„ as a (g, X)-module. Lemma. (l/(g)/l/(g)/)(a) = l/for'/Wfa)"'* n l/(9)/y) /or a// y, a e XA. If V is a (g, X)-module then (since K is assumed to be connected) V(y) = {ve V\Iyv = 0}, Let K = l/(g)/l/(g)/), and set q equal to the natural projection of l/(g) onto K. If g e l/(g)"-' then Iaq(g) = 0. Also, if g e l/(g) and if 4^(0) — 0 then ^ e [/(g)"''. The result now follows, 3.5.3. Lemma. Let W be an admissible (g, K)-module, Let y e KA and let X be a U(q)k and U(i)-invariant subspace of W(y). Then (U(Q)X)(y) = X. We first observe that (1) U(Q)™\WM=U(Q)KU(t)\WM. Indeed, let A denote the left hand side of (1). Let B denote 1/(1) | Wly). Then B is isomorphic to End(Kj,). Thus in particular, B is a finite dimensional simple algebra over C. This implies that A = B'B where B' is the commutant of B in A (for this case this result is implicitly proved in 1.2.2), It is easy to see that B'= U(Q)K\W{y), We now prove the Lemma. U(q)X = (U(Q)/U(Q)Iy)X which is the direct sum of the spaces U(Q)"'yX. So (U($)X)(y) = 17(g)"* = X by (1). 3.5.4. The following result is true for general real reductive groups of inner type. We will give the necessary modifications of the proof below in Section 3,9,
88 3. The Basic Theory of (g, X>Modules Proposition. Let V be an irreducible (g, K)-module. Let yeKA. Then UomK(Vy, V(y)) is an irreducible U(Q)K-module under left multiplication. Furthermore, if W is an irreducible (q,K)-module with W(y) non-zero and if HomK(K),, W(y)) and UomK(Vy, V(y)) are equivalent as U(q)k-modules then V is equivalent to W as a (g, K)-module. The first assertion is an immediate consequence of Lemma 3.5.3. To prove the second assertion we observe that (1) Y = U(q) (X)U(g)KU(i) V(y) has a unique irreducible quotient. Indeed, if X is a (g, K)-submodule of Y then 3.5.3 and 3.5.2 imply that X(y) is either 0 or equal to 1 ® V(y). Let M be the sum of all (g, K)-submodules of Y, X, such that X(y) = 0. Then it is clear that M is a proper (g, K)-submodule of Y and that M contains all proper submodules. This implies (1). Clearly, (1) implies the second assertion. The material in 3,5.2-3.5.4 is based on Lepowsky, McCollum [1] (c.f. Dixmier [2,9.1]). 3.5.5. We now assume that G is a real reductive group. We return to the notation of 3.4. Let P = °MAN be a minimal parabolic subgroup of G with given standard Langlands decomposition. Let (a,Ha) be an irreducible unitary representation of °M. If \i e (ac)* then we denote by o^ the representation of P given by ojjnari) = a" + pa(m) for m e °M, as A, and n e N. We set Indp(aJ = (jtffi/J, //"•") (see 1.5,4), The representations nail are called the principal series. Lemma. (Ha'")K is an admissible (g, K)-module. As a K-module, (H"-'')K is the space of K-finite vectors in the representation induced from a on °M to K. The result now follows from 1.4.5(3). 3.5.6. Theorem. Assume that G is connected. Let V be an irreducible (q,K)- module. Then there exist a e °MA and \i e (ac)* such that V is equivalent to a submodule of a quotient module of (Ha-")K. We will be devoting the rest of this section to a proof of this result. We will be following the argument in Lepowsky [1] (cf. Dixmier [2, 9.2, 9.4]). We note that P-B-W implies that the map l/(n)® 17(a)® 17(1)-» 17(g) given by n, a, k i—► nak is a linear bijection. We identify U(a) ® 1/(1) with its
3.5. The Subquotient Theorem 89 image under this mapping and have (1) l/(fl)=l/(o)®l/(f) + nl/(8). We give U(a) ® l/(f) the tensor product algebra structure. Let p denote the linear projection of l/(g) onto 17(a)® 1/(1) corresponding to the direct sum decomposition in (1), (The reader should be warned that l/(a)® 1/(1), as a subspace of U(q) has no a priori algebra structure.) (2) If x e U(q) and if y e U(q)K then p(xy) = p(y)p(x). We note that since [a,n~\ = n, U(a)nU(s) is a subspace of nl/(g). Modulo nl/(g), xy = p(x)y. Now p(x) = S afc, a,-el/(a), k}e 1/(1). Thus xy = S Oy/cyy = S a}ykj = S a}p(y)kj = p(y)p(x) (remember the warning about the multiplication). 3.5.7. Let y e KA and let /?,, be the natural projection of 1/(1) onto 1/(1)//, (which we identify with End(Ky)). If a e °MA we fix ffff e a. Let Pa be the projection of Vy onto K». Let pyJk) = PJy(k)Pa. We set py = (I®Py)p and p,,jff = (/ ® jffyj<r)p- We also set for n e (oc)*, py^ = ((n + p) ® /)p),jff. Let T be a maximal torus in °M°, Then h = (t + a)c is a Cartan subalgebra of gc. Fix a positive root system, <t>+, in <t>(mc,h), let pm be half the sum of the elements of <t>+. If a e (ac)* (resp. j8e(tc)*) then we extend a (resp. j8) to b by setting a|t = 0 (resp. j8|a = 0). If a e °MA let fi„ denote the lowest weight of a with respect to <t>+. If [i e (ac)* and if a e °MA then we setfi(<r,^) = A„ + n- pm. (1) If z e Z(8) then py,„.M(z) = Zn^zJP, for /ze (oc)* and a € °M\ Here xA is as in 3.2.4. Indeed, as in 3.2.1(1), we find that p(Z(g)) is contained in l/(m)M. Thus, Schur's lemma implies that py_„tll(z) is a scalar multiple of Pa. We can compute the scalar by evaluating py.a^(z) on a lowest weight vector of Vy(a). The result now follows from the definition of Xa- (The reader should be wary about the interchange of positive and negative roots.) 3.5.8. We now use p to compute the action of l/(g)K on H"-"(y). Frobenius reciprocity says that the map Ti—► TA defines an isomorphism of HomK(Kv,(H"")K) onto UomM(Vy,Ha). Here T» = T(v) = 7»(1). (1) (n(H--")K)(l) = 0. Indeed, if fe(H'-")K and len then Xf(\) = d/dt\t=0 /(exp tX) = 0 since/(n) = /(l) for all neN.
90 3. The Basic Theory of (g, K)-Modules Thus if T e UomK(Vy,(H"")K) and u e 17(g)* then (1) implies that (uT)A = (p(u)T(v))(\) = ((fi + p)®I)pyJu))T(v))(l). This equals T(py.„»i>)(l). We have therefore shown that (2) If Te UomK(Vy,(H^)K) and if u e l/(g)* then (uT)* = T*py.aJu). In particular, (H"-tl)K has infinitesimal character Xcua.n)- 3.5.9. Lemma, //ue 17(g)* and if py(u) = 0 then u e U(q)k n l/(g)/r Let T: S(p) ® 1/(1) -» l/(g) be denned by p ® /c i—► symm(p)/c. We saw in 0.4.3 that T is a linear bijection. Set q = (Resp/Q ® I)T l. Let Sj(p) denote the space of elements of S(p) that are homogeneous of degree ;'. Let S,(p) denote the sum of the Sk(p) for k < j. (1) If g e symm(S,<p))l/(f) then p(g) - q(g) e I/'"" »(o) <g> 1/(1). Indeed, let A^- be a basis for n. Then X} — 6Xj is a basis of the orthogonal complement of a in p. Set Uj = symm(S/(p))l/(/c). If g e 17,- then 0 = 1(9) + £ (*,- - 0Xt)gt mod l/y_ „ with gj e Uj: _ x. Thus g ee q(g) + 2 £ Xl9l - £ (X, + 0X,)fc mod l/,._,. This implies that g = q(g) + 2 £ *,#, mod [/,-_,. (1) now follows, since p(q(g)) = g(#) and p(l/,-) <= l/J(a)l/(fe). Let q,, be denned in the same way as py. (2) If m e 17(g)* and if qy(u) = 0 then u e 17(g)* n l/(g)/r Let /c,- in 1/(1) be such that their projections into U(l)/Iy, kj, define a basis. Now u = Zsymm(pJ)/c;mod U(g)Iy. Thus if u is K-invariant and if qy(u) = 0 then (kp = Ad(fc)p, ke K,pe S(p)) Resp/Q(/cPj) Ad(/c)/cJ = 0 for all keK. Hence Resp/a(kpj) = 0 for all ke K.So 2.1.9 implies that pj = 0 for all/. This proves (2). We now prove the Lemma. Let u e 17(g)* and suppose that py(u) = 0 but qy(u) is non-zero. We write u = ~Luj with Uj e symm(SJ'(p))l/(f). Suppose that qy(u}) = 0 for j > r but that qy(ur) is non-zero. Then (2) implies that p(u}) = 0 for ;" > r. Hence p (u) = p^u,.) mod l/r_ ,(a) ® 1/(1). But qy(u) =
3.5. The Subquotient Theorem 91 qy(ur) mod l/r_!(a)® U(i). Now (1) implies a contradiction. So the Lemma follows from (2). 3.5.10. Before we can complete the proof of Theorem 3.5.6 we must introduce a bit more notation. Let W = W(qc, h). Let 3 = p + pm. Let <I>+ be the positive system of roots for (gc, h) compatible with n and containing <I>m. Then S is the half sum of the elements of <I>+. Let p. be as in 3.2.1. Let q be the map as denned in 3.2.1 using — <I>+ instead of <I>+. Then Theorem 3.2.3 says that (1) q(Z(ci)) = ii-iU(l))w. If m e 17(g)* and if y e KA then set fyJT) = det(T - py(u)). Then fyM e U(a)\_T~\ <= l7(h)[T]. W acts on l7(h)[T] by acting on the coefficients. Set weW (2) Let m = d(y)\_W~\. Then there exist elements z}, j = l,...,min Z(g) with zm = 1 and g1M = £ q(zj)TJ. This is clear from (1). Set v(u) = S ZjUJ. Then (3) o(m) e l/(9)K n l/(g)/r Indeed, py(v(u)) = I py(zj)py(u)}. Let a e °MA. Then Py.a(»(«)) = (/ ® K)q(Zj)Py.M'- Here we look upon l/(h) as l/(o) ® l/(tc). Hence So Pj,(y(y)) = 0. (3) now follows from Lemma 3.5.9. 3.5.11. We now complete the proof of Theorem 3.5.6. Let fi be an irreducible finite dimensional representation of U(q)k such that Ker fi => U(Q)Iy n U(q)k. Schur's lemma implies that fi(z) = x(z)l for z e Z(g). Now x = Xa f°r some A e b* (3.2.4). Let S = {{a,p)\a e °M\ p. e (oc)* with [y:a] # 0 and p e WA\a}. Suppose that u e U(q)k and that pJ,iff>/J(«) = 0 for all (a,p) in the finite set S (3.2.4). Let v(u) be as above. Then il(v(u)) = 0 by (3) above. Our assumption on u implies that x(z-) = 0 for j < m. Thus Q(u)m = 0. Hence
92 3. The Basic Theory of (g, K)-Modules Ker fi :=> [ f](a s Ker p a ]m. The Theorem now follows from Proposition 3.5.4, Lemma 3.5.3, 3.5.8(2) and 3.A.I.I. 3.6. The spherical principal series 3.6.1. We continue with the notation in 3.5. If a is the trivial 1-dimensional representation of °M and if n e (ac)* then we set ita„ = n^ and Ha" = //". If / e L2(°M\K) then we set f^nak) = a" + pf(k) for ne N,a e A, Ice K. If ge G and g = nak with ne N, as A, ke K then we write n(g) = n, a(g) = a, k(g) = k. Theorem 2.1.8(2) implies that as functions on G, n, a and k are smooth. Let 1 denote the function on K that is identically equal to 1. Let y0 denote the class of the trivial representation of K. Then it is clear that (1) (H")K(y0) = CI. If \i e (ac)* then we define E^ by (2) E„(0) = <7r„(0)l„,l„>. We have (3) Ztl(g) = $a(kgr + »dk for g e G. K Indeed, l^g) = a(g)" + p and l„(/c) = 1 for g e G, k e K. 3.6.2. Proposition. If s e W(q, a) then Hs/I = H„ for all n e (ac)*. The proof of this result of Harish-Chandra [8] will take some preparation. Let CC(K\G/K) denote the space of all smooth, compactly supported, K- bi-invariant functions on G. To prove the proposition it is enough to show that if feCc(K\G/K) then $f(g)Zll(g)dg=$f(g)Zsll(g)dg. o a We compute | f(g)Etl(g)dg = | f(g)a(kgy+»dkdg = | Rg^^dg, G GxK G since / is left K invariant. Let S = AN and let ds be a choice of left invariant measure on S so that Lemma 0.1.4 applies. Then I f(g)Kig)dg = | f{sk)a(sy+?dsdk = \jXs)a{sy+?ds a sxk s
3.6. The Spherical Principal Series 93 by the right X-invariance of /. Now ds can be normalized such that ds = a~2pdnda. Hence the integral we are calculating is equal to J f(na)a>l-f'dnda. N x a' We set FAa) = a" \Nf(na) dn. Then we have shown (1) \f{g)~.t,{g)dg = \Ff(a)a»da. G A Thus to prove the proposition it is enough to show (2) F/exp H) = F/(exp sH) for all H e a, f e C?(K\G/K) and s e W(q, a). 3.6.3. Let <t>+ be the positive root system in <t>(g, a) corresponding to n. Let A0 be the corresponding set of simple roots. Let F = {a} with a e A0 and let {Pf,Af) be the corresponding p-pair (2.2.7). We have the standard Langlands decomposition PF = °MFAFNF (2.2.7). Let pF be denned by pF(H) = (i) tr(ad H\„F) for He a. We set for /e CC(K\G/K), fp(am) = a'pr | f(nam)dnF Nf for a e AF,me °MF. Here dnF is some fixed choice of invariant measure on NF. We set *PF = PnMF. Here P = P0. Set KF = K n MF. Then *PF is a minimal parabolic subgroup of MF, with Langlands decomposition *PF = °MA*NF with * NF = N n MF. We normalize the invariant measure, d * nF on *NF so that dn = dnFd*nF(4.A.2A). We note that fp e C?(KF\MF/KF). Let *F9 denote "F/' for MF. Then we have (i) Ff = % wither. Now s^,// = Ad(k)H with /c e XF. Thus to prove Proposition 3.6.2, it is enough to prove it in the case when A0 = {a}. 3.6.4. Set p0 = py (3.5.7) for y the class of the trivial representation. Let ji be the automorphism of U{a) denned by fi(H) = H + p(H)\ for H e a. Set 7o = P ' Po- Then y0 is called the Harish-Chandra homomorphism. Lemma. The following two statements are equivalent. (1) y0(^(fl)K) is contained in U(a)w (W = W(q,q)). (2) 2 = S for allseW,pe (oc)*.
94 3. The Basic Theory of (g, K)-Modules 3.5.8(2) implies that u • E„ = n{p0{u)) Ek for a11 " e ^(S)*' V e <ac)*- If ue 17(g) then u £„(1) = Ad(/c)u • SM(1). Thus, since EM is real analytic the result follows. 3.6.5. Lemma. // A0 = (a) then y0{U(o)K) = {he 17(a) \ sah = h}. Set gi = [g,g]. Then dim ong, = 1. Let Xx,..., Xp be an orthonormal basis of Pi = pngj relative to B. Set CV = 1.{XJ)2. Since Ad(X) acts transitively on the unit sphere of Pi it is clear that S(p)K is the algebra generated by l,p n 3(g) and Cp.Now, Kery0 = 17(g)* n 17(g)!(Lemma 3.5.9). Hence y0{U(Q)K) = y0(symm(S(pc)*:). It is an easy calculation to see that there are constants cx # 0 and c2 such that y0(Cv) = cx(H2 + c2). The lemma now follows. 3.6.6. In light of the reduction in 3.6.3, Proposition 3.6.1 follows from Lemmas 3.6.5 and 3.6.4. We note that we have also proved the following basic theorem of Harish-Chandra [8]: Theorem. The following sequence of algebra homomorphisms is exact: 0 ^ 17(g)* n 17(g)! ^ 17(g)* ^ 17« ^ 0. Furthermore, y0 ° symm:S(pc)K -» 17(0)^ is a linear bijection. 3.6.7. We conclude this section with an estimate on the H„ which will be used in the next section. We set a+ = {H e a |a(H) > 0 for a e <t>+}. Let A+ = exp a+. 2.1.8 combined with 2.1.9 imply that (1) G = KC\(A + )K. Thus if feC(K\G/K) then / is completely determined by its values onC\(A + ). Let(a*)+ = {Juea*|(Ju,a)>Oforae<D+}. Let W = W(q,q). (2) U fie a* then there is a unique element in WfinCl((a*)+). We use the notation \n\ for this uniquely defined element. Proposition 2.1.10 implies that the above intersection is non-empty. We must therefore show that if B, a e Cl((a*)+) and if sB = a for some se W then a = B. Lemma 3.A.2.2 implies that sB = B - Q with Q = 1, c„a the sum over a e <D+ and the c„ > 0. Thus (B, B) = (a, a) = (B - Q, a) = (B, a) - {o,Q) < (B,o) = (B,B) - (Q,B) < (B,B). So in particular, (Q,B) = 0. But then (B, B) = (B, B) + (Q,Q). Hence Q = 0.
3.7. A Lemma of Osborne 95 Lemma. Let fie(ac)* then |E„(a)| < a1"6"1 E0(a) for all aeC\(A + ). 3.6.1(3) implies that |SM(gi)| < HRe/I(g). Thus we can assume that ^e a*. Proposition 3.6.1 implies that we may assume that n = \n\. Let a e A. Then E„(a) = | a(ka)» + l>dk = | a(n)2pa(k(n)ay + l>dn K N by Lemma 2.4.5. Now k(n) e Na(n)~ln. Hence E„(a) = | a(n)~" + pa(na)" + ',dn. JV We also note that a(na) = aa{a~lna). We have therefore shown that (*) E„(a) = a" + p | a(ny>, + >'a(a-lna)>, + >'dn. If a e Cl(/1 + ) then Lemma 3.A.2.3 implies that (a(n)~la(a'lna))" < 1. Thus H„(a) < a"( a" | af^^fa-'na)"^ ) = a"H0(a) by(*). 3.6.8. Corollary. If fie (ac)* and of as C\(A + ) then SM(a) < a|Re"L 7r0 is a unitary representation of G (Lemma 1.5.3). Hence S0 < 1. The result now follows from Lemma 3.6.7. As we shall see in the next chapter, the above estimate is very crude. 3.7. A Lemma of Osborne 3.7.1. Let G be a real reductive group. We will, as usual, denote ZG(gc) the elements of l/(gc) fixed under the automorphisms Ad(g) for g e G. Fix g = f©a©nan Iwasawa decomposition of g. The main result of this section is Proposition. There is a finite dimensional subspace, E, of U(qc) such that l/(nc)£ZG(gc)l/(Ic) = l/(gc). The proof of this result will take some preparation. We first give an application of this result (which is due to Osborne) that will be useful in later
96 3. The Basic Theory of (g, K)-Modules developments in this book. Let 6 be the Cartan involution of g corresponding to 6 and let K be the corresponding maximal compact subgroup of G. 3.7.2. Corollary. Let V be a finitely generated, admissible (g, K)-module. Then V is finitely generated as a U(nc)-module. Let Vj, j = 1,..., d be a set of generators for V as a l/(gc)-module. Let F be a finite subset of KA such that all of the Vj are contained in the sum, W, of the isotypic components of V corresponding to the elements of F. Then U(ic) and ZG(gc) stabilize W. Hence Proposition 3.7.1 implies that U(nc)EW = V. Since dim EW < oo the result follows. 3.7.3. We now begin the proof of 3.7.1. Let B be an Ad(G)-invariant non- degenerate form on g. Then B allows us to identify S(gc) with P(g). We have seen in 3.4.4 that (1) S(ac) is finitely generated as a Resg/Q(S(gc)G)-module. Let a:S(gc) -» S((a ® f)c) be the homomorphism extending the linear map of gc to (a 0 n)c given by a(X) = 0 if X e n and a(X) = X if X e (I © o)c. Let fi be the homomorphism of S((o©f)c) to S(ac) given by n(l) = 0 and H(H) = H if H e a. Then (keeping in mind our identification) we have (2) The restriction of Resg/0 to S(gc)G is equal to the restriction of fi o a. Let F be a finite dimensional subspace of S(ac) such that S(ac) = Resg/0(S(gc)G)F. We may assume that if / e F the homogeneous components of / are in F. Lemma. S(nc)S(9c)GFS(fc) = S(gc). We prove that SJ(gc) is contained in the left hand side by induction on j. If / = 0 this is clear. Assume this for k < j. If g e SJ(gc) then with np, aq, kr homogeneous elements of S(nc), S(ac) and S(fc) respectively. If deg np or deg kr is positive then npaqkr is contained in the left hand side by the inductive hypothesis. Thus we may assume that g e S(ac). By the above there exist fk e F and zk e S(gc)G such that g = T.k Resg/Q(zt)/t. 3.1.2(2) now implies that g — I zkfk e S(nc)Sj^ i(ac)S(fc) (see 3.5.9 for S,). The inductive hypothesis now implies the result for /.
3.8. The Subrepresentation Theorem 97 3.7.4. We note that the above argument actually proves that (1) £ S'(nc)S>(Qc)GF'SVc) = S;(gc). r+s+t+u<j We can now prove 3.7.1. Set E = symm(F). Set V = l/(nc)Zc(gc)£l/(Ic) and Vj = Vn Uj(qc). We prove by induction on / that Vs = Uj(q). If ;" = 0 this is clear. Assume the result for j — 1. Then V'jV'^ ' = SJ(gc) by (1). Here we have identified Gr l/(gc) with S(gc) as in 0.4.2. This completes the proof. 3.8. The subrepresentation theorem 3.8.1. We retain the notation of the preceding section. Set P = P with Langlands decomposition P = °MAN. If (a, Ha) is an irreducible unitary representation of °M and if n e (a)£ then (na„,//"•") will denote the corresponding principal series representation (3.5.5). We note that as a representation of K, Ha" is equivalent with IK(a) = H". If f e H" then we set fll(nak) = ap + tlf(k). We look upon napi as acting on H" with action rtajQ)f(k) = Ukg). Lemma. Let u, ve H", then the Junction p., g -» (naitl(g)u, v~) is a smooth function on (ac)* x G that is holomorphic in fi. Furthermore, if His a compact subset of (ac)* then there exists a K-invariant semi-norm q on (H")00 and k e a* depending only on fi such that l<tff.M(^i^2)"»f>l ^ Q(u)q(v)ax for all kl,k2eK,ae C\(A + ) (3.6.7) and peQ. (TtaJg)u,v} = | <MM(*(*0)),i>(*)>d* = J a(kgy + "(u(k(kg)),v(k)}dk. K K Here we are using the notation in 3.6.1. The first assertion follows from this formula. If we majorize the terms in this formula by their absolute values then we have \<naJg)u,Vy\ < $ a(kgf"' + »dk\\u\U\v\\ao K where H"--^ denotes the sup norm. The second assertion now follows from 3.6.1(3) and 3.6.8. 3.8.2. Let Ha%ll denote the (p, °M)-module Ha with a acting by (n + p)I and n acting by 0. Let V be a (g, X)-module. If T e HomgJf(K, //"■") then set
98 3. The Basic Theory of (g, K)-Modules TA(v) = T(v)(\) for ve V. It is easily seen that TA eHomvoM(V/nV,HaJ (use 3.5.8(1)). Lemma. The map Ti—► TA defines a bijection between HomgA;(K, #"■") and UompoM(V/nV,HaJ. Let S e Homp,oM(K/nK,HaJ. We set S~(v)(k) = S(kv) for k e K and ceK It is clear that S is a X-module homomorphism. We now show that S~ is a (g,K)-module homomorphism. If leg then S~(Xv)(k) = kS~(Xv)(l) = S~(Ad(k)Xkv)(l). Thus we need only show that S~(Xv)(l) = (XS~(v))(l) for all X e g and ve V. If X e p then this assertion is clear. If X e I then it is true by the definition of S~. The Lemma now follows from the obvious formulas (S~)A = Sand(TA)~ = T. 3.8.3. We now come to the main result of this section. This result combined with 3.8.2 and 3.7.2 implies that every irreducible (g, K)-module is equivalent with a subrepresentation of some //"". This is the celebrated subrepresentation theorem of Casselman. Theorem. Let V be a finitely generated (g, K)-module. If V = nV then V = 0. We prove the theorem by induction on r/cR[g, g] = dim a n [g, g]. If r/cR[g, g] = 0 then n = 0 so the result is clear in this case. We assume the result for all G with r/cR[g, g] < r. Suppose that r/cR[g, g] = r. We assume that V is a finitely generated (g, K)-module with V = nV. If W is a g-module quotient of V then W = x\W, We may thus assume that G = G° and that V is irreducible as a g-module. Schur's lemma implies that z(g) acts by scalars on V. Hence we may assume that G is connected and semi-simple. We note that there exists k e K such that On = Ad(/c)n (2.1.10). Thus if we set it = On thenrTK = V. Let A0 be as in 3.6.3. Let a e A0 and let F = A0 — {a}. Let (PF,AF) be the corresponding p-pair with PF = MFNF, as usual. Set *nF = nnmF and nF=0nF. 3.7.2 implies that V/nFV is finitely generated as a l/(*nF)-module. Thus if V/nFV is non-zero then V/nV = (K/nFK)/*nF(K/nFK) is non-zero by the inductive hypothesis. We therefore conclude that (1) V = riFV for all F = A0 - {a}, aeA0. 3.5.6 implies that there exists an irreducible unitary representation a of °M and fie(ac)* such that V is equivalent with a subquotient of H"K. Let X <= Y be (g, K)-submodules of H"K such that V is isomorphic with Y/X. Theorem 3.4.9 combined with Proposition 1.6.6 imply that C\(X) and Cl(Y)
3.8. The Subrepresentation Theorem 99 are G-invariant subspaces of H". We set H = C\{Y)/C\(X) and set n equal to the induced action of G on H. Then (it, H) is an admissible representation of G with HK equivalent with V as a (g, K)-module. We therefore assume that V = HK. (2) There exists a K-invariant semi-norm, q, on HK and lea* such that |c„>w(a)| < q{v)q(w)ak for all v, w e HK and a e C\(A + ). This follows from 3.8.1. Let A0 = {a1;..., ar}. Let Hj e a be denned by ctj(Hk) = 5jtk. Then Cl(a+) = S R+Hy(R+ = [0, oo), as usual). We look upon the a, as coordinates on A. Then C\(A + ) = {a e A ! a" > 1 for all ;}. If F = A0 - {o^} then we set Uj = nF. Fix ;'. The weights of a on it,- are of the form S ntat with nke N and Mj > 1. We therefore note that (3) If a is a weight of a on ny then a" < a~aj for a e C\(A + ). Let Yl,..., Yd be a basis for it,- consisting of weight vectors with respective weight pk. Since x\jV = V, if v e V then there exist vke V such that i> = S ykuk. Hence <K(a)u,w> = X<t(a)>kfk,w> t = X <Ad(a) yt0t, w> = X a^<7i(a)i;t, 7i*(yt)w>. Set D equal to the maximum of the q(vk)q(n*(Yk)w). Then (2) and (3) imply (4) \(Tt(a)v,wy\<dim(n)Dax-"J ioraeC\(A + ). Set £ = Sj a,-. If we apply (4) to all j and iterate on (4) then we conclude (5) For each p = 1, 2,... there exists a constant Dp depending on p, v, w such that |<7r(a)i;,w>|<Z)paA-p? foraeC\(A + ). We are now ready to derive the contradiction that completes the inductive step. Fix fl7 f2 e HK. Set f{p,g) = <Jtff>/J(gi)/1,/2> for g e G and n e (oc)*. Let u, w be non-zero elements of V. Let F be a finite subset of KA such that i>, wel,ef K(y) = W. Let Uj be an orthonormal basis of W. Let Cp be (dim W)2|i>||w| times the maximum of the constants in (5) corresponding to the Uj, uk. Then (5) implies that (6) |<7r(/c1a/c2)y, w>| < CpaXpi for all a e C\(A + ) and kt, k2 e K.
100 3. The Basic Theory of (g, X>Modules Lemma 2.4.2, Lemma 3.8.1 and (6) now imply that the function Hn) = | f(p,y) conj(cv,w(g))dg a is holomorphic on (ac)*. But na-ll is unitary for fie ia*. If S(fi) is non-zero with fie ia* then V would be equivalent to a subrepresentation of na„ (see the argument in 1.3.3). Lemma 3.8.2 implies that this is impossible since we are assuming that V = nV. Hence 3 is identically 0. Now c„-w = fin,-) for appropriate fx, f2 and p.. Hence c„ M. = 0. This is the desired contradiction. 3.9. Notes and further results 3.9.1. Let the notation be as in 3.1. In Harish-Chandra [8] it is shown that if dim a = r then U(a)w is isomorphic with a polynomial algebra in r generators. Thus if we apply Theorem 3.6.6 we see that (in the notation of 3.6), U{q)k/U{q)k n l/(g)f is isomorphic with a polynomial algebra in r- generators. If we now move to the notation of Section 3.2, then the above result for a implies that U(l))w is isomorphic with a polynomial algebra in dim h- generators. Thus the same is true for Z(g) (3.2.3). 3.9.2. We now move to the notation of Section 3.3. Harish-Chandra [1] contains the following generalization of the second part of Theorem 3.411. Theorem. Let (n, H) and (a, V) be admissible unitary representations of G. If HK is (g, K)-isomorphic with VK then it and a are unitarily equivalent. 3.9.3. The results of Section 3.3 imply that a connected semi-simple Lie group with finite center is type 1 in the sense of Murray-Von Neumann (see Dixmier [1]). This implies that the abstract Plancherel Theorem for such G has a particularly nice form. 3.9.4. In Section 3.5 the subquotient theorem was only proven for connected groups. One can, with a bit more effort, extend the proof to the case of disconnected groups of inner type. However, in 3.8 we have given a proof of Casselman's theorem (which is stronger than the subquotient theorem) for general real reductive groups. 3.9.5. In Section 3.6 we have given some of the theory of zonal spherical functions on real reductive groups. A more complete account of this theory
3.9. Notes and Further Results 101 can be found in Helgason [2]. In 4.5 we will prove some very sharp asymptotic results for the SM. The transform Ff of Section 3.6 is a special case of the "Harish-Chandra transform" which will play a basic role in the study of orbital integrals (7.2, 7.4). Our proof of Theorem 3.6.6 is not the standard one. Harish-Chandra's original proof was quite algebraic. Completely algebraic proofs of 3.6.6 and 3.1.2 can be found in Lepowsky [2]. Also Theorem 3.8.3 has a proof using the theory of differential operators on algebraic varieties due to Beilinson and Bernstein [1]. Earlier algebraic proofs in special cases were given Stafford, Wallach [1] for sl(n, R) and in Wallach [2] for G linear. 3.9.6. In the course of the proof of Theorem 3.4.1 we introduced the Lie group Gc with Lie algebra gc. The group Gc is usually called the Carlan motion group associated with G. If V is a finitely generated (g, K)-module and if V0 is a finite dimensional, K-invariant, subspace of V such that U(QcWo = V then we introduced a K-invariant nitration V0 a K, <= V2 a ••• of V with U,K = V and such that Gr(K) is naturally a (gc,K)-module, finitely generated and graded as a S(pr)-module. One can thus use the usual theory of Hilbert polynomials to find invariants of V. We use the usual identification of S(pc) with P(pc) (the holomorphic polynomials on pc). Let / be the ideal of all p e S(pc) such that p Gr (V) = 0. Then it can be shown that the radical of / (p e S(pc) such that p' e / for some r) is independent of the choice of V0. Let X(V) = {x e pc p(x) = 0 for pel} (recall our identification). It is clear that Ad(k)X{V) = X(V) for keK. Assume that G is semi-simple. Let Kc be the subgroup of Int(gc) generated by exp(ad fc). If xe pc then we say that x is nilpotent if ad x is nilpotent as an endomorphism of gc. Let .A'\pc) be the set of all nilpotent elements in pc. Assume that V is irreducible. Then results of Kostant, Rallis [1] imply that X(V) is contained in , V(pc). Also in the above mentioned paper it is proved that Kc has only a finite number of orbits on .i'(pc). One can show that the degree of the Hilbert polynomial is equal to max{dim Kc • x\x e X(V)} which we write as Dim V. One can show that Dim V is equal to the Gelfand-Kirillov dimension of V (Gelfand, Kirillov [1]). The above constructs deserve further study. 3.9.7. In 3.5.2-4 we gave we developed some results of Lepowsky, McCollum [1] that culminated in the proof of Theorem 3.5.5. We now
102 3. The Basic Theory of (g, K)-Modules show how one can extend these results to the case of (possibly) disconnected real reductive groups. So let G be a real reductive group of inner type and let K be as usual. Let H(K) denote the space of all K-finite functions on K, under the left (hence also the right) regular action of K. Then H(K) is a representation of K under both L and R (L(k)f(x) = f(k~lx), R(k)f(x) = f(xk)). Set H = H(q, K) = l/(gc) (g)mH(K) with the tensor product taken with respect to the action, L, on H(K). On H we define a multiplication as follows K ® /,) • (02 0 h) = | 0,(Ad(*)02) ® Mk)f2(k~l -)dk. K A direct calculation shows that this multiplication is well defined on H and makes H into an associative algebra over C. If V is a (g, K)-module then we let//(X) act on V by / • v = | f(k)k • vdk. K We write (g ® f) • v = g • f • v. We leave it to the reader to show that this defines an //-module structure on V. We have thus canonically assigned to each (g, K)-module, V, an H-module such that H • V = V. Such an //- module is called faithful. One can show that the above correspondence defines an equivalence of categories between C(g, K) and the category of all faithful //-modules. In particular, an irreducible (g, K)-module defines an irreducible //-module and vice-versa. We note that if we identify H(K) with 1 ® H(K) then H(K) as an algebra under convolution (ft * f2 = L(fl)f2) is a subalgebra of //. Let j be the natural mapping of l/(gc) ® H(K) onto U(Qc)(g)mH(K). We put on U(Qc)K ® H(K) the tensor product algebra structure. Then j defines an algebra homomorphism of U(qc)k ® H(K) into //. We make H into a (g, K)- module by letting g act by left multiplication and by setting k • (g ® /) = Ad(k)g®L(k)f. If y e KA then set H(K)y = {/ e H(K)\f- Vy = 0}. Then the material in 1.5.4 implies that H(K)/H(K)y is isomorphic with End(K)1) as an algebra. If a, y e KA then in analogy with the material in Section 3.5 we set W° = {x e H!(1 ® H(K)y)x c H(l ® //(£)„)}. The following result is prove in exactly the same way as Lemma 3.5.2. Lemma. (ff/ff(l ® H(K)y)(a) = Ha-y/(Ha>y nH(\® H(K)y).
3.A.I. Some Associative Algebra 103 3.9.8. The key step in the next Lemma is (1) Let W be an admissible (g, K)-module. Then H™\WM = j(U(qc)k® H(K))\Wly). This is proved in exactly the same way as 3.5.3(1). Lemma. Let W be an admissible (g, K)-module. Let y e KA and let X be a U{QC)K and K {hence H{K))-invariant subspace of W(y). Then (H • X){y) = X. This is proved by exactly the same argument as that in 3.5.3. 3.9.9. At this point it is a simple matter to prove Proposition 3.5.4 in the generality that we have been studying. The argument is (as usual) the same using (1) above to prove (1) Y = H 0mec)K^H(K))V{y) has a unique irreducible quotient. 3.A. Appendices to Chapter 3 3.A.I. Some associative algebra 3.A. 1.1. Let A be an associative (left) Noetherian algebra over C with unit. If V is an /1-module then we set Ann(K) equal to the two sided ideal of A consisting of those elements of A that act by 0 on V. Lemma. Let V be an irreducible finite dimensional A module. Let W and X be finite dimensional A-modules. If Ann(K) a Ann(W) Ann(X) then V is equivalent with a subquotient of either W or X. If / is a left ideal in A then we look upon A/I as an /1-module under left multiplication. Schur's lemma implies that A/Ann(V) is isomorphic to a direct sum of dim V copies of V. Furthermore, every irreducible sub- quotient of A/Ann(W) (resp. A/Ann(X)) is equivalent to a subquotient of W (resp. X). By assumption we have a natural /1-module surjection of A/Ann(W) Ann(X) onto A/Ann(V). We also have the /1-module exact sequence 0 -»Ann(X)/Ann(W) Ann(X) -» A/Ann(W) Ann(X) -» A/Ann(X) -»0.
104 3. The Basic Theory of (g, K)-Modules Now Ann(X) = S Axj for appropriate elements Xj, j = \,...,d in Ann(A'). Thus Ann^) Ann(X) = S Ann(H/)xJ-. Thus every irreducible subquotient of Ann(A')/Ann(H/) Ann(X) is a subquotient of 4/Ann(W). The Lemma now follows. 3.A.I.2. Let V be an /1-module such that 1 e A acts by /. If v e K and if v* e V* we define the linear functional, cBiV*, on A by c„ „*(a) = v*(av). Let R(K) be the linear span of the cv_„. for teF, u* e K*. If a* e A* we set a • a*(b) = a*(ba) for a, be A. This action makes A* into an /1-module. Clearly, R(V) is an A-invariant subspace of A*. Lemma. Let Vj, j = l,...,d be irreducible inequivalent A-modules. Then the sum S R(Vj) is direct. Let V be an irreducible /1-module. Let / e R(V). Then there exists vk e V, Hk e V* with k = l,...,p such that/ = S cUk w. We note that a • c,,„, = cavv*. Thus each of the c„t>/Jlc is either 0 or generates a submodule of A* equivalent to V. This implies that Af is a direct sum of a finite number of irreducible /1-modules each equivalent to V. We now prove the result by induction on d. If d = 1 there is nothing to prove. Assume the result for d — 1. If the sum is not direct then there is a non-zero / e R(Vd) such that / e Et<d R(Vk). The latter sum is direct and Af has a non-zero projection into at least one of the summands. The above remarks now would imply that Vd is equivalent with one of the Vk for k < d. This contradiction completes the induction and hence the proof. 3.A.I.3. If V is a finite dimensional ,4-module then define iv(a) to be the trace of the action of a on V. Corollary. Let Vk be irreducible inequivalent finite dimensional A-modules for k = l,...,d. Then the functionals xVk are linearly independent. 3.A.2. A Lemma of Harish-Chandra 3.A.2.I. The purpose of this appendix is to prove an important technical Lemma due to Harish-Chandra [1]. As usual it will be necessary to introduce some notation and preliminary results. We, at first, assume that G is connected and semi-simple. We also assume that G <= GR and Gc is simply connected. Let G„ = Gcn U(n). Then G„ is a compact form of Gc which is
3.A.2. A Lemma of Harish-Chandra 105 therefore simply connected. Fix the Cartan involution 6 for G such that K = GunG. We also fix a a maximal abelian subalgebra of p and a corresponding Iwasawa decomposition G = NAK of G. Fix h as in 2.2.5. Let Rbea positive root system for <t>(gc, h) compatible with the choice of N (see 2.2.5). Let R0 be as in 2.2.5. Let A be the set of simple roots of R. We write A = {a1,...,a(}. Let A^e h* be denned by 2(AJ-,at)/(at,at) = djJc for all j, k. Let V' be the irreducible, unitary, finite dimensional representation of G„ with highest weight A, relative to R (Theorem 1.7.4(3)). Set Xj = Aj\a. We note that a a igu. We therefore have (1) The weights of a on Vj are of the form Xj — Q with Q a sum of elements of R0. Also the weight spaces for distinct weights are orthogonal. Since Gc has been assumed to be simply connected, the action of G„ on Vj extends to a representation of Gc where the action is holomorphic. We will use module notation for all actions. 3.A.2.2. Let(a*)+ = {fie o*!(At,a) > 0 for a e R0}. (1) If neC\((a*)+)thenn = YJCjXj with c} > 0. This is an easy consequence of the material in 2.2.5. The following Lemma is used in Section 3.6. Lemma. Let fie Cl((a*)+). Let se W($,a). Then sfi = fi — Q with Q = ~Lcaa the sum over a e R0 and ca > 0. By (1) we need only check this for Xj. But sXj is also a weight of a on Vj. The Lemma therefore follows from 3.A.2.1(1). 3.A.2.3. Let +a = {He a|/z(ff) > 0 for pe Cl((a*)+) - {0}}. (1) H eCl(+a) if and only if ////)> 0 for all;. This is a direct consequence of 3.A.2.2 (1). We note that exp: a -» A is an isomorphism of a (as an additive Lie group) onto A. Let log denote the inverse mapping. We are now ready to prove the main result of this appendix. Lemma. Let Gbea real reductive group with Cartan involution 0 and Iwasawa decomposition G = NAK. Set N = 9{N). Let ae Abe such that log a e Cl(a+) and let neN. Then log(a(ana-1)) - log(a(n)) e Cl( + a).
106 3. The Basic Theory of (g, K)-Modules Since N is contained in \_G°,G°~\ we may assume that G is connected and semi-simple. N is also simply connected so we may also assume that G is as in the rest of this section. Let X be the Xj weight space for a in Vj. Then MX = X and nX = 0. Hence Vj = l/(n)X Let X = X} and set V = Vj. If fi is a weight for a on V then we write V^ for the /^-weight space. Then (2) v= ^®@K orthogonal direct sum. Now an~xa~x = k(ana~x)~xa(ana~xyin(ana~1)~x. Let veX be a unit vector. It follows that (3) \\an-1a-1v\\ = a(ana~l)~». On the other hand, nv = S v (n) the sum over the weights of a and vjin) € V^. Since iieiV, vx(n) = v. We thus see that anaT xv = a~k S a"u/J(n). Hence Hence (3) implies that (after replacing n by n~l) a{ana~x)~/- < a(n)~*. The result now follows from (1).
4 The Asymptotic Behavior of Matrix Coefficients Introduction In this chapter we study the asymptotic behavior of matrix coefficients of admissible representations of real reductive groups. Although the matrix coefficients are complicated functions on the group, they are asymptotic to elementary functions (exponentials and polynomials). This simple form of the asymptotic behavior has to do with the structure of the Jacquet module. The first two sections of this chapter give the most elementary aspects of the theory of these modules (due independently to Casselman and the author). The Jacquet module is a replacement for the highest weight theory for finite dimensional representations. It is "built" out of highest weight modules and its theory involves a slight extension of that of "Verma modules". This type of module will also play an important (but different role) in Chapter 6. Sections 3 and 4 contain the main analytic theorems about matrix entries. These results sharpen and extend Theorems of Harish-Chandra. We point out that our expansions apply to more general matrix entries than those of Harish-Chandra. We will see that this extension leads to significant simplifications of Harish-Chandra's theory of tempered representations. The material in Section 4 will be used in Volume II to develop Harish-Chandra's theory of the constant term. Section 5 contains some basic results on the Harish-Chandra H-function and Harish-Chandra's derivation of convergence theorems for two important 107
108 4. The Asymptotic Behavior of Matrix Coefficients types of integrals. These theorems will be used in the next chapter to prove the convergence of the so called "intertwining operators for the generalized principal series". The H-function is a very specific zonal spherical function which Harish-Chandra used in his definition of the Schwartz space (7.1). As we shall see in the next chapter, its asymptotic behavior controls that of matrix coefficients of "tempered" representations. Section 4 is by far the most technical in this chapter. Since the material in this section will not be used in this volume it can be skipped without any serious loss to the understanding of later results. 4.1. The Jacquet module of an admissible (g, K)-module 4.1.1. Let G be a real reductive group. Fix 6 a Cartan involution and K the corresponding maximal compact subgroup of G. Let G = NAK be an Iwasawa decomposition of G with a contained in the — 1 eigenspace of 8. Let P = °MAN be the corresponding minimal parabolic subgroup. Let Y denote the category of finitely generated (g, °M)-modules, V, such that if v e V then dim U(p)v < oo. We will now derive some properties of the objects in Y. First we need some notation. If V is an a-module and if [i e (ac)*, then we set K„={d£ V\(H - n(H))kv = 0 for some k and all H e a}. V^ is called a generalized weight space for V. Set L+ be the set of all non- negative integral combinations of elements of <t>(P, A). Lemma. Let V e Y. Then (1) V= ® K„ with dim K„ < oo for n e (ac)*. (2) There exist A,,..., A„ e (ac)* such that VA is non-zero and if V^ is non-zero then n = Aj — Q for some j < q and Q e L + . Let >jj, j < d be a set of generators for V as a l/(g)-module. Set W = £ U(p)vj. Then W is finite dimensional and a-invariant. Thus W = © W^. Put n = On. Then V = U{n) W by P-B-W. As an a-module under ad, l/(n) is the direct sum of U(n)-Q for Q e L+. It is easily seen that each U(n)-Q is finite dimensional. Furthermore, U^^qW^ is a subspace of V^Q. Take Ai,...,A, to be the distinct weights of a on W.
4.1. The Jacquet Module of an Admissible (g, K)-module 109 4.1.2. Let Z(g) be (as usual) the center of U(q). If V is a Z(g)-module and if i a homomorphism of Z(g) into C then set V = {v e V\(z — x(z))kv = 0 for some k and all z e Z(g)}. It is clear that if V is a g-module then Vx is a g-submodule. Lemma. Let V be a Z(Q)-module such that if v e V then dim Z(g)i; < oo. Then V = ®VX the sum over all homomorphisms of Z(g) into C. If v e V then the elements of Z(g) restricted to the finite dimensional space Z(q)v form a commutative algebra of endomorphisms and hence they can be put in simultaneous triangular form. This is the content of the Lemma. 4.1.3. Lemma. (1) If V e f then V has finite length as a U(q)-module. (2) Let V be a (g, °M)-module such that i. As an a-module V = ®Vtl and each V^ is finite dimensional, ii. dim U(p)v < <x> for v e V; iii. There exist li,--,lp, homomorphisms of Z(g) to C such that V is the direct sum of the VXi. Then VsT. We have seen that if V e f" then V satisfies (2)(i). (2)(ii) is part of the definition of V. If V is finitely generated as a l/(g)-module and satisfies 2(i) then let F be a finite subset of (ac)* be such that W = @ eF W generates V as a U(q) module. Then W is Z(g)-invariant and finite dimensional. Hence W is a finite direct sum of spaces W, i= l,...,p. Thus V = 'Ll<qU(Q)Wx and therefore satisfies 2(iii). Thus we will have proven both parts of the Lemma if we prove that if a g-module V satisfies the conditions of (2) then V has finite length as a l/(g)-module. We may assume that, in (2)(iii), p = 1. Let h be a Cartan subalgebra of gc such that h contains a. Let <t>+ be a system of positive roots for <t>(gc,h) compatible with <D(P, A). If p. e b* then set K[>] = {veV\(H - n(H))kv = 0 for some k and all H e h}. Since he pc, (2)(ii) implies that V = ® V\_n~]. Let n+ (resp. n~) be the sum of the positive (resp. negative) root spaces. Then b = h + n+ is a subalgebra of pr. Let S = {A e I)*! %A = %}. Then S is a finite set (Theorem 3.2.4). Let M be a non-zero subquotient of V. If m e M then dim U(b)m < oo. Thus there exists a non-zero element m in M such that n + m = 0 and such that m e M[//| for some n e h*. Thus, the definition of the Harish-Chandra
no 4. The Asymptotic Behavior of Matrix Coefficients isomorphism (3.2.1,2) implies that p + p e S. We have therefore shown (*) If M is a non-zero subquotient of V then there exists pe S such that M\_p — p] is non-zero. Set W = 0 V[p - p\ Then dim W < oo. Let K, <= K2 <= ■ ■ ■ be an increasing chain of [/(g)-submodules of V. Then VlnW <= K2 n H-7 <= ■ • ■ is an increasing chain of subspaces of W. Thus there exists k such that if j > k then VjnW = VknW. But then (F,/Kt)[> - p] = 0 for ; > /c. Hence (*) implies that Vj = Vk for j > k. The ascending chain condition is proven in the same way. 4.1.4. We now introduce another category of g-modules. Let 3/f denote the category of all finitely generated, admissible, (g, K)-modules. If V is a g- module then we set K*[n] = {p. e V*! nkp = 0 for some k}. Lemma. If V is a Q-module then K*[n] is a Q-submodule of V*. If Ve J4? then V*[n']er. Lemma 2.2.6(1) implies that there is a positive integer p such that (ad(n))pg = 0. If p e K*[n] then {n)kp = 0 for some positive integer k. Hence {n)k + pQp = 0. This implies the first assertion of the Lemma. We now begin the proof of the second assertion. We first observe that Z(g) is finitely generated as a ZG(g)-module under left multiplication. This is proved using the argument in the proof of Lemma 3.4.4 and the Harish- Chandra isomorphism (3.2.3). Let V e #e. Then V = ®yeK, V(y). Since Kis admissible, dim V(y) < oo for all y e K\ Clearly, ZG(g)K(y) = V(y) for all y e K\ Thus, we see that if v e V then dim Zc(g)i> < oo. The above observation implies that dim Z(g)i> < oo for all v e V. Since V is finitely generated, we may argue as in 4.1.3 to prove that there exist a finite number Xi, ■ ■ ■, Xd of homomorphisms of Z(g) to C such that V = ® V'. Each V' is finitely generated. Hence there exists a positive integer q such that if v e V' then (z — Xi {zj)"v = 0. If % is a homomorphism of Z(g) to C then we set xT(z) = x(zT). Then V* = ®j£d(v*s)* = ®j<d(v*)^- Hence the same is true for K*[n]. So K*[n] satisfies (2)(iii) of 4.1.3. K*[n] = Uk>0(V/(n)kV)*. Since Ve Jt, 3.7.2 implies that (V/(n)kV)* is a finite dimensional (p,°M)-submodule of V*. Hence K*[n] satisfies condition 2(ii) of 4.1.3, and it is a (g, °M)-module. We are left with proving condition 4.1.3(i). Set ^-[n] = [p e V* | (n)V = 0}. Then K*[n] is the union of the ^.[n] = Vj and nVj <= Vj^.l. Clearly, V0 = 0, thus n^ = 0. If p e Vj and if p is not in V^ ,
4.1. The Jacquet Module of an Admissible (q, /f)-module 111 then there exist Xke n, k = 1,..., / - 1, such that 0 # A", ■■■XJ-lne K,. This implies that if (Vj)^ ¥=(Vj_l))l then n = A - /?, -■■■-/?,•_, with A a weight of Ki and j8k e <D(P, /I), /c = 1,...,./' - 1. Let H e a be such that a{H) > 1 for a e <D(P, /I). Set m = max{Re A(H) \ A a weight of a on K,}. It follows that if (% ^ (^- i)„ then Re M#) < m - ; + 1. We conclude that if n e (oc)* then there exists ;' such that K*[n]M = (Vj)^. This shows that K*[n] satisfies all of the conditions of Lemma 4.1.3(2). 4.1.5. If V e Jt then we set;n(K) = K*[n]. If n is understood we will use the notation j{V). We call j(V) the Jacquet module of V. If V, W^arefg^j-modules and if a e Homg K(V, W) then we denote by a* the g and K homomorphism of W* to V* given by <x.*(p) = ^°afor^e W*. If V, WeJt then we set ;'(a) equal to the restriction of a* to j(V). With these definitions V-~>j(V) is a functor from the category 3fC to the category Y. The following result says that j is an exact and faithful functor. It clearly implies that j is a powerful link between our categories Y and Jf. Theorem. (1) If V e Jt and if V is non-zero then j(V) is non-zero. (2) // 0-/l^>B-^C-0 is an exact sequence in 3fC then 0^j{C)mmM.j(A)^0 is an exact sequence in Y. Theorem 3.8.3 implies that if V # 0 then K/nK# 0. Since (V/nV)* is a subspace of j(V), (1) follows. We now prove (2). It is easy to see that 0-./(C)-./(B)-,(.4) is exact. Thus the content of (2) is that;'(/i) is surjective. We may assume that A is a submodule of B. We must therefore show that if \i ej(A) that \i extends to an element of j(B). If fie j(A) then n e /l*[n] for some k (here we are using the notation in 4.1.4). Proposition 0.6.4 applies to the two sided ideal nU(n) of U(n). Since B e Jt, Corollary 3.7.2 implies that B is finitely generated as a [/(tt)-module. Thus there is a positive integer p such that ((n)p+kB) n A = (rt)t((n)pB n A) <= (n)kA. Now if neAt[n] then ne(A/(n)kA)* <= (A/((n)p+kBnA)))* <= (B/(n)p+kB)* = B*+k[n\. The result now follows.
112 4. The Asymptotic Behavior of Matrix Coefficients 4.2. Three applications of the Jacquet module 4.2.1. We retain the notation of the previous section. Theorem. // V e J4? then V has finite length as a Q-module. Let Vy Z3 V2 => ■ ■ ■ be a decreasing chain of submodules of V. Set Mj = {nej(V) n(Vj) = 0}. Then M, a M2 <= ■■■ is an increasing chain of sub- modules of j(V). Lemma 4.1.4 implies that;'(K) has finite length as a g-module. Thus there exists k such that Mj = Mk for; > k. The exact sequences (in Jt) 0 - Vj - K- V/Vj - 0 induce the exact sequences (in Y) 0^j(V/Vj)^j(V)^j(Vj)^0 by Theorem 4.1.5. Clearly, the image of j(V/Vj) in;'(K) is M,. We therefore see that j(Vk) is equal to j(Vj) for all j > k. We now consider the exact sequences (in Jf) These sequences induce the exact sequences (in Y~) 0-7(Kt/^-)-7(K)-7(K;-)-0. This and the above imply that if / > k then j(Vk/Vj) = 0. Thus Vk/Vj = 0 by Theorem 4.1.5. This result is usually proven using Harish-Chandra's regularity theorem for characters (see Chapter 8). 4.2.2. In order to prove the next result we will need some notation. Let (a, Ha) be a finite dimensional representation of P which we assume (without any loss of generality) is unitary when restricted to PnK = °M. Let (na,Ha) be the corresponding induced representation (1.5.4) of G. Let X" denote the (g,K)-module, (H")K. We note that as a K-module, X", is isomorphic with the space of K-finite vectors in IndM(a|oM). Thus 1.5.5(2) implies that X" is an admissible (g, K)-module. In particular this implies that X" <= (H")<a (1.6.6, 3.4.9). If V is a (g, K)-module then V/nkV is naturally a (p, °M)-module for each k = 1,2, It is also easy to see that if a is as above then there exists r such that nrHa = 0 (cf. the argument in the proof of 2.2.6). Let T e Horn, K(V, X").
4.2. Three Applications of the Jacquet Module 113 If v e V then we set TA (v) = T(v)(l). Ker TA contains nrV. Hence TA induces an element of Homp oM(V/nrV,Ha). Lemma. The correspondence T\—► TA is a linear isomorphism of HomBiJf(K,X") onto Homp,„M(K/nrK,HJ. The proof of this result is identical to the proof of Lemma 3.8.2. 4.2.3. Proposition. Let V e ,W. Then there exists a finite dimensional representation, a, of P and an injective (g, K)-homomorphism of V into X". Since V is finitely generated as an [/(n)-module (3.7.2). V/nkV is finite dimensional for k = 1, 2,.... AN is simply connected, thus V/nkV integrates to a representation of P. Let ak denote this representation. Let Ik denote the identity map of V/nkV onto itself and let Tk = /A . Then Ker Tk contains nkV. We assert that f]k Ker Tk = (0). Indeed, let V^ denote f] nkV. Then V^ is a g-submodule of V that is easily seen to be a (g, K°)-submodule that is finitely generated as a l/(g)-module. 0.6.4 implies that there exists k > 0 such that nk + rVn Vx = n'fn'Kn KJ for r > 0. Thus Vx = nVx. Hence 4.1.5(1) implies that Vx = (0). This implies that f) Ker Tk = (0). Now, Ker Tt =. Ker Tk+ ,. Hence, Ker Tt = (0) for k sufficiently large, since V has finite length (4.2.2). This completes the proof. The following result is due to Casselman, however his original proof was much more complicated. 4.2.4. Corollary. Let V e J4? then there exists a Hilbert representation of G, (n, H), such that V is equivalent to HK. Let a be as in 4.2.3 and let T be an injective element of Homg K(V, X"). X" is contained in (Ha)<° (3.4.9) since X" is admissible, hence C1(T(K)) is a G-invariant subspace of H". Since X" is admissible, it is also clear that C\(T(V))K = T(V). Take H = C1(T(K)) and n the induced action of G. 4.2.5. If V e JC and if (n,Jf) is an admissible Hilbert representation of G such that HK is equivalent to V as a (g, K)-module then we call (it, H) a realization of V. The content of 4.2.4 is that every V e Jt has a realization. 4.2.6. Our next application of the Jacquet module is a technically useful criterion for admissibility due to Stafford and the author.
114 4. The Asymptotic Behavior of Matrix Coefficients Theorem. Let V be a (g, K)-module that is finitely generated as a U(n)-module. Then V is admissible. Let VJ[ri] = VJ be as in the proof of Lemma 4.1.4. Then VJ = (V/nJV)*. Hence dim VJ < oo. The argument at the end of the proof of Lemma 4.1.4 implies that K*[n] is a direct sum of generalized weight spaces and each generalized weight space is finite dimensional. Let x be a homomorphism of Z(g) to C. Let n e (K*[n])*. Suppose that [i e VJ but that fi is not an element of K*_,. Then there exist elements Xken, k = l,...,j—l such that Xi---XJ_in is a non-zero element of V*{. This implies that if (K*[n])z is non-zero then so is (K*[n])* n V\. Now 4.1.3(2) implies that K*[n] e 'f. Let Vab = {ve V\n(v) = 0 for all n e K*[n]}. Then V„ = f] nJV Thus Proposition 0.6.4 implies (see the proof of 4.2.3) that nVx = Vx. Now Vx is a g-submodule of V (Lemma 4.1.4), hence Vx is a finitely generated (g,X0)- module. Theorem 3.8.3 now implies that Vx = 0. The proof of Theorem 4.2.1 only uses the following properties of V: it is finitely generated as a U(n)- module and Vx = 0. That argument therefore proves that V has finite length. Since an irreducible (g, K)-module is admissible (3.4.8), V is admissible. 4.2.7. Corollary. If V is a finitely generated, admissible (g, K)-module, then V is finitely generated and admissible as a (g, K°)-module. 3.7.2 implies that V is finitely generated as a l/(rt)-module. The result now follows from the previous theorem. 4.3. Asymptotic behavior of matrix coefficients 4.3.1. Let G be a real reductive group. We will assume throughout this section that G° = °(G°). We retain the notation of the previous sections. Let A0 be the set of simple roots of <t>(P, A). Let F be a subset of A0 and let (PF,AF) be the corresponding standard p-pair. Lemma. Let V e H. Then V/nF V is an admissible finitely generated (mF, K n PF)-module. Let *nF = n n mF. Then *nF is the "n" for a minimal parabolic subgroup of MF. 3.7.2 implies that V is finitely generated as a l/(n)-module. Hence K/nFK is finitely generated as a l/(*nF)-module (n = *nF©nF). The result now follows from Theorem 4.2.6.
4.3. Asymptotic Behavior of Matrix Coefficients 115 4.3.2. Let V be an admissible (g, K)-module. Then we denote by V~ the space of all elements, fi, of V* such that Kfi spans a finite dimensional subspace of V* (here kn(v) = n(k~lv), as usual). Lemma. // V e Jf then V~ e Jf. Let VJ a VJ <= '■■ be an increasing chain of submodules of V~. Set Vj = {v e V \VJ(v) = 0}. Then K, => V2 => ■■■ is a decreasing chain of sub- modules of K Now K is of finite length (4.2.1). Hence there exists k such that Vj = Vk for all j > k. Since V is admissible, VJ ={ne V~\n(Vj) = 0}. We therefore see that VJ = VJ for j > k. Thus V~ is finitely generated. Since V~ is clearly admissible (V~ = ® V(y)*), V~ e H. 4.3.3. Let (rc, H) be a Hilbert representation of G. Let (H00)' be the space of all continuous linear functionals on H x. If g e G (resp. X e g) and if \i e (H x)' then we define gp. (resp. Xp) by g^(t;) = n{n(g~' )i>) (resp. AT^(t;) = - n(n(X)v)) for u e (H™)'. Then 1.6.4(ii) implies that (1) gXn = (Ad(g)X)gn for 0 e G, X e g and n e (ff»)'. Set (H33)* equal to the space of all ji e (H00)' such that Kp spans a finite dimensional space. Then (1) implies that (HX)'K is a (g, K)-module. Let for v e H, a(v) e H' be defined by o(v)(w) = <w, i>> for we//. Then a is a conjugate linear continuous isomorphism of H onto //'. Lemma. // (n, H) is admissible then (H™)^ = a(HK). Furthermore, (H*>)'k = (HK)~. This is clear, since dim H(y) < oo for each y e KA. 4.3.4. Let V be an admissible finitely generated (g, K)-module. Let F be a subset of A0 and let (PF,AF) be the corresponding standard p-pair. Then V/nFV is an admissible finitely generated (mF,KF) module (here KF = MF n K). Since aF is contained in ZM(mF), this implies that (1) V/nrV= ® (K/rtFK)„ the sum over n e ((oF)c)*. Furthermore, there exists d such that (//- ^(//)d(K/nFK)/I = 0 for all \i e ((aF)c)* and H e aF. Set £(PF, V) = {n e((aF)c)*| (K/uFK)„ * 0}. (2) £(PF,K) = {^|Q ^e£(P,K)}.
116 4. The Asymptotic Behavior of Matrix Coefficients Indeed, V/nV = (V/nFV)/*nF(V/nFV). If deE(PF,V) then 3.8.3 implies that *nF(V/nFV)g + (V/nFV)g. (2) now follows. 4.3.5. LetA0 = {a,,..., ar}. Define //,,..., Hr e a by a,-(fl,-) = c5(J. If Ke Jf then we define Av e a* by Av(Hj) = max{ -Re M^) !ji e E(P, V~)}. Fix a norm ||-|| on G (2.A.2.3). The following Theorem generalizes an unpublished result of Harish-Chandra. Theorem. Let (n, H) be a finitely generated, admissible, Hilbert representation of G. Set V = HK and A = Av. There is a positive constant d such that if ne^^Yx then there exists a continuous semi-norm, a^, on Hx with the property that \(li(it(a))v)\ < (1 + log ||fl||)"flAflr» forveH*'andaeC\(A+). Let \i e (HX)'K. 4.3.3 implies that fi = a(w) with w e HK. Lemmas 2.A.2.2 and 2.A.2.3 imply that there exists Sea* and C > 0 such that if x, y e H then |<7r(a)x,);>|<Ca*||x||||);|| for a eCl(.4+). This clearly implies that if fi e (H06)^ then there exists, a'^, a continuous semi-norm on Hx such that (1) |(^(7t(a))u)| < aV;(c) for veH* andae C\(A + ). The idea of the proof is to show that if d(Hj) > A(Hj) then we can replace 5 in (1) by 5 - mXj with m = min{l/2,^(//j) - A(H;)} at the cost of possibly changing the semi-norm a'^ and putting in a term (1 + log ||a||)''. Let a e A0. Set F = A0 - {a}. If a = a^ then set H = Hj. Then aF = RH. Set a, = exp(tH). If a e C\(A + ) then a can be written uniquely in the form a = a'a, with a = exp(Z xkHk), xk > 0, Xj = 0 and t > 0. Let q be the canonical projection of V~ onto V~/nFV~. (2) If q(n) = 0 then there exists a continuous semi-norm t^onW" such that \n(n(a)v)\ < a^^y'^v), for a e C\(A + ) and v e H™. Let Xy,..., Xp be a basis of nF consisting of root vectors for a corresponding to the roots /?!,...,/?„ respectively. Out assumption implies that \i = S Xkfik
4.3. Asymptotic Behavior of Matrix Coefficients 117 with nk e V~. Hence \(fi(n(a)v)\ = \lXkfik(n(a)v)\ = 1-1^(71(^)^)0)1 < I \fik(n(aMAd(a'1)Xk)v)\ = I a-'\»k(it(a)it(Xk)v)\ ZXa'-'oMXJv))- (2) now follows from 3.8.6(1). Let for z e C, (V~/nF)V~)2 denote the generalized eigenspace for H with eigenvalue z. Let Pz be the projection of (V~/nFV~) onto (V~/nFV~)z corresponding to the //-weight space decomposition. Let n e V~. Then q(fi) = S Pzq(fi). Let fiz e V~ be such that q(fiz) = Pzq{n)- Then p. - E p.z e nFV~. We now estimate fiz(n(a)v) for each z. Set \iz = v. Let vt,..., vp be a basis for l/(aF)g(v). We assume that v, = q(v). Let vt e K~ be such that q(vk) = vk for /c > 2. Now Hvk = £ ^„v„ and B = [bkn~\ has the property that (3) (B - zl)' = 0. We also note that (4) ak = Hvk-YJbknvnenFV~. Let a' e C\(A+) be such that (a'f = 1. We set Vi(it(ata')v F(t,a';v and G(t,a',v) vp(n(ata')v) (Ji(n(ata')v) a„(n(ata')v) it F{t,a'\v) = -BF(t,a';v) - G(t,a';v) Then (5) This implies that r (6) F(t,a'; v) = exp(-tB)F(0,a';v) - exp(-tB) J exp(sB)G(s,a';v)ds.
118 4. The Asymptotic Behavior of Matrix Coefficients We now estimate the terms in (6). (1) implies that (7) ||F(0,a';i>)|| < (a')sP(v) with P a continuous semi-norm on H™. (2) implies that (8) ||G(t,fl';o)|| < exp((5(ff) - \)t)(a')sp'(v) with p' a continuous seminorm on H00. (9) ||exp(sB)|| < C(l + |s|)VRez for s e R. Here p < d (see the beginning of the proof). This follows immediately from (3). These estimates imply that if t > 0 then ||F(t,fl';o)||< C(l + t)"e''Rez(a')dp(v)-(l + } (1 + Syes{Rez + SiH)'l)ds\ for some continuous semi-norm P on H™ and some positive constant C. We observe that (1 + s)"e~cs is bounded by a constant C for e > 0 and s > 0. We therefore have (10) ||F(t,fl';o)|| < C(l + O'e"'R"(fl')*0(») + C(l + t)'e,l«U)-2'3)(a')ap(v) for t > 0. Here C is a positive constant and fi is a continuous semi-norm on H™. There are now two cases. Case I: 5(H) — | < A(H). Then there is a continuous semi-norm, fi, on H™, such that ||F(t,fl';o)|| < (1 + t)"e,MH)(a')*p(v), for t > 0. Case II: 3(H) — | > A(H). Then in (1) we may replace 3 by 3 — (\)a (after having argued as above for all a). We may clearly iterate the argument leading to (10). After a finite number of steps we will be in Case I. If we apply this argument to all simple roots, the desired estimate follows. 4.4. Asymptotic expansions of matrix coefficients 4.4.1. In this section we show how the technique of the last section can be refined to prove asymptotic expansions of certain matrix coefficients of an admissible finitely generated Hilbert representation. We retain the notation and assumptions of the previous section. Let F be a subset of A0, then we have the corresponding standard p-pair (F>, AF).
4.4. Asymptotic Expansions of Matrix Coefficients 119 Let (rc, H) be an admissible finitely generated Hilbert representation of G. Set V = HK. As in 4.3.3 we identify (H™)'K with V~. Set KF = KnMF. Lemma 4.3.1 implies that V~/(nF)kV~ is an admissible finitely generated (mF, KF)-module. Since aF is a subspace of ZM(mF), we have (1) (nF)kV~/(nF)kV~ splits into the direct sum of finitely many generalized weight spaces for aF. Let Ek denote the corresponding weights. Here we write (nF)°K~ = V~. 4.4.2. Lemma. Ek + l <= {fi + x\xe<f>(PF,AF), fieEk}. Let Sk:nF®((nF)kV~/(nF)k+[V~)^(nF)k + lV~/(nF)k + 2V~ be defined by Sk(x <g> (u + (nF)k+' V) = xu + (nF)t + 2K~. Then Sk is a surjective aF-module homomorphism. Since the weights of aF on nF are precisely the elements of <t>(PF, AF), the Lemma follows. 4.4.3. Set£= (j£t.Then (1) £ <= {n + <x\ne E(PF, V~\ a a sum of elements of <t>(PF,AF)}. Let S = {j\oCj e F} (here we are using the notation of 4.3.5). Let L+ = {ZjeS rijXj! rij e N}. In this notation (1) implies (2) -E <={n-x\ne -E(PF,V~), aeL+}. Furthermore, if 3 e -Ek then 3 = \i — a with \i e - E(PF, V~) and a = 2.JeS rijXj with Z rij > k. If n, 3 e (aF)* then we say that n>dif p — de L+. Let £° be the set of all maximal elements of -£(they are clearly contained in -£0 = Set *AF = An°MF. Then A = *AFAF and C\(A+) = (*AF n C\(A+)) C\((AF))+. Let d and Av be as in 4.3.5. Theorem. Let ae V~. If ue £°, Q e L+ and v e H™ then there exists a polynomial of degree at most d on aF, pf^Q(H; a, v) such that (i) The map aF ® ff°° -> C, h, v i—> p^ Q(h; a, v) is continuous and linear in v.
120 4. The Asymptotic Behavior of Matrix Coefficients (ii) If H e (aF)+ then a(7i(exp tH)v) is asymptotic to I exp(t/z(ff)) £ exp(-tG(ff))pM,Q(tff;ff,i>) as t-> +00. (4.A.I.I.) (iii) If ae*AFn C\(A + ) then |pM.Q(H;ff,n(fl)i;)| < (1 + ||ff||)'(l + log llfllD'fl^o) with A = Av, and B is a continuous semi-norm on H™ (depending on p. and Q). Fix H as above. Set a, = exp tH. Put (p(H)\p e — £} = {z,-} with Re z, > Re z2 > •••. Let for each j, kj be denned to be such that if geL+ and Q = E«6f "«a« with s ", = ^ then Re zj > (A - 6)(tf). Let qk denote the natural projection of V~ onto V~/(nF)kV~. Let N be a gap in the sequence {z,-} (4.A.1.1). Set k = kN. (I) If qk(p) = 0 then there exists e > 0 and a continuous semi-norm BN on H1" such that \(p(n(a,a)v)\ < exp(t(Re zN - e))(l + log \\a\\)daABN(v) fort> l,aeCl(/l+)andf;e//(:0. Let X,- and Bj be as in the proof of (2) in 4.3.5. Since qk(p) = 0, p = 1, Xj. • • • Xjkpj.iiiJk for some pj; Jk e V~. Thus if a e C\(A+) then |^(K(a)i7)| = \Llijl,...jMXji-XjR)ii(a)v)\ < £ a-fij.--fiim | H jk(n(a)7t(Xjr ■ X]R)v)\ <(1 +log||fl||)VSfl-^--^ffwii Jrt(Xjr-XjJv). Here we have used Theorem 4.3.5. The last inequality clearly implies (I), Suppose that qk(p) is non-zero. Let pl = qk(p),...,pp be a basis of U(&F)<Ik(li)- If xeaF then xpj = I bJr(x)pr with bjr e ((oF)c)*. Let B(x) = \_bjr(x)~] for x e aF. Let p. = py,..., pp e V~ be such that qk(pj) = ps. Then XVj = £ bJr(X)Hr + lj with jj = yp) e (nF)kV~. Let a be as in the statement of the Theorem, then we set F(t,a';v) =
4.4. Asymptotic Expansions of Matrix Coefficients 121 and G(t,a';v) Then as in 4.3.5 we have (II) j\F(t,a;V) yi(n(a,a')v) yp(n(ata')v) ■B(h)F(t,a;v)-G(t,a;v). This implies that (III) F(t,a;v) t = exp(-tB(h))F(0,a\v) - e\p(-tB(h)) | e\p(sB(h))G(s,a;v)ds. o Let Q be the projection of C" onto the direct sum of the generalized eigen-spaces for —B(h) with eigen-value whose real part is less than Re zN. Then if we argue as in the proof of 4.3.5 we find that if t > l(B = B(h)) (IV) \\Q(e-'BF(0,a\v) - e~'B ] esBG(s,a;v)ds)\\ < exp(t(Re zN - e))(l + log \\a\\)"aAp(v with fi a continuous semi-norm on H°°. As in the proof of 4.3.5 we find that if R = I — Q and if t > 1 then (V) \Re'B G(t,a;v)\\ < e'"(\ + log ||a||)daAj8(i;) with fi a continuous semi-norm on //" (V) implies that | R(esBG(s,a;v))ds converges absolutely. Set F°(t,a;v) = e'BRF(0,a;v) - e"> J R(esBG(s,a;v))ds. Then RF(t,a;v) - F°(t,a;v) = -e~'B | R(esBG(s,a;v))ds.
122 4. The Asymptotic Behavior of Matrix Coefficients A straightforward estimation shows that there exists e' > 0 such that 00 \\e',B | R(esBG(s,a;v))ds\\ < (1 + log \\a\\)daA exp(t(Re zN - e))p(v) t for t > 1 with ji a continuous semi-norm on H™. Set fN(t,a;v) equal to the first component of F°(t,a;v). Then fN(t,a;v) = 2,j<Nexp(tZj)ujN(t,a;v), with uJN(-,a;v) a polynomial in t of degree at most d. If t > 1 then the above inequalities imply that (VI) |(|z(fl,fl)o) " /nM;«OI < exp(t(Re zN - e)(l + log \\a\\)daAp(v) with j8 a continuous semi-norm on H. If M is a gap of the sequence {z,} and M > N then the above estimates imply that Uj N = Uj M if ;' < N. We set pz.(t; v) = plN(t, 1; v) for Af > ;'. We have at this point shown that (VII) fi(n(a,)v) is asymptotic to the exponential polynomial series I exp(z;t)pZj(t; v) as t -> + oo. We now refine the above argument to prove the Theorem. Let for e > 0, SFc = {heaF\\\h\\ = 1 and oc(h) > e for all ae $(Pf,^f)}. If h is a non-zero element of aF then set a{h) = h/\\h\\. (VIII) If HuH2e SF.£ and if t, s > 0 then a{tHl + sH2) e SFit. This is an easy consequence of the triangle inequality. Setr(e) = ma\{A(h)\h e SFJ. (A = Av.) (IX) If h e SFit, At e - £t then Re At(/i) < r(e) - /ce. This follows from 4.4.3(2). Set —k£ equal to the set of weights of aF on V~/(nF)kV~. Set Fk = Uj>kjE. Then (IX) implies (X) If ^ e Fk then Re n(h) < r(e) - /ce for h e SF,£. Put Ek'e = {n e kE! Re At(/i) > r(e) - /ce for h e SF<e}. Since SF e is compact it is easy to see that (XI) There exists 3 > 0 such that if h e SF e and if ^ e Ek-e then Re n(h) > r(e) — ks — 5. Let At e V~. Fix /c > 0. Let At!,..., AtP> Ati = At.---. Atpand ri,--, yp, and B(/i) be as above. Then the eigenvalues of B(h) are the 0(/i) with 8 e kE. Let P = Pk be the projection of Cp onto the sum of the generalized eigenspaces for - #(•) that
4.4. Asymptotic Expansions of Matrix Coefficients are elements of Ek,t. We set ~Hi(») 123 F(v) and G(v) yP(v) for v e Hx. Then (as usual), dt F(n(exp t%) = - B(h)F(n(exp th)v) - G(n(exp th)v). This implies that (XII) F(jr(exp th)v) = e'mh,F(v) - } e'{''s,B{k,G(Tt(exp sh)v)ds. o Set Q = Qk = I - P. The standard estimates yield \\QF(n(exp th)v)\\ < exp(r(e) - ke)t)(l + t)2dP(v) for t > 1, h e SF,£ and P a continuous semi-norm on H™. We also note that (in light of (XI)) if s > 0 then \\esmG(n(exp sh)v)\\ <(1 + s)2V**",(*)"*)V<r(8)"**)0(p). Here we have used the obvious estimates in order, and /? is a continuous semi- norm on H33. This implies that the integral 00 I emh)PG(n(expsh))ds o converges absolutely and uniformly for h e SFe. We set 00 Fkh(v) = PF(v) - | esB(h)PG(7r(exp s/i)i;)ds o for i> e ff33 and /i e SF e. The above estimates imply that (XIII) ||F(7r(exp tfi)p) - e',mFkh(v)\\ < (1 + t)2d exp(t(r(e) - ke))p(v), for /i e SF e, tefl" and /? is a continuous semi-norm on ff33.
124 4. The Asymptotic Behavior of Matrix Coefficients This implies that (XIV) lim e'mPF(n(exp th)v) = Fkh(v) for h e SF,£. t-> + oo It follows that (XV) FM(7i(exp th)) = e''mFkh(v) for h e SF,£ and v e H1". We now assume that k has been taken so large that k — r(e) > 0. Let d be as in (XI). Let 0 < c < 1 be such that k - r(e) - (£)<5 = (/ce - r(e))c. Let H, and H2 e SF,£ be such that (Hl,H2} > c. (We note that <//,//'> > 0 for H, H' e aF.) It is easily checked that if t,s > 0 then HtH, + sff2ll > cs + t. We leave it to the reader to show (using the above) that ||exp(tB(ff2))(FtiIfl(rt(exp(tff2)i>) - PF(7r(exp tff2)i>|| < (1 + t)2de~»'2p(v) for t > 1 and ft is a continuous semi-norm on H33. This implies that limr^ + 00 e'B("2)Fk Hl(7r(exp tH2)t;) = Ft Hl(v). Hence lim lim eB,,H'+sH2)F(7r(exp(tH1 + sH2))v) = FkHl(v). S~* + 00 t~* + 00 We therefore see that Ft.„2(7r(exp tHy)v) = exp(-tB(H1))Ft,H2(i;). If we interchange the roles of Hy and H2, this implies that lim exp(tB(ff2M,Ifl(jt(exp(tff2))i>) = FkiHl(v). t-> + oo We have (finally) shown that Fk Hl = FkIi2. Since UfceS^'eS^ </!,/!'> >C}=SF,£ this implies that Fkk is independent of h e SFe. Set FKe equal to the common value of the Fkh. If we combine all of the above we have (XVI) ||F(7r(exp th)v) - e"'B(A)FM(i;)|| < (1 + t)2de'(r(e)-ke)p(v) for t > 1, h e SFj, and /? is (you guessed it!) a continuous semi-norm on H™. We now note that if we choose a smaller e then Fke will not be changed. We may therefore denote Fke by Fk. If we now combine (XVI) with (VII) the theorem now follows.
4.5. Harish-Chandra's E-function 125 4.5. Harish-Chandra's H-function 4.5.1. We retain the notation of the previous sections. Let V be an admissible (g, K)-module. Let V~ be as in 4.3.2. Then V~ is also an admissible (g, K)- module. The next result gives a characterization of V~. Lemma. Let W be a (g, K)-module. Suppose that there exists a complex bilinear mapping b: V x W -> C such that (1) b(Xv,w) = -b(v,Xw),b(kv,kw) = b(v,w) for v e V, w e W, X e g and k e K. (2) If b(v, W) = 0 then v = 0 and if b(V, w) = 0 then w = 0 (i.e., b is non-degenerate). Then W is (g, K)-isomorphic with V~. If w e W then set T(w)(v) = b(v,w). Then T defines a g and K-module homomorphism of W into K*. Thus T(W) is contained in K~. The non- degeneracy of b implies that T is injective. If y e KA let y* denote the class of the dual representation of any representative of y. Then (2) combined with the X-invariance of b implies that dim W(y*) = dim V(y). Hence T is surjective. 4.5.2. Let (najJ,//"•") be as in 3.5.5. Let a" denote the dual representation to a. Lemma. (H"-")^ is isomorphic with(H"~~l')K. Let / e (Ha-»)K and g e(H"~-'")K. We set <f,gy = $<f(k),g(k)}dk. K Then Lemma 2.4.1 implies that < , > satisfies 4.5.1(1). We leave it to the reader to prove that < , > satisfies 4.5.1(2). 4.5.3. We are now ready to study the H-function. Let H^ be defined as in 3.6.1. We set E = 30. We have followed Harish-Chandra in giving this zonal spherical function a special name. Lemma 3.6.7 indicates its special role. Also the function E will be used in the definition of Harish-Chandra's Schwartz space (7.1).
126 4. The Asymptotic Behavior of Matrix Coefficients Theorem. There exist positive constants C and d such that a-" < 3(a) < Cfl-'(1 + log ||a||)d foraeC\(A + ). Let (n,H) denote (n0,H°) (see 3.6.1). Under the pairing < , >, HK — (HK)~. Let 10 be as in 3.6.1. Then E(g) = (n(g)l0,10>. Set V equal to the (g,X)-submodule of HK generated by 10. Then under < , >, V~ — V. Suppose that p + p is a weight of a on V/nV. Let a be an °M-type of the p + p weight space of V/nV. Then Lemma 3.8.2 implies that there is a non-zero element of HomgK(V,(H")K). Frobenius reciprocity implies that a must be the trivial °M-type. Now this implies that E/1 = E0. Theorem 3.6.6 now implies that p. = sO for some element in W(G, A). Hence p = 0. We therefore conclude that (in the notation of 4.3.5) Av = —p. The upper inequality now follows from Theorem 4.3.5. We now prove the lower inequality. Formula (*) in 3.6.7 says that E(a) = a" [a(nYa(a'lnaf dn. We make the change of variables n i—► ana'1. Then we have 3(a) = a'" | (a(ana'l)a(n)'lya(n)2l}dn. N Lemmas 2.4.5 and 3.A.2.3 now imply the first inequality. 4.5.4. We now show how Harish-Chandra used the above result to prove the convergence of two important integrals. These results will be used in the next chapter to prove the conversion of the intertwining integrals of Kunze-Stein, Knapp-Stein and Harish-Chandra. Our exposition follows that of Harish- Chandra [8]. Theorem. Let d be as in Theorem 4.5.3. If e> 0 and if F is a subset of A0 then | a(n)"(l - p(\oga(n))yd-edn < oo. NF Let h e Cl(a+). Set a, = exp th. Then 4.5.3 implies that there is a positive constant C such that (1) (a,)pS(ar) < C(l + t)d for t > 0. We have seen in 4.5.3 that (2) (a,yE(at) = [ a(n)»a(atna;l)» dn. N
4.5. Harish-Chandra's E-function 127 We now choose h to be the element such that a(h) = 0 for a e F and a{h) = 1 for a e A0 - F. Then mF = Cg(h). Set *nF = mF n n. Then n = *nF © nF. 2.4.5 implies that we can normalize the invariant measure on *NF such that (3) J a(*nF)2d*nF = 1. »nf 4.A.2.1 and 4.A.2.2 imply that we can normalize the invariant measure on NF such that if fe CC(N) then (4) \f{n)dn= | f(*nFnF)d*nFdnF. N »NF x flF We assert that (5) (fl,)"S(fl,)= | a(nra(a,nat-1rdn. Nf Let I(t) denote the right hand side of (5). Since a,xa^, = x for x e *NF and x e Na(x)k(x) the obvious manipulation of (2) using (4) yields /(t)= | a(*nF)2pa(k(*nF)nFYa(k(*nF)atna-tyd*nFdnF. *NF*NF Now k(*NF) is contained in KF which commutes pointwise with the a, for t e R. Also, a(ka,na_t) = a(ar/cn/c~1a_r) for k e KF, t e R and n e NF. Since KF is compact, dknFk~l = dnFox\ iVFfor k e KF. The obvious calculation now yields I(t)= { a(*nf)2pa(nF)',a(arnFa_r)pd*nFdnF. *NF x JVF (3) now implies (5). In particular (5) implies (6) | a(nFya(a,nFa-,)pdnF < C(l + t)d for t > 0. Nf We now use the notation in 4. A.2.4 (with the "F" there equal to 0). Then we have for t > 0 a(a,nFa_,r2 = ||a(a,na_r)_1f;0||. Now \\o(a,nFa_,)v0\\2 = \\v0 + E e-j<(G(nFylv0)j\\2 < 1 + e^'lk^)"1^!!2 j>o = 1 + e'2'a(nFy4p < (1 + e-'a(nF)-2p)2.
128 4. The Asymptotic Behavior of Matrix Coefficients We have proved the following inequality (7) a(a,nFa.,)>(\ + e''a(nF)'2py112 for t > 0 and nF e NF. If r > 0 then we set (NF)r = {neNF\a{n) > r}. Then 4.A.2.3(2) implies (8) (NF)r is compact for all r > 0. In (7) we take t = — 2 log r for 0 < r < 1. Then (6) implies that if n e (NF)r then a(atna_t) > 2~1/2. We therefore find that C(l+t)d> | a(nYa(a,na^)pdn>2-1'2 | a(n)p dn (NF)r (NF)r which implies (9) | a(n)»dn<C'(\ - 2 log r)d. (NF)r We now take rp = exp( - 2") for p = 0, 1,.... With this notation (9) implies that | a(n)pdn<C'(\ +2p+l)d< C"2". If n e (NF)rp + 1 - (NF)r we have rp > a(n)p > rp+,. Hence on this same set we have 1 + 2" < 1 - p(log a(n)) < 1 +2P+1. This implies that if e > 0 then | a(n)"(l - p(\oga(n)yd-*dn < C"(l + 2pyd-e2pd < C"'2~ep. If we sum over p > 0 we find that I a(n)»(\ - (log a(n))Yd-edn < C" ^ 2"£p < oo. NF-(NF)ro This implies the theorem since (iVF)r is compact. 4.5.5. We retain the notation of the previous paragraph. If g e G then we can write g = nFmF(g)aF(g)kF(g) with nF e NF, mF(g) e °MF, aF(g) e AF and kF(g) e K. We leave it to the reader to check that aF(g) is determined uniquely by g but that mF(g) and kF(g) can be replaced by mF(g)k and k~lkF(g) for k e KF. Fix a norm ||-|| on G (2.A.2). Let SF be the "S" function for °MF. We extend SF to G by setting EF(namk) = EF(m) for neNF, aeAF, me°MF and keK. The above considerations imply that this extension is well denned.
4.5. Harish-Chandra's S-function 129 4.5.6. Theorem. If r > 0 and if q > d + r then | a(n)"3F(n)(l + log ||mf(n)||)d(l - pflog a(n))'"dn < oo. NF We first prove that there exists a positive constant C such that (1) 1 + log ||mF(n)|| < C(l + log ||n|| - p log a(n)) forneiVF. Assume that \\g\\ = \\a(g)\\ with (a, F) a finite dimensional representation of G and \\a(g)\\ is the Hilbert-Schmidt norm of a(g) relative to an inner product on F such that a(g)* = o(6(g))~l. We choose an orthonormal basis {i>,-} of F such that the elements of MF have block diagonal form Ay 0 and the elements of NF have block form 7, Then since \W(n)o(n)*\ This implies that \a(nF(n))a(mF(n))a(mF(n))*a(aF(n))2a(nF(n))*\\ \\a(mF(n))a(mF(n))*o(aF(n))2\\ < ||a(n)a(n)*||. \a(mF(n))a(mF(n))*\\ < ||a(aF(n))-2||||n||2. If we apply Lemma 2.A.2.3 and then take the logarithms, (1) follows. (1) in light of 4.A.2.3, implies that it is enough to prove that / = | a(n)PFEF(n)(\ - p(\oga{n))r~qdn < co for q > d + r. nf By the definition of SF /= | a(n)PF | a(kmF(n)Ydk(\ - p(log a(n)))r'qdh.
130 4. The Asymptotic Behavior of Matrix Coefficients Now, if k e KF and if n e NF then kn — knmF(n)aF(n)kF(n) = knk~lkmF{fi)k~laF(n)kkF(n) with n e NF. Thus kmF(n) = mF(knk~l) and aF(kn) = aF(n). This implies that /= | a(km-lfFa(mF(km-l)){\-p(\oga(n)y-qdndk NFx KF = | a(nYF(\ - p(\oga(knk-l))r-qdndk NFx KF < | a(n)"(l - p(\oga(n))r-qdndk < oo Nr by Theorem 4.5.4. 4.6. Notes and further results 4.6.1. The theory of the real Jacquet module is an outgrowth of work of Casselman and of Casselman and the author to introduce a functor on the category 3/f with the same exactness properties as the Jacquet module (Jacquet [1]) in the case of p-adic groups. With this notion in hand many arguments for the "real case" are proved in a manner quite analogous to the way they are proved in the "p-adic case". Indeed, the material in this chapter is more strongly influenced by Harish-Chandra's work on p-adic groups than it is by that on real groups. A more complete exposition of the theory of the Jacquet module can be found in Wallach [2] and Wallach [3]. The category y, introduced in Section 1, is essentially the same as what some authors call &. This category is an extension of the category G, which was introduced by Bernstein, Gelfand, Gelfand [1] to study the structure of Verma modules. Further results on Verma modules will be proved in Chapter 6. The best reference for the theory of Verma modules is Dixmier [2, Chapter 7]. 4.6.2. We use the notation of Section 4.3. If in Theorem 4.4.3 the space ff°° is replaced by HK then the expansions in Theorem 4.4.3 can be found in Casselman, Milicic [1] (these results sharpen earlier work of Harish- Chandra). Their proof uses the theory of regular singularities as generalized in Deligne [1]. If v e HK their results imply that the expansions actually converge to the matrix entry. However, one must still prove that their expansions are asymptotic in our sense (c.f. Borel, Wallach [1, Chapter 3]). We will see in Volume II that Harish-Chandra's theory of the constant term is a fairly direct consequence of Theorem 4.4.3 (in light of Lemma 7.7.5).
4. A. 1. Asymptotic Expansions 131 4.6.3. If we combine Theorem 4.5.3 with Lemma 3.6.7 then, in the notation of 3.6.7 we have Proposition. If v e (ac)* then |3„(fl)| < a|Rev|-"(l + log ||a||)d for a e C\(A+). The number d that appears in 4.5.3 can be taken to be | W(G, A)\ - 1 since one can show that dim(H°)K/n(H°)K = \W(G,A)\. 4.A. Appendices to Chapter 4 4.4.1. Asymptotic expansions 4.A.I.I. By a formal exponential polynomial series we will mean a formal sum of the form (1) £ exp(v) £ pLn(t)e-"\ \<p n>0 where pjn is a polynomial in t for each j, n. The point here is that we do not care if the series converges. Fix such a formal series. Then we may rearrange it in the following way: (2) £ e\p(Ujt)pUJ(t), with Uj e {zk - n \ 1 < k < p, n > 0, n e N}, Re u, > Re u2 > - - ■, and pu. is the sum of the pkn with zk — n = uy We will call N a gap of the series if uN > uN +,. If / is a function on R then we say that / is asymptotic as t -> + oo to the formal polynomial series given as in (1) if for each gap, N, there exist positive constants (depending on N) C and e such that (3) 1/(0 - £ exp(u/)pu(f)| < C exp((Re uN - e)t) for t > 1. j<N Notice that if N is a gap then (4) lim exp(-tReuN)|/(t)- £ exp(u/)pu.(t)l = 0. r -► + oo j < N 4.A.I.2. Lemma. Let E exp(v) £ Pj,n(t)e'n' 1<j<p n>0
132 4. The Asymptotic Behavior of Matrix Coefficients and E exPK0 E 1j.n(t)e~ <j<« be formal polynomial series such that z-t — zk (resp. Wj — wk) is not an integer for j ¥= k and p]0 ^ 0, qj0 i= 0. // both formal series are asymptotic to the same function, f(t), then p = q and after relabeling w} = z-}, pjn = qjn. We will use the following simple fact: (1) Let Uj be purely imaginary and let pj be polynomials for j = 1,..., n. If Uj i= uk for j i= k and if lim E exp(u/)p,-(t) = 0 then pj = 0 for all;'. Indeed, set deg pj = dy Let d denote the maximum of the dj. Let aj be the coefficient of td in p}. Set <I>(t) = I exp(Mit)ai. Then limr^ + 00 <I>(t) = 0. This easily implies that T I o But T I 0 lim (1/T) j|«(t)|2A = 0. lim (l/T)J|*(t)|2dt = 5>;| Thus all of the as = 0. This implies that all of the ps = 0. We now sketch the proof of the lemma. (The idea is very simple but the notation would get out of hand if we gave all of the details.) Let Re z, = - = Re zr > Rezr+1 > > Re zp and Re w, = = Re wu > Re wu + 1 > > Re wq. Then |/(t) - E exp(z,t)p;>0(OI < C exp((Re z, - e)t) and |/(t) - E exp(w,0«,,oWI < C exp((Re w, - e)t) 1 <j<u for some positive constants C and e. Suppose that Re z, > Re w,. Then the two inequalities above imply that lim E exp((zj-z1)t)pJ-,o(0 = 0- r -■> + oo 1 < j < r So (1) implies that pj0 = 0 for j = 1,..., r. This is contrary to our assumptions.
4.A.2. Some Inequalities 133 Hence Re z, < Re w,. We therefore see (by symmetry) that Re z, = Re wi. Now this implies that lim (£ exp((Zj- - Zi)t)pJm0(t) - £ exp((w,- - w,)t)^,o(0) = 0- r -■> + oo (1) now implies that r = u and (after relabeling) z} = w}, Pj,o = 1j.o for; = l,...,r. Now replace f by f(t) - S, Sj-<r exp(z/)p,0(t). We observe that if c e C then c can be written in at most one way in the form zk — n (resp. wk — n). Thus we can "bootstrap" the above argument to prove the Lemma. 4.A.2. Some inequalities 4.A.2.I. Before we get to the main material of this appendix, we first prove a few results on groups with dilations. Let N be a Lie group. Then a smooth 1- parameter group of automorphisms, a,, of N is called a family of dilations of Nif limr^ + 00 at(n) = 1 for aline N. We collect some properties of groups with dilations. Let A, be the corresponding 1-parameter group of automorphisms of rt. (1) exp is a diffeomorphism of n onto N. Let U0 be a neighborhood of 0 in rt and let I/, be a neighborhood of 1 in N such that exp is a diffeomorphism of U0 onto Ul. If n e N then there exists t > 0 such that at(n) e l/,. Thus a,(n) = exp X with X e U0. Hence, n = a_r(exp X) = exp A_,(X). So exp is surjective. If exp X = exp Y let t > 0 be so large that A, X, A,Y e U0. Then exp A, X = a, exp X = a, exp Y = exp A, Y. So X = Y. Since exp = a, exp A_t it is clear that exp is everywhere regular. (2) Let rt, and n2 be A, invariant subspaces of rt whose direct sum is rt. Then the map n, x n2 to N given by X, Y i—>exp X exp Y is a diffeomorphism onto N. This is proved by first showing that it is true for small neighborhoods and then dilating as in the proof of (1). Let D denote the derivation d/dt\, = 0A,. Then the eigenvalues of D have strictly negative real parts. From this it is easy to see that (3) rt is nilpotent. In particular N is unimodular. (4) Assume that the subspace in (2) are Lie subalgebras. Let Ni and N2 be the corresponding connected Lie subgroups. Then we can normalize the
134 4. The Asymptotic Behavior of Matrix Coefficients invariant measures dn, dri\ and dn2 on N, N{ and N2 respectively such that if / e CC(N) then \f(n)dn= | f(nin2)dnidn2. Let h(n{, n2) = nyn2 for n, e N{, n2eN2. Then (2) implies that h is a diffeomorphism of N, x N2 onto N. There is thus a smooth function u(n,, n2) such that dn = udn1dn2. The left invariance of dn implies that u is independent of n, and the right invariance of dn implies that u is independent of n2. Thus u is constant and the assertion follows. 4.A.2.2. Let G be a real reductive group with compact center. We will use the notation of 4.3. Let F be a subset of A0 and let (PF,AF) be the corresponding standard p-pair. Let pF e a* be defined by pF(H) = (\) tr(ad H\„F). Let *aF = °mf n a. Then a = *aF ® aF. We note that pF(*aF) = 0. Set NF = 8(NF). Let H e a be such that a(H) = 1 for a e A0 set a, = exp t//. Then n i—► atna_t defines a group of dilations on N = 8N that leaves NF invariant. In particular exp is a diffeomorphism of nF onto NF. Let log denote the inverse map to exp onnF. Let B be as usual and set (X, Y} = -B(X,0Y) for X, Y e q. We set ||X|| = <A:,A:>1/2forA:eg. If g e G let k(g), a(g) and n(g) be as in 3.6.1. We note that exp is a Lie isomorphism of a onto A. We denote by log the inverse map to exp on A. 4.A.2.3. Lemma. There exists a positive constant C such that if ne NF then (1) 1 - pF(log a(n)) > C(\ +||logfl(n)||), (2) 1 - pf(log <i(n)) > C(l + ||log n||). The rest of this appendix is devoted to a proof of this Lemma. Let d = dim nF. Let < , > denote the inner product on Adg corresponding to < , > on g. Let i;0 be a unit vector in AdtiF. Let a denote Ad Ad. We note that ff(°mf)i)0 = 0, a(nF)i;0 = 0 and o(H)v0 = 2F(H)v0 for H e a. This implies that (I) \\<r(g->o\\ = a(g)-2'"' for g e G. We set <bF equal to the set of all elements of <t>(P, A) that are non-negative integral combinations of elements of F. Put ZF = <t>(P, A) - <bF. (II) (pF,oc)>0 foraeIF and(pF,a)>0 for aeO(P,/l)-
4.A.2. Some Inequalities 135 Let *pF be the half sum with multiplicities of the elements of <t>F .Then p = *pF + pF. If a e F then (pF, a) = 0. If a e A0 - F then (pF, a) = (p, a) - (*pF,a) and (*pF, a) < 0. Thus (pF,a) > (p,oc) > 0. This proves (II). (Ill) If X e nF and if a(X)v0 = 0 then X = 0. Write X = 1. Xa with X„ e g~". Then o{Xx)v0 is in the 2pF - a weight space. Thus a(Xa)v0 = 0. If Xa is non-zero then this implies that (pF,a) = 0. Since this contradicts (II), (III) follows. 4.A.2.4. Let H be as in 4.A.2.2. Let nF j be the -;' eigenspace for ad H in nF. Set m = 2pF(H) > 0. Put V = a(U(nF))v0. Let V} denote the m — j eigenspace for a(H) on V. Then V is the direct sum of the Vr We also observe that V0 = Rv0 and that <J^, Vk) = 0 for j ^ k. H v e V then we can write v as u = S i>j with Uj- e V}. If le nF we write X = 2, Xj with X,- e nFJ. Let p denote the largest eigenvalue of — ad H on nF. Let Xenf. Then (1) a(exp X)v0 = y0 + E (CT(exP x)!;o)j + E (CT(exP *K)r j<p ;>p This implies that (2) ||a(exp X)v0\\2 > 1 + £ ||(a(exp ^T)u0)J-||2- j<p Now (a(exp X)u0)j-= (7(^)110 + m^X,,..., Aj_,) with u^ a polynomial map. This combined with the Seidenberg-Tarski theorem easily implies that (3) There exist positive constants C and r such that if X enF then |k(exp(X)i>0|| > C(l + ||X||r. We will give an elementary proof of this result at the end of this appendix. (3) combined with (I) above implies (4) a(exp Xy2»F > C(\ + \\X\\)r for X e nF. (2) in 4.A.2.3 now follows (after taking logarithms) from (4). We now derive 4.A.2.3(1). We now assume that F = 0. Then ||a(exp(-A'))i;0||2 is a polynomial in X for XenF. Thus there exist positive constants C, and s such that ||<j(exp(-AT))t;0||2 < C,(l + ||A:||)S. This implies that -p(log(a(exp X))) < C'(l +log(l + ||X||)) for some positive constant C. We write log a(exp X) = -£ aa(X)Ha with a„(X) > 0 (3.A.2.3) the sum over A0. Since (p, a) > 0 for a e A0 this implies that there exists
136 4. The Asymptotic Behavior of Matrix Coefficients a positive constant C" such that max aa(X) < C"( —p(log a(exp X))). Thus there exists a positive constant C2 such that ||log a(exp X)|| < C2(l + log(l + ||X||)). Now 4.A.2.3(2) implies 4.A.2.3(1). We are left with the proof of (3) above. That result follows from the following Scholium. 4.A.2.5. Scholium. Let V and W be finite dimensional Hilbert spaces over R. We assume that V is the orthogonal direct sum of subspaces V}, j = \,...,p and that we are given injective linear maps 7} of Vj into W and polynomial maps u. of @k<j Vk into W. Then there exist positive constants C and r such that if Vj e Vj and v S Vj then 1+1 TjVj + uj I", >C(i + |M|)'. If p = 1 then the result is obvious. We assume the result for p — 1 and prove it for p. Let C and r' be the constants for p — 1. Fix Vj e Vj for j<p. Set u„ = up(vl +--+0j>_1). Set S = {v e Vp\\\v\\ > 2\\up\\}. Set E=\+-Ej<p\\TjVj + Uj(vl+-- + vj^)\\2 + \\Tpvp + up\\2. If v e S then E>C'(1 +||i>, +"- + ^-ill)r' + (i)l|Tf;p||2. Otherwise, N| < 2\\up\\, Since up is a polynomial map there exist positive constants H and s such that \\u(vx +■■■ + vp ,)ll < //(l -(- llu, + (1 +||o, +'■' +vp. + Vp-t II) ^6(1+Ho Thus y /s with Q = H'1. Thus, in this case £>C'(1 +\\vt + --d J)*" + g(l +| \r/s We therefore see that if we take r mate is true for p with some C > 0. min(r', r'/s, 2) then the desired esti-
5 The Langlands Classification Introduction In this chapter we continue the study of the "fine structure" of admissible (g, K)-modules. The main result is Theorem 5.4.4 which (combined with Theorem 5.4.1) reduces the classification of irreducible (g, K)-modules to the classification of tempered, irreducible (g, K)-modules. This is the celebrated theorem of Langlands. The proof of this theorem rests on the asymptotic results of the last chapter, the elementary theory of tempered representations and the simplest aspects of the theory of the principal series. These topics are developed in the first three sections of this chapter. Section 4 contains the main theorem. The proof we give follows the broad lines laid out in Borel, Wallach [1, Chapter IV]. In Section 5 we give some direct consequences of the classification and its proof. In 5.5.3 we introduce the notion of Langlands parameter and prove a useful order relation on the parameters. Corollary 5.5.3 has been used to prove theorems about (g, K)- modules by induction on the partial order on the Langlands parameters (c.f. Borel, Wallach [1, Chapter IV]). Theorem 5.5.6 contains the basic finiteness theorem for irreducible (g, K)-modules. This result is usually proved using character theory. As we shall see, the a priori knowledge of this result will lead to some simplifications in the Harish-Chandra character theory (Chapter 8). The next two sections study, respectively, the special cases SL(2,F) with F = R and F = C. We use elementary methods combined with the Langlands classification to give the full classification of irreducible (g, K)-modules in these two cases. 137
138 5. The Langlands Classification 5.1. Tempered (g, K (-modules 5.1.1. Throughout this chapter we will assume that G is a real reductive group such that G° = °(G°). We fix an Iwasawa decomposition G = NAK. Let (P,A) be the corresponding minimal p-pair of G. In particular, our assumption implies that <b(P, A) spans a*. We fix a norm, ||- ■ -||, on G (2.A.2.3). Let A0 be the set of simple roots in <t>(P,A). We write A0 = {a,,..., ar}. Let /?,,...,/?r in a* be defined by (Pj,ock) = SJk. As usual, we set (a*)+ = {fi \fi = I Xjfij with Xj > 0}. We set +a* = {/^ /^ = £ x^ with Xj > 0}. Let (n,H) be an admissible Hilbert representation of G. Then we say that (n,H) satisfies the weak inequality if there exists a non-negative constant, d, such that if w e HK, and tefl1" (1.6.1) then \(n(g)v, w}\ <a(v)(\ + log ||g||)''S(^) for all g e G and a is a continuous semi-norm on H™ depending only on w. Here E is as in 4.5.3. We say that (n,H) satisfies the strong inequality if for each d > 0 and w e HK, v e Hx then \(n(g)v, w}\ < <Jd(v)(\ + log HglD^E^) for all g e G. Here, ad is a continuous semi-norm on H™ depending only on d and w. These definitions are provisional, unitary representations satisfying the weak inequality will be called tempered later in this chapter. We will also see that if (n, H) is irreducible and unitary then (n, H) satisfies the strong inequality if and only if it is square integrable. Let V be an admissible finitely generated (g, K)-module. Let Av be as in 4.3.5. Then we say that V is tempered if Av + p e -Cl(+a*). We say that V is rapidly decreasing if Av + p e — +(a*). 5.1.2. Proposition. Let (n,H) be a Hilbert representation of G. If HK is tempered then (it, H) satisfies the weak inequality. If HK is rapidly decreasing then (n, H) satisfies the strong inequality. Let V = HK. Theorem 4.3.5 implies that there exists d>0 such that if w e V then there exists a continuous semi-norm, aw, depending on w such that \<Tt(a)v,w}\<aw(v)(l + log \\a\\)daA (A = Av) for all aeC\(A+). Let Wi,...,wp be a basis of the span of Kw. Let a(v) = supkeKl,aw(kv). n(k)w = Hgj(k)Wj with each gj& continuous function on K. (n(klak2)v,wy = (ji(ak2)v,ii(kly~lw> = Z cox\}(gj((kl)~l))(it(ak2)v, w>. It follows that (1) If we V and v e Hx then\(Tt(k1ak2)v,w}\ < a(v)(l + log \\a\\)daA for a e C\(A+) and ku k2 e K. We now prove the result. Suppose that V is tempered. Then aA < a p for all aeC\(A+). Now, a'" < 2(a) for all aeC\(A + ) (Theorem 4.5.3).
5.1. Tempered (g, K)-Modules 139 Since E(klgk2) = E(g) for all ku k2eK, the first assertion now follows immediately from (1). If n e +a* then for each r > 0 there exists a positive constant Cr such that, a" < Cr(l + log ||a||)_r for a e Cl(.4+). Hence, the second assertion is also a direct consequence of (1). 5.1.3. Proposition. Let V be an admissible finitely generated (g, K)-module. If V is rapidly decreasing then V splits into a direct sum V = © Vj with Vj irreducible. Furthermore, there exist (itj,Hj) irreducible (unitary) square inte- grable representations of G such that Vj is equivalent to (Hj)K. Before we prove this result we must prove a lemma which will be useful in the later chapters. Lemma. There exists a positive constant r such that j~(0)2(i + iogii0iir^<<x). G Let y(a) be as in 2.4.2. Then y(a) < Ca2p for a e C\(A+). We now apply Lemma 2.4.2 (using the left and right X-invariance of S and ||- ■ ||) | E(0)2(1 + log \\g\\yrdg = | H(a)2(l + log \\a\\rry(a)da G A* <C I a2pS(a)2(l +log||a||)-rda <C I (1 + log ||a||)d"da. Here we have used Theorem 4.5.3. Since the last integral is finite for r sufficiently large the result follows. 5.1.4. We now prove the above proposition. Let (n, H) be a realization of V (4.2.5). Let (n*,H) be the conjugate dual representation. Let V~ be the underlying (g, X)-module of it*. Then V~ is admissible and finitely generated (see 4.3.2). Let i>l5..., i>pbea set of generators for V~ asa(g,X)-module. Then the set {it*(g)Vj\g e G, j = l,...,p} spans a dense subspace of H. If v, w e V then we put (v,w) = X | (it{g)v,Vj} con)((it(g)w,vJ})dg. j o The above integral converges absolutely by Lemma 4.5.3. The choice of the Vj implies that (v, v) > 0 for non-zero v. Since dg is right invariant it
140 5. The Langlands Classification follows that (1) (Xv,w) =—(v,Xw) and (kv,kw) = (v, w) for X e g, k e K, and v,w e V. This implies that if W is a (g, X)-submodule of V then W1, its orthogonal complement relative to ( , ), is also a (g, X)-submodule. Since V has finite length as a (g, X)-module (4.2.1), it is clear that V splits into a direct sum of irreducible (g,X)-modules. Since V™>j(V) and V-^>V~ are exact functors (Theorem 4.1.5) we see that each summand of V is rapidly decreasing. Thus to complete the proof of the proposition we may assume that V is irreducible. Fix w a non-zero element of V. Let T(v)(g) — {n(g)v,w~y « , > is the original inner product on H) for v e V. We have shown that T(v) e L2(G) for all v e V. If x e l/(g) then xT(v\ = T(xv). Thus T(V) consists of smooth vectors (1.6.1) for L2(G). The argument in the proof of Theorem 3.4.9 implies that T(V) is contained in the space of analytic vectors for L2(G). Thus if we set Hi =C1(T(K)) then Hx is an R(G)-invariant subspace of L2(G) (here R(g) is right translation by g and we have used Proposition 1.6.6). Set nx(g) equal to the restriction of R(g) to Hx. Then it is clear that (Hi)K = T(V) and that T is a (g, X)-module isomorphism of V onto T(V). The result now follows from Proposition 1.3.3(2). 5.2. The principal series 5.2.1. We retain the assumptions and the notation of the previous section. Let F be a subset of A0 and let (PF,AF) be the corresponding p-pair (2.2.7). Let (a, Ha) be a Hilbert representation of °MF which is unitary when restricted to KF = K n Pr. Let ft e (o*F)c. We define «-HPf-°->x to be the space of all smooth functions f:G->(Ha)°° such that f(namg) = atl + pa(m)f(g) for neNF,aeAF,me °MF and g e G. We define for f,ge <*>HPl'-a-'' <f,gy = i<f(k),g(k)}dk. K Let hPf-"->1 denote the Hilbert space completion of xhPf-"-'1. Then 1.5.3 implies that if we define itPF,a^(g)f(x) = f(xg) for g, xeG then (TtpF.a^,HPF-"'>') is a Hilbert representation of G. We denote by /PFiff>/J the underlying (g, X)-module of (itPFmatll,HPF'a'1'). 5.2.2. Lemma. // (a, Ha) is admissible and finitely generated then IpFm„mll is an admissible (%,K)-module. Furthermore, /pFiffi/J is the space of all f e <xHPF'a-'i
5.2. The Principal Series 141 such that (1) f(K) <= W c (//ff)K wi't/i VF a finite dimensional subspace depending only onf. (2) / is right K-finite. Let / e IpF,a,v Then in particular, / is a smooth vector for itP<,J\K. Also / is K-finite, which means that there exist fu...,fn e IPt.„„ such that itpF,<,itl{k)f = £ O/C0.// for /c e X. Here a; is a smooth function on X. Thus f(k) = I aj-(Jt)j5(l). Now, if k e Xf then f(k) = a(k)f(\). Thus / satisfies (1). (2) is an immediate consequence of the definition of K -finite vector. The converse is equally easy and left to the reader. We now assume that (a,Ha) is admissible and finitely generated. Let *PF = P n °MF. Then 4.2.2 implies that (in the notion of 4.2) (Ha)K is equivalent to a submodule of oMf.Xy with y a finite dimensional representation of *PF (here the sub-°MF indicates that we have replaced G by °MF). Hence, as a KF-module (Ha)K is equivalent to a subrepresentation of Ind(y|oM). This implies that IPf.atl is equivalent as a K-module to a subrepresentation of Ind£F(IndoM(}>|oM) = \x\d%M(y\,M). Frobenius reciprocity now implies that /Pf „„ is admissible. 5.2.3. We now give another variant of Frobenius reciprocity which seems to have been first observed by Casselman. We retain the notation of the last paragraph. Let V be a (g,X)-module. If Te HomgK(V,IPf.a„) then we set TA(v) = 7»(1). Since T(v)(ri) = 7»(1) for n e NF we see that TA(nFi;) = 0 for veV. If XemF then T(Xv)(l) = (AT(i>))(l) = d/dt\t = 0T(v)(e\p tX) = X(T(v)(\)). Here the action is on the module (Hail)K which is (Ha)K with aF acting by n + pF. We therefore see that TA defines an element of HommF.K(K/nFK, (HaJK). We have Lemma. The map T i—* TA defines a bijection between Homg k(V,IPf„jM) and HommF.K(K/nfK, (//„,». The proof is exactly the same as that of 3.8.2. 5.2.4. Let W be an admissible, finitely generated (°mF,XF)-module. Let (a, Ha) be a realization of W. Then the (g, K )-module, IPFt„tll depends only on W for each \i e (af)c. We write IPf,w.^ for this (g, X)-module. Lemma. (IPf.w^)~ is equivalent with 1PfW~-11. If / e lpr.w.v and if g e hF,w~, „ then we set {f,g)=\{)\k\g(k))dk. K
142 5. The I anglands Classification Here, ( , ) denotes the natural pairing of W and W~. The result now follows from 2.4.1 and 4.5.1. 5.2.5. Proposition Let V be an irreducible, tempered, (g, K)-module. Then there exists a standard p-pair, (PF, AF), and an irreducible unitary representation, (a, Ha), of °MF such that (Ha)K is rapidly decreasing and n e (aF)* such that V is isomorphic to a summand of //>,,,„,,„. Set E(V)=-E(P0, V) (4.3.4). If fie E(V) then set F(n) = {j\Re(n +p,fa) < 0}. Let A0 e E(V) be such that F(A0) has the minimal number of elements. Set F = {aj j e F(A0)}. Let p. denote the restriction of A0 to aF. Then X = (K~/nFK~)_/I is nonzero, admissible, finitely generated (mF,KF)- module. By the definition of F, Re(A0 + p, fa) = 0 for ;' £ F(A0). Thus fi + pF = iv with v e (aF)*. Let W be an irreducible (non-zero) quotient of X. Lemma 5.2.3 now implies that V~ is isomorphic with a submodule of IPFtWtiv. Suppose that (X/*nFX\ is non-zero for some (e(*aF)£. Then — ( + H e E(V). By the above Re(-£ + n + p, fa) = Re(-C + *pF, fa) for all ;'. Thus, the definition of F implies that Re( — ( + *pF, fa) < 0 for all j e F(A0). We conclude that W~ is a rapidly decreasing (0mF, XF)-module. 5.2.4 implies that V is equivalent with a quotient of IPf W4v . 5.1.3 implies that W~ is the underlying (°mF,XF)-module of an irreducible, square integrable representation, (a, Ha), since (7rPFffIV,//p-'T'v) is unitary (1.5.3). The result now follows. 5.2.6. Corollary. Let V be an irreducible, tempered (Q,K)-module then V is equivalent to the underlying (%K)-module of an irreducible unitary representation. This follows directly from the last part of the proof of the preceding theorem. 5.2.7. Fix a subset, F, of A0. Let (a, Ha) be an admissible, finitely generated, Hilbert representation of °MF. Let fi e (aF)£. Let (jtPFjffj/J, HPF-"-tl) be as above. Since PF will be fixed in this number, we will drop the PF in our notation. Let (Ha)°° be endowed with the usual topology (1.6.3). We set (//"•")„ equal to the space of a smooth functions from G to (Ha)°° that are in °°//"■". If x e l/(g) and if 3 is one of the semi-norms denning the topology on (//"•")„ we set dx(f) = supkeKd(naJx)f(k)) for / e (//"•")«,. Then it is easy to see that (//"•")„ defines a smooth Frechet representation of G, that IPf. „„ is a dense subspace and that (//"•")„ is contained in (//"•")". It can be shown (c.f. Borel, Wallach [1, III, 7.9] that (//"■")«, is equivalent to (//"•")°° as a smooth Frechet module.
5.2. The Principal Series 143 5.2.8. The following result will be used in Section 4. Lemma. Let (PF, AF) be a standard p-pair. Let (a, Ha) be a representation of °MF satisfying the weak inequality. Let \i e (aF)* be such that Re(ji, a) > 0 for all a e <t>(PF, AF). Then there exists a constant r > 0 such that if fu f2 e IPaii then there is a constant C such that \<*.Jg)fi,f2>\ < csRe„(0)(i + log \\g\\y. In particular, if a e C\(A +) then l<n„»/i./2>l < CaRe"H(a)(l + log \\a\\y + d. \<rtaJg)fuf2>\= 5<fdkg],fi(k)>dk K SaF(kgr+»'<<r(mF(kg))f1(kF(kg),f2(k)>dk K < | aF(MRe" + "n<a(mF(M)/i(M%),/2Cc)>M/c K < C I aF(kg)R<» + <"-ZF(mF(kg))(\ + log \\mF(kg)\\Ydk K < C'(l + log \\g\\r' | aF(kgf^ + "-EF(mF(kg))dk. K Here we have used ||mF(g)|| < C'||gi||)'''. To see this, we choose (a, W) a finite dimensional irreducible representation of G that is unitary for K and is such that if W0 = {w e W\ a(n)w = w, ne NF} then the representation of °MF on W0 has compact kernel. If aeAF then o(a) = axl on W0. Thus if g = nF(9)aF(9)mF(9)kF(g) and if weWo is a unit vector then ||<T(sf_1)w|| = a^gr'Waim^gr'Ml Hence \\<r(mF(g))w\\=aF(g)x\\<r(g-1)w\\£ C\\g\\< for some q. We observe that sup{||a(m)w|| ] w e W0, \\w\\ = 1} is a norm on MF. We now continue the argument. The last expression above is equal to C'(l+log||0||)r' J aF(kg)Re"+"Fa(kFmF(k(kg)ydkdkF. KxKf Now a(mF(g))aF(g) = a(g) and aF(kg) = aF(g) for k e KF. Thus \<K.Jg)fiJ2>\ < C(l + log \\g\\y' | a(kFkgyr + «e»dkdkF K*KF = C(\+log \\g\\Y' ^(kg^^^dk K = C(l+log||g||)r'3ReM(g). The last inequality in the statement follows from Lemma 3.6.7.
144 5. The Langlands Classification 5.3. The intertwining integrals 5.3.1. We retain the notation of the previous sections. Let F be a subset of A0 and let (PF, AF) be the corresponding standard p-pair. Fix (a, Ha) a representation of °MF that satisfies the weak inequality. We set (as usual), NF = 6(NF) and KF = K n MF. Let <b(PF,AF) denote the set of roots of aF on nF. Lemma. Let fi e (aF)£ be such that Re(/^, a) > 0 for all a e <P(PF,AF). (1) lffe(H°-»)xandifWe(Ha)Kthen I |</(n),w>|dn< oo. NF Furthermore the map /.-> | (f(n),wydn Nf is continuous on (//"•")00. (2) If w e (Ha)K is non-zero then there exists f e /pFiffi/J such that | </(«), w>dn Nf is non-zero We will use the notation of 4.5.5. We first prove (1). If n e NF then f(n) = f(nmF(n)aF(n)kF(n)) with n e NF. Thus /(n) = aF(n)" + PFa(mF(n))/(/cF(n)). This implies that | Kf(n),w}\dn= | aF(n)Re" + "|<a(mF(n)/(/cF(n)),w>Mn NF Nf ^ I ^(/(M«))aF(n)" + P(l+log||mF(n)||rHF(mF(n))dn with j8 a continuous semi-norm on (Ha)x. Here we have used the weak inequality. Set y(f) = supkeK P(f(k)). Now aF(n)Re" < C,( 1-p(log aF(n))" for all q > 0 (4.A.2.3). Thus the integrand is dominated by C,r(/)af(n)SF(mF(n))(l - p(log aF(n))"'. (1) now follows from 4.5.6. We now prove the second assertion. Let n e CC(NF) be such that | h(n)dn = 1. Nf Set f(nman) = a" + pa(m)h(n)wfor n e iVF,m e °MF,a e AFand n e NF. Extend
5.3. The Intertwining Integrals 145 / to G by 0. Then / e (//"•% and | (f(n),w}dn= (w,w) > 0. Nf Since //>,,,„.„ is dense in (//"•/i)oc, the continuity assertion in (1) now implies (2). 5.3.2. We retain the above assumptions on a and p.. Lemma. Let f e //>,,,„,„ then there exists a finite dimensional subspace, V(f), of (Ha)K such that | (f(h),w}dn = 0 NF for all w e (Ha)K orthogonal to V(f). Let w € (H„)K. If k € KF then | (f(nk),Wydn= | (a(k)f(k-1nk),w}dn= | <a(/c)/(n),w>dn NF Nf Nf = | </(n),ff(* »dn. Here we have used the invariance of dn on iVF under conjugation by KF. Let S be the set of all elements, y, of KA such the projection of / into the y-isotypic component of //>,,,„,„ is non-zero. Let V(f) be the sum of the (5-isotypic components of Ha with 5 a constituent of some y e S restricted to KF. Then since S is finite, V(f) is finite dimensional. The above formulas now imply the Lemma. 5.3.3. The preceding Lemma implies that there exists a linear map, A>fVT,„, of 1Pf^ to (H„)K, such that | <f(n),wydn = (pPttaJf),wy Nf for all / e IPf..„tll, w e (Ha)K. The calculations in the proof of 5.3.2 imply that /W,<t.« 's a ^f-module homomorphism. Lemma. j8Pj..,ffj/J(nF/pjffj/J) = 0. Let aPf.„„ be the corresponding linear map of Ipf,oJ"fIpf.o,„ into (Ha)K. Then (see 5.2.3 for notation). Let / e /pFiffi/J and let X e nF. If w e (//„),<■ then set 7w(/)= I </(«), w>dii. N,,
146 5. The Langlands Classification Lemma 5.3.1 implies that yw is a continuous functional on (//"")„. Thus yJXf) = d/dt\,=0yw(na „(exp tX)f) = 0 by the right invariance of dn on NF, If X s °mF then yw(Xf) = d/dt\t=.0yw(7coJexp tX)f) = | <f(nexptX),w}dn r = 0 NF | <a(exp tX)/(exp( - tX)n exp tX), w> dn t=-0 NF j <a(exp tAT)/(n), w> dn. The last equation follows from the invariance of dn on NF under conjugation by elements of °MF. We leave it to the reader to see that the estimates in 5,3.1 justify the interchange of differentiation and integration. We have thus shown that pPr,oJnFIPr<aJ=0 and that pPr,aJXf) = XpP„Jf) for X e °mf. If h e aF then we may argue in exactly the same way (taking into account d(ana~l) = a2pFdn on NF) to find that PPFt<,.ll{hf) = (A4 — PF)(h)PpF,„,n(f)- This completes the proof. 5.3.4. The above lemma combined with 5,2.3 implies that there exists a (g, K)-module homomorphism jPFt„tll of //>,,,„,„ into /pF.ffi/J such that JpF,aJf)W = Xpr.ajf)- A>so 5.3.1 implies that jPf.ail is non-zero, (This is a critical point for later applications). We now give an important interpretation of the above integrals that is due to Langlands (in this generality). Theorem. We maintain the above assumptions. Let f e (//"•") ^ and let g e /pF,ff.„. Let he aF be such that a(h) > 0 for all a e <b(PF, AF), Then lim e^-^h\n(cxpth)f,gy= | </(n),0(l)>dn. Here n = tiPfa)l. Since g is K-finite, the span of g(K) is finite dimensional. Also, our hypothesis on /implies that f(g) e(//ff)°° for each g e G. Seta, = exp th. Then <7c(a,)f,g>=S<f(ka,),g(k)>dk = J aF(n)2"</(/c(n)a,),g(/c(n))>dn, by Lemma 2.4.5.
5.3. The Intertwining Integrals 147 Now n = nmF(n)aF(n)kF{n) with n e NF. Hence kF(n) e NF(mF(ii)aF(n)y 1n. This implies that (Tt(a,)f,gy= I aF(n)^aF(n)-p-\a(mF(n)ylf{mXg{k(n))ydn Nf = a? + x | aF(ny-»<<j(mF(n))-lf(a_triat),g(k(n))ydn = arp I aF(a,na_,y->'<(j(mF(a,na-t))-1f(h),g(k(atha-t))ydn. Nf If we could interchange the limit and integration then the result would now follow. We are thus left with the justification of this interchange. To this end we set, for £ a measurable subset of N, /,(£) = { aF(arna_r)p"<a(mF(«rna_r)r'/(«), g(k(a,na_,)} dn, E We will show that there is an integrable function u on NF such that (1) /,(£)< | u(n)dn forallf>0. E The justification for the interchange of limit and integration is then a consequence of Vitali's convergence theorem (c.f. Dunford, Schwartz [1]). We are left with proving (1). The transformation rule of / implies that /,(£) = | aF(arna_r)"""aF(n)p + "<a(mf(arna _tylmF{nj)f(n), g(k(atna.t))> dn, E The integrand is dominated by a constant times aF(a,na_,y-«<»EF(mF(a,na^-lmF(n))aF(riy + «<><(l + log ||mF(n)||)d. We now analyze this expression. We first observe that (2) EF(x-ly)= | a(kxya{kyy dk, for x, ye°MF. Kf Indeed, | a(kx~ly)dk= | a(k(kx)x1y)a{kx)2pdk = | a(kyya(kxydk KF Kf Kf since kx = n(kx)a(kx)k(kx). Now | a(kx)"a(kxy dk = J a(k(n)xya(k(n)yya(n)2''dn. KF *Nf If we now use the fact that k(n) e *NFa(n)~lfi we have (3) 3F(x-ly)= J a(nxya(ny)» dn, *NF
148 5. The Langlands Classification (3) implies that /,(£) < { aF(a,na.,)p~R^a(*nmF(a,na_,))pa(*nmF(n))pv(n)aF(nY+R^dnd*n witho(n) = (l + log Hnll)-. Now a(mF(g))aF(g) = a(g) and *nmF(atna_t) = mF(afnna.t), hence, if we set v(h) = (1 + log ||n||)'', then /,(£)< | a(*natna_t)p^tla(*nn)Re>l + ''v(n)d*ndn *NFXE = | a(k(*n)atna^-R^a(k{*n)n)Re^pv(n)a(*n)2pd*ndn *Nr x E = | a(aM*n)nk(*n)la.yR^a(k(*n)nk(*ny1Y + R^v(ri)a(*ri)2pd*ridn *NFx£ = | a(*n)2pa(a,na_r)"-Re"a(n)', + Re''(l +\og\\n\\)dd*ndn »NFx£ = |a(a,na_r)',-Re''a(n)', + Re''(l + log ||n||)"dn. £ Let 0 < e < 1 be such that <Re fi — epF, a> > 0 for a e <t>(PF, AF). Then a(arna_r)p-Re"a(n)p+Re'' = a(atna^-epFa(alm.y(R^~tpF)a{nfe^tp''a{nY + tpF < a(n)p + c>'F by Lemma 3.A.2.3. Now 4.A.2.3 implies that for each q > 0 there exists Cq > 0 such that a(n)E"F + " < C,a(n)"(l - log ||a(n)||)-«. Set u(n) = a(n)p + EPF(l + log ||n||)''. Then u is integrable on N and we have just shown that /,(£)< | u(n)dn. £ This completes the proof of the theorem, 5.3.5. We will see in the next section that this result is one of the main ingredients in Langlands' classification of irreducible (g, X)-modules. The above proof is due to Harish-Chandra [15], Special cases of this Theorem had been proved earlier in Helgason [3] and Knapp, Stein [1]. We should point out that in the literature just cited / is also taken to be X-finite, Since we do not need this condition, some of our later arguments will be simpler than the originals.
5.4. The Langlands Classification 149 5.4. The Langlands classification 5.4.1. We retain the notation and assumptions of 5.1. Let F be a subset of A0 and let (PF,AF) be the corresponding p-pair. Let (a,Ha) be an irreducible unitary representation of °MF such that (Ha)K is tempered (5.1.1). Let H e (aF)£ be such that Re(ji,a) > 0 for a e <b(PF,AF). We call such a triple, (PF,a,n), Langlands data. (We allow PF = G, that is to say F = A0.) Set PF = MFNF. The following theorem is a combination of a basic result of Langlands [1] and a refinement of the result by Milicic [1]. Theorem. Assume that (PF, a, n) is Langlands data (1) If / e/pFi<MJ and if jPf.M^(f) is non-zero then f generates 7pFiffi/J as a (g, K)-module. (2) JpF,a,v(IpF.a,v) is the unique non-zero irreducible (g, K)-submodule of 7Pf „ ^ which is also the unique irreducible quotient of 7pFjff . We denote this module by Jpf.cvl- (3) If (PF,a,n) and (PF,a',n') are Langlands data and if JpF,ffi/J is equivalent to JpFma-mll' then F = F', ft = ft' and a is unitarily equivalent to a'. We first show that (1) implies (2). Let Z be a proper (g, K)-submodule of IpF,„mll. Then (1) implies that jPf.ajM(Z) = 0. Since /pFiffi/J is a non-zero module homomorphism (5.3.1), this implies that Ker/F is the unique maximal, proper (g, X)-submodule of /Pf.„.h. We therefore see that JPFiffi/J is irreducible. Now, (/pF-ff~,_/J)~ = /pF.„,„ (5.2.4) and (PF,a~, —n) is Langlands data if we replace A0 with —A0. The above now implies that 7pFiff~__ has a unique non-zero irreducible quotient (g, K)-module, hence /pFiffi/J has a unique non-zero irreducible (g, X)-submodule. This completes the proof of (2) assuming (1). 5.4.2. We now prove 5.4.1(1). Let / be as in the statement of (1) above. Let Z= 17(g) span {Kf}. Then C1(Z) is a G-invariant subspace of H = Ha". If Z is a proper subspace of HK then C1(Z) is also proper in H. Hence there exists a non-zero element g e HK such that (g, C1(Z)> = 0. Let W= span{Xg}. Then <W,C1(Z)> = 0. Since kg{\) = g(k), we may therefore assume that g(l) is non-zero. Now, jPFia.>i(f)(k) is non-zero for some ke K. If we replace / by kf we may assume that jpF,aill(f)(l) = Ppr.a.ll(f) is nonzero. With all of this in place we are ready to derive a contradiction.
150 5. The Langlands Classification Let h e aF be such that a(/i) > 0 for all a e <t>(PF, AF). Set a, = exp th. Let m e °MF. Then Theorem 5.3.4 implies that 0= lim e,("-",(*,<n(fl,m)/,ff> = <ff(m)/J(/),ff(l)>, here it = na and /? = PPF_ail. Since a is irreducible this implies that g(\) = 0, which is the desired contradiction. 5.4.3. We now prove 5.4.1(3) (we use the notation therein). Let VxJPFt„tllx Jpf.o'.p'- We choose a realization (it, H) of V. Lemma 5.2.8 implies that there is a constant d > 0 such that if v e V, v~ e V~ and if a e C\(A+) then K„~(a)|<CaRe"-'(l+log||a||)d and \cv^(a)\<C'aR^'-"(\+\og\\a\\)d. Let h e aF, be such that a(/i) > 0 for all a e <t>(PF., AF,). If we set a, = exp th then we have lim a^-Re"-ei,cvv~(a,) = 0 for all e > 0. !-> +00 This implies (here we use 5.3.4 and 5.3.1) that (Re n + ep)(h) > Re n'(h) for all e > 0. If we take the limit to e = 0 then we have Re n(h) > Re n'(h) for all such h. This in turn implies that Re(ji, j8y) > Re(n', j3s) for all ;" not in F'. Hence F is contained in F'. If we interchange the rolls of F' and F we find that F = F' and Re \i = Re \i'. Let h be as above. Then lim ar,lcVtV~(a,)=oi(v,v~), r-> + oo lim ar*'cv.Aa,) = P(v,v~), r-> + oo both exist and the bilinear forms a and /? are both non-zero. We may thus choose v, v~ so that a(v,v~) is non-zero. Then limr^ + 00 af~"' — P(v, v~)/a(v, v~). But Re(ji — n')(h) = 0. Hence fi = \i'. We are left with proving that a % a'. Let S(resp. U) be a (g, X)-module homomorphism of /pFiffi/J (resp. //>,,.„,„) onto K. Let teK and let / e /pr,ff„ (resp. g e /pF.ff.„) be such that Sf = v (resp. l/(g) = i;). Let ke KF and let m e l/(°mF). Set jx = mkf and ^! = mkg. Then S^) = mkv = U(gi). Let /i be as above. Then {itaJat)fuf)> = (na,Jat)gl,g)> for all t. If we replace / by k'f (if necessary) we may assume that f(\) is non-zero. Theorem 5.3.4 implies that {mkj3PF^(f), f(l)~> = <mkpPF.a,Jg),g(l)y. Since k e KF and m € U(°mF) are arbitrary, this implies that a « a'. The proof of the theorem is now complete.
5.4. The Langlands Classification 151 5.4.4. We are now ready to state the celebrated Langlands classification of irreducible (g, K)-modules. Theorem. Let V be an irreducible (g, K)-module. Then there exists Langlands data (PF, a, p) such that V is (g, K)-isomorphic with JPFiaill. In light of the uniqueness statement in 5.4.1 the above Theorem reduces the classification of irreducible (g, K )-modules to the classification of irreducible, tempered (g, K)-modules. 5.2.5 reduces this question to the classification of irreducible "rapidly decreasing" unitary representations of the °MF and the determination of the constituents of the unitarily induced representations in 5.2.5. We will see that the "rapidly decreasing" representations are the "discrete series" which we will parameterize in the next three chapters. The full determination of the tempered, irreducible (g, K)-modules has been carried out in Knapp, Zuckerman [1]. 5.4.5. We now begin the proof of 5.4.4. Let V be an irreducible (g, K)- module. Set E(V) = {— p + p\p e £(P0, V)}. We use the partial order and notation in 5.A.I. Let A e E(V) be such that (Re A)0 is a maximal element among the (finite set of) (ReA)0, A'eE(K). Put F = F(Re A). We will identify F with the corresponding subset of A0. Set p = A|Q. Then Re p = (Re A)0. Set W = (K~/nFK~)_/1 + p. Then W is a non-zero finitely generated, admissible (mF,KF)-module (3.7.2, 4.2.6). Let 3e(*aF)^ be such that (W/nFW)d_ll + p is non-zero. Then 3 - p + p e £(P0, V). We relabel {1,..., r) so that F = {l,...,t}. Then *aF is the linear span of {//„,,..., H„t}. Let Pi,...,P, be the corresponding "/?/' for *aF and (a.i,...,a.,}. Set k = Re( — 3 + *pF). Then 5.A. 1.3 implies that there is, a subset, F', of {1,..., t} such that 1 = - E w + E xjPj J'ef itf with y/j <0,je F' and Xj > 0, j £ F'. Hence k + Re p = - X yj«j + E xjPj + E x,h iff JtF' j>t with tj > 0 for ;" > t. Now jS, > 0 for ; = l,...,t (5.A.1.1(1)). We assert that F' = {1,..., t}. If not then X + Re p > — ZjeF- y}a.} + "Lj>tXjf}j. Hence 5.A.1.3 implies that (X + Re p)0 > S tjfij■ = Re p = (Re p)0. Since A was chosen such that (Re A)0 is maximal we have a contradiction. If we "unwind" the minus signs we have shown (1) W~ is a tempered (°mF,XF)-module.
152 5. The Langlands Classification The exactness of the Jacquet module (4.1.5) now implies that if Z is an irreducible, non-zero quotient of W then Z~ is tempered. Let (o,Ha) be an irreducible unitary representation of °MF such that (Ha)K = Z~ (5.2.6). Lemma 5.2.3 implies that V~ is equivalent with a submodule of IPf,„-.-„• Hence V is equivalent with a quotient of IPF.„tll. Since (PF,a,n) is Langlands data, Theorem 5.4.1 implies that V is (g, K)-isomorphic with JPFt„ttl. This completes the proof. 5.5. Some applications of the classification 5.5.1. In this section we will use the results of the last section to derive some results that refine the growth conditions of Section 4.3. We will also drop the provisional definitions of Section 5.1. We begin with the following direct application of 5.4.4 and 5.4.1. Theorem. Let (n, H) be an admissible Hilbert representation of G that satisfies the weak inequality. Then HK is tempered. (See 5.1.1 for the definitions.) If (rc, H) satisfies the weak inequality then every subquotient of (n, H) does also. The exactness of the Jacquet module implies that HK is tempered if and only if every irreducible subquotient of HK is tempered. Thus to prove the Theorem we may assume that (71, H) is irreducible. According to 5.4.4 there exist Langlands data (PF,o,n) such that HK is equivalent to JPF,„ttl. If PF is proper then 5.4.1 combined with 5.3.4 implies that (n, H) cannot satisfy the weak inequality. If PF = G then HK is tempered by the definition of Langlands data. 5.5.2. In light of the above result, we will use the term tempered to describe the weak inequality as well as the definition in 5.1.1. The next result uses an idea due to Milicic [1]. Theorem. Let V be an admissible finitely generated (g, K)-module. Let (n, H) be a realization of V. If fie a* is such that if ae Cl(.4 + ) then |<7T(a)t;,w>| < Ca"(l + log ||a||)d for v, we HK(=V) for some constants C and d (possibly depending on v, w). Then \i > Av (see 4.3.5). Let £ be a finite dimensional irreducible (g, X)-module with highest weight X relative to <t>(P, A). Then a acts on £~/n£~ by —X. Clearly,
5.5. Some Applications of the Classification 153 (V~/nV~)®(E~/nE~) is a quotient of (V~ ® £~)/n(K~ ® £~). Let (e £(P, V~). Then a acts on (V~/nV~\® (£~/n£~) by the generalized eigenvalue C — A. This implies that V~ ® £~/n(K~ ® £~) has a nonzero (m, °M)- module quotient of the form Ha C„A with a an irreducible finite dimensional representation of °M. Thus there exists a non-zero (g, K)-homomorphism, T, of K~®£~ into 7Pjffj?_A_p. By duality, there exists a non-zero (g, X)- homomorphism of //>,„-,a + p-c into K® £. Let A be so large that (P, a, X + p — () is Langlands data. Let a+ = {h ea\ct(h) > 0 for a e <S>(P,A)}. 5.3.4 combined with 5.4.1 imply that there exists a matrix coefficient, u, of K® £ such that lim e',c-/l),',)u(expt/i)= 1, /iea+. Now every matrix coefficient of V ® £ is a linear combination of products of a matrix coefficient of V and a matrix coefficient of £. If / is a matrix coefficient of £ then it is easy to see that \f(a)\ < CaA for a e C\(A + ). Our hypothesis now implies that \u(a)\ < Ca" + A(l + log \\a\\)d for a e C\(A + ). Hence, for each e > 0 there exist positive constants Cl and C2(e) such that if h € a+ then Cig.(M-"«0(*) < |u(exp t/,)| < c2(e)e,ll, + x + '"'w. This clearly implies that if h e a+ and if £ > 0 then (X - Re C)(h) <(n + k + ep)(h). If we take the limit as e -»0 and use continuity we see that n(h) > — Re (,(h) for all h e Cl(a+). The result now follows from the definition of Av. 5.5.3. If F is a subset of A0 then we identify (aF)* with the subspace of elements of a* that vanish on *aF. Corollary. Let V be an irreducible (q,K)-module. Let (PF,o,n) be Langlands data such that V is equivalent to J = .//>,,,„,„. Then Re n = (Av + p)0. We will call Re fi the Langlands parameter of V (if V is tempered p = 0). // W is an irreducible subquotient of /,>,,,„,„ with Langlands parameter X then X < Re p with equality if and only if W = J. Let (n,H) be a realization of V. Then 5.2.8 implies that |<7i(a)t;,w>| < CaRe""(1 + log ||a||)d
154 5. The Langlands Classification forv,weVand a e C\(A +). Hence, Rep — p > Av by the previous result. Let A e £(K) be such that Re A is maximal among the elements of E(V). Then Re(A + p)0 < Av + p, by the definition of Av. Hence Re p. > (Av + p)0 > Re p. This proves the first assertion. 5.2.8 combined with 5.5.2 now implies that if W is an irreducible subquotient of IPF<„mll with Langlands parameter X then X < Re p. If X — Re p then W is equivalent to //>,,,„,„• with Re p' = X = Re p. Now this implies that there exists a matrix coefficient, u, of /pF,ff!/J such that lim e'{"~p)ih)u(e\pth) exists and r -■» + oo lim e'("'~p)('1)u(exp t/i) exists and is non-zero. t ++ 00 This can only happen if p' = p. Now Theorem 5.3.4 (combined with 5.4.1) implies that W = J. 5.5.4. The above result allows one to prove theorems about irreducible (g, X)-modules by induction on the size of the Langlands parameter. We next show that the notions of strong inequality, rapidly decreasing and square integrable all coincide. Theorem. Let (it, H) be an irreducible square integrable representation of G. Then HK is rapidly decreasing. Let v,weHK. Set f(g) = {n(g)v, w>. Then / is X-finite (5.A.3.1) and Xf is square integrable for all X e U(q). Let h e Cl(a+) be non-zero. Then 5.A.3.4 implies that lim e'p{h)f(exp th) = 0. !-> + 00 Set V = HK. Let (e E(P,V~). Let £ be a finite dimensional irreducible (g, X)-module with highest weight X such that (P, a, X — ( + p) is Langlands dataforallae°MA. Let (P, a,p) be Langlands data. Let h e Cl(a+) and let F = {a e A01 a(/i) = 0}. We leave it to the reader to show that if fu f2e lPa „ then lim e«("-'"w<n(exptA)/1,/2>= | </1(nfc),/2(fc)>diidfc. r-> + oo Nf*Kf (Use the argument in 5.3.4.) This combined with the argument in the proof of 5.5.2 implies that V ® £ has a matrix coefficient, u, such that lim e'a~"){h)u(expth)= 1. !-> + 00
5.5. Some Applications of the Classification 155 By the material at the beginning of this proof lim en"-xmu(expth) = 0. !-> +00 Hence lim,^ + x e'f-W = 0. This in turn implies that Re(p - Q(h) < 0. Since h is an arbitrary non-zero element of Cl(a + ), we have shown that — Re ( + p e —+a*. We conclude that Av + pe —+a*. Hence V is rapidly decreasing. 5.5.5. We will therefore drop the terms "rapidly decreasing" and "strong inequality" for irreducible (g, X)-modules. We conclude this section with two results that are consequences of 5.4.1(1). Proposition. Let a be an irreducible representation of °M and let ps a*. Then h.o.n ,s a finitely generated (g, K)-module. If (P, a, p) is Langlands data then the result follows from 5.4.1(1). Let £ be an irreducible, finite dimensional (g, K)-module with highest weight X such that Re(ji + X) e (a*)+. We may assume that °M acts trivially on £*/n£*. We define a (g, K)-module homomorphism, T, of lPm„mtl + k ® £ onto 7P-ffj/J as follows: Let y be a non-zero element of £* such that y(n£) = 0. Then y(namgv) = a~xy(gv) for v e £ and n e N, a e A, m e °M and g e G. Set T(f ® v)(g) = f(g)y(gv). Then it is easy to see that T is a (g, K)-homomorphism of Ip,o,n + x® ^ to /,>.„.„. We leave it to the reader to check that it is surjective. Since a quotient of a finitely generated (g, X)-module is finitely generated, and the tensor product of a finitely generated (g, X)-module with a finite dimensional (g, X)-module is finitely generated, the result now follows. 5.5.6. Theorem. Let x be a homomorphism of ZG(g) to C. Then up to equivalence there are only a finite number of irreducible (g,K)-modules with infinitesimal character %. Let V be an irreducible (g, X°)-module. Set I(V) equal to the space of all functions / from K to V such that f(K) is contained in a finite dimensional subspace, W, of V, f is a smooth function from K to W and f(uk) = uf(k) for u e K°. If / e I(V) then set kf(x) = f(xk) for x, k e K. If X e g then set Xf(k) = Ad(k)X)f(k). Then it is clear that I(V) is a (g,X)-module. Suppose that Z is a (g, X)-module containing V as a (g, X°)-subquotient. Let U be a (g, K°) submodule such that Z/U contains V as a submodule. Let P be a K° invariant projection of Z/U onto V. Let q be the canonical projection of Z onto Z/U.U ze Z we define T{z)(k) = P(q(kz)\ Then it is easy to check that T(z) e I(V) and that T is a (g, X)-module homomorphism. We observe that
156 5. The Langlands Classification I(V) is a finitely generated (g, K)-module. Indeed, let v e V be a non-zero element. Let up j = 1,..., d be such that X = [JjUjK0, a disjoint union. Set fk(ujK°) = bLkv. Then it is a simple matter to check that I(V) is generated by the fk as a l/(g)-module. Thus we have shown that if V is an irreducible (g, K°)-module then there are only a finite number of irreducible (g, K)- modules that can contain V as a subquotient. Thus if we prove the result in the case when G is connected, the Theorem will follow. We therefore assume that G is connected. Now 3.5.8(2) implies that there are only a finite number of pairs (a, fi) with a e (°M)A and fi e a£ such that IPa ^ has a fixed infinitesimal character. Since each of these modules is of finite length, by the previous result, the theorem now follows from 3.8.3 and 3.8.2. 5.6. 51.(2, R) 5.6.1. In this section we show how one can use the Langlands classification to classify the representations of SL(2, R). In the next section we will use similar arguments on SL(2, C). Let G = SL(2, R). We take K = SO(2) and we take P to be the subgroup of upper triangular matrices in G. We set H and a = RH. We put a, = exp tH and A = {a,\ t e R}.Then°M = {/,-/}. So °MA = {1, e} with e( —/) = — 1. We identify a% with C by identifying \i with H(H) (note that p = 1 with this normalization). If a e °MA and if fi e C then we write /„.„ for IPa^. If k e Z then we define yk e XA by Ik cos 8 sin 6 — sin 6 cos 6 ,ifcS Then XA = {yk\ke Z}. If V is a (g,X)-module we will write V(k) for V(yk). As a X-module, Ia<ll = IndfM(a). So Frobenius reciprocity implies that (1) (2) 'i.„=©'i.„(2*)> ',„ = © /..„(2* + 1). Furthermore all of the isotypic components in (1) and (2) are one dimensional.
5.6. 5X(2, R) 157 As a K-module (under Ad), gc = CI © Cy2 © Cy„2- Set Then X = {exp i6h\6e R}. We fix x, ye gc with [/i,x] = 2x, [/i,y] = — 2y and [x,.y] = h. Then 0(x) = -x, 0(y) = -y. We choose B(X, 7) = tr AT 7. Thus B(h,h) = 2, B(x, y) = 1. The corresponding Casimir operator is (3) C = (i)/i2 + xy + yx = £)h2 + h + 2yx = £)h2 -h + 2xy. We set "o r 0 0 Y = "0 0" 1 0 Then (4) C = (\)H2 + XY+ YX = [\)H2 + H + 2YX = ({)H2 -H + 2XY. It is easy to see that (5) Cactson/^byiO^-l). We also note that since h acts by kl on IaJJi), (4) and (5) imply that 2xyLM(t) = ^2-(/c-l)2), (6) 2},x|/<„M(t) = 2V-(/c + l)2). (6) implies that if \i is not an integer or if n is an integer and if a i= e"+' then every isotypic component of /„„ is cyclic. Indeed, xla^(k) is contained in /„„(/( + 2) and yla.^(k) is contained in /„„(/c — 2). We therefore see that (7) 7ffi/J is reducible only if ji e Z and a = e"+'. 5.6.2. We now introduce an auxiliary family of (g, X)-modules that will be used to analyze the possible reduction points in 5.6.1(7). Set q = C/i© Cx and q = C/i © Cy. If k e Z then we denote by Ck (resp. Ckj) the q (resp. q)- module C with h • 1 = k and x • 1 = 0 (resp. y • 1 = 0). We set Vk = U(Qc)(S)ui<,)Ck and Vk = V(9c)<g)vmCk. Then both Vk and F* are admissible finitely generated (g, X)-modules (use the basis ymx"h" of U(qc) to see that {/"(g> 1} is a basis of Kk). Here K acts by u • g® 1 = Ad(u)g ® yk(u) 1 for ueK and g e l/(gc). We observe that gc is a TDS, thus there is, up to isomorphism, exactly one irreducible k + 1 -dimensional representation, Fk for each k e N. We will now
158 5. The Langlands Classification prove (1) Vk (resp. Vk) is reducible if and only if k > 0 (resp. k < 0). If Vk (resp. Vk) is reducible then it has a unique maximal, proper submodule which is isomorphic with V~k ~2 (resp. V~k+2\ The corresponding irreducible quotient is Fk (resp. F|t|). Let vk e Vk be the element that corresponds to 1 ® 1. Then Cvk = j((k + l)2 — \)vk. Since 1 ® 1 generates Vk as a g-module this implies that C acts on Vk by the scalar i((/c + l)2 - 1). 5.6.1(3) implies that xy'vk = i((/c + l)2 - (k - 2r + 1)2)7'-' vk. Thus if k < 0 then x_yri;t is non-zero for all r > 0. Now, Kk = Q)Cyrvk. Hence, if k < 0 then Kk is irreducible. (The argument for the irreducibility of Vk goes in the same way, with the signs reversed.) If k > 0 then (6) implies that xyk+lvk = 0. Thus we have a non-zero (g,K)-homomorphism of V'k~2 into Vk. V~k~2 is irreducible by the observations we have already made. It is easily seen that Vk/V~k~2 is irreducible and isomorphic with Fk. The result for the modules Vk is proved in the same way. 5.6.3. H acts on Fk/nFk by — k and °M acts by ek. Thus (1) Fk imbeds in /E]_t_ i and nowhere else. Since, the admissible dual of /„„ is /„,-„, and each Fk is self-dual we see that (2) Fk is a quotient of lak + ^. Setfor/c>0,/ceZ,Dt = V~k-\D.k= Vk + 1. We also set/)+ 0 = r'and 0-,o='?1- Lemma. // 7ffj|1 is reducible (that is, fie Z and a = et+') t/ien (a) If n> 0 then Dli®D_tl imbeds in /„ „ and the corresponding quotient is isomorphic with F)l_l. (b) If n<0 then F_/I+1 is the unique irreducible submodule of / and lo.n/F-n+i is isomorphic with £)„ ® D.^. (c) If n = 0 then a = e and /E 0 is isomorphic with D+ 0 © £)-,0- Suppose that /c > 0 and that Dk imbeds in Ia ll. Then a = ek+' and 5.6.1(5) and the calculation of the eigenvalue of C on V~k~' imply that /^ = ±/c. If H= —k then (1) implies that Ft_! imbeds in 7ffj/J and since (P,a,k) is Lang- lands data, we would have the contradiction Dk x Fk_!. We have shown (3) If k > 0 then Dt imbeds in 7ffj/J with a = et+1 and /^ = /c and in no other I
5.7. 5X(2,C) 159 Similarly, we have (4) If k < 0 then Dk imbeds in 7ff-/J with a = ek+' and n= —k and in no other /„„. Fix for the moment k > 0, a = ek+'. Then Dk and D_t are both isomorphic with submodules of Iak. Both of these (g, K )-modules are irreducible and since they are inequivalent (even as K -modules). It follows that the direct sum Dk@D k is isomorphic with a submodule of Iak. As a /<-module, Dk ® D k ® Fk_! is isomorphic with Iak. (2) now implies (a). (b) follows from (a) and I~k x la t, Dk % D k and Fk_ i k Fk_i. If fi = 0 then as above, the only place that D ± 0 can imbed is in 7E 0. Also as a /<-module 7E 0 is isomorphic with D+ 0 © Z)_j0. So (c) follows as above. 5.6.4. In light of the above results and the Langlands classification, we have (1) The non-tempered representations consist of the /„„ with Re n > 0 and /j^Zor/ieZ and a ^ e"+1 and the Ft, /c > 0 ( = JP,Ek t+1). Lemma 5.6.3 implies that if V = Dk or D„fe with /c > 0 then Av = — k — 1. Thus Dk and D k are the underlying (g, X)-modules of irreducible square integrable representations. We can now give the list of irreducible representations of SL(2,R). (I) The square integrable representations Dk, keZ, \k\ > 0. These are usually called the discrete series. (II) The unitary spherical principal series, ^ ifl,fi e R. The irreducible unitary non-spherical principal series, 7£ i)t with jjeR- {0}. (III) D+ 0 and D 0, the constituents of the reducible unitary principal series. These are sometimes called limits of discrete series. (IV) The finite dimensional representations Fk, k e N. (V) The Ia)l with Re n > 0 and [i not an integer or/ieN and a # e"+'. 5.7. SL(2,C) 5.7.1. In this section we use elementary methods to give the classification of irreducible (g, X)-modules for G = SL(2,C). We look upon G as a real reductive group. Thus the Lie algebra of G, g, is looked upon as a real Lie algebra. On the other hand, g = s/(2, C), which also has the structure of a Lie algebra over C. We will write J for multiplication by i" on g and look upon J as a real endomorphism.
160 5. The Langlands Classification We choose K = SU(2) and P to be the group of upper triangular elements of G. Let H be as in 5.6.1. We set a = RH. If t e R then we set a, = exp tH and we take A = {a,! t e R}. We set m(B) e'B 0 0 «-" Then °M = (m(0)!0eR}. We note that in this case, °M = T, a maximal torus of K. If /c e Z then we define at e TA by <xk(m(0) = eike. Then TA = {at! k e Z}. We look upon ac as C by identifying p with ji(//). With this identification, p = 2. From the representation theory of SU(2), we know that KA = {yk k e N} with dim yt = /c + 1. We will use the following tensor product formula repeatedly. (1) 7k® 7]= © yk+j-2r- 0<r<min(fc.j) The easiest way to prove (1) is to use characters. We leave this as an exercise to the reader who has not seen this formula before. 5.7.2. If V is a (g, X)-module then we write V(k) for V(yk). We note that g = f ® Jt and that (Ad, fc) e y2. This combined with (1) above implies (1) If V is a (g, X)-module then gK(/c) c V(k + 2) ® V(k) ® V(k - 2). Here, we set V(j) = 0 if ; < 0. We write lkmll for lPm„kmll for k e Z and jjeC. We note that the multiplicity of <jj in yk is 1 if |;| < k and k + j is even and it is 0 otherwise. Thus Frobenius reciprocity implies that (2) h., = © /M(2; + |*|) with dim IkJ2j + \k\) = 2) + \k\ + 1. The subrepresentation theorem now implies that (3) If V is an irreducible (g, X)-module then dim V(j) < j + 1. If V is an irreducible (g, X)-module then we set k(V) = min{/c V(k) is nonzero}. Then k(V) is called the minimal K-type of V. (4) If V is an irreducible (g, X)-module with minimal K-type, k = k(V), then there are two possibilities: (i) V is finite dimensional. (ii) V(k + 2j) is non-zero for all j > 0.
5.7. 5X(2,C) 161 Indeed, if V is infinite dimensional and if V(k + 2/) = 0 for some ; > 0 then Zr<J V(k + 2r) is g-invariant by (1). This is a contradiction. (4) implies (5) If Ik is reducible then it must have either a finite dimensional submodule or a finite dimensional quotient module. Indeed, assume that / = lKll is reducible. Then 5.5.5 implies that / has an irreducible, non-zero submodule, V. If V is finite dimensional then we are done. If V is infinite dimensional then V(k{V) + 2j) = I(k(V) + 2j) for; » 0. Hence, I/V is finite dimensional. (5) reduces the study of the reducibility of the lKtl to the determination of the imbeddings of the finite dimensional representations in the principal series. 5.7.3. We note that [Jx,_y] = J[x, y] = [x,J_y] for x, ye%. This implies that u = {x e gc| Jx = ix} and u = {xe gc| Jx = — ix} are commuting ideals in gc such that gc = u © u. Let X be as in 5.6.1. Then X, JX is a basis of nc. Also, h = CH © CJH is a Cartan subalgebra of gc. Clearly, ad(H)X = 2X and ad(JH)X = 21X. Define ox, o2e h* by o^H) = o2{H) = 2 and o^JH) = 2i, o2(JH) = —2i. Then {al5a2} is a system of positive roots for <t>(gc,h). Let H}, j = 1, 2 be defined by Oj(Hk) = 2djk. Then C^ and CH2 are respectively Cartan sub- algebras for u and u. We have (1) H = Hl+H2 and JH = i(Hx - H2). We can now apply the theorem of the highest weight to see that the finite dimensional irreducible (g, X)-modules are parameterized by pairs of non- negative integers. We write FJ,k for a representative. We leave it to the reader to check that (2) As a K-module FJ,k = y} ® yk. Now h acts on FJ,k/ncFJ-k by the lowest weight of FJ,k. Thus Hl acts by ~j and H2 acts by —k. We recall that p = 2. We have therefore proved (3) F'-k imbeds in /k_jj_J_k_2 and it imbeds in no other principal series representation. The conjugate dual representation of F''k is FkJ. Thus we have (4) FkJ is a quotient of Ik-jj+k + 2 an^ it is a quotient of no other principal series representation.
162 5. The Langlands Classification 5.7.2(5) now implies (5) The only reducible principal series representations are Ik-j,-j-k-2 and Ik-j.j+k + 2 f°r j\ k non-negative integers. The first type has FJ,k as a submodule, the second type has Fk,i as a quotient module. Since k + j + 2 > 0 for ;', k non-negative integers, FkJ = JPik-j,k+J + 2- Let Zk-jj+k + 2 be the maximal proper submodule of Ik~jj+k + 2. (6) Zk_yj + k + i is irreducible. Indeed, if it were reducible then it would contain a finite dimensional sub- quotient module, F. Now F would have the same infinitesimal character as FkJ. This implies that F is isomorphic with FkJ. This contradicts 5.5.3. To complete the classification we need only identify the modules * - J, J + * + 2 • 5.7.4. Let y e u be such that ad Hxy = ~2y. Then ad H2y = 0. Let y = yx + iy2 with y} e g for ;' = 1, 2. If / e C^iG) then we set L(y)f(g) = d/dt\, = 0(f(exp(tyi)g) + if(exp(ty2)g)). (1) Suppose that k e Z, fi e C and that \(k + n) = — p with p > 0 and p e Z. Then L(y)"(IKll) is a submodule of 4+2p,w+2p = '-„.-*• Furthermore, L(y)p is a non-zero (g,K)-homomorphism of 7kj/J into /_„,-*. We note that [u, y] = 0. If x e u n nc and if [x, _y] = H^ then [L(x),L(y)'] = -pL(y)"- '(£(//,) + p - 1). The asserted intertwining properties now easily follow. We leave the details to the reader. Since, H^"\f, contains Cf(N) the last assertion is also clear. We are now ready to identify the Zk_]J+k + 2. (2) Let ;', k be non-negative integers. Then I_j_k_2 j_k is irreducible and isomorphic with Zk-JJ+k + 2 as a (g, X)-module. Indeed, i((-; - k - 2) + (j - k)) = -(k + 1). 5.7.3(5) implies that I-j-k-2J-k is irreducible. Hence, (1) implies (2). For the classification we will need one more observation which follows immediately from 5.7.3(5). (3) If k e Z, \i e R then Ik!pi is irreducible. Here is the classification: I. The tempered representations consist of the Ikill with IteZ^eR and each is irreducible.
5.8. Notes and Further Results 163 II. The finite dimensional irreducible (g, K)-modules. III. The /t „ with Re n > 0 and at least one of ?(fi + k) or j(n - k) is not a strictly positive integer. 5.8. Notes and further results 5.8.1. The results in Section 5.6 are originally due to Bargmann [1]. In a very real sense, this work of Bargmann is the first to use the "infinitesimal method" to study representations of semi-simple Lie groups. It contains the pivotal ideas of expanding in terms of isotypic components and the use of the Casimir operator. It seems that Bargmann did this work on the suggestion of Pauli. 5.8.2. The results of Section 5.7 are originally due to Gelfand, Naimark [1]. In this paper the methods are of a more global nature. The point being that every irreducible unitary representation is either the trivial one-dimensional representation or is infinitesimally equivalent to an irreducible principal series representation (i.e., either unitary principal series or complementary series). 5.8.3. Proposition 5.2.5 is essentially (that is after the material in 5.5 is taken into account) a result of Harish-Chandra, Langlands [1] and Trombi [1]. 5.8.4. The intertwining operators as studied in Section 5.3 are due to Harish- Chandra. The motivation for these operators comes from the earlier work of Kunze, Stein [1], [2], who studied these operators in the case of minimal parabolic subgroups. See also Knapp, Stein [1]. The main point in the earlier papers was to give a meromorphic continuation of the operators jPm„mV of 5.3.4 to allow v to be purely imaginary. This analytic continuation will be implemented in Volume 2 of this book. 5.8.5. As was indicated in the body of this chapter the Langlands classification is due to Langlands [1]. The formulation given involves some ideas of Milicic, and it follows the broad lines given in Chapter 4 of Borel, Wallach [ 1 ]. To complete the classification of irreducible admissible (g, X)-modules, it is necessary to classify the irreducible tempered representations. In light of 5.2.5 and 5.5.4 it is enough to determine the irreducible square integrable representations (this will be completed in 8.7) and to find the equivalences between the irreducible components of the representations IPaiv for a irreducible and square integrable, v real. The latter part has been done by Knapp, Zuckerman [1]. In that paper, an unambiguous parametrization of the irreducible tempered representations is also given.
164 5. The Langlands Classification 5.8.6. Theorem 5.5.6 is usually proven using the theory of characters, in particular Harish-Chandra's regularity theorem (8.4). 5.A. Appendices to Chapter 5 5.A.I. A Lemma of Langlands 5.A.I.I. Let V be a real vector space with inner product < , >. Let {at!,..., ocr} be a basis of V such that <ay,at> < Ofor; =£ k. Let fik,k = \,...,r be denned by </J>;,at> = 3Jk for j, k = 1,..., r. We define a partial order on V, x > y if x — y = S u-s a.s with Uj > 0. (1) Pj>0, j=l,...,r. Let yj be the Gram-Schmidt orthonormalization of the ak. Then our hypothesis on the ctk implies that jj > 0 for all j = 1,..., r. The definition of the Pj now implies that </?,, yk} > 0 for all ;', k. (1) now follows. Let C = {x e V\ <x, a;> > 0 for all j = 1,..., r}. Then C is a closed convex cone containing no line through the origin. If x e V let Cx = {y e C \y > x). Then it is clear that Cx is a closed, non-empty, convex and C0 = C. (2) Let x e V. There exists a unique element x0 e Cx such that ||x0|| < \\y\\ for all yeCx. Let zeCj. Then T={ye C^11|>"||<||^||} is compact. Hence ||---|| achieves a minimum on T at (say) x0. If u e Cx is such that ||u|| = ||x0|| then tu + (l-t)x0eCx for all 0<t<l. ||tu + (l-t)x0||2 = t2||«||2+2t(l-t)<«,x0> + (1 - t)2ll^oll2 < (t|l«ll + (1 - Oll^oll)2 = IKII2 with equality if and only if u = cx0. Thus u — x0. 5.A.I.2. We note that (1) If G c= {1 r} then the set {zy!z; = a7,/e G; zj = fy, j $ G} is a basis of V. If x e K then x0 = S U;j87. Clearly, uy > 0 for all;'. We set F(x) = {j.'Uj = 0}. (2) If;£F(x)then<x0,ft.> = <x,ft.>. Since x0 e Cx, it is clear that if j$ F(x) and if <x0,j8y> + (x,fij) then <x0, /?;> > <x, jSj). We thus assume this inequality. Let e > 0. If k e F(x) then <x0 — eolj, at> = — e<a7,at> > 0.
5.A.I. A Lemma of I anglands 165 If k $ F(x) then <x0 - etXj, at> = <x0,at> - £<a7,at>. Hence, if we take e > 0 sufficiently small then x0 — ectj e Cx. Set u = x0 — ea;. Then ||u||2 = <u,x0> - e<ay,«> < <u,x0> < ||u||||x0||. Hence ||u|| < ||x0||. This contradicts 5.A. 1.1(2). (3) Let x0 = X ujPj- Then x = E zjaj + E ujPj JtF{x) jeF{x) itF(x) with Zj < 0 for ;' e F(x). (1) implies that x = £,-eFW ZjtXj + Zj$Fixj Wjfy. If ;' is not in F(x) then <x, j8j> = <x0,/?,■>. If we now observe that det([<ft,/Jt>M<FW])/0, it follows that w,- = Uj for ;' £ F(x). Since x0 e Cx, x — x0 < 0. Thus Zj < 0 for j e F(x). (4) If x, _y e K and if x > _y then x0 > y0. We first show that if y e Cx then y > x0. Let X be the linear span of the a.} for/' e F(x) and let 7 be the linear span of the /?, for/ ^ F(x). Then V = X + Y an orthogonal direct sum. Let P be the corresponding orthogonal projection onto Y. If ; $ F(x) then Paj = aj+ E xtJat- fceF(x) If p e F(x) then <Pa;,ap> = (a^a,,) + IteFW xtJ<at,ap>. Hence E xt.;<afc'ap> ^°- keF{x) This easily implies that xkj > 0. We have thus shown that if z > 0 then Pz > 0. We also note that if z e Cx then Pz e Cx. Indeed, Pz > Px by the above and if ;' e F(x), <z, Pa,) > <z, 00. Finally, if z e C, one sees easily that z > Pz. Thus, if z e Cx then z > Pz > Px = x0. We now prove (4). Let x > y. Let z e Cx. Then z > x so z > y. Hence z e Cy. But then, x0 e Cr Thus, the observations above imply that x0 > y0. (5) If G is a subset of {1,..., r) and if x= -E-w-+ E oft with Sj > 0, / e G and t, > 0, / £ G then G = F(x).
166 5. The Langlands Classification Set y = T.JiGtjPj. Then yeCx. If j is not an element of G then <x,/J;> = (yjj) > <x0,ft> by (4). But x0 6 Cx so <x0,ft-> > <x,/J,>. Hence, <x0, j8j> = (y,Pj} for ;" $ G. It is now clear that x0 > y (use the argument in (4)). Hence (4) implies that y = x0. This completes the proof. 5.A.I.3. We now apply the above results to root systems. We use the notation in 5.1.1. If we replace V by a* and < , > by ( , ) then we have proved. Lemma. Let p. e a*. Then there exists a unique subset F(n) of {1,..., r] such that v- = - E ypj + E xjpj jeF(n) JtF(n\ with yj>0 and Xj > 0. Set n0 = ^jiF{n) *fiy If <?, ne a* and if n> a then Ho > a0. A similar proof of this lemma has been given by Carmona [1]. An alternate constructive proof can be found in Borel, Wallach [1, Ch. 4, Appendix]. 5.A.2. An a priori estimate 5.A.2.I. If x e R" then we denote, as usual, the coordinates of x by x!,..., xn. Set (R+)" equal to the set of all x with Xj > 0 for j = 1,..., n. If S is a subset of {1,..., n] then we set xs equal to the element of R" with (xs)j = 0 if j'• £ S and (xs); = Xj if ; e S. Thus x0 = 0 and x11 "» = x. If x e (R+)" we set R(x) equal to the convex hull of the xs. Then R(x) is a rectangle whose interior is contained in (R+)". We will use standard multi-index notation. Thus, if I = (i1,..., i„) with ijeN then x' = x'fx'j■ ■ ■ x'„", d' = d\ld'£■■■&',? (with 6; equal to partial differentiation in the;'-th coordinate) and |/| = ^ + • •• + i„. (We realize that there is an overlap in notation, so multi-indices will be denoted by /, J, K and subsets of {1,..., n) will be denoted by S, T.) We say that / < J if ik < jk for k = 1,..., n. We fix K = (1,..., 1). The "fundamental theorem of calculus" implies (1) | dKf(x)dx = (-\)"Yj(-\ff(xs) for/eCco(R")andxe(R+)". R(x) \S\ denotes the cardinality of S.
5.A.2. An a priori Estimate 167 5.A.2.2. If H is a subset of R" and if yeR" then we write y + H = {y + x x e H). We also write Hs = {xs\ x e H}. Lemma. Let S be a non-empty subset of {1,..., n}. Let e > 0 be given. Then there exists a positive constant CeS such that if x0eCl((R + )") and if x e ((R + )"))s with Xj - (x0)} > e for all jeS then if f e Cco(R") is such that d'f e L'((R+)") for all I < K then 1/MlsQsI I Wf(y)\dy. I<K (R+)" + io It is enough to prove the result for x0 = 0, since we can translate / by x0. So assume that x0 = 0. If heC^(R") and if h(xs) = 0 for S ¥= Tand/i(xr)= 1 then (1) above implies (1) | d«(hf)(y)dy = (- l)'r' +J(xT). The Leibniz formula applied to (1) yields (2) \f(x)T)\^llCI\\Q'h\\Rlx),ai | \e)K~lf(y)\dy. I<K (R+)" Here C, is a constant depending only on / and n and ||- • •||R(;c),00 is the sup norm on R(x). Let S be fixed as in the statement of the Lemma, If x e (R+)", then we set u(x) equal to the element given by u(x)j = x} for j e S and u(x)j = 2||x|| for j $ S. Then u(x) e (R + )" and ||u(x)r||2 > 4||x||2 for T + S, 0. Let a e CC(R) be such that a(t) = 0 for |t| > 2, a(t) = 1 for |t| < f and 0 < a(t) < 1 for all t. Let /} e C* (R) be such that 0 < P(t) < 1 for t e R and p(t) = 0 for |t| < i p(t) = 1 for |t| > i Set h(z) = (j\ll(zj/e)y(\\z\\2/\\x\ 2\ If Xj > e for j e S then h(u(x)T) = 0 for T ^ S. Since u(x)s = x for x e ((R+)")s, (2) gives an estimate for |/(x)| (use u(x) in place of x and T = S in (2)). We must therefore show that IIB'/iIIr,,,^,)i0O is bounded by a constant depending only on e and S for each I < K. Leibniz's rule implies that it is enough to estimate 9JI Y\p(Zj/s)\c)'-Ja(\\z\\2/\\x\\2) for J < I < K, This expression is 0 if {k\jk > 0} = <J> is not contained in S.
168 5. The Langlands Classification Otherwise it is equal to (i/e|j|)( n p'(Zj/*i)( n /f(V8A(2nzii/iixii2)|/"'"a"/"'")(iizii2/i|x|12)- If zeR(u(x)) then ||z||2 < (1 + 4(n - |S|))||x||2. This implies the desired estimate, 5.A.2.3. This result has as an immediate consequence the following fact, which will be used in Section 5.5. Corollary. Let the notation be as in the previous result. Let x e ((R+)")s then lim f(tx) = 0. 5.A.3. Square integrability and the polar decomposition 5.A.3.I. We maintain the notation of Section 5.1. Let y(a) be denned as in 2,4.2. If / e C™(G) then we say that / is K-finite if R(K)L(K)/spans a finite dimensional space. Lemma. Let f e C'x'(G)be K-finite, Then f is square integrable if and only if (1) | 7(fl)|/(fc,flJlt2)|2dfl<QO fora\\kuk2eK. x + We first prove that (1) for all kx, k2e K implies that / is square integrable. Let «!,..., ud be a basis for span{R(K)L(K)f}, Our hypothesis implies that each «,- is square integrable on A + . Now f(klak2) = R(k2)L(kl)f(a) = S hj(k1,k2)uj(a), with h} e CX(K x K). Thus, there exists a positive constant, C, such that \f(k1ak2)\ < CL \Uj(a)\ for kuk2 e K and a e A +. Thus / is square integrable by 2.4.2, Suppose that / is square integrable. Then Lemma 2.4.2 combined with Fubini's theorem implies that (1) is true for almost every kl, k2 e K. Let S be the set of all (kuk2) such that (1) is true. Then K x K — S has measure 0 and if (kuk2)eS theny1/2L(/c1)R(/c2)/eL2(/l + ). Since S is dense in K x K it is easy to see, using K-finiteness, that y1/2span(L(K)R(K)f) is contained in L\A+). HenceS = X x K.
5.A.3. Square Integrability and the Polar Decomposition 169 5.A.3.2. Lemma. Let f e C(A) then | y(a)\Hf(a)\2da < oo, He U(a), A* if and only if | a2p\Hf(a)\2da((X>, H e U(a). A + Since y(a) < Ca2p for a e C\(A + ) the sufficiency of the above condition is clear. We will use the following result to prove the necessity, (Notation as in the previous appendix.) Scholium. Let eu..., en be the .standard basis of R". Let a1;..., ap e (R")* — {0} be such that ct^ej) > 0 for all i, j and a,(e,) = c); j for 1 < i, ;' < p. Set p = a.i + ■ ■ ■ + ap. There exists a constant C such that (1) | e"M\f(x)\2 dx < C Y | (TrsinhaiMPM2^ <R+>" |/T<p(R+>" for all f eCco(R"). We first prove that there exists a C > 0 so that (1) is true for / e CC(R"). If p = n then the result follows from (sin hO = 0) | sinh x — \f(x)\2 dx = - J cosh x\f(x)\2dx. o dx o Since \d/dx\f(x)\2\ < \f(x)\2 + \d/dxf(x)\2 and cosh x > ex/2 for x > 0. So the result is obvious for p = n. Assume that the result is true for p — 1 > n. We prove it for p. If we reorder the coordinates on R" we may assume a.p(ei) > 0. Then | (l\ sinh a^d/dxj]f(x)\2dx (R+r \ i ) -\—Yj a^Ci) | cosh ocj(x) Y\ sinh at(x)\ f(x)\2dx. j (R*)" i*j So, ap^J | cosh ap(x) Y\ sinh a,(x)|/(x)|2dx (R+)" i<P~l < I (Usmha^mx^ + ld/dxjix^dx. (R+)"
170 5. The Langlands Classification Thus | cosh ap(x) Y\ sinh a,(x)|/(x)|2dx (R+)" i<p-l <Cp I fnsinha,.(x))(|/(x)|2+|8/6xp/(x)|2)dx ("*r \ t ) withCp = 2/ap(e1). If we replace / by exp(ap/2)/. The inductive hypothesis for p — 1 implies the result for p. We have thus proved the existence of C such that (1) is true for / e Ccco(R"). We now prove the result using this C. Suppose that / e C^R"). If the right hand side of (1) is infinite there is nothing to do. So assume that it is finite. Let u e C°°(R) be such that u(x) = 1 for |x| < 1 and u(x) = 0 for |x| > 4. Set for t > 0, h,(x) = u(||x||2/t2). Then h, is smooth, ht(x) = 0 for ||x|| > It and ut(x) = 1 for ||x|| < t. If t > 1 then \5'h,(x)\ < C, for all x e R" (the important point is that C, is independent of r.) Indeed, (8/6x,.)/ir(x) = u'(||x||2/t2)2xj/t2 and |x,-| < It when u'(||x||2/t2) is non-zero. We now leave it to the reader to prove the inequality for all /. Now lim d'h,f(x) = d'f(x) r-* + oo and the preceding remarks imply that |6^r/(x)|2 < D7 X |8-y(x)|2 forxeR" \J\s\i\ with D, depending only on /. Thus J e'w|/(x)|2dx = lim | e>lx)\h,f(x)\2 dx <limCY J (nsinha^ie'^x)!2^ I -> oo I Ijs r (R + )" = C Y | (nsinha,(x))|8'/(x)|2dx \I\<r (R*)" by dominated convergence. The Scholium now follows. We now prove the Lemma. It is clear that we may assume that °(G°) = G°. Take a1;..., a„ to be the simple roots in <t>(P, A). Let <b(P,A) = {a1;..., ap} (here each root is counted dim g" times). Take e; e a to be the elements denned
5.A.3. Square Integrability and the Polar Deeompositon 171 by <*,(£;) = Stj. Use this basis to identify R" with a. The Lemma is now an easy consequence of the Scholium. 5.A.3.3. Lemma. Let f e C*(G) be K-finite then xf e L2(G) for all x e U(q) if and only if | a2p\xf(kxak2)\2da < oo A* for all k1,k2€ K and all x e t/(g). This is an easy consequence of 5.A.3.1 and 5.A.3.2. 5.A.3.4. Proposition. Let f e C"(G) be K-finite and such that xf e L2(G) for all x e U(c\). If he a-{0} is such that <x(h) > 0 for all a e <t>(P,A) then lim e'mf(exp th) = 0 Set g(a) = a2p\f(a)\2. 5.A.3.3 implies that hg e Ll(A + ) for all h e U(o). The result now follows from 5.A.2.3.
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6 A Construction of the Fundamental Series Introduction As we have seen in the last chapter, the tempered representations (in particular the square integrable representations) are the basic "building blocks" to construct all irreducible admissible representations (up to infinitesimal equivalence) of real reductive groups. Except for the simple case of SL(2, R) we gave no indication of how one might construct irreducible square integrable representations. In this chapter we use a method that is equivalent (see 6.10) to Zuckerman's derived functors to construct (g, K)-modules (our method is based on the results in Enright, Wallach [2]). An exhaustive account of Zuckerman's functors can be found in Vogan [2]. The key new ingredient in our presentation is the a priori proof of the unitarity of the fundamental series. This combined with our theory of the real Jacquet module leads to a proof that the fundamental series is tempered and square integrable when the parameters are regular and there is a compact Cartan subgroup. In Chapter 8 we will show that the square integrable representations constructed in this chapter (which we call the discrete series) give all of the irreducible square integrable representations of real reductive groups. We also derive many of the algebraic properties of the derived functor construction. In particular, we prove generalizations of Blattner's formula for the /C-multiplicities. In our development Blattner's conjecture (a theorem of 173
174 6. A Construction of the Fundamental Series Schmid [2] and Hecht-Schmid [1]) is proven before the characters of the discrete series have even been defined. In Section 10 we discuss the relationship between the material in this chapter and the corresponding results in the literature. There are four appendices at the end of this chapter. Two of them (3 and 4) contain basic results of the theory. Appendix 3 is an exposition (based on the Jacquet module) of some of the results in Zuckerman [1] on "coherent continuation". The technique is based on unpublished joint work with Casselman. Appendix 4 contains the theorem of Harish-Chandra [1] which asserts that an admissible finitely generated infinitesimally unitary (g, K)- module is the underlying (g, /C)-module of a unitary representation of the group. Chapter 9 is independent of the material in the next two chapters. Thus a reader interested in the applications of the results of this chapter to (g, K)- cohomology can go directly to Chapter 9. 6.1. Relative Lie algebra cohomology 6.1.1. Let G be a real reductive group and let K be a maximal compact subgroup of G. Let M be a closed subgroup of K such that det Ad(m) = det Ad(m)|m. Let C(g, M) be the category of all (g, M)-modules (see 3.3.1). If V is a (g, M)-module then we define CJ'(g, M; V) to be HomM(AJ'(g/m), V). We define for 0 e CJ'(g, M; V), dp(x0,...,xJ) = YJ(-i)kxk-p(x0,...,xk,...,xj) + £ (-\y+sP(Lxr,xsix0,...,xr,...,xs,...,Xj). r<s Here, Xj e g/m and Xj is a representative in g. It is standard that (C*(g, M),d) is a complex. The cohomology of this complex is denoted by H\q, M; V). A complete discussion of this cohomology can be found in Borel, Wallach [1, Ch 1]. In this section we will only discuss a variant of Poincare duality for this theory and a few specific results that will be used in this chapter. 6.1.2. Let u)0 be a fixed element non-zero of A"(g/m), where n = dim(G/M). We define a sesquilinear pairing of (A;(g/m)*)c with (A"~J(g/m)*)c as follows. Let conj(jS) denote the complex conjugation of /? e (AJ(g/m)*)c relative to the real form AJ'(g/m)*. If a e (AJ'(g/m)*)c and if p e (A"~;(g/m)*)c then we define (a,j8) by aA conj(jS) = (a,/i)a»0. Assume that det(Ad(m)) = det(Ad(m)|m) for m e M. If V e C(g, M) then we define V* to be the space of all conjugate linear functionals, \i, on V such that
6.1. Relative Lie Algebra Cohomology 175 Mfi spans a finite dimensional space. There is a natural pairing < , > of V* with V given by in, v} = n(v). We look upon Cj(q,M; V) as a subspace of (AJ'(g/m)*)c ® V. The restriction of the tensor product of the above pairings induces a sesquilinear pairing of C"~;(g,M;V*) and C;(g,M;V). We will denote this non-degenerate pairing by < , >. (1) If«eC"_-''-1(fl,Af;K*) and p e Cj(q,M;V) then<da,j8> = (-l)j<a,48>. This is proved by direct calculation (cf. Borel, Wallach [1, p. 15]). Let BJ(g,M;K) = dC;~'(g,M;K) and let Zj(q,M;V) be the kernel of d on CJ'(g,M;K). (1) implies that (2) {Zn'\%M; V*))1 = B%M; V) and (B"-J'(g,M; V*)L = Z\q,M; V) relative to < , >. (2) clearly implies that (3) < , > induces a non-degenerate pairing of H"~j(q,M; V*) with Hj(q, M; V). 6.1.3. Let W be an (m, M)-module. We form a (g, M)-module l/(gc) (X)U(m) W endowed with the g-module structure given by left multiplication and the M-module structure given by m(g ® w) = Ad(m)g ® mw. Lemma. H>(6,M;U(ac)®vlm)W) = 0 forj<n. This result is a special case of Lemma 6.A. 1.5. 6.1.4. We now recall another result that will be useful in the next few sections. Let U, VeC(q,M). Suppose that Te HomgM(U, V). Then T induces a linear map of C'(q,M;U) into Cj(g,M;K) given by Tfi{Xu...,X}) = T(P(Xl,...,XJ)). The formula for d implies that Td = dT. So T induces a linear map of HJ(g, M; I/) into H'(g, M; K). If 0->l/->K-> W^O is an exact sequence in C(g, M) then the corresponding maps on the O also induce exact sequences. The standard method of cohomology theory now yields a long exact sequence -> H\q, M; U) -> Hj(q, M; V) -> H\q, M; W) -> HJ+ '(g, M; U) ->
176 6. A Construction of the Fundamental Series 6.2. A construction of (I, K)-modules 6.2.1. Let X be a compact Lie group. Set H(K) equal to the space of left (hence right) X-finite smooth functions on X. We look upon H(K) as a (I, X)- module in two different ways. We set L(k)f(x) = /(/c"'x) and R(k)f(x) = f(xk) for f e H(K) and x, ye X. If V is a complex vector space then we define C^X; V) to be the space of all functions, /, from X to V such that f(K) is contained in a finite dimensional subspace W of V and / is smooth as a function from X to W. On Cco(X; V) we also have two actions L and R of X given by the formulas above. We set H(K; V) equal to the subspace of those functions in Cco(X; V) that are X-finite under both actions. Let V be a (I, X)-module with action given by it. If u e V and if / e H(X) then we set Lv(v®f)(k) = /(/c);r(/r>. Then LK maps K®H(X) into ff(X; K). An obvious calculation yields (1) Lv(it ® L)(/c) = L(/c)LK for /c e K or 1/(1). If / e H(K; V) then /(X) spans a finite dimensional subspace 1} of V. Let «!,..., ud be a basis of ^. Then f(k) = I. fj(k)vj. We set Qv(f) = I.fj®vj. It is clear that Qv(f) is independent of all choices used in its definition and that it defines a linear map of H(K; V) into H{K)® V. Set SV = QVLV. (2) Sv o (tt ® L)(/c) = (L(/c) ® /) o Sv and SK ° (/ ® R(/c)) = (R ® n)(k) ° SK for k e X or 1/(1). This observation is proved by the obvious direct calculation. (3) Sv is bijective. It is obvious that Lv and Qv are injective. Thus Sv is injective. We prove the surjectivity. Let / e H(K), let v e V and let v1,..., vd be a basis for the linear span of Kv. Let nx,..., nd be the dual basis set crr(/c) = nr(n(k~l)vt). Then SV^j® /) = £ crjf® vr. Since X is compact, we may assume that Iy cr>J- conj(crJ) = 5rJ. So Sk( E u; ® conj(cr,;)/j = u, ® /. 6.2.2. Let M be a closed subgroup of X. Let V e C(f, M) with action rc. Then we look upon V ® H(K) as a (f, M)-module under it® L and also as a (I, X)- module under I ® R. We define rj(V)=HJ(lM;V®H(K)). Here the cohomology is relative to the first action above. We look upon T;(K) as a (I, X)-module under the action induced by the (I, X)-module structure
6.2. A Construction of (t, K (-Modules 177 / ® R. Then P is a functor from the category C(f, M) to the category C(f, X). These functors are special cases of Zuckerman's derived functors. We will show, in the next section, that one can construct the general ones from these. Let F e C(I, K). We define, for each;, two functors from C(f, M) to C(f, K). The first is K-> T\V® F) = AF(V) and the second is V->T](V)®F = BF(V). If C and D are categories and if A and B are a functors from C to D then a natural transformation of /I to B is an assignment X \—> T(A') for each object leCofa morphism T(X) e HomD(A(X), B(X)) such that if S e Homc(A:, Y) then the following diagram is commutative A(X) T{X) > B(X) ■4(S) B(S) /1(7) r(V) > B(Y) If T(A') is an isomorphism for every X e C then we say that T is a natural equivalence. Lemma. Let F e C(x,K) then there is a natural equivalence TF of AF with BF. Furthermore, if W is a (i,K)-module and if S eHomtK(W,F) then, if we set Us = rJ(S ® /), the following diagram is commutative Aw VS(V) (V)^±BW(V) AF(V)^hBF(V) Furthermore, if X, Y e C(f, K) then TX®Y(V) = (TX(V)®I)TY(V®X). We note that if X is a vector space over C, which we look upon as a (I, X)-module with the trivial action, and if V e C(f, M) then Hj(l M;V®X) = Hj(l, M; V) ® X. This is immediate from our definition of relative Lie algebra cohomology. Let SF be as in the previous paragraph. We put TF(V) = H\SF). Then 6.2.1(2), (3) imply the all but the last assertion of the Lemma. We now prove the last assertion. A direct calculation shows that Sx®y = (Sx®I)(I®Sy). To complete the proof apply the cohomology functor, HJ, to both sides of this equation and use the fact that H' takes products to products.
178 6. A Construction of the Fundamental Series 6.2.3. We now come to a critical result in this theory. We look upon 1/(1) as a (I, X)-module under the adjoint action. If V is a (I, M)-module and if F is a (I, X)-submodule of 1/(1) then we have a (I,M)-module homomorphism m: V ® F ->V given by v ® y t—» yv. Lemma. Assume that M acts trivially on A"(f/m) (n = dim I/m). Let V e C(f, M) then the following diagram is commutative P(K®f)-^»rj(K) 7J(K) P(K)®f Identity r\v) We first prove the result for; = n. The formula for d and combined with our hypothesis implies that ff"(f, M; V) = (K/f K)M for V e C(f, M). Thus r"(m): (K® I® H(K))/l(V® I ® ff(K)) -(K® H(K))/f(K® ff(K)) is given by £ ^®xt®./;.t^ £m® ./;.*• It is easy to see that v ® Sk(X ® /) maps under / ® m to - u ® L(X)f. Hence mSt(£ t;, ® Xt ® /M) = - £ «,- ® L(Xt)/JJk. Since, X}vk ® J5.t + vk ® L(Xj)fjk e f(K® ff(K)) the result follows for ; = n. We now prove the result by downward induction on/. Assume that the result is true for; + 1. Let Z be the kernel of the natural mapping of l/(fc) (X)^, V onto V. Since (l/(Ic) (X) (,,„,, V) ® H(X) is isomorphic with (A.6.1), Lemma 6.1.3 implies that rj((U(ic)(g)U{mjV)® H(K))) = 0 for y < n. The long exact sequence of cohomology now implies that we have the exact sequence ■■■-P(l/(fc)(g)K)- l/(m) This yields the following prism 0 - P'(f ® K) - rV)/ o-^rj'(K)®i- rj'(K)->rj'+1(Z)- n"(m) '(f®Z) 7J(Z) ->rj+1(Z) \ »P'+1(Z)®I
6.3. The Zuckerman Functors 179 where the edges starting with a 0 are exact. The inductive hypothesis implies that the square and the right-hand triangle is commutative. Thus the left-hand triangle is also commutative. This proves the Lemma, 6.3. The Zuckerman functors 6.3.1. Let G be a real reductive group and let K be a maximal compact subgroup of G. Let M be a closed subgroup of K such that M acts trivially on A'opf/m, We look upon U{c\c) as a (I, X)-module under the adjoint action. If KeC(g, M) then we have the (g, K)-module homomorphism ^(9c) ® V ^ V given by g ® v i—> gv, which we denote by m. We will also look upon V as a (I, M)-module, We can therefore apply the functors of the previous section to V, Lemma. Let V e C(g, M) then there is a unique structure of a (g, K)-module on rj(V) such that the action of (f, K) is as in the last section and the following diagram is commutative (U = C/(g)), F(K®li)^irj'(K)®(/ P(m) r\v) Identity HK), Let m~ be the linear map such that if m is replaced by m~ on the right arrow in the above diagram then the diagram is commutative. We must therefore show that m~ is a C/(g)-module structure. To do this, we analyze the following cube r\v® u®u) r'{m®'\ rj(V® u) rJ(m®/) P(K)® U® U l®m rj'(K® U) /TV(V) r\v)®u x 1 TLAV)/ r\v)®v n'(m) m~ ® / P'(m) V\V) P(K), All of the faces are commutative except possibly the top and front faces. The content of the Lemma is that the front face is commutative. Since all of the "T" mappings are isomorphisms, it is, enough to show that the top face is
180 6. A Construction of the Fundamental Series commutative. To prove this, we factor the top face as follows: v\v® u®u) ' '> rj(v® u) TV{V®U) TV(V) r\v® u)®u v'{m) > r\v)® u TV(V)®1 rj(V) ®u®u m ®'> rj(V) ® u. Now apply Lemma 6.2.3. 6.3.2. The above result implies that the Tj define functors from C(g, M) to C(g, K). They are usually called Zuckermans functors. We now give some of their basic properties. Lemma. Let V e C(g, M) and if Vy e y e K then UomUK(Vy,rj(V)) = Hj(i, M, V®(Vy)*). The Peter-Weyl theorem implies that H(K)= ®(Vy)*®Vy as a (I, X)-bimodule. To complete the proof we will use the following result. Scholium. Let X be a (I, M)-module and let L be a compact Lie group such that X also has the structure of a (l,L)-module with the two structures commuting. If y e LA then set X[y~\ equal to the y-isotypic component of X. Then Hi(i,M;X)= © Hl(lM;X[y-]). It is clear that the spaces X\_y] are (I, M)-submodules of X. Also, each space C\l,M;X) is an (I,L)-module under the action (ufi)(xl,...,xi) = u(j8(x!,..., x,) for ue L. Clearly, d(uji) = udfi. Thus each (I, L)-isotypic component of C*(f,M;X) is a subcomplex. Let Ey be (as usual) the projection onto the y-isotypic component. The by the above, dEy = Eyd. It therefore follows that //*(!,M;X) is the direct sum of the cohomology spaces of the complexes C*(i,M;X)[y~\. Since it is also clear that C'(I, M;X)[y~\ = C\l,M;Xiy~\), the result follows. We now complete the proof of the Lemma. As we have observed before, the (I, X)-structure on V ® H(K) given by / ® R commutes with the (I, M)- structure that we are using to calculate cohomology. Thus the Lemma follows from the above Scholium and the observation preceding it.
6.3. The Zuckerman Functors 181 6.3.3. Lemma. Let V be (%M)-module. If V is admissible then VJ(V) is an admissible (q,K)-module. Let I = {g e U(Q)\g acts by 0 on V) then i. rj(V) = o. We note that CJ(l,M; V®(Vy)*) is finite dimensional if V is admissible. Thus the first assertion follows from Lemma 6.3.2. We note that / is a (g, K)- submodule of C/(g). Hence the second assertion follows from 6.2.2 and the definition of the (g, X)-module structure on r\V). 6.3.4 Proposition. // FeC(g,K) and if KeC(g,M) then TF(V) is a (g, K)-isomorphism from T\V ® F) onto VJ(V) ® F. We must show that VHV®F)®U Tr(V)®l T\V®F) TF(V) (F(K) ® F) ® U —» rJ(V) ® F is a commutative diagram. To prove this we examine the following prism rj(v® f® c/)J3^>n(K® f) (**) P(K)® F® U TV{F ® V) P'(K® F)®U TF(V)®l/ m V\V®F). TF(V) rj(V)®F The triangles in the diagram are both commutative with invertible maps. The rear face is commutative by the definition of m. The bottom face is (*). Thus, if we can show that the top face is commutative then the result will follow. Let A: U(q) -> U(q) ® U(q) be as in 6.A.I.I. Let for, Y, a vector space over C, T:Y®U®U ->U®Y®U be denned by T(y® ux ® u2) = t^ ®y® u2. We consider the following diagram -*B, Mi _»n ^i^B, /'2 ^3 -»B 6 D, D, °-^D, -»D. If this is commutative and if y, nt, d are all invertible then it is easy to see
182 6. A Construction of the Fundamental Series that if a = aAa3ix2(x.x and fi = ftftftft then -* B C P D is commutative. We apply this observation to the case when A = P(K® F® U), Bl = P(K® F® U® U), B2 = P'(K® U® F® U), B3 = TJ(V® U ® F), B = rj(V®F), c = r\v)®F®u, D, = rj(V)®F®u®u, D2 = rJ(V)® U®F®U,D3 = rj(V) ®U®F,D= rj(V) ® F, a, = P(7 ® / ® A), a2 = F(7 ® T), a3 = F(7 ® m), a4 = P(m ® /), y = TF(g>u, ^ = TFe>ue>u(V), H2 = TV9F9V(V), ii3=Tv9F(V), 3 = TF(V), ft =7® 7® A, ft = 7 ® T, ft = 7 ® m, ft = m ® 7. (The reader should write out this diagram sideways on a piece of paper.) All of the squares except for the last one are obviously commutative. Since the diagram (***) is the top face of (**), we will have (finally!) proved the result if we show that the last square is commutative. Let us write it out. r\v® u®F) r,(m@/|) r\v®F) (****) T;.0f(K) r\V)®U®F- m® / W) rj(V)®F To prove that this is commutative we examine the following prism r«HrJ(K0F) vW®t/) | \rt\v) H V® U ®F)- * rj(m)®/ * V'{V® U) ® F > P(V)®F rj(V)®u®F m®I T„(V) J I rj(V)®F. All of the faces are commutative except for the back one. Since this face is (****), we are done. 6.3.5. The next result is basic to the later developments of this theory. The idea is due to Zuckerman the result was first proved in Enright, Wallach [2], Let dim(f/m) = p. Theorem. Let V be a (g, M)-module. Then there is a non-degenerate sesqui- linear pairing between rJ(V) and rp~\V#), Furthermore, if p = In with n a
6.3. The Zuckerman Functors 183 natural number and if V admits a non-degenerate (g, M)-invariant Hermitian form then T"(K) admits a non-degenerate (g, K)-invariant Hermitian form. We should warn the reader that the proof of this result (involving the material in 6.1.2) will be as important to us as the statement. Let B denote the sesquilinear perfect pairing between HJ(l, M; K® H(Kj) and H"~j(l M;(V®H(K)f) (6.1.2). In light of the Scholium above, B induces a perfect pairing between Hj{i,M, K®H(K))[>] and Hp~i{i,M; (V ® H(K)f)[y~\. Now, as in the last number, H'-^f, M; (K® H(K))#)[y] = H"-\l M; (K® ff(K))*)[y]). Let 5 be the (I,M)-module homomorphism of V* ®H(X) into (V®H(K)f corresponding to the tensor product of the canonical pairing of V with V* and the L2-inner product on H(K). Then 3 is an isomorphism of K#®H(X)[y] onto (K® H(K)f[yl This, in light of the definition of P (6.2.2) implies the result in the special case when g = I. We will abuse notation and denote by B the (I, X)-invariant, non-degenerate, sesquilinear pairing of P(K) with rp~J(V#). We now prove that B is g-invariant. We have the following commutative diagrams P'(K® g) ® rp~i{V#) T*iV)® l> (P'(K) ® g) ® V~\V*) V'(m)®l p(K)® rp~j(K#) p m®l -+ri{V)®rp-J{v*) -*c. and rj(V) ® rp-j(v* ® g) /®7""/ }> r\v) ® (rp~j(v*) ® g) /® rp-'(m) P'(K)®rp"J'(K#) I ®m ->r\v)® rp-j{v#) c >c. The definition of B now easily implies that B o (P'(m)-® /) = -/J o (/ ® r>-J(m)) o (/ ® Tg) o (Tg® 7)"1. This is the content of the first part of this result. If V admits a non-degenerate
184 6. A Construction of the Fundamental Series (g, M)-invariant Hermitian form and if p = 2n then we can look upon P as a sesquilinear pairing of T"(K) with itself. One checks that /J(D,w) = (-l)"conj(/J(w,i>)). Thus, if n is even ji is Hermitian. If n is odd multiply /? by i. This completes the proof of the theorem. 6.4. Some vanishing theorems 6.4.1. In this section we will prove some vanishing theorems for the Zuckerman functors. Let G be a real reductive Lie group of inner type and let 6 be a Cartan involution of G. Fix, h, a 0-stable Cartan subalgebra of g such that h is fundamental. Let f be, as usual, the Lie algebra of the maximal compact subgroup of G corresponding to 6. Let I = I n h. Let H e if. ad H is semi-simple with real eigenvalues. We set I = {X e g', [H, X] = 0}. Let u denote the direct sum of the eigenspaces of ad H corresponding to strictly positive eigenvalues. We will call q = Ic + u a 6-stable parabolic subalgebra. Notice that 6 restricted to I is a Cartan involution of I and that 6u = u. If q is a 0-stable parabolic subalgebra then qt = q n fc is a parabolic subalgebra of fc. We set rrt = fnq = fnl and set ut = unfc. Then qt = mc + uk. Let L = {g eG\Ad(g)H = H). Set M = K n L. We leave it to the reader to prove that M acts trivially on A,op(f/m). If W is an (m, M)-module then we look upon W as a (qt, M)-module by letting uk act by 0. We set M(qt, W) = u(ic)(S)u«lk)W- Then MK>W) is a (f,M)-module with f acting by left multiplication and M acting by m(k ® w) = Ad(m)/c ® mw for me M, ke l/(fc)and we W. We note that if dim u, = n then dim f/m = 2n. Lemma. rJ(M(qk, W)) = 0 for j < n. As a (f, M)-module M(qk, W) ® H(K) is isomorphic with M(qt, W® H(K)) by Lemma 6.A. 1.1. Since dim fc/qt = n the result now follows from Lemma 6.A.I.5. 6.4.2. Lemma. Let V be a (f,M)-module such that V has a (t,M)-module filtration 0 = V0 <= Vx <= V2 <= ■ ■■ with V^V^^ isomorphic with M(qk,Wj) for some (m, M)-module Wj and \J V- = V. Then fJ( V) = 0 for j < n.
6.4. Some Vanishing Theorems 185 We first prove that P(^) = 0 for all i and all j < n. If i = 0 this is obvious. Assume this for i then the (f, M)-module exact sequence 0-^-^+,-^+,/^-0 induces the (f, K)-module exact sequence P'W)-P'W+1)-F"W- + 1/»fl- Thus Lemma 6.4.1 implies the assertion for i + 1. Now let ji e Cj(f, M, K® H(K)) with ;' < n. Then there exists i such that P e C\t, M;V;® H(K)). The preceding results now imply that /? = da with a e Cj~'(!, M; K® H(K)). This completes the proof. 6.4.3. Corollary. Assume that V is as in the previous Lemma and in addition that V is admissible and admits a non-degenerate (I, M)-invariant Hermitian form. Then P(K) = 0 for j + n. 6.4.2 implies that Y\V) = 0 for j < n and P(K) = 0 for ; > n by 6.3.5. 6.4.4. Let W be an (I, M)-module. We extend W to be a (q, M)-module by letting u act by 0. We write M(q, W) for the (g, M)-module, U(Qc)(g)UM W with g acting by left multiplication and M acting by m(g ® w) = Ad(m)g ® mw for m e M, g e U(qc) and w e W. Lemma. M(q, W) has a (l,M)-module filtration as in Lemma 6.4.2. In particular, P'(M(q, W)) = 0 for j < n. Let X denote the complex conjugate of X in gc relative to g. Then gc = uf[cfu. Thus V = M(q, W) = l/(il) 0 W as an (I, M)-module. Set u„ = {X e u 6X = - X}. Then U(u) = U(uk) symm(S(un)). Set Z0 = l/(Ic)(l ® W). Put Z,-+i = t/(Ic)(symm(SJ +'(«„)) ® W) + Z,-. Notice that Z0 is isomorphic with M(qk,W). We also note that ut(symm(SJ'+1(u"„))® W) is contained in symm(SJ+1(u„))® W + Zr Thus modulo Zp symm(SJ+1(u„))® W is the ut-module, SJ+1(gc/ut 0 q))® W. These observations now easily imply that Zj+1/Zj has a filtration of the desired form. The Lemma now follows. 6.4.5. We continue our discussion with q a 0-stable parabolic subalgebra of gc. Let h be a Cartan subalgebra of lc. Let <t> be the root system of gc rel-
186 6. A Construction of the Fundamental Series ative to h. Fix <t>+ a system of positive roots in <t> such that if we set n+ equal to the sum of the positive root spaces of gc relative to <t>+ then n+ contains u. Set (<t>,)+ equal to the set of roots of Ic relative to h in $+. Put <t>(b,u) equal to the set of weights of b on u. Let p be half the sum of the elements of <t>+ (as usual). The following Lemma is a special case of a more general result that allows W (below) to be infinite dimensional. Lemma. Let W be a an irreducible (I, M)-module. Then w=w1®---®wr with Wj an irreducible (I, M°)-module. Assume in addition that W is finite dimensional. Let \j be the highest weight of Wj relative to (<t>()+- // (Re A; + p, a) < 0 for all a e <t>(h, u) and all j then M(q, W) is irreducible. Let Wi be an irreducible, non-zero, (I,M°)-submodule of W (4.2.1). Let Mx = {meMlmWi = Wj}. Then Mx contains M°. Hence M/Mx is finite. Let {oi,..., or) be a set of representatives for M/Mx. We assume that ax = 1. Then OjWx is an irreducible (I, M°)-submodule of W Let j be the smallest index such that ojWj intersects Wj in 0. If j doesn't exist then W = Wj and we are done. Otherwise, set W2 = OjWj. Then the sum W2 = Wl®W2 is direct. Let i be the smallest index such that ct; Wj intersects W2 in 0. If i doesn't exist then W2 = W Otherwise, set W3 = oi Wj. The sum W3 = Wj ® W2 ® W3 is direct. It is now obvious how one completes the proof of the first assertion. For the proof of the second assertion we use Scholium. Let Fl and F2 be irreducible finite dimensional (l,M°)-modules. Let n(Fi) denote the set of weights of Fl relative to h. Let A be the highest weight of F2 relative to (<I>1)+. Then Fl ® F2 splits into a direct sum of irreducible finite dimensional (I,M°) modules with highest weights of the form A + p with p € 71(7^). If p, S e ^(Fi) then we write p> d if p — S is a sum of elements of (<t>|)+- Let fi,..., fd be a basis of Fx with fj an element of the pj weight space of Fl and such that if i" > j then pt> pj. Set n, equal to the intersection of \c with n + . Then njj is contained in Y.(>j C/j. Let v be a non-zero element in the weight space of F2. Set Vi = C/(lc)(EJSj- Cfk ® v). We leave it to the reader to check that Vx = Fx ® F2. Now n^jjj® v) is contained in Vj+l. Hence Vj/Vj+l is either zero or is irreducible with highest weight A + pj. This proves the Scholium.
6.4. Some Vanishing Theorems 187 We now prove the second assertion of the Lemma. We will use the notation of the first part of this proof. Since Mx contains M°, we can choose each <jj such that Ad(<Tj)h = h and Ad(0j)*(O,)+ = (%Y• Thus ajWx is an irreducible (1,M°)-module with highest weight OjAx- This implies that (Re Ay + p, Re Aj + p) is independent of j. Let il be the sum of the root spaces corresponding to the elements of — 0(l),u). Then as an (1, M)-module M(W) = M(q, W) is isomorphic with t/(il)® W. This implies that the highest weights of the M-isotypic components of M(W) are of the form Aj — Q where Q is a sum of (not necessarily distinct) elements of <t>(h, u). Let V be a non-zero (g, M)-submodule of M(W). Then V" is non-zero. Let p be a highest weight in this space. Then, since the infinitesimal characters of M(W) are of the form Xa we must have p + p = s(Aj + p) for some element of the Weyl group of gc relative to h and some ;'. This implies that (Re p + p, Re p. + p) = (Re Aj + p, Re Aj + p). But then (Re Aj - Q + p, Re Aj-Q + p) = (Re A, + p, Re A; + p)- 2(Re A,- + p, Q) + (Q, Q) > (Re Aj + p, Re Aj + p) + (Q, Q) by our hypothesis. Thus Q = 0. But then V contains 1 ® W. Hence V = M(W). This completes the proof. 6.4.6. If g e U(qc) then we write conj(g) for complex conjugation of g relative to U(q). If g e U(qc) then we set g* = {conj(g))T. We note that P-B-W implies that l/(gc)=l/(lf)e(ul/(9c)+ t/(9c)")- Let p denote the corresponding projection onto U(lc). Let W be a (1, M)-module. We now define a (g, M)-invariant, sesquilinear pairing of M(W) with M(W*), If x, y e U(qc) and if w e W, w* e W* then set (x (x) w, y® w#) = (p(y*x)w, w*). It is easily checked that if q e U(q) then (xq ® w - x ® qw, C/(gc) ® W*) = 0 and (l/(8c) ® W, yq ® w* - y ® qw*) = 0. Thus, ( , ) "pushes down" to a sesquilinear pairing of M(W) with M(W*\ We will also leave it to the reader to show that this pairing is (g, M)-invariant. Set R~(q, W) equal to the set of all (I, M) submodules, N, of M(W) such that N n(l ® W) = 0. Then it is easily seen that if Nx and N2 e R~ then Nx + N2 is also. Set R(q, W) equal to the sum of the elements of R~. Then
188 6. A Construction of the Fundamental Series R e R~ and it is easily seen that R(q,W) = {meM(W)!(m, M(W*)) = 0} and R(q, W*) = {m € M{W*) (M(W), m) = 0}. Proposition. Assume that W and M(W) are irreducible. Then the form ( , ) is non-degenerate. In particular, Yi(M(W)) = 0 for j i= n. The first assertion is an immediate consequence of the above observations. Lemma 6.4.4 implies that Y\M(W)) = 0 and T\M(W*)) = 0 for/ < n. Thus, the second assertion follows from Theorem 6.3.5. 6.5. Blattner type formulas 6.5.1. We retain the notation of the previous section. We also assume unless otherwise specified that G is connected. (1) M is connected. Let H e it be as in the definition of q. Then M = {k e K ! Ad(k)H = H}. Let T be the maximal torus of M with Lie algebra it. Then T is also a maximal torus of K. If m e M then there exists m0 e M° such that Ad(m0m)t = t. Thus Ad(m0m) induces an element s e W(K, T). Fix, <b£ , a system of positive roots for <t>(fc,tc) such that a(H) > 0 for a e <D^. We set (D^, = d>+ n 0>(M, T). Then s(<D^ - <D+) = (0>^ - d>+). There exists s^WfM'j) such that SiS®^ = <I>m- Thus s^^ = <t>t . We may thus assume that Ad(m0m) acts as the identity on t. This implies that m0m e T, since K is connected. Hence m € M°. Thus m e M° so M = M°. Let <t>t be a system of positive roots for <t>(fc,tc) that is compatible with qt. If fi € it* is <b£ dominant integral and T integral then we denote by K„ an irreducible (f, X)-module with highest weight \i. If F is a finite dimensional (f, X)-module then we write ch(F) for the character of F restricted to T. We will also write e" for the character 11-> t". Let <I>^ denote <b£ n <t>(M, T) and set pm equal to the half sum of the elements of <I>^. If y e MA fix Ey e y. If V e C(m, M) is admissible then we set cMK)= £ dim UomM(Ey, V)y. yeMA This expression has meaning as a formal sum.
6.5. Blattner Type Formulas 189 Let AM = ePmnae<t>m (1 - e "). Let ky be the highest weight of y relative to <f>n . Then the Weyl character formula says that AMchy= £ det(s)e'(^+p"). seW(M.T) Notice that there is exactly one term for each Weyl chamber. Thus AM chM(K) makes formal sense on T. Furthermore, we can read dim HomM(£f, V) as the coefficient of eXv+Pm. Lemma. With the above notation and conventions AKchM(M(qt,Ey) = £ det(s)e^ + '*>. seW(M.T) As an M-module M(qk, Ey) is isomorphic with S(uk)® Ey= ® SJ(uk) ® Ey. chM(S\uk)® Ey) = chM(S\uk))chM(y). Now, chM(SV*)). = £«"c» the sum over Q that are sums of j (not necessarily distinct) elements of <t>(ut,tc). Thus XchM(SJ-(nt))=l/ [] (1-0 (6.A.2.2). Since AMePk~Pmnae<t>{Uk lc) (1 — e~x) = AK, the Lemma now follows. 6.5.2. Let pk denote the partition function of <t>(ut,tc) with multiplicities equal to 1 (see 6.A.2.1). Lemma. // there exists seW(K,T) such that s(ky + pk) — pk is <f>£- dominant and T-integral then X(-l);chKnM(qt,£y) = det(S)chKKsav + Pk)^k. otherwise I (- 1);chK VjM(c\k,Ey) = 0. We note that M(qk,Ey) has infinitesimal character Xxy + Pk- Hence the same is true for P'(M(qt,Ey)) (6.3.3). Thus W(l, M;M(qk, Ey)® (V„)*) = 0ifX„ + pk is not in W(K, T)(ky + pk). This implies the last assertion of the Lemma. Fix fi such that k^ + pk e W(K, T)(ky + pk). We must compute X (- 1)''dim H\l, M; M(qt,Ey)(x) (K„)*). Since the cohomology we are studying is the cohomology of a finite dimensional complex, we may apply the Euler-Poincare principle, which says that the alternating sum of the dimensions of the graded components of the cohomology is equal to the alternating sum of the dimensions of the graded
190 6. A Construction of the Fundamental Series components of the complex. We are thus left with the calculation of £ (- 1)J dim(A''(f/m)* ® M(qt, Ey) ® (K„)*))M As an M-module M(qk, £) is isomorphic with S(ut) ® £. Thus we are computing X I (- iy dim(AJ'(f/m)* ® Sr(uk)® Ey® (VU)*)M. r Let w be the order of W(M, T) then the Weyl integral formula says that w times the number that we are computing is X (- iy | |AM(t)|2 ch(A'(f/m)*) ch(S'(ut)) ch(£) conj(ch KJ A. r Now I (-1)'ch(A'(f/m)*) = n,E^Ui0 (1 -e«)(l -«"")• Also,conj(ch K„) = Z det(s)e~sa"+'"')/conj(AA;) by the Weyl character formula. After the obvious algebra is done w times the number we are computing is X det(su) | n,E„UiI)(l - t~')ch(Sr(uk))t'^+'>-H-^-+^dt. r.s.u T This in turn is equal to X det(sM)pt(0 J n,6„n.0(l -r'^t^^H-^-^dt. C.s.u T If we apply A.6.2.2 then we have X det(su) | tsav+'k)r,,u>' + '"')dt. The individual integrals in the above expression are non-zero if and only if s(J.y + pk) = u(Xn + pk). Since we are assuming that Xy + pk = t(AM + pk). The non-zero terms are those with to st = u. Thus we have w terms each equal to det(t). This completes the proof of the Lemma. 6.5.3. Let p„ be the partition function of <t>(u„,tc) with m(ot) equal to the dimension of the a weight space of T in u„. Let £ be an irreducible (LM)- module. Let my be the multiplicity of y in £ for each y e MA. Let Wl = {s e W(K, T) \ sO£ contains 0>+}, Theorem. (Generalized Blattner Formula) X(- D'chK(P(M(q,E)) = £ my det(s)p„((^ + pt) - s(A„ + pk))y». The sum on the right hand side is over /leK'je MA, and s e W(K, T),
6.5. Blattner Type Formulas 191 Let aeKA then we must compute N. = Z (- 1)' dim UomK(Va, r;(M(q, £)) = X (- 1)' dim H'(f, M; M(q, £) ® (K„)*) = X (- 1)' dim(Ai(Ic/mc)* ® M(q, £) ® (KJ*)M. The last number depends only on the M-module structure of M(q, £). As an M-module, M(q, £) is isomorphic with U(u) ® E which is isomorphic with l/(ut)S(u„)® £. This in turn is isomorphic with M(qt,(S(u„)® £)ss). Here, if V is a (qt,M)-module then Vss is the (qt,M) module, V, with M acting as usual but uk acting by 0. If we now reverse the argument using the above Euler characteristics we find that Na = 5>y(- \)J dim HomK(Kff, P(M(qt, (S'(u„) ® £y)ss). Now ch(S'(u„) ® £,) = X myPn,r(p) det(s)e^ + s^ + ^/AM. The sum over p e it* and s e W(M, T). Here p„ r(p) denotes the number of ways that p can be written as a sum of r elements (with multiplicity) of <t>(u„,tc). Since pn.r(sp) = p„_r(fA for s e W(M, T) we find that ch(S'(u„) ® £y) = I pn,Xp) det(S)^^-"+^/AM. Thus if n is an irreducible representation of M with highest weight Xn. Then the multiplicity of En in Sr(iT„) ® £y is equal to the sum over all seW(M, T), peit* with s(Xy - p + pm) = XK + pm of det(s)p„,r(/4 Since s(pk - pm) = (pk - pm) for s e W(M, T), we see that the multiplicity of n is Z det(s)p„,r(Ay + pk - s(XK + pk)). seW(K.T) Hence, N* = Z ™y Z det(s)p„,r(/ly + pt - s(4 + pt)) • Z(-l)'dimHomK(Kff,P(M(qt,£J). Lemma 6.3.4 implies that I (- 1)' dim UomK(Va, n'(M(qt, £J) is 0 if there is no t e Wl such that t(XK + pk) = k„ + pk and that it is det(t) if such a t exists. Thus we have N° = Z mv Z det(st)p„(Ay + pt - st(ACT + pt). IeICseWIMJ)
192 6. A Construction of the Fundamental Series Now, the map W(M, T) x Wl -> W(K, T),s, 11-> st is a bijection. So the result follows from the above formula. 6.5.4. Let sK be the (unique) element of W(K, T) such that sK<S>£ = -0>+. Proposition. Assume that E is an irreducible (I, M) module such that M(q, £) is an irreducible (g, M)-module. Let my be as above for E. Let n = dim uk (as usual) then (1) IfaeKA then dimHom(K„,rn(M(q,£)) = (- 1)" E m, I det(s)pn(ly + pk- s(Xa + pk)). seWOC.T) (2) Assume that q is a 6-stable Borel subalgebra and that h acts on E by p. Also, assume that sK(p\{ + pk) — pk is <t>k dominant and T integral. Then (Va is an irreducible (i,K)-module with highest weight a). dim HomK(Ks(/l|l + Pk)_pt,r"(M(q,£)) = 1. (3) With the notation and assumptions as in (2), if a e it* is Q>k -dominant and T-integral then HomK(Va,rn(M(c\, £)) is nonzero only if a + pk = sk(h\i + Pk) + Q \t with Q a sum of elements of — sK<t>+ (see 6.7.6). (1) follows from Theorems 6.5.3 and 6.4.6. We now prove (2). (1) implies that dimHomK(Ks(/l|l + Pk)_Pk,r"(M(q,£)) = (-1)" X det(s)p„(4 + pt - ssK(/4 + pt)). seICKJI If P„(/4 + Pk~ ssK(p\t + pk)) is nonzero then ssK(^|t + pk) = p\t + pk -Q with Q a sum of elements of <I>(u„, tc). On the other hand, (sK(p\t + pk), a) > 0 for ae$i+. Hence (p\t-\- pk,a) <§ for aeO^. This implies that •^(Ht + Pk) = P-\i + Pk + ^ "aa the sum over aefDj with nx > 0. Hence E nax = — Q. Let H e it be such that Ic( = h) is the centralizer in qc of H and oc(H) > 0 for a e 0>(u,b) = ®+■ Then we have 0 < Inaa(H) = -Q(H) < 0. Thus 2 = 0. Since det(sK) = (- 1)", (2) follows. We now prove (3). If dim HomK(K„,rn(M(q,£))) > 0 then (1) implies that there exists w e W(K, T) such that w(a + pk) = (p\t + pk) - Q with pn(Q) > 0. Hence sKw(p + pk) = sK(p\t + pk) - sKQ. Now, sKw(a + pk) = a + pk- R with R a sum of elements of <f>£. Thus a + pk = sK(p + pk) — sKQ + R. If we write R = —sK( — sKR) then (3) follows.
6.6. lrreducibility 193 6.6. lrreducibility 6.6.1. We retain the notation and assumptions of the previous section. Let b = h + u be a 0-stable Borel subalgebra and let <t>+ be the corresponding system of positive roots. The purpose of this section is to prove Theorem. Let A e h* be pure imaginary on h n g and satisfy the following two conditions (1) sK(A\{ + pk) — pk is <t>t -dominant and T-integral. (2) Re(A + p, a) < 0 for a e <D+. Let CA be the one-dimensional (b,T)-module with h acting by A. If n = (\) dim K/Tthen T"(M(b,CA)) is non-zero and irreducible. The fact that rn(M(b,CA)) is non-zero follows from Lemma 6.4.5 and Proposition 6.5.4(2). It is the irreducibility assertion that will take up the rest of this section. The basic idea that we use to prove this result is due to Zuckerman (we also use some techniques from Enright, Wallach [1]). We begin by proving the result in a special case. 6.6.2. Lemma. Assume that in addition to the assumptions of Theorem 6.6.1, A also has the property that if Q is a weight of t on Aj(u„) then Re(A|, + pk + Q,oc)<0 for all a e 0>+. Then rn(M(b,CA)) is irreducible. Set a = h n p. Put p. = A |0 and a = A |t. Notice that our assumptions imply that Re(A, a) = (a, a) for a e 0> + . Set b„ = {H - p(H) + X H e h, X e u} considered as a subspace of b © C. We look upon b„ as a (bk, T)-module under (ad, Ad). Lemma 6. A. 1.3 implies that we have a (b, T)-module exact sequence (d = dim u„ = dim b/bt)) 0 -» l/(b) (X) Ad(bJbk)®Ca^U(b) (X) A'-^/bJOC, -» U(bk) U(bk) - U(b) (g) (bM/bk) ® C„ - l/(b) g) C„ -»CA -»0. l/(bk) l/(bk) We observe that if £ is a (bt, T)-module then l/(gc) ® l/(b) (X) £ * l/(flc) ® E * l/(gc) g) l/(fc) (X) £. t/(b) t/(bk) t/(bt) U(t) U(bk)
194 6. A Construction of the Fundamental Series Here the "«" indicate (g, T)-isomorphisms. SetEj=U(tc)®\J(blJbk)®Ca. U(bk) The above observations now imply that we have the (g, T)-module exact sequence 0 - l/(flc) ® Ed X U(qc) (X) Ed_, -^> ■ ■ ■ A Uioc) (X) E0X M(b,CA) -» 0. Wc) t/(fc) l/(tc) Now £,- has a composition series by (I, T)-modules of the form M(bk, Q +/r) with j8 a weight of t on AJ(b/bt)( = AJu„ as a T-module). The hypothesis of the Lemma combined with Lemma 6.4.5 implies that E3 splits into a direct sum of irreducible (I, T)-modules of the form M(bk,Ca + /j) with p as above. As a (I, T)-module, U(ac) (g) M(bt,Cy) * S(pc)® Af(bt,C,). U{tc) We therefore conclude that (1) ni/(9c) (X) Ej) = 0 for r * n. Uitc) Set Z. = ^.((/(gJ^^E.) for ; = 0, 1,..., <f. Then we have the (g, 7> module exact sequences 0^Z1^l/(gc)g)M(bt,C(J)^M(b,CA)^0 Vile) 0-»Z,+ 1-»l/(gc)(g)£,-»Z,-»0. In light of the above observations and the results of Section 6.4 we have the following (g, X)-module exact sequences o-»nz,)-»rn(i/(gc) (x) M(bk,ca))-»rn(M(b,cA))-»rn+»z, ^o o -»rn+J(Zj) ->rB+j+1(Z;+1) -» o for ; > 1. Thus rn + 1Z, is isomorphic with rn + JZj for ; > 1. Since Z, = 0 for j > d this implies that we have the (g, T)-module exact sequence (2) 0 -» r"Z, - r-(l/(gc) (X) M(bt,CJ) -» r-Af(b,CA) -» 0. t/(fc) Now the map m ° (symm ® /) of S(pc) ® (1 ® M(bk, CJ) to U(9c)<g)mc)M(bk,Ca) is a (I, T)-module isomorphism. Thus the map rn(m ° (symm ® /)) from
6.6. lrreducibility 195 r"(S(pc)®(1 ® M(bk,Ca) to r"(U(qc)(g)V(tc)M(bk,Ca) is a (f,K)-module isomorphism. This implies that (3) l/(9c)r"(l ® Af(bt,C„)) = r-(U(Qc) (X) M(bk,C.)) U{tc) The exact sequence (2) implies that (4) U(Qc) (Image of T"(l ® Af(bt,C„) in T"M(b,CA)) = T"M(b,CA). Now 6.5.2 combined with 6.4.3 imply that T"(l ® M(bk,Ca)) is isomorphic with VSk(a + Pk)_Pk as a (f> K)-module. Thus (4) implies that (5) l/(9c)™(b,CA)(Wpk)_pJ = T"M(b,CA). Proposition 6.5.4 implies that y = ySk{a + Pk)-Pk occurs with multiplicity one in T"M(b, CA). Also Lemma 6.4.6 implies that M(b, CA) has a non-degenerate (g, T)-invariant Hermitian form. Hence Theorem 6.3.5 implies that T"M(b, CA) has a non-degenerate (g,K)-invariant Hermitian form. In light of (5) if N isaproper(g,X)-invariantsubspaceof T"M(b, CA) thenN(y) = 0. But then Wis orthogonal to rnM(b, CA). SoN = 0. This completes the proof of the Lemma. 6.6.3. In order to complete the proof of the theorem we need some observations about Verma modules that will also be used later. Let A e h* be such that Re(A + p, a) < 0 for a e <t>+. Let F be a finite dimensional (g, K)- module and let p. be the lowest weight of F. We use the notation of 6.A.3 and b to parameterize infinitesimal characters. (1) «>F.-„M(b,CA + „) = M(b,CA). Indeed, M(b, CA + /J)® F* is isomorphic with M(b, CA + /J ® F*). This module has a composition series with constituents of the form M(b,CA + ll + s) with S a weight of F*. The argument that proves (2) in 6.A.3.7 implies that M(b,CA) is the only constituent with infinitesimal character xA+p. So (1) follows. Now, rn(M(b,CA + „)®F*) is (g,K)-isomorphic with rn(M(b,CA + „))® F*. Thus (1) implies (2) (DF,,-„r"M(b,CA+„) is isomorphic with rnM(b,CA). Now we assume that A satisfies the hypothesis of the theorem and that A + p satisfies the hypothesis of Lemma 6.6.2 (for example take p = —2k with k » 0). Then (2) combined with 6.A.3.10 implies the theorem.
196 6. A Construction of the Fundamental Series 6.7. Unitarizability 6.7.1. We now drop the assumption that G is connected (until 6.7.4). Let M be a closed subgroup of K. Let Ke C(g, M), Suppose that < , >isa(g, M)- invariant Hermitian form on V. If y, y' e MA then (V(y), V(y')} = 0 if y is not equal to y'. Thus < , > restricted to V(y) is a non-degenerate form. Assume that V is admissible. Then V(y) admits a positive definite M-invariant Hermitian form, ( , ). Thus < , > restricted to V(y) is given by (v, w> = (Ayv, w). Clearly, Ay is self adjoint and commutes with the action of M on V(y). Set py equal to the number of positive eigenvalues of Ay and set qy equal to the number of negative eigenvalues. Then both py and qy are divisible by d(y). We set chs(K,< , »= £ d(y)-\py-qy)y. ye M A We note that chMK= S),EAf* ^(y)_1(Py + <?,)}'. The following result is obvious. Lemma. < , > is positive definite if and only if chs(K, < , » = chM(K). 6.7.2. Let V e C(g, M) be admissible and assume that V has a (g, M)- invariant non-degenerate form < , >. We assume that dim K/M = 2n with n an integer. Then T" V has a non-degenerate (g,X)-invariant non-degenerate form as does ®TJ V (6.3.5) we denote both by < , >. Lemma. chs(P"K,< , » = chs(©PK,< , » = £sgn(ff"(f,Af;K®K*))y y = YJSgn(®]Ci(i,M;V®V*))y. 7 Here, if (£, < , » is a pair of a finite dimensional vector space and a non- degenerate Hermitian form the sgn(£, < , » is the usual signature. On the corresponding spaces we use the forms as given in 6.1.2. The pairing on © P'V is between the pairs T1 V and r2n~JV. If ;' is not equal to n then it is clear that chs(P'K©r2"-J'K, < , » = 0.
6.7. Unitarizabilitv 197 This proves the first equation. For the second, we recall that PV = © Hj(l M;V® V*) ® Vy as a (f, K)-module (6.3.2). We recall that the sesquilinear pairing of T'V and r2"~JV is given as follows. On Vy we put any /C-invariant inner product. On V* we put the dual inner product. On V® V* we put the tensor product Hermitian form. We pair Cj(i, M; V® V*) and C2""J'(I, M; V® V*) as in 6.1.2. These forms push down to cohomology. If / = n then we multiply by i (if necessary). We then take the tensor product form on //"(I, M; V® V*) ® Vy. It is therefore clear that the coefficient of y in chs(rn V) is sgn(H"(f, M; V ® V*)). This proves the second equation. Let C= ® C\l, M; V® V*) and H = © H\l, M;V® V*). Then ker d/im d = H. We have seen in 6.1.2 that ker d is the orthogonal complement to im d. Thus if we set B = dC and Z = ker d then the radical of < , > restricted to Z is B which pairs nondegenerately with C/Z. Thus sgn(C, < , » = sgn(H, < , >). This completes the proof of the Lemma. 6.7.3. Fix q a ^-stable parabolic and let the notation be as in 6.4.1. Lemma. We look upon AJ(Ic/nic)* as an (in,M)-module with Hermitian form given as in 6.1.2. Then as a T-module due^tfc/mc)*) = ch,(A"(tc/mr)*) = (-!)» f[(l-e")(1 +0(E = *(ut,t<.)). We note that as a T-module (f(./m()* = uk © uk. Let S = {a,,..., a„}. Let Xj be chosen in the a, weight space of uk such that X{ A • • ■ AXn AX, A • • • AXn = £co0 with e = 1 if n is even and e = i if n is odd. If Q = {a;,,...,ajr}, ji<ji+u then set hq = XhA---AXjr, \Q\ = r and <g> = ZaeQ a. AJ(ut © ut) has as a basis the elements nQAjip with g, P subsets of I and |6| + |P|=;. If 161 + 1^1 = ;' and if \R\ + \S\ = 2n-j then HQAjIPA[iRAjIs = 0 if Q u S is not equal to S or P u R is not equal to S. If |Q| + \p\ = n but Q u P is not equal to I then < , > restricted to C
198 6. A Construction of the Fundamental Series fiQAfiP + Qie_qAjie_p has signature (1,1). This, in particular, implies the first equation in the Lemma. Furthermore, (^QA/ZE_Q)A(^QA/IE_Q) = (—l)"~IQIea)0. The weight of ^QA/ZE_Q is — <£> + 2<(2>. We therefore see that chs(A"(fc/mc) = (- 1)V-<E> X (- \)me2<Q> = (- 1)V-<E> L] (1 - e2*) = (-l)V-<E> r] (1 -e")(l +e«) =(-irn (i-ou + o- ocel This completes the proof of the lemma. 6.7.4. We return to the assumption that G is connected. We observed, in 6.5.1, that if V e C(m, M) is admissible and has M-invariant Hermitian form < , > then AM chM(K) makes sense as a formal sum of characters of T. Furthermore, if the coefficient of y e MA is m then the coefficient of e" (ft - ly + pm) in AM chM(K) is also m. Lemma. Let W be an irreducible (I, M)-module that admits a positive definite Hermitian form < , >. We also assume that there exists fieil* such that n\_l,I] = 0, ^|(np = 0, (n,a) > 0 for ael and if C, is the one dimensional (I, [M, M~\)-module corresponding to \i then M(q, W® C_r/I) is irreducible for all t > 0. Let < , > be the Hermitian form on M(q, W) given as in 6.4.6. Then < , > is non-degenerate and AM chs(M(q, W)) = AM ch(W)/n (1 - e~°)(l + e'\ / iel We look upon the form on M(q, W ® C_r/J as a form < , >, on U(u) ® W. If t e R then on each weight space for t, < , >r depends polynomially on t. lit > OthenM(q, W ® C_r/I) is irreducible and the t weight spaces are mutually orthogonal. Let H e it be as in the definition of 0-stable parabolic. Set l/(u)_r equal to the — r weight space of U(u) relative to the action of H. If t > 0 then the signature of < , >r restricted to (l/(u)_r® W)(y) is constant for each y e [M, M]A (notice that this space is independent of t). Let Yt,..., Yq be a basis of uk and let Xy,..., Xp be a basis of u„. We assume that >}(resp. Xj) is in the j8,-(resp. aj) weight space relative to t. We also assume that B(Xj,Xf) = -5lk and that B(Yj, Yf) = 5jtk. We note that B(Xj, Yk) = 0.
6.7. Unitarizability 199 Thus IXj, X*~\ = - buH„ moduloft1) and [J}, y*] = SlrHp modulo (t1) (here orthogonal complements are taken using B). We write AT7 = X\lX'i--Xip',YJ = Y{---Y{',\I\ =1 ijt\J\ = Z A,</> = S ij-aj- and <J> = S ;'t/?t. It is a simple matter to see that <x,YJ®w,x"YJ'®w'yl = t^+^sIJ,dJ,J{-\)^nj(fi,ocJynk(fi,pk)\w,w'y + ^/,j,/v(f,w,W) with P7jjj(;w,w') a polynomial in t of degree at most min(|/| + \J\, K'l + l^'l) — 1- Thus if V is a finite dimensional M-invariant subspace of W and if t is sufficiently large then if ch^ is the signature character as an [M, M]- module and if a' is the restriction of a e t£ to [m,m] n t we have AMch;(l/(u)_r®K,< , >,) £ (-l)l^-«'> + <^AMch[M,M]K «/>+<J»(H)=r As we have seen in the beginning of this proof, ch^ on an H-eigenspace is independent of t > 0. This implies that if f > 0 then AMch.(l/(u)_r®(W®C_„,)) = «-'" X (-l)|J|e-,<,>+W)AMchM^. Hence if t > 0 then AM chs(M(q, W® C_,„)) = e~'"I(-l)|J|e~(</> + <J>)AMchM W. If we take t = 0 in this formula the result follows from 6.A.2.2. 6.7.5. Theorem. Let the notation and hypotheses be as in Lemma 6.1.4. Then T"M(q, W) admits a positive definite (g, K)-invariant Hermitian form. Let V = M(g, W). On VV we put the non-degenerate (g, X)-invariant form guaranteed by 6.3.5, 6.4.5 and 6.4.6. We prove that this form is positive definite. Lemmas 6.4.6, 6.4.5 and 6.7.1 imply that it is enough to show that (1) (-l)"chsr"K = X(-l)J'chrj'K We prove (1) by calculating the coefficient of y e KA on both sides of the equation. For the left hand side we must calculate sgn(H"(f, M; K® V*)) which equals sgn(HomM(A"(fc/inc), M ® V*) by Lemma 6.7.2. This number is the coefficient of ePm in AMchs(A"(fc/mc)*®M®K*).
200 6. A Construction of the Fundamental Series Here we use the tensor product Hermitian form for the term inside the parenthesis. Since signature characters of tensor products obviously multiply, we are calculating the coefficient of ePm in (P = <t(u„, t), Q = ®{uk, t)) ]1 (1 - e')(l + e-°))[AM ch W \\ (1 - e~') \[ (1 + o) ch V* aeQ J \ j xeP xeQ J (here we have used Lemmas 6.7.3 and 6.7.4) = (J! 0 - e'))Uu ch wjj\ (1 - e~')\ ch V*. On the other side of the equation the coefficient of y is X (- \)j dim W(l, M;V® V*) = X (- 1); dim HomM(A^(fc/tc), V ® V*) by the Euler-Poincare principle. This in turn is the coefficient of ePm in AMX(-l)J'ch(A^(fc/tc)*)chFchF* = (l\(\-e*)(\-e-*)\(hMchwll\(\-e-*) \\ (1 - e'')) ch V* by Lemma 6.A.3.3. Thus the right hand side of (1) is equal to the coefficient of ePm in n(l- e')Uu ch win (I- e-')) ch V* which is clearly equal to the left hand side. This completes the proof of the theorem. 6.7.6. In order to be consistent with Harish-Chandra's parameterization of the discrete series we must now do a bit of manipulation of Weyl chambers. We first note that if s e W(K, T) then there exists ke K such that Ad(k)X = sX for X e t. Since the centralizer of t in gc is h, this implies that there is a unique element, s', of ^(gc,h) such that s' restricted to t is s. We will identify s' with s. Let n e h* be such that \i is purely imaginary on h n g and such that {\i + p)\t is T-integral. Let P be a system of positive roots such that Re(/i,a) > 0 for a e P. Let Pk be the system of positive roots for <t(fc,tc) compatible with P. Let sK be as usual. Put Q = — sKP. Set b = be = h + u(Q) equal to the Borel subalgebra containing h and corresponding to Q. We note that b is 0-stable. Set DP„ = f"M(b, CSk(/J+pk)).
6.8. Temperedness and Square Integrability 201 We also set (as usual pk equal to the half sum of the elements of Pk and Pn = P\t~ Pk- We have Theorem. (1) Dp ^ has infinitesimal character x„- (2) If n\t + pn — pk is T-integral and Pk-dominant integral then DP„ is not equal to 0. Let p„ be the partition function of <t(u(P)„, t) with the multiplicity of a equal to the dimension of the a weight space in u(P)„. If y € KA then HomK(Vy> DP J = ZS det(s)p„(s(Av + pk) -(n\t + Pn)\ In particular, under the above condition, if y has highest weight /x\t + pn — pk then dim HomK{Vy,DPJ = 1. (3) Dp^ admits a positive definite (g, K)-invariant Hermitian form. (4) // Re(/i,a) > 0 for alias P then DP lt is irreducible. (1) is clear. (2) is a restatement of Proposition 6.5.4.(3) is a special case of Theorem 6.7.5 (see Lemma 6.4.5). (4) is a restatement of Theorem 6.6.1. 6.7.7. Let \x be as in the statement of the previous Theorem. Assume that \i, P satisfy the condition of 6.7.5(2). Then Theorem 6.A.4.2 and 6.7.5(3) imply that there exists a unitary representation (7rP/J,//p") of G such that (HP")K is (g, K)-isomorphic with DPll. We call the series of representations thus "constructed" the fundamental series of G. If h = tc and if [i satisfies in addition condition 6.7.5(4) then we use the notation 7i„ = nP„ (P is determined by fi) a discrete series representation. In the next section we will see that the nP„ are tempered and that the discrete series consists of square integrable representations. We note that the discrete series is usually defined to be the set of all equivalence classes of irreducible square integrable representations of G. In Chapter 8 we will also prove that every square integrable irreducible representation is equivalent to some n^. Thus our terminology is consistent with usual usage. 6.8. Temperedness and square integrability 6.8.1. We retain the notation of the previous section. Let A e h* be such that A is pure imaginary on h n g. Let P be a system of positive roots for <t(g,h) such that Re(A,a) > 0 for a e P. Let Pk be the corresponding system of positive roots for <t(fc,tc). We assume that A|t + p„ — pk is Pk dominant and T-integral. We also assume that G = °G (that is, the center of G is compact).
202 6. A Construction of the Fundamental Series Theorem. Let (nP A, HP,A) be as in 6.7.6 then 7rPA is tempered (5.1,5.5). By definition (HP A)K = DP A. Let F be an irreducible, finite dimensional (g,K)-module with highest weight \i relative to P such that \id = \i. As in 6.6.3 (with the change in normalization of systems of positive roots of 6.7.6.) one sees that if Re(A,a)>0 for all aeP then ^Fill(DpA) = DPA+ll and if Re(A,a) > 0 and Re(A + n,a) > 0 for all a e P then <bF.,-tl(DPA+tl) = DPA. Let P0 = M0N0 be a minimal parabolic subgroup of G. We will write A for A0. Let h'0 be a Cartan subalgebra of m0 that is 0-stable. Set h' equal to the complexification of ho. Fix g e Int(gc) such that g\) = h'. If a e h* then set a' = a°g~l. 6.A.3.4 implies that ch(j(£)PiA))=i; cs(A)e_sA'/AG. Now 6.A.3.8 and 6.A.3.7(1), (2) imply that if Re(A,a)>0 for aeP then cs(A + n) = cs(A). Now, if Re(A,a) > 0 for a e P then nP A is unitary (6.7.5, 6.7.6). Thus, in particular, the matrix entries are bounded. Hence 5.5.2 implies that if cs(A) is non-zero then Res(A' + n') + p e Cl(+(a)*). Thus, since there exists an irreducible finite dimensional (g, X)-module, Fk with highest weight k/i for k = 1, 2,..., we have shown that if Re(A, a) > 0 for a e P and if cs(A) is non-zero then Re(s(A' + k/i')\a) + p e Cl(+a*). Thus ^'|a + (l/fc)(Re(SA'|a + p)ECl(+a*). If we take the limit as k -> oo then we have (after using the above observations about ^f.,-^) (i) If Re(A,a) > 0 for all as P and if n is P-dominant integral and H° 6 = n then sjx' |„ e Cl(+a*) if cs(A) is non-zero. Let a!,..., a, be the simple roots of P. Then 0a, = ar with j -> j' a permutation of {1,...,!}. Let fij, j = 1,..., I be such that 2(nj,ak)/(ak,ak) = 8JJc. Then Re A = X xjHj with x; > 0. Since Re 8A = Re A, Xj = xy. Hence Re A = Z yji/ij + jiy) with j/, > 0. Now (i) implies that if cs(A) is non-zero then Res((/ij- + ^j)')|„ e Cl(+a*). Hence 5.1.1 implies that nP A is tempered. 6.8.2. Theorem. Assume that tc = h. Then if (A, a) > 0 for all ae P then nP A = n is square integrable. Let 8 be the half sum of the elements of P. We assume by going to a finite covering of G (if necessary) that there exists an irreducible finite dimensional (g,X)-module with highest weight 8 relative to P. Let a be the action of G on F. We define a representation /? of G on End F by fi(g)T = a{g)Ta(0gYl. Let k > 0 be an integer such that if ( is a weight of a on
6.9. The Case of Disconnected G 203 End F then (fcA + (, a) > 0 for all aeP. Thus DPikA ® (End F) = © £>P.kA + c the sum over the weights of End F taken with multiplicity. Let f(g) = tr $(g)l. Then f(kxak2) = tr(a(a)2) for kuk2eK,aeA. Hence, if a e C\(A + ) then f(k1ak2) > a2p. Thus, since our hypothesis and the previous theorem imply that each DPkA+!i is tempered, we see that if c is a infinite matrix coefficient of nPkA then \c(k1ak2)\a2p < C < oo for a e Cl(/1+). Hence 2.4.2 implies that nPkA is square integrable. Theorem 5.5.4 implies that if cs(fcA)is non-zero then ksA'\a e +a*. There exists p, a positive integer, such that p is a highest weight of a finite dimensional irreducible (g, K)- module. Hence cs(A + kpA) = c5(A) for all seW. Hence, if k is sufficiently large, then (1 + kp)sA'\a e +a* if cs(A) is non-zero. If we divide both sides by (1 + kp) we find that sA'|„ e +a* if es(A) is non-zero. Now Theorem 5.5.4 implies that nP A is square integrable. 6.8.3. The reader should be warned that the above statement is false if the condition tc = h is removed. It is a good exercise to see how this assumption was used in the above proof. Our use of tensor products with finite dimensional representations to obtain estimates on matrix entries is based on ideas taken from Hecht-Schmid [1]. An immediate consequence of the preceding result is the following fundamental theorem of Harish-Chandra [13]. (We will prove the converse in Chapter 7.) Theorem. If G contains a compact Cartan subgroup then G has irreducible square integrable representations. 6.9. The case of disconnected G 6.9.1. In this section we drop the assumption that G is connected. We assume that G is of inner type and that G = °G. We also assume, throughout this section, that there exists, T, a Cartan subgroup of G contained in K and that for some (hence every) choice of positive roots relative to tc = h, is T° integral (this can be achieved by going to a finite covering of G). Let Z={geG\Ad(g) = I}. Lemma. T = ZT°. By definition T= {g e G\ Ad(g)\t = I}. Let t e T. If a e <t = <t(gc,h) then Ad(t)(gc)a, = (c)c)a- Hence each ae<5extends to a one dimensional character
204 6. A Construction of the Fundamental Series of T. Let P be a system of positive roots of <t and let A be the corresponding system of simple roots. If x, y e T and xx = yx for all a e A then xa = y" for all a e <t. It is clear that there exists t0 e T° such that (t0)x = t" for all a e A. Thus t(t0)~' e 2. This implies the result. 6.9.2. Set G, = ZG°, K, = ZK°. Let TJ denote the Zuckerman functors from C(g, T) to C(g, K), r{ those from C(g, T) to C(g, K,) and P0 those from C(g,T°)toC(g,K°). If V e C(q, Kt) we define IndJj^K) to be the space of all functions, /, from K to V such that f{kxk) = kj{k) for fc, e K! and keK. If hK, leg and /elndf.fK) we set kf{x) = f(xk) and X/(x) = (Ad(x)X)/(x) for x e K. We leave it to the reader to show that with these actions Ind£,(I/) isa(g, K)-module. Lemma. If V e C(g, T) then P> = Ind*t T[ V. We leave this as an exercise (which is an easy consequence of the definitions). 6.9.3. Let 7 e TA and fix Ey e 7. Since T° is central in T there exists Hy e(T0)A such that t e T° acts on Ey by /iv/. Fix P, a system of positive roots for <t, such that A = Ay = ny + p„ - pk is P-dominant. Let b = h + u be the 0-stable Borel subalgebra of gc corresponding to —sKP. Let ke K° be a representative for sK and let sKy be the element of TA with representative Ey with action y(k~ltk). We set Ey equal to this T-module tensored withCw. Lemma. As a (g,K)-module rnM(b, Ey) = DPy is isomorphic with the module Hom9j(DPA, rnM(b,£v))® DPA, having (g, K°) acting on the second factor and Z acting on the first factor. Furthermore, DP y is irreducible if DP A is irreducible. As a (g, T°)-module M(b,Ey) is just dim E y copies of M(b, CSk(A+p)). ThusM(b,£}A) = Hom9,r(M(b,CSK(A + p)),M(b,£;))®M(b,CSK(A + p)) with Z acting on the first factor. Let Xy denote this Z module. It is a simple matter to see that DP y is isomorphic with X ® DP A with Z acting on the first factor and (g,K°) acting on the second. The lemma easily follows from this.
6.9. The Case of Disconnected G 205 6.9.4. We let (°7rPiA,0HPA) be the unitary representation of G° associated with DPA in 6.7.6. We form a unitary representation (1nPy,1Hp,y) of Gl as follows: 1HPy = Xy®°Hp, with G° acting on the second factor and Z acting on the first (the compatibility is guaranteed by the construction of Xy). Let 1nPty denote this action. Lemma. Set (nPy,Hp,y) = Ind^'ftp y) (unitary induction, here G/Gl = K/Kl which is finite). Then {HP,7)K is isomorphic with VM(b,Ey) as a (g, K)-module. Indeed, (HPy)K = (Indgo lHp^)K = lndK(CHPy)K) = IndK T\M(b,E;). 6.9.5. Theorem. // (Ay,a) > 0 for all as P then (nPy,HPy) is a non-zero, irreducible, square integrable representation of G with infinitesimal character #A. Since GjGx = KjKx, for each element of GjGx we may choose a representative in K. If k e K then Ad(fc)t is a maximal abelian subalgebra of f. Hence there exists an element k0e K° such that Ad(fc0)t = Ad(fc)t. Thus the representatives of the cosets can be chosen so that they normalize t. For such k, Ad(f)|tE ^(gc,h) (we are assuming that G is of inner type). We may thus choose a set of representatives 1 = yu-.., yd for GjGx such that (1) yj e K and Ad( v,-)t = t. (2) If Sj is the element of W(qc, h) corresponding to y; then SjP contains <&t ■ (3) If Sj = sr then j = r. We identify xDPy with the elements of DPy = VM(b,Ey) supported on Kl. Then it is easily seen that y]DPy is isomorphic with 1DsPsy. Thus, if y)DPy is isomorphic with y}DPy then we must have (*) DsjP.sj7 is isomorphic with DSrPtSrr In the left hand side of (*) the K-type with highest weight s,-(A + p) — 2pk occurs. The highest weights of the K -types that occur on the right hand side are of the form sr(A + p) — 2pk + srQ with Q a sum of elements of P. Thus if (*) holds then there must exist Q as above such that Sj(A + p) - 2pk = sr(A + p + Q) - 2pk. Now this implies that ||A + p\\2 = ||A + p + Q||2. Since (A + p, Q) > 0 this implies that Q = 0 and hence Sj(A + p) = sr(A + p). But then Sj = sr since A + p is regular.
206 6. A Construction of the Fundamental Series Thus the y) DPy are mutually inequivalent. This easily implies the irre- ducibility assertion. The square integrability is clear since it can be tested onG°. As a (g,K°)-module (Hy)K = ® DSjPsjA and each of the summands has infinitesimal character #A, The proof of the theorem is now complete. 6.9.6. The above discussion is a modification of the arguments in Harish- Chandra [14, pp.176-177]. 6.10. Notes and further results 6.10.1. Let M be a closed subgroup of K. Put Kx = MK°. If V e C(g, M) then set VKi equal to the space of all v e V such that span([/(f )Mv) is the underlying (f,M)-module of a finite dimensional representation of Ku Set VK = Ind^F^) (6.9.2). Then V -> VK is a left exact functor from C(g, M) to C{q,K). The Zuckerman functors are usually defined to be the right derived functors of V -> VK (c.f. Cartan, Eilenberg [1]). Let us recall what this means. / e C(g, M) is said to be injective if whenever we have 0 >A-^B P I with a, j8 morphisms in C(g, M) and a injective then there exists a, a morphism of B into / in C(g, M) such that aa = /?. In C(g, M) one has injectives given as follows. Let WeC(m,M). Put l(W) = (Hom[/(m)([/(gc), W))M. Here g acts by right translation and M acts by (mf){g) = m/(Ad(m) 'g). We leave it to the reader to show that I(W) is injective. If KeC(g,M) then V injects into l(V) (we forget the g-module structure) under the map i(v)(g) = gv. In the jargon of homological algebra this implies that C(g, M) has enough injectives. If V e C(g, M) then an injective resolution of V is an exact sequence with each Ij injective. One can find such a resolution by taking 70 = I(V), Ix = l(l{V)li(V)),eic. We note that the cohomology of the complex (/ok-^Ci)*-^-
6.A.I. Some Homological Algebra 207 is, up to a natural isomorphism, independent of the choice of the resolution. The j-th cohomology space of this complex is the j-th right derived functor. One of the key results in Enright, Wallach [2] implies that our functors TJ are naturally equivalent with the right derived functors of VK. It is this formulation of the Zuckerman functors that is studied in Vogan [2]. Zuckerman introduced these functors to give an algebraic analogue of the sheaf theoretic constructions in Schmid's thesis (Schmid [1]) which proved a substantial part of Langlands' conjecture on the discrete series. 6.10.2. Our calculations of K-multiplicities are based on Lemma 6.5.2. This result can be sharpened as follows. If s e W(K, T) then denote by l(s) the number of a e <bk such that sa. is negative. Then det(s) = (- l)'(s). In the notation of 6.5.2 one has Theorem. // there exists seW(K,T) such that s(A + pk) — pk is <£>£- dominant and T-integral then rJM(Qk,E) = 0 if j is not equal to l(s) and rlts)M(Qk,E) is isomorphic with VS(A+Pk)-Pk. Otherwise PM(Qk,E) = 0 for all j. This theorem is substantially, the Borel, Weil, Bott theorem (see Enright, Wallach [2] for a proof using the formalism in this chapter, there are also related results in Chapter 9). 6.10.3. We now move to the situation in Section 6.7. Let g be a 0-stable parabolic in gc. Let A e i'(I/[I,I])* be T-integral. Let CA be the corresponding one dimensional (I, M)-moduIe. Suppose that ^ e i(l/[l,l])* vanishes on I n p and is such that M(q, CA._t)l) is irreducible for t > 0. Then we set T"M(g, CA) = B„(A). Theorem 6.7.4 implies that B„(A) is either 0 or it is a (g, K)-module that admits a positive definite (g, X)-invariant Hermitan form. This result implies a conjecture of Parthasarathy [2] and of Zuckerman which was first proved by Vogan [3]. Our discussion follows the proof in Wallach [4]. We will study the modules fi„(A) in more detail in Chapter 9. 6.A. Appendices to Chapter 6 6.A.I. Some homological algebra 6.A.I.I. In this appendix we will compile several results on algebraicly induced modules that are used in this chapter. The first theorem is taken from Garland, Lepowsky [1]. Let g be a Lie algebra over (say) C and let m be a subalgebra of g. Let W be an m-module and let V be a g-module.
208 6. A Construction of the Fundamental Series Lemma. The Q-modules ([/(g) (g)U(m) W)®V and [/(g) ®V{m){W ® V) are isomorphic. Let A: [/(g) -> [/(g) ® [/(g) be defined by A(l) = 1 ® 1 and A(X) = X ® 1 + 1 ® X for X e g. Let S(x) = xT (see 0.4.2). Let m: [/(g) ® [/(g) -> [/(g) be given by multiplication. We leave it to the reader to check the following identities. (Hint: Test them on elements of the form X") (1) (/ ® m)(A ® /)(/ ® S)(A(g)) = g ® 1 for g e [/(g). (2) (/ ® m)(I ® S)(A ® 7)(A(0)) = 0 ® 1 for 0 e [/(g). Recall that if X and 7 are g-modules then X ® 7 is a ^-module with action g(i; ® w) = A(g)(v ® w). We define a mapping, a from [/(g) (X)[,(m)(W'' ® F) to ([/(g) (X)^ W) ® V by a(g ® (w ® «)) = A(g)((l ® w) ® i>). Then it is easily seen that a is well defined and is a g-module homomorphism. We define a map P in the opposite direction by fi((g ® w) ® i;) = p((I ® S)A(gf)((l ® w) ® i;)). Here p is the projection of [/(g)® W® K onto [/(g) (X)^^® V). (1) and (2) imply that a and /? are mutual inverses. The Lemma now follows. 6.A. 1.2. The next results have to do with the Koszul complex. Let V be a finite dimensional vector space over (say) C. Let S(V) denote the symmetric algebra over V. Let S](V) denote the elements of S(V) that are homogeneous of degree j. We define 3: SJ(V) ® Ak(V) -> SJ+l(V) ® Ak~l(V) by 3(u® vlAv2A---Avk) = E(- l)put;p® i^A--- Aj7pA--- Atv Here the carat means delete. Lemma. The following sequences are exact. 0^SJ(V)®AnV^SJ+l(V)®A"^lV^---- ->S1+"-l(V)® AlV-> SJ+n(V)->0. We look upon S](V) as the space of all polynomial functions on V* that are homogeneous of degree j. If jieV* and if ueS](V) then we set 3/Ju(a) = d/dtt=Qu(a + t/x). Let Vj be a basis of K and let Hj be the dual basis. We define d: S](V) ® AkF ->• SJ'^ '(H ® Ak +' K d(w ®v) = Y, 9^r» ® t^rAt;.
6.A.I. Some Homological Algebra 209 We leave it to the reader to check that do + od is j + n times the identity on S](V) ® AkV. The Lemma follows from this observation. 6.A.I.3. Let g be a Lie algebra over C and let b be a subalgebra. Let W be a g-module. We define a g-module homomorphism, 3, from (7(g) ®uib) (AJ'(g/b) ® W) into U(Q)(g)utb)(AJ-l(Q/b)® W) by 3(0 ® X,A• • • AXj® w) = X(- 1)*"^ ® X,A-• • AikA■■■AXJ®w + X (- l)k+'« ® *i A • • • AlkA • • • AX; ®Xkw £ (_ i)'+«M® [XTXJAXiA• • • AlrA• • • AlsA■■■AXj®w r<s here X denotes the projection of X e g into g/b. It is an exercise (which we leave to the reader) to show that 32 = 0. Lemma. The following is an exact sequence of ^-module homomorphisms (n = dim(g/b) 0 - (/(g) (X)((A"(g/b)) ® W) 4 I/(g) ®((A"- '(g/b)) ® W) [/(b) [/(b) -►■■■• -4 (/(g) (X)((g/b) ® W) -4 (/(g) (X) W -► W -► 0. [/(b) [/(b) Here t/ie /ast map is the obvious natural %-module homomorphism g ® w h-> gw. Set (/;(g) = (/y(g)(/(b). We set Ehk=Uj(Q)(g)((Ak(Q/b)®W) [/(b) then 3 maps E-hk to £,-+, _ k _ ,. Let K be a subspace of g such that g = b ® V. Then [/,(g) = symm(S,(K))I/(b). Here S,(K) = X S*(K). 9 induces a map 3: EjJi/Ej_uk^ Ej+ lj)k_ i/£,-,*_ ,. It is easily seen that 3 is given by the map 3 of 6.A. 1.2. Thus if u e Ejk and if u = 0 then there exists Vi e £,_1>)k + 1 such that u — ovl e Ej_Uk, there is thus v2 e Ej_2,k+x such that u — dvl — 3d2 g Ej-2.k> etc This implies the lemma. 6.A.I.4. Now let g => b => m with b and m subalgebras of g. Let W be a b-module, then l/(g)(X)[/(b) W is easily seen to be isomorphic with (/(g) (g) ((/(b) (§)„,„,, W). Thus Lemma 6.A.1.3 implies (r = dim(b/m))
210 6. A Construction of the Fundamental Series Lemma. Let W be a b-module. There exists a Q-module exact sequence 0 -► U(q) (X) (Ar(b/m) ® W) -»• • • -» [/(g) (X) (b/m) ® W) l/(m) l/(m) - 1/(9) (g) W - 1/(9) (g)W-»0. l/(m) t/(b) 6.A.I.5. Let G be a real reductive group. Let K be a maximal compact subgroup of G and let M be a closed subgroup of K. Let g, b, m be as in 6.A.1.4 with Ad(M)b = b. Here g and m denote the complexified Lie algebras of G and M respectively. If W is a (b, M)-module then the exact sequence in 6.A.1.4 is a (g, M)-module exact sequence. Lemma. Let W be a (b, M)-module. Then Hj{q, M; [/(g) (g)U(b) W) = 0 for j < dim(g/b). We first prove the result in the special case when b = m. Let Uj and ELk be as above. Set E} = £; 0 and C) = HomM(A'c(g/m), £,). Then dC) is a subspace of C)X\. Let V be an M-invariant complement to m in g. Then the corresponding graded complex is given by d: UomM(\kV, S\V) ®W)^ HomM(A' + 1 V, SJ+l(V) ® W) with da(v0,.,.,vk) = Y,{- \)r(vr® l)a(v0,...,€„..., vk). If we choose a non-zero element of A" V (n = dim V) then we can identify Ak(V*) with A"~kV. The corresponding map is thus given as in the Koszul complex with indices n — k rather than k. The special case of the Lemma now follows from Lemma 6.A. 1.2. We now prove the general case of the Lemma. Consider the exact sequence in Lemma 6.A. 1.4. Set Xj = a(I/(g) (X) (Mb/m) ® W)). Then the exact sequence yields the short exact sequences 0 - Xj - t/(9) (X) ((AJ- '(b/m)) ® W) - X,_, - 0. t/(m) The above special case of the Lemma combined with the cohomology long exact sequence implies that if p + 1 < n then Hp(o),M;X].l) is linearly isomorphic with Hp+1(q, M; Xj). Thus if p + r < n then H"(g, M; X0) is linearly
6.A.2 Partition Functions 211 isomorphic with Hp+r(g,M;Xr). But Xr = U(Q)®V(m)((Ar(b/m))® W) and *o = U(q) (g)utb) W. The result now follows. 6.A.2. Partition functions 6.A.2.I. Let V be a finite dimensional vector space over C. Let S be a finite subset of V. To each element, s, of S we assign a positive integer, m(s), which we call the multiplicity of s. We will think of S as containing m(s) copies of s. We also assume that there exists /ieK* such that n(s) is real and greater than 1 for all s e S. If v e V then we define ps{v) to be the number of ways that v can be written in the form (1) S,+"" + Sr with Sj e S (allowing multiplicity). Clearly ps(v) = 0 if v is not in ZS6S Ns. For example if S = {s} and m{s) = 2 then ps{ns) = n + 1 if n e N. Lemma. If v e V then 0 < ps(v) < oo. If v e K were to have an infinite number of expressions in the form (1) then there would be an infinite sequence of positive integers rx < r2 < ••• with v having an expression of the form (1) having r, terms. But then n(v) > r; for all j. Since this is ridiculous the lemma follows. 6.A.2.2. We retain the notation of the previous number. We look upon V as the space of linear functionals onF*. Lemma. [] (1 - O-"'" = I Ps(v)e-". seS veV Here the expression can either by interpreted formally or a convergent series on V+ = {v* e V* \ v*{s) > 0 for s e S}. This is proven by doing the obvious (formal expansion) using (1 — e~s) = Y p"s 6.A.2.3. We now assume that S is the union of two sets S, and S2 and that each s e Sj is assigned multiplicity nij(s). We define a multiplicity on S by setting m(s) = m^s) + m2(s). (Here my(f) = 0 if t is not an element of Sj.)
212 6. A Construction of the Fundamental Series Lemma. ps(v) = SW6K pSl(v - w)pSl(w). We note that the previous Lemma implies n (1 - e-Tmis) = EI 0 - e-T""is) EI (J - e~Tm2(s)- seS seSi seS2 If we expand the right hand side and collect terms the Lemma follows. 6.A.3. Tensor products with finite dimensional representations 6.A.3.I. In this appendix we prove several results that involve tensor products of finite dimensional and infinite dimensional modules. The basic ideas are due to Zuckerman [1] and Jantzen [1]. Once we have developed the theory of characters we will prove somewhat better results. For the purpose of this chapter the relationship with the Jacquet modules will be of great technical importance. Let g be a reductive Lie algebra over R with Cartan involution 6. Let h be a Cartan subalgebra of gc. Fix, <t+, a system of positive roots for <t(gc,h) and let b denote the corresponding Borel subalgebra. If %: Z(gc) -> C is a non-zero homomorphism then there exists [i e I)* such that x = Xb,» (Theorem 3.2.4, there #b„ was denoted x„)- Furthermore, #b„ = #b„. if and only if [i' = s[i for some 56^= ^(gc,h). If bt is another Borel subalgebra of gc then there exists g e Int(gc) such that ,9b = bx. Set \)x = gt). If \i e h* then set an = n ° g'1. Then ;;„_„ = xbl.w Also if g' e Int(gc), if g'b = gb and if a' depends on g' as above then xbl,^ = Zb,.ff>- We may thus parameterize all infinitesimal characters by fixing one Borel subalgebra, b, and one Cartan subalgebra, h, in b. In this appendix it will be convenient to use Borel subalgebras contained in complexifications of minimal parabolic subalgebras of g. For applications we will use other Borel subalgebras (say 0-stable, 6.4.1). Let p be a minimal parabolic subalgebra of g. Set n equal to the nil-radical of p and let m = 0(p) n p. Let h0 be a Cartan subalgebra of m and set h equal to the complexification of h0. Let b denote a Borel subalgebra of gc contained in pc. We will use b and h for our parameterization and we will write X^OTXb,^ 6.A.3.2. Let G be a real reductive group of inner type with Lie algebra g and Cartan involution 8. Fix (P, A), a minimal p-pair and let b and h be as in the end of the last number. Let V be the category of (g, °M)-modules of 4.1.1. If £ is a finite dimensional (p, °M)-module then we set M(E) = U{qc) (X)^^, E
6.A.3. Tensor Products with Finite Dimensional Representations 213 with g acting by left multiplication and °M acting by m(g ® e) = Ad(m)g ® me for g e U(qc), e e E and m e °M. Clearly M(£) is an object in Y". Assume that E is irreducible. Let [i be the highest weight of E (we use <t+, as above). We denote by, 8, the half sum of the elements of <t+. (1) M(E) has infinitesimal character x? + a- Indeed, P-B-W implies that U(qc) = U(mc)®(e(n)U(gc) + I/(9c)n). Let p denote the corresponding projection onto U(mc). If z e Z(gc) and if g ® e e M(E) then z(g ® e) = g ® p(z)e. Now p(z) is central in U(mc) hence p(z)e = y\z)e. Let <jf and y be as in 3.2.2 and let e be a highest weight vector for E. Then p(z)e = <?(p(z))e = q(z)e = n(q{z))e = {n + 8)(y{z))e. Thus x = X»+s- (2) M(E) has a unique non-zero irreducible quotient, L(E). If Kef is irreducible then there exists an irreducible, finite dimensional (p, °M)-module such that V is isomorphic with L(E). If E and E' are irreducible finite dimensional (p, °M)-modules then L(E) is isomorphic with L(E') if and only if E is isomorphic with £'. Let H e a be such that a(H) = 1 for all simple roots in <S>(P,A). M(E) = U(6(n)c) ® £ as an a-module. Thus H acts semi-simply on M(E) with eigenvalues of the form n(H) — n with n a non-negative integer. The n{H)- eigenspace for H is 1 ® E. Set R~ = {N\ N a submodule of M(E) such that N n(l ® £) = 0}. Clearly, a submodule, JV, of M(£) is in i?~ if and only if the ^(H)-eigenspace for H on N is zero. This implies that R~ is closed under addition. Set R(E) equal to the sum of all elements of R~. It is obvious that R(E)eR~. It is also clear that R(£) is proper and that if N is a proper submodule of M(£) then N e R~. This proves the first assertion. If V is a g-module then set V" = {v e K |nt; = 0}. If Kef" is non-zero then F" is a non-zero, finite dimensional (p,°M)-module. Let £ be an irreducible, nonzero submodule of V". Then we have a non-zero (g, °M)-module homomor- phism of M(£) into V. Thus if V is irreducible then V is isomorphic with L(£). Finally, it is easy to see that £(£)" is isomorphic with £ as a (p, °M)- module. 6.A.3.3. Let V e V. If \i e h* then we set Vfl= {veV (h- n(h))kv = 0 for some k and all hei)}. Then dim F^ < go (4.1.3). We denote by ch V the formal expression L(dimF>*. Set AG = A = e^nO - e") the product over a e <t+.
214 6. A Construction of the Fundamental Series Lemma. Let E, n, M(E) be as in the last number. Then chM(£) = Xdet(s)es("+,,)/A the sum over s e W(m, h). As an h-module, M(E) = U(6(nc)) ® E. Let p denote the partition function of <t(nc,h) = Z (the weights of h on nc) with multiplicities equal to 1 (see 6.A.2). Let <t(nc,h) = {a,,..., a,,}. Let Y, be a non-zero element of the -ct; weight space. Then P-B-W implies that the monomials Y"> ■■■ Y"d" form a basis of U{6nc). Thus ch U{6nc) = Z p{n)e". So ch M(E) = ch(£) noreI(l — e~")~l. The Weyl character formula implies that ch(£)= X det(s)est»+S)/AM seW(m,l)) with 8m the half sum of the elements of <5(mc, h) n <t+. Hence ch(E) = es"-s( X det(s)es("+,,,/AM\ VeW(m,t)) / Since (eSmS Uxel (1 - e"a))AM = AG, the Lemma follows. 6.A.3.4. Lemma. (1) Let E be an irreducible finite dimensional (p,°M)- module with highest weight [i. Then there exist integers c5()i) such that (W = ch L(£) = X cs(rie-s{» + d)/AG. seW (2) // El,...,Ei are mutually inequivalent then ch L(El),..., ch L(Ed) are linearly independent. (3) If V e V has generalized infinitesimal character x„ then there exist integers cs(V) for s e W such that ch V = X cs(V)e-st»+S)/AG. self If Hi,n2e h* then we write nl > \i2 if nl - n2 is a sum of (not necessarily distinct) elements of <t+. We observe that if L(F) occurs as a subquotient of M(£) and if £ and F are irreducible with highest weights jx and a respectively then [i > a with equality if and only if F is isomorphic with £. Also a + 5 e W(/x + 8) under the above condition. Fix nef)*. If a + 8 e W(jx + 8) is a minimal element relative to the above partial order and if £ is an irreducible finite dimensional (p, °M)-module with highest weight a then L(£) = M(£). Indeed, any highest weight of R(E)
6.A.3. Tensor Products with Finite Dimensional Representations 215 is strictly less than a. Thus assertion (1) is true in this case. Assume that (1) has been proved for all y + 8 e W(n + 8) with y < a. Then ch(L(£)) = ch(M(£)) - ch(R(£)). Since the elements of V have finite length (4.1.3). ch(R(E)) = I. ch(L(Ej) with £y a finite dimensional irreducible (p,°M)- module with highest weight )»,• such that ys < a. Thus (1) is true for a. We now prove (2). It is clear from the preceding lemma that ch M(E1),..., ch M(Ed) are linearly independent. It is also clear from (1) that it is enough to prove (2) in the case when E1,...,Ed are a set of mutually inequivalent irreducible (p,°M)-modules such that if E is an irreducible finite dimensional (p, °M)-module with highest weight of the form s(n + 8) — 8 then E is isomorphic with Ej for some j. If the £,- are numbered compatibly with the partial order on their highest weights then the matrix relating the ch M(Et) and the ch L(£,) is triangular with ones on the main diagonal. This implies (2). If F e V then F has finite length. Let Vx,..., Vd be the irreducible constituents of V. Then ch F = X ch Vj. (3) now follows from (1) and 6.A.3.2(2). 6.A.3.5. Corollary. If V1,V2ei" are irreducible and if ch Fj = ch F2 then Vx is equivalent with V2. 6.A.3.6. Let t^, denote the subcategory of all objects in -V that have generalized infinitesimal character x„ ■ Clearly, V^ = V^ for s e W. Lemma. Let F be a finite dimensional (Q,°M)-module and let V e V^. Then V ® F = ®Z„ with Zae Vfl + a and the sum is over a subset, S, of the weights of F such that {;(„ + „!<x eS} = {#„ + „ a a weight of F} and such that if a, )8 e S and *„+„ = x„+f then a = 0. We note that ch(F® F) = ch(F) ch(F). If a is a weight of F let m(a) denote the dimension of the a weight space. Then m(sa) = m(a) for all s e W. Now ch(F) = Z c5{V)es"/A. Thus ch(F® F) = I m(a) £ cs(F)es(" + <T)/A. In light of 6.A.3.4 and 6.A.3.5 this implies that the irreducible constituents of V ® F have precisely the infinitesimal characters described in the statement. This implies the Lemma. 6.A.3.7. Let Fet^, and let F be an irreducible finite dimensional object in V. Let a be a weight of F. We set <tf „ equal to the projection of F ® F onto the summand with generalized infinitesimal character %„+„. Lemma. Let /jef)* be such that Re(/i, a) is non-zero for all ae<S(gc,f)). Let <t+ = {a E<t(gc,h)!Re(^,a) > 0}. Let a be the highest weight of F
216 6. A Construction of the Fundamental Series relative to <t+ and set O" = <tF „. Then O" is an equivalence of the categories *; and TTM + <r. Let X, Y e *; and let A e Hom9iM(X, 7). Then A®Ie Hom9-OM(X ® F, Y ® F). Set <&F_a(A) = A® I restricted to <tF,(T(Ar) for a a weight of F. Then this construction shows that each <tF „ is a functor that is easily seen to be exact. Set, for Kef,,<»_, = %.,-,,. We put T(X) = *_„(*•(*)) for K e V,,. We now come to the two main observations. (1) If V e tT and if A ch K = £ cses" then A ch(<D"(K)) = £ cses("+<T). Let h^ be the real span of the Ha for a a root. If /? e h* then we write Re /? for the real part of the restriction of /? to hR. We have A ch(F ® F) = X m(P) £ c,e'"'+w the sum over the weights of F (see the proof of 6.A.3.6). If /? is a weight of F and if there exists se W such that s{n + f$) = n + a then sRe/j- Re ^ = a — s/i. This implies that s Re ^ — Re \i is a sum of positive roots. Our assumption on implies that s Re \i = Re ^ — Z »va with «„, > 0 (the sum is over <t+. Hence s Re ^ = Re \i. But then s = 1 (again by our assumption). This implies (1). (2) If FE*;+(Tandif A ch V = £ cses("+<T) then A ch «_„(K) = ^.e". Indeed assume that /? is a weight of F* and that \i = s(/i + fi + a) for some se W. We note that ft = — a + Q with Q a sum of positive roots. Thus Re \i = s(Re n + Q). But then (Re \i, Re n) = (Re n + Q, Re \i + Q) = (Re n, Re jj) + 2(Re n, Q) + (Q, Q) > (Re n, Re n) + (Q, Q). Hence Q = 0. Thus s = 1, ^ = — a. (2) now follows. The upshot is that if Fef„ then ch T(V) = ch V. We assert that T is an equivalence of tT with itself. If X, Kef^ let y: Hom9,oM(X, F®F*)-> Hom9,oM(X ® F, V) be defined by y(A)(x ®f) = (I® f)(A(x)). Here (I®f)(v®f*) = f*(f)v, feF, f*eF*. Then 7 is a bijection. Now, Hom9,0M(K T(F)) = Hom9,OM(K «_<r(*"(K))) = HomBoM(K, «*(K) ® F*). Set SK = 7-1(<t'T(/)). Then Sv: K->T(K) is a (g,°M)-module homomorphism which is 0 if and only if V = 0. If V is irreducible then T(V) is irreducible (ch V = ch T(V)). Thus SV:V-> T(V) is an isomorphism. We note that
6.A.3. Tensor Products with Finite Dimensional Representations 217 V*-*SV is a natural transformation (6.2.2) from the identity functor to T. Assume that we have shown that if V has length r then Sv is an isomorphism and assume that V has length r + \. Let L be an irreducible and non-zero submodule of V. Then we have the following commutative diagram with exact rows: 0 * L * V * VIL * 0 0 > T(L) »T(V) * T(VIL) > 0 Since our hypothesis implies that SL and SVjL are isomorphisms this implies that Sv is also. The Lemma now follows. 6.A.3.8. We now transfer the above material to the category jf (4.1.4). Let j-.jf ~^,V be the Jacquet module functor (4.1.5). If V e JC then V = © Vx (see the proof of Lemma 4.1.4) here the sum is over homomorphisms of Z(gc) to C and V* = {ve V\(z — x{z))dv = 0 for some d and all z e Z(gc)}. Let Px be the corresponding projection of V onto Vx. Let Jf* denote the full subcategory of Jf consisting of objects with generalized infinitesimal character %. Then PX:JV -^Jt* is an exact functor. If X = X„ then we set Px = P„ and Jf* = jf". If F e Jf is finite dimensional, if V e Jf* and if a is a weight of F then we set Q>F,a(V) = P„+ff(F® F). Then <tF(7 is an exact functor from the category jf" to the category Jtf + °. If i is a homomorphism from Z(gc) to C then set %*(z) = x(zT). Note thatj-.J?*™*^. Also (*„)* = x_„. Lemma. If V e Jt" and if(V ® F)x is non-zero then x = X„ + a for some, a, a weight of F Also, j(<bFt<t(V)) = <tF.,_„(j(F)). j(V ® F) = j(K) ® F* under the identification of (V ® F)* with F* ® F*. Indeed, there exists r such that (n)rF* = 0. Thus, if \i e j(V) and if (n)*^ = 0 then (n)k + r(n ® F*) = 0. So j(F) ® F* is contained in j(K ® F). Let /,,..., fd be a basis of F* such that nf is contained in Fi + 1 = £,■>;+! Cf. If \i e j(V® F) then it can be written uniquely in the form X ^ ® f. Let j be the smallest index such that Hj is non-zero then modulo V*®FJ+1, (n)k)i = (n)Vj® fj- Thus, HjS j(V). The assertion now follows. We now prove the lemma. If (V ® FY is non-zero then j((V ® FY) is also non-zero and it is equal to (j(V) ® F*Y*. The Lemma follows from this and the observations preceding it.
218 6. A Construction of the Fundamental Series 6.A.3.9. We now assume that F is irreducible. Let /jef)* satisfy the condition of Lemma 6.A.3.7 and let <t+ be as in the statement of that lemma. Lemma. Let a be the highest weight of F. Then <tF „ is an equivalence of categories between JF" and JF" + °. Let for V e Jf", T(V) and Sv be defined as in the proof of 6.A.3.7. We note that j{V)eir-ll so the pertinent functors on j(V) are <bF*t_<t = <b~" and <tF(T = <&„. In the proof of Lemma 6.A.3.7 we showed that SJ(V):j(V) -> j(T(V)) is an isomorphism. Lemma 6.A.3.8 implies that j(T(V)) = T(j(V)). We now show that Sv is an isomorphism. We first look at the case when V is irreducible. It is clear from the definition of Sv that it is injective. We therefore have the exact sequence in H" O^V-^ T(V)-> T(V)/SV(V) -► 0 induces the exact sequence in ^(Theorem 4.1.5) 0 -y(T(K)/S„(K)) -j(T(K)) ^H j(V) - 0. As we have observed above, j(T(V)) is isomorphic with j(V). Hence, j(Sv) is bijective. The exactness of the above sequence implies that j(T(V)/Sv(V)) = 0. Hence T(V) = SV(V) (4.1.5(1)). This proves that Sv is an isomorphism if Fis irreducible. The rest of the proof is now identical to the last part of the proof of 6.A.3.7. 6.A.3.10. Corollary. We retain the assumptions and notation of the previous number. If V e jf""1"" is irreducible then <!>*•*, _ff(K) is irreducible. The proof of the previous result shows that <tF(T is an equivalence of categories between H" and H" + CT with inverse functor <tF. _„. 6.A.3.11 The rest of this section is devoted to a proof of a theorem of Kostant [3]. Although this result is not seriously used in the text, the proof that we give is an application of the theory that we have just developed. Let g be a reductive Lie algebra over C. We put the direct product Lie algebra structure on g x g. Set 8{X, Y) = {Y,X). Then there is a real form of g x g for which 8 is a Cartan involution. Indeed, let gu be a compact form of g. We look upon g as the complexification of gu. If we consider g as a Lie algebra over R then gc is isomorphic with g x g. 6 is the Cartan involution associated with (g,gu). Set f = {(X,X) |Ieg}.
6.A.3. Tensor Products with Finite Dimensional Representations 219 Lemma. Under the identification, (7(g x g) with (7(g) ® (7(g), Z(g x g) is isomorphic with Z(g) ® Z(g). This is an easy exercise and is leu 10 me reauer. 6.A.3.12. If V is a g-module then we set Ann(F) = {ge [/(g) | gV = 0}. Then Ann(F) is a two side ideal in (7(g). We define a g x g-module structure on [/(g) by (X, Y)g = Xg - gY. Then U = [/(g) is a (g x g,f)-module and Ann(V ) is a submodule under this action. Hence, (7/Ann(F) is also a (g x g, f )-module. If Xu Xi are homomorphisms of Z(g) into C then set (X\,Xi)(z\ ® zi) = Xi (z 1)^2(22)- Lemma. // K has generalized infinitesimal character x then U/Ann(V) has generalized infinitesimal character (x,X*)- This is also left to the reader. 6.A.3.13. We now prove the advertised result of Kostant. Proposition. // V is a Q-module with generalized infinitesimal character x„ and if F is a finite dimensional g module then V ® F splits into a direct sum of g modules with generalized infinitesimal characters. Furthermore, the generalized infinitesimal characters that can appear are of the form x^+a with a a weight off. We may assume that V = Uv with v e V. Fix a non-zero element f e F. Let T{g ® A) = gv ® Af for g e U and A e End(F) then T defines a g-module homomorphism of (U/Ann(V)) ® End(F) onto F® F. Here, g acts by left multiplication on both factors. We make End(F) into a g x g-module by setting (X, Y)A = XA- AY. Then the action of g on (C//Ann(K)) ® End(F) is the same as that which is gotten under the identification of g with g x 0. U/Ann{V) is a finitely generated (g x g,f)-module with generalized infinitesimal character (#„,(#„)*). Hence, it is admissible (3.4.7. Corollary). Thus, Lemma 6.A.3.8 implies that (U/ann(V)) ® End(F) splits into a direct sum of invariant subspaces, (7,-, with generalized infinitesimal character of the form Ofo + ff.X-d-a) with o-, <5 weights of F. Hence, V ® F = X T((7,). Since, each T(Uj) has a generalized infinitesimal character of the correct form, the result follows.
220 6. A Construction of the Fundamental Series 6.A.3.14 Let Jt denote the category of all g-modules. Let JC denote the full subcategory of modules with infinitesimal character x„- The above result implies that if F is a finite dimensional g-module and if a is a weight of F then we can define the functor <tF „ from the category JC1 to the category JC1+° as in 6.A.3.7. 6.A.4. Inhnitesimally unitary modules 6.A.4.I. Let G be a connected real reductive group with maximal compact subgroup K and associated Cartan involution 8. Let g = f + p be the corresponding Cartan decomposition of g. Let B be a (g, K)-invariant symmetric bilinear form on g such that if we set <X, Y) = - B(X,6Y) for X, Y e g then < , > is positive definite. We set \\X\\ = (X, X)l'2 for X e g. Let V be a (g, K)-module endowed with a pre-Hilbert space structure, < , > that is (g,K) invariant. Let C denote the Casimir operator of g corresponding to B. Let H denote the Hilbert space completion of (V,( , »• Lemma. There exists a positive constant, e, such that if C acts on V by [il then £||X"t;||/n!<oo for leg with \\X\\ < e and v e V. Let CK be the Casimir operator of f corresponding to B. If X e g then we write X = Xx + X2 with X, e p and X2 e f. Then ||X||2 = ||Jf,||2 + ||X2||2. Let X e g and let v e V(y) for some y e KA. Then ||X"t;||2 = IIX,*"-1^!2 + 2 Re(XlX"-lv,X2Xn-lVy + H^X"-1^2 <2||X1X"-1t;||2 + 2||X2X"-1t;||2 = -2<(X1)2X"-'t;,X"-1t;>-2<(X2)2X"-1t;,X"-1t;> Let t be a maximal abelian subalgebra of f and let <t be the set of non-zero weights of t on gc. Fix <t^, a system of positive roots for <t(fc, tc). The weights of tc on U"~ '(9c) are of the form ft + •••/?„_, with ft e 0. Hence the highest weights of [/"" '(9c) ® V(y) are of the form Xy + ft +••• + #,_, with ft e <t (see Scholium 6.4.5). Let Zu...,Zr be an orthonormal basis of p such that X{ = HXJIZ, and let Wj,..., Wt be an orthonormal basis of f such that X2 = \\X2\\Wi. Then
6.A.4. lnfinitesimally Unitary Modules 221 CK=-TL (Wj)2 and C - CK = Z (Zj)2. We have -{(Xl)2X"-1v,X"-1v)< -\\Xl\\2Y,((Zj)2Xn-lv,X"-lv) and We therefore conclude that ||X"t;||2<-2^||X1||2||X"-1t;||2+4||X||2<QX"-1t;,X"-1t;>. Now, (CKX"-1v,X"-1v) < n„\\X"-1v\\2 with /i, = max{||A, + ft + - + A,_, + <y2 - ll^ll2! A,..., ft- ,eO). Letc = max{||j8||!J8E<I)}. Then ^<2(||/v + <y2+(n-l)2C2). Set c(y) = 2\\n\\2 + S\\Xy + 8k\\2. We have shown that (1) ||X"t;||2 < ||X||2(c(y) + 8(n - l)2c2)\\X"-lv\\2. (1) implies that if n > 1 then (2) ||X"t;||2 < (n - l)2(c(y)/(n - l)2 + 8c2)||X||2||X"- 't;||2. We may iterate (2) and conclude that (3) ||X"t;||2 < ((n - l)!)2c(7) J] ((c(y)/(i-l)2 + 4C2)||X||2)||t;||2. 2<j<n Let N be such that if n > N then c(y)/(n - l)2 < 1. Set C(y)2 = c{y) + 8c2 and C2 = 1 + 8c2. Then (3) implies that (4) HA-rll < C(7)N«!C"||X|n|t;||. Thus if we take e = 1/2C the Lemma follows. 6.A.4.2. The purpose of this appendix is to prove the following result of Harish-Chandra[l,p.231]. Theorem. Let V be as in Lemma 6.A.4.1 and assume in addition that V is admissible andfinitely generated. Then there exists a unitary representation (n,H) of G such that HK is isomorphic with V as a (%K)-modu\e. Since V has finite length as a (g, K)-module and if Vx is a (g, K)-submodule of V then V is the direct sum of Vx and the orthogonal complement of Vx, we may assume that V is irreducible. Hence, C acts on V by a scalar. Let (7r1? H^
222 6. A Construction of the Fundamental Series be a realization of V as a Hilbert representation (4.2.5). Let ( , ) denote the Hilbert space structure on Hl. We assume (as we may) that nx is unitary when restricted to K and that (H^ = V. Let H be as in the previous number. Since the action of K on V is unitary we may extend it to a unitary representation of K on H. Then HK = V. If F is a finite subset of KA then we set VF = @7eF V(y). Let EF denote the orthogonal projection of Hx onto VF and let PF denote the orthogonal projection of H onto VF. We note that if v e V and if w e VF then (v,w) = <r, AFw> with AF a positive definite self-adjoint (relative to both < , > and ( , )) endomorphism of VF. Let e > 0 be as in the previous Lemma. Set U0 = {X e g j \\X\\ < e}. If X e U0 and if v e K then we set Then X h-» A(X)t; is real analytic on U0. (1) Let F be a finite subset of KA, v e V and X e U0 then PF/1(A> = EfTr^exp X)v. Let 0 < ^ < e be such that Z |(X"t;,w)|/n! < oo for ||X|| <8 and weVF (3.4.9). Then (jr,(exp X)t>,w) = Z(X"t>,w)/n! for \\X\\ < 8 and t»eFf. Thus, if ||X|| < 8 then (Jt,(exp X)v,w) = Z,(X"v,w)/n\ = Z,(EFX"v,w)/n\ = I (EFX"v, AFw)/n\ = I (X"v, AFw)/n\ = <A(X)v, AFw) = (PFA{X)v, w) Thus (1) is true for \\X\\ < 8. Since both sides of (1) are real analytic for X e U0, the assertion follows. (2) If v, w e V and if X e U0 then (A(X)v, A(X)w) = (v, w>. We note that x, y h-» (^^(xJti^^w) is real analytic on G x G. Thus if F is a fixed finite subset of KA such that v,w e VF then there exists 0 < 8 < e such that if u, w e FF and if ||X|| < ^ then X («, X" + mw)(- l)m/n!m! = («,w). Set for X e g, expm(X) = 1 + X + • • • + Xm/m! e [/(g). If v, w e KF and if ||X|| < 5 then (A(X)v,A(X)w) = lim <expm(X)t;, expm(A» = m~* go lim <t;,expm(-X)expm(X)w> = m-* go lim (AF1t;,expm(-X)expm(X)t;) = m-» co
6.A.4. Infinitesimally Unitary Modules 223 (A~Fxv,w) = <i\n>>. This proves (2) for ||X|| < 8, so (2) follows from analyticity. In particular (2) implies (3) If ve V and if ||X|| < e then \\A(X)v\\ = \\v\\. Here ||---|| is the norm associated with < , >. This implies that A(X) has a continuous extension to H which we also denote A(X). (4) A(Xf = A(-X) and A(X)*A(X) = I for X e U0. This follows from (2) and (3). We assume by choosing a (possibly) smaller e that exp is a diffeomorphism on U0. Set U = exp([/0) and let log denote the inverse function on U to exp restricted to U0. If g e U then we set n(g) = A(\og(g)) on H. Then if k e K n [/, n(k)v = kv for v e V. Also if g e U then n(g)* = n(g)~x = n(g~x) on H. (5) If g!,..., g„ are either in U or K and if F is a finite subset of KA then PF7i(g1)---7i(g„)v = Epn^g^-■■ n^g^v for all v e V. If n = 1 this follows from (1). Assume the result for n — 1 > 1. Let f! <= F2 <= • • • be finite subsets of KA whose union is KA. Set E} = £F and ^- = PF with F = Fj. Let weFF then <7r(sr1)---7r(gf„)i;,w> = lim (Pjn(g2)-■ ■ n(g„)v,n(gJ'1™). j->co lim <£J-7r1(g(2)--7r1(g(„)t;,7r(g(1)Mw>= lim (n(gx)Ejnx(g2)- ■ ■ nx(g„)v,wy j->co j->oo = lim {PF7i{gl)Ej7il{g2)---7il(gn)v,wy = lim (£F7t1(g(1)£J-7r1(g(2)---7r1(g(„)t;,/lFw) = (EF7l1(g1) • • • 7T,(sf„)y, /1FW) = <£i,7T1(gf1) • • • Tliigjv, W>. This proves (5). (5) implies that if g,,..., gf„, x!,..., xm are elements of [/ or K and if 0i"-0n = xr--xm then ^(grj)- • 7r(.9„) = 7t(x1)---7t(xJ. Thus if g e G and 9 = 9\'"9« tnen ^(0) = rc(0i)"'rc(0n) depends only on g. We clearly have: (6) If x,y e Gthen7r(x)7r(y) = n(xy),n{x)* = 7r(x_1)and7r(fc)t; = kvfork e K and ve V. (7) (n, H) is a unitary representation of G In light of (6), we need only show that if gs -> g then lim n{g^)v = n(g)v for
224 6. A Construction of the Fundamental Series v e V. Now there exists N such that if j > N then g} = gxj with Xj e U and lim Xj = 1. Since n(xj) = A(\og(xj)) (7) follows. We finally note that if X e g then 7r(exp(tX))t; = A(tX)v for tX e C/0 and v e V. Thus d/dtr = 07r(exp(tX))t; = Xt; for ve V. The proof is now complete. 6.A.4.3. We note that one can use the Cambell-Hausdorff formula to prove (slightly more directly, but using some topology) that the conclusion of the above theorem is valid under the hypothesis of Lemma 6.A.4.I.
7 Cusp Forms on G Introduction In this chapter we study a variety of integral transforms that were first introduced by Harish-Chandra. The goal of this chapter is to lay the groundwork for the proof that the representations that we called the discrete series in the last chapter exhaust the irreducible square integrable representations of a real reductive group. The first step is to introduce the space of cusp forms on G. We show that matrix coefficients of irreducible square integrable representations are cusp forms (eventually we will show that the space of cusp forms is the span of these matrix coefficients). Thus the analysis of cusp forms gives information about irreducible square integrable representations. The key theorems in this direction are 7.6.1 and 7.5.2. These results are based on Harish-Chandra's theory of orbital integrals which is also critical to his other monumental achievement, the "local L1-theorem" for characters. Our main contribution, in this chapter, to Harish-Chandra's original method is Lemma 7.4.3, which, in particular, allows us to defer the character theory to the next chapter. The key Lemma that allows this simplification is the result in 7.A. 1.1 which is a special case of Kostant's convexity theorem. Another simplification in our exposition is the observation that Theorem 7.6.1 is a consequence of the material in Appendix 5. In Harish-Chandra's original 225
226 7. Cusp Forms on G development, an analogue of Theorem 7.6.1 is proved for all / e ^(G). The material in Appendix 5 is then used to calculate the constant CG. The more general theorem will be proved in Volume II. In the first section, we introduce a general method of constructing Frechet convolution algebras of functions on a real reductive group. We are mainly interested in two examples, the space £f{G) (whose importance will be more apparent in the next chapter and in Volume II) and the Harish-Chandra space ^(G) which is critical to the theory of cusp forms on G (and plays the leading role in this chapter). The exposition in Sections 7.3 and 7.4 is strongly influenced by the notes of Varadarajan [1] and (of course) by the original papers of Harish-Chandra. The key results on cusp forms are contained in Sections 5 through 7. As usual, in this book, there are several important, but (even more technical) results that are deferred to the appendices. The deepest are in 7.A.2 and 7.A.3. 7.A.5 contains an exposition of a technique of Gelfand-Shilov [1] for finding fundamental solutions of certain constant coefficient differential operators. The main result in that appendix is due originally to de Rham [1]. The Theorems in this chapter are all due to Harish-Chandra. His motivation can only be surmised. However, the earlier work of the Russian school must have had an important influence on this work. But it was Harish-Chandra (and only he) who realized that the key to the representation theory and harmonic analysis on real reductive groups is the discrete series and hence the harmonic analysis on the space of cusp forms. 7.1. Some Frechet spaces of functions on G 7.1.1. Let G be a real reductive group with maximal compact subgroup K and corresponding Cartan involution 6. We denote by L and R respectively the left and right regular representations of G and (7(g) on C^iG). Let a and b be smooth positive X-bi-invariant functions on G such that (1) If r > 0 then the set {g e G \ a(g) < r) is compact. (2) b(x) = b(x~l) forxeG. (3) There exists a constant d0 > 0 such that J b(x)2a(x)~dodx < oo. G (4) a(xy) < a(x)a(y) for x, y e G. (5) If x, y e [/(g) then \L(x)R(y)a(g)\ < Cx<ya(g)d^K (6) J b(xky) dk < b(x)b(y) for all x, y e G. K
7.1. Some Frechet Spaces of Functions on 0 111 If fe C*{G) then we set for r>0,x,ye [/(g) P„.b.*.yAf) = SUP9.« a(gyb(gyl\L(x)R(y)f(g)\. Let .^,b(G) be the space of all / e C'X(G) such that pa.b.x.yAf) < °° for all x, y, r, endowed with the topology given by the above semi-norms. If y e KA and if / e (^(G) then we set Eyf(g) = d(y)$^(k)f(k-1g)dk. K Theorem. !^a,b{G) is a Frechet space. (1) The inclusion of C^(G) into ^,(,(G) is continuous with dense image. (Here C*(G) is given the usual topology, which will be described in the course of the proof.) (2) // / e <fBjk(G) and if x,ye U(q), r > 0 then h(g) = a(g)'L(x)R(y)f(g) is in L2(G). Furthermore, the map #.fc(G)x.<£6(G)-.S£.fc(G) given by fx, f2 •—► f\ * f2 is continuous. (3) If ysKA and if f e SfaJ,(G) then EJ e ,%,b(G) and the series Z EJ converges to f in ifab(G). Since we may use the pa.btX,y,r with x, y running through a basis of (7(g) and r rational, to prove that ,</ = .^b(G) is a Frechet space it is enough to show that it is sequentially complete. Let f be a Cauchy sequence in if. The definition of the topology of // easily implies that there exists fe CX(G) such that f converges uniformly with all derivatives to / on compacta (c.f. the argument in 1.6.4). Let Q be an open subset of G with compact closure. Wesetfor/isC^G), VmW = sup9e£1 a(g)db(gyl\L(x)R(y)h(g)\. Then pa,h,x,yJh) = supn npx,y,d(h). Fix x, y, d. Let N be so large that (px,y<d = pa,btXty,d) if j,k>N then Px.yAfj ~ fk) < 1- Then px,yJfj) < 1 + px,y,d(fN) for j > N. Let Q be open in G with compact closure and let Na > N be such that npx.y<d{f — fj) < 1 for j > Na. Then npx,y,d(f) < 2 + "Px,m(/n)- Hence, PxjAf) ^ 2 + Px.yAfs) < °°- SofefS. Let e > 0 be given. Let N be such that if j, k> N then px,yAfj ~ fk) < e- Let Q be open in G with compact closure. Let Nn> N be such that
228 7. Cusp Forms on 6 nP*,yAf -/;)<£ for j > Na. If k > N and if j > Nn then nPx,yAf ~ fk) < nPx,yAf - fj) + "Px.yAfj " /*) < 2fi. Thus px,y,d{f- fk) < 2e for k > N. We have thus shown that if is complete. We now sketch the (standard) argument to prove (1). Recall that the topology on C?(G) is given as follows. A net fa -> / if there exists a compact subset Q of G and /? such that if a > /? then supp fa u supp / <= Q and ftt -> / uniformly on Q with all derivatives. Clearly the px y r are continuous semi- norms on C™(G). Let h e C°°(R) be such that h(x) = 1 if |x| < 1 and h(x) = 0 if |x| > 2. Set for r > 0, ur(g() = h(a(g)/r). We leave it to the reader to check (i) Let x, y e (7(g) then there exists a constants Bxy and D(x, y) such that \L(x)R{y)ur(g)\ ^ BXtya(g)D(x-y) for r > 1 and all g e G. Let x, ye t/k(g) and let x,,..., xq be a basis of t/k(g). Then Px,yAUrf - /) < Cr_1 X Px,,x,,d+D(x„x,)(/) for r > 1. Thus ur/ -> / in if. We have thus proved (1) The first part of (2) follows from (3) above. Let /,, f2 e if. Then b(gyla(g)dfx * f2(g) = b(gyla(g)d J L(x)fl(z)R(y)f2(z~lg)dz. G The absolute value of the right hand side is at most b(g)~' a(g)dpx,y,dl(fi )px,y,d2(f2) times lb{z)b{z-1g)a(zydla(z~1g)~d2dz. G Now (4) implies that a(z~lg) > a(z)~la(g). Hence \b(z)b(z~xg)a(z)-d>a(z~lgyd>dz G = J b(k-1z)b(z-1kg)a(k~lzyd'a(z-1kgyd2dkdz G*K <a(gy"2 J b(z)b(z-lkg)a(zyd'+d2dkdz < %)a(g()^21 b(z)b(z-1)a(zydl+d2dz G = b{g)a(gyd2\b(zfa(zyd^d2dz. G
7.1. Some Frechet Spaces of Functions on C 229 Thus if we take d2 = d and dx > d + d0 then Px.yjfi * k) ^ CpxAJl(fi)pUy<i2(f2). We now prove the last assertion. Let j be fixed and let xx,..., x„ be a basis of l/j(g). If x e U}(q) then Ad(/c)x = X Uj(k)Xj with u;- a matrix coefficient of (AdIk, U'(%)). Fix T a maximal torus of X and <t+ a system of positive roots for <t(fc,tc). Let X denote the set of weights of T on Uj(q). Let pk be (as usual) the half sum of the elements of <I>+, If 7 e KA then set ^y equal to the highest weight of y. Let CK be the Casimir operator of f relative to B\v Then the eigenvalue if CK on any representative of y is \\ny + pk\\2 — ||pj|2. (ii) There exists d > 0 such that £ ||^ + pfc||~d < 00, Indeed, let nu..,,nr be a basis if 13(f)* and let ^p +,,...,^, be such that if \x is a <t+-dominant integral, T-integral form on tc then n + pk = I, m^ with mt e Z and m; > 1 for i > r + 1. For such /*, \\n\\ > C(I(m,)2)1/2, with C a positive constant. Thus the series that we are estimating is dominated by Z(£(mj)2)~d/2 the sum over all m, e Z with m; > 1 for i > r + 1. This series is easily seen to converge for d > 2q. Set D = \\pk\\2 + Q. Then D'E.f = EyDrf. So (*) Eyf =ll/i+ftll -2%£>X Let Sj(v) denote the set elements of KA that occur in Vy ® Uj(q). If a e Sj(y) then /*„ = ny + 8 with 8 a weight of the action of T on l/j(gc). This we have (iii) If a e Sj(y) then |K + pk\\ < C,||/iy + pk|| + ^ with Cj and Dj positive constants depending only on j. Let fetf Then a(g)'b(g)-' |L(.x)R(y) V(»)l = a{gyb(gy' d(?) J ^(k) £ «i(fc)L(xj)i?(};)/(r' 0) dfc. K i Now, |zT(k)| < d(y) and |t<j(fc)| < Cx for keK. We therefore conclude that (iv) Px,y,(Eyf)<Cxd(y)2^pXj^r(f). In the integral above we may replace L(xj)R(y)f(k~1g) by £ £aL(xj)i?(};)/(k-10). <reS(y) If we apply (iv) and (*) above we have (v) Px,yAEJ)<Cxd(y)d(a)2 £ H^ + pk\\-" ^pDxuyAf\ <JeS(y) i
230 7. Cusp Forms on G The Weyl dimension formula implies that d(y) < C\\ny + pk\\m with m = |<t+|. Thus if \\ny + Pk\\ > Dj/2Cj then (Vi) px,,AErf) ^ C*IK + ftir" + m I PD*t,,Af)- i This combined with (ii) easily implies that Z,yEyf converges in £f. The argument in 1.4.7 easily implies that the above series converges pointwise to /. This completes the proof of the theorem. 7.1.2. We now give two examples which will be most important to later developments. We take (a, F) to be a finite dimensional representation of G with compact kernel. We put an inner product on F, < , >, that is K- invariant. Set \\g\\ = tr a{g)a(g)* + tr a(g'x)a{g-x)*. Then \\g\\ > 1. We take a(g) = \\g\\ and b(g) = 1. Then the material in 4.A.1 implies that a, b satisfy (l)-(6) in the previous number. With this choice, we denote the space X.b(G) by £f(G). We call Sf(G) the space of rapidly decreasing functions on G. Notice that we may use any norm (4.A.1) on G to define £f(G). The next example is due to Harish-Chandra. Following his usage we will call it the Schwartz space of G and denote it by ^(G). Let 3 be as in 4.5.3. We set b(g) = E(g) and a(g) = 1 + log ||.9||. Then (1), (2), (4) of the previous number are clear. We leave (5) to the reader. (3) follows from Theorem 4.5.3 and 5.A.3.I. To prove (6) we note that if x e G is fixed and if K(9) = |3„(xfc0)dfc K (here we are using the notation of 3.6) then h^ is X-bi-invariant and if xe[/(g)K then xhfl = n(y0(x))hfl. Thus the material in 3.6 implies that hp = c 3^. Clearly c = hAl) = mi(xk)dk = Zll(x). K If we recall that 3 = 30 then (6) now follows with equality. The observation about arbitrary norms on G applies in this case also. The rest of this chapter will be devoted to analysis on this space, 7.2. The Harish-Chandra transform 7.2.1. Let G be a real reductive group such that G = °G. Fix a maximal compact subgroup K of G and let 6 be the corresponding Cartan involution. Let 3 and ||---|| be as in 7.1.2. Let for a = 1 + log ||-|| and b = 3, pfljbjXjy,r = ax,y,r (we use tne notation of the previous section). Let ^(G) be the corresponding Frechet algebra of functions on G (7.1.2).
7.2. The Harish-Chandra Transform 231 Fix (P0,A0) a minimal parabolic pair for G. Let (P, A) be a corresponding standard p-pair with P = °MAN a standard Langlands decomposition (see 2.2). Let p = pP. If / e ^(G) and if m e M, m = a°m, ae/1 and me°M then we set Theorem. (1) If f e ^(G) then the integral defining f converges absolutely. (2) If fe <${G) then f e #(M) and t/ie map f -> f is continuous from <%(G) to <£(M). By the definition of <#(G), l/(»)l<ffi.i.r(/)S(»)(l+logllalir for all r > 0. 5.3.4(2) implies that 3(xy)= $ap(kx~1)a»(ky)dk. K If Q is compact in G then a(fcy) < CSJ for y e Q and ke K. Thus S(xy) < CnS(x) for y e Q, x e G, Also (1 + log \\xy\\) < C'a{\ + log ||x||) under the same circumstances. With this in mind, we see that Theorem 4.5.6 implies (1). We also note that if we use the above argument with the seminorms alxr, x e U(m) then it is easy to see that f e C"°(M). We note that (i) R(x)f = (R(x)f)p forxe[/(m), (ii) L(x)f = (L(x)f)p for x e I/(°m). (iii) If h e U}(a) and if hu..., hd is a basis of UJ(a) then L(h)fp = ^ak(h)(L(hk)f)p with ak linear in h. Thus to prove (2) it is enough to prove that there exists k > 0 and for each d > 0 there exists Cd such that if / e C(G) then (*) |/»| < CdEF(m)(\ + log IMirV ,.„+*(/). Here P = PF and HF is as in 4.5,5. Let h be a Cartan subalgebra of m. Let <t+ be a system of positive roots for <t(gc,hc) such that n is contained in the sum of the root spaces for <t+. Let 8 be the half sum of the elements of <t+. Let (ji, F) be the irreducible finite dimensional g-module with highest weight 8. Let Gl be a finite covering group
232 7. Cusp Forms on G of G such that y. is the differential of a representation of Gx. Fix an inner product on F such that the compact form of Gx acts unitarily on F. If T is an endomorphism of F then denote by ||T|| the Hilbert-Schmidt norm of T. Let \\g\\ = \\n{g)\\. Then ||---|| is defined on G, 4.5.3 implies, (iv) There exist positive constants CuC2,d1, d2 such that cjlair'O + log Hgii)-'' < S(0) < cjfliro + log ||g||)^. Let Mi be the subgroup of Gx corresponding to M. Then as a representation of Mu F = F, + ••• + Fr, a direct sum of irreducible M, modules and F, has highest weight 8. Relative to this decomposition of F we may also assume that n(n) for n e N has the block form 0 /_ = / + y(n) with y(ri) in the above upper triangular block form with zeros on the main diagonal. Thus jiinm) = (I + y(n))n(m). So ||wn||2 = \\ii{m)\\2 + ||y(fi)/i(»n)ll2. This implies that ||nm||2 > ||m||2. On the other hand, ||n|| = ||nmm-1!| < ||nm||||m-1||. Since ||m|| = ||0(m)|| = ||m-1|l, this implies that \\nm\\ > Unllllmir'.Wehave (v) ||nm||2>||n|| and \\nm\\ > \\m\\. LetneN,ae A and m e °M, Then \\nam\\ = ||0(n)a_10(m)||. Let °A+ be the "/1 + " for °M relative to P0n°M, A0n°M. Then 0(m) = kxaxk2 with kh k2e Kn°M and ax e C\(°A + ). Let v0 be a unit highest weight vector for (n, F). Then \\nam\\* = \\e(n)a~iklalk2\\1 = \\B(n)klar1al\\1. Set « = fl^'nfc,). Then ||nam||2 > HixT'aJI2 > ||/iO>)Ma-1ai)«>oll2 = <r2'a21l/i(«>)«>oll2- Now iT1 = n(v~l)a{V-l)k{v~l). Thus HM^oH2 = aCt;-1)-2". If we put all of these inequalities together with (it;) we have (P = PF) Z(nam) < apSF(m)(l + log ||m||)d'a(t;"1)''. Hence a~"E(nam){l + log \\nm\\y2d' < 3F(m)(l + log IMir^'adT'Xl + log |M|)-*.
7.2. The Harish-Chandra Transform 233 Let d3 be so large that (Theorem 4.5.4, Lemma 4.A.2.3) J fl(x)"(l +log||x||rd3dx< oo. »(N) We also note that there exists r > 0, C > 0 such that l|ma|r>C||a||. Since m is fixed, we have a~" J H(nam)(l + log ||man||r2d+''',dn < SF(m)(l + log ||m||rd(l + log Hall)-*. This implies (*) above. The theorem now follows. 7.2.2. We say that / e <£(G) is a cusp form if (L(x)R(y)f)p = 0 for all proper parabolic subgroups P (2.2,7) of G and all x,yeG. One of the key points in the theory of Harish-Chandra is that the space of cusp forms on G is the closure in <^(G) of the X-finite matrix coefficients of the discrete series. The following result is a key step in this direction. Theorem. Let f e ^(G) and assume that dim ZG(Q)f < oo. Then f is a cusp form on G. It is enough to prove that f{\) = 0 for all proper parabolic subgroups of G if dim ZG(g)/ < oo. If P is a parabolic subgroup of G and N is the nil-radical of P then N is contained in G°. Thus, since Z(g) is a finitely generated ZG(g) module, we may assume that G is connected. If y e XA then define Erf(g) = d{y)lxr(k)f(k-1g)dk K for g e G. Then Eyf e ^(G) is left K-finite and Z £y/ converges to / in ^(G). Thus the previous result implies that we may assume that / is left X-finite. Thus L(U(Qc))f = V is a finitely generated admissible (g, X)-module (3,4,7). Let P be a proper parabolic subgroup of G. Let P = °MAN be a standard Langlands decomposition (2.2.7) of P. Set T(h) = hp for /i e K. Then it is easy to see that T(nV) = 0 and that T is an (m, K n M)-module homomorphism from (K/nK)®C_p into <#(M). Thus, since V/nV is admissible and finitely generated as a (m,X n M)-module, dim U(a)T(h) < oo for all deK In particular, this implies that T(f)(a) = Z a"p„(log a) a finite sum with fi e a J and p„ a polynomial on a (8.A.2.10), The previous theorem implies that if we
234 7. Cusp Forms on G set T(/)(exp H) = fi(H) for H e a then /? is rapidly decreasing on a. Now Lemma 4.A.1.2 applied to P(tH), teR (lim,^P(tH) = 0) implies that T(f)(a) = 0 for a e /I. Thus, in particular, /p(l) = 0. 7.3. Orbital integrals on a reductive Lie algebra 7.3.1. We retain the notation and assumptions of the previous section. Let B denote an Ad(G)-invariant, symmetric, nondegenerate bilinear form on g such that if <X, Y} = — B(8X, Y) then < , > is symmetric and positive definite and B restricted to [g,g] is the Killing form of [g,g]. If X e g then set \\X\\ = <X, X)l'2. If x e G then denote by ||x|| the Hilbert-Schmidt norm of Ad(x). Then ||- • -|| is a norm in our sense. We assume that f contains a maximal abelian subalgebra t that is a Cartan subalgebra of g. The results in this section are due to Harish-Chandra (some of the proofs differ from the originals). Lemma. There exist non-negative integers p, q and a positive constant C such that ||x|||(det(ad Y\p)\" < C\\Ad(x)Y + 6(Ad(x)Y\\- for all x e G, Ye f. Here p is (as usual) the — 1 eigenspace for 6. Let P0 be a minimal parabolic subgroup of G with 8 standard Langlands decomposition °MAN. If a e <b(P0,A) then let na denote the corresponding a-rootspace. Let a+ = {H e a | a(H) > 0 for a e <b(P0,A)} (as usual). Then G = K Cl(exp a+)K. If g = klak2 with a = exp H, H e Cl(a+), kl,k2eK then (1) Hgfll2 = dim m + 2 X dim na cosh 2a(H). Let <*!,...,a,, be the simple roots in <&(P0,A). Let W,,...,Wdeabe defined by cx.j(Hk) = 8jk. If a e <t(P0>-4) then a = Z m/a)^ with m/a) a non-negative integer. Set r = max{m;(a) 11 < j < d, a e ^(/o* ^)}- Then (1) implies (2) There exists a positive constant C such that ||0||<cfncosha/H)Y for g = /q exp Hfc2, kl, k2€ K, H e Cl(a+). (3) If X e I and if n is an eigenvalue of ad X on p then ||X|| > |^|. This is clear.
7.3. Orbital Integrals on a Reductive Lie Algebra 235 (4) If X e I, x e G then ||Ad(x)X + 0(Ad(x)X||2 = 2||Ad(x)X||2 + 2||X||2. Indeed, ||Ad(x)X + 6 Ad(x)X||2 = <Ad(x)X, Ad(x)X> + 2<Ad(x)X,0 Ad(x)X> + <0 Ad(x)X,0 Ad(x)X> = 2||Ad(x)X||2 - 2B(Ad(x)X, Ad(x)X> = 2||Ad(x)X||2 + 2||X||2. As asserted. (5) If a = exp H with H e Cl(a+) and if X e f then ||Ad(a)X + 6 Ad(a)X||2 > r-2||[Hj,X]||2(cosh a/H))2 for all j = 1,..., d. Indeed, X = Z + Za (X, + 0XJ with ZemJ.en,. Thus (4) implies that ||Ad(a)X + 6 Ad(a)X||2 > 4(cosh a,.(H))2||XJ|2. Clearly, ||Xaj||2>r-2||[//,,X]||2. (5) implies (6) ||Ad(a)X + 6 Ad(a)X||2d > C f\ (|| [//,-, X]||2(cosh a/H))2) for H, X as above. Let y(X) be the smallest absolute value of an eigenvalue of ad X |p for X e f. Then ||ad(X)H;|| > y(X)\\Hj\\. Let s = dim p. (6) implies that ||Ad(a)X + 0Ad(a)X||2d> C n I|[H,,X]||2 cosh a/H) ;= l >C||a||1"-ni|[//,,X]||2 i = i > Cl7(X)2d||a|| i = i \2d\\n\\llr with C, > 0 (here we have used (2)). Let jx1,...,jxs be the eigenvalues of adX|p, counting multiplicity, with |^|=y(X). (3) and (4) imply that |^,| < ||Ad(a)X + d Ad(a)X||. |det(adX|p)| = |/v"/Uso ||Ad(a)X + 6 Ad^XH2^2*-" > C1||det(ad(X)|p)||2d||a||1/r. This implies that if p = 2 dr and q = 2rds then ||a||||det(ad(X)|p)||p < C||Ad(«)X + 6 Ad(a)X||".
236 7. Cusp Forms on G If x e G then x = k1ak2 with ku k2eK and aeC\(A + ). \\x\\ = \\a\\, |det(ad(Ad(fc2)AT)|p)| = |det(ad(X)|„)| and HAdf*,)^ = \\Y\\ for YeQ. The Lemma now follows. 7.3.2. We set f" = {X e f det(ad(X)|p) # 0}. Then our assumption on t implies that f" is non-empty. Let Yj,..., Yk be a basis for f. Let yu...,ykbe the corresponding coordinates on f. Let Xx,..., Xn be a basis of g relative to < , >. Let x!,...,x„ be the corresponding coordinates on g. We will use standard multi-index notation for higher derivatives in the y and x coordinates (see 5.A.2.1). Set for r e R, m e N and / e Cco(g) q,m(f)= I suP;fe9 ||x + 0xiriai"/axy(X)|. |/|<m Proposition. Let f e C00 (g) be such that qr<m(f) < oo for all r, m then the integral f, f(Ad(g)Y) dg G converges absolutely for Y e f" and defines a smooth function, g(Y), of Y e f". Furthermore, there exist constants a and ft such that (p, q are as above) \\Y\\r\@'W)9(Y)\ < C/>r|det(ad Y\p)\-'qVmW(f) with u = p\I\ + ft, v = r + q\I\ + a and w = \I\. \(d^/dy,)f(Ad(g)Y)\ = \(Ad(g)d^/dy,)f(Ad(g)Y)\. Ad(gp'W= I UjM$WI?>xJ) \j\ = \i\ with K/(0)l < Q\gfK Thus \(^l^y1)f(Ad(g)Y)\ < C\\g\\M X \(^IZxJ)f(Ad(g)Y)\. The previous result says that (*) \\g\\ < C|det(ad Y \p)\-"\\Ad(g)Y + 6 Ad(g)Y\\". Hence 0'W)f(M(g)Y)\ <C|det(ad r|p)r"l/l||Ad(0r)y+0Ad(0r)^ll"|/| I \(d^/dxJ)f(Ad(g)Y)\.
7.3. Orbital Integrals on a Reductive Lie Algebra 237 If we use (*) again and (4) from the previous number we have (**) II1TK31 W)/(Ad(0)r)| < C|det(ad Y|p)rp|/|^MrN,,|/|+,,d,|/|(A with d0 such that $\\g\\-d°dg< co. G If we integrate both sides of (**) the result follows. 7.3.3. We set t" = t n I". We fix a system of positive roots <t+ in <t(gc, tc). Set n = n.,g(I)+ a. Let <S„ = {a e <t(gc,tc) |(gc)a is contained in pc}. Set n„ equal to the product of the aeO+nOn. If Het then |det(ad(H)|p)| = \n„(H)\2. Let T be the Cartan subgroup of G corresponding to t. Let ,y(g) denote the (usual) Schwartz space of g. That is, the space of all / e C°°(g) such that UrAf) = sup*e9 ||AT I \QW/Qx'f(X)\ < oo, |/|<s endowed with the topology given by the seminorms n,tS. Notice that the seminorms qrs are continuous on £^{q). If / e y(g) and if H e t" then we set *;(ff) = jr(ff)J/(Ad(0)ff)d0. G Then <Dj e C°°(t"). Let Hu...,Hr be an orthonormal basis of t and let tt,..., tr be the corresponding coordinates on t. Lemma. There exists a constant, u, such that if I is an r-multi-index then there is a continuous seminorm n, on £f(Q) such that \dW/dt'9}{H)\ < \n„(H)\-"n,(f) for f e //(g), H e t". We use the notation of 7.A.2.6 except that the h in the appendix is now t. If pe%) let p be as in 7.A.2.9, Let / = {p',pe S(qc)g}. Then S(tc) is finitely generated as an /-module (see the proof of 3.2.4). Let p} e S(tc), j = 1,..., d, be such that S(tc) = X Ipj. Let t' = {// e 11 n(H) # 0}. Then t' is contained in t". Let Het' and let W be an open neighborhood of H in t'. Set U = \d(G)W. If fe ^(g)then we define g(X) = lf(Ad(g)X)dg G
238 7. Cusp Forms on G for X e U, Then the preceding results imply that g e C°°(l/). Clearly, g(Ad(x)Y) = g(Y) for Y e U, x e G. Hence Theorem 7.A.2.9 implies that pg\w = n~lpng\w for p e S(qc)g. This implies that (1) P<b}(H) = <&Tpf(H) for/e,r(g)and//Et', Let H\'---H'rr (=3|/|/3t/ as a differential operator) equal Z UjPj with u,.ES(gc)G.Then |Pj.*J(f/)| < C\nn(H)rnj(f) with /i- a continuous semi-norm on £f{Q) and ^ depends only on the degree of Pj. If we make a suitable choice of n} we can replace r-} with r, the maximum of the ry Thus |p/I>J(H)|<C|7r„(H)r ;>>,■(/) for H e t". Hence ia""/at'*j(H)l < c|7r„(//)|-x^(";/) for // e t'. Since both sides of the above inequality are continuous on t", the result follows. 7.3.4. If U is an open subset of t then we define if {I]) to be the space of all /eC°°(l/) such that nv,Af) = s»Pxsv \\x\\r I |ai'i/at'/(X)| < «. |/|<s It is easy to see that £f(U) endowed with the topology given by the semi- norms nVt,tS is a Frechet space. We are now ready to state (and prove) the following basic result of Harish-Chandra. Theorem. If f € 9'(q) then <tj e Sf(t"). Furthermore the map f i—*-<I>J from £f(Q) to Sf(t") is continuous. Let C be a connected component of t". We note that if H e it then a(H)sR for aeO = 0(gc,tc). Thus if a e <t„ then ia is either strictly positive or strictly negative on C. We define |a|c to be ia in the first case and otherwise to be —ia. Thus \n„(H)\ = Y\\a\c(H) (the product over a e <t+ n <t„ for He C. Fix x0 e C. Let x e C1(C). Then |a|c(x + tx0) = |a|c(x) + t|a|c(x0) > t|a|c(x0) if t > 0. Let / e £^(q). The preceding result
7.3. Orbital Integrals on a Reductive Lie Algebra 239 now implies that if F = <&f and if q = \<&+ n <t„| then \PF(x + tx0)\ < r""fi„(f) for t > 0 and p e if{i). Here \ip is a continuous seminorm on ^(g). Now dk/dtkpF{x + tx0) = {x0)kpF(x + tx0). (Don't forget that we are identifying S(t) with the constant coefficient differential operators on t,) This implies that if we set u(t) = pF(x + tx0) then u(k)(t) = (x0)kpF(x + tx0). Hence (1) u*\t) < r"V*p(/)Wxo)r. Scholium. Let u e (^((0,1]) and suppose that |««*»(t)| < rmak for 0 < t < 1 and k = 0, 1, 2,.,,. TTien |u(t)l< C(a0 + ---am+1) /or 0 < t < 1. Here C depends only on m. We may assume that m > 1, If m > 1 then since, utk)(t) = utk)(\)-\utk+1)(s)ds, we see that \u{k){t)\ < ak + lrm + 1/(m- 1) + a^k + l + ak for 0 < t < 1. Hence we have (2) \utk)(t)\<2rm+l(ak + l + ak) for0<£<l. If we argue as above using (2) we find that (3) \u(k)(t)\<2m~lrl(ak + --ak + m) for0<t<l. If we apply (3) to the case k = 1 we find that |«,1)(t)|<2mlog0Va1+--- + am + 1) for 0 < t < 1. If we integrate this inequality we get the estimate asserted in the Lemma for u(0) = u. We now complete the proof of the theorem. The Scholium combined
240 7. Cusp Forms on G with (1) above implies that if X e C then uq+ 1 |p<»J(X)| < £|7r„(x0)P I /Mp(A with E a constant independent of f. We also note that if p(X) = — B(X, X) then p(X) = \\X\\2 for let. This implies that <b]^f(X) = \\X\\2k®Tf(X). The Theorem now follows from 7.3.2. 7.3.5. We now study the analogous integrals for other Cartan subalgebras. We will be constantly referring to material in Chapter 2. Let (P0,A0) be a minimal p-pair for G. Let h be a Cartan subalgebra of g. Then Proposition 2.3.6 implies that there exists a standard, cuspidal p-pair, (PF,AF) and x e G° such that h = Ad(x)hF (see 2.3.6 for the terminology). Let H (resp. HF) be the Cartan subgroup of G corresponding to h (resp. hF). By definition, hF = tF + aF where tF is maximal abelian in °m n f. Let TF be the Cartan subgroup of °MF corresponding to tF. Then it is easy to see that (1) HF= TFAF = xHx~l. 7.3.6. On HF we take the invariant measure dtF daF where dtF is normalized invariant measure on TF and daF is Lebesgue measure corresponding to an orthonormal basis of aF, On H we take the pull-back measure corresponding to h *—► xhx~'. It is easily seen that this measure is independent of the choices made in its definition. We fix an invariant measure on G and take the quotient measure, dgH, on G/H. Let <t+ be a system of positive roots for ^(qc^c)- Let n denote the product of the elements of <t+. Let <t^ be the set of all real roots in <t+ (2.3.5). Set h' = {h e h \ a(/i) # 0 for a e <»}. If h e h' then set e(h) = sgn(naa(/i)) the product taken over <!>£. If / e ^(g) we will be using the following notation: (1) <b?(h) = e(h)n(h) | f(Ad(g)h)d(gH) G/H with the domain of <tH equal to the set of all h e h' for which the integral converges absolutely. We note that <t" depends on the choice of <t+ but only up to a sign. If in <t(gc,(hF)c) we choose the positive roots to be {a o Ad(x)"11 ae<S+). Then (2) <tH(/i) = <t? F(Ad(x)h). Thus we loose no real generality in studying these integrals if we assume
7.3. Orbital Integrals on a Reductive Lie Algebra 241 (as we do) that H = HF. On G/AF we take the quotient measure corresponding to our choice of invariant measure on AF. Then it is clear that (3) <b»(h) = e(h)n(h) | f(Ad(g)h)d(gAF). Now Lemma 2.4.1 implies that the invariant measures on K, °MF, NF can be normalized so that (4) <bHf(h) = e(h)n(h) J f(Ad(kmn)h)dkdmdn. We now begin our analysis of this formula. 7.3.7. Let h e h. If n e NF then we set Th(n) = Ad(n)h - h. If n e NF then n = exp X with X enF, If we expand the exponential series for Ad(n) = eadX it is easy to see that Th(n) e nF. The obvious calculation gives {dTh)n{X) = Ad{n)[_X,W\ for n e NF, X e nF. This easily implies (1) If det(ad(/j)|n) is non-zero then Th is everywhere regular. Lemma. // det(ad(/i) |n) is non-zero then Th is a diffeomorphism of NF onto nF. Furthermore there is a choice of Lebesgue measure on nF such that det(ad(J!)|n) J f(Ad(n)h -h)dn=\ f(X)dX Nf nr for (say) f a rapidly decreasing function on nF. If we show that Th is a diffeomorphism of NF onto nF then the integration formula will follow from the above formula for the differential of Th. Let li0eaf be such that a(/i0) > 0 for ae <&(PF,AF). Set a, = exp(th0). The obvious calculation shows that Th(atna-,) = Ad(at)Th(n). Since Th is, in particular, regular at 1, there is an open neighborhood of 1 in NF and a neighborhood U0 of 0 in nF such that Th is a diffeomorphism of C/, onto U0. Now (Jr>0 Ad(ar)[/0 = nF. Thus the above equivariance implies that Th is surjective. Suppose that Th(nx) = Th(n2). Let t be such that a^ja-tSUi for j = 1,2. Then Th(atnla_t) = Ad(at)Th(nl) = Ad(at)Th(n2) = Th(atn2a^t). Thus atnla_t = atn2a_t. Hence, nx=n2. This completes the proof of the Lemma.
242 7. Cusp Forms on G 7.3.8. We now choose <t+ such that if ae$+ and if a|0 is non-zero then a|a e <b(PF,AF). Let X be the set of all ae$+ whose restriction to aF is non-zero. If h e h then |det(ad h\„)\ = \YlxeE a.(h)\. It is an easy matter to see that (1) |det(ad h\„)\ = e(h) ]J a(h). This combined with the previous Lemma implies that (2) <bHf{h) = CFe{h) n «C«) I f{Ad{k)Ad(m)(h + X))dkdmdn. If / is a smooth function on g then we set f{X)=\f{Ad(k)X)dk for X sg. K Since Ad(°M) preserves dX on nF we have (in the above notation) (3) <t«(/,) = CF [] a(h) J f(Ad(m)h + X)dmdX. «£«*-!; 0Mxn If / e Sf(Q) and Q = PF then we set for Z emF (4) fQ)(Z)= $f(Z + X)dX. If / e 5^(g) and if h e h then write h = /i_ + h+, h_ e aF and h+ e tF then set «(Z) = u(f,h-)(Z) = f(Q)(h_tZ) for Z e °mF. We have proved: (5) <b«{h) = CF<S>l(K) Let <tF„ = {a e <I>((mF)c,hc)!((mF)c),j e pc}. The above calculations imply the following result of Harish-Chandra Theorem. (1) The integral defining Q>" for f e £^(q) converges absolutely for h e h'. (2) Set h" = {h e h a(h) # 0, a e <DFi„}. // / e y(g) t/ien <t? extends to a smooth function on h". Furthermore, if f e ,y(g) then 0" e ^(h") and the map of £f{Q) to £f{r>") given by f t—► Q>f is continuous. This follows from the above material and Theorem 7.3.4. 7.3.9. If X e g then set det(ad X - tl) = Z t jZ)/X). Here n = dim g. Let D = Dr(X) with r = dim h. The preceding theorem has the following corollary which will be important in the next chapter. Corollary. \D\ 1/2 is locally integrable on g.
7.4. Orbital Integrals on a Reductive Lie Group 243 We use the notation of 2.4.3. Then 2.4.3 says that \f(X)dX = X cj I \nj(h)\2 I f(Ad(g)h)d(gH,)dhj a b, ain, in the sense that the right side converges if the left side does. Now \D(h)\ = \nj(h)\2 for he\)}. Let / e C™{q) be non-negative. Then the preceding theorem implies that <bf e S((h;)) for j=\,...,r. Thus oo > I c, I |*,(*)|<tf! = I c,- J \nj(h)\ J f(Ad(g)h)dgHjdhj bj b' G/Hj = l0ll^)l2 I |/>(Ad(g)fc)|-1'2/(Ad(g)fc)dgHydfc> b; g/h, = ||D(X)|-1'2/(X)dX. a Since / is an arbitrary smooth, compactly supported, non-negative function on g the corollary now follows. 7.4. Orbital integrals on a reductive Lie group 7.4.1. We retain the notation of the previous section. We also assume that G is of inner type. Let K" = {k e K |det((7 - Ad(fc)|p) # 0}. If h is a Cartan subalgebra of g let H denote the corresponding Cartan subgroup. Let H' be (as usual) the set of all h e H such that det((7 — Ad(/i))|bi) is non-zero. Put GlH'-\ = {yhg-l\heH',geG}. Then G[H'] is an open subset of G (see the proof of 2.4.4). The proof of 2.4.4 yields I /(0)d0 = (-)f |det((/-Ad(JO|„i)| J f(ghg~l)dgHdh. G[H] \WJ H G/H Here dg is a fixed choice of invariant measure on G, we fix an invariant measure on H and we take dgH to be the quotient (G-invariant) measure on G/H. Also w is the order of the finite group N(H)/H where N(H) = {geG\gHgl=H}. 7.4.2. We now assume the f contains a Cartan subalgebra t of g (under this assumption K" is not empty). The displayed formula in the previous number easily implies (apply it to both K and G)
244 7. Cusp Forms on 6 Lemma. There exists a positive constant, c, such that J f(g)dg = c J |det((7 - Ad(fc))|p)| J f{gkg~')dgdk. G[K"] K G 7.4.3. If e > 0 then we set Ge,£={^_1!|det((Ad(t)-/)|t-)l>e}, Kt = {k e K j |det((Ad(fc) - 7)|p)| > e} and (G")„ = G[KJ. Fix a norm (2.A.2.1), ||---|| on G, which we assume is given as the operator norm corresponding to a representation (n, F) of G on a finite dimensional Hilbert space F. We also assume that n(g)* = n(6g)~l and that det n(g) = 1 for g e G. Lemma. Let 0 < e < 1. Then I (1 + log \\g\\)-iS(g)dg < QT*2 J y(a)(l + log \\a\\rdE(a)2 da. (G")„.c A* Here y is as in 2.4.2. 2.4.2 says that, up to constants of normalization, if / is integrable on G then (1) \f(g)dg= J f(klak2)y(a)dkldadk2. G S<A* x K This implies that J {\+\og\\g\\ydZ(g)dg (G")..« = J|det((Ad(fc)-/)|p)| J (1 + \og\\au-lkua~l\\ydE(au-lkual)dudadk Kc K*A + = J|det((/-Ad(fc))|p)| J (\+\og\\aka-l\\)-dE(aka-l)dadk. Kc Ay If X e p then n(X) is self-adjoint. If ae A then a = exp H with H e a. So ||flkfl"'|| = Hflkfl-'k-'ll = ||exp Hexp(-Ad(k)H)|| = ||e*<»>e-*A<««H|| -> el|n(//-Ad(k)H)ll/(dimF- 1) H\\ \\ Thus we see that log Hflkfl-'ll ^ \\n(H - Ad(fc)H)||/(dim(F - 1). Let for k e K, n(k) denote the minimum of the absolute values of the
7.4. Orbital Integrals on a Reductive Lie Group 245 eigenvalues of (Ad(fc) — 7)|p. Then we have shown (2) There exists a positive constant C such that logllafca-'II^QiWlogllall. Let Hi,...,n2q be the eigenvalues of (7 — Ad(fc))|p counting multiplicity. If we assume that k e K" then we may relabel so that |/^-| = ji(k) for j = 1, 2. It is clear that |^;| < 2 for all i. Hence if k e Kt then e<|/i,--/i2,l^/i(fc)222'-2. Set C = 2~q +'. Then we have proved (3) If fcEX£then/i(fc)>Ce1/2. This combined with (2) and the calculations already done implies that J (I + log \\g\\rdZ(g)dg (G").,e < Ce-"12 J |det((Ad(fc) - /)|p)| J y(a)(l + log \\a\\ydE(aka~l)dadk K A < CC'e-"12 J y(fl)(l + log \\a\\rd J E(aka~l)dkda. A* K Now J E(akal)dk = E(a)E(a-1) = E(a)2 K (see the discussion in 7.1.2). If we put this together with the preceding inequalities the lemma follows. 7.4.4. If / e C(G) then we write (1) f{g)=\f(kgkl)dk. K If / e C?(G) then we set (2) Qf(k) = $f(gkg-1)dg G with domain the set of ke K for which the integral converges absolutely. Lemma. If f € C™(G) then the domain of Qf contains K". Furthermore, Qf e C-(X"). Set h{g) = \f(g)\. Then jh(gtg1)dg = J y(a)h(autu~xa-x)dadu.
246 7. Cusp Forms on G The argument used to prove 7.4.3(2) proves (3) If k e Ke and if as A then log \aka'l\ > e1/2C log ||a||. This implies that if u is a compactly supported function on G and if supp u is contained in {g e G\ log \\g\\ < r) then there is a constant C > 0 independent of u such that u(auku~la~l) = 0 for keKt, ueK and log ||«|| > Ce~ll2r. Thus the integral converges for k e K". LetXl5..., X„ be a basis of g. If Y e f then Ad(g)Y= X c/gOXywitheachcja matrix coefficient of (Ad, g) hence dk/dtk\t = 0f(gk exp tttT1) = (Ad(0)7)y(^^) = {lc1(g)XJ)kf(gkg-1). There exist constants £> > 0 and u > 0 such that |cj(g)| < £>||gf||". Hence \dk/dtk\t=0f(gk exp tYj?-1)! < CIMI*" £ |«/(^-')|, where u^ is a basis of Uk(qc). This and the argument we used to prove the first assertion of the present Lemma implies the second. 7.4.5. Fix, <t+, a system of positive roots for <t(gc, tc). We assume that p is T-integral (this is always possible by going to a covering group of G). Set W = W(9c,tc)then A(t) = t" n (1 - r") = X det(s)£sp for t e T. Set T" = T n K". If / e q°(G) then we write (1) F}(t) = A(t)lf(gtg-1)dg for t e T". G The previous Lemma implies that FJeCco(T"). Set Tt = Ge<tnT = {t e T|| A(t)|2 > e}. Clearly, T£ is a subset of T". Lemma. Let d he suc/i t/iat J (l+log||a||)-dH(a)27(a)da<a) (see 4.5.3). T/ien t/iere exist positive constants C and u such that if f e C™(G) then j\FTf(t)\dt<Ce^aUUd(f) (see 7.2.1 for a d).
7.4. Orbital Integrals on a Reductive Lie Group 247 Settr = aUUd. \\F}{t)\dt< lm)\l\f(gtg-l)\dgdt. Tc Tc G Now, |A(t)| > Ce1/2 for t e Tt. Thus | \FTf(t)\dt<Ce-1'2 J \A(t)\2l\f(gtg-l)\dgdt Te Tc G <C,~l'2a(f) I |A(t)|2f (1 +log||^-1||r,,S(^-1)Adg TE G = CE~l'2a(f) J (\+log \\g\\yZ(g)dg <Cda(f)£-(d + l)l2 J 7(<i)(l+ log \\a\\ydZ(a)2 da A + by Lemma 7.4,3. If we take u = (d+ l)/2 the Lemma now follows. 7.4.6. If one argues as we did to prove 7.3.3(1) (using 7.A.3.7) one proves (1) Flf(t) = y(z)F}(t) for / e Cf(G), t e T and z e Z(g). We will now use the notation of 7.A.4.2. We label the elements of <t+ as a,,..., a„. Then the set T in 7.A.4.2 is our T. Let B(T') be as in that number. We can now prove the following basic theorem of Harish-Chandra. Theorem. (1) If feC?{G)thenFTfeB(T). (2) The map f \-> Fj of C™(G) into B(T') extends to a continuous map of 11(G) into B(T'\ Let V = <€(G) and W = C?(G), S(w) = Fw, A = Z(gc), 7 = 7 and a = Ca. Lemma 7.A.4.2 implies that S(f)e B(T) for all / e C?(G) and S extends to a continuous map of ^(G) into B(T). The result now follows. Note: The original proof of Harish-Chandra used the theory of the characters of the discrete series (see Varadarajan [1, Part II] for a nice treatment of Harish-Chandra's original proof). The key new ingredient in our proof is Lemma 7.4.3. We note that the above theorem is stated in G. Warner [II, 8.5.6] but the proof therein is based on a result on discrete series characters that is deferred to "Volume 3". 7.4.7. The next result will be used in Section 7.7.
248 7. Cusp Forms on G Theorem. Let [ibe a continuous seminorm on B(T'). Then there exists d>0 and a continuous seminorm a on ^(G) such that I H(FIwrWk < (1 + log \\g\\)d~.(g)a(f) K for f e <£(G) and g e G. If we argue as in the proof of the previous theorem it is enough to show that there exists a continuous seminorm a on ^(G) and q, d> 0 such that if / e <€{G) then (*) I I \FTmg)f(t)\dtdk < c-«ff(/)(l + log \\g\\)dE(g) for each e > 0. K TL Now, (*) < J J \A(t)\$\f(xtx-lkg)\dxdtdk K Tc G <<j(f)z~ll2l J |A(f)|2(l +\og\\xtxlkg\\)-dS{xtx-lkg)dxdtdK with a = alA d. We note that iMi>iwii)'-,ir, = ii)'ir,iwi. Thus log ||xy|| + log \\y\\ > log ||x||. Hence (l+log||x);||)(l+log||);||)>l+log||x||. We therefore conclude that the expression in (*) is less than or equal to e-1/2(r(/)(l+log|M|)d J |A(f)|2f(l + log||xfx-1||)"dH(xfx-,fc9)^^^ Kr, g <e-,/2(l+log||0|t)'3(0)ff(/) J (l + logHxID-^x)^. Ge.c The assertion now follows from Lemma 7.4.3. 7.4.8. As in the last section we now study the analogous results for general Cartan subgroups. We assume (for simplicity) that for each Cartan subgroup of G the corresponding p is integral. Let I) be a Cartan subalgebra of q and let H be the corresponding Cartan subgroup. Set a(h) = a(/j) for a e <&(qc, hc), h e h (here X is the complex conjugate of X e gr relative to g). Let <t+ be a system of positive roots for <t(gr, hc) such that if a e <t+ and if a # —a then
7.4. Orbital Integrals on a Reductive Lie Group aE<t+.Set Z= {aE<t+ia # -a}. We set 249 no- *~") ae I Clearly, AH(h) = ±A(h) for he H (see 7.A.3.6 for A). If / e #(G) then set (1) FHf(h) = AH(h) J f(ghgl)dgH. G/H The measure on G/H is chosen as in 7.3 and the domain is the set of all h e H for which the integral converges absolutely. As in 7.3.6 we assume that H = HF = TFAF with (PF,AF) as standard cuspidal p-pair. We also assume that <D(PF, AF) = {a|„! a e Z}. As in 7.3.7 we have (2) F?(h) = A„(h) J f(kmnhnlm-lkl)dkdmdn. K x°M x N Define for he H, Th(n) = h~xnhn~x for n e NF. 7.4.9. Lemma. (1) rh(NF) is contained in NF. (2) // det((Ad(/j"') — /) |nF) is non-zero then Vh is a diffeomorphism of NF onto NF. Furthermore, if f is integrable on NF then |det((Ad(/T /|nr)| | f{h~lnhn~x)dn= J f(n)dn. The proof of this result is essentially the same as that of Lemma 7.3.7. We leave the details to the reader. 7.4.10. If / e C(G) let / be as in 7.4.4. We note that ifheH then |det((Ad(/Tl)-/)L )| = Thus, as in 7.3.8 (3) we find that no-^") (i) F»(h) = CFh" AM(h) J f{mhm'1n)dmdn = CFh-"AM(h) J f(nmhm~l)dmdn °M x NF where AM is the "A" for <t+ n <I>(mc, hc)- This implies that if we set for a e AF, m e °MF, ua(m) = fp(ma) (7.2.1) then (2) FHf(ta) = FTUa(t).
250 7. Cusp Forms on G If U is an open subset of H and if g e C °°(l/) then we set for each p e l/(hc), r >0 <lp,r,v(9) = suphe[; (1 + log P||)1P0(fc)|. Let ^(U) be the space of all g e C°°(l/) such that qp<r<v(g) < oo for all p, r endowed with the topology given by these seminorms. Set H" = {heH\h"^l for all a e <D(mF,hc)}. As in 7.3.8 we now have Theorem. (i) The integral defining FH, for f e C™(G) converges absolutely for h e H" and defines an element of ^(H"). (ii) Furthermore, f t—> F" extends to a continuous mapping from ^(G) to <€{H"). 7.4.11. If x e G then det(Ad(x) - (1 + t)l) = Z trdr(x). Let / be the rank of gc and set d(x) = d,(x). The following result is a basic ingredient in Harish- Chandra's proof of the "local L1-theorem" for characters. Corollary. |d|-1/2 is locally integrable on G. If f e C™(G) is a non-negative function then 2.4.4 implies that I \d(g)\-ll2f(g)dg = X c; f \d(h)\1'2 f f(ghg-l)dgH G Hj G/Hj ^lcji\h-"\\FH/(h)\dh. Now /j p is bounded on the support of F"J for all j. Thus $\d(gTmf(g)dg<CL$\F"/(h)\dh G Hj which is finite by the preceding theorem. 7.5. The orbital integrals of cusp forms 7.5.1. We begin this section with some calculations on SL(2,R). As in most of this chapter, the results are due to Harish-Chandra. Let L be a connected Lie group locally isomorphic with SL(2, R). We identify the Lie algebra of L with s/(2,R). Set 0 1" 0 0 ' h = 0 1 1 0 H = 1 0 0 -1 X =
7.5. The Orbital Integrals of Cusp Forms 251 Let T (resp. A0, resp. N) be the connected subgroup of G with Lie algebra Rh (resp. RH, resp. RX). Let A be the Cartan subgroup of G corresponding to a. Set for 6 e R, t{6) = e\p(nOh). If / e (€(G) then we set FTf(t(6)) = Ff{6). Notice that T" = T = {t(6)\e e R - Z}. A direct calculation using the integral formulas in 7.4.3 (see also 7.4.4) yields (1) Ff(d) = 2i sin nd J sinh(2t)/( exp( 0tt Set u = |7r0|cosh It. Then we have for non-zero 6 0 ,2<" 0 e r2t 0 dt. (2) Ff(6) = 2i(sin 7r0/|7r0|) J /(exp( sgn 0 z(6,u) z(6,-u) 0 du with z(0,«) = u + (u2 - (ne)2)1'2. The two values (mod 2Z) for which we can have (jump) singularities are d = 0 or 1. The above formula shows that there is no jump singularity for 6 = 1. We concentrate on the case 0 = 0. (2) implies that (3) lim Ff{0) = 2i f /(exp 2uX)du e-»o+ o lim F/0) = 2i J /(exp - 2uX)du e-»o- o This implies (4) lim Fr(0)- lim ^(0) = ! J f(expuX)du. 9-0+ 9-0- -co If we differentiate formula (2) then we have d dd Ff(6) = {6(7id cos nd - sin nd)lnQ2 sin ^0)^(0) with lim^o E{6) = 0. We therefore have (5) - 2jti(sin n6/n6)f(exp n6h) + E{d) liml^,F/(0) = 2,i/(l). We now interpret (4) and (5) in terms of orbital integrals on A. We set Hf{t) = Ff(exp tH). Then 7.4.10(1) says (in this case) that (6) Hf(t) = e' J /(exp tH expxX)dx.
252 7. Cusp Forms on G We therefore conclude that (7) lim Ff(6) - lim Ff{6) = i lim Hf(t). e->o+ e-o- <->o The definition of Ff implies that Ff(a) = Ff(a~l). Thus lim (d/dt)Hf(t) = 0. (-•0 This implies <8) ,Lt (a) w> - .!™ (ss)f'm " °" S (£)"'w Now let CeZ(Ic) be such that yT(C)= -d2/d62 and yA(C) = d2/dt2. Here y, is the Harish-Chandra isomorphism associated with the Cartan subgroup J. C is (up to scalar multiple and subtraction of a scalar) the Casimir operator of I. 7.4.6(1) and its analogue for FA combined with (7) and (8) imply that « .!!?. (isfF'm ~ ,VT {i>JF'm -vr' !S (*)''«* It is this formula that we will use in the rest of this section. 7.5.2. Up to now we have been assuming that G = °G. We have made this assumption in order to simplify the statements of the main results. We now assume (only) that G is of inner type. Let A be a split component of G. If H is a Cartan subgroup of G then A is contained in H. The formula for Ff(h) is meaningful for he H.lf fe<g(G) and if a e A then R(a)f \oG=ue<£(°G). Furthermore, F"(ha)=F""°G(h) for hsHn°G. This device allows us to transfer our results in the case of G = °G to the more general situation. We can now state the main result of this section. The rest of the section will be devoted to its proof. In the course of the proof several results will be proved that are theorems in their own right (for example the formula generalizing (9) above). Theorem. Let f e ^(G) and assume that F" = 0 for every Cartan subgroup of G that is not fundamental. If H is fundamental then F" extends to a smooth function on H. We will in the course of this proof use orbital integrals for several different real reductive groups. If L is a reductive group and if J is a Cartan subgroup of L then we set LFJf for the corresponding "F/\ This will keep track of the group over which the integration has taken place.
7.5. The Orbital Integrals of Cusp Forms 253 We prove this result by induction on the dimension of G. If dim G = 0 or 1 then G = H is the only Cartan subgroup and F" = f. So this case is trivial. We now assume that the result has been proved for all reductive groups, L, of inner type with 0 < dim L < dim G. If G is not equal to °G then dim °G < dim G. Let A be a split component of G. If J is a Cartan subalgebra of °G then J A is a Cartan subalgebra of G and every Cartan subalgebra of G is of this form. Thus the discussion at the beginning of this number combined with the inductive hypothesis implies the theorem in this case. We may therefore assume that G = °G. 7.5.3. Now suppose that H is a non-compact fundamental Cartan subgroup of G. Then we may assume that H = HF and PF is proper. Set Q = PF, L = °MF and T = TF. If J is a Cartan subgroup of L then J A is a Cartan subgroup of G and (7.4.10(2)) (1) FJ/(ja) = LFJR(a)fQ(j), jeJ,aeAF. Thus the inductive hypothesis prevails. We are thus left with the case when G contains a compact Cartan subgroup, T. We return to the notation of the parts of 7.4 preceding 7.4.8. Let <S„ = {a e 0+ ! (gc)a c pc}. Let aX denote the complex conjugate of X e qc with respect to g. Then (r(gc)a = (9c)-a- Let a e <!>„, let Z e (gc)a and W — aZ. If Z is non-zero then Z + W is a nonzero element of p (not just pc). We may normalize Z so that a([Z, W~\) = 2. Set H = Z + W, fc = -i[_Z, W~[ and * = (iHCZ, W] + i(Z - W)). Then one checks that H, h, X have the same commutation relations as the elements with the same designation in 7.5.1. Let V = RH + RX + t. Then [Ia,la] is isomorphic with s/(2,R). We can thus use the calculations of the previous number. Let T.= {teT\tx= 1}. Set Ta = (t e Tx\tp # lfor^ed^ -{a}}. Then T'„ exp(Rh) is open in T. Let Lx be the connected subgroup of G with Lie algebra \x. Then Ta is in the center of Lx. Set kx(8) = exp Onh. If t = ukx(8) e T" and if / e CC(G) then (2) \f(xtx~x)dg= J \f(guxK{6)x-lg-l)dxdg. G GIL' L* We set A«(t) = t'~a/2 n,^.,,, (1 - r"). Then (3) Huka{S)) = 2iAx(ukx(6)) sin(7r0). Set Rf(g,u,d) = Ax(uk*(Q)) sin(rc0) J/(0«xM0)*~ W*-
254 7. Cusp Forms on G Then Ff(uK(6))= J Rf(g,u,e)dgL°. G/L" Let / e C?(G). Let u e T'a. Fix p e C/(tJc). We note that if |0| is sufficiently small and positive then ukx(6) e T'. We calculate (p/l*)F,(«fc«(0)) Let J be the centralizer in G of Ta exp RH. Then 7.5.1(9) implies that (up to a multiplicative constant) (4) lim phkFTf(uK(e)) - lim phkFTf(ukx(6)) e->o+ e^o- = P I ( f)(i ^Y ' (A«(«k«(0))A.(«)-1 lim (0 F}(« exp tH). Since both sides of (3) are continuous on ^(G), (3) holds for / e ^(G). This is the jump condition we mentioned at the beginning of the proof of the theorem. The above formula implies that if Ff = 0 for all non-fundamental Cartan subgroups, H, of G then Ff is smooth in a neighborhood of each t e T'a, a e <tj. Suppose that a e <t^. Let Ia = g n (tc + (gc)a + (gc)-J. Let La be the connected subgroup of G corresponding to T. Then Lx is compact. We may now argue as above and see that Lemma 7.4.4 implies that there are no "jumps" in this case. We have therefore shown that if F" = 0 for all non-fundamental Cartan subgroups of G then Fj is smooth in a neighborhood of each t e T such that tx = 1 for at most one aeO+. The theorem now follows from 7.A.4.3. 7.5.4. Corollary. Let f €^{G) be a cusp form. If H is a Cartan subgroup of G that is not compact modulo the center of G then F" = 0. If H is compact modulo the center of G then F" extends to a smooth function on H. The first assertion follows from the definition of cusp form (7.2.2) and 7.4.10(2). The second is a consequence of the preceding theorem. In the next section we will derive some consequences of this result. 7.6. Harmonic analysis on the space of cusp forms 7.6.1. Let G be a real reductive group of inner type such that G = °G. We will use the notation of 7.A.2. Thus, we look upon S(gc) as the algebra of differential operators with constant coefficients on g. Fix 8, K, etc. as in the previous sections. Let q = dim f and p = dim p.
7.6. Harmonic Analysis on the Space of Cusp Forms 255 Let 0(i(G) denote the space of all cusp forms on G (7.2.2). If G has a compact Cartan subgroup, T and if <t+ is a system of positive roots for <t(gc, tc) then we set m= ft HxeU(tc). Theorem. // G has no compact Cartan subgroups then 0(£(G) = {0}. // T is a compact Cartan subgroup of G then there is a non-zero constant CG such that if f e °^(G) then wF}{l)=CGf{l). (Notice that Ff e C'iT) by 7.5.2). This result is a special case of a much more general theorem of Harish- Chandra which asserts a similar limit formula for any / e ^(G) with T replaced by a fundamental Cartan subgroup (c.f. Varadarajan [1; II, p.220] for an exposition of Harish-Chandra's original proof). We will only need the above statement which is much easier to prove. As usual, the proof takes some preparation. There is however, one case where the result has already been proved. Assume that all of the Cartan subgroups of G are one dimensional. Then it is easily checked that either G is one dimensional, g = s/(2, R) or g = su(2). In the first case the result is obvious. In the second case it is a restatement of 7.5.1(5). In the last case G is compact and the result is a consequence of the Peter-Weyl theorem and the Schur orthogonality relations (we leave this as an exercise to the reader). We will thus assume that the Cartan subgroups of G are at least two dimensional. We also note that we can replace GbyT'xG and extend / e <$(G) to T1 x G by f(t,g) = f(g). This will not change the statement of the theorem but the Cartan subgroups will all have dimension at least 2. 7.6.2. We use a pseudo-orthonormal basis of g relative to B to identify g with R". We set P(X) = B(X,X). Then the L of 7.A.5.1 is the co of 7.A.2.8. We set F= Fs = Fpq (7.A.5.8). Then F(Ad(g)X) = F(X) for g e G and leg. We will also use the notation in 2.4.3. For each j let iij be as in 7.A.2.9 for h;. Then \D(h)\ = \7ij(h)\2 for h e fy. Thus if we apply 7.6.1 and 2.4.3 we have for (1) f{0) = Y^cj\\nj{h)\2F(h)o^ J f(Ad(g)h)dgHdh i b} g/Hj = I cj I |jr/fc)|e,(fc)F(fc)*5 (fc)dfc.
256 7. Cusp Forms on G Here we are using the notation of 7.3.6. Let coj e S(\)j) be as in 7.A.2.9. Then Theorem 7.A.2.9 implies that i Vj 7.6.3. Let Dj be as in 7.3.9. Let r be the rank of gc (recall that we are assuming that r > 2) and let n = dim g. For each t > 0 we set Qr = {Xe g |£>;(X)| < t,r <j < n}.n in this number will denote 3.14.... Lemma. Suppose that G is semi-simple. IfO<t<n — l then exp restricted to Q, is a diffeomorphism. Lemma 7.A. 1.4 implies that Xhc'" defines a diffeomorphism of fir onto an open neighborhood of / in Int(g). Now, Ad(exp X) = eadX. Since, Ad is a covering homomorphism, the Lemma follows. 7.6.4. Let W be an open neighborhood of 0 in 3(g) such that exp restricted to W is a diffeomorphism. Let Qt be as above in [g,g]. We set W, = W ©fir. Then (1) If 0 < t < n — 1 then exp is a diffeomorphism from W, onto an open neighborhood, V, of 1 in G. Let u e CC°°(R), 0 < u(s) < 1 be such that u(s) = 1 for s < {n - l)/2 and u{s) = 0 for s > 2(n - l)/3. Let 0 e Y c C\(Y) <= W with Y open and Cl(y) compact. Let h e C?(W) with h(X) = 1 for X e C\(Y). We define a function, ft on gas follows: If Xe W; _ t and if X = Z + T with Ze W and Te Q^, then P(X) = h(Z)Tlr<j<n_! «(D;(T)) otherwise ]8 is 0. Then (2) ^eC-(9), supple »;_,. (3) j8(Ad(g)X) = P(X) for X e g and geG. (4) If h is a Cartan subalgebra of g then supp ft n h is compact. The last assertion follows from 7. A. 1.3. We now introduce a function a on G that will be used later. If X e W„_, then set a(exp X) = /?(X) otherwise a = 0. Then a is a smooth function on G and a(gxg~l) = a(x) for x,geG. 7.6.5. If /eC°°(G) then set f~(X) = ]8(X)/(exp X) for leg. Clearly, /~(0) = /(l). Let // be a Cartan subgroup of G. Then (1) *?-(*) = ^^~ /J(fc)Fj?(exp /J), for / e Cf (G) and li e h".
7.6. Harmonic Analysis on the Space of Cusp Forms 257 We note that AH(exp h)/'n(h) is non-zero for /i e W„ _ , n I). Thus 7i(h)/A,j(e\p h) defines a smooth function on W,^,nl). Since the map / k-» F" extends to a continuous map of <^(G) into %\H") (7.4.10) we have (2) The map / h-> <t^ extends to a continuous map of ^(G) into C^(h"). 7.6.6. We now begin the proof of Theorem 7.6.1. The material in the previous number combined with the results in 7.6.2 imply that if / e ^(G) then (1) /(l) = X cj J Hj(h)F(h)(o^ ";'*' ^fc)F^(exp Ji)dJi. We note that the above integrals are over compact sets. Now (1) implies that if / e °^(G) and if G contains no compact Cartan subgroup (recall that we are assuming that G = °G) then f(\) = 0 (7.5.4). Now, if fs0(€{G) then R(g)f e0(€{G). Thus, if G contains no compact Cartan subgroups then 0rS(G) = {0}. This proves the first part of the theorem. We now begin the proof of the second part of the theorem. Recall that r > 1. 7.6.7. We assume that H, = T is compact. If / e 0<i(G) then 7.6.6(1) implies that (1) f(\) = cl$n(h)F(h)ol[n<V—^—x(h)FTf(exph)dh. t A7 (exp h) Recall that Fj e CX(T) (Theorem 7.5.2). The following result is one of the keys to our proof. Lemma. There exists a non-zero constant Mg such that if g e £f(t) then J F(h)n(h)a>ln/2]g{h) dh = Mag{0). t (Mg will be, essentially, computed in the course of the proof.) If p e P(tc) we look upon p as a differential operator of order 0 on t. We will use the following commutation identities are easily proved by induction. (2) Let X, Y be endomorphisms of a vector space then [X\ y]= X .\(-l)k~j+lXi((adXf~iY)= X .\((adX)iY)Xk~i.
258 7. Cusp Forms on G We now prove the lemma. J F(h)n{h)a>ln/2]g{h)dh = J F(h)coln/217i{h)g(h)dh t t -lF(h)[_d}["i2\n~]g{h)dh = 1-11. t Now our assumption that T is a Cartan subgroup of G implies that p (= dim p) is even and q — dim t is even (q = dim f). Thus Theorem 7.A.5.8 implies that there is a non-zero constant Bg such that (3) I = Bg(c5["/2]-lr/2])(ng)(0). We now compute II. We first note that since n — r is even (n — r)/2 = [n/2] - [r/2]. We apply (2). II = [n/2]-i /rn/2~|\ I I )(- 1)["/2W+' I F(h)oy((ad ol)ln/2]-}n)g(h)dh ;=o \ J J t Now deg?r = [n/2] - [r/2]. Thus (ad co)["/21~''n = 0 if j < [r/2]. Hence we may again apply 7.A.5.8 and find that II = [n/2]-i /rn/2~|\ I ( )(- l)["/21"j+ 'B9((^-[r/21(ad d3)["/2'-^))0(O). We now apply the second formula in (2) to the "ad" terms. We observe that the coefficients of ad["/21_J7r vanish at 0 forj > [r/2] (see Scholium 7.A.2.9). Thus (as the reader should check) if j > [r/2] then co^[r/21(ad 6}[n/2]-in) • g(0) = (ad 6}ln/2]-lr/2]n) • 0(0). We combine this with the above formulas for I and II and we have J F(h)n(h)(5l"/2]g(h)dh = C((ad (5l"/2]-lr/2]n)g)(0) t with ["i-2l /[n/2] \j=lr/2)\ J J Now Scholium 7.A.2.9 implies that ad d)["/21-[r/217r = 2["/21~[r/21([n/2] - [r/2])! \\ Ha. ae<I> + Since .tp(-i)fc^C)=(-i)fc""(p-!)#° uk^p>o the lemma follows.
7.7. Square Integrable Representations Revisited 259 7.6.8. We will also use Lemma. Let W = W(qc, tc). Let ube a W'-invariant smooth function defined on a W-invariant neighborhood of 0. Then I ((Un}ju\o)Y\Hx = u(0) n Ha- Let a be a simple root in $+. If F cz <t+ then we set F~ = sxF if a is not in F and F~ = (sx(F — {a})) u {a} otherwise. Then F h-» F~ is a bijection of the set of subsets of <t+. Let p denote the left hand side of the formula that we are proving. Then sxp = -1 ((n «/.)«)(0) n «/,=-?■ Fc»+ \\PtF~ J ) PtF~ (Here we have used xu(0) = (sx)u(0) for x e S(tc).) Thus sp = det(s)p for s e W. This implies that p = q nae<1)+ Ha with q e S(tc). A comparison of degrees shows that q is constant. If we compare homogeneous terms we see that q = "(0). 7.6.9. If we apply 7.6.7(1) and Lemma 7.6.7 we have (1) /(1) = c,m/ n H«).((«/A(exp.))/JFj(exp.)|*=0. Now, p is identically equal to 1 in a neighborhood of 0. Set u(h) = n(h)/A(exp h). Then u e Cco(Wn. x)w and «(0) = 1 (see the proof of the Weyl dimension theorem). In light of the preceding Lemma we have completed the proof of the theorem. 7.7. Square integrable representations revisited 7.7.1. We continue to assume that G = °G. Let <f2(G) denote the set of equivalence classes of irreducible square integrable representations of G (1.3). If a e E2(G) then fix (na,Ha) e a. If v, w e (H„)K then the matrix coefficient cv,wi9) = (.no(9)v>w) is an element of r^(G) (Theorem 5.5.4) which is also Z(g)- finite. Thus c„>M, e °C(G) (7.2.2). Theorem 7.6.1 combined with Theorem 6.8.3 implies the following deep theorem of Harish-Chandra [13]. Theorem. S2{G) is non-empty if and only if G has a compact Cartan subgroup.
260 7. Cusp Forms on G 7.7.2. In light of the above result we assume that T is a compact Cartan subgroup of G. As in 6.9.1, we write T = ZT°. If n e TA let £„ denote the character of n and d(^) the dimension of [i. n restricted to T° is d(/i) times a character, A(^) of T°. If / e 0<${G) then Fr e ^(T) (7.6.3). Thus the Peter- Weyl theorem implies (1.4.5, 1.4.7) that (1) Ff= I (FfVinK. Here if /i e Cco(T) is T-central then h*{n)=\h{t)con]&ll(t))dt. T The second part of Theorem 7.6.1 implies that there is a non-zero constant CG such that (2) /(l) = CG(d>iy)(l) = CG X [] (A^aKF^^). neTA ae<I> + If z e Z(gc) then we have seen that (3) F2f = y(z)Ff on T', hence on T. (4) So(Fz/)A(^) = A(^)(y(z))(F/)-(^). Now if a e <f2(G) and if / = c„>w, f,we (//„)K then z/ = ^ff(z)/ with %a the infinitesimal character of a. Thus if we put all of this material together we have proved another Theorem of Harish-Chandra. Theorem. Let a e &i(G) then there exists [ieTA such that (A(/i), a) is non-zero for all a e ^(Qc, tc) and such that the infinitesimal character of a is XAi)l). 7.7.3. The above theorem has an important corollary (as usual, due to Harish-Chandra). Corollary. Let y e KA then the number of a e S^{G) such that (HJ^y) is non-zero is finite. Let C be the Casimir operator corresponding to B. Let CK be the Casimir operator for K corresponding to B restricted to f. Let Xu..., X„ be an orthonormal basis of p relative to B. Set Cp = ~L(Xj)2. Then C = CK + Cp. Fix y e KA and let ny be the eigenvalue of CK on any representative of y. We note that (1) If (7t, //) is a unitary representation of G with C acting by cl and if HK(y) is non-zero then c < n7.
7.7. Square Integrable Representations Revisited 261 Indeed, if v e HK(y) is a unit vector then c= c(v,v) = (Cv,v) = (CKv,v) + (Cpv,v) = ny -£ (XjV,Xjv) < ny. If aeS2(G) then let A„ denote an element of (T°)A that gives the infinitesimal character as in the preceding theorem. Let p be the half sum of a choice of positive roots. Then xJC) = l|AJ|2 — ||p||2. Hence ||AJ|2<||p||2 + ^7. We have fixed y. The A„ "wander over" the lattice (T°)A, thus the above inequality implies that there are only a finite number of possibilities for infinitesimal characters of square integrable representations whose y-isotypic component is not zero. Since there are only a finite number of isomorphism classes of irreducible (3, X)-modules with a fixed infinitesimal character (5.5.6), the result follows from 3.4.11. 7.7.4. We also record the following implication of the main theorem of this chapter. Proposition. Let G = °G. If (n, H) is an irreducible tempered representation with infinitesimal character X\ with A e (tc)* such that (A, a) e R — {0} for a e $(flc tr) then n is square integrable. 5.2.5 implies that there exists a standard p-pair, (PF, AF), with PF = P = °MAN a standard Langlands decomposition such that (n,H) is equivalent with //>,„,,„ with ae<$2(°M) and /.tea*. We may assume that TF= T which is contained in °M is a Cartan subgroup of °M. Set h = tF + a. Then relative to bo h.„,in has infinitesimal character given by A„ + ijx with A„ an element of (TF)A that gives the infinitesimal character of a. Our hypothesis implies that A„ + ifi is real valued on a. Hence n = 0. If P is proper G then h must have a real root, a (2.3.5). If aed>(gc,tc) corresponds to a then (A, a) = 0. This contradicts our hypothesis on A. Hence P = G and the result follows. 7.7.5. We now introduce a construction that will be useful in later chapters. Let (as usual), R and L denote respectively the right and left regular representation of G and (7(c)) on CrJ\G). Let A(G) denote the space of all smooth right and left K-finite functions, /, on G such that dim Z(gc)/ < 00. Lemma. Let f e A(G) then there exists an admissible Hilbert representation (n, H) of G and v, w e HK such that f = crw (recall that cvw(g) = (n(g)v, w».
262 7. Cusp Forms on G Let V = (7(gc) span{R(K)f}. Then V is an admissible finitely generated (g,K)-module under the obvious actions (3.4.7). Let W = L(I/(9c))span{L(K)/}. If /, e V and if f2 e W then /i = I <V.*(* »)*(*.)/ and f2 = Z brsL(ur)L(ys)f with xm, ys e (7(g) and fc„, us e X. We assert that Xa„l)r,s(i?(^)R(yL(Um)L(ys)/(l) is independent of the expressions for /, and /2. Indeed, the formula in question is (X brMK)L(ys)h)(\) which clearly only depends on /,. Also it is (X am,nR(xm)R(kn)f2)(l) which only depends on f2. We set the value equal to (f\,f2). This defines a sesquilinear pairing of V with W. If keK then (R(k)fuf2) = X am,„(i?(fc)i?(xm)L(fc„)/1)(l) = X am,„(L(^')i?(xm)i?(fc„)/2)(l) = (/„L(k-1)/2). Similarly, if X e g then (R(X)fuf2) = -(fuL(X)f2). Thus, ( , ) is a (g, X)-invariant pairing of V and W^. Suppose that he V and that (/i, W) = 0. Then, (L(k)R(x)h)(\) = 0 for all k e K and x e C/(g). Now, h is real analytic on G (see the material in 3.4.9) and G = KG0. Hence, h = 0. Similarly, if g e W and if (V,g) = 0 then g = 0. We have thus proved that the pairing of V and W is non-degenerate. Let (7i, H) be a realization of V as a Hilbert representation of G. Let (n*, H) be the conjugate dual representation of G (1.1.4). Let V be the space of infinite vectors of {n*,H). Then the above results imply that there is a (g, K)- module isomorphism, T, of V onto W such that if v e K and if u e K then <i;, u> = (i;, Tu). Let w e K be such that Tw = f. Then we assert that <n(g)v, w> = f(g) for g e G. Indeed, the left hand side is a real analytic function, u, on G with R(x)R(k)u(l) = (n(x)n(k)v, w> = (R(x)R(k)v, w) = R(x)R(k)f(l) for x e (7(g) and ke K. Thus « = /. This completes the proof.
7.7. Square Integrable Representations Revisited 263 7.7.6. We are now ready to prove a result of Harish-Chandra that is one of the essential ingredients of his proof of the Plancherel theorem. Theorem. Let f e 0(£(G). If f is right K-finite then dim Z(g)/ < oo. If h e %'(G) is right K-finite and if \i e TA then set T(n)h(g) = (F£(g)/)A(/4 Then (1) T(n)(zh) = \(n)(y(z))T(n)h for z e Z(gc). (2) T(n)(R(g)h) = R{g)T{fi)h for g e G. (3) T0i)fc e C»(G). (4) There exists a continuous seminorm, g, on ^(G) and d such that I T(n)h(g)\ < q(h)(\ + log \\g\\)dE(g) for 9eG. (2) is obvious. (1) and (3) have already been observed in 7.7.2. (4) follows from Theorem 7.4.7. For the moment, fix y e K\ Set u = L(a7)T(/i)f (1.4.6). Then u is left and right K-finite. We set V = l/(gc) span{i?(K)u}. Then (1), (4) and the previous Lemma imply that V is an admissible, finitely generated, tempered (g, K)- module. We now assume that (A(/i), a) is non-zero for all a e <&(QC, tc)- Then Proposition 7.7.4 implies that every irreducible constituent of V is square integrable. 5.1.3 implies that V splits into a direct sum of irreducible square integrable (g, K)-modules. Let S(y) be the set of equivalence classes of the constituents of V. Let F be the (finite) set of K-types of span{i?(K)/}. If to e S(y) then there exists a e F such that Hom/i:(Fff, HJ is non-zero. Set Q = {(a e S2(G)\HomK(V„,Hlo) is non-zero for some a e F}. Then Q is a finite set by Theorem 7.7.3. Clearly, S(y) is a subset of Q. Let X = {n e tj | x„ = X for some n e Q}. Put T = {/^ e TA | A(/i) e Z}. Then T is a finite set. We have shown that if T(/i)f is non-zero then /leT. 7.7.2(2) implies that /(0) = CG I n (A(/i),«)T(/i)/(a) for g e G. The theorem now follows from (1). 7.7.7. It will be shown, in the next chapter, that the span of the functions u in the course of the above proof is the span of the matrix coefficients of the discrete series representation of G corresponding to Q (see 6.9.5).
264 7. Cusp Forms on G 7.8. Notes and further results 7.8.1. We first expand a bit on the material in Section 7.1. Let a and b be as in that 7.1. If we drop conditions 7.1.1(3) and (6) then the space ^,b(G) is still a Frechet space (the seminorms and the topology defined in exactly the same way as in 7.1.1). Furthermore, it can be shown (without difficulty) that Theorem. £fa,b(G) is a smooth representation of G x G under the left and right regular representation. In addition to the two examples of 7.1 one now has the spaces (€P{G) which are given by a(g) = 1 + log \\g\\ and b(g) = E(g)2/p for 0 < p < oo. Clearly, <£2{G) = <^(G). The spaces (€P(G) are usually called the Lp-Schwartz spaces. 7.8.2. We now look at the material in Section 7.2. The transform f was originally introduced by Harish-Chandra in his work on spherical functions (Harish-Chandra [9, p.595]). In this chapter, we have used this transform basically to reduce calculations of orbital integrals to the case of a compact Cartan subgroup. In the next chapter, we will see that we can calculate the character of a representation induced from P in terms of fp. This will also give a better understanding to our (unmotivated) definition of cusp form. 7.8.3. As we have seen, Theorem 7.6.1 is a powerful tool in the analysis of cusp forms. We have also pointed out that this result is a special case of a more general theorem of Harish-Chandra, which we now state. Theorem (Harish-Chandra [13, Lemma 38, p.47]). There exists a non-zero constant CG such that if H is a fundamental Cartan subgroup of G and if fe^(G)then lim mFf{h) = CCGf(\) /i-i with C a non-zero constant depending only on the choice of invariant measure inH. This theorem plays a basic role in the proof of Harish-Chandra's Plancherel theorem. A full discussion will appear in Volume II of this opus. 7.8.4. Although Lemma 7.7.4 is not difficult, the result will play an important role in our discussion of Harish-Chandra's "philosophy of the constant term"
7.A.I. Some Linear Algebra 265 (also to appear in Volume II), since it allows us to transfer the results of Chapter 4 from matrix entries to elements of A(G). 7.A. Appendices to Chapter 7 7.A.I. Some linear algebra 7.A.I.I. We put the usual inner product < , > on C" with corresponding norm ||---||. On End(C) we put the operator norm. The following result is based on an ingenious trick of Thompson [1]. The use of the spectral radius in the proof was suggested by Roger Nussbaum. Lemma. Let X, Y e End(C) be such that X* = X and Y* = Y. Then (i) \\exeY\\>\\ex+Y\\. (2) If furthermore tr X = tr Y = 0 and n > 2 then \og\\exe*\\>\\X+ y||/(n-l). If XEEnd(C) then set r(X) = lim sup \\Xk\\l/k (Here the limit is as k -> + oo. Also it is well known that we may replace lim sup by lim.). Then r(X) < \\X\\ and if g e GL(n,C) then r(gXg~l) = r(X). We will also use the fact that IKXX*)*1!! = \\X\\2k. In particular if p e GL(n,C) is self-adjoint and positive definite then r(p) = \\p\\. Let a, b be self-adjoint and positive definite matrices. (i) ||at||2'c<||(a2t2)'c|| for k= 1,2,.... Indeed, \\ab\\2k = \\((ab)(ba))k\\ = r(((ab)(ba))k) = r(ab2a2---b2a) = r((a2b2)k)<\\(a2b2)k\\. Since \\Xk\\ < \\X\\k, (i) implies (ii) \\(ab)2k\\ < \\(a2b2)k\\. This in turn implies that (iii) \\(ab)2k\\ < \\a2kb2k\\. If we apply (iii) to a = exp(X/2k), b = exp(Y/2k) then we have \\((exp(X/2k) exp(y/2k))2k|| < \\exeY\\. If we now take the limit as fc ^ oo, (1) follows.
266 7. Cusp Forms on G To prove (2), it is enough to show that if X is self-adjoint, tr X = 0 and n > 1 then Hex|l>eimi/n-i_ Let n!,..., n„ be the eigenvalues of X, counting multiplicity, labeled such that l/Xi| > \fij\ for all j. Let \i be the largest eigenvalue of X. ||X|| = |^J and ||e*|| = e". Thus we must show that jx > |/^|/(n - 1). If /^ > 0 then Hx = H and the assertion is clear. If ^ < 0 then \ni\ = —Hi = n2 + '" + H„ < (n — \)n, as asserted. 7.A. 1.2. The other results from linear algebra that we will need in this chapter are of a different nature. Let U = {X e M„(C) | if n is an eigenvalue of X then |Im /z| < n\. It is clear that U is an open subset of M„(C). Lemma. The exp is a diffeomorphism of U onto an open subset of GL(n, C). As is well known dexpx Y = ex((I — e~ad*)/ad X)Y. The eigenvalues of (/ — e~ad*)/ad X are the numbers (1 — e")/n with n of the form a — y and a, y are eigenvalues of X (here (1 - ez)/z = — 1 if z = 0). Since, (1 - ez)jz = 0 if and only if z = 2nik with k a non-zero integer, it follows that exp is everywhere regular on U. Thus to prove the lemma, we need only show that exp is injective on U. If X e End(C) then X can be written uniquely in the form X = Xs + X„ with [XS,X„] = 0 and Xs diagonalizable, X„ nilpotent. If g e GL(n,C) then g can be written uniquely in the form gsgu where gs commutes with gu and gs is diagonalizable and gu — I is nilpotent. Suppose that X, Y e U and that ex = eY. Then we must have exp(Xs) = exp(7s) and exp(X„) = exp(7„). But then X„= Y„. We may thus assume that X and Y are diagonalizable. If a, y are eigenvalues for X and if e" = ey then a — y = 2nik with k an integer. Thus since X e U this implies that a = y. This implies that the e" eigenspace for ex is the a eigenspace for X. If we apply this observation to Y we see that since ex = eY, X = Y. 7.A.I.3. Let Oj denote the j-th symmetric function on C". We set ak = 0 if k > n or k < 0. Recall that | | iv, + ,M = X/" V.iv...... v„). Lemma. If C > 0 and if |t7j(xi,..., x„) | < C for j = 1,..., n then \xj\ < C + 1 for j = !,...,«.
7.A.I. Some Linear Algebra 267 The definition of the as implies that aj(x) = oj(xu...,xn-l) + xnoJ-1(x1,...,xn-1). After relabeling (if necessary) we may assume that |x„| > \xj\. We may also (clearly) assume that x„ is not equal to 0. (1) \ok-.l(xu...,xn-l)\ <(C + \ok(x1,...,xn-l)\)/\xn\. Indeed, C > \ak(x)\ = \Ok(Xi,..., X„_ i) + X„Ok- i(Xi,.. ., X„- i)\ > \xn\\ok-l(xu...,xn-l)\ - \ok(xu...,xn-1)\. <T„(X) = Xi'--Xn, SO (2) \a„^l(xl,...,x„^i)\<C/\x„\. An easy argument using induction (1) and (2) shows that (3) |ff,_;(x1,...,x,_1)|<cf X \x„\k)l\xn\} foTJ=l,...,n-l. In particular, (3) implies that \al(xl + ■■■ + x,_,)| < C(l + ••• + Ixr^VlxJ"-1. Thus C > |Xi + ■■• + x„| > |x„| - C(l + ■■■ + |x„r2)/|x„r'. Hence ix„r < qi + ••• + ix„r') < c(ix„r-')/(ix„i -1) if ix„i > 1. This implies that if |x„| > 1 then |x„|" + 1 - |x„|" < C|x„|". So |x„|" + 1 < (C + l)|x„|". Hence |x„| < C + 1 if |x„| > 1. If |x„| < 1 then it is clear that |x„| < C + 1. This completes the proof. 7.A.I.4. If X e End(C) then define the polynomials Dj(X) by det(tI-X) = Zti(-\riDn„j(X). If X has eigenvalues nx,...,n„ counting multiplicity then it is easy to see that Dj(X) = a}(nu..., n„). The preceding lemma now implies that if \Dj(X)\ < 7i- 1 for j= \,...,n then X eU (7.A.1.2). Thus Lemma 7.A.1.2 implies Lemma. Set Vr = {X e End(C) | \Dj(X)\ <r}. If r < n - 1 then exp is a diffeomorphism of Vr onto an open subset of GL(n, C).
268 7. Cusp Forms on G 7.A.2. Radial components on the Lie algebra 7.A.2.I. The discussion of radial components in this appendix is based upon the results in Harish-Chandra [6]. Let G be a Lie group with Lie algebra g. Set I_ = G x g which we look upon as a Lie group with multiplication given as follows (1) (x, X)(y, Y) = (xy, Ad(jT l)X + Y) for x,yeG,X,YeQ. The Lie algebra, I, of L is g x g with bracket given by (2) [(X, Y), (X1, Y')-] = &X,X'l |T, A"] + [X, 7']). L acts on g by (g, X) • Y = Ad(g)(Y + X). This makes g into an L-space. Let DO(q) be the algebra of all differential operators on g with smooth coefficients. IfXElthensetT(X)/(7) = d/dt/'(exp(-tX)y)|r = ofor/ECco(g).ThenTis a Lie algebra homomorphism of I into DO(q). Hence T extends to an algebra homorphism of U(\c) into DO(q). If (X, Y) e I then T(X, Y) is a smooth vector field on g which we can look upon as a smooth function from g to g. We leave it to the reader to check that (3) T{X,Y)y = lV,X-\-Y. In I, g x 0 is a Lie subalgebra isomorphic with g and 0 x g is a Lie subalgebra with 0 bracket operation. Thus (4) U(\c) = U(Qc) ® S(gc) with a complicated multiplication. 7.A.2.2. Let X!,..., X„ be a basis of g and let be the corresponding coordinates on g. If D e DO(q) then D = ZP,3'. Here we use the standard multi-index notation. If I = (iu..., i„) with ij a non-negative integer then |/| = I. ij and 3' = 3|,|/x'11 ■ ■ ■ xj,". If X e g then we set Then Dx is a constant coefficient differential operator on g. Clearly, T(l ® S(flc)) is the algebra of all constant coefficient differential operators on g. We will thus identify S(gc) with the algebra of constant coefficient differential operators on g. It is convenient to introduce a slight twist on T. We define R(x ® y) = T(l ® y)T{x ® 1) for x e l/(gc) and y e S(gc). If 7 e g and if u e C/(IC) then we define i?y(u) = i?(u)y e S(gc).
7.A.2. Radial Components on the Lie Algebra 269 7.A.2.3. Now let h be a Lie subalgebra of g such that there is an ad(h)- invariant complementary subspace, V, of h in g. We also assume that h' = {He I) det(ad H \v) # 0) is nonempty. Set V~ = symm(S(Fc)) in l/(gc). We filter U(lc) as usual. This filtration induces a filtration of f ®S(hc) with (^®S(t)c)Y = I symm(S"(Fc))®S"(hc). p + q^j We filter S(qc) using the filtration associated to the gradation by homogeneous degree. We denote this filtration by Sj(qc). Lemma. If He I) then RH((^ ® S(hc))j) is contained in Sj(qc). The map H h-> RH restricted to (f ®S(hc))^ is a polynomial mapping from h to L((V ® S(\)C)Y, Sj(Qc). If H e h' then RH is a bisection from (V ® S(t)c))j to s,(gc)- We prove this by induction on j. If j = 0 then the result is obvious. Assume the result for j — 1 > 0. Let H1,...,Hr be a basis for h and assume that Xu..., Xs is a basis for V. If p + q = j then KH(symm(X1,---XJr)®//jl---//jr) = (- 1)" + "[H, Xfl] • • • [H,XJ/^, • ■ • Hjr mod S,_ .(9c). The proof of the inductive step is now clear. 7.A.2.4. Set TH = i?H restricted to f ® S(hc) and rHJ equal to rH restricted to the j-th homogeneous component. Then H k-» (rHj)~' is a rational map with singularities contained in I) — h'. Let e be (as usual) the homomorphism of l/(gc) to C given by e(l) = 1 and E(g) = 0. We identify 1 ® S(gc) with S(gc). If p e S(gc) and if H e h' then we set (5H(p) = (e ® /)((rH)_' (p)). Then if // e h' then (5H defines a linear map of S(gc) into S(hc). Let (5H ;- be the restriction of 5H to Sj(qc). Then // k-» (5h j is a rational map from h into L{Sj(qc),Sj{t)c))- If D e DO(q) then let 5H(D) = 5H(DH). Lemma. If D e £>0(g) then there exists a differential operator 5(D) on h' such that 5(D)H = 5H(D) for H e h'. This is clear from the above discussion. 7.A.2.5. Let U and l)x be open subsets of g and let W be a neighborhood of 1 in G. We assume that \d(W)U1 is contained in U.
270 7. Cusp Forms on G Lemma. Let f e C°°(l/) be such that f(Ad(x)Y) = f(Y) for x e W and Y e Uu If D e DO(U) and if ft = \)' nUx then {Df)\a = b{D){f\n\ Df(H) = (DHf)(H) = (rH((rHyl(DH))f)(H). Now, K(((Ker e) n F) ® 1)/ restricted to C/, is zero by the assumed invariance of /. The lemma now follows from the definition of 5(D). 7.A.2.6. We now assume that G is a real reductive group such that Ad(G) acts trivially on the center of g. Let h be a Cartan subalgebra of g. Let B be as in the definition. Set V = h1 relative to B. Let H = {g e G | Ad(g)h = h for all h e I)} be the corresponding Cartan subgroup. Lemma. Let h0 e h' then there exist neighborhoods U and l/, of h0 and W a neighborhood of 1 in G such that Ad(W)Ul is a subset of U and such that if B{U,Ul,W)= {f e CCD(U)\f(Ad(x)Y) = f(Y) for x e W and Ye I/,} then B(U,UuW)\Vnl), = C™(VnUl). Let p be the natural projection of G onto G/H. Let <&(gH, h) = Ad(g)h for g e G and h el). Then it is easy to see that <t is everywhere regular on G/H x h'. Hence there exist an open neighborhood Wx of \H in G/H and U2 an open neighborhood of h0 in h' such that <t restricted to Wj x U2 is a diffeo- morphism onto an open neighborhood, U, of h0 in g. Let W2 be an open neighborhood of 1 in G such that p(W2) = Wx. Let W be an open neighborhood of 1 in G contained in W2 and such that W • W is contained in W2. Set I/, = <b{p{W) x I/2). We assert that if we choose a possibly smaller W then [/,n()' = C/2.Indeed, if Ad(x)/i, = h2, hx e U2 and h2 e h'. Then Ad(x)h = h. If N = {g e G ! Ad(g()h = h} then N/H is a finite group. Thus we may choose W such that N r\W = H r\W. This implies the assertion. If u e C^iy then define / on C°°(C/) by /(<I>(x,/i)) = «(/i) for x e W and /i e U2. Then / is clearly in B(U, Uu W) and / = u on C/2. 7.A.2.7. If fe C°°(g) and if g e G then set y(gf)/(X) = /(Ad(g-1)X) for X e g. Let T(g) denote the algebra of differential operators, D, on g such that y(g)D = Dy(g) for all g e G. Lemma. 5: T(g) -> £>0(h') is an algebra homomorphism. Let n0 e n' and let U, Uu W etc. be as in the preceding Lemma. Let u e C'iUi n h') and let / e B(U, Ux , W) be such that / = uon{/1nf)' = ft. Let
7.A.2. Radial Components on the Lie Algebra 271 Du D2eT(Q). Then (D,D2/)|n = 3(D1)((D2/)|n) since D2f e B{U, Uu W). This in turn equals S(Di)5(D2)f\n. Now (DiD2)f(h) = 5(DiD2)u{h) for h e ft. Thus we have shown that 8(DxD2)u = 5{Dl)5{D2)u for u e C°°(n). The Lemma now follows. 7.A.2.8. Our next task is to derive a formula for 5{D) for £) e S(g)G = S(g) n T(g). We first look at the element to e S(g)G with o) = 'LXjYi where {Xk} is a basis of g and B(Xj, Yk) = 5jk. Let $ = ®{qc, bc) and let <t+ be a system of positive roots for <t. If a e 0 we choose £aE(gc)a such that B(£„,£_J = 1. Then [£„,£_J = Hx(B(h,Hx) = a(h) for he be)- Let {//,} be a basis of be sucn that B{H}-,Hk) = 5jtli. Then co = I(H,.)2 + 2Iae<I)+£a£_a. Now R((EXE„X + £_.£.) ® 1) = [£„, .][£-,, •] + [£_., •][£„, •]• If X, 7 are vector fields on g then (X • Y\ = Xh Y + X(h) Y(h). Thus r,((£a£_a + £_«£«) ® 1) = a(/i)([£«,£-«] - [£_«,£«]) - «(fc)2(£a£_« + £_«£«) = 2(a(h)Hx - a(/i)2£.£_J. Hence (1) rfc(symm(£«£_„) ® 1) = *{h)Ha - «(fc)2£«£_«. Thus (2)r»(-2 X a(/i)^2symm(£a£_a) ® 1 + 2 £ a(fc)"11 ® H. + £ 1 ® H2) = co. We therefore see that (3) 5(o>) = 2Y,«(hrlHx + Y,H]. 7.A.2.9. We define an isomorphism of S(gc) onto P(QC), P^~* P* by X#(y) = B(X, y)forX, y e g. Let p \-*p* be the inverse map. If/ sS(gc) then we define /e S(hc) by /# =/#|„. We set n(h) = Uae<b+ ct(h) for he h- We can now state Harish-Chandra's formula for <3 (Harish-Chandra [6, Thm 1, plOO]). Theorem. If D e S(qc)g then 5(D) = 7r~'Dn. Here a function is looked upon as a differential operator of order 0. We first check the formula for ox We note that (it X hj^ = o.
272 7. Cusp Forms on G Indeed, if s e W(qc, hc) then sn = det(s)7r. If / e P(h) and if saf = —f then / vanishes on the hyperplane a = 0. Thus if sf = det(s)/ for se W(qc, hc) then f = ng with g a polynomial on h. Now E Hjn is also skew symmetric relative to W(§c, hc). Since it has strictly lower degree than n we are forced to conclude that it is 0. £ (Hj)2nf = X ((Hj)2n)f + 2 X W(ty/) + * I (ty)2/- Now H,-7r = E„e<1,+ a{Hj)a.~ln. So ZHjnf-JlHjf+l I oT'HjY This proves the formula for to. To prove the full formula we use an ingenious trick of Harish-Chandra which is based on the following Scholium which will be used in another context. Scholium. If f e Pj(g) then 2'p.p = (ad co)'f- Here we look upon P(g) as multiplication operators contained in DO(q) and if x, ye DO(q) then ad(x)y = xy — yx. Let X e g. We must show that (ad coY(X*y = 2'(j\)X}. We compute (ad coY(X*Y = (ad co)'"1 (ad co{X*)') = (adcoy1( X (X*)\<id(oX*)(X*y-k-1 \0<j<k-1 Now ad coX* =21 B(X}, X) Y} = 2X. So (adcoY(X*y = 2(ad co)j-l £ {X*fX{X*y-k-1. 0<j<k-1 It is clear that if / is a polynomial of degree strictly less than j — 1 then (ad co)'- \f = 0. Thus if we put our calculations together we have (I) (ad coy(X*y = 2jX(adcoy-l(X*y-1. If we use the obvious argument by induction the scholium follows. We now complete the proof of the Theorem. Let D e Sj(g)G. Then £> = (l/2j/!)(adcoy/)#.Thus 5(D) = (l/23j\)(ad5(co)Y5(D#). Now 5(D*) = £>*!(,. Thus 5{D) = (\lVj\)(ad5(co)y(D*\k) = (\/Vj\)(ad5(co)Y(n-l(D* l^n).
7.A.3. Radial Components on the Lie Group 273 Since the Theorem has been proven for co we have (ad 5(co)yD# |„ = n-l((ad(ai)y(D# \$n = (Vj^n^Dn by the Scholium applied to h. This completes the proof. 7.A.3. Radial components on the Lie group 7.A.3.I. Let G be a Lie group with Lie algebra g. We put a Lie group structure on G x G by (g, h) • (u, v) = (gu,u~lhuv). We leave it to the reader to show that with this multiplication G x G is a Lie group that is Lie isomorphic with the usual product group. Let L denote this Lie group. Let I be the Lie algebra of L. We look upon G as an L-space with action (x,y)-g = x(yg)x~1. Let T: I -> DO(G) (differential operators with smooth coefficients) be defined by T{X)f{g) = jt{f{cxp{-tX)g)\t = 0. Then T extends to an algebra homomorphism of U(\c) into DO(G). A direct calculation shows that if X, Yea, then (1) T(X,Y)g=L(X-Ad(g)X)g + L(Y)g. Here I is looked upon as g x g with a twisted bracket operation. Thus U(\c) = U(qc) ® l/(gc) with the corresponding multiplication. The first factor is U(Qc x 0) and the second is (7(0 x gc). In this appendix we use this formalism to prove analogues (also due to Harish-Chandra) of the results of the last appendix. The only results that are essentially different are the last two. Thus for the most part we will leave it to the reader to fill in the analogous arguments. 7.A.3.2. Let H be a closed subgroup of G with Lie algebra h. We assume that g=h®F as in 7.A.2.3 and in addition that Ad(//)K = K Set f" = Symm S(VC) in l/(gc). We filter V ® [/(hc) using the standard filtration of I/(IC). As before we set R(x ® y) = T{\ ® y)T(x ® 1). We look upon l/(gc) as the algebra of all right invariant differential operators on G. That is, we identify it with T(l ® U(qc)). If De DO(G) and if ge G then there exists a unique DgeU{Qc) such that Df(g) = Dgf(g). Define for ueU(\c), g e G, Rg(u) = R(u)g. Let //'={/ie//!det((/-ad(/i))|K#0}. Clearly, if h' is non-empty then so is H'. We assume this. If he H then we write Yh for Rh restricted to r ® I/(hc).
274 7. Cusp Forms on G Lemma. If he H' then Vh is a linear bijection ofi^® l/(hc) onto t/(gc) which respects the /titrations (we use the standard filtration on U(qc)). 7.A.3.3. We assume that there is a complex Lie group Hc contained in GL(gc) such that Ad(H) = Hc n GL(g). Lemma. The map hh->Th |r®S(i,)) e L((^ ® l/(hc))J, Uj(gc)) is real analytic in h, factors through the homomorphism h i-» kd{h) and extends meromorphically toHc. This is clear from the definitions and 7.A.3.1(1). 7.A.3.4. If heH' and if xe U'(§c) set 5h(x) = (e® I){rh{x)). As in the preceding appendix, if x e U{qc) then h\-^5h{x) is meromorphic from Hc into U\\)C). If D e £>0(G) then set 5h(D) = 5h(Dh). Lemma. If D e DO(G) then there exists a differential operator 5(D) e DO(H') such that 5h(D) = 5(D)h. 7.A.3.5. Let U and l/, be open in G and let Q be a neighborhood of 1 in G such that x(/,xM is contained in U for x e Q. As in the previous appendix, we set B(U, UUQ) equal to the space of all C00 functions on U such that f(xyx~l) = f(y) ioxxeQ,yeVx. The following result is proved in exactly the same way as Lemma 7.A.2.5. Lemma. Let f e B{U, UUQ) and let D e DO{G). Then Df\VnH- = <5(Wk„). 7.A.3.6. We now assume that G is a real reductive group of inner type. Let h be a Cartan subalgebra of g and let H be the corresponding Cartan subgroup. We take V = hx relative to B. Let U be open in G such that xU x~' = U for all xe G. Let D(U) denote the algebra of differential operators on U, D, such thaty(g)D = Dy(g) for g e G. Here y(g)f(x) = f(xgx~l). The following result is proved in exactly the same way as Lemma 7.A.2.7. Lemma. 5 is an algebra homomorphism from D(U) into DO(H'). Our next task is to find a formula for 5{z) for z e Z(gc). Fix <t+ a system of positive roots for ^(gohc). We assume that the corresponding p is the
7.A.3. Radial Components on the Lie Group 275 differential of a homomorphism of H into Cx. This can always be guaranteed by going to a covering of G. Set A(h) = hp n (\-h")= X det(s)/isp. Let y be the Harish-Chandra homomorphism from Z(gc) to l/(hc). Here is the formula of Harish-Chandra in this case. 7.A.3.7. Theorem. If ze Z(gr) then <5(z) = A_1y(z)A. Let p. e (hc)* be <t+ dominant integral. Again, by going to a finite covering of G we may assume that p defines a character of H. Let o^ be the character of the corresponding finite dimensional representation of G. If z e Z(gc) then (1) za)l = (p+p)(y(z))ali and (2) zo^v = <5(z)(o-JH.). We note that A(h) is non-zero for h e H'. Set (A-S(z).A_1)* = P* fox he H'. We set qh = ph- y(z) e U(\)c). (1) and (2) combined with the Weyl character formula imply that (3) X det{s)s{p +p){qh)hsU'+l,) = 0 for he H'. seW(g.l)) We note that the coefficients (in h) of qh extend to meromorphic functions on Ad(//C). Let h+ denote the set of all h e h such that a{h) e R and tx(h) > 0 for all a e <t+. Then s{k/i + p)(h) - (kp. + p)(h) -> - co as k -> + co. Write qhj for the homogeneous component of qh of degree j. If /? e h* then np(ph)= I.j n']P{ph j). Let <jf be the maximum of the j such that qhj is non-zero. If h e exp(h+) then 0 = lim fc-«/!-<*+'>X det(s)s(k/i + p)(^)^s(fc"+p> = /i(q*.,). fc -♦ GO The /ief)* that are highest weights of irreducible finite dimensional representations of G are Zariski dense in h*. We have shown that if h e exp(h+) then qh = 0. Since Hc is connected and qh is meromorphic in h this proves that qh = 0 for all he Hc. 7.A.3.8. In the next chapter we will need a generalization (also due to Harish-Chandra) of the above theorem. Let 6 be a Cartan involution for G.
276 7. Cusp Forms on G Let h0 e g be such that 8h0 = — h0. Then ad(n0) has real eigenvalues. Let m be the centralizer in g of n0 and let n be the direct sum of the eigen spaces for ad n0 corresponding to strictly positive eigenvalues. Let V = n ® On. Let M = {geG\ Ad(a)h0 = h0}. Let M' ={meM\ det((/ - Ad(m))\v) # 0}. Let h be a Cartan subalgebra of m and let H be the corresponding Cartan subgroup of M (also of G). We denote by 5G M the "<5" from DO(G) to DO(M'), 5M H the one corresponding to DO{M) to DO{H') and by 5 the one going from DO(G) to DO(H'). Set for me M, AGM(m) = |det(Ad(m)|n)|1/2 det(/ - (Ad(m)|n). We define a homomorphism yfl m from Z(,qc) to Z(mc) as follows. P-B-W implies that l/(gc) = t/(mc) ® (6ncU{Qc) + [/(gc)nc). Let q denote the corresponding projection of l/(gc) onto U(mc). Let y\ be the homomorphism of U{mc) to C/(mc) given by r\{X) = X - [\) tr(ad X|n) for X e m. Then y9.m is given by r\ <> q restricted to Z(gc). 7.A.3.9. Let U be an open subset of G such that xUx~l = U for xeG. Proposition. Let z e Z(gc) and f eCx(M r\U) be such that f(xyx~x) = f{y) for x e M and yeMnU. Then on M' nU we have <5G.m(z)/ = ^GM7GM(z)AGMf. Let x e Af n [/ n C and choose H such that x e H. Let F0 be an open neighborhood of 0 in V such that if <I>(X) = exp XM, X e V0 then <t is a diffeomorphism of V0 onto an open neighborhood of \M in G/M. Let W be an open neighborhood of x in M'nU such that if u(X,y) = exp Xy exp( —X) for X e V0 and yeW then u is a diffeomorphism onto an neighborhood of x in G. Let W, be an open neighborhood of x in W and let P be a neighborhood of 1 in M such that yWy'1 is a subset of W for y e P. Let [/, = u(F0 x W^. Set Q = exp V0P. Then if we argue as in the proof of 7.A.2.6, it is possible to choose V0, W, Wx, P so small that (1) B(U,Ul,Q)\w=B(W,Wl,P). Let feB{W, WUP) and let h e B{U, UUP) be such that h = f on W.U z e Z(gc) then <5M.H(<5G M(z)) = (5(z). Harish-Chandra's formula implies that )(AG.1M)) = Ay(z)A1.Thus <5M.;;(AG.MyG.M(2)(AG.M)_1 ~ SGM{z))(T = 0
7.A.4. Some Harmonic Analysis on Tori 277 for a eCr{WinH). Thus &GMyGM{=){\iMr\f = <5g.mU)/ for f e B(W,WU P)- Thus the result has been proved on G' n U n M. Since this set is dense in M' n U and the desired formulas are real analytic on the larger set, the result follows. 7.A.4. Some harmonic analysis on Tori 7.A.4.I. The purpose of this appendix is to collect some technical results that will be used in Section 7.4. Let T be a compact torus with Lie algebra t. Then exp is a covering homomorphism (if we look upon t as an abelian Lie group under addition). Let T = Ker(exp). Then T is a lattice in t that contains a basis. We identify TA with {/is t*\n(D <= 2nZ}. That is, if n is such a functional then t" = eim) if t = exp H. Let < , > be an inner product on t. We also use the notation < , > for the dual inner product on t*. Let Xi,...,Xn be an orthonormal basis of t. We set A = X (Xj)2. Clearly, depends only on < , >. It is clear that (1) At"= -<Ju,Ju>t" for neT\ If / e C™(T) and if \i e TA then we set /A(/i) = J/(t)r*A. T Let kr be the distribution on T with Fourier series X (i + <n,nyyrt". That is, if f e CX'(T) then It is obvious from (1) that (2) (/-A)fcr + 1 = fcr for all r. The Plancherel theorem for T says that (3) K = »• Here,3(/) = /(l). Lemma. Let k e N. // r > [n + k)/2 then kr e Ck(T).
278 7. Cusp Forms on G If r > n/2 then X (i + <^>r<a). Thus the Fourier series defining /cr converges absolutely. Hence kr e C°(T) if r > n/2. Xjkr has Fourier series X (i + <^>rw- Since |(1 + </i,/i»-'i/i(^)| < (1 + <^>P+1/2 it follows that if r > (n + l)/2 we can differentiate the Fourier series defining fcr term by term. So kr e C^T) if r > (n + l)/2. The lemma follows from the obvious iteration of this procedure. 7.A.4.2. If x, y e T then set d(x, y) equal to the Riemannian distance between x, y corresponding to < , >. That is, d{x,y) = inf{\\X — Y\\\ exp X = x, exp Y = y}. Here ||X|| = <X, X>1/2. We now come to the first main result of this appendix. Let V be a Frechet space. Let au..., ad e TA - {0} be distinct. Set T' = {t e T\tXi # 1, i= l,...,r},if e>0thenset T't = {t e T \\\ - tXi\ > efori= l,...,r}. Let A be an algebra of continuous linear operators on V containing the identity. Let C be a subalgebra of U(tc) such that D = I — A e C and such that there exist pu..., pqe U(tc) such that l/(tc) = X Cp^. Let y be a surjective algebra homomorphism of A to C. Let W be a dense subspace of K Suppose that we have a linear map, S, of W into C^iT') such that S(Tt;) = y(T)S(v) for v e W, T e A. Finally, we assume that there is a continuous seminorm a on V and u > 0 such that J |S(i;)(t)|dt< e~"a(t;) for i; e ^ and all 0 < e < 1. If p e C/(tc) and if / e C°°(T') then we set Op(/) = sup,er |p/(t)|. Let B(T') be the space of all /sC°°(r) such that ap(f)< oo for all p, endowed with the topology given by these seminorms. Lemma. S extends to a continuous linear map of V into B(T'). Let 37' = T - T' (as usual). If x e T set u(x) = (±) inf{d(x,y) !y e T'}. If
7.A.4. Some Harmonic Analysis on Tori 279 X e t then we denote by Br(X) the r > 0 ball in t centered at X relative to < , >. Let r0 be such that exp is a diffeomorphism on Br(X) for all let. If x e V then set i;(x) = min{u(x), 1, r0/2}. Let h e C°°(R) be such that 0 < h(x) < 1 and h(x) = 1 for |x| < 2~1/2 and h(x) = 0 for x > 1. Fix x e T and set i; = i;(x). Let x = exp X. Define g( e (^(T) as follows: #(exp Z) = 0 if Z is not an element of Br(X) and 0(exp Z) = h(\\Z - X\\2/v2) if Ze Br(X). Let / e C»(T). If p e t/(tc) then p/M = P0/M- Fix peU'itc). Let d be the maximum of the orders of the p,-. Set s = n + j + d + 1. Then ((py)r is the formal adjoint of p looked upon as a differential operator in y see 8.A.2.7) p/(x)=|fcs(x)'-1)£>sPa/-()')^ T = I (p^Mx^'MjOD'/Wy + J (Py)rfcs(xy-')[Z)s,0]/(y)^. r r Now [£>s,gf] is a differential operator on T of the form E p7(j/)9|,|/j/' (here we are using coordinates on T corresponding to our basis of t) with Pi(y) = 0 if d(x,y) < v/21'2 or if d(x,y) > v. Also from the choice of g it is clear that \^^l^yJpt(y) I < CjV~q with Q, <jfj constants independent of y and x (see 5.A.2). We write 9|,|/3j/' = X a,,p, with au e C. We therefore have pf(x) = I (p,)7'M*j'~1)0(j')D7Wj' r +11 ((P/Wr(p,()0(p,)rMxr >i.,/(jO<** Z.i T Now, a^V/Mxy"1) defines an element of C°{T) for |J\ < j' + d. We therefore find that there exist c, e C,q — qp and a constant Cp such that |p/(x)|<Cptr"X I |c,-/O0|dj>. If 0 < e < 1 and if x e TJ. then v{x) > Ce, with C a fixed positive constant. We therefore have |p/(x)|<Cpe-"XJ|Cj/(t)|^. 7" We apply this to / = S(w) for some w e W. We have shown: (1) If p e U(tc) then there exists a constants q(p) and a continuous seminorm ap on K such that if 0 < e < 1 and if t e T£ then |pS(w)(t)| < e-«"'>oi,(w).
280 7. Cusp Forms on G If p e U(tc) then p = X y(Uj)pj with t^ e A. Thus if w e W and if t e T), then (<jf(j) = q(p.)) \pS(w)(t)\ < X |p,.y(«;)S(W)(t)| < £ Cpe-"^»ap(Uj.W) by (1). If we set q = max{g(./)} and ^p(i;) = Z op(u}w) then we have shown: (2) There exists a constant q such that if p e l/(tc) then there exists a continuous seminorm ^p on V with the property that \pS(w)(t)\ < e-"n„(w) for all 0 < e < 1 and all t e Te. Let c e T and let x = exp X. Let y e t be such that exp(X + tY)eTE for 0 < t < 1. In light of (2) we can apply Scholium 7.3.4 to pS(w)(exp(X + tY)) to find that if p e U(tc) then there exists a continuous seminorm \ip on V such that |pS(w)(t)| < np(w) for all we W. This completes the proof. 7.A.4.3. We now assume that if a,- is a non-zero multiple of txk then j = k. Let T, be the set of all t e T such that taj = 1 for exactly one j. Then it is clear that T u Tt = T" is open in T. Lemma. Let f e B(T') he such that /or each p e C/(t), p/ extends to a continuous function on T". Then f extends to a smooth function on T. We may clearly assume that n = dim T > 2. If a:[0,1] -> T is a smooth curve then we set L(<x) = J||<x'(s)||<fa. (1) If x, y e T" and if e > 0 then there exists a smooth curve joining x, y with values in T" such that L(a) < d(x, y) + e. To prove this we will use the following simple result. Scholium. Let P1,...,pd be real valued linear functionals on R" that are pairwise linearly independent. Set for i < j, h = det "AW Pi(y)~ Jj(x) p}(y)] Then U = {(x,y)e R" x R"in(<y ]8f- # 0} is open and dense in R" x R".
7. A.4. Some Harmonic Analysis on Tori 281 We first show that y = II, <d fiid is not identically 0 by induction on d. If d = 2 this is clear, so assume this for 2 < d < r — 1. We now prove it for d = r. The inductive hypothesis implies that K = {(x,.y) !!!,<,,_, /?u # 0} is open and dense in Rd x Rd. Since Pd-Ud is not identically zero y is not identically 0. We now prove the Scholium by induction on d. If d = 2 the result is clear. Assume the result for d = r — 1 > 2. If d = r then the inductive hypothesis implies that 0 = I11<J<„_1 /?y is not identically zero. Thus the set, V, of all (x, y) such that 0(x, y) is non-zero is open and dense in Rd x Rd. Since y = 6 n,-<„ pin the result now follows by the first observation in the proof of this Scholium. We now prove the Lemma. It is enough to find a broken C00 curve, a, taking values in T" and joining x, y such that L(a) < d(x, y) + e/2, since we can smooth the curve changing the length by no more than e/2. We also observe that it is enough to prove this for x, y in T since T is open and dense in T. Let Y} be a basis of t such that r = ZZyj. Set F = {X = 1, XjYj',0 < Xj < 1}. Then exp defines a bijection of F onto T. Let x, y e T and let X, 7 e F be such that exp X = x and exp 7 = y. Let /4s) = (1 — s)X + sY. If we interchange some of the strict inequalities and less than or equal signs used to define F we may assume that if y(s) = exp n(s) then L(y) = d(x, y). The Scholium above implies that we may assume that af and tXj are linearly independent on RX + R7 = P for i < j. Thus the set of all Z e F n P such that there exist i < j such that <x,(Z) and a;(Z) are in 2niZ is discrete in P. We can thus replace \i by a a piecewise linear curve, //, whose length differs from that of n by any arbitrarily small 3 and if 0 < s < 1 then there is at most one j such that a.j(n'(s)) e 2niZ. a(s) = exp(^'(s)) is the desired curve. We now prove the Lemma. Let p e U(t) and let x, y e T". Let for each j = 1,2,..., a,, be smooth curve joining x toy in T"such that lim^^, L(oy) = d(x, y). Now }£(p/(*/O))<fr = p/O0-p/(x). o at Write a,-(£) = Z ^(t)^ then IP/W - P/(J0I < j A(/W) dt <Y.\\W\XxPfW\dt ^ I ^kP(/) j II/UOIA < nL^) X a^l/).
282 7. Cusp Forms on G Let fip(f) = nZ.k oXkP(f). Then if we take the limit as j -> oo in the above inequality we have (1) \pf(x) - pf(y)\ < ii„(f)d(x, y) for x, y e T". Let x e T. Let {x,} be a sequence in T" such that lim Xj = x. Then (1) implies that pf(xj) is a Cauchy sequence in C. Thus in light of (1) we can define pf(x) to be the limit of this sequence. Furthermore, this extended function clearly satisfies the estimate in (1) for all x,yeT and all p. The Lemma now follows. 7.A.5. Fundamental solutions of certain differential operators 7.A.5.I. In this appendix we will prove a result due to De Rham [1] and Gelfand, Shilov [1]. Our proof follows that of Gelfand, Shilov fairly closely. We record it here for the sake of completeness and because we will use the technique of the proof in Volume II of this opus. Let p, q e Z, p, q > 1. Set n = p + q. We look upon R" as R" © R". Set P(x, y) = |x|2 - \y\2, x e R", y e R". Also set L = Z 32/x? - Z d2/yf. We will also use coordinates x,,..., x„ with xp+i= yt. Set C = {x e R"! P(x) > 0}. The obvious calculation yields (1) LPZ + 1 = 2(z + l)(2z + n)Pz on C for all z e C. If / e y(R") and if Re z > 0 then we set Pl(/) = |Pz(x)/(x)dx. c Lemma. P\+l(Lf) = 2(z + l)(2z + ri)P\(f) for all f e £f(Rn) and all Re z > 0. Set S = {x e R"!P(x) = 0}. Then S - {0} is a smooth hypersurface of R". Let for each e > 0, SB = {x e S| ||x|| > e}. Put RB = S£[/{x e R"! P(x) > 0 and ||x|| = e}. Set C£ = {x e R" |P(x) > 0 and ||x|| > e}. Then Rc is the boundary of C£. RE is piecewise smooth so Stokes' theorem is applicable onQ. Let u e C^iC) be such that u and (3/3x,)w have continuous extensions to C1(C) and (a) |u(x)| + Xl(9/9^,-)»WI ^ C||x||d forsomeC>0 and d > 0 and all x e R". (b) «(S) = {0}.
7.A.5. Fundamental Solutions of Certain Differential Operators 283 If we apply Stokes' theorem, we find that if / e £f{R") then f u(x)(d/dxi)f{x)dx = lim J u(x)(3/3x,)/(x)dx c ' c-or = - J (3/3xi)u(x)/(x)dx. c (We leave the details to the reader.) If Rez>l then u(x)=P=++1M and u(x) = (3/3x,-)Pz+1M satisfy (a) and (b) above. Hence J Pz+1(x)L/(x) = J LP* + l(x)f(x)dx. c c This combined with (1) above implies the Lemma for Re z > 1. Since both sides of the equation that we are proving are holomorphic in z for Re z > 0, the Lemma follows. 7.A.5.2. The above result implements a meromorphic continuation of P+ for z e C. More precisely we have Lemma. // /e^fR") then z i-» P+(/) has a meromorphic continuation to C. The poles are contained in the union of the sets {—1,-2,...} and { — n/2, — n/2 — 1,...}. // n is odd then the poles are all simple. Furthermore, P\ and Resz = wP+ define tempered distributions on R". The first part of the Lemma follows from (1) P\+i{Uf) = 2^(z + l)-(z + j)(2z + n)-(2z + 2(j - 1) + n)Pl(f). Since this tells how to define Pz{f) for Re z > —j. The last assertion follows from \Pl(f)\< I ||x||2Rez|/(x)|dx for Re z > 0 and (1). 7.A.5.3. We now do a different analysis of P\. Let S, (resp S2) be the unit sphere of Rp (resp. R'). Let dax (resp. da2) be respectively the rotationally invariant measures on S, and S2. Then (up to a constant depending only on p, q) go r (1) Pz(/)= J |rp-1s"-l(r2-y2)z J f(ral,sa2)dalda2dsdr. 0 0 S, xs2 Let lc denote the characteristic function of C. (1) implies
284 7. Cusp Forms on G Lemma. // Re z > — 1 then (lc^)z is locally integrable on R". Let / be a non-negative, smooth, compactly supported function on R". Assume that supp / is contained in {(x,_y)|||x|| < N, ||y|| < N}. Then J |lcP(x)|Rez/(x)dx < C(f) J j rp~ lsq-aX(r2 - s2)Rezdsdr. R" 0 0 If we use the coordinates r and t with s = tr for 0 < t < 1 then the second integral becomes ] r2Rez + n- l dr\ f- l{\ - t2fez dt, o o which is finite for Re z > — 1. 7.A.5.4. We continue with the analysis of the previous number. Set for r, s e R, u(r, s) = | f(rol,so2)doldo2. Then u e ^(R2) and u is even in both variables (1) If g e 5^(R2) is even in both variables than h(x,y) = g(xl/2,yl/2) defines an element of £f(U) where U = {(x,y) x, y > 0}. (See 7.3.4 for the definition of ^(U) for U open in a Euclidean space.) Taylor's theorem implies that if x > 0 and if y e R then there exists 0 < 6 < x such that \(dm/dym)f(x,y)- X (dk+m/dxkdym)f(0,y)(xk/k\)\ k<N = {xN+ 1/{N + l)\)\(dN+ l/dxN+l)f{6, y)\. Thus if 0 < x < 1 then (i + y2Y\(dm/ym)f(x,y)-l ^k+m/^kdym)f(0,y)(xk/k!)\<xN+lPr^N(f) k<N with prMiN a continuous seminorm on ^(R2). Now (3'1+7ax'ia};m)/(0,y) = 0 if k is odd. Thus, if we substitute x1/2 for x in the above inequality we find that if 0 < x < 1 and if y e R then (1 + y2Y\(dk+m/xkym)f(xll2,y)\ < Cr,k,m.
7.A.5. Fundamental Solutions of Certain Differential Operators 285 Thus, v(x,y) — f(xll2,y) defines a Schwartz function on {(x, y) i x > 0, yeR} which is even in y. We may thus repeat the above argument in the y variable to finish the proof of (1). (1) implies that u(r,s) = v{r2,s2) with v e <¥(C). Hence p\(f) = | (f r"' lsq- V - s2fv(r2,s2)dsdr. 0 0 We make the change of variables (x, y) ~ (r2,s2) and then (x, y) = (r, tr) with r > 0 and 0 < t < 1 and obtain P^(/)= |rz+"/2_l |t,/2"l(l -t)MMr)d£dr. o o Set <t(z,r) = }t"/2-l(l - t)zt;(r,tr)dt. o Taylor's Theorem implies that <|l-t|m + 1Pm(") with pm a continuous semi-norm on Sf(C). Thus if Re z > 0 we have v(r,tr)- I ((f-l)V./!)(9V9tJ>'(r,tr)|r = 1 <t(z,r)= X (ry//!)(3V3^M',.',)f t,/2"'(l - t)I + ^dt + EJr.z). 0<;<m 0 Furthermore, E(r,z) is holomorphic for Re z > — m and |£(r, z)| < Cm(z)qm(u) with <jfm a continuous semi-norm on ,C/(R2) and Cm a continuous function of z for Re z > — m. We can argue in the same way to get similar estimate on (1 + r2)'I(a7ar,')<I)(z,r). We therefore see that <t(z, r) has a meromorphic continuation to C with at worst simple poles at —1, -2,.... Furthermore, $(z,-)ey(R) where it is holomorphic and the residues at the poles are Schwartz functions. We observe that (*) P\(f)= ] rz + n/2-l<S>(z,r)dr. o We note that GO J rzl2+nl<S>(z,r)dr
286 7. Cusp Forms on G is holomorphic wherever <t(z, r) is. Thus to implement the analytic continuation of (*) away from — 1, — 2,... we may look at i (**) \rzt2+nlQ>(z,r)dr. o 7.A.5.5. We now look at the case when n is odd. Then (**) above implies that the poles other than — 1, — 2,... are at most simple poles at the points — n/2, — n/2 + 1, — n/2 — 2, Furthermore Resz=_„/2Pz+(/) = <t(-n/2,0). The calculations in 7.A.5.4 imply that <t(-n/2,0) = «(0,0) | f'2- '(1 - tydt\z=.n/2. o Let B(z, w) denote the classical beta function (B(z, w) = Y(z)Y(w)/Y(z + w) and T(z) is the classical gamma function). Then the usual integral formula for B(x, y) yields J I"12' l(l - t)zdt = B(q/2, z + 1) = T{ql2)T{z + \)/T(z + q/2 + 1). o If q is even the value of this function at —n/2 is non-zero. We have therefore shown (1) If n and p are odd then Resz = -n/2P+(f) = Cpqf(0) with Cpq non-zero. Lemma. Assume that n is odd. Set F(x)=lc((-l)«x)|P(x)rl/2. There exists a non-zero constant Cpq such that if f e £f(R2) then \F(x)L^f{x)dx = CpJ(0). If q is even then this follows directly from (1) and 7.A.5.2(1). If q is odd then replace P by — P and L by — L. 7.A.5.6. We now look at the case when n is even. We first assume that p and q are odd. As before we begin with the material in 7.A.5.4. In this case it is clear that <t(z,r) has a pole at z = —n/2. Thus Pz+{f) has a double pole at
7.A.5. Fundamental Solutions of Certain Differential Operators 287 z = — n/2. If we argue as in the previous number, we find that (1) (z + n/2)2P*(f)\z = n/2 = CpJ(0). We have Lemma. // p and q are odd then there exists a non-zero constant Cpq such that J lc(x)L"'2f(x)dx = CM/(0) for all f e y(R"). 7.A.5.7. We now analyse the case p and q even. In this case one checks that <t(z,0) is holomorphic at —n/2. Thus we see that Pz(f) has a simple pole at z = —n/2 whose residue is a non-zero multiple of f(0). On the other hand 7.A.5.2(1) implies that Resz=_„/2PZ(/) = C(d/dz\^0)P*(L"'2f) with C a non-zero constant. This implies Lemma. // p and q are even then there exists a non-zero constant Cpq such that J lc(x) log \P(x)\L"'2f(x)dx = CM/(0) for f e .S^(R"). 7.A.5.8. We now put all of this material together, and we drop the assumption that p, q > 1. Theorem. Let n > 2. Let p, q be non-negative integers such that p + q = n. Define Fpq as follows FP,q(x) = lc(x)|P(x)|"1/2 if n and p are odd, Fpjx) = lc(-x)| P(x)r1/2 if n and q are odd, Fp.q(x) = IcM ^ P ar>d <5f are odd, FP,q(x) = l°g |P(*)I if P and <? are even. Then Fpq is locally integrable and there exists a non-zero constant Cpq such
288 7. Cusp Forms on G that for f e £f(R"). If p, q > 1 then the result follows from the above discussion (note the change in the case p, q even). The only case we have not checked is n even and q = n. We leave this to the reader (Hint: Argue as in the previous number using C = {x \P(x) < 0}. Only the "r-integral" plays a role.)
o Character Theory Introduction The purpose of this chapter is to develop Harish-Chandra's theory of characters of real reductive groups. In his early papers, Harish-Chandra, realized that the correct infinite dimensional generalization of the usual character of a finite dimensional representation was as a distribution given as the trace of an operator on the representation space (see Section 8.1). Although the definition of the character of a (g, K)-module is quite natural, it is not at all clear how to apply it as a computational tool. The power of the character theory of real reductive groups rests on Harish-Chandra's regularity theorem (8.4.1). As a consequence of this theorem it can be shown that the character of an irreducible (g, K)-module is given by a formula that is (formally) quite similar to the character of a finite dimensional representation. Harish- Chandra gave two important (intimately related) consequences of his regularity theorem. The first was a characterization of tempered representations in terms of the growth of their characters. The second was his determination of the irreducible square integrable representations of a real reductive group. We conclude this chapter with these applications. Our exposition of these results does not stray very far from Harish-Chandra's original papers. 289
290 8. Character Theory We have benefited from Varadarajan's treatment of the regularity theorem (Varadarajan [1]), Our exposition is a bit simpler than that of the original since we have avoided the use of the notoriously difficult Theorem of Harish- Chandra on analytic G-invariant differential operators that annihilate the G- invariant functions (c.f. Varadarajan [1, Thm23, p.143, part 1]). In order to achieve this simplification, we prove a stronger theorem on the Lie algebra (8,3.3) than the original of Harish-Chandra. The key to our approach is Lemma 8.A.3.7, which was suggested to us by Duistermaat. As is usual in this book, we have included several appendices to this chapter that either contain standard results that will be applied in the body of the work (e.g., trace-class operators, elementary Fourier theory and basic distribution theory). There are also several technical results (that could very well have been included in the pertinent proofs) that we have opted to include as appendices in order to help clarify the flow of the arguments. 8.1. The Character of an admissible representation 8.1.1. Let G be a real reductive group and let K be a maximal compact subgroup of G. Let £f(G) be as in 7.1.2. Fix a norm, ||---|| (2.A.2.3), on G. Let px^r denote the seminormpxya(,r of 7.1.2. with a = || - - -1| and i> = 1. Fix d such that \\\g\\-ddg<K. G Let (n,H) be a Hilbert representation of G. Lemma 2.A.2.2 implies that there exist positive constants r and C such that (1) \\n(g)\\ < C||0||'. This implies that we can argue as in 1.1.3 to define, for each / e £f(G), an operator n(f) with (2) ||7r(/-)|| < ClPl.ljd+r(/) with C, depending only on n. Lemma. Assume that (n, H) is admissible and finitely generated. Let {vj} be an orthonormal basis of H such that each Vj is contained in a K°-isotypic component of H. Then there exists a continuous semi-norm, p, on if{G) such that X>(/HII<;p(/) forfeST(G).
8.1. The Character of an Admissible Representative 291 Since G = KG0 and G/G° is finite, there exist kl = \, k2,...,kme K such that G = (J, i/im fc,G° and each subset fc,G° is a connected component of G. If / e y(G) therTwe define for each /, ft(g) = /(/c^) for g e G°. We extend /, to G by 0. Then /; e £f(G), f = Z L(jy/,. It is also clear that the maps f >-* ft are continuous on if{G). We note that if g e G then n(L(g)f) = n(g)n{f). We assume (as we may) that rc restricted to K is unitary. Suppose that we have found {Vj} and p such that the assertion of the lemma is true for / e tf{G) such that supp / c G°. If / e ,9"(G) then £ ll^/t^ll = £ ||Z w(k,)w(/,)t|,|| < ^j lk(/i)«/ll ^ ^1£,<m P(/i)- Thus if we set q(f) = Z p(/;) then the result follows from the special case. Now n restricted to G° is admissible and finitely generated (4.2.7). The result will therefore follow if we prove it in the special case when G = G°. So assume that G is connected. Let CK be the Casimir operator of K corresponding to B|tx(. If y e Ka then let Xy denote the eigenvalue of CK on any representative of y. Let T be a maximal torus of K° and let P be a system of positive roots for K with respect to T. Let p be (as usual) the half sum of the elements of P. If Ay is the highest weight of y then Ay = ||Ay + p||2-||p||2. Also d(y)= n(Av + P.«)/(P.«)- This implies that there is a constant, C > 0, such that <*(y)<C(Ay + ||p||2)' withp= \P\/2. There is a positive integer JV such that the number of y e KA with highest weight Ay is at most N. As in 7.A.4.1 I (^ + iipii2 + ir<oo for r > dim T/2. This implies that (i) I d(y)2(Xy + \\p\\2 + !)-'<<» for r > 2p + dim T/2. jeJE" Proposition 4.2.3 says that there exists a finite dimensional representation, a, of P0, a minimal parabolic subgroup of G, such that HK is (g, K)-isomorphic with a submodule of X" (see 4.2 for the pertinent notation). Frobenius reciprocity implies that (") dimH{y)<d{a)d{y)2 for yeKA.
292 8. Character Theory Set D = CK + (||p||2 + 1)7. Let y e KA and let x e H(y). If / e 5"(G) then ||7r(i?(D")/)x|| = (||p||2 + /v+l)"||7r(/)x||. Hence (2) implies that ||jr(/)x|| < ClPl,D,,r+d(/)(||p||2 + Ay + \y\\x\\. Let {vj} be an orthonormal basis of H such that each Vj is contained is an isotypic component of H. Let q > 2p + dim T/2. Then LlW/RII <C,f I d(ff)d(7)2(llpll2 + A,)-«)p1>fl,,r+(l(/). Thus (ii) implies the result. 8.1.2. Let (n,H) be as above. The preceding Lemma implies that if / e Sf(G) then 71(f) is of trace class (8.A.1.5). We set ©„(/) = tr 71(f). Let {Vj}, p be as above. Then |tr n(f)\ < Z ||tt(/)i|,-|| < p(f), f e .^(G). Thus 0„ defines a continuous linear functional on if(G) which we call the distribution character of 7%. We may also assume that each Vj is contained in some isotypic component of H relative to K, If y e KA then set F(y) = {j\ v} e H(y)}. Then if £v is the orthogonal projection of H onto H(y) then Z <tt(/)^,^> = trEy7i(f)Ey. Set 0^(gf) = tr Eyn(g)Ey. Then 0J is a real analytic function on G and (1) ©„(/)= I lf{g)K(g)dg for/e^(G). Lemma. If (n,H) and (a, V) are admissible finitely generated Hilbert representations of G such that HK and VK are (g, K)-isomorphic then &K = 0„. In light of (1) above, in order to prove this result it is enough to show that <t>i = 4>l for all 7 eK\ Since HK and VK are isomorphic it is clear that x</>£ = x(j)y„ for all x e [/(g), fc e K and y e K A. Since $1 and <f>l are real analytic and G = KG0 this implies that they are equal. 8.1.3. The above Lemma implies that if V is an admissible finitely generated (g, K)-module and if (n, H) is a realization of V then 0^ depends only on V. We may therefore write &v for 0^. We will also call &v the distribution character ofV.
8.1. The Character of an Admissible Representative 293 Lemma. Let 0-K-W-Z-0 be an exact sequence in H (4.1.4). Then &w = &v + &z. Let (n, H) be a realization of W. We assume (as we may) that V is a sub- module of W. Let //, = C1(K). Then Hl gives a realization of V and /////, gives a realization of Z. As a Hilbert space /////, = (Z/,)1. The lemma follows if we split the sum giving the trace into the part corresponding to //, and the part corresponding to (H,)1. 8.1.4. Lemma. If K,,..., Vd are nonzero mutually nonisomorphic objects in H then &Vl,..., &Vd are linearly independent. Let for each j, Kj be a realization of Vj. Set for y e KA, </>£. = </>]. In light of the material in 8.1.2, it is enough to show that for each y e KA, the nonzero 0}' are linearly independent. Fix y e KA. After relabeling we may assume that Vj(y) is nonzero for j <r and is zero otherwise. 3.5.4 (3.9.7-9) implies that each of the [/(g^-modules HomK(Vy,Vj) is irreducible. If x e U(qc)k then set Hj(x) equal to the trace of the action of x on Hom/i:(K),, Vj). A direct calculation (which we leave to the reader) yields d(y)Hj(x) = ,x0J(l) for x e U($c)K. Thus Corollary 3.A.1.3 implies that (f>\,..., 4>l are linearly independent. 8.1.5. If V e <ff then K is of finite length as a (g, K)-module (4.2.1). Let V = K, => K2 => • • • => Vd => Vd+, = {0} be a Jordan-Holder series for V. If W is an irreducible object in H then we say that the multiplicity of W in V is the number of indices, j, such that Vj/ Vj+, is isomorphic with W. Notice that the previous Lemma implies that the multiplicity is independent of the choice of Jordan- Holder series. If W has positive multiplicity in V then we say that W is a constituent of V. Theorem. If V, W e H and if &v = &w then V and W have the same multiplicities for their irreducible constituents. This is an immediate consequence of Lemmas 8.1.3 and 8.1.4. 8.1.6. Let V be an irreducible (g, K)-module with distribution character &v. If / e ,C/{G) then set r(g)f(x) = f(g lxg) for x, g e G.
294 8. Character Theory Lemma. (1) &y"z(g) = Qy for geG. (2) If V has infinitesimal character x then z@v = x(z)®v f°r aU z e Z(gc)- Let (tz, H) be a realization of V.lffe V{G) then tt(t(0)/) = n(g)n(f)n{g)~'. Thus 0„(T(g)/) = tr k(0M/>(0)- ' = tr n(f) (Corollary 8.A.1.10). If /ey(G) and if zeZ(gc) then n{zrf) = ji{z)ji{f) = x(z)n(f). Thus ©^(z7/) = #(z)0K(/). Hence (2) follows from the definition of the action of [/(g) on D'(G) (8.A.2.7). 8.1.7. A continuous functional © on Sf(G) is said to be central if 0 „ T(g) = 0 for all geG. It is said to be an eigendistribution with infinitesimal character # if z0 = x(z)® for all z e Z(gc). Thus if K is an irreducible (g, K (-module then &v is a central eigendistribution. In the next section we give the relation between the K-character and the G-character. In Sections 3 and 4 we will prove several theorems of Harish-Chandra that give the local structure of invariant ei- gendistributions. We will then apply these results to distribution characters to (in particular) complete the theory of the discrete series. 8.2. The K-character of a (g, K )-module 8.2.1. We retain the notation of the previous section. If y e KA then we use the notation q for the character of y and d(y) for the dimension of any element of y. We endow C™^) with the topology defined by the semi-norms vD,K(/) = sup{|D/(fc)||fceK},DeI/(f) Lemma. Let V be an admissible finitely generated (g,K)-module. If y e KA then set mv(y) = dim Hom/i:(K),, V). If f e C™^) then the series X my(y) I r,y(k)f(k)dk yelC- K converges absolutely and defines a continuous linear functional &K v on CX(K). We will use the notation and results in the proof of 8.1.1. As in 8.1.1 we may assume that G = G°. Set Ty{f) = \ny{k)f{k)dk for yeK\
8.2. The K-Character of a (g, K)-Module 295 Then Ty((l + CK)rf) = (1 + A/Ty(/) for feC^iK). It is obvious that \rjy(k)\ < d(y) for k e K. Thus |T,(/)|<d(y)v,,K(/). We therefore find that if we set D(r) = (/ + Q)r then |Tv(/)|<(l+;.y)-rd(y)vD(r),K(/). We have also seen that mv(y) < Cd{y) for all y e KA (here of course C is independent of y). Thus the series that we are estimating is dominated by c( I (1 + ^rrd(y)2)vmrhK(f)- 8.1.1(1) implies that the above series converges if r is sufficiently large. If r is that large then \®K,vif)\ ^ CrVmrhK(f)- 8.2.2. We will call &KV the K-character of K We now relate the K-character to the distribution character. We will assume that G has a compact Cartan subgroup. Let K" be as in 7.4.1. If / e ,(f{G) then we set iPf(k) = |det((7 - Ad{k))\p)\lf(gkg-l)dg G for k e K" and equal to 0 if k e K — K". Theorem. Let e > 0 and /et / e c/(G) be such that supp f cz Gce (7.4.3). Then (1) trzC*'(K). (2) er{f) = ®K.v(<Pf)- Here we are using the same normalization of dg to define &v and [j/f. We have seen in 7.4.4 that Qf e CX(K"). Our assumption on the support of / implies that Qf has compact support in K'. This implies the first assertion. We now prove (2). Recall (7.4.4) (i) If k e K" n G'ee, and if g e G then log \\gkg~11| > Cel/2 log ||</|| with C a positive constant independent of k and g. If / e ,5^(G) then set F9(fc) = |det((7 - Ad(k))\v)\f(gkg-1). The argument at the end of 7.4.4 proves (ii) If us [/(!),£ >0 then for each r > 0 there exists a continuous semi-norm
296 8. Character Theory vurBon £f(G) such that \uFg(k)\<\\g\rvu,M) for / e ff{G) with supp(/) c G£e and all keK. Let (7r, //) be a realization of V. Let {t^v} be an orthonormal basis of H(y) for y s KA. (2) combined with the argument in the previous number implies that if / e Sf(G) has support in GBe then (iii) I J F,(fc)<K(fc)«,.„ !*-,/><** < Vr,£(/)||0||-r for all r > 0. Here vr £ is a continuous seminorm on .^(G). This implies that if / is as above and if Tg = (n\K)(Fg) then Tg is summable on //(8.A.1.4) and HTJj < vcr(f)\\g\\-r for all r > 0. A direct application of the integral formula in 7.4.2 implies that if v, w e H then <7i(/>,w> = J (n(g)Tg7t(g-l)v,wydg. G The above inequalities allow us to interchange summation and integration to find that ©„(/) = J ir(n(g)Tg7i(g)l)dg = J tr Tqdg. G G This in turn implies that ®K(/)=ffZldet((/-Ad(k))|p)|/(gkff-,)<w(k)i;j,,,i;^>dkdg. G K j.y In light of (iii), we may interchange the G and K integration and the summation. The theorem now follows. 8.3. Harish-Chandra's regularity theorem on the Lie algebra 8.3.1. We retain the notation of the previous sections. If X e g and g e G then we write gX for Ad(g)X. If ft is an open G-invariant subset of g and if /e (^(ft) then we write r(g)f(X) = f(g~lX) for g e G and XeQ. Set, as usual, £>'(ft)G = {Te £>'(ft)| Tz{g) = T for 9 e G}. Let D be as in 7.3.9 and set g' = {X e g| D(X) # 0}. Put fi' = fin g'. Let h,,..., hs be a complete set of non-conjugate Cartan subalgebras of g. We set ft} = G(ft' n fy). Then ft' = (J ft}. If g e G and if H e ft' n fy then set 4*/0, H) = .9//. 8.A.3.3 implies (1) 4*j is a submersion of G x (ft' n bj) onto ft}.
8.3. Harish-Chandra's Regularity Theorem on the Lie Algebra 297 Fix dX, a Lebesgue measure, on g. We will also write dH for a Lebesgue measure on each h;-. As in 7.A.2, we look upon S(g) as the algebra of constant coefficient differential operators on g. Put 7(g) = S(g)G (7.A.2.8). 8.3.2. Fix a Cartan subalgebra, b, of g. Let <t = <t(gc, hc). If a e <t and if a(h) c R (resp. a(h) c i'R) then we say that a is real (resp. imaginary). Let <&R and <t7 denote respectively the sets of real and imaginary roots. Set TR = <bR, T, = i<D, and r = TR u r7. Put h" = {// e h |«(//) # 0 for all a e T). Clearly, b" ^ h'. Lemma. Let Cbea connected component of h". Then there exist yl,...,yqeT such that (1) y1,..., yq are linearly independent, (2) C = {Hel)\yj(H)>0,j=\,...,q}. Furthermore, C n h' is connected. If a e T then a(j(g)) = 0. We may thus assume, without loss of generality, that g is semi-simple. Set \)R = {H e hc|a(H) e R for asO}. Then f) = (f)u n W © O'bu n W- ^ a e Fr (resp. a e T7) then a(ihR n h) = 0 (resp. a(hRnh) = 0). Set Xbs^b) = {// e hR nh|a(H) # 0 for a e TR} and X('I)k) n h) = {// e ((ihR) n h) | a(H) # 0 for a e r,}. Then a connected component of h" is of the form C, x C2 with C, (resp. C2) a connected component of (b« n b) (resp. XCbu)n b))- Since TR and T, are both root systems the first assertion follows from 0.2.4. Set E = <t - (<tR u <t7). If a e X then it is clear that the real and imaginary parts of a are linearly independent. Thus (b/)a = {H e b/| a(H) = 0} is of co- dimension 2 in \)j. Thus Cn(h,)' = C- (JO,,). which is connected. 8.3.3. For the rest of this section we will assume that Ad(G) acts trivially on the center of g. If </>,,..., </>,, are homogeneous Ad(G)-invariant polynomials on [fl> 9] then we set for r > 0 Q(01,...,0d,r)={XE[g,g]||0i(X)|<r,i=l,...,d}. Let U be an open connected subset of 3(g) = 5. Put Q = {X + 7|Xe [/, ^W *,,r)}.
298 8. Character Theory Lemma. ft is connected. Furthermore, if h is a Cartan subalgebra of g and if C is a connected component of h' then C n ft is connected. If X eU and Y e% 0d,r) then X + t7Eft for 0 < t < 1. This clearly implies that ft is connected. We now prove the second assertion. It is enough to prove it in the case when g = [g, g]. Let B be a convex neighborhood of 0 contained in ft n b. Let C be a connected component of b". Lemma 8.3.2 implies that C is convex. Hence C n B is convex. If X e ft n C then there exists t > 0 such that tX e B nC. Thus C n ft is connected. The second part of Lemma 8.3.2 now implies the result. 8.3.4. Theorem. Let ft be as in the previous section. Let T e D'(ft') be such that dim I{qc)T < oo on ft'. Then there exists an analytic function FT = F on ft' such that (1) T=TFon ft' (see 8.A.2.2 for TF), (2) If b is a Cartan subalgebra of g then there exists an analytic function fi on b" which is an exponential polynomial on each connected component of b" (8.A.2.10) such that F|Qnb. = \D\-l/2j8. Furthermore, if we extend F toQby setting F = 0 on ft — ft' then F is locally integrable on ft. We may assume that b = by 8.A.3.5 implies that T°(pT) = |£>r,/2p|£>r/2¥,0(T) for p e 7(g). Thus dim 7(gj(|£)| >/2vF?(T)) < oo. We have seen that S(bc) is finitely generated as an /(g)-module. Thus dim S^c)^?^) < oo. Lemma 8.A.2.10 implies that there exists a function fy on ft' n by whose restriction to every connected component is an exponential polynomial and is such that y°(T) = \D\~ll2T0J. If X e ft} with X = gH, H e b-, then set j8(X) = %H). If F= |£>r1/2j8thenT= TF on ft'. We note that if we extend /? to ft by 0 then /? is locally bounded. We have seen (7.3.9) that |£>r1/2 is locally integrable. The last assertion now follows. Lemma 8.3.3 implies the asserted extension properties of each fy. 8.3.5. We now come to the main result of this section which is an extension of a fundamental theorem of Harish-Chandra. Let Xl,..., Xn be a basis of g and define X1 by B(Xh Xj) = 5U. Put □ = Z X;X'. Then □ e 7(g).
8.3. Harish-Chandra's Regularity Theorem on the Lie Algebra 299 Theorem. Let ft be as in 8.3.3. Let Te £)'(ft)G be such that dim /(g)T < oo on ft' and dim C[D]T < oo on ft. Let F = Fr (8.3.4). Then T = 7>. The proof of this result will take up the rest of this section. Before we enter the details of the proof, we first develop some results on distributions on ft that are supported in U ® Jf{S.A..4.2). We note that if / is a G-invariant polynomial on g then f(X) = f(Xs) for leg (see 8.A.4.1 for Xs). Thus ft n (3 ©.#") = U©.4\ 8.3.6. Until we specify otherwise we assume that g = [g, g]. Let Jf = 0, u 02 u • • • u 0r with Oj = GXj and 0, open in Jf, 02 open in Jf — Ox, etc. (Corollary 8.A.4.7(2)). Set Jp = (J/>P0r Then Jf is closed in 9. We may assume that X = Xj and that X is non-zero. Let H, X, Y be a standard basis for a TDS, u, in g (Lemma 8.A.4.1). As a u-module under ad, g is a direct sum of irreducible submodules, Vm, with dim Vm = nm + 1 and ^m is a natural number. The eigenvalues of ad h on Vm are simple and are given by \xm — 2fc, for k = 0 to /^m. The — ^m eigenspace is gy n Km and XKm is the sum of the eigenspaces for ad h with eigenvalues strictly greater than — jim. This implies that (1) 9 = 91'©[A',9]. Set V = QY. If a e G and if Z e K then set <D(g,Z) = g(X + Z). Then d%,o(9, V) = g(V + [X, g]) = g. This implies that there exists an open neighborhood, V~, of 0 in K such that X + V~ eft and 0 restricted to G x K~ is a submersion onto its image. We note that <t(G x V~)riA'j is open in ,/lj. Let W be an open G-invariant subset of g such that WnJ] = Oj. Let V;= {Z e V~ \<b(g,Z)e W for geG}. Then K;isan open neighborhood of 0 in V~ and <t(G x Vj)r,Jfj = Oj. If X = 0 then we take Vj = ft. The main result of this number is (2) Let Oj c ft and Xs e Oj. Let Vj be as above for X = Xj. There exists a neighborhood, C/j, of 0 in Vj such that if we put <&j{g,Z) = g(X + Z) for </eG and X e Lf- then (i) <tj is a submersion onto an open neighborhood, ft;, of X in ft. (ii) Q}nJ]=Oj. (iii) (Xj+Uj)nOj={Xj}. It is clear that any open neighborhood of 0 in Vj satisfies (i), (ii). We must therefore show that we shrink Vj to satisfy (iii). If Xj = 0 take Vj = U}. We
300 8. Character Theory therefore assume that X = X} is non-zero. Let {X, Y,H) be as above for X. Let Wm denote the sum of the eigenspaces for ad H on Vm with eigenvalues strictly less than nm. Set W equal to the sum of the Wm. Then ad X is a linear isomorphism of W onto [X, g]. Ths implies that there exists a neighborhood, W0, of 0 in W and a neighborhood U' of 0 in Uj such that x, Z -> <fy(exp x, Z) is a diffeomorphism of If0 x U' onto an open neighborhood of X in g(. Let Wl be an open neighborhood of 0 in W0 such that e"diWl)X is a neighborhood of X in ^. If we shrink W0 and I/' we may assume that <D/exp W0, U') nJ^c exp(ad W{)X. Suppose that Z e C/' and X + Z e Os. Then X + ZeOjn <D/exp W0, [/'). Thus X + Z = eadvX with ceW,. Hence, <fy(l,Z) = <fy(exp i;,0). This implies that v = Z = 0. Thus we may take C/j = l/'in order to satisfy (iii). We now assume that g = j © [g, g]. Let U} be as above. We will now use the notation U} for U © Uj. We will also write <tj for the map by the formula in (2) above. 8.3.7. Let E be the vector field on g defined by d Ef(x + y) = jt(f(x + ty))t = l, x e j, y e [g, g]. If x,,..., x„ are linear coordinates on g such that {xj}i<, are linear coordinates on [g, g] and {xjo, are coordinates on j then E = £ x,-3/3x(. *£« Lemma. Let F be the space of all distributions supported on (3©/)nQ. If T e F then dim C[£]T < oo and the eigenvalues of E on F are all real and strictly less than —q/2. Let j be fixed and let OjcQ. Let X e j © 0, and let <fy, Lf, K, Q; be as in 8.3.6(2). Assume that 0, # {0}. Let y,,..., yd be linear coordinates on K n [g, jj] such that yk(V n Fm) = 0 if m # k. If Z e K, write Z = IZm with Z,eFn Fm. We note that ad HZm = ~nmZm. It therefore follows that (i) (d<b,)a,z&n, I (i/i- + i)zj = a(A- + Z) = <ty(g(, Z) for g e G and Z e Uj.
8.3. Ilarish-Chandra's Regularity Theorem on the Lie Algebra 301 Since <t>, is a submersion, we may define <t° as in 8.A.3.2(2). (1) implies (2) <t°(£T) = (I (inm + \)ym d/dym)^(T). The choices in 8.3.5(2) imply that if supp(T) c (3 © A/,) n ft then supp <t°(T) cz [/ x {0}. Let Fj denote the subspace of those elements of F with support contained in (3©. I^nft We prove by downward induction that if T e Fj then dim C[£]T< 00 and the eigenvalues of £ on Fy are strictly less than — q/2. We assume (as we may) that Or = {0}. Then 8.A.5.4 implies that £ acts semi-simply on Fr with eigenvalues strictly less that — q < —q/2. Assume the result for fj+1 we prove it for Fj. Let T e Fj. Then <t°(T) has support in U x {0}. (2) combined with 8.A.5.4 implies that there exist a,,...,aseR such that -a,> d + { Z /im such that <t°(n (£ - a,)T) = 0. Now E (/^m + 1) = q. So X /^m = q — d. Thus —a,- > \{d + q). By the above suppling (£ — a^T) c fj.+ ,. The result now follows. 8.3.8 Set (o(Z + X) = B(A",X) for Z e 3, X e [9,9]. Let X, be a basis of 9 such that Xj e 3 for i > <jf and B(.X;,.xy) = ef<5y with K; = ± 1. Set D, = Zi<qr.id2/dxf and D0 = □ — □,. We look upon to as a differential operator under multiplication. Set h = E + (q/2)I, x = —jco and y = □,. Then a direct calculation yields (1) [/i,x] = 2x, [/!,>'] = -2j/, [x,y] = /i. In other words, x, y, h is a standard basis for a TDS, u. F is a u-module that satisfies the hypothesis of Corollary 8.A.5.1 (Lemma 8.3.7). Hence Corollary 8.A.5.1 implies Lemma. // Te F and if p is a non-zero polynomial in one variable then p(D,)T = 0 implies that T = 0. 8.3.9. We now record a result that will be used at the end of the proof of the regularity theorem. Lemma. IfSeF and if p is a non-zero polynomial in one variable such that p{\J)S = 0 then S = 0. We first show that if S e F C e C and if (□ - ()S = 0 then S = 0. Assume not. Let S = Z S„ with (h~n)% = 0 for some d. Then 0 = (D-().S = X (D0 - ()S„ + £ D,^. Let / be minimal among the n such that S^ is non-zero. Since (h - (n - 2))d D,S^ = 0. We find that D,SA = 0. Thus
302 8. Character Theory 8.A. 5.1 implies that Sx = 0. This contradicts our definition of 1 This proves our assertion. We now prove the lemma by induction on the degree of p. If deg p = 0 then the result is clear. Assume the result for all non-zero polynomials of degree d - 1 > 0. If deg p = d then p(t) = (t - Qq(t) with ( e C and q is a polynomial of degree d — I. Thus 0 = p(D)S = (□ — ()(<jf(D)S). Our assertion above implies that <jf(D)S = 0. The inductive hypothesis now implies that S = 0. 8.3.10. We now prove Theorem 8.3.5 in two special cases, g = su(2) © 3 and g = s/(2, R) © 3. We do this for two reasons. First of all the proof we give in these two cases contains most of the ideas in the proof of the full theorem. Secondly, these two cases are needed to initialize the induction that will be used to prove 8.3.5. In both of these cases we prove 8.3.5 under the assumption that Ad(G) = Int(g). So we take G = St/(2) if [g, g] = su(2) and G = SL(2, R) if [g, g] = s/(2, R). The rest of this number is devoted to the proof of the result in the case g = su(2) © 3. We note that g - g' = 3 © {0}. Thus T — 7> is supported on [/©{0}. Let 5 be the element of D'{su{2)) given by 5{f) = f{0). Then Theorem 8.A.5.2 implies that if linear coordinates on su(2) and if we use multi-index notation then (1) T - TF = X 9' <5 ® T, a finite sum with T, e D'(U). Since T and TF are invariant under the adjoint action of SU(2), we see easily that there exist T0,..., Tpe D'(U) such that (2) T-7> = X(n,)'5<g>7}. We now compute DTf- TUF. We shall see in the general case that this is one of the key steps in the proof. (3) □ TF - TaF = 3 ® S with S e D'{U). Let 0 e Cf (Q). Put n((f>) = DTF(0) - TLJf#). Then H(4>) = J F(X)U4>(X) - UF(X)4>(X)dX. 9 Set Then h = Rh © 3 is a Cartan subalgebra of g and all Cartan subalgebras of g are conjugate under Ad(SU(2)) to h. We can apply the Weyl integral formula
8.3. Harish-Chandra's Regularity Theorem on the Lie Algebra 303 (2.4.3) to find that (up to a scalar multiple) GO /i((/>) = | J t2F(th + Z) J n<t>{t Ad(g)h + Z)dgdtdZ -J J f2DF(f/7 + Z)|0(f Ad(g)h + Z)dgdtdZ. 3 x G Set *,(t,Z) = tJG#Ad(0)/i + Z)d0. Then %eC*(R), <^(0,Z) = 0, (3/3t)<IV(0,Z) = 0(0, Z). We also note (7.3.3(1), 7.A.2.9) <t^(t,Z) = -(82/3t2)^(t,Z) + □o^t.Z) and tDFftii + Z) = -(d2/dt2)tF(th + Z) + tD0F(t/i + Z). Set Q(t,Z) = tF(th + Z). Then H(4>)=~1 ) {Q(th + Z)(d2/dt2)%(th+Z)-((t>2/(t>t2)Q(th + Z)%(th + Z)}dtdZ GO +| J {e(tfc + z)n0^(tfc + z)-noe(^ + z)«^ + z)}dtdz. 3 -«i The properties of F in 8.3.4 imply that the second integral above is 0. We calculate the first by integrating by parts twice. If / is a function on h such that / restricted to (0, oo) x 3 extends continuously to [0,00) x 3 and f restricted to ( — 00,0) x 3 extends continuously to (— 00,0] x 3. Then set /±(Z) = lim f( + th + Z). The obvious integration yields f->0 + M4>) = -jffl.(Z) - e-(Z))(^Wo,Z)<lz + !(((s)e).'z»-((s)e)_<Z))','''0-z»^ The above calculations of % now imply that if we set for feCf(U), S(/) = -f(Q + (Z)-e_(Z))/(Z)dZ 3 then \i = 3 ® S. This proves (3). We now prove that T = TF on fi. The hypothesis of Theorem 8.3.5 implies that there exists a polynomial p(X) = Xr + lower order such that p( □ )T = 0. Thus p(D)F = 0 on Q'. We note that (2) implies that there exist distributions S0,..., Sr_ , on [/ such that p(D)TF = Tp(1)F+ X (D,)^®S, ISr- 1
304 8. Character Theory Hence p(n)(T-TF) = P(n)T-p(n)TF = -Tp(L)F- £ (□,)ia®s, !<r- 1 = - I (D,)'«®S, i < r - 1 On the other hand (2) says that p(D)(T - TF) = p(D)f X (n,)'«® 7]Y If we compare the two formulas (for the same distribution) we find that the coefficient of (□1)d+r<5 in the second formula is Td whereas the highest derivative of 5 that occurs in the first formula is (□,)'" l5. This implies that Td = 0. The argument can now be iterated to show that 7} = 0 for all j. This completes the proof in this special case. 8.3.11. We now look at the case g = s/(2, R) © j. This case will be done in essentially the same way as the previous one. However, there is the additional complication that „¥' is not just {0}. We now begin the analysis in this case. We set G = SL(2, R). We note that if X e s/(2, R) then the characteristic polynomial of X is f2 + det X. Thus if det X is non-zero then X is regular. This implies (1) ft-ft' = [/©./K We therefore find (2) supp(T-TF)cI/©^K Let F denote (as above) the space of S e Z)'(fi) such that supp S is contained in U © Jf. Let E be as in 8.3.7. In that number we proved that if V e F then dim C[£] V < oo and the eigen values of E on F are all real and < — 3/2. This implies (3) There exist Xt, i = \,...,q such that -3/2 > Xx > X2 > ■■ ■ > kq, 7} e F such that (£ - x,)m7} = 0 for some m with T- TF = ^ 7}. As in the previous case the key to the argument is the calculation of DTf - TUF = [i. Set *-G i>
8.3. Harish-Chandra's Regularity Theorem on the Lie Algebra 305 If / e Cc°°(s/(2, R)) then set (K = SO{2)) 5±(f) = j j f(±s Ad(k)X)dsdk. K 0 We also denote by 3 the evaluation at 0. We prove (4) There exist distributions S+, S_ and S0 on U such that H = 3+®S+ + 5_ ®S__ + 5®S0. Set Then Rh © 5 and RH © 5 is a complete set of non-conjugate Cartan subalgebras of g. If we apply the Weyl integration formula then we find that /x = cxnx + c2jx2 with Ci, c2 constants and GO ^(0)={ j t2F{th + Z)$n<l>(tAd(g)h + Z)dgdtdZ 3 -co G GO -{ { t2\JF{th + Z)|0(f Ad(g)h + Z)dgdtdZ, 3 - co G H2(4>) = \ J f2F(f// + Z)j^D<Mf \d{g)H + Z)dgdtdZ 3 - go G" GO -j j f2DF(f// + Z) |0(f Ad{g)H + Z)dgdtdZ. 3 - co G We put for 0e Q0 (ft) ,*,(*, Z) = f j 4>(t Ad(g)h + Z) rf0 and G 2%(t,Z) = \t\ $ <t>(t Ad(g)H + Z)dg. a We note that K = S0(2) = exp Rh. We set for 0 a continuous function on g 4>°(Y) = $ d>{Ad(k)Y)dk. K Then as in 7.5.1 we find that (*) 1%(t,Z) = t]ct>0(t(0e_2x e*) + z)sinh2sds.
306 8. Character Theory If we make the change of variables u = \t\ sinh 2s we have (as in 7.5.1) /, l ?V ( ° u + (u2-t2yi2\ \ (*) ^sgnrHo^^^^^^ Q j + zj,, This easily implies that if (j) = u® v then (**) 1<t(0+,Z) = 5+(u)v(Z), ,*(()-Z) = -5_(«)«(Z) and up to a scalar multiple I — J <t(0, Z) = u{0)v{Z). We apply these results to the calculation of jxx . As in the previous case if we setQ(f,Z) = tF(th + Z) then GO vM) = l j {e(f,z)(-a2/af2)1^(f,z)-((-a2/af2)e(f,z)1<i)(f,z)}dfdz 3 -co GO + { j (e(f,z)D0(1<i)4f,z))-(n0e(f,z))1^(f,z))dfdz. 3 -co The second term is 0 since there are nojumps in the Z-variable. If we integrate by parts in the first integral (twice) then (**) implies that jix has the desired form. We now analyse \i2. 7.3.8(2) implies that GO 2<t(f,Z)= j <f,°(tH + sX + Z)ds. - OC Hence 2<b(t,Z) is smooth and (by the original formula) even in f. This implies that if (j) = u ® v then (***) 2%(0,Z) = (5++5_)(u)v(Z) and (d/dt)2%(0,Z) = 0. Repeating the argument above in this case shows that n2 has the desired form. (5) E5± = -25+ and Ed = -35. The last equation follows from 8. A.5.3. We leave the first as an exercise to the reader (hint: use linear coordinates x, such that Xi(X)= 1). As in the previous case, (5) implies (6) nkTF-TlkF= X (□i)j«5+®^+ I (ai)}5_®Bj j<k-\ j<k-\ j<k- 1 for appropriate Ajt Bj, C, e D'{U).
8.3. Harish-Chandra's Regularity Theorem on the Lie Algebra 307 Let p(x) = xr + lower order be a polynomial in one variable, x such that p(D)T = 0. Then (7) implies (7) p(D)7> - TP(D)F = X (□i)'S+®S,+ X (□1)'<5_®[/j j<r-l j<r-l with S;, Lf, F, e £>'([/). Since p(D)T = 0, p(D)F = 0 (recall that we are extending F by 0). Hence p(D)(T - 7» = -p(D)TF = -p(D)7> + Tp(n)F. So (7) implies that p(D)(T- 7» = £_2>,> _2r+1 W, with EWj = jW,. On the other hand (4) implies that p(n)(T-TF) = p(D)(X7}). If we expand this in terms of the generalized eigenvalues of E we find that the term that corresponds to the lowest eigenvalue is (□ t )rTq. The corresponding eigenvalue is -2r + /.,. Since /, < - 3/2 the above equations are consistent only if (D,)']1, = 0. Lemma 8.3.8 now implies Tq = 0. Continuing in this way we find that 7], = 0 for all j. Thus T = TF as asserted. This completes our discussion of the two special cases. 8.3.12. We now begin the proof of Theorem 8.3.5. We prove the result by induction on dim[g, g]. If dim[g,g] = 0 then g = j and Q = Q' so the result is trivial in this case. The next possible dimension of [g, g] is 3. These are the two cases that were handled in the previous numbers. Assume that the result has been proved if 3 < dim[g,g] < n. We know it for dim[g, g] = n. The proof of the inductive step follows the same pattern as in the previous case. (1) supp(T- Tf)c.r® U. Suppose that X e supp(T — TF) and Xs is not in j. Set m = g*\ Then dim[m, m] < dim[g, g]. Since m contains a Cartan subalgebra of g (2.3.1) it is easy to see that B is non-degenerate on m. Put V = m1 relative to B. Set m" = {Ye m|det(ad Y\v) # 0}. If m' denotes the regular elements of m (internally to m) then m"nm' = g'nm. Clearly, lein". Let M = {ge G\ Ad(g)Xs = Xs}. We show that there exists a neighborhood, mfi, of X in m" nQ of the type described in 8.3.3 for M, m. (It is this kind of neighborhood for which the inductive hypothesis is valid.)
308 8. Character Theory Now, m = 3® $! © [m,m] with 3, = 3(m)n [g, g]. Write Xs = X0 + Xx with X0 e -5 and A\ e 3,. We note that X„ e [m,m] (8.A.4.6(2)). Let p be the maximum of dim V and the degrees of the 0,- (8.3.3) used in the definition of ft. Let 1 = v0, t;!,..., va be a basis, consisting of homogeneous elements, of the polynomials of degree < p on 3,. We choose a basis 1 = u0,...,ub, consisting of homogeneous elements, of the M-invariant polynomials on [m, m] of degree < p. Then ^(z+y) = XflU.A(Z)«i(n k.l for all Z e 3,, 7 e [m,m] (here, of course, a-, Jk, are independent of Z and 7). Now 0XX) = <M-JQ = 0;(^i)- Thus there exists e > 0 such that |0,(*2)l < r - e for all i. We may therefore choose an open neighborhood, l)l, of Xl such that C1(L\) is compact and 10,(7)1 < r - e for all 7 6 01(1/,) and all i. Set C = supZ6„1(Z,.JU|a,,Jk,/«t(Z)|). Set f = e/2Cb. Put mQ(Ul,..., wb) = {7 6[m,m]||«j(7)| < f}. If Ye mCl(uu..., ub,t) and if 7, el/, then 0,(7, + 7) = Zai.Jk.oM^i) + 11 «,-,u^i)"im k k 1 >0 = 0^i) + I I a,-.uM^)"i(n k 1 >0 The first term has absolute value at most r — e. The second term has absolute value at most bCi = tj2. Hence 7 + ^ e ft. Thus [/©I/, © mn(«1,...) uh,t) is a neighborhood of X in ft n m. Set >?(7) = det(ad Y\v) for 7Em. We note that deg r\ = dim V. Hence ^(7, + 7) = Zu cut;k(71)u1(7) as above. Now \n(Xs)\ = M*,)!. So ^(X^l = A > 0. Let C/2 be an open connected neighborhood of Xl with compact closure in [/, such that |>y(7)| > A/2 for 7 e l/2. If we argue as above we may choose 0 < f' < f such that if Yx e C/2 and if 7e mft(u!,..., ub,t') then 1*7(7, + Y)\ > A/4 > 0. Set mft = [/© t/2 © mft(u,,..., u„,f'). Then mft is a neighborhood of X in m" n ft. If g e G and if 7 e mft then set ^(g, 7) = gY. Then 4* is a submersion onto an open neighborhood W of X in g. Fix a choice of Lebesgue measure on m. Let mD be the "D" for m, B. Then 8.A.3.5 implies that dim I(mc)\ri\li2*i">(T)\m^ < 00 and dim C[mD]h|1/24/0(T) < 00. The inductive hypothesis now implies that T = TF on W. This contradiction implies (1). We note that if p e /(gc) then FpT = pFT. Thus supp(p(T - 7») = supp(pT - pTF) and suppfpT - TpF) are contained in .yV © [/ by (1). This
8.3. Harish-Chandra's Regularity Theorem on the Lie Algebra 309 implies (2) If p e 7(gc.) then supp(pTF - 7» c JT ® U. 8.3.13. As in the two special cases of the theorem that were proved above we must calculate DTF — TLF. With the inductive hypothesis in hand and since dim[g, g] > 3 (because of the two cases above) we can actually prove (1) OTF=TUF. Let//!,..., Hs be the Cartan subgroups of G corresponding to r^,..., hs. We will be using the notation in 7.3.6 and the formula in the proof of 7.3.9. Let (j> e q°(ft). Then DTf - TUF = j F(X)U^)(X)dX - j UF(X)<f)(X)dX 9' 9' = I cj j ej{H)(n}(H)F(H)n<l>Z>{H) - ns{H)UF{H)^{H))dH. Here e,- is a locally constant function on h" that takes on the values + 1. Let D; be the element of S(h;) defined as in 7.A.2.9 for □. 7.A.2.9 implies that the expression that we are calculating is equal to £cy j £j(H)(nj(H)F(H)n^(H) - nj{njF){H)<b^{H))dH. Set Qj{H) = £j{H)nj{H)F{H). Then Theorem 8.3.4 implies that Qj extends to an exponential polynomial on each component of hj. Let Cjmk be a labeling of the connected components of h'/. We must therefore calculate Iu = j (£.(//)D,.<I>^(H) - ajQj(H)^(H))DH. Let y1,...,yper be such that Cjk = {// e h,|y^H) > 0, 0 < i < p). (see Lemma 8.3.2). Set VUk = {// e I); | ^(/Z) = 0 for 0 < i < p}. Set L^ = Vftk in h,- relative to B. Let /i,,..., /ipe l/M be defined by y,-(/ia) = <5ia. We also note that if Hy, is defined by B(Hyi,H) = y,(H)for H e h,then//yi e C/MlLet X,,..., Xfbea basis of Vs<k such that B(Xa,Xb) = ^a<5a.b with ^a = ±l.SetD} = Z ^X^.Then D = Z haHv + D}. Since neither Q, nor <t^ has jumps in the directions in V]k (7.3.8) it follows that j e/ff)n}*jj'(ff)dff= j n}e;(ff)*jf'(ff)dff. We therefore find that h* = I I (e,(H)*flH,. W) - haHyaQj{H)<b$>{H))dH.
310 8. Character Theory If we use the yjas coordinates on Ujk then Cjk = Vjk x (x p(0, oo)). If 1 < s < p then set CJJiS = {H e h;|ys(H) = 0 and yf(H) > 0 otherwise}. If u is a continuous function on C\(Cjk) then define us+(H) = limr^0+ u{H + ths) for // e C^j. If we integrate by parts twice in the above expression for IJk then we find that 'm = E4..w.* I {haQj)t{H){<b?)UH)dH o,h Cj.k.b + Z«-.m I (e;)a+(H)(HVao^):(//)rf// a Cj,k,a with da.t;.); and eaj-)k constants and d// some choice of Lebesgue measure on the pertinent hyperplanes. We are now ready to prove (1). Let u e Cco(R) be such that u(x) = 0 for x < 1, u(x) = 1 for x > 2. Set for e > 0, (E(X) = u(co(X)2/£2). Since C£ is 0 in a neighborhood of U ® JT, 8.3.12(1) implies that if/e Q°(n) then n^J) = 0 for £ > 0. We note that HyiCE = (4y;co/e2)«'(co2/e2) which vanishes on the set CJkJ. Thus hAU) = L<w j wH)(fcfle;)ir(H)(*7'tt(H)<*ff + Z««.m I ce(H)(ey)fl+(H)(H,a*^):(H)dH. a CJ,k,a If X e g and if e > 0 is sufficiently small then (E(X) = 1 if o)(X) is nonzero. Let x be the characteristic function of the set {X e g | co(X) # 0}. Then limE_0 CE = X- Our hypothesis on g (dim[g, g] > 3) implies that x is one almost everywhere on each Cjka. Thus the dominated convergence theorem implies that limE_0 ljMgJ) = lUk(f). We therefore find that 0 = lim n(U) = Hm X c,/,,k(CE/) = I Cjlhk{f) = M/)- e-»0 e-0 j,k j,k This completes the proof of (1). If p e 7(g) then FpT = pFT. Thus (1) implies (2) If p is a polynomial in one variable then p(D)TF = TP(D)F. 8.3.14. We are now ready to complete the proof of the inductive step and hence of the theorem. Let p be a non-zero polynomial in one variable such that p(D)T = 0. Then p(D)(T - 7» = p(D)T - p(D)7> = -p(D)7> = - TP(L])F = 0 since p(D)F = 0 and Q' and we are extending by 0. Now supp(T - TF) c U ® Jf. Hence Lemma 8.3.9 implies that T - TF = 0 as asserted.
8.4. I larish-Chandra's Regularity Theorem on the Lie Group 311 8.4. Harish-Chandra's regularity theorem on the Lie group 8.4.1. The next theorem is one of the most profound results of Harish- Chandra. After its statement the remainder of this section will be devoted to its derivation from the main result of the last section. Let d(g) be as in 7.4.11 and set G' = {g e G | d{g) # 0}. Theorem. Let T be an invariant Z($)-finite distribution on G. Then there exists a locally integrable function F = Fr that is real analytic on G' such that T = TF on G. If H is a Cartan subgroup of G, if h e H and if C is a connected component of {X e I) | h exp X e H nG'} then X -> F{h exp X)\d{h exp X)\1/2 is the restriction of an exponential polynomial to C. Set H' = G' n H. Let ip(g,h) = ghgx for g e G and h e H'. Then \jj is a submersion of G x H' onto an open subset U of G. Let AG H = A and 5G H = (5 be as in 7.A.3.6. We use the notation of 8.A.3.2. If z e Z(g) then iP°(zT) = W(T). Since <5(z) = A_1y(z)A and since t/(l)) is finitely generated as a y(Z(g))-module, we see that dim U(\))Atp0(T) < oo. This implies that there exists a real analytic function, (, on W such that Ai/>°(T) = T?. Let h and C be as in the statement of the theorem. Set (,,(X) = i(h exp X) for xeC Then dim U(\))Ch < oo. Thus C is the restriction to C of an exponential polynomial (8.A.2.10). There exists a nowhere vanishing, locally constant function, e, on H' such that A(x) = e(x)|d(x)|1/2 for x e H' (here we have chosen a system of positive roots for <t(gc,hc)). Set nH(x) = £(.x)-'C(x) for x e //'. Then i/>°(T) = |d|""^h- Let Hu. ..,Hr be a complete set of nonconjugate Cartan subgroups of G. If // = Hj then set ^ = nH. G' is the disjoint union of the open subsets UgsGgH'jg~[. We may therefore define a real analytic function F on G' by F(g%-') = |dWr,/2»;#) for h e H'j and g e G. Then T = TF on G'. |<i| 1/2 is locally integrable on G (7.4.11) and each ns is locally bounded, hence F is locally integrable on G. In order to complete the proof of the theorem we must prove that T = TF on G. 8.4.2. Let x be a semi-simple element of G. Let M = {g e G\gx = xg}.M is a real reductive group (see 8.A.4.10). Then we can write g = m © V with V an
312 8. Character Theory Ad(M)-invariant subspace of g. Set M" = {me M|det((Ad(m) - l)\v) ¥= 0}. Set ip(g,m) = gmg~x for g e G, m e M". Then ip is a submersion of G x M" onto on open subset of G. We now show that there exists an open neighborhood of 0, [/0, in m of the type described in 8.3.3 (for m) such that exp restricted to U0 is a diffeomorphism onto an open neighborhood C/t of 1 in M and xl/, is a neighborhood of x in M". Let D0,..., Ai-i be as in 7.3.9 for g. Then Dj is homogeneous of degree n — j > 0 (in the indicated range of indices. If U is a connected neighborhood of 0 in j(g) such that exp is a diffeomorphism of U onto its image then exp is a diffeomorphism of V@Q(D0 ,...,£)„_,, n - 1) onto its image (7.6.3, notation as in 8.3.3). If 0 < f < 1 then tn(D0,...,D„.1,n- l)=>n(D0)...,/>„_„r"_1(jt- 1)). This implies that if 7 e ft(£>0, • • •, £>„_ x, r"~ 1(tt - 1)) and if X is an eigenvalue of ad Y then \X\ < tn (7.A.1.3, 7.A.1.4). We may now argue as in 8.3.12 to find a neighborhood, Qr c V® ft(£>0,...,£>„- i,f"~ \n - 1)) of the desired type of 8.3.3 for m. If we take f > 0 sufficiently small then it is clear that l)x = Q, has the desired properties. Set ft = >p(G x (xC/,)). Let j be the "j function" for M (see 8.A.3.6). Set C(fif,«) = ip(g, xu) for g e G and « e Ux. Let C°(T) e D\Vl )M be as in 8.A.3.2. We note that M" nG' = M" n M' where M' is the set of all regular elements in M relative to its action on m. 8.A.3.2 implies that dim^.M(Z(g))C°(T)<oo. Now, «5g.m(z)C°(T) = (AG,M)-1yG.M(z)AG>MC0(T). This implies that dim Z(m)AG.MC°(T) < oo, since Z(m) is finitely generated as a yG M(Z(g)-module. We can now apply Lemma 8.A.3.6 to see that dim 7(m)j1/2 exp*(AGJWC°(T)) < oo on U0 n m'. If Cm is the Casimir operator of m then yGM(C) = Cm + XI with XeC. Let □m be the corresponding "□" for m. 8.A.3.7 implies that dim C[Dm]i"2 exp*(AG,MC°(T)) < oo on U0. Theorem 8.3.5 applied to U0, implies that there exists a locally L1 function, H, on U0, that is real analytic on U0 n m', such that j1'2 exp*(AG,MC°(T)) = T„.
8.5. Tempered Invariant Z(g)-Finite Distributions on G 313 This implies that (°(T) = (°(7>). Hence T = TF on Q. x is an arbitrary semi- simple element of G. Hence 8.A.4.11 implies that T = TF on G. This completes the proof. 8.5. Tempered invariant Z(g)-finite distributions on G 8.5.1. Let TeD'(G). Then T is said to be tempered if T extends to a continuous functional on #(G). In this section we will prove some extremely technical results about tempered, invariant distributions on G. To do this we must introduce some notation. Let v.G-> G0 be as usual. Define (j)(g) = tr(v(g)Tv(g)) and a(g) = log (j)(g). Then 0 is a norm on G. The topology of #(G) is given by the semi-norms (7.1.2) vw(/) = sup9eG El(g)(\ + a(g)Y\L(X)R(y)f(g)\, reR,x,ye [/(g). We have seen that there exists d > 0 such that l(\ + a(g))d~.(g)dg<K. G This implies that the semi-norms &.*.,(/) = IK* + a(g)YL(x)R(y)f\\2, reR,x,ye [/(g) are continuous on (€{G). (We will see that these semi-norms actually define the topology of ^(G).) 8.5.2. Lemma. Assume that G = °G. Let (n,H) be an irreducible square integrable representation of G. Then 0^ is tempered. More precisely, there exists a positive integer m0 and a positive constant M depending only on G such that |0ir(/)|<rf(7r)-1M||(/ + Qr/ll2- (Here CK is the Casimir operator of K relative to B restricted to k.) If y e KA then we have seen that dim H(y) < d{y)2. Let Xy denote the eigenvalue of CK on any representative of y. Then there exists a positive integer m0 such that (8.1.1) X (1 + Xyym° d(yf < oo. Let vUy be an orthonormal basis of H(y). If / e C™(G) then ®-(/) = 11 f(9Kn{g)vUy,vUy > dg. 1,7 G
314 8. Character Theory If m > 0, m e Z and v e H{y) then j ((/ + CK)mf)(gKn(g)v,v)dg = (1 + Xy)m j f{gKn{g)v, v) dg. G G This combined with the Schwarz inequality and the Schur orthogonality relations implies that if v is in addition a unit vector then Hence I f(9)<n(g)v, v)dg !©,(/)! < I <<%)-'(!+ ^rmH(/ +Q)m/ll2- S f{9)<n(9)vi.y,vi.y>dg G <(Z(H-Ay)-"d(n)-^||(/ + CK)"/||2 < f £ (1 + 2y)-md(y)2)d(ny'||(7 + Q)m/ll2. The result now follows by taking m = m0 and 7 8.5.3. It is not hard to see that the character of an irreducible tempered representation is tempered (we will see this later). The above Lemma implies an interesting property of the characters of irreducible square integrable representations. Let %{G) denote the space of all / e CK(G) such that vr>x(/) = sup9eG(l + a(g)YE(g)-l\xf(g)\ < co for aH reR and x e l/(g). (Here the action is as left invariant differential operators, that is by R{x).) Endow %(G) with the topology induced by these semi-norms. As usual, it is a Frechet space. The above Lemma implies that (1) If (71, H) is an irreducible square integrable representation of G then 0^ extends to a continuous functional on %JR{G). We now begin the proof that this extension property is true for any K- central tempered distribution on G. For this we will need some preliminary Lemmas. 8.5.4. Lemma. Let x, ye (7(g) and let j be a positive integer. Then there
8.5. Tempered Invariant Z(g)-Finite Distributions on G 315 exists a positive constant Cxyj such that \(L(x)R(y)(\ + (T)'){g)\ < C,y.,(l + o{g))> for all g e G. If X, Y e g. Then <f>{e,xgesY) = tT(gTe'XTe'*ge're'rT). If we differentiate this equation in f and s at f = s = 0 then we find that there are universal constants £p.,.m,„ such that L(X")R(Y")4>(g)= I Ep^mMix(gT{XT)mX"-'ngy'{YTy-n). 0<m<p.O<n<q The Schwarz inequality implies that \L{X>)R{Y')<Hg)\ < Const, ^g) with "const." depending only on j, p, q. Using this it is easy to show that |L(JnR(n0(0)-"| < Const. 0(0)-' for all p, q, k > 0 in Z. We note that if (say) q > 0 then L(X")R(r> = L(X")R(^-')((R(y)0)/0). This, in light of the above, implies that if p, q > 0 and p + q > 0 then |L(Xp)R(7>| < Const. An easy induction on j now shows that |L(X")R(7')(1 + a)}\ < Const.(l + a)1. This implies the Lemma since the powers Xp, X e g, span (7(g). 8.5.5. Lemma. Let C denote the Casimir operator of G corresponding to B. Put A = 2CK — C. If xe l/J'(gc) then there exists a constant C depending only on x such that l|x-/||2<C||(l + A)y||2 and HL(x)/||2 < C||L((1 + A)Vll2- Let <X, r> = -B{X,0Y) for X, Y e g. Let Xlt...,X„ be an orthonormal basis of g relative to < , >. Then A = — Z (X,)2. We will also write \\X\\ = «X,X»1/2. We will prove the first estimate of the Lemma. The second is proved by exactly the same argument.
316 8. Character Theory If Y e g and if / e Cf{G) then it is easy to see that (||- • -|| = ||- • -||2) l|y/ll2<imi2Ll|xjll2. Thus||yTH2<||y|rih,2 ik\\xir-xikf\\2. Thus it is enough to prove that I ||X,,---Xit/||2<CJ|(/ + A)Y||2. 11 ik We prove this by induction on k. If k = 0 there is nothing to prove. Assume that the result has been proved for 0 < k < r and that k = r + 1. Now I \\Xh-Xlkf\\2= I {Xir-Xikf,Xh-X:kf) ■l ik il ik = I ki<xtl-Lxi],xlky-xlk_j,xtl-xljy il ik j= 1 + I <XikXi<--Xik^f,Xi<Xi2---Xikf) il ik = I *Z <^1--[x,,xjj--xit_1/,xh--xij> il Ik j = 1 - I <*i, •••*.* 1/,Xil---Xlt_iA/> il ik - l il Ik j= 1 We observe that if e > 0 then (*) K/,0>l<(l/(2£2))||/||2 + (e2/2)||.9||2. Let C, = max ||[X,-,^/]||. If we use (*) with e2 < 4^ and the above we have I \\xtl-xj2A I \\xh---xikf\\2 il ik *■ h 'k Thus + (\ + £'2) I ll^i,--^ik-,/ll2 \^ / "1 'k- 1 + \ I ||Xli---XJk_1A/||2. L h ik -1 I \\Xir-XJ\\2< Const. X 11^,-^.,/H2 ii ik »i ifc - 1 + X ||Xil---Xik_,A/||2. 11 ik -1
8.5. Tempered Invariant Z(g)-Finite Distributions on G 317 The induction hypothesis now completes the proof of the inductive step. 8.5.6. Lemma. If p, q, r are non-negative integers and if f e CX(G) then set HMAf) = im(l + Q)")R((1 + AHO + ayf\\2. Then f e <tf(G) if and only if Hp.qAf) < °° for a" P> <?> r e N. Furthermore, the topology of <^(G) is given by the semi-norms \ip.qr. We will prove this result by a sequence of reductions. Let Vx be the space of all / e CX(G) such that W/) = lid + <x)rL(x)R()0/||2 < «>> r e R, x, y e [/(g), endowed with the topology given by these semi-norms. Then ^(G) c K, and the inclusion is continuous. Let <W/) = ll^(x)/?(y)(l + a)7||2, r e R, x, y e [/(g). Then K, = {/eC°°(G)| ^iX>y(/)<oo, rsR, x, j/el/(g)} by Lemma 8.5.4. If we apply Lemma 5.A.3.2 we find that / e Vx if and only if j \(L(x)R(y)(l + a)rf)(kxak2)\1alpdadkldk2 < oo A* XK*K for all x, y e [/(g), r e R. This combined with the compactness of K and Lemma 8.A.5.7 implies that if / e Vu x, y e [/(g), reR then ™PasA.XusK fl"(l + ff(a))r|(L(x)RO0/)(R,a«2)l < oo. This implies that <^(G) c Kt. The closed graph theorem now implies that Vx = ^(G) as topological vector spaces. Lemma 8.5.5 now implies that (€{G) is the space of all / e C^iG) such that «P.,.r(/) = 11(1 + *)ri4(/ + A)")R((7 + A)")f\\2 < oo with the topology induced by these seminorms. Now A = — C + 2Q. So L(l + A) = — R(C) + L(I + 2CK). This combined with another application of Lemma 8.5.5 implies the Lemma. 8.5.7. Lemma. Let T e D'(G) be tempered and K-central. Then T extends to a continuous functional on ^(G). If / e (^(G) then set f°(g) = \Kf(kgk~x)dk. The preceding result implies that / h-» f° is a continuous linear map of ^(G) into ^(G). This implies the result, since T(f) = T(/°). 8.5.8. With the above Lemma in hand we will now prove some (even) more technical results in preparation for the main theorem in the next section. Let
318 8. Character Theory HcGbea 0-stable Cartan subgroup of G. Let H = °H • A as usual. Let (P, A) be a p-pair associated with A. Let <t = <t(gc, hc) and let <t+ be a system of positive roots for <t compatible with (P, A). Set <t, = {a e <t | a^ is pure imaginary} and <tR = {a e 01 a!b is real valued}. Set <J>. = 0 - (<tR u O,). Put X°#) = {h e °H I h" # 1, a e <»,}. Lemma. // f > 1 then \°H)Af c //'. Let h = ua,ue \°H) and a e Ar+. If a e 0 - 0, then \h*\ =a"> f > 1. If a e <D, then h" = ua # 1. 8.5.9. Lemma. Lef t > \. If g e G, x, y e \°H)Af and if gxg~l = y then there exist k e NMClK(°H), he H such that g = kh. (Here M is a standard Levi factor for P.) The preceding Lemma implies that g normalizes H. Since H is 0-stable, this implies that g e KH. We may thus assume that g e K. Let x = ua, y = uxax with u, ux e \°H) and a, ax e A*. Then gxg~l = y implies that 6(g)6(x)6(gyl = 6(y). Hence g6(x)g~1 = 6(y). This implies that gx9(x)-lg-l=y9(y)-1. So ga2g~' = a\. This implies that g e P. Now P n K = M n K, so the Lemma follows. 8.5.10. Fix y e °H. Let C0 c °h be open, convex and such that exp: C0 -> exp C0 = Cx is a diffeomorphism. We also assume that C1(C0) is compact and that y exp (C1(C0)) c '(°H). Let for f > 1 V:G/H0 x yd x/l^C be given by 4/(g(//0,yc,a) = g(ycag("1. Lemma. There exists an open neighborhood V of 1 • H° in G/H° such that (1) x¥(V,yCl,A + ) = CltisopeninG.
8.5. Tempered Invariant Z(g)-Finite Distributions on G 319 (2) 4*: V x yCl x A* -> Qt is a diffeomorphism. 4* is everywhere regular. Thus fir is open for all choices of V. Thus we need only show that we can choose V so that 4* is injective. If y¥(gH°,yc,a) = 4/(xH°,yc',a') then gycag'1 = xyc'a'x-1. If we set u = x~lg then 8.5.9 implies that u = kh with ke M r>K and he H°. But then a = a' and fcafc~' = a. Now this implies that mod °H° the possible "fc's" vary in a discrete set. Since gH° = xkH° it is clearly possible to choose V so small that k e H°. 8.5.11. Fix K, C0, y, t > 1, ft, as above. Let a e Q°(K) be such that J a(x)dx = 1. Here we have chosen a G-invariant measure, dx, on G/H°. Let yfyC,/!;'-) denote the space of all / e C»(yCxA+) such that (1) supp / c co/ls+ with co c yC,/lr+ compact and s > 1. (2) v,ifl(/) = supfc(l + ffM^ID/MI < oo for all d > 0 and all D e [/(h). We say that a net /, -> / in this space if (3) There exists co c yC^A* compact and s > 1 such that supp /, c co/l + for all large r\ and vd>fl(/„ - /) -> 0 for all d > 0 and D e [/(h). We define S:£f(yCxA + ) ->• Cx(ft,) by S(/)(«P(x,yc,fl)) = «(x)/(ycfl). Lemma. // / e y{yCxA + )and if we extend S(f)byOtoG then S{f) e C^G). We use the notation xyx~l = yx and {yx\x e S} = ys. Let £cG be compact and such that E • H° = supp a, Then supp S(f) = (supp f)E. (Here S(/) is looked upon as an element of C^ft,).) Now supp f ^ co- (C\(A+,)) for some f' > f. Thus supp S(f) is closed in G and the result follows. 8.5.12. Lemma. Let P(f) = \D\~ 1/2S(f) for f e ^{yCxA+t\ Then 0{f) e y?R(G) and the map P:Se(yC1At)^%l{G) is continuous.
320 8. Character Theory LetR = C[(l -fc-«)|«e«] c C^yC^t). Put 0(/i) = n a-*-": It is an easy exercise to show that if D e (7(h) then D(j> = (j)rf with r a positive integer and / e R[/Ta, conj(/Ta) | a e <t+] = R". We also note that \DihT1 = a-"(/)(/i) for h = yea, ceCuaeA+, We will now be using notation and results in 7.A.3. If g e (7(g) and if h eyCxA + then 0*« = r„(X V, ® ft,) with /i; e R- \ at e (/(g) and bj e I/(h). Thus if x e £ (see the previous number) then S-'fxfoT'Xi + a{xhx-l))m\g ■ P(f)(xhxl)\ < Const. 3(/.)-'(l + o(h))m X |/#)l|fl«a(x)||ft/fc^/)(fc)| < Const. (1 + a{h)T I |«fr(fc)||^rA/WI with D; e (7(h), u;r e R". Here the "consts" depend on E but not on /. This proves the result since the elements of R"[0] are easily seen to be bounded on yCtA? forf > 1. 8.6. Harish-Chandra's basic inequality 8.6.1. The following theorem of Harish-Chandra is the key to the study tempered, invariant eigendistributions. Theorem. // Te D'(G) is central and Z(q)-finite then T is tempered if and only if there exist constants C and d such that if H is a 6-stable Cartan subgroup of G then \d(h)\ll2\FT(h)\ < C(l + a(h))d for heH, The sufficiency of the condition is an easy consequence of Theorem 7,4.10 and will be left to the reader. We now begin the proof of the necessity. If z e Z(g) and if heH' then (7.A.3.7) z-FT(h) = A(hyly(z)(AFT)(h). Here we have used A corresponding to a choice of positive roots in <t(gc, hc).
8.6. Ilarish-Chandra's Basic Inequality 321 This implies that (1) dim [/(I)) • A(Fr|H,) < oo. Let / = A(Fr|H,). Then (1) combined with 8.A.2.10 (more precisely proof of that result) imply that there exist A,,..., Ar e f)£ and an integer d > 0 such that if y e H' and of 0 e U c h is open, connected and such that y exp U c H' then (2) f(y exp h) = Y. Pi,7(h)eA,[h) with p,., a polynomial of degree at most d depending only on y and T. Let H = °HA, as usual. Set A" = {a e A \a* # 1 for ae$-<D,}. Let {Pi,A), i=l,...,p, be the p-pairs with split component A. Set tA + = {ae/l|aA> 1, a e ®(R,A)}- Then A" = (Jj/1 + . Put '(°H) = {h e °H|fc« # 1 for all a e <!>,}. We have seen that (3) H" = \°H) ■ A" c //'. Clearly, H" is open and dense in H. Let C be a connected component of \°H). Then C • ,A+ is connected. Thus if jix,..., fiq are the distinct restrictions of the Aj to a then (4) /(era) = X 0yk(c)Pj(log a)a"\ ceCandae tA+ with 0ljt a function that extends continuously to C1(C) and pj a polynomial of degree at most d. Thus to prove the theorem we must show (5) If Y, 0;jk(c)Pj(l°g a) # 0 then Re nk is non-positive on ;a+. 8.6.2. We now prove (5) above. Fix a p-pair (P, A) [A as above). Let y e °H, C0, C,,/l+ and /?as in 8.5.12. We write(A+ =j/l+)0ij)i(c) = (j)Jk(yc) (notation as in (4) above). Let (j)eC^{yClA + ). Then it is clear that 0E,9"(y C1/4;1') for some f > 1. Now T{p{<t>)) = SFr(9)P(<t>)(9)dg G j \d(yh)\FT(yh)\D(yh)\-ll2<x{x)<l)(yh)dhdx CiA* x G/H° = j \d(yh)\'l2FT(yh)<f)(yh)dh. C,A*
322 8. Character Theory Set v(h) = \d(h)\ l/2/A(h) for h e H'. Then \v(h)\ = \forhe H'. We have (*) T()8((A)) = X j (t)Jk(yc)Pj(\oga)v(yca)a"k(l)(yca)dcda. j,k CiM* Now (j) \—► T(P(<f>)) is continuous on ^(yC!/l+). So (*) implies (5) above and hence the theorem. 8.6.3. Corollary. Let T e D'(G) be central and Z(g)-finite. Then T is tempered if and only if there exist constants C > 0 and d>0 such that \d(X)\l'2\FT(X)\<C(l+G(X)Y for x e G'. The preceding theorem implies the sufficiency of this condition. We must therefore prove the necessity. Since there are only a finite number of conjugacy classes of Cartan subgroups in G, it is enough to prove the inequality on G[H'~\ = {ghg~l \g e G, he //'} for a fixed 0-stable Cartan subgroup of G. We note that d(ghg~l) = d(h). Thus the result will follow from the previous theorem if we can show that there exists a norm ||- • -|| on G such that if g e G and if he H then ll^-'II^PII- To prove this it is enough to observe that if h e GL(n, C) is diagonal and if g e GL(n, C) then tr(ghg-l(ghg-l)*)>tr(hh*). We leave this exercise in linear algebra to the reader. 8.6.4. Corollary. Let T be a compact Cartan subgroup of G. Let S e D'(G) be a tempered, central Z(Q)-finite distribution. If f e 0(£(G) (7.6.3) then S(f) = w j A(t)Fs(t)Fj(t)dt. T Let fj e C?(G) be such that lim^ fs = / in (€{G\ Let T, H2,...,Hr be a complete set of representatives for the conjugacy classes of Cartan subgroups of G. Then S(fj) = w j A(t)FT(t)FTf.(t)dt + £ c; { AMFrWFl^dh by the Weyl integration formula and Harish-Chandra's regularity theorem. For simplicity of notation we set Hx = T.
8.7. The Completeness of the nT 323 Theorem 8.6.1 implies that lim j At{h)FT{h)F%ih)dh= j ^{h)FT(h)Ff{h)dh. This limit is 0 for i > 2 since / e 0<#(G) (7.5.4). This formula with i = 1 implies the result. 8.6.5. In the next section we will show how the above Corollary can be used to complete our discussion of the irreducible square integrable representations. 8.7. The completeness of the jit 8.7.1. We continue with the assumption that G is of inner type and that G = °G. We assume in addition that there exists T c K a Cartan subgroup (which we fix). We will use the notation of 6.9. If te TA setA(r) = Ar be as in 6.9.3. Let h = tcandset<I> = <t(gc,h).Tissaid to be regular if (A(t), a) # 0 for all aeO, If t is regular then P = P(t) = {a e <t |(A(t),a) > 0} is a system of positive roots. Set (nz,HT) = (nPr,HPz) in the notation of 6.9.4, Then (nr,Hr) is an irreducible square integrable representation of G. The purpose of this section is to prove Theorem. If a> e G* is the class of a square integrable representation then there exists a regular element t e Ta such that nz e co. Furthermore, nz is equivalent with nz, if and only if there exists se WK such that z' = ts, The proof will take some preparation which we now begin. 8.7.2. Fix a regular t e T\ Put P = P(z), Set V = (HZ)K. We first calculate &Kz (see 8.2), For this we must calculate mv{y) for y e KA, In the notation of 6.9.3 and 6.9.4 F = Ind^n M(b,£A), and r"1M(b,£A) = Xt®Z)P,A(r). Let y0 e (K°)\ Then Theorem 6.7.6 says that (A = A(t)) (1) dimHomKo(Fyo,Z)riA)= X det(s)p„(s(Ayo + pk) - (A + p„)).
324 8. Character Theory If y^lK1)* is given by (r®y0 where z(z) = (r(z)7 for zeZ then dim HomKI(Vn,r"M(b, £rA)) is given by the right hand side of (1). If y e KA then y = Ind£i(yt) with yx e(K1)A, Thus we see that if y, y! and y0 are related as above then (2) mv(y) = X det(s)p„(s(Ayo + pk) - (A + p„)). Suppose that /eC°°(K) and that y = Ind^) with y^iX.1)*. We calculate \f{k)rly(k)dk = irzy{f). K Since we have realized zy as an induced representation it is clear that (ry(/)0)(x)= j fix'k^T^k^mdkdk,. Now dim Fy < oo so it is easily seen that (3) trry(/)= j /(kktk-^^k^dkdkt. Kl = ZK° and riyi(zk) = tz(z)riya(k) for z e Z and fc e K°, Thus the right hand side of (3) is (1/|Z|) X j f{kzk0kl)r,yo(k0)!:z{z)dkdk0. zeZ K*K° We now apply the Weyl integration formula which yields (4) \ f{k)yly(k)dk = {]Z\\W{K,T)\Y' X j |AK(f)|2 \ f{kztkl)nya{t)Ut)ddkdt. K zeZ r° K Here we have chosen a system of positive roots <&t c <t(fc, h) and AK is the corresponding Weyl denominator. We will assume (for the sake of simplicity) that we have gone to a covering of G so that (f -> tPk) e (T°)A, The Weyl character formula combined with the fact that conj(Ak) = (- \)"Ak with n = \<&t\ implies (5) {-\r\Z\\W(K,T)\\f(k)ny(k)dk K = X I det(s) j AMfikztk-'KW^+^dtdk. zeZ seW(K.T) T° * K Here ky = XyQ. Let jiyx be the character of the representation of T given by Z acting by T|z and T° acting by tXy. Then we have proved (6) J/(fc)»,,(fc)dfc = (-!)« j Ak{t)^(t)f{ktkl)dtdk.
8.7. The Completeness of the nT 325 This in turn implies that (7) 0*.k(/) = (-!)" I I det(s)pB(sUro + pt) - (A + p,)) yoe(K°)A seTO.T) • j hk{t)nya,At)j\ktkl)dkdt, T x K In 6.5 we have seen that the expression on the right hand side of (7) is given by Ak(t) X de«*) ^(z'{t)) (- D" J SS,WA' I f{ktk-l)dkdt. This implies (finally!) (8) ©*,„(/) = (-1)"| W(K, T)\ j A*(f> t.'",T(t) j f{ktkl)dkdt. 8.7.3. Let / e 0(€(G). Choose for each c> 0, e6£ e ^{G) with supp e6E e Gte and limE_0 e6£ = / in (<i(G'e), Then (see Theorem 8,2.2) ©K(«fe) = ©K.K(%.) = (-l)"|W(K,T)| x j |7 - det(Adf|p)|(A,(f)/A„(f))| tr(r(0) j <t>t{gtgl)dgdt T G = (-l)'p'|H/(K,T)| Jtr(T(r))Fj,(r)dt. 7' As in the proof of 8.6,4 we have lim£_0 0^(e6E) = &v(f)- Thus (1) ®K(/) = (-l)W\W(K,T)\(FTfy(z*) withr* the dual representation of z. Theorem 7.7,2 now implies that (2) If f s0(€(G) and if 0„t(/) = 0 for all regular z e Ta then /(l) = 0. 8.7.4. We can now complete the proof of the main theorem in this section. Let co e GA be a class of an irreducible square integrable representation of G. If nz £ co for all regular z then if / is a K-finite matrix coefficient of co then (2) above implies that /(1) = 0 (we already know that /e°^(G)). This is ridiculous. Thus there exists z e TA with z regular such that n, e co. If nz ^ 7rr. then the equality of K-characters implies that z' = sz' for some s e W(K, T) = W{G, T). This completes our determination of the irreducible square integrable representations of G.
326 8. Character Theory 8.A. Appendices to Chapter 8 8. A. 1. Trace class operators 8.A.I.I. The purpose of this appendix is to develop the elementary aspects of the theory of trace class operators. Let H be a separable Hilbert space with inner product < , >. An endomorphism, T, is said to be compact if T maps bounded subsets of H onto subsets of H with compact closure. In the literature, the term completely continuous is also used for compact. It is obvious that a compact operator is bounded. If T is a bounded operator on H with finite dimensional image then T is said to be of finite rank. Obviously, an operator of finite rank is compact. We set L(H) equal to the algebra of bounded operators on H, Then L(H) is a Banach space relative to the operator norm imi=sup|N| = 1||Tt;||. Let K(H) denote the space of compact operators in L(H), Lemma. K(H) is a closed ideal in L(H). It is clear that K(H) is an ideal in L(H). Let {7}} be a sequence of operators in K(H) that converge to T in L(H). We show that T e K(H). Let {/„} be a sequence in H with ||/„|| < C. The diagonal process yields a subsequence {u„} such that T}u„ converges for each j. Let e > 0 and let r be such that || T — T}|| < e for j > r. Let N be such that if m, n > N then ||Tr(u„ - wjll < e. If m, n > N then nn«„-«jn = \\(T - Tr)(«, - um) + Tr(Un - «JII <\\T- Tr\\2C + e < (2C + l)e The result follows from this. 8.A.I.2. If TeL(H) then we define T* by (Tv,w> = (v,T*w) for all v, w e H. T is said to be self-adjoint if T = T*. The following result is standard. Lemma. Let T be bounded and self-adjoint. Then T is compact if and only if there is an orthonormal basis [vj\ of Ker T1 such that (1) Tvj = XjVj with Xj e R,
8.A.I. Trace Class Operators 327 (2) lim k} = 0. j-* We may assume that Ker T = 0. We first prove the sufficiency. Set PN{v) = Sj<N (v,Vj)Vj. Then TPN = PNT for all N. Let e > 0 be given and let N be such that |^| < e for j > N. Then \\{T - PMT)v\\ < e\\v\\ for all M > N. Hence \\T - PMT\\ < e for M > N. Since PMT is of finite rank, the sufficiency follows from the previous Lemma. We now assume that T is compact and self-adjoint. Let H0 be the span of the eigenvectors of T. We show that Hq = {0}. Assume the contrary. Let m be the norm of T as a bounded operator on Hq. There is a sequence {vj} of unit vectors in Hq such that lim (Tvj, Tvj} = m2. Since T is compact, we may assume that lim Tvj exists and is a vector ue Hq. Let Q denote the restriction of T to Hq. Then ||u|| = m = \\Q\\. If m = 0 our assertion follows. We therefore assume that m > 0. Set x = «/||«||. Then we have lien > HQxii = iim iie^ii/iieii > nm <e2i^.>/iieii = lien. Thus HQxIl = HSU. Hence, HQH2 = <Q2x,x> < ||e2x|| < ||<2||2. Schwarz inequality implies that Q2x and x are linearly dependent. Thus Q2x = ||Q||2x. We conclude that if Hq # 0 then T has an eigenvector in Hq. This contradiction implies our assertion. Since T is compact, the eigenspaces for T are finite dimensional (we are assuming ker T = 0). We can therefore find an orthonormal basis for H that satisfies (1) in the statement. If (2) were not satisfied then there would be an infinite sequence {«,-} of unit vectors in H such that Tuj = [i-jui and lAf/l > C > 0. Hence T would not be compact. 8.A.I.3. If Te K(H)then T*Te K(H). Let 1^} and {Xj} be as in the previous Lemma for T*T. We define an operator \T\ as follows |T|(KerT*T) = 0, \T\vj = U;)1'2^. The preceding Lemma implies that \T\ e K(H). Let V = \T\(H), W = Cl(TH). We define a mapping U of V to W by U\T\v = Tv for heH. Then U is linear and ||C/i;|| = ||i;|| for v e V. We extend [/ to // by setting [/(ker |T|) = 0. U is a so called partial isometry. We have proved the following standard decomposition (1) T=U\T\ 8.A.I.4. Let T e L(H). Then T is said to be summable if there exists
328 8. Character Theory an orthonormal basis {w„} of H such that Zl<Twj>w*>l < co. Lemma. Let T e L(H). If {vj} is an orthonormal basis of H then El|T«,||<:Xl<7V*>l- J j.k Let Wj be a unit vector for each index j. Then IK^>VI=I Y,<Tvk,Vj)(\Vj,vk) <Y,\<Tv},vk)\. j.k Choose wj = vj if Ti>,- = 0 and w, = Tt^/HTfjH if Tuj # 0. The inequality now follows. 8.A.I.5. Let T e L(H). Then T is said to be of trace class if there exists an orthonormal basis {v„} of H such that Il|Tt;„||<co. n The above Lemma implies that if T is summable then T is trace class. Lemma. // T is trace class then T is compact. Let {v„} be an orthonormal basis of H such that X \\Tv„\\ < oo. Define Pkv = X;<k <i;, fj)^-. Let 0 < e < 1 be given. Then there exists N such that I HT«;||<e2. U k> N then ||(T - TPk)v\\ = I <».«>;>Ti>; < v\\( I II^11 J>N 1/2 If j > N then UTi^H < 1, hence \\Tvj\\2 < \\Tvj\\. We therefore conclude that ||(T-Tn)«||<e||i;||. Hence lim TPk = T. Lemma 8.A. 1.1 now implies that T is compact. 8.A.I.6. If Te L(H) then we say that T is of Hilbert-Schmidt class if there exists an orthonormal basis {vj} of H such that Ill^||2<o).
8.A.I. Trace Class Operators 329 (1) If A is of Hilbert-Schmidt class then so is A*. Furthermore, if {vj} and {wj} are orthonormal bases of H then T\\Avj\\2=1\\AWj\\2. Indeed, \\AWj\\2 = Zt \<AWj,vk)\2 = I, KW],A*vk)\2. Thus j.k (1) now follows. (2) If B e L{H) and if A is of Hilbert-Schmidt class then BA and AB are of Hilbert-Schmidt class. Indeed, let {e,} be an orthonormal basis of H. Then E||ft4e;||2< ||B||2 I ||/ley||2. Thus BA is of Hilbert-Schmidt class. Now AB = (B*A*)*. So the second assertion follows from (1). Lemma. Let T e L(H). Then T is of trace class if and only if T is compact and if kj are as in 8.A.1.2/or |T\ then Z k-s < oo. Let {vj} be an orthonormal basis of (kerlTl)1 such that Tvj = k-Svr Define |T|1/2 = S by S(ker \T\) = 0 and SVj = {k})ll2v}. Clearly IH^II2 = I^. This implies that S is of Hilbert-Schmidt class if and only if X kj < co. j Suppose that T is of trace class. Let [ef] be an orthonormal basis of H such that 11| Te;\\ < oo. Then I ||7e;|| = X \\V\T\e,\\ = I lll^kyll > I <\T\eJte^ = X ||Sej||2. This implies that if T is of trace class then S is of Hilbert-Schmidt class. The lemma now follows since it is clear that ker T = ker | T\ and Eii™,ii = Eiim«,n = zv 8.A.I.7. Lemma (1) Let T be trace class. If {e„} is an orthonormal basis of H then Z <Te„,e„> converges absolutely and is independent of the choice of {e„}. We set X<7e„,e„> = trT. (2) Let Te K(H). Then T is of trace class if and only if for each choice of a
330 8. Character Theory pair of orthonormal bases {e„}, {/„} of H Ll<Te„,/„>|<oo. Furthermore, if T is of trace class then the supremum of such sums is tr | T\ < oo. Let {x„} be an orthonormal basis of H such that Z || Tx„\\ < oo. Let {e„} be another orthonormal basis of H. Then Xl<rx„,em><em,x„>|<fxi<rx„,em>|2y/2 = ||rx„||. m \ m J This implies that Z \(Txn>em>(em,X„y\ <Zll^JI- m.n n Now E<Tx„,x„> and Z (Tem,em} are both rearrangements of the absolutely convergent series m,n This proves (1). We now prove (2). 11< Ten, f„}\ = 11<[/| T\en, fn)\. Let {x„} and {2„} be as in 8.A.1.2 for \T\. Then the above formula implies that Zl<re.,/.>|=Z by Schwarz's inequality. Z;-m<^*m,/„><<VXm> <Z^ 8.A.I.8. Lemma. Let T e L(H). Then T is of trace class if and only if T can be written in the form AB with A, B of Hilbert-Schmidt class. Assume that T is of trace class. Let T = U\T\, as usual. Then \T\ = S2 with S of Hilbert-Schmidt class (see the proof of Lemma 8.A.1.6). Clearly, US is also of Hilbert-Schmidt class. Set A = US,B = S. Suppose that T = AB with A, B of Hilbert-Schmidt class. Let {e„} and {/„} be orthonormal bases of H. Then Z \<Jen, /„> = Z \<ABen, fn}\ = £ \{Ben, A%)\ <&l(\\Ben\\2 + \\A*fn\\2)<cv. The result now follows from the previous Lemma,
8.A.2, Some Operations on Distributions 331 8.A.I.9. Set LX{H) equal to the space of all trace class operators on H. If TeLx(H) then set \\T\\X = tr|T|. Lemma 8.A.1.7 implies that ||- - -||x defines a norm on LX(H) and that (i) imi<imii. We leave it to the reader to prove Lemma. Ll(H) is a Banach space relative to ||- • •\\l. 8.A.1.10. Lemma. If T e Ll(H)andif Ae L(H)then AT,TA,T* e LX(H). Furthermore, tr AT = tr TA. Write T=XY with X and Y Hilbert-Schmidt, Then AX and YA are also Hilbert-Schmidt (8,A.1,6(2)). Now, AT = (AX)Y, TA = X(YA) and T* = Y*X*. The first assertion follows from 8.A.I.8. Let {e„} be an orthonormal basis of H such that Z || Tet\\ < oo. Then X KAep,en){Ten,ep)\ = £ \{ep, A*en)(Ten,ep)\ p,n p.n <Xl|A*e„||||Te„||<||A*||Xl|7e„||<a). Since ZZ (Aep,eny(Ten,epy = X <^c/,.c/)> and Z„ Zp (Aep,eny(Ten,epy = £ </17e„,e„> the second assertion now follows. 8.A.2. Some operations on distributions 8.A.2.I. Let M be an n-dimensional orientable smooth manifold. Fix, ojm, a volume form on M. Let CC{M) denote the space of all compactly supported functions that have r continuous derivatives in each coordinate chart of M. We recall the topology on CC{M). Let {Uj, tpj} be an atlas for M and let {</>;} be a partition of unity subbordinate to {U,}. If to is a compact subset of M then denote by C(co) the space of all C functions on M with support in a>. If / e C(ct}) then we set v,.o,(/)=Z I sup 10,.(.x)8'/•</,-'OAM)!- J |/|<r We are using standard multi-index notation. If we choose a different atlas and partition of unity then we would have an equivalent norm. We endow Cr(a>)
332 8. Character Theory with the topology given by this norm. We endow CC(M) with the topology it inherits as the union of the spaces C(o}). Finally, C™(M) is given the topology of the intersection of the spaces CC(M). As is usual, we write D'(M) for the space of all continuous functionals on C™(M) and D'r(M) for the space of those elements of D'(M) that extend to continuous functionals on CC(M). We will call these the distributions of order r. Let T e D'(M). We say that xeMis not in the support of T if there exists 0 e C?(M) such that 0 = 1 in a neighborhood of x and T(0/) = 0 for all / e C™(M). This defines the support of T. 8.A.2.2. If / is a function on M then we say that / is locally integrahle if for each volume form to on M and each compactly supported continuous function (j) on M, (j)f is integrable with respect to a>. It is clear that this condition need only be checked for ojm . Set L\0C(M) equal to the space of all locally integrable functions on M. If / is locally integrable then we define 7} e D'(M) by TA<t>) = I </>M, M for (j) e C?(M). It is clear that 7} depends on the choice of (aM. 8.A.2.3. Recall that if N is another smooth manifold and if ip is a smooth mapping of M onto N then ip is called a submersion if dij/p is surjective for all pe M. Fix M, N and a submersion \\i of M onto N. The implicit function theorem implies that if pe M then there exists an open neighborhood, U, of p in M and local coordinates xx,..., xm on [/ such that 1^(1/) = V is open in A? and there are local coordinates y u..., y„on V such that (i) Xj = yj°ip for j= l,...,n. (ii) IfF(p) = (x1(p),...,xm(p)) forpE[/thenF([/) = {xERm||x;|<l for j= l,...,m}. Assume that A? is orientable and fix, caN, a volume form on N. Let p e M and let x e [/, Xj, y, be as above. Then oiM\v = vdxx A--- \dxm and «;vk = ^^iA---Adj;„. Thus •A*wnu> = n° *//dxlA---Adxn. We set (coM/coN)|(, = (v/n- ip)dxn + 1A--- Adxm.
8.A.2. Some Operations on Distributions 333 It is easily checked that (coM/(DN)p is independent of the choices used in its definition. We have thus defined a smooth m — n form coM/a>N on M. Let x e N, x = ip(p). Set Fx = ip'Hx). Then Fx is a closed submanifold of M and if W = Fxn U then xn+1,...,xm restricted to Wgive a system of local coordinates on W whose image in Rm" is the cube {(tl,..., tm_„)| |tj| < 1}. Let i denote the canonical inclusion of Fx into M. Set vx = i*(o)NlmM). Then vx is a volume form on Fx. 8.A.2.4. Lemma. If fe C?{M) then set for x e N <M/)(x) = I /v*. Then ip%(f) has compact support contained in ip(suppf). Furthermore, tp^, is a continuous linear map of C[(M) onto C'(N) for all r > 0. The result is clear if M = U and if N = V as above. To prove it in general one uses a partition of unity. We leave the details to the reader. 8.A.2.5. Lemma. If f e C*{M), F e Ccr{N)then (1) f/F *<»M = SK(f)F<»N- M N Furthermore, tp^.f is uniquely determined by this formula. As above this is obvious locally. To prove it globally one uses a partition of unity. 8.A.2.6. We define iP*:D'r(N)^D'r(M) by (1) r(T){f) = mj). The following assertions are obvious. (2) ip* is injective. (3) supp^* T) c ip ~'(supp T). (4) If F is locally integrable then \p*TF = TF„^. If F is a smooth function then wc set ip*(F) = F <> \p. The above observation implies that this notation is consistent.
334 8. Character Theory 8.A.2.7. If D is a differential operator on M than there exists a unique differential operator DronM such that if /, g e C™(M) then J (Df)goJM = J f(DTg)coM. M M In local coordinates £)r is defined as follows. Let xu...,xm be local coordinates on an open subset, U, of M. Then on U, D = Z a7 3' and coM = 0 dx i A ■ • • A dxm. If u is a smooth function on M looked upon as a differential operator under multiplication then uT = u. We set (3/3xj)r = -9/8x, - 0"1 30/3xf. Finally we insist that (£>!£)2)r = (D2)T(Dl)T. This defines the operation locally. Globally we can piece it together with a partition of unity. It is clear that DT depends on the choice of o)M. If T e D'(M) then we set DT(f)= T(DTf) for f e C?(M). Lemma. Let D and E be differential operators on M and N respectively. Assume that D<P*(f)=<P*(Ef) for all f e C?(N). Then Dip*(T) = ip*(ET) for all T e D'(N). This is an immediate consequence of the definitions. We are now ready to apply these ideas to G-spaces. 8.A.2.8. Theorem Let G be a Lie group and let dg be a choice of left invariant measure on G. Let T e D'(G) be such that T • L(g) = T for all g e G. Then T is a constant multiple of dg. Let Xu...,Xn be a basis of g. Set D = I L(Xt)2. Then D is an elliptic operator on G and DT = 0. Thus there exists a smooth function, F, on G such that T = TF. The left G-in variance implies that F(g ~lx) = F(x) for all x, g e G. Thus F is a constant. 8.A.2.9. Suppose that A and 8 are smooth manifolds. Set M = A x 8. We define a mapping, C, of C?(A) (g) C?(B) into C?(M) by C(f®g)(x,y) = f(x)g(y). We will write / ® g for £(/ (x) g). We also recall the corresponding tensor product operation on distributions. Let TeD'(A) and let Se
8.A.2. Some Operations on Distributions 335 D'(B). If feC?(M) then set h(a) = S(b -► f{a, b)). Then heC?(A). Set (T ® S)(f) = T(h). We note that (T ® S)(f ® g) = T{f)S(g). This equation determines T ® S since (1) q°(/l)® C7(B) is dense in C?(M). Let G be a Lie group and let N be a smooth manifold. Set M = G x N. Let G act on M by g(x,y) = (gx, y). If / e C^(M) and if x e M then we set M.9)/W = /(0_1x). Lemma. If T e D'(M) is such that T • L(g) = T /or all g e G then T = dg®S with S e D'(N). If feC?{N) then set kt(h) = T{h® f) for heC?(G). Then ^ is an L(g)-invariant distribution on G for each g e G. Thus the preceeding Lemma implies that lf{h) = S(f)\h(g)dg. G We leave it to check that S{f) defines an element of D'(N). 8.A.2.10. We conclude this appendix with two results about distributions on R". If v e R" then we look upon uasa vector field on R" in the usual way (vxf = dfx(v)). This correspondence extends to an algebra homomorphism of S(R") (the symmetric algebra on R") into DO(U) for each open subset, U, of R". This gives the usual identification of S(R") with the constant coefficient differential operators on R". Lemma. Let U be a connected open subset of R". Let T e D'(U) be such that S(R")T is finite dimensional. Then there exist jj, /ipe (R")* and Fe C[xu..., x„, e"',..., e"p1 such that T= TF on U. Here we use Lebesgue measure for coRn. Note. We will call a function such as F above an exponential polynomial. Let if = S(R")T. Then dim <f < oc. This implies that 3/3x,,..., 3/3x„ define commuting operators on the finite dimensional space if. There exist HueC, i = l,...,n,j = \,...,pt, such that if S e $£ then II (9/3xf - nu)" • S = 0. j
336 8. Character Theory Set D = S, iij (8/8xj - nLj)2q. Then £> is elliptic and DS = 0 for S e if. This implies that if S e if then there exists a real analytic function F = Fs on [/ such that S = TF. We may thus identify Jif with a space of real analytic functions. If F e if then let F = F,,..., F, be some enumeration of the functions 8'F for |/| < q(L pt). Set F = >i" for F s ££. Then there exist d x d matrices I^,..., T„ such that 9/9x(F = T,F for i = 1,..., n. Fix x0 e C/ and let r > 0 be such that {x eR"||(x0), - x,| < r, i = l,...,n} c U. Then the above differential equations imply that F(x1,...,x„) = eEU'-(Xo)l)r'F(xo) on this cube. Since U is assumed to be connected and F is real analytic the above formula is true for all x e U. This proves the Lemma. 8.A.2.11. For our applications we need a slight generalization of the above Lemma. If p < n then we look upon R" as Rp x Rn~p. Proposition. Let A be open and connected in Rp and let B be open in R"~p. Let T e D'(A x B) be such that dim S(R'')r < oo. Then there exist exponential polynomials Fu..., FdonRp and Su..., Sde D'(B) such that T = ^TFi®St on A x B. Let i^ = S(RP)T. Then as above, the operators d/dxt, i = \,...,p, can be put into simultaneous triangular form on if Let nu..., nd e(Rp)£ be the (generalized) joint eigenvalues of these operators on if Let F1,...,Fq be a basis of the space of elements in C[xu..., xp, e"',..., e"d] of degrees (as an element of Cft,,..., tp + d\) at most dim if If g e C™(B) then set Tg(f) = T(f ® g) for / e Cf(A). Then Tg(f) = I S,(g)TF.(f) by the previous Lemma. Here S, are linear functionals on C?(B). We leave it to the reader to check that they are continuous.
8.A.3. The Radial Component Revisited 337 8.A.3. The radial component revisited 8.A.3.I. Let Nbea smooth orientable manifold and let U be an imbedded submanifold. Let G be a Lie group acting on N. Set M = G x U, which we look upon as a G-space with the action of G being left multiplication in the first factor. We assume that there is a G-invariant volume form coN on N and that U is orientable. We fix a volume form, c%, on U. We set caM = dg Ac% with dg a fixed choice of left invariant measure on G. Finally, we also assume that the map tp of M to N given by ip(g, u) = gu, g e G, u e U is a submersion. If TeD'(N) then we define ip*TeD'(M) as in 8.A.2.6. We will denote by L(#) the action of G on D'(N)and on D'(M). That is, L(g)T(f) = T(L(g~x)f). Set D'(M)G (resp. £>'(N)G) equal to the space of all T such that L{g)T = T for all c/ e G. Lemma. If T e D'{N)G thenip*T e D'(M)G. It is clear that coM/(aN (8.A.2.3) is a G-invariant differential form on M. 8.A.2.5 implies that ^{L(g)f) = L(g)^(f) for all / e Cf(M) and all g e G. The lemma now follows from the definition of ip*(T). 8.A.3.2. The above Lemma combined with 8.A.2.9 implies that if T e D'(N) then there exists a uniquely defined element S e D'(l/) such that (1) ^*(T) = dg®S. Lemma. Assume that dg is bi-invariant. Let L be a closed subgroup of G such that L • U = U. Assume that iov is L-invariant. Then the S in (1) above is L-invariant. Let L act on M by a(\)(x,u) = (x\~l,\u) for x e G, u e 1/ and 1 e L. Then i//((t(1)x) = i/f(x) for 1 e L and xeM, Our assumptions imply that coM is invariant under a (I) for 1 e L. Let t(1)/(x) = /((7(1"1)x) for /6C*(M), x e M and 1 e L. Then i/> *T • t(1) = dg® L(\)S for 1 e L. The Lemma follows. For lack of any standard notation, we will write (2) i//°(T) = S if S is related to T as in (1) above. It is clear that ip°(T) depends on the choices of dg, u>v and coN. 8.A.3.3. We now return to the situation in 7.A.2. Let G be a real reductive group and let H be a closed subgroup of G. As in the above mentioned sec-
338 8. Character Theory tion we will assume that g = h ® V with Ad(H)V = V. We also assume that h" = {h e h | det(ad fy J # 0} #0. Lemma. Ad(G)h" is open in g. Furthermore, the map tp(g,h) = Ad(g)h is a submersion of G x h" onto its image. If he h", geG, xeV, Ye\) then d^h(X,Y) = Ad(g)([_X,K\ + Y). Hence dipgh is surjective for all geG, he h" so ^ is a submersion. 8.A.3.4. We now assume that G and H are reductive and that G = G+ (2.2.1), H = H+. We also assume that we have an invariant non-degenerate symmetric bilinear form, B, on g. such that B restricted to h is non-degenerate. We choose Lebesgue measure on g. and on h corresponding to B and B\ respectively. In this context we have (as in 8.A.3.2) ip° = ipGH with iP°:D'(Qf^D'(\)")". If we trace through the definition we see that (1) If F e LUd)G then i/,°(7» = TFW, and Fw. e Llloc(l)"). Let 8:DO(q)g -»£>0(h") be as in Lemma 7.A.2.5. We write 8GM if it is necessary to indicate the dependence on G and H. Lemma. If D e DO(q)g and if T e D'(q)g then ^g,h(d)Kh(T) = Kh(DT). This is an immediate consequence of the definition of DT and Lemma 7.A.2.5. 8.A.3.5. The above Lemma implies that if DuD2e £>0(g) and if T e £>'(g)G then (1) ^(DtDMl.AT) = SG,H{D1)SG,H(D2)^„{T). We now come to the main result of this appendix. Set r,(X) = r,m(X) = |det(ad A"|„)| for X e h. Lemma. Let p e S(q)g (looked upon as a constant coefficient differential
8.A.3. The Radial Component Revisited 339 operator on g). If T e D'(q)g then iP°(pT) = r1-il2p(r1il2iP0(T)). Here p is defined as in 7.A.2.9. In light of Scholium 7.A.2.9 and the argument thereafter it is enough to prove that if to is as in 7.A.2.9 then (1) <5G.,,M = >T1/W/2. The proof follows the same line as in 7.A.2.8. We set h' = g' n h. Then h' c h" and both subsets are open and dense in h. Fix X e I)' and set b = {Ye g | [X, 7] = 0}. Then b is a Cartan subalgebra of g contained in h. Set <t = <t(gc,bc). Set <&H = <t(hf,bc) and <bv = $ - <tH. Fix, <t+, a system of positive roots for <t and set <tj, = <t//n<I)+ and <bv = <t+ n<&v. Put n = nae<1,+ a, nH = nae<1,+ a and nK = n^,,,^ a. Then n = nHrv We can (and do) choose <t+ such that for each connected component C of b' there exists a complex number, /.ic, such that (2) r\il2 = ncYlv on C. If we repeat the calculation in 7.A.2.8 in this context, we find that 8(co)x = 65+2 X <*(*)"'#* and with Hu..., Hr an orthonormal basis of bc and the £;, are as in 7.A.2.8. This implies that if / e C°°(h') then r,-112^1'2/ = lr,-ll2Hfnll2f + 2n-112 £ £.£-.»/1/2/- 0IE<I>jj If X e b1 n h then Xr\ "2 = 0. Thus ,rl'2dy/2/ = >r1/2Ltf,V/2/ + 2 I £.£_./. The result now follows. 8.A.3.6. We now study the pull-back of differential operators from G to g via the exponential mapping. If X e g then set /(X) equal to the Jacobian of exp at X. That is,
340 8. Character Theory One calculates that if h c g is a Cartan subalgebra then (h = exp H) (1) \j(H)\l>2 = £(H)h-»A(h)/7z(H) with c a locally constant function on h', A is as in 7.A.3.6, n is as in 8.A.3.5 and A, n and p are computed using the same system of positive roots. If / e Cr(G) is such that figxg'1) = f(x) for g, x e G and if z e Z(gc) then 7.A.3.7 implies that z/(h) = (A"'y(z)(A/))(/i) for h e //'. Let for z e Z(gc), A(z) e /(gc) = S(gc)G be defined by X(z) = p if y(z) = p. Let fi0 be an open Ad(G)-invariant subset of g such that exp is a diffeomor- phism of fi0 onto an open subset Q of G (which is Int(G)-invariant). We can thus define exp*:D'(Q) -» D'(Q0) as in 8.A.2.6. Lemma. If z e Z(gc) and if T e D'(Qf then exp*(zT) = |jr1/2(A(z)(|./|1/2exp* T) on Q'. Let h be a Cartan subalgebra of g such that h' n Q0 # 0. If /i = exp H with H e h' n fi0, if / e C* (Q)° and if z e Z(g) then the lemma follows from the following calculation zf {exp H) = A '(%(z)A/(exp H) = Al{h)n{h)8(k(z))(n-X exp* Af)(h) = U(H)r1'W(z))(|./|1'2 exp* /)(//) = (Ur1/2Wz)(|./|1'2 exp*/))(//). 8.A.3.7. Lemma. Lef C i? the Casimir operator of G. If T e £>'(fi)G then exp*(CT) = |)r"2/(C)|./|"2(exp* T). Let U be an open subset of g such that exp is a diffeomorphism of [/ onto an open subset V of G. Fix a basis Xx,..., X„ of g such that det(B(Xj, A^)) > 0. If X e [/ and if 7e g then we set T(X)Y equal to the element of g such that d exp^fy) = T{X)YexpX. Set gtj{X) = B{T{X)Xi, T(X)Xj). We assume that U is connected. Then g(X) = det(gu{X)) > 0 for X e U. Set u(X) = g(X)1'2 for X e U. On [/ we take the linear coordinates x, defined by the equation X = I x,^)*,-. Then if [cT] = [c/J1 we have (1) (exp*)C(exp*)1 =«-'£Ag»MA.
8.A.3. The Radial Component Revisited 341 This formula is a direct consequence of the standard formula for the Laplace-Beltrami operator on a pseudo-Riemannian manifold (see any book on Riemannian geometry). The standard formula for the differential of exp implies that (2) rWy = (___jy. We note that (3) g(X) = j(X)2. Indeed, j(X) = det T(X). Clearly, g(X) = (det T(X))2. We now assume (as we may) that B(XhXj) = eft^ with e, = ± 1. We set D = (exp*)C(exp*)1 - j-l'2MC)j1'2. Then D = F' I e,e, ^ B((T(X)T( - X))~' X„ X.)j ~ - f "2 £ e,-^ 2jil2. (4) D\ = 0. The previous result implies that D annihilates the G-invariant smooth functions on g. »> (?"5?V'1"a Indeed Bl--r"!('l8,|^)/"2. Thus D = j-lJ£er£s^B((T(X)T(-XYlXr,Xs)j^ = r1Jiere.-^-(B(((T{X)T(-X))-1 - I)Xr,Xs)j)^-. Now if F is a smooth function from U to g then Zs esB(F,Xs)-— is the 3xs vector field on U corresponding to F. 9 Thus I.sesB{{(T{X)T{-X))-1 - I)Xr,Xs)— is the vector field corre-
342 8. Character Theory sponding to the function ((T(X)T(- X))-' - I)Xr. We note that this function can be written in the form [X, Gr(X)] with Gr an analytic function on U. We have therefore shown that -IV 3 (6) D = j L er ^~~ JK with Vr the vector field corresponding to [X,Gr(X)]. The Lemma now follows from Scholium. Let Gbe a unimodular Lie group, let U be an open \d(G)-invariant subset of q and let Y be a vector field on U of the form X t—► [X, G(X)] on U. Then YT = 0 for all Te D'(Uf. Let Xu..., Xn be a basis of g. Then G(X) = 'Lgl{X)Xl. Thus Y = Eg,. 7, with 7, the vector field corresponding toln [X,X,]. Thus YT = I g-J-J. Thus we may assume that G(X) = Z e g. If / e C°°(l/) then 7*/ = d/dtI = 0 /(Ad(exp(-tZ)X). Thus YT = - Y. Hence 0 = -/- T(/ o Ad(exp tZ)) = 7T(/). This completes the proof. 8.A.4. The orbit structure on a real reductive Lie algebra 8.A.4.I. Let G be a real reductive group with Lie algebra g. We continue to write gX for \d(g)X for g e G and X e g. If X e g then we say that X is semi-simple if ad X is semi-simple on gc. If X e [g, g] and if ad X is nilpotent then we say that X is nilpotent. If X e g then ad X can be written uniquely in the form ad X = S + N with [S, AT] = 0 and S semi-simple, N nilpotent (Jordan canonical form). It is easily seen that S and N are derivations of g. Thus there exists X„ e [g, g] such that ad X„ agrees with N on [g, g]. Set Xs = X — X„. Then ad Xs is semi-simple. We have proved (1) If X e g then X can be written uniquely in the form Xs + X„ with [XS,X„] = 0 and Xs is semi-simple, X„ is nilpotent. The key to the orbit structure of the action of G on g is the following Lemma of Jacobson, Morosov (c.f. Jacobson [1, Lemma 8, p.99]. Lemma. // X is a non-zero nilpotent element of g then there exist H, Y e g such that [H,X] = 2X, [//, 7] = - 27 and [X, 7] = H.
8.A.4. The Orbit Structure on a Real Reductive Lie Algebra 343 We first look at the case when g = s/(n, R). If X e g is nilpotent then X is nilpotent as an endomorphism of R". The Jordan decomposition implies that there exists a basis if R" such that X is the direct sum of Jordan blocks "0 1 0 ... 0" 0 0 1 ... 0 0 0 0 ... 1 0 0 0 ... 0 It is now an easy exercise to prove the existence of H and Y in this case. In the general case, we may clearly assume that [g, g] = g. If we choose a basis of g then ad defines an isomorphism of g onto a subalgebra of s/(n,R) = a,x such that the form B(X, Y) = tr XY is nondegenerate when restricted to it. We identify g with this subalgebra of g^ Let V = {X s a,x\ B(X, g) = 0}. Then 9l=9©Kand[9,K]cK Let X be a nilpotent element of g. Then there exist Y', W e g! such that X, Y', W have the desired commutation relations. We write Y' = Z + Yj and H' = H + Hx with Z, H e g, Yx,Hxe V. It is easily seen that \_H,X] = 2X and that [Z, X] = H. Set g* = {y e g | [X, y] = 0}. We assert that (2) ad H + 21 is invertible on g*. Let us show how one completes the proof of the Lemma using (2). A direct calculation shows that [X,(ad H + 2/)Z] = 0. Thus there exists W e qx such that (ad H + 2l)W = (ad H + 2l)Z. Set Y = Z - W. Then (ad H + 2l)Y= 0 and \_X, Y] = H. We are thus left with the proof of (2). We note that (ad X)mg = 0 for some m > 0. We set (ad X)° = I. (3) (ad H - jI)(Qx n (ad X)'a) c9xn (ad X)>+ 'g. Indeed, if j = 0 then ad H(g*) = ad X ad Zg* c g* n ad Xg. If j > 0 and if yeQx n(adX)JQ then y = (ad X)J'Twith Teg. Hence ad//j; = adXadZ(adX)jr = -adxT^ (ad X)'ad H(ad Ar)J''1r +(ad X)j+'ad ZT) = X 2(i + l)(ad XyT-j ad H(ad X)JT + (ad X)i+ladZT = j(j + l)(ad X)JT- j ad H(ad X)JT+ (ad X)J+ 'ad ZT.
344 8. Character Theory This implies that (j + l)(ad H - jl)y = -(ad X)i+l[Z, T]. Which implies (3). (3) implies that the eigenvalues of ad H on qx are contained in the set {0,1,..., m - 1}. (2) follows from this. 8.A.4.2. Let j be the center of g. For the remainder of this appendix we will assume that \d(g)X = X for g e G and X e j. Let 7(g) denote the algebra of all G-invariant complex valued polynomials on g. Set 7+(g) be the subalgebra of elements that vanish at 0. Lemma. Let Jf denote the set of all nilpotent elements of g. Then J" = {Xe&\l+(Q)(X) = 0}. 9 = 5 © [9.9]- If A. e 5* then extend X to g by setting 2([g, g]) = 0. Thus 5* c I+(g). It is now clear that if X e g and if I+ (q)(X) = 0 then X e [g, g]. We may thus assume that g = [g, g]. (1) If X e sl(n, R) and if tr X1 = 0 for j = 1,..., n then X is nilpotent. This is well known and left to the reader. Let n = dim g. If we choose a basis of g then ad g c s/(n, R). The polynomials fj(X) = tr(ad X)J are in 7+(g) for j > 0. Thus (1) implies that if I+(q)(X) = 0 then X is nilpotent. If X is nilpotent then there exists //eg such that ad HX = 2X. Thus if / e /+(g) then f(X) = /(Ad(exp(-tH))X) = f(e-2'X) for all t > 0. If we take the limit as t -» + 00 then we see that f(X) = 0. 8.A.4.3. Our next goal is to prove a basic result of Kostant. The proof will use the following Theorem of Whitney [1]. Theorem. Let f\,---,fm be polynomials on R". Then {x e R"| jf(x) = 0 for i = 1,..., m} has a finite number of connected components. This theorem has an immediate corollary. Corollary. Let f be a nonzero polynomial on R". Then U = {x e R" | f(x) # 0} has a finite number of connected components. If x e U then set F(x) = (x,/(x)_1). Then F defines a homeomorphism of U onto {(x, t) e R" +' | tf(x) =1}. This reduces the corollary to the Theorem.
8.A.4. The Orbit Structure on a Real Reductive Lie Algebra 345 8.A.4.4. The following theorem is the result of Kostant [1] alluded to above. Theorem. The set of nilpotent elements of g consists of a finite number of orbits relative to the adjoint action of G. The idea of the proof is to show that up to the action of Ad(G) there are only a finite number of choices for the "//-part" of a TDS in g. We will then show that for each choice of an //, the stabilizer of H has only a finite number of orbits in the "X-parts". Let H be an "//-part" of a TDS. Then H is a semi-simple element of H with integral eigenvalues. GH = {g e G \ Ad(g)H = //} is then a real reductive subgroup of G that contains a Cartan subgroup of G (2.3.1). Thus H is contained in a Cartan subalgebra of g, which we may assume (up to conjugacy by G) is 0-stable. But then it is easily seen that up to conjugacy we may assume that // e a a maximal abelian subalgebra of p. We can thus choose a minimal p-pair (P0,A)(A = exp o) such that if ae <&(P0,A) then a(//) > 0. Let {(*!,...,ar} be the simple roots in <t>(P0,A). We assert that (1) 0<a<(//)<2 fori = l,...,r. We note that this will prove that up to the action of Ad(G) there are only a finite number of such //. Let X, Y e g be such that X, Y, H is a TDS. Then X is contained in the nilradical of p0- We can thus write X = Zc,E<i>+ X„ with Xa in the a rootspace. If Xx. # 0 then a,(//) = 2. Otherwise, a,(//) > 0 and if a;(//) > 0 then [7, g°"] # 0 by the representation theory of a T-D-S. If we interchange the roles of X and Y we find that there exists a e <&{P0, A) with a(//) = 2 and a - a, e <&{P0, A). Now a = I m^a,- and mt > 0. Thus m^iH) < 2. So <Xj(//) < 2 since mt> 1. This proves (1). Fix H an "//-part" of a TDS. Let gJ = {X e g| [//,X] = jT}. If X is an "X-part" of a TDS with // the "//-part" then X e g2 and [X,g0] = g2. We set V = {z e g21 [z,g°] = g2}. Then V is non-empty. We now show that V is the union of a finite number of orbits under the action of GH. This will complete the proof of the theorem. Choose bases of g° and g2. If z e g2 then set /(z) equal to the sum of the squares of the p x p minors of ad z as a linear map of g° into g2 (dim g2 = p). Then V = [z e g2 \f(z) # 0}. Corollary 8.A.4.3 implies that V has a finite number of connected components. Let U be the identity component of GH. Then U has Lie algebra g° and thus if z e V the U • z is open in V. Since two orbits are either disjoint or equal this implies that the connected components of V are orbits of U. 8.A.4.5. We now study more general orbits under the action of G on g. We
346 8. Character Theory will use the following Lemma. Let X be a complete metric space. Let A be a topological group acting continuously on X. We assume that A is a-compact. That is, A = Uoij with cas c o}]+1 and each cas is a compact neighborhood of 1 in A. Lemma. // X is a countable union of orbits under the action of A on X and if xe X then A • x is open in its closure in X. If X is the union of a finite number of A-orbits then we can label the orbits Ol7...,Ok such that {Jj>m Oj is closed in X for m= 1,..., k. In particular, Ok is closed in X. Let p e X. Let Y be the closure of A • p in X. Then Y is a countable union of orbits of A. Let {<jf,} be a sequence in Y such that {A • q(} is the set of all orbits of A contained in Y. A • <jf,- = [j a>m • q(. If A • <jf,- has interior then A • <jf,- is open in Y. Thus, if none of the A • qt are open in Y then we may apply the Baire category theorem (c.f. Reed, Simon [1, p.80]) and find that \J,A- q{ is nowhere dense in Y. Since, Y = [J( A • qt this is a contradiction. Hence there exists q e Y such that A • q is open in Y. If A • q is not equal to A • p then Y — A • q is closed and contains A • p. This is a contradiction. Hence A • p is open in Y. We now prove the second assertion. Let X = {JJ<n Oj. Then X = [j C1(0.). The Baire category theorem implies that there is an index, j, such that C1(0,) has interior in X. We have just seen that Oj is open in Cl(0y). Thus O, is open in X. If we relabel the orbits, we may assume that Ox is open in X. We can now argue as above for X - Ouetc. 8.A.4.6. UXsq then we set Vx = {Y e g | f(Y) = f(X) for all / e /(g)}. We note that V0 is the set of nilpotent elements of g. Theorem. If X e Q then Vx is a finite union of G-orbits. As usual, we may assume that G is semi-simple. Let h 1?...,hr be a set of representatives for the G-conjugacy classes of Cartan subalgebras of g. (1) For each j, \)s n Vx is a finite set. Indeed, we may choose a basis of gc such that ad H is diagonal for each H e hj. As usual, we write det(ad X - tl) = I tmDm(X). Then each Dm e /(g) and if H e hj then Dm(H) is, up to sign, the n — m-th elementary symmetric function in the diagonal entries of ad H. This clearly implies (1). (1) implies that up to the action of G on g, there are only a finite number of semi-simple elements in VX,HX,...,HN. If Z e Vx then we can write Z = ZS + Z„(8.A.4.1(1)).
8.A.4. The Orbit Structure on a Real Reductive Lie Algebra 347 (2) Z.e[flz",flz'] = 9i- Indeed, gZs = 3, © g^ If W e 3, then W is semi-simple in g. Write Z„ = X! + X2 with X, e 3, and X2e a^- Then X2 is nilpotent and Z = (Zs + Xi) + X2 with Zs + X! semi-simple and [Zs + X1(X2] = 0. The uniqueness in 8.A.4.1 implies that X! = 0. Up to conjugacy relative to G we may assume that Zs = Hj for some j. Then (1) implies that Z„ is nilpotent in gHj. The number of nilpotent orbits in gHj, relative to the action of G77j, is finite, say, GHj • ZJm for m = 1,..., Mj. Thus Vx is the union of the orbits G • (Hj + Zjm). 8.A.4.7. We now can apply Lemma 8.A.4.6 to Vx since Vx is clearly closed in g. Corollary. (1) If X e g then G • X is open in its closure. (2) If X e g then Vx = G • Xx u ■ ■ ■ u G ■ Xk with UJimG- X, closed in g. With this material in place we can now prove the following basic theorem of Borel, Harish-Chandra [1]. 8.A.4.8. Theorem. Let X e g. Then X is semi-simple if and only if G ■ X is closed in g. If X e g, X = Xs + X„ there exists H e g such that [H, Xs] = 0 and [H,X„] = 2X„ (8.A.4.6(2), Lemma 8.A.4.1). Thus, lim e'adHX = Xs. This implies that if X is not semi-simple then G • X is not closed. If X and Y are semi-simple elements of g with Y e Vx then ad X and ad Y have the same characteristic polynomials. Hence, in particular, dim Gx = dim GY. Fix X a semi-simple element. If 7eC1(G-X) then Y e Vx and hence G ■ Y is open in C1(G • X). Since C1(G • X) c Fx, there exist X! = X,...,Xk e C1(G • X) such that C1(G • X) is the disjoint union of the orbits, G • X, and each is open in C1(G • X). Thus each is closed in C1(G • X). In particular, G • X is closed in C1(G • X). So G • X = C1(G • X) as asserted. 8.A.4.9. We conclude this appendix with several results about semi-simple elements. Let G be a real reductive group of inner type. If g e G then g is said to be semi-simple if Ad(g) is diagonalizable on gc.
348 8. Character Theory Lemma. If g e G then g can be written uniquely in the form g = gs exp X with gs semi-simple and X e g nilpotent and Ad(gs)X = X. Let for \x e Cx, (g^ be the generalized eigenspace for Ad{g) on gc with eigenvalue \i. Then (1) C(9c)^(9c)v]^(9c),v Let S be the linear automorphism of gc defined by S|(9c)m = \il. (1) implies that S is an automorphism of gc. Thus N = S_1Ad(g) is also an automorphism. Clearly, N — I is nilpotent. Thus log N = D is given by a finite series and D is a derivation of gc that is zero on the center. Hence D = ad X with X e [gc, gc] and ad X is nilpotent. Since ad X is a polynomial in N, SX = X. Let a be conjugation in gc with respect to g. Then Ad(g) = a Ad{g)a = aSaaNa. Thus the uniqueness in the Jordan decomposition implies that oNa = N. This in turn implies that aX = X. Hence X e g. Clearly, Ad(gexp(-X)) = S. So set gs = g exp( — X). The Lemma now follows. 8.A.4.10. Lemma: If g e G is semi-simple then m = {Xeg! \d(g)X = X} is reductive and rfc(tn) = rk(q). We prove this by induction on dim g. If dim g = 0 or 1 there is nothing to prove since then G is abelian. Assume for all g of strictly lower dimension. Since G is of inner type 3(g) c m. Hence, if j(g) # (0) then the result follows from the inductive hypothesis. We therefore assume that G is semi-simple. We use the notation of 8.A.4.9. Define for se R, 7s, a linear isomorphism of 9o by 7j(flc) = \)i\sI. Then 8.A.4.9(1) implies that for each s e R, T is an automorphism of gc. Since <x(gc)„ = (flc)^ it follows that oTs = Tsa. Hence 7s is a one parameter group of automorphisms of g. Thus Ts = eady with Ye g such that ad Y is semi-simple with real eigenvalues. Now m c qy and g e GY. Thus if Y # 0 then 2.3.1 and the inductive hypothesis complete the induction. We may thus assume that the eigenvalues of Ad(g) all have absolute value 1. With this assumption H = Cl({gk\ke Z}) is a compact subgroup of G. This implies that there is a compact form of Int(gc), U, such that H c U. Since U is connected there is a maximal torus 7 of U such that g e T. This clearly implies that rk(m) = rfc(g). Let u be the Lie algebra of U. Then mc is isomorphic with the complexification of {Xeu\Ad(g)X Ad(g)-1 = X} which is the Lie algebra of the compact Lie group {ueUWd^uAdig)1 = «}. Thus m is reductive.
8.A.5. Some Technical Results for Harish-Chandra's Regularity Theorem 349 8.A.4.11. Lemma: // Te D'(G) is central and if for each semi-simple element g e G there exists an open neighborhood U of g in G such that T\v = 0 then 7 = 0. If T{u = 0 then T[xUx-, = 0 for all x e G. Let g e G. Write g = gs exp X as in Lemma 8.A.4.9. Lemma 8.A.4.1 combined with Lemma 8.A.4.10 imply that there exists a TDS {X, Y,H} with Ad(gs)Y = Y, Ad{gs)H = H. Now exp{tH)g exp(-tH) = gs exp(e2'X). This implies that if U is an open neighborhood of gs in G then there exists t > 0 such that e\p(tH)U exp(—tH) is an open neighborhood of g. Thus our hypothesis implies that T vanishes in a neighborhood of g. Since g is arbitrary, T = 0. 8.A.5. Some technical results for Harish-Chandra's regularity theorem 8.A.5.I. In this appendix we collect several results that will be used in Section 8.3. Let H, X, Y be a standard basis for a TDS, u, over C. Set b = CH + CX. Lemma. Let M be a u-module such that (1) dimU(b)m < oo for all me M. (2) No eigenvalue of H on M is a non-negative integer. Then the action o/C[7]onM is torsion free. Let meMbe non-zero. If there exists peC[7] such that p # 0 and pm = 0 then dimC[7]m < deg p < oo. C/(u) = C/(b)C[7]. Hence (1) implies that dim U(u)m < oo. Now 0.5.5 implies that H must have a non-negative integral eigenvalue on U(u)m and this contradicts (2). Corollary. Let M be a u-module such that if me M then dim C[//]m < oo and such that the eigenvalues of H onM are real and strictly less then 0. Then the action of C[7] is torsion free on M. M is a direct sum of the generalized eigenspaces for H acting on M. Let m be an element of the ^-generalized eigenspace. Then X"m is an element of the eigenspace for X + In. Thus our hypothesis implies that X"m = 0 for some positive n. Hence, if me M then dim U(b)m < oo. The corollary now follows from the preceeding lemma. 8.A.5.2. We now collect a few results about distributions on R". Let p, q e N with q > 0 and p + q = n. We write R" = R^ x Rq. Let [/, be an open subset of R^ and let U2 be an open neighborhood of 0 in Rq. Set I) = Ux x U2.
350 8. Character Theory Theorem. If T e D'(U) and if supp 7 c [/, x 0 then there exists T, e £>'(t/i) such that T = "L T, ® d'8. Here 8 is the Dirac delta function on Rq supported at 0 (5(f) = /(0)). For a proof see Schwartz [1, p. 102]. Corollary. Let a> e P(R') be such that co(0) = 0. We extend to to R" by setting co(x, y) = co(y). If 7 e D'(U) and if supp 7 cz [/, x 0 then there exists k such that cokT = 0. As above, 7=7,® D8. Let m = deg D. Let 0 e K c C1(K) c [/2 with K open and C1(K) compact. Let i/> e Cf (C/2) be such that tp is identically 1 on V. Extend ^ to U by setting i/^(x, y) = ^(y). If / e Cf (I/) then 7(/) = 7(/) = 7(^/). If r = (r,,..., r„) e N" then set yr = /,' • ■ • /,«. If / e C?(U) and if f(x,y)= X ar(x)yr + i?m(x,j;) |r|<m is the Taylor series around 0 of f(x, •) to order m in y at 0 then T(f)= I T(ar^/). |r|<m Thus, if / vanishes in y to order m at 0. Then T(f) = 0. It is clear that there exists k such that o/ vanishes to order m in y at 0. Thus o/f vanishes to order m in y at 0 for all / e Ceo(I/). Thus <o*7(/) = T(<okf) = 0 for all / e Cf(U). 8.A.5.3. We retain the notation of 8.A.5.2. Write D'Vl(U) for the space of distributions on U supported on [/, x 0. Lemma. Let Ej = yj d/dyj for j = 1,..., n. Then each Ej acts semi-simply on D'Vi(U) with eigenvalues of the form —k with k > 0, k e Z. If f€Cx(V2) then E}T(f) = -@/dyj(yjf))(0) = -f(0) = -8(f). Ej8 = -8. If / is a multi-index then [E^a'/Sy7] = -ifi'/dy'. Thus £J.3,/3j;,^= -(1 +ij)d'/dy'8. The Lemma now follows from Theorem 8.A.5.2. 8.A.5.4. Lemma. Let as be non-negative real numbers for j = !,...,«. Set
8.A.5. Some Technical Results for Harish-Chandra's Regularity Theorem 351 D = I(aj + \)Ej. Then D acts semi-simply on D'Vi(U) with real eigenvalues — A such that I > n + £ a-r Since [£,, E}~\ = 0 for all i, j this follows directly from the preceding Lemma. 8.A.5.5. For lack of a better place to put the following material, we will conclude this "hodge-podge" of an appendix with it. As usual, let y(R") denote the space of all / e C*'(R") such that PrJ(f) = sup (1 + \\x\\y\Q'f(x)/Qx'\ < oo xeR" endowed with the topology induced by these semi-norms. If / e 5"(R") then we write (1) Ff(x) = (In)-"2 J f(y)e-'<x-»dy. R" The following result is standard (cf. Stein, Weiss [1]) Theorem. F is a topological isomorphism of ^(R") onto y(R") with (F2f)(x) = f(-x). 8.A.5.6. We note that y(R") is dense in L"(R") for all 1 < p < oo. The Plancherel theorem (cf. Stein, Weiss [1]) says that (1) I|F/Il2 = ll/Il2 for / e y(R"). Thus F extends to a surjective unitary operator on L2(R"). We also note that if / e ,5^(R") then (2) HF/IL< 11/111- Thus F defines a bounded operator from L'(R") into Lco(R"). 8.A.5.7. We will be using the following inequality. The argument is taken from Stein-Weiss [1, Lemma 3.17, p.26]. Lemma. // d'f/dx1 e L'(R") for \I\ < n + 1 then \\f\L<Cn X Il9,//9x'||1. |/|<n+l We note that (1) F(d'f/dx')(x) = (-i)^x'F(f)(x).
352 8. Character Theory Also, (2) (l + ||x||2)("+1"2<(l + |x1|+-'- + |x„|)" + 1<Q I |x'|. |7|<n+l Now |F/(x)|<C;(l+|x|2)-("+1"2f X \x'\)\Ff(x) = Q(l+|x|2)-("+1"2 £ |(F3'//3x')(x)| |/|<n+ 1 = c;(i + |x|2)-«"+1,/2 I PWlli- |7|<n+l Thus 8.A.5.5. implies that <c;|(i + |x|2r("+1"2dx. X lieWlli- R" |7|<n+l The Lemma now follows.
9 Unitary Representations and (g, K)-Cohomology Introduction Let G be a connected semi-simple Lie group with finite center. Let F be an irreducible finite dimensional (g, K)-module. In this chapter we give the Vogan, Zuckerman [1] (Enright [1] in the case when g has a complex structure) classification of irreducible unitary representations, (n, H), of G such that H'(% K; HK ® F*) # 0. A consequence of this is the calculation of the cohomology spaces H'(q, K, HK® F*) with (n,H) irreducible and unitary. One of the main applications of this classification is to the study of the L2-cohomology of locally symmetric spaces, which we now describe. Let Y be a discrete torsion free subgroup of G such that T\G has finite volume relative to the quotient measure of Y\G corresponding to some fixed, choice of invariant measure on G. Let nr be the right regular representation of G on L2(r\G). If n e GA let (7i„,//J e \i. Then the results in Borel [2] and Borel-Garland [1] imply that the L2-cohomology of T in dimension i with coefficients in F is a quotient of (1) 0 HomG(H,,,L2(r\G))®Hi(g,K;(/gK®F*). It would take us too far afield to go into any more detail on this application 353
354 9. Unitary Representations and (g, K)-Cohomology (including the definition of L2-cohomology). However, if T\G is compact then the L2-cohomology is equal to (1) and to the Eilenberg-MacLane cohomology H!{r,F) (c.f. Borel, Wallach [1]). The results of this chapter are an outgrowth of the Kumaresan [1] determination of the irreducible K-invariant subspaces of Ap that can occur as K-subrepresentations of irreducible unitary representations of G such that the Casimir operator of G acts by 0. Kumaresan's main tool is the so-called "Dirac inequality" and he uses a method based on ideas in Parthasarathy [3]. We have divided the exposition of the results so that the reader interested only in the vanishing theorems can find the complete proof (including that they are best possible) by the end of Section 5. The next two sections are devoted to the actual classification. The basic ideas are not difficult, however the technical details (mostly results of Vogan) go to the heart of the algebraic approach to representations of real reductive groups. We have included in 9.6, several results that could (should?) have been included in Chapter 6, including Kostant's determination of the Lie algebra cohomology of the unipotent radical of a parabolic algebra with respect to a finite dimensional representation (Kostant [2]). 9.7 contains the details of the classification. The proof follows the outline given in Vogan, Zuckerman [1]. In Section 98 we give some implications of the results of this chapter to the representation theory of groups of real rank 1. We also give the tabulation of Enright and of Vogan-Zuckerman of the vanishing theorems implied by the results in this chapter. 9.1. Tensor products of finite dimensional representations 9.1.1. Let g be a reductive Lie algebra over C. Fix a Cartan subalgebra, h, ing. Let<5+ be a system of positive roots for <t(g, h). If \i e h*isa<I>+-dominant integral, then let L(jX) be the finite dimensional irreducible g-module constructed in 1.7.4. Let s0 be the element of W{q, h) (0.2.3) such that s0<&+ = -<t+. Then s0n is the highest weight of L(ji) relative to -<t+. In other words, s0/i, is the lowest weight of L(n). Let n = ®xe®+ Qx and n~ = ®xe®+ Q-x (as usual). Set N(n) = {ne U(n)\nL(fi)(s0fi) = 0}. Here, if V is an h-module and if a e h* then V(a) denotes the a-weight space. The next four results are taken from Parthasarathy, Ranga Rao, Varadarajan [1]. In that paper some of the main ideas were also attributed to Kostant. Lemma. Let a, n, y be dominant integral. Then dim Horn (L(ff), L(n) ® L(y)*) = dim{t; e L(n)(a + s0y)\N(y)v = 0}.
9.1. Tensor Products of Finite Dimensional Representations 355 As a g-module L(^)®L(y)* is isomorphic with Homc(L(y), L(/x)) with g acting by (XT)(v) = XT(v) - T(Xv) for X e g, v e L(y). If V is a finite dimensional semi-simple g-module then V" = {v e V\Xv = 0, X e n} is the direct sum of the highest weight spaces for the irreducible constituents of V. Thus dim Hom9(L(<r), V) = dim(Kn)(ff). In our case, (Homc(L(y), L(^))n = Homn(L(y), L()i)). The above observations now imply (1) dim HomB(L(ff), L(n) ® L(y)*) = dim Homn(L(y), L(n))(a). Fix w e L(y)(s0y) - {0}. Then n~w = 0 and hw is contained in Cw. Thus, since U(q)w = L(y), this implies that U(n)w = L(y). If T e Homn(L(y), L{n)){a) then set ft(T) = Tw. If Tw = 0 then 0 = U(n)Tw = T(U(n)w) = T(L(y)) so T = 0. Thus Q is injective. Set S(n,y,g)={vs L(p)(o + s0y)!N(y)v = 0}. If T e Homn(L(y),L(/i))(<x) then 0= T(JV(y)w) = N(y)Tw = N(y)Q(T). It is therefore clear that Q(Homn(L(y),L(/i))((T)) is contained in S(n,y,o). Suppose that veS(n,y,o). Then N(y)v = 0. Thus we can define T~: U(n)/N(y) -> L(/i) by T~(n) = nv. The map 0 from U(n)/N(y) to L(y) given by 6(n) = nw is a linear bijection. Set T = T~0 '.Then T e Hom„(L(y), L(n))(a) and ft(T) = T~(rT'w) = T~(l) = i;. Hence Q(Homn(L(y),L(n))(a)) = S(n,y,a). This completes the proof of the Lemma. 9.1.2. Corollary, dim Homa{L{o),L(n) ® L(y)*) < L(o)(n - y). We note that L(y)* « L(-s0y). We have dim HomB(L(ff), L(n) ® L(y)*) = dim Hom9(L(ir) ® L(y), L(n)) = dim Hom9(L(/4 L(a) ® L(y)) = dim Hom9(L(^), L(a) ® (L(y)*)*) = dim HomB(L(/i), L(<x) ® L( - s0y)*) = dim{t; e L(a)(ji - y) \ N(-s0y)v = 0} < dim L{a)(n - y). 9.1.3. If a is a simple root in <t+ fix ^eg, and 7, e g_„ such that [X„ YJ = ha with a(K) = 2. Lemma. Let \i be <b+-dominant integral. Set N'(/i) = ^[/(n)(Ia)-!»*» + 1 the sum over the simple roots in <t+. Then N'(^i) = N(n). We note that {Xa, Ya,ha) is a standard basis for a T-D-S, ua. It is therefore easy to see that (Arc,)~so"(',0') + 1 annihilates L(jX)(s0^). So N'(jX) is contained in
356 9. Unitary Representations and (g, K)-Cohomology N(n). Set 1(H) = N'(n) + V(Q)n- + I I/(fl)(fc - sofi(h)). We note that if we can show that I(ji) is a left ideal in (7(g) then the Lemma follows. Indeed, set F = U(q)/I()i). Set b~ = b + n". Then it is clear that F is a g-module quotient of (7(g) (^)V(b-) CS(M1. Here Csofl is the b"-module C with n" acting by 0 and b acting by s0n. Set v = 1 + 1{h). Then {YxYSo"ih') + iv = 0. This implies that if / e F then there exists m (depending on /) such that (Yx)mf = 0. Thus, if / e F then dim U(ux)f < oo. Hence, W permutes the weights of F relative to I). (See the proof of Theorem 1.7.4 for details of this and what comes next. Note that relative to 1.7.4 we have replaced <t+ by - <t+.) We conclude that dim F < oo. It is now a simple matter to see that F is irreducible. Hence F = L(jx). But then N(/j) = I(n) n (7(n) = N'(fi), We are thus left with showing that I(n) is a left ideal in (7(g). It is clear that nl(n) is contained in I(n). We leave it to the reader to show that j(g)/(/i) is contained in 1(h) (see the proof of (a) below). Thus, since the Yx generate n" as a Lie algebra, it is enough to show that YJ(jx) is contained in I(jx) for a simple. Fix a simple and set Y = Y„. We leave it to the reader to check that [Y, (7(n)] is contained in (7(n) + (/(n)^. It is therefore enough to show that (a) M^r,w"*', + 1e/(/i) and (b) [Y,(X,)-^^ + l-[el(n). If lie I) then h(Xpr = mP(h)(Xf>)m + (Xf)mh = (mP(h) + s0H(h))(Xp)m + (Xp)m(h - s0n(h)). If we apply this with m = -s0ji(hfi) + 1, (a) follows. We now prove (b). If a is not equal to ft then the left hand side of (b) is 0. Set X = Xx, H = ha. We leave it to the reader to check that (c) [Y,Xm~\ = mXml(-m- H+ 1). If m = -s0n(H) + 1. Then -m- H + 1 = -H + s0n(H). Thus (b) is true. 9.1.4. Lemma. Let \i, a be <&+-dominant integral. Let seW be such that s(/i — a) is <t+-dominant integral. Then dim Hom9(L(s(/J - a)), L(n) ® L(a)*) = 1. In the course of the proof of 9.1.2 we showed that dim Hom9(L(s(/i - a)), L(n) ® L(a)*) = &\m{v e L(s(n - a))(n - o)\N(-s0o)v = 0}.
9.1. Tensor Products of Finite Dimensional Representations 357 Thus to prove the Lemma it is enough to show that this last space is one- dimensional. Let Q be a system of positive roots such that \i — a is the highest weight of L(s(n - a)) relative to Q (i.e., s~' <t+). If a e <t+ and if (n - a, a) > 0 then qxL(s(h - a))(n — a) = 0. If a is simple in <t+ and if (ji — a, a) < 0 then -a e Q. Hence, if m = -(h - a)(hx) then (Xc,)m+1L(s(/i - a))(n - a) = 0. Now m = — n{ha) + a(ha) < a(hx). Also (—s0( — s0a)) = a. This implies that N'(-s0a) annihilates L(s(/.i - a))(/i - a), since dim L(s(/i - a))(jx — a) = 1. The result now follows from 9.1.3. 9.1.5. Let K be a compact connected Lie group with maximal torus T. Let g = fc and I) = tc. We take B to be negative definite on f. Then B is positive definite on it. The dual form, ( , ), on (it)* is thus positive definite and Weyl group-invariant. We maintain the notation of the rest of this section. If y e KA and if Vy e y then Vy is isomorphic with L(ky) (/v the highest weight of Vy relative to <t+). The following Lemma is usually attributed to Kostant. Lemma. Let ^eX' and let ft be a weight of Vy, i=\,...,d. Then lift + "' + ftll ^ ll^/i + '" + >-M|| with equality if and only if there exists s e W{K, T) such that sft = 1,, for all i = l,...,d. Set a = ft + ■ ■ • + ft, fij = k.h and \i = m +••• + Hd- Let s e W(K, T) be such that sa is dominant. Since sft is a weight of L(/^), sft = \i{ — Qt with Qt a sum of positive roots. Thus if Q = Ql + ■ ■ ■ + Qd then sa = \i — Q. Now ||(T||2 = ||S(T||2 = (.S'(T,S(T) = (s(T,^-e) = (sa, h) ~ (sa, Q) < (sa, h) = (h ~ Q, A*) This proves the inequality. Equality implies that (ji,Q) = 0. Thus \\a\\2 = \\H\\2 + IIGII2- So Q = 0. But then Qt = 0 for i = 1,..., d. 9.1.6. We now assume (by going to a finite covering of K if necessary) that p is T-integral. Lemma. Let h, a, y e KA and let s e W(K, T) be such that s(Xy - X„) is dominant integral. If WomK(VIJl,Vy®(V„)*) is non-zero then \\k + p\\ > \\s(Xy — X„) + p|| with equality if and only if x(I = s(/y — /„). 9.1.2 implies that L(Xli)(s(Xy - /„)) is non-zero. Thus Lemma 9.1.4 implies that \\s(/-y - ).„) + p\\ < \\?. + p\\ with equality if and only if there exists
358 9. Unitary Representations and (g, K)-Cohomology f e W(K, T) such that s(A„ - X„) = d„ and p = tp.U t e W(K, T) and if tp = p then f = 1. 9.1.7. The next result is a bit more technical then the preceding ones. It is taken from Vogan, Zuckerman [1]. Lemma. Let p., a be dominant and T-integral. Let s e W(K, T). Suppose that s', s" e W(K, T) are such that sp — a is s'<&+-dominant and p — a is s"<5+- dominant. Then \\sp - a + s'p\\ >\\p- a + s"p\\ with equality if and only if sp — a e W(K, T)(p — a). If sp - a = u(p - a) with us W(K, T) then (s'Y' u(p - a) and (s")~ x(p-a) are both dominant. Hence s"(s'Yxu(p — a) = (p - a). Hence \\sp - a + s'p\\ = \\(sTlu(p -<j) + p\\ = \\(s")-Hn - ff) + P\\ = ll/i - ff + s"p\\. Thus the "if" part of the equality statement is true. We now prove the rest of the Lemma by induction on l(s) (9.A.1.1). Let ae$+ be simple such that l(sxs) = l(s) - 1. Let f e W(K, T) be such that s3sp - a is f<5+ -dominant. We show that \\sp - a + s'p\\ > \\sxsp - a + tp\\ with equality only if sp - ae W(K, T^s^sp - a). This certainly implies the Lemma (it actually proves slightly more which we will indicate in the next number). To prove the above assertion it is enough to show that if F is the irreducible representation of K with highest weight sp - a relative to s'®+ then s„sp - a is a weight of F (9.1.5). In the course of the proof of 9.A. 1.2 we saw that as — s<5+. Thus m = 2(a, sp)/(ct, a) < 0. Hence sx(sp - a) = sp — a - (2(sp — a, a)/(a, a))a. If we use the representation theory of the T-D-S corresponding to a we find that sp - a + jtx is a weight of F for 0 < j < - (2(sp - a, a)/(a, a)). Since j = - m is included in that interval, s„sp - a = sp — a - ma. is indeed a weight off. 9.1.8. As we indicated in the proof of the above result we have proved a slightly stronger result. Lemma. Let p, a be as above. Let sl,s2,ue W(K, T) be such that s2 = usi
9.2. Spinors 359 with l{s2) = l(u) + l(si). If wu w2 e W(K, T) are such that stn - a is w,<I>+- dominant, i = 1,2 then \\SiH - a + Wip\\ < \\s2fi - a + w2p\\ and equality occurs if and only if sxp. — as W(K, T)(s2n — a). This is what we actually proved if /(«) = 1. The Lemma follows by "plunking" one simple root at a time. 9.2. Spinors 9.2.1. Let V be a finite dimensional vector space over R with inner product ( , ). Then a space of spinors for (V,( , )) is a pair of a complex vector space S and a linear map y: V -» End(S) such that (1) 7(v)2= -{v,v)l, veV. (2) If Y is a subspace of S such that y(V) Y is contained in Y then Y = 0 or Y = S. If (y, S) and (y1, S') are spaces of spinors for (V,( , )) then S is said to be isomorphic with S' if there exists a linear bijection T of S to S' such that Ty(v) = y'(v)T for all v e V. Lemma. Set n = dim V. If n is even then up to isomorphism there exists exactly one space of spinors, (y, S), for V and dim S = 2"'2. If n is odd then up to isomorphism there are exactly two spaces of spinors and they are each of dimension 2["/2). We first construct a space of spinors for (V,( , )). Extend ( , ) to a C-bilinear form on Vc. Set k = [n/2]. Let W be a subspace of Vc such that dim W = k and (W, W) = 0. Let a denote complex conjugation of Vc relative to V. If w e W - {0} then (w,aw) > 0. We can therefore choose a basis wu...,wk of P^such that (w^awj) = 5l}. We also note that (oW,(jW) = 0. If Vis odd dimensional then fix v0 a unit vector in Vsuch that (i;0, W + aW) = 0. Set S = AW. If w e W and if u e S then set y(w)u = wAu. If x e aW then set for «!,..., ur e W y(x)ulA-- Aur = X (_ l)' + 1(x> «i)«i A • • • Au,A-- Aur. Extend y by linearity to W® aW. It is easily checked that if x e W ® aW then y(x)2 = -{x,x)l. If n is odd then define y+(tf0) to be (- 1)J7 on AJW,
360 9. Unitary Representations and (g, K)-Cohomology 7"0>o) = (-l)j+1i on A'W. Set y^o + x) = zy*(v0) + y(x) for z e C and x e W © o-pP. Then y, y+, y~ satisfy (1) above. We show that y satisfies (2). Let ue S - {0}. Then u = u0 + ■•■ + uk with Uj e A'W. Assume that r is the minimal index such that ur is non-zero. Then there exist zl,...,zk_re W such that zlA---Azk_rAur = iv^ — Awj. This implies that Now y(<Wi)- • • y{° wk) wiA - • • Awk = (-!)*• Hence, (2) is satisfied. Let (y', S') be a space of spinors for V. (i) dim S' < oo. Let «!,..., u„ be an orthonormal basis of V. If u e S' - {0} then S' = Zcv'(»,) •••?'(«,•)«• Now y'(u,)2=-J and 7'(u,)y'(uj) + y'(W;)y'(U;) = 0 if i # j. Thus S' is spanned by the elements y'(w,-)•••/(«>)«, 1 < i'i < ••• < i'r <n. This clearly implies (i). (ii) Z = jueS" y'(w)u = 0, w e aW) is non-zero. Since y'(awx)2 = 0, Ker y'{aw{) is non-zero. Since y'ioWiY/'iowj) = -y'ioWjY/ioWi) for all i, j it follows that y'((T^) stabilizes Ker y'(awi). Since y'(<iw2)2 = 0, ker y'(awi) n ker y'(o-w2) # 0, etc. If n is odd then y'(v0)y'(x) = -y'{x)y'(v0) for xeaW. Thus 7'(i;0) stabilizes Z. Since y'(v0)2 = —/. Z = Zt + Z_, with Za = {ze Z\y'(v0)z = az). Assume that Za is non-zero. Fix u0e Za - {0}. Then y'(Cv0 + aW)u0 = Cu0. Set Sq = Cu0, S'j = y'{W)S'j.i + S)_, for j > 0. Then y'(F) stabilizes IJS}. Thus [jS'j = S' by (2) above. Since y'{x)y'(y) = -y'(.y)/M for x,yeW we can define 7: AW -> S' by T^A---Axr) = y'(x,)- ■■y'ix^UQ. If n is odd and a = i (resp. a = -i) set y = y+ (resp. y = y"). We leave it to the reader to check that Ty(v) = y'(v)T
9.2. Spinors 361 for v e V. (2) above now implies that T is injective. T is surjective by the above. Hence T is an isomorphism of spaces of spinors. 9.2.2. We write S(V) for the space that we studied in the previous number. If n (= dim V) is odd then let y denote one of y±. Recall that 5o(V) = {X e End(V)\(Xv,w) = -{v,Xw),v,we V}. If v, we Vare such that (i;,w) = 0 then let X(u, v) e End(F) be defined by X(v, w)u = (u, w)v — (u, v)w, u e V. Then X(u, v) e 5o(V). Let eu..., e„ be an orthonormal bais of V. Set Xtj = X(ehej) for i < j. Then Xy, i < j, is a basis for 5o(V). We define a linear map \i of so(K) into End(S(F)) by H(XU) =-G)y(eMej). A direct calculation shows that MX), MY)] = fiix, y], x, ye S0(K). This implies that (n,S(V)) defines a module for 5o(V). Lemma. If n is odd then up to equivalence (n, S( V)) is independent of the choice of y± and (/i,S(V)) is irreducible. If n is even then we set S+(V) = AevW, S~(V) = \oMW. Then S£(V) is invariant under \i and each defines an irreducible representation of so(V). If n is odd, set V = {v e V[(v, v0) = 0}. Then our construction implies that S(V) = S(V). If v e V set y'(v) = y(v0)y(v). Then y'(v)2 = -(v,v)I. Let S' be a non-zero subspace of S(V) of minimal dimension that is invariant under y'(V). Then S' satisfies 9.2.1(1), (2). Lemma 9.2.1 implies that dim S' = dim S(V). Hence S' = S(V). So \i is irreducible in this case. We now relabel the orthonormal basis that we are using. If n = 2k + 1, let e0 = v0, eh...,e2k be an orthonormal basis of V. If n = 2k then take eu...,e2k. We assume that wi = e2j-\ — ie2j, l<j<k and that W = Z Cwj. Set hj = X2j- i.2j, 1 < j < k. Then t = X Rh} is a maximal abelian subalgebra of 5o(V). Let ^e t* be defined by Hj(hk) = 5}k. A direct calculation yields H(h)wi A • • • \wk = (/(/i, + • • • + nk)l2)wx A • • • Awk and H(h)y(awj) = - iHj(h)y(aWj)n(h), het.
362 9. Unitary Representations and (g, K)-Cohomology This implies (1) The weights of t on S(V) are precisely the linear functionals '((/Ui + • • • + nk)/2 - (nh +■■■ + n!p), 1 < i, < ■ ■ ■ < i„ < k and each occurs with multiplicity 1. Notice that (1) is independent of our choice of y± when n is odd. If n > 2 then 5o(V) is semi-simple and is the Lie algebra of the compact Lie group 0(V) = {g e GL(V)\(gv,gw) = (v,w), v, w e V}. Weyl's theorem implies that G, the connected, simply connected Lie group with Lie algebra, 5o(V) is compact. Also, exp t = T is a maximal torus in G and \i integrates to a representation of G. (1) implies that the character of n is independent of our choice of y±. So the assertion of the Lemma has been proved in the case when n is odd. We therefore confine our attention to the case when n is even. It is clear that the spaces S±(F) are invariant. Set g = 5o(V). We assume that dim V > 2 (in the case that dim V = 2 the result that we are proving is an easy exercise). We set <t+ = {i(nr - ns)! 1 < r < s < k} u {i(n, + fis)! 1 < r < s < k}. Then <t+ is a system of positive roots for <t(gc,tc). The only dominant weights in (1) are -1(^1 "! + A*ik)/2 and -1(^1 ^ + A*ik-i _ A*fc)/2. The assertion for n even now follows from the theorem of the highest weight. 9.2.3. The module (n, S{V)) for so(V) is called the spin module. Lemma. There exists a pre-Hilbert space structure < , > onS(V) such that (y(v)u, w) = - <«, y(v)w), v e V, u, w e S(V). If n = 1 this is easy and is left to the reader. So assume that n > 2. If n is even then we may adjoin a unit vector, v0, orthogonal to V. We may thus assume that n is odd and n > 3. Let G be as in 9.1.2. Then G is compact. A direct calculation yields (*) n(exp(tX(u,v))) = yi sin! - lu + cosl - \v lyl -cosl - lu + sinl - It; (*) implies that n{G) is the set of all products y(ul)--y(u2!,), u1,...,u2p unit vectors in V. Set G~ equal to the set of all products y(u1)-y(up), with «!,..., up unit vectors in V. Then G~ contains G as a normal subgroup. Also, if u e V is a unit vector then it is easily seen that G~ = y(u)n(G) u n(G).
9.2. Spinors 363 Thus G~ is compact. This implies (the unitarian trick) that there exists a G~-invariant inner product < , > on S(V). If u e V and if (u, u) = 1 then y(u)2 = — I. Thus y{u)~l = —y(u). The Lemma now follows. 9.2.4. Lemma. Let Q be the natural representation of so(V) on AVC. (1) // n is even then Q is equivalent with [i ® [i. (2) // n is odd then Q is equivalent with the direct sum of two copies of n® /i. This follows from the calculation of the weights of \i in 9.2.2. 9.2.5. The next two results expand a bit on the previous Lemma. Lemma. Let F be a finite dimensional vector space over C. Let 5 be a linear map of V into End(F) such that 5(v)2 = -(v,v)l for v e V. If n is even then there exists a vector space U and a linear isomorphism, T, of S(V) ® U onto F such that T(y(v) ® I) = 5(v)T for v e V. If n is odd then there exist spaces U+ and U~ and a linear isomorphism T of S{V) ® U+ © S{V) ® U~ onto F such that T(y+(v) ® I+ + y~(v) ® /") = 5(v)T for v e V (here I+ is the identity map on U+). We use the notation in the proof of 9.2.1. Let F0 = {f eF\5(aW)f = 0}. As in 9.2.1 it is easily seen that F0 is non-zero and if n is odd then •5(^0)^0 = ^o- ^ n is even tnen set U = F0 if n is odd then set U+ = {f e F0[5(v0)f = if}, U~ = {feF0\5(v0)f= -if}. If / e F0 then let 7> be the linear map of W into F given by 7}(«iA---Aup) = 5{Ui)---5(up)f. If n is even then the argument in 9.1.2 implies that Tfy(v) = 5(v)Tf. If n is odd and if feU± then T^iv) = 5{v)Tf. Set T(sXf) = Tf(s). The result now follows. 9.2.6. On if v e Fand if u e V then set s(v)u = vAu. If uY,..., ur e V then set i{v){ulA---Aur) = X(_ l)' + 1(t',«;)«iA---Au,A---Aur. Set 5+(v) = e(v) + i(v) and 5-{v) = i(r.(v) - i{v)). It is easily checked that (1) 5±(v)2 = -{v,v)I and (2) 5+(v)5.(w) + 5 (w)5+(v) = 0 for v, w e V.
364 9. Unitary Representations and (<j,K)-Cohoinology Define Q±(X;j) = -(\)d±(e;)d±(ej) for i <j. Then as above Q+ defines a representation of 5o(V) on AKC. Lemma. Q(X) = Q+(X) + Q_(X) and [Q+(X),Q_(7)]=0 for X, Yeso(V). The last assertion follows from (2) above. The first follows from Q(X,7) = eieMej) + f(e,)e(^) and the obvious calculation. 9.2.7. The following lemma (although easy) is useful outside of representation theory. Fix ex,..., e„ an orthonormal basis of V. Lemma. Suppose that to each 1 < i, j, k, I < n we have assigned a complex number Rijk such that (1) R-ijki = R-kuj, (2) Rijkl = ~~ Rjikli (3) Rijki + Run + Rjku = 0. Then Z/jH Rljkl y^M^M^Me,) = 2(Zy R^I. Set y} = y(ej). In the expressions below all indices are summed. (3) says X Rtiu7i7 j7k7i " X K^W^i " X Rjknliljlkli = 2 Z R^a7i7j7j7k- We calculate Z &uii7i7j7k7i = -Y,Rkiji7i7k7j7i - 2 Z ^tfi7i7/- Now (1) implies that Kjyi = Kju;. So -2 Z Rjin7,7i = -* Rjiji(7i7i + 7i7i) = 2(1 Rjiji)!. Also (2) implies that, Z Rkiji7i7k7j7i = "Z Rikji7i7k7j7i = "X Rijki7i7j7k7i- Set i? = X i?;^;. Then we have 2 Z ^W^i = 2R1 - Z Rjkii7i7j7kyi- Also, as above Z Rjkuyiyjykyi = -X fyww*)'/ - 2/?/ = X JW^*y.7i - 4Ri = X ^wW*?/ - 4^/.
9.3. The Dirac Operator Hence as was to be proved. 9.3. The Dirac operator 9.3.1. Let g be a semi-simple Lie algebra over R with Cartan involution 8 and corresponding Cartan decomposition g = i ® p. We will use the material of Section 9.2 with V = p and ( , ) the restriction of B to p. Let Ck be the Casimir operator of f relative to B restricted to f. Set fi0(Y) = ad Y\v for Yet. Then n0 is a homomorphism of f into so(p). Set s(Y) = ix(/x0(Y)) for Yet. Then (s,S(p)) is a representation of f with a f-invariant inner product < , > (9.2.3). Let t be a maximal abelian subalgebra of f. Fix Pk, a system of positive roots for <t(fc, tc). Let h = {X e q\[X,t] = 0}. Then h is a fundamental Cartan subalgebra of g. Let <t = <t(gc,hc). Let d act on (hc)* by da(h) = a(dh), hs\). Then 0<b = <t. We say that a system of positive roots, P, for <t is 6-stable if 6P = P. We say that it is compatible with Pk if it is 0-stable and if a e Pk then there exists (1 e P such that /?|t = a. Fix, P, a system of positive roots for <t compatible with Pk. Set o = {het)ldh= -h}. We identify (tc)* with {a e (hc)*l da = a) and (oc)* with {ffe(r)c)*!flff = -<t}. If <re(hc)* then write a = a+ + a~ with a+ e (tc)*, ff" e(oc)*. Set p(P) = (i) IaeP a, pk = (i) IaePk a, p„(P) = p(P) - Pk. We note that since OP = P, p(P), pk, pn(P) e (tf)*. Let C(Pk) denote the set of all systems of positive roots that are compatible with Pk. If / e (tc)* is Pk-dominant integral then set yx equal to the element of KA with highest weight k. 9.3.2. Lemma. Let l0 = dim o. Then PsClPk) Fix Pe C(Pk). If ae(tc)* then set (pc)a ={Xepc\ [h,X~\ = <x{h)X, he(tc)*}. Set 1= jae(t(.)* (pc)a is non-zeroj. Put E± =In(±P|t). Set p±(P) = ©«x(Pc).-Then pc = oc®p+(P)©p-(P).
366 9. Unitary Representations and (g, K)-Cohomology The analysis in the previous section implies that the weights of tc under s are of the form pn(P) — a, — ••• - <xm with a,- e Z+(P) and there exists a subset Q of P such that ax+--- + am= <g>+ (see 9.A.1.5 for <Q». This implies that p„(P) is an extreme weight. (1) s(Ck) = cl. Indeed, let be an orthonormal basis of p. Let y,,..., ym be a basis of f such that B(yhyj) = — <5y. Set /?yw = B([xi,Xj~\,[xk,xl~\). U yet then (9.2.2) My) = Z ([y.^].^i)7(^)7(^)- Thus 16s(Q) = = - Z B(3'a,[^i,^])B(3'o.[^.^])7(^)7(^)7(^)7(^) = Z B([*i.*;M*k>*/])7(X;)7(x;)7(*k)7(X/) = Z Kijw7(x;)7(Xj)7(x*)7(*z)- It is clear that i?,-^, satisfies (1), (2) of Lemma 9.2.7. (3) of 9.2.7 follows from the Jacobi identity. Hence 9.2.7 implies (1). As we have seen above yPniP) occurs in s. So (1) implies (2) s(Q) = (||p||2-||pk||2)/. Suppose that y„ occurs in s. Then a = p„ - <Q>+ with Q a subset of P. (2) says that ||<r + pfc|| = ||p||. Hence IIp-<G>+II = IIpII- Now, p-<Q}+ = (p-<Q))+. So, ||p-<e>+ll<llp-<e>l|. Hence lip _ <G)II ^ IIpII- P _ <G> is a weight of the finite dimensional irreducible g-module with highest weight p (9.A.1.5). We therefore see that p — <2> = wp, for some w e W(qc, hc). Also the inequalities must be equalities, so, 8w= wd. This implies that wP e C(Pk). We have shown that a = p(wP) — pk. We leave it to the reader to check that the dimension of the p(P) — pk weight space is 2[lo/2]. 9.3.3. Let G be a connected semi-simple Lie group with finite center. Let K be the connected subgroup corresponding to K. Then a (g, K)-module is
9.3. The Dirac Operator 367 said to be unitary if there exists a pre-Hilbert space structure < , > on V such that if X e g, k e K and v, w e V then (1) (Xv,w)=-(v,Xw), (2) (ki\wy = (v,k-lw). Let K be a (g,K)-module, set S = S(p). We now define a K-module homomorphism, Dv = D from K ® S to V ® S. Let n be the action of g on V. Then if x,,..., x„ is an orthonormal basis of p set D = Yd*(xl)®y(xl). If V is unitary then we put the tensor product pre-Hilbert space structure on V ® S. Lemma. D2 = -n(C) ® I - (\\p\\2 - \\pk\\2) + (n® s)(Ck). If V is unitary then (Dv,w} = (v,Dw}. In the calculations below all indices will be summed (unless otherwise specified). Let yx,..., ym be a basis of f such that B(yh yj) = - <5y. D2 = '£n(xl)n(xj)®y(xi)y(X])= -2>(x,)2®/+ ^ n(xi)n(xJ)®y(xl)y(xj) = ~7i(C)®I + 7i(Ck)®I+ X x(xtMx,)®y(x,)y(x}). i*j Since y(xt)y(Xj) = —y(Xj)y(xj) for i # j we have D2 = - n(C) ® 1 + n(Ck) ® I + (i) X Jt([x„ xj) ® y(x,)y(xj) = -tt(C) ® / + n(Ck) ® / - (i) X B([x,.,xJ],yfl)jt(yfl) ® y(xj)y(xj) = - 7r(C) ® / + n(Ck) ® / - 2 X 7r(ya) ® s(yfl) = - n(C) ® I + n(Ck) ®I + (n® s)(Ck) - n(Ck) ®I - I® s(Ck) = - 71(C) ®1 + (7l® S)(Ck) - I ® S(Ck). The first assertion of the Lemma now follows from 9.3.2(2). The second is an easy calculation using the definition of D. 9.3.4. Corollary. Assume that V is a unitary (Q,K)-module with infinitesimal character yA. If (V ® S)(y„) is non-zero then \\a + pk\\ > ||A||. Indeed, n(C) = (\\A\\2 - \\p\\2)l. Hence (7r®.s-)(Q) = (||A||2-||P)i||2)/ + Z)2.
368 9. Unitary Representations and (g, K)-CohomoIogy Now, D2 is positive semi-definite and Ck acts on any representative of y„ by ||(T + pk||2 — \\pk\\2- The corollary now follows. We will refer to the conclusion of the above corollary as the Dirac inequality. 9.4. (g, K)-cohomoIogy 9.4.1. We retain the notation of the previous section. For simplicity, we take G to be semi-simple, the identity component of GR and we assume that Gc is connected and simply connected. If V is a (g, K)-module then let H'(q,K; V) be as in 6.1. For the next few sections we will be studying these cohomology spaces. Fix P e C(Pk). Let F be a finite dimensional irreducible (g, K)-module with highest weight A relative to P. The following result is usually known as Wigner's Lemma. Lemma. // V is a (Q,K)-module with infinitesimal character x an^ if H'(q,K, V® F*) is non-zero for some i then x = Xa + p- Let gu = f + ip in gc. Let Gu be the connected subgroup of Gc corresponding to gu. Then Gu is connected and simply connected. Also GunG = K. Let V' be the i'lh Zuckerman functor (6.2) from C(gu,K) to C(gu, G„). Let y e G£and let Fy be a representative of y. Then (6.3.2) r'(F)=©//i(gu,K;F®(Fv)*)®Fr 6.3.3 implies that r'(V) has the same infinitesimal character as V. Thus H'(qu,K;V®(Fy)*)= H'(q,K;V ®{F7)*) is non-zero only if V and Fy have the same infinitesimal character. 9.4.2. Let x denote the complex conjugate of 3c e l/(gc) relative to the real form l/(g). Lemma. // V is a unitary (Q,K)-module with infinitesimal character x then (*) X(zT) = X(z) M z e Z(g). // F is a finite dimensional, irreducible (g, K)-module with highest weight A and if the infinitesimal character of F satisfies (*) then Q\ = A. If z eZ(gc), v,weV, then x{z)(v,w) = (zv,w) = (v,zTw) = x(zT)<.v,w). This proves (*). We now prove the second assertion. Let a denote complex
9.4. (g, K)-Cohomology 369 conjugation in gc relative to gu. Since F is unitary as a (gu, Gu)-module, the first assertion implies that #F((rzr) = Xf(z) f°r z e ^(9c)- Since ax = 6x for x e l/(gc), (*) implies that xF(0z) = xF(z) for z e Z(gc). Let Fe be the (g, K)- module, F with g acting by 6(^)1;, ve F,X e q. Then we have just shown that Fe and F have the same infinitesimal character. This implies that they are isomorphic. Since the highest weight of Fe relative to P is 6 A, the second part of the Lemma follows. 9.4.3. Proposition. // V is a unitary, admissible, (g, K)-module with infinitesimal character Xa + p then H'(q,K; V®F*) = HomK(A'p, V ® F*). Note. H'(g, K; V ® F*) is the cohomology of the complex C'(g, K; V®F*)= HomK(A'(g/f), V ® F*) = HomK(A'p, V ® F*). The content of the proposition is that d = 0. On F we put a Gu-invariant inner product. On A'p put the inner product corresponding to the restriction of B to p. On (A'p)* use the dual inner product. Now, C'(g,K; V ® F*) = C = ((A'p)* ®V® F*)K. Set Di = (Aip)*® F®F*. We put the tensor product inner product and on D' we restrict that inner product to C. Since V is admissible, C is finite dimensional. We will use the following standard result. 9.4.4. Let (C',d) be a complex with dim C < oo. Fix ( , ), an inner product on each C\ Define d*: Cl -> C'~' by (d*x,y) = (x,dy), xe C, ye C'~l. Scholium. The natural map from Jt"= {ceC'\dc = d*c = 0} = {c e C'\(d + d*)2c = 0} to H'(C',d) is a surjective isomorphism. We assert that Cl = dC'~* ®d*Ci + 1 ® Jf' orthogonal direct sum. Indeed, if (x, dC'~ ' + d*Ci + 1) = 0 then dx = d*x = 0 and conversely. Thus, jf'= (</(:'-' +d*Ci + 1)-L. If uedCi-\ved*Ci + l then « = dw, v = d*z so («,t>) = (dw,d*z) = (d2w, z) = 0. The assertion follows. If z e C and if dz = 0
370 9. Unitary Representations and (g, K)-Cohomology then write z = dx + d*y + h with h e Jtl. Then 0 = dz = dd*y. So, 0 = (dd*y,y) = (d*y,d*y). Hence d*y = 0. The first assertion now follows. To prove the second we note that (d + d*)2 = dd* + d*d. If (d + d*)2c = 0 then 0 = {dd*c,c) + {d*dc,c) = {d*c,d*c) + (dc,dc). The second assertion is now also obvious. 9.4.5. We now return to the proof of 9.4.3. If x e p define x* ep* by x*{y) = B(x,y). If u e (A'p)* and if x e p then set e(x)u = x* Au. If x e p and if m e (A'p)* then set i(x)m(z1,..., z;.,) = «(x,z(,...,zi_1). Relative to ( , ) on the D\ e(x)* = i(x). Let n be the action of g on V and let a be the action of g on F*. Then d on C is the restriction of d = X e(*() ® t(xf) ® / + X e(*i) ® 7 ® a(xi) on £)'. Here xu..., x„ is an orthonormal basis of p. We note that a(x)* = a(x) and 7r(x)* = — n(x) for x e p. Thus d* is the restriction of d * = - X <'(*/) ® t(^) ® / + Z '(^) ® / ® a(Xj) on D' to C'. On D' we have d + d* = XM*/) ® i(xj) ® ' " «'Z5-(xj) ® 7 ® ff(xj) in the notation of 9.2.6. Thus, if we apply 9.2.6(2) we find that on D' (d + d*)2 = (X 8 + (xj) ® n(xj) ® I)2 - (X 8-(xj) ® / ® a(x,))2. If we combine 9.2.6 with Lemma 9.3.3 then on D' (d + d*)2=-I®n(C)®I + (\\p\\2-\\pk\\2) + ((fi+°ad\t)®n®I)(Ck) + I®I® a(C) - (llpH2 - ||pk||2) - ((n- o ad\t) ® I ® I)(Ck). Since n(C) and ct(C) act by the same scalar, we find that on D' (d + d*)2 = {{n+ o ad|,) ® n ® l)(Ck) - ((/i_ ° ad|,) ® / ® a)(Ck). Thus to complete the proof of the proposition we must show that this expression isOon (D')K = C. Letyu..., ym be a basis of f such that B(yt,yj) = — 5ij. Let a.(y) ~ (n+° ad\t)(y) and fi(y) = (jx_ ° ad|,)(y) for y e f. Then
9.4. (g, K)-Cohomology 371 *(y) + fi(y) = &d(y) on (A'p)* (9.2.6). In what follows all expressions will be looked upon as evaluated on (D')K. We are studying (*) 2 X «(tt) ® n{yt) ® / + £ / ® n(yt)2 ® / - 2 I P(yt) ® / ® a(yt) + £ / ® / ® ff(j>,)2. Now, if ye I then (a + P)(y) ® / ® / + / ® 71(3;) ® / + / ® / ® ff(j/) = 0 on the K-invariants. If we apply this identity to the above expressions and do the obvious algebra (which we leave as an exercise to the reader) we find that on the K-invariants (*) is equal to I Mtt) - P(yi))(*(y,) + P(yt)) ® / ® / = -(«(Q) - P(Ck)) ® / ® / since a(y) and P(y) commute for yet This expression is 0 by 9.2.6 combined with 9.2.5 and 9.3.2(1). This completes the proof. 9.4.6. We now state a result that sums up most of the material of this section. Proposition. Let P be a fixed Pk-compatible system of positive roots for <t(gc, hc). Let F be an irreducible finite dimensional (g, K)-module with highest weight A relative to P. If 8 A # A and if V is an irreducible unitary (g, K)-module thenH'{Q,K;V®F*) = 0. If V is unitary with infinitesimal character x and if X^Xa+p then H-(q,K;V®F*) = 0. Assume that 6A = A and that V is an irreducible unitary (g, K)-module with infinitesimal character Xa+p- Then H'(g,K; F® F*) # 0 if and only if there exists y e KA such that Hom/i:(F),, V ® S) and Hom/i:(Fy, F ® S) are non-zero. Furthermore, for any such y there must exist Pi e C(Pk) such that A is Pr dominant and Xy + pk = A + p(Px). The first two assertions follow from 9.4.1 and 9.4.2. We now prove the assertions of the last paragraph of the statement. The previous result implies that H*(g, K; V® F*) = ((A»* ® V ® F*)K. On ((A'p)* ® V ® F*) set D+ = Z <M*i) ® ^(Xi) ® / and D = £ M*i) ® ' ® *(*!)■ In the course of the proof of 9.4.3 we showed that (£)+)2 - (£)_)2 is 0 on
372 9. Unitary Representations and (fl, K)-Cohomology ((A'p)* ® F® F*)K. Since both (D+)2 and -(£)_)2 are positive operators this implies that D±((A»* ® K ® F*f = 0. Suppose that v0 e ((A'p)* ® V ® F*)K - {0}. Let C, be the span of all elements of the form (5 + (tt1)®/®/)---(5 + («p)®/®/)(5_(w1)®/®/)---(5_(wr)®/®/)«0 u;, v^ep. Set C2 equal to the span of {(/ ® n(kx) ® a(k2))C11 kx, k2 e K}. Then C2 is a finite dimensional so(p) x so(p) and K x K-module with action given as follows: the first so(p) factor acts by \i- ® / ® /, the second acts by n+ ® I ® /, the first K factor acts by / ® n ® / and the second acts by / ® / ® a. All of these actions commute. If we apply Lemma 9.2.5 we find that C2= © C^a,^]®^®^ with each C2[a, /?] an so(p) x so(p) module which is a direct sum of tensor products of spin modules. We therefore conclude that {V®S®F*®S)K #0. Furthermore, on (S ® V ® F* ® S)K, £>K ® / and / ® DFj|! act by 0. Thus if {{V® S)(yi) ® (F* ® S)(y2))' is non-zero then (*) ll^.+PnllHI^-r-pJIHIA+pll. This implies everything but the last assertion. Suppose that UomK(Vy,F®S) is non-zero and that \\Xy + pk\\ = \\ A + p||. The weights of F ® S with respect to t are of the form A + p„-<g>+ with Q a subset of P. Thus Xy + pk = A + p„ + p, - <G>+ = A + p - <6>+. Thus pv + Pk\\ = ha + p - <e>+n < ha + p - <e>n < ha + pii by 9.A.I.5. Hence all of the inequalities are equalities. This implies that <G> = <G>+ and that there exists se W(Qc,hc) such that p - <g> = sp and sA = A. Since sp = (sp)+, 6s = s8 so sP is 0-stable. Since s(A + p) is Pk-dominant-sP e C(Pk). Thus 2V = A + p„(sP) as asserted. 9.4.7. In the next section we will give sharper results due to Kumaresan, Parthasarathy, Vogan and Zuckerman.
9.5. Some Results of Kumaresan, Parthasarathy, Vogan, Zuckerman 373 9.5. Some results of Kumaresan, Parthasarathy, Vogan, Zuckerman 9.5.1. In this section we will be using several 0-stable systems of positive roots compatible with different systems of positive roots for K. It is thus worthwhile to recall the relationship between W(K,T) and W(§c,\)c). The notation will be as in the previous section. Let s e W{K, T). Then there exists ke K such that Ad(fc)|t = s. Since h = {leg!IX,t] = 0}, Ad(fc)l) = I). We are assuming that G is connected hence Ad(fc)|b = s' e W{Qc,t)c). Clearly, s'\t = s. If f e W(Qc,i)c) is such that f|t = s then t~1s' is the identity in t. Now 1 contains regular elements of g. Thus f = s'. We have proved Lemma. If s e W(K, T) then there is a unique element s' e W(gc,hc) such that s'\t = s. In light of this we will identify s e W(K, T) with s' e W(§c, hc). 9.5.2. We now continue the discussion initiated in the previous section. Let F be a finite dimensional irreducible (g, X)-module. If P is a system of positive roots for <t = ^(Qc,hc) then we write A(F) for the highest weight of F with respect to P. We assume that if P is 0-stable then 0A(P) = A(P). Let V be a unitary (g, K)-module with infinitesimal character yL\{P) + p{P). Fix Pk, a system of positive roots for <&k = <t(fc,tc). Let y e KA be such that (1) HomK(A>, V(y) ® F*) # 0. Unless otherwise specified, F, V, Pk, y will be fixed. Let \i denote the highest weight of y relative to Pk. The following result is due to Kumaresan [1] for F = C and to Vogan-Zuckerman [1] in general (all of the essential ideas appear in the case F = C). Proposition. There exist P\ e C(Pk) and P2 a 8-stable system of positive roots for <t such that A(Pl) is P2-dominant and /i = A(P,) + p.(P,) + p.(P2). We have seen in 9.4.6 that (1) implies that there exists P e C(Pk) such that (A = A(P), p = p(P)) (2) HomK{VA+PnlP),V,®S)*0.
374 9. Unitary Representations and (g, K)-Cohomology Notice that we are denoting Vy by K„. Now S is a multiple of QsC(Pk) We therefore must have HomK(FA+Pn(P),^®(FPn(G))*)#0 for some Q e C(Pk). Let u e W(K, T) be of minimal length (9.A. 1.1) such that u(n - p„{Q)) is Prdominant. Then Vu{ll _ Pn(Q)) occurs as a summand in V ® S (9.1.4). The Dirac inequality (9.3.4) implies that ll«0i - PniQ)) + Pk\\ > HA + P\\. On the other hand, 9.1.6 implies ||A + p\\ = ||A + pn(P) + pk\\ > \\u(n - pn(Q)) + Pull- Thus all inequalities are equalities. This implies (9.1.6) (3) u(n - Pn(Q)) = A + p„(P). We rewrite (3) as ufi - pn(P) = A + upn(Q). Let v, t e W(K, T) be such that f is of minimal length such that u/i - pn(P) is f Pk-dominant and v is of minimal length such that \i — p„(P) is t;Prdominant. Lemma 9.1.7 implies that \\un - pn(P) + tpk\\ > ||A - pn(P) + vPk\\. 9.1.4 implies that the irreducible finite dimensional K-module with highest weight v~l(p. - p„(P)) occurs in V® S. Hence the Dirac inequality implies that lit;"'(n - pn(P)) + pk\\> ||A + p\\. Thus \\W-pH(P) + tpk\\>\\A + p\\. On the other hand, \\W - pH(P) + tpk\\ = ||A + upn(Q) + tpk\\ < ||A + pn(Q) + pk\\ by 9.1.5. Now, A + pn(Q) + pk = A + p(Q). Let w e W{Qc,i)c) be such that Q = wP. Then || A + wp(P)|| < || A + p(P)||. Hence all of these inequalities are also equalities. We look at the implications of our new equalities. We first look at ||A + Wp(P)|| = ||A + p(P)||.
9.5. Some Results of Kumaresan, Parthasarathy, Vogan, Zuckerman 375 9.1.5 implies that there exists r e W(qc,l)c) such that rA = A and rwp(P) = p(P). Thus rw = 1, so wA = A. We have thus shown (4) A(P) is g-dominant. We now look at HA + upn(Q) + toll = HA + p„«2) + Pk\\. This implies that there exists r e W(K, T) such that rA = A, rupn(Q) = pn(Q) and rtpk = pk. Thus r = f"1. We have therefore shown that (5) rA = A, up„(Q) = tPn(Q). We use this to prove (6) uA = A. If a e Pkn(-tPk) then (A,a) = 0. Thus s.A = A. In light of 9.A. 1.3 it is therefore sufficient to prove that Pkr\(-uPk) is contained in Pkr\(— tPk). So assume that a is in Pkr\(-uPk) but not in Pkn(-tPk). (5) implies that (a,up„(g)) > 0. Also (a,up.) < 0. Hence (ot,u(p. - p„(Q))) < 0. Hence (*) (a,«(/i-p.«2))) = 0- Since u was assumed to be of minimal length, 9. A. 1.4 implies that «-'P, = {/ie4,!(/l,/i-ft(fi))>0}u{/l6Pi!(/i)/i-A(fi)) = 0}. This says that Pk = {Pe<bk (P, u(n - Pn(Q))) > 0} u {/i e Pk I ()8, «(/i - p„«2))) = 0}. (*) now implies that a e uPk. This contradiction implies (6). (3) implies that n = u~l\ + p„(Q) + u~lpn{P). In light of (6), the Lemma follows if we take P, = Q, P2 = u~'P (recall our identification in 9.5.1). 9.5.3. If q is a 0-stable parabolic subalgebra of gc (6.4.1), q = lc + u then set u„ = u n p, uk = u n I. If h e tc then set p„(q)(h) = tr(ad h\uJ/2. We say that q is Pk-compatible if q n Ic contains bk = tc © ©ae/.k(tc)« = ^c + nk- (1) If q is Prcompatible then 2p„(q) is Pk-dominant integral. Indeed, let n = dim u„. Let V = [/(fc)(A"(u„)). Then V is a submodule of A"p. [uk,u„]cu„ and ad(uk) consists of nilpotent elements, hence uk • A"u„ = 0. Also I n f stabilizes A"u„. Thus, nkA"u„ = 0. (1) now follows, since tc acts on A"u^ by 2p„(q).
376 9. Unitary Representations and (g, K)-Cohomology Theorem. Let Fbea finite dimensional, irreducible (g, K)-module. Let V be an irreducible unitary (g, K)-module with the same infinitesimal character as F. Let Ebe a finite dimensional irreducible K-module such that Hom^E, A'p®F)#0 and HomK(E, V) # 0. Then there exists a 6-stable parabolic subalgebra, q, of qc such that (1) F" = {v e F\uv = 0} is one dimensional. Let A be the weight of t on F". (2) // Pk is a system of positive roots compatible with q then E has Pk-highest weight A + 2p„(q). The proof of this result (mainly due to Kumaresan [1]) is complicated and will take up most of the rest of this section. 9.5.4. We use the notation of 9.5.2. In light of the result therein we may assume that E has highest weight n = A + pn(Px) + pn(P2) with P1, P2 0- stable systems of positive roots, Px e C(Pk) and that A is both Pr and P2-dominant. Our first task is to find a system of positive roots P3 such that p„(P3) = pn(P2\ A is P3-dominant and P3 e C(Qk) with [i (^-dominant. If a e it* is Pk-dominant set Pk(a) = {« ePt|(ff,«) > 0} u {«e -Pt!(«,*) = 0}. Then Pk(a) is a system of positive roots for <S>k (9.A.1.4(1) with Pk replaced by-Pt). Set Qk = Pk(n) = Pk(\ + pn(Px) + pn(P2)). Lemma. Both A and pn(P2) are Qk-dominant. Let Rk be the system of positive roots for ®k such that P2 e C(Rk). Suppose that a e Qk is such that (A, a) < 0. Since A is i?rdominant this implies that xe Qkn(- Rk). Hence (p„(P2),a) < 0. Similarly, a e Qk n(-Pk), so (pn(Pi), a) < 0. But then (p., a) < 0 contrary to the definition of Qk. The second assertion is more difficult. Suppose that ote Pk and (p„(P2), a) < 0. If we show that this implies that (H, a) = 0 then the second assertion will follow. If (fi, a) is non-zero then it must be positive. We look for a contradiction. Write p„(P2) = —va with v e W(K, T) and a a Prdominant form. Let s0 e W(K, T) be such that *oPk = -Pfc-Then ||p„(P2) -ii + soPk\\ = ||-A - pn(Px) - pk\\ = ||A + p\\.
9.5. Some Results of Kumaresan, Parthasarathy, Vogan, Zuckerman 377 Let r e W(K, T) be such that <r — /x is rPrdominant. Then l|P.(^2)-/i + S0P*ll^l|ff-/i+»-pJk|| by 9.1.7. Let a e Pk be such that (p„(P2), a) < 0 and (p,a) > 0. Then 2(P.(P2) " /i,«)/(«,«) = 2(p„(P2),a)/(a,a) - 2(/i,«)/(«, a) < 2(p„(P2), a)/(a, a). This implies that sxpn(P2) - p is on the a-string of weights in VSo(Pn(P) _ „ through p„(P2) - /*• Also, the above inequality implies that it is not an element of W{K,T)(p„(P2) - p). It is also easily seen that l(sav) < l(v), hence 9.1.8 implies that if sxvo — p. is r'Prdominant then \\Pn{P2) ~ H + s0pk\\ > \\s,va - p + r'pk\\ >\\a - p + rpk\\. Now K_sor-!,„_„, occurs in Vfl ®S we have a contradiction to the Dirac inequality. 9.5.5. Let Rk be as in the proof of the previous Lemma. Let r e W(K, T) be such that Qk = rRk. Then we have just proved that both A and p„{P2) are dominant with respect to Rk and rRk. This implies that (1) rA = A and rp„(P2) = pn(P2). Set P3 = rP2. Then pn(P3) = rp„(P2) = p„(P2). This gives (2) p = A + pn(Px) + pn{P3), A is both Px and P3 dominant, Pl e C{Pk), P3 e C(Qk) and p is both Pk and (^-dominant. Lemma. p{P\) + p{Pi) is Pi-dominant. We first note that (3) (P* + P«2*),«) = 0 for a e(-Qk)nPk. Indeed, set u, = ©(fcV the sum over all ft e Pk such that {p,fi) > 0. Set I, = tc©0(!(.)„, the sum over all (ie<$k such that {p,fi) = 0. Then [l^u,] c Uj and (P* + p(Qk))(h) = tr(ad h\Ul) for h e tc. Since (fc)a is contained in [I^l,], (3) follows. (4) Uxe(-Qk)nPk then (A + p(P,) + p(P3),oc) = 0.
378 9. Unitary Representations and (fl, K)-CohomoIogy Indeed, (A + pn(Px) + pn(P3),z) = {n,a) = 0 and p(Px) + p(P3) = p„{Px) + pn(P3) + pk + p(Qk). Hence (3) implies (4). We now complete the proof of the Lemma. Suppose that p(Pi) + p(P3) is not Pl-dominant. Then there would be a simple root, aeP, such that (*) (p(P1) + p(P3),oc)<0. Thus a would be an element of — P3. We now show that this is impossible by showing that — a. would be P3 simple (if so then 2(p(Pl) + p(P3), a)/(a, a) = 1 — 1 = 0). So we are left with showing that for such an a, —a is P3 simple. Assume that it exists. (i) (Qc)x is contained in pc (in particular don = a). Assume that (i) is false and that 9<x = a. Then (gc)a is contained in fc. Thus a defines an element of Pk. If a. e Pk n Qk then a e P3 which is contrary to our assumption. Thus a e (— Qk) n Pk. But then (PniPl) + PniPl),*) = (Pk + plQkU) = 0 which is also contrary to our assumption. Thus we may assume that (i) is false and that a. # 8a. As usual, write a. = a+ + a". Then 0 > (pW + p(P3),a) = (p^) + p(P3),a+). Let X e (fic)a- Then X + 6X e (fc)a+ - {0} since (gc)a is not contained in pc. Hence oc+ e Pk. Now (3) and (4) imply that (p(PJ + p(P3),a+) > 0. This contradiction implies (i). Set P~ = sxPl. Since da. = a, P~ is 0-stable. a is PX-simple so (i) implies that P~ e C{Pk) and p„{P~) = pn{Pi) - a. Set a = pn(P3) + a. We assert that a is an extreme weight of S. Indeed, 5 = A + a + pn(P~) = A + pn(Px) + p„{P3)- So V6 occurs in V ® S. Now apply the Dirac inequality. This implies that there exists a 0-stable system of positive roots, PA, such that p„{P") = Pn{Pi) + a> is both PA- and P~-dominant and pn(PA) + p„(P~) = pn(Pi) + pn{P3). We can now apply our results for Pl and P2 to P~ and PA to find that p(PA) = p(P3) + a. (we leave this chore to the reader). Thus sxp(P3) = p(P3) + a. This leads to our desired contradiction. 9.5.6. We now complete the proof of Theorem 9.5.3. Let Z = (a e Px \ (a,p{Px) + p(P3)) > 0}. Put 0), = {a e P,! {a,p{Px) + p(P3)) = 0}. Set lc = hc® ©ae<i. (9c)a< u = ©aes (9C)«- Then 9 = lc + u is a Stable parabolic sub-
9.5. Some Results of Kumaresan, Parthasarathy. Vogan, Zuckerman 379 algebra of gc. We have seen that of a e <t[ then (A, a) = 0. Thus F" is one dimensional. Also, 2p„(q) = pn{Px) + p„(F3), so /i = A + 2p„(q), as asserted. 9.5.7. Lemma. Let the notation be as in 9.5.3 then if dim u„ = n we have ((AJp) ® F)U*(A + 2p„(q)) = (AJ-"(l n p))A(A"u„) ® Fu. Let H e it be such that oc{H) > 0 for a e I (see 9.5.6) and 1 = {X e g ! [*,//]= 0}. Pc = Pc^1c ©"*©"*• Thus AjPc ® F = I A"(Pc n Ic) • A'u. • A'u„ ® F p+q+t-j Now F = U(u)F". Thus the A(//)-eigenspace for H on F is Fu (which is one dimensional by the above material) and if \i is an eigenvalue for H on F then /i < A(Ff). Let x e Ap(pcn lc), y e A'u,,, z e A'Iip, we F be such that ad Hy = ay, ad Hz = — fe, ffw = cw. Then H(xAyAz ® w) = (a — b + c)(xAyAz ® w). a = 2p„(H) — m with m > 0 and m = 0 and only if q = n. Also i > 0 and i = 0 only if f = 0 and c = A(H) — m' with m' > 0 and m' = 0 if and only if w e Fu. Hence A(H) + 2p„(q)(H) = a - b + c = \(H) + 2p„(q)(H) -m-rri - b. Thus m = m' = b = 0. The result now follows. Note. We have actually shown that ((A» ® Fr(A + 2p„(q)) = ((A-p) ® F)(A + 2p„(q)). 9.5.8. We conclude this section with a vanishing theorem for (g, K)-coho- mology (due to Kumaresan [1]) and a proof that it is best possible that are immediate consequences of the previous results and those of Chapter 6. If F is a finite dimensional irreducible (q, K)-module then set Q(F) = {q | q = lc © u a proper 0-stable parabolic subalgebra of gc such that dim F" = 1} (i.e., if F = C then 2(C) is just the set of all proper 0-stable parabolic subalgebras of gr). Put c{F) = min{dim u„ | q = lc © n e Q{F)}. Theorem. // F is a finite dimensional (g, K)-module and if V is a non-trivial irreducible unitary (g, K)-module then H'(g, K; V ® F*) = 0 for i < c(F). Suppose that H'(g, K; F® F*) is non-zero. Then Theorem 9.5.3 and Lemma 9.5.7 combined with Propositions 9.4.3 and 9.4.6 there exists a
380 9. Unitary Representations and (g, K)-CohomoIogy 0-stable parabolic subalgebra, q, of gc such that dim F" = 1 and i > dim u„. Also, Lemma 9.5.7 implies that if i >0 then q e Q(F). Now H°(g, K;V®F*) = {veV ® F*\kv = v and Xv = 0 for k e K, X e g} by the definition of relative Lie algebra cohomology. Thus H°{q, K, V ® F*) = Homg K{F, V). Since the only irreducible finite dimensional unitary (g, K)-module is C (the trivial (g, K)-module) the result follows. 9.5.9. We will now use the modules B„(/i) of 6.10.3 to show that the Kumaresan vanishing theorem is best possible. Let F be a finite dimensional irreducible (g, K)-module such that if P is a 0-stable system of positive roots for <t and if A(P) is the highest weight of F relative to P then 0A(P) = A(P). We fix P e C(Pk). Let q be a 0-stable parabolic subalgebra of qc compatible with P and such that dim F" = 1. Let sK e W(K, T) be the element such that sKPk = — Pk. Let sLnK be the element of W{LnK,T) such that sLnK(Pk n <D((l nf)c,fc)) = - Pk n<t((l nf)c,tc). Put s0 = sLnKsK. Let k e K be such that Ad(fc)|t = s0. Set q' = Ad(fc)~'q. Here q = lr ® u. Set p(q)(h) = (tr(ad h\u))/2 for h e 1). Put A = So1(A + 2p(q)). We set A„(\) = Bq{/.) (notation as in 6.10.3). Proposition. Aq(A) is a unitary (g, K)-module. Furthermore dim HomK(FA + 2pn(q),/lq(A)) = 1. Let S, e ^(gc,hc) be such that SiP = -P and let s2 e ^(lc,hc) be such that s2(Pn$(lc,y = -Pn<t(lc,hc). Set s, = 535,. We note that A = s0'(A+ 2p(q)) = s0'A-s0's,p+ s0'p (use s,p - p = -2p(q)). q' is compatible with -s^P. If a e <t(hc, Ad(fc)^'u) then a = -Sq'jS with /? e <t(hc,u) (notation as in 6.4.5). So, (A - s0'p,a) = (so'A - So's,p,a) = -(AJ) + (p,s~'/?). Since, s~'<I>(hc,u) cz -P, we have (i) (/- Sq'p**) <0 for a€0(u',y. (i) Theorem 6.7.5 combined with Lemma 6.4.5 implies that Aq(A) is unitary. This proves the first assertion. We note that Aq(A) = rmM(q', CA) with m = dim uk. (i) also implies that r'M(q', CA) = 0 if i # m. We can thus apply Theorem 6.5.3 to find that dim HomK(K„,/lq(A)) = (- l)m £ det(s)P;(A + Pk- stf, + pk)). stW{K,T)
9.6. u-CohomoIogy 381 Here p'„ is the partition function of Q>(u'n, tr). We note that p'„{a) = p„{-s0a) (p„ the partition function of <t(u„, tc)). Thus P'ni>- + Pk~ *(K + Pk)) = Pn(SoS(A„ + Pk) - So(^ + Pk)- We note that det(s0) = ( — l)m. We therefore have (after the obvious algebraic manipulation) dimHomK(^,Aq(A))= £ det(s)p„(s(/„ + pk) - (A + 2p(q) + soPk)). seW(K.T) We now assume that A„ = A + 2p„(q) = A + 2p(q) — 2p(qk). Since, s0pk = -p(qk) + p(Pkn <I>(f( n lr,tc)) we conclude that /.„ + p* = A + 2p(q) + s0p^. We must therefore calculate X det(s)p„(s(/„ + pk) - (A„ + pk)). We now show that the only term in the above sum that is not 0 is the one corresponding to 5 = 1. This term yields p„(0) = 1, and the second assertion would now follow. Fix H e it such that *{H) > 0 for a e P. Let s e W(K, T) be such that PM'-n + Pk) - (A„ + pk)) > 0. Then .*(/„ + pk) = (/„ + pk) + Q with p„(g) > 0. Hence Q(H) > 0. On the other hand A„ + p*. is P^-dominant so (s(/„ + pk) — (A„ + Pk))(#) < 0. This implies that 2 = 0. Since A„ + p*. is Pk regular this implies that s = 1. The proof is now complete. 9.6. u-cohomology 9.6.1. In preparation for the proof of the Vogan-Zuckerman theorem on (q, K)-cohomology we need some results on u-cohomology. For the next three numbers q will denote a reductive Lie algebra over C. Let h be a Cartan subalgebra of q and let P be a system of positive roots for <t = <t(g, h). Let b = b(P) = 1) © ©aeP qa- Let q be a subalgebra of q containing b. Put <»,= {aE<t|(ga + g Jcqj. Set I = P - <t„ 1 = 1) © 0«e»,g« and u = 0aEi; qa. Then q = 1© u and [l,u] is contained in u. We note that 1 is reductive and acts semi-simply on u. Set u~ = ©aeE q_a and q" = 1 © u~. We note that g = u © 1 © u~. Thus P-B-W implies that l/(fl) = l/(I)©(ul/(9)©l/(9)u-). Let p be the projection of l/(g) into 1/(1) corresponding to this direct sum decomposition.
382 9. Unitary Representations and (<(, K)-CohomoIogy Let H e h be such that ol(H) > 0 for a e I and [//,!]= 0. Set U(q)H = {ge l/(q)ladH(c/) = 0}. Then as in 3.2.1 (1) we have (1) l/(fl)Hn(ul/(g) + l/(g)u") = l/(q)H n(ul/(q)) = l/(g)"n(l/(g)ir). Thus, as in 3.2.1 we find that (2) p restricted to U(q)" is an algebra homomorphism. Let V be a q-module with action n. Then C'(u, V) = Homc(A'u, V) is naturally an 1-module under the action (Xfi)(Y) = X(n(Y)) - //(ad X(Y)) for X e 1 and Y e u. Also, d(Xn) = Xd/i. Hence we have an action of 1 on H'(u, V) for each i. Also, C'(u, K) is naturally a Z(q)-module under (zn)(Y) = z{n{Y)),zeZ{$), ye A'u. If /iel* is such that /i[ 1,1] = 0 then we set q^X) = X - n(X)l for X e 1. Then q extends to an isomorphism of 1/(1) onto 1/(1). Set p„ = (jf^p. The following result is due to Casselman and Osborne [1]. The proof below is due to Vogan [1]. Lemma. If z e Z(g) and if B e H'(u, F) f/ien Zjg = p2p,q)(z)j8. Here p(q)(/i) = (tr(ad /i |u))/2, as usual. We prove this result by downward induction on i. If / = n = dim u then H"(u, V) = A"u * ® V/u V. Thus z acts by / ® p{z). It is also clear that p{z) acts by(-2p(q)® 7r)(p(z)). Thus(7 ® p{z))P = p2ptq){z)P- This is the result fori = n. Assume the result for / = r + 1 < n. We now prove it for / = r. Let F be the q-module l/(q) ® V with q acting by left multiplication. Set a(g ® i;) = gv. Then a is a q-module homomorphism of F onto V. Let X = Ker a. Then we have the q-module exact sequence Now l/(q) is a free l/(u)-module under left translation. Thus H](u, F) = 0 for j < n (6. A. 1.5). So the long exact sequence of cohomology yields the 1 and Z(q)-module exact sequence 0 -> H'(u, V) -> Hi+'(u, X) -> Hi + '(u,F) -> This injection implies the result. 9.6.2. We now use the above result to give an especially simple proof of a theorem of Kostant [2] (Bott [1] for the case when q = b). Set P, = Pn<t(l,h). Let Wl = {se W(q,ty \sP contains P,}. If \i e h* is P,-dominant integral then let E„ denote an irreducible finite dimensional 1-module with highest weight \i.
9.6. u-CohomoIogy 383 Theorem. Let F be an irreducible finite dimensional ^-module with highest weight X relative to P. Then as an {-module //'(u,F) = ©£sU+p)„„ the sum over se W1 with l(s) = i. If z e Z(g) then z acts on F by X\+P(z)- Also, z e Z(g) acts on H'(u,F) by P2P(,)(4 Thus, if z e Z(g) then p2„(,)(z) acts on H'(u, F) by xA+p(z). Set W, = W(I, I)). We denote by ,y the Harish-Chandra isomorphism of Z(l) onto \J(\))Wl. Then ,y <-■ pp(q) = y, the Harish-Chandra isomorphism of Z(g) onto l/Ch)"'. As 1-modules both F and Au are semi-simple. Thus H'(u,F) splits into a direct sum of irreducible 1-modules, £y. Let /i(J be the highest weight of £y. Then Z(l) acts on £y by i^,J+p, (lower left subscript corresponds to objects defined for 1 in the same way as they are defined for g). This implies that P-y + Pi + P(l) must agree with 2 + p on 1/(1))^. This implies that there must exist st] e W such that fitj + p, = sy(A + p). Since \iX] + p, is Pr dominant and regular stje Wl. As an 1-module H'(u,F) is a subquotient of A'u*®F. Thus the weights of H'(u, F) are of the form a — <g> with g a subset of Z and tr a weight of F Hence, /ifj = ct,7 — <Qy> with au a weight of F and g,7 a subset of Z. We therefore have, s;j(/ + p) = (t,j + p - <Gy>- Now p - (Qu) is a weight of a finite dimensional representation with highest weight p (9.A.1.5) hence au = syA and syp = p - <g,;>. 9.A.1.6 therefore implies that g,7 = {-sijP)nP Hence /(s) = ;'. Also the multiplicity of this weight is at most 1. We have therefore shown that as an I-module H'(u,F) = 0ms£s(A+p)_„ the sum over s e Wl with l(s) = i and ms is either 0 or 1. The above argument also tells us how to construct the corresponding coho- mology classes. Set for s e W\ Q = ( — sP) n P. Then the (s/ — <Q»-weight space in Au* ® F is one dimensional and is contained in A'u* ® F Let p be a non-zero element of C'(u, F) in that weight space. The dp = 0 and P cannot be in the image of d. Hence ms = 1 for all se Wl with l(s) = /. This completes the proof of the theorem. 9.6.3. We now return to the notation of the previous sections. Let q be a 0-stable parabolic subalgebra of gf, q = IC ® u, as usual. Fix h, a fundamental Cartan subalgebra of g contained in 1. Then h = t + o, as usual. Let H e it be such that 1 = {X e g | [H, X] = 0} and such that ad H has strictly positive eigenvalues on u. Clearly, U(qc)K is a subalgebra of l/(gc)H. Hence p is a
384 9. Unitary Representations and (fl, K)-CohomoIogy homomorphism of U{qc)K into U(lc)KnL. Write u = uk©u„, as usual. Let R = dim u„ and fix an element f> e AR(u„)* — {0}. Let o> denote the map of A'(uk)* into Af+Ru* given by o-,(a) = aA/?. Let V be a g-module. Then at ® I is a K n L module homomorphism of C'Cun, K) ® A*(u„)* into Cf+*(u, K) which commutes with the pertinent "d's". It therefore induces a map Jt,:H'(Uik.H ® A>„)* -► H' + >, K). We let U(qc)k act on C'(u*, »0 by (zfi(y) = z(/?(}')), ze U(Qcf and ye A'(u*)*- The following result is due to Vogan [1]. Lemma. If z e U(qc)K and if as H'\uk, V) ® AR(u„)* then 7t|((z ® 7)a) = p2p(q)(z)7r,.(a). As in the proof of Lemma 9.6.1 we prove this Lemma by downward induction on i. We first look at i = m = dim uk (the largest index for which there is anything to prove). Then m + R = dim u so Hm{uk,V)®\R{un)* = Am+*u*® V/ukV and Hm + R(u, V) = Am + Ru* ® V/uV. Hence nm is given by the natural map Am+*u*® V/ukV^>\m + Ru*® V/uV. Thus the result in this case follows in exactly the same way as in 9.6.1. We now assume the result for i + 1 < m and prove it for i. Let F, X be as in 9.6.1. Then the g-module exact sequence 0->X->F-> V^O induces the following commutative diagram with exact rows W(uk, F) ® A*(u„)* - H'{uk, V) ® A>„)* - H!(uk, V) ® A>„)* I I I Hi + R(u,F) *H! + R(u,V) > Hi + 1+R(u,X) As before, H'(uk, F) = Hi + R(u, F) = 0 for i < m. The result for i now follows from the result for i + 1 applied to X. 9.6.4. The next result will play an important role in the calculation of H'(q, K; Aq(A) ® F*). It is a special case of a more general result that is fairly
9.6. u-CohomoIogy 385 easily derived using the derived functor construction of the Zuckerman modules. Rather than interrupt our exposition to give the more "sophisticated" result we have opted to give the following cumbersome proof. Set Pm = Pkn®({tn\)c,tc). Put KWl = {se W(K,T)\Pm is contained in sPk}. Let s0 be the longest element of KWl. If /i is a Pm-dominant integral form that is T-integral then let E„ denote an irreducible, finite dimensional K n L-module with highest weight /i. Lemma. Let y e KA have highest weight ly and let Vy e y. Then (m = dim uk) (*) H"(UnK;M(qi,y®(F,n is zero unless /i = s0(Av + pk) — pk and in this case it is one dimensional. Lemma 9.4.1 implies that (*) is non-zero only if there exists f e W(K, T) such that/i = t{Xy + pk) - pk. M0 = M(qk,Ell)®{Vy)* has a(f, Ln K)-moduIe filtration M0 => M, => ■ ■ ■ Md => Md+, = (0) with MJMi + l x, M(qk, £„„,,.) with <5,- a weight of Vy. As above the only terms that can contribute to cohomology are those such that fi — <5,■, + pk - spk with s e W(K, T). For such a term we write <5, = s/i,. Then t{Xy + pk) = s(|/,- + pk). Since n, is a weight of Vy this implies that f = s and /i, = Xy. We have therefore shown that (**) H">(l,LnK;M(qk,EJ®(Vy)*) = Hm(l,LnK;M(qk,E,p„p). We now show that (**) is non-zero only if f = s0. We prove this by setting up a "resolution" as in 6.6.2. Let 5 e t£ be Pm-dominant and T-integral. Set M = M(qk,Ed).Set D,.= l/(!t.) (X) (A'uk®£,) (/((lnl)c) and let S,-:£>, ->£>,-1 be defined as follows: dj(k ® x1Ax2A--- Axj ® e) = Z (— l)Jfcxj® x^---Ax7A-- Ax,- ® e + £ (-l)r+sfc ® [xr,xs]Ax!A--- AxrA-- AxsA- Ax,® e. r<s Then as in 6.A. 1.4 we have the (f, K n L)-module exact sequence 0-Dm-D111_1-----D1-Do-M-0. Let Xj = SjD^X,, = £>m). Then we have the following (f, K n L)-module exact sequences 0 -> Xl -> D0 ->• M -> 0 and 0->X,+ 1->D,->X.-->0.
386 9. Unitary Representations and (fl, K)-CohomoIogy These induce cohomology long exact sequences H'{t,Kn L;D0) -► H'(f,KnL;M)^ H'(f,Kn^X^^ Hi + 1(f,K nL;D0) and H'(f, KnL; Dj) -► H'(f, K n L; ^) -► H'(f, K n L; Xj +,) -► Hi + 1(f, K n L; D,) Now H!(f, K n L; D,) = 0 for i < 2m (6.A.1.5). We therefore find that Hm(l, KnL;M)*Hm + l(l,KnL; A",), Hm+i(t,KnL;Xj)KHm+J+1(lKnL;X]+l) for j + 1 < m. Hence H"'(f,KnL;M)*H2"M(f,KnL;X„M). There is still one more long exact sequence H2ml(l,KnL;Dm^)^H2m~l(lKnL;Xm^) - H2m(f, K n L;DJ - H2"(f, K n L;Dm„ ,). Since H2m~ '(f, K n L; £>m„,) = 0, we have the exact sequence 0 -H2m~ '(!, KnL;Xm^)^ H2m(l KnL; Dm) - H2m(f, KnL; Dm. ,)■ NowH2m(f, KnL\Dm) = ((l/(!c) (X) (A"u,0£J)/IU(fc) (X) (A"ut ® E,)))*nL l>«tnl)c) l'((ln[)c) which is a quotient of (\muk ® £/"''. We now look at the case when 3 = tpk — pk. Then (Amuk ® £/nl is nonzero only if tpk — pk = — 2p(qk). But then t = s0. We are left with calculating Hm(f, K n L; M(qk, CSoP(t-Pk)). 6.4.5 combined with 6.5.1 imply that this is C as asserted. 9.6.5. We now turn to the notation in 9.5.9. Lemma. If y e KA and if Aq(A)(y) is non-zero then Xy = A + 2p„(q) + Q with Pn(Q) > 0. Let M0 = M(q',CJ => Mt => M2 => ■■■ be the (f, K nL)-module filtration constructed in 6.4.4. Then M,/M, + 1 * Mfoi, £A_Qi) with p^Q,.) > 0.
9.6. ii-CohomoIogv 387 If f? is a homomorphism of Z(fc) to C then let (Afof = {me M0\(z - ri{z))rm = 0 for some r and all z e Z(fc)}. The above filtration implies that M0 is the direct sum of the (f, K r> L)- modules (M0y. Let p be the infinitesimal character of V Then dim HomK(K„ rmM0) = dim Hm(f, LnK;M0® (V.,)*) = dim Hm(f, LnK; (M0)" ® (K,)*). Now, F0 = (M0)" inherits a ./fmre filtration V0 => K, => • • • Fd => Vd+, = 0 with K/^ +1 * Af (qi, £,-Q,) and A - Q, + pk = s,(/y + pt) for some s,- e W(K, T). If we use the spectral sequence (9.A.2) corresponding to the filtration FT(l LnK;V0 ®{Vy)*) = C\i, L n K; V{ ® (V.,)*) then the El term is the direct sum of the spaces H\lLnK;(V(/Vi+l)®(Vy)*). The previous Lemma now implies that Hm(f, LnK\V0 ® (K,)*) is non-zero only if there exists Q such that p'n{Q) > 0 and /. - Q = s0(/.y + pk) — pk. This combined with the definition of and q' implies the result (we leave the algebra to the reader). 9.6.6. We continue with the notation of 9.5.9. So F is a finite dimensional (g, K)-module satisfying the hypothesis therein. We fix q e Q(F) and / the highest weight of F relative to a ^-stable system of positive roots compatible with q. Theorem. Let R = dim u„. Then Hi + R(q, K; A„{/.) ® F*) = H'(I, K n L; C). In light of Proposition 9.5.9, Lemma 9.5.6 and Proposition 9.4.3, it is enough to show that if q! e Q(F) and if q, is compatible with Pi then unless /.(P,) + 2pn(qi) = / + 2p„(q). We note that pc = (pnl)f© u„ © u„. Thus if a is a weight of t on Apr then a = A + 2p„(q) — B — C with A a weight of A(p n l)r, B and C weights of Au„. Thus if p. is a weight of Apf ® F then /i = ^i + a as above and 5 a weight of F. Thus 6 = /. — Q with (? a sum of elements of P. We therefore see that
388 9. Unitary Representations and (g, K)-CohomoIogy /i = X + 2p„(q) + A — B — C - Q. This implies that A(P,) + 2p„(q,) = A + 2p„(q) -B-C-6 + /1. On the other hand AfP,) + 2pB(q,) = A + 2p„(q) + S with p„(S) > 0 by the previous result. Let H e it be as in the definition of 0-stable parabolic subalgebra for q. Then if we evaluate the above two expressions on H we find that 0 < S(H) = -(B + C + Q){H) < 0. Thus S(H) = 0. But then S = 0 and the result follows. 9.7. A theorem of Vogan-Zuckerman 9.7.1. In this section we complete our discussion of (g, K)-cohomology. If F is an irreducible, finite dimensional (g, K)-module as in 9.5.9 and if q e Q(F) (9.5.8) let (F, q) denote the action of 1 on the one dimensional 1-module F". The Theorem of Vogan-Zuckerman [1] is Theorem. Let V be an irreducible, infinite dimensional unitary (g, K)-module such that H'(q, K;V® F*) # 0. Then there exists a 8-stable parabolic sub- algebra of Qc, q e Q(F) such that V is (g, K)-isomorphic with the irreducible summand of Aq(X(F,q)) containing the K-type with highest weight X(F,q) + 2p„(q). Note. This result, combined with Proposition 9.5.9, Theorem 9.6.6 and Theorem 9.4.6 completely calculates the (g, K)-cohomology with coefficients in V ® F* for V irreducible and unitary and F finite dimensional. We note that if we argue as in 6.6.2 using a "resolution" as in 9.6.4, it is not difficult to show that the Aq(A) are irreducible. The proof of this theorem will occupy the remainder of this section. We first give an outline of the proof. Theorem 9.5.3 implies that there exists q e Q(F) such that V(X(F, q) + 2p„(q)) is non-zero and that V has the same infinitesimal character as F. Choose q e Q(F) such that ||/(F,q) + 2p„(q) + 2pk\\ is minimal subject to the condition V(X(F, q) + 2p„(q)) is non-zero. Let y denote the corresponding K-type. We prove that the multiplicity of y in V is one. Let /i denote the homomorphism of U(qc)k into C that corresponds to its action on V(y). We show that /i depends only on q and F. Since Aq(X(F, q)) has the properties just used for V (9.6.6) we can apply the above argument to
9.7. A Theorem of Vogan-Zuckerman 389 it as well. Thus U(§C)K acts in the same way on V(y) and on Aq(l(F, q))(y). The theorem now follows from Theorem 3.5.4. We will now give the detailed proofs of the assertions made in the course of the above sketch. 9.7.2. Fix Pk a system of positive roots for <t( fc, tc) such that q is compatible with Pk. Let bk = tc ® nk be the Borel subalgebra of fc corresponding to Pk. Set nlk = nk n lc. (q = \c ® u, as usual). Let 7r, be defined as in 9.6.3 and let R = dim u„. Lemma. nR defines an isomorphism of AR(n„)* ® V(y)n" onto HR(u, V)"k(/.(F,q)). To prove this we analyze the spectral sequences in 9.A.2.3 and 4. We take, Uj = uk and u2 = u„. Then u, itt and u2 satisfy the conditions of 9.A.2.3. Thus we have a spectral sequence with abutment H'(u, V) and £?•« = Hq(uk,Apun®V). Set A = A(F,q). We prove the Lemma by showing that (E^q)n'-"(k) = 0 unless p = R and q = 0 and that (£r)n''"W = (A*(u„)* ® V(y)u"r"(2.). This will clearly suffice to prove the Lemma. To this end we use the spectral sequence in 9.A.2.4. This time we have for an fi^-term /r(uk,F)®(Au„)-ar-fls. Here H e it is chosen as usual. Let a e KA be such that (i) (Hr(uk, V(a)) ® (Aull)_flp_fl,)'"--(A) # 0. Since Hr(uk, V(a)) is a multiple of Hr(uk, V„) we can apply Kostant's formula. Let /i be the highest weight of a relative to Pk then the K n L-types that occur in Hr(uk, Via)) have highest weights s(/i + pk) — pk with l(s) = r and s€KWl = {seW(K,T)\sPk^ Pkn®((lnl)c,tc)}. Thus (*) implies that (ii) A = s(n + Pk) - pk - <6> + with Q a subset of I (= <t(u,hc)) and <g>+ is a weight of A(u„) (here <g> + is, as usual, the projection of <Q> onto (tc)*).
390 9. Unitary Representations and (g, K)-CohomoIogy Fix P e C(Pk) such that q is compatible with P. Let p„ = p„(P). Then <6>+ = 2p„ - <e'>+withg' c Pand<g'>+isaweightof t on A"(pc n n(P)) with/; = \Q'\. Put Rk= {ae<&k\ (a, .s// - p„) > 0} u {a e sPk | (a, s// - p„) = 0}. Then s// - p„ is /^-dominant (i?k is a system of positive roots for ®k by 9.A.1.4). Let Rk = tPk,te W(K, T). Set C = {ae sPk |(a,s// - p„) < 0}. Then spk - tpk= £ a = <c>- Since C is a subset of Pk n (sPk) there exists a subset, C, of P disjoint from Q' such that C = {a |, ] a e C'}. Put /I = g' u C. Then (iii) s// - p„ + tpk = X + p„ + pk - {A) + = X + p - {Ay. Hence W -Pn + tPk\\ = \\X + p - {A) + \\ <\\X + p- {A)\\ < \\X + p\\ since p — {A} is a weight of a finite dimensional representation of g with highest weight p. Let v e W(K, T) be such that // — p„ is vPk-dominant. Then Lemma 9.1.7 implies that ||s// -p„ + fpk|| > ||// -p„ + vpk\\. Since the K-type with highest weight /;"'(// — p„) occurs in V ® S (9.1.4) the Dirac inequality implies that llA*-A, + »Pikll^P + Pl|. This implies that all inequalities are equalities. So there exists q! e Q{F) such that // = A(F, qt) + 2p„(q!). Our hypothesis on q implies that (iv) ||// + 2pJ| > \\X + 2p„(q) + 2pk\\. We now show that if // # X + 2pn(q) + 2pk or if // = / + 2p„(<jf) + 2pk and p < R or q > 0 then we have a contradiction. Choose a system of positive roots, P,, for ^(Ic.bc) such that if 2plk = <Pkn<t((fnl)c,tc)> then plk is P,-dominant. Set P, = P, u I. Then P, is a 0-stable system of positive roots for Q>(§C,\)C) compatible with q. Put p,„ = p(Pt) — pi k. We rewrite (i) as H + 2pk = s-'(x + 2p„(q) + pk - <G">+) + Pk with Q" c I and <6">+ is a weight of A*~"(u„). Hence, li + 2pk = s'l(X + 2p„(q) + 2pk - <G">+ - (P* - SPk))-
9.7. A Theorem of Vogan-Zuckerman 391 Now, <@">+ + pk - spk = <B>+ with B a subset of I and \B\ = R - p + q. Hence (v) n + 2pk = s~' (k + 2p„(q) + 2pk - <B> +). (vi) p„(q) + pk is Prdominant and if a e I then {p„(q) + pk, a) > 0. Indeed, p„(q) + pk = p(q) + plk = p — p,„. If a e P, then the second expression implies that (p„(q) + pk,a) > (ptk,oi.) > 0. If a e E is simple then (P„(q) + Pioa) = (P>a) - (P(.»>a)- Now 2p, „ = Z m^/J the sum over all P e Pt such that ((lc)/j + 0c)-/i)n Pc is non-zero and m^ = 1 or \. Since (a,/?) < 0 for p e P,, (p(,„,a) < 0. (vi) now follows. If we use (v), we find that ||A + 2p„(q) + 2pJ|2-||/i + 2p,||2 = 2(/ + 2p„(q) + 2p)i,<B»-«B>+,<B>+) = 2(A + p„(q) + pk,(B» + 2(p„(q) + pk,<B» - «B>+,<B>+). (vi) implies that the first term in the last expression is strictly positive if B is non-empty. Thus if we can show that (vii) 2(p„(«5f) + pk, <B» - «B>+,<B>+) > 0, we would conclude from (iv) that B is empty and the Lemma would follow. We are thus left with (vii). Let C be a subset of P, such that 2p,„ = <C>+. Let C1 = {aeC!«B)+,a)>0} and set C2 = C - Q.PutQ, = {a e P, - C|«B>+,a) > 0}. Let se ^(lc,hc) be of minimal length such that <B>+ is —sP,-dominant. Then -St = {ae$(lc,y!«B>+,a)>0}U{a6Pl!((B> + ,a) = 0} by 9.A.I.4. Thus {-sPt)n P, = C,u C0. We note that since 0(B) + = <B>+, s0 = 0s. Thus <C0> + <C,> = <C0>+ + <C,>+ and so (p, = p(Pt)) 5P, = P,-<C0>+~<C1>+. This implies (viii) (2p, - <C0>+ - <C1>+,<C0>+ + <C,>+) = 0.
392 9. Unitary Representations and (g, K)-CohomoIogy Now 2p„(q) + 2pk = 2p- 2pln = 2p - <C>+. Thus (#) = (2p„(q) + 2pk,(B}+) - «B>+,<B>+) = (2p - <C> + - <B>+,<B>+) = (2p - <Q>+ - <C2> + - <B> + ,<B>+) = (2p - <C,> - <C0> - <B>,<B>+) + «C0> - <C2>,<B>+) = (2/)-<BuC0uC1),<BuC0uC1)+) -(2-<BuC0uC1>,<C0uC1>+) + «C0>-<C2>,<B> + ). p — <B u C0 u C, > is a weight of an irreducible finite dimensional representation of q with highest weight p. Hence ||p||2 > ||p -{BuC„u Q>||2 > ||p - (flu C0 u C,> + ||2 = ||p||2 - (2p, <B u C0 u C,> +) + «B u C0 u C,>\ {BuQu Q>+) = ||p||2 - (2p -{BuC0u Q>+, <B u C0 u Q>+). Thus (2p -<BuC0uC, >, (BuC„uC,)+)> 0. Hence (#) > -(2p - (Bu C0u C^XQu C,» + «C0> - <C,>,<B>+). Now, p = p(q) + p,. Hence (#) > -(2p(q),<C0 u C,» + «B>+, <C0> + <C,» -(2p, - <C0> - <C1>,<C0> + <C,» + «B>+,<C0> - <C2». The first and third terms are 0. Hence (#) > «B> + ,2<C0> + <Q> - <C2» > 0. This completes the proof of the Lemma. 9.7.4. We can now apply Lemma 9.6.3 to see that the action of U{q)k on V(>. + 2p„(q)r is given by p2ptq)(x) on H>, V)"'-^). Let 3i = 30)nt and I, = (3(1) np) © [1,1]. Then I = 3, ©I,. Since, (2,a) = 0 for aE<t(lc,hc), fnl acts trivially in HR(u, F)n'-"(A). Hence, Theorem 3.6.6 implies that U(lc)KnL acts on HR(u, V)n'-k(/.) by a commutative algebra. Thus U(qc)K acts on V(X + 2p„(q)) by a commutative algebra. Proposition 3.5.4 now implies Lemma, dim V(l + 2p„(q))n" = 1.
9.7. A Theorem of Vogan-Zuckerman 393 9.7.5. This is the first assertion of our outline. In particular there exists a homomorphism a of U(qc)K into C such that gv = a(g)v for v e V(A + 2p„(q)). We now compute a. Fix h0, a maximally split fl-stable Cartan subalgebra of 1. Then h0 = t0 + ci0, t0 = h0nf and ci0 = h0np. Let p0 be a corresponding minimal parabolic subalgebra of 1, p0 = °m0 + ci0 + n0, as usual. 3, acts on HR(u, V)n'-"(X) via A|3l. Also, (/((l^c)1'"' acts on this space via v»y0 for some vs (o0)* (3.6.6). We now look upon A and p(q) as elements of (h0)*. Notice that (p0)c ® u is a parabolic subalgebra of gc. Let Q be a system of positive roots for ^{5cAho)c) compatible with this parabolic subalgebra. Let p denote the "p" for this system of positive roots. Since V has infinitesimal character Xx + P- 9.6.1 implies that if z e Z(qc) then p2p(q)(z) acts on HR{u, F)n'k(A) by xx+p(z)I. This combined with the above implies that there exists s e W(qc, (h0)c) such that (*) s(X + p(q) + v + Pm) = X + p here pm is the "p" for <t((0m0 + a0)o(ho)c)n Q- In particular, (*) implies that v e (a0)*- We may (and do) thus assume that (v,a) > 0 for a e <t(p0,o0). We rewrite (*) as (**) / + p(q) + v + p,„ = s'1(a + p). We note that s~lk = X — Ql and s~'p = p — Q2 with g! and Q2 sums of elements of Q. Since, (v + pm,A + p(q)) = 0, if we take the inner product of both sides of (**) with A + p(q) we have (A + p(q), A + p(q)) = (A + p(q), A + p(q)) - (A + p(q), Q,) - (A + p(q), Q2). Now, (A + p(q),Gi) > 0 and (A + p(q), Q2) > 0. The above inequality therefore implies that (A(q),g2) = 0. This says that (-s~1Q)nQ is contained in <t(lr,(l)0)c)^G = Gi- Hence se W(lc,(t)0)c) (9.A.1.3). We have thus shown if p0 = ppo then (v + pm) = ^1(p0 + pm). s '(Po + Pm) — Po + Pm — S with S a sum of elements of Qx. Hence, v = po — S. Thus S|t = 0. This implies that S is a sum of elements of ^(p,,, a0). Also, ||v + pj|2 = ||v||2 + ||pj|2 and llv + PJI2 = ||5-'(Po + PJII2 = IlPo + PJI2 = IIPoll2 + IIPJI2-
394 9. Unitary Representations and (g, K)-CohomoIogy So, (v, v) = (p0>Po)- On tne other hand, (v,v) = (v,p0 - S)< (v,p0) = (p0 - S,p0) < (p0,Po)- Thus the inequalities are all equalities. In particular, this implies that (po,S) = 0. Thus (p0,p0) = (v,v) = (p0,p0) + {S,S). Hence, S = 0. Thus, v = p0. We have therefore shown that the action of U(qc)k on V(X + 2p„(q)) depends only on F and q. This completes the proof of the steps in the outline of the proof. Q.E.D. 9.8. Further results 9.8.1. We continue with the notation of the previous section. We note that if we combine the vanishing theorem of Borel, Wallach [1; V, 3.4], Zuckerman [2] and 9.5.8, 9.5.9 we have Lemma. // q is a proper 8-stable parabolic subalgebra of qc then dim u„ > rkRQ. Obviously, this result has a direct proof. In fact, there are tabulations the values of c(G) = cF(G) for F = C. If G is simple and has the structure of a complex Lie group then the tabulation was first given in Enright [1]. We give the table. The first column is the classical name (if it exists), the second column is the name in the Cartan classification and the third is the value of c(G). We now give the table of Vogan-Zuckerman [1] for G simple over R such that Gc is simple over C (i.e., G has no structure as complex Lie group). This Classical group Cartan Label c(G) SL(n + 1,C) n > 1 SO(2n+l,C) n>2 Sp(n,C) n>3 SO(2n,C) n>4 A„ B„ C„ D„ ^6 Ei £8 f* G2 n In- 1 In- 1 2n-2 16 27 57 15 5
9.8 Further Results 395 time we will only include entries for cases when c(G) > rkR{G). In this table the first column corresponds to the classical label (if it exists) the second column gives the Cartan label (Helgason [1, p.518]) and the last gives c(G). Classical group SU*(2n)n> 3 SU*(6) SO*(2n), n > 4 Sp(p,q), 1 <p<q Cartan Label All All Dili CI I EI EII EIII EIV EV EVI EVII EVIII EIX FI FII G c(G) 2(n - 1) 3 n- 1 2p 13 8 8 6 15 12 11 29 24 8 4 3 9.8.2. We conclude this section with some results for groups of R-rank one that are direct consequences of the theory in this chapter and of the calculations in Borel, Wallach [1; VI, Section 4]. Theorem. Let G = 0(n, 1)° or SU(n, 1). Let V be an irreducible (Q,K)-module with infinitesimal character %p. Then there exists a 8-stable parabolic sub- algebra, q, of gc such that V is (g, K)-isomorphic with Aq(0). In particular, V is the underlying (g, K)-module of an irreducible unitary representation. Let np(G) denote the set of equivalence classes of irreducible (g, K)- modules with infinitesimal character xp. In Borel, Wallach [1, op. cit] it was shown that there is a bijection between n(G) and S = {yeK* HomK(I/,Apc)#0}. (This was done using the Langlands classification and by explicitly decomposing pr as a K-module.) We leave it to the reader to check that each
396 9. Unitary Representations and (g, K)-CohomoIogy y e S has highest weight Ay = 2p„(q) for an appropriate 0-stable parabolic subalgebra of gc. Thus the counting argument implies the result. 9.8.3. The connected semi-simple Lie groups of split rank one can be listed (up to local isomorphism) as 0{n, 1)°, SU(n, 1) n > 2, Sp(n, 1) n > 2 and FII. Let G correspond to one of the latter two examples. Then the vanishing theorems imply that if V is an infinite dimensional irreducible unitary (g, K)- module then H'(g, K; V) = 0. Since there always exists an infinite dimensional irreducible (g, K)-module with H'(g,K; V) non-zero (Borel, Wallach [1; V, 4.6]) this implies that the analogue of Theorem 9.8.2 is false for these groups. 9.A. Appendices to Chapter 9 9.A.I. Weyl groups. 9.A.I.I. The purpose of this appendix is to prove a few results about Weyl groups that will be used in the body of this chapter. Let g be a reductive Lie algebra over C. Let h be a Cartan subalgebra of g and let <t+ be a system of positive roots for <t(g, h). Let W = W(q, h) be the Weyl group of <t(g, h) (0.2.3). Let A be the set of simple roots in <t+. Then W is generated by the reflections sx, a e A. If s e W then we define the length of s relative to <t+, l(s), to be equal to min{r|s = sls2---sr with each s, a reflection about a simple root hyperplane}. It is clear that l(s) = l(s~l), since reflections are involutive. If seW then set I (s) = {a e <t+ | sen e -<t+}. 9.A.I.2. Lemma. Let s e W. Then (1) |Z(s)| = '(s), (2) s is a product of reflections sa, a e £ (s). If s = 1 then Z (s) = 0 and (1), (2) are clear. Suppose that we have proved (1) and (2) for 0 < l(s) < r - 1 and that l(s) = r. Let A = {«!,..., a,} and set sx = s, if a. = a,. Let s = s,-.■■■sjr be a minimal expression. Put a = ah. Then sas = s,2 ■ ■ ■ sir is also a minimal expression. Thus l(sxs) = l(s) — 1. Since a is simple, sa/? e <t+ if /? e <t+ — {a}. This implies that if p e <t+ and if sxsp e -<t+ then /J e E (s) unless /? = -s_1a. If /? e E (s) and if s/? is not equal to —a then p e E (sas). This implies that if — s_1a is not in E (s) then E (s) would be equal to E (sxs). This would imply that
9.A.I. Weyl Groups 397 s<I>+ = sas<I>+ and hence s = sts which is false. Thus (a) -sMa€l(s) and (b) Z(vO = Z (*)-{-«"'«}■ This implies that |Z (s)| = |Z (sas)\ + 1. So the inductive hypothesis implies that (1) is true for s. We note that (2) combined with (b) implies that sxs is a product of reflections from Z (s). Also, s_sx = sstts~l. Thus sxs(s.sx) = sas(s'lstts) = s. Hence s satisfies (2). This completes the proof of the Lemma. 9.A. 1.3. Corollary. If s e W then s is a product of reflections about roots in<b+ n(-s<5+). By definition <t+ n( — s<5+) = Z (s_1). Thus the previous Lemma implies that s"1 is a product of reflections about roots in <t+ n( — sQ>+). Since root reflections are involutive, the Corollary follows. 9.A.I.4. Lemma. Let n e h* fof such that (/i,a) e R, a e <I>(g, h). Let s e W he o/ minimal length such that (.v/i,a) > 0 /or a e <I>+. Then (*) s-1<t+ = {ae<D|(,j,a)>0}u{a€O+!(/i,a) = 0}. We note that (1) If a e h* is such that (tr, a) e R for all a e 0 then P„ = (a e <t | (<T, a) > 0} u {a e <t+ | (a, a) = 0} is a system of positive roots for <t. We leave this as an exercise to the reader. (1) implies that the right hand side of (*) is a system of positive roots for <t. It may thus be written in the form r ' <1>+ with f e W. Let u e W be such that u\i is <t + -dominant. Then u ' <t+ contains {a e <D! (//, a) > 0} u {a e<D! (//, a) = 0}. Hence u_1<£+n(-<£+) contains t~l<&+ n(-<5+). Hence /(«) > /(f). If /(u) = /(f) then u~x<b+ n(-<t+) = r'fc'1" n(-<D + ). So u = f. 9.A. 1.5. We conclude this appendix with some results related to the irreducible finite dimensional representation with highest weight p. If Q is a subset of <t+ then set <g> = IaeQ a.
398 9. Unitary Representations and (g, K)-CohomoIogy Lemma. Let F be an irreducible finite dimensional Q-module with highest weight p. Then the weights of F are the linear forms p — <g > with Q a subset of <t+ and the multiplicity of a weight /i is the number of subsets Qof<&+ such that n = P-<Q>- The Weyl character formula says that if ch F is the character of F and if A = e>Tlxe<l>(l -Othen ch F = X det(s)e2sp/A. seW Now, A = Y.seW det(s)esp. Thus ch F = e2p n (1 - e-2x)/e" f] (1 - O = e" n (1 +0= Z e"~<G>- The result now follows. 9.A.I.6. Lemma. Let Qbe a subset of <t+ and let s e W^. Tfen <e> = p-sp if and only if Q = (-s<t+)n<I>+. We note that 2sp = ^xe<l>*ns^ a + £ae(-<i>+)nS<i>+ a and that 2p = ^ae<I>+ns<I>+ a — ^ae(-<I>+)ns<I>+ a- The obvious subtraction implies the sufficiency. We now prove the necessity. The previous lemma implies that p - <g> is a weight of F, an irreducible finite dimensional g-module with highest weight p. Our assumption says that p - <g> = sp. Since the weight sp occurs in F with multiplicity 1 the necessity now follows from the sufficiency. 9.A.2. Spectral sequences 9.A.2.I. In this appendix we collect some material on special sequences which will be sufficient for the application in this chapter. A detailed account of spectral sequences can be found in MacLane [1]. Let A be a vector space over C and let deEnd(A) be such that d2 = 0. Then, as usual, we write H{A) = H(A,d) = Z(A)/B(A) with Z(A) = ker d and B(A) = dA. If A is a graded vector space A = @i>0A' and if dA' is contained in A' + l then we write H'{A) = Z\A)IB\A) with Z\A) = {a e A' da = 0} and
9.A.2. Spectral Sequences 399 B'(A) = dA'+1. We assume that A (resp. A') has a filtration F'A such that each F'A is d stable (resp. dF'A' is contained in F'A}+1). We also assume that F'A ^F' + lA, f] F'A = 0 and F'A = A for i < 0. Put GrA = 0(>oF'k/Fi+U. Then d induces Gr(d) on Gr A. We analyze H(Gr A, Gr(d)). By definition Z(GrA)= @^0{aeF'A\daeF'+l}/F!+'A and B(Gr A) = 0.>o (dF'A + Fi + 'A)/Fi + 1A. Hence H(Gr A)= @{ae F'A \daeFi+l }/{dF'A + F'+ lA). i>0 Set Z\={aeFA\daeF'+i} and E\ = Z\/(dFA + Fi+iA). Then @E\ = H(Gr A). To establish a pattern for higher terms in the spectral sequence (which we are both explaining and constructing) we set Z0 = F'A. Then E'1=Z'1/(dZJ) + Zo+1). Set Z'2 = {ae F'A! da e F'+2}. It is clear that dZ' c Zi+' and that d(dZ{)-i-Z{)+,)cdZ{)+1. Thus d induces d1:Ei1->E'i+1. Let ze£' be such that d,z = 0. Let aeZ' be an element of z (recall that z is a coset). Then da is an element of dZ'0+2 + Z'0+'. Hence there exists v e Z'0+2 such that d(a -v)e Z'0+2 = Fi+2A. Hence a - v e Z'2. It is obvious that Z'0+2 is contained in Z',+'. Hence we have a linear map of Ker^ |£1]) into Z'2/Z;+1. Set E'2 = Z'2/(dZ\-' +Z\+i). Then the above natural mapping induces (£, = ©£'i) TpZ'^J-Ei. Suppose that Ti(z) = 0. Then if a e z, a e dZ1!-' + Z',+'. Thus a = dv + u,v e Z\~' and ueZ\+1 cZ'0+\ Thus Ker dx is contained in B'fE,). Thus T, induces an injective linear map, S,, of Hi(Ex,dl) into £2. Suppose that ze£2 then there exists aez with aeZ2. Thus oeZ, and dae Zi + 2 = Fi + 2A. So a defines an element of Zl(Eudx). This proves that St is bijective.
400 9. Unitary Representations and (g, K)-CohomoIogy This sets the pattern, set Zir={aeFiA\da€Fi + r} and El = Zl/(dZ^l+Zlt\). Then, as above d induces dr:E^El+\ We note that (1) Ep = (Zp + Fp + lA)l(dZpZ[+' + Fp + U) and (2) Hp(Er, dr) is isomorphic with EP+, under a natural map Sr defined in the same way as Si. We now relate these spaces with H(A, d). We note that since each F'A is d-invariant we have a natural mapping L: of H(FlA,d) into H(A,d) that assigns cohomology classes to cohomology classes. Similarly, if j > i then we have a natural mapping L(j of H(F'A,d) into H(FA,d). Obviously, L;Lij= Li. There is thus a decreasing filtration, F'H(A,d) = H(F'A,d) of H(A,d). We assume, for the sake of simplicity that there exists a non-negative integer, s, such that Fs+lA = 0. (3) £'' = Z(A) n F'A/B(A) n FA = FlH(A). Indeed, Zstl={ae FlA da e F;+s+ U} = Z(/l) n FU. Also z/-(.+ n+i = {a€Fi-sA\daeF'A} = {aeA\daeFA} = B(A)nF!A. We say that the spectral sequence EPq has abutment H°(A,d). 9.A.2.2. We now assume that A is graded. So A = @i>0 A1 and dAl c Ai+', fM' c /!'' and df/l' c FpAi+l. Set Z?-« = {ze FpAp+,>\dz e Fp+r(/l''+''+1)}> £?■« = ZrM/(dZrp:[+1'" + '-2 + Z^!1'"-1). Then £" = 0^ £M and dr maps EPq into £p + >'.''-''+1. Lemma. Let B be an endomorphism of A such that BF'AP c F'AP, and Bd = dB. Then BZpq c Zp-q and if Bp is the induced map on Ep then
9.A.2. Spectral Sequences 401 BPdr = drBP. Furthermore, if Fs+1/1 = 0 then BP+1 agrees with the map induced by B on FPH(A, d). This is clear from the naturality of the constructions above. 9.A.2.3. We now give some spectral sequences that will be used in this chapter. These spectral sequences are related to the famous Hochschild-Serre spectral sequences and to a family of spectral sequences used by Borel in his study of L2-cohomology. Let n be a Lie algebra over C. Assume that n, is a subalgebra of n and that n2 is a subspace such that n = it! © n2, [n,,n2] c n2 and [n2,n2] c n,. Let M bean-module. Set A' = C(n, M) = Homc(A'n,M)./l = Homc(An, M). Set FiA = \ueA\u( £ An1-Ajn2J = oi. Then F'A = A for i < 0 and Fs+ 'A = 0 if dim n2 = s. Suppose that u e FA n Ap. Let Xu..., Xce n2 and Yu..., yp_(e n,. Then du^,..., Y„.i,X1,...,Xi+1) = I + II + III + IV +V with (indices involving only 7's run between 1 and dim n,, those involving X's run between 1 and s) i = Z(-iV+1yj«(y„...,^,...,irp-„A'1>...>x(), n= X (-i)-+-M([rr)i;:, Y! yr y, r,,.,.^,,...) r<s m = Y,(-iy+p-i+su(lYr,xsiYu...,Yr,...,xu...,xs,...) lV = (-l)"-,Il(-iy+iXju(Y1,...,Yp_l,X1,...,X],....,Xl) V= x (-lrwrJjj. ^. ^, ^, 4 This formula easily implies that our filtration is d-invariant. We now calculate the £, term of the corresponding spectral sequence. In other words we calculate the cohomology of Gr A. Let u' e Gr* A then modulo F' + U, u' is represented by u e Homc(An1 ® A(n2, M). In the notation above du^,..., Yp.i,Xl,...,Xi) = I + 11 + III, since IV and V are0. We note that (A'n2)* is a ivmodule under the action induced by ad. A simple rewriting of I + II + III yields (1) £? = //-(n1,(A"n2)*®M). 9.A.2.4. We continue with the example of the previous number, with an additional assumption on r^ and n2. Assume that there is a semi-simple
402 9. Unitary Representations and (g, K)-CohomoIogy derivation, H, of n that stabilizes n, and n2 and has positive eigenvalues. Then H acts on (A'rtj)* with strictly negative eigenvalues if q > 0. Let 0 = a0 > — a1>--->—adbe the eigenvalues of H on (An2)*- Set G' = G'(A*n2)* = Ij^CAttj)*. Then G° = (An2)* and Gd + 1 = 0. Set F; Hom^A"!!!, Anf ® M) = Hom^An^G'' ® M). Then F' defines a decreasing d-invariant filtration of Homc(An1, Anf ® M). We note that n, • G' is contained in G' + 1. We therefore have a spectral sequence with £M = Hp(n1,(G',+7G',+'< + 1)® M) = //p(n1,M)®(A"n2)tap_aq.
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404 Bibliography Borel, A. and Harish-Chandra. [1] "Arithmetic subgroups of algebraic groups," Ann. of Math., 75(1962), 485-535. Borel, A. and Wallach, N. [1] "Continuous cohomology, discrete subgroups, and representations of reductive groups,'" Annals of Math. Studies, Study 94, Princeton University Press, Princeton, 1980. Bott, R. [1] "Homogeneous vector bundles." Ann. of Math., 66(1957), 203-248. BOURBAKI, N. [1] "Integration," Chapitre 6, Elements de Mathematique, Hermann, Paris, 1959. [2] Groupes el algebres de Lie. Chapitres 4, 5 et 6, Hermann, Paris, 1968. Carmona, J. [1] Sur le classification des modules admissible irreducibles, Lecture Notes in Math., 1020, Springer-Verlag, New York, 1983, 11-34. Cartan, H. and Eilenberg, S. [1] Homological algebra. Princeton University Press, Princeton, 1956. Casselman, W. and Milicic, D. [1] "Asymptotic behaviour of matrix coefficients of admissible representations," Duke Math. J., 49(1982), 869-930. Casselman, W. and Osborne, M. S. [1] "The n-cohomology of representations with infinitesimal character," Comp. Math., 31(1975), 219-227. Deligne, P. [1] Equations differentiates a points singuliers reguliers, Lecture Notes in Math., 163, Springer-Verlag, Berlin, 1970. De Rham, G. [1] "Solution elementaire d'operateurs differentiels du second ordre," Ann. de I'Inst. Fourier, 8(1958), 337-366. DlXMIER, J. [1] Les C*-algebres et lews representations. Gauthier-Villars, Paris, 1969. [2] Enveloping algebras. North-Holland Publishing Co., Amsterdam, 1977. Dixmier, J. and Malliavin, P. [1] "Factorisations de fonctions et de vecteurs indefiniment differentiables," Bull. Sci. Math., 102(1978), 307-330. Dunford, N. and Schwartz, J. T. [1] Linear operators, Part I: General theory. Interscience Publishers, Inc., New York, 1958. Enright, T. J. [1] "Relative Lie algebra cohomology and unitary representations of complex Lie groups," Duke Math. J., 46(1979), 513-525. Enright, T. and Wallach, N. [1] "The fundamental series of representations of a real semi-simple Lie algebra," Acta Math., 140(1978), 1-32.
Bibliography 405 [2] Notes on homological algebra and representations of Lie algebras, Duke Math. J., 47(1980), 1-15. Garland, H. and Lepowsky, J. [1] "Lie algebra homology and the Macdonald-Kac formulas," lnventiones math., 34(1976), 37-76. Gelfand, I. M. and Naimark, M. A. [1] "Unitary representations of the Lorentz group," lzvestia Akad. Nauk. SSSR, Ser. Math. 11(1947), 411-504. Gelfand, I. M. and Shilov, G. E. [1] Generalized functions, Volume 1. Academic Press, New York, 1964. Gelfand, I. M. and Kirillov, A. A. [1] "Sur les corps lies aux algebres enveloppantes des algebres de Lie," Publ. Inst. Hautes Etudes Sci., 31(1966), 5-19. Harish-Chandra [1] "Representations of semisimple Lie groups, I," Trans. Amer. Math. Soc, 75(1953), 185-243. [2] "Representations of semisimple Lie groups, II," Trans. Amer. Math. Soc, 76(1954), 26-54. [3] "Representations of semisimple Lie groups, III," Trans. Amer. Math. Soc, 76(1954), 234-253. [4] "On a lemma of F. Bruhat," J. Math. Pures Appi, 35(1956), 203-210. [5] "The characters of semisimple Lie groups," Trans. Amer. Math. Soc, 83(1956), 98-163. [6] "Differential operators on a semisimple Lie algebra," Amer. J. Math. 79(1957), 87-120. [7] "Fourier transforms on a semisimple Lie algebra, I," Amer. J. Math., 79(1957), 193-257. [8] "Spherical functions on a semisimple Lie group, I," Amer. J. Math., 80(1958), 241-310. [9] "Spherical functions on a semisimple Lie group, II," Amer. J. Math., 80(1958), 553-613. [10] "Invariant eigendistributions on a semisimple Lie algebra," Inst. Hautes Etudes Sci., Publ. Math. No. 27(1965), 5-54. [11] "Invariant eigendistributions on a semisimple Lie group," Trans. Amer. Math. Soc, 119(1965), 457-508. [12] "Discrete series for semisimple Lie groups, I," Acta Math. 113(1965), 241-318. [13] "Discrete series for semisimple Lie groups, II," Acta Math., 116(1966), 1-111. [14] "Harmonic analysis on real reductive groups, I," J. of Func. Anal., 19(1975), 104-204. [15] "Harmonic analysis on real reductive groups, II," lnventiones math., 36(1976), 1-55. [16] "Harmonic analysis on real reductive groups, III," Ann. of Math., 104(1976), 117-201.
406 Bibliography Hecht, H. and Schmid, W. [1] "A proof of Blattner's conjecture," Invent, math., 31(1975), 129-154. Helgason, S. [1] Differential geometry, Lie groups, and symmetric spaces. Academic Press, New York, 1978. [2] Groups and geometric analysis. Academic Press, Orlando, 1984. [3] "A duality for symmetric spaces with applications to group representations," Advan. Math. 5(1970), 1-154. HORMANDER, L. [1] Linear differential operators. Springer-Verlag, New York, 1964. Hunt, G. A. [1] "A theorem of E. Cartan," Proc. Amer. Math. Soc, 7(1956), 307-308. Jacobson, N. [1] Lie algebras. Interscience Publishers, Inc., New York, 1962. Jacquet, H. [1] Representations des groupes lineares p-adics. Theory of group representations and Fourier analysis (Proceedings of a conference at Montecatini, 1970), C.I.M.E, Edizioni Cremonese, Rome, 1971, 119-220. Jantzen, J. C. [1] Moduln mit einem hochsten Gewicht, Lecture Notes in Math. 750, Springer- Verlag, Berlin, 1979. Knapp, A. [1] Representation theory of semisimple groups. An overview based on examples, Princeton University Press, Princeton, 1986. Knapp, A. and Stein, E. [1] "Intertwining operators for semisimple groups," Ann. of Math., 93(1971), 489-578. Knapp, A. and Zuckerman, G. J. [1] "Classification of irreducible tempered representations of semisimple groups," Ann. of Math., 116(1982), 389-501. KOSTANT, B. [1] "The principal three-dimensional subgroup and the Betti numbers of a complex simple Lie group," Amer. J. Math., 81(1959), 973-1032. [2] "Lie algebra cohomology and the generalized Borel-Weil theorem," Ann. of Math., 74(1961), 329-387. [3] "On the tensor product of a finite dimensional and an infinite dimensional representation," J. Func. Anal., 20(1975), 257-285. Kostant, B. and Rallis, S. [1] "Orbits and Lie group representations associated to symmetric spaces," Amer. J. Math., 93(1971), 753-809. KUMARESAN, S. [1] "On the canonical I-types in the irreducible unitary g-modules with non-zero relative cohomology," Inventiones math., 59(1980), 1-11.
Bibliography 407 Kunze, R. A. and Stein, E. M. [1] "Uniformly bounded representations and harmonic analysis of the 2 x 2 real unimodular group," Amer. Jour. Math., 82(1960), 1-62. [2] "Uniformly bounded representations III. Intertwining operators for the principal series on semisimple groups," Amer. Jour. Math., 89(1967), 385-442. Langlands, R. [1] On the classification of irreducible representations of real algebraic groups (preprint). Institute for Advanced Study. Lepowsky, J. [1] "Algebraic results on representations of semisimple Lie groups," Trans. Amer. Math. Soc, 176(1973), 1-44. [2] "On the Harish-Chandra homomorphism," Trans. Amer. Math. Soc, 208( 1975), 193-218. Lepowsky, J. and McCollum, G. W. [1] "On the determination of irreducible modules by restriction to a subalgebra," Trans. Amer. Math. Soc. 176(1973), 43-57. MacLane, S. [1] Homology, Springer-Verlag, New York, 1975. McConnell, J. C. [1] "Localisation in enveloping rings," J. London Math. Soc, 43(1968), 421-428, 3(1971), 409-410. Milicic, D. [1] "Asymptotic behavior of matrix coefficients of the discrete series," Duke Math. J., 44(1977), 59-88. Moore, C. C. [1] "Compactifications of symmetric spaces," Amer. J. Math. 86(1964), 201-218. Mostow, G. D. [1] "A new proof of E. Cartan's theorem on the topology of semi-simple groups," Bull. Amer. Math. Soc, 55(1949), 969-980. MUMFORD, D. [1] Algebraic geometry I, Complex projective varieties. Springer-Verlag, Berlin, 1976. NlRENBERG, L. [1] "Pseudo differential operators," Proc. Sympos. Pure Math., Vol. XVI, 149-167, Amer. Math. Soc, Providence, 1970. Nouaze, Y. and Gabriel, P. [1] "Ideaux premiers de l'algebre enveloppante d'une algebre de Lie nilpotente." J. Algebra, 6(1967), 77-99. Parthasarathy, K. R., Ranga Rao, R. and Varadarajan, V. S. [1] "The Dirac operator and the discrete series," Ann. of Math, 96(1972), 1-30. [2] "A generalization of the Enright-Veradarajan modules," Compositio Math., 36(1978), 53-73. [3] "Criteria for the unitarizability of some highest weight modules," Proc. Indian Acad. Sci. Sect. A, 81(1980), pp. 1-24.
408 Bibliography Parthasarathy, R. [1] "Representations of complex semisimple Lie groups and Lie algebras." Ann. of Math., 85(1967), 383-429. Reed, M. and Simon, B. [1] Functional analysis, Methods of mathematical physics I, Academic Press, New York, 1972. Schmid, W. [1] "Homogeneous complex manifolds and representations of semisimple Lie groups," Froc. Nat. Acad. Sci. USA, 59(1968), 56-59. [2] "On the characters of the discrete series," Inventiones math., 30(1975), 47-144. Schwartz, L. [1] Theory des distributions, Vol. I. Hermann, Paris, 1957. Stafford, J. T. and N. R. Wallach. [1] "The restriction of admissible modules to parabolic subalgebras," Trans. Amer. Math. Soc, 272(1982), 333-350. Stein, E. and Weiss, G. [1] Introduction to Fourier analysis on Euclidean spaces. Princeton University Press, Princeton, 1971. Thompson, [1] "Inequalities and partial orders on matrix spaces," Indiana Univ. Math. J., 21(1971), 469-480. Trombi, P. C. [1] "The tempered spectrum of a real semisimple Lie group," Amer. J. Math., 99(1977), 57-75. Varadarajan, V. S. [1] Harmonic analysis on real reductive groups. Lecture Notes in Math. 576, Springer-Verlag, Berlin, 1977. VOGAN, D. [1] "The algebraic structure of representations of semi-simple Lie groups I," Ann. of Math., 109(1979), 1-60. [2] Representations of real reductive groups. Progress in Math. 15, Birkhauser, Boston, 1981. [3] "Unitarizability of certain series of representations," Ann. of Math., 120(1984), 141-187. Vogan, D. and Zuckerman, G. [1] "Unitary representations with continuous cohomology," Comp. Math., 53(1984), 51-90. Wallach, N. R. [1] Harmonic analysis on homogeneous spaces. Marcel Dekker, New York, 1972. [2] "Representations of semi-simple Lie groups," Proc. Canad. Math. Soc. Cong., 1977,154-245. [3] "Asymptotic expansions of generalized matrix entries of representations of real reductive groups," Lie group representations, I. Lecture Notes in Math., 1024, Springer-Verlag, Berlin, 1983.
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Index Admissible (8,K (-module, 81 representation, 81 Affine algebraic group, 42 Analytic vector, 34 AR (Artin-Rees) property, 14 Augmentation homomorphism, 9 Borel subalgebra, 37 Bruhat decomposition (lemma), 52 Cartan subalgebra, 4 of a real Lie algebra, 56 maximally split, 57 fundamental, 57 Cartan decomposition Lie algebra, 43 group, 46 Cartan involution, 42 Cartan subgroup, 59 fundamental, 59 maximally split, 59 Central distribution, 294 Chevalley restriction theorem, 75 Coefficients (matrix coefficients), 22 C'-vector, 31 Compact form, 44 Cusp form, 233 Delta sequence, 25 Dirac operator, 367 inequality, 368 Distribution, 332 character, 292 order, 332 Exponential polynomial, 335 Finitely generated module for an algebra, 14 Formal degree, 24 Frobenius reciprocity, 31 (3,*0- module, 80 equivalent, 80 finitely generated, 80 tempered, 138 underlying module, 81 Gelfand, Naimark decomposition, 54 Generalized weight space, 108 Harish-Chandra isomorphism, 78 homomorphism, 93 Homomorphism fl-module, 11 G-module, 18 Induced representation, 31 Infinitesimal character, 34 (ly) equivalent, 81 (ly) irreducible, 81 Intertwining operator, g-module, 11 group representation, 18
412 Index Invariant symmetric bilinear form, 5 subspace (for group representation), 18 Irreducible group representation, 18 Isotypic component in a group representation, 28 Iwasawa decomposition Lie algebra, 45 group, 45 Jacquet module, 111 K-character, 295 Langlands data, 149 Langlands decomposition, 51 Left invariant measure, 1 normalized, 2 Lie algebra compact form, 8 nilpotent, 14 reductive, 4 Lie group unimodular, 2 Locally integrable, 332 Modular function, 2 Natural equivalence, 177 transformation, 177 Noetherian algebra, 13 Nilpotent element, 342 Norm, 71 Operator compact, 326 Hilbert-Schmidt class, 323 self-adjoint, 326 trace class, 328 P-pair (parabolic pair), 51 cuspidal, 58 Parabolic subgroup (standard), 51 minimal, 51 P-B-W, 9 Rapidly decreasing functions, 230 Real reductive group, 42 inner type, 51 Realization, 13 Regular element, 4 character, 323 Representation, conjugate dual, 20 direct sum, 24 (strongly continuous of a) group, 18 Hilbert, 18 Lie algebra, 11 (right) regular, 22 smooth, 18 square integrable, 22 unitary, 18 Root, 4 real, 58 simple, 4 space, 4 system, 5 system of positive roots, 6, 48 Schur's lemma, Dixmier's, 11 for(s,K)-moduIes, 80 for groups, 21 Schur orthogonality relations, 23 Scwartz space, 237 of Harish-Chandra, 230 Semi-simple element, 342 Smooth vector, 31 Spin module, 362 Split component (standard), 48 Submersion, 332 Support, 332 Symmetric subgroup, 42 Symmetrization map, 9 TDS (three dimensional simple Lie algebra), 11 0-stable parabolic subalgebra, 184 root system, 365 Universal enveloping algebra, 8 canonical filtration, 9 Unitary (g,K(-module, 367 Verma module, 37 Weight, 36 space, 36 dominant integral, 36 Weyl chamber, 6,48 character formula, 67 group, 6 integration formula Lie algebra, 63 Lie group, 63 reflection, 6
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Real Reductive Grups I NOLAN R.WALLACH