Текст
                    AMERICAN MATHEMATICAL SOCIETY
COLLOQUIUM PUBLICATIONS
VOLUME XXVI
GAP AND DENSITY
THEOREMS
BY
NORMAN LEVINSON
ASSISTANT PROFESSOR OF MATHEMATICS
MASSACHUSETTS INSTITUTE OF TECHNOLOGY
PUBLISHED BY THE
AMERICAN MATHEMATICAL SOCIETY
531 West 116th Street, New York City
1940


COMPOSED AND PRINTED AT THE WAVERLY PRESS, INC. BALTIMORE, MD., U. S. A.
Dedicated to NORBERT WIENER by one of the many men whose careers he launched
PREFACE The present volume is in many respects a companion volume to the earlier Colloquium Publication of Paley and Wiener. The same tools are used in both. (See Appendix.) Certain topics such as the closure of trigonometric sequences and some problems of Polya are treated in both. The technique of the Fourier transform in the complex domain developed in Paley and Wiener has, in the present volume, been further extended in the solution of such problems as the general unrestricted gap Tauberian theorem. The contents break up into four parts. Large portions of the first two parts have appeared in various journals during the past four years. The last two parts consist almost entirely of new material. The first part consists of Chapters I, II, III, and IV; the second part of Chapters V, VI, VII; the third part of Chapters VIII, and IX; and the fourth part of Chapters X, XI, and XII. The present volume covers the various topics considered in some detail, most results being "best possible/' Nevertheless for many of the topics treated there are several directions for further work in refining or developing these topics. I am very much indebted to Professor J. D. Tamarkin for the painstaking manner in which he has examined and criticized this book. Norman Levinson Massachusetts Institute of Technology Cambridge, Massachusetts June 24, 1939
CONTENTS CHAPTBE PAOB I. On the closure of (e**"*}, I 1 1. Introduction 1 2. A closure theorem for X„ > 0 2 3. A closure theorem for — « < xn < « 5 II. On the closure of (eiX»*), II 12 4. A closure theorem involving P61ya maximum density 12 5. A related gap theorem 14 6. An extension of the closure theorem 16 7. Another type of theorem 19 8. A theorem of Miss Cartwright 20 III. Zeros of entire functions of exponential type 25 9. The basic theorem. 25 10. A related function with real zeros 29 11. Lemmas on the related function 33 12. Proof of the basic theorem 38 13. A related theorem 42 14. Another related theorem 44 IV. On non-harmonic Fourier series 47 15. Proof of an underlying inequality 47 16. Proof of the main theorems 55 17. Proof of a related inequality of Hardy and Levinson ....... 67 V. Fourier transforms of nonvanishing functions 73 18. Introduction 73 19. Proof of the basic theorem 75 20. Related theorems 81 VI. A density theorem of P6lya 88 21. The density theorem 88 22. A function with zeros having a density 92 VII. Determination of the rate of growth of analytic functions from their growth on sequences of points 100 23. Theorems of V. Bernstein 100 24. A sharper set of theorems 107 25. An extension of a theorem of Iyer 122 VIII. An inequality and functions of zero type 127 26. Generalization of a problem of P61ya 127 27. Proof of the inequality 135 28. Proof of the theorem on functions of zero type 145 IX. Existence of functions of zero type bounded on a sequence of points. . . 153 29. Statement of the existence theorems 153 30. Lemmas 156 31. Proof of the main theorem 171 X. The general higher indices theorem 186 32. Introduction 186 33. Reduction to a lemma on biorthogonal functions 191 34. Proof of the lemma 195 Vll
Vlll CONTENTS CHAPTER PAGE XI. The general unrestricted Tauberian theorem for larger gaps 203 35. Reduction of the general theorem to the basic lemma 203 36. Existence of auxiliary functions 207 37. Proof of the basic lemma 213 38. Proofs of the remaining theorems 218 XII. On restrictions necessary for certain higher indices theorems. . . 229 39. A restricted higher indices theorem 229 40. Proof of the theorem 231 Appendix 243 41. Theorems used . 243
CHAPTER I ON THE CLOSURE OF {etX**}, I 1. Introduction. Among the basic facts known about the sequence of functions {etnx\, — oc < n < oo, are 1. {einx\, — oo < n < oo, is closed over ( — 7r, tt); that is, if f(x) eL( — Tr, w) then J f(x)einxdx = 0, - oo < n< oo, implies that/(a;) is a null function. 2. To a function/(x) e L( — ir, tt) there belongs the Fourier series Zanr, an = i- f f(x)e~in*dx. —oo ^7T J-* This series will under certain conditions converge to the function/(z), and under other conditions, although it may diverge, can nevertheless be summed to the function/(x). In the first four chapters we shall generalize these properties of [enx\ to sequences {ex"x} with various conditions on {Xn}. As is often the case these general results will, among other things, lead us back to certain properties of expansions in {enx). The closure of jetXnZj can be related at once to theorems on analytic functions. For suppose that a sequence {e nX) is not closed. This means that there is at least one function, f(x), not equivalent to zero such that for all Xn of the sequence f f(x)JKxdx = 0. Clearly F(w) = l_Tf(x)eiwxdx is an entire function and F(\n) = 0. Thus the study of closure amounts to the study of the zeros of certain entire functions. Theorems on closure lead at once to gap theorems.2 For suppose a function 1 This fact was first pointed out by Sz&sz, Mathematische Annalen, vol. 77 A916), p. 482. 2 This was first pointed out by Paley and Wiener, Fourier Transforms in the Complex Domain, American Mathematical Society Colloquium Publications, vol. 19, 1934, Theorem XXXVI. 1
2 ON THE CLOSURE OF {e'*), I [I] f(x) which vanishes over (x - L, ir), L > 0, is expanded into a Fourier series, that is, Six) ~ ? wta. —00 A gap condition asserts that certain an are zero; that is, ax„ = 0 for a sequence of integers (Xn). From the definition of an this implies that f(x)e~iKxdx = 0. ? Thus we are back to the question of closure. In this way every theorem on closure will have as a corollary a gap theorem which will assert that if certain an in the Fourier series of f(x) are zero then f(x) cannot vanish over an interval of length L (where L depends on the sequence of integers for which an vanishes) unless f(x) vanishes identically. 2. A closure theorem for Xn > 0. The sequence of functions \etnx\ is closed over ( —x, ir) but is not closed over an interval of-length 2w + a where a > 0. For let ( -1, -(*¦ + ha) < x < -Or - Jo), f(x) = < 0, -(x - ha) <x < (it - Ja), [ 1, (x - ha) < x < (x + }a). Then f(x) is not equivalent to zero. Let -r—a/2 A simple calculation gives /»+o/2 f(x)eiwxdx. r-o/2 4i F(w) = — sin ttw sin Jaiy. Since sin irn = 0, it follows that F(n) = 0, (— » <n< »). That is -r+a/2 / f(x)eiMdx = 0, -oo<n<oo. V_»_«/2 Since/(«) is not equivalent to zero, it follows that [etnx\ is not closed over an interval exceeding 2t in length. On the other hand if any term of {etnx\, (—oo < n < oo), is removed, the sequence ceases to be closed over the interval 2tt. We see therefore that {e,nz}, (— oo < n < oo), is closed over an interval of length 2ir and no greater one and that it ceases to be closed over ( —7r, t) if any term is removed. Suppose we now delete about one-half of the sequence {etnx\, (—oo < n < oo), by considering the terms with positive n only. Then it seems likely that this sequence is closed over half as large an interval as
[2] A CLOSURE THEOREM FOR Xn > 0 3 when n takes both positive and negative values, that is, over an interval of length x, and not over a longer one. However this is not the case. Actually the sequence {etn*}, (n > 0), is closed over any interval of length less than 2w. This follows from the following results. Theorem I. Let A(u) be the number of \n < u. Then the sequence {etXnX\, (Xn > 0) is closed over an interval of length L if B.01) limsupjr^(i+l)dM-^'2 R-oo {Ji u112 \u R/ 3tt A corollary of Theorem I is Theorem II. The sequence {etXnX\, (Xn > 0), is closed over an interval of length L if B.02) liminf ? > ^. n-»oo Xn 2tT In case Xn = n, it follows at once from B.02) that {exnx\y (n > 0), is closed over any interval of length less than 2w. Theorem I is, in case lim n/\n, (n —> <x> )f exists, the best test to make for the closure of a sequence with Xn > 0. For example, it follows easily from B.01) that {eiKx} with B.03) \n = n - nl,\ n > 1, is closed over the interval 2t. Theorem II3 is much weaker than Theorem I. Later it will be replaced by far sharper results. We shall show that limit inferior in B.02) can be replaced by limit superior (and even more) and the theorem remains true. Proof of Theorem I. Let us assume that Theorem I is not true. Then B.01) is satisfied but {eiKx\, (X„ > 0), is not closed over (-JL, \L). Thus there exists a function/(x), not equivalent to zero, such that /L/2 f(x)eiKxdx = 0. Let • L/2 F(w) = [ f(x)eiw2xdx. J-L/2 -L/2 Since {e2*inx/L\, (-«> < n < qo), is closed over (-?L, ?L), F(w) cannot vanish at all points w2 = 2irn/L} (— » < n < <»), for this would imply that 3 In 1931 Polya set as a problem the proof of Theorem II with (e±lX*x), that is, with positive as well as negative Xn . Polya, Jahresbericht der Deutschen Mathematiker- Vereinigung, vol. 40 A931), Problem 108. Many solutions have been given.
4 ON THE CLOSURE OF {eiX»xJ, I [I] f(x) is zero almost everywhere. Thus F(w) is an entire function not identically zero. By B.04), F(\lJ2) = 0 for all Xn of the sequence. If w = ret$, then ^L/2 -L/2 or /L/2 \f{x) \er2^{^ dx L/2 *L/2 B.05) | F(re") | g e'1'^'2'"""! / |/(x) | <&. J-L/2 Let wn = rnet9n denote the zeros of F(w) in the right half-plane. Applying Carleman's theorem, Theorem B,4 to F(w)> we have, if w = u + iv, .§, (s -»)cos *•< k r (? -»),o8' «*w -*> > * + 45/ log I F(Reie) \ cos 6 dd + A TK J-t/2 where, in the proof of this theorem, we shall use A to represent any constant that depends only on/(x). Using B.05), we have &a-s)-*<?f(?-s)* 1 r'/2 + -^ / iLR21 sin 26\cos6M + A irit J-x/2 / R Cwf2 < — / sin 20 cos 6d6 + A IT JO K 3r +A- Since w = X*2 are zeros of F(w) in the right half-plane and therefore form a part of all the zeros, {rnel9n\, it follows that If we replace R by #1/2 in the above inequality, it becomes B.06) Z (-i* - ^) < 2^ + A. If A(w) is the number of Xn < u, then B.06) can be written as i. W2 " -R/dHu) < "ST + A- See Appendix.
[31 A CLOSURE THEOREM FOR - °° < X, < <» 5 Integrating by parts, we obtain But this contradicts B.01). Thus Theorem I is proved. Theorem II is a consequence of Theorem I. Proof of Theorem II. Since B.02) lim inf n/X„ > L/2tt, it follows that for large n and for some c > 0, (?+e)xtt<n or for large u, u > Ro, A(w) > u(j^ + e\, €> 0. Thus -?+•)<?-*¦-.'?)¦ Or ? §? fi1'2 - lOLRl>\ o Thus as R -> oo B.01) is satisfied and therefore B.02) implies B.01). This completes the proof of Theorem II. 3. A closure theorem for — « < Xn < oo. In this section5 we shall investigate the closure of {etXnX\, (-co < Xn < oo), that is, with Xn taking on negative as well as positive values. We shall insist that our closure theorems shall include the well known fact that {exnx\, (—oo <n< oo), is closed over ( — tt, 7r). Since {etnx\y (n > 0), is not closecKover ( —t, 7r), we shall get a two-sided theorem (Xn taking on negative as well as positive values) that is not true for positive values of Xn only. Certain refinements are necessary in the statement of the two-sided theorem which were not necessary in Theorem I. In part the reason for this is that the •ne-sided condition, B.01), is not affected by the removal of any finite number of Xn whereas in our simplest example of the two-sided cases, {etnx\y 5 Cf. Levinson, On the closure of {eix»xJ, Dulp Mathematical Journal, vol. 2 A936), p. 51.
6 ON THE CLOSURE OF {etX*x}, I [I] (—00 < n < oo), deleting a single term affects the closure. One of the necessary refinements is that of closure Lp. A set {etXn*} is said to be closed Lp( —7r, it) if, for any/(x) eZ/( — tt, tt), ?f(x)eiKxdx = 0 for all Xn implies that f{x) is zero almost everywhere. The basic and sharpest criterion is given by Theorem III. Let A(u) be the number of \\n\ ^ u. If C.01) f ^ du > 2v - ?—* log v - C Ji u p for some constant C, then the set {etXn*}, (— °° < n < <*>), is closed Lp( — tt, tt), P ^ 1. A corollary of Theorem III is Theorem IV. If C.02) | A* | ^ \n\ + *#+ *JLi, -oo <n < oo, 2p Me6 set {etX"x}, if it is not closed, becomes closed in adjoining to it at most any N terms ex<*nX, A ^ n g N). In particular, then, a sufficient condition for closure Lp( — Tf w), p ^ 1, is C.03) | A* | ^ \n\ + V-^} -oo <n< oo. 2p It follows from C.03) that the sequence {exnx}, (— oo < n < oo), is closed L( — t, tt). [Condition C.01) gives the even sharper result that \etn*}, (- oo < n < oo), is closed L(-tt, tt) if | An | g | n | + (log | n |)~1-8, | n | -* oo, for some 5 > 0.] That Theorem IV is best possible follows from Theorem V. Theorem V. If C.02) is replaced by C.04) |An| <\n\+?N + P-^ +6, 2p where h > 0, there exist sets \etXnX\ satisfying C.04) which do not become closed when N terms are adjoined to them. Thus the inequality C.02) is a best possible result. In connection with these theorems the following result is of interest. It holds with no restrictions on the {An}. 8 In the case of closure in L2(—x, *-), Paley and Wiener (loc. cit., chap. 6) proved that the set A, eiix»*| becomes closed on adjoining at mosffv terms if | Xn — n \ < \N + J.
[ 3 ] A CLOSURE THEOREM FOR - oo < \n < oo 7 Theorem VI. // the set {el nX\ is closed Lp( — w, tt), p ^ 1, it remains closed if we replace any Xn by some other number. We shall now prove these theorems. Proof of Theorem III. Let us suppose the theorem is not true. Then there exists an f(x) e Lp( — tt, tt) and not equivalent to zero such that C.05) H(w) = ff(x)e<wxdx vanishes for w = An , (— *> < n < <x>). Since/(x) is not equivalent to zero, H(w) is not identically zero. Denote by n{r) the number of zeros of H(w) not exceeding r in magnitude. Then by Jensen's theorem, Theorem A, C.06) f ^ du ^ i- fT log | H(rei9) \d6 + A, J\ U Ztt Jo where A will be used throughout the remainder of this section to represent various constants depending only on/(x) and {XnJ. By C.05) H(reie) = 0(e*r|8in "). Using this in C.06), we have C.07) f^du^2r + A. J\ u From this it follows, since n(u) is an increasing function of u, that Jr U Jr U J\ U Thus n{r) < 4r/log 2 + A. Since {Xn} form part of the zeros of H(w), A(r) ^ n{r). Thus C.08) A(r)<1^2r + A- Let us assume that no Xn is zero. (How to proceed if one of them is zero will be obvious.) Let C.09) F{w) = ft (l " ^) ewi\ That F(w) exists follows from C.08). Since H(w) vanishes at Xn , <t>(w) = H(w)/F(w) is an entire function. If fti(r) is the number of zeros of <t>(w) not exceeding r in magnitude, then clearly ni(r) = n(r) — A(r).
8 ON THE CLOSURE OF {a**-}, 1 [I] Thus fnjMdu^rnj^du_rAMdu J\ U Jl U Ji u Using C.01) and C.07), it follows that Ji u p Since (p — l)/p < 1 it is clear that ni(r) = 0, or in other words that <t>(w) had no zeros. By the Hadamard factorization theorem, Theorem D, it follows that H(w) = aemF(w) and, in particular, that C.10) | H(iv) | = ecv | aF(iv) \ where a, b, and c are constants. From C.05), for any small c > 0, C.11) | H{iv) | ^ (?'+< + ?J +/"_ J «-~ |/(«) I <fe. Using Holder's inequality, if p > 1, r /.*•-« -i(p-i)/i>r r*-« ni/p I Hiiv) | g [?+< e—/(p-1) cfcj |^+< |/(x) |" dxj +IX •-""^H LI l/(x)H r /•*¦ ~i(p-i)/pr /•* -ii/p + [_/_*— *J [/_i/(x)r^j . Or I Hiiv) | ^ e('-«)M |« r("-1)[J[~ |/(*) I'd*]1" For any 8 we can choose an c so that KT"+/.'J w*r*f ** Thus C.12) | ff(t») | g 4e*w | v |-<»-»"(e-«W + 5). In case p = 1, C.12) follows directly from C.11). Thus C.12) holds for all p ^ 1. From C.12)
[ 3 ] A CLOSURE THEOREM FOR - oo < \n < oo log |ff (w) | ^ x \v\ - V-^ log M + log (e"eM + 5) + A. V Since 6 can be chosen arbitrarily small, it follows that lim flog | ff (w) | - r|v| +?J^llog|»|) = -oo. i«i-»oo \ v r Using C.10), this gives C.13) lim (log|F(w)| +cv - ir\v\ + ?—-- log | v | J = -oo. M-oo \ p / On the other hand from the definition of F(w), C.09), log | F(iv) \ = \f log A + v2/u2) dA(u). Integrating by parts twice gives Using C.01), this becomes iog i ™ i * r 0^-. Bm - -T-1 iog u - a) du- Setting u = | v \ y gives log |F(u>) I > t|«| - ^ log M f jr^r.dy - A p Jo (i + yv 2:T\v\-V-^log\v\-A. V But this contradicts C.13), and the theorem is proved. Proof of Theorem IV. We consider A(u) for u > N + 1. From C.02), u) ^ 1 + 2[ti - itf - ^2^], i* > AT + 1, AC where [x] denotes the largest integer not exceeding x. Thus -if 5 - ^ - (p - l)/2p - [it - *JV - (p - l)/2p] - ^
10 ON THE CLOSURE OF {e*»*J, I [I] Since x — [x]. — ? is periodic and has average value zero over each period, an integration by parts will show that the second term on the right in the above inequality is bounded as v —> «>. Thus r Aw^2f *-**-(P-D/2pdM_^ C.14) Vl "• J"+l v — 1 > 2v — JV log v — log t; — A. V Now let us add N terms etanX, 1 g n g iV, to \e%Kx] and denote the new set by {ettinX}. If m(^) represents the number of | /xn | ^ w, then for large u, n(u) = A(ti) + AT. Thus by C.14) i\ u V — 1 dw > 2v — - log v — A. V From Theorem III it follows that {elflnX\ is closed Lp( —tt, tt). This completes the proof. Before proving Theorem"V we shall prove Theorem VI. Proof of Theorem VI. Let {elXn*} be closed and let the set consisting of {etXnX}, n 5* 0, together with exax1 a ?± X0, not be closed. Then there exists an f(x) eLp( — ir, w) not equivalent to zero such that / f{x)eiKxdx = 0, n^O, j[ f(x)eiaxdx = 0. Let us consider 9(x) = f(x) + t(Ao - «)e~~ia* f_[f(y)eiavdy. Clearly ^(x) cLp( —tt, tt). Moreover, j[' g(x)eiuxdx = [%x)eiuxdx + t(Xo - a) j[* etiu-°)xdx [* f(y)eiay dy, or, integrating by parts C.15) r g(x)eiuxdx = ''—^ f f{x)eiux dx. J-r U — Ot J-t It follows at once from this, on setting u = Xn , that for any n XwXdz = 0. [jb)eiK But {etXn*} is closed Lp( —?r, tt), and therefore g{x) is equivalent to zero. But by C.15) this means that [j(x)eiu dx = 0.
[ 3 ] A CLOSURE THEOREM FOR - oo < X „ < oo 11 If we set u = 0, ±1, ±2, • • • , this implies that/(x) must also be equivalent to zero, contrary to our assumption. Proof of Theorem V. First let us take the case when N is odd. We take An = n + IN + 8 + (p - l)/2p, n > 0, C.16) X_n = -Xn, n > 0, Xo = iN + 8 + (p - l)/2p. By Theorem VI it of course does not matter where we take X0 (or any other finite number of X„). Let us set § + 8 + (p — l)/2p = t. Then clearly cos2<_2^x eLp( —7r, 7r). Moreover, for n ^ 0, ? ei{n+t)x cos2''2 fcccfe = 2<+2 j[* et(n+1)x(l + e*)"-2d* = lim 2~2'+2 f ei(n+1)*(l +reix)u-2dx. Using the binomial theorem, we obtain (' eiin+t)* cos2' ixdx = lim 2~2,+2 ? AV) f e*(n+*+1)ldx •Lt r-*l-0 *-0 «*-T = 0. A similar result holds * with e~tx(n+0> n ^ o. Thus cos2'-2 ?x is orthogonal to e±ixiH+t), n ^ 0. But the set {±(n + 0}, (n ^ 0), contains the set {Xn) defined in C.16) and N additional terms. This proves Theorem V if N is odd. If N is even, we proceed similarly. Instead of using cos2'-2 \x we use sin \x cos2'-1 \x, where t = 8 + (p - l)/2p. In this case jl, e±ix(n+t)}, (n ^ 1), is orthogonal to sin \x cos2*- \x.
CHAPTER II ON THE CLOSURE OF {e*7"**}, II 4. A closure theorem involving P61ya maximum density. Theorems I and II give information on the closure of {e**"*}, (A„ > 0). In case D.01) lim ^ = D n-»oo An exists, Theorem I gives a sharp criterion. However if n/\n does not approach a limit, this is no longer the case. From Theorems I and II it is clear that the denser the An's, that is, the bigger D is, the longer the interval over which {e**'} will be closed. Let us consider a sequence which does not have a density in the above sense. Let {nn} consist of all integers n > 0 such that 10* < n ^ 10* + 10*~~\ k ^ 1. Thus {nn} consists of 11; 101, 102, ... , 109, 110; 1001, • • , 1100; and so on. Clearly the number of »n ^ 10* is 1 + 10 + • • • + 10*~2 = A0*-1 - l)/9. Thus r . , n , v lO*-1 - 1 lim inf — < lim /v/<^.x n^ ^ - *_„ 9A0*) or lim inf -*- ^ —-. n-oo Hn 90 Thus on the basis of Theorem II we might suspect that \el>lnX\ is closed over an interval of length at most 2ir/90. Actually it will turn out that this is not the case but that the set {/*n} is closed over any interval of length less than 2tt. That is, in some sense the effective density, so far as closure is concerned, of the set {/Un} is the same as that of all the positive integers, and is therefore one. Actually the sequence \nn} does have $ density one, in the intervals A00, 110); A000, 1100); • • • ; A0*, 10* + 10*_1); • • . That it is the density in such subintervals that determines closure properties is implied by the following theorem. 12
[ 4 j CLOSURE INVOLVING POLYA MAXIMUM DENSITY 13 Theorem VII.1 Let {Xn}, n > 0, be an increasing positive sequence and let A(u) be the number of Xn < u. Let2 D.02) lim sup hm sup —— ^—-- = D. ?-*i—o «->«> u — u? Then {e% nX\ is closed over an interval of length L if D.03) 2ttD > L, for Lebesgue integrable functions. Theorem VII as a closure theorem is very easily derived from the following theorem on entire functions. Theorem VIII.3 Let f(z) be an entire function such that <4.„4> f1^®^., J— qo I i X and D.05) lim sup l0gl/(re<,)l ^ k. r—»oo T Let ni(r) be the number of zeros off(z) which lie in the sector (| z \ < r,\ am z | ^ \ir) and n2(r) the number of zeros of f(z) in the sector (| z \ < r, %w < am z < %tt). Then there exists a number B ^ h/v such that D.06) lim n^ = B, lim *W = B. r—»oo /* r—»oo 7* The proof of Theorem VIII wi^he given in Chapter III as a corollary of a less restrictive theorem. Here we shall use Theorem VIII to give a proof of Theorem VII. Proof of Theorem VII. Suppose that a set {e nX) is not closed. Then there exists a function g(x)} not equivalent to zero, such that .L/2 g(x)eiKxdx = 0, n > 0. I ! J-L/2 1 Levinson, On the closure of jelX*x} and integral functions, Proceedings of the Cambridge Philosophical Society, vol. 31 A935), p. 335. 2 D is the Poly a maximum density*of the sequence. Polya shows that there exists a sequence jrn) of ordinary density [D.01)] D which contains {Xnj as a subsequence but that there is no sequence having an ordinary density less than D which contains j\n|. Polya also shows that in D.02) the use of lim sup as ? —> 1 — 0 is unnecessary since as ? —» 1 — 0 the limit itself exists. Polya, I/ntersuchungenuber Lucken und Singularitdten von Potenzreihen, Mathematische Zeitschrift, vol. 28 A929). 3 Levinson, loc. cit., Theorem III. For even f(z) this theorem was proved by Wiener and Paley, On entire functions, Transactions of the American Mathematical Society, vol. 35 A933), Theorem I, p. 769. Miss Cartwright proved this theorem under a more restrictive hypothesis which she later showed was implied by the hypothesis given here. M. L. Cartwright, Proceedings of the London Mathematical Society, B), vol. 38 A935), p. 179; and Proceedings of the Cambridge Philosophical Society, vol. 34 A935), pp. 347-350.
14 ON THE CLOSUKE OF {eiXnX\, II [II] Let D.07) G(w) = / g(x)eiwxdx. J-L/2 Then G(w) vanishes at w = Xn , (n > 0), but is not identically zero. By D.07) D.08) | G(reid) \ ^ eA")LrUiB" / | g(x) \ dx. J-L/2 From this it is clear that log+ | G(u) | is bounded. Thus G(w) satisfies the requirements of Theorem VIII. If ni(r) is the number of zeros of G(w) in (\w\ < r, | am w | ^ ^7r), then lim *m = B. r-*oo r Therefore for any 0 < ? < 1, D.09) lim Wl(r) ~ *<*> = B. r-oo r — r? But {X^ are among the zeros of G(w) in the right half-plane. Therefore ni(r) - riiirt) ^ A(rj - A(r{), 0 < ? < 1. Thus by D.09) r A(r) - A(r?) . D lim sup ——^—^ ^ 5. r—oo r — r? And therefore the Polya maximum density, D, of the set {X„} satisfies D.10) D ^ B. It follows from D.08) that k g \L. Since B ^ fc/ir, In D.10) this gives 2ttZ) ^ L. This is contrary to the hypothesis of Theorem VII. Thus Theorem VII is proved. 6. A related gap theorem. Let/(x) eL( — it, tt). Suppose that the Fourier series of f(x) is such that certain terms vanish. For example, let fix) ~ E a3net3n*. —00 Then/(x) has period §7r, and therefore if f(x) vanishes over an interval of length f7r it is identically zero. That is, if only every third term differs from zero in
f 5 ] A RELATED GAP THEOREM 15 the Fourier expansion for f(x), then f{x) cannot vanish over an interval of length §7r without vanishing identically. This suggests the following gap relation. Let fix) ~ <*> + E (amneim** + a^e-***), i where {mn} is an increasing sequence of positive integers such that lim — = D. n-»oo Win Then, if f(x) vanishes over an interval exceeding 2tD in length, it vanishes identically. Actually it will turn out that there is nothing to be gained by having gaps throughout the whole series. It suffices to have gaps only in one half of the series, either for n > 0 or for n < 0. Moreover n/mn need not approach a limit. The gap theorem we shall prove here is Theorem IX.4 Let f(x) eL( — ic, ic) and have the Fourier series E.01) /(*) ~ ? ^einx + Z a-m„e-in"z 0 1 where \mn} is an increasing sequence of positive integers. Let M(u) be the number of mn < u, and let E.02) d = lim inf lim inf M^JZJ^.. $-»l_0 M-*oo U • — Ul; If f{x) vanishes almost everywhere over an interval exceeding 2ird in length, it vanishes almost everywhere over ( —7r, t). As an example, let us define [mn] as made up of those integers n which are such that E.03) 10* + 10fc_1 ^ n ^ 10*+1, k ^ 1. That is, \mn\ contains all integers between 11 and 100, between 110 and 1000, and so on. Clearly lim inf — = -. n —¦ oo Win y Thus it should seem that f(x) would have to vanish over an interval at least f Bt) in length in order that f(x) be forced to vanish over the whole interval 4 Levinson, loc. cit., Theorem II. Here the theorem was stated only for d = 0. 5 d is the P61ya minimum density. As was the case with P61ya maximum density, P61ya shows that lim inf as ? —* 1 — 0 can be replaced by lim.
16 ON THE CLOSURE OF {c*»x}, II [] ( —7r, tt). Actually, in applying Theorem IX, since there are no ra„ in tl intervals A0*, 10* + 10*_1) it follows that M(u) - M(u?) = 0 for u = 10* + 10* and 1 > ? > if Thus lim.nfMWJ-_M(.1)=0^ «<«<! Therefore d = 0. Thus with {mn} denned as in E.03), f{x) cannot vanish over any interval n< matter how small without vanishing almost everywhere over ( — ic, w). Tha is, instead of f it turns out that any quantity greater than zero will do. Proof of Theorem IX. Suppose that the hypothesis of Theorem IX is satisfiec and that f(x) vanishes almost everywhere over an interval 2ird + 6, 8 > 0, ir length. Since f(x) is periodic of period 2w and can be translated without changing the modulus of the Fourier coefficients, we can assume that f(x) vanishes over the interval (?r — 2wd — 5, if). Let {Xn} be the set of positive integers complementary to {mnj. That is, {X„) + {ra„} = {nj, n > 0. Thus u - ui + 2 > A(u) - A(tt?) + M(u) - M(ui) > u - u? - 2, and therefore r A(i*) - A(uf) , r . . M(u) - M(u?) , hm sup —-^ -f— + lim mf —— -^-- = 1. From this it follows at once that the maximum density of {Xn} is D = 1 - d. Since the terms e~l nX do not appear in the Fourier series of /(#), it follows that j[ f(x)eiXnXdx = 0, n> 0. But/(a;) vanishes almost everywhere over (w — 2wd — 8, ir). Thus /r-2rd-S f(x)eiKxdx = 0, n > 0. But tt - 27rd - 8 - (-tt) = 2ttA - d) - 8 = 2ttD - 5. By Theorem VII, {etXnX\ is closed over any interval of length less than 2ttD. Thus E.04) implies that/(x) is equivalent to zero over ( — 7r, t — 2ird — 5). This completes the proof of Theorem IX. 6. An extension of the closure theorem. Theorem VII states that if {X„) is a positive increasing sequence with P61ya maximum density D and if L < 2wD, then
G ] AN EXTENSION OF THE CLOSURE THEOREM 17 • L/2 -L/2 /•L/2 F.01) / f(x)eiKxdx = 0, 0 < n < oo, •Ll/2 implies that/(x) is zero almost everywhere in { — %L} %L). This result remains valid if instead of requiring that the integral in F.01) be zero, we merely require that it be small. This is stated in precise terms in the following theorem. Theorem X.6 If {Xn} is an increasing positive sequence with Polya maximum density D, if, for some< c > 0, Xn+i — X„ ^ c, and if F.02) 2ttD > L, then .L/2 -L/2" for some 5 > 0 implies thatf(x) is zero almost everywhere. /•L/2 F.03) / f(x)eiXnXdx = 0(e~iXn), 0 < n < oo, J-L/2 Theorem X is an immediate consequence of the following theorem on entire functions. Theorem XL7 Let f(z) be an entire function satisfying D.04) and D.05). Let {Xn} be an increasing positive sequence such that for some c > 0, Xn+i — Xn ^ c, and let the Polya maximum density of {Xn} be D. If F.04) tD > k, and ifj for some 5 > 0, F.05) /(Xn) = 0(e-SK), n > 0, thenf(z) = 0. The proof of Theorem XI will depend on Theorem VJII and will be given after the proof of Theorem VIII. We shall make use of Theorem XI at once to prove Theorem X. Proof of Theorem X. Let us assume that Theorem X is not true. Then there exists a sequence {Xn} and a function f(x) not equivalent to zero and satisfying the requirements of Theorem X. That is, ?L/2 f(x)eix**dx = 0(e'6K). L/2 Let 8 Cf. Levinson, On the non-vanishing of certain functions, Proceedings of the National Academy of Sciences, vol. 22 A936), p. 228, Theorem III. 7 This theorem is referred to on page 229, Levinson, loc. cit. At about the same time an even more general result was given by Miss M. L. Cartwright, Proceedings of the London Mathematical Society, vol. 41 A936), p. 33.
18 ON THE CLOSURE OF {ciX»z), II [II] /L/2 f(x)eiwxdx. L/2 Then if w = u + iv, /L/2 |/(a)|efc. L/2 Thus F(w) satisfies the hypothesis of Theorem VIII and therefore part of the hypothesis of Theorem XL From F.06), F.09) F(\n) = 0(<T*X*), n-^ oo. Also from F.08) r log \F(w)\ ^ 1T , hm sup ,' , ' ^ %L = k. |u>|-*oo \W\ By F.02), \L < irD. Thus F.10) k < ttD. But F.09) and F.10), used in Theorem XI, shows that the entire function F(w) is zero. By F.07) this means that/(s) is equivalent to zero contrary to hypothesis. This completes the proof of Theorem X. As a theorem on closure, Theorem X can be used to deduce a gap theorem which is really a generalization of Theorem IX. Theorem XII. Let fix) ~ Z aj". —CO Let {\n} be an increasing sequence of positive iMegers of Polya maximum density D* If F.11) a_Xn = 0(e-**)9 n > 0, and if f(x) vanishes almost everywhere over an interval exceeding 2ttA — D) in length, then f(x) vanishes almost everywhere. Theorem IX is the special case of Theorem XII where F.11) is replaced by a-x. = 0. Proof of Theorem XII. Since f(x) is periodic, we can assume it vanishes almost everywhere over the interval (ir — 2ttA — D) — t} ir) for some e > 0 Clearly then .. -»-2tA-Z»-« €L^=SirL f(x)eiKtdx. But a-K = 0(e"'Xn). Thus (8.12) | f(z)e<K*dx = 0(e-,x*).
[7] ANOTHER TYPE OF THEOREM 19 The length of the interval of integration in F.12) is L = 2wD — t. That is, L < 2ttD. Applying Theorem X, it follows that/(x) must vanish almost everywhere. 7. Another type of theorem. There is another closure condition which, in the sense that it deals with an ordinary density (not a Polya maximum or minimum density), is a generalization of a result of Chapter I. Actually, however, the proof of the theorem places it here. Theorem XIII.8 Let {X„}, (n > 0), be an increasing positive sequence such that G.01) lim ? = D, n-*oo An and such that for some c > 0, Xn+i — Xn ^ c Let G.02) L < 2irD, and 6(u) be a monotone increasing function of u such that G.03) f*.)*,--. Jl u2 If G.04) / f(x)fKxdx = 0{e~HK))} n > 0, J-L/2 then f(x) is zero almost everywhere, If the integral in G.04) vanished instead of being small, then Theorem XIII would be a corollary of Theorem II. However, actually, this theorem is very different from Theorem II. Theorem XIII is a consequence of the following theorem on entire functions. Theorem XIV.9 Let f(z) be an entire function satisfying the requirements of Theorem VIII, D.04) and D.05). Let {Xn} be an increasing positive sequence such that for some c > 0, Xn+i — Xn ^ c, and G.05) lim ? = D. n-»oo Xn Let G.06) *D > k. If 8 Cf. Levinson, loc. cit., Theorem II. 9 This theorem is referred to on page 229, Levinson, loc. cit., and is a little less restrictive than a corresponding result of Miss Cartwright, loc. cit.
20 ON THE CLOSURE OF {c*"*}, II [II] G.07) /(AB) = Ofe™1^) wftere 0(w) *s a monotone increasing function of u such that G.08) f^*-., thenf(z) is zero. The proof of Theorem XIII follows from Theorem XIV in the same way as other theorems on closure in this chapter have followed from theorems on entire functions. From Theorem XIII there follows the next gap theorem: Theorem XV. Let fix) ~ ? anein\ —00 Let {Xn} be an increasing sequence of positive integers such that lim ? = D. n-*oo An Let G.09) a_x„ = 0(e-'(X»'), where 0(u) is monotone increasing and r e(u) [ . du = oo. u2 If f(x) vanishes almost everywhere over an interval exceeding 2ttA — D) in length} then f(x) is equivalent to zero. This theorem follows from Theorem XIII in the way that Theorem XII follows from Theorem X. 8. A theorem of Miss Cartwright. The gap theorems given above can be put into more general form.10 If we let Aito = llanz\ \z\ <1, o w*) = -Z^-B, i*i >i, 1 zn where G.09) is satisfied, then heuristically, at least, f(x) = lim{/n(re^)-A2(re-ix)} 10 Cf. Mjfes Cartwright, loc. cit.
[8] A THEOREM OF MISS CARTWRIGHT 21 is the f(x) of Theorem XV. For f(x) to vanish over an interval of length exceeding 2ttA — D) in length amounts to hi(z) = h2(z) over an arc of the unit circle exceeding 2ttA — D) in length. But under very general conditions, for hi(z) to be equal to h2(z) over the arc on the unit circle means that there exists a function H{z) such that H{z) is analytic for | z \ < 1 and \z\ > 1 ; H(z) = htiz), | z\ < 1, H(z) = h2(z), \z\> 1; and H(z) is analytic on the arc of the unit circle exceeding 2ttA — D) in length. The conclusion of Theorem XV that f(x) vanishes entirely means here that H(z) is analytic on the whole circumference of the unit circle. Combining this with the previous information on H(z) gives the result that H(z) is analytic on the whole plane including °c. Thus H{z) is a constant. If account is taken of the series representation of h2(z), it follows that this constant must be zero. Thus H{z) is zero. This result is now given in precise terms. Theorem XVI. Let H(z) = Ean*n, |*| <1, 0 H(z) = Z a.„2-B, 1*1 >1. 1 Also let H(z) be analytic for (\z\ = 1, | am z\ ^9). Let \\n) be a sequence of integers such that lim f = D. Let (8.01) a.K = 0(e-'(X">) where B(u) is monotone increasing and Ji u2 Let (8.02) | H(re") \ ^ M(r - 1), } < r < ), where M(u) is a positive even function, decreasing for u > 0, and (8.03) / log log M(u) du < oo. Jo Tfcen if (8.04) 6 ^tA - D), H(z) is zero.
22 ON THE CLOSURE OF {ea»*}, II [II] Proof of Theorem XVI. Let (8.05) F(w) i Jc H(z) 2wi Jc z»+l dz where C is the path shown in Fig. 1. We can deform C into Ci. The two parts of Ci, consisting of circular arcs with 0 as center, have radii n and r2, with n Fig. 1 the larger radius and ri — 1 = 1 — r2. Then clearly by (8.02), for u > 0, (8.05) with Ci in place of C gives log* | F(u) | ^ log 47rM(n - 1) + u log 1 /r2 + log* ^2 ^ !^§J dx). Since i/(z) is analytic along the real axis, there exists a constant A such that log4" | F(u) | ^ log M(rx - 1) + 2u log - + A. Let n - 1 = t. Then (8.06) log+ | F(u) | g log Af@ + 2u log -J— + A. We shall find it advantageous to take Ci narrower, that is, t smaller, as u gets larger. Since M{t) is decreasing for t > 0, log M(t) log 1/A-0' 0 < i < ?, is a decreasing function of t and is infinite when t is zero; it follows that there exists a Mo > 0 such that (8.07) _ log M(t) log 1/A - J) is uniquely solvable for t for u > u0. This implies that, for small values of t, t is a function of u. By (8.06)
[ 8 ] A THEOREM OF MISS CARTWR1GHT 23 «.« /" MLl«rt I *, S f (,„g MV> + 2« log >}* + A. Juo U2 Ju0{ 1 - *J U2 Uo There is no loss in generality in assuming that M(t) is differentiable. Using (8.07) to replace u by t on the right side of (8.08) gives, if U corresponds to u0, log+ |F(u) tt0  U* du «-i 3logM@ v '/*» ' log* Af @ d* + *' or y jgMjW l» a _, r- m-W h«i/(i - 0„ + 3 f- « + a Juo u2 Jo M(t) log M(t) Jo 1 — t uo Integrating by parts gives M'(t) log 1/A -t) I dt M(t) log M(t) (8.10) = -io* i4i io* io* M<»+/ log\og_Mt(t) du But as J-> +0, log ^— log log M(t) < 2t log log M(t). Since log log M(t) is integrable, there must be a sequence of values of t —> 0 such that for these values ? log log M(t) —> 0. Thus (8.10) becomes yl/2 < 2 / loglogM(fl<fl < OO, Jo and (8.09) becomes ""log+lFdi) / du < oo. This result holds in the same way for u < 0. Thus -«„„ ps?l?Wj<fcl<.. JLW #1 + w2
24 ON THE CLOSURE OF {eiX»xJ, II [II] From (8.05), since C can be chosen so that, on C, | am z | > 0 — e for any € > 0, it follows that I F(u + iv) | ^ elvHw'e^ fc | H(z) | (±X+11 & |. And C can be chosen so that | z | is close enough to 1 in value along C that Thus |F(« + iv)\ ? el«l(-e+.)+i«i« f ITO^I Jc I 2 I From this it follows that for some 4 log|F(w)| ^ (»- Q + 2t)\w\ + A. Or umsup12g|WI^T_e + 2t. |ic|-*» \w\ Since e is arbitrary, (8.12) limsup^iy gx-9 = fc. If w is a negative integer, the path of integration in (8.05) can be deformed into a circle of radius greater than one. Then from the formula for the Laurent coefficients of H(z) it follows that |a.n| = |F(-n)|, n > 0. Thus by (8.01) (8.13) F{-\n) = 0(e~HK)). Since tA - D) < 9 it follows that k = * - 6 < ttD. This last result togetheiHvith (8.11), (8.12), and (8.13) used in Theorem XIV gives F(w) s 0. Thus a_„ = 0, (n > 0), and therefore H(z) = 0.
CHAPTER III ZEROS OF ENTIRE FUNCTIONS OF EXPONENTIAL TYPE 9. The basic theorem. In this chapter we shall prove the theorems on entire functions used in obtaining the gap and closure theorems in the preceding chapter. These theorems on entire functions are of considerable interest in themselves. Roughly stated these theorems assert that if an entire function f(z) satisfies Hm sup !?8l/[*LI = k, 0 < k < oo, and if f(x) is of less than exponential growth along the real axis, then f(z) is similar to sin kz in many respects. Here we are especially interested in the fact that the zeros of f{z) have much in common with the zeros of sin kz. Thus most of the zeros of f(z) stay close to the real axis. The zeros in each half-plane, x > 0 and x < 0, have density k/ir which is, of course, the case with sin kz. That the zeros of f(z) must cluster about the real axis will always be a simple consequence of Carleman's theorem, Theorem B. Our technique in proving these theorems will be to show that the theorems are true if they hold for functions f(z) having only real zeros. It is possible to give a real-variable proof for the case where f(z) has real zeros. However here a mixture of real and complex variable methods will be used. In view of the importance of these theorems in themselves, we shall prove our basic theorem under a more general hypothesis than that given in the last chapter. Theorem XVII. Let f(z) be an entire function such that (9.01) lim f log \f(x)f(-x) I -2 exists and is finite. Let (9.02) limsuplogl/(=ba:)Uo 3J-+C0 X and (9.03) limsup^'yUfc. |z|-oo \Z\ Let the function fti(r) be the number of zeros of f(z) less than r in modulus which lie in the right half-plane and n%(r) the number of zeros in the left half-plane. Then there exists 35
26 ZEROS OF FUNCTIONS OF EXPONENTIAL TYPE (III] (9.04) lim*W-fl, lim^W = B) r-»oo T r-»oo T and B ^ k/w. First we shall use this theorem to prove Theorem VIII. Theorem VIII differs from Theorem XVII in that (9.01) and (9.02) are replaced in Theorem VIII by «um f!a^wi(«r<.. JLoo 1 + x2 Proof of Theorem VIII. We shall show that (9.05) and (9.03) imply (9.01) and (9.02). Thus Theorem VIII will be made a corollary of Theorem XVII. First we shall prove that (9.03) and (9.05) imply (9.01). Applying Carle- man's theorem, Theorem B, to f(z) in the upper half-plane, and replacing the left side of D1.03) which is always positive by zero, it follows that °*5(f + jCX?-i)h,,'wl* + i I' log l/(Re") |sin»d» + A, TT?l Jq where A will be used to represent various constants depending only on f(z). Clearly -5 (?,+/")l,,"l'w'(?-*)* s I (C + Olog+ m' $ + a I'log+ Wft,") '* + A- Using (9.03) and (9.05) on the right, it follows that -s(C+Oi*'|/w'(?-»)*"• From this But for | x | g *ft, x* ft2 2**' Thus
i n.?j r>/\o i^ i nrASiiEjivi -c(c*r)kt'mi^sA- dx 1* Since R can be taken arbitrarily large, it follows that -(?+/I")u*"|/(i),S<ao- Combining this result with (9.05) gives (9.o6, n^m\dI<^, J-oo 1 + X* which obviously implies (9.01). Next we shall show that (9.03) and (9.05) imply (9.02). Increasing the i side of D1.08) in Theorem H, it follows that log 1/frOl af iog+ !/(*)! dx r sin 6 «• JL« x2 — 2rx cos 6 4- r2 + i f* fl11 log |/(«)| I . "r 7T 1« ft4 - 2rxft2 cos 0 +r»«« 2ft [' + , , ,^ . sin ^(fi2 - r2) + T X l0g lfiRe } ' lfiV»-2rficosfle» + r2l Or, letting #—><», log l/(re") | 1 r log+ !/(*) | dx r sin 0 x i-» x2 — 2rx cos 8 + r2 (9.07) + lim sup -L ( | log \f(x) \ \ dx fi-»ao Tit J-R + lim sup \ [ log+ |/(fle''*) | sin < «-»oo Tit Jo But since 1/ft2 < 2/A + x2) for | x \ < R, R > 1, lim sup 1 (* | log |/(x) 11 dx < lim sup f * 2|log^/(f M dx < . by (9.06). By (9.03), lim sup -^ f log+ |/(/fe*) | sin 4>d4> ^ 2k. Thus (9.07) becomes r sin 0 ir JLoe x2 — 2rx cos 0 + r2 But
28 ZEROS OF FUNCTIONS OF EXPONENTIAL TYPE |III] r log- \f(x) i p»iog+ 1/uo.i dx r' iog+ !/(*)I _ _ J, ;r2 - 2r.r cos 0 + r= Ji (r - x)"- ' T J,/» (s - r cos 0J + r2 sin2 0 J3r/2 (X — rJ ^iog+i/(x)K^ r2»og+i/(*)' rior_iM_id;c+r'Mog «/i a;2 Jr/2 r sin20 dx iog+1/<«) I <4r!sUM!(b+ « rSiU{W!fc «/l X2 Sill2 0 Jr/2 X2 For any fixed 0, @ < 0 < tt), it follows that hm sup / ° I-1-;—9cte g 4 / & ';x -' dx. r-oo Ji x2 - 2xr cos 0 + r2 Ji x2 A similar result holds for (— <*>, —1). Thus (9.08) becomes hm sup ,' . . ' g A, r-oo r|sin0| for any fixed 0, @ < 0 < ?r). But this holds in the same way for 0 > 0 > — ir. Therefore for any 5 > 0, f(z)e~6z is bounded along the two radii 0 = ± e for a sufficiently small value of c. By Theorem C of Phragm6n-Lindelof this implies that/(z)e~5z is bounded in the whole sector | 0 | ^ e. Thus lim sup ° ' —— ^ 5. x-*oo X Since 5 can be taken arbitrarily small, (9.02) holds for positive x. In precisely the same way it holds for negative x. This completes the proof that Theorem VIII is a corollary of Theorem XVII. In proving Theorem XVII the following lemma is required. As above we shall continue to use A to represent various constants depending on f(z). Lemma 9.1. Let the zeros off(z) be zn = rne^n. Then f Isin^nj < ^ i rn Proof of Lemma 9.1. Applying Carleman's tfieorem, Theorem B, to f(z) in the upper^ftd lower half-planes and adding the result, we have + -1 [ ' log+ \fiRe*) 11 sin 6 \ dO + A. 7T?l Jo
f 10 1 A RELATED FUNCTION WITH REAL ZEROS 29 Using (9.03) it follows that Using (9.01) this becomes (9.09) ? Ui^l (! - |) S -J_ J" log |/W/(_X) | „ + A, But integrating by parts we have I ^ log \f(x)f(-x) | da; = {' log |/(z)/(-z) I ' ±1 2xdxf*\og\f(y)f(-y)\dy By (9.01) f log \f(y)f(-y)\^ Ji y is bounded. Therefore the integration by parts above gives |i ^ log \f(x)f(-x) I dx| ^ A + A jf 2*<fc < 4. Thus (9.09) becomes IsinflJ /\ r^ i < A •^-'t) But this implies z |sin^| A _ ,} < ^ rn<Rl2 Tn Since 72 can be taken arbitrarily large above, it follows that ZlSin'"l<oo, i rn 10. A related function with real zeros. By the Hadamard factorization theorem, Theorem D, fiz) = bzmea n('-^- Clearly if Theorem XVII is proved for f(z)/bzm it is also true for f(z). Thus we assume in the rest of this chapter that A0.01) f(z) = ea n ('-!) '¦'-¦
30 ZEROS OF FUNCTIONS OF EXPONENTIAL TYPE [HI] Using the notation zn = rne^n, an auxiliary function F(z) having only real zeros is now introduced: A0.02) F(z) = ea,ma+iU fl (l - 2-^M We now prove a series of lemmas about F(z). Lemma 10.1. If r log | F(±iy) | . hm sup —^—-—— = ki, ?-oo y then A0.03) lim sup l0g|F(re<,)|^ fct|Sing r-^oo T and fa ^ k where k is defined in (9.03). Proof of Lemma 10.1. Since Bcos0„)/rn 1 X COS $n 1 - xe -i9n it follows that Thus by (9.02) A0.04) F(x)\ ^ \f(x) v log | F(±x) | . n hm sup —5-1 —' ^ 0. By (9.02) and (9.03) and by Theorem C of Phragmfo-Lindelof A0.05) 1}m8uplogl/(^9)l^fc|8ing| If n(r) is the number of zeros of f(z) less than r in modulus, it follows from Jensen's theorem, Theorem A, and A0.05) that A0.06) lim sup 1 f* — dr rg ^ f k\ sin 01 d$ = —. From the definition of F(z), log|w|gf:log[(l + ^^)]l,2 ^?*l08(l+S)-Jf 108A +g) *.(.).
[ 10 ] A RELATED FUNCTION WITH REAL ZEROS 31 Integrating the right side by parts twice, we obtain log F(ty) g / , t"Mdu - / — dr. Jo (u2 + y2J uJo r Letting u = v \ y | this becomes A„.o7, 'Mfwj s r _^ > /•"' <*» *. 12/1 Jo A +t>2Jt>|2/l Jo r Letting | y | —> <» and using A0.06) it follows that A0.08) fci = hm sup & ' ——' ^ — / tt——^-_<fo = k. That is, fci g k. From A0.02) for large | z |, log|F(z)| ^ |a|r+ 2, ^logll + J L)+J f+ 10 2^ ; -1a,r+r {iog o+o+j}dn(u)+io/2r ?dn(u)- Integrating by parts log|FW| ^a\r\+nBr) + f(-^- + -) ^ du Jo \u + r u/ u COS2 0n A0.09) + 20 f^du. But n(u) _ n(ii) f2tt dr ^ 2 1 f2tt n(r) dr i(u) = n(n) [ ±< JL ± f n^L u u log 2 JM r = log 2 2u Jo r i log 2 JM r = log From A0.06) it follows that for large u, n(u) 4A; u log 2' Thus there exists an A such that for large | z | A0.09) gives A0.10) log | F{z) | ^ At log r. Using A0.04), A0.08), and A0.10), and Theorem C of Phragm?n-Lindelof gives lim8upl0gl>(re<<)| gfc,|8infl|. r-»co r This completes the proof of the lemma.
32 ZEROS OF FUNCTIONS OF EXPONENTIAL TYPE [HI] Lemma 10.2. There exists a constant C such that A0.11) lim [ \og\F(x)F(-x)\™ = C. J2-»oo JO dx Proof of Lemma 10.2. According to the hypothesis of Theorem XVII there exists lim f log |/(*)/(-z)| dx r2 * By A0.01) and A0.02) log fix) F(x) = ?log rn- xe ' rn — x cos t Thus f»R / log \f(x)f(-z) I ^ = f log I F(z)F(-x) | ^ Jo ? Jo x? J-* z2 i rl — rn — 2xrn cos 0n + x l r« — 2xrn cos 0n + z cos 0n and the proof of the lemma hinges on the existence of Urn f -fZlog «-»oo J-R X* 1 r^ ~ 2xrn cos fln + a2 r\ — 2xrn cos 0n + x2 cos2 0n But since each term in the sum above is positive, the limit as R —> °o will certainly exist if 00 r00 /J i J-* \rn — 2 2rnx cos 0n + a:2 2rn x cos 0n + x2 cos2 0, < «>. Replace x by rny/ | cos 0n |, unless Bn = \ir, in which case the integral of th< logarithmic term can be computed directly and is obviously less than 10/rn Thus using «/' and ?)' to signify the omission of 0n = %ir, we have jt __ yr^t I COS 0n 1 00 -XT COS0n i>N ~ 2*/ COS 0n/| COS 0n | + 2/2/COS2 0, 2i/ COS 0n/| COS 0n | + y2 \dy ) y2 ?>(i+i J/ tan2 9„ Thus A0.12) But J'^E / I cos 0, __\dy 2ycosen/|cosen|+j/V j/2' J-oo \ A-12/IJ/ 2/2
Ill] LEMMAS ON THE RKLATKJ) KUXCTIOX 33 /j-(i+o-af;)'-)*s2r'-<i+^,w9jf + 2 flog A + 9 tan2 Bn)% hi* y2 Setting y | tan 6n\ = x in the first integral on the right of the above inequality, and (y — 1) = x | tan 6n | in the second integral on the right gives + 8|tan0.|j[jog(l +^)dx + 2 log A + 9 tan2 0n) ^ 200 | tan 6n \ + 2 log A+9 tan2 0n). But, for u > 0, log A + ti2) < u, as can be verified by differentiating u — log A + u). Thus log A + 9 tan2 6n) ^ 3 | tan dn | and therefore Using this in A0.12) and recalling that the terms with Bn = \ic have been discussed, it follows that J ^ 210 Z) | sin On By Lemma 9.1 it follows that J < oo} and this completes the proof of this lemma. 11. Lemmas on the related function. We have shown that F(z) satisfies the requirements of Theorem XVII. Now we shall prove Theorem XVII for F(z). Lemma 11.1.1 7/ ki is defined as in Lemma 10.1, then A1.01) limlog|F(^)| = fci- y-?oo y Proof of Lemma 11.1. By Lemma 10.2, A1.02) lim / log | F(x)F(-x) | % = C. Let the zeros of F(z) be denoted by {xn}, instead of by rn/cos Bn , where | xn \ are increasing in magnitude. Then by A0.02) 1 The results of this and the next lemma are due to Paley and Wiener, loc. cit., chap. 5. They use Wiener's general Tauberian theorem in their proof.
34 ZEROS OF FUNCTIONS OF EXPONENTIAL TYPE [III] >w(-*) = n(i-g). Thus A1.02) becomes Hm/B(i:iog|i-4|)§ = c. U—o Jo \ l | xn 1/ ? Or 1-^ ~2 dx _ n lim 2Z / log *-»oo 1 Jo I Replacing x by \xn\v, J2* 1 rB/l*nl « Jit A1.03) lim ? ,—, / log | 1 - v* I -2 = C. «-»«> i | xB | Jo tr Let us now consider AUL) J. (T+^U ^l1"'^. Integrating by parts, this becomes If* du |i_^| = I/'"l 1 1 - tt' I du 2 X w*(l + w2) g I <2 I 4 I„ g I > I m2A + u -*?*(-*). ,2) dw 1 w2(l + w2)' We deform the path of integration in the last integral so as to avoid w = ±t by going around these points on semicircular paths of small radius, the semicircles both lying in the half-plane above the real axis. Then closing the path of integration in the upper half-plane the pole at u = i gives r udu 1 fu,t. M 2, dv w 2*i 1 , /- , 1\ { (T+^2 ti log|1~v|^ = ^T27(i2)logV1 + r2j Setting t = | x„ |/u, I (in?)-.roi logn-, i- = -_iog^i + -I;. Adding the above equations, AL05) S A (T + ^ f^ X log f 1 - e, 1 ^ = - — log | F(±,„)|. Clearly since
11 ] LEMMAS ON THE RELATED FUNCTION 35 f.ogM-»'|*.o, dv \0(a), a -»0, /l II ^ i* (O((log a)/a) = 0(l/a1/2), a -» oo. Thus ^ f" wdw 1 I f'""u . , , ,, dv I Kf( fM'v udu J_ / uy\ f udu J_ 0/I^T2\\ = ?i U A + W2J I *» | \| Xn \) ^ •/,*„,/„ A + U*)« | *„ | UV(MJ/I/2// = n/v /j_ r u>» w j. i r umdu\\ "V&WA d + tt*)* "'"(ix.i^w *< jy Thus the order of integration and summation can be inverted in A1.05) to give Letting 2/ —> 00 and using A1.03), it follows that r wdw _ 7r .. log I F(ztiy) = — - lim Jo A + u2J 2 „-„ y or Um log I F{±iy) 1 _ _C But by the definition of fci as limit superior, it follows that k\ = — C/tt. This completes the proof of the lemma. Lemma 11.2. If N(r) is the total number of zeros of F(z) less than r inmodulus, then A1.06). lim^ = ^. Also A1.07) lim I [ T I log I F(Rei$) | -fefi | sin 011 d0 = 0. Proo/ of Lemma 11.2. By Jensen's theorem, Theorem A, A1.08) 1&jjttpdr=±i jf ' ^g If (««") IM-
36 ZEUOS OF FUNCTIONS OF EXPONENTIAL TYPE Thus by A0.03), A1.09) lim sup i [' — *• ^ J- / ki I sin «| d* = —l. By A1.01) and log I F(zV) | = J log^l+^j d2V(r), it follows that V Integrating by parts twice this becomes twice this becomes i- o r r*y j 1 fTN(u). , Since i (r2 + 2/2J"' ~ 2' it follows that 2r2y !,-oo Jo (r2 + 2/2J (r Jo w 7r J any small a > 0 »-.» yJo Jv / (r2 + y2J [r Jo u v A1.10) +towr ^!/?»*.» y-co Ji/(i-a) (r2 + y2J [r Jo u tt Replacing the variable r by yv, we obtain J1 /"'WO;..- 2fc <*«- — y-,0 Vo J„ / (r2 + y2J \r Jo u *(r+r)nri**'ta»p{ir—*• \Jo Ji / (t>2 + lJ v-»» l«2/ Jo u *0, where this last statement follows from A1.09). Using this in A1.10) limW/* ^Ji/'?H4l.*U,. i/-» Ji/(i-a) (r2 + y2J [r Jo u -k ) Since N(u) is positive and since 1/r is a decreasing function, y-oo Jy(l-«) (r2 + 2/2J B/A - «) Jo U 7T I
[ 11 ] LEMMAS ON THE RELATED FUNCTION 37 Replacing the variable r by yv and observing that the terms in the braces are independent of r, 1,-00 1,1/A — a) Jo U 7T J Ji_« A + t;2J Since the integral in v is positive and independent of y, it follows that the limit inferior of the term in braces is positive. Therefore r . , 1 fv N{u) , ^ 2fci,, . lim inf - / —— du^ — A — a). y-K» y Jo u IT Since this holds for arbitrarily small a > 0, J,.** y Jo u t This result and A1.09) give A1.11) lim U*™dr = 2±\ R-+oo K Jo T 7T Using this in A1.08), Ve have ?^= lim-i^ f \og\F{Rei9)\dd. 7T «-»oo J*7T/? ^0 Or lim ^ f * {fcifi | sin 01 - log | F(Re") |} dfl = 0. For any 5 > 0, A1.12) lim -±= / {5/2 + fcitf | sin 0 | - log | F(Ret9) \} cW = 5. But by A0.03) for sufficiently large R 8R + hR | sin 9 | - log | F(Reie) \ > 0. Thus A1.12) can be written as A1.13) lim ^= [ | &R + hR | sin 01 - log | i>W) 11M = 5. fi-»oo Z7TXV Jo But I hR | sin 6 | - log | F(fle") | | ^ 8R + \ 8R + kjl | sin (91 - log | F{ReiB) | |. Integrating the above and using A1.13). it follows that if2* lim sup -±= / | hR | sin 0 | - log | FC/fo*1) \\d$ g 25. Since 8 can be taken arbitrarily small, this gives A1.07).
38 ZEROS OF FUNCTIONS OF EXPONENTIAL TYPE [III] To get A1,06) we observe that A1.11) gives, for any a > 0, hm - / dr = — A + a). Subtracting A1.11) from this gives 'R0+a)N(r)^ 2h 1 fR{i+a)N(r^ hm - / dr = — a. r-»oo K Jr r tt Since iV(r) is an increasing function and 1/r decreasing, it follows that hm sup p / dr ^ — a, b-»oo iv K(l + a) Jr it or hm sup —^r- ^ — A + «)• Since a can be taken arbitrarily small, it follows that ,. N(R) . 2h hm sup ——^ g —. A-too It 7T Similarly thus giving A1.06) and completing the proof of the lemma. 12. Proof of the basic theorem. In the next lemma we prove Theorem XVII for F(z), that is, for functions with real zeros. Lemma 12.1. 7/ N\(r) and N2(r) are the number of zeros of F(z) less than r in modulus in the right and left half-planes respectively, then A2.01) Km^W-BmM?-*!. r-*oo r r-*vo r W Proof of Lemma 12.1. By A1.07) A2.02) lim -±- / log | Ftffe") | cos BdS = - / h | sin $ | cos Odd = - . «-*oo 7rit J-r/2 T J-r/2 IT Applying Carleman's theorem, Theorem B', D1.04), to F(z) in the right half- plane, we obtain f G - w)mM - ai^iw^«..*
[12] PROOF* OF THE BASIC THEOREM 39 If we write the above equation for R(l + a), a > 0, subtract the equations, and use A2.02), *ll+tt) Mr) fsa+a) r .__ M , f * r .__ . \ lim « fl2(l + aJ im/rwd_^)-f -¦oo \Jr r Jo = lim -L(fa+0> log | F(ty)F(-ty) | § «-»oo ^7T (/« yL + ^jf log|F(iy)F(-ty)|dy}. But by A1.01) log | F(iy)F(—iy) \ ~ 2fciy. Thus the right side of the above equation becomes ki log A -f- oi)/r. Therefore r8<1+a) Mr) _ fBA+a) r Jo lim {/' fi*(l + aJ «Wi(r) + /o"^diVi(r)} = *llog(l+a). Or iLm.{/.""" 0 ' *(iT3») w,w + Jf iO - *- inn?)"*0 From this, dividing by a, I 2 fR fci I 1 r*A+a) /l r \ lim sup — / r dNi(r) - - g lim sup - / ( - - —-——r- ) diVi(r) *-«<> | R2 Jo 7r I jj-oo a Jr \r /C2(l + aJ/ f* r lim sup / — dNi(r) +y|l -2a + a I A + aJ A* I log A + a) - a 7T | a Replacing the terms on the right above by larger terms gives R lim sup — / rdNx(r) - - ^ lim sup - ( - - ) / diVi(r) «-»oo | it2 Jo 7T I «-oo a \ic ic2(l + aJ/ J* 1 f* lim sup - / dNi(r) A2.03) + i a 1 -2a- A + aJ fa I log A + a) - a 7T a
40 ZEROS OF FUNCTIONS OF EXPONENTIAL TYPE [III) Since the zeros in the right half-plane are contained among all the zeros of hm sup - / dNi(r) ^ lim sup ^ / dN(r) = hm —-—-—^ —' . And by A1.06) this becomes rR(l+a) hm sup - / dNi(r) S . R-*ao K JR T Also hm sup = / dNi(r) = hm sup —?— ^ hm sup —— = — . R-+ao MX JQ K-+Q0 tC R-+QO it IT Moreover for small a - 6 - 2« - n4-Ya) = °W. l0gA+a)"a = W- a \ A + aJ/ a Using these results, A2.03) becomes lim sup — / rdNi(r) — - J?-*oo 1 It" JQ But a/can be chosen arbitrarily small. Thus S-*oo it* Jo 7T This can be written as 0(a). 2 fR lim — / rdNi(r) = «-»oo xtA Jo fr^W-tf^ + od)). Integrating by parts gives A2.04) IWiUZ) - jfR Nt(r) dr = R2 fe + o(l)). If A2.05) sft(x) - f A(w) du = *V(«), Jo then we shall prove that A2.06) h(x) = zg(? + f g(u) du + C0 where C0 is a constant. For let h(x) = xg(x) + I g(u) du + t(x). Jo
[ 12 J PROOF OF THE BASIC THEOREM 41 From A2.05), h(x) — xg(x) is continuous and therefore t(x) is continuous. Putting h(x) into A2.05), we have x2g(x) + x I g(u) du + xt(x) — / ug(u) Jo Jo - I du I g{y) dy - / t(u) du = x2g(x). Jo Jo Jo Integrating / ug(u) du by parts the above equation becomes xt(x) - [ t(u) du = 0. Since t(x) is continuous, this equation implies that t(x) is differentiable. Hence differentiating, dx That is, t{x) is a constant. This proves A2.06). If we now apply A2.06) to A2.04) we get Ni{R) = - R + o(R). The same proof holds for iV2(r), and this completes the proof of the lemma. Proof of Theorem XVII. Since the zeros of F(z) are rn/cos 0„ and are therefore larger in modulus than those of /(z), it follows that ni(r) ^ Ni(r). Thus by A2.01) A2.07) liminf^ ^k-\ r-*oo r T Let nz(r) be the number of zeros, zn , of f(z) less than r in modulus in the right half-plane for which | am zn \ ^ 8 where 8 is a small positive quantity. Since by Lemma 9.1 it follows that Integrating by parts A2.08) i rn fm dns(r) . . ^ / —=^- sin 8 < oo. Jo r r^*<-
42 ZEROS OF FUNCTIONS OF EXPONENTIAL TYPE [III] Since nz(r) is an increasing function of r, Using A2.08) this gives A2.09) Km *§> = 0. Let us now consider the zeros zn of f(z) in the right half-plane for which | am zn\ < 8. Then the number of these zeros less than r in modulus is n\(r) — n3(r). Since the zeros of F(z) are in the form rn/cos Bn , it follows that Thus ni(r) - nz(r) ^ Nil-^—. ). \cos 8/ ,. ^i@ — ^M ^ ,. ATi(r/cos5) hm sup —— — ^ lim sup —— . r—+oo T r—*oo 7* By A2.01) and A2.09) this gives hm sup —— S. 1. r-00 r t cos 0 Since 5 can be taken arbitrarily close to zero, this inequality and A2.07) give r-»oo T T If we set ki/w = 2? and recall that k\ ^ fc, then r-»oo f 7T The same proof applies to n2(r), and this completes the proof of Theorem XVII. 13. A related theorem. In this section we shall prove Theorem XL Proof of Theorem XL As in the proof of Theorem XVII we introduce F(z) with real zeros. We recall that | F(x) | ^ | f(x) | and thus by F.05) A3.01) F(Xn) = 0(e-'K). We also recall that A3.02) lim ^ = B ^ - . r-»oo T IT Since the P61ya maximum density of {Xn} is D > k/ir, it follows that D > B. Let D - B = a. Then a > 0. From the definition of P61ya maximum density it follows that there exists a value of $, $0 < 1, such that
[ 13 ] A RELATED THEOREM 43 i;™ onrx AW " A^°) > n i lim sup ^ D — \ a. r-*oo r — r?o From this it further follows that there exists a sequence of values {rm}, (m > 0), such that rm —> °° and A(rw) — A(rm?0) ^ n 1 — ^ D - la. On the other hand, by A3.02) it follows that for sufficiently large m m(rm) z ^ d + t a. In other words, the number of zeros of F(x) in the interval (rm{0, rm) is at most (B + Ja)rw(l - &) + 2, whereas the number of {Xn} in this interval is at least (D - ia)rm(l - &) - 2. We recall that Xn+i — X„ ^ c > 0. Associate with each Xn the interval (X„ — |c, Xn + |c). These intervals are separated from each other. Since the number of Xn exceeds the number of zeros of F{z) in (rm?0, rm) by at least (D - i«)rm(l - &) " (B + i«)rm(l - &) - 4 = |arm(l - &) - 4, the number of intervals (Xn — |c, Xn + \c) in (rm?0, rTO) which contain no zeros of F{z) is at least A3.03) \arm{\ - &) - 6. But since F(z) has only real zeros and since F{z) = 0(eA|2'), it follows from a theorem of Laguerre2 that F'(x) vanishes once and only once between successive zeros of F(x). We recall that F(x) is real valued. Thus between each adjacent pair of zeros of F(x), | F(x) | increases steadily from zero to its maximum value and then decreases steadily to zero. Since each interval (Xn — |c, X„ + fc) which we are considering contains no zero of F(x), it now follows that in one of the two intervals (Xn , Xn + ?c) and (Xn - |c, Xn), | F(x) | ^ | F{\n) |. Thus -Xn+c/8 A3.04) / log" | F(x) | dx ^ t c log" | F(Xn) |. By A3.01), this gives /•Xn+c/8 A3.05) / log" | F(x) | dx ^ - ? cd\n + A, where A is a constant independent of Xn . 2 Titchmarsh, Theory of Functions, Oxford, 1932, p. 266.
44 ZEROS OF FUNCTIONS OF EXPONENTIAL TYPE [III] By A3.03) there are at least ?arm(l — ?0) — 6 intervals in (rm?0, rm) where A3.05) holds. Moreover in (rm?0, rm), K ^ rm?0. Thus f " log" | F(x) \dx^i arm(l - ?>)(- i c5rmf0) + Arm, or r log" | F(x) 11 g - 1 aofeO - 6) + A • Letting m —-> oo, log" | F{x) | ?? < 0. Since rm —¦> oo, A3.06) implies that A3.07) ^iog-|n*)ig = But | F(z) | ^ \f(x) | and (9.05) imply that A3.08) f1^ J—oe 1 OO. log+|F(aO| + x* dx < oo. By Carleman's theorem used in exactly the same way as in getting (9.06), A3.08) implies that loo l+X* dX> if F(z) is not identically zero. But this contradicts A3.07). Thus F(z), and therefore also f(z), is identically zero. This completes the proof of Theorem XI. 14. Another related theorem. Proof of Theorem XIV. The proof of Theorem XIV proceeds in much the same way as that of Theorem XI. In Theorem XIV we also introduce F(z), and, since | F(x) | ^ \f(x) |, A4.0l) F(\n) = 0(e-^), ?or a sequence of Xn having an ordinary density Z). Also Km™-***. r-oo r T Since D > k/ir, D > B. Thus, as before, if a = D — B then a > 0. Since Xn has an ordinary density Z), HmABr)-A(r) = Z) r-+oo r Setting r = 2m, it follows that for sufficiently large m
[ 11 ] ANOTHER RELATED THEOREM 45 AB"+1) - AB») ^ n t On the other hand, by A4.02) for sufficiently large m NBm+1) - NBm) t ^ ^B + Za. Thus the number of zeros of F(x) in the interval Bm, 2m+1) is at most (B + \«Jm + 2, whereas the number of {Xn} in this interval is at least (D - \*Jm - 2. As in §13 there must therefore be at least \a2m — 6 intervals (X„ — Jc, Xn + \c) in Bm, 2m+1) which contain no zeros of F(x). Thus, as before, by Laguerre's theorem for each of these intervals (Xn — fc, Xn + &c) A3.04) holds. That is, / log- \ F(X) \dX ^ icl0g-|F(Xn)|. By A4.01) this becomes f log-\F(x)\dx ^ -ic$(\n) +A. X„-c/8 Since in Bm, 2m+1) there are at least \a2m - 6 > \a2m such intervals and since, in Bm, 2m+1), Xn ^ 2m, we have from A4.02) [ log" | F{x) | dx ^ i\a2m)i-\cBi2m)) + aA2m ->m+l From this ^ -ac2m~ieBm) + aA2m+\ fx"" . .lrn|(fa . ac 0Bm) , 2<*A ac 0Bm) < 256 2" ' Since 0(x) is monotone increasing, it follows that / log Fix) — ^ - r— / ±f dx J 2* x2 1000 hm-i x2 for large m. Adding the above inequalities and recalling that Six) / ~ dx = oo, Ji a;2
46 ZEROS OF FUNCTIONS OF EXPONENTIAL TYPE [III] it follows that /"log-IFWlJ--.. But as in the proof of Theorem XI, this implies that F(z) is identically zero. This means f(z) must be identically zero and completes the proof of Theorem XIV.
CHAPTER IV ON NON-HARMONIC FOURIER SERIES1 15. Proof of an underlying inequality. In this chapter we consider the question of expanding a function f(x) into a series of trigonometric functions, {etKx\. Up to this point whatever theorems we have proved involving {e*nX\ have been essentially closure theorems. That is, we have shown under various conditions on Xn that if f(x) cLp( —tt, it) and if ?f(x)eiKxdx = 0, then f(x) is a null function. In general such results do not imply that f(x) can be represented by a series JZ a«e% "*• Even in the case where f(x) c L2( — t, ir)) all that is implied by closure is that given any e it is possible to find a polynomial in {e**x), Pt(x), such that ?|/(s)-Pe(s)Tds<€. Therefore it is of considerable interest to find conditions under which it is possible to get a series representation for/(x) in terms of {exXnX} analogous to the Fourier series. Such series were studied by Paley and Wiener2 who called them non-harmonic Fourier series. Paley and Wiener proved that if A5.01) |Xn-n|^2)<-9, -oo<n<oo, IT then the sequence {e*XnX\ is closed in L2( — t, t) and possesses a unique biorthogonal set |ftn(x)}, such that the series converges uniformly to zero over any interval ( —tt + S^x^tt — 5) for any positive 6, and over any such interval the summability properties of A5.02) ZeiKx ['Mh.(Z)di — 00 J—-K are uniformly the same as those of the Fourier series of f(x). 1 Cf. N. Levinson, On non-harmonic Fourier series, Annals of Mathematics, vol. 37 A936), p. 919. 2 Paley and Wiener, loc. cit., chap. 7, p. 108. 47
48 OX NON-HARMONIC FOURIER SERIES [IV] In other words, if A5.01) holds, the non-harmonic Fourier series A5.02) converges in exactly the same way as the ordinary Fourier series. Paley and Wiener asked two questions about their theorem. First is it necessary that D < l/V2 in A5.01) and second is there a theorem if/(x) e L( — ir, 7r)? The answer to the first question is that if f(x) e L2( — t, t) it suffices for D < J, and this is a best possible result. The answer to the second question is that there is no general theory if f{x) e L( — ir, t) but there is a general theory if f(x) eLp( — T, 7r), 1 < p ^ 2. These results are contained in the following theorems. Theorem XVIII. // {Xn} is a sequence and D a constant such that A5.03) \K - n\ ^ D <^-1, -oo < n < oo, for some p, 1 < p ^ 2, then the set [e% nX\ is closed Lp( — 7r, t) and possesses a unique biorthogonal set {hn(x)\ such that for any f(x) eLp( — T, t) the series A5.04) § \W i .me~in*dk ~ ^ 1 /®*»® */ converges uniformly to zero over any interval ( — t-\-8^x^t — 8) for any 8 > 0. Moreover the difference of the weighted sums (Riesz, Abel, and so on) of the non-harmonic and ordinary Fourier series also converges uniformly to zero over (-<*¦ + 8 ^ x ^ t - 8). In other words, the convergence and summability properties of the series A5.04) are exactly the same for the ordinary Fourier series for f(x) over — TT < X < 7T. Theorem XIX. // A5.03) is replaced by A5.05) |A»-n| ^^P-\ Lp then the results of Theorem XVIII no longer hold. Combining these two theorems, it is clear that there exists no general L theory of non-harmonic Fourier series since as p —> 1, D —> 0. The question as to whether the partial sums of the non-harmonic Fourier series of f(x), where f(x) tLv( — t, tt), converge in the pth mean to f(x) is still open. In the case of the result of Paley and Wiener, loc. cit., with D < 1/tt2 and/(z)drL2( — tt, 7r), it was shown that the partial sums converged in the mean to f(x) over ( — tt, 7r). Naturally these results are of interest only at the end- points of the interval ( —tt, tt) since in the interior the equi-convergence with the ordinary Fourier series assures such convergence in the mean. Thus for €>0 lim f ' \f(x) - jt eiKx /"/(*)*•(*)« \*dx = 0.
[15 PROOF OF AN UNDERLYING INEQUALITY 49 The problem of convergence in the mean therefore reduces to showing that, as 6 —> +0, lim sup ( ['+' + f ) I ? eiX»* /"/(!)*.(€) # da; = o(l). In proving Theorem XVIII the following result is of basic importance. Theorem XX. Let {X„j satisfy A5.03) and let A5.06) *¦»-?(»-?)(-?)¦ 77ien ?/iere exists an absolute constant A such that A5.07) and A5.08) for c > 1. /" 1 PM 1" rfr ^ jLJ'WI «te - (p _ J _ 2pD)f *oo j -(p-l-2pZ>) As we shall see, to prove that Theorem XX is a best possible one is quite simple. First we shall prove Theorem XX. It is convenient to use Ak > 0, k = 0, 1, • ¦ • , for absolute constants. Lemma 15.1. If F(x) is defined as in Theorem XX, then r2N |pfc)|ip* A5.09) / \F(x) \pdx ^ A,N-p+4pD / where A5.10) B2V + 1 - a;J da: and an are constants such that 0 ^ a„ ^ 1. Proof of Lemma 15.1. Ljet N be some positive integer. If N < x < 2N it is clear from I Xn — n I ^ t) that 1 + n - Z) 1 - A5.11) n- D - 1 ^ X-n - 1 1 - —— > n + D ~ 1 - 0 < n < oo, 0 < n < N} 2N < n < oo. Therefore, for N < x < 2N
50 \F(x)\*IL ON NON-HARMONIC FOURIER SERIES [IV] 1 - n-D 1 + n-D n 2AT+1 1 - n + D 1 + n-D IN n AT 1 - x/\n 1 - x/(n - D) And since n — D g X„ for n > 0, it follows from this that \F(x)\&JI A5.12) 1 - n-D QO •n 2AT+1 1 + n-D x 1 + n-D n X„ — x n — D — x n + D\ Let us recall the following well-known properties of the gamma fupction: A5.13) T(x + 1) = xT(x), A5.14) A5.15) Using A5.13) r(x)r(l - x) n A5.16) n — a sin *x T(x + 1) ~ B*)utxx+me-x. 1 + n — b T(M + 1 - a - *)r(M + 1 - b + x)T(K - a)T(K - b) T(K-a- x)T(K -b + x)T(M + 1 - a)T(M + 1-6) Let K = 2N + 1, a = -D, b = D and Jf -> ». Then n 2AT+1 1 - n + # 1 + n-D A5.17) TBiV + 1 + D)TBN + 1 - D) TBN + 1+D- x)TBN + 1 - D + x) - lim M-*ao T(M + 1 + D - x)Y{M + 1 - D + x) T(M + 1 + D)T(M + 1 - D) Using A5.15), we have r(M + 1 + D - x)T(M + 1 - D + x) I lim M-*tO T(M + 1 + D)Y(M + 1- D) .. f/M + D - A"+D+ (M-D- x\M-D+w(M -D + xV\ = JS. \V M + D ) \ M-D ) \M + D-x) J .—x .X <t
I 15] PROOF OF AN UNDERLYING INEQUALITY Thus A5.17) becomes 51 n A5.18) 1 - n + D 1 + ~ % n — D TBN + 1 + D)TBN + 1 - D) I TBN + 1 + D - x)TBN +l-D + x) Setting K = 1, M = 2N, and a = b = Z) in A5.16) gives 2AT n i n i - n-D 1 + n- D _ | r2(i - D)TBN + 1 - D - x)rBN + l-D + x) r(i - D + x)r(i - D - x)rsBtf + l - z>) By A5.14) this becomes 2AT n i n-D 1 + n-D r2(l - D) sin jt(x + Z»r(x + D)YBN + 1 - D - x)TBN + 1 - D + x) *TA - D + x)r*B2V + 1 - D) Using this and A5.18), A5.12) becomes r'U - D) sin t(x + D) ( r(x + D) \ /vBN + F(x) | g A5.19) / r(x + D) \ (rW +1 + D)\ \T(x -D + 1)J \TBN + \-D)) (TBN + 1 - D - x)\ f\ I K-x I ' \TBN + 1 + D - x)J V I n - D - x \ f or N < x < 2N. By A5.15) for large M and fixed o and 6 r(M + o) ,-,/M - <2e° -1 + <A -1+6/ if-1/2+6 (M - 1 + o)" M° r(M + b) " ~ \M < 10e*~V*Jlf"~' = 10M0. Using this on each of the terms in parenthesis on the right of A5.19), and recalling that N < x < 2N, gives A5.20) ,F(x)\ ?AlN _i+4D | sin jt(x + D) | n BN+1 - x)*> -V When | n — Z> — x | < ^ we have K- x \n — X n — D — x A5.21) n — D — x | sin ir(x + D) \ ^ tt.
52 ON NON-HARMONIC FOURIER SERIES fivi When \ ^ | n — D — x | the inequality 1 + L ^ c1, gives Xn — x A5.22) Clearly n — D — x = 1 + ^ ^ exp n — D — x 42) | (n _ D - s)(n - Z) _ x - 20 Since | Xn - n + D | ^ 2D, Xn - n + D n — D — z ' 4Z) (n - JD - a;J' 4D (n - D - zJ (Xw - n + DJi (n- D - x)(n - D - x -2i) Xn - n + Z) Xw-n + Z) I n — Z) — x n — D — z — 2i\ > ^/Xn-n + i) _ Xn-n + fl \ — \ n — Z) — z n — D — z — 2if' Or Xn - n + D < 4Z) n- D - z ~ (n- D - zJ Using this in A5.22), \n — Z + SR Xw - n + Z) n — D — e — 2i- <| ( \n-n + D 4Z) \| = |eXp \n - D - s - M + (n - D - xJ/I In — D — z for \ ^ | n — D — z |. Combining this with A5.21), Xw - X n n — D — z If we set | sin ir(z + D) \ ^lexp(X; ^^fl +8pj:_l +2D)| I \ at n — D — z — 2z i (n — f J /1 . ^ I v^ Xn - n + Z) < A2 exp 2^ n o". I n n — D — z — 2% _ Xw - n + D 2Z) then clearly 0 ^*an ^ 1 and the above inequality becomes A5.23) n n — D — x sin t "t'"<^K-»-.-i)
15 PROOF OF AN UNDERLYING INEQUALITY 53 From the power series expansion for ez, A5.24) | c' | ^ | 1 + z | + | z \\ But for | 2 | ^ \, | 1 + 2 | ^ \. Thus |l+*| + |*T;g|l+*l(l+2|2i2), and A5.24) becomes K|g|l+2|A+2|2|2), Using this in A5.23) gives *l Si Si n Xn — « | sin »(* + D) | < A3 Q [n — Z> — a; This inequality in A5.20) gives Ar1+U> A5.25) |F(*)|g-A4 a» + n — D — s — 2i n- D BN + 1 - zJ* y «n + w - 2) 2i 2i n — D — 3 — 2i for N < x < 2N. Taking the pth power and integrating, we have A5.09). This completes the proof of this lemma. There is no "simple majorant for F{x) that is sufficiently close to F(x) in magnitude to give a satisfactory appraisal of its size. The reason for this is that, depending on the {Xn}, F(x) can be large at some places but if so must compensate by being small in other places. Thus a satisfactory majorant involves {Xn} or something depending on {Xn} such as {an}. The relation A5.25) gives such a majorant. Lemma 15.2. Let A5.26) f(x) = where 0 g a,\ < <h < • • • A5.27) (x — 02 + ib) • • • (x — Oik + ib) (x — ai + ib) ... (x — Ott+i + ib) < 02M-1 ^ 1 and 6 ^ 0. If 0 ^ t < 1, tten This inequality is of some interest in itself and will be investigated more closely at the end of the chapter. Proof of Lemma 15.2. Let u(»\ - •• (s - «i) • •- (a - as*) H(Z) = l ? r : . [z — ai) • • • (z — a2*+1) Using the partial fraction expansion for H(z),
54 ON NON-HARMONIC FOURIER SERIES fIVJ It is clear that the sum of the c\s is one. Since the a's form an increasing sequence, it is easily seen that d > 0, Cz > 0, • • • . If we set z = x + m/> 5Ri/(z) = ClV f- • • • H C2k*~ll/ (x - aiJ + y2 (x - aafe+iJ + t/2' Thus 9?#(z) ^ 0 for y ^ 0, and therefore | am H(z) | g Att, t/ ? 0. This result and $R#'(z) = | H(z) \l cos (« am H(z)) give COS ^7T* But cos \irt = sin JttA - 0 > 1 - t. Thus A5.28) IffWT ^ ^^. Since H(z) has no zeros or poles in y > 0, #'(z) is analytic for y > 0 and its integral around any closed contour in that region is zero.' Thus for any fixed «, 1 > e > 0, / H'(x + u) dx + if H'B + iy) dy - j H'(x + i)dx-ij H'(~l + iy)dy = 0. Or A5.29) I / H'(x + u)dxls [ \HB + iy) \*dy I J-i Jo + J \H(-l +iy)\tdy + ?\H(x + %)\tdx. Since the c's are all positive and their sum is 1, it follows from the partial fraction expansion of H(z) that A5.30) | H(z) | ^ — ; ;• Using this in A5.29), f H\x + it) dx Thus / WH'(x + u) dx ^ 5. Using this in A5.28), ^1 + 1+3 = 5.
I 16 ] PROOF OF THE MAIN THEOREM 55 A5.31) ^\H{x + u)\ldx^ ^-t, for any e > 0, 0 < e < 1. If c ^ 1, A5.31) is trivial by A5.30). If e = 0, A5.31) holds since it holds for all t > 0. Thus A5.31) is true for all c ^ 0 and A5.27) follows immediately. Proof of Theorem XX. Clearly A5 32) r |P(*)r dx-lQH lP(x)f°D If we recall the definition of P(x) and set _x-N + 1 y N + 2 ' dx. then '2"+1 \P(x)\2pD Jn-i :dX | 2i\T + 1 — x — 2i|2*D Ti-2PD fl\ (y - oi + ft) ... (y - ato + *) 12PD < 4^1-2^ /* B/ - Q2 + t6) " Jo I B/ - ai + ft) (y - a2*+i + ft) dy, where 0 ^ ax < a2 < • • • < a2*+i ^ 1 and where & = 2/(N + 2). By Lemma 15.2 it follows that p2N Jn-i 2N+1 ipW° dx±^—N™">. \2N + 1 - x - 2t|2*D - 1 - 2PD Using this with A5.32) and A5.09), L If we set N = 2m, 2m+1, ... and add, we have /" *2W \F(x)\"dx g 2W j jLj-ip-l-ipD) id add, we have A62-m(p-1pI)) ^ \0Ah2~mip~l~2pD) /2„ ' v '' - A - 2pD)(l - 2-^-1~2^) " (p _ 1 - 2pDJ' Theorem XX follows immediately. 16. Proof of the main theorem. We shall first prove several lemmas concerning A6.01) G(w) = (w - Xo) ft (l " ^) (l " ^) where A6.02) |X»-n| ^D <V-^. We shall continue to use Ak as absolute positive constants.
56 ON NON-HARMONIC FOURIER SERIES UV| Lemma 16.1. // w = u + iv, then A6.03) | G(w) | < A.(\ w | + 1LVN, A6.04) | G(w) | > A71 v | (| w | + lr'-'V1*1, A6.05) | G{h + ^) | > As. Proof of Lemma 16.1. Let am w = 0. If it i? 0, | to | ^ ? and if iV is determined by # - ? g | w | sec 0 < N + i then | w/\n | < cos 0, n > N. Also, since u ^ 0, w/Xn lies in the right half-plane. In the accompanying diagram, Fig. 2, P represents w/\n and OD = cos 0. Clearly moving P closer Fig. 2 to D shortens the line from 1 to P. Thus Similarly 1 - 1 - w n- D > cos 0, n> N. 0 < n < N, and therefore -5 1 - w n + Z) 0 < n < N. Since it ^ 0,
116] Clearly Therefore PROOF OF THE MAIN THEOREM 0/ 1 - w N + D ' \G(w)\*\w-D\\±^f[ 1 - 1 + w n + D\ w 1 + n w n + D . w I l-n-D\ 1 + w n + D Using the gamma function in the same way as in Lemma 15.1, we have \nt Mr* r'd + Dh mix , I sin t(w - D) I G{w) | ^ \w-D\\\h-w\\ = f. A6.06) 1 + w — JV w-N-D T(w - D)T(N + 1+D- w)T(N + 1 - D) T(w + 1 + D)T(N + 1 - D - w)r(# + 1 + D) *w ! r(n; - D)T(N + l + D-w) \T(w + l + D)T(N+l-D-w) But, for x ^ 0, using Stirling's formula, D1.07), and taking the real part, A6.07) log | T(x + iy) | = (x - J) log | x + iy | - y tan y/s + 0A) as | x + iy | —> oo. For a: ^ 0 and 2 > a > 0, ay y tan 1 y- - y tan l ~\— x x + a y tan < y tan-1 - < 10. 2/1 x(z + a) + y2 Thus using A6.07) in A6.06), and recalling that | w | < (N + J) cos 0, A6.08) iV201 w 1^A + | w - AMI"-80 |X/r-ti>|«'w A + | w- N |)A + | «>!)«• Since G(—w) is of the same form as G(w), the results hold for all values of w and for | w | ^ 5. By precisely the same argument with | w \ < 5 and therefore with N now zero, it is clear that the result is true for all to. Inequality A6.04) is an immediate consequence of A6.08), and A6.05) is also an immediate consequence of A6.08). The proof of A6.03) proceeds in very much the same way as the proof of A6.08). Lemma 16.2. The functions {hn(x)\ defined by A6.09) , , , . . 1 r G(w) 'du
58 ON NON-HARMONIC FOURIER SERIES [IV] form a sequence biorthogonal to {etKx\ over ( —t, t), and hn(x) € Lq(-w, ir), q = -2— . V - 1 The limit in the mean in A6.09) is of the qth order. Proof of Lemma 16.2> By Theorem XX G(u) u — X, € LP(— oo, oo). Thus by Theorem G on Fourier transforms of functions in Lp, hn(x) defined as in A6.09) exists and belongs to Lq(— oo, oo), q = p/(p — 1). By A6.03) G(w) (w - Xn)G'(Xn) A^IXnTe1 *D r\v\ (i + \w\y-*°\G'(\n)\- Since D < (p - l)/2p and p ^ 2, J5 < J. Thus if 1 - 42) = 5, 5 > 0 and <?(»> = 0 (^ (» - A»)G'(X„) VMV as | w | —> oo. Thus for x < — x and t> 2i 0, G(w)e-iv" (e^\ /e-<'*'->«\ (w - Xn)G'(X„) UV|w|V V M* /' Therefore hn(x) = hm — / ? dw, A-oo 2ir ^c (w — Xn)G'(Xn) (w - Xn)G'(Xn) if this limit exists, where C is the closed contour formed by the line ( — A ? u ^ A) and the semi-circular arc (| w | = A) 0 g am w ^ ir). But the integral of an analytic function around a closed contour is zero. Thus hn(x) = 0, x < — ir. A similar result holds if x > ir, giving hn(x) =0, | x | > T. Again using the transform theorem, Theorem G, ^-?».«^*. A1 - Xn)G'(Xn) From this and the fact that G(Xm) = 0 for all m it follows that f\(x)ei] 1, m = n. cdx = Thus {hn(x)} form a biorthogonal sequence to {e%lin*} We can now prove Theorem XVIII.
f 16 ] PROOF OF THE MAIN THEOREM 59 Proof of Theorem XVIII. Let C denote a rectangular path in the complex f plane with vertices at (N + \ + iM} — N — \ + iM> — N — \ — iM, N + \ - iM). Let 4>{x) = 1, | x \ < 1, and let <t>{x) = 0, | x \ > 1. The function G(u) is defined as in A6.01). Using residues a^d Lemma 16.2, l.i.m. ,-i-. r G(u)e-<u"du f f* <% , N = ^ I ? GMe~<U" [5 g>m'(u- xn) ~ Q * (jyTl)]** A6-10) tf , r*+l,2 -w *r(a; - y) If f(x) tL'i-ir, x), then by A6.10) t e*~ f'mKiy) dy - l- f'f(y) *L<* + »)(* ~ »> ^ -,V J-t T J-r X — y We want to show that the right side of equation A6.11) tends to zero as N - qo. Let Ix(x) = I [rf(y)dyLlm. f* G(u)e~iuv du I J-r A->*> J-A ^ ' ' -tf+1/2 iix-Mx 'Ls-m G(Z + iM)(u-!;- iM) d* This is the absolute value of that part of the right side of A6.11) for which J* varies over the upper horizontal side of the rectangle C. By A6.03) G(u) = 0(| u |4D). Since 4Z> A6.13) Using A6.14) < 1 it follows that G(u) (u + iL 1 _ 1 «L(- lr+T -00, «). J u — ? — iAf w — lilf [u — 2*M) (w — ? — i Af) in A6.12), we obtain
60 OX NON-HARMONIC FOURIER SERIES [IV] I Ax) = \ f(y) dy l.i.m. / -- - du / (.rjrviLf S d* A6.15) 1/2 (?({ + iM) + j_J(y) dy ^ —rm du I G(, + iM)(u^,iM-)« -mG(Z + iM)(u- Z-iM) By A6.13) the second term on the right above is absolutely integrable. Let g(u)I'BttI/2 be the Fourier transform of /(y). Since f(y) e Lp and since G(u)e-iuv iM r G(u) J-A U — du converges in the qth mean by Theorem G, where q = p/(p — 1), we can invert the order of integration in the following integral giving / f(y) dy l.i.m. / — du J-T A-ao J-A u — iM -/"-§«*/'/(,).-<-*-/"«!*«*. J-00 U — lM J-T J-00 u — iM A6.15) now becomes i J-oo u — tAf J-iv-i/2 G(? + xM) , rO(M)g(u) fN+m je-**^ I ^looM- iM jL-i/2 <?(* + iM)(w - f - iJlf) * I where we have also inverted the order of integration in the second term on the right of A6.15). Or, using A6.14), /* j.N+l/2 -Mx+ifr | G(u)g(u) du / „,„ , .„w ; r^ <$ oo J—JV- -i/2 G(f + »Jlf)(« - { - tJlf) (All we have done in going from A6.12) to A6.16) is justify an inversion of order of integration.) Clearly for M > 1 and | ? | < 2N, G(u) <AUN G(u) u — Xo I u — f — iM \ Thus A6.16) becomes rJV+l/2 Using Holder's inequality, 11/9 A6.17, «,) S *„„<¦» l™~ *^f I^U J-N-1/2 G(? + tM) J-oo | U — Xo I fJ^h^?l^f4'[f>H'
16 PROOF OF THE MAIN THEOREM 61 Using Theorem XX and Theorem G on Fourier transforms of functions in V\ ? \G(u)g(u) I u — Xo du ^ (p - i - 2pDy [[w\f<v)\'dvY Using this result, A6.17) becomes ¦N- AT+1/2 di where 5 is some constant depending only on /(x), p, and Z). By A6.04) I G(i + iM) | ^ 416M(M2 + iW'^V", 1 { | g iV + J. Using this in A6.18), A6.19) 7,(x) ^ 418fiiV2(M2 + Ar^e--""-11". Again let us consider that part of the right member of A6.11) for which f runs over the right vertical side of the rectangle C. We denote this by It(z) = I f f(y)dy li.m. f G{u)e-iuv du LmG GiN + i + irjXu-N-i-irj) drj If we split the range of the integral in u into the ranges ( — A, 2iV), ( — 2N, 2N), and BN, A), then, proceeding in a manner similar to that used with Ji(x), we can invert the order of integration in y and u, where in this case we use 1 + N + * + ir, - Xo u — N — \ — irj u — Xo (u — \o)(u — N — § — irj) on the ranges { — A, —2N), BN, A). If we define g(u) as before, we have h(x) ^ / G(u)g(u) du / ¦G(tf+ * + **)(*-tf-i-ti,) Or making an obvious change of variable dr) h(x) g I f g(u + N + i) du f G(u + JV + ?)<TX' Let Hn = — JV + Xtf+n . Then G(tif + JV + i)(t* — iif) fin - n\ ^ D dt\ and Let <?0 [iri + N+i)\ \ti? + i - Mo/ i Vtj + ^ - Mn/ \tT? + i - M-n/ '
62 ON NON-HARMONIC FOURIER SERIES GW(«) = (« - Mo) ft (l - ^) (l - ~J • Then using the two equations above, hix) g I f g(u + N + h)GN(u + i)du[ '*' ^dv [IV] Clearly 1 I u — irj I | w + ^ — Mo | unless | w | < 1 and | ij | < 1, and therefore |^(« + ^+ §)(?»(«+ i) M + du Mo r00 e1"'1 jL|GWi + (i + **) i ^ + f' | p(u + N + h)GAu + i) | du I f , r4Ar-T7 V) di\ Since GN(w) satisfies exactly the same conditions as G(w) the results that have been proved for G(w) also hold for GN(w). Thus from inequalities A6.04) and A6.05) i«Mi<^(i+i'|,e-"H""" And therefore for | x | < w K \ ^ A*> r\g(u + N + h)GN(u + i)\M, (w — I x \y J-oo I u + i — mo I A6.20) + [ \g(u + N + i)GAu + i)\du\ [ *** du For h| ^ 1, Using A6.05) of Lemma 16.1 we have ^ | r\ | max d drj Gsin + i) Or(f* + » Or(i) fe' + ^2max|(?;(^ + l)|). But ««• + »-«j/,?TOTi* where T can be taken as a circle of radius 10 about the origin. Using A6.03) of Lemma 16.1, we see that there exists an An such that | GN(irj + i) \ < A2i,
16 1 PROOF OK THE MAIN THEOREM 171 < 1. Therefore ^ 4.|,|, l lGir(i + *i|) (?*(*) 63 1*1*1- Using this we have l/Q ii/« I f* g"^ , ; < J__ I f1 dy I r1 Ul I JLi (ii - ir,)Gs(iV + i) *| = I G*(i) I I JLi * + 111 I ^ 22Iih + ^r1? ^ 4- + 2A22 < A23. Using this in A6.20) we have /,«*, '» r 1 ^+z+^i±i) I dM (tT — I X IJ J-00 J u + f — Uo I + A23 j[ I g(u + N + i) I du. If we now split the range of integration (—<x> < u < <x>) above into two parts and apply Holder's inequality, we get +r-^iT. r/" 1 %^ r *r rr 1 •<«+*+»r *i («• - \x\y\_J-Nii I u + ^ - MO I J \_J-nn J + 2Am T? I ff(u + N + J) \9 du\ Or (jr - I x |J LJ-« I u + f — mo I J !_•'-» J A6.21) + p^fro 17" 19(u + *) |* duT* f f I ^+11 I" du] (ir — |a;|J L^at/j J U-K | tt + §-/*> I J + 24a 17 I ff(« + I) |* du] By Theorem XX J-00 I U + i — Mo Also we recall that g(u) e L9 and therefore lim f \g(u + i) \g du = 0 AT-»oo «/aT/2 Using these results in A6.21), we get \Uq iip l/Q du = (p-l_2pZ))«"
64 ON NON-HARMONIC FOURIER SERIES [IV] A6.22) lim h(x) = 0, | x | g x - 6, 8 > 0, uniformly in z. This holds entirely independently of M. Let us denote that part of the integral on the right side of A6.11) for which f varies along the lower horizontal side of the rectangle C by h(x). Then clearly h(x) satisfies the same inequality as Ii(x), A6.19). We also introduce Ia{x), similarly related to h(x). By A6.22), we can make h(x), and therefore h(x) + h(x), arbitrarily small independently of M by choosing N sufficiently large. Having done this we can for the particular value of N, make Ii(x) + h(x) arbitrarily small by making M sufficiently large, as is clear from A6.19). Thus A6.11) becomes lim \± .*- f/dOUy) * - *- I'M Sln iN + »)(^ dy] = 0 uniformly in x for | x | ^ ir — 5, 5 > 0. From this it follows by well-known results of Fourier series that N f /»t inx pT \ lim Y,UKz f(y)hn(y)dy - %- I f{y)e-<nv dy\ = 0. That the sequence {etXnX} is closed Lp( — ir, tt) follows at once from Theorem IV, C.03). Since {etXn*} is closed, it follows that {hn(x)} is unique. Thus to complete the proof of Theorem XVIII we have only to show that the sum- mability properties of non-harmonic Fourier series are the same as for ordinary Fourier series. To show this requires a slight variation of the ideas used above. We shall take the case of Riesz summability of order a. How to proceed with various other types of summability will be obvious from this. We suppose that X0 ^ 0. Let Ci represent the rectangle with vertices at ( — iM, N + ? — iM, N + \ + iM, iM) and let C2 be the reflection of d in the imaginary axis. Then as in A6.10) 47T2Z A623) +le<f?L-T)A + S-t-l)**] - i «*"- 0 - ^i )'-Hcos "fer(i - »'* * If we now multiply through by f(y) and integrate as in A6.11), we have to show that the repeated iitegral analogous to the right side of A6.11) tends uniformly to zero as N —» «> if | x | ^ -k — 6. That this is true is clear if we observe that the integral from f = iM to J* = — iM in Ci is cancelled by the integral from f = — iM to f = iM in C2 in A6.23) and thus we are really only
I 10 1 PROOF OF THE MAIN THEOREM 65 concerned with f as it varies over the sides of the rectangle C in A6.13). This we can handle in a manner similar to that used on A6.11). Thus it 5 M'-»tt)'/>»•<»>* -«-(> -M)"r,/>e""*]-° uniformly for | x | ^ ir — 5 if X0 7* 0. If Xo = 0 we can modify the contours C\ and Ci by taking a small semi-circular path of radius p around the origin. In this case we have to consider not only that part of A6.23) for which f varies over C but also a part involving C sa^-n [(' - ffU" - 0 + srif] *" * where f = pee. The fact that has a zero at f = 0 is what allows us to discard this part of the left side of A6.23). Thus the Riesz summability of the two series are the same. The same method applies to Abel and similar types of summability. Proof of Theorem XIX. Here we show that the set V — 1 \n = n- *-— , n > 0, A6.24) Xo = 0, V - 1 X_n = -n + *-—— , n > 0, 2V which obviously satisfies A5.05) does not have the properties which we have demonstrated in Theorem XVIII for sets satisfying A5.03). Let q = p/(p — 1), and let us consider cos~1,9ix. Clearly for n ^ 1 ? e*x»* cos-"^ = ? e"'"-1M (e Y ) dx = 21'* f einx A + e'T1'* dx A6.25) "* w = 21" lim f e'ni(l + re'*)-1" dx r-*l—0 J-t = 21/? lim ?/(-?") ['e<in+k)x dx. But for n ^ 1, k ^ 0 the integrals on the right above are all zero. Thus A6.25)
66 ON NON-HARMONIC FOURIER SERIES [IV] vanishes for n ^ 1. Since X_n = — Xn , by taking the conjugate of the first expansion in A6.25) it is clear that it also vanishes for n ^ — 1. Thus A6.26) f eiKx Qos~1/9hx dx = 0, n * 0. Also since cos \x > 0, | x \ < t, there must exist an a such that A6.27) a f Qos~l,q\xdx = 1. If p < 2 then q > 2 and A6.28) f |caT1/fJxr<fc < °°- If A5.05) is sufficient for Theorem XVIII, it follows that there must exist an ho(x) such that aw I". «*-*•«*-{!;;;-S: By Theorem IV, C.03), it is clear that {e*"*} given by A6.24) is closed L*(-v, t). But by A6.26), A6.27), and A6.29), / e*"{hn(z) - acos~llgix\ dx = 0, Thus fa(x) — a cos-1'* \x vanishes almost everywhere, and therefore A6.30) h(x) = a cos-1" \x. Clearly if f0,1 x | < ir, 1 oo < n < oo. A6.31) f(x) = then/(a;) (V(—ir, x). But dr-|*|)>'»|lQg(T-|*|)|' \ir < | x | < 7r, / ho(x)f(x) dx> a I -^— -. dx J-r Kl* (T - X)U* log Gr - X) Jt/2 GT — i dx = oo, aO^Or - xI/p | log (x - x) since Thus if p < 2 there exist functi^?f(:r) %hich cannot be expanded into a non- harmonic Fourier series in the set A6.24). That is, Theorem XVIII is not valid for this set.
I 17 j AX INEQUALITY OF HARDY AND LEVINSON 67 Tn case p = 2 then A6.28) does not hold and h0(x) must be identified with a cos~1/9 \x by a different method. Assuming that A6.24) is sufficient for Theorem XVIII in case p = 2 there exists an ho(x) such that if f h(x)eiwxdx =H0(w) then #o@) = 1, Ho(K) = 0, n * 0. Since X_n = — Xn in A6.24), the function i(h0(x) + h0( — x)) has the same orthogonality properties as ho(x). Since h0(x) is unique, it must therefore be even. Thus Ho(w) is even. Let «•>-?('-a)- Since H0(w) vanishes at all the zeros of F(w), Ho(w) = <t>(w)F(w). But exactly as in the proof of Theorem III it can be shown that <t>(w) has no zeros. Thus H0(w) = ecwF(w). But H0(w) and F(w) are even. Therefore c = 0 and HQ(w) = F(w). If Hx{w) = a /'cos'2 \xeiwxdxy then by A6.26), H\(w) vanishes at the zeros of F(w)} and, exactly as with Ho(w)y it follows that Hi(w) = F(w). Thus H0(w) = Hxiw). But this is possible only if ho(x) = a cos_1/2 \x. That is, A6.30) holds for p = TT~ JHe contradiction now follows in the same way as for p < 2. 17. Proof of a related inequality of Hardy and Levinson. A more precise inequality than that of Lemma 15.2 has been given.3 3 Hardy and Levinson, Inequalities satisfied by a certain definite integral, Bulletin of the American Mathematical Society, vol. 43 A937), p. 709.
68 ON NON-HARMONIC FOURIER SERIES [IV] Theorem XXI. Let 0 ^ tti < a2 < • • • < a2n+i ^ 1, Q7 01) f(X) = (* — OlX* — 0<) • • • (* - «2n) TAen (x - ai)(x - as) • • • (x — a2n+i)' J(t) = f \f(x)\ldx. Jo rg + fr)r(i - §Q ,rt 2' (i - *v« = w = nr< w^/i inequality except when //^ _ X — 2 j/.\ _ T\2 + 2OIXI — 2O A*; " ^rrry JW A - tw» ' Lemma 17.1. Iff(x) satisfies A7.01), then A7.02) f°F{f(x))dx = f F{y)% j—co J— 00 y whenever F(y) is defined for all values of y and either integral exists as a Lebesguc integral. Lemma 17.1 is essentially the same as a theorem of Boole. There are two other definitions of f(x) equivalent to that of the relations A7.01). In the first place, as we can verify at once by resolving/(x) into partial fractions, A7.03) f(x) = ? —^— , p=o x — a2p+i where A7.04) av > 0, X) <*» = 1- This is the form which we shall generally use here. Secondly 1 „ V^ ft g(x) = jj-,- = x - X f(x) v=o x — a2v where 0, > 0. If we write \/y for y and G(y) for F(\/y)} then A7.02) becomes 4 G. Boole, On the comparison of transcendents, with certain applications to the theory of definite integrals. Philosophical Transactions of the Royal Society, vol. 147 A857), pp. 745-803, in particular page 780.
17 ] AN INEQUALITY OF HAltDY AND LEVINSON 69 f G{g(.x))dx = fG(y)dy, J—oo J—to which is Boole's formula. To prove Lemma 17.1 we observe that, after A7.03) and A7.04), the graph of f(x) consists of n + 2 descending pieces corresponding to the intervals (— oo, ai), (ai, a3), • • • , (a2n+i, °°), the corresponding intervals of variation of f(x) being @, — °°), (°°, — oo), ... t (», 0); and that, when x moves from — <*> to oo f f(x) moves, in all, n + 1 times over the same range. The line f(x) = y cuts the graph of f(x) in n + 1 points xx, x2, • • • , xn+i ,* and where f°F{y)dx = f F{y)P{y)^, j_oo J-oo y2 We have to prove that P(y) = i. It follows from considering y — f(x) that A7.05) y II (x - 02r+i) - ]C ot„ II (z - 02„+i) = 2/ II (^ - z„), where y on the right side comes from comparing the coefficients of xn on each side of the equation. Hence, first, equating the coefficients of xn~l in A7.05) and using A7.04), we have A7.06) X>, - !>,+! = -. Next A7.06) is an identity in y when xv(y) is substituted for xv. Hence, differentiating this we obtain y^ dxv __ __ 1 dy y2' It follows that P(y) = 1. This completes the proof of the lemma. In what follows it is convenient to symmetrize our analysis about the origin, which we can do by writing x — \ for x. We have then /1/2 |/(x) |«<fe, f(x) = ? —^—, «, > 0, ? a. = 1, 1/2 X — dzv—i A7.08) -i ^ ai < a2 < • • • < 02n+i ^ i Lemma 17.2. ///Or) safc*s/ies A7.07) and A7.08), tfien A7.09) J(t) = ^-t -//J2{l/W I1 + !/(-*) T - |}*c.
70 ON NON-HARMONIC FOURIER SERIES [IV] Proof of Lemma 17.2. Suppose that e is small and positive and that { and tj are the largest and smallest roots oif{x) = e and/(x) = — * respectively. Then ? > ? and rj < — ?. Also _i_ 1 = ?-* Otp ^ 1 and so e 2 = * = e +2' A7.10) * = - + 0A), e where the 0 refers to the limit process e —> 0. Similarly A7.11) r, = -- + 0A). e Define /« by the relations /. =/,(l/l ^ «); /. = o,(|/| <«). Then, by Lemma 17.1 [jf<\tdx = 2ft |,|"*-*1 Hence 1/2 .1/2 A7.12) l/I'd* = Mm / |/.|'ete 1/2 «-»0 J-l/2 -"slr^-Xi^ + r^1'*)}- Now /(*) = x-1 + 0(x~\ | /(*) |' = | x I"' + 0(| x I—1) for large x. Hence by A7.10) L i"'* " nr({(; + 0<1))"' - 0)"'}+ 0<,,) - 0(<,)- and we may replace ? by 1/e in A7.12). Similarly we may replace rj by — 1/c. Hence J(t) = lim{^ - f" {|/(x) |' + |/(-») |»| dx) - s {?. - ¦ C 7 - ?' {"<*> •'+"(-" '• -?}*}• which is A7.09).
[ 17 ] AN INEQUALITY OF HARDY AND LEVINSON 71 Lemma 17.3. If\x\ > \ then 0(z) = |/(*)|f + I/(-*)!' is (for every x) least and greatest when f(x) is 1/x and x/(x2 — }) respectively. Proof of Lemma 17.3. We may suppose x > ?. We consider the pole A of f(x) nearest to an end of ( —?, ?). If we suppose, for example, that A > 0, then A = a2n+i. If ,_ » r- ' - ' - » z-a' * x + a' ~ x-A' " z + A' then all these numbers are positive and A7-13) | > f, S; 1 for any positive pole a other than A. If ,u) = m = i/(*) i* +1/(-*) r = (z ~J + (s ^J, then ^^H/wrArl/NI' < dA "W| (a;-AJ '•" " (x + A)*' where A is the a corresponding to A. This will be positive if (§)'>( Z«s'V ' and this is true on account of A7.13). Hence we decrease 4>(x) by moving A to the left, to the next pole, or to the origin if there is no other positive pole. Similarly, if A were negative, we should decrease <f>(x) by moving A to the right. It follows by repetition of the argument that 4>(x) is least when all the a's coincide at the origin, and/(x) = 1/x. Similarly <j>(x) is greatest when all the a's are at one of the ends of ( —J, \). In this case where ? = «-$, O^a^l, | 0 | ^ i Finally |*-j9|l + |* + l8|l<2|x|l if | x | > ?, jS 5^ 0, so that the truemaximum of 4>(x) occurs when X 4 Proof 0/ Theorem XXI. We take the interval as ( —?, i) so that the two
72 ON NON-HARMONIC FOURIER SERIES [IV] critical functions are fi(x) = -, /,(*) = -^-T. It follows from A7.09) and Lemma 17.3 that with inequality unless / = /i. Also 4 rl/2 fl/2 / l/I'dx- / |/,|-dx J_l/2 J-1/2 = f d/.(*) r + !/.(-*) r - 1/0*0 i' -1 a-*) i') «fa, * 1/2 by A7.09), and the last integral is positive, by Lemma 17.3, unless / = /2. Finally p1/2 rl/2 / \M'dx = J-1/2 J- by an elementary calculation. 1/2 " " J-l/2 I x2 — J d:r = r(i + i*)r(i - ht) (i - o* .1/2
CHAPTER V FOURIER TRANSFORMS OF NONVANISHING FUNCTIONS1 18. Introduction. If a function f(x) «L( — t, t) and if it has a Fourier series fix) ~ Z a«ein; 0 that is, if a-n = 0, n = 1, 2, • • • , then, obviously, f(x) is the boundary function of a function analytic in the unit circle, and, being such a boundary function, f(x) cannot be equivalent to zero over any interval, no matter how small, unless f(x) is equivalent to zero in the whole interval ( — t, t). This result can be immediately generalized to the case where fix) ~ f) «.«*- —00 with a_n = 0(e~8n), n -» oo, for some 8 > 0. For in this case f(x) is the boundary function of 00 g(w) = X a>nWn, —00 which is clearly analytic in the ring e~h < | w \ < 1; and therefore again /(x) cannot be equivalent to zero over any interval without being entirely equivalent to zero. Suppose that we have a function f(x) whose Fourier coefficients do not satisfy any condition of the form an = 0{e~*n) or a_n = 0(e~in). Then f(x) is no longer the boundary function of an analytic function. The question now arises whether or not we can find conditions under which such f(x) have the property of vanishing completely if they vanish over any interval. That we can follows from results of Chapter II. For example, a much simpler result than Theorem XII and an immediate consequence of it is: If f(x) *L( — *, t) and has the Fourier series 00 —00 1 This chapter is not on gap or density theorems but is related to these. Moreover the results of this chapter are necessary for later use. 73
74 FOURIER TRANSFORMS OF NONVANISHING FUNCTIONS (VJ where a-n = 0(e~Hn)), n -> e for an increasing function 6{u) such that Jl U2 then f(x) cannot vanish over any interval unless it vanishes over ( — ?r, ;r). There is an analogous result in Fourier transforms. Theorem XXII.2 Let F(u) e L(- oo f oo) and let A8.01) F(u) = 0(e-*U)), u -» ¦ where 6(u) is a positive increasing function such that A8.02) [ 6M Jl u 2 dw = oo. Thenf(x), the Fourier transform of F(u), cannot vanish over any interval unless it is identically zero. Condition A8.01) is a one-sided condition. The theorem would of course be true if A8.01) held for u < 0 instead of for u > 0. The condition A8.01) certainly will be satisfied if A8.03) F(u) = 0(e-6u), u > 0, for some 5 > 0. In this case we can obtain the result of Theorem XXII quite easily. Let z = x + iy and let f(z) = B^« C F{u)e~<U'du' 0Sy<8. Clearly by A8.03) i'(z)i * ^lJnu)^vdu+^CeVV°{e'>U)du- Thus f(z) exists for 0 ^ y < 5. Similarly/'^) exists for 0 < y < 8 and therefore/^) is analytic in the strip @ < y < 5, — oo <x< oo). Thus/(x) is either analytic or at least takes the boundary value of an analytic function. Therefore, by well-known results in function theory it cannot vanish over any interval unless it vanishes identically. In this sense Theorem XXII is an extension of the fact that an analytic function, not identically zero, with (— oo 9 oo) as a boundary cannot vanish over any interval of (— oo, oo). The relationship with the general class of 2 Cf. N. Levinson, On a class of non-vanishing functions, Proceedings of the London Mathematical Society, vol. 41 A936), p. 393.
[19] PROOF OF THE BASIC THEOREM 75 functions which are analytic in part of the half-plane above the boundary (—00, oo) is given by the following theorem. Theorem XXIII.3 Let F(u) satisfy the requirements of Theorem XXII. Its Fourier transform A8.04) f{x) = B^*?F(u)e~<UZdu- Let g(z) be analytic for (a ^ x ^ b, 0 < y ^ 7) and continuous in (a ^ x ^ b, O^i/^t). Suppose f{x) = g(x) for a<a^x^C<b. Then fix) — g(x) for a ^ x ^ b. Theorem XXII is a special case of Theorem XXIII with g(z) = 0. Thus it will suffice to prove Theorem XXIII. Another special case of Theorem XXIII which is useful for subsequent application is the following result. Theorem XXIV. Let F(u) satisfy the requirements of Theorem XXII. Then iff(x)f the Fourier transform of F(u)f coincides with an analytic function over some interval it coincides with the analytic function over its entire interval of analyticity on the x axis. The condition A8.01) can be considerably weakened. The condition F(u) c L( — 00} 00) can also be considerably modified without otherwise affecting these theorems. This is done in Theorems XXVII and XXVIII. 19. Proof of the basic theorem. In proving Theorem XXIII we shall require several lemmas. Lemma 19.1. If 6{u) is a positive increasing function of u and if A9.01) f log (e-» + e-°w) ^ > - *, Ji u2 then A9.02) feStidu< ^ Ji u2 Proof of Lemma 19.1. Let the set of intervals over which 6(u) > u be denoted by E. Then by A9.01) f , -udu . f , -*(u) du / log e — + / log e — > - 00, Je u2 Jc(e) u2 where C{E) is the set of points complementary to E in A, 00). From this it follows at once that A9.03) /"-<«>, Je u 3 Cf. N. Levinson, A theorem relating non-vanishing and analytic functions, Journal of Mathematics and Physics, vol. 16 A938), p. 185.
76 FOURIER TRANSFORMS OF XOXVAXISHIXG FUNCTIONS [V] 0(«) A9.04) f ^ Jc(B) U 2 du < oo. Let the intervals of E be denoted by {an , bn}. From the definition of E as the intervals where 6(u) > u it follows that d(u) ^ bn , an < u < bn. Thus A9.05) /.^^^D*-^-1)- From A9.03), A9.06) ?(n)k>g-<«. But A9.06) implies that s~ ?-«)<- Thus A9.05) gives / -V du < <x>. Jk u2 This and A9.04) give A9.02). Lemma 19.2. If g(z) is analytic in@^x^l,0<y^y< \w) and con- tinuousfor @ S x g 1, 0 g y g 7), and if A9.07) /t(u) = f1 (eLzlY(f - l)\e - e*Jo(*)ds, Jo \e — 6X/ A9.08) I Ji(u) I g 10V7u/2max | g(z) |, u > 0, where in max | g(z) |, 2; ranges over @ ^ a: g 1, 0 ^ i/ ^ ?7). Proof of Lemma 19.2. Using the Cauchy integral theorem in A9.07) we take instead of the path (z = 2, 0 g x g 1) the path made up of the arms of an isosceles triangle (z = x + nz, 0 ^ a; ^i) and B = x + 17A -x),|^a;^ 1). Thus ri/2 Mu) - A + n) / (el(,+iT) - ir+2(* - e*A+<Y)r*V* + ***) A9.09) + A - *r) / (e*+,'7<1_l) - l),,,+2(e - «*+*«-•>)*-<• J1/2 • g(a; + n(l — x))dx.
[ 19 J PROOF OF THE BASIC THEOREM Clearly, for 0 ^ x ^ J amf ' ) = am (ew - e~x) - am (e1"* - e^) A9.10) = tan _m?_ + tan "l -- Sin^--- cos 7X — e~* e1_x — cos yx . -i sin 72 ^ tan cos 7a; — e~x But for 0 g x ^ ? x ^ cos 7X — e~~x, since this inequality holds for x = 0 and -7- (x — cos 7X + e~*) = 1 + 7 sin 7a; — c~* §: 0 ax for 0 < 7 < §*, 0 ^ x g i. Thus A9.10) becomes /^h-^.A _isiri7a; am I j—r-. J ^ tan — \e - exa+%y)/ x ^tan8^-7, Ogx^f, 2 = tan-1 B cos ?7 tan ^7) ^ tan f — tan ?7 J > tan (tan ?7) = ?7. Thus for u > 0, I rl/2 / x(l+i» __ l\t« I I A + ^ I (e --^) V" - D2(e " C*A+<7,)Vz + **)<** | ^ x§e-1'"/2BeL max | g(z) | ^ ^V1"*'2 max | a(z) |. In precisely the sTlme manner this holds for the second integral on the right of A9.09). Thus I Ji(u) I g 2V7u/2max | g(z) |, u > 0. This completes the proof of the lemma. Lemma 19.3. Let A9.11) J,(u, t>) = (l (e* - l)<u+2(e - eTia+2e-ivxdx. Then for u > 0 and any y such that 0 < y < \*
78 FOURIER TRANSFORMS OF NONVANISHING FUNCTIONS [V] A9.12) | J,(«, v) | g 10Vr("-',,'2) v > 0, A9.13) | J,(u, v) | < 10V1", v < 0. Also there exists a constant C such that A9.14) \Jt(MiV)\<C\±^t. 1 + IT Proof of Lemma 19.3. If in Lemma 19.2 we set g(z) = e~lvz, then, for 0 g y ^ *y, | e-M*+iy) | ^ e.W2^ y > ^ | e-iV(x+i,) i ^ ^ v <Q Thus A9.12) and A9.13) follow from Lemma 19.2. By A9.11), A9.15) | Jt(u, v) | = e\ For | v | > 1, if we integrate A9.11) by parts twice, each time integrating the term e~%vx and differentiating the other terms, A9.14) follows at once. That A9.14) is also true if | v | = 1 is clear from A9.15). We can now prove Theorem XXIII. Proof of Theorem XXIII. We shall prove that f(x) = g(x) for 0 = x = 6. That this is true for a = x = a follows in exactly the same way. This case can also be reduced to the first by considering /( — x) and g( — x). Thus it suffices to prove the result only for fi ^ x = 6. With no restriction we can assume a = 0 and 6 = 1. (Then 0 < 0 < 1.) A simple linear transformation of variables reduces all cases to this one. Thus in what follows a = 0 and 6 = 1. Our hypothesis now is that/(x) = g(x), @ = x = 0), where 0 < 0 < 1, and we shall prove that/(x) = g(x)} @ = x = 1). Let A9.16) h(w) = f {f(x) - g(x)\(ex - lJ+i»(e - e*J"*"dx. Jo But/(x) = g(x), 0 = x = 0. Thus AM = f {/(*) - 0(*))<e' - D2+iw(e - e*J-'"ds. Uw = u + iv, then, for i; > 0, h(w) is analytic and, for v = 0, /i(w) is continuous. Also, for v = 0 HGifl I = <«" - lPfe - e")V f i/W - ff(x) |dx. If 5 is defined by e — ep B
I 19 ] PROOF OF THE BASIC THEOREM 79 then A9.17) | h(w) | ^ AeB\ v ^ 0, where A will be used to represent any constant depending only on/(x) and g(z). From A9.16) and the definition of J\{u)> h(u) = -Ji(ii) + ff(x)(ex - lJ+iu(e - exY~iudx. Using the definition of /(x), h(u) = - Uu) + jf (e* - 1J+'»(C - «•)*-*• ^72 ? F(y)e-i"xdy. From the definition of Jj(m, d), A9.18) h(u) = - JxW + ^)I/2 ? *Wi(u, j/) dy. Clearly A9.19) j C F(y)Jt(u, y)dy\*( [** + [" ) | FfoWu, ») | dy. From Lemma 19.3 1 Jt(«, y) I ^ lOV*'4, y < \u, u > 0. Using this and A9.14), A9.19) gives I f F(y)Uu, y)dy\^ Ae^'4 + An' f l*^-1 dy. I J-« I Ju/2 y2 Recalling that | Ji(u) | g Ae"'2, (u > 0), A9.18) and the above inequality give A9.20) | h(u) | =? Au* (e-" + f L*MJ dy), u > 1. \ Ju/t y2 / But F(y) = 0(<^'(,',), (y -» «). Thus A9.21) | A(u) | g i«2(e-7 + e^"'21), u > 1. Or /" log | A(u) | ^ =S 4 + f log (e-«"< + e^"'2') ^. 'l uz Ji u2 By Lemma 19.1 since JT B(\u)u~2 du = », f log (e^1 + e~e{ul2)) ^ = ~oo. Ji u2 Thus
80 FOURIER TRANSFORMS OF XONVANISHING FUNCTION'S (V] A9.22) [" log | h(u) | ^ = -oo. We now use an argument already used previously. Let us assume that h(w) is not identically zero. Then by using Carleman's theorem, Theorem B, on h(w) in the upper half-plane it follows that + -.5 [ log | h(Re") | sin 6d6 + A. wti Jo Or - [ **- i ku) i (l2 - ?)** * (f + /_;) iog+1 m i % + ?tJ*\og+\h(Rei>)\d0 + A. But | h(w) | g AeBv, (| v | ^ 0). Using this gives or fJ2/2 "/ 108-I*(«)|gt<il. Since A is independent of R, it follows that A9.23) - flog-|A(«)|^< oo. But this contradicts A9.22). Thus h(w) = 0, and therefore A9.24) f \S{x) - g(x)} (e-^Y (ex - \)\e - ezf dx = 0. Jo \e — ex/ fIf we now set e — ex = e , then the interval @ < x < 1) maps over to the interval (— oo < t < oo), and A9.24) becomes the Fourier transform of an integrable function. But only a function equivalent to zero can have a Fourier transform that vanishes identically. This means that the function obtained by mapping f(x) — g(x) on the interval (— oo < t < oo) vanishes almost everywhere. Thus f(x) — g{x) vanishes almost everywhere on @, 1). But this proves our theorem since both functions are continuous.
( 20 ] PROOFS OF RELATED THEOREMS 81 For the next section the following theorem is necessary. Theorem XXV. Theorem XXIII (and therefore also XXII) remains true if A9.25) f^logf \F(y)\^ = - » Ji m2 Ju y2 replaces conditions A8.01) and A8.02). Theorem XXV includes Theorem XXIII, for if F(y) = 0(e~Hy)) where 6(u) satisfies A8.02) then A9.26) f | F(y) | % = 0 (e^ f ^) = 0{e~*M). By A8.02) this leads to A9.25). Proof of Theorem XXV. The proof follows that of Theorem XXIII with only one difference, which we shall point out. Here we define A9.27) B{u) = -log/ \F(y)\ By A9.25) y2 re(u) , / —-du = oo. Ji u2 Also 6(u) is monotone increasing. To go from A9.20) to A9.21) in the proof of Theorem XXIII with B(u) defined as in A9.27), we use A9.27) instead of F(y) = 0(e~Hv)). Otherwise the proofs are identical. 20. Proofs of related theorems. The following theorem serves two purposes. It shows that the results of this chapter are best possible and it is necessary for subsequent results. Theorem XXVI.4 Let 4>(u) be an even and a positive increasing function of \u\. If B0.01) P ^ du < oo, then given any x0 > 0 there exists an entire function H(w), not equivalent to zero, such that B0.02) |tf(u)| ^ -e--4 and such that the Fourier transform of H(w)\ h(x), vanishes outside of \ x \ g Xq and h@) ?± 0. This tffcorem shows that condition A8.02) is best possible, since H(u) which 4 This result is essentially due to Paley and Wiener, loc. cit., chap. 1.
82 FOURIER TRANSFORMS OF NONVANISHING FUNCTIONS [V] satisfies B0.01) and B0.02) has a transform that not only vanishes over an interval but over all except a finite part of the line. Proof of Theorem XXVI. Let B0.03) *i(u) = 4>Bu) + log A00 + 100w4). Then <l>i(u) is monotone increasing for u > 0. Let ^>-?(^;'*'%-«- Since <?i({) ^ 0, <r(ti, v) ^ 0, v > -1. Since " + 1 = 9? *" (« - 0" + (» + IJ w - * + »" it follows that o-(w, i;) is a harmonic function for v > — 1. Since #i(w) is increasing and positive, Thus <r(w, v) > </>i(w). Let r(w, t;) be a conjugate function to <r{u1 v) in the half-plane v >—1. Since <r(u, v) + it(u, v) is analytic for v > —1, —ff(u,v)— tV(u,t>) (w + ty is analytic in the half-plane v > — 1. Since <r(w, f) is positive, B0.05) | HM | :g ,—t-.Tl ^ i—V-ii. » ^ 0. Also since <r(u, v) > <t>i(u) I ffi(w) | ^ <T*l(tt\ v ^ 0. Using B0.03) B0.06) | tfi(w) | ^ g-*B«) 100A + v*)' Let
f 20 ] PROOFS OF RELATED THEOREMS 83 For x < 0, the path of integration on the right can be closed in the upper half- plane since by B0.05) \H1(w)e-iwx\ ^ e°X 1 + M2' But the integral of an analytic function around a closed contour is zero. Thus h(x) =0, x < 0. Since Hi(u) is not identically zero, hi{x) cannot vanish identically. Since I Hi(u) | < 1/A + u), hi(x) is continuous. Thus there must be a point X\ > 0 such that hi(x\) ?* 0 but such that h(x) = 0, x ^ x\ — x0. Let h2(x) = h\(x + xi). Then ^@) ^ 0; h2(x) =0, (x ^ -a*). If B0.07) H2(w) = HiMe-***1, then = ^/->4(M)e"<" B,)!- ' ""-'" dM- That is, i/«(w) is the Fourier transform of hz(x). Let /s(a;) = A4(a;)/ij( — x). Then ft@) ^ 0; h(x) = 0, (| * | ? x0). Since Ht( — u) must be the transform of ht( — x), h(x) = i- f ff,(tt)e"""d« f ffi(-»)«""¦*>. Let t> = t — u. Then h(x) = ^ /" #s(") ^w j[ Ht(u - t)e~iu = T- f e~"** f Hi(u)Ht(u - t)
84 FOURIER TRANSFORMS OF NONVANISHING FUNCTIONS [VJ Thus the Fourier transform of h(x) is From this, B0.06), and B0.07), it follows that there exists for v g 0 H{w) = B^ ? H^)Hi(* ~ w) #• For v ^ 0, transforming the variable of integration, H{w) = B^ ?, H& + W)H*® <%¦ Thus for v ^ 0, /-u/2 | H2(i- + w) | max | H,(Q \ <% oo ?<-u/2 f | #2(?) | max | Hid- + w) | df. J-u/2 -«/2g{ By B0.06) and B0.07) this becomes \H( )\ < e"zi~M r di i eVZ,~*M f <** 1 W' - 100A + w4/16) JLM 100A + ?4) 100A + w4/16) '-« 100A + ?4) Similarly this holds for y ^ 0. Thus J»l*i—*(«) B0.08) | ?T(w) | ^ VjT-4- - 1 + Vr B0.02) follows for v = 0. (Actually B0.08) is not needed here but will be used in a later chapter.) Since h(x) vanishes outside of a finite interval, its Fourier transform must be an entire function. This completes the proof of the theorem. In Theorems XXIII and XXV (and therefore also XXII and XXIV), the conditions on F(u) can be considerably relaxed. In the first place, as u —> oo the fact that F(u) must be small can be put in a less restrictive form than A8.01) and A8.02) or than A9.25). Secondly, for u < 0 not only does F(u) not have to belong to L( — °°, 0) but F(u) can behave like e|w| for example asw~>- °o, The following theorem is an extension of Theorem XXII along these lines. Theorem XXVII. Let e~'lwlF(u) e L{- oo j oo) for any e > 0, and let there exist an even positive function <t>{u)} increasing with \ u \ and such that du < oo. Ji u* Let Ji u2
I 20 ] PROOFS OF REIATED THEOREMS 85 B0.09) \F(u)\e~+{u)du < oo, •Loo and let B0.10) r ^ log r | F(v) \e~*{v) dv = - oo. If for some a and 6, F > a), B0.11) lim / I /"" F(M)e~'M-<ttX du J/ien F(w) t's 2ero almost everywhere over (— oo, oo). We observe that B0.11) is a generalization of the requirement that the transform of F(u) vanish over an interval (a, b). Inequality B0.09) is certainly satisfied if F{u) cLp,p ^ 1, or if F{u) = 0(\ u |A) or 0(e|u|1/2) as u -> - oo. Equation B1.10) is a much weaker requirement than A8.01) and A8.02). The following theorem generalizes Theorem XXIII (and XXV) in the same way that Theorem XXVII generalizes Theorem XXII. Theorem XXVIII. Let F(u) satisfy the requirements of Theorem XXVII. Let g(z) be analytic in (a ^ x ^ 6, 0 < y ^ 7) and continuous in (a ^ x ^ b, 0^1/^7). Let there exist an f(x) such that B0.12) lim f \f(x) - ^2 f F(u)e-'M-""du c->0 Ja I BttI/Z J-«> dx = 0. If f(x) ~ 9(x) almost everywhere in (a < a ^ x ^ ? < b)} then f(x) must equal g(x) almost everywhere in (a < x < b).5 Proof of Theorem XXVII. Let 0 < x0 < \(b - a). By Theorem XXVI there exists an h(x) which vanishes for | x \ > x0 and with Fourier transform H(u) satisfying B0.13) \H(u)\ ^ ^-_ 1 + ir where <t>(u) is given in Theorem XXVII. Let Fi(u) = F(u)H(u). Then by B0.13) and ^20.09), Fi(u) cL(- 00, 0). Again, by B0.10) I" \F(v)\e~*Mdv < 00. 6 The condition that g(z) be continuous for (a ^ x ^ b} 0 ^ y ^ 7) can be replaced by /S I 9B + *y) - 9M I <te -¦ 0 as y -¦ +0.
86 FOURIER TRANSFORMS OF NONVANISHING FUNCTIONS [V] Thus Fi(u)€LB, k). Since F(u) is integrahle over @, 2), we now have Fi{u)*L(- oo, oo). Again by B0.13), f" I Fi(tO I % ^ r \ F(v)H(v) \dv^T \ F(v) \e~*iv) dv. Thus by B0.10) Thus Fi(u) satisfies the requirements of Theorem XXV. Let the Fourier transform of F\(u) be = lim ±- (" F(u)e-'M-<UZ du f Kl)eiui dg. e-*0 27T J—oo •/—x0 Since e~^u]F(u) tL(- oo, oo), it follows that B0.14) /x(x) = lim i- f° fcft) d{ ^ F(ii)c--I,,M,,(*"*) du. By B0.11) this gives fi(x) =0, a + Xo<a:<6 — Xo. Since Fi(w) satisfies Theorem XXV, it follows that/iB) = 0, (— 00 < x < 00). Thus its transform, Fi(u) = H(u)F{u), must be zero almost everywhere. Since H(u) is an entire function, it vanishes only at isolated points. Thus F(u) is zero almost everywhere. This completes the proof of Theorem XXVII. Proof of Theorem XXVIII. Let 0 < x0 < \(fi - a). Since 4>{2u) satisfies the requirements of Theorem XXVI if <t>(u) does, there exists H(u) satisfying -«M2u) B0.15) I H{u) I ^ i-j—4 1 + IT and such that h(x), its transform, vanishes for | x | ^ xQ. Proceeding exactly as in the proof of Theorem XXVII, we obtain B0.14). From B0.14) and B0.12), B0.16) /i(x) = f ° h(t)f(z -&dt, a + xQ<x<b-xo. We recall that Fi(u), the transform of fi(x), has been shown to satisfy the requirements of Theorem XXV. Let
I 21) 1 PROOFS OF RELATED THEOREMS 87 B0.17) gi(z) = f h(S)g(z - {) dl Then g\(z) is analytic for (a + x0 < x < b — x0, 0 < y < 7). Thus G1 (z) satisfies the requirements of Theorem XXV. Also by B0.16) and B0.17) and the fact that /(x) = g(x) almost everywhere in (a, 0), it follows that fi(x) = 0iOr), (a + x0 < x < 0 - xo). Thus by Theorem XXV, fi(x) = gi(x), a + xo < x < b — Xo. That is, B0.18) [ ° h(&{f{x - & - g(x - ?)\ <% = 0, a + x« < x < b - x«. But B0.18) will also hold with h(?)ev* instead of h(?) since the transform of this function is H(u + v), which for any fixed v can be used just as well as H(u) itself in obtaining the above results, providing we can show for any fixed v that B0.19) H(u + iv) = 0(<T*(tt)), |w|->oo. But it was just to assure this result that we use <t>Bu) in B0.15) rather than simply <t>(u) itself, since as | u | gets large 2 | u \ — 2 | v | soon exceeds | u | in magnitude. Thus for large | u | and fixed v) <f>Bu + 2v) > <t>(u). From this and B0.15), B0.19) follows. Thus instead of B0.18) we now have, for all v, L J—: X° h(S)[f(x - & - g(x - *)} eivi <% = 0, a + x0 < x < b - x*. Thus for almost all ?, | ? | < x0, B0.20) h(S)[f(x - $ - g{x - $)} = 0, a + xo < x < b - xo. But h@) 9* 0 and h(?) is continuous. Thus there exists a 6, 0 < 8 < x0, such that h(S) 5* 0, I ? I g 5. Thus B0.20) gives for almost all ?, | ? | ^ 6 < Xo, /(* - ?) = 0C - ?)> a + xo < x < b - x0. From this it follows at once that/(x) = g(x) for almost all x, (a + Xo < x < b — Xo). Since x0 can be chosen arbitrarily small, it follows that /(x) = g(x) for almost all x, a < x < b. This completes the proof of Theorem XXVIII.
CHAPTER VI A DENSITY THEOREM OF POLYA 21. The density theorem. In this chapter we shall prove what might be called the classical density theorem although the theorem started as a gap result. If a sufficient number of the coefficients of a power series are zero, every point on its circle of convergence is a singular point. This was first proved by Hada- mard for the power series 00 n—0 where Xn+l/Xn ^ C > 1. An example of such a series is n-0 The points {fc/2m}, 0 <fc<2n,m = 1,2,..., are everywhere dense on @, 1). Let us consider the series F(z) as z —> e2rikl2n along a radius from 2 = 0. Clearly here lim | F(z) | = oo. Since this is the case for an everywhere dense set of points on the unit circle, the unit circle is a natural boundary for F(z). This result has been extended and improved considerably. Let us consider the following series: f(z) = Z *»*'"• n—0 f(z) must possess at least one singular point on its circle of convergence. Let this point be z0 • Then the points z^eTl,z and z^erxlz must also be singular points. Thus if Xn = 3n, f(z) will have at least one singular point on every arc on its circle of convergence of circular measure exceeding 27r/3. This resultj remains true if Xn = 3n is replaced by the much less restrictive condition .. n 1 llm X" = 3' n-»oo An O This follows from the following theorem which is stated for Dirichlet series and therefore includes power series as a special case. 88
[21] Theorem XXIX.1 B1.01) where B1.02) and for B1.03) some c > 0 Let THE DENSITY THEOREM /(*) = ? a„e-x" n-l lira ~ = D n-*oo An Xn+1 — Xn ^ C. 89 TAen on the abscissa of convergence there is at least one singularity in every interval of length exceeding 2irD. In particular if D = 0, the abscissa of convergence is a natural boundary. Theorems involving a sequence {Xn} of density D are very often proved by using the entire function 2\ n*-$(.-?). In other words an important way to make use of the properties of {Xn} is by means of the corresponding properties of F(z). For example n/Xn —> D implies that In certain respects this last result is a much easier one to make use of than n/Xn —> C Thus the proof of Theorem XXIX makes use of the following theorem. Theorem XXX.2 // {Xn} satisfies B1.02) and B1.03) and if then as r —* <», for « > 0 B1.05) F(re") = 0(exp {T2)r | sin 0 |+ «•}), B1.06) p^- =/0(exp {-irDr | sin 01 + «r}), | re" - X. | fc Jc, 1 P61ya, Ueber die Existenz unendlich vieler singul&rer Punkte auf der Konvergemgeraden gewisser Dirichletscher Reihen, Sitzungsberichte der Preussischen Akademie der Wissen- schaften, 1923, pp. 45-60. 2 F. Carlson, Ober Potenzreihen mit endlich vielen verschiedenen Koeffizienten, Mathema- tische Annalen, vol. 79 A919), pp. 237-245.
90 A DENSITY THEOREM OF POLYA [VI] and as* n —> oo B1.07) ^ - ««¦>•). Theorem XXX will be a corollary of a more general theorem, whose proof will follow that of Theorem XXIX. Proof of Theorem XXIX. With no loss of generality we can assume that the abscissa of convergence of f(z) is x = 0. If there exists an interval of length greater than 2tD on x = 0 on which f(z) has no singularity, we can also assume with no loss of generality that this interval is — B g y ^ B where B > tD. If f(z) contains no singularity on x = 0, | y \ ^ B, then there exists some a > 0 such that f(z) is analytic f or x ^ — a, \y\ g B. Let4 H(w) = J f(z)ewz dz. Then if w = u + iv, H(w) is defined for u < 0. By the Cauchy integral theorem, we can change the path of integration to give H(w) = / f(z)ew* dz + / f(z)e"! dz. J—a J—a+iB The path in the second integral is along the line y = IB from x = —atox= oo. Let b > 0. Then /—a+iB pb+iB p*o+iB / oo \ /(z)ew' <fc + / fW dz+ e™ ( ? a^*') <fe. a J-a+iB •'&+»B \ 1 / The condition lim n/\n = D causes the Dirichlet series for f(z) to converge absolutely for x > 0 just as is the case with power series. Thus /—a+iB pb+iB oo (w—\k) (b+iB) f(z)ew' dz + / f(z)ew dz-'Eak * — . a J-a+iB 1 W — Ajb But now H(w) is definedfor all w. If F(w) is defined as in Theorem XXX, then by B1.08) G(w) = H(w)F(w) is an entire function, and B1.09) G(\n) = - anF'(\n). By B1.08) if w = peiy, 0 < y < \tt} then 3 It is possible to replace B1.03) in Theorems XXIX and XXX by less restrictive conditions. What is essential is that these conditions imply B1.07). 4 The function H(w) is used by V. Bernstein, Series de Dirichlet, Paris, 1933, p. 111.
: 21 ] THE DENSITY THEOREM 91 //(pe'Y) | g exp {- up cos y ) / | /(«) dz | •'—a /b+iB I /(«) ^Z | + exp {6p cos 7 — Bp sin 7} X -^4 . 1 0 sin 7 By choosing the path of integration as the reflection in the real axis of that used in B1.08), the above inequality holds for pe~%y. Thus H{pe*xy) = 0(exp { —ap cos 7} + exp {bp cos 7 — Bp sin 7}). Using this and B1.05), G(pe±iy) = 0(exp {—ap cos 7 + irDp sin 7 + ep] + exp {bp cos 7 — (B — xD) p sin 7 + ep}). Since B > tD we can take 6 = i(# - t#) tan 7. Then B - tD = 2b ctn 7 and G(pe±ty) = 0(exp {—ap cos 7 + xDp sin 7 + «p} + exp { — bp cos 7 + ep}). Since € is arbitrarily small, G(pe±t7) = 0(exp { —\ap cos 7 + wDp sin 7) + exp { —\bp cos 7}). If D = 0 then for 7 = i*r, G(P6±i7) = 0(e-hcosy)y {8 = \ min (a, 6)}. If D > 0, let , -1 a y = t&n ?5- Then xZ) sin 7 = ?a cos 7 and (^(pe**7) = 0(exp {—\ap cos 7) + exp {—|bpcos7)), and again B1.10) G(pe±iy) = 0(<T5'COB7). Thus for 8 > 0, B1.11) e5wG(w) = 0A), I w I -> 00, am w = ± 7. By B1.08) there exists an A such that for | w — \k | ^ |c, (A; > 0), \H(w)\ ^ AeAlwl.
92 A DENSITY THEOREM OF POLYA [VI] Using this and B1.05), then for some other A B1.12) | G(w) | g AcM for | w — Xjfc | ^ \c, (k > 0). But G(w) is analytic in the whole plane. Thus the maximum value of G(w) for | w — X* | S- \c is taken on for | w — \k | = \c Thus B1.12) holds for all w, and for some other A eSwG(w) = 0(eAM), | u> |-> qo. The above result and B1.11), according to a theorem of Phragm6n~Lindelof (Theorem C), give ehwG(w) = 0A), |w|->oo,|amio|S7. In particular then B1.13) 0(u) = 0(e"au), u-> oo. But G(Xn) = - awF'(X») by B1.09), and therefore Vinxn)iA By B1.07) this becomes Since e is arbitrary, 6\n+t\n an = 0(e A"""A"). an = 0(e-»-'2) But this would imply that the abscissa of convergence of f{z) is at — §5 or to the left of — ?5, which is contrary to our assumption that it is at zero. This completes the proof of the theorem. 22. A function with zeros having a density. Theorem XXX is obviously contained in Theorem XXXI. Let \zn) be a sequence of complex numbers such that B2.01) lim - = D n-»oo Zn where D is real, and for some c > 0 let B2.02) \zn - zm | ^ c\n - m\. If B2.03) ns) = n(i-24)> then, for any « > 0, as r —* <» B2.04) F(re") = 0(exp {rDr | sin 0 | + erj),
122] B2.05) A FUNCTION WITH ZEROS HAVING A DENSITY 1 Fire") and, as n —* <x>, B2.06) = 0(exp { - irDr | sin 0 \ + er}), 1 = nrv'*»h 93 re" - «„ | ? ie, = 0(e"*"'). I *"(*•)I Theorem XXXI is required in the next chapter. B2.02) can be considerably weakened but we shall not concern ourselves with this aspect here. Our aim is to use the results like Theorem XXXI to obtain a variety of gap and density theorems rather than carefully to investigate Theorem XXXI and similar results. Proof of Theorem XXXI. Let us choose an e > 0. For fixed z and e let {zn\ be divided into three classes, I, II, and III defined as follows: B2.07) Then B2.08) *.cl, |*[ ? A - c)|*|f zn e II, A - e) | z | < | zn | < A + e) | z |, Znelll, Is. | ^ A + e)\z\. F(z) = (n n n) i Since n/zn —> D, the number of zn in II for sufficiently large | z | is less than 2« | z | (JD + S) for 5 > 0. Thus B2.09) n ii 1_L < TT o < q2«I*I(D+«) ^ 4€|*|(D+«) II From here on we assume that z is in the right half-plane. For sufficiently large n B2.10) 1 1 - z2/zl 1 \1+Z/Zn\\l-Z/Zn\ ~ | 1 ~ */*. I Let a value of n which makes | z — zn | a minimum be N. Then | Z - Zn | ^ | Z - ZN |. Thus \ZN - Zn\ ^ | 2 ~ ZN | + | Zn ~ 2 | ^ 2 | 2 - 2n | and therefore Z -Zn 1 I Z - 3n \zM — Zn Using this in B2.10) gives
94 B2.11) A DENSITY THEOREM OF POLYA 1 IVIJ 1 - *lz\ g 2t2"' \zn - z„ By a prime we denote the omission from a product of the term n = N. By B2.11), IT i IT 2|*»[ n | 1 - ?jz\ | II I ** - z» I If M represents the number of zn in II, then since | zn — zN \ ^ c | n — N |, B2.12) ii I 1 — 2 /Zn I ii c|n — TV | i-rn'r-^r,. ii |»-JV| Clearly at most two terms | n — N | in the product on the right above can b( equal. Thus if [%(M — 1)] represents the largest integer less than or equal tc \{M - 1), then W\n-N\Z ([HM-WT. II Thus B2.12) becomes ?' | 1 - z2/zl | = W By Stirling's formula this becomes ([KM - I)]!)'" ?'u-z74|- < 1?) \z\Mei"e-Ml0*u 3\ M \ 3Af ^1-1 e3Afexp {Mlog|z| -MlogM} But M g 2e | z | (D + 5). Since x log 1/z < x for x > 0, 1*1 Thus *ys(fi)%<*Wf^-«l>+ »>¦». «•» n'^^isO 2i|i|@+i) 10«U((D+« UIB«(D+8))l/2 Since z lies in the right half-plane, 1 12*1 2U»| 11-2741 1 « — 2f jr 1 | 1 +Z/Z*\ \Z-ZN[
122: A FUNCTION WITH ZKIIOS HAVING A DENSITY 95 By the minimum property of zn , for large | z \, \ Zn \ < 2 | z |. Therefore 1 41*1 Also 1 -z2/zl\ = \z-zsY 4|*l > 4|g| > 41*1 > , \z-z„\ - \z\ + \t„\ = |z|+2|«j ' Thus regardless of whether or not zN t II, n 1 < 4'*'-tt' L— y- |i-22/4| = |*-2,|1if |i-*74 Using B3.13) it follows for large | z | that n nr^wi = (!) 2eU|(Z>+«) 10«|*| (/>+«) Jz|C«(Z>+6))l/2 \Z — Zn\ It follows from this result and B2.09) that there exists an A independent of | z |, 8, and e such that for large | z | 2-^i6-^i/2(D+6)i/2gnii-^ II I Zw B2.14) If D = 0 let e = §. Then ^ e il|*|el/2(Z)+6)l/2 B2.15) z - Zn \e -A|Z|«l/2 ^n A|Z|«l/2 If Z) > 0 let d = 1. Then if B = 4(Z) + 1) 1/2 B2.16) Z - Zn \e -b|z|«i/2 n i - s e fiU|«l/2 Until otherwise stated we shall assume D > 0 in what follows. For sufficiently large No , since n/zn —* D} B2.17) D2zl - n2 ^ *Z>Vf n ^ iVo. Let zn e I or III, (n ^ i\T0), and | zn | g 2 | z |. Clearly 2 2 -^2 I ^ I t\2 2 2r\2 n— zD>LDzn— z D 2 t^2 2 I n - Dzn\. Since zn e I or III, | | zn | — | z | | ^ € I z I- Using this and B2.17) the above inequality becomes | n2 - z2D* \>D\\z\\zn + z\- f Z)V | zn |2 >D\\z\\hz\- \&t | 2 |2 = ^?>2« | z \\l - «). For sufficiently small « this becomes
96 B2.18) Using B2.17) and B2.18), A DENSITY THEOREM OF POLY A In — U z [VIJ ^ *dV B2.19) 1 - « ^ 1 + z\zjP2 - n2) z\{n% - Z>V) g ! + «, n «? Nt, for | z„ | f= 2 | z | and z„ «I or III. Since B2.20) B2.19) becomes B2.21) 1 + V»tf-B2)_ i-*7*i 22(n2 - z2I?) 1 - «2 W 2> 1 - « ^ 1 - «7«S S 1 +«¦ 1 -z"©2/^! Clearly for large | z | there exists a positive constant Ci, such that JV0 1 -24 Ci i 1 - *V» gCi. Il- z2Z>2/n2| The last two results give, since the number of z„ in I is less than 2 | z \ D for large \z\, B2.22) Ui- <JliU> n W I 2 7^2 2 D n' an -a ^ dd + «Ji',D n i - 'D2 n* For | zn | ^ 2 | z |, by B2.17) _ 1 DVlzl2 < 8 n2 - I z |22>2 _ 1 + zV.D2 - n2) ^ 1 + i DV'-'2 « 2 8n2- |z2Z>2 z2(n2 - z'lf) Since zn ~ n/Df for large | 2 | this becomes 1 -'I'i'^^li 4- ^feltf-n1)!^. , e|z|2?>2  "I sKn'-iW" "^  • Using this result with B2.20) and B2.21), B2.23) / ,ui*iv\ l*»l?*l«l \ nz / Since for small x, 1 + x < ex and 1 — x > e~2x> it follows that l««lfc*l«l V n / I n>|*|Z>n'J
122] and \*n A FUNCTION WITH ZEROS HAVING A DENSITY II (l-'-iii^aexpj-a.i.i'tf E =}*«-*""¦ 97 Thus B2.23) becomes -8€Dl*| in 1 — g /gw | < 4eD\z\ 1 _ za7)Vw2! = Combining this result with B2.22), B2.16), and B2.08), 1 - \Z — Zn\ -fiU|eV2-12eU|D B2.24) Cx n i, in z*D2 < I F(z) | :g de From the product formula for sin xz, BUI«l/2+6«C|2| tt I, III 1 - 22ZJ B2.25) n i. in 1 - z2D2 sin -wDz *Dz n 1 \t | 1 - z2ZOn2 Let A^i be a value of n such that j Dz — n | is a minimum for n = iVi. Then proceeding just as in getting B2.16), B2.26) \zD - Nile-'W ^ TL ii 1 - z2D2 Using this result in B2.25) gives for large | z \ |sinxZ)g|e-2flM<1/2^ II i, in The above result in B2.24) gives 1 1 _ ^ sin wDz zD^lfx 2flU|€l/2 Ci I z — zN | | sin wDz I e" 3fl|z|€l/2-12«D|z| B2.27) For large | z | if z = ret6, ^ \F(z)[ SCi sin tD2 zD-Nx 3fi|zl€l/a+6«D|2| sin xDs ^ exp {xDr| sin0|). Thus B2.27) gives I F(z) | g Ci exp {3#re1/2 + 6eDr + wDr | sin 6 Redefining e this gives F(s) = 0(exp {xDr | sin 6 \ + er\) which is B2.04).
98 A DENSITY THEOREM OF POLYA [VI] Again from B2.27) B2.28) F{z) 1 ^ -i exp {-3B\z\tf2 - 12cD|z|} | sinirD^| \Z — Zn In exactly the same way as B2.28) is obtained, F(z) \Z — Zn can be obtained. Thus ^ i exp {-35 | 2 | e1/2 - 12cD 12 |} | cos tDz \ F{z) ^ =- exp { SB | 2 | e1/2 - 12cD | z \} max (| cos tDz |, | sin ttDz |). | 2 — Zn Redefining e it follows from this for large | z | that F{z) B2.29) ^ exp {xDr | sin 01 — er}. I Z — Zn I Letting z —> zk y zN must eventually become 2a. . Thus B2.29) gives | F'{zk) | ^ e-"*', which is B2.06). From B2.29) it also follows at once that 1 F(z) = 0(exp {-wDr\ sin0| + er}), \z - zk\ ^ \c} k = 1,2, which is B2.05). The results proved so far all hold for z in the right half-plane. But since F{z) is even they must hold for all z. Thus for D > 0 we have demonstrated Theorem XXXI. If D = 0 we already have B2.15) which states B2.30) \Z - Zn I e -A\z\M2 *n 11 1 - where z„ * II if % \ z \ < \zn\ < f | z |. In I, | z„ | g f | z Thus B2.31) i^n \-Z- in2 For large | z» |, if Z) = 0, | z„ | > n. If if is the number of z„ e I, then Using Stirling's formula for K\, this becomes B2.32) II 2 = 0B* IJ|"e") = 0 (exp {5tf + 2# log (| z \/K)\). But for large | z | since D — 0, fc < e | z | for any e > 0. But since x log 1/x < x1'2,
[22| A FUNCTION WITH ZEROS HAVING A DENSITY 99 1/2 Using this and K < e \ z | in B2.32), 112 i Thus B2.31) becomes B2.33) 1 g II i In III, |z„| ^ \\t\. Thus B2.34) n (i - 0 ^ n in \ rj in = o(ebtUHUUl/2 1 " \ = 0(ej Sc|<|+UI<i/<\ 1 - *n(. + 4). in \ rj But in \ rj I in rnJ Let R (u) be the number of r„ < w. Then the above inequality becomes Ml II (l - 4) Sexp {,-¦/-<««> Ill \ r^/ I J*r/2 U2 , \ 2 r 2^A*) , \ . / «(!«,, . .. ^ exp < r / —— du> ^ exp < r max > ^ e { hr!2 U3 J ^ u^3r/2 W J for large r since R(u)/u —> 0 as t* —¦» <». In much the same way n (i - ^2) ^ e-2<r. in \ rj Thus B2.34) becomes -2<UI ^n in 1 - ^ e Combining this with B2.30) and B2.33) gives \z-zN\ e-'W-*" ^ I F(z) | = 0(exp [A\z\ 6m + 5e\z\ + \z\ em + *\z\}). Redefining e in terms of e and 8 above, this gives \z - zN\e ,-«l»i F(z) *«i»i The conclusions of the theorem now follow easily for D = 0.
CHAPTER VII DETERMINATION OF THE RATE OF GROWTH OF ANALYTIC FUNCTIONS FROM THEIR GROWTH ON SEQUENCES OF POINTS1 23. Theorems of V. Bernstein. In this chapter we shall prove a set of theorems which, roughly stated, show that the rate of growth of an analytic function along a line can be determined by its rate of growth along a sufficiently dense sequence of points on the line. We shall deal exclusively with functions which are analytic and of order one in a sector. (Functions of other rates of growth can be transformed by mapping so as to fall under the scope of our theorems.) The first theorem we shall prove here is the following. Theorem XXXII.2 Let<t>{z) be analytic in some sector | am z\ ^ a. Suppose B3.01) lim sup l0g * ^^ [ ^ acos0 + &|sin0|, |0| ? a. Let {zn} be a sequence of complex numbers such that B3.02) lim - = D, n-»oo Zn where D is real, and such that for some d > 0 B3.03) | zn - zm I ^ I n - m \ d. If B3.04) irD > b, then B3.05) lim sup *<« 1 »<*> I = lim sup log|»(r)|. n-»oo I %n | r-*oo T A special case of Theorem XXXII is the following result. Theorem XXXIII. Let <f>(z) be analytic and of finite exponential type in the 1 Cf. Levinson, On the growth of analytic functions, Transactions of the American Mathematical Society, vol. 43 A938), p. 240. 2 The theorems in §23 are due to V. Bernstein, Series de Dirichlett Paris, 1933, chap. 9. However Bernstein's proofs involved rather deep theorems in Dirichlet series which are entirely dispensed with here and replaced by methods of ordinary function theory. Also instead of the complex sequence (zn), used here, Bernstein's proofs are restricted to a real sequence. 8 That is, <f>(z) - 0(ecUI) for some C in the region under consideration. 100
I 23 ] THEOREMS OF V. BERNSTEIN 101 half-plane | am z | g \tc. Let B3.06) lim sup l0g^(iy)| = rL. ivi-oe y If {zn\ satisfies B3.02) and B3.03), then B3.07) D > L implies B3.05). It is easy to see by considering sin tz at the points zn = n that B3.07) is critical, for in this case D = L = 1 and it is clear that B3.05) is not true. Nevertheless we shall show in §24 that B3.07) can be replaced by a much weaker condition. We now turn to the proof of these theorems. Proof of Theorem XXXII. We observe that there is no loss of generality in taking a < \t. Clearly, if B3.05) does not hold there exists a c such that B3.08) lim sup ^J*^1 < c < a = lim sup log|*(ai)|. Let TO-n(i-S). Then it follows from B3.08) and B2.06) of Theorem XXXI that the series B3.09) g{z) = ± *y**, , e"F(z) 1 t {Zn)(Z — zn) converges and represents an entire function. Clearly g(zn) = *(z»). Therefore B3.10) *(*) = ^j® is analytic for | am z | ^ a. Using B2.05), B3.01), and B3.09), it follows from B3.11) *(*) = ?§ - E w 4>(z) y> 4>(zn)e~ ¦czn F(z) *f F'(zn)(z-zn) that B3.12) 4,(Z) = o(e(|e|+|a|+|b|)|f|) for | z — zn | ^ *d. But ^(z) is analytic for | am z | ^ a. Since B3.12) is true on the circles | z — zn | ^ \d> it must be true inside, since an analytic function takes its maximum value in a domain on the boundary. Thus B3.12) holds in the whole sector.
102 RATE OF GROWTH OF ANALYTIC FUNCTIONS [VII] From B3.11), B3.01) and B2.05) it follows that yp(re±xa) = 0(exp {r(a cos a + b sin a — irD sin a + c)} + exp \cr cos <x\) for any c > 0. Or setting (irD — b) tan a = y, B3.13) +(re±ia) = 0(er cos a(a-rf€ 8ec a) + ecr cos a). Since tD > 6, y > 0. If we take c < ^7 cos a, then B3.13) becomes *(re±ia) = 0(epr C08 a), p = max (a - fr, c). In other words yp(z)e~v* is bounded for am z = ±a. By the Phragm&i-Lindelof theorem, Theorem C, this and B3.12) imply that \f/(z)e~pz is bounded in the whole sector ( — a, a). Thus, in particular, B3.14) f(s) = 0(epx), p = max (a - ±7, c). But from B3.10) *(x) = *(s)F(aO + </(*). Using B3.14), B2.04), and B3.09), this gives limsuplogl^)lgmax(a,Hc) x—>oo X This contradicts our initial assumption B3.08) and proves the theorem. Proof of Theorem XXXIII. Let us set r log|0(x)| hm sup ° ' ' = a. z-»oo X Then by B3.06) and the Phragm6n-Lindelof theorem, Theorem C, lim sup l0g I *^re%) [ ^ a cos 0 + tL | sin 01, | 01 ? §*, r-*oo 7* in the right half-plane. Theorem XXXIII now follows from Theorem XXXII. Theorem XXXIV. Let $(z) be an analytic function in the right half-plane, I am z\ ^ ?tt, si/c/i ?/ia? B3.15) $(re") = 0(exp {(a log r cos 0 + *b | sin 0 | + e)r})} | 01 g Jir, wAere a ^ 0, fr ^ — ?a, and c is an arbitrary positive quantity. If {zn\ satisfies B3.02) and B3.03) and if B3.16) D > b + Ja, B3.17) limsup10*,1*^1*.? implies
I 23 ] THEOREMS OF V. BERNSTEIN 103 B3.18) *(re*) = 0(exp {t(p cos 0 + b \ sin 0 \ + e)r}), | 0 | g ?tt. To show that B3.16) is critical we consider <t>(z) = T(l + z) sin \-kz for zn = 2n. Then D = J, and by Stirling's formula for T(l + z) for complex z, Theorem F, $(re") = 0(exp [r log r cos 0 + er}), | 0 | ^ ?tt. Thus b = 0, a = 1 and therefore here D = b + Ja. But here p = — «> f and therefore the theorem does not hold. Proof of Theorem XXXIV. We shall assume that a > 0, for if a = 0 we have Theorem XXXIII. Let B3.19) 4B) = *(z) T(l + az)' From Stirling's formula it follows easily that for | 0 | g %t and large r log | T(l + are'6) | = ar log r cos 0 — ar0 sin 0 — ar cos 0 + ? log r + 0A). Thus from B3.15) B3.20) <t>(rei$) = 0(exp {(tt6 | sin 0 | + a0 sin 0 + a cos 0 + e)r}), | 0 | g ?tt, and from B3.17) B3.21) 4>{zn) = 0(exp {(-a log | zn | cos 0„ + Trp + a + e) | zn |}). From B3.20) B3.22) lim sup log * ^(ri_lJ ^ ^F + ia)r | sin 01 + ar cos 0, and from B3.21) B3.23) lim sup ^'^-^ -co. n-»oo | Zn | Using D > b + \a and the above two results in Theorem XXXIII gives B3.24) limaup1081*^-1- -«. x—»oo X We define B3.25) 1*-%,$^.-™ where A is any real number. That g(z) exists follows from B3.23). We also consider .( v = »(*) - g(g) ^W F(z) Since g(zn) = *(«»), iKz) is analytic for | am z | g \v. From B2.05), B3.22),
104 RATE OF GROWTH OK ANALYTIC FUNCTIONS [VII) and B3.25) it follows as in the proof of Theorem XXXII that B3.26) *(«) = O(e10(o+m+D)'). Along the imaginary axis (assuming 9te„ > 1 as we may with no restriction) I ^(w) I = max <t>(iy) Fiiy) + z *(*»V* From B2.05), B3.22), and D > b + §a it follows that there exists an Mi > 0 independent of A such that III ? Mi. *(»y) 1 ^ Mx + E 1 ¦to*4* Thus B3.27) Since by B3.25) g(z) = 0(exp {-(A - e)r cos 0 + {*D + e)r sin 0\), ' r—> », \ $\ ? $t, and by B3.24) *(*) = <>(€-*""•), it follows easily from the definition of \ff(z) that B3.28) *(*) = 0(e_u~,)*), Thus using B3.26), B3.27), and B3.28) r-» oo, |0| <\r, *(«) = 0(e —(A—f)r cos 0 ) «Bn)e A»n by Theorem C of Phragm&i-Lindelof. Thus \l/(z)eu~e)z is bounded in the right half-plane. It follows from B3.27), applying the Theorem C of Phragm&i- Lindelof, that \eu"uHz)\ g Jfi + f) 1 Since the right side is independent of e, e can be taken as zero and thus B3.29) | M | g e— (m, + ± | *^-" |). F'(zn) am 21 ^ ir. Using Mt and Afs to represent constants independent of A, it follows from B3.25) that |* (««Vnl Sine©' \g(x)\ ^Mte~u-'UZ F'(Zn) <t>(x) = g(x) + +(*)F(x)
( 23 ] THEOREMS OF V. BERNSTEIN it follows from the above two inequalities and F(x) = 0(etx) that Or setting A = a log xt this becomes A ,. f.U(fa)«-'—1\ V +YI HO 1/' B3.30) |«(x)| ^ Jtfse_<,ll<>,*+" From B3.21) and B2.06), ^|0(ZB)e°'»lo"| 105 z > 0. x > 0. B3.31) />"(*») = Of^Cexp {-o|«„|log|«„/a;| cosfl„ + (irp + a + «)|z„|} V But for x > 0, max («,->« ">«»'*) ^e"*". 0?u<oo If J5 > 1 is so large that log B > 2(wp + a + c)/a, then B3.21) becomes ^\<t>(zn)ea'«l°" no = O ( exp {(wp + a + c)/fcr + az/e} ]? 1 + JL exp {-a |zn | log B cos Bn + (vp + a + e) 1zn |} ) \*n\>** / = 0(x exp {(ttp + a + €)fte + ax/e} + E exp {-|*n|Bcos0n - 1)(ttp + a + «)}) i*ni>B* = 0(exp {(ttp + 2a + *)Bx\). Using this in B3.30), 4>(x) = 0(exp {—ax log z + Cx}) where C = (*•/> + 2a + «)B + €. Using this in B3.19), $(z) = 0(r(l + as) exp {-ax log z + Cx}). Using Stirling's formula this becomes *(x) = 0(eCx). Using B3.15) *{iy) = 0(e(Tb+<),vl). Using these last two results and B3.15) in Theorem C of Phragm&i-Lindelof, it follows that
106 ftATE OP GROWTH OF ANALYTIC FUNCTION'S [VII] B3.32) lim sup log * *(re' I g wb | sin 0\+C cos 6. r—»ao 7* Theorem XXXIV now follows from Theorem XXXIII. Theorem XXXV. If in Theorem XXXIV, B3.17) is replaced by B3.33) 3>(zn) = 0(e~kZn log M) where k > 0, then B3.18) is replaced by B3.34) $(rei6) = 0(exp {(-A; log r cos 0 + irb | sin 0 | + e)r}), (| 0 | g V)- Proof of Theorem XXXV. This proof is very much like the preceding one. Here again we set ¦w - ftt^-i T(l + az) and proceed with the single change of <t>(zn) = 0(exp {- (a + k) \ zn | log | zn | cos 0n + (a + e) | zn |}) in place of B3.21) until we reach B3.30) which, because we now define A as (a + k) log x, becomes .,/M .,/ ( / , 7x , , ,/, , ^|0(zn) exp {(a +A;)znlogx} |Y | *(z) | ^ Af3 exp {- (a + A;)x log x + «x} ( 1 + 2, fW) |/' x > 0. Continuing from here as in the preceding proof leads to <?>(x) = 0(exp { — kx log x + Cx}) instead of to the <i>(x) = 0(eCx) of Theorem XXXIV. This leads instead of to B3.32) to the fact that $(z)T(l + kz) is of exponential type. Theorem XXXIII can now be applied to $(z)r(l + kz) to give Theorem XXXV. Theorem XXXVI. If <?>(z) satisfies the requirements of Theorem XXXIV with B3.17) replaced by B3.35) 3>(*n) = O(e-*rnlog"nl), and if B3.36) k > 26, then B3.37) 3>(z) = 0. Proof of Theorem XXXVI. $(z) clearly satisfies the requirements of Theorem XXXV. By applying Carleman's theorem, Theorem B, to $(z) we have, assuming $(z) is not identically zero,
I 24 ] A SHARPER SET OK THEOREMS 107 A6 ~A-^k!" l0g+ ' *(*»>*<-»») I (A ~w)dy + ^R Cnl0g+ 'HRei>)' C0S * where A is some constant. Using B3.34) and replacing A by another constant Ai, we get -A. ^ F + e) f (\ - *)ydy - **** f cos2 f * or -ill ^ (b + e) log B - Jfc log fl. Letting R —» <» , it follows that 2F + e)^k. Since € is arbitrary, it follows that 2b ^ k. But this contradicts B3.26). Thus *(z) = 0. 24. A sharper set of theorems. In this section we shall prove sharper theorems than those of §23. An example of the results of this section is given by the following theorem. Theorem XXXVII. Let </>(z) be analytic and of exponential type in the sector I am z | ^ ?tt. Let* B4.01) <t>{iy) = 0A), \y\-> «>. Le? {z„j be a sequence of complex numbers such that B4.02) lim - = D ? 0 and such that for some d > 0 B4.03) | zn - *m | ^ \n - m\d. A necessary and sufficient condition that B4.04) lim sup !*I*W I = ,im sup log]#toJ f is Mctf B4.05) f; J_ = oo. 1 |Z»| 4 The condition B4.01) can easily be replaced by f-log+| *(ty) | / ay < «, as will be pointed out in the proof of this theorem.
108 RATE OF GROWTH OF ANALYTIC FUNCTIONS [VII] If D > 0 in B4.02), this theorem is an immediate consequence of Theorem XXXIII. However if D = 0 Theorem XXXIII no longer gives any results. Thus if zn = n log (n + 1), B4.05) is satisfied and Theorem XXXVII applies whereas the theorems of §23 give no results. Another theorem proved here is Theorem XXXVIII. Let 4>(z) be analytic and of exponential type in the half-plane | am z\ g \v. Let B4.06) 4>(iy) = 0(e'L^). Let {Xn} be an increasing positive sequence such that B4.07) lim J- = D, Xn+i - Xn ^ d > 0. n-»oo An Let A(u) be the number of Xn < u. If B4.08) rm^dy = 00 and if B4.09) A(y) + t(y) > Ly for some positive function t(y) satisfying B4.10) r^4dy< oo, Ji u2 then B4.11) lim sup log '»(X"} I = lim sup log|»(a;)l. n-*oo An n-*oo X Thus if lim^ = D it is possible that D = L and yet that B4.08) and therefore Theorem XXXVIII holds. In §23 it was necessary that D > L. The method of this section can best be presented by giving an alternative proof of Theorem XXXIII of the preceding section. Alternative proof of Theorem XXXIII. Clearly to prove this theorem it suffices to show that B4.12) lim sup kg,1*^1 gO n-*oo I Zn J implies limsuplog|»(*)lg0- x-»eo X
24 A SHARPER SET OF THEOREMS 109 We again introduce B4.13) ff(«) = Z w <t>(zn)e e"F(z) r F'{zn){z - zn) which by B4.12) exists for any e > 0. As in §23, g(zn) = <t>{zn) and </>(z) - ^(z) B4.14) *(*) = F(z) is analytic and of exponential type for | am z\ ^ \%. From B4.14) <i>(iy) F(iy) + z <t>(zn)e F\zn)(iy - *») <t>tiy) _ •)/ -U'/2)»U>-I,)|y|\ \y\ oo. B4.15) \4,(iy)\ ^ Since Z) > L, it follows from B2.05) and B3.06) that B4.16) From the last two results B4.17) +(iy) = 0A/| y |). But \p(z) is of exponential type in the right half-plane. This and B4.17) by a theorem of Phragmen-Lindelof, Theorem C, give for some 5. From this B4.18) 1+* = 0A/| z |2), I am 21 < i fTT. Using B4.18), it follows by the Cauchy integral theorem that for x > 0 +(z)e-Bz _ 1 [ic°+(s)e-B9 ds 1 4- z 2irt JLjM 1 + s z — 2?ri J_ »oo 1 2wt Jo i-<« 1 + + s Jo '"*(«)e too Jo dw eu* ds. Or if B4.19) then for x > 0 B4.20) *(*)e~* 1+2 = r h(u) Jo e-*"dw.
110 HATE OF GROWTH OF ANALYTIC FUNCTIONS [VII] Using B4.18) and closing the path of integration to the right in B4.19), it is clear that B4.21) H(u) = 0, u < 0. On the other hand, if we use B4.14) in B4.19) it becomes MW 2iriL„F(s)(l+s)e aS V F'(zn) 27^^iioo(T+s)(^-2n)dS• Or if u < B - e H W 2tt L F(it) A + it) dt r F'{zn) A + zn) ¦ That is, if B4.22, Hrfrt-ljC^^^* and B4.23) ^.?^_j, then B4.24) H{u) = H^u) - H2(u), u < B - e. The series for lti(u) converges for u < B and represents an analytic function. This follows from B4.12) and B2.06). Thus H2(u) is analytic for u < B. If 5 = \*{D - L), then from B4.16) B4.25) FW)=°{e~"Vl)) lyl^°°' If w = u + iv then it follows from B4.22) and B4.25) that Hi(w) is defined for | v | < 5. The derivative H[(w) also exists in this strip. Thus H\{u) is analytic for (— <x> < u < <»). Since H(u) = H\{u) — Hliu), it now follows that H{u) is analytic for u < B - c. But by B4.21) H{u) =0, u < 0. Since H(u) is analytic, u < B — e, it follows that B4.26) H(u) =0, w < B - e. Thus B4.20) becomes *^ = f H(«)«~d«. 1+3 J*-« By B4.18) and B4.19) ff(u) is bounded. Thus
[24] A SHARPER SET OF THEOREMS 111 1 + X or +(x) = 0(e2<x), x-^ oo. Since 4>(x) = gr(x) + F(x)^(x), it follows that limSupl0g|^(a:)|^2«. x-*oo X Since c can be taken arbitrarily small, we have completed the alternative proof of Theorem XXXIII. The essential difference of this proof from those of §23 is that here we get \i/(z) in terms of H(u). In this section we are attempting to refine the theorems of §23 so that D > L is no longer necessary. We shall now see how dropping D > L affects the argument of the alternative proof just given. A perusal will show that the full force of D > L is used only in the paragraph containing B4.25) where we prove that H\(u) is analytic, (— oc < u < «>). Clearly if D — L, B4.25) will no longer hold and H\(u) need no longer be analytic. That i/2(w) is analytic for u < B regardless of how D compares with L follows from B4.23). Thus the question becomes this. Is there any weaker condition than analyticity that can be imposed on Hi(u) that together with Hi(u) = Ht(u), u < 0, and H^iu) analytic for u < By implies Hi(u) = Ht(u), u < B? That there are such conditions was proved in Chapter V. In particular Theorem XXIV will be of interest here. This theorem states that ifG(t) e L( — <x>, <x>) and if for t —> oo B4.27) G(t) = 0{e~e{t))y where 6(t) is monotone increasing and B4.28) Jf* 9@ * then if the Fourier transform of G(t) coincides with an analytic function over some interval it coincides with the analytic function over its entire interval of analyticity. In order to apply this theorem to H\(u), it follows from B4.22) that it must be shown that 4>{it)/F(it) satisfies B4.27). This is the object of the following lemma. Lemma 24.1. //
112 RATE OF GROWTH OF ANALYTIC FUNCTIONS [VII| and if {XnJ satisfies the requirements of Theorem XXXVIII, then there exists an even function d(u), increasing for u > 0, such that B4.29) and an ever B4.30) and B4.31) Proof of i function h(y), Lemma 24.1. Ji y2 increasing for y > 0, such that pf*<«. tL\V\ Clearly log I Hiy) I - t, log (l + ;?) - ? log (l + jQ iAM •/o W W8 + t/2 Since it follows that log\F(iy)\ - ,L\y\ =2 T ^LlJ^ ^_du. Jo « w2 + yl Or B4.32) A U U+V ["tin) y* 2 / — -s-2—:j *» - 21. Let B4.33) fcfo) = 2 f *W -j^- d«. Jl U V? + I/2 Recalling A(t/) + %) > Ly, B4.32) becomes log 1 F(^) I ->L|y I ^ 2 fA<«> ~ *» + **> _^_dM -<l(y) -2L •'i w uz + yz ^ I" A(«) - Lu + fo) dw _ fcW _ 2L
[ 24 ] A SHARPER SET OF THEOREMS U3 If we set B4.34) *,) = f AW - LU + 1{U) du, y > 1, *1 u K-V) = 0(v), then log | F(iy) | - <*L I y | ? 6(y) - fa(y) - 2L, which gives B4.31). From B4.34), 6(y) is increasing and r^U- /"*['*<»>-*«+**>*, Jl I/2 Jl I/2 Jl w ^ r* rMu)-Ludu = rm~Ludu fdy Ji y2 Ji u Ji u Ju y2 = / du = oo. This proves B4.29). From B4.33) t^y)-2rt^T^f-du>o. Ji u (u2 + y2J Thus ti(y) is increasing for i/ > 0. Also /•'4)#.2r^/-«w^_,d„ Jo y2 Jo y2 Ji u u2 + y2 Ji w Jo w2 + y2 Ji w2 which completes the proof of the lemma. Proof of Theorem XXXVIII. If t\{u) satisfies the requirements of Lemma 24.1, then by Theorem XXVI for any 6 > 0 there exists a function K(w) such that B4.35) K{u) = 0^-^A), and the Fourier transform of K(u), k(x) vanishes outside of (—5, &). Thus B4.36) k(x) = ^Jp ?" Jf(«)e-*- du. Let B4.37) *,(*) - (-^ ? KtMW dt.
114 RATE OF GROWTH OF ANALYTIC FUNCTIONS (VII] Then by B4.36) Kx(iy) = ~f l{t)eivl dt f K(u)e-iul du = i- I" K(u) du \ k{t)eiiy-uU dt = (^r*LKMR(u-y)du- Or for y > 0, i - ryl2 I Xi(t») I ^ ^r~l2 max | K(ii - y) | / | X(ti) | du \4T) ' —oo<u<i//2 J-oo + max | #(m) |f | K(u - y) | du g tAt2 max | X(ii) | ^ | *(tt) | du. Using B4.35) this gives B4.38) XxdV) = 0 \f-jjr-) > I V I -> «• On the other hand by B4.37) or B4.39) _*_=o(efa), «-»•. Also from B4.37) B4.40) Xi(«) = 0(e5111). As in the alternative proof of Theorem XXXIII it suffices to show that B4.41) lim logl+<x»>l is 0 n-»oo An implies r log | <t>(x) | lim sup ° ' ' ^ 0. We define B4.42) lim sup x—»oo X <*•«> ^-%rtfC\.)'"m
[24! with e > i, and B4.44) A SHARPER SET OF THEOREMS . ( v = »(*) ~ gfe) yv ; FB) 115 Then as before </(z) is an entire function and >p{z) is analytic and of exponential type for | am z\ ^ §jr. From B4.44) B4.45) ¦«*>'* IS$ + z By B4.40) -K"i(z)f(z) is also of exponential type for | am z | ^ \ir. By B4.38) and B4.45) -"«">*te/)i ««-» + ^ ' 2/ But *(ty) = 0(eTi|). Thus using B4.31), B4.46) KM*W) = 0 F ~- + ^ - 0 A). It now follows from Theorem C of Phragm6n-Lindelof that for some B *i(*W*) = 0 (^Q , | am z | g fcr, or B4.47) Ki^We-'^O^), Using B4.47) it follows by Cauchy's integral theorem that for x > 0, / = -L. /"" #,(«)*(«)«-" ds /" e-"<M> dw J7T1 J-too JO am z | ^ ^tt. Ki(zW(z)e = —. / *- ds Zirl J-ioo Z — s 1, f e~tt2 ds r K1(s)+(s)e-Bt+ua ds. Tl Jn J— too 2ti Here we are following almost identically the alternative proof of Theorem XXXIII. We define B4.48) Then Zirl J-ioo Ki(z)i<,z)e-Bl = f H(u)e-U'du. Jn
116 RATE OF GROWTH OF ANALYTIC FUNCTIONS IVIP Using B4.39) this gives B4.49) f(x) = 0 (eiB+i)x f \ H(u) | e~ux du\ x -+ °o. Using B4.47) in B4.48) we can close the path of integration to the right and obtain H(u) = 0, u < 0, On the other hand, using the definition of \f/(z) in B4.48) gives „,v _ 1 /¦'• gi(«M«)«— .. , _ v ^(Xn)e-X" J_ ftm KM^+t)' By B4.40) this becomes ds. h(u)-^jL—™»—e *_4- fw r j^(x.) for u < B - e - S. Or B4.50) H{u) = #!(«) - #2(u), u < B - 2«« where and B4.52) ff,(«) = ± gl(Xn)tyr"B)X'. « < 5 - Jk The series for ^(w) converges for u < B — 8 and therefore certainly for u < B — 2e and represents an analytic function. Thus Hi{u) is analytic for u < B - 2*. Since 4>pt) = 0(eTL|"), using B4.31) and B4.38) gives Thus if 0@ = B*I TO then G@ satisfies B4.27) and B4.28); and by B4.51), Hx(u) is the Fourier transform of G(t). Since we have shown H(u) = 0, u < 0, it follows that Hi(u) = #2(w), w < 0. But Hi(u) is analytic, w < B — 2c, and #i(i0 is the transform of G(t). Thus from the remarks following B4.28)
[ 24 ] A SHARPER SET OF THEOREMS 117 Hx(u) = H*(u), u < B - 2e, or H(u) = 0, (u < B - 2e). Using this in B4.49) gives #(*) = o(eiB+6)x jT {HMle'^duX By B4.46) and B4.48), H(u) is bounded. Thus *(*) = 0(e(me)x) = 0(e3ex), x -> oo, since e > 5. B\it<f>(x) = g(x) + F(x)<t>(x) and therefore </>(x) = 0(e4<*). 5 can be chosen arbitrarily small and therefore so can c. Therefore B4.42) follows and the theorem is proved. In much the same way the following theorem is proved. Theorem XXXVIII-A. Theorem XXXVIII remains true if B4.06) and B4.08) are both replaced by for an even function d(y) increasing for y > 0 and satisfying We now turn to the proof of Theorem XXXVII. Lemma 24.2. Let B4.53) f(z) = n(l-^) where {zn\ satisfies the requirements of Theorem XXXVII. Then B4.54) _^-0(,-^)f !lf|_.f wAere 0(i/) is even and increasing for y > 0, and B4.55) r^^=oo. Proof o/ Lemma 24.2. If zn = rne'*n there is no loss of generality in assuming that 0n ^ ?x. We have, if f (u) is the number of | zn \ < u} log | F(iy) | = Z log(l + % cos 26n + \ Y ' i»z:i»1!(i+t;).2ifiog(i+^«(„) >!?§-2j['"#<»>>»r(l»i>.
118 RATE OF GROWTH OF ANALYTIC FUNCTIONS [VII] Thus if we take 6(y) = Jf (| y |), then B1.54) is satisfied. Also Ji y2 4 Ji y2 Ji y 4 A Since n/zn —-> D, letting A —-> oo we have Jl y2 4 Jl 7/ 1 | Zn I This proves B4.55) and completes the proof of the lemma. Proof of Theorem XXXVII. The proof follows word for word the alternative proof of Theorem XXXIII except for the facts that B4.16) and B4.25) are both replaced by B4.56) ^ = 0(e-'n 12/i — «, and that H\{u) is no longer analytic, which nullifies the argument from B4.25) to B4.26). Equation B4.56) follows from <t>(iy) = 0A) and B4.54). To replace the argument from B4.25) to B4.26), we recall that <j>{it)e~Bli *•««,, HM = IL F(it)(l + it) If we set 1 <t>(it)e-Bit o@ BtI'2F(iOA +uy then Hi(u) is the Fourier transform of G(t) and by B4.56), G(t) satisfies B4.27). Thus by the argument following B4.27), since by B4.21) H(u) = 0, (u < 0), or in other words H\{u) = H^u), (u < 0), and since #2A*) is analytic for u < B — €, it follows that Hi(u) = H2{uI u < B - e, or in other words that H(u) = 0, (u < B — e). This is B4.26), and the argument now again follows exactly the alternative proof of Theorem XXXIII.5 In case 4>{iy) is not bounded but satisfies log+ I 4>(iy) I / 1 + 2/2 dy < 00, a function Ki(z), analytic and bounded in the right half-plane, is introduced which satisfies log I Ki(iy) I = — log+ I <f>(iy) |. Ki(z) is used in much the same way as a similar function also designated by K^z) is used in the proof of Theorem XXXIII. Ki(z) = e-w(*.v>-»(*,») where 1 r u(x, y) = - / x log+ I <t>(iv) I , ay x2 + (y - v) and v(xt y) is the conjugate function to u(xf y).
[ 24 ] A SHARPER SET OF THEOREMS We now turn to the other part of the proof and show that B4.57) ?,—,= «> 1 | Zn I is a necessary condition. Let us assume B4.58) Then 119 00 1 ?lfl<w- 1 \Zn\ »(«) - ft(/ 7 Znl(" 7 -ni - ft ( Zn) 1 \ 22 2/\ *n + Z/ 1 B + Zn)B + Zn) " \ *n + Z/\ *n + Z> exists and is analytic in the right half-plane, since, for x > 0, B4.58) gives Since for x > 0 it follows that B4.59) 2z 2n + 2; g — ^n Z + *n < <", ^ 1, 22 2n + 2 < oo. 2_-_2_r, Z + Z* ^ 1, l*«l ^ i, Thus 0(z) satisfies the requirements of Theorem XXXVII. But <t>(zn) = 0, and thus, B4.60) liml0g,l*(Zn)|= -¦ If B4.58) were sufficient for Theorem XXXVII, B4.60) would imply ton 1*1 ¦Ml,-,. But this and B4.59), by Theorem C of Phragm&i-Lindelof, imply that <fi(z) = 0, which is impossible. Thus B4.58) is insufficient for Theorem XXXVII, or in other words B4.57) is necessary. This completes the proof of Theorem XXXVII. Theorem XXXIV can be refined by the use of Theorem XXXVIII to give the following: Theorem XXXIX. Let 3>(z) be an analytic function in the right half-plane | am z | ^ \tc such that for any e > 0 B4.61) <t>(rei6) = 0 (exp{ (a log r cos 6 + wb | sin 6 | + e cos 0)r)), | 6 | ^ ?*¦, where a ^ 0, b ^ — \a. Let {Xn} be a positive sequence satisfying
120 RATE OF GROWTH OK ANALYTIC FUNCTIONS |VI11 lim ? = D, X^, - X„ ? d > 0. n-*oo An Lei A(w) be ?Ae number of Xn < w. If ' A(w) - F + ?a)w r a;id ty/or some positive t(u) such that du = oo Me inequality holds, then / -V dw < oo A(m) + t(u) ^ (b + \a)u B4.62) limBuplog|*(X")|gwp n-*oo An implies B4.63) $(re") = 0(exp {*r(p cos 6 + 6 I sin 6 \ + e)}), | 0 | ? ?x, /or any c > 0. Proo/ of Theorem XXXIX. As in the proof of Theorem XXXIV, we consider Proceeding as in Theorem XXXIV, it follows from Theorem XXXVIII that to'<*!¦(«> I.-,. Then gr(^) is defined as in B3.25) and vw F(z) However, instead of working with \[/(z) we work with \f/(z)K\(z) where K\(z) is defined as in the proof of Theorem XXXVIII. Thus B3.27) is replaced by |»(\n)gi(\n)eAX" 1 I F'(Xn) \Wv)Ki(iv)\ ^Mx + E Proceeding as in Theorem XXXIV with \[/(z)Ki(z) instead of ^(z), there are no further difficulties. Related to Theorem XXXIX in exactly the same way as Theorem XXXV is related to Theorem XXXIV is the following theorem. Theorem XL. //, in Theorem XXXIX, B4.62) is replaced by
( 24 ] A SHARPER SET OF THEOREMS 121 *(X») = 0(e-kKlo*K), n-» oo, with k > 0, then B4.63) is replaced by $(reie) = 0(exp {( —* log r cos 0 + e cos 0 + ?rb | sin 0 |)r}), | 0 | ^ J?r. The proof of this theorem follows closely that of Theorem XXXIX in just the same way as the proof of Theorem XXXV follows closely that of Theorem XXXIV. A sharper result than Theorem XXXVI is the following theorem. Theorem XLI. //, in Theorem XXXIX, B4.62) is replaced by B4.64) lim log !*(*-) I +2fo« l°g *¦ = _ w, n-»oo An then $(z) = 0. Proof of Theorem XLI. Applying B4.64) to eBz$(z), (B > 0), it follows that eBK$(\n) = 0(e~2bKlogK). Applying Theorem XL to eB*$(z)f it follows that B4.65) | $(z) | g Bx exp {(-2b log r cos 6 - B cos 0 + wb | sin 0 \)r], | 6 | g Jtt, where Z?i is a constant depending on 5. Applying Carleman's theorem, Theorem B, to <?(z), we have, if <?(z) ^ 0, -Ai ^ ^ f\og\*(iyM-iy)\(±2 - ^dy + JL?\g |$(Betd)| cos 6d6, where A\ depends only on <?(z). Using B4.61), this becomes -*•**?(&- ^y^ + hLZ^*"^""'" where A2 depends only on <f>(z). Applying B4.65) this becomes , ... D1 -26 log # - B + G rr/2 . _n — A2 ^ 6 log 22 + - !— / cos Odd 7T J-x/2 »/2 1^« D rW2 + 6 / I sin 0 I cos 0d0 + -^~1 / cos BdS. J-r/2 tH J-r/2 Or -At ? -|B + ft + 6 + JL log ft. Letting B-> » we see that by choosing 5 > 2At + 2b + e we obtain a contradiction. Thus O(z) == 0.
122 RATE OF GROWTH OF ANALYTIC FUNCTIONS [VII] 26.6 An extension of a theorem of Iyer. Here we use the method of §23 on another problem. Theorem XLII. Let [zn\ and \wn] be two sequences of complex numbers such that lim * = Di > 0, lim — = D2 > 0, n—»oo Zn n-»oo Wn and for some d > 0, I zn - zm | ^ | n - m | d, \ wn - wm | ^ | n - m \ d. Let f(z) be an entire function such that B5.01) f(±zn) = 0A), f{±iwn) = 0A), n-^ oo, and B5.02) lim sup log l^g) I = k < w{D* + ^i* |*|-00 \Z\ Then f(z) is a constant That the theorem is best possible follows from considering f(z) = sin tDiz sinh ttD& with zn = n/D\ and wn = n/Z>2. Proof of Theorem XLII. Let B5.03) a = ttDi , b = tD2 , a = tan-1a/6, and let w-n(i-|), w-n(i+?. Then Fi(z) and F2(iz) satisfy the requirements of Theorem XXXI and thus we have 6 Cf. Levinson. Integral functions bounded on sequences of points, Duke Mathematical Journal, vol. 4 A938), p. 170. 7 Iyer proved this theorem for real sequences {zn\ and {wn\ with B5.02) replaced by the more restrictive condition k < 7r min (Di , D2) or else with B5.01) replaced by .. log|/(db«.)| .. lQgl/(db*Mb)| lim j = — oo, lim : j = — oo. n-*oo I Zn I n-*oo [ Wn | V. G. Iyer, On the order and type of integral functions bounded at a sequence of points, Annals of Mathematics, vol. 38 A937), p. 311.
125 ! EXTENSION OF A THEOREM OF IYER 123 Fiire") = 0(exp \ar | sin 0 | + «•}), B5.05) /W) = 0(exp [br | cosfl | + *r)), B5.06) sJ-jz- = 0(exp {-ar | sin 0 | + tr}), | z ± z„ | ? Jd. B5.07) —^ = 0(exp {-br | cos 01 + «¦}), | z ± w. | ? *d. For 7 > 0 let ./ x = /(g) __ y/(gJ exp{(g - zn)(- b - i62/g + 7) 1 *K Fi(«)F,(«) ^ F[(zn) F2(zn)(z - zn) B5.08) _ y /(- iwn) exp {(g + w»)(- ta - a /b + 17)} 1 Fi(~ iWn)F'2(- iWn)(z + lWn) The series converge by B5.01), B5.04), B5.06) and B5.07). For any € > 0 and small 6 > 0, ^ (re*—1*) = 0(exp {_ {a sin (a _ 5) + b cos (a _ 5) _ t _ €j?,j B5.09) + exp {-(b - y)r cos (a - d) + (b2/a)r sin (a - 5)} + exp {(a — 7)r sin (a — 5) — (a2/b)r cos (a — 5)}). Since tan a = a/b, simple calculations give a sin (a - 6) + b cos (a — 6) = (a2 + b2I/2 cos 5, - bcos (a - 5) + - sin («-«)=- (a2 + b2I/2 -sin 5, a a asin (a - 6) - ^ cos (a - 5) = - (a2 + b2I/2 ? sin 5. Thus B5.09) becomes 4,(rei{a~h)) = 0(exp {-[(a2 + b2I/2 cos 5 - k - «]r} B5.10) + exp {yr - (a2 + b2)ll2(b/a)r sin 5} + exp {yr - (a2 + b2)ll2(a/b)r sin 5}). There is no essential difference between the cases a > b, b > a. Here we assume that a ^ b. Then if p = (a2 + 62)"Va, it follows that V * («2 + fc*)u,a/5 and B5.10) becomes
124 RATE OF GROWTH OF ANALYTIC FUNCTIONS [VII] +(reiia'v) = 0(exp j - (a2 + h2)mr cos 5 + (k + e)r) B5.11) + exp [yr — pr sin 5}). Let us choose e = \[{a2 + b2I12 - k]. Then since (a2 + b2)m > k we can choose 5 > 0 so small that (a2 + b2I'2 cos 5 - * - e > p sin 5. Thus B5.11) becomes +(re<{~-*) = 0(eyr-prBinS). We now introduce a small i? > 0 and take y = i? sin 5. Then B5.12) y},(rei{a-h)) = 0(<r(p_,) ain5). Similarly B5.13) lA(re{(-*+a+5)) = O^"^ 8in5). From B5.08), \p(z) is analytic and of exponential type for — t + a < am z < a. But by B5.12) and B5.13), B5.14) yp(z)eize~iaip-n) is bounded along the lines am z = a — 8 and am z = —t + a + 5. Thus by Theorem C of Phragm?n-Lindelof, B5.14) is bounded in the entire sector — 7r + a + 8 ^ am z ^ a — 5. In particular then it is bounded for am 2 = 0. Thus +(x) = o<r(p-'}*8ina, *-> oo. Recalling p = (a2 + b2I,2(b/a) and B5.05), this gives ^(z)Fi(z)F2(z) = 0(exp {{b + c + t? - (a + b2)ll2b sin <*/a}z}), x -» oo. Since (a2 + b2I/2 sin a = a, this becomes B5.15) <Ks)Fi(x)F,(aO = 0(e(i+,,)x)r> x -> oo. But by B5.08) fix) = KzMzMx) + F2(x)e-^~^ Zff^7w c 1 FiOOZ^ZnXs - *n) + Fl(x)Ft(z)e'ii-*'-*"h ^ /( Wn)e 1 Fi(— ttlln)^— ™0(z + iWn)' Using B5.15) and B5.05) and recalling that a = b, this gives /(*) = 0(eCe+,+7)x), *->«>. But 7 = i\ sin 5 and c and i\ can be chosen arbitrarily close to zero. Thus re-
[ 25 1 EXTENSION OF A THEOREM OF IYER 125 defining e we obtain f(x) = 0(e*T), (x —» »), for any x. But/(-~2) possesses the same properties as f(z). Thus the result holds for negative x. That is, B5.16) /(*) = 0(e«w), |*|-»». If limsup^'^^c, ivi-00 I y I then it follows from B5.16) and Theorem C of Phragmen-Lindelof that /(z) = 0(ecr|8iafl|+<f). But by Theorem XXXII since D2 > 0, ,. log I /(=fc iwn) I c = hm sup ° , —j——. n-00 I wn I Thus c = 0 and B5.17) /(*) = 0(e'M). Let z_« = — zn and w_« = — wn . For any iV > 0 let TJ (Z) = /"^ _ f f(*«) B5.18) -» /^(wJ^&WnXz — iwn)' where the terms n = 0 are omitted from the sums. By B5.06) and B5.07) the series converge and HN(z) is of exponential type. Also by B5.06), B5.07), and B5.17) #*(±re±<0) = o^-^"" + l/r). Since e can be taken arbitrarily small, it follows that B5.19) HN{±re*ia) = o(l), r -> «. Thus fl*B) is bounded on the lines am z = d= a, ± (x — a). Thus by Theorem C of Phragmen-Lindelof, it is bounded in the entire plane and therefore a constant. But by B5.19) this constant must be zero. Thus B5.18) becomes B5.20) W *<*>«*)<* ~ *> + V f(JWn) \ -« Fi(iwH)Ft(iv>n)(z - !»,)/ ' By B5.01) there exists an M such that |/(±*0 I S M, l/(±*««) I ^ M.
126 RATE OF GROWTH OF ANALYTIC FUNCTIONS (VIII Thus by B5.20) there exists a C > 1 independent of N such that \fN(z) | S CMNe}a[h)r or |/B)| ^ CMeMh)rlN. Since N can be chosen arbitrarily large, it follows that \m\ ^cm. But this means f(z) must be a constant. This completes the proof.
CHAPTER VIII AN INEQUALITY AND FUNCTIONS OF ZERO TYPE 26. Generalization of a problem of Polya. In this chapter we shall prove an inequality and show how it leads to a considerable extension of results of P61ya on functions of zero type. The inequality is Theorem XLIII. Let M(x) be a positive even function monotone decreasing for increasing \ x \ . Let M(x) —> <» as x —> 0. Let f(z) be analytic for (| x \ ^ a, | y | ^ b) and let B6.01) \f(x + iy) | g M(x), \z\? a,\y\? b. If B6.02) [ log log M(x) dx < «, then there exists a constant C, depending only on M(x) and 5 such that B6.03) \f(x + iy)\?C, | * | ? a, | y | ? 6A - 8). We shall show in Chapter IX that Theorem XLIII is a best possible result. The problem of Polya which we shall generalize here is the following: Let G(z) be an entire function such that B6.04) limsupl0g,|(?,(g)| SO. If as n —^ oo B6.05) C(±n) = 0A), then G(z) is a constant.2 Roughly what we shall show is that instead of G(±n) = 0A) it suffices for G(±\n) = 0A) where {Xn} satisfies the requirement o(-^—) This restriction on {Xn} is only a little more stringent than 1 The results of this and the next chapter are sketched in Abstract 472, Bulletin of the American Mathematical Society, vol. 44 A938), p. 789; and in Abstract 141, loc. cit., vol. 45 A939), p. 236. 2 This problem was set by P61ya, Jahresbericht der Deutschen Mathematiker-Verein- igung, vol. 40 A931), Problem 105. Many solutions have been given. 127
128 INEQUALITY AXD FUNCTIONS OF ZERO TYPE (VIII] lim * = 1. However we shall show that G(z) can satisfy G(±\n) = 0A) where x--»-°fe) n —> oo, and yet not be a constant. Here again lim ? = 1. n-+oo An Thus for {Xn} merely to have a density D > 0 is not enough for the validity of our results. This result deviates very much from existing density theorems in that it goes as far as it does and yet need not be true for a set {XnJ having a density D > 0. In order to illustrate the method of this chapter, let us use it to prove the original result of Polya, that is, G(z) is a constant if B6.04) and B6.05) are satisfied. Proof. For any integer N > 0, let B6.06) HN(w) = 1 f °° Z^Qewzdz, 2t J-,-* sin 7tz where w = u + iv. Equation B6.06) can be written as B6.07) HN(w) = ir^€^e^dy. 2 J-oo sin irzy ?ince by B6.04) for any e > 0 ffl = o(rMW), | y I--, sin my it follows from B6.07) that HN(w) is analytic in the strip (— qo < u < oo, \v\ < t). Again by B6.04) the path of integration in B6.06) can be closed to the right if u < 0 and to the left if u > 0 for | v \ < ir giving HN(w) = I; {-\)n-lnGN{-n)e^wy u > 0, B6.08) n^ H„M = ? {-\)n-lnGN(n)enw7 u < 0. From B6.05) it is clear that with no restriction we can assume I (?(±n) | g 1.
I 26 ] OENKRAMZATIOX OF A PROBLEM OF POLYA 129 Thus by B6.08) | HN(w) | ^ Z we-, i Or B6.09) | HN{w) | g 10/w2. Setting M(u) = 10/m2, it follows from Theorem XLIII that for some C > 1 and independent of N, | HK(u) \ZC, I « I < 1 • Combining this with B6.09) for | u | ^ 1, B6.10) | ff„(„)|< JOT 1 + IT Applying the Fourier transform theorem to B6.07), iyON(iy) sin wty ? - * f HN{u)e -xuy du. By B6.10) this gives Or sin niy \ 20C sin iriy l/N I G(iy) | Letting JV —> °o B6.11) 1 G(*y) | ^ 1. It follows from this and B6.04) by Theorem C of Phragm&i-Lindelof that G{z)e~(Z is bounded for x ^ 0. But by B6.11) and Theorem C of Phragm&i- Lindelof it follows that | G(z)e— | ? 1, x ^ 0. Since € is arbitrary it follows that | G(z) \ ^ 1 for x ^ 0. Similarly this holds for x ^ 0. Thus G(z) is bounded and must be a constant. In the general proof we shall give later, the only real change is that M(u) instead of being 10/u as here will be much larger at u = 0. The precise statement of the generalization of P61ya's result is given in the following theorem. Theorem XLIV. Let G{z) be an entire function of zero type; that is, B6.12) lim sup l0g J ?Z) I g 0.
130 INEQUALITY AND FUNCTIONS OF ZERO TYPE [VIII] Let {zn\ be a sequence of complex numbers such that if zn = rnex n, B6.13) rn+1 - rn ^ l/t(rn) where t(u) < u12 is* a non-decreasing function ofu. For some D > (Met B6.14) | n - rnD | g rnd(rn) where 8(u) is a monotone decreasing function such that B6.15) r^Kw)Wdw<°°' and such that d{u)t(u) is monotone decreasing. If B6.16) G(±zn) = 0A), then G(z) is a constant. In particular if rn+1 — rn ^ d then B6.15) becomes / -^— log ttt-t du < oo. Jl U 6(±U) This condition is satisfied if 0(u) = l/log^u, 8 > 0, for large u. It will be shown in Chapter IX that if r -^— ?(w) au = oo then Theorem XLIV does not hold. Thus B6.15) falls short of this necessary condition by the term log l/0Du). It is possible to replace B6.16) by (?(Xn) = 0A), O(-Mn) = 0A), n -> 00, for two positive sequences {Xn} and {nn\ obeying restrictions similar to those on The relationship between Theorems XLIII and XLIV is brought out by the following theorem from which Theorem XLIV is derived. Theorem XLV. Let G(z) be an entire function of zero type. Let {a„} satisfy the inequalities B6.17) lim inf ^ = D > 0; lim sup ^ < oo. n-»oo An n—»oo An Let «•>-?('-?)• Let 8 | is of no special significance here.
[26; GENERALIZATION OF A PROBLEM OF POLYA 131 B6.18) // and then G(z) is a constant. • e-KW\ G(±Xn) = 0A) / log log M(u) du < oo, We shall show in Chapter IX that this theorem is best possible. We shall first prove Theorem XLV and use Theorem XLIII in so doing. We require the following lemma. Lemma 26.1. Under the hypothesis of Theorem XLV there exists a sequence {xn} j xn —> °°, such that B6.19) 1 = 0(eA*»), F(±xn. + iy) | F{x + iy) | ^ C0eBlv\ n —> oo, for some A and B6.20) for some B > 0 and C0 > 0. Proof of Lemma 26.1. Clearly itf*+*)ifcn|i-?|-(n n u)U-$ 1 I An I Vn<*/2 x/2<X„<2* X..&2*/ | An Since 1 — u > e~m, u < \, and since V I > 10 | x |, XI - 1 >1, An = 2X9 f(x + •») 1 ^ n l/2<X„<2i 1 we have B6.21) But by B6.17) there exists some D\ such that B6.22) and also some D2 such that B6.23) X2„ II e-10l'A» X„^2x X» - n ' i< A
132 INEQUALITY AND FUNCTIONS OF ZERO TYPE Thus for large x [VIII] II <rltei/x»^exp<U 23 *»>2* 10x2D22 xn^2x n* ?exp(-10z2^ ? -i) ? exp{-10z2Z>|? J| ? e-i»^l/».. And B6.21) becomes I F(x + iy) | ? (T10*0*"" II x/2<Xw<2x 1+: Xn - X Taking x > 0 this gives B6.24) Clearly F(z + iy) | 2; e^*'1" II z/2<X„<2z Xn— X X„ F'(U I = f- IT Am n*=l l - Am where the prime on the products denotes the omission of the term n = m. This becomes, for large m} if | Xm — x | g 1, inoi^ n ^ n' *n^*/2 Xn x/2<Xn<2x Using B6.22) and B6.23) this becomes mxm)ig n ^ ir li- n/D2^x/2 TT x/2<Xn<2x -j Xm xT n 3 n/D2<2x Xl>2 r\**>2 xr2Pi 52x1J it Xn Xw ~ r2(i + %xD2) x/2<xt<2; Using Stirling's formula there exists some Ax such that Xn X, x„ B6.25) I F'(XJ | g e"* II' x/2<Xn<2x ^n ^m Xn If | \k — x | is a minimum for k = m, then I Xn # | = 2 I Xn Xm | , for otherwise | X* — x | would be a minimum for k = n. Thus from B5.24) and B6.25) Xm X Fix + iy)\* «-""*'»>-'•• | F'(Xm) | n *. x/2<X*<2x
[ 26 ] GENERALIZATION OF A PROBLEM OF POLY A Or for some A2 B6.26) | F(x + iy) \ §; e~A*x \ F'{\m) || Xm - x \. By B6.23) there exist an infinite number of \m , {XmJ such that \mn+i - \mH ^ l/D2. For such Xmn let xn = Xmn + min {1, K*mn+i - XmJJ. Then by B6.26) B6.27) | F(xn + iy) \ §; e~A^ | F'(XmJ | min A, 1/2D2). But by B6.18), since M(u) < °o for all u j? 0, and in particular for u = 1, | F'(Xm) | > <TX" for all large m. But Xmn ^ 2xn . Thus B6.27) becomes | F(xn + iy)\^ e"(A2+2)x» min A, 1/2D2). Since F(z) is even this gives B6.19). Clearly log | F(x + iy) | = 2 log __ (x + iy) \\ = 2>g 1 + y — x2 — 2txj/ If | y | > 10 | x |, this gives iog|f(*+*v)i ^ ? iog (i+jl \ By B6.22) log|F(x + ij/)| ^ 2-logf 1 + -^JJ = log1 *' TDty/W* B6.20) follows easily. Proof o/ Theorem XLV. By B6.20) and B6.28) G{z) = 0(e'w) there exists, for all integers N > 0, B6.29) and 2m Li» F(z) ffy(« + W) ^C [ J— « -(*-JVi)ly| + IV*| <ty,
134 INEQUALITY AND FUNCTIONS OF ZERO TYPE [VIII] for some C. Since € is arbitrarily small, it follows that HN(w) exists in the strip (—<*>< u <*>}\v\ < B). Similarly this holds for H'N(w) and thus HN(w) is analytic in the strip. By Cauchy's integral theorem, for large u > 0 1 / r-xn+10ixn r-10ixn-xn rlOixn ff,(«) = =±-.(/ +/ +/ ZWl \J-xn-10ixn J-10ixn JlOixn-xn J-ioo JlOiXn/ F(Z) Xt<xn F\—-\h) Or, as n -> °o, using B6.19), B6.20) and B6.28), HN{u)- Z Q"{J^f?h = GIT" ellN^Ax»—dy + [XnenNt*»-10B*»dx+ f eNtv-Bvdy) JO Jl0xn / ~ U\Xne ^ B=Ne6 )' Thus for € small and w > lliVe + A, letting n —> °o By B6.18) and G{±\k) = 0A) it follows that the series above converges for all u > 0. Since HN(w) is analytic it now follows that With no restriction we can assume that | G(±Xn) | ^ 1. Thus for u > 0 B6.30) ! HN(w) | =g ? |Ff(_Xt)| = Jf (t»). Similarly this holds for w < 0. From B6.30) it follows that independent of N B6.31) H„(m) = 0(e"ll"'A,|u|)) |« OO . From B6.30) it is clear that HN{u) is bounded away from u = 0 independent of JV\ We shall now show that this is also true around u = 0. Since HN(w) is analytic in the strip | v \ < B it certainly is analytic in the square (|t*|g Jfl.Mg -JB). Since in this square I H„(w) | g Af («),
[ 27 ] Proof of the inequality 135 it follows from Theorem XLIII that there exists a constant C\ independent of N such that I HN(u) | g d , \u | ? \B. This combined with B6.30) and B6.31) gives B6.32) \HN(u)\ ^ C2<f<1/2)*lM for some C* independent of N. By the Fourier transform theorem B6.29) gives F(iy) Thus by B6.32) y$-?**»-*•*- GN(iy) F(iy) 4C2 gC2f e-limxM du g J— ao Xl Or I G(iy) | g Letting iV —> «>, this gives Ai I G(iy) | <i 1. By the same Phragm&i-Lindelof argument that follows B6.11) this leads to the fact that G(z) is a constant. 27. Proof of the inequality. We now turn to the proof of Theorem XLIII. We shall use the following lemma. Lemma 27.1. Let M(x) satisfy Theorem XLIII. Then there exists a function $(z) analytic except for z = 0 such that for any d > 0 there exists a CiE) > 0 and B7.01) | <*>(*) I ^ CxE), y > 5. Moreover 1 B7.02) | $(z) | ^ M(x) along some cusp symmetrical with respect to the imaginary axis} with vertex atz = 0 and opening along the positive imaginary axis, and $(z) is continuous inside and on this cusp. We shall use this lemma to prove the theorem and then prove the lemma. Proof of Theorem XLIII. Let 3>(z) be defined as in Lemma 27.1 and let **(*) - $(* + *>), $*(*) - $(& - z).
136 INEQUALITY AND FUNCTIONS OF ZERO TYPE [VIII] Let R be the region bounded by two cusps (congruent to the cusp of Lemma 27.1) and two parallel lines as shown in Fig. 3. Let the y coordinate of the R \ y b r p Fig. 3 point P be b — 5, E > 0), and the x coordinate be x0 > 0. Since 3>(z) is analytic away from 2 = 0 |*(*)|<A(«), |«|?S, for some A(S) > 0. By B7.02) on the cusp portions of the boundary of R I *i(z)**{z) | ^ AF)/M(x), and on the parallel lines portion of the boundary of R Recalling that \m\?M(z), |*|?a,|y|?b, it follows from the above three inequalities that B7.03) |/(z)*!(*)*i(*) \?AF)+ A2(8)M(x0) on the boundary of R. Moreover f(z) ^i(z)^2(z) is continuous inside and on R and analytic inside of R. Thus by the maximum modulus theorem, B7.03) holds inside of R. Therefore if | y | = b — 8 and | x | ^ x0, , () , < AF) + A\8)M(xo) < A(») + A\8)M(xo) l7WI= I *!(*)*»(«) I = Cl(8) Also for a ^ x > x0, \f(z) | ^ M(x0). Thus
[ 27 1 PROOF OF THE INEQUALITY 137 \M\*Mt) + *'®MM + MM, |»|S«,|*|S6-i But this proves Theorem XLIII. In certain cases the existence of $(z) is easily shown at once. For example if M[Z) = eel/<2*lo?^ then it can be easily shown that satisfies the requirements of Lemma 27.1. However to prove Lemma 27.1 for any M{x) is somewhat laborious. We require the following lemma. Lemma 27.2. Given a positive monotone increasing function N(u) such that B7.04) Nv\u) > N'(u) > Nm(u), u -> «, there exists an entire funtion F(z), (z = x + iy)} such that B7.05) 5» F{z) g exp U* N(u)du) for B7.06) | y | ? 1/N(x). Proof of Lemma 27.2. Since N(u) is increasing and since N'(u) > N1,2(u), for large u, N'(u) > N1/2(l) and therefore N(u) > uNm(l) - const. Thus lim N(u) = oo. u-*oo Let n{u) be the inverse function of N(u). Then since N'(u) > 0 and N(u) —> oo as w —> oo, it follows that n(w) is monotone increasing and n(u) —* oo as w —> oo. Let B7.07) g(u) = - [Wn(v)dv. u Jo Then g(u) —> oo as w —> oo. Also „ v n[u) 1 fu , v , n(w) n(w) f" gf'(w) = -^— - — / n(v) dv ^ -^ - -Y / <fo = 0. u u2 Jo u u2 J Thus 0(w) is monotone increasing. Using B7.07) and differentiating ug(u) gives B7.08) n(ii) = j(ii) + ^'A4). Let /?B) = J" e"*-*9™ du.
138 INEQUALITY AND FUNCTIONS OF ZERO TYPE [VIIIJ Since g(u) --> oo as u —> », F(z) is an entire function. Let z = x + *V- Let v = u/N(x). Then F(z) = iST(x) J exp [tf(x){i;* - t^(i;tf(x))}] dv. Let FxW = ("exp [N(x){vz - vg(vN(x)) - #(*)»'(#¦(*))}] ¦&. Jo Then B7.09) F(«) = Fx(z)N(x) exp [JVW(tf (*))]. Let v; = 1 + t. Then B7 io) FlB) = ?°exp lN{x){z{1 + 0 - d + OffKl + <)#(*)] -ATW^W*))}]*. Let B7.11) A@ = -N(x){x(l + t) - A + Odtt + «)#(*)] - N{x)g'(N{x))\. Differentiating h'(t) = -N(x)[x - g[(l + t)N(x)] - A + t)g'[(l + t)N(x)]N(x)}. Using B7.08) this becomes B7.12) h'(t) = -N(z){x - n[(l + t)N(x)]\. Differentiating again B7.13) h"(t) = N\x)n'[(l + t)N(x)]. Using n(N(x)) = x and B7.08), A@) = 0, h'@) = 0. Thus B7.14) h(t) = [ (t - v)h"(v) dv. Using u = n(v), v = iV(u) and B7.04), „, „ s iV,/2(u) . . Setting v = A + t)N(x) it follows for sufficiently large x that A + t)z,2N»\x)n'[(l + t)N(x)) > 1, t ? -J. Using this in B7.13)
[ 27 ] PROOF OF THE INEQUALITY 139 Nm(x) B7.15) V'@>^^, *?-*, for large x. Using this in B7.14), B7,16) >jy^W 4>_t * (l + |t|)»/«2' = 2* Since, by B7.13), h"(t) > 0 and since h'@) = 0, h'(t) < 0 for t < 0. Thus <2i -*. «^ -4. Using B7.16) with t = B7.17) for large x. Let B7.18) and let h(t) * A(-i), — J, this gives «o»iq* r - N'"\x) B7.19) II = (C + 0e~M) dL Then by B7.16) and B7.17), = 2 j\-Nl'HxUt,sdt g ?f e-Kl't(*utltldt. Integrating . <8rt)#-»»v/i T Using B7.18) and B7.19) B7.20) (?"* + jQe-*<" A ^ 8i\r3/8(*)e-",M<I,/8 < ^±^}, Again using B7.16) fe-hU)dt^fe-Nl'2(xUU2/*dt. Setting t = s2 and integrating by parts x—» oo.
140 INEQUALITY AND FUNCTIONS OF ZERO TYPE [V1I1] B7.21) />*<«> dt g 200e-^'!w'8 < ~±& , * -» .. We now obtain another inequality for h(t). Letting u = n(v), v = N(u), and using B7.04) Using «1/2n'(t;) < 1 in B7.13), h"(t) ? A 4- ty'*Nlli(x)' 2' for large x. Thus for 1t1 < 5 A"(<) ^ 2AT(a;). Using this in B7.14) h(t)?t2Nm(x), |«|<i,*-»oo. Therefore with t = N~w(x) ? e-h{t) dl > ? e-,tN"Hx) dt. Setting s = (iV,/4(x) it follows for large x that B7.22) f e-hU) dt ^ —L-r f e~'2 ds ? *M, . . By B7.20) and B7.11) Fx{z) = /"e<vU+"NM e~hU) dt. Thus 9J^i(z) ? /' cos [y(t + l)N(x)) e~hU) dt - (j * + /°°V*(,) dt. Using B7.20) and B7.21) XFi(t) * ? cos \y(t + l)N(x)}e-hlt) dt - —^. For I y I g 1/N(x) and for large x cos \y(t + l)iV(i)} ^ cos A + t) > cos ir/3 = i | < | ? t. Thus
[ 27 ] PROOF OF THE INEQUALITY 141 Using B7.22) Wl^ - 20N*i*(x) ~ N"(x) > 25JV««("z)' X ~* "' for | y | g 1/N(x). By B7.09) this gives B7.23) 9?F(z) ^ ?W1/4(x)ew2<l)»'(NU)), |y| ? 1/#(*). Since Setting n@ = u) t = iV(w), •ww'- s® - Jffe jf *(») *• Integrating by parts •<*<*>)-3^ jf *<«>*«. Using this in B7.23) and recalling that N(x) -* « asx-* «, 9tF(«) ^ exp | ( tf(u) dtti, 12/1 ^ 1 /W(x), x -* oo. This completes the proof of the lemma. Proof of Lemma 27.1. With no restriction we can assume that log log M(x) > 0. Let B7.24) m(y) = ^ log log M{\y) + A. Then m(y) > 0 and B7.25) [ m(y)dy < oo. Let Jrl/u m(y) dy, u > 0. o Then y(u) is a monotone decreasing differentiate function of u, and from B7.25) B7.27) lim 7A*) = 0. tt-»00 Let T{u) be the inverse function of y(u). Then T(u) is monotone decreasing
142 INEQUALITY AND FUNCTIONS OF ZERO TYPE IVIII] and differentiablo and by B7.27) Let Then Setting e~u = v lim T(u) = oo. u-*+0 N(u) = e-uT{e-u). Nw{u) _ e-uliTw{e~u) N'(u) -r(e~») - r'(e-")e-« ' hm inf -^—^r- = km mf #'(«) »-+o tfl"(») + r(t>)' Setting i> = y(u), u = !T(i>), and recalling B7.26), we have ,. . fNm(u) .. . , -ym(u)uzli „ . km inf ;/ / = hm inf ' , 7'(w) u—o N (u) „-.» -y(w) + M7'(m) B7.28) = km inf (!l'um(y)dyyl2m(l/u)u-in ";-«" JY^miy) dy - (l/«)w(l/w)' Since m(y) is a decreasing function, the denominator above is positive. Thus Hm inf N^- * lim inf (^^^A^ „-.» N'(u) ~ „-.« Sl'"m(y)dy .. . . vmm(v) = hm inf Since m(y) is integrable @,1) it follows that lim inf __,., . ^ lim inf vl,2m(v). u-oo iV (u) v->+0 From the definition of m(v) this gives hm inf ^ 2. u-oo N (u) This proves part of the inequality B7.04). Incidentally it also follows from B7.28) without taking the limit asw-> «>, that iV'(u) ^ 0, (u > 0). The other part of B7.04) we now prove. Just as in B7.28) B7-29) -»/> ,1 / ^ _ .. u m{l/u) ~ l -«UP (/J'"m(j,)di/),/2aJ'"mB/)dj/ - (l/u)m(l/u)) "
[ 27 ] PROOF OF THE INEQUALITY 143 But by B7.24) since M(y) is decreasing m(y) - m(l/u) ^ %-2 - 2ull\ 0<y<l/u. Thus / rn(y) dy - m = / {m(y) - m{\/u)} dy Jq U Jq Jo \ym / um Using this in B7.29) Nll\u) 1 // f1/u V/2 u?JLup WM = u™lup a?B"d/*)/ V* i0 *w dy) • Since m(i/) is decreasing u I m(y)dy ^ m(l/u). Jo Thus INHVT =* "T-T1' 2^2 hm sup g hm sup ^-^ m A/m). Or setting u = l/v, B7.30) lim sup ^^ ^ lim sup h{vm{v)\l,\ u-»oo iV (tt) v-*+0 But / m(y)dy ^ m(v) I dy = \vm(v). Jvf2 Jvft Since m(t/) is integrable it follows on letting v —> 0 that lim ww(^) = 0. Thus B7.30) gives Nll2(u) g iV'(tt) for large u and this completes the proof of B7.04). It now follows from Lemma 27.2 that there exists an entire function F(z) such that 9?F(x + iy) ^ exp < f N(u) duV | y | ? l/JV(x), where N(u) = e~uT(e'u). Let Thus x + iy « Jog 1/r — *0 and
144 INEQUALITY AND FUNCTIONS OF ZERO TYPE [VIII] 1 f rlogl/r Tvf(reld) ^ exp< / N(u) di e ^ N(\og 1/r)' But iV(log 1/r) = rT(r). Thus if we set u = log l/? above, Xf(re") > exp |? 5T({) ^|, | 0 | ^ 1 /r5T(r). Let re1'8 = u + iv. Then r = (u2 + ^2I/2 and »/(* "f u>) ^ exp |^ Tfe) df k ) rB \ ^ 1/T(r). But for small 0, | 0 | ^ 2| sin 0 |. Since r sin 0 = u, it follows that ffi/(ii + w) ^ exp j/ 3P({) rfA 11; | g l/2T(r), w > 0. Since 7 is the inverse function of T, B7.31) M/(ia + iv) ^ exp ( f *y'@ dM, r ^ 7A /2| 1; |), u > 0. \Jr(r) / Since 7 and r are decreasing, if r = 7A/21 v |), j-r(l) i.T[7d/2|vl)l l-l/2|v| / *y'@<fc = - / 7;@<* = - / y'(t)tdt. Jr(r) Jr(i) Jr(i) But7;@ = -m(l/t)/t\ Thus prd) ri/2|v| r(r) •'t(I) Setting t — l/? and taking | v j small, rT(D rl/T(l) / ly'(t)dt= md/O?. r = 7A/2|»I), «>0. /•4M ^ r4|v| / 'm(*)f gmD|t;|)( * ^ J2|V| ? J2|V| ? = log 2mD| v |). Recalling the definition of m(u), log 2mD1 v |) > log log M(v) Therefore B7.32) ty'(t) dt > log log M{v), r = 7A/21 v\), u > 0. 'rCr) Thus B7.31) becomes 5R/(t* + iv) ^ log M(v).
[ 28 ] THE THEOREM ON FUNCTIONS OF ZERO TYPE 145 Let z = iw and let <?(z) = e~Hw). Then by the above inequality B7.33) | *(,) !?_!_, |z|=7(l/2|z|), 2/>0. But y(u) —> oo as u —> 0. Thus | z | = 7A/2| x I), y > 0 is a cusp-shaped curve with vertex at z = 0 and opening along the positive imaginary axis, y > 0. That $(z) is continuous everywhere except at z = 0 follows from the fact that it is analytic everywhere except at z = 0 (and at 2 = oo). By B7.32), since v —> 0 as r —> 0 it follows that rr(i) lim / *7'@<tt = oo. r-»0 •'r(r) Thus by B7.31) Wf(u + iv) -> oo, r -> 0, r ^ 7A/21 t? |), it > 0, and therefore <?(z) —> 0 as 2 —> 0 inside or on the cusp. Thus in and on the cusp 3>(z) is continuous. This proves B7.02). Since I Hz) I ^ <r,/(-fa)l and /(z) is analytic everywhere except at z = 0 (and z = 00), B7.01) follows. This completes the proof of the lemma. 28. Proof of the theorem on functions of zero type. We shall now prove Theorem XLIV and also prove as a corollary the following theorem. Theorem XLVI. Let g(z) be analytic in the entire plane including infinity except atz=l. Then by modifying g{z) by at most a constant, B8.01) g(z) = ? anz\ \z \ < 1, 0 B8.02) g{z) = -T,anzn, \z\ > 1. Let {mn} be a subsequence of the positive integers such that} for some D > 0, B8.03) I mnD - n \ ^ mn6(mn) where B(u) is decreasing and / -^ l°g ^7T-\ du < 00. Ji u & eDu) If B8.04) a±mn = 0(mKn) for some integer K, then
146 INEQUALITY AND FUNCTIONS OF ZERO TYPE [VIII] B8.05) 9(z) = ? *+1 Ak 1* B - 1)* ' That B8.03) cannot be replaced by lim 2L = D > 0 n-*ao Win will follow easily from the fact that this cannot be done in Theorem XLIV. Proof of Theorem XLIV. Let G1(z) = G(z)G(-z). Then G\(z) is of zero type and by the Hadamard product theorem, Theorem D, since G\(z) is even Gi(z) = az2* ft (l - ^), where k is an integer and {rn} is a complex sequence. Let «,<2).«»n(i-^). Then since it follows that Thus by B6.16) B8.06) kn|2 1 2 2t0 I G,(±rn) | ^ | <?i(±z„) | G2(±r n) = 0A), n —> oo. Let the number of | rn | < w be r(u). Then applying Jensen's theorem, Theorem A, to Gi(z) gives lim sup - / -^— du ^ — hm sup —^—!— — d$. Since (?i(z) is of zero type, limifl^ r-»oo r Ji u du = 0. Clearly ,. log | G2(z) | ... If, A , \z |2\ lim sup —^-\—p-^-1 ^ lim sup ,—r 2^ log I 1 + — J |s|—»oo |Z| |*|-»oo |Z| 1 \ I Tn I / = lim sup - / log ( 1 + r— ) dr(w). Integrating by parts twice
[ 28 1 THE THEOREM ON FUNCTIONS OF ZERO TYPE .. log | G,(r) | . .. f iur , f r(v) . lim sup -^~-' ^ lim sup / . -x-r-^r.du / - di> |,|-.» J 2; j r-.» Jo (m2 + r2J J1 v fm 4u2du 1 frW, = lim sup / T - / — <fo r-.» Jo (u2 + lJ wr Ji v 1 frT(») j f" 4u2dM = 1™SMUPril IT* A (T + W2 147 = 0. Thus Gi(z) is of zero type. Let F(z) -90-3- Let A(w) denote the number of rn < u. If a prime on the product or A(u) denotes the omission of the term rk , then ™--sS'('-«) or B8.07) log I F\n) | = -log ? + f log 11 - i I dA'(u). J Jo I n | Since rn+i - rn ^ lA(rn), 1 - 1 - Tk 2rkt{2rk)) rnt(rh + 1) (r* - 1 S rn g r* + 1), for large fc. Also since there are less than 2tBrk), rn in (rk — l,rk + 1), B8.07) becomes log I F'{rk) | ? -log ^ + ( C~l + f ) log 11 - 4 * V0 Jrk+\/ I IT For *(w) < wl/2, I + / ) log 1 - T± Integrating by parts dA(u) -2<Br*)log{2r*<Br*)}. dA(u) + 0(rln). log | F'(rk) | = A(r* - 1) log 1 - r* (n - lJ - A(r» + 1) log 1 - rl (r* + lJ Vo Jn+i/ u r%- u2
148 INEQUALITY AND FUNCTIONS OF ZERO TYPE But for large k, IVIIII A(rk - 1) log 1 rk (r* - IJ ^ A(r*+l)<!log A(r* + 1) log 1 - 1 - rl Tic (r* + lJ - log 1 - rl =A(,+1I.|^(^±iy>o. Thus for some constant C, B8.08) log | F'(rk) | > -Crl" + ( P"' +[*)*&> ^M_ du. Vo Jr*+i/ u r2k- u2 Setting v = r\/u Jrk+i u r\-u* Jo ri/v rl-v* But 1 1/ rl = rk - 1 + Thus B8.08) becomes rrr-l+l/(r»+D A(f4/u) 2r2 B8.09) rrt—i- Jrk-1 rl/u r\ — u' du. For large A; the last integral above is less than (D + D 1 max 2rl 4r* , , — 2 2 < (Z> + 1) -^ < 4B) + 1). rk + 1 o<u<r*-i/2 r? - w2 r* + 1 Thus if Ci = C + 4(D + 1), B8.09) gives B8.10) log|F'(r*)| ^ -CirJ/4- f Clearly B6.14) can be written as |3/4 fn~l I A(ii) A(rJ/ii) I 2rJ rj/ii r\ - u2 du. \A(u) - uD\ ? u6(u). Thus for u < rk B8.11) A(ii) _ A(ri/ii) w g 0(u) + 6(r\/u) g 20(u). Also if v > u + 1,
[28 the theorem on functions of zero type (v - u)A{u) + u{A(u) - A(v)} 149 A(u) _ A(v) U V nv < A(u) v — u A(v) — A(u) = U V V < A(m) v-u (v-u){t(v) + 1} t; — u Using this and B8.11) in B8.10) B8.12) log \F'{rk)\ ^ -CirJ/4-2 f Jo rjk-rttfBrt) «(tt)_M_dtt rl - u2 Jrk-rk9Brk) (rl/u) - u 2r\ r\/u r\ — w du. If rkBBrk) ^ 1 above, then the second integral above does not appear since the range of integration in B8.10) has rk — 1 as its upper limit. Since B(u) is decreasing and t(u) non-decreasing, B8.12) gives log | F'{rk) | ^ -Cir-r - 8 B(u) du - ±rk6&k) / Jo Jrkf2 frk~rk$Brk) rk rk — u -du -2 [n {2D + tBrk) + 1} Jrk-rke(.2rk) > -CA* - 8 f ''eta) du - irkB{\rk) log -i— Jo Pv^r*; dw - 2{2D + tBrk) + l)rk6Brk). Or if B8.13) «(») = C2v-114 + - f *00 du + «(W log -L v Jo UiZV eBv) + 2{2D + tBv) + l}0Bt>), then for some d B8.14) "g'^l ^ _|(ri)| * ^ 1. Since 0(w) and 0(w)?(w) are decreasing functions, b{u) is also decreasing. Let M(M) = ?r4 w I F'(n) I' Then
150 INEQUALITY AND FUNCTIONS OF ZERO TYPE [VIII] ^2 e'kH'k) + 2 c-'r it/2 i(rk)<u/2 ? 2 c",l)rt + 2 e"u"/2. Let the inverse function of 5 be A. Then M(u) g ? eHri)rk + Q r*gA(u/2) U for some C8 depending on D. Or B8.15) Af(t«) ^ G4A(^)ei(ri)A(tt/2) + C3/w where d also depends on D. Now by Theorem XLV if we can show that log log M(u) is integrable, @, 1), then it will follow from B8.06) that Gt{z) is a constant. But if G2B) is a constant, G(z) must also be a constant. Thus Theorem XLIV will be proved if log log M(u) is integrable. Since, by B8.13), 8(v) > C2v~u\ it follows that A(u) > C\/u. Thus it is clear from B8.15) that log log M(u) is integrable over @, 1) if / logA(^)< Jo du < 00. Jo or if B8.16) f log A(u)du < 00. But if A(u) = v, u = 6(v) and B8.16) is equivalent to — / log v d8(v) < 00. Integrating by parts this in turn is certainly true if B8.17) rS^dv<<*>. Jl V By B6.15) it follows that B8.18) [^ ^ log JL du < 00, Ji u &0Dw) ' and B8.19) /"*!>*!>*, <.. J\ U Since t(u) is non-decreasing B8.19) implies
[ 28 ] THE THEOREM ON FUNCTIONS OF ZERO TYPE B8.20) / — du < oo. Integrating by parts and using B8.20), r^ftwdu-i-1- r»(ti)duT+ fe^dv < oo. Using these results in B8.13), the definition of 5(t>), it follows that B8.21) rB^ldv< oo. Ji v This completes the proof of the theorem. 151 Fig. 4 Proof of Theorem XLVI. Let B8.22) OM-^g* where C is a path in the positive direction around the point 2=1 but not enclosing the point 2 = 0. Then G(w) is an entire function. If we take C as a circle of radius 8 > 0 around 2=1, then I <?(w) I ? / I »(*) I A + 5)W | & |- ? esM f | rfz)}fe |. JC LJC Since this holds for any 5, (?(w) is of zero type.4 We now deform C into a path as shown in Fig. 4. If w is an integer, positive or negative, and the two parts of the path parallel to the real axis are brought 4 It is well known that any entire function of 1/A — z) is associated with a function of zero type and conversely. This result appears in the work of Carlson and Wigert.
152 INEQUALITY AND FUNCTIONS OF ZERO TYPE [VIII] down to the real axis they cancel each other since zw+1 is a one-valued function. Thus if it? = n the path breaks up into two parts and if the series B8.01) and B8.02) are used in B8.22), G(ri) = — an , —oo < n < oo. By B8.04) <?(±0 = 0{ml). Now G(w) is of zero type and therefore by Hadamard's factorization theorem, Theorem D, is either a polynomial of degree K or less, or else has more than K zeros. Let us assume that G(w) is not a polynomial of degree K or less. Then if we divide G(w) by K of its zeros and call the resulting entire function of zero type Gi(w), Gi(±mn) = 0A). Thus by B8.03) and Theorem XLIV G\(w) is a constant. But this means G(w) is a polynomial of degree K. Thus G(w) = Bo + BlW + . • • + BKuf. But an = -G(n). Thus an = —J50 — Bin — ... — BKnK. Since 9(z) = H a>nZn, it follows that giz) = ? K+1 Ak r {z-1)* But by B8.02), g(z) —* 0 as z —» °°. Thus A0 = 0. This completes the proof of the theorem.
CHAPTER IX EXISTENCE OF FUNCTIONS OF ZERO TYPE BOUNDED ON A SEQUENCE OF POINTS 29. Statement of the existence theorems. In this chapter we shall prove that the condition B9.01) f log log M(x) dx < oo Jo in Theorems XLIII and XLV is a best possible condition. We shall also give examples of entire functions of zero type, not constants, which are bounded on sequences {±Xn} of density D > 0, and with An+i — Xn ^ d > 0. Theorem XLVII. Let M(x) be an even function of x decreasing for positive x and M(x) —> oo as x —> 0. Let n(x) = log log M(x) be positive and let B9.02) f p(x)dx = oo. Jo Let there exist some number p > 4 such that B9.03) ti(px) < in(x). Then there exists a sequence of functions {Hniz)), (n > 0), analytic for \ y \ g a for some a > 0 such that B9.04) | Hn(x + iy) \ g M(x), \v\?a, and B9.05) lim sup max | Hn(u) | = oo. n-*oo |t«|2&l Thus for the wide class of M(x) satisfying B9.03), the condition B9.01) is necessary as well as sufficient in Theorem XLIII. Theorem XLVII is proved by means of the following theorem which proves that Theorem XLV is best possible. Theorem XLVIII. Let M(x) satisfy the requirements of Theorem XLVII. Then there exists a sequence \\n} of density D > 0 and with \n+1 — Xn ^ d > 0 and an entire function of zero type G{z), not a constant, such that B9.06) G(±\n) = 0A); and if 153
154 EXISTENCE OF CERTAIN FUNCTIONS OF ZERO TYPE |IX] n») = ft(i-|), B9.o» »"^-LCmra' then Here as in the previous case, for the large class of M(x) satisfying B9.03), B9.01) is necessary and sufficient for Theorem XLV. A corollary of Theorem XLVIII is that there exist functions of zero type, not constants, bounded on a sequence {=fcXn} with D > 0 and Xn+i — Xn ^ d > 0. We shall first use Theorem XLVIII to prove Theorem XLVII. Proof of Theorem XLVII. Since G(z) is not a constant, the sequence of functions F(z) defined as in B6.29) cannot be uniformly bounded. For, if they were it would follow, just as in the proof of Theorem XLV, B6.32), that | HN(u) | g const. e-(mXllu], and from this that G(z) is a constant. But HN(u) is uniformly bounded away from zero. For, as in B6.30) (using the Dirichlet series for Hx(u)), | HN{u + iv) | ^ M(u), for | v | g a for some a > 0. Since M(u) is bounded away from zero, HN(u) is uniformly bounded away from zero. Thus around zero the sequence of functions cannot be bounded. That is, lim sup max | HN(u) | = «>, which is the conclusion of Theorem XLVII. The remainder of the chapter is devoted to the proof of Theorem XLVIII for which we require several lemmas. Lemma 29.1. Let <j>(u) be a positive increasing, three times differentiable function of u with <t>'{u) decreasing. As u —> *>, let B9.09) <f>(u) > u\ a > 0, B9.10) lim inf ^$ > 0, u-oo 4>(U) B9.11) <t>'(u)<t>{u) = 0A), u-* oo, B9.12) *"(M) = o{(*'(u)JU'"(tO > 0. Moreover let
29 ] STATEMENT OF THE EXISTENCE THEOREMS 155 B9.13) f W{u)fda = Then there exists an entire function G(z) of zero type and a 8 > 0 such that B9.14) | G(x) | ^ 1, e*(n)(l - ty'(n)) ^ | x | ^ e*(n)(l + **'(n)), n -> «. To see the significance of this lemma let us take <t>(u) = u1/2 which satisfies the requirements of the lemma. In this case G(x) is bounded for e-(. - A) s|x|s ,•¦<¦(,+ „?.,). If we take {X„j to be the positive integers which lie in these intervals, it is clear that, if A(u) is the number X„ < u, B9.15) am- E ^ + o(rL-)- l<n<log«u n1/2 \l0g W/ *1'2 /,l/2 • Since e /t is an increasing function for t > 1 Or dt. oz»nl/2 ^{elogu(l-l/log2u)i'2 _ * y^ Z06 ^ ^glogu(l+l/log2u)W2 l<n<log2u n1/2 Since \ log2 w/ \log2 u)i \log u/ U ¦—> oo, logu(l=bl/log2uI/2 _ logtt 0(l/logu) Thus nW2 <iog2w n1/2 \logw/ i<n<iog2w n Using this in B9.15) k{u) = 45u + of1-l/-V \log u/ This can be written as B9.16) n-45XB = 0(j^_).
156 EXISTENCE OF CERTAIN FUNCTIONS OF ZERO TYPE [IX] In the notation of Theorem XLIV since Xn are integers, B9.16) gives _, >. const. ., v t B(u) = , t{u) = 1. log u Similarly by considering 4>{u) = y112 log u, <f>(u) = um log u log log u, etc. we can get B(u) = const./log u log log u, t(u) = 1, B(u) = const./log u log log u log log log u> t(u) = 1, etc. By Lemma 29.1 the conclusion of Theorem XLIV cannot hold for these 0(w). Thus in the basic criterion, B6.07), of Theorem XLIV, with t(u) = 1, / -^- log -777-y du < oo at most the term log 1/0Dw) is superfluous in the basic criterion of this theorem. We can put Lemma 29.1 with B9.16) and its generalizations into a theorem. Theorem XLIX. rni ^re exist sequences of integers {\n\ satisfying \n- D\n\ = 0(| Xn |0(Xn)), l*|-> oo, where 6(kn) = (log Xn)_1 or 0(Xn) = (log Xn log log Xn)_1, etc., and functions G(z) of zero type not constants such that (?(±Xn) = 0A). It is easy to put 6{u) in a far more general form than that given in Theorem XLIX without modifying Lemma 29.1. It is also possible by modifying Lemma 29.1 slightly to introduce the spacing function t(u) and thereby to show that the basic condition of Theorem XLIV cannot be improved beyond /' e(u)t(u) , . du < oo. 30. Lemmas. In the remainder of this chapter we shall use Ci, Ci, • • • for positive constants that are fixed for a given 0(w). We require a series of lemmas. Lemma 30.1. Let <t>(u) satisfy the requirements of Lemma 29.1. Let m(u) be its inverse function and let C0.01) a(u) = r (<l>'(u)J du. J1/2 Lei e*(u)<t>'(u) C0,02) A(u) = a(u)
30] Then C0.03) and, as u —> «, C0.04) C0.05) C0.06) LEMMAS lim a(u) = oo, W-*0O ii'(tt)~*'(u)il(a), A"(u) : ~{<f>'(u)A(u)\>0, 1 {*'(«M(«)«-W")} <0, 157 C0.07) *'Bti) > Crf'fo), C0.08) m{%u) > Ctm{u)} C0.09) a(fci) > Ja(ti), and C0.10) A(u) > eC/4)*(M). Proo/ of Lemma 30.1. From B9.13) and C0.01), C0.03) follows. Differentiating log A(u) = 4>{u) + log <t>'(u) - log a(u) gives C0.H) ^ _,¦<„> 4™ _<*W A(w) <f>'(u) a(u) and again differentiating A"(u)A(u) - Q4'(«)J . „, v , »'W'(u) - (»"(tt)J «*(„)+ ^ C0.12) W W __ 2»'(tt)»"(tQ + W(u))\ a(u) c^(u) Obviously A"(m) A"A(u) - u) - (A'(u)J (A'(u)Y A«(u) TUw/ A(u) Using C0.11) and C0.12) in the above, C0.13) AW "^ "^ a(u) "*" A'dA
158 EXISTENCE OF CERTAIN FUNCTIONS OF ZERO TYPE [IX) Using a(u) -> <*,<*>'(«) = 0A), <t>"(u) = o\(<t>'(u)J\, and <t>'"(u) > 0 in C0.11) and C0.13) gives C0.04). We also have ±-WW)A{u)) = <f,'(u)A'(u) + A{uL>"(u) au = A(u)i<f>'(u)^ + <t,"(u) Using C0.11) this becomes ±-\4>'{u)A{u)} = A(u)lD>'(u)f + 24»"W) - (*'(m))* au { a{u) J and from the behavior of a, <t>', and <t>" as t* —> <*> C0.05) follows. C0.06) is proved in the same way. By B9.10) there exists an € > 0 such that for large u C0.14) ^ > 2, Clearly Jo JO Since <t>'{y) is decreasing, it follows that <t>(u) > h™t>'(hu)- With C0.14) this gives 1 u*'(m) > Ju*'(Ju). This gives C0.07) with Ci = t. Next if y = #(w) then u = m(v). Thus C0.14) becomes C0.15) -^ > 2e. But ro(t;) = m((l — e)v) + I m'iy) dy. J (i-f)t. Since m'(«;) is the reciprocal of 4>'{u)} m!(v) is an increasing function. Thus m(x) ^ m((l — e)v) + W(y). But by C0.15) this gives m(v) ^ m((l - €>) + Jm(i;). Or Jm(y) ^ ra((l — c)v). Iterating this we obtain C0.08).
[ 30 ] LEMMAS 159 Since <t>'(x) is positive and decreasing, /•u /•u/2+1/2 «(«) = (.<t>'(y)f dy^2 D>'(y)J dy = 2a(\u + *), « > 2, J1/2 Jl/2 which gives C0.09). Finally a(u) = fU (<t>'(y)Jdy ^ *'A) f *'fo)dy g *'(l)*(i*). J1/2 J 1/2 Thus 4>'{\)<t>(u) Using C0.14) this becomes Mu) >(u)/4 4(«) ? *-- ^ «eC,4,*(") e . u u From B9.09), C0.10) now follows. This completes the proof of the lemma. Lemma 30.2. Let N be a positive integer and let C0.16) B(u) = log | 1 - «*<">+*-*<«> | where C0.17) | y | < J*'(iV + 1) < W(N). Then C0.18) S 4(n)fl(n) = \A{N - \)B{N - 1) + / 4(w)B(«)dw + 0(A(N)), i Ji and C0.19) ? 4(n)fi(n) = M(iV + l)BQf + 1) + f A(tt)B(«) du + 0U(JV)). jv+i J n+i Proo/ 0/ Lemma 30.2. Let C0.20) P(u) = [ti] - u + i where [u] is the largest integer not exceeding u. Then by the Euler summation formula ? il(n)B(n) = M(iV - l)fl(tf - 1) + iA(l)B(l) C0.21) l ^ ni + [ A{u)B{u) du- [ P{u) A {A(u)B(u)\ du. Ji Ji du Clearly from the periodicity of P(u), for any a and b
160 EXISTENCE OF CERTAIN FUNCTIONS OF ZERO TYPE [IX] b I du Si C0.22) [ P(«) Let T(u) be a differentiable function. Then integrating by parts / P(u)T(u) du = T(N - 1) / P(u) du- j T\u) du f P{v) dv. By C0.22) this becomes IT lp(u)T{u)du\ g *| W-DI + if l|r(tt)|di*f \Ji ji or C0.23) I [N P(u)T(u) dul^i [N | T'(u) \du + i\ T(l) |. We now consider d C0.24) By C0.16) Or du {A(u)B(u)} = A'{u)B{u) + A(u)B'(u). A(u)B'(u) = A(u) K«.\?v+Wrt-2+M 2<t>'(u)e I __ 62y+2*(Ar)-2*(u) ' 262»+2^(AT) (9 2y+2*(AT) V By C0.05), A(u)<j>'(u) is an increasing function of u for large u and the other term in the above expression for A{u)Bf{u) is obviously increasing for 1 ^ u ^ JV — 1. Thus A{u)B'{u) is a negative decreasing function for C3 < u < N — 1, and therefore f I— \du {A(u)B'{u)\ d« g I /" ^{4(u)S'(M)}dM | J C, KM +ri^{A(MM/(M)| du ^ | A(N - l)B'(N - 1) | + C4. Thus by C0.23) with T(u) = A(u)Bf(u), C0.25) / P(w).4(w)B'(w)dw ^ i|ii(tf-i)B'(tf-i)| + c6. But S'B\T - 1) = -20'(tf - 1) 2y+2*(Ar)-2*(J\T-l) 02lH-2*(J\O-2*(tf-l) _ J *
[ 30 ] LEMMAS 161 Since 0'(w) is decreasing and | y \ < \<t>'(N)y C0.26) y + <t>(N) - 0(iV - 1) = f" <t>'(u) du + y > </>'(#) - W(N) = W(N). Thus | B'(N - 1) | g VW " 1) eTC^I < 2-^f^ '*'" But by C0.07), *'(iV - 1) < (?,<*>'(#). Thus | B'(JV - 1) | < 2Cie*'w. Since #'(^0 is a positive decreasing function, B'(N — 1) is bounded and C0.25) becomes C0.27) / P(u)A(u)B\u) du = 0(A(N - D) = 0(A(N)). The other term in C0.24), A'(u)B(u) has as its derivative A»M log | 1 - e—— | + A>(u) 2fiM)eU(w)_Wu) • Since A"(u) > 0 for large u, and since the logarithmic term above is steadily decreasing from 1 to N — 1, taking extreme values in magnitude at 1 and N — 1, f" | A"(u)B(u) \du?(\ B(l) | + | B(tf - 1) |) (f" l A"(u) du + C7) g (| fi(l) | + | B(N - 1) |) (A'(iV - I) + O). But for large N, \ B(\) \ < 3*(N) and by C0.26) |B(JV-l)|^log-i° Thus f" ' | A"(u)B(u) | du = o(j*(A0 + log ^j A'W) • But il'(JV) ~ 4>'(N)A(N) and 4>(NL>'(N) = 0A). Thus /^ 11 A"(u)B(u) | du = O^(iV) |l + *'(AQ log ^y}) • Since <?'(iV) is decreasing, it follows that C0.28) f | A"(u)B(u) | dw = OU(AO). For the other term in the derivative of A'(u)B(u) we have, since A'(u) is
162 EXISTENCE OF CERTAIN FUNCTIONS OF ZERO TYPE [IX] positive and increasing for large u} f \A'(u)B'(u)\du= f \a'(u) ^ A'(N) f g2iH-2*(AD-2*(u) _ I "-1 2<t>'(u)ew*{N)-2*(u) du du + C<> e2iH-2*0\D-2*(u) __ 1 = -A'(N) log (fyw^*^ _ DJf + c9. Handling the logarithmic term at 1 and N — 1 and A'(N) in exactly the same way as in obtaining C0.28) we have / | A'(u)B'(u) | du = 0(A(N)). Combining this with C0.28), f 14~ {A'(u)B(u)\ I du = O(A(A0). J\ \du I Setting T(u) = Af(u)B(u) in C0.23) this gives C0.29) I f P(u)Af(u)B{u) du I ^ CWA(N) + | A'(l)?(l) |. But B(l) = 0(<f>(N)). Since A (AT) > eC/4)*(AO > *(tf) for large iV, C0.29) becomes C0.30) J P(u)Af(u)B(u) du = 0(A(iV)). Using C0.27) and C0.30) in C0.21), we obtain S A(n)fl(n) = ±A(# - 1)B(N - 1) + f A(m)B(m) dw + 0(A(N)), i Ji completing one-half of the lemma. Again by the Euler summation formula, Z A(n)B(n) = ±A(N + l)B(N + 1) + f A(u)B(u) du AT+l JN+1 C0.31) _ [ P(uL- {A(u)B(u)\ du. •tan au Jn+i du As in C0.23) if T(u) is any differentiable function such that T(u) —> 0 as u —> «, C0.32) I f P{u)T{u) du\?l [ \ T'(u) | du.
[ 30 ] LEMMAS 163 Again we consider the two terms in A {A(u)B(u)\ separately. A{u)B'(u) is now best written in the form 2y+24>(N) A(u)B\u) = 2<*>'(u)AU)e~2*(M) I _ g2iH-2*(AT)-2*(u) * But by C0.06) <t>'(u)A(u)e~24>(u) is decreasing for large u. The term 1 I __ e2v+2+(N)-2*(u) for u ^ N + 1 is decreasing. Thus A(u)B'(u) is a decreasing function for u ^ N + 1 and therefore its derivative has one sign. Thus by C0.32), for large N I f P(u)A(u)B'(u) du\^ -\l 4- \A(u)B'(u)} du \ Jn+i I Jn+i du = \A{N + 1)B'(N + 1). As in the results following C0.25), B'{N + 1) is bounded. Thus C0.33) [ P(u)A(u)B'(u) du = 0(A(N + 1)). Jn+i The derivative of the other part of (d/du){A(u)B(u)\ is C0.34) ~ {A'(u)B(u)\ = A"(u)B(u) + A'(u)B'(u). du Integrating by parts A,f(u)B(u) gives I [ A"(u)B(u) du\?\ A'(N + l)B(N + 1) | + f° A'(u)B'{u) du I Jn+i I I Jn+i Since for large u} A"(u) > 0, and B(u) < 0 for u > N + 1, [ | A"(u)B(u) \du = \\ A"(u)B(u) du Jn+i IJn+i Thus C0.35) [ | A"(u)B(u) \du?\ A'(N + 1)B(N + 1) | + I [ A'(u)B'(u) du Jn+1 IJN+l But B(N + 1) = log | 1 - e*>w)-w+» |, and much as in C0.26) y + <t>(N) - <t>(N + 1) < -§</>'(# + 1). Thus
164 EXISTENCE OF CERTAIN FUNCTIONS OF ZERO TYPE [IX] I at*+ DI* log ^-ir Also A'(N + 1) ~ <j>'(N + 1)A(N + 1). Thus | A'(N + 1)B(N + 1) | S 10A(N + 1L>'(N + 1) log ^^ry j ¦ Since <t>'(u) is decreasing, this becomes for large N \A'(N + l)B(N + 1) | g CUA(N + 1). Thus C0.35) becomes for large N C0.36) f | A"(u)B(u) | du g CnA(N + 1) + ( | A'(u)B'(u) | du. The other term of C0.34) is handled in the following way. Since A'(u) ~ (¦'(»))V«(«), /¦ i A'WB-w i*,*.r <*'wy" ^fzrrr *. ^4(^(jv + i)J r ^+2*(w)-*(") .» v , " «(AT + 1) -U 1 _ ^c»>-«c> * <w) dM- Let x = ev+*w-*w. Then f | A'(.)*<«> | du , «M+g e— f+"^ * , •J;v+i a(iv + 1; Jo 1 — X* < 4@XAT + 1)J .+¦(« . l+e"+*w-*(y+1) ~ a(iV + 1) 6 1 - c*++<w>-*<"+l> ' But<^(iV + 1) - <*>(#) - y ^ i<f>'(N + 1). Thus = °(S)c'"")_0(/l('V))- Using this and C0.36) with C0.34) gives C0.37) f |i-{il'(t«)B(u)} But since A'(y) ~ 4>'{y)A{y), du = 0(A(N + 1)). /•AT+l /»isr+i ;i(tf + 1) = A(JV) + / A'(y) dy ^ A{N) + 2 <i>'(y)A(y) dy. Since
i 30 ] LEMMAS 165 A(N + 1) Or Thus for large N A(N + 1) ZA(N)+Cu <t>(N) m +1)A ~ m) =Am C0.38) A(N + 1) = A(N) + o(|^). Thus C0.37) becomes r \4- \A'(u)B(u)} I du = 0(A(N)). Jn±i du 'jv+i I du Using this in C0.32) with T(u) = A'(u)B(u), Combining this with C0.33) gives f" P(u)A'{u)B(u)du = O(A(A0). C° p(u) ~ {A(u)B(u)} du = 0(A(N)). Jn+i du Jn+i du Using this in C0.31) completes the proof of the lemma. Proof of Lemma 29.1. Let 2 \U(n)]+l G^ = n(i-^) where A(n) is defined in C0.02) and [4(n)] is the largest integer not exceeding A {n). Then log | G(x) | = ? ([A(n)] + 1) log | 1 - x2e-2*M |. i Replacing [A(n)] + 1 by a smaller quantity when it is the coefficient of a logarithmic term that is negative and by a larger quantity when it is the coefficient of a positive term, log I (?(*) I ^ Z A (n) log I 1 - x2 e*** | + Z loglxV^'-ll ^(n)<log2-l'2x for a; > 10. But ? log | *V2*(n) - 11 < ? log a:2 < 2 log x ? 1. *(n)<lot2-l'2x *(n)<lofz o)(n)<logs
166 EXISTENCE OF CERTAIN FUNCTIONS OF ZERO TYPE [IX] But <f>(ri) > n for large n. Thus Z 1 = 0( Z 1) = O(log"ax). #(n)<logx n°<logaf Combining the three inequalities above, log I G(x) | g Z Mn) log | 1 - x2e~2*M | + Ca log1/ox. i Let C0.39) x = e*w+v, \y\< \<t>'{N + 1), where y is unrelated to !$z. Recalling the definition of B(u), C0.40) log |G(x) [ ^ (Z + i)A(n)B(n) + A(N) log 11 - e2y | + C„ | logx|l/a. But by C0.39), (log x)"° = 0((<l>(N))Ua) = 0(e<3/4)*w) = 0(A(N)). Using this, C0.18) and C0.19) in C0.40), log | (?(*) | g A(iV) log | 1 - e2y | + J4(iV - 1)B(N - 1) C0.41) + U{N + l)B(N + 1} \Ji Jjv+l/ + ( / + / ]Mu)B(u) du + CuA(N). We now consider C0.42) A(u)B(u) du = 6 »w log | xV2*(tt) - 11 du. Ji J\ <x(u) Si#ce m(u) is the inverse function of <t>(u), if v = e*(M), the equation C0.42) becomes r1 a(u)b(u) du = rNl).. .f .. log (^ -1y h «/e*(i) a(ra(logt>)) \y2 / Let v = x?. Then A(«)B(ti) du = x / * log (i - 1) J«*<i)/I a(m(logx<)) y2 / C0-43) ,„ ^i/xi'2 a(m(logxO) V2 / But for t > l/x1/2, by the mean value theorem
[30 LEMMAS 167 C0.44) a[ra(log x + log t)} a{ra(log x) \ a'{ra(log x + h log t) }ra'(log x + h log t) log* a2{m(logx + hlogt)} where 0 < h < 1. Since a' = (<t>'J and m'(ii) = l/0'(m(w)), C0.44) becomes 1 1 C0.45) < <ft' {m(log a; + h log Q} 1 log 11 = a2{ra(log:r + hlogt)} |a{m(logx + log*)} a{m(\ogx)} Since m{u) is monotone increasing and t > l/x1/2, m(log x + h log ?) > ra(log x — log ?1/2) ^ ra(? log #). By C0.08), for large N this gives m(log x + h log t) ^ C2m(log re) = C2m(<t>(N) + y) ^ C2mD>(N) - 4>'(N)) ^ C2m@(tf - 1)) = C2(N - 1) > C\N. Thus since a is increasing and 0' decreasing C0.45) becomes 1 1 C0.46) ^'(C22AQ|logi = clKCIN) |a{ra(logx + log*)} a{m(logx)} Using this in C0.43), / A{u)B(u) du = ---^ ^ / log ( i - 1) x(m(logx)) + dt C0.47) «(m(tog*))j( l0gG_1)d< + C\ oc\C\N))- Making the transformation < = e*{u)/x and using C0.46) as above, f 4(«)B(tt) dw = -j-^ r, f log (l - i) d< Jat+i a(m(logx)) JenN+\)ix \ t2/ + C0.48) By iterating C0.07) and C0.09), 0'(C|iV) = 0«>'(N)), a(N) = 0(a(CliV)). Thus
168 EXISTENCE OF CERTAIN FUNCTIONS OF ZERO TYPE [IX] -«- °ra*) - °<^»- By C0.10) xm = o^wwoo) = o(A(JV)). The two inequalities above used in C0.47) and C0.48) give (/ +/ )A(u)B(u)du C0.49) logx))\Jo J,*W+i>/,/ log l-? = •¦<*-"/*> A = e*("+1,A. a(ra(log Let C0.50) 0 = e Then since | y \ < fy'(N), n _ MN-D-+W-V _ „-*'(tf)-i/+o((*'(ADJ) C0.51) = 1 - y - *'(#) + 0((*'(JV)J). Similarly C0.52) A = <.¦<"+»-¦<">-* = i _ y + ^'(iV) + 0((<l>'(N)J). Since by B9.11) 0'(JV) -> 0 as JV -» <*>, C0.53) i < g < h < f d< + 0D (JV)). for large N. From it follows that (f + />g,!l- jflog |l-J|*-0, -^--Jf1*!1-*! df - / log 11 - 11 dt - f log *-+ + t d<. Using C0.53) this gives C0.54) (r+o log 1 - •>*-l dt log 111 d( + 0(h - g) = -(A-l)log|fc-l| + fo - 1) log | g - 11 + 0(h - g). Using C0.51) and C0.52) this becomes
C0] LEMMAS 169 (r+n logl-tl dt = -(*'(#) - y) log | *'(#) - 2/ + OWN))*) | - (*'(#) + y) log | *'(JV) + y + O((*'(A0)*) | + O(*'(A0) = -W(N) -y) log (*'(N)-y) - (*'(#) + J/) log (*'(#) + y) + 0(*'(iV)) = -*'(iV)log{@'WJ-2/2} *'(#) - y + J/ log jr( + OWN)) '<t>'(N) + y = -+'(N) log {(*'(#))* - 2/2} + OW)). Using this in C0.49), , x (/"' + /") A(u)B(u) du = rwl(!^ *~Ioet(*'(^»2 - y*\ C0.55) VJ ^+i/ a(ro(loga:)) + 0A)}+OU(AO). Clearly ¦(AT) + j/ g *(iV) •+ W(N + 1) < *BV + 1), *(JV) + y ^ HN) - H'(N) > *(N - 1). Since log x = <f>(N) + y, m(<t>(N - 1)) < w(log x) < mD>(N + 1)). Or since m and <t> are inverse functions, iV - 1 < m(log x) < N + 1. Since a is increasing, this gives a(N - 1) < a(ro(log x)) < a(N + 1). But | a(N ± 1) - «(i\Q | ? (*'(# - l)J ? (*|py. From the nt two results «(m(log*)) = a(N) + O(@'(AT)J). Thus a(m(logx)) oc(N)^ \ <x(N) J' Also x = e*m+v = e*(W(l + 0(*'(AT))).
170 EXISTENCE OP CERTAIN FUNCTIONS OF ZERO TYPE (IX] Using the last two results in C0.55), C0.56) Q" l + jT ) A(u)B(u) du = -A(N) log {(*'(#))' - y2} + 0(A(N)). Thus C0.41) becomes log | G(x) | g A(N) log | 1 - ev \ + \A{N - l)\og\l - xV*w_1' | C0.57) + \A(N + 1) log | 1 - zV2*(A,+" | - A(N) log {(*'(N)J - y2\ + CW1(JV). By C0.04), since A'(u) is increasing for large u, A(N-1)= A(N)(l + 0(<t>'(N))), and from this A(N + 1) = A(N)(l + 0(<t>'(N))). Using C0.51) and C0.52), log | 1 - sV2*^1' | = log 1 2«'(JV) + 2j/ + O(@'(iV)J) | = log D>'(N) + y) + 0A). Using thAe results in C0.57) log | G(x) | ^ A(iV) {log 11 - e2" | + | log (*'(#) + I/) + }log (*'(JV) - y) - log ((*'(JV)J - y2) + Cie) l-e2" ^Wjlog^ +C17j. Take 5 sufficiently small so that if | y | < 2**'(tf), then | y \ < %<t>'(N + 1), as is possible by B9.12). Then the above two inequalities give log [(?(*) | ^ A(A0(log5 + C18). But this implies that for some 5 > 0 | G(X) | ^ 1, ^(n)-2*'(n) ^x ^ ^(rO+2**^ as n —-> oo. This gives B9.14) since G(x) is even. To complete the proof of the lemma it remains to prove that G(z) is of zero type. Clearly if r = | z |,
[ 31 ] PROOF OF THE MAIN THEOREM 171 log | G(z) | g ? U(n) + 1) log (l + glQ . Since A'(u) > 0 for large u there exists some integer tti, such that A(u) is increasing for n > nx. Also since <t>f(u) is bounded, there exists a C19 such that e2*iu) ^ C19e2*(n), n^u^n + h Thus for larger r, log I G(z) I g t (Mn) + 1) log (l + Ji.) + 2 ? A(«) log (l + ^J) du iC.logr + 2^ -^-^ log (^1 + _ J dM. Let t; = e*(w) and let a(i/) = f$(v). Since t; increases with u it follows that, like a(u), P(v) is monotone increasing and fi(v) —> 00 as v —» 00. Thus loglOWIiCntogr+ 2^108A+^)^. gc-iogr+^)r2iog(i+?)du * ft. log r + g log A + C.S) + ^_ ? log (l + ^) ^ ^41logr + glog(l+C^)+^flog(l+^l2)* Since /3(v) —> 00 as v —> 00 it follows from the above inequality that r log I G(z) I ^ n hm sup ——.——-1 ^ 0. 1*1— I21 This completes the proof of the lemma. 31. Proof of the main theorem. We prove first a lemma. Lemma 31.1. Let {\n\ be the sequence {e*(n) + fc}, (| * | ^ 6e*(rV(n), 0 < n < 00 )t where k and n are integers and <j>(u) and 8 are defined as in Lemma 29.1. Let C1.01) F(z) = f[(l-?). l> \ An/ Then
172 EXISTENCE OF CERTAIN FUNCTIONS OF ZERO TYPE [IX] C1.02) log , F,(xj , = 0(X„«'(w(log Xn))) where m(u) is the inverse function of <t>(u). Proof of Lemma 31.1. From the definition of |X„}, to every \m there corresponds an N such that |Xm-e*w| g 5e*(NV(iV). Thus from C1.01) C1.03) log | F'(U I = (!) + ?) ? log 1 - x2. (e*(») + jfcJ N2 (e*(« + kI + log; where the prime on the last summation sign denotes omission of the term e*w + k = Xm. Clearly for n < N, Uk) = ^(^^-l)(^^-l)-log(e4-02 Xi - 2X2.(e2*(n) + k2) + (eUM - fc2J e**M C1.04) = log ^log = log(l- (X2, - e**<»>J (e2*™ - A;2J Xl - 2X2,(e2*(n) + *2) + (e2*M - *2J (K ~ e*<">J 2fcJ(e2*(B) + **) - + e*<»>O' (Xra-e*<»>J(X„ Clearly Xm ? e*w(l - &*'(N)). For small x > 0, 1 — x > e-21. Therefore for large N, Xm > e' *<W)-2«*'(AT) Since </>'(w) is decreasing, 4>(N) - 25*'(N) > 4>(N - 2«) and therefore Thus for large n Xm > e' MN-U) C1.05) \m - e*(B) > e*lN-M) - e*M /N-2& e*M4>\u)du ^ (N - 25 - n)e*M 4>'(n),
[ 31 ] PROOF OF THE MAIN THEOREM since e*(u)<l>'(u) is an increasing function for large u. Using this C1.04) , m . Ift(r /, 2(X2n + e2*("))fc2-fc4 _\ nW S V (N -28- n)^2*<»>(*'(n))HXm + «¦<•>)*/ g V (N -28- n)*e2*<»>te'(n))*(Xm + «¦<«>)»/ > l0g V ~ (N -28- nye**M(<t>'(n))*) ^ log (l 2«2 (N -28- n)V Since N > n and 5 is small, it follows that (TV - n - 25J' Thus for large n, E / (k) > -^W0 From this and the definition of In(k) in C1.04), using [x] to represent the J ; integer not exceeding x, .2 AT-1 / X* \ 1/1 = 5 ,»,sJSv<.)log (,(«¦«+ *)* ~ V ^EWWn + Diog^-i) where C23 compensates for those In(k) where n is small. It follows eas.il; /1 ^ S »¦'(«) ^loB (^} -l) C1-06) " -3g|log(^-l)|-W(W)««-»" Since takes its extreme values for n =1 and n = N — 1, I / X2 \l X 4CJV-1)
174 EXISTENCE OF CERTAIN FUNCTIONS OF ZERO TYPE [IX] Using C1.05) this becomes 5? Ilog (& -01" °(log Xm + Iog m) • But Xm < 2e*w for large m, and by B9.10), lfo'(N) < N, for large N. Thus max llogf-^ - l)| = 0(+(N) + log N) = 0(<t>(N)), since for large N, log N < 4>(N) by B9.09). Thus C1.06) becomes Ji > ? 2S*'(n)e*(n) log (^ _ i) _ C«AW) - 10*'(AOe*<w) - C». By B9.09) and B9.10), N</,(N) = 0{4>'{N)e*m). Thus for large AT, C1.07) J, 2; ? 28*'(n) e*<n) log (A - l) - c„*'(A0 «¦<*>. For w > JV, it is easily shown that = . L, 2k2\j-6e'*M\lk2 k'jxi-ie^Xl) \ \ (emn) - Jfc2)(e2*<"> - X2,J (e2*("> - Xi)*(e»»<"> - A2J) 6fcXe2*(n) (ew(«> _ jbt)(e*<») + \mJ(e*<») - XmJ ?log<l - (e*<"> - XmJ(e*("> + X„,)» («*<"> - fc2J ^log<l r 2X 2 6fc2X^ 4fc'X^. («*¦<"» - fc2) (e*<"> - X„.J (e*<"> - XmJ(e2*<"> - fc2J Since k = o(e*(n)) for large n lOJfc'x^ 6^x1 /.(*) ^ lOgjl eM(n)(e+(n) _ ^j e4#(n)(e*(n) _ XmJ > r i6fc2xi = 10S I1 e2#(n)(g*(») _ XmJj Since C1.08) e*(B) -\m> (n- N + 26)<t>'(N)e*w > 0 in much the same way as in C1.05), and since log A — x) > —2x for small x > 0, /-(*) e»<"> («¦<»> - XmJ'
[ 31 ] PROOF OF THE MAIN THEOREM 175 Therefore T^ 7 (k) > -32\m Y k2 .«V(n))V 32Xm ^3/ ¦// \\3 3^(n) = e2+(»)(e*(n) _ XmJ C1-09) _#() = -3253(«'(n)JX, X"*'^e ' A - X„e-*<»') g; -32SV(A0JA». 2, Xm^'(n)e-*<") A -X^e-*^J- Since ^(w)^*'"' is decreasing for large u " (* (iV)) Xm A - x^<»+»)I + (* W) l+i TT- X.e-*(-')T U0'(AQ)V(ilf+V(iy + 1) ... (*'(AQJ («¦(*+« _ xmJ +i- Xme-*("+» * By C1.08) e*(w+,) - Xm > ^'(]V)e'"". Thus (for large AT), g 4*'(iV + 1) -^ e2*(N+l)-2*(»} + 24>'(N)e*iN+1)-*(N) ^ H'(N + l)e2*'iN) + 2<t>'(N)e*'i!,) < lO<t>'(N). Combining this result with C1.09) ? Z /-(*) > -32083\m<t>'(N) > -10<f>'(N)e*u+1) > -20«'(JV)e*<w. Recalling the definition of In(k), this implies C110) " m ^ ? B^'We*W + 1) log ( 1 - -^j) - 20*'(iV)e*("). Combining C1.03), C1.07) and C1.10)
176 EXISTENCE OF CERTAIN* FUNCTIONS OF ZERO TYPE [IX] log | F(A J | i? 25 (E + Z) *'(«)e*M log (l - j^) C1.11) + y logA _ _^_\+ V' joe 11 - *= - Ca*'(N)e' ,*{N) Clearly t .<* (. - e4) * * h. (. - Jw,)+|ic (. - e4) 2+(N+l)\ S^^)+2S1logA-e<n"y,*'U>) By C1.08), B9.10), and later B9.09) ? * (i - e4) a it * i^0^ + ?><>- «••'") ? JV log i*'(JV) - E 2«-'*(n) *-*r,,«-W5-,Sr"- Since by B9.10), 4/</>'(") < w for large u, C1.12) E log (l - ^j * -N log N - CM ?; -C»<t>'(N)e*{N\ where this last inequality also involves the use of B9.09), ua < <t>(u). For large N, using Y]' without the range of summation indicated to cover the same range as X) in C1.11), we have Z'log i - («¦<*>+fcJ ^L'log i - ^ E' log | e*("> + fc - Xra | - E' log Be*<")) 5; E' log | e*(Ar) + t - x. | - 284>\N)e*w log Be*(N)). But as k varies over its range e*w + A; — Xm takes on integer values from — jh to n» where C1.13) ni + m = [2ty'(Jv>*w]. Thus
(:il | PROOF Olr THK MAIN THKOKKM 177 - (/ ' + / j log udu " 2Stt>'(N)<f>(N)e*W - 25*'(iV)c*(v) ^ n, logm + n2log n2 - m - n2 - 28<t>'(N)<t>(N)e*(N) - 28<t>'(N)e*(N) ^ m log ni + n2 log n» - 28<t>'(N)<t>{N)eHN) - 48<l>'(N)e*(K). For fixed N, nx + n2 is fixed. By differentiating x log a; + (c — a;) log (c — x), 1 ^ .x ^ c — 1, it follows easily that it takes its least value for x = 1. Thus using C1.13), n, log m + m log n2 ^ B6^'(iV)e*(•v, - 2) log B5</>'(Ar)e*('v> - 2). Therefore for large iV Z'log -2 1 - je^Tkyl - 2s+'(N)e*(N) los (^W" - 2) - 28<l>'(N)<l>(N)e*iN) - <5<t>'(N)e*m 1 25<*>'(AV<w){log<?'C/Vy<w) + log B5 - 2e-*lM)/^'AN))} - 28<j>'(N)<l>(NylN) - &4>'(N)e*(N> 5; 28<t>'(N)eMN} log <*>'(#) - lO<t>'(N)e*iN). Using this and C1.12), C1.11) becomes , x log I F'@ | ^ 25 B + ? ) *'(n)e*(,° log 11 - A | C1.14) \ i "+1/ I e2*(n)! + 28<t>'(N)e*{N) log 4>'(N) - CWW^. By the same proof as used in obtaining Lemma 30.2, in somewhat simpler form since here a{v) = 1, it follows that (t + ?)* W' log 11 - e4 | = W(N - l)c«-» log 11 - ^_, | C1.15) + W(N + l)e+(N+" log i 1 - X™ e' 2*W+1) + (J"'' + jQ *'(u)e*<"' log j 1 - A j du + 0(<t>'(N)e*(N)). If the right side of C1.15) is handled by the same method used in the proof of Lemma 29.1 with the very great simplification that here a(u) is not involved, C1.15) becomes
178 EXISTENCE OF CERTAIN FUNCTIONS OF ZERO TYPE [IX] = -0'(AV(A° log*'(N) + 0(<t>'(N)e*(N)). X2 1 Am e2«(n) Thus C1.14) becomes for large m, C1.16) log | F'(Xm) | ^ -Cn<l>'(N)e*(N) ^ -2C51<l>'(N)\m since IX„, - e+(N) | g H'(N)e*{N). The last result can be written as | eiog xm-*<*> _ ! | g «0'(JV). Thus as m —> » log Xm - <f>(N) -* 0. Therefore for large m <t>(N) > % log \m . Or m(<p(N)) > m[J log X J, which, since »i(m) is the inverse function of <f>(u), can be written as N > m[} log X J. Since <?'(w) is decreasing, it follows from C1.16) that log | F'(\m) | > -2C310'{m(§ log Xm)}Xm . Using C0.08), log | F'(Xm) | > -2CW' {C2 m(log Xm)} Xm. Iterating C0.07), log | F'(\m) | > -Ca^'Mlog \m)}\m , which completes the proof of the lemma. Lemma 31.2. If M(x) satisfies the requirements of Theorem XLVII, then there exists a function <t>(u) satisfying the requirements of Lemma 29.1 and for small x C1.17) J2 exp[An0'{ra(logXn)) -\nx] < M(x), x > 0, x„>io where m is the inverse function of<f>. Proof of Lemma 31.2. We shall deal mainly with n(x) = log log M(x). Let
[ 31 ] PROOF OF THE MAIN THEOREM 179 Let the set of intervals in @, 1) where n(x) > l/x be denoted by E and let the complementary part of @, 1) be denoted by C(E). If / Mi(x) dx < oo } Jo then C1.18) [ — + [ n(x)dx < oo. Jb X Jc(E) Since / /x(x)dx = oo, Jo it follows from C1.18) that C1.19) [ v(x)dx = oo. Also from C1.18) C1.20) f — < oo. JE X Since E is composed of intervals, these can be arranged in order of decreasing length and denoted by (an, 6n), (n > 0). Then C1.19) gives C1.21)- ? f\(x)dx = oo. But /x(an) g l/an otherwise an could not be the end-point of an interval of E. Since /x(x) is decreasing, it follows that ? f" m(x) dx^t, f"-dx=t, (- ~ lV i Jan i Jfln an i \an / By C1.21) this becomes C1.22) Zf- - l)= «>. i \a>n I On the other hand C1.20) gives C1.23) I>g^ <; ? P-< oo. On •'an X But C1.22) and C1.23) are contradictory. Thus / pi(x)dx =
180 EXISTENCE OF CERTAIN FUNCTIONS OF ZERO TYPE [IX] Again since ni(x) is never larger then ii(x), it follows that if x is in C(E), hv(x) = n(p%) implies §m(x) > ^i(px). If x is in E, then m(x) = \/x and m(px) ^ l/(px). Since p > 2, J/lu(x) > vi(px). Thus Mi(x) ^ n(x), m(x) ^ 1/x, and in addition satisfies the requirements of /z(x). Let Then /*2(z) < /*i(z) and is differentiable. Differentiating, it follows easily that n2(x) is decreasing. Using m(y) < W<//p)> Jp* y * *pz y = hxf^dt = ^(x). That is, Also, Let ^{px) < y2(x). j[' *(*) dx g; jfX dxx ? ^ dy = 1 jf' Mi(</) */ = oo. Ux)=xf^dy, Jx y2 Then nz(x) bears the same relation to /*2(z) as /^(z) does to m(x). Thus /li8(o:) is decreasing and is twice differentiable. Also C1.24) nz(x) < 1/x, m(z) < »(x), n*(pz) < Ws), / ns(x)dx = oo. Jo Clearly Jx fc-l Jxph-l where i? is so chosen that 1 ^ sp* < p. Thus
( 31 ] PROOF OF THE MAIN THEOREM 181 !\(y)dy g ? (xpk - xp^Wxp"-1) = x(p - 1) ? w(VV~l. By C1.24) fiz(x) > 2fiz(px) > 4/is(p2x) > • • • . Thus j\z(y)dy < x(p - lWx) g (|)M < a*rf*)(p - D^3^- But p* < p/x and p > 4. Thus f Mdy < (p - lM*J~*p. But pK ^ l/x and therefore Thus /iVo«2/lo«p 2K = p*lo«2'lo«* > [i j J\z(y)dy ^ p(p - l)s-lo*2'lo«"M3(s). Letting X —> 0 and setting b = log 2/log p, C1.25) lim x'bnn(x) = oo, 6 > 0. Let /i4(x) = ^s(x) + hx~b. Then by C1.24), for x < 1, 1 rl C1.26) M4(*) < -, M4(ps) ^ W*), / M4(«)dx = 00, X Jo and by C1.24) and C1.25) for small x m(x) < n(x). Also C1.27) -n'A(x) > $bx~b-\ Let *(*) = _r^)d J2x y Let 4>'(x) be the inverse function of &(x). Let
182 EXISTENCE OF CERTAIN F[-NCTIONS OF ZERO TYPE Then setting <t>'{u) = x and <t>'(y) = z, y = $(z), *(u)*'(u) = <j>'{u) / 4>'(y)dy = -x z&(z)dz JO <>x f*'@) , X = -x \ inBz)dz g 7r/x4Bx). Since /lu(z) < l/x it follows that <K^)</>'(") = 0A), Next consider <t>"(u). Using <t>'(u) = x, u = $(x), Thus C1.28) lim sup U-*QO But by C1.27) C1.29) Thus C1.28) gives Also C1.30) 4>'"{u) = But *"(u) = 1™4up^r {<t>'(u)f a: *"(«) = o((<t>'(u))\ *"(*) dx $"(x) ($'(*)J du (*'(*)> V-rW Since /i3 is negative, x ax hx y M2 fBx) > 0. That is, $"(:r) > 0. But &(x) < 0. Thus C1.30) gives <t>'"(u) > 0. We next consider
I 31 ] PROOF OF THE MAIN THEOREM 183 u<t>'M - i-*(tt) = u4>\u) - i- |o *'(y)dy = x$(x) + -i- / z&(z) dz = xr^)#+j_r'(o,;t;B2)rf2 hx y 4p J* 2x + ?<f4-?-*•> <#* 2px 2/ = iWBx)-,r^4 By C1.26), m(y) < hin{y/v)- Thus the above inequality becomes «*'(«) " f*(«) ^ f M4Bx) -X-f lxi{y/V)% 2p 4p 2 J2pX yl 4p 2 J2px i/2 Thus for large w, M»'(tt) > _1_ 4>{u) - 2p* Since <?'(w) is positive and decreasing, 4>{u) = [ 4>'(y) dy ^ utf{u). Jo Thus lim inf vTa<t>{u) ^ lim inf u~a<t>f(u) = lim inf x^x)I"* M—»oo u—»00 x—»0 Using C1.27) this becomes lim inf u~a4>(u) ^ lim inf < x I -—— /e> x_,, ) > G \l-a/1\(l+6)(l-a) rh) 6) '^'^
184 EXISTENCE OF CERTAIN FUNCTIONS OF ZERO TYPE For sufficiently small a it follows that lim inf u~a<f>(u) = oo. u-*oo Finally setting 4>'(y) = z, W(v))*dy= -| z2*'(z)dz = - / 3nlBz)dz = -tol4(fc)].*'a)+ij[ M4B2)rf2. Jo Thus by C1.26) it follows that [(*'(y)Jdy= x. Thus <t>(u) as defined here satisfies all the requirements of Lemma 29,1. We now turn to C1.17). Clearly if 0'{m(log 10)} = c C1 31) T2 e^+'W10**"^-*"* < V eK+'[MiotK)) i Y* e~Kxi2. X„>10 ~~ c>*'{m(lo«Xn)}?x/2 n-=l But 0'{m (log Xn)} ^ $s is equivalent to m(log Xn) ^ ^Qz)- Since m(u) is the inverse function of 4>{u)y this is equivalent to log Xn ^ 4>($(%x)) or C1.32) Xn ^ e*(*(*'2)\ But Jp*(x/2) *'(y) dp. 0 Setting 4>'(y) = z, / ¦'(()) /•*'«» »*'(*) dz= - nlBz) dz /2 J /2 = M*) - M2*'(o)). Thus for small values of x, C1.32) becomes and therefore C1.31) becomes for small x C1.33) ? ^¦'l-ci-x.n-M <; ? e«<3M)^U) + ? 6-A/2)X-. XB>10 Xn^e(8/4)M4(X) n-1 Clearly for small x,
[ 31 ] PROOF OF THE MAIN THEOREM 185 ?6(-l/2)Xnx = 0/A Also the number of Xn ^ e(m),l*{x) is of the order of eW4*"M. Thus C1.33) becomes y^ 6x»*'{m(iogXn)|-x«x < c 6w4>We"(,/4)M4U) g e'^ x„>io " for small x. But auOe) ^ m(s). Thus the proof of the lemma is completed. Proof of Theorem XLVIII. This is an immediate consequence of Lemmas 29.1, 31.1, and 31.2 once we prove that {Xn} as denned in Lemma 31.1 has density D > 0. If A(u) is the number of Xn < u, clearly from Lemma 31.1, AGO = Z 26<t>'(n)e+(n) + 0(u*'[m(log u)]) n «g m(log u) where m(u) is the inverse function of <f>(u). From this A(u) = 25 P °fM */(yN*(ir)dy + 0(ii*/[m(logu)]) •to •m(log u) = 2$u + O(ud>f[m(log V,)]). Since 0'(u) = o(l), Bm^-M = D>0.
CHAPTER X THE GENERAL HIGHER INDICES THEOREM1 32. Introduction. The following Tauberian theorem is due to Hardy and Littlewood.2 Let {Hk} be a sequence of increasing positive numbers such that ^-+1 ^ 6 > 1, k = 1,2, ..-, let i converge for x > 0, and let lim /Or) = «. x-»+0 00 1 This theorem differs from the usual Tauberian theorem in that there is no restriction on the size of the coefficients ak . The proof of this theorem that is of most interest to us here is due to Wiener.3 This proof is based on the use of biorthogonal functions which will be used here. This theorem of Hardy and Littlewood, the higher indices theorem, can be stated in different form. If we set log //* = \k and assume that /m > 1, then the higher indices theorem becomes: Let \\k] be a sequence of increasing positive numbers such that A*+i - A* ^ L > 0, k = 1,2, ... . Let C2.01) ?o* f" e-Vdy = f{x) 1 J\k-x converge for any x < °c . // 1 Cf. Lcvinson, General gap Tauberian theorems, Proceedings of the London Mathematical Society, B), vol. 44 A938), p. 289. 2 Hardy and Littlewood, Abel's theorem and its converse (II), Proceedings of the London Mathematical Society, B), vol. 22 A924), p. 254. 3 N. Wiener, A Tauberian gap theorem of Hardy and Littlewood, Journal of the Chinese Mathematical Society, vol. 1 A936), p. 15. 186
[32] INTRODUCTION 187 lim f(x) = s, x-»oo then i We shall generalize this result of Hardy and Littlewood by considering fix) = Zan T K(y) dy 1 J\n-z in place of C2.01) for a wide class4 of K(x). In case the an are suitably restricted in size, Wiener showed that the only necessary restriction on K{x) for a Tau- berian theorem is that its Fourier transform should not vanish at any point. That this condition is not sufficient for a higher indices theorem where the an are unrestricted we shall prove in the following theorem. Theorem L. 7/ \n C2.02) then C2.03) exists, but C2.04) does not converge. = n and (-1)V2/2 n! 00 /»oo lim ^2 an 1 e~v2f2 dy = s x—»oo n=l *'Xn—x oo i This theorem shows that K(x) = e~x2/2, even though its Fourier transform e~~u /2 does not vanish at any point, cannot be included in the class of K(x) for which implies Proof of Theorem L. 00 /*00 lim ]C an / K(y) dy = s, Xn+i - Xn ^ L > 0, x-»oo 1 •'Art—x ?fln = s / j K(y) dy. Since «--¦ = f;(^ilV'"\ n! 4 In the case of ordinary Tauberian theorems, that is, where the a« are restricted in magnitude, this generalization was made by Wiener. See, for example, A new method in Tauberian theorems, Journal of Mathematics and Physics, vol. 7 A928), p. 161.
188 GENERAL HIGHER INDICES THEOREM [XI we obtain e-V2i*e-e~V = V ("~^)?t e~nV-V2r* Thus C €-***--' dy= ?,(—? f \-ny-y*l2dy J-z n-0 n\ J-x \ — l)e f (y+nJ/2 n-o n! J_x oo / -i \n n*/2 /•« = Z(~},e f e-"il2dy. Let Then = (Y^'V'"* */~ f \-"*,2dy. J— 00 J—to oo / 1 \n n»/2 /•« *-*oo n-»l Wl "n—z This proves C2.03). Since as n —> oo en*/2 n! it follows that C3.04) cannot converge. This completes the proof. Thus for K(x) = e~x*12 with Fourier transform k(u) = e~u*n the higher indices theorem is not true, but for K(x) = e~*ex with Fourier transform T(l — iu) it is true. Therefore a general higher indices theorem will be sufficiently restrictive to distinguish between these two K(x). In what follows we shall assume that / K(x) dx = 1. The basic result of this chapter is: Theorem LI. Let C2.05) ian\ K(y) dy = fix) i JK-x converge uniformly for all x ^ X for any X. Let C2.06) An+i - An ^ L > 0, n ^ 1. Let K(x) «L(- oo, oo). Its Fourier transform is
[32] INTRODUCTION 1X9 *<«>-@W>*-,~*<- Bt) Let k(u + it>) 6e on analytic function ofw = u-\- iv, in the half-plane v > 0 onrf continuous for v ^ 0, end fet &'(w) exw(. Le( c = 2tt/L and let A be a positive constant. Suppose that ? is a real variable. Lei C2.07) C2.08) C2.09) max If IS" max l«|g« k(u + $) fc(tt) k(p) k\u) t(«) S e ? 4e X|w| v ^ 0, ?«' «(u) tuAere 6(u) is a positive even function of u, monotone increasing for u > 0, and C2.10) Then C2.11) 0(u) du < oo. lim sup | an | g Co lim sup | /Or) | wAere Co is a constant depending only on K(x) and L. This theorem reduces the higher indices to the level of an ordinary Tauberian theorem. Using Wiener's general Tauberian theorem, a corollary of Theorem LI is that if C2.12) then C2.13) lim /(x) = s, Hak = Here we shall prove a more restricted corollary. Theorem LII. Let the hypothesis of Theorem LI be satisfied. In addition let xK{x) tL{- oo, oo). Then C2.12) implies C2.13). The statement of Theorem LII includes the Hardy-Littlewood higher indices theorem since k(w) = Cr) 1/2 r(i - iw) by well-known theorems satisfies C2.07), C2.08) and C2.09). Let us now see what excludes K(x) = e~x*,2/Bir)ll\ Here k(w) = e~"*'*/Bw} -wl/2 y \l/2
190 GENERAL HIGHER INDICES THEOREM [X] and clearly C2.08) and C2.09) are satisfied. As regards C2.07), for large u -(«+{> V* max e-=^- = •'•'-'» and therefore here 6{u) = | u \ . Thus C2.07) is not satisfied and it is this that excludes e~x /2/BirI/2. This shows at once that requirement C2.07) is essential. Once C2.07) is assumed, C2.08) is implied by what are apparently much weaker restrictions, but this is of little interest since for the usual K(x), C2.07) will assure C2.08) anyway. As for C2.09), it is no restriction at all for the usual K(x). Under very general conditions C2.07) will in fact assure the much more stringent Thus C2.07) is the basic criterion for Theorems LI and LII. Clearly C2.09) implies that k(w) ^ 0 in the half-plane, v ^ 0. It can be shown that in fact k(w) can have a finite number of zeros in the half-plane v ^ 0, so long as k(u) ?* 0, (\ u\ ^ */L), by varying the proof given here for the case where there are no zeros. An alternative statement of Theorem LII is Theorem LIII. Let j/in} be an increasing sequence such that Mn+i/W = e > L > Q. Let 2Z anN(xfin) = f(x) converge uniformly for x ^ Xo for any xQ > 0. Let N'(x) c L@, °o) and N'(x) • log x eL@, oo). Let *M - &F I'"'l')*-*>. Ifk(u + iv) satisfies C2.07), C2.08) and C2.09), then lim f(x) = s implies that T,ak = s/N@). i A particular case of this theorem is N(x) = xe~x/{\ — e~*), for which *(«) = ^5 r(i - ttt)r(i - »u). That k{w) satisfies C2.07), C2.08), and C2.09) follows from well-known
I m } in;i)i*(Tiox to u;mma ox nioKTn<x;oxAi, itxctions 191 theorems on the gamma and zeta functions. A series 2^ an —; 1 1 - 6~MnZ is known as a Lambert series. Thus a corollary of Theorem LIII is that the higher indices theorem holds for Lambert series. This result was unknown before the proof of Theorem LI I in 1937. In fact the Hardy-Littlewood higher indices theorem remained an essentially isolated theorem until the theorem for K(x) was proved. We shall also prove the following result. Theorem LIW Let the hypothesis of Theorem LI be satisfied. In addition let xK(x) e L(- oo, x). Then C2.14) lim inf [f(x) - s\ = - 12, lim sup \f(x) - s} =12 x—»oo x—»oo implies that i n C2.15) lim sup \ J2 afc ~ s \ = Ciil ivherc C\ is an absolute constant depending only on L and K(x). In particular, if XM+i — Xn —> X then d = 1. 33. Reduction to a lemma on biorthogonal functions. The proof of Theorem LI can be at once reduced to the proof of the following lemma. C2 , d , • • • denote positive constants depending only on L and K(x). Lemma 33.1. // the hypothesis of Theorem LI is satisfied, there exists a sequence of fmictions {Rn(x, B)\, (n = 1), such that C3.01) f \Rn(x,B) | dx < C2, J— 00 C3.02) Rn(x, B) = 0, x > C*B, C3.03) f H | Rn(x, B) | dx = 52, n = 1, •*-» Xn /.OO /»00 C3.04) / Rn(x, B) dx \ K{y) dy = 0, k * n, J— oo ^Jk—* and C3.05) lim f Rn(x} B)dx f K(y)dy=l. B-*ao J— oo *^n—* Before proving the lemma we shall use it to obtain Theorem LI. 5 For K(x) = e~e*ex this theorem was proved by Ingham, On the higher indices theorem of Hardy and Littlewood, Quarterly Journal of Mathematics, vol. 8 A937), p. 1.
192 GENERAL HIGHER INDICES THEOREM [Xj Proof of Theorem LI. Clearly I Rn(x,B)f(x)dx = [ Rn(x,B)dxJtak [ K(y)dy. J—oo J— oo Jfe— 1 •'Xjfc—x Since Rn(x} B) = 0 for x > C*B and since the series on the right converges uniformly for x < CzBy integration and summation can be inverted to give /OO 00 m 00 /»00 Rn(x, B)f(x) dx = ? a* / Rn(x, B) dx / K(y) dy. oo jfe— 1 J— oo J*k—* By the orthogonality property, C3.04), this becomes C3.06) an r Rn(x, B) dx [°° K(y) dy = f Rn(x, B)f(x) dx. J— oo *^n—* •'—°° By C3.01) and C3.03) / «„(x, B)f(x) dx g max |/(x) | / | Rn(x, B) I dx J— oo I J—CO + max |/(x)| f \Rn(x,B)\dx ? -^ max \f{x) | + ft max \f(x) |. Thus C3.06) becomes an [ Rn(x, B) dx f K(y) dy\ ^ % max \f(x) | + ft max \f(x) |. By C3.05), letting B —» oo, this becomes | an | g -^2 max \f(x) \ + ft max \f(x) |. Xn *^/2 From this C2.11) follows at once, showing that Theorem LI is an immediate consequence of Lemma 33.1. Theorem LII can now easily be proved by an argument like that originally used by Tauber. Proof of Theorem LII. There is obviously no restriction in assuming that s = 0; that is, lim f(x) = 0. x-*oo By C2.11) it follows that C3.07) lim an = 0. n-»oo Let us now take
[ 33 ] REDUCTION TO LEMMA OX BIORTHOC.OXAL ITXCTIOXS 1 Vn = |(Xn + Xn+l). Then 2 ak r K(y) dy + Za, f X(y) dy = /(„w). This can be written as C3.08) Z at - E a* f * * X(y) dy + Z a* f X(y) ^ = /W- 1 1 J-oo n+1 •'A*-*,, Clearly I n /•Xjb-'n I Z a* / -KXy) d?/ I 1 J-oo I llkl |*(»)|dtf + Z l«*l / |X(»)Mtf 1 J-oo [n/2]+l J-oo [n/2] --(n-jfc)L n --(n-fl/2-A:)/, ?max|ot| Z / I K(y) \ dy + max | a* | Z / l#(</)M/ *=1 «/-oo A^n/2 [n/2] J-* p-nLll oo «-(l/2+i)L g max | ak \ n / | X(y) | di/ + max | ak | X / I #(*/) I dy J-ao fc2>n/2 j—0 J—oo »-nLf2 oo --(l/2+i)L ^ max \ak\n \ K(y) \ dy + max | ak | 2 (i + 1) / I #0/) I '*!' J-oo Jfc^n/2 j=0 J-(8/2+j)L ^ max | a* | T / | yK(y) \ dy + max | ak \ T 2 / I 2/#(l/) I dy. L/ J-oo fc^n/2 1/ j-0 J-C/2+j)L From this it follows at once that Z a* / K(y) dy 1 J-00 I / | yK(y) | % + max | ct | y / | »Xfo) | dlf. J— oo fc^n/2 /-/ •/— oo C3.09) ^ max | a>b | y- Lt Also t,akr K(y)dy\?max\ak\?, T \K(y)\dy n+1 JXA_Kft I k>n j-0 J(l/2+/)L oo fC/2+»L C3.10) S max | afc | Z (j + 1) / | K(y) | dy 2 f°° ^ max \ak\T J | ^(y) | dy. *>n iv •'L/2 From C3.08), C3.09), and C3.10) it follows that
194 GENERAL HIGHER INDICES THEOREM (X] In I Q p-nL/2 ]C ak: - f(vn) ^ max \ak\T \ yK(y) \ dy I 1 I Li J-oo + max | ak \ T / | yK(y) | efy. fc>n/2 iv J-oo C3.11) By C3.07) and the integrability of yK(y) it follows that 00 ^ a* = lim /(j>n) = s. 1 n-»oo This completes the proof of Theorem LII. Proof of Theorem LIV. There is no restriction in assuming that s = 0 since, for example, aY can be replaced by ax — s. Thus C2.14) becomes C3.12) liminf/(x) = - 12, limsup/(x) = 12. It follows from C2.11) that lim sup | an | ^ Col2. Used in C3.11) this gives C3.13) lim n-»oo Yl «* — f(Vn) 2C012 f \yK{y)\dy, J— 00 from which C2.15) follows easily. We now consider the case in which Xn+i — Xn —» °o. For N > 0, let 00 i»00 23 a* / K(y)dy = /^(x), L* = min (X*+i - X*). AT+l Afc-X fc>JV Applying C3.13) to fN{x)\ lim sup But Thus lim n-»oo y+1 I Lin J- ao JV I = 0. lim sup ?ak-f(Vn) \?^ [ \yK(y)\dy. 1 Lin J— oo Taking A7" sufficiently large we can make LN arbitrarily large. Thus = 0. lim n-*oo 23 <Lk - /(j'n) 1 Therefore
[ 3-1 | PROOF OK Till; UOIMA 105 lim sup | ? «& — * = lim sup | /(*>«) — s | + lim ; X "* — /("J = U. n —¦ oo I 1 n —> oo u —¦ oo j 1 This proves Ci = 1 when \n+i — X„ —-> x. 34. Proof of the lemma. Wo now turn to the proof of Lemma 33.1. We will require several auxiliary results. The first of these is an interpolation result. Lemma 34.1. For every n > 0 there exists an Hn(s) e L(— *, x), such that. C4.01) //„(X„) = 1; Hn(\k) = 0, fc ^ *, w/?w |XH| are as in Theorem LI. // C4.02) An(w) = Bl1/2 ^ ff tt(s)e""w rf», Mrw A„(w) = 0, | // | > c, and C4.03) An(w) = gn(w)e",'uX-l where C4.04) |Gn(^)l < C6> \(jn(u)\ < C«. /J?w/ a/ Lemma 34.1. Throughout this proof n is some fixed positive integer. For — oc < A; < cc let o> = -|/cL if | ?fcL - Xm + X, | > JL for all m > 0, (Tu = ^/t/> if 2~fcL — Xw + X„ = \L for some w, cr/,- = Xm - X„ if -\L g iA;L - Xm + X„ < \L. rrhis defines {o>) uniquely and i «k ~ ^L | ? {7, Also ^/cfl — 0"*: = {/-/• Moreover {<rfcJ includes (X,„ — Xfl) for all w ^ n. Let rw-nfi-'-V1--)- Then 1 — S/CTA; ; ; 1 — s/(T-k \ )~-2s/kL j | l~+~2s/kL I* 1 .!(?)_.. ¦ : sin 2ws/L \ 2w\ s n Clearly
196 GENERAL HIGHER INDICES THEOREM IX] 1 - s/tfk 1 - 2s/kL ? 1 + = 1 + sjffk — jkL) ^1 + 71 \L\s\ {%k\L - \L)\s - \kL\ B|fc|- \)\$-$kL < e |«/*(.-*L/2)| If N is defined by %NL — \L g | s | < §iVL + \L, if s is in the right half-plane, and if 2 indicates the omission of k = 0 and k = N, then for | s | > 10L i < 2^fi i ^ J_, Av'l 4S O 2AT N ur^f+i BV - n - §)L "•" # ?i (n - JV - |)L + ?Z Ltfti(n-N- *)* ^ 100 log | 8 | = l«l ' This must hold just as well for s in the left half-plane. Thus for | s | > 10L, by the three results above, T(s) ^ 100L s-\NL 1100 I sin 2tts/L I It follows easily from this that C4.05) | T(s) | ^ CtA + | 8 \)me2rUUL where t = 3>s. From the definition of <7* it follows that in an interval of length 500L there are at least 200G* not of the form Xm — Xn , (m > 0). Let such <rk in ( —250L, 250L) be denoted by t\ , r*, • • • , 7200 • Then by C4.05), m Let A — s/n) ... A - s/rm) ff.M = g (i + |«D- T(s - X„) e >l«l/? \ Tl / \ TJ00 / Then /?„(«) satisfies C4.01). Also C4.06) |ff.(«)|? „«l«l A + |*-X»IL where we recall that c = 2t/L. If
[ 34 ] PROOF OF THE LEMMA 197 then by C4.06) I 9n(u) | < Ct . Similarly Iflf!(i0l < CM. By the Cauchy integral theorem and C4.06) the path of integration for gn(u) can be closed in the lower half-plane if u > c giving gn(u) = 0. A similar result holds for u < — c. Thus I 9n(u) |=0, 11* | > c. If hn(u) is defined as in C4.02), then clearly This completes the proof of the lemma. Lemma 34.2. There exists a function <t>(u + iv) analytic in the upper half- plane v ^ 0 and such that C4.07) | <>>{u + iv) | = CneCll\ v = 0, \<t>(u) | is even, and C4.08) |*(i*)| gCuf-—, 1 + u* where 6(u) satisfies the conditions given in Theorem LI. Moreover, if C4.09) *(«) = (~-2 ? <t>(u)ei8Udu, then C4.10) | *(«) | g ClA, | *'(«) I^Cu, and C4.11) $@) = 1. In this lemma s is a real variable. Proo/ o/ Lemma 34.2. Let 0i(w) be an even function of u defined for u > 0 by 0,(u) = 40(w) + 2m. Clearly di(u) is monotone increasing for u > 0. Let
198 GENERAL HIGHER INDICES THEOREM \S\ TT J-co (U — ?) + (V + lJ T J-oo W — f + H^ + 1) By C2.10) the above integral defines \(u} v) as an harmonic function in the half-plane v > — 1. For u > 0 it J* (w — ?r + 1 f Jo 1 « (l* - ?J + 1 * " 7T Jo 1 + ? Since \(u, 0) is even, it follows that, for all u, C4.12) X(w, 0) ^ 20(u) + | u |1/2. It is well-known that there exists a function /x(w, y) conjugate to \(u, v). Let w = u + iv. Then 0(w) = X(u, v) + i/x(w, i>) is analytic in the half-plane v > — 1. Since \{u, v) ^ 0, C4.13) | e~0{w) | g 1. Along the real axis, by C4.12) C4.14) | e-°(u) | § 6-»<«>-l»i"/»t Let 3>i(s) is not identically zero since it is the Fourier transform of e~o(u). Thus for some value of s, $i(s) ?* 0. Let such a value of s be a. Then C4-i5) &>* c<~** •***'* *°- Bt) Let 4>(w) = e—^— . Then by C4.13), C4.07) follows, and by C4.14), C4.08) follows. Let <*>(«) be defined as in C4.09). Then by C4.15), C4.11) is satisfied. C4.10) follows easily from C4.08). This completes the proof of the lemma. Proof of Lemma 33.1. Using the terminology in the statements of Theorem LI and Lemmas 34.1 and 34.2, let us define C4.16) r.fri, B) = -,™™, , Hy)<t>(By)gn(u - y)e*"dy. Rv CZ9. 07^ *nH f24. 04-^
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200 GENERAL HIGHER INDICES THEOREM [XI C4.22) f x*\Rn(x + X„, B) \2dx ? Co. J— oo From this and C4.21) it follows by the Schwarz inequality that f \R%(x,B)\dx<C*. J—CO This is C3.01). Again by the Schwarz inequality rXn/2 f roo ^ 1/2 f rXn/2 , \i/2 j[^ iJj.(*lB)iifes|jr-(x-xo^«.(xlB)iidx| jl (-^g2}. Using C4.22) we have C3.03) at once. Clearly by C4.16) for real w r.(u>, B) = {2~y*™{y)) f_Kw - y)<t>{B(w - y)\hn(y)dy. But thi$ definition shows that rn{w, B) is analytic in the half-plane v > 0 and continuous in v ^ 0. For v ^ 0, by C2.08), C4.07), and C4.04) | rn(w, B)\?B\w\ AeAMC12eCllBv2cCi. Or for B > 2 C4.23) | rn(w, B) \ ^ BC2ieBC22M, v ^ 0. By Theorems C and C of Phragm&i-Lindelof, C4.18) and C4.23) imply that in the upper half-plane v ^ 0 I rn(w, B)e' 2BC22tw I ^ ^23 From the definition of Rn(x, 2?), it now follows that for x > 2BC22 the path of integration can be closed in the upper half-plane giving Rn(xy B) = 0, x > 2BCM, and this proves C3.02). C4.16) can be written as C4.24) -r»iu> B)Hu) = jJ?- f k(u - yL>\B(u - y))hn(y)dy. IU (Zf) " J-e By the definition of k(u) we have ? r„(u, B)k(u)e<uvdu = ^4^ ? r.(u, B)eiu,,dW ? K(s)e-<UI dx = B^/>(a;)da:?^B)e<'<v"i>dw = f K(x)Rn(y-x,B)dx. J—to
[ 34 ] PROOF OF THE LEMMA 201 The repeated integral here is absolutely integrable, so that inversion of the order of integration is permissible. The result can also be written as f rn(u, B)k(u)eiuv du = [ Rn(x, B)K(y - x)dx. J—to •'—00 Integrating with respect to y, we have Zoo iua __ in. -oo fa rn(u, B)k(u) t-1— du = ftn(x, B) dx / K(y - x) dy. 00 IU JLqo Jf Since rn(u, B)/u eL(— <», x) by C4.17) and C4.18) and since k(u) is bounded, it follows by the theorem of Riemann and Lebesgue that lim rr^U'B)m^du = 0. a-»oo J—to til Letting a —> «> in C4.25) we have C4.26) - f r%(Mf B)kM eiut du = f Rn(x, B) dx f K(y) dy} J— 00 XU J—tG *t— X since the repeated integral on the right is absolutely integrable. Let J»(s) = ? eittt du —^ [ Ku - y)MB(u - y))hn(y) dy C4.27) „ = _L f e™ du f B<j,{B(u - y)}hn(y) dy f KMe'1*^ dx. lilt J—00 J—C J— 00 That this repeated integral exists and is absolutely integrable is clear if it is written as J»(s) = -^ ? K(x) dx ? KiyV* dy ? B*\B(u - y)\eiu"~x) du. It follows from C4.09) that Us) = ^Ljj [ K(x) dx [ Uy)e<v^(~^)ei''l'-X) dy C4.28) * " ^ \ = Hn{s)J_^K(x)*(*-^)dx. Since C4.26) is the transform of the left side of C4.24) and Jn(s) is the transform of the right side, C4.26) and C4.28) are equal giving C4.29) ? Rn(x} B) dx ? K(y) dy = Hn(s) ? K(x)* (~^) dx. Since Hn(\m) = 0, (m ^ n), C4.29) with s = \m gives C3.04). Since Hn(\n) = 1, C4.29) becomes, with s = Xn ,
202 GENERAL HIGHER INDICES THEOREM [X] ? Rn(x, B) dx f" ^ K(y) dy = ? K(x)$ (~^) dx ^K(x)U>@) + J^ *'(y)dy|dx. Using $@) = 1 and C4.10), as B -> oo / «„(x, B) dx / #(</) dy = 1 + / #(x) dx / $'(*/) dy a*1/* A\n-x)IB = 1 + / #(*) dx / *'(!/) di/ +a~r+ok(x) {•csFf) - *(o)}d* = l + 0^j + o(l) = l + o(l). But this is C3.05). This completes the proof.
CHAPTER XI THE GENERAL UNRESTRICTED TAUBERIAN THEOREM FOR LARGER GAPS 35. Reduction of the general theorem to the basic lemma. In the last chapter we proved by an example, Theorem L, that the higher indices theorem is not true for K(x) = e~x /2/BttI/2. The question now arises as to whether a more stringent condition on {Xn} than the condition Xn+i — Xn ^ L > 0 of the higher indices theorem would be enough to give an unrestricted Tauberian theorem for K(x). (By an unrestricted Tauberian theorem we mean one where there is no restriction on the size of the coefficients of the series involved.) We shall see that such a theorem exists and that for e~x /2/B7rI/2 the basic requirement will essentially amount to 00 1 1 An The following theorem is an example of the results of this chapter and is a corollary of the considerably more general Theorem LVI that follows it. Theorem LV. Let 00 f °° 1 JXn-x where the series converges uniformly for x ^ X for all X. Let C5.01) Xn+l ~ Xn ^ Xn ~ Xn-l , U > 1. Let A(u) be the number of Xn < u. Let K(x) eL( — <*> , oo) and, let *(w) = B^L*(x)e Bt) Let there exist a function k(w), w = u -f iv, coinciding with k(u) for real w and analytic for v ^ —26 for some 5 > 0. Let a(ti) be a positive even function increasing for u > 0 such that k(w + s) k(w) C5.02) log // C5.03) fnr^dy<. J\ U2 Jl u ^ I s I a(\ w |), v ^ - 6, | s | ^ 5. then 203
204 GENERAL TAUBEUIAN THEOREM FOR LARGER GAPS IXIj /(*) = 0A), *-»<», implies C5.04) an = 0(eAK), n->oo, for some A depending only on K(x) and {Xn}. While C5.04) is not yet of the form an = 0A), it gives a sufficient hold on an to make further deductions comparatively simple.1 Condition C5.03) states that the faster a(u) grows the slower A(u) must grow. For K{x) = e-*V2/BxI/2, k(u) = <r"v7BxI/2 and therefore in this case a(u) is essentially | u | . Thus C5.03) becomes rdu fuMy) i\ u2 Ji y dy < oo. This is equivalent to which in C5.05) turn h y* is equivalent to 00 « 1 Aw dy < < oo. 00 It will be seen in Theorem LVIII that C5.05) is a best possible result. To avoid the somewhat restrictive condition C5.01), the following more general theorem is necessary. Theorem LVI. Let ~ '°° K(y)dy=f(x) 00 j»0C i Jk J\n-z where the series converges uniformly for x ^ X for all X.' Let C5.06) Xn+i - Xn ^ L > 0. Let A(u) be the number of Xn < u. Let K(x) tL(— oo, oo) and let ««>-5S*? **""*• Let there exist a positive even function a(u) increasing for u > 0 and let C5.07) Pl(u)= max f -?-{^ dy, x^a(u) Jo x2 + y2 y 1 Here we shall use the method of this chapter to show that C5.04) leads to an = 0A). This fact also follows from a result of Pitt. H. R. Pitt, General Tauberian theorems, Proceedings of the London Mathematical Society, vol. 44 A938), p. 243, Theorem X. 2 Condition C5.06) can be very considerably weakened without affecting the theorem and is of secondary importance here.
!35 REDUCTION OF GENERAL THEOREM TO BASIC LEMMA 205 and for 8 > 0 let C5.08) p(u) = min (8, pi(u)). Let there exist a function k(w), w = u + iv, coinciding with k{u) for real u and analytic for v ^ —p(u). For complex s let C5.09) C5.10) for some M > 0. Let and let C5.11) C5.12) then as x —> oo implies C5.13) log log 1 Hu + s) ! k(u) I k(w + s) I k(w) ^ I « I «(w), 1*1^ pW, 0(w) = max (p(v)a(v)} log fc'Qi + s) k(u) ^ «(u), i * I S p(w). /<*) = 0A) an = 0(eAA»), n —> oo, /or sora^ A depending only on K{x) and jXn}. This theorem is the basic result of this chapter. To complete this result the following theorem is necessary. Theorem LVII. If in addition to satisfying Theorem LVI [or LV] K{x) = 0(e~u+e)x) for some e > 0 as x —> oo, then C5.14) lim sup \ an\ ^ Co lim sup | f(x) \ for some C0 depending only on K(x) and {\n\. From C5.14), Tauberian results, such as f(x) -> s implies
206 GENERAL TAUBERIAN THEOREM FOR LARGER GAPS [XI] oo zl an = s 1 or such as lim inf \f(x) — s} = — fi, lim sup \f(x) — s\ = 12 implies l n lim sup ^ C,fi, follow quite easily exactly as in the previous chapter, making it unnecessary to reconsider these results here. That these results are best possible at least for K(x) = e~x /2/BttI/2 is shown by the following theorem. Theorem LVIII. // Xn+1 - X„ ^ L > 03 and C5.15) Z-1- = qo, 1 An then there exists a sequence \an} such that -y2/2 but 00 -00 >—»•/* lim ? «n / jTT^m dV = s x-oo 1 Jxn-r BtI/2 00 1 diverges. We now turn to the proof of Theorem LVI. This proof resembles that of Theorem LI in many respects, although it differs radically from it in certain respects. Lemma 35.1. // the conditions of Theorem LVI are satisfied, there exists a sequence of functions \Rn(x)} such that C5.16) f [ Rn(x) I dx = 0(eAK), n -> 00, J— 00 C5.17) Rn(x) = 0, x > xn < 00, n > 0, C5.18) [ Rn(x) dx [ K(x) dy = 0, A; 5* n} J—O Afc-X and * C5.19) f Rn(x) dx f K(y) dy = 1 J—co •'Xn—x where A depends only on K(x) and (Xn). 3 This condition can be very much weakened.
[36 1 EXISTENCE OF AUXILIARY FUNCTIONS 207 Before proving this lemma we shall use it to prove Theorem LVI. Proof of Theorem LVI. Multiplying the equation Ea* f K(y)dy=f(x) by Rn(x), integrating over (— «> f oo) and inverting the order of integration and summation as is allowed since Rn(x) = 0 for large x1 we have 00 ft 00 /*^® /* *" T,ak Rn(x)dx K(y)dy = f{x)Rn{x)dx. fc=l J— 00 JXjfe—X J— 00 By the biorthogonal property of Rn(x) this becomes «n = / f(x)Rn(x) dx. J— 00 By C5.16) and/(x) = 0A) this becomes a* = 0(/Xn), n-> 00. This proves Theorem LVI. 36. Existence of auxiliary functions. Before proceeding further we shall prove that we can assume C6.01) lim ^ = 0. X-+tO X For suppose that lim sup = a > 0. x-*oo X Then since A (re) is non-decreasing pi(u) = max / —^- <fy LQ2) ^ lim sup f ^ -?— *M dy ^ lim sup A(x) /* ^ | *-oo Jx xl + yl y x-oo Jx bx1. ,. 2 A Or) 2 = lim sup - = - a. x-*oo OX *5 But if pi(u) ^ 2a/5, it follows from the definition of 6(u) that a(u) must satisfy the requirements on $(u); that is, du < oo. C6.03) f °^i Since p(w) = min F, 2a/5) and a(w) satisfies the requirements of 6(u), C5.09) implies C2.07), C5.10) implies C2.08), and C5.11) implies C2.09). Thus if C6.01) is not satisfied the hypothesis of Theorem LVI implies that the hypothe-
208 GENERAL TAITBKRIAN THEOREM FOR LARGER GAPS [XI] sis of Theorem LI is fulfilled and thus in this case Theorem LVI is proved by Theorem LI. (Actually in this case Theorem LVI is somewhat more restrictive than Theorem LI.) Thus for the remainder of this chapter we shall assume that C6.01) holds. Since pi(w) is a decreasing function and since pi(u) ^ 2a/5 leads to Theorem LI, it is clear that we are interested only in the case where Pi(u) —> 0 as u —> oo, and therefore where p(u) —> 0 as u —» 0. That p(ti) —> 0 is in fact implied by C6.01). Let C2, C3, • • • be positive constants which depend only on K(x) and jX„). (We shall assume that 8 is fixed for any k(w) and therefore also depends only on K(x).) Let C6.04) F(z) -*O-0 Lemma 36.1. If the conditions of Theorem LVI are satisfied, there exists a sequence of functions (A(s)l> analytic for \s\ > 0, such that C6.05) |/n(«) | ^ C2 —^, | s | ^ p(u), and such that if C is a path about s = 0 C6.06) ^ /c/n(s)e*" = Fn(z) where C6.07) Fn(z) = F{z) F'(\n)(z-\n)' Proof of Lemma 36.1. Fn{z) is defined as in C6.07). For s^ Owe define AW by C6.08) Us) = I Fn(z)e-iztdz Jo where the path of integration is along the line am z = — am s — \iri and therefore along the path of integration e~tzs = e-1. Since we assume that A(u)/u —> 0, by Theorem XXX, F{z) = 0(et[A) for any e. Thus by the Cauchy integral theorem we can rotate the path of integration of AM through any angle less than 90°. Therefore /»(s) can be defined in any sector of the s plane whose angle is less than 180° by integrating along a fixed line in the plane (fixed for any particular sector). Thus/n(s) is analytic in such a sector excluding s = 0, and since the s plane can be covered by three such overlapping sectors, fn(s) is analytic in the entire s plane except for s = 0. From the definition of fn(s), C6.09) \Ms)\? ?\Fn(z)\e~M\dz\.
[ 36 ] EXISTENCE OF AUXILIARY FUNCTIONS 209 Using the prime on the product sign to denote the omission of the term k = n, C6.10) \Fn(z)\ ^n?,1 l-r? Ifr (' + •$. z — K I *-i \ \l / or <*"' iw*)Isxwi*H1+ls-')- Thus C6.09) gives <,612) '"•>' s xW)| C(x" + *' ?(' + xl)"""fe Since i \ \*/ Jo \ y2/ Jo x* + y2 y C6.12) gives C613) lm's5JI75Jif(* +u^i"*1 s| + C?? T**H Let C6.14) /, = f(U) (* + X„) exp (-*| «| + f -^-t ^ dy) (fa. Jo l, Jo x ~r y y ) Since C615) si ^Ti2lTdy = i. (^T^lTd2/>()' it follows that max f — - ^U = f **U) ^dy x^«(«) Jo z2 + 2/2 i/ Jo a2(u) + y2 y 2 K JUo x2 + y2 y Uy_U(w) g - a(w) max / —f- dt/ = - a(u)pi(ti). 2 x^a(u) Jo xz + 2/ 2/ 2 Since pi(u) —> 0, p(w) = pi(u) for large w. Using the above inequality in C6.14), we have therefore for large u Jo Thus Ji ^ /a(M> <* + Xn)e-x,,,+a0 «(w) " ' K(u)p(u)/2da:.
210 GENERAL TAUBERIAN THEOREM FOR LARGER GAPS [XI] a(u)p(u)/2 C6.16) Ji^ [ (x + \n)eaiu)p(u)l2dx < a(u)(\n + a(u)) Jo Let C6.17) J2 = f (x + \n) exp (-x| s\ + x f -^-2 ^dy)dx. Jaw { Jo x2 + y2 y J Since for large u max f-m—U-JpM, «^f (^ + Xn)^M^(u)/2^. x^a(u) Jo x2 + y2 y 2 J«(«) For |*| ^ p(w), J2g f (a; + XnN-^(M)/2dx, and evaluating the integral on the right we obtain -p(u)a(u)/2 C6.18) J2 S Vnn «2W{2a(u)P(u) + 4 + 2X.p(u)}. az(w;pz(w) From the definition of p(u) it follows for large u that C6.19) «(u)P(u)> r^M^ldy. Jo ctHu) + y2 y Since the integral on the right, by C6.15), is an increasing function of a(u) and therefore of u, it follows that for large u <*(u)p(u) ^ C3. Thus C6.18) becomes for large u J* < C,a\u)e-a{u)p{u)n{a{u)p{u) + \np(u)\. Since a(u) is increasing and since with no restriction we can assume that Xi > 1, C6.20) J2 < C6a2(u)\n{e-p(u)a(u)l2p(u)a(u)} < Cs<x\u)\n . Using C6.13) and the definition of Ji and J2, IWs)l=xTlAj|('/l + 72)- By C6.16) and C6.20), C6.21) |F7)IL X" X" J
[ 36 ] EXISTENCE OF AUXILIARY FUNCTIONS 211 Using C6.19) Jo «2(w) +V2 V 2 Jo 1/ Since A(i/) ^ 1, y > Xi, 1 /'a(t<) dy 1 1 *(u)p(u) > - J — > - log a(u) - - log Xi. Or C6.22) a(u) < C8e2a(u)p(u\ Thus C6.21) becomes for large u {fn{s)l-\l%j\eiaMHu)' I«!*p(«). Since a(i*)p(w) ^ 0(iO, and since the term "large u" is used independently of n, this result gives C6.05) for u ^ Uo for some i*o. But since p(u) is decreasing it follows that if C6.05) holds for u ^ u0 it also holds for w < u^ by adjusting the constant Ci. We shall now prove that C6.08) implies C6.06). This is a well-known result. Let Clearly Jk=0 _ FJLz) 2ici Jc For large | z \ depending on t > 0, 2«ic 'J**' dz- If I 2 I = R on C and R is large, IMS J,. If k is large we can take R = k/t. Then C6.23) |6t|S^SC,.?. From /»« = f° Fn(z)e-is'dz Jo we have, if it; = izs,
212 GENERAL TAUBERIAN THEOREM FOR LARGER GAPS (Xfl C6.24) /.(,)= I [* Fn(?)e-du>. IS Jo \is/ Taking w real and using the series for Fn(z)> The inversion of integration and summation is valid since the last sum (and therefore the preceding sum) converges absolutely by C6.23) for any s^O, Using the last equality, = Z Ml A / Am ds=Z hzk = Fn(z). fc-o 2irt Jc (ts)*+1 fc-o This completes the proof of this lemma. Lemma 36.2. There exists an entire function <f>(w) such that Cl2\v\-106(u) C6.25) 14>{u + iv) | g Cn \ + u* and CiaM-iO*(u) C6.26) 14>'(u + iv) | g Cm * . 4 1 + it wfore 0(^0 satisfies Theorem LVI. Moreover if C6.27) *(*) = ~^ ? *(« V" d" C6.28) |*(*)| g C16, | *'(*)! ^ CM and C6.29) *@) = 1. Proof of Lemma 36.2. By Theorem XXVI and B0.08) it follows since I06Bu) f00 IMC 2 du < oo that there exists an entire function H(w) such that for X\, depending only on 6(u), \v\xi-\m2u) C6.30) |fl(w)| g l + u*
[ 37 ] PROOF OF THE BASIC LEMMA 2l3 Also the Fourier transform of H(w), h(x) is such that C6.31) A@) * 0. Let C6.32) «»>-!$• Then if $(x) is the transform of <t>(u)} *@) = 1. Also by C6.30) and C6.31) |4>(X)I SIM0)|BT)i/»jLl + tf |*@)|Br)»/«liil + - A similar result holds for $'(x). Thus we have proved C6.28), and C6.29). Since 6{u) is an increasing function of | u |, C6.25) follows from C6.30), C6.31) and C6.32). By the Cauchy integral theorem * (w) = *—. I ds 2m Jc s where here C is a circle of unit radius about s = 0. By C6.30), C6.31) and C6.32) it follows that *il»|-10#B|«i|-2) |*'(u>)l go*6 1 + u* C6.20) follows at once, completing the lemma. 37. Proof of the basic lemma. Proof of Lemma 35.1. Let C7.01) rn(w, B) = ~± [ fn(s)k(w - s)B<t>(Bw - Bs) ds K(W) LlCX Jc for v ^ 0, where C is the circle with center at s = 0 and of radius p(| w |). The functions on the right are defined in Theorem LVI or in the preceding lemmas and are analytic for | s | = p(| w |), v ^ 0, thus making rn(w, B) analytic for v ^ 0. Using log and k(u + s) k(u) ^ \s\a(u) g«(i4), |s| = p(w), W(u) gives C7.02) | rn(u, B) \ ^ CM f|L | B| «(Bu - Bpe") | d,.
214 GENERAL TAUBERIAN THEORExM FOR LARGER GAPS [XI! If | u | S 2p@) this becomes using C6.25) C7.03) | rn(u, B) | S ^ Bec*°B, \u\ ? 2p@). If | u | > 2p@), C7.02) becomes, using C6.25) and recalling that p(\ w \) is decreasing, For B > 2 this becomes I rn(u, B) | g Cn ^ ^^, | u | > 2,@). gC23B Using this and C7.03) C7.04) ^U>B)^lF'TK)\T+u*- From C7.01) it follows that -?r,(«, B) = ==1 (l - ^) ~ f /.(«)*(« ~ «)*(B« - Bs)ds an k(ii)\ k{u) /2ti Jc 2m Jc k(u) in 2irik(u) —^ f fn(s)k(u - s)B2<f>'(Bu - Bs) ds. U) Jc By C5.11) and C6.26) in addition to the results used above in obtaining C7.04) it follows in the same way as did C7.04) that C7.05) — rn{u} B) du ec„s If Rn(xf B) is the Fourier transform of rn(u, B)} then by C7.04) c23b \Rn(x,B)\ ?10,-^ \F\K)\ By C7.05) and Theorem E on Fourier transforms ]_ *,|B.(*,B)|,dz? 10 pi. '(x«) r Using these last two inequalities and the Schwarz inequality C7.06) J ^ | B.(*, B) | dx < pi^-.
[37 ] PROOF OF THE BASIC LEMMA 215 Returning to the definition of rn(w, B) and again using the inequalities for /n(s), <?(w), and also the fact that ?M\w\, \s\ ?P(\w\), 1^ + ,) ! k(w) gives at once M|u>|+60(|t0|)+C26*M C7.07) | rn(w, B) \ ^ e \W^f\ . For large values of u, 0(u) < u, for if this were not the case, 6(un) ^ un for a sequence {un\,un—^ °°. Since un —> <», we can assure un+i > 2un by deleting terms. Since d(u) is increasing Un * ^ X-* Un °0 . Ji u2 i JUn u2 i 2un which is impossible. Thus 0(u) < u and C7.07) becomes C27B[w\ C7.08) \rn(w,B)\ ? ~ It follows from C7.04) and C7.08) and Theorem C of Phragmen-Lindelof that C7.09) | e--rM B) I S i^f+H-T). • * 0. Since Rn(x' B) = B^p ? r>> B)eiwxdx, we can close the path of integration in the upper half-plane if x > C27B. Thus C7.10) Rn(x, B) = 0, x > C27B. From the definition of rn(u, B), C7.11) _rn(u, B)k(u) = 1 ( fn(8)k(w _ s)^(Bix; - Bs)ds. m 2in Jc Exactly in the same way as in C4.26), C7.12) - r rn{u> B)kM eiu* du= f° Rn(x, B) dx f K(y) dy. J-oo XU J-oo J*-x Let Tn(& = f eiw*dw^-. [ fn(s)k(w - s)B<t>(Bw - Bs)ds J-» iin Jc C7.13) = lim / eiwidw^. I fn(s)k(w - s)B<t>{Bw - Bs)ds. A-»oo J-A 41Tl Jc
21b GENERAL TAUBERIAN THEOREM FOR LARGER GAPS [XI] If we take C as a circle of radius p(A), then inverting the order of integration, we have Tn($ = lim -k [ fn(s) ds [ eiwik(w - s)B<t>(Bw - Bs)dw. Using the Cauchy integral theorem this becomes If / pA+9 ~—A+s r„tt)= lim gL //„(*) dsl + A-+ao &Tfl 'C \J-A+» J-A + [ )eiw*k(w - s)B<t>(Bw - Bs) dw. JA+*/ Making an obvious change of variables, rn({) = lim -L [ fn(s)ds [ emu+9) k(u)B<t>(Bu) du A-*oo 2irt Jc J-A + lim -L [ fn(s) ds( [ ' + [ Je'"**(ii; - s)B4>{Bw - Bs)du;. A-»oo 27Tt Jc \J-A JA+s/ Inverting the order of integration in the first integral above and using gives C7.14) TJ&) = Fn(i) f° e<(uk(u)B4>(Bu) du + h + h J—CO where h = -^. [ fn(s) ds [ eiw*k(w - s)B</>(Bw - Bs) dw 2m Jc J-a and 12 is the other similar term. Since C is of radius p(A) on the path of integration (— A, — A + s), &(w — s) < o(A)p(il) < *U) fc(-A) Using this and the inequalities for fn(s) and <t>(w)f 69(A) 9(A) n -106(BAI2)+Cit Bp(A) 1 Jl' ~ Cw |F'(XB)|B«A< ' Since B > 2 and since pD) —> 0 as A —> oo, it follows that lim Ji = 0. A-*«o Similarly with J2. Thus C7.14) becomes
[37 PROOF OF THE BASIC LEMMA 217 Tn(& = Fn(& f' ei(ttk(u)B<t>(Bu) du J—to = Fnii) <2?p ? eiiuB<t>(Bu) du ? K(y)e-ii" dy = Fn(& ^I_ ? K(y) dy ? e*"^ B<t>{Bu) du = F,,(f)?XB/)$(^)d2/- The last result with C7.11), C7.12) and C7.13) gives C7.15) ? Rn(x, B) dx f K(y) dy = F.ft) ? K(y)* (^p ) dy. But F„(X*) = 0, k j* n. Thus C7.16) f Rn(x, B) dx f K(y) dy = 0, Since Fn(XB) = 1, C7.15) gives / Rn(x, B) dx \ K(y) dy = / K(y) <*@) + / *'(*) dx\dy. J-oo JK~* J-oo ^ JO ) Since <i>@) = 1, this becomes C7.17) / Rn(x,B)dx K(y)dy = \ + K(y)dy #(x)dz. J— oo •'Xn—* •*-• •'O Since | <i>'(x) | < C16, k 7* n. C7.18) z (K-v)IB <i>'(x) dx gcv J5 Also since | $(x) | < Ci6 r.(X»-l/)/a C7.19) / Jo <i>'(x) dx =K^^)"*(o) <2C15. Thus if C3o is so chosen that (r,+o*«i*<8i,. then by C7.18) and C7.19) p(Xn-y)/* JO /• CKhn-V)IB p I \ ft-30 1 1 \ K(y) dy / *'(*) dx ? C» ^4p f | K(y) | dy +1 < Cn ^ + i oo JO \ ?> J-Ci0 & If we take B = Bn = 4C8i(Xn + 1), then by C7.17) and the above inequality
218 GENERAL TAUBERIAN THEOREM FOR LARGER GAPS [XI] I [ Rn(x,Bn) dx f° K(y) dy I § 1 - \ - \ = §. Thus if we set C7.20) 7n = [ Rn(x, Bn) dx f K(y) dy, then | 7n | ^ i- Let C7.21) Rn(x) = Rn{x' Bn). Then by C7.06) | Rn(x) | dx < Cx 00 inxn)r Since by Theorem XXX, | F'(\n) \ > e~'K, C5.16) follows at once. (Since I ^'(^n) I > e~10Xn would do just as well, it is clear that Xn+i — Xn ^ L > 0 can be very much relaxed.) By C7.10), C5.17) follows. By C7.16), C5.18) follows. By C7.20) and C7.21), C5.19) follows. This completes the proof of the lemma and therefore of Theorem LVI. 38. Proofs of the remaining theorems. Theorem LV is proved by showing that its hypothesis implies Theorem LVI is satisfied. Proof of Theorem LV. C5.06) and C5.09) are obviously satisfied. Clearly n __ n + 1 _ ft(Xn+i — Xn) — Xn Xn Xn+1 Xn Xn+1 Since Xn+1 — Xn is increasing, n(Xn+l - Xn) ^ (Xn+1 - Xn) + (Xn ~ Xn-l) + . . . + (\, - Xi). Thus n __ n + 1 > Xn+i — Xn — Xi Xn Xn+1 Xn Xn+1 But Xn+i — Xn —> oo, otherwise we have Theorem LI. Thus it follows that for large n C8.01) ~ > U-^ . Xn Xn+1 If b > a and X^ ^ b < X^+i, X„ ^ a < Xn+i, then clearly A(q) + 1 > n+ 1 A(fr) ^ N a ~~ Xn+i fr — Xat If JV > n then by C8.01) it follows that n+1 iV Xn+1 Xtf
[ 38 ] PROOFS OF THE REMAINING THEOREMS 210 giving C8.02) AW+J^Aft) b>a a o If n = N then A (a) = A F) = n and since b > a, C8.02) is true here also. By C5.07) / x r 4x A(j/) , px(w) = max / —^ dj/. >ia(«) Jo a;2 + 2T 2/ Using C8.02) "l(M) * .??> Li. * + ? ~vdv+ —r-1 * + * dy\ *^«(«) L^ A 2/ z J By C8.02) for large x AW+i ^ _J__ /¦* AW+J ^ < 4 r A_^) x x — \iJ\i y x J\i y Thus C8.03) Pl(ii) ^ max (— f ^ d A x^a(u) \X JO y / Clearly Using C8.02) for large a, Thus C8.03) gives a(u) Jo 2/ JadO x2 a(tt) Jo 2/ a(w) Since A(y) ^ 1, B/ > Xi), the above inequality implies C8.04) M * % fM *® dy. oc(u) Jo y Since for large u, px(u) —> 0, it follows from C8.04) for large u that
220 GENERAL TATTBETtlAX THEOREM FOR LARGER GAPS [XII C8.05) e(u) = max (a(v)p(v)) g C37 f " ^ dy. Thus C5.03) implies C5.12). In the paragraph following C7.07) it was shown that for large uy B{u) < u. Thus a(u)p(u) < u for large u and therefore C5.02) implies C5.10). Since k(w + s) is analytic for | s | ^ 5 and v ^ — 8, k(w + s) = k(w) + sk'(w) + 0(| 5 |2) for small | s |. Thus k(w + s) = l + s1(M + 0(\S\i). k(w) k(w) From this for small I s I , k(w + s) k'(w) nn |2v log —-t-^t— = s y^-r- + 0{\s \). k(w) k(w) Taking am s = — am (k'(w)/k(w)) and taking the real part of the above equation, log Since it is given that it follows that k{w + s) = \8 log k(w) k(w + s) k\w) k(w) + 0(\s\2). k(w) k'(w) k(w) ^ l»|«(IH), Za(\w\), Setting w = u + s, | s | ^ 8, this becomes I k'(u + s) k(u + s) Combining this with C5.02) it follows that ?«(|«| + |«|), v S -8. \s\?i. log k'(u + s) k(u + s) + log -^-^ I ? M «(«) + log «(| « I + I 8 |). Or log k'(u + s) k(u) g \s\a(u) +loga(\u\ + |«|). By C6.22) log o(«) < 20(w) + log C». Thus
38 C8.06) PROOFS OF THE REMAINING THEOREMS I k'(u + s) I log *(tt) ge(u) + 2oBu) + io«r:8, 221 * I ^ p(m). This result while it is not exactly C5.11), serves quite as well as C5.11) in the actual proof of Theorem LVI if we replace 6(u) by the larger function 0Bu) throughout the proof. This completes the proof of Theorem LV. In proving Theorem LVII we require the following lemma. Lemma 38.1. // Theorem LVI is satisfied, then for any c > 0 and any c > 0 — = 0(e ), k{w) C8.07) as \w\ —> oo. Proo/ o/ Lemma 38.1. From C6.22) loga(t«) ^ 2»(m) + logC8. 1*1 ^c,^0, Thus by C5.12) Therefore r togaW ^ im / -¦oo Ju lim 2"log«(j/) < ». dy = 0. Since a(w) is increasing this gives lim a(u) f " ^| = 0 or ,. a(w) A lim -^— = 0. u-*oo U Thus for any e > 0, C8.08) But from C6.22) for large u a(u) < 6-1, ti log a(w) < p(m). 3a(ii) Since a(w) is increasing it follows from this and C8.08) for large | u | that C8.09) p(u) > 6-e|tt|. By C5.10) for real { log ^pl^MM, v^0Ai\Sp{\w\).
222 GENERAL TAUBERIAN THEOREM FOR LARGER GAPS [XI] For large | w \, p(\ w |) is decreasing. Thus p(w + ?) > pB | w |), Let | ?„ | ^ c, ?„ = So - npB | w |), and let N be the integer for which -pB | w |) g & - iVPB | w |) < pB | w |). Then msc. log *(w + «») Adding from n = 1 to n = N Also log log k(w + &) k(w + h) k(w + S„) k(w) ^ M\w\, ? NM\w\. g M\w\. 1 ?n ?N. Adding the above two results and observing that, from the definition of N, Argl + _i^i_ g i+ c pB|to|) = ' PB|w|)' it follows that for large | w log k(w + ft) By C8.09) log k(w) k(w + S) k(w) 2cM | w I :pB|ti>|)" ?2cM\w\e2'M, *l St Redefining «, C8.07) follows at once. Lemma 38.2. // Theorem LVII is satisfied, there exists a sequence of functions [Rn(x, B)}, such that C8.10) C8.11) C8.12) f [Rn(.x,B)\dx<C», J— oo I \Rn(x,B)\dx<^, J-» An «.(«, B) = 0(e-2Al), o: —> 00,
[ 38 ] PROOFS OF THE REMAINING THEOREMS 223 C8.13) [ Rn(x, B)dx f K(y)dy = 0, k * n, J—CO J\k—x and C8.14) lim ( Rn(x,B)dx [ K(y)dy = 1. Proof of Lemma 38.2. Let • ft — »uAB+l f t*+c C8.15) rn(u, B) « k^2v)m J^ k{y)e-^vli**(By)gn(u - y)eiX"'dy where c = 2w/L and <t>(u) and gn(u) are defined as in Lemmas 34.1 and 34.2 of Chapter X. Using C8.07) and proceeding exactly as in the proof of Lemma 33.1, C8.10) and C8.11) follow at once. Let rn(w, B) = ~~ [h{w - y)e^^)t%A*(Bw - By)hn{y)dy for v ^ 0, w = u + iv. Then for w = u this definition coincides with C8.15). •For v ^ 0, rn(w, B) is analytic. Also for v ^ 0, by C8.07) and C4.07), C8.16) rn(w, B) = 0(B\w\ ec^ec«>B^ \ e--h<«+*>'" |) as | w | —> oo. Since if 0 ^ v ^ 2A, 00,11 ~2T -¦XA2A°X2A- *-k*MS>li«""" and therefore C8.17) c-co.hW2^ = 0(e-(i/io«..-i/"^ Therefore if e < ?A, C8.16) gives C8.18) rn(w, B) = 0(eCilBe~elwl,tA)) 0 ^ v ^ 2A. Since Bn(a!' B) = B^V« II ^ B)e<"Xdw' Bt)' it follows from C8.18) and the Cauchy integral theorem that •J-oo+2»il
224 GENERAL TAUBERIAN THEOREM FOR LARGER GAPS IXI) and by C8.18) Rn(x, B) = 0(e-*Ax), x-+*. This proves C8.12). Let C8.19) T(x) = ?- f" e-^'^e'^dw. 2w J— eo By C8.17), the Cauchy integral theorem can be applied as above to C8.19) to give T(x) = 0(e~2x,xl), and thus f \T(x)[dx < oo. J—to Also by the Fourier transform theorem, Theorem E, f T(x)dx = ee~tOBh0 = 1. J— 00 If we now treat C8.20) *(MK(M' B) = * f jfc(M - y)e-"»^-^U(Bu - By)hn(y) dy — IU \&TT)lu J-c in the same way as in the proof of Lemma 33.1 and in addition use C8.19), we have f Rn(x,B)dx[ K(y)dy C8-21) r- r- / - _ \ = Hn(s) J_^ K{x) dx j_^ T(y)* (' * Vj dy. C8.13) follows at once on setting s = A* , k 9* n. If s = Xn then, as B —» oo, ? Rn(x, B) dx jf^ K(y) dy = ? X(x) dx ? r(t/)<l>(Xn ~"^ ~ y) dy {38.22) fll/2 fll/2 = f #(*)<**( r(g)*(x'"*"y)dy + o(i). But *(-" I y) = *@) + j^^" *'(y)dy
[38 1 PROOFS OF THE REMAINING TH FOttKM>' 225 Thus formula C8.22) gives C8.14). This completes (he proof of the lemma. Proof of Theorem LVII. We have C8.23) Ean( K(y)dy=f(x) 1 J\n-z with f(x) bounded, and by C5.13) C8.24) an = 0{eAK). Multiplying C8.23) by Rn(xy B) C8.25) f Rn(x, B) dx ? ak f K(y) dy = [ Rn(x, B)f(z) dx. J—qo 1 •'Xfc—x J— oo Clearly [ \Rn(x,B)\dxY,\ak [ K(y)dy\ J-oo 1 | JXjfc-x I S f | Rn(x, B)eu+')x \dx?,\ a*<Tu+*,x* |e«+"a*-> f \ K(y) | dy. J- 00 I Ajfc-X Since K{x) = 0(«~u+i)*) P |X(y)|dy < c«-(X*-)U+,) for some C independent of k and x. Thus /00 00 I »00 [ 1 «„(*, B) |dx ? a* / #C/)dJ 00 1 I J\k~Z I ^C r|B.(*,B)«u+,)»|d«Z|o» J-QO 1 6-(A+«)Xk Thus by C8.10), C8.12), and C8.24) the order of integration and summation in the left side of C8.25) can be inverted. Using C8.13) and C8.14) this gives an = lim / Rn(z, B)f(x) dx. B-*eo J— oo By C8.10) and C8.11) this becomes lim sup \an\ ^ Cm ^m SUP l/(x) l> n-»oo x-»oo which completes the proof. Proof of Theorem LVIII. Let OM - ft (i + j) ^ Let w = re**. Then if A@ is the number of Xn < t,
226 GENERAL TAUBERIAN THEOREM FOR LARGER GAPS r cos d\ [XI] > + T t dA(t). log | G(re») | = ? {log Integrating by parts, 2 f" tB cos2 6 - 1) + r cos 0 A@ log|(?(re*')| 7 Jo *2 + 2rt cos 0 + r2 *2 dt. For | d | g ?ir, 2 cos2 6 - 1 ^ 0 and therefore log | W) | S -r2 f Jo r cos 0 A@ f0 <2 + 2r< cos 0 + r2 <2 dt ^-rcos9ihTdt lr2 <s rA@. S -frcosflf ^«ft, l«I^Jr. rrA0)„ = <2 d< = oo. ^i*, But C5.15) is equivalent to C8.26) lira [ r-*oo Jo Thus for any a > 0 C8.27) log | G(rei$) | g -3ar cos 0, for sufficiently large r. By deleting some of the Xn it is always possible to make (->00 t without affecting C8.26). Thus if then Theorem XXX holds. Thus by C8.27) and B1.06) for large r C8.28) Clearly Thus as above log G(reif) Fire") ^^roo.^ |tf|gJ1r||„«_X.|^JL. G(w) F(w) -'/?('-2)^- Gire") F(reu) ---7 Jo 2 T* t(l - 2 cos2 0) + r cos 0 A@ J2 - 2rt cos 0 + r2 dt. For ?ir g | 0 | ^ $x, 1 - 2 cos2 0 ? 0, and thus
38; log PROOFS OK THE REMAINING THEOREMS ^! * -10A -2 cos •> A,. ?+* 7 - '•cos ei *-+ ? -5A - 2 cos2 J) f' dt - r cos 01- f ^ dt. J\io t 2 Jo t* A@ r2 i2 227 eft Therefore C8.29) log (?(«*) F(re'«) Prom C8.29) if w = u + w, C8.30) ? -5A - 2 cos2 6) log -L - J r cos 0 f ^-eft. g(tt>) F(w) Xio By C8.26) for anj' a and sufficiently large r C8.29) gives I (?(re*") I log F{rtP) | Combining this with C8.28), if w = w + i«, G(w) ^ — 2 log r — ar cos 0, ?ir^|*| gfcr. C8.31) Let C8.32) F{w) - °(w> W | —* oo, M^O, \w ~ An | ^ }L. „ v 1 fixG(w) - "diy. Since C8.31) holds for any a, we can close the path of integration in the above integral to the right for any real y giving C8.33) /(</) = ? " z>-X»» G(Xn) f F'(A„) * By C8.30) it also follows from C8.32) that f(y) is uniformly bounded for real y. Thus there exists C8.34) B*) ^j>v^*-* By C8.27) and B1.07), C8.33) converges uniformly for y ^ -x. Thus Br): Si» I. *W"* = ? Ffitf SSi» L -X„l/-l/2/2 cty. Making an obvious change of variable in each integral on the right G(A„)e*/2 '" --i*'2 B- ^ j_z f(y)e dy=Z -y^y j^ ^V-
228 GENERAL TAUBERIAN THEOREM FOR LARGER GAPS |X11 By C8.34) it follows that C8.35) «m ?^f/ = S. On the other hand B1.05) implies here, for any e > 0, F'(w) = 0(e<M), | w Thus for large n Also for 0 g a; g 1, Since for x = 0 J [A + x)e~x - e~x2] = x[2e~x2 - e~x] > 0. ax A + x)e-x ^ e-*\ it is true for 0 ^ x ^ 1. Thus for u > 0, <?(*)* n e-/x» n (i+rVu/x" ^ II e""AB n e-u2,x». Since Xn ^ nL} it follows that and xn>u Xn nL>u n2L2 Lu — V Thus G(t*) ^ exp {- A + log u/L)u/L - u/L(u - L)\. And therefore for large n Combining this with C8.26) it follows that ,. eoQex*'2 But these are the coefficients of the series C8.35) and therefore their sum must diverge. This proves Theorem LVIII.
CHAPTER XII ON RESTRICTIONS NECESSARY FOR CERTAIN HIGHER INDICES THEOREMS 39. A restricted higher indices theorem. We have in the last two chapters succeeded in obtaining general theorems which state that under certain conditions on K(x) and {Xn}, and with no restriction whatever on \an}, 00 /•« lim ? «n / K(y) dy = s X-*eo 1 •'Xn—* implies that 00 2L an = s. i In the case of K{x) = e~x n/Bn)m there was no general theorem if Xn satisfied nothing more than Xn+i — Xn ^ L > 0. In the example we gave to show that this was the case C9.01) an = l l\e . n! Here an is very large. The question arises as to whether or not it is possible for -V2/2 An-x B^ and yet for ^ an to diverge if an is somewhat smaller than in C9.01). We shall show that this is not possible. In other words with a very mild restriction on the size of an and Xn+i — Xn ^ L, a Tauberian theorem follows for K(x) = e /Bir) . A general result of this type is true for a large class of K(x) which fall under the unrestricted Tauberian theorem of the last chapter. Actually wTe shall give a complete proof only for K(x) = e"x2/2/B?rI/2. The reason for this is that a general statement would be very complicated and lack precision. However the method of proof used will be easily applicable to other K(x), and wherever any part of the proof for e~x l2/Bir)lf2 does not generalize in an obvious manner we shall point out exactly how that part does generalize. The theorem for K(x) = <f x2/7BttI/2 follows. Theorem LIX. Let C9-02) S^CSp*-*0- // Xn+i - Xn ^ L > 0 and 229 lim 2^ an / 77TW2d2/ = «> **+i - X» ^ L > 0,
230 RESTRICTIONS FOR CERTAIN HIGHER INDICES THEOREMS [XII] C9.03) an = o(exp |i\2n - 2?l log Xn - ^n7(X»)}) where y(u) is increasing', y'(u) < m/u, and C9.04) r e-yiv)- < oo, J\ v then C9.05) lim f(x) = s x-»oo implies 00 C9.06) Z an = s, i or C9.07) lim inf {/(*) - s} = - 12, lim sup \f(x) - «} = fl 2^ a* ~" s i ^ Coft C9.08) lim sup n-»oo ty/iere C0 depends only on L. How Theorem LIX would be stated for K(x) other than e"xV2/{2ir)m will be clear from the proof. Theorem LIX is a best possible result in the following sense. Theorem LX. For any A > 0 there exists a sequence {an} such that C9.09) an = 0(exp \\nl? - 2n log n - An\), and C9.10) lim La* / 7~ZSmdy = x-*oo 1 Jfi?-z (Z7TI" But C9.11) lim \an\ = <». n-»oo ^he proof of Theorem LX is quite simple and can be given at once. Proof of Theorem LX. Let 1 r*'°°+1/2 e-»Ly-2Aw dy) C9.12) f(y) = -— J^^ ^————^ A+w;K. By Stirling's formula, D1.07), if w = u + iv and | am w | ^ f t, then C9.13) | r(l + w + w) | ~ BttI/2 exp { -v tan v/u + (u + %) log | w | - u\.
[ 40 ] PROOF OF THK THKORKM 231 Thus rB + 2iv) UKe } and therefore C9.12) implies that/(i/) is uniformly bounded (— «> < y < <»). Also by C9.13) the path of integration in C9.12) can be closed in the right half-plane to give oo / 1 \n —nLy—2An f( a y C —1J g JW ^T 7rBn)!(l+nK, Multiplying each side by e~v*/2 and integrating Zoo go / i\n - 2An -oo x i 7rBn)! A + nK JU " 4* 7rBn)!(l+nK L V' Or /oo oo / -, \n n*L*l2—2An /»oo e-/2/(i/)^ = Z G91} * . ,3 / «-1"'2*y- x i TBn)! A + n)z Kl-z Since/(i/) is uniformly bounded, this gives C9.10) at once with / -i\n n«L*/2—2An an = 7r(l+nKBn)! * That C9.09) and C9.11) are satisfied follows at once. 40. Proof of the theorem. We now turn to the proof of Theorem LIX. As stated before, the method of proof will be a general one. In order to best show this we shall occasionally use the more general notation K(x), k(u) and maxi^ + alge'""", «fc 0. iCI?,l I k(w) I In our proof, of course K(x) = e_lI/VBx),/2) *(«) = e_u,/VBxI/2 and a(| u> |) = tL I w | -f- jjt2.L2. For the rest of the chapter Ci, d , • • • will be used to represent positive constants depending only on L. Lemma 40.1. There exists a set of entire functions {H„(s)} such that D0.01) Hn(\k) = 0, (* * n), Hn(\n) = 1. Hn(x) t L{— oo, oo) and its Fourier transform is hn(u) where D0.02) hn(u) =0, | u | > t/L, D0.03) | K(u) | < CiXS1, D0.04) | fcl(u) | < C3x?«. Lemma 40.1 would remain the same for any K(x).
232 RESTRICTIONS FOR CERTAIN HIGHER INDICES THEOREMS [XII] Proof of Lemma 40.1. n is kept fixed throughout the proof of this lemma. Let <Tk = kL if \kL — Xw + An I > \L> f°r all m > 0, <Tk = kL if kL — \m + Xn = JL for some ra, o-ik = Xm — Xn if — ?L ^ kL — \m + Xn < \L. Then and Let *h - fcL | ^ \L <rk+i — <*k ^ \L. Then as in C4.05) D0.05) \T(s) | ^ C.(l + |*|)<V,<I/L where t = 3s. From the definition of ak it is clear that {ak} contains {Xm — Xn}. Also if | \n/L +10 — N | < 1 and if k < —N, then <jk i? Xm — Xn for any m since for k < —N^crk lies to the left of all Xm — X„ . Thus if C7 is an integer and Ci > C« + 4 and if ffn(* + An) = T(S) It (,—V-)' .v \1 - s/a-k/ then D0.01) is satisfied. By D0.05) \Hn(s)\ZCb(l + \S-\n\)c>e*u«L II .v I kL + s — X„ I' Since \NL-K\g 11L, if | a | > (C7 + 20)L, D0.06) I H.(a) I ^ ^^'^y^'' • Since Hn(s) is an entire function this must also hold for | s | ^ (C7 + 20)L if Cg is adjusted. Let D0.07) * hn(u) = ^yi72 ? Hn(s)e-iu' ds. By D0.06) if u > x/L, the path of integration in D0.07) can be closed in the lower half-plane giving hn(u) = 0, u > ir/L. A similar result holds for u < - v/L giving D0.02). From D0.06) and D0.07)
[ 40 ] PROOF OF THE THEOREM 233 from which D0.03) follows at once. D0.04) follows similarly. This completes the proof of the lemma. [In a general theorem it would be necessary at this point to set up another lemma to prove the existence of a function, \p(w), analytic in the upper half- plane, v ^ 0, and such that I +(u)ea(u) | g e9iu) where 6(u) is even and monotone increasing for u > 0, and Jl u2 du < oo. Also \p(w) is to be of as small an order as possible in the upper half-plane speaking qualitatively. To be precise yp{w) is constructed as follows: Let N be the smallest integer so that Jl UN+* du < oo. Obviously N > 0 otherwise the requirements of Theorem LI would be satisfied and an unrestricted Tauberian theorem would be true. For e~*2/2, N = 1. Whatever N may be, let Then since R"+l* sin (N + l)$- RN+2 sin N0 ^ (fle'T+1 f»+i(fl* - 2fl? cos 0 + ?) tt - fte")?w+l 1 1 Be" (Re'Y 3 ?-Re<> * ? * w+i [/(/?, 0) is analytic in the upper half-plane and is equal to a(R) for R > 1 and $ = 0, or 6 = ir. Let F(ft, 0) be the conjugate function to U(R, 0). Then if w = fte" In case X(x) = e~xin/BrI12 it will suffice to take <AM = r(l - 2iw/L).] Lemma 40.2. There exists a sequence of functions \Rn(x, B)} such that D0.08) f°\Rn(x,B)\dx<Ct\cn10, D0.09) Rn(x, B) = 0(exp {\Lx - 0(ceto/2)}),
234 RESTRICTIONS FOR CERTAIN HIGHER INDICES THEOREMS [XII] if 6(x) is monotone increasing and D0.10) reS^dx< oo, Ji x2 and c is a positive constant depending on B. Also D0.11) f Rn(x, B) dx [ K(y) dy = 0, k * n, D0.12) lim f Rn(x, B) dx [ K{y) dy = 1. Proof of Lemma 40.2. Let 4>{w) be defined as in Lemma 36.3. Let 4*(w) = T(l - 2iw/L). Let *(s) = ^e-e'L'2e'Lf2. Then it follows easily that and in particular then that f *(s) ds = 1. In general terms let D0.13) rn(w, B) = %"; A»({)*(ti> - ?ty(w - S)*(Bw - B& d*. A;(w)B7r)l/Z J_t/l )Bt) In the case under discussion here rniw> B) = B^ Cl ^^''^j1 ~Z{w~ &}^Bw " B{) * Since and since w? I _ ^l«l/L max | eu* | = eT » |r(i-^(«-«),)| = o(|«|e-,r,-"t), t/l I \ Li / \ max it follows that [ r»(u, B) | ? C„B 11* | A + 11* |) ( I K(S)<KBu - BO | #. Using D0.03) and Lemma 36.3, we get in the same way as in Lemma 33.1
[ 40 ] PROOF OF THE THEOREM 23» Proceeding similarly we obtain a similar result for r'n{u} B), and using those results just as in Lemma 33.1 gives f | flnGe, B) | dx < Cu\\b where Rn(x, B) is the Fourier transform of rn(u, B). This proves D0.08). Exactly as C8.20) gives C8.21), D0.13) gives ? Rn{z, B) dx jT K(y) dy = Hn(s) ? K(x) dx ? ?(*)* f ?-H|^ (fa. D0.11) follows at once on setting s = X* . Setting s = \n and proceeding as in C8.22) gives D0.12). It is the condition D0.09) which causes us to write this theorem for a particular case rather than in general terms. For this condition is obtained by considering integrals along various curves in the complex plane and does not express itself at all simply in general terms except at a considerable sacrifice of precision. Here D0.14) *•<*• b) - vk* ? e~iwx dw{-iBw C u^n . r(l - | (w - f))*(?w - B& #}. By the Cauchy integral theorem the path of integration can be deformed to P where part of P consists of a semicircle in the upper half-plane of radius r and center at w = 0 and the rest of P is (— », — r) and (r, <x>). Thus using D0.03) for *,({), max |flS»//, e-tr A _ 2j (u> _ {)\ | = 0A w j ^(M.,1,1),^ p ^ 0; and Lemma 36.3 for <f>(Bw - B|), D0.14) gives \Rn(x,B)\^Cl6\cni\ L D0.15) f _,, ,2exp jCitB»-g(^gtt) + BBvlog\w\))lJ , JP ' ' 1 + ?4U4 Let the radius of the semicircle in P be r = exp(?L(x - CaB - 1)) Clearly D0.15) can be written as
236 RESTRICTIONS FOR CERTAIN HIGHER INDICES THEOREMS [XII] \Rn(x,B)\ ?Cu\Z*Brz f exp|r'8in(f-x + Ci7B + |logrj-^(JBrcos0}ctt n / r~r r°°\ v2p-°(Bul2) +c»"-,bu.+/.)r-TBv',«- Using the definition of r this gives Jo ^C19X^Br3|J4 e'rsintdt + 2j e-e((Br,2) cos ° ctt + e~'(*r/2) \ ^Cn\cn>Br*{e-rl2l,i + e~HBr,A)). Since B{u)/u—>0 as u —> oo, as we have shown several times, the last inequality gives for large xf Rn(x, B) = 0(BrV*(flr/4)). This gives D0.09) and completes the proof of the lemma. [D0.09) depends on the K(x) used and will be very different for different K(x). The rest of the proof involves the use of D0.09) and therefore the detail is significant only for e~x*/2 although the general idea involved in proving Lemma 40.4 does not change with K(x).\ Lemma 40.3. // y(u) satisfies C9.04), there exists a monotone increasing function, 8(u), such that 8(u) —> «> as u —> oo, D0.16) 8'(u) = oiX/u), and fee — 7(t*)+i(tt) D0.17) / du< oo. Ji u Proof of Lemma 40.3. Let dy Then \en) is a monotone decreasing sequence and e„ —> 0 as n —> oo. Let n\, ?i2, • • • be a sequence of increasing integers such that Let .1 .1 .J. €*i ^ 2' € 22' € 23' bn = —, 0 ^ n < ni; 6„ = , ni ^ n < n2; n\ ni — nx bn = , ni ^ n < nz, • • • . fts — ^2
[ 40 ] PROOF OF THE THEOREM 237 Then obviously oo 13 bn = oo. n=-0 But oo oo wjfe—1 oo -i n==ni jk=2 nfc-! nfc — Uk-\ Jk=2 Z* Let D0.18) h(t) = b-nn, 2n ^ t < 2n+1. Then D0.19) f &(f)cft = E = / d< = E 6„ = oo. 'I n=0 * J2» n=»0 On the other hand, oo = ]C bn*„ < «>. n-0 Or integrating by parts D0.20) f° e-yM*V [V h(t)dt< oo. A y Jo Let 5(u) = log / h(t) dt. Jo Then by D0.19), b(u) -> oo as u -> oo. By D0.18) A@ ^ 2/1 since 6n g 1. Since t>(u) = hM < ? Jo h(t)dt utfhifidt* relation D0.16) follows from D0.19). Inequality D0.17) follows at once from D0.20). Lemma 40.4. If Theorem LIX is satisfied and f(x) = 0A), then D0.21) an = 0(x?"). Proof of Lemma 40.3. If we show that we can invert the order of summation and integration in
238 RESTRICTIONS FOR CERTAIN HIGHER INDICES THEOREMS [Xli] /oo oo foo —1/2/2 ^,00 Rn(x, B) dx^dk I 4-xt-i-. dy = / Rn(x, B)f(x) dx, oo 1 At-z \Lir) " J-oo then by Lemma 40.2 | a* | ^ lim sup f | fln(x, ?)/(*) | dx = 0(X*10). ?-*co J— oo Thus this lemma depends on showing that the order of summation and integration above can be inverted. This can be done if D0.22) Z I a* | r \ Rn(x, B) | dx [°° e~*l2dy < oo. 1 J-oo JH-x Clearly .(logX*)/L /(log A*)/I. /»oo \Rn(x,B)\dx e-"Vidy oo J*k~* /(logX*)//., i»00 \Rn(x,B)\dx ye~"'l2dy oo JXt-(lo«Xt)/i g exp {-1\| + (X* log X*)/L - i(log \kJ/L2 \ f \ Rn(x, B) | dx J— oo Also /i(fc) = r \Rn{x,B)\dxT e-y2/2dy J\kl2 Afc-x g f e~y2/2dy [ | #„(*, 5) | dx g 10 / | Rn(x, B) \ dx. J-oo J\k/2 •'XA/2 Finally /•Xjfc/2 /.oo /i(*) = / \Rn(x,B)\dx / «-»*'* dy J(logX*)/L ^Xt-x D0.25) g / iBnC^BJIc-^^^dx J(logXjfc)/L ^ <f W2 max | /*„(*, ?)ex*z | r <T*2/2 dx. (logXfc)/L<x<Xifc/2 J-oo (logXjfc)/Lgx^Xifc/2 It is clear that D0.22) is equivalent to D0.26) ? | a* | lJx(k) + Ji(k) + J3(k)\ < oo. That D0.27) ?|a*|Ji(fc) < *
[401 PROOF OK THK THKORKM 230 follows easily from D0.23) and C9.03). We shall see that we can assume that 0(x) > (log xK for large x. Thus D0.09) gives Rn(z, B) = 0(exp \%Lx - (log c + hLxf]), *->«>, or «n(x, B) = 0(e—L,*,/w), Thus for large X&, D0.24) becomes j2(Xfc) = o(?2^-L3^3/10dx) = O(<TL3x*/10°). This implies that J2(k) = 0(<TX*/2). But this last result and C9.03) give oo ? I a* I «A(fc) < <*>. i Thus of D0.26) there remains to be proved only 00 D0.28) HatJtdk) < oo. i Let <«>•*» *»-*(&)-•(&)¦ where ?(w) satisfies Lemma 40.3. Then by Lemma 40.3 J.00 -0(u) du < oo. 1 u Let g(u) = ue^\ Then It follows at once from D0.16) that for large u, g'(u) > 0. That is, g(u) is monotone increasing for large u. Let B(u) be the inverse function of g(u). Then $(u) is monotone increasing for large u. Also by D0.30)
240 RESTRICTIONS FOR CERTAIN HIGHER INDICES THEOREMS [XIII f00 du < x Integrating by parts / ~JT\d^ < °°- Ji g2{u) Let x = 0(w). Then the above inequality gives h x* dx < oo. This is D0.10). Also since P(u) ^ y(Lu/10M), and since t'(m) < M/u implies that y(u) = 0(log u), it follows that fi(u) = 0(log w) = O(uino) for large u. Thus for large u 0(w) < c or if x = gf(w) (log xf < B(x). Thus for large xy 6(x) satisfies all requirements. Moreover for small x we can change 0(x) to meet any requirements without affecting anything in the following argument. By D0.09), JA(k) = max | Rn(x, B)eXkX | D0.31) <Wi*<- max exp \%Lx — 6(ceLxl) + \kx)\ , k —> oo. logXfc)/L^X<00 / -Of \(lo Let cell/2 = J/. Then J<(k) = 0( max e<H*»/tttI°«^Io«')-,(')V *-»«. \cXl/2^V<oo / We observe that for large k, 0(y) is involved only for large y. Let 6(y) = w. Then JA(k) = 0( max 6^'^i*,(.)-icd-x ^ fc. \«(cXl/»)<tt<oo / D0.32) = 0 ( max e<^*/^°« «+*«>-iogc)-ux ^ fc . Let the value of u which makes D0.33) C + ??*) (log « + 0(h)) - u a maximum be uo. Then differentiating, 00. oc.
[40) PROOF OF THE THEOREM 241 Or C+^{1+«o/3'(mo)} =«.. From the definition of 0(w), D0.29), Since y'(u) < M/u this gives 0'(u) < M/u. Thus (a+ ?^)A +11) 2s 11.. Or assuming M > 1 as we may with no restriction and assuming k large, . 10MA* Since u* makes D0.33) a maximum, D0.32) now gives J<(k) = 0(exp [C + 2X*/L){log (\0M\k)/L + j8A0MX*/L) - log c}]). From the definition of &(u), this gives with c redefined Mk) = 0(exp [C + 2X*/L){log X, + y(\k) - 5(X*) - log c}]). Thus since d(\k) —> °° as A; —> °° , J4(*) = 0(exp [BX*/L){log X* + 7(X») - 1}]), * -* «. Recalling the definition of /4(A) and using this in D0.25), From this and C9.03) it follows that oo ]? | ak | J*(k) < oo, i and this completes the proof of the lemma. Proof of Theorem LIX. By D0.21) it follows that an = 0(eK). From this Theorem LIX follows using exactly the same proof as for Theorem LVIL
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APPENDIX 41. Theorems used. The following theorems are frequently referred to. They are all contained in Titchmarsh, Theory of Functions, Oxford, 1932. Theorem A. (Jensen.) Let f(z) be analytic for \z\ < R. If /@) 5* 0 and n(x) is the number of zeros of f(z) in \z\ ^ x, then for r < R JO X &TC JO It follows from this that even if f@) = 0 fr n(x) Jo for some constant A depending only onf(z). D1.01) f ^ dx = i- f log I /(re") | d6 - log | /@) |. Jo x Zt Jo It follows from this that even if f@) = 0 D1.02) frnMdx<±- fT log I f{rei9) \dB + A Ji x 2t Jo Theorem B. (Carleman.) Let z = x + iy and letf(z) be analytic for x ^ 0. Let the zeros of f(z) in A g | z \ ^ R, | am z | S \*) be nei9\ r2e, ... , rj$n. Then D1.03) ? (- - wl) c°s ^ = -^ f "* ios i/^") 1 c°s ed$ k~l \rk Hlf 7T/C J-x/2 + kl*(^~w)log WnM-*) 1 d» + 4 wAere A is some constant depending only onf(z). This theorem can obviously be modified to allow for f(z) analytic for x > 0 and continuous for x ^ 0. A trivial addition to the proof of the above theorem gives Theorem B'. Let z = x + iy and letf(z) be analytic for x ^ 0. Letf@) = 1 and let the zeros in (| z \ ^ R, \ sun z | ^ Jtt) be ne1*1, rtf*1, • • • , rnet9n. Then ? (- " ft) cos ** = 4? f'2 lQg IA«e") I cos 0d* ]fc=l \rife itZ/ TTit J-,/2 D1.04) + 1 ^ A - 1) log \f(iy)f(-iy) | di, _/'@)+f@) 4 Theorem C. (Phragm?n-Lindelof.) Letf(z) be analytic in the region between two straight lines making an angle ir/a at the origin and on the lines themselves. Suppose that 243
244 APPENDIX D1.05) |/B)| g M on the lines and that as r —> <x> f(z) = 0(er°), where /3 < a, uniformly in the angle. Then D1.05) holds throughout the region. Theorem C. (Phragm6n-Lindelof.) Let z = x + iy and let f(z) be analytic for x § 0. Let f{z) = 0(e"|,/2), M -» «, I am * | ? *t. // f(x) = 0(ea*), *-»«, and if /(w) = 0(| v |V""), lw|-»«. then for (r —> «>, | 0 | g ?t), D1.06) f(reie) = o(rne(flcoamlain")r). Theorem D. (A special case of the Hadamard factorization theorem.) // f(z) is an entire function such that f(z) = 0(e"|8/2), |«|-«, /(*) - «v-ft A - iV» where \zk\ are the zeros of f(z) not at the origin and n is the multiplicity of the zero at the origin. Theorem E. (Fourier transform.) Let f(x) * L(—<x>, oo). Let Then at any point where f(x) is continuous Also iff(x) e L2(— », oo), r\F(u)\2du= f\f(x)\2dx. J— 00 •'—80 Theorem F. (Stirling's formula.) D1.07) log r(l + z) = (z + J) log z - z + } log 2tt + o(l)
[ 41 ] THEOREMS USED 245 for (| z | —> oo, | am z\ ^ w — 5), (8 > 0), wfore eac/fc logarithm has its principal value. In Chapter IV we require the following theorem on Fourier transforms.1 Theorem G. Letf(x) «LP(— <», °°),1 <p^2. 7View *Aere exists a function F(u) eL9(— oo, oo) w/iere ? = p/(p — 1) and 4 converges in the qth mean to F(u) as A —> oo. Also and wherever f(x) is continuous ^)-ii?.(^p/>WA-'-T)e"'"<i»- In Chapter III we make use of the following result which we shall prove here. Essentially this result bears the same relation to Carleman's theorem as the Poisson-Jensen theorem does to Jensen's theorem. Theorem H. Let z = x + iy and let f(z) be analytic for y ^ 0. Then for 0<6<TandO<r<R fa« 1 A**) 1 < i r w ]m 1 r 1 rsinfl =t18 6,-/WIU2-2rxcose + r2 DL08) -^-2rxi^0Sg + r^](to ,2Rr. IM^, (fl2-r2)sin<? ,. + TiD log'/^^l|ffe^-2rficos^ + r2]2^ This result will be derived by first proving an equality. Proof. We consider taken around the semicircle (| ? | = ZZ, 0 < am ? < tt) and along ( —«R, 22) in the positive direction and starting from the point (R, 0). We first assume there are no zeros in the semicircle. Taking the real part of the above integral we obtain r sin 0 multiplied by the right side of D1.08). By the residue theorem, D1.09) is equal to log f{rex9) and the real part is log \f(ret9) |. This proves D1.08) (as an equality) when there are no zeros in the semicircle. 1 Titchmarsh, A contribution to the theory of Fourier transforms, Proceedings of the London Mathematical Society, vol. 23 A934).
246 APPENDIX Let there be a zero inside the semicircle at Z\. Let z — zi R2 — Ziz Then /i(z) has no zeros in the semicircle and thus D1.08) holds for fi(z). on the semicircle But z — l\ R2 — l\z 1. j z — z\ R2 — Z\ z | Thus the right side of D1.08) is the same for fx(z) as for f(z). The left side becomes D1-10) 10^^l+ri-.log Since r sin i + — :— r sin re re11 t'0 - D2 - id — z\ R — 2ire Zire ire" Zitf2 Zirew > 1 in the semicircle, the second term in D1.10) is positive and can therefore be dropped giving the inequality D1.08) for f(z). How several zeros would be handled* is *now*obvious. As regards zeros on the boundary of the semicircle, the path of integration of D1.09) can be deformed so as to exclude these zeros by tracing small semicircles of radius p about them and proceeding as above. If we let p —> 0 then since p log p —> 0 the integrals on these small semicircles will tend to zero. This completes the proof.
Colloquium Publications 1. H. S. White, Linear Systems of Curves on Algebraic Surfaces; F. S. Woods, Forms of Non-Euclidean Space; E. B. Van Vleck, Selected Topics in the Theory of Divergent Series and of Continued Fractions; 1905, xii, 187 pp. S3.00 2. E. H. Moore, Introduction to a Form of General Analysis; M. Mason, Selected Topics in the Theory of Boundary Value Problems of Differential Equations; E. J. Wilczynski, Projective Differential Geometry; 1910, x, 222 pp. Out of print 3i. G. A. Bliss, Fundamental Existence Theorems, 1913; reprinted, 1934, iv, 107 pp. 2.00 32. E. Kasner, Differential-Geometric Aspects of Dynamics, 1913; reprinted, 1934, iv, 117 pp. 2.00 4. L. E. Dickson, On Invariants and the Theory of Numbers; W. F. Osgood, Topics in the Theory of Functions of Several Complex Variables; 1914, xviii, 230 pp. Out of print 5i. G. C. Evans, Functionals and Their Applications. Selected Topics, Including Integral Equations, 1918, xii, 136 pp. Out of print 5*. O. Veblen, Analysis Situs, 1922; second ed., 1931, x, 194 pp. Out of print 6. G. C. Evans, The Logarithmic Potential. Discontinuous Dirichlet and Neumann Problems, 1927, viii, 150 pp. 2.00 7. E. T. Bell, Algebraic Arithmetic, 1927, iv, 180 pp. 2.70 8. L. P. Eisenhart, Non-Riemannian Geometry, 1927; reprinted, 1934, viii, 184 pp. 2.70 9. G. D. Birkhoff, Dynamical Systems, 1927, viii, 295 pp. 3.35 10. A. B. Coble, Algebraic Geometry and Theta Functions, 1929, viii, 282 pp. 3.35 11. D. Jackson, The Theory of Approximation, 1930, viii, 178 pp. Out of print 12. S. Lefschetz, Topology, 1930, x, 410 pp. Out of print 13. R. L. Moore, Foundations of Point Set Theory, 1932, viii, 486 pp. 6.00 14. J. F. Ritt, Differential Equations from the Algebraic Standpoint, 1932, x, 172 pp. 2.70 15. M. H. Stone, Linear Transformations in Hilbert Space and Their Applications to Analysis, 1932, viii, 622 pp. Out of print 16. G. A. Bliss, Algebraic Functions, 1933, x, 218 pp. 3.35 17. J. H. M. Wedderburn, Lectures on Matrices, 1934, viii, 200 pp. 3.35 18. M. Morse, The Calculus of Variations in the Large, 1934, x, 368 pp. 5.35 19. R. E. A. C. Paley and N. Wiener, Fourier Transforms in the Complex Domain, 1934, viii, 184 pp. + portrait plate. 3.35 20. J. L. Walsh, Interpolation and Approximation by Rational Functions in the Complex Domain, 1935, x, 382 pp. 6.00 21. J. M. Thomas, Differential Systems, 1937, x, 118 pp. 2.00 22. C. N. Moore, Summable Series and Convergence Factors, 1938, vi, 105 pp. 2.00 23. G. Szego, Orthogonal Polynomials, 1939, x, 401 pp. 6.00 24. A. A. Albert, Structure of Algebras, 1939, xii, 210 pp. 4.00 25. G. Birkhoff, Lattice Theory, 1940, vi, 155 pp. 2 50 26. N. Levinson, Gap and Density Theorems, 1940, viii, 246 pp. 4.00 AMERICAN MATHEMATICAL SOCIETY New York, N. Y„ 531 West 116th Street Cambridge, England, 1 Trinity Street, Bowea and Bowes Berlin, Germany, Unter der Linden 68, Hirsehwaldsche Buohhandlung