Теги: magazine   magazine barron's  

ISBN: 1077-8039

Год: 2024

Текст
                    THE BEST ALL-IN-ONE FUNDS • PULLOUT SECTION

VOL. CIV

NO. 2

JANUARY 8, 2024

Rewiring America

PAGE 16

>
63142

For personal non-commercial use only. Do not edit or alter. Reproductions not permitted.
To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com

The U.S. electric grid
is going high tech,
and utilities and their
suppliers will never
be the same. What it
means for consumers
and investors.

$5.00


C O NTENTS 01.08.24 P. 16 SPECIAL PULLOUT: FUNDS QUARTERLY P. 26 Cover Story: Big changes in the way power is generated, stored, and distributed are coming soon. Here are the trends to watch—and the companies likely to shine. P. L2 Earnings season could determine whether the downdraft continues. Rising From the Ashes Investing in the Power Grid of the Future Balanced asset mixes of stocks and bonds are back in favor. By LEWIS BRAHAM Trader: Markets Reset After 2023’s Surge By CARLETON ENGLISH P. L6 Japan’s long-awaited revival has legs. How to buy in. By LAWRENCE C. STRAUSS P. 29 International: Lithium Supplies Loosen Up By AL ROOT P. 11 The Braves and Other Potential Home Runs Chile and Australia are tapping their abundant resources. By CRAIG MELLOW Medtronic, Comcast, and IAC are among noted value investor Jonathan Boyar’s 2024 stock picks. P. 30 Striking Price: Invest for the Unexpected By NICHOLAS JASINSKI This trade can protect you when optimism overtakes the market. P. 12 Abercrombie & Fitch Racks Up Big Gains By STEVEN M. SEARS Outperforming even Nvidia in 2023, the retailer is sporting a more mature image that’s registering with shoppers. P. 51 By SABRINA ESCOBAR Preretirement planning could save you thousands of dollars a year in income-based surcharges. Retirement: Save Money on Medicare P. 13 Home-Builder Stocks May Have Hit a Wall By ELIZABETH O’BRIEN P. 50 A Defensive Portfolio for a Riskier World Keep Toll Brothers, Lennar, and D.R. Horton on your investment wish list and wait for a better entry point in the coming months. By SHAINA MISHKIN P. 14 The Once Mighty U.S. Steel in a New Light THE BEST ALL-IN-ONE FUNDS • PULLOUT SECTION VOL. CIV NO. 2 JANUARY 8, 2024 $5.00 Rewiring America The U.S. electric grid is going high tech, and utilities and their suppliers will never be the same. What it means for consumers and investors. PAGE 16 Nippon Steel’s buyout of U.S. Steel is perhaps a fitting epilogue to the former No. 1 steel maker’s saga. By KENNETH G. PRINGLE Q&A: Baron Capital fund manager Michael Lippert looks for growth stocks tied into durable trends such as cybersecurity, genomics, and AI. Why he soured on Apple. By LAUREN FOSTER Up & Down Wall Street: A Dilemma for the Fed By RANDALL W. FORSYTH P. 22 Economy: The Limits of Artificial Intelligence Don’t count on AI to boost GDP. By BRIAN SWINT P. 9 Illustration by Matt Chinworth P. 20 The Best Companies Grow Faster for Longer P. 7 © 2024 Dow Jones & Company, Inc. All Rights Reserved. Our newspapers are 100% sourced from sustainable certified mills. BARRON’S (USPS 044-700) (ISSN 1077-8039) Published every Monday. Editorial and Publication Headquarters: 1211 Avenue of the Americas, New York, N.Y. 10036. Periodicals postage paid at Chicopee, MA and other mailing offices. Postmaster: Send address changes to Barron’s, 200 Burnett Rd., Chicopee, MA 01020 Streetwise: Two Names That Could Gain 20% Verizon and Truist Financial look tempting, despite their flaws. P. 23 Income: Cast a Wider Net for Dividends The appeal of international stocks. By JACK HOUGH By LAWRENCE C. STRAUSS P. 15 P. 24 Follow-Up: Is Tesla Stock a Buy or Sell? By AL ROOT Tech Trader: A Preview of CES 2024 By ERIC J. SAVITZ Other Voices: Alexander Capital’s chief strategist is leaning into socially responsible investments in biotech, renewables, and more. By SCOTTY C. GEORGE Barron’s Roundtable on Fox Business Watch our TV show Fridays at 7:30 p.m. ET, and Saturdays and Sundays at 9:30 a.m. and 10:30 a.m. This week, Invesco strategist Brian Levitt on what’s needed to sustain the economy and market. Plus, a look at what’s behind the rocky start to 2024 for Apple. Index P. 4 Charting the Market P. 32 Review & Preview P. 10 Winners and Losers P. 33 Mailbag P. 51 Market View P. 34 Inside Scoop P. 31 Market Data P. 35 Illustration by Alberto Miranda For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com VOL.CIV NO.2
January 8, 2024 3 BARRON’S For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com nuveen.com/income It’s time to diversify your income Explore opportunities for portfolio growth and income generation, even if that means looking in unexpected areas. Delivering income for 125 years1 Top 5 manager of U.S. institutional tax-exempt assets2 #1 third-party manager of assets in municipal separately managed accounts3 1 Nuveen traces its history back to 1898 and TIAA was founded in 1918 2 Pensions & Investments, 12 Jun 2023. Rankings based on active U.S. bonds, U.S. institutional tax-exempt assets under management as of 31 Dec 2022 reported by each responding asset manager; updated annually. 3 Cerulli Associates, The Cerulli Report, U.S. Managed Accounts 2023. Data as of 31 Dec 2022, updated annually; most recent data available. All asset manager data based on total assets, which includes proprietary program assets, but does not include model separate accounts. Investing involves risk; loss of principal is possible. Nuveen, LLC provides investment solutions through its investment specialists. GAD-3220739PR-W1123X 921195
4 I N D EX A Abercrombie & Fitch . . . . . . . . . . . . . . . . . . . . . . 12 Advanced Micro Devices . . . . . . . . . . . . . . . . . . . 24 Albemarle . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 Alphabet . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21,24,L4 Amazon.com . . . . . . . . . . . . . . . . . . . . . . . . . 20,24,L4 Ambarella . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 American Eagle Outfitters . . . . . . . . . . . . . . . . . 12 American Electric Power . . . . . . . . . . . . . . . . . . 18 American Funds American Balanced . . . . . . L3 American Funds 2035 Target Date Ret . . . . L4 A.P. Moeller-Maersk . . . . . . . . . . . . . . . . . . . . . . . 10 Apple . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21,24,26,32 Arm Holdings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 ASML Holding . . . . . . . . . . . . . . . . . . . . . . . . . . 10,32 Astellas Pharma . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 Atlanta Braves Holdings . . . . . . . . . . . . . . . . . . . 11 AT&T . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 BARRON’S Our index lists significant companies mentioned in stories and columns, plus Research Reports, and Corrections & Amplifications. The references are to the first page of the item in which the company is mentioned. Intel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 iShares Core Growth Allocation . . . . . . . . . . . L3 J JOYY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 JPMorgan Chase . . . . . . . . . . . . . . . . . . . . . . . . 10,28 K KeyCorp . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 Kia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 L Legrand . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com E Eaton . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 Eaton Vance Global Income Builder . . . . . . . L4 Elevance Health . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 F FedEx . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 Fidelity Multi-Asset Income . . . . . . . . . . . . . . . L3 Fidelity Puritan . . . . . . . . . . . . . . . . . . . . . . . . . . . L3 First Eagle Global . . . . . . . . . . . . . . . . . . . . . . . . L4 First Quantum Minerals . . . . . . . . . . . . . . . . . . . 10 First Republic Bank . . . . . . . . . . . . . . . . . . . . . . . 28 First Solar . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 FPA Crescent . . . . . . . . . . . . . . . . . . . . . . . . . . . . . L3 Lenovo Group . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 Leuthold Core Investment . . . . . . . . . . . . . . . . L2 Loomis Sayles Global Allocation . . . . . . . . . . . L4 L'Oreal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 MIPS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 Mitsubishi UFJ Financial Group . . . . . . . . . . L4 Mobileye Global . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 Moderna . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 M McDonald's . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22 Medical Properties Trust . . . . . . . . . . . . . . . . . . 32 Medtronic . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 Meta Platforms . . . . . . . . . . . . . . . . . . . . . . 12,20,24 Microsoft . . . . . . . . . . . . . . . . . . . . . . . 10,20,22,24,L4 N Netflix . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 NextEra Energy . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 Nucor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 Nvidia . . . . . . . . . . . . . . . . . . . . . . . . . . 10,12,20,22,24 Lachlan Murdoch, Executive Chairman, News Corp Rupert Murdoch, Chairman Emeritus, News Corp Robert Thomson, CEO, News Corp Almar Latour, CEO, Dow Jones EXECUTIVE VICE PRESIDENT AND GENERAL MANAGER EDITOR IN CHIEF EXECUTIVE EDITOR D Dell Technologies . . . . . . . . . . . . . . . . . . . . . . . . . . 24 Douglas Emmett . . . . . . . . . . . . . . . . . . . . . . . . . . L3 Dyne Therapeutics . . . . . . . . . . . . . . . . . . . . . . . . 32 For Customer Service, call 1 (800) 544-0422, or go to customercenter.barrons.com. For reprints of articles, call 1 (800) 843-0008, or go to djreprints.com. O Omega Therapeutics . . . . . . . . . . . . . . . . . . . . . . . 32 ON Semiconductor . . . . . . . . . . . . . . . . . . . . . . . . . 24 B Baidu . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 Bank of America . . . . . . . . . . . . . . . . . . . . . . . . 10,28 Barrick Gold . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 BlackRock Managed Income . . . . . . . . . . . . . . L3 Bloomin’ Brands . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 BMW . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 BYD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10,15 C Capital Group Core Balanced . . . . . . . . . . . . . . L3 Citigroup . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10,28 Cleveland-Cliffs . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 Columbia Thermostat . . . . . . . . . . . . . . . . . . . . . L4 Conagra Brands . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 CoStar Group . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 Crown Castle . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 January 8, 2024 Bob Rose David Cho SENIOR MANAGING EDITOR DEPUTY EDITORS Dan Shar Lauren R. Rublin Alex Eule, Ben Levisohn Phil Roosevelt EDITORIAL DIRECTOR, MAGAZINE EDITOR AT LARGE MANAGING EDITORS Andy Serwer Kristen Bellstrom, Matt Bemer, Daren Fonda, Amey Stone, Joe Woelfel Henry Cutter, Mel Gray, Anita Hamilton, Mary Romano, Robert Sabat, Rupert Steiner (London bureau chief) ASSISTANT MANAGING EDITORS ASSOCIATE EDITORS Andrew Bary, Randall W. Forsyth, Jack Hough, Reshma Kapadia, Eric J. Savitz SENIOR WRITERS Bill Alpert, Lauren Foster, Nicholas Jasinski, Tae Kim, Megan Leonhardt, Joe Light, Elizabeth O’Brien, Al Root, Avi Salzman Jacob Adelman, Janet H. Cho, Adam Clark, Emily Dattilo, Jack Denton, Catherine Dunn, Carleton English, Sabrina Escobar, Callum Keown, Evie Liu, Shaina Mishkin, Josh Nathan-Kazis, Angela Palumbo, Teresa Rivas, Connor Smith, Jacob Sonenshine, Brian Swint, Karishma Vanjani, Andrew Welsch STORY EDITORS Ed Lin, Erin McCarthy, Liz Moyer, Patrick O’Donnell, Stacy Ozol, Ross Snel, Neal Templin, J.J. Thompson Michael J. Burlingham, Robert Teitelman COPY DESK IDEAS EDITOR I Iberdrola . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 Infineon Technologies . . . . . . . . . . . . . . . . . . . . . . 24 R Regis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 RELX . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 Rivian Automotive . . . . . . . . . . . . . . . . . . . . . . . . . 32 Rocket Pharmaceuticals . . . . . . . . . . . . . . . . . . . . 20 S Samsung Electronics . . . . . . . . . . . . . . . . . . . . . . . 24 Signature Bank . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 Silicon Laboratories . . . . . . . . . . . . . . . . . . . . . . . 24 SilverBow Resources . . . . . . . . . . . . . . . . . . . . . . 31 Sociedad Quimica y Minera De Chile . . . . . . . 29 SoFi Technologies . . . . . . . . . . . . . . . . . . . . . . . . . 32 Sony Group . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 Stellantis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 Synaptics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 SENIOR AUDIO MANAGER Zoe Szathmary Mette Lützhøft Robert Cushing, Nick Devor, Clare McKeen DIGITAL PRODUCERS Chelsea Schiff Lynne Carty, Shayanne Gal, Nick Hallam, Sue Ng Sarina Finkelstein PHOTO EDITORS Alis Atwell, Halie Chavez, Nicole Silver ART DIRECTORS DIRECTOR OF PHOTOGRAPHY RESEARCHER STATISTICS MANAGER T TCL Technology Group . . . . . . . . . . . . . . . . . . . . 24 Tesla . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10,17,20,24 Tokio Marine Holdings . . . . . . . . . . . . . . . . . . . . L4 Trade Desk . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 T. Rowe Price Global Allocation . . . . . . . . . . . L4 T. Rowe Price Retirement . . . . . . . . . . . . . . . . . L4 Truist Financial . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 Matt Peterson DEPUTY DIGITAL MANAGING EDITOR Dan Lam Michael T. Kokoszka STATISTICIAN Darren Chima James H. Balmer NEWS editors@barrons.com STATISTICS barronsstats@barrons.com CUSTOMER SERVICE 800-544-0422 ADVERTISING SERVICES MANAGER H HD Hyundai . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 Heineken Holding . . . . . . . . . . . . . . . . . . . . . . . . . L3 Honda Motor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 HP . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 Hundredfold Select Alternative . . . . . . . . . . . . L4 Q Qualcomm . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 QuantumScape . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 REPORTERS HEAD OF VISUALS G Gartner . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 General Motors . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 Goldman Sachs Group . . . . . . . . . . . . . . . . . . . . . 28 Goodyear Tire & Rubber . . . . . . . . . . . . . . . . . . 31 Grayscale Bitcoin Trust . . . . . . . . . . . . . . . . . . . . 10 Guidewire Software . . . . . . . . . . . . . . . . . . . . . . . . 20 P Palantir . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22 Peloton Interactive . . . . . . . . . . . . . . . . . . . . . . . . 32 PENN Entertainment . . . . . . . . . . . . . . . . . . . . . 31 PNM Resources . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 GLOBAL HEAD, WEALTH & ASSET MANAGEMENT Jack Otter Barron’s is a trademark of Dow Jones and its affiliates. Barron’s (USPS 044-700) (ISSN 1077-8039) Published every Monday. Editorial and Publication Headquarters: 1211 Avenue of the Americas, New York, N.Y. 10036. Periodicals postage paid at Chicopee, MA and other mailing offices. Regular U.S. subscription rate: one year, $359.88. Entire editorial content of this publication copyrighted by Dow Jones & Co., Inc. and must not be reproduced in whole or in part without special permission. Unsolicited manuscripts should be accompanied by self-addressed envelope with proper postage. All advertising published in Barron’s is subject to the applicable rate card, copies of which are available from the Advertising Director, 1211 Avenue of the Americas, New York, N.Y. 10036. Barron’s reserves the right not to accept an advertiser’s order. Only publication of an advertisement shall constitute acceptance of the advertiser's order. Postmaster: Send address changes to Barron’s, 200 Burnett Rd., Chicopee, MA 01020. U Unilever . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . L4 Urban Outfitters . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 V Vanguard Balanced Index . . . . . . . . . . . . . . . . . L2 Vanguard Global Wellington . . . . . . . . . . . . . . . L4 Vanguard Wellington . . . . . . . . . . . . . . . . . . . . . . L3 Vanguard Wellesley Income . . . . . . . . . . . . . . . L3 Verizon Communications . . . . . . . . . . . . . . . . . . . . 9 Victory Cornerstone Conservative . . . . . . . . . L3 VinFast Auto . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 Volkswagen . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 W Walgreens Boots Alliance . . . . . . . . . . . . . . . . . . 32 Walmart . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9,24 Walt Disney . . . . . . . . . . . . . . . . . . . . . . . . . . 10,27,31 Webster Financial . . . . . . . . . . . . . . . . . . . . . . . . . 28 Wells Fargo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10,28
January 8, 2024 5 BARRON’S The best choice is the one that gives you For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com choices. At Schwab you can expect full-service wealth management and advice when you need it. Plus, investing, trading, and banking. And now that Ameritrade is part of Schwab, we’re proud to offer a new and improved trading experience, featuring thinkorswim®. Giving you better choices and more ways to manage your wealth. Ranked #1 Most Trusted Bank Ranked #1 in Investor Satisfaction with Full-Service Wealth Management Firms Investing | Trading | Advice | Banking Schwab.com/whyschwab Charles Schwab received the highest score in the J.D. Power 2023 U.S. Full-Service Investor Satisfaction Study, which measures investor satisfaction with full-service investment firms. Visit jdpower.com/awards for more details. The J.D. Power 2023 U.S. Full-Service Investor Satisfaction Study is independently conducted, and the participating firms do not pay to participate. Use of study results in promotional materials is subject to a license fee. The IBD Most Trusted Bank award was given to Charles Schwab Bank on September 25, 2023, and expires December 31, 2024. The criteria, evaluation, and ranking were determined by Investor’s Business Daily. Schwab paid a licensing fee to York Graphic Services, LLC. for the use of the award and logos. Brokerage Products: Not FDIC Insured • No Bank Guarantee • May Lose Value Investing involves risk, including loss of principal. The Charles Schwab Corporation provides a full range of brokerage, banking and financial advisory services through its operating subsidiaries. Its broker-dealer subsidiaries, Charles Schwab & Co. Inc. (Member SIPC), and its affiliates offer investment services and products. Its banking subsidiary, Charles Schwab Bank, SSB (member FDIC and an Equal Housing Lender), provides deposit and lending services and products. © 2024 Charles Schwab & Co, Inc. All rights reserved. Member SIPC. (1023-3386) ADP121818-00
6 BARRON’S January 8, 2024 If your business accepted Visa and/or Mastercard between 2004 - 2019, you’re now eligible to claim your share of a $5.5 billion Settlement. Claim your share now. Merchants (business owners) who accepted Visa and/or Mastercard at any time from January 1, 2004, to January 25, 2019, are eligible to claim their share of a $5.5 billion Settlement. Visa and Mastercard and their issuing banks (the “Defendants”) are alleged to have violated the law because they wrongfully inflated Interchange Fees. Defendants say they have done nothing wrong. They claim their business practices are legal. For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com After years of appeals, the Settlement is now final, and Claim Forms are now being accepted. If you do not file a claim, you will not receive a Settlement Payment. Claim Forms are now being mailed to more than 15 million merchants. Even if you do not receive a Claim Form in the mail, you may still be eligible, and you should visit www.PaymentCardSettlement.com to get more information about the Settlement. The deadline to file a claim is May 31, 2024. You can file your claim online at the website. Or, if you prefer, you can get a paper Claim Form at the website or by calling 1-800-625-6440. Assistance with preparing your claim is available at no cost to you from the Class Administrator and Class Counsel. Submitting your claim online can take less than five minutes. STEP ONE: Scan the QR code to go to www.PaymentCardSettlement.com. To get a Claim Form in Spanish Chinese , or Thai STEP TWO: Provide the information requested about your business. STEP THREE: Submit your claim! Your claim process is now complete. , Russian , Korean , Vietnamese , please visit www.PaymentCardSettlement.com. Do you need additional help or information? , Japanese , Visit Online: www.PaymentCardSettlement.com Email: info@PaymentCardSettlement.com Call: 1-800-625-6440
January 8, 2024 UP & DOWN WALL STREET T Jeenah Moon/Bloomberg For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com The Markets See March Rate Cuts. The Jobs Numbers Don’t. he stock market has predicted nine of the past five recessions, the late economist Paul Samuelson famously quipped. Is the futures market now erring similarly by pricing in six of the next three Federal Reserve interest-rate cuts? Federal-funds futures settled Friday at levels consistent with a 3.75% to 4% target range for the central bank’s key policy interest rate by December, according to the CME FedWatch site. That is consistent with the median expectation of the Federal Open Market Committee’s Summary of Economic Projections, but for the end of 2025. For this coming December, the most recent projection from Chairman Jerome Powell and the rest of the panel released last month had a median projection implying three reductions of one-quarter percentage point, from the current target range of 5.25% to 5.5%. The futures market further expects the first cut to come just after the vernal equinox at the conclusion of the March 19-20 FOMC meeting. No move is expected at the confab at the end of this month, but the market is all agog about the spring. The notion that the Fed will begin to reverse monetary tightening is based on the hypothesis that inflation is slowing toward its 2% target while the economy’s strength is waning, especially as reflected by the labor market. While the pace of price increases has indeed decelerated, monetary policy’s impact on aggregate demand arguably has been less than the loosening of 7 BARRON’S BY RANDALL W. FORSYTH supply constraints and the easing in energy prices. The labor market, if anything, shows signs of tightness with upward pressures on wages. The employment report for December, released on Friday, provided grist for virtually every view on the economy. Nonfarm payrolls rose 216,000, about 40,000 above forecasts, but that was offset by downward revisions totaling 71,000 for the two preceding months. Taken together, the 165,000 average monthly increase in payrolls was roughly half the pace of mid-2022. The latest increase in job rolls also was offset by a dip in the average workweek, by 0.1 hours to 34.3 hours. And while the unemployment rate (which is derived from a separate survey of households) held steady at The December employment report, released on Friday, provided ammunition for virtually every view on the economy. 3.7%, that was due to a sharp drop of 676,000 in the labor force, which nearly matched the 683,000 decline in the number of job holders in this tally. As a result, the labor-force participation rate dropped sharply, to 62.5% of the adult population in December, from 62.8% the prior month. Pay picked up, with average hourly earnings rising 0.4% in the latest month, matching November’s increase. Measured from a year earlier, wages rose 4.1% in December, which compared with the 4% rise in consumer prices in the 12 months through November (the latest number available). Real earnings have been recovering rapidly, however, according to Steven Blitz, chief U.S. economist at TS Lombard, after being sharply negative in 2022’s peak inflation. Peering at the particulars, pay gains have been especially strong on the factory floor. Wages for nonsupervisory workers in manufacturing climbed 0.9% in December on top of a 0.8% bump in November, writes Joseph Carson, former chief economist at AllianceBernstein, on his blog. Those are the fastest gains for manufacturing pay in four decades, he points out. Those sturdy rises can be traced to the United Auto Workers agreement with the U.S. auto makers. “Remember that the nonunion wage increase of Nonfarm payrolls rose 216,000 in December, offset by downward revisions totaling 71,000 for the two preceding months. Here, riders in the New York City subway. 10% or more at Toyota, Honda, Tesla, and many others that followed the UAW agreements take effect in January, so substantial gains in manufacturing wages will continue,” he adds. The easing in inflation so far has been in the goods sector. Core goods prices in the personal-consumption expenditures deflator, the Fed’s favored inflation gauge, are down at a 2.3% seasonally adjusted annual rate in the latest six months. That’s a much sharper rate of decline than in past periods of disinflation, such as during the pre-Covid economic expansion or throughout the 1998-2019 period, writes J.P. Morgan economist Daniel Silver in a research note. Much of the improvement in the overall inflation rate can be traced to food and energy prices, which are influenced by “noneconomic” factors, he adds. Count among them record U.S. oil production and the easing of supply-chain constraints. But Carson points out that the strong gains in manufacturing wages, along with steady increases in the service sector, should lift overall employee compensation costs by well over 5% in 2024. That pace of labor gains is inconsistent with inflation slowing to 2%, creating a dilemma for the Fed. Rather than fulfilling the market’s expectations of a series of Fed rate cuts commencing soon, the biggest risk in 2024 is if the Fed eases prematurely, Mizuho Securities economists Steven Ricchiuto and Alex Pelle write in a client note. That would increase the odds of what they call a “hot landing,” rather than the much-hoped-for soft landing, with a sustained upward move in intermediate- and longer-term interest rates. The dollar could also tumble and trigger a reacceleration of inflation. Thus, they anticipate the Fed remaining on hold longer than anticipated. For stocks, that would mean a rotation to value over growth “as the economy catches up to last year’s rally.” Meanwhile, the markets’ prediction of rate cuts would prove premature. A largely hidden but still important spur to the late-2023 rallies in bonds and stocks is beginning to reverse.
8 BARRON’S January 8, 2024 For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Up & Down Wall Street (continued) Finder, Keepers. Barron’s Advisor Finder matches Barron’s ambitious readers with your financial expertise. Get found, meet prospective clients, and let Barron’s Advisor help grow your business. Join Now Barrons.com/AdvisorFinderApply © 2023 Dow Jones & Company, Inc. All rights reserved. 2E287 While investors have been tracking every nuance in the rhetoric of Fed officials from Powell on down, the impact of Treasury borrowing to finance the massive federal deficit is largely out of the public’s view. But it was a major force in the sharp rise in bond yields and the resulting slump in stocks late last summer and into the fall, and an underappreciated factor in the rebounds of the debt and equity markets in the last two months of the year. It is rare that big market reversals can be pinned on a single event, Strategas’ Washington policy team, led by Daniel Clifton, wrote in a report over New Year’s. But Treasury’s decision in August to issue more longer-term debt for the first time in three years led to a sharp tightening in financial conditions, reflected in the rise in bond yields and the dollar, plus a slump in stocks. That was reversed on Nov. 1, when the Treasury trimmed its plans to issue more long-term debt, a move abetted by Powell’s acknowledgment that the Fed was likely done raising short-term interest rates. Remarkably, the federal debt has hit $34 trillion, an increase of $1 trillion just since mid-September. The total is 120% of the size of the U.S. economy. That’s at a time of full employment and no declared war, circumstances that would suggest a balanced budget, or even a surplus—something last seen in the early 2000s, after the dot-com boom. Yet that massive tide of red ink, which so spooked bond and stock markets back in the dog days of summer, suddenly receded from the market’s mind. Arguably, that was made possible by the Treasury’s decision to shift borrowing to short-term bills—and let’s recall that Treasury Secretary Janet Yellen, a former Fed chair, might have some feel for the markets. The actual money-market mechanics that allowed Uncle Sam to borrow all that dough in felicitous fashion are less interesting than that the aforementioned shift not only halted stock and bond market retreats but led to powerful year-end rallies—and that the turnaround came roughly a year ahead of the 2024 presidential election, when easier financial conditions could have a salutary impact on the economy. Only a cynic would think there might be a connection. But there are only so many times you can use those techniques, observes George Goncalves, who heads U.S. macro strategy at MUFG Securities America. The maneuver allowed the Treasury to buy time, but issuing “trillions upon trillions” of paper will require lower rates from the Fed to provide a “positive carry”—that is, a higher yield on Treasuries than the cost to borrow to finance them. The cost of funding has been on the rise in recent days as excess liquidity parked at the Fed in reverse repurchase agreements, or RRPs, by money-market funds has been switched to a great extent to all those Tbills being auctioned, Bespoke Investment Group wrote in a client note this past week. The reduction in excess liquidity also has pushed up dealer financing costs, such that a Treasury position yields about 1.45 percentage points less than what dealers pay to finance it. Such matters used to be inside baseball for bond geeks. But the massive federal budget deficit makes them more than that. The Treasury market now is 14% bigger than the U.S. banking system, Wells Fargo economists wrote in a note last month. In 2006, the Treasury market was only 44% the size of the banking system. Its growth has strained the capacity of the financial system to absorb all that borrowing. The reduction in the Fed’s securities holdings is tightening liquidity. Minutes of the central bank’s December policy meeting, released this past week, showed several officials thought it was appropriate to discuss slowing the pace of the runoff of maturing securities to provide advance guidance to the market. Goncalves also noted the Bank Term Funding Program, established last year after the failure of Silicon Valley Bank and others to provide liquidity to other strapped institutions, is slated to end in March. A total of $141 billion of those loans was outstanding as of Jan. 3, a record for the facility. The bottom line is that the fourth-quarter rallies in bonds and stocks were helped by adjusting the mix of the Treasury’s borrowing to short-term bills. These were scooped up by money-market funds, whose assets have swelled to a record just shy of $6 trillion as savers and investors have taken advantage of 5%-plus yields, the highest since 2007, while large banks continue to pay next to nothing on deposits. This pool of excess liquidity shows signs of being absorbed, as indicated by the aforementioned signs of rising dealer financing costs. Deutsche Bank strategists see the Fed beginning to phase out quantitative tightening in June as it starts to cut rates in response to a “material” rise in unemployment, they wrote in a client note this past week. In which case, those eager for Fed easing ought to be careful what they wish for. B email: randall.forsyth@barrons.com
January 8, 2024 9 BARRON’S ST R E E TWI S E Verizon and Truist Financial, languishing in Wall Street’s bargain bin, both got upgrades this past week. The analysts might be on to something. For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com They Look Pretty Ugly, But Verizon and Truist Could Surprise You F or 6% yields, consider shares of a comatose wireless carrier and a bloated bank. You see, this is why I didn’t do well as a stockbroker. But a little acceptance of the two companies’ flaws might be in order here. The U.S. stock market is increasingly driven by artificial-intelligence world beaters. Its seven biggest tech companies are now worth more than the combined stock markets of Japan, Canada, and the United Kingdom, points out private-equity investor Apollo Global Management. For index fund buyers, valuations look puffy, with the S&P 500 index back up to 20 times earnings. But there are still plenty of cheapies. Only 27% of stocks in the S&P 500 outperformed the index last year—the narrowest leadership in data going back to 1987. I count more than 150 index members trading below 15 times forward earnings projections. A few of these companies are deeply challenged, but most are just unexciting. For example, Conagra Brands makes a frozen economic miracle called Marie Callender’s Chicken Pot Pie. Walmart sells the 10-ounce, 610-calorie one for $2.98. This past week, Conagra cut its sales guidance, saying that stretched shoppers are doing more scratch cooking. Shares lost 2%. I suppose they’re inexpensive at 11 times earnings, with a 4.9% dividend. But the sub-$3 dinner market sounds like a tough BY JACK HOUGH place to find returns. Two stocks that are even further out on the value end of the S&P 500 attracted analyst upgrades this past week. Let’s start with Verizon Communications, which KeyBanc Capital Markets took to Overweight from Sector Weight. A report outlining the bank’s reasoning contained the saddest of bullish points: “Adjusted Ebitda” growth is projected to top 2% this year, versus zero in 2023, which would be the second-fastest rate since 2018. In other words, a financial measure engineered for flattery might show barely perceptible improvement, which would qualify as better news than usual. There are some brighter points, it turns out. One is that the wireless industry looks poised for benign competition in 2024. Subscriber counts are broadly growing. Churn, or the rate of customer defections, is stable. Device promotions don’t look overly generous. Revenue per user is rising. And funding needs for network investments are falling. Easing competition could be particularly helpful for Verizon, which has been a market share donor for years. Its share of postpaid accounts, or ones with recurring monthly billing, fell from over 41% in 2019 to an estimated 36% last year. KeyBanc predicts steady improvement in net customer additions from here. Broadband momentum is another plus. KeyBanc sees telecom players in broadband generally gaining market share from cable. Verizon in particular is estimated to have added more than a million connections in 2023, net of losses, counting 5G and Fios. AT&T is estimated to have lost broadband connections overall. Both trends appear poised to continue this year. All of this should be good for Verizon’s free cash flow, which Wall Street sees approaching $19 billion this year, or 11.5% of the company’s market value. That makes its dividend yield of 6.7%—a high enough figure to raise suspicion—appear sustainable. It also makes debt reduction in 2024 look likely, and stock buybacks in 2025 not out of the question. Shares, at a recent $39 and change, trade at 8.5 times forward earnings projections. The five-year average is just over 10 times. KeyBanc sees potential for a near-term rise to $45 a share. Add in the dividend and that would work out to a total return of more than 20%. Let’s move on to Truist Financial. It’s both huge and not quite familiar to investors, for good reason. The company was formed by a 2019 merger between SunTrust and BB&T, making it the No. 6 bank by BARRONS.COM/PODCASTS Barron’s Streetwise In a weekly podcast by Barron’s, columnist Jack Hough looks at the companies, people, and trends you should be watching. This is Wall Street like you’ve never heard before. Subscribe to Barron’s Streetwise on Spotify, Apple Podcasts, or your favorite listening app. deposits. And it gave itself a new and totally made-up name. Atlanta Braves fans, at least, are basking in the branding—they see games now at Truist Park, formerly SunTrust Park. So far, the merger has been a dud for shareholders, who are down 21% since the closing date, and that’s counting the hefty dividend yield, recently 5.6%. The S&P 500 over that same stretch has returned 57%. The stock is up 30%, though, since Barron’s recommended it in September. BofA Securities this past week upgraded Truist shares to Buy from Neutral, giving a few reasons for optimism. M ore so than its peers, Truist’s net interest income stands to benefit from the Federal Reserve shifting from interest-rate hikes to cuts, as expected. Long term, a footprint in the U.S. Southeast bolsters growth prospects. Cost cuts should help. Management aims to bring cost growth down from 7% last year to a range of flat to negative 1% this year. Savings will come from shrinking the workforce and branch networks and consolidating tech and administrative work. BofA says there is room for cost-cutting to continue beyond 2024. A recent shrinking of the board and some senior management replacements suggest that change is gathering pace. There is also Truist’s 80% ownership in Truist Insurance Holdings, the sixth-largest U.S. insurance brokerage. Selling that stake would free up cash to refinance debt and boost earnings per share. BofA calls that business “differentiated” but “not strategically integral,” which I’m pretty sure nets out to a “ditch it.” Shares, at about $37, sell for 10.8 times estimated 2024 earnings, versus over 13 times before the pandemic. BofA says they ought to be able to fetch $43 within a year, which would put the total return on this one, too, at over 20%. B email: jack.hough@barrons.com
BARRON’S 37,466.11 R E VIEW & PREV IEW Dow Industrials: - 223.43 January 8, 2024 541.15 Dow Global Index: - 9.41 LAST WEEK TH IS WEEK For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Markets: A new year, and Bitcoin rose to nearly $46,000 before sliding back on hopes that a Bitcoin ETF was coming. But the 2023 stock rally fell flat, with big techs like Nvidia and Microsoft selling off. Federal Reserve minutes suggested rate cuts aren’t close and December payrolls came in hotter than expected, adding 216,000 jobs. On a short week, the Dow industrials fell 0.7%; the S&P 500 lost 1.4%; and the Nasdaq Composite took a 3% hit. Bitcoin ETF: The Prelims The first Bitcoin exchange-traded funds could be approved by the Securities and Exchange Commission as soon as this coming week, and fee wars are breaking out. In filings, Fidelity and Invesco showed that the much-anticipated ETFs aren’t likely to be an immediate bonanza for firms offering them. Fidelity disclosed that its Wise Origin Bitcoin ETF will charge just 0.39% annually in expense fees. Invesco and crypto firm Galaxy said they plan to charge 0.59% for their Invesco Galaxy Bitcoin ETF, though the fee will be waived for six months on the first $5 billion in assets. The largest Bitcoin fund is the $26 billion Grayscale Bitcoin Trust, which trades like a closed-end fund and charges an annual 2% of assets fee, or $520 million at current prices. Grayscale has said it’s committed to reducing the ETF’s fee upon approval. Most other would-be contenders—nearly a dozen—have remained mum. The ETFs will hold spot Bitcoin. The SEC for years denied spot Bitcoin applications, but an appellate court last year said its rejection of one such bid was arbitrary and capricious. Though the agency could still resist, its staff has asked potential sponsors for filing updates and other information, suggesting that approvals might be imminent. Bitcoin ETFs should ease access to Bitcoin and drive up prices. In anticipation, prices rose above $45,000 this past week. In a note, Bernstein Research said the coin’s market cap could more than triple to $3 trillion by mid-2025. — Joe Light A Wild Ride Since 2022, Bitcoin has seen highs and lows. How high will an ETF send it? $50 thousand 40 30 20 10 2022 ’23 ’24 Source: CoinDesk A Crypto Scrum A dozen or so companies have applied to the SEC to offer spot Bitcoin ETFs. Competiton may be fierce. Company Bitcoin ETF Ticker Fidelity Investments FBTC Invesco/Galaxy Digital Holdngs BTCO Grayscale BitcoinTrust GBTC BlackRock Companies: Iran sent ships to the Red Sea after U.S. helicopters sank three Houthi boats attacking shipping. A.P. Moeller-Maersk again rerouted traffic from the area. The Dutch government blocked ASML Holding chip equipment going to China. BYD edged out Tesla as the world’s biggest electric-vehicle maker. Walt Disney won the backing of activists ValueAct and Blackwells Capital in a board battle with Nelson Peltz’s Trian Fund Management. Deals: Spain’s Iberdrola called off its acquisition of PNM Resources after a New Mexico court rejected the $8.3 billion utilities deal that would have made it a major U.S. renewables energy player…China’s Baidu backed out of a $3.6 billion deal for Joyy’s livestreaming business, after regulatory delays. The deal was announced four years ago…The Wall Street Journal said Advent International was talking buyout with Fisher Investments. Fisher denied it...Bloomberg reported that Barrick Gold met with First Quantum investors about a takeover after Panama closed Quantum’s largest copper mine. Thursday 1/11 The Bureau of Labor Statistics releases the consumer price index for December. Consensus estimate is for the CPI to increase 3.2% year over year, one-tenth of a percentage point more than in November. The core CPI, which excludes volatile food and energy prices, is expected to rise 3.8% compared with a 4% gain previously. The annualized change in the CPI is near its lowest level since March of 2021, which Wall Street thinks will allow the Federal Open Market Committee to start cutting the federalfunds rate as soon as March. Friday 1/12 Fourth-quarter earnings season begins in earnest with the four largest U.S. banks by assets announcing results. Bank of America, Citigroup, JPMorgan Chase, and Wells Fargo all report before the opening bell. Shares of JPMorgan were the best performer of the group last year, returning 30.6%, the only one of the four to outpace the S&P 500 index’s 26.3% return. Bank of America stock trailed, partially on concerns over unrealized losses on its large bond portfolio. The BLS releases the producer price index for December. Economists forecast a 1.3% year-over-year rise in the PPI, and a 1.9% increase for the core PPI. This compares with gains of 0.9% and 2.0%, respectively, in November. IBIT WisdomTree BTCW VanEck XBTF Valkyrie Investments BTF Bitwise Asset Management BITB ARK Invest ARKB Hashdex DEFI 21Shares TBD Global X BITS Source: Nasdaq Sign up for the Review & Preview daily newsletter at barrons.com/reviewpreview. THE NUMBERS $2.8 T 32% 24% $5.9 B Amount of unsold investments currently sitting on the books of private equity, along with $2.6 trillion in cash. Share of U.S. streaming subscribers who have canceled at least three services over the past two years. The total amount raised in Hong Kong initial public offerings in 2023, the lowest total in 20 years. BlackRock’s share of the U.S. ETF market in November, seven percentage points less than in 2018. Illustration by Elias Stein 10
11 BARRON’S Forgotten Value Stocks With Growth Potential Boyar Value Group identified 40 “forgotten” stocks that could shine in 2024. We highlight five on the list. G For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com BY NICHOLAS JASINSKI rowth stocks and largecaps led the market in 2023. That suggests the best bargains now reside in value and small-cap names. That’s the view of Jonathan Boyar, head of Boyar Value Group, a New York–based asset manager and research firm that compiles an annual list of 40 undervalued stocks with potential turnaround catalysts. “There are a lot of good opportunities in small-caps today, but you have to be choosy,” Boyar says. “Almost half [of small-caps] are unprofitable, and debt maturities are coming due.” Boyar Value has compiled the socalled Forgotten Forty for the past 30 years. The portfolio has gained an average of 9.9% annually over the past 15 years, versus 8.4% for the Russell 3000 Value index. But it has lagged behind the S&P 500’s 11.8% average annual gain in that same span. Barron’s recently spoke with Boyar about five ideas from the 2024 edition of the Forgotten Forty. Medtronic, a maker of medical devices, has been buffeted by supplychain disruptions and the underperformance of its diabetes-management business. The latest hit to the stock came from investor excitement about a new class of weight-loss drugs; their uptake is expected to dent demand for medical procedures and devices. Boyar sees aging populations in developed countries and improving standards of medical care in emerging markets as long-term tailwinds to the sale of medical devices and equipment. Medtronic also has a promising robotic-assisted surgery system. Medtronic shares have fallen almost 40% from their mid-2021 high, and now trade around $84. Boyar applies a five-year average enterprise value-toEbitda (earnings before interest, taxes, depreciation, and amortization) multiple of 17 times to fiscal 2025 estimated Ebitda, to yield a price target of $121 a share—a prospective gain of 44%. Medtronic yields 3.3% and has lifted its payout for 46 consecutive years. Boyar also sees a favorable risk/reward for Comcast stock, up 16% in the past year. The company’s Xfinity cable business is highly profitable, and its NBCUniversal Media unit has the best balance sheet in traditional media. Although broadband subscriber growth has slowed, Boyar says Comcast has been able to continue growing due to price increases. NBCUniversal generated cash from the sale of Comcast’s Hulu stake to Walt Disney. Meanwhile, theme parks are performing well, and losses are shrinking at the Peacock streaming service. All that means plenty of free cash flow to direct toward Comcast’s dividend—current yield: 2.7%—and share buybacks. Boyar calculates an intrinsic value for Comcast of $70 a share, up 63% from the stock’s recent $43. Atlanta Braves Holdings is a holdover from the 2023 Forgotten Forty. Until July 2023, it was a tracking stock representing ownership of Major The Atlanta Braves is a stand-alone company after a spinoff, paving the way to an eventual sale of the team. Braves pitcher Raisel Iglesias, above. League Baseball’s Atlanta Braves, whose parent was John Malone’s Liberty Media. After a spinoff, Atlanta Braves is now a public company, which paves the way to an eventual sale of the team. Sports franchises are trophy assets that trade on scarcity value, with valuations climbing steadily. Boyar values the Braves at nearly $3 billion, a 15% premium to Forbes’ valuation of the franchise. He assigns another $356 million in value to real estate holdings around Truist Park, the Braves’ home. Adjusting for cash and debt, he gets an equity value of $3.4 billion, or about $55 a share, compared with the stock’s recent $42. It just might take a sale of the team to get there. IAC’s portfolio looks set for a strong year in 2024, Boyar says, with improvement in the fundamentals and the option of monetizing holdings. The Barry Diller–founded holding company owns shares of publicly traded Angi and MGM Resorts International, plus stakes in Dotdash Mere- dith, Care.com, and Turo. Boyar expects revenue and earnings at Angi and Dotdash Meredith to improve in 2024. A Turo initial public offering would be another positive catalyst. IAC owns about 30% of the carsharing platform, which it carries on its balance sheet at a total-company valuation of about $1.3 billion. More recent purchases of Turo equity have been at a valuation closer to $3 billion. Boyar values IAC’s stakes in MGM and Angi at $2.8 billion and $1 billion, respectively, and the company has $619 million in net cash. Boyar puts the value of its other holdings at around $1.5 billion. The sum-of-the-parts math equals $69 per IAC share, 33% more than the stock’s recent $52. Interactive Brokers Group is smaller but faster-growing and more international than its online-brokerage peers. Compare IBKR’s 2.5 million accounts with Fidelity’s 43 million or Charles Schwab’s 35 million. Unlike major U.S. online brokerages, which have moved to zero-commission trading, 95% of IBKR clients pay fees. That is largely a function of the international user base: Payment for order flow, which supports the zero-commission-trading business model, is or soon will be banned in Canada, the U.K., Australia, and Europe. The result is a highly profitable business: IBKR generated $2.1 billion in pretax earnings on $3.1 billion of revenue in 2022. IBKR also has a “fortress” balance sheet, Boyar says, with more than $9.4 billion in excess capital. He values the stock at 20 times 2025 expected earnings—versus a 10-year average multiple of 26 times—or $124, representing 43% upside. The 2023 Forgotten Forty had some notable winners, including Uber Technologies, highlighted in Barron’s and up 123% in the past 12 months. If investors embrace more value-oriented stocks this year, the latest list of names will be forgotten no more. B Five Potential Winners Every December, Boyar Value Group highlights the Forgotten Forty, a list of 40 stock market bargains poised to recover in the year ahead. These five made the 2024 list. Company / Ticker Recent Price Medtronic / MDT $83.93 52-Wk Change 3.7% 2024E P/E Boyar’s Target Value/Share 15.6 $121 9.9 70 Comcast / CMCSA 42.63 16.5 Atlanta Braves Holdings / BATRA 41.87 26.9 N/A 55 IAC / IAC 52.04 6.6 N/A 69 Interactive Brokers Group / IBKR 87.20 20.9 13.8 124 E=estimate; N/A=not applicable Sources: Boyar Value Group, FactSet Rich Schultz/Getty Images January 8, 2024
12 BARRON’S How Abercrombie & Fitch Went From Rags to Riches Y BY SABRINA ESCOBAR Yuki Iwamura/AFP/Getty Images For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com The retailer began a makeover in mid-2022 that ignited share gains of 285%. Driving the change: new stores, products, and target customers. ou don’t normally associate fashion brand Abercrombie & Fitch with members of the Magnificent Seven. But 2023 was a strange year—one that saw Abercrombie shares soar 285%, beating not just the S&P 500, up 24%, but the top five performers in the S&P, including Nvidia, at 239%, and Meta Platforms, at a mere 194%. Abercrombie’s 2023 romp shatters its own past performance and underscores the fickle nature of fashion retailing. In 2022, the stock shed 34% as the company struggled through a year of tough quarterly reports. Inflation squeezed consumer spending, while elevated inventories and fallout from pandemic-era supply-chain problems forced the company to engage in heavy discounting, squeezing earnings. What changed? For starters, Abercrombie’s macro problems eased in 2023. Both inflation and inventories fell, helping Abercrombie regain its financial footing. In 2023’s third quarter—just before holiday shopping began—Abercrombie powered through rising interest rates and con- Abercrombie & Fitch’s airy, sundrenched Fifth Avenue flagship store reflects the brand’s evolution. Here, shoppers on the recent Black Friday. January 8, 2024 cerns over consumer buying power. The company increased sales by 20% year over year in the quarter to $1.06 billion, grew operating margins by 11 percentage points to 13.1%, and was one of the few retailers that raised fiscal-year guidance. And given a solid holiday season, analysts now expect Abercrombie to continue its momentum through the fourth quarter. Consensus estimates for full-year 2023 show earnings growing 2,200% from 2022 to $5.78 per share, and sales rising 13% to $4.2 billion. Still, as important as inventories are, they don’t drive triple-digit stock performance. The key for Abercrombie is regaining its “cool kid” status— something the fashion retailer has been striving for since falling from grace in the mid 2010s, though “kids” is no longer the mantra. Today, Abercrombie is inches away from meeting its goal to rake in up to $4.3 billion in annual sales by 2025, outlined in an investor day in 2022, and is also close to its long-term target of $5 billion in annual revenue. “We’ve evolved the purpose and positioning at each of our brands, executing a turnaround at Abercrombie adults that many, many thought was impossible,” CEO Fran Horowitz said when outlining the plan. You get a flavor of that remake at the company’s new Fifth Avenue flagship store, which Horowitz called a celebration of the brand’s evolution. The airy, sun-drenched store hardly resembles the old dimly lit, colognedrenched outlets. The now-infamous posters of pouty shirtless models have been replaced by plants and landscapes, and the most popular products of the 2000s, from graphic T-shirts to branded polos, are gone. Abercrombie’s new product lines feature tailored pants, athleisure, long-sleeved turtlenecks, and wedding-guest attire—all aimed at a broader, older audience. Horowitz said in November that target customers range from 20 to 40 years old; the younger crowd is funneled to Hollister, the company’s teen-centric brand. “[Abercrombie’s] a little different,” says Vanessa Oweh, a 34-year-old shopper at Abercrombie in Manhattan. “I think now it’s a little bit more mature. Before, it was more beachy— just younger.” As Jefferies retail analyst Corey Tarlowe wrote in a late-November note, “Multiyear efforts spanning marketing, product, and in-store presentation have yielded distinctive brands that strongly resonate with their particular audiences.” Tarlowe had a Buy rating on the stock, and following Abercrombie’s third-quarter results, he raised his price target to $85 from $80. He could have gone higher. Abercrombie shares ended the year at $88.22 and were up 2.6% more on Friday, in a week that saw the S&P 500’s drop 1.5%. Yet despite consumer—and investor—enthusiasm for Abercrombie, many on the Street appear uncertain what to make of the shares in 2024. Only a third of analysts have Buy ratings on the stock; two-thirds rate them Hold, according to FactSet. “The No. 1 question we field following the [stock’s] move is simply: Is this all real?” wrote William Blair analyst Dylan Carden in a note this past week. Carden has a Market Perform rating on the stock, but no price target. Abercrombie’s management deserves “an immense amount of credit” for the progress it has made in revamping the brand, he wrote. But it’s likely the company will struggle to sustain the growth levels it needs to justify its valuation. That’s Abercrombie’s challenge: How do you replicate an off-the-chart performance in a business driven by fashion? Shares of Abercrombie trade at 15.6 times 12-month forward earnings, according to FactSet. While that’s below its five-year average of 16.5, it’s higher than many competitors. American Eagle Outfitters has a price/earnings ratio of 13.8, Urban Outfitters, 10.4. Meanwhile, analysts predict Abercrombie & Fitch earnings per share will tick up a little less than 3% in 2024 from 2023, and revenue will grow by 3.4%, according to FactSet consensus estimates. Part of the slowdown can be traced to concerns that consumers will rein in spending in 2024. Abercrombie also plans to open fewer stores in 2024 than in the past few years, which will curb top-line growth. And higher labor and marketing costs could weigh on further margin growth, Carden said, especially if the fashion cycle turns against any of Abercrombie’s brands. When it comes to fashion—and the stock market—one day you’re in, the next you’re out. Abercrombie’s challenge now is to prove it’s a stock for all seasons. B
January 8, 2024 Home Builder Stocks Are Now a Shaky Bet Using the often-cited maxim for investing in home builders—buy at book value, sell at two-times book— the stocks are too expensive to buy but too cheap to sell. Excluding NVR, which trades at a much higher valuation than the rest of the group, the nation’s 10 largest builders were trading at a recent average of 1.4 times forward book value, according to FactSet. T H Daniel Acker/Bloomberg For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com High expectations for the spring buying season are already priced into most of the stocks, analysts say. A better entry point could be coming. BY SHAINA MISHKIN ome-builder stocks trounced the broader market in 2023, fueled by buyers who flocked to new construction and the shift late in the year to a brighter housing outlook. The housing business will rebound in 2024 as lower mortgage rates draw more buyers to the market, but home-builder stocks may already reflect a lot of the good news after 2023’s big gains. The 10 largest home builders by market capitalization jumped an average of 95% in 2023, while the S&P 500 index was up 24%. Indeed, builder stocks, along with the broader market, had a 13 BARRON’S weak start this year. Builders of all sizes climbed in 2023. The smaller M/I Homes soared nearly 200%, followed by the larger PulteGroup, which gained 127%. Even the group’s laggards had a significant trajectory: NVR and Lennar were up 52% and 65%, respectively. Builders earlier this year were helped by the lack of existing homes for sale. But a big chunk of the stocks’ gains came in the past two months, as expectations for Federal Reserve interest-rate cuts rapidly brightened at the end of 2023. The 10-year Treasury yield, with which mortgage rates often move, fell from just below 5% to a recent 3.8% in a matter of months. Mortgage rates, as a result, retreated to 6.6% at year’s end from almost 8% as recently as October, according to Freddie Mac. A brighter outlook for housing late in 2023 gave a boost to builder stocks. he good news: Economists expect mortgage rates to continue to fall throughout 2024 as inflation eases. That, in turn, will cut down on skyhigh homebuying costs, prompting buyers to return in greater force. With more demand, builders could sell more homes with fewer discounts. Lennar, one of the nation’s largest home builders, “will be well prepared” for pent-up demand if rates fall, Stuart Miller, the company’s executive chairman, said on a December earnings call. “Most recent movements in interest rates suggest a better road ahead,” he said. The bad news: High expectations for the spring buying season are already priced into most of the stocks, analysts say. “The market is telling the Street that prospects are better than the Street thinks,” says BTIG analyst Carl Reichardt, who rates most of the group Hold. Jay McCanless, a Wedbush analyst, lowered his ratings on a slate of builders and building-product companies to Neutral from Outperform precisely because the stock prices have baked in “a robust start” to 2024. “Our longterm bullish view on housing demand in the U.S. has not changed,” he wrote in a mid-December note. Structural factors that made the sector attractive are in place for the long term: Aging Millennials, followed by Gen Zers, are looking to own homes while baby boomers are downsizing. There’s a general U.S. housing shortage, economists say, compounded by the need to eventually replace aging housing stock. And a fragmented and localized market means large public builders are better suited than private companies to gain market share, leveraging their scale to reduce costs. “Home-building stocks can continue to generate strong shareholder returns over the next few years,” says Jeffrey Kolitch, who manages the $1.5 billion Baron Real Estate fund. Shares trade at lower price/earnings ratios than the broader S&P 500, he notes, and that’s even with changes to their businesses, such as controlling more land via options, that he says make the companies less cyclical than in the past. For now, it’s a waiting game for investors. But an entry point could be coming. The market could be disappointed if the Fed doesn’t cut rates as many times as expected. That could send mortgage rates higher, and builder stocks lower, if expectations for a robust spring selling season appear too optimistic. Investors should keep their eyes on the 10-year Treasury yield; its fluctuations drove big changes in builder stocks in 2023. The five biggest daily losses in the iShares U.S. Home Construction exchangetraded fund in 2023 accompanied gains in the yield, according to data form FactSet and Tradeweb ICE Closes. Mortgage rates don’t need to climb back to nearly 8% to shake home buyers and investors: “The level of mortgage rates isn’t nearly as big of a headwind to demand as volatility is,” says McCanless. The builders worth considering are some of the sector’s biggest names. Of the five most widely covered builder stocks, analysts expect new orders to grow fastest at Toll Brothers, Lennar, and D.R. Horton. Analysts are broadly positive on these stocks, with the majority holding Buy ratings. D.R. Horton and Lennar are among the stocks Reichardt prefers. “Local market share is a critical driver to returns,” he says. The bigger presence a company has in a local market, the better its cost advantage. “They’re able to provide homes to customers more affordably than many of their peers, and they’re able to do it at good margins because their costs are low,” he says. Baron’s Kolitch says Toll Brothers, Lennar, and D.R. Horton “have dramatically improved” their balance sheets and their ability to generate strong, long-term earnings growth and cash flow and return capital to shareholders. His fund owns all three. Kolitch adds that the three stocks deserve higher multiples. “There’s an argument for a paradigm shift in the valuation multiples higher because of many of these improvements. If they just grow their earnings, and then they get a bit of a bump in the valuation metric, they’re going to be very good stocks,” he says. B
14 BARRON’S January 8, 2024 U.S. Steel Is Back in the Spotlight It Once Owned The former corporate colossus is now dwarfed by steel makers in China and India. I t has been a long time since United States Steel lived up to its illustrious name. Once the largest company in the world, a true corporate colossus, it has been all downhill for U.S. Steel for more than a half-century. It was dethroned as the global No. 1 steel maker in 1970, booted from the Dow Jones Industrial Average in 1991, and relegated to the S&P MidCap 400 in 2014. By 2022, U.S. Steel had fallen to 27th in global steel output, making it almost a bit player on the world stage. Its output of 14.49 million tons was just a ninth that of the world’s current No. 1, China Baowu Steel. Even in America, it trailed two other steel companies in production. But U.S. Workers at Chicago’s Illinois Steel Mills join in a nationwide strike in September 1919. Steel’s Dec. 18 agreement to sell to Japan’s Nippon Steel for $14.1 billion, and the heated opposition the deal faces, is giving it one more star turn. It’s had quite a run. U.S. Steel’s story begins, like so Below, the steelcooling process at Nucor, the biggest producer of the metal in the U.S. many American business stories, with J. Pierpont Morgan. In 1901, Morgan financed the merger of the nation’s three leading steel makers, including Carnegie Steel, into a new titan that controlled twothirds of the booming U.S. market. The aptly named U.S. Steel tightened its grip through ownership of mines, railroads, and Great Lakes shipping. Cries of monopoly were met, in 1911, with a House investigation led by trustbusting Rep. Augustus Owsley Stanley, a Kentucky Democrat. Witnesses were less than forthcoming. Andrew Carnegie, the retired “ironmaster” who made Pittsburgh synonymous with steel, “professed to be ‘blissfully ignorant of the details’ ” of his own company, the New York Times reported from the hearings on Jan. 11, 1912. But Carnegie knew enough to see he got bamboozled by Morgan. “What a fool I was to sell out to the Steel Corporation for only $420 million!” he exclaimed. (Carnegie later sent the committee a bill for $28, covering mileage and witness fees at $2 a day; it was rejected.) The Steel Corporation, as it was known on Wall Street, escaped the fate of Standard Oil, which in 1911 was broken up by regulators. Instead, U.S. Steel continued to operate like a market bully, making enemies with hardball tactics. Hostile to organized labor from the beginning, U.S. Steel helped crush the Great Steel Strike of 1919, when some 350,000 steelworkers nationwide walked off the job. Demands to end the 12-hour workday went unmet, and the industry remained union-free for another 15 years. Investors had their issues, too, particularly with the company’s refusal to pay a dividend. That prompted Clarence Barron to write in this magazine in 1926 that the “Steel Corporation has been altruistic to every interest except its common stockholder.” Perhaps public perception of the company is best summed up in the Bettmann Archive/Getty Images; Courtesy of Nucor For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com BY KENNETH G. PRINGLE
January 8, 2024 FOLLOW-UP Dominant No More Global steel production since 1905 U.S. Japan 15 BARRON’S China ROW (Rest of World) Baird analyst Ben Kallo, who has a Buy rating on the stock, sees enough catalysts to drive Tesla’s shares to $300, up about 25%. 2,000 million tons Tesla Stock Has Doubled. Where It’s Headed Next. 1,500 1,000 500 0 1900 1950 2000 Here’s the bull and bear cases on the electric-vehicle maker’s stock. Sources: U.S. Geological Survey, International Iron & Steel Institute For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com BY AL ROOT popular midcentury phrase, “Rooting for the Yankees is like rooting for U.S. Steel.” The baseball team and the steel maker were both successful but hard to love. U.S. Steel’s power and prestige peaked in the 1940s and ‘50s, when it helped build the U.S.’s World War II war machine, and then aided in the rebuilding of war-torn Europe. But its output peaked at around 35 million tons and plateaued, even as global steel production soared. Then, in 1970, the once unthinkable happened. “[I]t seems clear that by now Nippon Steel is ‘ichiban’—the global leader in the grey metal,” Barron’s wrote on Sept. 14, 1970. Nippon Steel, the same company now proposing to digest U.S. Steel, was created through the merger of Japan’s two largest steel makers. Their history also dates to 1901, when the rapidly industrializing Japanese empire established its first modern blast furnace in Yawata. Dubbed the “Nipponese Pittsburgh” by The Wall Street Journal, Yawata was soon producing 90% of the nation’s steel, much of it used to equip the modern, Western-style military that Japan fought with in World War II. So essential was Yawata to Japan’s war efforts, it was targeted in strategic allied bombing campaigns. Japanese industry was in ruins after the war, but it rebuilt with modern, efficient technology. Between 1950 and 1970, Japan’s steel-making capacity grew at an annual rate of 15%, according to Barron’s, compared with a 2.2% rate for the U.S. and Canada. Amid a “business slowdown in the U.S.,” Barron’s wrote, “here in the Land of the Rising Sun, Nippon Steel and other steel makers are expanding like there’s no tomorrow.” This was the start of the so-called Japanese miracle economy, which caused such teeth-gnashing in the U.S., before it gave way to the Japan’s “lost decade” of the ’90s. F oreign competition wasn’t U.S. Steel’s only worry. In 1969, a former car company turned nuclear-services provider bought an electric arc furnace—a smaller, cheaper alternative to traditional blast furnaces, like U.S. Steel’s—and started making steel from scrap metal in North Carolina. Earnings soared, and within a few years the company renamed itself Nucor. On the strength of its cheaper technology, Nucor is now the U.S.’s largest steel maker, and 16th in the world, producing 20.60 million tons in 2022. Cleveland-Cliffs, which was outbid for U.S. Steel by Nippon, is America’s No. 2 at 16.8 million tons. U.S. Steel’s output of 14.49 million tons could be pushed to 20 million, said Nippon Steel, which is targeting 100 million tons combined. That would elevate the Japanese company to No. 2 in the world, ahead of European-Indian steel maker ArcelorMittal (68.89 million tons), and within shouting distance of industry leader China Baowu (131.84 million tons). But the deal is no sure thing. The Biden administration is calling for scrutiny of the transaction, joining a chorus of politicians and pundits suddenly singing the praises of America’s onetime corporate bully. Rooting for U.S. Steel seems a lot easier these days. B I nvesting in Tesla requires wits, nerves of steel, and a solid framework. That’s more true than ever in 2024. We recommended buying Tesla stock in January 2023, arguing, in part, that declines linked to Elon Musk’s purchase of Twitter, now called X, and electric-vehicle price cuts were overdone. That turned out to be a good call. Coming into Friday trading, Tesla stock was up about 110% from that recommendation. No one expected a double, but Tesla stock is one of the most volatile stocks in the market and led by an iconoclast. Shares rarely do what is expected. Being able to endure all that volatility is why nerves of steel are required. Now the question is whether to take the money and run or double down and bet on another big year. The sell case is strong. Bernstein analyst Toni Sacconaghi, who called Tesla a short in a December report, points out that this year’s earnings estimates fell by half, even as the stock doubled last year—an odd situation he sees reversing. He predicts weakening demand, a result of the fact that Tesla has only two cars widely available to buy, the Model 3 and Model Y. Tesla (TSLA / Nasdaq) $350 300 250 200 150 100 Jan. 2023 Source: FactSet ’24 Analysts now expect 2.1 million vehicles to be sold this year, up less than 17% from 2023. That’s far short of Tesla’s goal to grow volume 50% a year on average. That growth bogey would have required Tesla to eventually sell 3 to 4 million Model 3 and Y vehicles a year, which is “completely unrealistic and unanchored in basic market sizing data,” says Sacconaghi, who has a Sell rating and a $150 price target on the stock. But the bull case is also strong. Baird analyst Ben Kallo, who has a Buy rating on the stock, sees enough catalysts to drive Tesla’s shares to $300, up about 25% from Thursday’s close. They include a low-price model to help revive demand, a refreshed Model Y, falling raw material costs, and streamlined production. “We continue to view Tesla as the EV leader and recommend it as a core holding for our coverage,” Kallo writes. Who’s right? Perhaps neither. Many years ago a fund manager—a Tesla bull— explained the way he managed his position. When shares were beaten up, he would buy more stock up to about 5% of his portfolio value. When shares were soaring, he’d sell his position down to 2%. That seems sensible to us, and though we, too, are long-term Tesla bulls, we believe this is the time to be at the low end of the range. We already recommended selling up to half of our position in June, when the stock was trading above $250, leaving us with roughly our original stake. With shares still at similar levels, we see no reason to sell more. Now, though, everything hinges on the Model 2. Last quarter, China’s BYD sold more battery electric cars than Tesla mainly by selling cheaper vehicles. Tesla has one coming—it has already announced plans for a lower-priced EV—but when the car will arrive is still a guess. Collecting orders in late 2024 and seeing them on roads in mid-to-late 2025 is a reasonable guess. Until then, we’re content holding what’s left of our theoretical position. It rarely pays to bet against the market leader, even one as volatile as Tesla. B
16 BARRON’S January 8, 2024 January 8, 2024 The New Power Grid Is Coming BY AL ROOT T total cost of operating by not relying on the grid. Olivia gets something, too. By the time she leaves work, her car has discharged about 40 miles worth of electricity, knocking $3 off her monthly bill. She could have sold more, but she wanted to make sure she had enough left to get home. Olivia’s car isn’t the only thing responding to the heat wave. So does her two-bedroom bungalow in a nice suburban neighborhood, which uses a heat pump to cool down. In an alert on another app, she learns that the electric company had lowered her thermostat to 68 degrees in the morning, cooling her home ahead of expected peak demand. The utility then set the thermostat to 75 degrees in the afternoon, and reset it to 72 degrees about an hour before she got home. Olivia isn’t surprised—she elected to allow the utility to change temperatures to get more favorable rates. Now she’s thinking about adding solar panels and battery storage to her home so she can sell power back to the grid when demand is highest. There would be an upfront cost, but her electricity bill would drop even further. Sure, it’s complicated—and Olivia isn’t always a fan of the apps that keep pushing alerts to her phone. It’s worth it, though. Olivia spends less on electricity and gas than her parents did a generation ago. Welcome to the grid of the future. Getting there won’t be easy. “The grid” refers to everything that goes into the production, storage, transmission, distribution, and consumption of electricity, and it’s set to go through big changes. Production of electricity will have to increase as power-hungry data centers proliferate along with EVs, and as home heating and cooling go electric. The sources of all that electricity will shift to more renewable sources like Illustration by Matt Chinworth For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com What the changes will mean for utility stocks—and your electricity bill. he year is 2051 and newly married, first-time homeowner Olivia is driving to work. (Olivia was one of the most popular baby names in 2020, and she just turned 31.) She parks her electric vehicle at an office building at 6:45 a.m. and plugs in her EV, getting a free charge at work. About half of the vehicles sold in the U.S. are still gasoline-powered, but there are enough EVs that it makes sense to get there early. Just after lunch, Olivia gets an alert on her phone that her car isn’t charging. On this scorching July day, the electric company needs the energy to meet peak cooling demand. She understands—and also understands the opportunity it offers, as she taps a “sell” button on an app. Her car starts to discharge electricity to the building’s battery, which will power the lights and air conditioning during peak hours, lowering the building’s solar and wind, which will also necessitate more energy storage assets— think batteries—as well as more-robust transmission lines. Behind the curtain will be more software and artificialintelligence tools coordinating it all. For homeowners, it means more complexity in exchange for a lower total energy bill. For utilities, it means growth. And for the companies that 17 BARRON’S build grid infrastructure, make the electrical hardware, and write the software to control it all, it means big opportunities. Not much has changed for the power grid over the past couple of decades. The U.S. consumed about 4.2 trillion kilowatt-hours of electricity in 2022, a record, but overall demand has been sluggish—just 0.4% growth annually since 2000. About 60% of that comes from burning coal and natural gas. Another 20% comes from nuclear power, with another 20% from renewable sources. The subdued demand growth has meant that the industry has been focused on the maintenance of existing assets, and not investing for the future. The transformers—those buzzing boxes that convert voltage into levels that can be used in homes and offices—are essentially identical to the ones used 20 years ago. The biggest change homeowners may have noticed is the automatic meters that have replaced the monthly visits by a utility employee. All told, publicly traded electric utilities have spent some $134 billion a year on average maintaining their $2 trillion asset base, according to the Edison Electric Institute, with few dollars going to drive the modest growth. Such complacency won’t cut it in the years ahead. Data centers are growing as more data move to the cloud. What’s more, AI computers are power hungry, needing five or six times more power compared with their less-sophisticated computing ancestors. Heat pumps, which are replacing conventional heating and air conditioning, shift demand from natural gas and heating oil to the grid. While the transition away from internal combustion engines to EVs hasn’t happened as quickly as some imagined, it’s still happening—and powering all of those cars will take a lot of electricity. Right now, EVs account for less than 1% of total electricity demand. That could be anywhere from 5% to 15% by 2050, depending on how fast EVs get adopted. All told, electricity use could grow by 2% a year over the next decade, ending years of stagnation. “I just think we’re going to have massive amounts of electrification everywhere,” says Reaves Asset Management CEO Jay Rhame. “Every utility has a story where demand growth is the highest it has been in forever.” Demand isn’t the only thing that’s changing—so is how electricity is produced. In the past, coal- or gas-fired power plants would be cranked up as needed to deliver electricity. For the most part, it has worked. But that’s about to change. New capacity is desperately needed—the Department of Energy sees capacity expanding by 2.6% annually over the next 20 years, about double the rate since 1990— making the grid 70% larger. Roughly 70% of that will be renewable, a source of energy that is more dependent on climate conditions than fossil fuels. Production will also be increasingly decentralized. Utilities will still generate the bulk of the electricity, but it will also come from a Walmart store with a solar roof, a Tesla owner with a backup battery, or a homeowner with a standby generator made by Generac Holdings. They’re all potential producers that will be able to send electricity to the grid at times of peak demand. All of that is still very much a work in progress. As unpopular as a local utility might be when prices spike, the U.S. grid is incredibly reliable. The average American spends about six or seven hours without power each year. Decentralization could lead to more price volatility, with electric-power prices rising faster than inflation at times, and customers will be forced to deal with a less reliable grid, with a neighborhood transformer going down when too many EVs plug in all at once—a problem that can be addressed with newer, more sophisticated equipment. In the worst-case scenario, the result looks a lot like Texas in February 2021, when millions of residents lost power for as many as four days, due to severe cold. Both natural gas and wind assets failed, with a lack of gas production accounting for a significant portion of outages. Some of the problems will be solved by creating better infrastructure, including the development of higher-capacity cables, which would add transmission capacity without increasing the number of transmission towers needed, and updated hardware designed to handle the ebbs and flows of demand. Texas, for its part, didn’t cast aside renewable energy after the blackout. Instead, it reassessed margins of safety and updated forecasting and interdependence methodologies. The grid has “got to be slightly bigger, but a lot smarter,” says Thierry Godart, general manager of Eaton’s Energy Automation Solutions unit, which sells hardware and software ranging from smart electric meters to automation software and predictive analytics. The industry already employs complicated acronyms, including Droms, Derms, and VPPs, for the kinds of software it needs to handle the grid of the future. Droms is short for “demand
18 BARRON’S January 8, 2024 Feeling Electric The electrification of everything means big business for utilities and other stocks. Company / Ticker Recent Price 52-Wk Change American Electric Power / AEP $82.98 -15% $43.6 14.5 Serves states with growing populations Eaton / ETN 237.84 55 95.0 24.2 Sells hardware and software to make the grid work 72.13 10 27.6 13.9 Benefits from California’s embrace of EVs and the increased demand for power it brings 324.80 40 17.4 20.2 Invented the plug in the 1800s, now provides electrical components for utilities 61.53 -27 125.9 17.8 Largest generator of renewable power in the U.S. Edison International / EIX Hubbell / HUBB NextEra Energy / NEE Quanta Services / PWR Market Value (billion) 2024E P/E Description 208.63 53 30.3 25.9 Builds electrical infrastructure in the U.S. Schneider Electric / SBGSY 39.06 38 112.4 21.5 Develops software and systems for managing electricity at the home and at the utility Sterling Infrastructure / STRL 83.95 178 2.6 18.7 Constructs data centers and other infrastructure in the U.S. For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Note: E=estimate response optimization and management systems,” which can change the thermostats in houses to manage electricity demand when the grid is under strain. The more sophisticated systems include demand forecasts and logic to precool homes so there is no spike in demand following a weather event. Derms, short for “distributed energy resource management systems,” can orchestrate the growing number of distributed generating assets, including solar roofs, businesses with their own generators, and even battery storage owned by anyone. VPPs, or virtual power plants, will aggregate megawatts of electricity generation from things such as solar panels on top of a Walmart and sell them to a utility. “It isn’t about putting in poles and wires,” says AutoGrid CEO Ruben Llanes. “Optimization and efficiency are very important.” Over the next 30 years, some $9 trillion, or about $300 billion a year on average, should be spent adding generating, transmission, and distribution assets while upgrading inhome technology such as smart metering, connected thermostats, and smart, connected circuit breakers. Some of that will be spent by businesses looking to cut their utility bills, and some will be spent by homeowners adding solar panels to their roofs or adding batteries and backup generators to ensure they never go without power. Most of the spending will fall to the existing utilities and independent power companies. U tilities won’t mind. The grid of the future will mean more electricity to generate, distribute, and manage—and faster growth than they have had in the recent past. The capital spending means sales and earnings growth as Sources: FactSet, company reports regulators allow utilities to earn a return on their outlays. NextEra Energy, with about 34 gigawatts of clean generating capacity, is already the largest producer of utility-scale renewable power in the U.S., with roughly 10% of total U.S. nonnuclear renewable capacity. More important for investors, it has grown earnings at a rate of about 11% a year on average for the past three years. While Wall Street projects growth to slow to about 7% for the coming three years, that slower growth may already be reflected in the stock, which trades for 18 times estimated 2024 earnings, down from a three-year average of almost 26 times. Edison International should benefit from being based in California, an early adopter of renewable energy. California means wildfire risks, something that has kept a lid on valuations for utilities based in the state, but more than 20% of all the cars sold in the state during the first three quarters of 2023 were all-electric, which should drive demand for electricity. Edison International’s earnings are expected to grow at an 8% clip over the next three years, up from 1% annually over the past three. Shares trade for about 14 times earnings, in line with historical levels. American Electric Power, one of the largest utilities in the U.S., serves more than five million customers across 11 states, including Oklahoma, Texas, and Tennessee. Those states are among the fastest-growing, and power demand is increasing with the population. That provides AEP with a kicker, with the utility expected to grow at a 6% annual rate over the next three years, about the same as the past three. It trades at 15 times 2024 earnings, down from an average of 18 times. Growth has already started to show up for the established suppliers of electrical components and software, including Hubbell, Eaton, and France’s Schneider Electric. Those opportunities are starting to be reflected in the stocks. Hubbell, a key supplier of transmission and distribution equipment to utilities, has grown earnings at an average annual rate of about 26% a year for the past three years, including fourth-quarter estimates for 2023, but is expected to grow by just 8% over the next three years. That is probably a conservative view. Mizuho Securities analyst Brett Linzey, who has a Buy rating and $370 price target on the stock, expects the inventory adjustments that hurt volumes in 2023 to have normalized in the fourth quarter, which should help earnings beat consensus estimates. Other stocks benefiting from that dynamic include Schneider Electric, which has grown earnings at about 22% a year on average for the past three years but is expected to grow them at a 10% clip over the next three, and Eaton, which has grown earnings Burning Up As of 2022, about 60% of electricity in the U.S. came from fossil fuels and 40% came from renewable energy sources, including nuclear. Electricity generated in the U.S. Solar (3.4%) Other (2.5%) Hydropower (6.0%) Wind (10.3%) Natural Gas (39.9%) Nuclear (18.2%) Coal (19.7%) Source: U.S. Energy Information Administration at 29% a year for the past three years but is expected to grow by just 9%. The expectation that growth will return to normal is playing out at infrastructure companies that will build out the grid, too. Quanta Services has grown earnings at about 23% a year on average for the past three years, but analysts project growth of 16% for the coming three years. That solid growth is reflected in the stock, which trades for about 24 times estimated 2024 earnings. Likewise, Sterling Infrastructure provides building services for data centers, transportation, energy, and other customers. It has grown earnings at 40% a year on average for three years, but Wall Street sees that falling to about 12% a year. Sterling shares are up 120% over the past 12 months, but the stock trades at less than 17 times 2024 earnings per share. Clough Capital Partners CEO Vincent Lorusso is a fan of Sterling. “They are just so well positioned in areas where [the U.S. is] going to continue to invest a lot of capital,” he says. Wall Street sees earnings growth decelerating at Hubbell, Eaton, Schneider, Quanta, and Sterling. That doesn’t mean they have peaked, just that analysts are loath to assume good times last forever and tend to project normalized results into the future. Don’t expect rooftop solar stocks like Sun Power and Sunnova Energy International to get the biggest boost from the grid of the future. There is roughly 40 to 50 gigawatts of small-scale solar generating capacity in the U.S., representing some 3% of total U.S. generating capacity, and the $2.7 billion in sales expected to be generated in 2024 is a tiny portion of the hundreds of billions spent growing and maintaining the grid. What’s more, neither stock is profitable, and neither generates free cash flow yet. They are also as dependent on interest rates and capital markets to fund their growth as they are on the grid. First Solar, on the other hand, is a leader in utility-scale solar technology. It has a market capitalization of about $18 billion and is profitable. Sales and earnings are expected to grow at about 25% and 60% a year on average, respectively, over the coming three years. Shares trade for just 13 times estimated 2024 earnings because sales and earnings tend to be cyclical and tied to government policy. The grid of the future could make it a winner. B
For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com January 8, 2024 BARRON’S ALPS International Sector Dividend Dogs ETF (IDOG) LEARN MORE | alpsfunds.com | 1-866-759-5679 An investor should consider the investment objectives, risks, charges and expenses carefully before investing. To obtain a prospectus containing this and other information, call 1-866-759-5679 or visit www.alpsfunds.com. Read the prospectus carefully before investing. Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemable. All investments are subject to risks, including the loss of money and the possible loss of the entire principal amount invested. Additional information regarding the risks of this investment is available in the prospectus. The Fund is subject to the additional risks associated with concentrating its in non-US issuers may involve unique risks compared to investing in securities of US issuers, including, among others, less liquidity generally, greater developments could undermine the value of the Fund’s investments or prevent the Fund from realizing the full value of its investments. Finally, the value investment to US investors. ALPS Portfolio Solutions Distributor, Inc. is the distributor for the Fund. Not FDIC Insured • No Bank Guarantee • May Lose Value 19
20 BARRON’S An Interview With Michael Lippert Portfolio Manager, Baron Capital Q&A Faster for Longer? That’s Amazon, Nvidia L For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com BY LAUREN FOSTER ike most portfolio managers at Baron Capital, Michael Lippert buys growth stocks with sustainable competitive advantages. He looks for companies shaped by durable secular trends that will play out over many years. His investment maxim: faster for longer. It has been a winning strategy for Lippert, a former lawyer who joined Baron in December 2001 as an analyst, and took the helm of the Baron Opportunity fund in 2006. The fund, which now has $1.1 billion in assets, has notched an average annual return of 17.6% in the past 15 years, outperforming 93% of its large-growth-category peers, according to Morningstar. Baron Opportunity has an all-cap mandate, although its five biggest holdings—Microsoft, Nvidia, Tesla, Amazon.com, and Meta Platforms— are megacaps. But lesser-known companies, including Gartner, CoStar Group, Rocket Pharmaceuticals, Guidewire Software, and Trade Desk, drive returns, as well. Barron’s recently spoke with Lippert, who also co-manages the $9 million Baron Technology fund, about his investment philosophy, secular growth trends, and the outlook for Amazon, Nvidia, and other holdings. An edited version of the conversation follows. Barron’s: Describe your investment approach. Michael Lippert: We are long-term investors. We invest in what I call secular growth, as opposed to cyclical growth. These are bigger trends or themes separate from the ups and downs in economic, industry, and geopolitical cycles. I often talk about these trends as generational, tectonic shifts. They’re big things. They’re undeniable. They’re going to play out for a very long time. These themes are common—we aren’t the only ones who think of them. It’s the stockpicking within these themes, the weight of these themes within the portfolio, that drives success. What are some of these themes? Cloud computing; software as a service, or SaaS; artificial intelligence; cybersecurity; autonomous driving; genomics; genetic medicine; digital media; and connected TV, among others. The themes have been consistent for many years. AI feels new to a lot of people, and generative AI became known only when ChatGPT came on the scene just over a year ago. But we have been investing in AI for many years. It used to be called big data. The biggest inflection point over the past year was generative AI. What do you look for in companies? We own fewer than 50 companies, so Baron Opportunity is a high-conviction Photograph by WINNIE AU January 8, 2024 January 8, 2024 21 BARRON’S “Nvidia is trading at mid-20 times one-year-forward estimated earnings. It isn’t an expensive stock.” Michael Lippert fund. I look for where the growth will be. I’ve long thought that the best companies in the world—the best investments—are businesses that can grow faster for longer. The key characteristic is whether a company has a durable, competitive advantage that it can lean into. It also has to have the right management team. Companies that have grown faster for longer include Amazon.com, Alphabet’s Google, Microsoft, and Apple. Amazon started life as an online bookseller. We were worried about competition from Barnes & Noble. It took many years before Amazon became the online-everything store. It then differentiated itself not only on product assortment and price, but also on logistics or delivery, getting the product to your door the next day or the same day. Half of U.S. households have Amazon Prime. Today, more than half of Amazon’s value comes from Amazon Web Services. It is the world’s leading provider of cloud computing, and one of the most—if not the most—influential businesses in information technology. We like companies that can do more than one thing. The first act might be a single product or service. You need a good first act, but the best companies in the world have a second act, a third act. They continue to expand. Amazon shares gained more than 80% in 2023, to about $150. Is this a good entry point for investors who missed that rally? Solid returns are in the picture for the next three-to-four years. We value Amazon on three methodologies: GAAP [generally accepted accounting principles] earnings; free cash flow less principal repayments; and sumof-the parts, including advertising, the international retail business, and AWS. Our 2024 expected year-end return is in the mid-single digits. Our longer-term return analysis gets us more into the mid-double digits, a little bit less than 15%. What is an example of a multipleact company you own that isn’t a household name? I’ve been an investor in CoStar Group, a provider of information, marketing, and related services to the commercial and residential real estate industries, for more than 20 years. When I joined Baron Capital, one of the first companies I was asked to analyze was CoStar. It was already in the portfolio, and it is still a top 10 position in the fund. We’ve made a roughly 20% annualized return on our investment. CoStar is a poster child for second, third, fourth, fifth acts. It sold information—big data—in commercial real estate. Then it moved into other areas of the real estate world and expanded to marketing. It now owns apartments.com and is getting into residential real estate with homes.com and trying to compete with Zillow, which has been the dominant player for 10 to 15 years. The CEO, Andy Florance, is focused on finding the next opportunity. The stock had a volatile year. Why? It has often been a roller-coaster ride, but the long-term trend is up and to the right. Pretty much every time Andy and his management team have announced a new investment, the stock has gone down. Investors overreact to the possibility that the company will penalize short-term profits, when in fact it is maximizing long-term profits. When we measure the total addressable markets, or TAMs, the company is going to be at least a mid-to-high double-digit top-line grower for the next five years, and potentially longer. Future Ebitda [earnings before interest, taxes, depreciation, and amortization] margins—a measure of a company’s operating profit as a percentage of its revenue—will reach the mid-40% range. The business has low capital intensity, so most of the Ebitda will yield free cash flow. CoStar has a strong balance sheet. At some point, if there is nothing left to acquire, there will be a significant amount of cash flow they can return to shareholders. The best example of a company doing that is Apple. It consistently buys back shares with the cash flow it generates. Apple was the first stock to hit a $3 trillion market capitalization. You sold your Apple shares in 2018 and don’t own any. Do you regret that? The regret is simply the returns they have been able to generate. I thought Apple had gotten to a point where it was no longer a leading innovator, and therefore no longer a leading growth company, but making more incremental innovations and having lower growth. The one thing I missed was how they have been taking advantage of their balance sheet and cash flow to buy back a lot of stock. Apple is no longer a particularly innovative company. But it has the most important platform. It controls that platform soup to nuts, selling the hardware and the software. That ecosystem is growing, but at a slower rate. Most people are replacing an Apple device with another: You get a new Mac or iPhone. But most of the significant innovation in the mobile ecosystem, frankly, they missed. For example, music is dominated by Spotify. Netflix has also been on a winning streak, but you don’t own it. Why? I owned Netflix for a long time and achieved solid returns after it shifted to streaming video and original programming. I sold the stock in April 2022. I believed that streaming video had won, but that the competitive landscape was different. Everybody else was getting into the business. Apple and Amazon are spending an inordinate amount of money in media and don’t need to create a business there. They can run it as a loss leader. Most people have multiple apps on their TVs, like we have multiple apps on our iPhones or iPads. People pick the show, they don’t say, “I’m going to watch Netflix.” Netflix will be the winner in streaming video. It is the No. 1 pure play. But growth is far slower than it had been. Yet, the stock was up nearly 70% last year. Netflix did well because of “paid sharing” for U.S. subscribers. But paid sharing sounds like a one-time change. What’s next for the company? Netflix isn’t a cheap stock on consensus numbers, trading at 37 times 2024 estimated enterprise value to free cash flow, and 31 times non-GAAP earnings. It is collecting free cash flow and will return capital to shareholders. Were I running more of a durable-type fund, as opposed to the Opportunity fund, which is more laser-focused on secular growth and higher-growth-type companies, I would consider owning companies like Netflix and Apple. I own Apple in the Baron Technology fund. Nvidia is your second-largest holding, up 240% in 2023. Are you still bullish on the stock? Absolutely. Nvidia is trading at mid-20 times one-year-forward estimated earnings. It isn’t an expensive stock. The business has exploded, and everyone is trying to focus on the sustainability of that new level of business. We don’t think AI is a hype cycle. There is a fundamental change in the way computing is being done and the way we’re able to use generative AI to take even further advantage of our data. We have been investors in Nvidia since 2018. It is one of the most amazing companies I’ve ever seen. If you asked me to rank the top CEO I’ve dealt with in my career, I would put Jensen Huang at the top of that list. What is another stock you like? We have invested in Guidewire Software since its initial public offering in 2012. It is the leading software provider to the property and casualty insurance industry. It is a large but slower-moving industry, certainly in adopting new technology. When Guidewire first came public, it sold on-premise software and converted a lot of P&C insurers from old software. The stock did well. But the company realized it had to migrate to the cloud, which took longer than expected. In 2019, Guidewire hired Mike Rosenbaum from Salesforce as CEO. Today, it is a cloud vendor. The competitive market environment is favorable because a few of the other cloud vendors have been bought by private-equity players, and you don’t see the same investment there. We believe that Guidewire’s stock will be a high-teens, low-20% returner over the next three-to-five years. Thanks, Michael. B
BARRON’S THE EC ONOMY The slow and uneven rollout of artificial intelligence will limit its ability to meaningfully boost productivity anytime soon. For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Why AI Won’t Rescue The Economy From Weak Growth A rtificial intelligence is taking off, boosting the stock market and generating plenty of buzz about new leaps the technology may bring. Stocks such as Nvidia, Microsoft, Palantir Technologies, and others have seen their valuations lifted substantially because of AI. But there’s one area where it will undoubtedly take a long time for AI to have a major effect: the economy. The technology almost certainly won’t be used widely enough to produce a boost to overall productivity for another few years, at least. “The potential is enormous—60% to 70% of all the work we do now could already be automated with today’s technology,” says Tera Allas, director of research and economics at McKinsey in London. “But on an economywide level, it’s a little overhyped. The real question mark is about adoption.” McKinsey and others have come up with estimates for how much AI might boost productivity and economic growth over the long term. McKinsey believes AI could add between 0.1 and 0.6 percentage point to productivity growth each year, which would generate similar advances in economic growth rates. For Goldman Sachs, the growth effect could be as much as 1.5 percentage points with maximum adoption. But realistically, it’s more like an average of 0.4 point over the next 10 years. And it will take a while to build to that; the impact will start much lower BY BRIAN SWINT January 8, 2024 and eventually reach that average. That’s unfortunate, because prospects for economic growth are particularly grim at the moment. In its December forecasts, the Federal Reserve said it sees growth cooling to 1.4% this year from 2.6% at the end of 2023. Officials see only a moderate pickup after that, remaining below 2% in 2025 and 2026. The long-term average growth rate in the U.S. is around 3%. “We don’t see as much upside to GDP growth in the next two years from generative AI,” says Goldman’s Joseph Briggs. “It’s a second half of the decade and 2030s story, at least from a macroeconomic perspective.” The economic promise of AI is that it will bolster productivity, which is the magic ingredient driving grossdomestic-product gains. As Nobel Prize–winning economist Paul Krugman likes to say, productivity isn’t everything, but in the long run it’s almost everything. One way to think about the size of the economy is output per worker multiplied by the number of workers. The number of workers tends to change slowly. Worryingly, in the U.S. and other advanced economies with aging populations, the share of the working-age population is barely growing, or it’s going down. Analysts at McKinsey reckon that productivity has been the main driver of economic growth for the past three decades. However, productivity gains have cooled substantially since 2012. Past booms in productivity have been huge drivers of economic growth—for example, with the introduction of steam power or the use of electricity. Most recently, the advent of the internet was huge. Arguably, former Federal Reserve Chairman Alan Greenspan’s biggest claim to fame is recognizing that productivity was picking up in the 1990s, which allowed him to keep interest rates unusually low because the economy could grow faster without sparking inflation. The gains from AI will be similar in magnitude to previous major advances, McKinsey and Goldman say. But they will be unevenly spread across different industries. Technology firms are benefiting first. Nvidia has been boosted by producing the faster chips needed for AI; Microsoft by helping to create and adopting OpenAI’s ChatGPT. The next sectors to benefit will probably be white-collar office jobs that involve repetitive work, from computer programming to legal services. Eventually, AI will take a prominent role in services such as retail or restaurants. McDonald’s said in December that it will start applying generative AI to its operations in 2024, which it says will allow it to automate more order stations and optimize food delivery. But it will take much longer for AI to benefit industries that require a lot of manual labor—construction or landscaping, for example. It isn’t that those areas will be left behind by technological advances—experts reckon that all parts of the economy will be affected—but that the timeline for effectively adopting AI is longer. “What we’re seeing now is just the first wave,” says Scott Likens, head of global AI and innovation technology at PwC. “Mass acceptance and mass adoption of generative AI will start to sharpen the curve.” The underlying reason AI won’t be giving a big lift to GDP anytime soon is because its introduction will be slow and uneven. On top of that, precise predictions about how much AI will help are hard to make with any degree of accuracy, hence the wide ranges projected by McKinsey and Goldman. Tangible growth benefits may require more breakthroughs like generative AI. “Productivity isn’t well understood, and it’s difficult to measure,” says Neil Shearing, chief economist at Capital Economics. “I would treat the forecasts with a healthy dose of skepticism. If there’s an upside surprise to U.S. growth in 2024, it will be because U.S. consumers are stronger than expected.” B email: brian.swint@dowjones.com Illustration by Allison Vu 22
January 8, 2024 23 BARRON’S I N C O M E I N V E ST I N G Where to Find Dividends In Europe and Japan BY LAWRENCE C. STRAUSS For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com F or dividend investors looking to broaden their portfolios beyond the U.S., there are some good opportunities in developed markets like France, the United Kingdom, and Japan. Besides attractive yields, these stocks often have cheaper valuations relative to the U.S. market. International equities, which yield 3.4% on average, trade at 12 times normalized earnings, according to J.P. Morgan Asset Management, while U.S. stocks yield 1.6% and fetch 16 times. “Global dividend-paying stocks have valuation support, very resilient fundamentals, and their dividends are growing very steadily,” says Sam Witherow, a London-based equity portfolio manager at J.P. Morgan Asset Management. Dividends in Europe fell sharply when the pandemic started in 2020, as many banks and other financial firms were forced by regulators to suspend their payouts. But dividends have rebounded strongly since then, up roughly 60% across the board in that region, according to Witherow. The payout ratio for stocks globally— that is, the percentage of company earnings paid out in dividends—bottomed at about 35% in 2021 and is now in the low 40s, he says. “So, you have got a lot of headroom for a dividend recovery.” He adds, “Dividends have followed the earnings, but they haven’t really played catch-up that much in terms of the payout ratio.” Witherow points out that global “higher-income stocks” have done well overall during the past four 12-month periods following the Federal Reserve’s final interest-rate hike at the end of a cycle, reflecting the “value plus defensiveness” characteristics of those stocks. Among the stocks he favors are Legrand, a Limoges, France–based maker of electrical equipment, which yields 2%, and RELX, a U.K. digital media company. The latter yields nearly 2%. That may not seem like much, but the payouts are growing nicely, a key feature of any good dividend stock. Witherow expects RELX to grow its dividend at a 9% annual clip over the next five years. The company provides various analytical tools such as LexisNexis, which is used for legal documents, records, and news. Legrand makes such gear as transformers and switches for data centers and other clients. Witherow thinks the company can grow its dividend at an 8% annual pace over the next five years. Japan is also well worth a look. Dividends and stock buybacks in that country have increased in recent years, owing to various reforms enacted under former Prime Minister Shinzo Abe. “The 2015 corporate governance code and the 2014 stewardship code are now being enforced, leading to better governance,” according to a UBS research note. Drew Edwards, a portfolio manager and head of Japan value equities at GMO who has been traveling to that country for the past 30 years, says he sees “more of a shareholder-centric governance model, encouraging management to make better use of capital and generate growth.” That includes paying more dividends. The MSCI Japan Index’s dividend yield has been bouncing around, but it’s up sharply since the beginning of this century to about 2% recently. John Tobin, a portfolio manager of the MainStay Epoch Global Equity Yield fund, says he’s finding plenty of potential dividend payers in Japan. One is Astellas Pharma, which yields 3.9%. “They have a nice diversified portfolio of drugs across a variety of therapeutic areas, with a couple of new drugs coming along that have significant growth in the coming years,” he says. The company’s main products include drugs for treating different forms of cancer and kidney disease. Those are good reasons for U.S. investors to look for dividends overseas. B Mentor the Next Generation of Business Leaders Investing in Education, a program from Barron’s Group, provides students with complimentary access to Barron’s and MarketWatch digital content and experiential learning resources thanks to our donors’ involvement at more than 100 colleges, universities, and high schools nationwide. If you would like to promote financial proficiency and philanthropically support a school of your choice, please get in touch with BarronsEDU@barrons.com to learn more on how to get involved. © 2023 Barron’s Group & Dow Jones & Company, Inc. All rights reserved. 2EIIE6120
24 BARRON’S T E C H T R ADER This year’s CES will have 4,000 exhibitors, spread across 2.5 million square feet of exhibit space, up 15% from 2023. T BY ERIC J. SAVITZ nightmare. There was less to see at CES two years ago, when attendance plunged on Covid fears, but at least you could get a cab. Over the years, CES has been the launchpad for digital watches, camcorders, DVD players, and Atari Pong. There were also spectacular misses like 3-D TVs and Quibi. This year, the story will be the rapid emergence of artificial intelligence software and hardware. Here’s a rundown on what to watch for at CES 2024: Keynotes Galore: You can get a sense of CES’ breadth by looking at the long list of keynote speakers this year. There are a couple of tech stalwarts— Intel CEO Pat Gelsinger on Tuesday and Qualcomm CEO Cristiano Amon on Wednesday. Siemens CEO Roland Busch gets the opening keynote Monday night, a spot once held for 12 straight years by Microsoft founder Bill Gates. Walmart CEO Doug McMillon speaks Tuesday afternoon. Also on the agenda are some unexpected choices: L’Oréal CEO Nicolas Hieronimus will open proceedings Tuesday morning. He’ll be talking about “beauty tech.” Gail Boudreaux, the CEO of Elevance Health, the health insurer once called Anthem, will give a Tuesday evening address on digital health. Wednesday’s roster includes Kisun Chung, the CEO of HD Hyundai, one of the world’s largest shipbuilders. But also note who isn’t keynoting CES this year: auto makers. Internet companies. Or any of the Magnificent Seven. This show is a big platform, but if you’re Apple, Amazon, Meta Platforms, Alphabet, Microsoft, Nvidia, or Tesla, you can make news without a glitzy keynote. (Nvidia is holding its own virtual event on Monday, discussing AI PCs, cars, and other topics.) AI Everything and Everywhere: You don’t need me to tell you that AI will be everywhere at the show. It’s one of four themes laid out this year by the Consumer Technology Association, the trade group that convenes CES, along with mobility, sustainability, and “human security for all.” AI is an amorphous idea for a trade show, but you’ll see evidence of it everywhere, and it all starts with... ...Semiconductors: Intel, Advanced Micro Devices, Arm Holdings, and Qualcomm will all be active at the show, talking about the AI PC, among other topics. Computer hardware makers like HP, Dell, and Lenovo will be there, too. Both the chip and PC companies have been pushing the potential for “AI at the edge,” the idea that AI software workloads can be handled by laptops and mobile phones—that not everything has to be in the cloud. Synaptics, Silicon Labs, Mobileye, Ambarella, MIPS, On Semiconductor, and Infineon will be there as well, and they’ll all be talking AI. AI for Cars: Cars, boats, tractors, bikes, trucks, and other wheeled vehicles will fill up the Las Vegas Convention Center’s West Hall—CTA says there will be more than 250 exhibitors in the mobility category, including Mercedes, VinFast, BMW, Honda, Kia, and Volkswagen. (Along with Tesla, General Motors, Stellantis, and Ford are skipping the show this year.) There will be EVs and autonomous cars and weird personal-transport vehicles. There will also be a host of updates about auto makers’ push for “software defined vehicles.” And that means AI chatbots inside your car. Expect announcements on automotive AI from Intel, Arm, Nvidia, and others. It’s all part of car makers’ push to add premium services to the incabin experience—to make cars an upgradeable platform attached to subscription fees and to wrest back control of the cockpit from Apple and Google. Handy Tips! If you like big TVs, you should head to the convention center’s Central Hall, where Samsung Electronics, Sony, and TCL Technology will have massive booths. If planes, trains and automobiles are your thing, check out West Hall. The weird stuff is in Eureka Park, in the Venetian—these are tiny companies with card tables, not giant multimillion-dollar displays. And did I mention that I’m moderating a panel on AI and content creation? That one is going to be the talk of the show. B Tech’s biggest show is pulling in new attractions. This year’s keynotes include the chief executive of L’Oréal, a health insurance exec, and the head of one of the world’s largest shipbuilders. Alex Wong/Getty Images For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com CES Is Back. Expect Big News in AI, AI, and AI—and a Few Cars. his coming week, a ridiculous number of people will be in Las Vegas for the annual extravaganza that is CES. First held in 1967, and originally known as the Consumer Electronics Show, the event now covers so many technology segments and products that it’s either the show about nothing or everything, depending on your perspective. Expectations are that the crowd will top 130,000, which would make it the largest CES since Covid-19, and by a wide margin. In the debut 1967 edition, which was held in New York City, CES featured modern technological marvels like turntables, TVs, and radios. This year, the show will include cars, boats, helicopters, computers, robots, streaming services, digital ad services, televisions, virtual reality headsets, consumer appliances, semiconductors, the Goodyear Blimp, Mark Cuban, Linda Yaccarino, the Wu-Tang Clan, Robert Downey Jr., and AI, AI, and AI. There will be more than 4,000 exhibitors spread across 2.5 million square feet of exhibit space, up 15% from 2023. And that isn’t counting random private meeting spaces in nearby Las Vegas Strip hotels. I have a love/hate relationship with the show. It’s a fantastic opportunity to meet tech companies new and old, to see inventive but often ridiculous ideas, and to generally get up to speed on trends. It’s also completely exhausting—with meetings from dawn into the wee hours—and a logistical January 8, 2024
For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com January 8, 2024 BARRON’S 25
26 BARRON’S January 8, 2024 MARKET WEEK January 1 through January 5, 2024 International Trader P. 29 Charting the Market P. 32 Striking Price P. 30 Winners & Losers P. 33 Inside Scoop P. 31 Market View P. 34 13D Filings P. 31 Statistics P. 35 Power Play P. 31 MARKET PERFORMANCE DASHBOARD Dow Jones Industrials S&P 500 Nasdaq Composite SPDR S&P Bank ETF (KBE) 52-wk: +11.40% YTD: -0.59% Wkly: -0.59% 52-wk: +20.59% YTD: -1.52% Wkly: -1.52% 52-wk: +37.42% YTD: -3.25% Wkly: -3.25% 52-wk: -1.25% YTD: -0.76% Wkly: -0.76% 37,466.11 4697.24 14,524.07 For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fed Whispers The Fed’s December minutes released on Wednesday confirmed rate cuts are coming. Chatters of an “unusually elevated degree of uncertainty” dampened hopes of how deep they might be. $45.67 2% Mixed Signals The U.S. added 216,000 jobs in December, per data released on Friday, but downward revisions of prior months signaled a weakening labor market. The S&P 500 broke a nine-week winning streak. 1 0 -1 -2 -3 Apple Peels Out Apple shares fell more than 3% on Tuesday after analysts raised an alarm over slowing iPhone sales. The drop marked a weak start to 2024 for the so-called Magnificent Seven stocks. Dividends Slashed Walgreens Boots Alliance said on Thursday it was cutting its dividend by nearly half as it pays down debt and improves its cash position. Investors fled, sending shares down more than 5%. -4 -5 Tuesday Note: Markets were closed Monday for New Year’s. THE TRADER Brace Yourself for A Rocky Start. It Shouldn’t Last. Wednesday I f the end of 2023 were a party for markets, the first few trading days of 2024 have certainly felt like the hangover. It may not be an entirely bad thing if the headache is a result of investors rethinking past decisions and planning to be more responsible in the future. Such a reassessment would explain much of the first four trading days of the year. After the so-called Magnificent Seven dominated headlines and portfolios for much of 2023, the techheavy Nasdaq Composite slid 3.25% on the week. Apple, down 5.9%, was a particularly poor performer following a couple of analyst downgrades. Losses in other indexes, where Apple is a smaller weighting, were more Thursday Friday Close Source: Barron’s Statistics BY CARLETON ENGLISH muted, if still painful. The S&P 500 index slid 1.5% while the Dow Jones Industrial Average fell 0.6%—snapping a nine-week winning streak for both. If falling yields helped drive markets higher last year, their rise this past week couldn’t have helped. The 10-year Treasury, for one, ticked above 4% by week’s end as traders tried to gauge what Friday’s nonfarm payrolls data implied about the Federal Reserve’s path on interest rates. At first blush, employment data for December looked strong, with the economy gaining 216,000 jobs on the month, above the consensus for 173,000. Unemployment also held steady at 3.7%. But a look below the surface showed weaknesses: Job gains for October and November were cut by a combined 71,000. The mixed message whipsawed the market, which couldn’t decide whether it meant that the Fed would hold rates steady for longer to subdue a too-hot economy, or cut rates as it managed a soft landing before the cracks in the labor market turned into fractures. That uncertainty could lead investors to shy away from making any big moves during the first few weeks of the year. “There is nothing on the charts or in the data that suggests the markets are finished [with] their correction,” writes Guy Ortmann, senior technical analyst at R.F. Lafferty & Co. “Caution remains the name of the game, as more downside appears likely.” But a weak start to the year doesn’t portend weakness for the full year.
January 8, 2024 Even when the S&P 500 ended each of the first four trading days of the year lower—a feat it managed to dodge this past week, but which has happened twice since 1928—it finished the year with gains both times. Earnings season, which kicks off next Friday with big banks, airlines, and healthcare stocks all reporting, could determine whether the downdraft continues or not. What CEOs say about 2024 will probably matter more than fourth-quarter numbers, particularly with the market expecting profits to grow by 11.6% in 2024. With a bit of luck, the hangover will be over by then. The Kingdom Gets Its Magic Back For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com 27 BARRON’S Walt Disney is caught in a contentious battle with multiple activist investors. Shareholders should come out ahead no matter who the winner is. Right now, there are no fewer than four activists taking aim at the House of Mouse. That should come as no surprise, given that Disney stock has lost more than half of its value since hitting a record high in March 2021. It isn’t all contentious, though. Just this past week, Disney entered into an information-sharing agreement with one activist, ValueAct Capital, which is also pledging to support Disney’s board slate, while rival Blackwells Capital appears sympathetic to management but is pushing three of its own directors. Trian Fund Management is the most belligerent—it’s seeking two board seats and lambastes Disney for “continued poor performance.” It has an ally in Ancora Holdings. That’s a lot of drama—even for the entertainment conglomerate behind the Marvel Cinematic Universe. There’s likely to be even more mudslinging over the next few months. Proxy fights, especially ones with multiple actors, are expensive and can be distracting to management. But in this case, it may be just what Disney needs. Disney has already responded to activist pressure. Early last year, amid the first salvo from Trian, Disney announced $5.5 billion in cost cuts. That was enough to keep Peltz at bay, until performance continued to languish, forcing Disney to announce an additional $2 billion in cost cuts in November and its intention to reinstate its dividend. Trian still wasn’t placated, but the announcement sent Disney stock up 6.9%. Change should keep coming, whether it’s board refreshment, improved succession planning, or tying executive pay to financial performance, as Trian has demanded. “Having a constructive activist partner can be a good thing,” says Guggenheim Partners analyst Michael Morris, who has a $115 price target on Disney stock, up 27%. Morris sees Disney’s gains coming through improving the performance of its content slate. Disney, like most media companies, was “overserving” its customers in the earlier phases of its streaming ambitions, pursuing growth at any cost. The writers’ strike may have leveled the playing field for providers, forcing them to be more disciplined with their spending as production ramps up. Disney also has an enviable catalog of movies—one that parents will pay up for—that should give it an advantage. “Disney has the unique power of its intellectual property and franchises,” Morris says. Its stock also looks like a compelling value. At 19.8 times forward earnings, it trades roughly on par with the S&P 500 and well below its five-year average of 29.4 times, though getting back to that level is probably wishful thinking. Still, the average analyst surveyed by FactSet sees shares climbing 12.5%, which could prove conservative. This early in proxy season, it’s tough to know just who will prevail in the battle for the future of Disney. Just know that the journey back to the Magic Kingdom has begun. The IBKR Mutual Funds Marketplace The Interactive Brokers Mutual Fund Marketplace provides our clients around the world with a large availability of funds at low cost. 48,000+ funds worldwide No transaction fees on 19,000+ funds No custody fees Neutral - no proprietary funds Available globally The best-informed investors choose Interactive Brokers 3 Bank Stocks That Stand to Gain Bank earnings are coming, and once again, it’s about the outlook, not the earnings. ibkr.com/funds Vital Signs Friday’s Close Week’s Change Week’s % Chg. DJ Industrials 37466.11 -223.43 -0.59 Barron’s Future Focus DJ Transportation 15508.67 -390.18 -2.45 Barron’s Next 50 898.67 +17.00 +1.93 Barron’s 400 1050.36 DJ 65 Stocks 12149.14 -100.83 -0.82 DJ US Market 1147.93 -19.79 -1.69 NYSE Advances NYSE Comp. 16758.24 -94.65 -0.56 Declines NYSE Amer Comp. 4600.53 +6.21 +0.14 Unchanged 35 50 S&P 500 4697.24 -72.59 -1.52 New Highs 137 373 S&P MidCap 2712.50 -69.04 -2.48 New Lows 32 16 2,771.8 DJ Utilities S&P SmallCap Nasdaq Value Line (arith.) Russell 2000 DJ US TSM Float Friday’s Close Week’s Change Week’s % Chg. 1009.87 -18.49 -1.80 3035.91 -94.32 -3.01 -22.04 -2.05 Last Week 1,080 Week Earlier 1,476 1,854 1,454 1270.66 -47.60 -3.61 Av Daily Vol (mil) 3,813.4 14524.07 -487.28 -3.25 Dollar (Finex spot index) 102.42 101.33 9746.36 -271.80 -2.71 T-Bond (CBT nearby futures) 121-30 124-30 1951.14 -75.93 -3.75 Crude Oil (NYM light sweet crude) 46929.95 -857.52 -1.79 Inflation KR-CRB (Futures Price Index) Gold (CMX nearby futures) 73.81 71.65 265.91 263.83 2042.40 2062.40 Interactive Brokers Rated #1 ... Again Best Online Broker 2023 by Barron’s1 Rated Best Online Broker 2023 for Mutual Funds by Benzinga1 Member - NYSE, FINRA, SIPC – Supporting documentation for any claims and statistical information will be provided upon request. [1] For more information, see ibkr.com/awards. Barron’s is a registered trademark of Dow Jones & Co. Inc. 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28 BARRON’S January 8, 2024 Industry Action Performance of the Dow Jones U.S. Industrials, ranked by weekly percent change.* Telecommunications 4.61% Health Care 1.77 Utilities 1.74 Oil & Gas –0.21 –1.52 –1.74 COMMUNICATIONS SERVICES SECTOR OF THE S&P 500 IN ONE ETF Visit www.sectorspdrs.com or call 1-866-SECTOR-ETF For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com An investor should consider investment objectives, risks, charges and expenses carefully before investing. To obtain a prospectus, which contains this and other information, call 1-866-SECTOR-ETF or visit www.sectorspdrs.com. Read the prospectus carefully before investing. All ETFs are subject to risk, including possible loss of principal. Sector ETF products are also subject to sector risks and non-diversification risks, which generally results in greater price fluctuations than the overall stock market. Ordinary brokerage commissions apply. The S&P 500 is an index of 500 common stocks that is generally considered representative of the U.S. stock market. You cannot invest directly in an index. ALPS Portfolio Solutions Distributor, Inc., a registered broker-dealer, is distributor for the Select Sector SPDR Trust. –2.46 –2.66 –3.79 0.89 Financials Basic Materials Consumer Goods Industrials Consumer Services Technology Source: S&P Dow Jones Indices Investors are hoping that bank executives paint a rosy picture of the economy. JPMorgan Chase, Citigroup, Bank of America, and Wells Fargo are all set to report this coming Friday, and investors will be waiting with bated breath for signs that 2024 will be better than 2023. Remember 2023? It was the year that saw rising Treasury yields hammer the valuation of the bonds that banks owned, forcing First Republic Bank, Silicon Valley Bank, and Signature Bank into receivership. Still, the year looks to have ended on a high note. Falling Treasury yields helped to boost the value of bonds sitting on banks’ balance sheets and narrow their unrealized losses. This was especially true for Bank of America, which faced a hit of as much as $130 billion. Bank stocks rallied in the last three months of the year, with the KBW Nasdaq Bank Index gaining 22.6%. Unfortunately, the stocks may have gotten ahead of themselves. Earnings are likely to be solid, as banks have benefited from higher net interest income and generally favorable credit trends, but the stocks will have to deal with the impact of the Federal Deposit Insurance Corp.’s assessment on large and midsize banks to replenish the deposit insurance fund. The one-time charge could hit fourth-quarter earnings per share by as much as 35% at large banks and 12% at midsize banks, according to Janney Montgomery Scott’s Christopher Marinac. Uncertainty around the direction of Treasury yields could also weigh on the stocks. If they head higher after the fourth quarter’s wild rally, portfolio fears could return. Or the Federal Reserve could start cutting rates—it’s likely to happen in March, according to the CME’s FedWatch tool—which could cause net interest income to drop. Analysts at Goldman Sachs Group see a 3% decrease for the year in net interest income, coming off a 16% expected increase for 2023. Credit quality could also be an issue. Consumers have remained resilient over the past four years, with signs of borrower weakness only just starting to show up at banks as delinquencies and charge-offs hover around prepandemic levels. It’s enough to keep some investors on the sidelines as they fret over how much worse things could get if the economy weakens. Analysts at Keefe, Bruyette & Woods are effectively neutral on banks, warning that deteriorating credit could cause earnings per share to drop by as much as 25% across their coverage universe. Against that uncertain backdrop, selectivity is essential, and KBW highlights KeyCorp, Webster Financial, and Goldman Sachs as potential opportunities. KeyCorp ended the year with a strong run-up, but analysts see shares advancing a further 18%. It was one of the first banks to post weak net interest margins in 2023, but KBW analysts expect that it will be among the first to benefit as interest rates—hopefully—stabilize in 2024. Meanwhile, investors get a 5.8% yield. Webster often flies under the radar, with assets of $73 billion at the close of the third quarter. That could be a good thing, as the bank is largely immune from an onslaught of regulations expected to hit banks with assets north of $100 billion. Its return on tangible common equity is 21%,s and it trades at 1.7 tangible book value, roughly in line with its five-year average. KBW analysts see shares advancing 23%. Finally, after being a punching bag for much of 2023, Goldman could have a strong year. Having shed much of its money-losing consumer businesses, the slimmed-down company can focus on what it does best: investment banking. With rates normalizing, deal activity and initial public offerings should come back, which will get shares humming again, with as much as 8% upside. This year may be a bumpy one for banks, but there’s still plenty of opportunity. B
January 8, 2024 29 BARRON’S INTERNATIONAL TRADER Chile’s Lithium Deal Is Good News for EVs BY CRAIG MELLOW For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com C hile’s government sneaked in a last-minute New Year’s gift for the coming generation of electric-vehicle owners around the world: a public-private partnership to extend the life of the world’s cheapest lithium basin by 30 years. That would be the Atacama salt flats in the high Andean desert, where local miner Sociedad Química y Minera and U.S.based Albemarle produce a quarter of the global supply of the essential mineral for EV batteries. SQM’s concession was set to expire in 2030. That will now move to 2060, as the firm enters a 50-50 joint venture with state copper giant Codelco. The deal marks a pragmatic tilt for Gabriel Boric, the 37-year-old ex-student activist who became Chile’s president in 2022, vowing extensive progressive reforms. He’s making common cause with SQM’s dominant shareholder, Julio Ponce Lerou, a son-in-law of late dictator Augusto Pinochet who was fined in a stock manipulation scandal 10 years ago. “For the government, Ponce has been considered a sort of devil,” says Juan Carlos Guajardo, founder of the Plusmining consultancy in Santiago. Chile will need a lot more compromise to fulfill its lithium destiny. The nation of 20 million sits on the world’s largest proven reserves. But exploration has been constrained by a Pinochet-era law designating lithium a strategic metal, for its presumed importance to nuclear energy. Moves to scrap that statute have been stymied by divisions between statists and free marketers in Congress, says Francisco Acuna, a Santiago-based consultant with raw-materials specialist CRU. “There’s a political paralysis around lithium,” he says. Australia has taken advantage to power past Chile in production of the now-strategic metal. Neighboring Argentina should surpass it by 2028, shrinking Chile’s global market share to 15%, CRU projects. Plenty remains unresolved on the Atacama deal itself, which is still in memorandum-of-understanding, or MOU, stage. The current extraction method there—sucking lithium brine to the surface and then letting the liquid evaporate over a few months—could exhaust water resources over the next 35 years. Sustainable exploitation depends on so-far unproved improvements like reinjecting brine or “direct extraction” of metal from underground deposits. “There’s guidance in the MOU on ‘moving toward new technologies,’ but it’s very vague,” Acuna says. Albemarle’s concession, in a different section of Atacama, stretches until 2043. So, it isn’t a primary concern for now. SQM and Codelco will pool resources at a greenfield deposit called Maricunga. Production there is years away, at best. Argentina’s lithium prospects benefit from that country’s federal structure, which has given mining-friendly governors in two northern provinces a free hand to nurture investment. An obstacle, Acuna notes, is the national government’s tangle of currency controls, which can keep foreign investors from repatriating profit. Just-elected pro-business President Javier Milei may lack the political strength to untangle them. “It will take a bit more time to see if Milei can change course,” Acuna says. Consultant Guajardo, for his part, is opening an office in Melbourne. “It looks like Australia will do the right thing in the current mining boom, while Latin American countries struggle,” he says. Chile’s cost advantage may grow increasingly important as the lithium market matures, though. Prices plunged 80% last year to below $10,000 a ton. Guajardo sees them settling at $20,000 to $25,000 over the next decade. “Lithium is not a scarce mineral, and that’s starting to be evident on the supply side,” he says. More good news for EV manufacturers and drivers. B Building Influence Through Corporate Boards January 30, 2024 | 1:00 PM ET Women and underrepresented groups now hold nearly 45% of board seats at Fortune 500 companies. Join Medley Co-Founder; PepsiCo and Amazon Board Director Edith Cooper and Korn Ferry Vice Chair Jane Stevenson for a conversation about the role of the modern board, their biggest business challenges and how diversity can bring fresh perspectives to corporate governance. Register Now events.barrons.com/levelup-jan © 2023 Dow Jones & Company, Inc. All rights reserved. 4E6018
30 BARRON’S January 8, 2024 T H E ST RIKING PRIC E Curb Those Animal Spirits Before It’s Too Late Markets rise over time, though not in a straight line, while strong returns rarely accrue to people who fail to question passing trends. Equity Options CBOE Volatility Index VIX Close The Equity-Only Put-Call Ratio VIX Futures Put-Call Ratio S&P 500 Index 27 314 286 258 22 BY STEVEN M. SEARS For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com E very new year begins with pure intentions. Most everyone vows to be a better version of themselves and to live a healthier life of action and consequence. Unfortunately, the stock and options markets are immune to the feel-good bromides that people like to tell themselves. The risks that plagued markets last year have carried into 2024, with at least one critical caveat that now seems poised to define the new year—provided the regional wars in the Middle East and Europe don’t bring global powers into direct conflict. The caveat? The Federal Reserve, which raised rates so aggressively last year, is widely expected to start lowering rates this year. All Barron’s readers know that, as do even those who have little interest in financial markets. After all, the world has experienced unusually gentle financial conditions for almost 25 years. Generations of people have been conditioned to think that low interest rates are their birthright. Decades of rising stocks have overpopulated the world with financial geniuses— even in some unlikely places. A friend recently shared that staff, and residents, of a homeless shelter in the Northeast are all excitedly talking about day-trading stocks and cryptocurrencies. Some will view their enthusiasm as an indication that they want to improve their lot in life. Others will view it as a warning that may prove as emblematic as the apocryphal 1920s shoeshine boy who liked to pass out stock tips to his customers. Anyone who wants to avoid homelessness must maintain what can best be described as skeptical bullishness. Markets rise over time, though not in a straight line, while strong returns rarely accrue to people who fail to question passing trends. A key question for 2024 thus concerns the federal-funds futures curve, which is renowned for accurately predicting the future of interest rates. As of now, it tells us that rate cuts are expected in 2024. But we find ourselves wondering if the investors who influence the curve have become less logical and more like the market mob. If investor narcissism has polluted normally clinical areas of the market, could the curve’s prediction of rate cuts be distorted? W e recognize that it is near heretical for an equity-oriented investor to question the bond market. But it is hard to understand why data-dependent Fed governors would so quickly declare victory over inflation without ensuring that the economy’s strength isn’t transitory. Hence, pending meetings to discuss rates might be more significant for the stock market’s trajectory, and options volatility levels, than presently anticipated. The Fed’s rate-setting committee concludes its first meeting of the year on Jan. 31 and its second meeting on March 20. Investors who want to buy blue-chip stocks at lower prices—and profit from any gains—can consider a so-called risk-reversal trade on the SPDR S&P 500 exchange-traded fund, which entails selling a put option and buying a call option with a higher strike price but a similar expiration date. The strategy monetizes investor fear, subtle or pronounced, which is captured in the put premium, but still profits if the ETF gains. With the SPDR S&P 500 ETF at $467.92, investors can sell the April $450 put for about $6.15 and buy the April $485 call for about $7.25. If the ETF is at $500 at expiration, the call is worth $15. The strategy’s primary risk is that the ETF falls far below the put strike price. In that event, investors are obligated to buy it at the put strike price or to adjust the position to avoid assignment. The approach is designed to put a leash on the animal spirits that continue to define the markets after 2023’s extraordinary stock rally. B 230 202 174 17 146 118 90 12 F M A M J J A S O N Daily Values D J 62 F M A M J J A Source: CBOE S O N D J Source: McMillan Analysis Corp. SPX Skew NDX Skew Implied volatility % Implied volatility % 13% 11% 12 10 11 9 10 8 9 7 8 6 7 F M A M J J A S O N D J 5 F M Source: Credit Suisse Equity Derivatives Strategy A M J J A S O N D J Source: Credit Suisse Equity Derivatives Strategy Skew indicates whether the options market expects a stock-market advance or decline. It measures the difference between the implied volatility of puts and calls that are 10% out of the money and expire in three months. Higher readings are bearish. Week’s Most Active Company Symbol China Green Agriculture CGA Tot Vol Calls Puts Avg Tot Vol IV %ile Ratio 2533 1914 619 4 97 633.3 Omega Therapeutics OMGA 12146 8235 Voyager Therapeutics VYGR 8757 7484 3911 136 98 89.3 1273 240 32 Dyne Therapeutics DYN 19489 9813 36.5 9676 1092 95 Astra Space ASTR 5721 17.8 5156 565 476 70 12.0 Mobileye Global MBLY Immunocore IMCR 87718 45616 42102 10532 64 8.3 4823 4237 586 596 79 Inhibrx 8.1 INBX 6315 6128 187 824 97 7.7 Corcept Therapeutics CORT 13631 9498 4133 1896 94 7.2 Zevra Therapeutics ZVRA 7805 7646 159 1100 19 7.1 Torrid CURV 9833 9757 76 1472 4 6.7 Safe Bulkers SB 11194 5115 6079 1952 98 5.7 QuantumScape QS 393486 286756 106730 69912 100 5.6 Sysco SYY 17833 15611 2222 3192 25 5.6 MannKind MNKD 23982 14566 9416 4452 24 5.4 Fluor FLR 25002 22768 2234 4744 4 5.3 Lamb Wesson LW 27281 16160 11121 6016 22 4.5 R1 RCM RCM 3449 3261 188 832 89 4.1 American Superconductor AMSC 12732 11288 1444 3184 86 4.0 Hawaiian Electric HE 39257 18956 20301 10060 71 3.9 This table of the most active options this week, as compared to average weekly activity – not just raw volume. The idea is that the unusually heavy trading in these options might be a predictor of corporate activity – takeovers, earnings surprises, earnings pre-announcements, biotech FDA hearings or drug trial result announcements, and so forth. Dividend arbitrage has been eliminated. In short, this list attempts to identify where heavy speculation is taking place. These options are likely to be expensive in comparison to their usual pricing levels. Furthermore, many of these situations may be rumor-driven. Most rumors do not prove to be true, so one should be aware of these increased risks if trading in these names Ratio is the Tot Vol divided by Avg Tot Vol. IV %ile is how expensive the options are on a scale from 0 to 100. Source: McMillan Analysis
January 8, 2024 I N S I DE SC OOP FedEx’s New Finance Chief Bought the Stock’s Dip F For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com BY ED LIN edEx stock dove after the logistics firm reported disappointing earnings. The new chief financial officer, John Dietrich, bought shares as they languished. FedEx reported on Dec. 19 that fiscal-second-quarter earnings per share and sales both missed expectations. The company maintained EPS guidance for the fiscal year of $17 to $18.50, but investors weren’t allayed. FedEx stock dropped 12% the next trading day to $246.25. On Dec. 26, FedEx announced an agreement to buy back $1 billion of its stock from Mizuho Markets Americas. News of fewer shares outstanding usually provides a boost, but FedEx stock still languished. Dietrich paid $252,000 on Dec. 28 for 1,000 FedEx shares, an average 31 BARRON’S price of $252.02 each. According to a form he filed with the Securities and Exchange Commission, Dietrich now owns 4,745 shares. FedEx didn’t make Dietrich available for comment. He became the company’s finance chief on Aug. 1, succeeding Michael Lenz, who retired on July 31. Dietrich is a former CEO of outsourced aircraft and aviation firm Atlas Air Worldwide, which was taken private last March. FedEx’s stock-ownership guidelines state that members of senior management are expected to own shares valued at three times their annual base salary within five years of joining the company. Dietrich’s annual base salary is $919,000, according to regulatory records, and the FedEx shares he currently owns are valued at about $1.2 million, but he still has time to come into compliance with the guidelines. B Activist Holdings board representation is necessary in response to the stock’s “persistent underperformance” and Penn’s “capital-allocation track record.” Penn Entertainment HG Vora Capital switched to an active investor as it reported holding 14,500,000 shares of the gaming and entertainment company. HG Vora owns exposure to an additional 13,500,000 Penn shares through cash-settled swaps. When combined with the common stock, HG Vora owns a 18.5% interest in Penn. HG Vora believes that Penn’s stock “is significantly undervalued,” and believes that Regis Galloway Capital Partners owns 111,800 shares of the parent of branded salons including Supercuts, equal to 4.9% of the tradable stock. Those figures account for Galloway Capital’s purchase of 16,100 Regis shares from Nov. 1 through Dec. 20 at prices ranging from $6.08 to $12.04 each. In a letter addressed to Regis CEO Matthew Doctor and Chairman David J. Grissen dated Dec. 28, Galloway wrote that the stock is “signifi- FedEx stock slid in December after a disappointing earnings report. Finance chief John Dietrich bought $252,000 worth of shares of the logistics firm. cantly undervalued and requires [Galloway’s] support and expertise in creating shareholder value.” Galloway noted that Regis has formed a special committee to look at “strategic alternatives,” which it says isn’t necessary. Galloway cited Regis’ recent success at cutting expenses and transitioning into a franchise system, moves that are “certainly not reflected in the stock price.” Galloway believes that it “can bring strong insight and constructive actions,” and is thus seeking the addition of two representatives on Regis’ board. Bloomin’ Brands Starboard Value revealed a stake of 8,441,000 shares of the parent of Outback Steakhouse and Carrabba’s Italian Grill, equal to 9.7% of the outstanding stock. On Jan. 2, Starboard Value and Bloomin’ Brands entered into a cooperation agreement that provided for the appointment of two Starboard Value–chosen directors, partner John Sagal and former COO of Darden Restaurants Dave George. Along with their appointment, Bloomin’ Brands formed a new operating committee of the board, which George will chair and Sagal will join. The agreement carries standard standstill provisions that Starboard Value will abide by. Increases in Holdings These disclosures are from 13Ds filed with the Securities and Exchange Commission. 13Ds are filed within 10 days of an entity’s attaining more than 5% in any class of a company’s securities. Subsequent changes in holdings or intentions must be reported in amended filings. This material is from Dec. 28, 2023, through Jan 3, 2024. Source: VerityData (verityplatform. com) SilverBow Resources Riposte Capital raised its position in the gas and oil explorer to 2,475,000 shares. From Dec. 20 through Dec. 29, Riposte Capital bought 506,000 SilverBow shares at per share prices ranging from $28.08 to $29.78. Following the fresh investment, Riposte owns a 9.7% stake in the energy company. Riposte has been critical of SilverBow, including its roughly $700 million acquisition of Chesapeake Energy’s South Texas assets last year. In November 2023, Riposte called for a board refresh, including the nomination of three new, independent directors, which it was “keen to support or put forward.” POWER PLAY 2024 May Be Another Big Activist Year T BY CARLETON ENGLISH his year could be shaping up to be a big one for activist investors if 2023 data are indications. Amid a volatile market last year, there were 823 new activist campaigns launched globally, marking a 24% increase from the prior year, according to Bloomberg data. But most investors weren’t aware of the scope of the boardroom battles because many were at smaller companies and closed-end funds—both of which aren’t prone to much media attention. Elliott Management was a standout in 2023. It launched 15 campaigns during the year, topping the league table for campaigns at companies with market caps of more than $1 billion. Three runner-up funds shared the second place spot, each having launched seven campaigns. Elliott also notched wins, replacing CEOs at some companies, including Crown Castle, and added 16 board seats at six companies through settlements, avoiding costly proxy battles. There’s reason to believe that 2024 will be just as active—for Elliott and the activist community at large. So far, the biggest battle is brewing at Walt Disney, which has four activists, including Trian Fund Management and ValueAct Capital, jockeying for changes at the entertainment conglomerate. In any case, 2024 is shaping up to be a choppy year for markets as investors digest the Federal Reserve’s path on interest rates. Volatility often provides opportunities for activists to seize upon price discrepancies to build their positions. B
32 BARRON’S January 8, 2024 CHARTING THE MARKET Apple QuantumScape Rivian Automotive Mobileye Global AAPL (NASD) • $181.18 • -11.35 QS (NYSE) • $8.70 • 1.75 RIVN (NASD) • $19.08 • -4.38 MBLY (NASD) • $30.49 • -12.83 Barclays downgraded the iPhone maker from Equal Weight to Underweight—saying that iPhone sales are soft and service revenue could slow this year. Volkswagen said that early samples of QuantumScape’s solid-state battery for electric vehicles had exceeded expectations in tests. December-quarter deliveries of the firm’s EVs met most expectations, but declined from Sept. Investors also sold other EV stocks, even on record deliveries. March-quarter revenue will fall 50%, year over year, warned the firm. Car makers have excess inventories of its driver-assistance computer chips. Stock Price $ Stock Price $ Stock Price $ Stock Price $ Volume in Millions J For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com A graphic look at selected stock activity for the week ended on Jan. 5, 2024 Edited by Bill Alpert. F M A M 203 14 34 51 187 12 29 42 171 10 24 33 155 8 19 24 139 6 14 15 123 4 9 482 J J A S O N Volume in Millions 170 Volume in Millions 534 241 85 267 0 0 0 D J F M A M J J A S O N D J F M A M J J A S O N D 6 Volume in Millions 68 34 0 J F M A M J J A S O N D ASML Holding SoFi Technologies Omega Therapeutics Moderna ASML (NASD) • $703.34 • -53.58 SOFI (NASD) • $8.22 • -1.73 OMGA (NASD) • $4.39 • 1.38 MRNA (NASD) • $111.12 • 11.67 The Dutch government blocked the company from exporting its leading-edge lithography systems to China’s semiconductor manufacturers. After rallying on hopes that the Fed will cut rates, shares of the consumer lender were cut to a Sell by KBW, which cited valuation and accounting. Wegovy’s maker Novo Nordisk will team with the firm to develop other obesity treatments, by controlling genes that govern the body’s metabolism. Oppenheimer upgraded the stock from Hold to Buy, saying the vaccine maker will expand beyond Covid—to shots against RSV, the flu, and herpes. Stock Price $ Stock Price $ Stock Price $ Stock Price $ Volume in Millions J F M A M 775 13 15 210 726 11 12 180 677 9 9 150 628 7 6 120 579 5 3 90 530 3 0 60 12 J J A S O N Volume in Millions 562 Volume in Millions 98 6 281 49 0 0 0 D J F M A M J J A S O N D J F M A M J J A S O N D Volume in Millions 54 27 0 J F M A M J J A S O N D Peloton Interactive Medical Properties Trust Walgreens Boots Alliance Dyne Therapeutics PTON (NASD) • $6.72 • 0.63 MPW (NYSE) • $3.55 • -1.36 WBA (NASD) • $25.01 • -1.10 DYN (NASD) • $17.96 • 4.66 Tik-Tok will create a workout hub with short-form videos that exclusively feature content from the supplier of home exercise equipment. The real estate investment trust has hospitals as tenants. One of them—the Steward Health Care System—is $50 million behind on the rent. To save $800 million in annual cash flow, the drugstore chain cut its dividend nearly in half—from 48 cents a quarter, to 25 cents. It will pay down debt. Early phase trials of the firm’s drugs boosted strength of patients with Duchenne muscular dystrophy, by canceling faulty genetic instructions. Stock Price $ Stock Price $ Stock Price $ Stock Price $ Volume in Millions J F M A M 19 17 42 21 16 14 37 18 13 11 32 15 10 8 27 12 7 5 22 9 4 2 17 6 192 J J A S O N D Volume in Millions 212 Volume in Millions 122 96 106 61 0 0 0 J F M A M J J A S O N D J F M A M J J A S O N D Volume in Millions 46 23 0 J F M A M J J A S O N D The charts record the net change in share price, the high, low and closing trades, and share volume for companies with noteworthy stock activity last week. In addition, the graphs depict last week’s daily price activity in detail. The dotted line on some graphs denotes the stock’s 200-day moving average; lack of a moving average means the shares have traded for less than that time period. If the close from the current week is lower than a year ago the graph will be presented in red. If the close from the current week is higher than a year ago then the graph will be presented in green.
January 8, 2024 33 BARRON’S W I N N E R S & LO S E R S NYSE Biggest % Movers NYSE Most Active NYSE American Most Active Winners Volume Percentage Leaders Volume Percentage Leaders Name (Sym) BrightHealth(BHG) ZimIntShipping(ZIM) WheelsUp(UP) Beachbody(BODY) TDCX(TDCX) YirenDigital(YRD) QuantumScape(QS) ScullyRoyalty(SRL) Volume Close Change %Chg. Name (Sym) 873 65911 7863 169 3140 1413 169098 186 11.47 14.59 4.93 11.25 6.33 3.91 8.70 7.35 +3.84 +4.72 +1.50 +2.96 +1.48 +0.79 +1.75 +1.25 +50.3 +47.8 +43.7 +35.7 +30.5 +25.3 +25.2 +20.5 Pinstripes(PNST) PNM Resources(PNM) BrightHealth(BHG) ZalatorisAcqn(TCOA) QuantumScape(QS) PureStorage(PSTG) OkeanisEcoTankers(ECO) ScullyRoyalty(SRL) DiversifiedEnergy(DEC) AP Acqn A(APCA) PyrophyteAcqn(PHYT) ZimIntShipping(ZIM) Cazoo(CZOO) agilon health(AGL) FranklinCovey(FC) GlobalIndemnity(GBLI) CallonPetrol(CPE) SelectMedical(SEM) RigelResourceA(RRAC) Lazard(LAZ) Losers Name (Sym) Volume Close Change %Chg. Pinstripes(PNST) AnnovisBio(ANVS) CanoHealth(CANO) agilon health(AGL) NuScalePower(SMR) Perfect(PERF) AvanosMedical(AVNS) ForgeGlobal(FRGE) 1471 2222 1716 47583 7815 106 1592 2257 5.49 12.25 3.99 8.63 2.62 2.47 17.98 2.76 –5.41 –6.45 –1.88 –3.92 –0.67 –0.63 –4.45 –0.67 –49.6 –34.5 –32.0 –31.2 –20.4 –20.3 –19.8 –19.5 NYSE American Biggest % Movers Name (Sym) Name (Sym) Volume Close Change %Chg. Polished.com(POL) flyExclusive(FLYX) QuantumFin(QFTA) SkyHarbour(SKYH) Oragenics(OGEN) EllomayCapital(ELLO) IndonesiaEnergy(INDO) MexcoEnergy(MXC) 23392 208 8 109 145 5 138 21 7.50 6.75 7.42 11.36 6.14 16.30 2.95 9.73 +1.47 +1.25 +1.22 +1.70 +0.51 +1.35 +0.24 +0.60 +24.4 +22.7 +19.7 +17.6 +9.1 +9.0 +8.9 +6.6 Volume Close Change %Chg. 1617 175 176 114 723 1635 172 1559 2.75 3.56 8.95 19.82 2.23 2.35 15.65 1.78 –1.23 –0.98 –2.04 –3.91 –0.39 –0.37 –2.46 –0.27 –30.9 –21.6 –18.6 –16.5 –14.9 –13.6 –13.6 –13.2 Losers Name (Sym) PalatinTech(PTN) SifcoInd(SIF) EmpirePetrol(EP) EVI Industries(EVI) DakotaGold(DC) Cel-Sci(CVM) ContangoOre(CTGO) AmpioPharm(AMPE) Nasdaq Biggest % Movers NIO(NIO) FordMotor(F) PalantirTech(PLTR) Pfizer(PFE) BankofAmerica(BAC) QuantumScape(QS) ArcadiumLithium(ALTM) AT&T(T) Carnival(CCL) Fisker(FSR) Uber(UBER) SouthwesternEner(SWN) Verizon(VZ) Citigroup(C) Kenvue(KVUE) NuHoldings(NU) Barclays(BCS) Snap(SNAP) Alibaba(BABA) GinkgoBioworks(DNA) Name (Sym) Name (Sym) Volume Close Change %Chg. LongboardPharm(LBPH) RevelstoneCapA(RCAC) OmegaTherap(OMGA) WerewolfTherap(HOWL) DyneTherap(DYN) EnantaPharma(ENTA) SanaBiotech(SANA) PonoCapitalThree(PTHR) 56465 842 96534 1253 44167 1851 14094 159 25.20 10.80 4.39 5.36 17.96 12.11 5.10 10.20 +19.17 +5.30 +1.38 +1.50 +4.66 +2.70 +1.02 +1.88 +317.9 +96.4 +45.8 +38.9 +35.0 +28.7 +25.0 +22.6 Name (Sym) Volume Close Change %Chg. FLJ(FLJ) View(VIEW) AnavexLifeSci(AVXL) LifeMD(LFMD) AppliedTherap(APLT) Mobileye(MBLY) VastRenewables(VSTE) Nukkleus(NUKK) 3098 711 17602 12372 15498 66483 401 539 1.15 2.33 6.01 5.45 2.25 30.49 3.66 2.05 –0.85 –1.31 –3.30 –2.84 –1.10 –12.83 –1.53 –0.82 –42.5 –36.0 –35.4 –34.3 –32.8 –29.6 –29.6 –28.5 Losers BerkHathwy A(BRK.A) ExxonMobil(XOM) Uber(UBER) JPMorganChase(JPM) EliLilly(LLY) UnitedHealth(UNH) Alibaba(BABA) BankofAmerica(BAC) BerkHathwy B(BRK.B) Pfizer(PFE) Chevron(CVX) J&J(JNJ) Boeing(BA) Visa(V) Walmart(WMT) McDonald's(MCD) ThermoFisher(TMO) Citigroup(C) Merck(MRK) Salesforce(CRM) Volume Percentage Leaders %Chg. Close Change Name (Sym) Volume %Chg. Close Change Name (Sym) Volume %Chg. Close Change 1471 24743 873 672 169098 75888 220 186 194 194 405 65911 139 47583 1043 67 22149 6951 1021 8780 968.1 911.7 687.5 671.0 648.8 535.1 446.1 374.0 340.2 331.6 306.4 290.9 279.2 278.3 274.8 229.5 211.0 199.5 195.4 182.5 5.49 39.19 11.47 10.75 8.70 35.89 29.05 7.35 15.75 11.14 11.03 14.59 8.09 8.63 40.66 32.26 35.12 26.87 11.04 37.96 –5.41 –2.41 +3.84 +0.08 +1.75 +0.23 +2.25 +1.25 +0.75 +0.01 +0.03 +4.72 –1.41 –3.92 –2.87 +0.02 +2.72 +3.37 +0.08 +3.16 ViveonHealth(VHAQ) CatchaInvtA(CHAA) M-tronInds(MPTI) BattalionOil(BATL) Polished.com(POL) AcmeUnited(ACU) AlphaProTech(APT) Southland(SLND) DecisionPointSys(DPSI) Oragenics(OGEN) LGL Group(LGL) CompX Intl(CIX) EVI Industries(EVI) TompkinsFin(TMP) IvanhoeElectric(IE) GencorInds(GENC) flyExclusive(FLYX) BlueRiverA(BLUA) InfuSystems(INFU) Myomo(MYO) 435 114 889 580 23392 86 332 217 75 145 63 41 114 333 2264 101 208 48 214 2894 1421.2 271.7 232.9 223.2 124.8 107.1 106.7 105.8 96.0 90.4 63.0 54.3 51.0 49.6 46.6 42.9 36.2 33.0 32.4 29.8 11.40 11.16 33.70 9.62 7.50 42.19 5.21 5.23 6.49 6.14 6.05 23.86 19.82 55.85 9.98 15.73 6.75 10.73 9.91 4.74 +0.12 +0.03 –2.00 +0.01 +1.47 –0.67 –0.08 +0.07 +0.23 +0.51 –0.09 –1.42 –3.91 –4.38 –0.10 –0.41 +1.25 +0.07 –0.63 –0.27 LongboardPharm(LBPH) VoyagerTherap(VYGR) BlueOceanA(BOCN) SpringValleyII A(SVII) DyneTherap(DYN) CapitalProduct(CPLP) VinciPartners(VINP) Mobileye(MBLY) RevelstoneCapA(RCAC) ClimateRockA(CLRC) Evotec(EVO) ViaRenewables(VIA) Nextracker(NXT) HorizonSpaceI(HSPO) EchoStar(SATS) Patterson(PDCO) SilenceTherap(SLN) IsraelAcqns(ISRL) NatlResearch(NRC) LifeMD(LFMD) 56465 17942.0 23129 2810.1 674 2157.4 5338 1661.2 44167 1593.9 2009 1093.2 2254 1052.7 66483 675.9 842 579.5 222 557.5 676 523.5 505 493.3 47962 487.6 390 406.5 24132 405.8 20713 405.4 1144 401.2 1009 392.1 1016 351.2 12372 340.5 25.20 8.85 10.86 10.83 17.96 16.10 10.70 30.49 10.80 11.14 9.74 10.70 41.99 10.73 12.64 28.60 17.92 10.69 38.13 5.45 +19.17 +0.41 +0.08 +0.02 +4.66 +1.90 –0.25 –12.83 +5.30 +0.13 –1.99 +1.30 –4.86 0.00 –3.93 +0.15 +0.55 –0.05 –1.43 –2.84 Volume Close Change %Chg. Volume Close Change %Chg. Volume Close Change %Chg. 219187 216919 185758 180212 171640 169098 158907 149868 149114 147468 111985 104870 104342 96273 95612 93432 93250 92329 86279 85805 8.06 11.85 15.98 29.47 34.43 8.70 7.11 17.47 17.33 1.33 57.58 6.87 40.20 54.33 21.35 8.57 8.03 16.55 73.01 1.53 –1.01 –0.34 –1.19 +0.68 +0.76 +1.75 0.00 +0.69 –1.21 –0.42 –3.99 +0.32 +2.50 +2.89 –0.18 +0.24 +0.15 –0.38 –4.50 –0.16 –11.1 –2.8 –6.9 +2.4 +2.3 +25.2 0.0 +4.1 –6.5 –24.0 –6.5 +4.9 +6.6 +5.6 –0.8 +2.9 +1.9 –2.2 –5.8 –9.5 132440 66182 40447 40083 38784 25752 23392 20488 14647 14596 14164 12813 11457 11387 10935 10494 10370 9988 9802 9466 0.75 0.18 0.08 3.04 1.66 2.03 7.50 6.41 0.16 0.18 0.62 1.44 0.96 6.72 0.41 0.53 0.58 0.38 1.49 0.16 –0.00 +0.07 –0.01 –0.12 –0.11 +0.09 +1.47 +0.01 +0.00 –0.02 +0.22 –0.02 –0.17 –0.47 –0.00 –0.04 –0.08 +0.06 +0.03 +0.01 –0.6 +62.2 –11.8 –3.8 –6.2 +4.6 +24.4 +0.2 +0.1 –10.7 +54.2 –1.4 –15.0 –6.5 –1.2 –6.8 –12.5 +18.3 +2.1 +6.9 542584 420633 274801 255601 254438 197816 197582 163762 144962 143545 142298 141067 128575 123816 121003 109331 100008 96725 96534 94741 0.77 237.49 181.18 0.89 138.58 8.22 145.24 46.89 490.97 0.03 13.60 19.08 3.78 6.72 25.01 2.28 2.11 135.73 4.39 2.72 –0.10 –10.99 –11.35 –0.62 –8.83 –1.73 –6.70 –3.36 –4.25 –0.03 –0.14 –4.38 –0.43 +0.63 –1.10 –0.02 –0.20 –3.96 +1.38 –0.19 –11.8 –4.4 –5.9 –41.2 –6.0 –17.4 –4.4 –6.7 –0.9 –45.3 –1.0 –18.7 –10.2 +10.3 –4.2 –0.9 –8.7 –2.8 +45.8 –6.5 $ Volume Close Change %Chg. Name (Sym) $ Volume Close Change %Chg. Close Change %Chg. 11035855554300.00+11675.00 4015173 102.63 +2.65 3503030 57.58 –3.99 3441502 172.27 +2.17 3363734 618.55 +35.63 3344903 537.38 +10.91 3209982 73.01 –4.50 2922149 34.43 +0.76 2784732 365.59 +8.93 2696803 29.47 +0.68 2448316 150.40 +1.24 2430316 161.13 +4.39 2424758 249.00 –11.66 2382918 259.69 –0.66 2377814 156.71 –0.94 2305799 288.99 –7.52 2221862 531.23 +0.44 2214338 54.33 +2.89 2145425 117.22 +8.20 2138864 251.12 –12.02 +2.2 +2.7 –6.5 +1.3 +6.1 +2.1 –5.8 +2.3 +2.5 +2.4 +0.8 +2.8 –4.5 –0.3 –0.6 –2.5 +0.1 +5.6 +7.5 –4.6 CheniereEnergy(LNG) Polished.com(POL) UraniumEner(UEC) B2Gold(BTG) Tellurian(TELL) ImperialOil(IMO) EnergyFuels(UUUU) DenisonMines(DNN) Globalstar(GSAT) CheniereEnerPtrs(CQP) Seaboard(SEB) EquinoxGold(EQX) NatlHealthcare(NHC) CentrusEnergy(LEU) NovaGoldRscs(NG) SigningDaySports(SGN) M-tronInds(MPTI) MAG Silver(MAG) ParkNational(PRK) IvanhoeElectric(IE) 519791 167.57 –3.14 212870 7.50 +1.47 68250 6.41 +0.01 58908 3.04 –0.12 52507 0.75 –0.00 45380 58.79 +1.60 43483 6.72 –0.47 32162 1.66 –0.11 31826 2.03 +0.09 23288 53.00 +3.21 21843 3635.00 +64.90 21041 4.58 –0.31 20701 92.20 –0.22 14062 50.13 –4.28 13988 3.66 –0.08 13684 0.96 –0.17 13311 33.70 –2.00 12997 10.01 –0.40 12984 128.76 –4.10 11942 9.98 –0.10 –1.8 +24.4 +0.2 –3.8 –0.6 +2.8 –6.5 –6.2 +4.6 +6.4 +1.8 –6.3 –0.2 –7.9 –2.1 –15.0 –5.6 –3.8 –3.1 –1.0 237.49 –10.99 490.97 –4.25 181.18 –11.35 138.58 –8.83 367.75 –8.29 145.24 –6.70 351.95 –2.01 135.73 –3.96 153.98 –19.94 1049.28 –66.97 137.39 –3.54 46.89 –3.36 474.06 –12.82 656.01 –4.07 564.60 –32.00 111.12 +11.67 83.45 –1.89 3408.14 –139.08 149.00 –13.07 631.08 –0.54 –4.4 –0.9 –5.9 –6.0 –2.2 –4.4 –0.6 –2.8 –11.5 –6.0 –2.5 –6.7 –2.6 –0.6 –5.4 +11.7 –2.2 –3.9 –8.1 –0.1 By Share Volume Name (Sym) Tellurian(TELL) TrinityPlace(TPHS) AultAlliance(AULT) B2Gold(BTG) DenisonMines(DNN) Globalstar(GSAT) Polished.com(POL) UraniumEner(UEC) KelsoTech(KIQ) Zomedica(ZOM) PerspectiveTherap(CATX) NewGold(NGD) SigningDaySports(SGN) EnergyFuels(UUUU) Cybin(CYBN) Senseonics(SENS) GeniusGroup(GNS) NorthernDynasty(NAK) RingEnergy(REI) Nuburu(BURU) By Share Volume By Dollar Volume By Dollar Volume Winners Nasdaq Most Active Volume By Share Volume Winners For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Saturday Inbox: Sign up for the Market Lab Newsletter every Saturday at Barrons.com/newsletters Name (Sym) Nikola(NKLA) Tesla(TSLA) Apple(AAPL) OPKO Health(OPK) AdvMicroDevices(AMD) SoFiTech(SOFI) Amazon.com(AMZN) Intel(INTC) NVIDIA(NVDA) LumiraDx(LMDX) AmerAirlines(AAL) Rivian(RIVN) Lucid(LCID) Peloton(PTON) WalgreensBoots(WBA) TilrayBrands(TLRY) Canaan(CAN) Alphabet A(GOOGL) OmegaTherap(OMGA) Bitfarms(BITF) By Dollar Volume Includes Common shares only. All figures reflect activity for the most-recent five-day trading week. Share volume figures are expressed in thousands. Volume percentage leaders exclude stocks with average daily volume of fewer than 5,000 shares or priced under $5. Average volume is based on 65 trading days. Volume figures do not reflect extended trading hours. a-Stock has not been in existence or not been traded for 65 consecutive sessions. S-Stock split or stock dividend amounting to 10% or more. X-Ex-dividend Name (Sym) Tesla(TSLA) NVIDIA(NVDA) Apple(AAPL) AdvMicroDevices(AMD) Microsoft(MSFT) Amazon.com(AMZN) MetaPlatforms(META) Alphabet A(GOOGL) CoinbaseGlbl(COIN) Broadcom(AVGO) Alphabet C(GOOG) Intel(INTC) Netflix(NFLX) Costco(COST) Adobe(ADBE) Moderna(MRNA) MicronTech(MU) Booking(BKNG) ApplMaterials(AMAT) MicroStrategy(MSTR) $ Volume 47852954 39845814 26232499 18615536 16711105 13591038 11356046 6203426 6020207 5445532 4764163 3807953 3597709 3175334 2731883 2637175 2404140 2259309 2141909 2130486
34 BARRON’S January 8, 2024 MARKET VIEW Unreliable Labor Data For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Economic Update Regions Financial regions.com Jan. 5: Total nonfarm employment rose by 216,000 jobs in December, ahead of expectations, with private-sector payrolls up by 164,000 jobs and public-sector payrolls up by 52,000 jobs. Prior estimates of job growth in October and November were revised down by a net 71,000 jobs for the two-month period, with the net gain in private-sector payrolls revised down by 55,000 jobs. The household survey data show massive declines in both the size of the labor force and the level of household employment, both down by over 600,000 persons, which left the unemployment rate at 3.7%. Average hourly earnings were up by 0.4%, yielding a year-on-year increase of 4.1%. While [these are] the numbers that analysts, market participants, and headline numbers will react to, here is what is, or at least should be, a much more relevant number: 49.4%. That is the response rate to the December establishment survey and is the lowest monthly response rate since January 1991. We have been pointing out that response rates to the Bureau of Labor Statistics’ surveys have been significantly lower since the onset of the pandemic than had been the case prior to the pandemic. This lessens the reliability of the initial estimates of any metrics flowing from these surveys. It is hard to say much about the state of the labor market when the reliability of the data is as lacking as we see it. Perhaps the most significant takeaway is that the slowing trend rate of job growth remains a function of less hiring, not more layoffs. —Richard F. Moody Inflation Risks Rise Strategy Report BCA Research bcaresearch.com Jan. 4: We agree with the consensus that a soft landing can be achieved but disagree that it can be maintained for very long. The reason is straightforward: When an economy To be considered for this section, material, with the author’s name and address, should be sent to MarketWatch@barrons.com. This commentary was issued recently by money managers, research firms, and market newsletter writers. Edited by Barron’s Staff reaches full employment, the central bank needs to calibrate monetary policy almost perfectly to keep it there. If it doesn’t cut rates fast enough, unemployment will increase; if it cuts too fast, inflation will rise. Until December’s FOMC meeting, our strong bias was to think that the Fed would cut rates too slowly. However, in light of the apparent shift in the Fed’s reaction function and the resulting easing in financial conditions, the risk of a second inflation wave has gone up. —Peter Berezin and team “The biggest winner over the past two years wasn’t Big Tech but rather the energy sector, which surged more than 63%, although most of its return was front-loaded in 2022. Energy shares limped in 2023, losing 1.4% for the year.” Jack Ablin, Cresset Negative “Santa Claus Rally” more than 63%, although most of its return was front-loaded in 2022. Energy shares limped in 2023, losing 1.4% for the year. —Jack Ablin U.S. Investment Policy Notes CFRA cfra.com Political Pressure on the Fed? Jan. 3: The S&P 500 jumped nearly 16% from the low on Oct. 27 through year-end 2023, notching gains of nearly 9% in November and 4.4% in December, and surging 24.2% for the entire year. The first two trading days of the new year saw the S&P 500 fall in price, however, as investors delayed locking in taxable gains. This selloff resulted in a negative “Santa Claus Rally” period, popularized by the Stock Trader’s Almanac, as the 500 slipped 0.9% during the final five trading days of 2023 and first two of 2024. A negative seven-day period occurred 23% of the time since 1945, accompanied by a below-average calendar-year gain (4.7% versus 9.1% for all years), and frequency of advance (33% versus 71%). Though history is a guide and not gospel, it implies that 2024 may endure more challenges than anticipated at year-end 2023. CFRA still forecasts a good year to follow a great year, but sees elevated volatility along the way. —Sam Stovall And the Winner Was...Energy! Portfolio Review Adrian Day Asset Management adriandayassetmanagement.com Dec. 31: The Federal Reserve’s pivot is clear. In September, a majority of Fed members, in their famous “dot plot,” were calling for another rate hike in 2023 and some were calling for more hikes in 2024, while the weighted average forecast for rates this coming year was 5.2%. The rate hike didn’t come, and by December no members were seeing a hike this coming year, with the median forecast for 2024 rates of 4.6%. For 2025, the forecast is for 3.6% and down from there. That’s a dramatic shift, and in his press conference following the December Fed meeting, Chairman Jerome Powell took no pains to moderate the conclusions of the dot plot, but instead indicated rate hiking was over and cuts lay ahead. What caused the change? It would be difficult to argue that economic reports between September and December demanded such a change in policy. A pause, to allow the impact of tightening to play out, as Powell had discussed, would be justified, but not the dramatic reversal of policy. There are only two reasonable explanations: One, the Fed has additional intelligence of a sharp deterioration coming in the economy; and two, political pressure was exerted. We don’t give much credence to the first, since the Fed’s economic forecasting has historically been quite dismal, although they are seeing the same reports as we. But after Powell at the beginning of December said, “It would be premature to speculate on when policy might ease,” he became subject to a constant barrage of political pressure, starting with President Biden saying recent jobs reports “should not encourage the Fed to raise rates,” a very unusual presidential intervention into interest-rate policy, and ending with Treasury Secretary Yellen appearing on CNBC literally minutes before Powell’s press conference in which she forecast inflation declining to 2%, adding that that meant rate cuts were now necessary. —Adrian Day Market Sentiment Citigroup Panic/Euphoria Model Last +0.18 Euphoria Neutral Panic 0.6 Market Commentary Cresset cressetcapital.com Jan. 3: Compared to other markets, megacap tech did relatively well [in 2022-23], but not as well as 2023 might have suggested. In fact, the Magnificent Seven matched the returns of the broader technology sector over the 24-month span. The biggest winner over the past two years wasn’t Big Tech but rather the energy sector, which surged 0.4 0.2 0 -0.2 -0.4 -0.6 D J F M A M J J A S O N D J The panic/euphoria model is a gauge of investor sentiment. It identifies "Panic" and "Euphoria" levels which are statistically driven buy and sell signals for the broader market. Historically, a reading below panic supports a better than 95% likelihood that stock prices will be higher one year later, while euphoria levels generate a better than 80% probability of stock prices being lower one year later. Source: Citigroup Investment Research - US Equity Strategy
January 8, 2024 35 BARRON’S DATA Barron's 50-Stock Average Cash Track Charting the Market Coming Earnings Conference Call Calendar Consensus Estimate Delta Tactical Sentiment Distributions & Offerings Dividend Boosts - Reductions Dividend Ex-Payment Dates DJ Averages DJ U.S. Total Market Industry Groups 49 L26 32 47 47 47 47 49 48 48 45 47 Dow Jones Averages Dow Jones Per Share Values Exchange Traded Portfolios Federal Reserve Data Bank Foreign Exchange Gold & Silver Prices Gold Mining Index Indexes P/Es & Yields Initial Public Offerings Investor Sentiment Readings Key Foreign Market Indexes Market Lab 45 46 44 48 47 48 48 46 46 46 43 45 Money Rates, U.S. & Foreign Mutual Funds N.Y. Stock Exchange Nasdaq National Market New Corporate Listings New Highs & Lows NYSE Half-Hourly Volume Other Market Indexes Pulse of the Economy Stock Splits - Special Dividends Stock Volume Trading Diary 47 L8 35 39 46 49 46 45 47 48 46 45 Statistics from January 2-5, 2024 NEW YORK STOCK EXCHANGE COMPOSITE LIST –52-Week– High Low Name Tick Sym Yld P/E Last Div Chg. Amt. 60.00 42.45 6.40 9.41 2.03 6.52 88.72 18.80 82.72 122.01 6.28 9.55 5.17 74.14 4.08 1.78 11.14 3.07 8.57 90.95 17.47 43.20 6.23 40.97 12.92 56.37 36.12 56.56 11.32 110.80 162.14 90.54 16.82 9.85 336.62 205.38 61.10 10.79 34.29 56.91 61.52 128.55 28.25 5.72 73.09 1.12 149.41 130.56 8.05 8.63 52.63 63.14 40.25 270.15 200.38 12.99 37.95 92.28 135.83 23.04 32.13 75.08 18.29 218.41 126.51 73.01 8.73 122.78 1.27 62.32 31.10 55.93 149.98 3.43 35.18 7.21 367.32 16.92 11.73 10.66 47.12 –2.40 ... –2.38 .225 +0.32 .075 –0.21 ... +0.37 ... –0.30 .035 –3.71 .22 –0.45.1725 +0.22 .42 +0.60 .29 –0.07 .05 +1.50 ... –0.95 ... –0.74 ... –0.09 ... –0.02 ... +0.01 ... –0.21 .05 –0.84.5714 –5.22 ... +0.69.2775 –2.27 ... +0.09 ... –2.10 ... –0.25 .06 +1.00 .44 –2.13 ... –1.53 .17 +0.44 .125 +0.73 .55 +7.17 1.55 +2.32 ... –0.17 .18 –0.42 ... –14.29 1.29 +0.55 .13 –2.07 .195 –0.31.1649 –2.07 ... –2.04 ... +0.49 .25 –12.09 .14 –1.71 .16 –0.04.1528 –1.23 ... +0.36 ... –2.01 .01 –8.47 .236 +0.13 ... –3.92 ... –2.22 .40 +0.19 .247 –1.69 .21 –3.65 1.75 –9.81 .26 –0.48 .025 –1.12 ... –5.94 .26 –8.65 .40 +0.04 .12 –1.87 .10 –3.04 ... –0.73.2225 +4.844.50 –0.26 1.27 –4.50 1.00 +0.20 ... –3.91 .45 –0.08 ... +1.16.6775 +0.07 .65 –2.22 .23 +10.00 .89 –0.31 ... +0.26 .30 +0.04 ... +28.40 .50 +0.01 .275 –0.64 .057 +0.10 ... –0.04 ... 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To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com A 73.95 53.05 6.62 10.25 5.75 9.84 94.01 28.18 84.64 145.53 7.05 22.08 75.26 113.85 36.40 6.90 11.20 3.87 9.55 97.80 21.53 47.92 25.00 48.89 16.31 63.99 39.04 58.75 16.16 115.83 168.11 94.27 17.36 12.05 355.38 207.96 64.81 12.51 47.50 62.23 158.22 145.68 44.57 5.83 75.48 2.10 180.63 159.59 19.68 29.44 61.15 75.71 46.20 320.90 216.34 14.95 57.18 115.39 293.01 23.88 57.61 86.20 20.49 242.63 172.65 121.30 10.19 128.43 4.89 66.69 42.00 61.53 151.46 10.94 35.78 7.23 379.19 20.79 20.60 10.80 70.63 45.20 37.61 4.30 6.62 0.36 4.89 74.40 11.43 60.20 109.81 4.82 3.60 5.08 57.80 3.67 1.70 10.35 2.62 6.50 63.27 13.43 31.60 5.78 33.02 10.04 51.25 21.34 34.59 6.72 89.67 130.96 21.74 12.37 8.28 242.80 149.30 42.96 7.34 30.11 33.59 47.73 75.02 23.93 4.02 49.58 0.47 120.22 96.80 5.07 7.59 43.22 52.69 33.33 251.63 140.87 9.78 30.75 78.20 112.00 19.14 23.07 63.78 15.56 155.60 90.73 70.08 6.33 95.94 0.99 49.29 25.83 41.43 100.57 2.63 21.59 4.80 132.72 14.25 8.76 9.92 27.92 AAR ABMIndustries ACCO Brands AcresCmclRlty ADC Therap ADT AECOM AES Aflac AGCO AG Mortgage a.k.a.Brands AMC Ent AMN Healthcare AMTD Digital AMTD IDEA AP Acqn A ARC Document ASE Tech ASGN AT&T ATI ATI PhysTherapy ATS A10Networks AXIS Capital AZEK AZZ Aaron's AbbottLabs AbbVie Abercrombie&Fitch AcadiaRealty AccelEnt Accenture AcuityBrands Acushnet Adecoagro Adient AdtalemGlbEduc AdvanceAuto AdvDrainageSys AdvanSix Aegon AerCap AevaTech AffiliatedMgrs AgilentTechs Agiliti agilon health AgnicoEagleMines AgreeRealty AirLease AirProducts AlamoGroup AlamosGold AlaskaAir AlbanyIntl Albemarle Albertsons Alcoa Alcon Alexander&Baldwin Alexander's AlexandriaRlEst Alibaba Alight Allegion Allego Allete AllianceBernstein AllisonTransm Allstate AllurionTech AllyFinancial AlmacenesExito AlphaMetal AlpineIncmProp AltaEquipment AltC Acqn Alteryx AIR ... ABM 2.1 ACCO 4.7 ACR ... ADCT ... ADT 2.1 ACM .9 AES 3.5 AFL 2.4 AGCO 1.0 MITT11.5 AKA ... AMC ... AMN ... HKD ... AMTD ... APCA ... ARC 6.5 ASX 5.0 ASGN ... T 6.4 ATI ... ATIP ... ATS ... ATEN 1.9 AXS 3.1 AZEK ... AZZ 1.2 AAN 4.4 ABT 2.0 ABBV 3.8 ANF ... AKR 4.3 ACEL ... ACN 1.5 AYI .3 GOLF 1.3 AGRO 3.0 ADNT ... ATGE ... AAP 1.6 WMS .4 ASIX 2.3 AEG 4.2 AER ... AEVA ... AMG .0 A .7 AGTI ... AGL ... AEM 3.0 ADC 4.7 AL 2.1 APD 2.6 ALG .5 AGI .8 ALK ... AIN 1.1 ALB 1.2 ACI 2.1 AA 1.2 ALC ... ALEX 4.8 ALX 8.2 ARE 4.0 BABA 1.3 ALIT ... ALLE 1.5 ALLG ... ALE 4.3 AB 8.4 ALSN 1.6 ALL 2.4 ALUR ... ALLY 3.4 EXTO ... AMR .5 PINE 6.5 ALTG 1.9 ALCC ... AYX ... 31 11 11 dd dd cc cc dd 11 8 12 dd dd 11 18 1 63 12 15 20 dd 21 dd 33 24 9 80 20 39 38 44 23 66 20 31 19 19 8 16 25 20 22 9 dd 7 dd 5 31 dd dd 10 37 9 26 18 25 19 29 5 12 dd 83 dd 11 91 10 dd 19 dd 14 14 8 dd dd 10 dd 7 34 54 56 dd –52-Week– High Low 5.57 48.11 8.58 17.75 3.23 12.37 30.13 91.18 65.86 23.07 29.73 10.12 21.62 56.09 189.51 143.15 37.97 69.76 31.59 99.19 15.70 235.57 23.67 162.59 4.28 33.90 386.33 165.52 4.00 99.93 10.23 10.63 22.58 10.92 11.20 30.27 67.09 24.43 23.89 13.46 30.90 9.85 347.37 40.28 8.93 34.92 12.75 96.41 18.22 176.44 133.79 1.75 39.07 4.08 11.26 2.40 8.45 15.79 69.71 18.40 16.00 16.04 6.29 9.95 31.57 140.91 105.22 28.79 45.66 11.69 75.20 6.15 154.58 8.41 114.25 0.93 24.31 275.09 131.52 2.15 72.00 5.47 2.60 11.31 10.31 6.00 14.91 51.66 14.52 5.42 9.56 19.91 4.09 280.89 28.22 5.63 18.47 8.58 55.16 13.66 118.73 107.89 Name AlticeUSA Altria AltusPower AmbacFin Ambev Amcor AmerantBncpA Ameren Ameresco AmericaMovil AmericanAssets AmericanAxle AmerEagle AmerEquity AmerExpress AmericanFin AmHomes4Rent AIG AmRltyInv AmerStWater AmerStratInvt AmerTowerREIT AmerVanguard AmerWaterWorks AmericanWell AmericoldRealty Ameriprise Ametek Ampco-Pitt Amphenol AmplifyEnergy AmpriusTech Amrep AndrettiAcqnA AngelOakMtgREIT AngloGoldAsh AB InBev AnnalyCap AnnovisBio AnteroMidstream AnteroResources AnywhereRealEst Aon AptIncmREIT ApartmtInv APi Group ApolloComRlEst ApolloGlbMgmt AppleHospREIT AppliedIndlTechs Aptargroup Tick Sym Yld P/E ATUS ... MO 9.4 AMPS ... AMBC ... ABEV 3.9 AMCR 5.1 AMTB 1.5 AEE 3.4 AMRC ... AMX 1.9 AAT 5.8 AXL ... AEO 2.5 AEL ... AXP 1.3 AFG 2.3 AMH 2.5 AIG 2.1 ARL ... AWR 2.2 NYC ... AMT 3.0 AVD 1.1 AWK 2.1 AMWL ... COLD 2.9 AMP 1.4 AME .6 AP ... APH .9 AMPY ... AMPX ... AXR ... WNNR ... AOMR12.3 AU 1.2 BUD .9 NLY 13.6 ANVS ... AM 7.2 AR ... HOUS ... AON .8 AIRC 5.2 AIV ... APG ... ARI 12.2 APO 1.8 APLE 5.7 AIT .8 ATR 1.3 dd 8 12 4 15 15 12 17 33 15 29 dd 18 7 18 12 34 13 6 23 dd cc 70 27 dd dd 16 29 35 30 1 dd 6 cc dd cc 21 dd dd 17 8 dd 22 5 dd 79 dd 20 24 18 30 Last 3.01 41.49 6.24 16.19 2.78 9.74 24.34 74.05 28.69 18.28 22.78 8.29 19.84 55.28 189.06 121.19 35.41 69.01 19.50 77.54 8.10 214.28 10.53 131.89 1.19 29.88 382.10 160.74 2.61 94.46 6.13 4.60 21.75 10.91 10.41 17.68 64.25 19.10 12.25 12.45 23.25 7.44 289.59 34.46 7.70 30.99 11.51 94.93 16.86 164.89 124.20 Div Chg. Amt. –0.24 ... +1.15 .98 –0.59 ... –0.29 ... –0.02.1443 +0.10 .125 –0.23 .09 +1.71 .63 –2.98 ... –0.24.1967 +0.27 .33 –0.52 ... –1.32 .125 –0.52 ... +1.72 .60 +2.30 .71 –0.55 .22 +1.26 .36 +2.09 ... –2.88 .43 +0.13 ... –1.60 1.70 –0.44 .03 –0.10.7075 –0.30 ... –0.39 .22 +2.27 1.35 –4.15 .25 –0.12 ... –4.67 .22 +0.20 ... –0.69 ... –0.22 ... +0.04 ... –0.19 .32 –1.01.0337 –0.37.8245 –0.27 .65 –6.45 ... –0.08 .225 +0.57 ... –0.67 ... –1.43 .615 –0.27 .45 –0.13 ... –3.61 ... –0.23 .35 +1.74 .43 +0.25 .05 –7.80 .35 +0.58 .41 –52-Week– High Low 124.88 33.01 17.74 7.27 32.49 177.51 7.49 89.32 16.04 13.00 84.21 25.47 5.90 19.41 10.76 12.75 120.99 48.51 16.86 240.68 11.54 13.73 33.38 99.75 147.42 45.92 19.00 26.27 256.39 7.52 112.71 17.32 33.00 24.21 40.98 173.61 76.42 165.69 41.04 24.69 125.28 25.39 3.50 38.91 111.30 182.08 2750.00 198.66 44.77 31.99 25.25 71.01 23.55 10.10 6.50 21.30 102.42 1.77 69.31 8.78 7.02 52.71 12.95 2.57 11.59 10.10 7.52 67.41 36.56 6.69 108.91 3.37 9.81 13.32 62.03 106.54 28.98 11.44 11.32 178.40 1.75 70.82 5.33 22.92 14.47 31.01 104.49 45.21 114.99 23.32 15.06 101.00 18.21 1.30 25.74 77.41 104.31 2277.88 153.07 27.46 17.24 16.63 Name Aptiv Aramark ArborRealty ArcadiumLithium ArcelorMittal ArchResources ArcherAviation ADM Archrock ArcosDorados Arcosa ArcusBiosci ArdaghMetalPkg ArdmoreShipping AresAcqnII A AresCommRealEst AresMgmt Argan ArisWater AristaNetworks ArloTech ArmadaHoffler ArmourResREIT ArmstrongWorld ArrowElec ArtisanPtrsAsset Artivion Asana AsburyAutomotive AshfordHosp Ashland AspenAerogels AssetMarkFin AssociatedBanc AssocCapital Assurant AssuredGuaranty Atkore AtlUnionBkshs AtlasEnergy AtmosEnergy AtmusFiltration ATRenew Autohome Autoliv AutoNation AutoZone Avalonbay Avangrid AvanosMedical Avantor Tick Sym Yld P/E APTV ... ARMK 1.3 ABR 11.5 ALTM ... MT ... ARCH .6 ACHR ... ADM 2.5 AROC 4.1 ARCO 1.6 ACA .3 RCUS ... AMBP10.6 ASC 7.7 AACT ... ACRE13.1 ARES 2.6 AGX 2.6 ARIS 4.3 ANET ... ARLO ... AHH 6.4 ARR 15.2 AWI 1.1 ARW ... APAM 5.4 AORT ... ASAN ... ABG ... AHT ... ASH 1.9 ASPN ... AMK ... ASB 4.1 AC .6 AIZ 1.7 AGO 1.5 ATKR ... AUB 3.6 AESI 3.6 ATO 2.7 ATMU ... RERE ... ATHM 6.2 ALV 2.6 AN ... AZO ... AVB 3.6 AGR 5.2 AVNS ... AVTR ... 10 11 8 ... 5 4 dd 10 29 14 13 dd cc 4 66 cc 55 18 17 38 dd 46 dd 20 7 14 dd dd 5 dd 24 dd 19 9 22 17 10 9 13 9 19 10 dd 12 21 6 19 28 24 dd 41 Last 83.48 28.22 14.56 7.11 27.79 175.36 5.53 70.81 15.30 12.05 78.37 17.73 3.78 15.00 10.48 10.06 117.05 46.04 8.33 230.92 9.41 12.28 18.96 97.63 116.90 42.84 16.75 16.88 205.54 1.82 79.76 14.48 29.37 21.34 34.40 168.08 75.69 152.38 35.93 16.73 117.98 22.81 1.62 27.05 104.04 140.21 2550.93 182.67 33.86 17.98 21.79 Div Chg. Amt. –6.24 ... +0.12 .11 –0.62 .43 ... ... –0.60 ... +9.42 .88 –0.61 ... –1.41 .45 –0.10 .155 –0.64 .04 –4.27 .05 –1.37 ... –0.06 .10 +0.91 .16 +0.04 ... –0.30 .33 –1.87 .77 –0.75 .30 –0.06 .09 –4.59 ... –0.11 ... –0.09 .195 –0.36 .24 –0.69 .28 –5.35 ... –1.34 .65 –1.13 ... –2.13 ... –19.43 ... –0.12 ... –4.55 .385 –1.30 ... –0.58 ... –0.05 .22 –1.31 .10 –0.41 .72 +0.86 .28 –7.62 ... –0.61 .32 –0.49 .05 +2.08 .805 –0.68 ... –0.30 ... –1.01 1.15 –6.15 .68 –9.97 ... –34.68 ... –4.55 1.65 +1.45 .44 –4.45 ... –1.04 ... Five-Day Dow Composite End of the Line: The Dow fell 0.6% last week, ending a nine week winning streak—amid signs the economy may be too resilient for rate cuts. Merck rose 7.5% after an upgrade, while Intel dropped 6.7%. Monday Tuesday Wednesday Thursday Friday 37,800 H (Prev Fri) O L I D A Y 37,675 37,550 37,425 +25.50 -284.85 +10.15 +25.77 37,300 10 12 2 4 10 12 2 4 10 12 2 4 10 12 2 4 10 12 2 4 –52-Week– High Low 203.70 44.74 45.13 34.45 57.12 13.87 Name Tick Sym Yld P/E Last Div Chg. Amt. 158.93 27.73 30.53 25.03 32.05 3.82 AveryDennison Avient Avista AxaltaCoating AxosFinancial Azul AVY AVNT AVA AXTA AX AZUL 1.7 2.7 5.1 ... ... ... 33 85 17 31 10 dd 196.09 38.16 36.21 32.96 52.48 8.50 –6.07 .81 –3.41.2575 +0.47 .46 –1.01 ... –2.12 ... –1.19 ... 0.70 7.20 36.15 1.68 8.85 54.28 51.94 1.75 60.33 33.62 2.39 2.51 1.06 16.01 55.47 0.96 103.93 0.64 42.81 7.28 9.72 3.73 6.24 2.12 17.96 15.82 16.31 4.76 15.46 3.13 21.55 24.96 22.93 30.83 73.98 39.65 39.80 15.83 6.23 6.96 0.75 18.79 13.82 27.30 9.60 14.64 5.57 31.01 2.89 6.31 13.28 228.62 60.55 25.32 20.58 0.13 55.50 442363 292.42 18.07 53.83 62.30 13.71 3.47 0.70 698.00 137.01 12.35 261.59 271.00 35.83 46.43 3.23 596.18 1.04 Bark B&G Foods BCE BEST BGSF BHP Group BILL BitMining BJ'sWholesale BP BP Prudhoe BRC BRF BRT Apartments BWX Tech Babcock&Wilcox BadgerMeter Bakkt Ball Bally's BancCalifornia BancoBBVA BBVA BancoBradesco BancodeChile Bladex BancoMacro BancSanBrasil BcoSantChile BancoSantander BanColombia BankofAmerica BankofButterfield BankofHawaii BankMontreal BankNY Mellon BankNovaScotia BankUnited Barclays BaringsBDC Barnes&NobleEduc BarnesGroup BarrickGold Bath&BodyWks BatteryFutureA Bausch+Lomb BauschHealth BaxterIntl BaytexEnergy Beachbody BeazerHomes BectonDicknsn Belden BellRing BenchmarkElec BensonHill Berkley BerkHathwy A BerkHathwy B BerkshireHills BerryGlobal BestBuy Beyond BigLots BigBear.ai BiglariA BiglariB Biohaven Bio-RadLab A Bio-RadLab B Birkenstock BlackHills BlackBerry BlackRock BlackSkyTech BARK ... BGS 7.4 BCE 6.9 BEST ... BGSF 6.3 BHP 5.1 BILL ... BTCM ... BJ ... BP 4.1 BPT 35.1 BRCC ... BRFS ... BRT 5.4 BWXT 1.2 BW ... BMI .7 BKKT ... BALL 1.4 BALY ... BANC 3.1 BBAR .0 BBVA 4.4 BBDO 5.1 BCH 7.2 BLX 3.8 BMA .0 BSBR 3.8 BSAC 4.9 SAN 2.5 CIB 3.3 BAC 2.8 NTB 5.7 BOH 4.0 BMO 3.5 BK 3.2 BNS 6.6 BKU 3.5 BCS 4.6 BBDC11.4 BNED ... B 2.1 GOLD 2.3 BBWI 1.8 BFAC ... BLCO ... BHC ... BAX 3.0 BTE 2.0 BODY ... BZH ... BDX 1.6 BDC .3 BRBR ... BHE 2.5 BHIL ... WRB .6 BRK.A ... BRK.B ... BHLB 3.0 BERY 1.6 BBY 4.9 BYON ... BIG 16.5 BBAI ... BH.A ... BH ... BHVN ... BIO ... BIO.B ... BIRK ... BKH 4.5 BB ... BLK 2.6 BKSY ... dd dd 23 dd 16 13 dd dd 17 4 3 dd dd cc 31 dd 51 dd 30 dd 7 2 7 12 8 6 4 ... 19 7 11 10 7 14 23 12 11 11 ... 10 dd 64 cc 14 46 dd dd dd 4 dd 6 49 12 42 14 dd 15 11 10 11 13 13 dd dd dd 25 25 dd dd dd 49 14 dd 22 dd .75 10.27 40.79 2.37 9.50 66.02 75.00 5.20 65.24 36.03 2.85 3.75 2.59 18.52 75.06 1.26 149.12 1.84 57.39 11.92 12.85 4.93 9.29 3.04 22.40 26.32 26.13 6.58 19.45 4.24 34.05 34.43 31.02 70.44 97.61 52.39 47.46 31.19 8.03 8.95 1.77 30.26 17.49 44.71 10.84 16.39 8.20 39.16 3.33 11.25 31.15 242.09 73.92 51.43 26.67 .15 74.36 554300 365.59 24.29 66.82 75.83 25.34 7.27 1.94 814.69 164.05 42.59 316.38 317.30 45.70 55.21 3.26 782.83 1.28 –0.05 ... –0.23 .19 +1.41.7157 –0.18 ... +0.10 .15 –2.29 1.60 –6.59 ... +0.16 ... –1.42 ... +0.63.4362 +0.38.2974 +0.12 ... –0.19 ... –0.07 .25 –1.67 .23 –0.20 ... –5.25 .27 –0.39 ... –0.13 .20 –2.02 ... –0.58 .10 –0.51.064 +0.18.1685 –0.14.0901 –0.682.1466 +1.58 .25 –2.57.4262 +0.03.0596 –0.041.2511 +0.10.0631 +3.28 .758 +0.76 .24 –0.99 .44 –2.02 .70 –1.331.1137 +0.34 .42 –1.23.7946 –1.24 .27 +0.15.1398 +0.37 .26 +0.28 ... –2.37 .16 –0.60 .10 +1.55 .20 –0.01 ... –0.67 ... +0.18 ... +0.50 .29 +0.01.0166 +2.96 ... –2.64 ... –1.74 .95 –3.33 .05 –4.00 ... –0.97 .165 –0.02 ... +3.64 .50 +11675 ... +8.93 ... –0.54 .18 –0.57 .275 –2.45 .92 –2.35 ... –0.52 .30 –0.20 ... +20.76 ... –0.88 ... –0.21 ... –6.51 ... –3.35 ... –3.03 ... +1.26 .625 –0.28 ... –28.975.00 –0.12 ... 27 46 48 33 Contact Us For queries, email us at memberservices@dowjones.com - NEW HIGHS B 2.29 16.68 48.38 3.72 16.02 71.52 139.50 6.95 78.88 41.38 13.31 8.27 3.09 22.35 81.66 6.83 170.86 2.87 62.14 21.45 18.26 6.60 9.52 3.21 23.80 26.56 31.68 6.66 21.81 4.29 34.43 37.00 38.31 81.73 102.79 52.76 55.91 40.22 9.44 9.47 2.52 47.36 20.75 49.55 11.55 21.95 10.23 50.38 4.66 44.50 35.93 287.32 99.13 57.00 29.46 2.84 75.53 566570 373.34 31.52 69.94 93.32 39.27 19.97 6.77 1058.50 218.50 44.29 509.62 467.95 52.12 73.98 5.75 819.00 2.37 Vital Signs Week In Stocks Weekly Bond Statistics Winners & Losers Stocks NEW LOWS –52-Week– High Low 133.53 24.80 2.75 49.14 89.97 26.55 15.27 15.26 75.60 117.09 267.54 131.47 104.91 131.28 47.05 9.01 420.50 28.69 79.42 58.52 2.17 17.45 34.98 73.00 61.62 5.60 7.25 6.07 12.67 44.52 15.61 86.40 98.87 3.44 26.88 8.01 9.16 90.13 44.97 75.18 0.17 31.89 40.75 24.47 207.29 18.54 6.11 40.85 24.12 41.05 48.23 37.32 41.04 40.80 36.16 76.25 72.65 71.27 99.68 50.35 15.74 30.49 171.03 116.59 17.70 239.94 3.22 26.00 Name Tick Sym Yld P/E Last Div Chg. Amt. 76.19 16.61 0.53 28.83 38.85 9.51 11.68 9.70 23.35 61.80 176.25 59.32 59.21 87.99 31.63 4.97 296.27 13.55 46.18 44.35 0.48 8.85 23.29 52.42 46.77 1.91 3.42 4.49 6.26 23.19 6.87 4.94 67.44 0.81 15.23 5.20 5.16 56.59 28.23 48.25 0.02 20.08 28.35 19.40 132.98 13.68 2.27 28.35 14.00 28.25 25.48 21.03 28.30 32.75 21.77 52.82 53.52 52.59 66.47 30.18 6.45 17.85 65.88 87.87 6.09 115.66 0.76 16.40 Blackstone BlackstoneMtg BlendLabs BlockHR Block BloomEnergy BlueOwlCapital BlueOwlCapital BluegreenVac BlueLinx Boeing BoiseCascade BootBarn BoozAllen BorgWarner BorrDrilling BostonBeer BostonOmaha BostonProps BostonSci BowFlex Bowlero Box BoydGaming Brady BraemarHtls BrandywineRealty BrasilAgro Braskem BreadFinancial BridgeInvt BrightHealth BrightHorizons BrightScholar BrightSphere BrightSpire BrightView Brink's BrinkerIntl BristolMyers BristolMyersRt Bristow BritishAmTob BrixmorProp BroadridgeFinl Broadstone BrookdaleSrLiving BrookfieldAsset BrookfieldBus Brookfield BrookfieldInfr BrookfieldInfr BrookfieldReinsur BrookfieldReinsA1 BrookfieldRenew Brown&Brown Brown-Forman A Brown-Forman B Brunswick Buckle Buenaventura Build-A-Bear BuildersFirst BungeGlobal BurfordCapital BurlingtonStrs ButterflyNtwk BylineBancorp BX 2.7 BXMT11.7 BLND ... HRB 2.7 SQ ... BE ... OBDC 9.4 OWL 3.8 BVH 1.1 BXC ... BA ... BCC .6 BOOT ... BAH 1.5 BWA 1.3 BORR .0 SAM ... BOC ... BXP 5.6 BSX ... BFX ... BOWL ... BOX ... BYD 1.0 BRC 1.6 BHR 8.0 BDN 10.9 LND 12.2 BAK ... BFH 2.6 BRDG 7.0 BHG ... BFAM ... BEDU ... BSIG .2 BRSP11.0 BV ... BCO 1.1 EAT ... BMY 4.6 CELG.RT ... VTOL ... BTI 9.2 BRX 4.8 BR 1.6 BNL 6.8 BKD ... BAM 3.3 BBUC 1.1 BN .7 BIPC 4.4 BIP 5.0 BNRE .0 BNRE.A .0 BEPC 4.6 BRO .7 BF.A 1.5 BF.B 1.6 BC 1.8 BKE 3.1 BVN .6 BBW .0 BLDR ... BG 2.7 BUR 1.7 BURL ... BFLY ... BY 1.6 51 19 dd 13 dd dd 7 cc 20 10 dd 10 13 56 11 dd 48 cc 58 71 dd 22 cc 9 16 dd dd 10 dd 3 dd dd 63 ... 11 cc dd 28 13 13 ... dd 7 20 35 17 dd 8 8 dd 6 91 ... ... 7 26 35 34 13 10 39 7 14 8 ... 42 dd 9 122.21 21.23 2.53 46.77 66.96 13.77 14.96 14.71 74.88 109.65 249.00 128.22 71.40 123.77 34.99 7.17 327.25 15.53 70.36 58.16 .67 13.88 24.67 62.28 60.05 2.50 5.51 5.22 8.29 32.51 9.73 11.47 94.90 1.37 18.38 7.30 7.79 82.48 39.80 52.23 .08 27.62 30.28 22.58 196.35 16.73 5.58 38.33 21.96 38.52 34.75 30.30 38.55 38.44 29.64 69.60 57.44 55.09 89.64 44.93 14.99 22.57 159.78 98.02 14.76 190.05 1.01 23.07 –8.71 .80 –0.04 .62 –0.02 ... –1.60 .32 –10.39 ... –1.03 ... +0.20 .35 –0.19 .14 –0.24 .20 –3.66 ... –11.66 ... –1.145.00 –5.36 ... –4.14 .47 –0.86 .17 –0.19 .05 –18.34 ... –0.20 ... +0.19 .98 +0.35 ... –0.10 ... –0.28 ... –0.94 ... –0.33 .16 +1.36 .235 ... .05 +0.11 .15 –0.06 .621 –0.53 ... –0.43 .21 –0.05 .17 +3.84 ... +0.66 ... +0.12 ... –0.78 .01 –0.14 .20 –0.63 ... –5.47 .22 –3.38 ... +0.92 .60 –0.01 ... –0.65 ... +0.99.7006 –0.69.2725 –9.40 .80 –0.49 .285 –0.24 ... –1.84 .32 –1.32.0625 –1.60 .07 –0.53.3825 –1.19.3825 –1.82 .07 –1.56 .07 +0.85.3375 –1.51 .13 –2.15.2178 –2.01.2178 –7.11 .40 –2.59 2.50 –0.25 .073 –0.42 1.50 –7.16 ... –2.93.6625 –0.84.0625 –4.43 ... –0.07 ... –0.49 .09 275.79 29.05 0.58 45.22 19.90 64.63 60.08 83.35 3.34 49.87 36.17 9.77 19.95 CACI Intl CAVA CBD Pao CBIZ CBL&Assoc CBRE Group CF Industries CGI A CI&T CMS Energy CNA Fin CNH Indl CNO Financial CACI ... CAVA ... CBD ... CBZ ... CBL 6.1 CBRE ... CF 2.0 GIB ... CINT ... CMS 3.3 CNA 3.9 CNHI 3.3 CNO 2.2 20 dd dd 25 dd 46 8 20 21 23 11 7 11 323.36 41.15 .81 60.70 24.60 87.05 81.14 101.84 5.05 59.34 43.38 12.06 27.19 –0.50 ... –1.83 ... +0.01 ... –1.89 ... +0.18 .375 –6.04 ... +1.64 .40 –5.37 ... –0.21 ... +1.27.4875 +1.07 .42 –0.12.3823 –0.71 .15 C 359.33 58.10 1.49 63.12 27.38 94.27 91.23 109.16 8.60 65.72 45.42 17.98 28.39
36 BARRON’S D ATA For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com –52-Week– High Low 23.68 114.30 28.69 69.47 10.77 20.10 49.59 48.87 4.96 39.36 118.38 93.25 861.89 86.67 57.40 18.91 31.45 33.62 25.04 31.99 58.44 63.92 71.59 44.49 127.60 46.95 57.24 32.88 24.73 48.92 127.15 68.74 85.40 1.51 25.51 190.00 134.26 69.25 108.85 23.49 318.74 87.50 19.74 17.95 74.06 35.99 60.04 22.84 86.76 62.59 74.49 299.20 10.67 680.00 47.95 159.06 30.36 5.60 8.46 212.83 21.37 79.98 31.47 7.71 71.97 8.82 24.55 9.58 92.14 79.66 13.65 262.00 184.65 14.38 3.58 26.51 596.91 39.05 7.24 132.91 187.81 52.88 7.81 4.45 12.50 2348.42 136.02 231.37 41.58 100.52 10.80 54.25 319.92 19.85 54.75 44.82 4.00 10.24 36.88 86.58 11.99 16.98 179.49 14.36 49.35 21.59 42.12 5.07 15.63 35.50 10.48 0.58 22.60 60.50 64.41 506.18 63.73 31.37 16.52 16.95 16.58 18.89 16.85 34.02 45.44 31.95 28.62 82.81 23.09 37.94 16.18 9.80 34.35 103.96 48.81 68.92 0.92 15.93 3.60 83.93 34.17 68.53 17.86 203.66 55.77 8.37 7.65 37.82 18.06 40.28 13.70 60.66 4.23 31.45 204.04 6.54 7.26 34.04 97.12 10.50 4.65 4.41 147.48 14.97 60.83 25.42 4.51 46.74 5.67 13.22 4.69 54.01 55.62 1.79 161.65 101.44 8.92 1.64 7.32 481.99 22.88 2.77 83.80 140.72 16.53 4.45 1.61 6.92 1365.12 109.19 183.40 35.45 78.63 10.00 39.94 240.50 8.33 38.17 22.77 1.64 3.46 17.87 55.00 6.07 9.60 111.18 Name CNX Resources CONSOL Energy COPTDefenseProp CRH CS Disco CTO Realty CTS C3.ai Curo CVR Energy CVR Partners CVS Health CableOne Cabot Cactus Cadeler CadenceBank Cadre CAE Caleres CaliforniaRscs CalWtrSvc Calix CallonPetrol CamdenProperty Cameco CampbellSoup CampingWorld CanadaGoose CIBC CanNtlRlwy CanadianNatRscs CdnPacKC Cango Cannae CanoHealth CapitalOne Capri CardinalHealth CareTrustREIT Carlisle CarMax Carnival Carnival CarpenterTech CarriageSvcs CarrierGlobal Cars.com Carter's Carvana Catalent Caterpillar Cato Cazoo CedarFairRec Celanese Celestica CementosPacasm Cemex Cencora CenovusEnergy Centene CenterPointEner CenterraGold Centerspace CentraisElBras CentralPacFin CentralPuerto CenturyComm CeridianHCM ChargePoint CharlesRiverLabs ChartIndustries ChathamLodging CheetahMobile Chegg Chemed Chemours CherryHillMtg ChesapeakeUtil Chevron Chewy ChimeraInvt ChinaGreenAg ChinaYuchai Chipotle ChoiceHotels Chubb ChunghwaTel Church&Dwight ChurchillVII A Ciena Cigna Cinemark Citigroup CitizensFin Citizens CityOfficeREIT Civeo CivitasRscs Clarivate ClarosMtg CleanHarbors January 8, 2024 NEW YORK STOCK EXCHANGE COMPOSITE LIST Tick Sym Yld P/E CNX ... CEIX 2.1 CDP 4.5 CRH 2.0 LAW ... CTO 8.9 CTS .4 AI ... CURO ... CVI 6.4 UAN 38.3 CVS 3.3 CABO 2.2 CBT 2.1 WHD 1.1 CDLR ... CADE 3.3 CDRE 1.0 CAE ... CAL .9 CRC 2.4 CWT 2.1 CALX ... CPE ... CPT 4.1 CCJ ... CPB 3.4 CWH 2.0 GOOS ... CM 5.3 CNI 1.9 CNQ 4.3 CP .8 CANG ... CNNE ... CANO ... COF 1.8 CPRI ... CAH 1.9 CTRE 5.1 CSL 1.1 KMX ... CCL ... CUK ... CRS 1.2 CSV 1.8 CARR 1.4 CARS ... CRI 4.0 CVNA ... CTLT ... CAT 1.8 CATO 9.7 CZOO ... FUN 3.2 CE 1.9 CLS ... CPAC ... CX ... COR 1.0 CVE 1.9 CNC ... CNP 2.7 CGAU 3.6 CSR 5.4 EBR .5 CPF 5.4 CEPU ... CCS 1.1 CDAY ... CHPT ... CRL ... GTLS ... CLDT 2.6 CMCM ... CHGG ... CHE .3 CC 3.2 CHMI15.2 CPK 2.3 CVX 4.0 CHWY ... CIM 9.0 CGA ... CYD 3.4 CMG ... CHH 1.0 CB 1.5 CHT 3.0 CHD 1.2 CVII ... CIEN ... CI 1.6 CNK ... C 3.9 CFG 5.0 CIA ... CIO 6.4 CVEO 4.4 CIVI 11.4 CLVT ... CMTG 9.6 CLH ... 2 5 dd 17 dd dd 23 dd dd 4 3 12 43 10 19 14 14 33 31 7 8 68 63 4 47 93 16 cc 23 12 23 14 24 dd dd dd 10 19 cc 52 21 23 dd dd 31 13 40 10 14 dd dd 16 dd dd 13 8 17 9 25 25 10 17 23 dd 24 30 8 27 11 cc dd 24 dd cc dd dd 35 dd dd 21 11 cc 10 dd 8 53 21 13 25 54 cc 27 18 25 9 8 8 dd dd 7 39 dd 25 Last 20.66 104.50 25.45 66.87 7.39 17.10 42.60 27.26 .80 31.19 69.55 81.42 538.11 77.51 43.42 18.07 28.80 31.35 21.33 29.48 51.57 49.17 43.20 35.12 98.19 42.25 43.61 24.75 11.40 47.68 125.88 67.07 78.63 1.00 20.66 3.99 132.42 50.69 105.72 21.79 306.25 73.00 17.33 15.78 66.84 24.70 55.72 17.16 74.40 46.87 45.73 288.93 7.04 8.09 37.37 150.13 27.91 5.02 7.68 211.36 16.50 77.38 29.24 5.71 54.25 8.48 19.19 8.93 85.27 63.15 2.23 223.89 133.13 10.87 2.21 10.78 566.18 31.28 3.94 102.98 150.40 20.43 4.90 3.21 8.20 2212.80 114.62 227.70 38.17 93.87 10.52 46.43 313.59 13.78 54.33 33.37 2.74 6.25 22.69 66.61 8.67 12.89 164.70 Div Chg. Amt. +0.66 ... +3.97 1.10 –0.18 .285 –2.29 1.08 –0.20 ... –0.23 .38 –1.14 .04 –1.45 ... ... ... +0.89 1.50 +4.05 1.55 +2.46 .665 –18.48 2.95 –5.99 .40 –1.98 .12 –0.33 ... –0.79 .235 –1.54 .08 –0.26 ... –1.25 .07 –3.11 .31 –2.70 .26 –0.49 ... +2.72 ... –1.10 1.00 –0.85 ... +0.38 .37 –1.51 .125 –0.45 ... –0.46.6612 +0.25.5734 +1.55.7373 –0.43.1417 –0.02 ... +1.15 ... –1.88 ... +1.30 .60 +0.45 ... +4.92.5006 –0.59 .28 –6.18 .85 –3.74 ... –1.21 ... –1.08 ... –3.96 .20 –0.31.1125 –1.73 .19 –1.81 ... –0.49 .75 –6.07 ... +0.80 ... –6.74 1.30 –0.10 .17 –1.41 ... –2.43 .30 –5.24 .70 –1.37 ... –0.12 ... –0.07 ... +5.98 .51 –0.15.1035 +3.17 ... +0.67 .20 –0.25.0522 –3.95 .73 –0.14.0443 –0.49 .26 –0.17 ... –5.87 .23 –3.97 ... –0.11 ... –12.51 ... –3.20 ... +0.15 .07 –0.07 ... –0.58 ... –18.57 .40 –0.26 .25 –0.10 .15 –2.65 .59 +1.24 1.51 –3.20 ... –0.09 .11 +0.18 ... –0.18 .28 –74.16 ... +1.32.2875 +1.70 .86 –0.901.4779 –0.69.2725 +0.02 ... +1.42 ... +14.14 1.23 –0.31 ... +2.89 .53 +0.23 .42 +0.05 ... +0.14 .10 –0.16 .25 –1.77 1.09 –0.59 ... –0.74 .25 –9.81 ... –52-Week– High Low 2.14 35.00 21.89 40.08 33.23 35.14 22.83 7.25 178.21 86.91 4.10 64.99 99.34 4.55 78.87 60.46 82.09 77.34 211.61 58.09 64.86 8.01 43.88 15.54 4.40 2.75 8.91 8.25 4.03 17.74 22.94 5.16 47.68 13.67 41.30 10.90 11.55 1.81 138.47 127.35 100.92 12.15 273.65 20.68 5.80 15.05 14.50 22.74 121.20 40.70 27.95 23.39 35.48 15.06 37.10 40.42 16.90 65.21 17.51 11.85 29.89 13.46 19.99 21.26 28.66 118.71 63.36 13.68 13.51 160.15 14.22 8.59 30.40 153.98 96.35 10.69 48.93 139.33 5.99 265.28 224.74 15.63 7.64 60.09 Name Tick Sym Yld P/E Last Div Chg. Amt. 0.99 15.28 13.02 29.22 17.47 18.59 13.61 4.40 114.69 37.56 1.41 51.55 66.72 2.00 50.05 26.29 67.62 28.40 112.74 39.85 35.38 2.01 25.18 8.45 2.80 1.92 4.92 7.32 2.11 10.82 16.88 1.82 22.40 8.29 25.16 9.95 10.23 0.92 88.01 91.53 80.46 10.09 208.45 12.78 1.56 5.52 11.00 9.87 78.12 20.25 16.69 14.01 12.50 7.84 25.26 28.96 8.63 43.22 10.13 7.71 22.25 9.00 12.67 9.91 17.40 67.28 35.92 5.33 5.26 116.42 9.17 5.59 13.51 84.72 75.61 9.87 33.17 82.25 4.20 203.18 156.76 6.24 4.42 6.87 ClearChannelOutdr ClearSecure ClearwaterAnalytic ClearwaterPaper ClearwayEnergyA ClearwayEnergyC Cleveland-Cliffs ClipperRealty Clorox Cloudflare CN Finance Coca-Cola Coca-Cola Femsa CoeurMining Cohen&Steers Coherent ColgatePalm Comerica ComfortSystems CommercialMetals CommBkSys CommunityHlthSys CommunityHlthcr SABESP EngGr-Cmg C EngGr-Cmg COPEL COPEL CiaSiderurgica CerveceriasUnid CompassDiversif Compass CompassMinerals ComstockRscs ConagraBrands ConcordAcqnIIA ConcordAcqnIII A ConcordMed Conmed ConocoPhillips ConEd ConstellationI A ConstBrands A Constellium ContainerStore Volaris Cool Cooper-Standard Copa Core&Main CoreLabs CorebridgeFin CoreCard CoreCivic Corning Vesta CorpAmAirports Corteva Cosan Costamare CoterraEnergy Coty Coupang Coursera CousinsProperties Crane CraneNXT CrawfordA Crawford B Credicorp CrescentEnergy CrescentPoint CrossTimbers CrownCastle Crown Holdings CrownPropA CubeSmart Cullen/Frost Culp Cummins Curtiss-Wright Cushman&Wkfd CustomTruck CustomersBancorp CCO ... YOU 1.7 CWAN ... CLW ... CWEN.A 5.1 CWEN 5.6 CLF ... CLPR 7.3 CLX 3.4 NET ... CNF ... KO 3.1 KOF 3.2 CDE ... CNS 3.3 COHR ... CL 2.4 CMA 5.0 FIX .5 CMC 1.3 CBU 3.5 CYH ... CHCT 7.1 SBS 1.5 CIG.C 8.0 CIG 10.6 ELP 3.0 ELPC ... SID 11.7 CCU 3.2 CODI 4.5 COMP ... CMP 2.7 CRK 5.6 CAG 5.0 CNDA ... CNDB ... CCM ... CNMD .7 COP 2.0 ED 3.5 CSTA ... STZ 1.4 CSTM ... TCS ... VLRS ... CLCO12.5 CPS ... CPA 3.2 CNM ... CLB .2 CRBG 4.0 CCRD ... CXW ... GLW 3.7 VTMX 1.5 CAAP ... CTVA 1.4 CSAN ... CMRE 4.1 CTRA 3.1 COTY ... CPNG ... COUR ... CUZ 5.2 CR .6 CXT 1.0 CRD.A 2.2 CRD.B 2.3 BAP ... CRGY 4.4 CPG 4.3 CRT 11.9 CCI 5.5 CCK 1.1 CPTK ... CUBE 4.4 CFR 3.4 CULP ... CMI 2.8 CW .4 CWK ... CTOS ... CUBI ... dd cc dd 7 54 58 29 dd cc dd 6 24 16 dd 26 dd 42 6 24 7 18 2 cc 17 7 5 ... 13 dd 18 dd dd 63 4 14 42 cc dd 58 13 14 cc 29 18 dd dd ... dd ... 19 20 8 28 24 45 9 12 36 dd 3 9 28 66 dd 42 ... 10 36 35 9 14 dd 9 32 22 27 27 10 dd 12 24 dd 23 8 1.70 21.57 19.55 36.00 25.05 26.85 19.17 5.24 141.29 76.28 2.27 59.67 90.56 2.83 69.09 41.17 79.98 56.51 195.89 48.22 50.86 3.38 25.40 14.79 3.08 2.32 8.32 7.60 3.91 12.61 22.10 3.41 22.54 8.90 28.21 10.42 10.58 1.05 106.88 116.53 93.52 11.05 247.53 18.56 2.35 8.87 13.08 17.64 103.02 39.42 17.49 23.27 12.79 13.83 30.57 38.44 15.79 47.33 15.70 11.35 25.66 11.52 15.74 18.80 24.39 114.42 54.23 12.52 12.10 145.83 12.11 6.92 17.58 113.77 91.23 10.68 46.17 107.56 5.54 238.16 217.73 9.91 6.20 51.81 –0.12 ... +0.92 .55 –0.48 ... –0.12 ... –0.53.3964 –0.58.3964 –1.25 ... –0.16 .095 –1.30 1.20 –6.98 ... +0.05 ... +0.74 .46 –4.081.6528 –0.43 ... –6.64 .57 –2.36 ... +0.27 .48 +0.70 .71 –9.78 .25 –1.82 .16 –1.25 .45 +0.25 ... –1.24 .455 –0.44.2527 –0.07.1216 ....1216 –0.16.1588 –0.27 ... –0.02.1175 +0.07.1146 –0.35 .25 –0.35 ... –2.78 .15 +0.05 .125 –0.45 .35 +0.04 ... +0.02 ... –0.05 ... –2.63 .20 +0.46 .58 +2.55 .81 ... ... +5.78 .89 –1.40 ... +0.07 ... –0.51 ... +0.36 .41 –1.90 ... –3.29 .82 –0.99 ... –0.17 .01 +1.61 .23 –1.04 ... –0.70 ... +0.12 .28 –1.18.1703 –0.27 ... –0.59 .16 +0.04 ... +0.94 .115 +0.14 .20 –0.90 ... –0.45 ... –0.57 ... +0.04 .32 –3.72 .18 –2.64 .14 –0.66 .07 –0.98 .07 –4.10 ... –1.10 .12 –0.01 .072 +0.02 .15 –1.421.565 –0.86 .24 +0.03 ... –0.18 .51 –0.93 .92 –0.25 ... –1.41 1.68 –5.06 .20 –0.89 ... +0.02 ... –5.81 ... 1.97 7.30 6.75 90.14 45.11 0.40 18.61 11.10 182.09 51.19 0.87 21.48 133.36 38.97 71.51 392.21 DHI Group DHT DRDGOLD DTE Energy DT Midstream D-WaveQuantum DXC Tech Dana Danaher Danaos DanimerScientific DaqoNewEnergy Darden DarlingIngred DaVita DeckersOutdoor DHX ... DHT 10.5 DRD 4.5 DTE 3.7 DTM 5.1 QBTS ... DXC ... DAN 2.9 DHR .4 DAC 4.0 DNMR ... DQ ... DRI 3.2 DAR ... DVA ... DECK ... 30 9 9 18 15 dd dd dd 29 3 dd 3 20 10 17 28 2.42 10.94 7.69 110.65 54.27 .82 22.53 13.67 230.29 79.37 .94 23.61 162.08 46.21 107.24 652.29 –0.17 ... +1.13 .19 –0.26.3463 +0.39 1.02 –0.53 .69 –0.06 ... –0.34 ... –0.94 .10 –1.05 .27 +5.31 .80 –0.08 ... –2.99 ... –2.22 1.31 –3.63 ... +2.48 ... –16.14 ... D 6.31 12.13 13.85 121.32 58.30 3.20 30.27 19.75 247.58 80.39 4.59 55.60 173.06 71.60 116.97 723.42 –52-Week– High Low 450.00 58.81 31.22 77.45 49.81 21.97 13.44 2.55 10.27 13.88 66.96 190.02 17.32 10.02 4.85 152.61 29.32 139.35 18.43 51.69 417.86 82.43 6.62 11.50 122.50 118.18 29.80 91.02 14.01 251.00 23.60 63.68 415.81 66.96 63.85 49.54 42.51 41.40 5.02 17.98 160.66 60.88 40.12 73.17 37.00 35.95 16.98 58.28 106.43 15.45 78.74 41.44 117.25 3.25 56.18 15.00 Name Tick Sym Yld P/E Last Div Chg. Amt. 345.55 36.50 19.39 35.96 30.60 13.61 6.14 0.61 4.91 8.85 42.59 135.63 9.50 7.14 2.82 100.98 16.50 86.33 9.99 19.39 272.58 42.00 1.45 10.31 79.04 78.73 13.88 71.06 9.75 101.09 3.86 39.18 285.84 57.05 35.71 16.08 20.38 23.15 1.57 10.09 127.25 47.26 19.71 51.17 9.32 20.56 8.93 40.24 83.06 8.68 62.80 22.67 77.33 2.31 35.39 9.57 Deere DelekLogistics DelekUS DellTechC DeltaAir Deluxe DesignerBrands DesktopMetal Despegar.com DeutscheBank DevonEnergy Diageo DiamondOffshore Diamondrock DianaShipping Dick's DieboldNixdorf DigitalRealty DigitalBridge DigitalOcean Dillard's DineBrands Dingdong DirectSellingA DiscoverFinSvcs Disney DiversifiedEnergy DolbyLab Dole DollarGeneral Doma DominionEner Domino's Donaldson DonnelleyFin DorianLPG DoubleVerify DouglasDynamics DouglasElliman DouglasEmmett Dover Dow Doximity DrReddy'sLab DreamFinders Dril-Quip DuckhornPtf Ducommun DukeEnergy Dun&Bradstreet DuPont DutchBros DycomInds DynagasLNG Dynatrace DynexCapital DE 1.5 DKL 9.4 DK 3.7 DELL ... DAL 1.0 DLX 5.9 DBI 2.4 DM ... DESP ... DB ... DVN 6.2 DEO 2.8 DO ... DRH 1.3 DSX 19.5 DKS 2.9 DBD ... DLR 3.7 DBRG .2 DOCN ... DDS .3 DIN 4.4 DDL ... DSAQ ... DFS 2.5 DIS .7 DEC ... DLB 1.4 DOLE 2.6 DG 1.7 DOMA ... D 5.4 DPZ 1.2 DCI 1.6 DFIN ... LPG .0 DV ... PLOW 4.4 DOUG .0 DEI 5.3 DOV 1.4 DOW 5.1 DOCS ... RDY .6 DFH ... DRQ ... NAPA ... DCO ... DUK 4.2 DNB 1.7 DD 1.9 BROS ... DY ... DLNG ... DT ... DX 12.7 11 13 25 21 8 30 5 dd dd 6 8 18 29 24 5 12 1 46 dd dd 8 10 dd dd 8 71 15 41 9 16 dd 25 27 22 22 8 cc 22 dd cc 20 30 48 19 13 dd 17 35 63 dd 8 cc 15 3 90 69 395.96 44.64 26.16 75.84 40.54 20.46 8.50 .62 9.43 13.73 45.94 141.51 12.47 9.36 3.20 138.93 28.84 130.83 17.09 35.34 372.74 45.86 1.50 10.89 111.85 90.90 15.75 84.32 12.52 135.76 4.42 49.04 400.03 63.56 59.31 47.80 34.25 26.67 2.88 14.31 147.49 54.82 28.10 70.53 32.89 22.40 9.71 51.63 98.54 11.97 76.69 31.11 109.06 2.92 51.75 12.29 –3.91 1.47 +1.471.045 +0.36 .24 –0.66 ... +0.31 .10 –0.99 .30 –0.35 .05 –0.13 ... –0.03 ... +0.18 ... +0.64 .57 –4.152.5088 –0.53 ... –0.03 .03 +0.23 .15 –8.02 1.00 –0.11 ... –3.75 1.22 –0.45 .01 –1.35 ... –30.91 .25 –3.79 .51 ... ... ... ... –0.55 .70 +0.61 .30 +0.75 ... –1.86 .30 +0.23 .08 –0.19 .59 –0.21 ... +2.04.6675 –12.20 1.21 –1.79 .25 –3.06 ... +3.93 1.00 –2.53 ... –3.01 .295 –0.07.0476 –0.19 .19 –6.32 .51 –0.02 .70 +0.06 ... +0.95.4877 –2.64 ... –0.87 ... –0.14 ... –0.43 ... +1.501.025 +0.27 .05 –0.24 .36 –0.56 ... –6.03 ... +0.12 ... –2.94 ... –0.23 .13 48.10 142.63 25.10 98.52 197.99 33.92 28.11 49.33 85.50 0.75 2.15 39.15 129.76 10.27 146.53 68.89 3.15 150.86 143.91 8.59 8.26 33.71 58.82 60.57 7.88 46.18 8.12 0.31 17.08 412.00 10.82 5.09 12.44 8.63 11.49 11.11 3.26 2.20 1.81 76.94 5.39 35.43 6.52 31.03 elfBeauty EMCOR ENI EOG Rscs EPAM Systems EPR Prop EQT ESAB ESCO Tech ESSTech E2open EagleBulkShip EagleMaterials EasterlyGovtProp EastGroup EastmanChem EastmanKodak Eaton Ecolab Ecopetrol Ecovyst EdgewellPersonal EdisonIntl EdwardsLife ElancoAnimal Elastic EldoradoGold ElectriqPower ElementSolns ElevanceHealth EllingtonFin EllingtonResiMtg ElmeComms EmbotellAndinaA EmbotellAndinaB Embraer EmeraldHldg Emeren EmergentBiosol EmersonElec EmpireStateRealty EmployersHldgs EmpresaDisCom Enbridge ELF ... EME .3 E ... EOG 3.0 EPAM ... EPR 6.9 EQT 1.6 ESAB .3 ESE .3 GWH ... ETWO ... EGLE .7 EXP .5 DEA 7.9 EGP 2.8 EMN 3.6 KODK ... ETN 1.5 ECL 1.2 EC 18.4 ECVT ... EPC 1.7 EIX 4.3 EW ... ELAN ... ESTC ... EGO ... ELIQ ... ESI 1.4 ELV 1.2 EFC 8.8 EARN15.8 ELME 5.0 AKO.A 6.8 AKO.B 5.7 ERJ ... EEX ... SOL ... EBS ... EMR 2.2 ESRT 1.4 EIG 2.8 EDN ... ENB 7.3 65 18 10 9 36 25 5 24 29 dd dd 25 15 41 45 18 6 31 45 5 18 16 23 31 dd dd dd 68 cc 19 11 16 dd 11 13 dd dd 46 dd dd 30 9 5 33 138.02 212.45 33.86 120.38 288.85 47.79 38.71 84.42 103.81 1.05 4.04 56.22 200.12 13.41 179.32 89.19 3.62 234.86 195.25 12.55 9.26 35.59 72.57 72.85 15.45 104.10 11.96 .33 22.35 480.03 12.24 6.08 14.28 11.90 15.66 17.50 6.04 2.50 2.20 95.47 9.81 39.61 18.39 36.70 –6.32 ... –2.98 .18 –0.15 ... –0.57 .91 –8.49 ... –0.66 .275 +0.05.1575 –2.20 .06 –13.22 .08 –0.09 ... –0.35 ... +0.82 .10 –2.72 .25 –0.03 .265 –4.22 1.27 –0.63 .81 –0.28 ... –5.96 .86 –3.10 .57 +0.63.1479 –0.51 ... –1.04 .15 +1.08 .78 –3.40 ... +0.55 ... –8.60 ... –1.01 ... +0.01 ... –0.79 .08 +8.47 1.48 –0.47 .09 –0.05 .08 –0.32 .18 –1.10.1442 +0.75.1586 –0.95 ... +0.06 ... –0.23 ... –0.20 ... –1.86 .525 +0.12 .035 +0.21 .28 –0.98 ... +0.68.6731 E 153.53 227.50 34.30 137.95 385.96 49.10 45.23 87.98 118.60 2.57 7.21 67.09 206.47 16.79 188.85 92.21 6.34 241.97 201.62 13.14 12.35 46.13 74.92 94.87 15.94 118.24 13.71 11.85 23.75 508.78 14.42 8.15 19.82 13.50 17.66 20.13 6.42 5.60 16.66 100.62 10.15 46.12 21.80 42.11 –52-Week– High Low 72.06 95.00 26.26 4.55 3.90 8.36 37.89 14.15 5.51 32.94 18.17 113.34 12.32 23.10 16.64 23.17 58.64 66.71 10.89 161.66 111.90 27.95 7.33 69.22 10.01 43.29 52.00 2.74 252.60 34.73 34.80 10.71 34.99 26.42 74.40 69.45 1.75 16.36 24.38 53.91 26.43 49.28 252.85 283.62 36.20 19.18 11.05 11.91 174.04 11.91 417.92 19.85 86.84 42.03 36.70 25.52 129.18 29.40 25.04 170.30 120.70 Name B A R R ON S .C OM / D ATA Tick Sym Yld P/E Last Div Chg. Amt. 51.15 44.62 17.65 1.77 2.10 3.94 27.68 11.45 1.35 22.94 12.84 73.24 7.37 15.45 7.12 18.94 35.30 43.04 10.00 91.74 87.10 24.66 3.35 33.12 5.64 20.00 0.61 1.00 159.95 25.23 21.89 4.60 20.50 18.10 60.47 52.57 1.32 10.40 11.35 36.53 20.49 32.07 195.03 102.22 24.76 12.94 5.10 5.72 104.36 10.24 331.08 9.94 52.03 31.55 23.33 13.70 102.89 7.36 14.33 101.19 97.48 EncompassHealth Endava Endeavor EndeavourSilver EnelChile Enerflex Energizer EnergyTransfer EnergyVault EnerpacTool Enerplus EnerSys Enfusion EngageSmart Enhabit Ennis EnovaIntl Enovis EnphysAcqnA Enpro Entergy EnterpriseProd Entravision Envestnet Enviri Envista Enviva EnzoBiochem Equifax Equinor Equitable EquitransMdstm EquityBcshs EquityCommnwlth EquityLife EquityResdntl EquusTotReturn ErmenegildoZegna EroCopper EssentGroup EssentialProp EssentialUtil EssexProp EsteeLauder EthanAllen Euronav EveHolding Eventbrite EvercoreA EverestConsolA Everest Everi EversourceEner Evertec EvolentHealth ExcelerateEner ExpeditorsIntl Express Expro ExtraSpaceSt ExxonMobil EHC .9 DAVA ... EDR 1.0 EXK ... ENIC 9.6 EFXT 1.6 ENR 3.9 ET 9.0 NRGV ... EPAC .1 ERF 1.3 ENS .9 ENFN ... ESMT ... EHAB ... EBF 4.7 ENVA ... ENOV ... NFYS ... NPO .8 ETR 4.3 EPD 7.5 EVC 5.0 ENV ... NVRI ... NVST ... EVA .0 ENZ ... EFX .7 EQNR 2.8 EQH 2.7 ETRN 5.6 EQBK 1.3 EQC .0 ELS 2.6 EQR 4.4 EQS ... ZGN 1.0 ERO ... ESNT 1.9 EPRT 4.5 WTRG 3.3 ESS 3.8 EL 1.9 ETD 4.8 EURN13.0 EVEX ... EB ... EVR 1.8 MNTN ... EG 1.9 EVRI ... ES 4.3 EVTC .5 EVH ... EE .7 EXPD 1.1 EXPR ... XPRO ... EXR 4.1 XOM 3.7 19 47 dd 32 3 dd 16 13 dd 28 5 17 cc cc dd 12 9 dd 30 20 15 11 cc dd dd 22 dd dd 56 6 10 15 11 28 44 34 2 31 19 8 22 21 30 90 8 5 dd dd 21 dd 7 9 19 27 dd 17 24 0 cc 29 10 68.04 74.65 23.53 1.85 3.12 4.51 30.54 13.95 1.98 28.71 14.92 96.48 9.17 22.93 9.76 21.18 55.03 56.21 10.69 144.71 103.94 26.70 4.00 48.28 8.49 23.38 .79 1.36 237.02 32.03 33.05 10.67 34.25 19.50 69.04 60.70 1.57 10.93 16.39 52.85 25.47 37.69 243.58 137.30 30.00 17.60 7.28 7.93 166.59 10.91 371.41 10.80 62.07 39.26 32.36 14.57 128.52 8.41 16.80 158.08 102.63 +1.32 .15 –3.20 ... –0.20 .06 –0.12 ... –0.12.3076 –0.16.0184 –1.14 .30 +0.15.3125 –0.35 ... –2.38 .04 –0.42.0607 –4.48 .225 –0.53 ... +0.03 ... –0.59 ... –0.73 .25 –0.33 ... +0.19 ... +0.02 ... –12.03 .29 +2.75 1.13 +0.35 .50 –0.17 .05 –1.24 ... –0.51 ... –0.68 ... –0.20 .905 –0.03 ... –10.27 .39 +0.39 .30 –0.25 .22 +0.49 .15 +0.35 .12 +0.30 4.25 –1.50.4475 –0.46.6625 +0.12 ... –0.64 .109 +0.60 ... +0.11 .25 –0.09 .285 +0.34.3071 –4.36 2.31 –8.95 .66 –1.92 .36 +0.01 .57 –0.04 ... –0.43 ... –4.46 .76 –0.03 ... +17.83 1.75 –0.47 ... +0.35 .675 –1.68 .05 –0.67 ... –0.89 .025 +1.32 .69 +0.04 ... +0.88 ... –2.25 1.62 +2.65 .95 14.76 24.34 5.16 49.49 10.09 1.40 17.07 154.60 90.19 377.89 575.39 9.44 7.97 2.99 97.00 115.31 85.27 47.83 30.23 180.88 123.17 216.20 11.55 31.84 46.91 0.68 3.55 49.55 10.18 11.16 3.69 8.99 40.44 4.38 32.18 0.65 99.85 1.30 2.00 F&GAnnuities FB Financial Figs FMC FNB FreyrBattery FS KKR Cap FTI Consulting Fabrinet FactSet FairIsaac FarmlandPtrs Fastly FathomDigital FedAgriMtg A FedAgriMtg C FederalRealty FederalSignal FederatedHermes FedEx Ferguson Ferrari FidelisInsurance FidNatlFinl FidNatlInfo FinanceofAm FinVolution FirstAmerFin FirstBanCorp FirstCmwlthFin FirstFoundation FirstHorizon FirstIndRlty FirstMajestic FirstEnergy FiscalNote Fiserv Fisker FivePoint FG 1.9 FBK 1.5 FIGS ... FMC 3.8 FNB 3.5 FREY ... FSK 12.4 FCN ... FN ... FDS .9 FICO ... FPI 2.0 FSLY ... FATH ... AGM.A 2.9 AGM 2.4 FRT 4.3 FSS .6 FHI 3.4 FDX 2.0 FERG 1.7 RACE .6 FIHL ... FNF 3.9 FIS 3.4 FOA ... FINV 4.0 FAF 3.4 FBP 3.5 FCF 3.4 FFWM .4 FHN 4.1 FR 2.5 AG .3 FE 4.3 NOTE ... FI ... FSR ... FPH ... 38 14 70 15 9 dd 9 29 27 37 66 40 dd dd 10 12 30 30 11 16 21 48 ... 20 dd dd 4 27 10 10 dd 9 26 dd 42 dd 28 dd 12 42.87 38.84 6.15 60.78 13.71 1.72 20.72 194.72 184.29 456.58 1115.46 11.88 16.17 4.67 151.46 186.88 101.97 72.14 33.27 246.81 187.15 334.93 12.26 48.85 61.41 .95 4.87 61.66 15.97 14.83 9.95 14.49 51.82 5.57 38.13 1.01 132.57 1.33 3.03 –3.13 .21 –1.01 .15 –0.80 ... –2.27 .58 –0.06 .12 –0.15 ... +0.75 .05 –4.43 ... –6.04 ... –20.47 .98 –48.55 ... –0.60 .06 –1.63 ... +0.21 ... –5.66 1.10 –4.34 1.10 –1.08 1.09 –4.60 .10 –0.59 .28 –6.16 1.26 –5.92 .79 –3.501.9963 –0.41 ... –2.17 .48 +1.34 .52 –0.15 ... –0.03 .215 –2.78 .53 –0.48 .14 –0.61 .125 +0.27 .01 +0.33 .15 –0.85 .32 –0.58.0046 +1.47 .41 –0.13 ... –0.27 ... –0.42 ... –0.04 ... F 48.14 41.00 10.20 133.37 14.68 11.16 20.99 232.15 199.99 478.60 1185.42 13.66 24.31 39.24 159.49 198.17 115.08 78.54 45.55 285.53 194.13 372.42 15.30 51.48 79.32 2.25 6.05 65.55 17.15 16.53 16.70 24.90 55.51 9.07 43.31 6.60 136.49 8.66 3.74 –52-Week– High Low 47.66 12.50 284.39 35.97 116.70 9.24 29.23 41.99 40.77 133.62 47.22 15.42 34.92 4.02 46.28 79.90 4.20 80.33 33.84 29.30 161.25 14.92 49.77 34.37 46.73 27.72 32.49 22.95 3.87 10.18 83.64 10.31 Name Tick Sym Yld P/E Last Div Chg. Amt. 20.04 10.04 180.84 27.76 74.41 2.90 19.64 29.99 25.69 78.71 14.84 9.63 13.72 1.10 36.30 62.70 2.58 54.10 19.31 20.51 102.29 11.08 32.19 21.88 32.83 16.37 21.41 11.10 0.96 5.41 62.57 5.27 FiverrIntl FlameAcqnA FleetCorTech FlexLNG Floor&Decor FlotekIndustries FlowersFoods Flowserve Fluor FomentoEconMex FootLocker FordMotor Forestar ForgeGlobal Fortis Fortive FortunaSilver FortuneBrands ForumEnergyTech FourCornersProp Franco-Nevada FrankBSPRealty FranklinCovey FranklinRscs FreeportMcM FreseniusMedCare FreshDelMonte Frontline fuboTV FullTruck FullerHB FutureFuel FVRR ... FLME ... FLT ... FLNG 9.6 FND ... FTK ... FLO 4.0 FLS 2.0 FLR ... FMX 1.1 FL 5.5 F 5.1 FOR ... FRGE ... FTS 4.1 FTV .4 FSM ... FBIN 1.3 FET ... FCPT 5.5 FNV 1.2 FBRT10.6 FC ... BEN 4.3 FCX 1.4 FMS 2.0 FDP 2.8 FRO 15.4 FUBO ... YMM ... FUL 1.1 FF 4.0 dd dd 22 12 40 dd 36 21 62 12 35 8 10 dd 18 31 dd 22 dd 23 31 22 32 17 28 20 12 7 dd 28 29 9 26.04 11.88 280.76 31.27 104.53 3.60 22.80 39.94 38.31 126.35 29.12 11.85 33.97 2.76 41.63 71.44 3.65 74.72 22.58 25.02 110.04 13.35 40.66 28.88 41.41 20.57 27.10 22.24 2.93 6.73 77.82 6.00 –1.18 ... +0.49 ... –1.85 ... +2.21 .75 –7.03 ... –0.32 ... +0.29 .23 –1.28 .20 –0.86 ... –4.001.0138 –2.03 .40 –0.34 .15 +0.90 ... –0.67 ... +0.50 .435 –2.19 .08 –0.21 ... –1.42 .24 +0.41 ... –0.28 .345 –0.77 .34 –0.16 .355 –2.87 ... –0.91 .31 –1.16 .075 –0.26.6181 +0.85 .20 +2.19 .30 –0.25 ... –0.28 ... –3.59 .205 –0.08 .06 97.21 6.94 26.87 50.33 2.00 33.20 43.57 174.45 11.83 1.62 2.22 7.22 93.22 292.60 10.68 3.51 12.39 79.86 202.35 70.75 60.33 26.30 10.12 17.31 8.05 8.28 3.41 29.41 126.35 4.51 8.05 4.20 0.14 3.42 25.95 26.98 1.12 26.77 1.30 44.03 4.01 4.76 24.14 20.52 8.04 7.56 27.07 94.05 16.08 135.41 102.23 43.39 67.44 8.89 12.75 289.36 22.92 65.93 1.88 9.11 545.00 543.46 33.74 3.97 4.82 20.07 5.97 6.24 GATX GEO Group GFLEnvironmental GMS GOL Linhas GSK GXO Logistics Gallagher GameStop Gannett GaotuTechedu Gap Garmin Gartner GatesIndustrial GatosSilver GencoShipping Generac GeneralDynamics GeneralElec GeneralMills GeneralMotors GenAsia I A Genesco GenesisEnergy GenieEnergy GeniusSports Genpact GenuineParts GenworthFin GeoPark Gerdau Getaround GettyImages GettyRealty Gildan GinkgoBioworks GlacierBancorp Glatfelter Glaukos GlobalBlue GlblBusTravel GlobalIndemnity GlobalIndl GlobalMedREIT GlobalNetLease GlobalPtrs GlobalPayments GlobalShipLease Globant GlobeLife GlobusMedical GoDaddy GoldFields GoldmanSachsBDC GoldmanSachs Gorman-Rupp Graco GrafTechIntl Graham GrahamHoldings Grainger GraniteConstr GranitePointMtg GraniteRidge GraphicPkg GrayTelevision GrayTelevision A GATX 1.9 GEO ... GFL .2 GMS ... GOL ... GSK 3.5 GXO ... AJG 1.0 GME ... GCI ... GOTU ... GPS 2.9 GRMN 2.4 IT ... GTES ... GATO ... GNK 3.6 GNRC ... GD 2.1 GE .3 GIS 3.6 GM 1.0 GAQ ... GCO ... GEL 5.0 GNE 1.1 GENI ... G 1.6 GPC 2.8 GNW ... GPRK 5.7 GGB .5 GETR ... GETY ... GTY 6.2 GIL 2.3 DNA ... GBCI 3.3 GLT ... GKOS ... GB ... GBTG ... GBLI 3.1 GIC 2.2 GMRE 7.9 GNL 14.5 GLP 6.4 GPN .8 GSL 7.1 GLOB ... GL .7 GMED ... GDDY ... GFI 2.6 GSBD12.2 GS 2.8 GRC 2.2 GGG 1.2 EAF 2.0 GHM ... GHC 1.0 GWW .9 GVA 1.1 GPMT13.9 GRNT 7.6 GPK 1.6 GTN 3.6 GTN.A 3.7 18 13 dd 11 72 11 35 43 dd 17 38 cc 23 37 14 dd 68 46 21 14 16 5 36 dd 27 12 dd 15 15 8 4 5 dd dd 20 12 dd 18 dd dd 91 dd 21 20 44 dd 11 38 2 62 13 34 43 17 11 19 31 27 41 71 21 23 82 dd 4 12 12 12 118.45 10.67 32.31 78.69 3.21 39.21 58.99 225.28 15.96 2.33 3.76 20.79 122.85 425.37 13.15 5.92 16.90 117.62 253.90 126.29 64.99 35.99 10.95 31.06 12.09 27.01 5.66 34.19 136.62 6.72 9.33 4.75 .20 5.15 29.02 31.81 1.53 40.26 1.67 79.11 4.64 6.10 32.26 36.79 10.68 9.78 42.94 127.39 21.05 221.31 122.28 52.96 100.22 12.78 14.81 386.44 33.41 83.16 1.99 19.40 679.39 818.71 48.20 5.74 5.82 25.74 8.94 8.54 –1.77 .55 –0.16 ... –2.20 .013 –3.74 ... –0.41 ... +2.15.3613 –2.17 ... +0.40 .55 –1.57 ... +0.03 ... +0.14 ... –0.12 .15 –5.69 .73 –25.74 ... –0.27 ... –0.62 ... +0.31 .15 –11.62 ... –5.77 1.32 –1.34 .08 –0.15 .59 +0.07 .09 +0.08 ... –4.15 ... +0.51 .15 –1.12 .075 –0.52 ... –0.52.1375 –1.88 .95 +0.04 ... +0.76 .134 –0.10.0962 –0.03 ... –0.10 ... –0.20 .45 –1.25 .186 –0.16 ... –1.06 .33 –0.27 ... –0.38 ... –0.09 ... –0.35 ... +0.02 .25 –2.05 .20 –0.42 .21 –0.17 .354 +0.63 .685 +0.39 .25 +1.23 .375 –16.67 ... +0.56 .225 –0.33 ... –5.94 ... –1.68.1717 +0.16 .45 +0.67 2.75 –2.12 .18 –3.60 .255 –0.20 .01 +0.43 ... –17.13 1.65 –9.98 1.86 –2.66 .13 –0.20 .20 –0.20 .11 +1.09 .10 –0.02 .08 –0.03 .08 G 133.01 12.42 39.06 84.65 5.59 39.31 67.57 254.00 27.65 3.60 5.49 22.08 129.32 469.58 14.93 7.49 19.84 156.95 261.39 129.20 90.89 43.63 11.20 51.04 12.78 30.90 8.45 48.58 181.37 6.93 16.17 6.34 0.81 8.22 36.49 37.65 2.55 50.03 4.87 86.53 7.60 8.05 37.00 39.74 11.79 15.28 43.62 138.07 21.83 250.39 125.02 80.04 107.82 17.78 16.52 389.47 36.69 87.94 6.74 19.93 702.40 841.00 52.24 7.07 9.21 27.56 14.40 14.05
January 8, 2024 NEW YORK STOCK EXCHANGE COMPOSITE LIST D ATA –52-Week– High Low 9.24 59.30 21.37 50.76 12.49 6.78 84.87 76.00 19.04 62.45 9.09 310.08 4.40 200.85 314.48 2.68 4.78 6.57 35.70 24.84 111.00 14.89 140.83 4.08 26.46 7.30 25.41 4.72 3.28 62.07 57.38 14.50 25.97 4.49 179.44 1.46 107.25 165.00 2.02 1.76 2.10 22.12 17.21 60.34 9.45 60.15 Name GreatAjax GreenBrickPtrs GreenDot Greenbrier GreenfireResources GreenTree Greif B Greif A GreystoneHousing Griffon Grindr Group1Auto GroveCollab GpoAeroportuar GpoAeroportSur GpoAvalAcc GpoSupervielle GrupoTelevisa GuarantyBcshrs Guess Guidewire GuildHldgs GulfportEnergy Tick Sym Yld P/E AJX 8.3 GRBK ... GDOT ... GBX 2.6 GFR ... GHG ... GEF.B 4.8 GEF 3.2 GHI 8.8 GFF 1.0 GRND ... GPI .6 GROV ... PAC 4.5 ASR 1.8 AVAL 6.4 SUPV ... TV 2.5 GNTY 2.9 GES 5.2 GWRE ... GHLD .0 GPOR ... dd 9 13 14 51 ... 8 10 9 42 dd 6 dd 17 15 42 6 dd 12 9 dd 22 1 Last 5.27 49.93 8.76 46.58 5.43 3.41 63.91 64.18 16.88 58.19 8.30 282.75 1.94 169.46 286.41 2.60 3.37 3.11 32.13 23.05 105.09 13.68 125.34 Div Chg. Amt. NYSE Cumulative Daily Breadth vs DJIA –0.03 .11 –2.01 ... –1.14 ... +2.40 .30 +0.57 ... –0.35 ... –2.10 .77 –1.41 .52 +0.09 .37 –2.76 .15 –0.48 ... –21.99 .45 +0.17 ... –5.761.943 –7.865.727 +0.17.0184 –0.69 ... –0.23.0985 –1.49 .23 –0.01 .30 –3.95 ... –0.41 .50 –7.86 ... Slow Start: The S&P 500 fell 1.5% in the firsts days of 2024. As markets took a breather, so did NYSE Composite breadth—falling for the first week in two months. NYSE losers outnumbered gainers, 2-to-1. Breadth For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com DJIA 600,000 37,800 Breadth 597,496 595,600 35,400 586,800 34,200 582,400 33,000 578,000 31,800 F 215.96 38.49 55.95 37.12 10.12 24.61 25.22 32.41 2.15 72.26 7.52 7.49 27.84 9.21 13.98 3.54 13.22 103.83 25.43 2.93 64.25 25.05 26.10 9.06 10.16 9.80 13.86 15.24 3.55 152.60 119.78 37.50 6.19 30.41 11.14 93.97 10.94 1.81 178.82 113.82 25.63 13.66 58.81 17.06 37.19 26.78 33.14 127.29 4.30 5.65 6.65 8.50 1.93 19.61 274.26 23.36 27.81 30.12 89.05 83.92 43.35 65.42 38.17 219.77 267.99 3.94 4.05 423.29 188.51 22.14 92.56 0.52 27.88 HCA Healthcare HCI Group HDFC Bank HF Sinclair HH&L Acqn HNI HP HSBC HUYA Haemonetics Hagerty Haleon Halliburton HamiltonBeach HamiltonIns Hanesbrands HannonArmstrong HanoverIns HarleyDavidson HarmonyGold HartfordFinl HavertyFurn HavertyFurn A HawaiianElec HaymakerAcqnCorp.4 Hayward HealthcareRealty HealthpeakProp HeclaMining Heico Heico A HeliosTech HelixEnergy Helm&Payne Herbalife HercHoldings HerculesCapital HeritageInsurance Hershey Hess HessMidstream HewlettPackard Hexcel HighwoodsProp Hillenbrand Hilltop HiltonGrandVac Hilton HimalayaShipping Hims&HersHealth Hippo HireRight Holley HomeBancShares HomeDepot HondaMotor HoraceMann HormelFoods DR Horton HoulihanLokey Hovnanian HowardHughes HowmetAerospace Hubbell HubSpot HudbayMinerals HudsonPacProp Humana HuntingIngalls Huntsman HyattHotels Hyliion HysterYaleMatls HCA .9 HCI 1.8 HDB .9 DINO 3.4 HHLA ... HNI 3.2 HPQ 3.7 HSBC 6.5 HUYA ... HAE ... HGTY ... HLN 1.2 HAL 1.8 HBB 2.4 HG ... HBI ... HASI 6.2 THG 2.7 HOG 1.9 HMY ... HIG 2.3 HVT 3.4 HVT.A 3.2 HE .0 HYAC ... HAYW ... HR 7.4 PEAK 6.1 HL .3 HEI .1 HEI.A .1 HLIO .9 HLX ... HP 2.8 HLF ... HRI 1.8 HTGC 9.3 HRTG ... HSY 2.5 HES 1.2 HESM 7.8 HPE 3.0 HXL .7 HIW 8.7 HI 2.0 HTH 1.9 HGV ... HLT .3 HSHP ... HIMS ... HIPO ... HRT ... HLLY ... HOMB 3.0 HD 2.4 HMC 2.6 HMN 4.0 HRL 3.5 DHI .8 HLI 1.9 HOV ... HHH ... HWM .4 HUBB 1.5 HUBS ... HBM ... HPP .0 HUM .8 HII 2.1 HUN 3.8 H .5 HYLN ... HY 2.0 14 21 20 5 dd 44 9 6 dd 33 dd 29 12 20 dd dd 70 dd 7 14 11 9 9 8 ... 43 dd 46 dd 59 47 27 73 9 7 11 9 6 20 28 16 11 38 18 25 21 14 36 dd dd dd cc cc 12 22 8 dd 22 11 30 6 dd 35 25 dd cc dd 19 19 55 29 dd 10 275.84 89.46 65.57 53.60 10.73 40.52 29.95 40.74 3.35 81.43 7.74 8.45 35.97 18.15 15.45 4.04 25.38 124.20 35.26 5.90 82.82 35.45 34.97 14.87 10.30 12.73 16.86 19.63 4.30 172.01 136.45 42.35 9.62 35.28 12.78 138.52 17.22 6.35 187.64 145.06 31.51 17.17 71.47 23.04 45.15 34.19 40.46 180.50 7.43 8.35 8.64 12.68 4.61 24.33 342.94 31.75 33.23 32.16 148.63 114.91 154.32 82.92 53.83 318.16 537.84 5.35 9.67 458.27 252.50 24.82 128.37 .82 63.79 +5.16 .60 +2.06 .40 –1.54.6968 –1.97 .45 +0.03 ... –1.31 .32 –0.14.2756 +0.20 .50 –0.31 ... –4.08 ... –0.06 ... +0.22.046 –0.18 .16 +0.66 .11 +0.50 ... –0.42 ... –2.20 .395 +2.78 .85 –1.58 .165 –0.25 ... +2.44 .47 –0.05 1.00 –0.61 .95 +0.68 .36 +0.03 ... –0.87 ... –0.37 .31 –0.17 .30 –0.51.0025 –6.86 .10 –5.99 .10 –3.00 .09 –0.66 ... –0.94 .17 –2.48 ... –10.37.6325 +0.55 .08 –0.17 ... +1.201.192 +0.90.4375 –0.12.6175 +0.19 .13 –2.28 .125 +0.08 .50 –2.70.2225 –1.02 .16 +0.28 ... –1.59 .15 +0.67 ... –0.55 ... –0.48 ... –0.77 ... –0.26 ... –1.00 .18 –3.61 2.09 +0.84.5905 +0.53 .33 +0.05.2825 –3.35 .30 –5.00 .55 –1.30 ... –2.63 ... –0.29 .05 –10.77 1.22 –42.70 ... –0.17 ... +0.36 .125 +0.46 .885 –7.14 1.30 –0.31.2375 –2.04 .15 +0.01 ... +1.60 .325 I 25.04 19.34 ICICI Bank 8.35 4.65 ICL Group IBN ICL .5 18 24.09 +0.25.1736 3.1 7 5.05 +0.04.0531 36,600 591,200 H 304.86 95.26 71.76 62.20 11.30 43.22 33.90 42.47 6.50 95.26 10.42 9.05 43.85 18.68 16.35 8.80 39.67 148.78 51.77 6.58 83.04 38.85 40.00 43.71 10.35 15.22 22.36 28.43 7.00 191.00 150.42 72.61 11.88 51.25 21.33 162.47 18.05 9.79 276.88 167.75 33.32 18.14 79.08 31.88 53.76 35.66 51.81 183.51 7.49 12.34 20.39 14.00 8.06 25.80 354.92 36.82 38.57 47.03 154.64 123.51 162.50 89.58 54.53 340.06 593.53 6.34 12.23 541.21 261.42 33.46 133.62 3.88 64.79 37 BARRON’S M A M J J A S O N D J In generating this chart, we subtract each day's NYSE composite declines from that day's advances. The resultant total is added to the next day's total, and so on. When all five days' numbers are added together, this produces the weekly figure we plot. Dec. 31, 1985 =1000. –52-Week– High Low 112.96 35.18 10.13 15.22 3.53 20.56 241.86 9.35 121.19 3.34 240.15 4.26 265.00 21.82 5.25 19.68 11.25 30.13 19.59 78.16 90.81 113.46 115.55 2.73 131.09 330.00 189.07 39.38 31.47 100.99 12.03 12.42 129.16 91.95 26.02 166.34 118.34 33.99 41.89 53.25 40.95 34.51 27.25 15.56 2.94 36.53 21.60 70.66 7.05 Name Tick Sym Yld P/E Last Div Chg. Amt. 88.10 21.64 4.12 11.00 0.97 12.48 167.42 5.49 75.82 1.99 183.77 2.31 217.06 14.77 2.21 11.61 10.39 13.29 14.71 51.84 36.66 89.54 63.36 0.75 93.56 123.27 90.30 25.44 22.99 63.00 10.28 10.28 94.16 61.03 17.94 120.55 62.11 22.30 29.01 33.49 27.20 17.23 20.76 6.34 0.36 28.49 3.59 48.94 4.24 IDACORP IDT IHS Holding ING Groep INNOVATE Invesco IQVIA IRSA ITT IamGold IDEX iHuman IllinoisToolWks Imax IndependenceContr IndepRealty InFinTAcqnA Informatica Infosys IngersollRand Ingevity Ingredion InnovativeIndProp Innovid Insperity InspireMedical InstalledBldg InsteelInds Instructure IntegerHoldings IntegratedRailA IntegratedWellA ICE InterContinentl IntercorpFinSvcs IBM IntlFlavors IntlGameTech IntlPaper IntlSeaways Interpublic IntrepidPotash InvenTrust InvescoMtg Invitae InvitatHomes IonQ IronMountain ItauUnibanco IDA 3.4 IDT ... IHS ... ING 5.2 VATE ... IVZ 4.5 IQV ... IRS 9.8 ITT 1.0 IAG ... IEX 1.2 IH ... ITW 2.2 IMAX ... ICD ... IRT 4.3 IFIN ... INFA ... INFY 1.3 IR .1 NGVT ... INGR 2.9 IIPR 7.7 CTV ... NSP 2.0 INSP ... IBP .8 IIIN .3 INST ... ITGR ... IRRX ... WEL ... ICE 1.3 IHG 1.6 IFS 5.3 IBM 4.2 IFF 4.1 IGT 3.1 IP 5.0 INSW 1.0 IPG 3.8 IPI ... IVT 3.4 IVR 18.5 NVTA ... INVH 3.3 IONQ ... IRM 3.9 ITUB ... 18 23 dd ... dd 14 37 2 22 dd 26 6 25 33 dd 59 69 dd 25 40 13 11 16 dd 23 dd 20 22 dd 40 cc 75 29 25 8 21 cc 53 17 4 14 50 cc dd dd 62 dd 70 11 98.92 33.50 4.39 14.53 1.08 17.90 220.52 8.04 115.72 2.36 211.18 2.72 257.96 15.19 2.39 14.88 11.25 26.52 18.10 74.80 43.30 106.46 94.80 1.54 115.16 175.65 174.26 36.19 24.79 97.43 10.94 11.25 125.79 90.50 22.15 159.16 79.97 25.66 37.27 48.84 32.44 21.38 25.16 8.67 .52 33.86 12.00 66.75 6.89 +0.60 .83 –0.59 ... –0.21 ... –0.49.3809 –0.15 ... +0.06 .20 –10.86 ... –0.56.7874 –3.60 .29 –0.17 ... –5.93 .64 –0.35 ... –3.98 1.40 +0.17 ... –0.06 ... –0.42 .16 +0.03 ... –1.87 ... –0.28.1827 –2.54 .02 –3.92 ... –2.07 .78 –6.02 1.82 +0.04 ... –2.06 .57 –27.78 ... –8.56 .33 –2.10 2.50 –2.22 ... –1.65 ... –0.05 ... +0.03 ... –2.64 .42 –0.68 .483 +0.20 1.18 –4.39 1.66 –1.00 .81 –1.75 .20 +1.12.4625 +3.36 1.13 –0.20 .31 –2.51 ... –0.18.2155 –0.19 .40 –0.11 ... –0.25 .28 –0.39 ... –3.23 .65 –0.06 ... 12.63 10.59 18.85 123.11 65.62 26.70 109.00 18.37 22.18 8.66 28.34 0.74 25.15 3.22 90.21 144.95 47.90 119.46 2.23 24.87 JBG SMITH Prop JELD-WEN J.Jill JPMorganChase Jabil JacksonFinl JacobsSolns JamesHardie JanusHenderson JanusIntl JefferiesFinl JianpuTech JinkoSolar JobyAviation JohnBeanTech J&J JohnsonControls JonesLang JumiaTech JuniperNetworks JBGS 5.3 JELD ... JILL ... JPM 2.4 JBL .3 JXN 5.0 J .8 JHX ... JHG 5.4 JBI ... JEF 3.0 JT ... JKS 4.5 JOBY ... JBT .4 JNJ 3.0 JCI 2.6 JLL ... JMIA ... JNPR 2.9 dd 12 11 10 22 2 24 33 14 15 29 dd 3 dd 5 31 21 38 dd 27 16.87 17.61 24.34 172.27 126.77 49.39 126.58 36.56 29.05 13.70 40.15 .95 32.72 6.09 92.05 161.13 57.18 179.45 3.37 29.91 –0.14 .225 –1.27 ... –1.44 ... +2.17 1.05 –0.63 .08 –1.81 .62 –3.22 .26 –2.11 ... –1.10 .39 +0.65 ... –0.26 .30 –0.03 ... –4.22 1.50 –0.56 ... –7.40 .10 +4.39 1.19 –0.46 .37 –9.42 ... –0.16 ... +0.43 .22 Name Tick Sym Yld P/E Last Div Chg. Amt. K 48.28 63.53 65.87 21.08 85.66 16.44 2.56 14.93 288.24 26.51 68.19 68.15 30.60 18.90 34.40 10.90 27.80 20.30 189.32 43.48 147.87 23.27 19.10 37.17 10.60 6.34 457.73 87.52 24.26 39.47 67.43 64.35 10.69 20.25 21.35 35.77 23.65 63.96 52.22 8.42 60.22 8.55 50.36 12.01 1.40 21.26 35.20 33.53 47.70 13.71 47.01 9.94 0.12 11.04 177.97 18.06 47.63 38.32 22.08 10.68 17.64 10.21 17.82 8.54 118.57 25.99 116.32 16.34 15.89 26.32 6.25 3.40 250.90 60.14 18.77 24.35 33.67 45.73 4.28 12.78 15.05 17.68 14.96 37.10 28.45 5.93 44.45 5.28 42.10 6.16 0.42 11.36 KB Financial KB Home KBR KE Holdings KKR KKR RealEstFin KoreGroup KT Kadant Kaman Kellanova Kemper Kennametal Kennedy-Wilson KenonHoldings KensingtonCapV A Kenvue KeyCorp KeysightTech KilroyRealty KimberlyClark KimcoRealty KinderMorgan Kinetik KingswayFin KinrossGold KinsaleCapital Kirby KiteRealty Klaviyo KnifeRiver Knight-Swift KnotOffshore Knowles KodiakGasSvcs Kohl's Philips KontoorBrands Koppers KoreaElecPwr KornFerry KosmosEnergy Kroger KronosWorldwide KukeMusic Kyndryl KB 4.6 KBH 1.3 KBR 1.0 BEKE .0 KKR .8 KREF13.4 KORE ... KT ... KAI .4 KAMN 3.4 K 4.0 KMPR 2.5 KMT 3.2 KW 8.2 KEN 10.7 KCGI ... KVUE 3.7 KEY 5.6 KEYS ... KRC 5.4 KMB 3.9 KIM 4.6 KMI 6.3 KNTK 9.1 KFS ... KGC 2.1 KNSL .2 KEX ... KRG 4.4 KVYO ... KNF ... KNX 1.0 KNOP 1.7 KN ... KGS 7.1 KSS 7.6 PHG .0 KTB 3.5 KOP .5 KEP ... KFY 2.4 KOS ... KR 2.5 KRO 8.2 KUKE ... KD ... 4 8 dd 23 27 dd dd 7 26 dd 23 dd 17 dd dd 35 26 12 25 22 23 30 16 24 7 29 31 24 cc ... 14 24 dd dd 49 dd dd 15 11 dd 28 46 18 dd ... dd 39.26 61.33 54.12 15.24 81.27 12.85 1.15 12.84 258.74 23.23 56.66 49.33 24.80 11.73 26.13 10.69 21.35 14.64 148.96 40.26 122.25 20.85 18.02 33.13 8.18 5.71 358.57 78.39 22.14 26.32 64.00 56.39 6.23 16.88 21.34 26.44 23.49 57.20 47.32 7.22 55.17 6.83 46.05 9.26 1.05 19.59 –2.11.3905 –1.13 .20 –1.29 .135 –0.97 .171 –1.58 .165 –0.38 .43 +0.17 ... –0.60 ... –21.57 .29 –0.72 .20 +0.75 .60 +0.66 .31 –0.99 .20 –0.65 .24 +1.79 2.79 ... ... –0.18 .20 +0.24 .205 –10.13 ... +0.42 .54 +0.74 1.18 –0.46 .23 +0.38.2825 –0.27 .75 –0.22 ... –0.34 .03 +23.66 .14 –0.09 ... –0.72 .25 –1.46 ... –2.18 ... –1.26 .14 +0.47 .026 –1.03 ... +1.26 .38 –2.24 .50 +0.16.9387 –5.22 .50 –3.90 .06 –0.03 ... –4.18 .33 +0.12 ... +0.34 .29 –0.68 .19 +0.03 ... –1.19 ... 96.51 4.23 2.60 7.72 30.50 160.25 7.75 23.74 179.58 8.76 81.26 2.70 43.77 25.82 117.79 10.11 22.50 76.58 0.85 10.27 LCI Inds LG Display LL Flooring LSB Inds LTC Properties L3HarrisTech LXP Industrial La-Z-Boy LabCorp.ofAmerica LadderCapital LambWeston Lanvin LasVegasSands Lazard Lear LearnCWInvtA Leggett&Platt Leidos Leju Lemonade LCII LPL LL LXU LTC LHX LXP LZB LH LADR LW LANV LVS LAZ LEA LCW LEG LDOS LEJU LMND 61 dd dd 7 17 26 56 13 30 10 14 dd 58 dd 14 31 16 cc dd dd 119.13 5.03 3.28 8.92 31.77 205.21 9.61 36.17 225.42 11.30 106.02 2.89 50.81 37.96 135.90 10.80 25.60 108.74 1.63 16.55 –6.58 1.05 +0.21 ... –0.62 ... –0.39 ... –0.35 .19 –5.41 1.14 –0.31 .13 –0.75 .20 –1.87 .72 –0.21 .23 –2.07 .36 –0.06 ... +1.60 .20 +3.16 .50 –5.31 .77 –0.04 ... –0.57 .46 +0.50 .38 +0.03 ... +0.42 ... L J 20.91 19.69 32.26 173.38 141.38 53.00 141.16 39.01 31.30 13.94 40.96 2.16 61.27 11.98 125.88 180.93 70.43 191.21 5.09 34.53 –52-Week– High Low 137.07 6.69 6.84 14.71 38.94 219.31 11.92 38.00 234.09 12.00 117.38 8.99 65.58 43.44 157.91 11.54 38.55 111.39 9.84 24.81 3.5 ... ... ... 7.2 2.2 5.4 2.2 1.3 8.1 1.4 ... 1.6 5.3 2.3 ... 7.2 1.4 ... ... –52-Week– High Low 10.92 156.01 140.08 451.35 19.36 6.58 21.25 22.41 19.92 1.88 21.71 636.41 36.50 166.33 2.85 12.09 11.33 331.96 9.80 12.38 101.74 47.22 38.78 12.50 2.63 3.71 16.90 508.10 71.49 7.95 79.56 237.21 13.28 6.09 2.46 17.83 102.05 Name B A R R ON S .C OM / D ATA Tick Sym Yld P/E Last Div Chg. Amt. 4.73 94.11 77.79 232.00 12.42 0.50 11.18 11.10 6.90 0.97 12.23 309.20 18.50 106.46 1.50 6.39 6.09 203.65 5.07 5.80 64.25 17.31 20.26 4.88 1.88 1.14 1.17 393.77 52.85 5.64 49.47 181.85 2.74 0.78 1.53 7.91 81.24 LendingClub Lennar A Lennar B LennoxIntl LeviStrauss Li-Cycle LibertyEnergy LifeTime LifezoneMetals LightInTheBox Lightspeed EliLilly LincolnNational Lindsay LionElectric LionsGate A LionsGate B LithiaMotors LithiumAmArg LithiumAmericas LiveNationEnt LiveOakBcshs LiveRamp LiveWire LloydsBanking loanDepot LocalBounti LockheedMartin Loews LomaNegra LouisianaPacific Lowe's LufaxHolding LumenTech LumentFinance Luxfer LyondellBasell LC ... LEN 1.0 LEN.B 1.1 LII 1.0 LEVI 3.0 LICY ... LBRT 1.5 LTH ... LZM ... LITB ... LSPD ... LLY .8 LNC 6.4 LNN 1.1 LEV ... LGF.A ... LGF.B ... LAD .7 LAAC ... LAC ... LYV ... LOB .3 RAMP ... LVWR ... LYG 5.2 LDI ... LOCL ... LMT 2.8 L .4 LOMA18.3 LPX 1.4 LOW 2.1 LU 2.7 LUMN ... LFT 11.6 LXFR 6.1 LYB 5.2 17 11 10 28 24 dd 5 44 cc dd dd cc 12 21 dd dd dd 8 dd dd 62 32 dd dd ... dd dd 17 12 7 44 16 12 dd 10 39 14 8.56 146.27 133.38 430.59 16.09 .55 18.64 14.26 8.82 1.07 18.44 618.55 28.14 133.00 1.72 10.42 9.88 297.07 5.98 6.07 89.21 42.20 34.49 11.18 2.38 3.23 2.13 456.50 71.19 6.69 68.49 212.51 2.86 1.70 2.41 8.48 96.87 –0.18 ... –2.77 .375 –0.67 .375 –16.93 1.10 –0.45 .12 –0.04 ... +0.50 .07 –0.82 ... –0.22 ... ... ... –2.55 ... +35.63 1.30 +1.17 .45 +3.84 .35 –0.05 ... –0.48 ... –0.31 ... –32.21 .50 –0.34 ... –0.33 ... –4.39 ... –3.30 .03 –3.39 ... –0.13 ... –0.01.046 –0.29 ... +0.06 ... +3.26 3.15 +1.60.0625 –0.40.4648 –2.34 .24 –10.04 1.10 –0.21 .156 –0.13 ... +0.08 .07 –0.46 .13 +1.79 1.25 108.53 5.51 33.58 18.04 8.41 12.16 34.12 49.70 11.54 1.41 33.03 14.47 8.15 122.57 451.55 76.75 8.38 2.05 8.77 14.40 10.54 27.55 164.79 46.71 6.46 18.72 10.06 36.48 17.02 9.61 67.35 17.07 20.57 104.32 26.81 13.69 0.22 9.18 25.60 1186.56 0.62 72.78 151.86 317.94 46.69 76.87 44.65 7.08 340.21 42.04 84.23 11.60 56.51 8.66 70.86 9.55 59.12 59.13 245.73 5.39 331.75 5.08 3.41 M&T Bank MBIA MDC Holdings MDU Rscs MFA Financial MGIC Investment MGM Resorts M/I Homes MinisoGroup MOGU MPLX MP Materials MRC Global MSA Safety MSCI MSC Industrial MV Oil Mytheresa Macerich MachNaturalRscs Macy's MSG Ent MSG Sports MagnaIntl Magnachip MagnoliaOil MagnumOpusA MainStreetCap ManchesterUnited Manitowoc Manpower ManulifeFinl MarathonOil MarathonPetrol Marcus&Millichap Marcus MariaDB MarineProducts MarineMax Markel Markforged MarriottVacations Marsh&McLen MartinMarietta Masco MasoniteIntl MasTec MasterBrand Mastercard MatadorRscs Materion Mativ Matson MauiLand Maximus MayvilleEngg McCormickVtg McCormick McDonald's McEwenMining McKesson MediaAlpha MedicalProp MTB 3.8 MBI .0 MDC 4.1 MDU 2.6 MFA 12.6 MTG 2.4 MGM ... MHO ... MNSO 1.8 MOGU ... MPLX 9.2 MP ... MRC ... MSA 1.2 MSCI 1.0 MSM 3.5 MVO12.0 MYTE ... MAC 4.5 MNR ... M 3.5 MSGE ... MSGS ... MGA 3.3 MX ... MGY 2.2 OPA ... MAIN 6.6 MANU ... MTW ... MAN 3.8 MFC 4.0 MRO 1.7 MPC 2.2 MMI 1.3 MCS 2.0 MRDB ... MPX 5.0 HZO ... MKL ... MKFG ... VAC 3.5 MMC 1.5 MLM .6 MAS 1.8 DOOR ... MTZ ... MBC ... MA .6 MTDR 1.4 MTRN .4 MATV 2.7 MATX 1.1 MLP ... MMS 1.5 MEC ... MKC.V 2.4 MKC 2.5 MCD 2.3 MUX ... MCK .5 MAX ... MPW16.9 8 dd 11 11 dd 8 15 7 24 dd 11 33 11 cc 45 16 7 dd dd ... 8 dd 96 15 dd 8 17 9 dd dd 18 11 9 6 dd cc dd 8 7 10 dd 12 28 28 18 12 dd 11 37 8 24 dd 13 dd 30 35 29 28 25 dd 19 dd dd 138.19 5.69 53.44 19.52 11.13 19.29 44.83 127.82 21.38 2.09 37.11 18.34 10.68 161.09 538.05 95.90 12.15 3.30 14.95 16.31 18.82 30.34 177.54 56.03 7.56 21.03 10.83 43.73 20.09 15.70 76.67 21.83 24.39 152.50 39.71 14.18 .22 11.19 36.09 1426.43 .72 86.14 190.84 486.80 65.03 84.90 70.31 14.23 419.42 56.01 122.86 14.93 114.82 18.96 77.81 13.45 69.50 67.24 288.99 6.94 478.19 11.19 3.55 +1.11 1.30 –0.438.00 –1.81 .55 –0.28.2225 –0.14 .35 ... .115 +0.15 ... –9.92 ... +0.98 .412 +0.18 ... +0.39 .85 –1.51 ... –0.33 ... –7.74 .47 –27.60 1.38 –5.36 .83 +0.13 .38 +0.11 ... –0.48 .17 –0.18 ... –1.30.1654 –1.45 ... –4.29 ... –3.05 .46 +0.06 ... –0.26 .115 +0.04 ... +0.50 .24 –0.29 ... –0.99 ... –2.80 1.47 –0.27.2694 +0.23 .11 +4.14 .825 –3.97 .25 –0.40 .07 –0.06 ... –0.21 .14 –2.81 ... +6.53 ... –0.10 ... +1.25 .76 +1.37 .71 –12.11 .74 –1.95 .285 +0.24 ... –5.41 ... –0.62 ... –7.09 .66 –0.85 .20 –7.27 .13 –0.38 .10 +5.22 .32 +3.07 ... –6.05 .30 –0.97 ... +1.50 .42 –1.18 .42 –7.52 1.67 –0.27 ... +15.21 .62 +0.04 ... –1.36 .15 M 161.99 14.37 56.37 22.55 12.38 19.64 51.35 140.73 29.92 3.44 37.22 36.67 13.90 185.57 573.32 105.77 16.10 12.54 16.54 19.20 25.12 40.81 215.79 68.92 11.68 24.29 11.23 44.19 27.34 20.20 92.43 22.33 29.85 162.31 44.24 18.05 4.08 17.81 42.88 1560.00 2.30 165.85 202.81 500.91 69.66 109.58 123.33 15.70 428.36 69.41 132.50 28.99 117.88 19.85 89.69 16.66 94.97 94.39 299.35 10.00 485.22 17.01 14.00 –52-Week– High Low 131.42 92.02 119.65 40.32 25.88 178.82 29.50 29.00 1.70 13.10 51.38 73.92 61.04 1615.97 176.36 43.50 73.57 10.52 10.79 8.31 9.04 9.17 3.70 2.22 43.18 61.61 19.12 58.67 130.63 386.34 70.90 66.47 55.00 396.91 147.91 100.99 57.46 329.83 37.28 48.70 16.62 2.29 48.47 382.04 26.49 Name Tick Sym Yld P/E Last Div Chg. Amt. 61.94 68.84 99.14 26.15 13.41 96.27 11.36 17.13 0.80 8.49 20.46 48.95 13.98 928.50 115.56 26.70 48.61 6.70 4.80 4.93 5.99 4.75 2.70 0.83 20.90 19.41 10.01 33.87 76.02 256.19 48.49 7.50 21.96 275.67 87.00 69.42 31.44 251.00 23.94 29.82 10.97 0.61 32.80 231.65 15.65 Medifast Medtronic Merck MercuryGeneral MeridianLink MeritageHomes MesaRoyalty MesabiTrust MetaData MetalsAcqn MethodeElec MetLife MetropolitanBk Mettler-Toledo MidAmApt MillerIndustries MineralsTechs MirionTech MisterCarWash MistrasGroup MitsubishiUFJ MiX Telematics MizuhoFin Moatable ModelN ModineMfg ModivIndl Moelis MohawkInds MolinaHealthcare MolsonCoorsB MoneyLion MontroseEnvl Moody's Moog A MorganStanley Mosaic MotorolaSol Movado MuellerIndustries MuellerWater MultiPlan MurphyOil MurphyUSA MyersIndustries MED 10.2 MDT 3.3 MRK 2.6 MCY 3.3 MLNK ... MTH .6 MTR 14.5 MSB 3.6 AIU ... MTAL ... MEI 2.7 MET 3.0 MCB ... MTD ... MAA 4.5 MLR 1.8 MTX .6 MIR ... MCW ... MG ... MUFG 2.3 MIXT 2.1 MFG 2.7 MTBL ... MODN ... MOD ... MDV 7.7 MC 4.4 MHK ... MOH ... TAP 2.7 ML ... MEG ... MCO .8 MOG.A .8 MS 3.6 MOS 2.4 MSI 1.3 MOV 4.8 MLI 1.3 MWA 1.9 MPLN ... MUR 2.7 MUSA .4 MYE 2.8 6 27 65 dd dd 8 7 23 0 dd dd 25 11 29 26 9 34 dd 31 dd 8 27 10 ... dd 15 dd cc dd 24 53 dd dd 45 26 17 9 31 12 8 25 dd 9 16 14 64.50 84.57 117.22 38.42 22.60 167.91 13.37 19.69 .97 11.00 20.98 68.92 51.49 1132.29 131.78 40.36 66.88 10.04 8.10 7.80 8.85 8.41 3.56 .94 25.35 59.14 14.96 54.54 103.88 378.59 61.51 63.24 28.64 371.69 139.67 93.24 35.52 309.16 29.44 45.26 13.73 1.28 41.39 376.26 19.20 –2.72 1.65 +2.19 .69 +8.20 .77 +1.11.3175 –2.17 ... –6.29 .27 +0.17.0674 –0.78 .35 ... ... –1.36 ... –1.75 .14 +2.79 .52 –3.89 ... –80.67 ... –2.68 1.47 –1.93 .18 –4.43 .10 –0.21 ... –0.54 ... +0.48 ... +0.24.1394 –0.20.0609 +0.12.0678 –0.03 ... –1.58 ... –0.56 ... +0.06.0958 –1.59 .60 +0.38 ... +17.28 ... +0.30 .41 +0.55 ... –3.49 ... –18.87 .77 –5.11 .27 –0.01 .85 –0.21 .21 –3.93 .98 –0.71 .35 –1.89 .15 –0.67.064 –0.16 ... –1.27 .275 +19.70 .41 –0.35 .135 29.37 9.26 18.00 11.99 8.25 1.29 7.00 4.46 34.38 14.05 8.83 30.25 4668.28 75.64 26.48 48.60 56.41 47.54 66.83 27.86 4.06 9.41 8.00 44.68 4.76 4.30 11.27 81.67 2.33 9.50 13.49 13.98 38.92 33.98 5.81 32.76 328.15 33.59 3.40 4.14 3.49 12.53 26.21 1.32 47.15 51.76 88.66 1.79 22.86 10.88 34.85 2.94 13.56 3.38 2.84 NACCO Inds N-able NCR Atleos NCR Voyix NetPower NGL Energy NIO NL Industries NNN REIT NOV NOW NRG Energy NVR NaborsIndustries NatlBankHoldings NationalFuelGas NationalGrid NatlHealthInv NatlPrestoInds NatlStorage Natura&Co NaturalGasSvcs NaturalGrocers NaturalResPtrs Natuzzi NatWest Navigator Nelnet NerdyA NetLeaseOffice Netstreit Nevro NewJerseyRscs NewOrientalEduc NY CmntyBcp NYTimes A NewMarket Newmont NewparkResources NexaResources NexGenEnergy NexPointRealEst NexPointResidentl Nextdoor NextEraEnergy NicoletBankshares Nike NineEnergy NiSource NoahHoldings Noble Nokia NomadFoods Nomura NordicAmTankers NC 2.3 NABL ... NATL ... VYX ... NPWR ... NGL ... NIO ... NL 5.3 NNN 5.3 NOV 1.0 DNOW ... NRG 2.9 NVR ... NBR ... NBHC 3.0 NFG 3.9 NGG 5.1 NHI 6.8 NPK 1.2 NSA 5.6 NTCO ... NGS ... NGVC 2.5 NRP 3.1 NTZ ... NWG ... NVGS 1.3 NNI 1.3 NRDY ... NLOP 1.9 NTST 4.6 NVRO ... NJR 3.7 EDU ... NYCB 6.5 NYT .9 NEU 1.6 NEM 4.0 NR ... NEXA .0 NXE ... NREF12.7 NXRT 5.5 KIND ... NEE 3.0 NIC 1.3 NKE 1.4 NINE ... NI 3.7 NOAH 2.8 NE 3.3 NOK 2.7 NOMD ... NMR 2.6 NAT 10.7 15 cc ... dd dd dd dd dd 20 16 9 dd 15 dd 11 10 6 22 24 37 dd 87 16 8 dd 5 16 25 dd ... cc dd 17 46 3 40 13 dd 24 dd dd dd 30 dd 16 20 30 dd 18 1 15 5 14 16 8 37.11 12.89 23.31 16.58 9.56 5.55 8.06 5.25 42.91 20.59 10.70 51.73 6937.75 81.44 35.99 50.58 69.28 53.06 80.05 40.03 6.66 15.93 15.86 98.08 6.51 5.72 15.68 84.52 3.17 17.70 17.83 19.36 44.96 76.72 10.46 46.47 552.19 40.34 6.39 6.92 6.73 15.74 33.39 1.70 62.08 76.94 102.08 2.68 27.04 12.91 47.77 3.44 17.71 4.70 4.56 +0.61.2175 –0.36 ... –0.98 ... –0.33 ... –0.54 ... –0.02 ... –1.01 ... –0.36 .07 –0.19 .565 +0.31 .05 –0.62 ... +0.03.3775 –62.70 ... –0.19 ... –1.20 .27 +0.41 .495 +1.291.1899 –2.79 .90 –0.233.00 –1.44 .56 –0.18 ... –0.15 ... –0.14 1.00 +5.52 .75 –0.26 ... +0.09 ... +1.13 .05 –3.70 .28 –0.26 ... –0.78 .34 –0.02 .205 –2.16 ... +0.38 .42 +3.44 ... +0.23 .17 –2.52 .11 +6.36 2.25 –1.05 .40 –0.25 ... –0.22.1888 –0.27 ... –0.01 .185 –1.04.4624 –0.19 ... +1.34.4675 –3.54 .25 –6.49 .37 ... ... +0.49 .25 –0.90 .38 –0.39 .40 +0.02.0336 +0.76 ... +0.19.0543 +0.36 .06 N 40.28 15.44 26.00 19.01 17.62 5.69 16.18 7.64 48.21 24.83 14.86 52.16 7075.00 190.90 44.50 62.03 74.48 60.17 83.00 44.79 7.68 16.44 17.49 98.08 8.07 7.80 16.00 101.60 5.37 50.00 20.64 40.56 55.84 83.73 14.22 49.54 578.33 55.41 7.63 7.70 7.18 19.95 52.83 3.42 86.47 85.20 131.31 17.10 28.95 21.53 55.34 5.04 19.76 4.76 4.83
38 BARRON’S D ATA –52-Week– High Low 27.15 260.20 26.30 17.30 43.64 540.85 52.39 22.75 5.97 106.90 108.98 8.87 45.55 182.68 11.32 19.32 85.16 2.55 59.58 Name NEW YORK STOCK EXCHANGE COMPOSITE LIST Tick Sym Yld P/E Last Div Chg. Amt. 12.88 183.09 13.09 5.71 25.56 414.56 35.72 12.15 1.85 75.68 65.05 3.39 16.15 129.79 1.81 14.41 52.23 0.95 37.85 Nordstrom NorfolkSouthern NorthAmConstr NoEuroOil NorthernOil&Gas NorthropGrum NorthwestNat NorwegCruise NouveauMonde Novartis NovoNordisk NuHoldings NuSkinEnts Nucor NuScalePower NuSTAREnergy Nutrien NuvationBio nVentElectric JWN 4.3 NSC 2.4 NOA 1.4 NRT 37.5 NOG 4.4 NOC 1.6 NWN 5.0 NCLH ... NMG ... NVS 2.1 NVO .7 NU ... NUS 8.4 NUE 1.3 SMR ... NS 8.6 NTR 3.8 NUVB ... NVT 1.3 25 25 12 3 5 15 14 dd dd 29 44 cc 16 9 dd 35 13 dd 20 17.65 229.02 20.83 6.03 36.03 469.89 39.38 17.80 2.56 106.31 105.98 8.57 18.63 170.57 2.62 18.70 56.18 1.49 56.36 –0.80 .19 –7.36 1.35 –0.02.0735 +0.20 .21 –1.04 .40 +1.75 1.87 +0.44.4875 –2.24 ... –0.05 ... +5.343.4694 +2.53.8836 +0.24 ... –0.79 .39 –3.47 .54 –0.67 ... +0.02 .40 –0.15 .53 –0.02 ... –2.73 .19 22.34 31.25 13.56 55.50 55.91 5.73 12.19 55.12 14.99 21.15 6.00 33.99 6.25 16.50 23.31 41.71 4.25 25.61 72.20 17.72 17.55 2.61 32.79 69.72 9.58 32.82 1.70 82.04 10.21 5.90 10.84 25.59 2.33 4.41 17.85 78.72 58.73 2.48 72.09 9.63 2.48 11.24 73.32 3.21 8.18 2.92 32.07 11.79 86.34 2.52 82.33 OFGBancorp OGE Energy O-I Glass ONE Gas ONEOK ON24 Openlane OccidentalPetrol OceaneeringIntl OcwenFinancial Offerpad Oil-Dri OilStatesIntl OkeanisEcoTankers OldRepublic Olin Olo OmegaHealthcare Omnicom OnHolding OneLiberty OneConnectFin OneMain OntoInnovation Ooma Oppenheimer A OppFi Oracle Orange OrchidIsland Organon OriginBancorp OrionGroup OrionOffice Orion Orix OrmatTech OscarHealth Oshkosh OsirisAcqn OsiskoDevelopment OsiskoGold OtisWorldwide Ouster OutfrontMedia OverseasShip Ovintiv Owens&Minor OwensCorning Owlet OxfordIndustries OFG 2.5 OGE 4.7 OI ... OGS 4.1 OKE 5.3 ONTF .0 KAR ... OXY 1.2 OII ... OCN ... OPAD ... ODC 1.7 OIS ... ECO ... ORI 3.3 OLN 1.5 OLO ... OHI 8.8 OMC 3.3 ONON ... OLP 8.3 OCFT ... OMF 8.2 ONTO ... OOMA ... OPY 1.5 OPFI ... ORCL 1.6 ORAN 4.9 ORC 17.3 OGN 7.8 OBK 1.8 ORN ... ONL 7.2 OEC .3 IX 2.6 ORA .7 OSCR ... OSK 1.6 OSI ... ODV ... OR 1.3 OTIS 1.6 OUST ... OUT 8.7 OSG 4.4 OVV 2.7 OMI ... OC 1.6 OWLT ... OXM 2.7 9 17 6 16 13 dd dd 13 28 dd dd 14 43 5 10 12 dd 32 12 95 20 dd 9 43 cc 12 68 28 19 dd 6 11 dd dd 13 11 40 dd 13 dd dd 83 26 dd dd 9 4 dd 11 dd 10 35.49 35.51 15.51 63.93 71.59 6.83 14.17 58.94 20.76 30.40 8.73 67.25 6.68 29.05 29.83 52.62 5.06 30.38 85.88 26.57 21.76 3.02 48.95 136.19 10.50 40.78 4.31 102.73 11.72 8.30 14.41 34.25 4.66 5.56 24.57 96.27 73.28 8.82 105.29 10.71 2.85 13.61 87.51 6.99 13.75 5.47 43.67 19.19 147.42 5.61 96.94 –1.99 .22 +0.58.4182 –0.87 ... +0.21 .65 +1.37 .955 –1.05 1.09 –0.64 ... –0.77 .18 –0.52 ... –0.36 ... –1.52 ... +0.17 .29 –0.11 ... +2.25 ... +0.43 .245 –1.33 .20 –0.66 ... –0.28 .67 –0.63 .70 –0.40 ... –0.15 .45 –0.21 ... –0.25 1.00 –16.71 ... –0.23 ... –0.54 .15 –0.81 ... –2.70 .40 +0.29.3205 –0.13 .12 –0.01 .28 –1.32 .15 –0.28 ... –0.16 .10 –3.16.0207 +2.881.4781 –2.51 .12 –0.33 ... –3.12 .41 +0.31 ... –0.06 ... –0.67.0452 –1.96 .34 –0.68 ... –0.21 .30 +0.20 .06 –0.25 .30 –0.08 ... –0.81 .60 +0.33 ... –3.06 .65 31.26 14.71 18.00 23.46 2.33 59.61 19.02 109.40 38.53 56.61 120.33 22.20 17.88 22.76 4.30 8.62 69.27 122.20 19.18 6.93 6.09 26.86 13.13 20.30 24.76 7.95 3.90 11.91 PBF Energy PG&E PGT Innovations PHINIA PHX Minerals PJT Partners PLDT PNC Finl PNM Resources POSCO PPG Ind PPL ProgHoldings PROS PSQ P10 PVH PackagingCpAm PagerDuty PagSeguroDig PalantirTech PampaEnergia PanAmerSilver ParPacific ParTechnology Paragon28 ParamountGroup ParkAerospace PBF 2.4 PCG .2 PGTI ... PHIN 3.5 PHX 3.8 PJT 1.0 PHI 5.2 PNC 4.0 PNM 4.0 PKX 1.6 PPG 1.8 PPL 3.5 PRG ... PRO ... PSQH ... PX 1.5 PVH .1 PKG 3.0 PD ... PAGS ... PLTR ... PAM ... PAAS 2.6 PARR ... PAR ... FNA ... PGRE 2.8 PKE 3.6 2 20 22 ... 6 31 25 11 22 28 24 26 9 dd dd dd 14 19 dd 13 cc 4 dd 4 dd dd dd 27 42.02 17.89 41.73 28.48 3.20 95.72 23.42 156.23 39.19 91.46 145.94 27.75 30.25 32.87 5.03 8.73 117.00 167.75 21.32 12.36 15.98 48.17 15.48 34.72 40.20 13.08 5.03 13.82 –1.94 .25 –0.14 .01 +1.03 ... –1.81 .25 –0.02 .03 –6.15 .25 –0.01.8628 +1.38 1.55 –2.41.3875 –3.65.4803 –3.61 .65 +0.65 .24 –0.66 ... –5.92 ... –0.21 ... –1.49.0325 –5.12.0375 +4.84 1.25 –1.83 ... –0.11 ... –1.19 ... –1.35 ... –0.85 .10 –1.65 ... –3.34 ... +0.65 ... –0.14 .035 –0.88 .125 For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com O 38.47 40.36 23.57 84.26 72.52 11.20 16.49 67.93 27.46 36.97 19.35 73.50 10.47 32.46 29.99 64.70 9.12 34.77 99.23 37.08 24.73 9.64 49.89 158.50 15.66 49.32 5.34 127.54 13.08 12.66 32.43 39.84 6.07 9.75 28.48 101.56 94.49 9.89 109.90 12.12 6.25 17.96 91.33 19.20 21.65 5.50 52.47 23.66 155.19 9.69 123.37 PQ 56.38 18.32 41.97 37.00 4.09 104.16 27.98 169.07 49.60 133.09 152.89 31.74 44.81 40.99 35.57 13.41 123.91 171.61 35.33 13.19 21.85 52.17 19.85 37.50 46.63 21.49 6.74 16.92 January 8, 2024 –52-Week– High Low 17.37 464.00 64.63 374.04 18.79 24.25 31.22 47.00 12.51 17.38 17.30 36.80 7.16 93.50 15.89 180.84 73.27 348.67 8.38 70.76 9.59 27.77 15.49 3.16 7.89 40.28 16.79 16.01 51.60 105.62 138.06 4.14 40.00 16.34 11.37 86.03 16.00 38.24 257.76 182.87 4.85 85.91 5.18 8.68 25.55 138.49 51.58 98.84 16.24 26.05 86.94 68.54 220.00 16.47 36.19 20.06 76.86 158.38 166.28 137.52 5.06 11.37 78.76 40.47 24.58 107.31 34.37 65.46 316.48 105.13 40.50 11.08 44.77 51.18 6.41 221.94 35.03 219.17 13.86 2.54 156.94 Name Tick Sym Yld P/E Last Div Chg. Amt. 10.70 297.12 40.61 146.15 7.02 9.25 17.71 8.00 9.29 11.39 8.18 28.15 4.70 54.00 10.52 112.31 46.42 180.93 2.20 52.32 2.79 13.75 8.58 1.43 4.10 26.81 9.56 8.52 25.76 87.23 89.74 1.10 12.05 10.52 4.91 68.55 4.60 20.60 177.27 120.97 2.80 44.13 2.04 4.53 19.03 82.00 38.01 78.85 12.98 16.41 41.56 52.90 143.28 12.27 22.48 11.87 41.80 135.83 111.41 96.64 3.20 6.33 49.60 23.01 13.43 75.37 19.90 53.71 233.18 47.41 22.14 10.36 18.91 34.74 2.68 138.67 18.71 136.77 4.99 0.95 119.59 ParkHotels ParkerHannifin Parsons PaycomSoftware Paymentus Paysafe PeabodyEnergy PeakstoneRealty Pearson PebblebrookHotel PediatrixMedical PembinaPipeline PennantPark PennyMacFin PennyMacMtg PenskeAuto Pentair Penumbra Perfect PerformanceFood PerimeterSolns PermianBasin PermianRscs PermianvilleRT PermRock Perrigo PetroleoBrasil PetroleoBrasilA Pfizer PhilipMorris Phillips66 PhoenixNewMedia Phreesia PhysiciansRealty PiedmontOfficeA PinnacleWest Pinstripes Pinterest PioneerNatRscs PiperSandler PitneyBowes PlanetFitness PlanetLabs PlayAGS PlymouthIndREIT Polaris PortlandGenElec PostHoldings PostalRealty PowerSchool PrecisionDrilling PrestigeCnsHlth Primerica PrimoWater PrimorisSvcs ProAssurance ProcoreTech Procter&Gamble Progressive Prologis PropertyGuru ProPetro ProsperityBcshs ProtoLabs ProvidentFinSvcs PrudentialFinl Prudential PublicServiceEnt PublicStorage PulteGroup PureStorage PyrophyteAcqn Q2 Qiagen QuadGraphics QuakerHoughton QuanexBldg QuantaServices QuantumScape Qudian QuestDiag PK 3.7 PH 1.3 PSN ... PAYC .8 PAY ... PSFE ... BTU 1.2 PKST 5.3 PSO 2.2 PEB .3 MD ... PBA 5.9 PNNT11.8 PFSI .9 PMT 10.8 PAG 1.8 PNR 1.3 PEN ... PERF ... PFGC ... PRM ... PBT 5.9 PR 1.5 PVL 24.6 PRT 15.0 PRGO 3.2 PBR 17.2 PBR.A17.9 PFE 5.7 PM 5.5 PSX 3.1 FENG ... PHR ... DOC 7.1 PDM 7.1 PNW 4.7 PNST ... PINS ... PXD 6.1 PIPR 1.5 PBI 4.7 PLNT ... PL ... AGS ... PLYM 3.8 PII 2.9 POR 4.3 POST ... PSTL 6.7 PWSC ... PDS ... PBH ... PRI 1.3 PRMW 2.2 PRIM .8 PRA 1.5 PCOR ... PG 2.6 PGR .2 PLD 2.7 PGRU ... PUMP ... PB 3.4 PRLB ... PFS 5.5 PRU 4.8 PUK ... PEG 3.7 PSA 4.0 PHM .8 PSTG ... PHYT ... QTWO ... QGEN ... QUAD ... KWR .9 NX 1.1 PWR .2 QS ... QD ... DGX 2.0 dd 25 49 34 cc dd 3 dd 25 dd 9 21 dd 20 13 9 22 cc dd 26 43 23 15 4 7 cc 4 4 16 19 8 dd dd 66 16 18 dd dd 11 39 dd 45 dd cc dd 9 20 20 cc dd 8 dd 14 20 13 dd dd 24 35 42 dd 8 13 dd 9 67 15 11 27 8 cc 35 dd 31 dd cc 12 42 dd 6 21 16.03 453.55 61.66 197.15 16.86 12.50 25.87 17.03 12.38 15.68 9.68 34.38 7.13 84.31 14.83 150.58 68.69 231.81 2.47 70.05 4.22 14.04 13.49 1.52 4.44 33.91 16.54 15.87 29.47 95.30 135.24 1.43 22.31 12.96 7.08 74.33 5.49 35.92 230.08 163.64 4.23 72.61 2.26 8.11 23.54 89.17 44.01 91.27 14.17 23.06 54.82 58.83 207.93 14.80 31.24 13.11 65.44 147.42 162.71 130.56 3.51 8.38 66.08 36.26 17.39 104.31 21.09 61.73 298.61 101.48 35.89 11.03 40.30 44.10 5.23 198.76 30.19 199.08 8.70 2.17 141.98 +0.73 .77 –7.15 1.48 –1.05 ... –9.57 .375 –1.01 ... –0.29 ... +1.55 .075 –2.90 .225 +0.09 .09 –0.30 .01 +0.38 ... –0.04.4967 +0.22 .07 –4.06 .20 –0.12 .40 –9.93 .79 –4.02 .23 –19.73 ... –0.63 ... +0.90 ... –0.38 ... +0.08.1062 –0.11 .07 +0.08.0772 +0.02.0403 +1.73 .273 +0.57.1749 +0.59.1749 +0.68 .42 +1.22 1.30 +2.10 1.05 +0.07 ... –0.84 ... –0.35 .23 –0.03 .125 +2.49 .88 –5.41 ... –1.12 ... +5.20 1.95 –11.23 .60 –0.17 .05 –0.39 ... –0.21 ... –0.32 ... –0.53 .225 –5.60 .65 +0.67 .475 +3.21 ... –0.39.2375 –0.50 ... +0.53 ... –2.39 ... +2.17 .65 –0.25 .08 –1.97 .06 –0.68 .05 –3.78 ... +0.88.9407 +3.43 .75 –2.74 .87 +0.17 ... ... ... –1.65 .56 –2.70 ... –0.64 .24 +0.60 1.25 –1.36 ... +0.58 .57 –6.393.00 –1.74 .20 +0.23 ... +0.03 ... –3.11 ... +0.67 ... –0.19 ... –14.66 .455 –0.38 .08 –16.72 .09 +1.75 ... +0.13 ... +4.10 .71 195.18 51.07 10.25 27.64 8.61 9.85 207.26 123.05 9.07 1.39 6.54 78.52 68.56 16.36 18.25 1.44 103.17 22.61 9.27 RBC Bearings RB Global RCF Acqn A RELX RE/MAX REV RH RLI RLJ Lodging RLX Tech RPC RPM RTX RXO RadianGroup Rafael RalphLauren RangeResources RangerEnergySvcs RBC ... RBA 1.7 RCFA ... RELX 1.8 RMAX 7.6 REVG 1.2 RH ... RLI .8 RLJ 3.4 RLX .4 RES 2.2 RPM 1.8 RTX 2.8 RXO ... RDN 3.1 RFL ... RL 2.1 RRC 1.0 RNGR 2.0 48 78 24 36 dd 22 29 22 37 cc 6 26 40 dd 7 dd 18 6 9 270.64 65.33 11.00 39.54 12.08 17.10 263.71 136.15 11.62 1.93 7.17 104.76 85.38 22.49 28.85 1.90 142.92 30.84 10.24 –14.25 ... –1.56 .27 +0.02 ... –0.12.2195 –1.25 .23 –1.07 .05 –27.77 ... +3.032.00 –0.10 .10 –0.07.008 –0.11 .04 –6.87 .46 +1.24 .59 –0.77 ... +0.30 .225 +0.07 ... –1.28 .75 +0.40 .08 +0.01 .05 R 288.16 68.25 11.89 40.03 24.28 19.28 406.38 149.65 12.92 3.00 10.33 113.37 104.91 24.33 29.10 2.52 148.04 37.88 14.64 –52-Week– High Low 8.24 120.73 9.29 37.79 13.49 68.85 4.58 8.72 166.00 38.34 24.33 37.00 170.62 295.98 227.16 38.41 41.55 11.27 167.17 20.16 243.52 78.50 32.59 145.35 51.19 66.71 11.10 49.32 80.52 6.73 11.15 89.78 47.65 15.19 348.52 50.16 173.16 45.04 10.98 104.72 130.97 16.56 5.48 50.64 119.47 44.70 112.56 Name Tick Sym Yld P/E Last Div Chg. Amt. 2.63 82.00 2.66 24.84 9.19 45.04 2.05 5.47 97.18 20.76 13.72 5.70 120.99 204.16 174.22 22.99 23.39 5.23 120.58 14.20 132.24 59.99 12.25 79.50 27.42 41.56 10.29 25.08 58.27 3.48 7.40 64.65 24.88 7.16 252.19 36.55 115.13 32.19 10.13 77.90 53.31 1.36 2.77 35.10 76.15 26.15 77.18 Ranpak RaymondJames RayonierAdvMatls Rayonier ReadyCapital RealtyIncome Redwire RedwoodTrust RegalRexnord RegionalMgmt RegionsFinl Regis ReinsGrp RelianceSteel RenaissanceRe Renasant RentokilInit ReposiTrak RepublicSvcs ResideoTech ResMed RestaurantBrands Revolve Revvity RexAmerRscs RexfordIndlRealty RigelResourceA RingCentral RioTinto Riskified RithmCapital RobertHalf Roblox RocketCos. Rockwell RogersComm B Rogers Rollins RossAcqnIIA RoyalBkCanada RoyalCaribbean RubiconTech RushStreetInt RyanSpecialty RyderSystem RyersonHolding RymanHospitality PACK ... RJF 1.6 RYAM ... RYN 3.5 RC 12.1 O 5.3 RDW ... RWT10.2 RRX 1.0 RM 4.8 RF 5.0 RGS ... RGA 2.0 RS 1.4 RNR .8 RNST 2.7 RTO 1.7 TRAK .6 RSG 1.3 REZI ... RMD 1.2 QSR 2.9 RVLV ... RVTY .3 REX ... REXR 2.7 RRAC ... RNG ... RIO 5.5 RSKD ... RITM 9.6 RHI 2.3 RBLX ... RKT ... ROK 1.6 RCI 3.1 ROG ... ROL 1.4 ROSS ... RY 4.0 RCL ... RBT ... RSI ... RYAN ... R 2.5 RYI 2.3 RHP 3.4 dd 14 dd 61 4 44 dd dd dd 9 8 dd 12 12 6 11 36 39 32 15 27 26 34 18 17 53 41 dd 13 dd 7 19 dd dd 25 31 23 51 37 13 38 dd dd 89 11 12 30 5.16 112.04 4.26 32.69 9.88 57.92 2.95 6.95 139.56 25.13 19.39 8.59 167.06 277.64 201.28 32.40 26.45 10.74 163.52 17.26 166.82 76.43 14.89 107.36 47.03 55.47 11.04 31.04 72.64 4.42 10.40 82.90 41.74 12.63 305.05 46.79 122.13 42.70 10.90 100.75 122.65 1.47 3.80 42.29 112.53 32.84 111.88 –0.66 ... +0.54 .45 +0.21 ... –0.72 .20 –0.37 .30 +0.50.2565 +0.10 ... –0.46 .16 –8.46 .35 +0.05 .30 +0.01 .24 –0.86 ... +5.28 .85 –2.04 1.00 +5.28 .38 –1.28 .22 –2.16.1759 +0.73.0165 –1.39 .535 –1.56 ... –5.20 .48 –1.70 .55 –1.69 ... –1.95 .07 –0.27 ... –0.63 .38 +0.08 ... –2.91 ... –1.82 1.77 –0.26 ... –0.28 .25 –5.02 .48 –3.98 ... –1.85 ... –5.43 1.25 –0.02.3686 –9.94 ... –0.97 .15 +0.01 ... –0.381.0155 –6.84 ... –0.38 ... –0.69 ... –0.73 ... –2.53 .71 –1.84 .185 +1.82 1.10 105.50 321.15 10.06 7.04 1.33 8.43 10.88 56.96 18.26 19.06 24.66 3.10 61.09 31.01 55.60 2.82 15.00 135.55 7.21 10.48 4.93 12.62 4.27 22.63 8.85 32.13 10.16 42.73 21.39 45.00 95.43 40.34 43.67 3.71 34.87 9.72 31.21 28.50 40.87 21.28 5.52 0.65 63.75 7.19 10.44 30.56 52.90 12.43 1.86 7.07 52.89 353.62 39.27 SAP S&P Global SDCLEDGEAcqn SeacorMarine SES AI SFL SITE Centers SJW Group SK Telecom SLGreenRealty SM Energy SOS SPX Tech STAG Indl SabineRoyalty SafeBulkers Safehold Salesforce SallyBeauty Samsara SanJuanBasin SandRidgeEnergy SandstormGold SaratogaInvt Sasol SaulCenters SaversValue Schlumberger SchneiderNatl SchwabC ScienceApplicat ScorpioTankers ScottsMiracleGro ScullyRoyalty Sea SeabridgeGold SeaDrill SealedAir SeaWorldEnt SelectMedical SelectWater SelectQuote Sempra Semrush SendasDistrib SensataTech SensientTech SentinelOne SequansComms SeritageGrowth ServiceIntl ServiceNow ServisFirst SAP 1.1 SPGI .8 SEDA ... SMHI ... SES ... SFL 8.3 SITC 3.9 SJW 2.4 SKM 5.3 SLG 6.8 SM 1.9 SOS ... SPXC ... STAG 3.8 SBR 11.3 SB 4.8 SAFE 3.1 CRM ... SBH ... IOT ... SJT 29.5 SD 2.9 SAND 1.2 SAR 10.7 SSL 7.4 BFS 6.0 SVV ... SLB 1.9 SNDR 1.5 SCHW 1.5 SAIC 1.2 STNG 2.2 SMG 4.3 SRL 10.7 SE ... SA ... SDRL ... SEE 2.2 SEAS ... SEM 1.9 WTTR 2.8 SLQT ... SRE 3.1 SEMR ... ASAI ... ST 1.3 SXT 2.6 S ... SQNS ... SRG ... SCI 1.7 NOW ... SFBS 1.9 64 55 cc dd dd ... 32 20 10 dd 6 dd 51 38 11 6 dd 95 8 dd 3 3 97 10 12 24 68 18 14 22 13 5 dd dd 34 dd 6 17 14 15 14 dd 18 dd 23 18 21 dd ... dd 21 87 15 149.85 427.93 10.81 11.69 1.60 12.04 13.19 63.50 20.85 44.28 38.25 4.58 96.72 38.51 65.48 4.16 22.82 251.12 12.88 30.50 5.58 13.90 4.84 26.35 9.86 39.34 16.58 51.86 24.36 67.23 124.37 64.67 61.86 7.35 37.91 11.37 46.98 36.90 51.87 26.87 7.46 1.21 76.43 12.50 13.93 36.22 63.05 23.67 2.83 9.29 67.60 676.16 63.62 –4.742.1864 –12.59 .90 +0.05 ... –0.90 ... –0.23 ... +0.76 .25 –0.44 .13 –1.85 .38 –0.55.3482 –0.89 .25 –0.47 .18 –0.02 ... –4.29 ... –0.75.1225 –2.381.1431 +0.23 .05 –0.58 .177 –12.02 ... –0.40 ... –2.88 ... +0.50.0123 +0.23 .10 –0.19.0149 +0.49 .72 –0.08.5248 +0.07 .59 –0.80 ... –0.18 .25 –1.09 .09 –1.57 .25 +0.05 .37 +3.87 .35 –1.89 .66 +1.25 .17 –2.59 ... –0.76 ... –0.30 ... +0.38 .20 –0.96 ... +3.37 .125 –0.13 .06 –0.16 ... +1.70 .595 –1.16 ... +0.11 ... –1.35 .12 –2.95 .41 –3.77 ... ... ... –0.06 ... –0.85 .29 –30.33 ... –3.01 .30 S 160.35 443.72 11.54 15.24 3.69 12.10 14.71 81.86 22.61 50.11 43.73 9.50 104.16 39.61 91.10 4.30 35.53 268.36 18.42 36.91 11.34 17.80 6.31 28.87 18.70 43.95 26.88 62.12 31.74 86.63 136.05 66.93 88.61 8.90 88.84 16.18 50.72 56.43 68.19 33.51 9.56 2.94 81.82 14.09 20.98 54.34 79.19 27.97 3.42 12.79 74.66 720.68 75.12 –52-Week– High Low 80.58 53.40 68.74 314.14 76.51 36.64 79.99 81.23 12.44 108.73 55.41 43.95 11.32 7.95 146.91 202.14 11.93 176.16 29.80 31.29 63.99 7.65 43.40 20.40 77.75 28.38 4.12 52.81 82.77 33.09 163.07 17.90 297.26 202.83 98.66 8.48 11.33 12.55 8.86 62.26 15.99 63.74 100.94 87.77 75.80 88.40 11.66 39.53 68.03 7.69 85.25 43.93 10.88 75.83 38.55 20.99 44.65 202.88 11.45 17.14 41.96 12.40 34.38 65.99 42.42 168.81 104.21 80.44 13.10 22.29 94.74 48.00 14.54 23.66 30.52 11.36 114.49 254.00 36.30 59.91 70.43 55.85 24.83 62.56 306.93 9.57 61.34 22.33 10.58 8.81 39.56 21.40 163.83 53.21 11.21 35.51 15.40 24.56 63.96 11.38 4.18 7.38 5.00 45.24 25.84 52.47 205.43 42.91 24.99 34.97 33.80 4.00 57.10 38.11 19.13 9.95 4.58 100.17 93.51 5.96 116.81 19.31 18.29 41.56 3.05 13.85 3.96 52.12 18.86 2.15 34.78 57.45 21.53 107.33 7.86 226.68 119.27 44.86 4.01 7.15 8.07 3.69 39.02 6.00 49.98 79.10 59.51 61.56 64.66 10.18 21.91 53.79 4.57 56.69 20.69 2.80 53.77 14.65 8.68 32.22 79.85 10.25 7.60 28.04 3.27 20.51 38.70 30.15 103.21 73.12 48.24 7.52 16.06 62.78 37.50 6.39 14.98 20.24 2.33 63.60 173.21 18.20 36.01 53.48 36.54 14.18 31.68 248.29 4.22 42.98 14.42 7.53 5.31 25.43 13.00 102.74 43.53 6.71 27.59 2.97 7.62 40.81 8.60 2.68 2.49 0.65 Name ShakeShack SharkNinja Shell SherwinWilliams Shift4Paymts ShinhanFin Shopify Shutterstock Sibanye-Stillwater SignetJewelers SilganHoldings SilverBowRscs SilverBoxIIIA Similarweb SimonProperty SimpsonMfg SiriusPoint SiteOneLandscape SitioRoyalties SixFlags SkechersUSA SkeenaRscs Skillsoft Skillz SkylineChamp SmartFinancial SmartRent Smartsheet SmithAO Smith&Nephew Smucker Snap Snap-On Snowflake SOQUIMICH SohoHouse SolarisOilfield SolarWinds SoloBrands SonicAutomotive SonidaSrLiving SonocoProducts Sony SouthState Southern SoCopper SouthportAcqnA SouthwestAir SouthwestGas SouthwesternEner SpectrumBrands SphereEnt SpireGlobal Spire SpiritAeroSys SpiritAirlines SpiritRealtyCap Spotify SpreeAcqn1 A Sprinklr Sprott SprucePower Squarespace St.Joe StandardMotor StandexIntl StanleyBlackDck Stantec Starrett A StarwoodProp StateStreet SteelPartners Steelcase Stellantis StellarBancorp Stem Stepan Steris Stevanato StewartInfo StifelFinancial STMicroelec Stoneridge Stride Stryker StudioCity SturmRuger SuburbanPropane SumitomoMits SummitHotelProp SummitMaterials SummitMidstream SunComms SunLifeFinancial SunCokeEnergy SuncorEnergy SunlandsTech SunnovaEnergy Sunoco SunstoneHotel SuperGroup SuperiorIndsIntl SurfAirMobility B A R R ON S .C OM / D ATA Tick Sym Yld P/E SHAK ... SN .0 SHEL 3.8 SHW .8 FOUR ... SHG 5.2 SHOP ... SSTK 2.3 SBSW 5.9 SIG .9 SLGN 1.6 SBOW ... SBXC ... SMWB ... SPG 5.4 SSD .6 SPNT ... SITE ... STR 8.6 SIX ... SKX ... SKE ... SKIL ... SKLZ ... SKY ... SMBK 1.4 SMRT ... SMAR ... AOS 1.6 SNN 2.8 SJM 3.3 SNAP ... SNA 2.6 SNOW ... SQM 6.0 SHCO ... SOI 6.1 SWI ... DTC ... SAH 2.2 SNDA ... SON 3.5 SONY .4 SSB 2.5 SO 3.9 SCCO 4.8 PORT ... LUV 2.5 SWX 3.9 SWN ... SPB 2.2 SPHR ... SPIR ... SR 4.8 SPR ... SAVE .0 SRC 6.1 SPOT ... SHAP ... CXM ... SII 3.0 SPRU ... SQSP ... JOE .8 SMP 3.0 SXI .8 SWK 3.4 STN .7 SCX ... STWD 9.2 STT 3.5 SPLP ... SCS 3.1 STLA ... STEL 1.9 STEM ... SCL 1.7 STE 1.0 STVN .2 STC 3.3 SF 2.1 STM .5 SRI ... LRN ... SYK 1.1 MSC ... RGR 2.8 SPH 7.6 SMFG 3.0 INN 3.6 SUM ... SMLP ... SUI 2.8 SLF 4.5 SXC 3.7 SU 4.8 STG ... NOVA ... SUN 5.7 SHO 2.2 SGHC ... SUP ... SRFM ... cc ... 8 32 42 5 dd 14 5 12 17 2 77 dd 21 22 9 40 24 26 18 dd dd dd 17 11 dd dd 40 52 dd dd 15 dd 5 dd 10 dd 16 dd dd 12 18 12 26 22 49 40 dd 1 2 2 dd 16 dd dd 25 dd 37 cc 22 dd dd 36 13 12 dd 35 4 16 11 6 20 3 14 dd 40 39 44 46 16 10 dd 16 44 dd 14 9 12 dd 14 dd 72 12 17 7 1 dd 11 27 ... dd dd Last 70.02 48.93 65.73 296.68 70.41 28.24 74.51 46.99 5.11 98.98 44.81 28.10 10.37 5.49 140.65 183.76 11.45 152.71 22.74 23.05 60.40 4.36 15.52 5.71 68.22 23.63 2.88 44.28 79.04 26.51 128.10 16.55 280.93 189.12 54.65 6.53 7.82 11.54 5.90 54.27 9.03 58.00 91.22 82.73 71.61 83.58 10.63 29.15 63.74 6.87 76.25 33.30 7.15 62.70 31.73 15.88 44.08 193.52 10.84 11.84 32.91 4.31 30.88 57.43 38.93 141.52 95.51 78.08 12.14 20.80 78.21 40.16 12.87 22.45 27.10 3.51 89.91 215.93 26.33 58.13 70.14 44.61 17.89 57.90 295.33 6.83 44.64 17.21 9.90 6.76 36.81 17.77 132.06 51.24 10.89 33.80 9.32 12.73 58.65 10.91 2.73 3.02 1.16 Div Chg. Amt. –4.10 ... –2.24 1.08 –0.07 .662 –15.22 .605 –3.93 ... –2.54.3938 –3.39 ... –1.29 .27 –0.32.1102 –8.28 .23 –0.44 .18 –0.98 ... +0.03 ... +0.16 ... –1.99 1.90 –14.22 .27 –0.15 ... –9.79 ... –0.77 .49 –2.03 ... –1.94 ... –0.52 ... –2.06 ... –0.53 ... –6.04 ... –0.86 .08 –0.31 ... –3.54 ... –3.40 .32 –0.77 .288 +1.72 1.06 –0.38 ... –7.91 1.86 –9.88 ... –5.57.5035 –0.59 ... –0.14 .12 –0.95 ... –0.26 ... –1.94 .30 –0.63 ... +2.13 .51 –3.47.2715 –1.72 .52 +1.49 .70 –2.49 1.00 ... ... +0.27 .18 +0.39 .62 +0.32 ... –3.52 .42 –0.66 ... –0.67 ... +0.36 .755 –0.05 ... –0.51 .10 +0.39.6696 +5.61 ... +0.01 ... –0.20 ... –1.04 .25 –0.11 ... –2.13 ... –2.75 .12 –0.88 .29 –16.86 .30 –2.59 .81 –2.11 .147 +0.04 ... –0.22 .48 +0.75 .69 +0.16 ... –0.65 .10 –0.87 ... –0.74 .13 –0.37 ... –4.64 .375 –3.92 .52 –0.96.0578 –0.62 .475 +0.99 .36 –5.52 .06 –1.68 ... –1.47 ... –4.13 .80 +0.35 ... –0.81 .17 –0.55 .325 +0.22 .182 +0.04 .06 –1.65 ... –0.14 ... –1.59 .93 –0.62.5742 +0.15 .10 +1.76.3843 –0.85 ... –2.52 ... –1.28.842 +0.18 .06 –0.44 ... –0.18 ... –0.39 ... –52-Week– High Low 11.60 16.58 52.90 38.91 44.44 82.38 5.58 Name Tick Sym Yld P/E 7.46 6.10 37.59 26.59 24.40 62.24 1.04 Suzano Sweetgreen Sylvamo SynchronyFinl SynovusFinl Sysco System1 SUZ SG SLVM SYF SNV SYY SST 5.09 32.52 4.22 86.30 115.00 13.66 15.47 6.03 31.69 100.45 10.20 72.92 72.33 4.64 17.23 76.15 13.19 10.69 17.22 25.99 64.85 102.93 22.89 31.66 3.53 11.96 32.48 28.21 4.16 26.40 15.25 15.02 4.08 364.98 177.63 7.05 3.69 21.67 6.44 34.92 24.69 5.70 49.61 63.30 32.33 41.89 0.62 50.42 2.43 7.09 1266.21 30.22 61.27 415.60 20.29 112.84 74.50 3.50 85.35 34.64 6.05 65.71 15.59 9.23 13.77 52.57 29.07 162.47 9.84 78.35 54.69 1.21 9.98 54.94 7.08 132.35 2.05 162.04 7.22 27.23 638.78 4.62 8.11 42.09 32.10 157.33 4.35 36.11 44.49 19.76 6.53 69.86 20.04 5.48 TAL Education TC Energy TDCX TD Synnex TE Connectivity Tegna Telus TelusIntl Ternium TFI Intl TIM TJX TKO TPG RE Fin TXO Partners TaiwanSemi TakedaPharm TalosEnergy Tanger Tapestry TargaResources Target TaroPharm TaylorMorrison Team TechnipFMC TeckResourcesB Tecnoglass Teekay TeekayTankers TejonRanch TeladocHealth TelecomArgentina TeledyneTech Teleflex TelefonicaBras Telefonica TelekmIndonesia Telephone&Data TempurSealy Tenaris TencentMusic TenetHealthcare Tennant Teradata Terex TerranOrbital TerrenoRealty TetraTech TevaPharm TexasPacLand Textainer Textron ThermoFisher Thermon ThomsonReuters ThorIndustries 3D Systems 3M Tidewater Tilly's Timken TimkenSteel TItanIntl Toast Toll Bros TootsieRoll TopBuild TopgolfCallaway Toro TorontoDomBk Torrid TortoiseEcoIII A TotalEnergies TownsquareMedia ToyotaMotor Traeger TraneTech Transalta TrancntlRlty TransDigm Transocean TransportadGas TransUnion Travel+Leisure Travelers Tredegar TreeHouseFoods Trex TriPointe TriconRes TriNet TrinityIndustries Trinseo TAL ... TRP 6.8 TDCX ... SNX 1.3 TEL 1.8 TGNA 3.0 TU 6.1 TIXT ... TX 7.1 TFII 1.2 TIMB 4.3 TJX 1.5 TKO .6 TRTX15.1 TXO 11.0 TSM 1.5 TAK 3.7 TALO ... SKT 3.9 TPR 3.8 TRGP 2.3 TGT 3.1 TARO ... TMHC ... TISI ... FTI 1.0 TECK .9 TGLS .8 TK ... TNK 1.8 TRC ... TDOC ... TEO 17.9 TDY ... TFX .6 VIV 5.3 TEF 5.9 TLK 3.3 TDS 3.9 TPX .9 TS .0 TME ... THC ... TNC 1.3 TDC ... TEX 1.2 LLAP ... TRNO 2.9 TTI ... TEVA ... TPL .8 TGH 2.4 TXT .1 TMO .3 THR ... TRI 1.4 THO 1.7 DDD ... MMM 5.5 TDW ... TLYS ... TKR 1.7 TMST ... TWI ... TOST ... TOL .8 TR 1.1 BLD ... MODG ... TTC 1.6 TD 4.5 CURV ... TRTL ... TTE ... TSQ 7.3 TM 2.1 COOK ... TT 1.2 TAC 2.0 TCI ... TDG .0 RIG ... TGS ... TRU .6 TNL 4.5 TRV 2.1 TG .0 THS ... TREX ... TPH ... TCN 2.6 TNET ... TRN 4.3 TSE .5 Last Div Chg. Amt. 12.64 39.92 6.33 104.60 132.35 15.36 17.92 8.30 40.69 131.48 17.63 91.71 78.63 6.36 18.85 99.61 14.72 13.71 26.96 37.33 85.79 140.75 41.40 50.66 6.56 19.83 40.38 43.60 7.92 56.20 16.57 21.40 6.94 435.47 239.46 10.31 4.06 25.32 18.91 48.66 33.95 8.87 75.91 86.89 42.49 57.40 1.14 61.81 4.41 11.33 1555.25 49.40 78.60 531.23 30.31 143.93 110.29 5.62 108.59 69.43 7.32 78.64 22.04 14.56 17.74 99.79 33.87 351.61 13.96 91.36 64.42 5.89 10.66 68.22 10.24 187.07 2.39 240.56 8.03 38.08 978.61 6.14 14.35 64.99 39.98 193.07 5.08 40.78 77.37 34.20 8.86 114.70 26.23 7.46 +0.01 ... +0.83.6846 +1.48 ... –3.01 .35 –8.15 .59 +0.06.1138 +0.13.2676 –0.28 ... –1.78 1.10 –4.50 .40 –0.84 .276 –2.10.3325 –2.95 3.86 –0.14 .24 +0.67 .52 –4.39.5415 +0.45.3191 –0.52 ... –0.76 .26 +0.52 .35 –1.08 .50 –1.67 1.10 –0.38 ... –2.69 ... –0.04 ... –0.31 .05 –1.89.094 –2.11 .09 +0.77 ... +6.23 .25 –0.63 ... –0.15 ... –0.21.208 –10.82 ... –9.88 .34 –0.63 .104 +0.16.1592 –0.441.1296 +0.56 .185 –2.31 .11 –0.81 .40 –0.14 ... +0.34 ... –5.80 .28 –1.02 ... –0.06 .17 ... ... –0.86 .45 –0.11 ... +0.89 ... –17.20 3.25 +0.20 .30 –1.82 .02 +0.44 .35 –2.26 ... –2.29 .49 –7.96 .48 –0.73 ... –0.73 1.50 –2.68 ... –0.22 ... –1.51 .33 –1.41 ... –0.32 ... –0.52 ... –3.00 .21 +0.63 .09 –22.65 ... –0.38 ... –4.63 .36 –0.20.7506 +0.12 ... +0.04 ... +0.84 ... –0.32.1875 +3.692.0025 –0.34 ... –3.34 .75 –0.28.0437 +3.52 ... –32.9935.00 –0.21 ... –0.74 ... –3.72 .105 +0.89 .45 +2.58 1.00 –0.33 .13 –0.67 ... –5.42 ... –1.20 ... –0.24 .058 –4.23 ... –0.36 .28 –0.91 .01 1.6 4 11.03 –0.33.3429 ... dd 10.38 –0.92 ... 2.5 7 47.97 –1.14 .30 2.6 7 38.82 +0.63 .25 4.1 8 36.97 –0.68 .38 2.6 21 75.65 +2.52 .50 ... dd 1.96 –0.26 ... T 13.49 45.18 14.73 111.57 146.60 22.29 21.82 24.52 45.81 138.16 18.94 94.29 118.04 9.23 25.00 110.69 17.15 21.51 28.77 47.48 91.44 181.70 43.40 54.48 11.25 22.78 49.34 54.40 8.03 56.75 20.65 34.36 8.87 448.71 276.43 11.15 4.53 29.58 21.75 51.68 38.00 9.20 85.40 93.78 57.73 65.64 3.45 67.03 6.77 11.45 2151.16 49.60 81.59 609.85 33.62 146.71 122.00 12.67 129.90 77.53 9.50 95.08 24.30 17.29 27.00 105.91 46.11 382.95 25.96 117.66 70.67 6.86 11.21 69.63 12.65 195.65 6.70 245.27 10.40 47.35 1018.50 8.88 15.77 82.75 44.99 194.51 12.51 55.30 84.68 36.28 9.56 123.67 29.70 30.54 dd dd 11 15 22 5 44 46 27 22 19 26 61 dd 9 18 33 14 31 10 22 18 47 6 0 dd 13 10 5 4 cc dd 18 26 28 19 13 16 dd 22 6 21 17 16 71 8 dd 33 21 dd 31 10 17 35 25 30 20 dd dd 52 dd 13 32 7 dd 8 27 18 30 29 16 52 38 9 dd 9 dd 28 5 5 44 dd 14 dd 9 21 dd 29 44 8 14 19 29 dd
January 8, 2024 D ATA –52-Week– High Low 17.33 12.87 10.92 17.27 17.61 20.85 51.26 24.78 5.91 5.63 26.69 9.60 3.12 79.70 11.60 18.67 426.83 66.79 11.85 9.13 10.12 7.00 10.08 10.15 25.56 15.38 0.61 3.52 19.67 4.90 1.23 45.02 10.00 9.83 301.69 44.94 Name TripleFlagPrecMtl TriplePtVent TristarAcqnI TriumphGroup Tronox TrueBlue TruistFinl TsakosEnergy Tupperware TurkcellIletism TurningPoint TutorPerini Tuya Twilio twoA TwoHarbors TylerTech TysonFoods NYSE Tick Sym Yld P/E TFPM 1.6 TPVG14.2 TRIS ... TGI ... TROX 3.8 TBI ... TFC 5.5 TNP 2.5 TUP ... TKC 1.3 TPB 1.0 TPC ... TUYA ... TWLO ... TWOA ... TWO14.1 TYL ... TSN 3.6 56 dd 35 dd dd dd 9 2 ... 5 44 dd dd dd 87 dd cc dd Last 13.05 11.28 10.82 15.66 13.04 14.37 37.60 24.06 1.97 5.13 25.71 8.90 2.24 69.03 10.62 13.81 400.82 54.92 Div Chg. Amt. –0.26.0525 +0.42 .40 +0.04 ... –0.92 ... –1.12 .125 –0.97 ... +0.68 .52 +1.84 .30 –0.03 ... +0.32.0953 –0.61 .065 –0.20 ... –0.06 ... –6.84 ... +0.03 ... –0.12 .45 –17.30 ... +1.17 .48 For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com U 31.40 45.46 43.19 73.03 71.52 18.87 60.59 26.61 69.60 47.94 46.99 124.11 14.64 7.43 63.53 303.76 26.53 5.62 13.05 11.42 10.54 205.59 55.99 246.99 6.69 8.97 43.95 197.80 585.50 49.95 50.20 554.70 50.08 67.80 57.52 158.57 20.15 13.28 52.15 18.79 19.11 17.99 30.95 20.19 48.07 43.62 13.26 41.43 18.48 44.01 13.79 33.96 78.08 10.38 3.34 25.40 103.00 10.98 2.31 6.29 5.86 5.85 150.50 46.16 183.69 2.60 6.71 12.88 133.68 325.15 27.27 20.40 445.68 22.20 44.40 37.00 113.69 10.29 5.63 36.27 13.13 11.17 UBS Group UDR UGI U-Haul U-Haul N UMH Prop Unitil USA Compression UsanaHealth US Cellular US Foods US PhysTherapy US Silica UWM Uber Ubiquiti UiPath UltraparPart UnderArmour A UnderArmour C Unifi Unifirst Unilever UnionPacific Unisys UnitedMicro UnitedNatFoods UPS B UnitedRentals US Bancorp US Steel UnitedHealth UnitySoftware Universal UniversalHealth UniversalHealthB UnivInsurance UnvlTechInst UnumGroup UrbanEdgeProp UtzBrands UBS 1.8 UDR 4.4 UGI 6.0 UHAL ... UHAL.B .3 UMH 5.6 UTL 3.1 USAC 8.5 USNA ... USM ... USFD ... USPH 1.9 SLCA ... UWMC 6.0 UBER ... UI 1.9 PATH ... UGP 1.1 UAA ... UA ... UFI ... UNF .8 UL 3.8 UNP 2.2 UIS ... UMC 5.5 UNFI ... UPS 4.1 URI 1.1 USB 4.5 X .4 UNH 1.4 U ... UVV 5.1 UHT 6.9 UHS .5 UVE 3.9 UTI ... UNM 3.2 UE 3.6 UTZ 1.3 3 28 dd 18 17 dd 19 cc 16 cc 26 54 6 dd cc 19 dd 14 9 8 dd 27 14 23 dd 10 dd 16 16 13 11 23 dd 13 33 16 7 cc 7 52 83 29.92 37.82 24.95 67.16 64.99 14.70 52.03 24.57 50.61 42.23 46.73 92.79 11.30 6.68 57.58 128.80 22.61 5.56 7.90 7.57 6.46 161.56 48.76 239.91 6.65 8.10 15.34 158.72 541.39 43.81 48.35 537.38 37.78 62.76 42.03 153.70 16.62 12.86 45.84 17.96 17.17 –0.98 .55 –0.47 .42 +0.35 .375 –4.64 ... –5.45 .05 –0.62 .205 –0.54.405 +1.74 .525 –2.99 ... +0.69 ... +1.32 ... –0.35 .43 –0.01 ... –0.47 .10 –3.99 ... –10.76 .60 –2.23 ... +0.14.0516 –0.89 ... –0.78 ... –0.20 ... –21.35 .33 +0.28.4539 –5.71 1.30 +1.03 ... –0.36 .586 –0.89 ... +1.49 1.62 –32.03 1.48 +0.53 .49 –0.30 .05 +10.91 1.88 –3.11 ... –4.56 .80 –1.22 .725 +1.26 .20 +0.64 .13 +0.34 ... +0.62 .365 –0.34 .16 +0.93 .057 12.85 0.78 26.63 4.82 6.86 3.24 36.45 3.51 204.88 54.13 12.22 1.95 104.18 10.80 188.63 29.15 9.86 157.00 0.34 7.81 39.33 65.51 13.07 30.14 10.72 0.60 11.95 13.83 17.10 0.20 13.62 1.00 13.14 1.38 3.50 208.76 20.51 27.94 14.62 VF ViaOptronics VICI Prop Vizio VOC Energy VTEX V2X VaalcoEnergy VailResorts Valaris Vale ValensSemicon ValeroEnergy Valhi ValmontInds Valvoline VectorGroup VeevaSystems Velo3D VelocityFinl Ventas Veralto VerisResidential Verizon VermilionEnergy VerticalAerospace Vertiv Vestis Viad VicariousSurgical Victoria'sSecret VinceHolding Vipshop VirginGalactic VirnetX Visa Vishay VishayPrecision VistaEnergy VFC 2.1 VIAO ... VICI 5.2 VZIO ... VOC 11.9 VTEX ... VVX ... EGY 5.4 MTN 3.9 VAL ... VALE 7.6 VLN ... VLO 3.2 VHI 2.1 VMI 1.0 VVV ... VGR 7.0 VEEV ... VLD ... VEL ... VTR 3.7 VLTO .5 VRE 1.4 VZ 6.6 VET 2.2 EVTL ... VRT .1 VSTS .7 VVI ... RBOT ... VSCO ... VNCE ... VIPS ... SPCE ... VHC .0 V .8 VSH 1.8 VPG ... VIST ... dd dd 13 70 7 ... dd 14 39 87 7 dd 4 dd 32 dd 10 53 dd 12 cc 22 dd 8 3 dd 71 ... cc dd 21 2 9 dd dd 32 9 14 9 16.90 .79 31.68 7.46 7.49 7.54 41.04 4.59 210.14 68.40 15.30 2.41 129.00 15.54 229.57 35.00 11.35 185.69 .34 15.43 48.68 76.90 15.05 40.20 12.19 .62 46.31 20.74 33.90 .42 24.97 3.35 16.59 2.33 6.08 259.69 22.48 31.42 29.79 –1.90 .09 +0.01 ... –0.20 .415 –0.24 ... +0.29 .225 +0.66 ... –5.40 ... +0.10.0625 –3.33 2.06 –0.17 ... –0.56.1541 –0.04 ... –1.00 1.02 +0.35 .08 –3.94 .60 –2.58 ... +0.07 .20 –6.83 ... –0.05 ... –1.79 ... –1.16 .45 –5.36 .09 –0.68.0525 +2.50 .665 +0.13.0734 –0.06 ... –1.72 .025 –0.40 .035 –2.30 ... +0.05 ... –1.57 ... –0.11 ... –1.17 ... –0.12 ... –0.9220.00 –0.66 .52 –1.49 .10 –2.65 ... +0.28 ... V 32.13 4.00 35.07 10.56 13.70 8.05 56.75 5.22 266.26 80.00 19.31 5.99 152.20 26.60 341.81 39.67 14.39 225.49 3.95 18.05 53.15 89.00 18.98 42.58 16.17 3.25 50.23 21.44 37.99 3.56 47.22 8.48 19.13 6.61 53.60 263.25 30.10 45.69 33.14 39 BARRON’S NASDAQ ISSUES –52-Week– High Low 33.78 39.03 62.87 27.39 35.39 32.21 78.11 229.75 23.33 21.18 39.74 13.90 20.26 12.31 62.79 159.76 Name Tick Sym Yld P/E Last Div Chg. Amt. VistaOutdoor Vistra VitalEnergy VitesseEnergy Vontier VornadoRealty VoyaFinancial VulcanMatls VSTO VST VTLE VTS VNT VNO VOYA VMC ... 2.2 ... 9.3 .3 4.3 2.2 .8 dd 11 1 29 16 dd 12 36 28.26 38.59 45.21 21.61 33.67 27.94 74.08 221.62 –1.31 ... +0.07 .213 –0.28 ... –0.28 .50 –0.88 .025 –0.31 .30 +1.12 .40 –5.39 .43 2.86 75.47 160.67 9.65 51.84 50.28 41.13 20.09 91.89 61.06 1.24 136.09 9.50 31.97 125.83 148.31 0.98 231.90 255.83 262.32 144.82 29.51 4.04 31.03 58.75 35.25 65.18 121.91 64.11 225.66 7.46 23.79 10.07 102.64 26.84 8.91 27.65 38.37 0.98 98.40 1312.00 8.21 2.81 28.84 28.35 27.80 109.44 53.94 4.32 5.49 27.35 7.21 19.02 24.46 79.42 17.69 31.25 21.00 63.69 W&T Offshore WEC Energy WEX WKKellogg WNS W.P.Carey WPP WabashNational Wabtec Walker&Dunlop Wallbox Walmart WarbyParker WarriorMetCoal WasteConnections WasteMgt Waterdrop Waters Watsco Watsco B WattsWater Wayfair WeaveComms WebsterFin WeisMarkets WellsFargo Welltower WescoIntl WestFraserTimber WestPharmSvcs WestAllianceBcp WesternMidstrm WesternUnion Westlake WestRock Westwood Weyerhaeuser WheatonPrecMet WheelsUp Whirlpool WhiteMtnIns WhitestoneREIT WideOpenWest Wiley A Wiley B Williams Williams-Sonoma Winnebago Wipro WisdomTree Wolfspeed WolverineWwide WoodsideEnergy WooriFinl Workiva WorldKinect WorthingtonEnts WorthingtonSteel WyndhamHtls WTI 1.3 WEC 3.9 WEX ... KLG 4.8 WNS ... WPC 5.3 WPP 5.1 WNC 1.3 WAB .5 WD 2.5 WBX ... WMT 1.5 WRBY ... HCC .4 WCN .8 WM 1.6 WDH ... WAT ... WSO 2.4 WSO.B 2.4 WTS .7 W ... WEAV ... WBS 3.1 WMK 2.1 WFC 2.8 WELL 2.8 WCC .9 WFG 1.4 WST .2 WAL 2.3 WES 8.1 WU 7.9 WLK 1.4 WRK 2.9 WHG 5.0 WY 2.3 WPM 1.3 UP ... WHR 5.8 WTM .1 WSR 4.1 WOW ... WLY 4.5 WLYB 4.5 WMB 5.0 WSM 1.8 WGO 1.8 WIT .2 WT 1.7 WOLF ... WWW 5.2 WDS10.4 WF 8.8 WK ... WKC 2.5 WOR 1.2 WS 2.6 WH 1.7 8 20 32 ... 19 18 17 6 30 29 ... 26 dd 8 46 31 12 28 27 28 24 dd dd 10 16 11 cc 11 dd 46 8 11 6 15 dd 21 39 40 dd dd 14 16 dd dd dd 16 14 13 21 27 dd dd 6 3 dd 13 9 ... 23 3.18 86.24 197.91 13.39 61.51 64.85 48.94 25.24 125.49 99.27 1.61 156.71 13.79 65.11 146.48 177.77 1.06 305.07 406.00 412.60 195.46 55.36 11.02 51.48 65.07 49.92 88.52 168.84 85.35 339.48 63.29 28.55 11.96 138.30 41.91 11.96 33.68 47.62 4.93 120.95 1475.00 11.67 3.64 31.09 30.93 35.55 196.13 68.04 5.42 6.87 40.82 7.73 21.16 28.72 92.26 22.54 55.30 24.93 80.03 –0.08 .01 +2.07 .835 +3.36 ... +0.25 .16 –1.69 ... +0.04 .86 +1.37.9108 –0.38 .08 –1.41 .17 –11.74 .63 –0.14 ... –0.94 .57 –0.31 ... +4.14 .07 –2.79 .285 –1.33 .70 +0.01 ... –24.16 ... –22.47 2.45 –9.60 2.45 –12.88 .36 –6.34 ... –0.45 ... +0.72 .40 +1.11 .34 +0.70 .35 –1.65 .61 –5.04 .375 –0.23 .30 –12.64 .20 –2.50 .37 –0.71 .575 +0.04 .235 –1.66 .50 +0.39.3025 –0.61 .15 –1.09 .19 –1.72 .15 +1.50 ... –0.82 1.75 –30.01 1.00 –0.62 .04 –0.41 ... –0.65 .35 –1.23 .35 +0.72.4475 –5.65 .90 –4.84 .31 –0.15.1225 –0.06 .03 –2.69 ... –1.16 .10 +0.07 .80 –1.50.4096 –9.27 ... –0.24 .14 –2.25 .32 –3.17 .16 –0.38 .35 2.65 29.02 10.90 2.00 7.51 7.91 8.30 87.59 34.70 8.73 3.41 0.60 26.53 5.29 1.80 3.38 115.53 38.99 6.39 15.00 19.70 10.07 0.96 7.24 1.66 0.65 102.00 10.27 141.52 6.19 19.29 XFinancial XPO XeniaHotels XinyuanRealEst XPeng Xperi XponentialFit Xylem Yeti YPF Yalla YatsenHolding Yelp Yext YirenDigital Youdao Yum!Brands YumChina ZimIntShipping ZKH ZTO Express ZalatorisAcqn ZeppHealth ZetaGlobal ZeviaPBC Zhihu ZimmerBiomet ZipRecruiter Zoetis Zuora ZurnElkayWater XYF .0 XPO ... XHR 3.0 XIN ... XPEV ... XPER ... XPOF ... XYL 1.2 YETI ... YPF ... YALA ... YSG ... YELP ... YEXT ... YRD ... DAO ... YUM 1.9 YUMC 1.3 ZIM 64.1 ZKH ... ZTO .0 TCOA ... ZEPP ... ZETA ... ZVIA ... ZH ... ZBH .8 ZIP ... ZTS .9 ZUO ... ZWS 1.1 1 cc 32 dd dd dd dd 46 63 7 10 dd 36 dd 1 dd 24 22 dd dd 13 63 dd dd dd dd 53 24 40 dd 45 4.17 82.27 13.29 2.71 13.09 10.56 11.43 112.15 45.57 16.70 5.86 .73 44.97 5.45 3.91 3.77 128.34 40.93 14.59 15.58 19.95 10.75 1.47 8.13 1.83 .85 119.98 13.81 194.85 8.29 27.93 +0.51 .30 –5.32 ... –0.33 .10 –0.01 ... –1.50 ... –0.46 ... –1.46 ... –2.21 .33 –6.21 ... –0.49 ... –0.27 ... ... ... –2.37 ... –0.44 ... +0.79 ... –0.17 ... –2.32 .605 –1.50 .13 +4.726.40 –0.73 ... –1.33 .37 +0.08 ... +0.05 ... –0.69 ... –0.18 ... –0.09 ... –1.72 .24 –0.09 ... –2.52 .432 –1.11 ... –1.48 .08 W 6.68 99.26 204.06 21.00 94.96 84.13 64.07 30.10 127.57 113.67 6.53 169.94 17.88 67.43 149.88 181.48 3.31 350.97 433.19 422.25 213.14 90.71 12.45 56.00 89.22 50.77 93.42 185.23 91.44 415.73 81.17 30.20 14.79 143.61 43.58 14.20 36.00 52.76 15.70 160.74 1617.00 12.63 12.45 49.58 49.19 37.45 209.27 75.42 5.60 7.55 87.93 17.85 26.93 33.09 116.00 30.65 59.73 35.01 81.73 XYZ 5.00 90.84 15.30 7.55 23.62 13.62 33.58 118.58 54.16 18.82 6.44 1.82 48.99 14.35 4.35 10.00 143.25 64.70 25.12 18.00 30.05 10.86 2.19 11.28 5.24 2.11 149.25 24.05 201.92 12.12 30.87 52-Week High Low Name Tick Sym Yld P/E Last Div Chg. Amt. 72.45 30.33 7.42 29.31 4.28 16.96 13.42 4.40 7.16 .13 11.96 9.60 11.75 12.59 18.77 46.67 29.15 56.77 344.08 19.12 34.34 13.85 5.68 703.34 10.88 .09 5.01 1.11 1.64 38.09 1.47 2.50 5.84 10.74 3.62 3.84 64.38 79.25 11.14 2.77 .78 .84 1.06 14.50 4.56 4.02 2.12 .88 4.58 88.26 12.11 2.42 9.31 564.60 2.81 100.87 138.58 3.61 4.67 19.61 118.30 43.01 1.04 20.83 77.78 23.14 2.46 10.08 16.84 16.61 135.98 7.36 1.89 114.33 22.84 4.33 61.19 10.46 7.49 9.70 29.11 264.68 7.95 .71 3.89 23.07 28.56 2.82 1.10 78.99 26.81 21.65 52.03 28.17 2.92 1.59 .65 189.38 –1.42 .08 –0.98 ... –0.04 ... –1.29 ... –0.72 ... –2.58 ... –1.73 ... –0.12 ... –0.18 .09 –0.02 ... –0.07 .48 –0.21 .12 +0.26 ... –2.30 ... –0.02 ... –0.11 3.50 –1.10 .20 +1.63 ... –18.80 ... –1.37 ... –1.54 .25 –0.22.1875 +0.20 ... –53.581.5337 +0.02 ... ... ... –1.02 ... –0.05 ... +0.23 ... –0.88 .24 +0.11 ... +0.10 ... +0.13 ... +0.04 ... –0.58 ... –0.08 ... –1.62 .09 +1.49 ... –0.87 ... –0.06 ... +0.04 ... –0.05 ... +0.01 ... –0.59 ... –0.36 ... +0.18 ... +0.19 ... +0.09 ... –0.32 ... –4.59 ... –0.28 .05 +0.53 ... +0.32 ... –32.00 ... –0.17 ... –8.05 .10 –8.83 ... –0.01 ... –0.57 ... –3.02 ... –7.74 ... –6.13 ... –0.21 ... –1.10 ... –7.04 ... +0.87 ... –0.17 ... ... ... –0.06 ... –1.00 ... –0.16 ... –0.13 ... +0.19 ... –4.02 ... –0.51 ... –0.55 ... –3.43 ... +0.03 ... –0.49 ... –0.33 .05 +0.03 .05 –9.32 ... –0.66 ... +0.05 ... –0.43 ... –1.18 ... +0.82 ... +0.09 ... –0.13 ... –3.62 .60 –3.47 ... +0.47 .70 +0.73.4525 –2.04 .03 –0.30 ... –0.06 ... –0.03 ... –2.03 ... A 75.24 33.99 29.88 30.91 5.14 21.07 18.68 4.69 20.21 18.00 16.77 12.25 12.25 15.93 27.46 57.06 42.11 65.89 364.31 21.70 46.98 19.96 9.65 771.98 12.02 0.99 7.14 2.49 2.39 50.27 1.93 6.57 11.38 11.60 5.47 4.66 69.02 86.37 17.01 4.30 2.78 1.37 18.54 24.20 25.47 11.31 2.29 2.35 10.79 114.99 12.72 9.53 19.30 633.89 3.78 126.38 151.05 4.05 8.99 28.43 143.99 52.48 11.39 22.41 91.61 31.56 4.85 10.10 28.95 28.70 154.95 9.94 13.36 120.61 58.38 12.90 67.02 11.28 9.86 10.25 31.00 413.20 13.05 2.41 4.38 24.80 31.34 8.30 3.45 130.93 53.05 24.30 56.26 44.88 8.44 3.93 7.24 242.39 46.87 16.70 5.77 19.56 1.78 8.75 8.18 2.95 4.91 0.10 9.91 6.81 10.24 3.94 9.96 45.34 23.14 36.54 230.00 4.87 30.67 10.27 2.55 564.00 10.21 0.01 2.73 0.79 1.02 27.53 0.57 1.89 3.87 8.00 1.11 3.43 42.83 66.49 6.33 2.06 0.43 0.74 0.59 8.98 3.41 1.81 1.10 0.42 2.61 77.30 7.12 1.10 7.82 318.60 1.17 81.86 60.05 1.13 1.16 9.41 81.04 8.80 0.46 9.66 62.00 19.80 2.37 10.05 15.91 14.03 85.71 3.75 1.45 70.65 11.25 3.04 44.92 10.17 3.66 5.79 22.58 176.34 4.88 0.54 1.30 10.93 20.46 1.48 0.64 54.87 24.66 17.05 45.15 25.12 2.23 1.19 0.62 148.10 AAON AcadiaPharm ACELYRIN ACI Worldwide AC Immune ACM Research ACV Auctions ADMA Biologics Adtran AerwinsTech AFC Gamma AGNC Invt AIBAcqnA AlxOncology AMC Networks Amerisafe A-MarkPrecMet ANI Pharm Ansys AN2 Therap APA ARKRestaurants ARS Pharm ASML A SPAC II A SPAC II Rt AST Space ATA Creativity ATAI Life ATN Intl AVROBIO AXT AbCelleraBio Abivax Absci AcaciaResearch AcademySports AcadiaHealthcare Accolade Accuray AcelRxPharm AchillesTherap AclarisTherap AcordaTherap AcrivonTherap AcumenPharm Adagene Adaptimmune AdaptiveBiotech AddusHomeCare Adeia AdicetBio AdlaiNortye Adobe AdvEmissions AdvEnergyInds AdvMicroDevices AdvantageSolns Aemetis AerovateTherap AeroVironment AffirmHldgs AfricanAgriculture Afya Agilysys AgiosPharm Agora Agric&NatSolnsA AirT AirTransportSvcs Airbnb AirSculptTech AirshipAI AkamaiTech AkeroTherap Akoya Alarm.com AlchemyInv1 A Alector AlgomaSteel Alico AlignTech AlignmentHlthcr AligosTherap AlimeraSciences AlkamiTech Alkermes Allakos Allbirds AllegiantTravel AllegroMicro AllianceResource AlliantEnergy Allient AllogeneTherap Allot AlloVir AlnylamPharm AAON .4 ACAD ... SLRN ... ACIW ... ACIU ... ACMR ... ACVA ... ADMA ... ADTN 5.0 AWIN ... AFCG16.7 AGNC15.0 AIB ... ALXO ... AMCX ... AMSF 2.9 AMRK 2.7 ANIP ... ANSS ... ANTX ... APA 2.9 ARKR 5.4 SPRY ... ASML .8 ASCB ... ASCBR ... ASTS ... AACG ... ATAI ... ATNI 2.5 AVRO ... AXTI ... ABCL ... ABVX ... ABSI ... ACTG ... ASO .6 ACHC ... ACCD ... ARAY ... ACRX ... ACHL ... ACRS ... ACOR ... ACRV ... ABOS ... ADAG ... ADAP ... ADPT ... ADUS ... ADEA 1.7 ACET ... ANL ... ADBE ... ADES ... AEIS .4 AMD ... ADV ... AMTX ... AVTE ... AVAV ... AFRM ... AAGR ... AFYA ... AGYS ... AGIO ... API ... ANSC ... AIRT ... ATSG ... ABNB ... AIRS ... AISP ... AKAM ... AKRO ... AKYA ... ALRM ... ALCY ... ALEC ... ASTL 2.1 ALCO .7 ALGN ... ALHC ... ALGS ... ALIM ... ALKT ... ALKS ... ALLK ... BIRD ... ALGT 3.0 ALGM ... ARLP12.9 LNT 3.5 ALNT .4 ALLO ... ALLT ... ALVR ... ALNY ... 35 dd dd 37 dd 16 dd dd dd 0 7 26 dd dd dd 14 6 94 62 dd 7 dd dd 34 36 ... dd dd dd dd dd dd dd dd dd dd 10 dd dd dd dd dd dd dd dd dd dd dd dd 25 10 dd ... 48 dd 28 cc dd dd dd dd dd dd 27 cc dd dd ... dd 11 16 dd dd 34 dd dd 48 81 dd 50 cc 56 dd ... dd dd 23 dd dd 8 21 4 19 19 dd dd dd dd Nasdaq Issues includes stocks traded on the Nasdaq Global Select and Nasdaq Global Market tiers. They are eligible for inclusion on the basis of SEC-approved market value of publicly-held shares, trading volume, price and number of market-makers. B A R R ON S.C OM / DATA Five-Day Nasdaq Composite Wait Time: Rate cuts may be longer in coming. Strong deliveries of electric cars were greeted with disappointment. The Nasdaq Composite Index ended Friday at 14,524—down 3.2% for the four-day week. Monday Tuesday Wednesday Thursday Friday 15,030 (Previous Friday Close) H O L I D A Y 10 12 2 52-Week High Low 38.87 11.66 0.14 6.48 142.68 143.95 19.14 11.48 0.25 20.94 0.44 84.92 11.86 11.36 17.17 8.48 14.60 27.77 2.23 155.63 99.86 16.86 99.75 106.02 19.08 98.32 50.76 11.25 13.74 15.88 17.37 94.75 127.96 53.84 4.12 305.09 14.57 34.44 6.30 67.66 11.98 41.93 202.77 29.25 11.93 58.84 3.49 4.18 15.96 32.33 7.65 94.75 55.13 33.08 49.00 211.41 54.26 199.62 11.62 165.01 24.08 4.42 45.11 11.20 7.97 2.69 2.46 3.15 125.48 59.10 90.65 6.14 37.75 17.57 20.03 10.25 0.01 1.62 84.86 85.57 8.66 10.05 0.06 6.40 0.06 45.05 10.16 1.23 2.09 2.85 6.70 14.05 0.65 81.43 43.59 1.28 78.38 69.36 10.86 69.38 25.26 6.97 3.76 9.38 3.54 47.98 58.12 28.33 2.41 211.71 9.70 17.58 1.24 27.99 3.59 11.82 154.99 13.36 4.90 33.92 0.63 1.55 5.72 16.54 1.57 19.83 36.62 14.19 0.55 102.85 29.80 124.89 1.61 98.58 1.60 0.76 9.22 9.86 1.41 0.72 0.11 1.69 70.57 26.32 60.70 0.52 14.21 1.76 Name 14,885 14,740 14,595 -245.41 4 10 12 2 Alpha&Omega AlphaStarAcqn AlphaStarRt AlphaTeknova Alphabet A Alphabet C Alphatec AlphaTimeAcqn AlphaTimeRt AlpineImmune AlsetCapAcqnRt AltairEngg AltEnergyA AlternusCleanEner Altimmune AltisourcePortf Alvotech AmalgamFin Amarin Amazon.com Ambarella AmbrxBio Amdocs Amedisys AmerAirlines AEP AmerNatlBkshrs AmOutdoorBrands AmerPubEduc AmerSoftware AmerSupercond AmericanWoodmark AmerCarMart AmerisBancorp AmeriServFin Amgen AmicusTherap AmkorTech AmnealPharm AmphastarPharm AmtechSystems AmylyxPharm AnalogDevices AnaptysBio AnavexLifeSci Andersons Anghami Angi AngioDynamics AnikaTherap Annexon ApellisPharm ApogeeEnt ApogeeTherap ApollomicsA AppFolio Appian Apple AppliedDigital ApplMaterials AppliedOptoelec AppliedTherap Applovin APxAcqnI A ApyxMedical AquestiveTherap Aravive ArbutusBiopharma ArcBest Arcellx ArchCapital Arcimoto ArcturusTherap ArcutisBiotherap -173.73 4 Tick Sym Yld P/E AOSL ... ALSA ... ALSAR ... TKNO ... GOOGL ... GOOG ... ATEC ... ATMC ... ATMCR ... ALPN ... ACAXR ... ALTR ... AEAE ... ALCE ... ALT ... ASPS ... ALVO ... AMAL 1.5 AMRN ... AMZN ... AMBA ... AMAM ... DOX 2.0 AMED ... AAL ... AEP 4.2 AMNB 2.5 AOUT ... APEI ... AMSWA 4.0 AMSC ... AMWD ... CRMT ... ABCB 1.2 ASRV 3.7 AMGN 3.0 FOLD ... AMKR 1.0 AMRX ... AMPH ... ASYS ... AMLX ... ADI 1.8 ANAB ... AVXL ... ANDE 1.4 ANGH ... ANGI ... ANGO ... ANIK ... ANNX ... APLS ... APOG 1.8 APGE ... APLM ... APPF ... APPN ... AAPL .5 APLD ... AMAT .9 AAOI ... APLT ... APP ... APXI ... APYX ... AQST ... ARAV ... ABUS ... ARCB .4 ACLX ... ACGL ... FUV ... ARCT ... ARQT ... dd 34 ... dd 26 26 dd 46 ... dd ... dd 70 9 dd dd dd 9 dd 76 dd ... 20 cc 6 19 17 dd dd 41 dd 13 dd 12 19 22 dd 18 95 24 dd dd 29 dd dd 32 dd dd dd dd dd dd 11 ... ... dd dd 30 dd 18 dd dd cc 84 dd dd dd dd 25 dd 10 dd 9 dd 10 12 2 Last 26.31 11.18 .07 3.58 135.73 137.39 13.74 10.80 .11 17.75 .26 80.00 10.89 1.27 11.19 2.93 12.26 26.10 .86 145.24 55.07 13.63 87.77 94.20 13.60 84.07 48.24 8.42 10.37 11.02 11.43 88.74 62.70 50.57 3.22 303.00 13.52 30.28 5.99 62.74 4.21 16.83 186.55 21.43 6.01 54.93 1.06 2.23 6.21 22.07 4.63 59.61 52.00 27.56 .91 164.35 33.38 181.18 7.37 149.00 20.15 2.25 38.11 11.18 2.60 2.34 .12 2.49 115.56 51.85 76.81 .82 31.23 3.71 Div Chg. Amt. +0.25 ... +0.02 ... –0.03 ... –0.15 ... –3.96 ... –3.54 ... –1.37 ... +0.07 ... +0.01 ... –1.31 ... +0.05 ... –4.15 ... ... ... –0.23 ... –0.06 ... –0.63 ... +0.78 ... –0.84 .10 –0.01 ... –6.70 ... –6.22 ... –0.61 ... –0.12 .435 –0.86 ... –0.14 ... +2.85 .83 –0.51 .30 +0.02 ... +0.72 ... –0.28 .11 +0.29 ... –4.11 ... –13.07 ... –2.48 .15 –0.01 .03 +14.98 2.25 –0.67 ... –2.99.0787 –0.08 ... +0.89 ... +0.01 ... +2.11 ... –12.01 .86 +0.01 ... –3.30 ... –2.61 .19 +0.02 ... –0.26 ... –1.63 ... –0.59 ... +0.09 ... –0.25 ... –1.41 .24 –0.38 ... –0.05 ... –8.89 ... –4.28 ... –11.35 .24 +0.63 ... –13.07 .32 +0.83 ... –1.10 ... –1.74 ... ... ... –0.02 ... +0.32 ... ... ... –0.01 ... –4.65 .12 –3.65 ... +2.54 ... –0.04 ... –0.30 ... +0.48 ... -81.91 4 +13.77 10 12 2 52-Week High Low 6.75 20.62 550.76 4.45 15.27 11.53 0.32 78.66 12.20 11.67 26.64 47.00 32.99 42.48 8.08 63.00 42.84 130.47 11.56 247.96 1.78 56.33 76.56 16.28 22.44 17.30 5.64 5.19 4.41 50.15 54.94 2.63 11.12 29.81 43.70 248.00 29.40 2.05 59.61 705.74 24.60 20.60 13.50 11.64 12.43 4.81 13.90 0.25 245.88 7.00 256.84 16.85 3.00 8.61 39.80 25.74 12.75 251.26 51.65 1.94 201.00 260.69 68.22 91.29 66.98 2.67 16.95 327.73 0.92 6.75 10.11 0.05 46.50 8.56 10.15 13.34 0.91 16.38 20.67 3.57 38.04 13.57 64.33 7.20 161.32 0.64 28.97 61.73 4.26 9.92 11.63 0.20 2.77 1.33 33.95 36.78 1.49 9.79 16.35 21.65 116.40 14.80 0.11 32.17 274.98 18.80 7.14 5.99 10.22 6.94 1.14 3.60 0.10 179.61 1.61 201.46 6.35 0.75 3.89 21.15 4.83 6.88 157.55 39.64 1.05 82.81 166.14 47.59 53.71 36.01 4 10 12 2 Name 14,450 4 Tick Sym Yld P/E dd 9 dd dd 11 65 ... ... dd 19 39 ... 14 dd dd 24 dd dd dd dd dd 45 36 dd dd 38 dd dd dd dd dd 20 76 50 9 dd 39 dd dd 31 8 29 dd 48 dd dd 47 ... 54 dd 28 dd dd dd 20 dd dd 4 6 dd 17 cc dd dd dd Last 6.16 20.41 396.22 3.50 11.35 10.89 .30 67.05 10.84 10.84 15.09 1.13 27.38 35.60 5.39 38.28 40.57 129.72 9.98 208.23 .81 34.90 68.38 7.72 15.72 17.06 .44 3.09 2.87 39.06 42.01 2.50 10.60 20.96 35.51 226.10 16.88 .12 33.03 369.52 21.50 11.63 8.85 10.92 8.40 3.29 4.06 .20 229.52 6.28 235.21 14.90 2.56 7.77 30.71 9.65 11.31 166.04 47.49 1.58 117.83 244.21 57.57 82.31 64.30 Div Chg. Amt. Ardelyx AresCapital argenx ArgoBlockchain Arhaus AriszAcqnA AriszAcqnRt Arm ArmadaAcqnI ArogoCapA ArrayTech Arrival ArrowFinancial ArrowheadPharm Arteris ArtesianRscs A Arvinas AscendisPharma AscentIndustries AspenTech AssemblyBiosci AstecIndustries AstraZeneca AstriaTherap Astronics AstroNova AtaraBiotherap AteaPharm AthiraPharma AtlantaBravesC AtlantaBravesA AtlanticAmerican AtlCoastal II A AtlanticaSust Atlanticus Atlassian AtourLifestyle Atreca AtriCure Atrion AuburnNatlBncp AudioCodes AuraBiosciences AuraFatProjectsA AuriniaPharm AuroraInnov AuroraTechA AuroraTechRt Autodesk AutolusTherap ADP AvadelPharm AveannaHealth AvePoint AviatNetworks AvidityBio AvidXchange AvisBudget Avnet Aware AxcelisTechs AxonEnterprise Axonics AxsomeTherap Azenta ARDX ... ARCC 9.4 ARGX ... ARBK ... ARHS ... ARIZ ... ARIZR ... ARM ... AACI ... AOGO ... ARRY ... ARVL ... AROW 3.9 ARWR ... AIP ... ARTNA 3.0 ARVN ... ASND ... ACNT ... AZPN ... ASMB ... ASTE 1.5 AZN 2.1 ATXS ... ATRO ... ALOT ... ATRA ... AVIR ... ATHA ... BATRK ... BATRA ... AAME .8 ACAB ... AY 8.5 ATLC ... TEAM ... ATAT .8 BCEL ... ATRC ... ATRI 2.4 AUBN 5.0 AUDC 3.1 AURA ... AFAR ... AUPH ... AUR ... ATAK ... ATAKR ... ADSK ... AUTL ... ADP 2.4 AVDL ... AVAH ... AVPT ... AVNW ... RNA ... AVDX ... CAR .0 AVT 2.6 AWRE ... ACLS ... AXON ... AXNX ... AXSM ... AZTA ... –0.04 ... +0.38 .48 +15.79 ... –0.24 ... –0.50 ... –0.02 ... +0.09 ... –8.10 ... +0.07 ... +0.08 ... –1.71 ... –0.01 ... –0.56 .27 +5.00 ... –0.50 ... –3.17.2897 –0.59 ... +3.77 ... +0.42 ... –11.92 ... –0.01 ... –2.30 .13 +1.03 .465 +0.04 ... –1.70 ... +0.80 ... –0.07 ... +0.04 ... +0.44 ... –0.52 ... –0.77 ... +0.05 .02 +0.02 ... –0.54.445 –3.16 ... –11.76 ... –0.48 .15 –0.02 ... –2.66 ... –9.27 2.20 +0.22 .27 –0.44 .18 –0.01 ... +0.05 ... –0.59 ... –1.08 ... –0.42 ... +0.01 ... –13.96 ... –0.16 ... +2.24 1.40 +0.78 ... –0.12 ... –0.44 ... –1.95 ... +0.60 ... –1.08 ... –11.2210.00 –2.91 .31 –0.08 ... –11.86 ... –14.12 ... –4.66 ... +2.72 ... –0.84 ... BCB Bancorp BGC BJsRestaurants BOK Fin BRP Group BRP B RileyFin BCBP 4.9 6 12.94 +0.09 .16 BGC .6 cc 6.67 –0.55 .01 BJRI ... 50 32.45 –3.56 ... BOKF 2.6 9 85.23 –0.42 .55 BRP ... dd 23.34 –0.68 ... DOOO .8 8 70.39 –1.30.1334 RILY 18.0 dd 22.26 +1.27 1.00 B 18.43 7.32 37.83 106.47 32.12 92.74 60.72 9.40 3.86 21.64 62.42 17.33 57.15 16.65
40 BARRON’S D ATA For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com 52-Week High Low 8.49 160.88 10.38 37.58 150.82 7.10 104.00 29.07 52.36 30.86 10.76 31.61 67.30 16.57 8.62 5.10 119.39 19.99 24.31 10.06 0.15 89.40 50.74 1.39 280.62 69.21 69.57 16.50 55.37 10.74 62.91 22.87 31.78 10.83 13.39 28.98 89.91 8.61 14.20 12.08 2.53 319.76 117.77 43.69 7.71 156.28 7.68 8.22 5.54 3.56 6.85 88.56 77.90 4.00 13.47 0.11 12.80 28.75 28.80 12.98 11.42 8.52 94.00 2.03 3580.62 10.40 0.22 36.74 5.85 7.55 58.67 44.32 25.90 14.51 7.39 60.54 5.96 11.75 0.33 1151.82 14.11 84.84 27.92 2.06 3.80 11.47 25.57 Name NASDAQ ISSUES Tick Sym Yld P/E Last Div Chg. Amt. 3.50 103.32 1.31 26.12 110.74 3.13 68.44 9.34 30.72 19.53 7.17 21.22 39.31 1.46 2.40 1.64 76.22 13.30 15.02 10.01 0.10 50.42 16.95 0.60 156.56 30.21 30.11 0.36 33.75 6.23 0.34 5.58 12.54 5.00 6.81 10.41 51.79 1.24 9.76 4.83 1.03 220.86 76.02 6.63 0.93 88.00 1.05 3.09 0.80 0.50 1.22 53.39 47.27 3.03 9.60 0.01 10.17 20.70 12.45 7.08 10.27 1.26 37.82 0.84 2151.16 10.10 0.11 20.31 2.92 1.38 23.67 7.14 3.26 10.03 2.10 39.24 2.04 10.28 0.10 549.99 7.00 53.79 12.29 0.75 0.69 10.10 13.05 Backblaze Baidu Baijiayun BakerHughes Balchem BallardPower BancFirst Bandwidth BankOZK Bank7 BankFinancial BankwellFinl Banner BanzaiIntl Baozun BarinthusBio BarrettBus BassettFurniture BayCom BayviewAcqnA BayviewAcqnRt BeaconRoofing BeamTherap BeasleyBroadcast BeiGene BelFuse A BelFuse B Beneficient BentleySystems Berry(bry) BetterHome&Fin BeyondMeat BicycleTherap Big5SportingGds BigCommerce Bilibili Bio-Techne BioAtla BioceresCrop BioCryst Biodesix Biogen BioMarinPharm BiomeaFusion Bionomics BioNTech BioraTherap Biote Bioventus Bitfarms BlackDiamond Blackbaud BlackLine BlackRockCapInvt BlkRkTCPCap bleuacaciaRt BlockchainCoinIA Bloomin'Brands BlueBird BlueFoundryBncp BlueOceanA bluebirdbio BlueprintMed BoltBiotherap Booking BowenAcqn BowenAcqnRt BowmanConsult BraggGaming Brainsway Braze BridgeBioPharma BridgerAerospace BridgfordFoods Brightcove BrighthouseFin BrilliantEarthA BroadCapital BroadCapitalRt Broadcom BrooklineBcp Bruker Bumble BurgerFiIntl BurningRockBio BurTechAcqnA BusFirstBcshs BLZE ... BIDU ... RTC ... BKR 2.4 BCPC .6 BLDP ... BANF 1.9 BAND ... OZK 3.1 BSVN 3.2 BFIN 3.9 BWFG 2.7 BANR 3.8 BNZI ... BZUN ... BRNS ... BBSI 1.1 BSET 4.7 BCML 1.8 BAYA ... BAYAR ... BECN ... BEAM ... BBGI ... BGNE ... BELFA .4 BELFB .5 BENF ... BSY .4 BRY 7.0 BETR ... BYND ... BCYC ... BGFV 8.7 BIGC ... BILI ... TECH .5 BCAB ... BIOX ... BCRX ... BDSX ... BIIB ... BMRN ... BMEA ... BNOX ... BNTX ... BIOR ... BTMD ... BVS ... BITF ... BDTX ... BLKB ... BL ... BKCC10.1 TCPC11.4 BLEUR ... BCSA ... BLMN 3.6 BLBD ... BLFY ... BOCN ... BLUE ... BPMC ... BOLT ... BKNG ... BOWN ... BOWNR ... BWMN ... BRAG ... BWAY ... BRZE ... BBIO ... BAER ... BRID ... BCOV ... BHF ... BRLT ... BRAC ... BRACR ... AVGO 2.0 BRKL 5.1 BRKR .3 BMBL ... BFI ... BNR ... BRKH ... BFST 2.4 dd 13 ... 20 44 dd 14 dd 9 7 12 6 9 dd dd dd 16 21 10 ... ... dd dd dd dd 12 10 dd 87 13 dd dd dd 36 dd dd 47 dd 62 dd dd 26 cc dd dd 10 dd dd dd dd dd dd cc 18 cc ... cc 10 34 dd 46 dd dd dd 24 ... ... cc dd dd dd dd dd 24 dd dd cc dd ... 32 11 32 dd dd dd cc 9 6.99 118.15 2.00 33.42 140.17 3.50 92.68 14.40 48.73 26.65 10.15 29.22 51.09 2.57 2.40 3.52 112.99 15.34 22.45 10.06 .13 86.28 26.07 .92 165.38 61.25 61.53 .37 46.73 6.89 .67 8.44 17.08 5.76 8.36 11.12 71.09 2.38 13.32 6.09 1.97 257.88 96.47 14.71 1.29 111.66 1.35 4.62 4.94 2.72 2.73 81.73 55.71 3.95 11.88 .05 10.90 26.56 24.88 9.97 10.86 1.42 82.97 1.19 3408.14 10.35 .15 31.79 5.07 7.46 47.49 37.69 6.41 11.67 2.32 52.89 3.24 11.20 .16 1049.28 10.64 69.43 14.01 .80 .92 10.73 23.66 –0.60 ... –0.94 ... ... ... –0.76 .20 –8.58 .79 –0.20 ... –4.65 .43 –0.07 ... –1.10 .38 –0.70 .21 –0.11 .10 –0.96 .20 –2.47 .48 +0.69 ... –0.34 ... –0.17 ... –2.81 .30 –1.26 .18 –1.14 .10 +0.05 ... +0.01 ... –0.74 ... –1.15 ... +0.04 ... –14.98 ... –3.39 .06 –5.24 .07 –0.12 ... –5.45 .05 –0.14 .09 –0.14 ... –0.46 ... –1.00 ... –0.58 .125 –1.37 ... –1.05 ... –6.07 .08 –0.08 ... –0.41 ... +0.10 ... +0.13 ... –0.89 ... +0.05 ... +0.19 ... –0.19 ... +6.12 ... ... ... –0.32 ... –0.33 ... –0.19 ... –0.08 ... –4.97 ... –6.73 ... +0.08 .10 +0.34 .25 ... ... +0.03 ... –1.59 .24 –2.08 ... +0.30 ... +0.08 ... +0.04 ... –9.27 ... +0.07 ... –139.08 ... +0.03 ... +0.04 ... –3.73 ... +0.02 ... +0.98 ... –5.64 ... –2.68 ... –0.50 ... +0.67 ... –0.27 ... –0.03 ... –0.48 ... +0.09 ... +0.04 ... –66.97 5.25 –0.27 .135 –4.05 .05 –0.73 ... –0.06 ... –0.01 ... ... ... –0.99 .14 2.54 13.14 48.01 17.20 8.30 160.66 16.38 10.15 1.06 78.69 0.88 169.23 16.43 5.01 12.65 81.29 37.55 Cadiz CARGOTherapeutics C&F Fin CB FinSvcs CCC Intelligent CDW CEVA CFAcqnVII A C4 Therap CH Robinson CLPS CME Group CNB FinPA CompassPath CPI Card CRA Intl CrisprTherap CDZI ... CRGX ... CFFI 2.7 CBFV 4.2 CCCS ... CDW 1.2 CEVA ... CFFS ... CCCC ... CHRW 2.8 CLPS .0 CME 2.2 CCNE 3.2 CMPS ... PMTS ... CRAI 1.7 CRSP ... dd ... 8 9 dd 27 dd cc dd 27 cc 24 8 dd 7 20 dd 2.87 22.08 65.28 23.92 10.73 214.04 21.09 10.89 6.40 88.59 1.01 199.19 22.00 8.94 19.07 98.30 60.67 +0.07 ... –1.07 ... –2.91 .44 +0.11 .25 –0.66 ... –13.28 .62 –1.62 ... +0.04 ... +0.75 ... +2.20 .61 –0.03 .10 –11.41 5.25 –0.59 .175 +0.19 ... –0.12 ... –0.55 .42 –1.93 ... C 5.80 29.01 72.00 24.98 13.41 229.42 36.29 11.52 9.41 108.05 1.77 223.80 25.07 11.15 45.95 128.10 76.97 January 8, 2024 52-Week High Low 69.35 27.98 211.56 35.09 25.94 23.77 279.33 60.27 6.55 61.91 5.36 38.97 26.17 29.30 20.25 23.26 42.95 71.59 3.98 45.29 3.06 32.20 8.29 30.00 25.00 36.86 16.16 25.07 11.77 8.93 19.47 12.00 12.49 197.99 19.57 4.51 18.04 4.89 24.64 8.59 13.00 42.49 15.89 7.44 8.38 17.70 11.92 1.99 12.67 3.97 95.78 286.62 51.48 29.59 45.72 365.63 21.43 8.85 4.04 8.65 2.52 51.71 45.93 13.17 5.34 2.38 36.79 24.96 3.82 38.37 1.70 458.30 154.17 41.28 39.49 53.43 11.56 11.76 93.12 17.65 6.89 13.02 48.88 2.13 27.97 175.20 150.45 43.17 83.36 130.66 607.79 5.60 111.15 58.19 34.94 13.04 115.89 10.72 6.10 100.00 1.85 12.02 0.15 58.99 1.63 48.50 46.19 9.57 116.80 27.60 10.66 5.88 155.20 38.33 3.50 42.25 0.16 21.59 12.78 15.25 11.91 3.53 26.52 22.49 1.13 17.82 0.66 3.46 4.22 14.27 15.00 26.12 11.93 16.34 10.09 4.22 11.22 1.15 0.57 6.30 2.57 0.68 4.80 0.39 14.45 3.44 2.18 25.20 13.08 2.50 1.49 10.43 10.25 0.60 10.34 0.36 72.33 202.13 35.05 9.26 27.24 232.15 10.68 4.26 0.96 3.00 0.61 35.60 33.77 5.70 1.28 1.55 14.47 11.81 1.21 23.66 0.09 315.02 117.18 28.58 17.29 33.72 10.32 10.28 69.68 12.91 0.19 0.60 14.27 0.88 21.34 117.05 106.45 29.84 24.68 95.01 423.06 0.75 65.02 45.56 14.21 7.61 82.53 4.77 3.03 22.91 0.65 10.10 0.05 31.66 0.71 29.91 Name CSG Systems CSP CSW Industrials CSX CVB Fin CabalettaBio CadenceDesign CaesarsEnt Caesarstone Cal-MaineFoods CalAmp CalavoGrowers CaliforniaBncp CalliditasTherap CalumetSpecialty CambiumNtwks CamdenNational Camtek Canaan CanadianSolar CandelTherap CanopyGrowth Cantaloupe CanterburyPark CapitalBancorp CapitalCityBank CapitalProduct CapitalSouthwest CapitalworksEMA CapitolFedFin CapStarFin Captivision CaraTherap CarbonRevolution Cardlytics Carecloud CareDx CareMax CarGurus CaribouBio CarismaTherap Carlyle CarlyleSecured CarParts.com CarrolsRestr CarterBkshrs CartesianGrwIIA CartesianTherap CarticaAcqnA CasaSystems CasellaWaste CaseysGenStores CassInfoSys CastleBiosci CathayGenBncp CavcoIndustries CECO Env CellebriteDI Cellectis CentessaPharm Centogene CentralGarden CentralGardenA CenturyAluminum CenturyTherap Ceragon Cerence Certara Cerus ChampionX ChargeEnt CharterComms CheckPoint Cheesecake ChefsWarehouse ChemungFinl ChengheAcqnA ChengheAcqnIA ChesapeakeEner ChicagoAtlRealEst ChickenSoupA ChijetMotor Children'sPlace Chimerix ChipMOSTechs ChordEnergy ChurchillDowns Chuy's Cimpress CincinnatiFinl Cintas CipherMining CirrusLogic CiscoSystems CitiTrends CtznCmntyBcp CityHolding Clarus CleanEnerFuels Clearfield ClearsideBiomed ClimateRockA ClimateRockRt ClimbGlbl CloverHealth CoastalFinl B A R R ON S .C OM / D ATA Tick Sym Yld P/E CSGS 2.2 CSPI .9 CSWI .4 CSX 1.3 CVBF 4.1 CABA ... CDNS ... CZR ... CSTE ... CALM .8 CAMP ... CVGW 1.4 CALB ... CALT ... CLMT ... CMBM ... CAC 4.6 CAMT ... CAN ... CSIQ ... CADL ... CGC ... CTLP ... CPHC 1.5 CBNK 1.2 CCBG 2.8 CPLP 3.7 CSWC 8.8 CMCA ... CFFN 5.5 CSTR 2.4 CAPT ... CARA ... CREV ... CDLX ... CCLD ... CDNA ... CMAX ... CARG ... CRBU ... CARM ... CG 3.6 CGBD 9.5 PRTS ... TAST 1.0 CARE ... RENE ... RNAC ... CITE ... CASA ... CWST ... CASY .6 CASS 2.7 CSTL ... CATY 3.1 CVCO ... CECO ... CLBT ... CLLS ... CNTA ... CNTG ... CENT ... CENTA ... CENX ... IPSC ... CRNT ... CRNC ... CERT ... CERS ... CHX 1.2 CRGE ... CHTR ... CHKP ... CAKE 3.2 CHEF ... CHMG 2.5 CHEA ... LATG ... CHK 2.8 REFI 11.8 CSSE ... CJET ... PLCE ... CMRX ... IMOS 4.3 CHRD 3.1 CHDN .3 CHUY ... CMPR ... CINF 2.8 CTAS .9 CIFR ... CRUS ... CSCO 3.1 CTRN ... CZWI 2.5 CHCO 2.7 CLAR 1.6 CLNE ... CLFD ... CLSD ... CLRC ... CLRCR ... CLMB 1.3 CLOV ... CCB ... 21 17 30 18 11 dd 72 14 dd 6 dd dd 9 dd 34 dd 11 42 dd 5 dd dd 47 9 10 9 6 14 42 dd 12 20 dd cc dd dd dd dd 12 dd dd 69 12 dd dd 8 36 dd 31 dd cc 22 20 dd 9 14 39 dd dd dd ... 21 18 dd dd 41 dd dd dd 18 dd 12 21 19 74 8 65 37 2 8 dd 11 dd dd 19 6 27 23 dd 10 42 dd 31 15 dd 9 14 dd dd 13 dd cc ... 20 dd 12 Last 50.88 18.20 202.06 34.62 19.35 22.30 252.71 44.91 4.19 55.31 .26 28.11 24.51 23.74 17.42 5.19 36.84 67.93 2.11 23.81 1.41 4.75 6.89 19.02 24.34 28.45 16.10 25.06 10.90 6.16 18.46 3.61 .61 27.85 7.03 1.45 11.30 .40 22.49 4.82 2.63 39.33 15.65 2.96 8.21 14.32 10.98 .62 10.92 .44 81.03 284.34 44.40 21.00 43.53 315.99 19.40 8.23 3.00 6.73 1.20 48.90 43.15 10.95 3.19 2.27 19.11 17.09 1.96 27.89 .09 372.20 151.05 33.43 30.00 49.47 11.01 11.03 79.20 15.93 .22 .60 21.02 .94 26.64 162.82 127.13 35.43 72.24 107.36 577.26 3.91 77.78 50.09 28.37 11.52 106.59 6.18 3.61 28.12 1.34 11.14 .09 51.59 .95 42.82 Div Chg. Amt. –2.33 .28 –1.29 .04 –5.35 .19 –0.05 .11 –0.84 .20 –0.40 ... –19.66 ... –1.97 ... +0.45 ... –2.08 .116 +0.01 ... –1.30 .10 –0.25 ... –2.00 ... –0.46 ... –0.81 ... –0.79 .42 –1.45 ... –0.20 ... –2.42 ... –0.06 ... –0.36 ... –0.52 ... –1.41 .07 +0.14 .08 –0.98 .20 +1.90 .15 +1.36 .06 +0.03 ... –0.29 .085 –0.28 .11 –0.11 ... –0.13 ... +4.82 ... –2.18 ... –0.07 ... –0.70 ... –0.10 ... –1.67 ... –0.91 ... –0.30 ... –1.36 .35 +0.69 .07 –0.20 ... +0.33 .02 –0.65 ... +0.04 ... –0.07 ... +0.01 ... –0.09 ... –4.43 ... +9.60 .43 –0.65 .30 –0.58 ... –1.04 .34 –30.63 ... –0.88 ... –0.43 ... –0.08 ... –1.23 ... ... ... –1.21 ... –0.89 ... –1.19 ... –0.13 ... +0.11 ... –0.55 ... –0.50 ... –0.20 ... –1.32 .085 –0.02 ... –16.48 ... –1.74 ... –1.58 .27 +0.57 ... –0.33 .31 +0.01 ... ... ... +2.26 .575 –0.25 .29 ... ... –0.10 ... –2.20 ... –0.02 ... –0.571.5007 –3.41 1.25 –7.80 .382 –2.80 ... –7.81 ... +3.90 .75 –25.40 1.35 –0.22 ... –5.41 ... –0.43 .39 +0.09 ... –0.19 .29 –3.67 .715 –0.72 .025 –0.22 ... –0.96 ... +0.17 ... +0.13 ... –0.02 ... –3.24 .17 ... ... –1.59 ... 52-Week High Low 961.91 67.00 6.98 25.95 15.68 77.00 59.51 3.49 76.85 6.94 10.99 43.99 187.39 38.40 34.96 131.01 13.97 13.98 33.24 22.23 98.32 42.87 47.46 66.86 11.96 9.34 47.24 17.66 81.00 12.00 16.00 7.90 31.62 29.50 16.87 151.82 4.95 25.00 41.22 2.08 2.84 26.12 11.69 62.08 4.79 38.29 127.24 45.22 13.75 32.10 399.62 51.53 6.09 20.72 255.60 4.19 92.36 681.91 24.61 57.57 121.17 5.80 576.05 20.77 18.00 10.09 17.89 37.88 36.76 151.32 2.64 31.82 14.66 261.81 13.74 2.91 7.30 12.79 41.57 33.14 222.51 25.33 3.14 13.77 95.61 3.02 Name Tick Sym Yld P/E Last Div Chg. Amt. 474.28 53.53 1.45 16.00 3.67 57.35 34.28 0.90 56.45 2.95 1.43 29.07 31.55 1.15 20.83 83.38 4.70 8.59 17.54 14.11 66.01 30.29 34.63 40.91 5.48 1.34 32.68 10.38 53.20 10.01 0.90 4.64 9.78 9.60 7.26 70.58 2.40 0.95 14.69 0.65 0.53 13.11 2.55 18.33 2.10 13.66 71.16 24.12 7.82 3.55 303.74 30.32 2.57 11.45 139.76 0.61 65.12 462.22 12.65 29.34 62.69 3.28 369.13 7.20 13.11 5.44 6.24 15.23 22.10 74.00 1.64 15.65 9.29 92.25 7.64 1.43 2.57 3.41 1.38 6.57 113.19 5.75 1.37 3.80 25.98 1.04 CocaColaCon Coca-ColaEuro Codexis CodorusValleyBncp CogentBio CogentComm Cognex CognitionTherap CognizantTech CognyteSoftware CoherusBioSci Cohu CoinbaseGlbl CollectiveAudience CollegiumPharm ColliersIntl Collplant ColonyBankcorp ColumbiaBanking ColumbiaFinl ColumbiaSportswr ColumbusMcKinn Comcast A CommerceBcshrs CommVehicle CommScope CmntyTrBcp CommWestBcshs CommvaultSystems CompassDigitalAcqn CompleteSolaria CompoSecure ComputerPrograms comScore ComtechTel Concentrix Conduent ConduitPharm Confluent Conifer ConnectBiopharma ConnectOneBncp Conn's ConsensusCloud ConsldComm ConsldWater ConstellationEner ConstructionPtrs ConsumerPtfo ContextLogic Cooper Copart CorMedix CorsairGaming Corvel CorvusPharm CoStar Costco Couchbase CovenantLogist CrackerBarrel CreativeMedia CreditAcceptance CredoTech CrescentCapBDC Cresud Cricut CrineticsPharm Criteo Crocs Cronos CrossCtyHlthcr CrossFirstBkshs CrowdStrike CullinanOncology CumberlandPharm CumulusMedia CureVac Cutera CVRx CyberArkSoftware CymaBayTherap CyteirTherap CytekBiosci Cytokinetics CytomXTherap COKE .2 CCEP 3.0 CDXS ... CVLY 2.7 COGT ... CCOI 5.0 CGNX .8 CGTX ... CTSH 1.6 CGNT ... CHRS ... COHU ... COIN ... CAUD ... COLL ... CIGI .3 CLGN ... CBAN 3.3 COLB 5.6 CLBK ... COLM 1.6 CMCO .8 CMCSA 2.7 CBSH 1.9 CVGI ... COMM ... CTBI 4.3 CWBC 1.9 CVLT ... CDAQ ... CSLR ... CMPO ... CPSI ... SCOR ... CMTL 4.9 CNXC 1.2 CNDT ... CDT ... CFLT ... CNFR ... CNTB ... CNOB 2.9 CONN ... CCSI ... CNSL ... CWCO 1.2 CEG 1.0 ROAD ... CPSS ... WISH ... COO .0 CPRT ... CRMD ... CRSR ... CRVL ... CRVS ... CSGP ... COST .6 BASE ... CVLG 1.0 CBRL 7.0 CMCT 9.2 CACC ... CRDO ... CCAP 9.5 CRESY 3.4 CRCT .0 CRNX ... CRTO ... CROX ... CRON ... CCRN ... CFB ... CRWD ... CGEM ... CPIX ... CMLS ... CVAC ... CUTR ... CVRX ... CYBR ... CBAY ... CYT ... CTKB ... CYTK ... CTMX ... 19 17 dd 9 dd 3 42 dd 18 dd dd 31 dd dd cc cc dd 11 12 39 16 21 12 14 dd dd 9 15 dd 41 dd 7 dd dd dd 15 dd cc dd dd dd 10 dd 6 dd 24 22 43 4 dd 62 34 dd cc 54 dd 82 45 dd 11 19 dd 22 dd 11 3 27 dd cc 8 dd 8 11 dd dd dd dd dd dd dd dd dd dd dd dd dd 907.12 64.61 2.79 25.23 5.17 74.49 37.85 1.93 72.84 5.99 2.87 32.95 153.98 1.36 32.30 114.67 6.15 13.15 25.94 18.98 75.37 36.93 43.04 53.66 6.92 2.74 42.55 17.01 73.97 10.57 1.47 5.34 10.02 17.24 8.21 97.05 3.46 5.19 22.25 1.36 1.18 23.13 4.71 22.48 4.43 32.70 116.24 40.50 8.57 5.17 365.93 46.55 3.39 13.59 231.66 2.06 81.34 656.01 20.98 43.90 74.19 3.70 534.27 17.53 17.20 9.01 6.47 34.76 24.16 86.46 2.18 22.73 13.73 247.46 10.17 2.24 5.02 4.34 3.03 29.61 211.72 23.02 3.03 8.07 93.73 1.51 –21.2816.00 –2.13 1.23 –0.26 ... –0.47 .17 –0.71 ... –1.57 .955 –3.89 .075 +0.08 ... –2.69 .29 –0.44 ... –0.46 ... –2.44 ... –19.94 ... +0.01 ... +1.52 ... –11.85 .15 –0.24 ... –0.15 .11 –0.74 .36 –0.30 ... –4.17 .30 –2.09 .07 –0.81 .29 +0.25.2571 –0.09 ... –0.08 ... –1.31 .46 –0.38 .08 –5.88 ... –0.08 ... –0.14 ... –0.06 ... –1.18 ... +0.54 ... –0.22 .10 –1.16.3025 –0.19 ... +0.64 ... –1.15 ... +0.26 ... ... ... +0.22 .17 +0.27 ... –3.73 ... +0.08 ... –2.90 .095 –0.65 .282 –3.02 ... –0.80 ... –0.78 ... –12.51 .03 –2.45 ... –0.37 ... –0.51 ... –15.55 ... +0.30 ... –6.05 ... –4.0715.00 –1.54 ... –2.14 .11 –2.89 1.30 +0.01 .085 +1.54 ... –1.94 ... –0.18 .41 –0.47 .305 –0.12 1.00 –0.82 ... –1.16 ... –6.96 ... +0.09 ... +0.09 ... +0.15 ... –7.86 ... –0.02 ... +0.45 ... –0.30 ... +0.13 ... –0.50 ... –1.83 ... –7.33 ... –0.60 ... –0.01 ... –1.05 ... +10.24 ... –0.04 ... 0.65 14.89 0.74 10.28 22.06 2.88 2.76 3.72 61.34 31.65 4.47 1.28 9.67 9.90 5.53 10.00 15.45 26.27 DBV Tech DMC Global D-MarketElec DPCapAcqnIA DXP Ents DadaNexus Daktronics DallasNews Datadog Dave&Buster's Dave DawsonGeophys DayOneBiopharm DecipheraPharm DefinitiveHlthcr DenaliCapAcqnA DenaliTherap DentsplySirona DBVT ... BOOM ... HEPS ... DPCS ... DXPE ... DADA ... DAKT ... DALN14.6 DDOG ... PLAY ... DAVE ... DWSN ... DAWN ... DCPH ... DH ... DECA ... DNLI ... XRAY 1.6 dd 11 dd 49 10 dd 8 dd dd 19 dd dd dd dd dd dd dd dd .87 18.02 1.68 10.91 32.22 3.15 7.93 4.39 115.99 50.67 8.29 1.62 14.44 15.29 9.00 12.01 19.34 35.38 –0.09 ... –0.80 ... –0.12 ... +0.02 ... –1.48 ... –0.17 ... –0.55 ... +0.14 .16 –5.39 ... –3.18 ... –0.10 ... –0.21 ... –0.16 ... –0.84 ... –0.94 ... +1.84 ... –2.12 ... –0.21 .14 D 2.37 28.01 1.89 11.30 39.89 15.59 12.42 5.70 124.69 55.98 10.10 2.65 25.77 22.76 14.03 14.10 33.31 43.24 52-Week High Low 86.18 9.81 7.57 3.21 139.55 193.20 171.40 42.95 38.95 25.85 33.51 97.45 66.61 12.35 0.49 33.18 3.96 1.36 24.22 52.88 69.45 161.10 19.09 15.76 16.75 103.98 33.18 102.25 10.95 2.12 39.35 11.44 31.47 30.50 7.88 245.87 15.15 19.87 Name Tick Sym Yld P/E Last Div Chg. Amt. 66.73 1.94 3.64 2.12 74.75 145.86 119.01 21.25 16.13 12.34 15.57 60.00 17.39 10.15 0.10 18.20 0.64 0.46 9.04 29.40 38.11 102.77 7.78 13.82 12.50 45.93 26.50 60.01 6.95 0.70 11.14 0.50 10.61 18.71 4.65 71.07 9.42 6.40 DescartesSystems DesignTherap DestinationXL Deswell DexCom DiamondHillInvt DiamondbkEner DigiIntl Digimarc DigitalWorldA DimeCommBcshs Diodes DiscMedicine DistokenAcqn DistokenAcqnRt DistributionSoln DiversifiedHlthcr DixieGroup dLocal Docebo DocuSign DollarTree Domo DonegalGroup A DonegalGroup B DoorDash DorchesterMnls DormanProducts DoubleDown DouYuIntl DraftKings DragonflyEnergy DrivenBrands Dropbox DuluthHoldings Duolingo DynavaxTechs DyneTherap DSGX ... DSGN ... DXLG ... DSWL 7.8 DXCM ... DHIL 3.7 FANG 2.2 DGII ... DMRC ... DWAC ... DCOM 3.8 DIOD ... IRON ... DIST ... DISTR ... DSGR ... DHC 1.2 DXYN ... DLO ... DCBO ... DOCU ... DLTR ... DOMO ... DGICA 4.9 DGICB 3.9 DASH ... DMLP11.8 DORM ... DDI ... DOYU ... DKNG ... DFLI ... DRVN ... DBX ... DLTH ... DUOL ... DVAX ... DYN ... 61 dd 8 7 cc 11 9 37 dd dd 9 12 dd 87 ... cc dd dd 37 cc cc 26 dd 46 57 dd 12 26 dd 15 dd dd dd 18 dd dd 38 dd 79.50 2.52 4.00 2.58 123.98 160.11 155.95 24.55 33.73 17.23 26.04 73.55 57.92 10.60 .17 30.02 3.29 .67 17.67 43.77 54.64 136.29 9.56 13.96 15.66 94.81 31.20 79.62 8.37 .91 33.18 .52 13.42 29.16 5.24 204.14 14.74 17.96 –4.56 ... –0.13 ... –0.40 ... –0.07 .10 –0.11 ... –5.48 1.50 +0.87 2.53 –1.45 ... –2.39 ... –0.27 ... –0.89 .25 –6.97 ... +0.16 ... ... ... +0.06 ... –1.54 ... –0.45 .01 –0.08 ... –0.02 ... –4.61 ... –4.81 ... –5.76 ... –0.73 ... –0.03 .17 +1.13.1525 –4.08 ... –0.63.8451 –3.79 ... +1.02 ... –0.04 ... –2.07 ... –0.02 ... –0.84 ... –0.32 ... –0.14 ... –22.72 ... +0.76 ... +4.66 ... 2.00 0.95 3.60 10.26 0.40 10.05 0.11 12.79 11.26 4.62 1.47 33.86 9.93 15.30 3.59 37.17 9.53 5.12 6.08 0.80 8.63 4.81 0.20 2.15 6.58 8.11 162.01 108.53 0.36 4.60 2.21 12.72 10.24 0.09 20.84 8.08 34.74 136.12 10.30 14.04 12.11 9.80 7.44 73.49 85.50 217.52 67.01 25.00 32.97 9.32 41.71 4.76 650.61 1.51 199.49 10.83 0.70 2.42 58.20 73.84 11.97 18.50 7.50 10.00 10.23 46.92 ECARX ECDAutoDesign EDAP TMS EsgenAcqnA ESGL ESH Acqn A ESH Acqn Rt ESSA Bancorp EagleBncpMT EaglePharm Eargo EastWestBncp EasternBankshares Eastern EbangIntl eBay EchoStar EdgewiseTherap EditasMedicine EducDev EHang eHealth EigerBioPharma 8x8 89bio ElPolloLoco ElbitSystems ElectronicArts ElevationOnc ElicioTherap EliemTherap Embecta EmbraceChange EmbraceChangeRt Enact EnantaPharma EncoreCapital EncoreWire EnergemA EnergyRecovery EnlightRenewableEn EnlivenTherap Enovix EnphaseEnergy EnsignGroup Enstar Entegris EnterpriseBncp EnterpriseFinSvcs EntradaTherap ePlus EpsilonEnergy Equinix Erasca ErieIndemnity Escalade EsperionTherap EtonPharm Etsy EuronetWorldwide EuropeanWax Everbridge EverCommerce Evergreen EvergreenA Evergy ECX ... ECDA ... EDAP ... ESAC ... ESGL ... ESHA ... ESHAR ... ESSA 3.0 EBMT 3.6 EGRX ... EAR ... EWBC 2.6 EBC 3.1 EML 2.0 EBON ... EBAY 2.3 SATS ... EWTX ... EDIT ... EDUC ... EH ... EHTH ... EIGR ... EGHT ... ETNB ... LOCO ... ESLT 1.0 EA .6 ELEV ... ELTX ... ELYM ... EMBC 4.1 EMCG ... EMCGR ... ACT 2.3 ENTA ... ECPG ... WIRE .0 ENCP ... ERII ... ENLT ... ELVN ... ENVX ... ENPH ... ENSG .2 ESGR ... ENTG .4 EBTC 3.0 EFSC 2.2 TRDA ... PLUS ... EPSN 5.1 EQIX 2.2 ERAS ... ERIE 1.5 ESCA 3.1 ESPR ... ETON ... ETSY ... EEFT ... EWCZ ... EVBG ... EVCM ... EVGRU ... EVGR ... EVRG 4.8 dd dd ... dd dd cc ... 10 11 6 dd 8 dd 27 dd 8 11 dd dd dd dd dd dd dd dd 11 34 37 dd dd dd 15 55 ... 7 dd dd 8 cc 68 28 58 dd 29 26 6 83 9 8 dd 15 8 85 dd 43 27 dd 51 32 18 90 dd dd ... 41 18 2.67 1.11 5.10 11.27 .55 10.24 .12 19.97 15.60 5.13 2.61 72.46 14.06 22.20 13.31 42.79 12.64 10.11 9.09 1.22 15.21 7.74 .22 3.56 11.53 8.76 208.54 135.61 .87 7.10 2.89 18.24 10.96 .16 28.43 12.11 49.62 214.87 11.36 17.85 18.27 13.22 12.19 115.39 114.01 286.15 109.93 31.12 44.48 15.25 75.40 4.91 788.39 2.04 329.81 19.16 2.55 4.34 75.64 98.23 13.00 21.55 9.99 11.17 11.20 53.70 –0.49 ... –0.12 ... –0.18 ... +0.01 ... –0.15 ... –0.01 ... +0.01 ... –0.05 .15 –0.19 .14 –0.10 ... +0.02 ... +0.51 .48 –0.14 .11 +0.20 .11 –1.99 ... –0.83 .25 –3.93 ... –0.83 ... –1.04 ... +0.06 ... –1.59 ... –0.98 ... –0.01 ... –0.22 ... +0.36 ... –0.06 ... –4.71 .50 –1.20 .19 +0.34 ... –1.24 ... +0.19 ... –0.69 .15 +0.01 ... +0.01 ... –0.46 .71 +2.70 ... –1.13 ... +1.27 .02 +0.05 ... –0.99 ... –0.87 ... –0.62 ... –0.33 ... –16.75 ... +1.80 .06 –8.20 ... –9.89 .10 –1.14 .23 –0.17 .25 +0.16 ... –4.44 ... –0.17.0625 –17.00 4.26 –0.09 ... –5.111.275 –0.93 .15 –0.44 ... –0.04 ... –5.41 ... –3.26 ... –0.59 ... –2.76 ... –1.04 ... –0.03 ... +0.01 ... +1.50.6425 E 9.34 17.00 12.65 12.34 24.72 10.25 1.35 21.13 18.37 34.56 16.80 80.98 18.10 26.04 18.94 52.23 24.80 12.46 11.93 4.00 25.78 10.57 2.98 6.49 22.93 13.00 225.22 143.47 5.89 24.39 4.75 33.88 11.69 1.73 29.74 62.06 58.46 221.53 11.50 30.76 20.44 25.34 23.90 260.98 115.42 300.98 122.58 36.67 56.35 18.44 81.45 6.57 824.86 4.57 338.00 22.01 7.41 5.81 149.91 121.55 20.70 35.55 13.47 12.55 11.47 65.39 52-Week High Low 18.86 10.50 8.16 11.49 13.49 3.92 11.10 24.34 44.37 35.94 25.39 155.84 11.65 112.75 11.52 32.73 24.62 9.73 Name Tick Sym Yld P/E Last Div Chg. Amt. 5.36 5.53 1.88 7.07 7.94 1.33 10.19 16.15 34.05 25.17 10.45 87.94 1.52 64.61 4.17 14.63 2.21 7.70 EverQuote EverspinTech EVgo Evolus Evotec Exagen ExcelFinAcqnA Exelixis Exelon ExlService eXpWorld Expedia Expensify Exponent Exscientia ExtremeNetworks EyePointPharm Ezcorp EVER ... MRAM ... EVGO ... EOLS ... EVO ... XGN ... XFIN ... EXEL ... EXC 4.0 EXLS ... EXPI 1.4 EXPE ... EXFY ... EXPO 1.2 EXAI ... EXTR ... EYPT ... EZPW ... dd 25 dd dd dd dd dd 83 17 28 cc 26 dd 44 dd 24 dd 20 11.41 9.11 3.09 10.45 9.74 1.91 10.75 23.24 36.31 29.63 14.48 146.32 2.05 86.33 6.06 17.13 20.40 8.58 –0.83 ... +0.07 ... –0.49 ... –0.08 ... –1.99 ... –0.08 ... +0.04 ... –0.75 ... +0.41 .36 –1.22 ... –1.04 .05 –5.47 ... –0.42 ... –1.71 .26 –0.35 ... –0.51 ... –2.71 ... –0.16 ... 10.30 127.05 1.00 1.04 52.45 10.06 19.19 2.35 0.28 7.17 0.48 5.19 1.75 45.70 1.63 10.23 0.01 0.33 35.51 22.11 13.84 2.96 10.28 10.27 0.07 7.61 11.90 26.00 22.33 22.82 8.59 16.26 24.57 505.84 22.55 17.23 22.84 31.00 9.70 9.24 15.08 9.68 20.81 24.52 21.77 9.94 129.22 38.77 12.56 13.40 12.85 85.30 122.68 144.57 1.27 51.01 17.74 14.14 15.45 14.70 9.28 18.65 10.05 1.35 2.84 23.15 55.97 22.27 44.12 24.93 60.09 1.07 10.13 9.44 28.67 26.20 49.12 79.40 2.25 5.40 45.13 12.22 21.45 11.65 3.19 0.98 FARO Tech F5 FGFinancial FLJ FRP Holdings FTACEmeraldA FTAI Aviation FTAI Infra FTC Solar Falcon'sBeyondGlbl FangddNetwork Fanhua FarmerBros Fastenal FateTherap FeutuneLightA FeutuneLightRt FibroGen FidelityD&D FifthThirdBncp FinInstitutions FinchTherap FinnovateAcqnA FintechEcoA FintechEcoRt FinWiseBancorp FirstAdvantage FirstBancorpNC FirstBancorp FirstBancshares FirstBank FirstBusey FirstBusFinSvcs FirstCitizBcshA FirstCommBkshs FirstFinBncpOH FirstFinBkshs FirstFinIN FirstFinNW FirstGuarBcshs FirstHawaiian FirstInternetBncp FirstInterBanc FirstMerchants FirstMidBcshs FirstNWBncp FirstSolar 1stSource FirstUnited FirstWatchRest FirstWesternFin FirstCash FirstService FiveBelow 5EAdvMatls Five9 FiveStarBncp Flex Flexsteel FluenceEnergy FlushingFinl Flywire FocusImpactBH3A FocusUniversal FoghornTherap FormFactor FormulaSys ForresterRes Fortinet Fortrea ForwardAir Fossil FosterLB 4D Molecular FoxA FoxB FoxFactory FranklinElec FreightCarAmer FrequencyElec Freshpet Freshworks Frontdoor FrontierComms Frontier FuelCell FARO ... FFIV ... FGF ... FLJ ... FRPH ... EMLD ... FTAI ... FIP 3.3 FTCI ... FBYD ... DUO ... FANH ... FARM ... FAST 2.3 FATE ... FLFV ... FLFVR ... FGEN ... FDBC 2.8 FITB 4.0 FISI 5.5 FNCH ... FNVT ... FEXD ... FEXDR ... FINW ... FA .0 FBNC 2.4 FNLC 5.0 FBMS 3.4 FRBA 1.7 BUSE 3.9 FBIZ 2.4 FCNCA .5 FCBC 3.2 FFBC 4.0 FFIN 2.5 THFF 4.3 FFNW 3.8 FGBI 5.2 FHB 4.7 INBK 1.0 FIBK 6.2 FRME 3.8 FMBH 2.7 FNWB 1.8 FSLR ... SRCE 2.6 FUNC 3.4 FWRG ... MYFW ... FCFS 1.3 FSV .6 FIVE ... FEAM ... FIVN ... FSBC 2.9 FLEX ... FLXS 3.3 FLNC ... FFIC 5.3 FLYW ... BHAC ... FCUV ... FHTX ... FORM ... FORTY 1.4 FORR ... FTNT ... FTRE ... FWRD 1.5 FOSL ... FSTR ... FDMT ... FOXA 1.7 FOX 1.9 FOXF ... FELE 1.0 RAIL ... FEIM .0 FRPT ... FRSH ... FTDR ... FYBR ... ULCC ... FCEL ... dd 26 7 ... cc ... 38 dd dd dd ... 7 dd 31 dd 93 ... dd 12 10 7 dd 67 cc ... 10 54 13 10 10 12 10 9 2 13 8 19 8 15 12 11 21 11 9 10 10 38 10 8 51 13 21 54 41 dd dd 9 13 6 dd 15 dd 48 dd dd dd 16 cc 40 31 15 dd dd dd 15 14 17 22 dd 35 dd dd 16 36 17 dd 20.60 171.45 1.46 1.15 59.12 10.58 46.00 3.64 .62 12.00 .66 6.54 3.12 61.98 3.77 10.85 .09 .75 53.87 35.40 21.74 3.45 11.08 10.75 .09 14.48 15.66 36.28 27.99 28.17 13.84 24.40 38.20 1384.23 36.15 23.03 28.68 41.94 13.82 12.26 22.10 24.75 30.19 36.18 33.76 15.50 166.87 52.68 23.30 18.65 18.62 106.28 159.12 200.84 1.40 72.28 25.48 23.29 18.33 21.50 16.51 21.85 10.43 1.48 5.64 37.66 65.03 25.09 58.34 32.90 62.45 1.45 22.29 19.59 30.14 28.10 66.36 92.71 2.65 10.28 84.47 21.91 33.03 24.67 5.06 1.40 –1.93 ... –7.53 ... –0.14 ... –0.85 ... –3.76 ... +0.03 ... –0.40 ... –0.25 .03 –0.07 ... –0.30 ... –0.01 ... –0.11 ... +0.06 ... –2.79 .38 +0.03 ... +0.04 ... +0.01 ... –0.14 ... –4.16 .38 +0.91 .35 +0.44 .30 –0.16 ... +0.01 ... –0.04 ... –0.01 ... +0.17 ... –0.91 1.50 –0.73 .22 –0.23 .35 –1.16 .24 –0.86 .06 –0.42 .24 –1.90.2275 –34.74 1.64 –0.95 .29 –0.72 .23 –1.62 .18 –1.09 .45 +0.34 .13 +1.14 .16 –0.76 .26 +0.56 .06 –0.56 .47 –0.90 .34 –0.90 .23 –0.44 .07 –5.41 ... –2.27 .34 –0.21 .20 –1.45 ... –1.21 ... –2.11 .35 –2.97 .225 –12.32 ... –0.01 ... –6.41 ... –0.70 .20 +1.13 ... –0.52 .15 –2.35 ... +0.03 .22 –1.30 ... –0.03 ... +0.02 ... –0.81 ... –4.05 ... –0.28.6215 –1.72 ... –0.19 ... –2.00 ... –0.42 .24 –0.01 ... +0.30 ... –0.67 ... +0.47 .26 +0.45 .26 –1.12 ... –3.94 .225 –0.05 ... –0.67 1.00 –2.29 ... –1.58 ... –2.19 ... –0.67 ... –0.40 ... –0.20 ... F 36.74 180.70 3.18 136.00 65.00 10.67 47.93 4.43 3.87 44.00 26.55 9.54 5.39 65.66 7.08 11.99 0.53 25.69 60.85 38.06 25.85 18.30 11.50 11.00 0.98 14.70 16.77 43.47 30.84 32.19 15.17 25.80 41.03 1528.12 39.23 26.53 38.24 46.15 15.40 24.08 28.28 28.18 39.76 43.97 35.83 16.12 232.00 56.59 24.29 20.95 28.00 116.83 166.27 220.19 12.04 92.40 29.00 23.98 24.96 31.32 20.46 35.80 12.09 5.14 9.97 42.38 82.55 39.09 81.24 37.30 121.38 6.08 23.05 24.10 37.26 34.42 127.54 107.36 3.94 11.41 89.06 24.98 38.97 30.83 14.10 4.36
January 8, 2024 NASDAQ ISSUES D ATA 52-Week High Low 15.00 44.09 17.50 13.42 4.95 10.43 67.49 12.12 Name Tick Sym Yld P/E Last Div Chg. Amt. 2.25 23.09 9.64 5.27 0.50 2.31 35.91 10.26 FulcrumTherap FulgentGenetics FultonFin Funko FusionFuelGreen FusionPharm Futu FutureTechIIA FULC FLGT FULT FNKO HTOO FUSN FUTU FTII ... ... 4.3 ... ... ... ... ... dd dd 9 dd ... dd 13 54 7.53 28.18 15.96 7.19 1.13 8.35 51.51 10.90 +0.78 ... –0.73 ... –0.50 .17 –0.54 ... +0.01 ... –1.26 ... –3.12 ... +0.04 ... 6.56 1.90 7.67 57.73 6.60 5.05 13.59 1.08 39.25 1.45 2.11 2.00 31.86 0.50 0.09 8.50 0.22 43.54 6.43 15.45 1.16 0.86 2.08 2.89 27.74 25.77 38.21 4.07 24.85 1.68 44.98 4.79 10.29 4.51 72.87 26.24 8.87 10.84 12.11 13.35 10.08 0.05 19.59 10.04 0.15 10.09 0.02 10.27 9.34 48.12 10.21 1.11 9.33 2.33 19.62 30.38 6.89 10.14 0.14 12.27 4.14 9.86 31.49 2.41 9.90 0.45 2.65 1.40 99.65 1.59 7.51 1.59 4.75 45.39 22.85 11.72 1.55 0.45 8.41 6.50 6.80 1.14 25.71 2.89 50.23 20.67 2.95 1.15 GCM Grosvenor GDEV GDS Holdings GE HealthCare GEN Restaurant GH Research G-IIIApparel G1Therapeutics GRAVITY GSI Tech Gaia GainTherap Galapagos Galecto GaleraTherap Gambling.com GamidaCell Gaming&Leisure GarrettMotion GenDigital GeneDx GenerationBio Genetron Genfit Genmab Gentex Gentherm GeospaceTech GermanAmBncp Geron GibraltarInds GigaCloudTech GigCapital5 GilatSatellite GileadSciences GitLab GladstoneCap GladstoneComm GladstoneInvt GladstoneLand GlblBlockchain GlbBlockchainRt Global-EOnline GlobalLightsAcqn GlobalLightsAcqnRt GlobalStarA GlobalStarRt GlblTechAcqnI GlobalWaterRscs GlobalFoundries GlobalinkInvt GlycoMimetics Gogo Gogoro GolarLNG GoldenEnt GoldenOcean GoldenStarAcqn GoldenStarAcqnRt GolubCapital GoodRx Goodyear GooseheadIns GoPro GoresIX A GossamerBio Grab GracellBiotech GrandCanyonEduc GraphiteBio GreatElmCap GreatElm GreatLakesDredge GreatSouthernBncp GreenPlains GreenPlainsPtrs GreenidgeGen Greenlane GreenlightCapRe Grifols GrindrodShipping Gritstone GroceryOutlet Groupon GrAeroportuario GuardantHealth GulfIslandFab GulfResources GCMG 5.2 GDEV ... GDS ... GEHC .2 GENK ... GHRS ... GIII ... GTHX ... GRVY ... GSIT ... GAIA ... GANX ... GLPG ... GLTO ... GRTX ... GAMB ... GMDA ... GLPI 6.1 GTX ... GEN 2.2 WGS ... GBIO ... GTH ... GNFT ... GMAB ... GNTX 1.5 THRM ... GEOS ... GABC 3.1 GERN ... ROCK ... GCT ... GIA ... GILT ... GILD 3.6 GTLB ... GLAD 9.1 GOOD 9.2 GAIN 6.5 LAND 4.0 GBBK ... GBBKR ... GLBE ... GLAC ... GLACR ... GLST ... GLSTR ... GTAC ... GWRS 2.4 GFS ... GLLI ... GLYC ... GOGO ... GGR ... GLNG 4.3 GDEN .0 GOGL 4.9 GODN ... GODNR ... GBDC 9.7 GDRX ... GT ... GSHD ... GPRO ... GHIX ... GOSS ... GRAB ... GRCL ... LOPE ... GRPH ... GECC12.7 GEG ... GLDD ... GSBC 2.8 GPRE ... GPP 14.7 GREE ... GNLN ... GLRE ... GRFS ... GRIN 1.3 GRTS ... GO ... GRPN ... OMAB ... GH ... GIFI ... GURE ... dd dd dd 23 31 dd dd dd 4 dd dd dd dd dd dd 49 dd 18 dd 10 dd dd ... dd 34 19 91 15 11 dd 25 11 dd 24 18 dd 10 dd 7 dd 53 ... dd ... ... 85 ... 28 39 22 72 dd 8 dd 42 4 17 ... ... 10 cc dd cc dd cc dd dd dd 19 dd 6 2 dd 10 dd 8 dd dd 4 cc dd dd 33 dd 14 dd dd dd 8.53 2.21 7.75 76.62 8.00 5.37 31.63 2.91 68.44 2.47 2.75 3.75 41.30 .71 .15 9.26 .32 48.17 9.20 22.40 2.75 1.94 3.69 3.86 31.61 31.77 49.14 14.03 32.34 2.01 78.00 20.15 11.19 5.98 83.31 57.00 10.93 13.08 14.82 13.81 10.58 .12 37.35 10.13 .16 10.59 .12 10.91 12.67 56.04 10.98 2.80 9.35 2.40 23.09 39.09 10.18 10.43 .22 15.29 5.49 13.49 69.63 3.23 10.52 .85 3.27 10.03 122.82 2.76 11.00 1.88 7.77 58.00 24.53 12.38 6.33 .49 11.20 11.07 8.99 1.96 26.50 13.52 80.53 25.78 4.65 1.67 –0.43 .11 ... ... –1.37 ... –0.70 .03 +0.17 ... –0.43 ... –2.35 ... –0.14 ... –1.12 ... –0.17 ... +0.05 ... +0.49 ... +0.65 ... –0.01 ... ... ... –0.49 ... –0.09 ... –1.18 .73 –0.47 ... –0.42 .125 ... ... +0.29 ... +0.01 ... +0.01 ... –0.23 ... –0.89 .12 –3.22 ... +1.07 ... –0.07 .25 –0.10 ... –0.98 ... +1.86 ... +0.20 ... –0.13 ... +2.30 .75 –5.96 ... +0.23.0825 –0.16 .10 +0.67 .08 –0.64.0464 +0.03 ... ... ... –2.28 ... +0.05 ... ... ... –0.01 ... +0.01 ... –0.44 ... –0.41.0251 –4.56 ... +0.14 ... +0.44 ... –0.78 ... –0.18 ... +0.10 .25 –0.842.00 +0.42 .10 +0.01 ... +0.06 ... +0.19 .37 –1.21 ... –0.83 ... –6.17 ... –0.24 ... +0.02 ... –0.06 ... –0.10 ... –0.01 ... –9.22 ... +0.14 ... +0.36 .10 –0.06 ... +0.09 ... –1.35 .40 –0.69 ... –0.36 .455 –0.38 ... –0.02 ... –0.22 ... –0.49 ... –0.021.016 –0.08 ... –0.46 ... +0.68 ... –4.10 ... –1.27 ... +0.32 ... +0.02 ... 32.33 16.33 10.26 0.91 17.31 0.41 H&E Equipment HBT Finl HCM Acqn A HCW Biologics HMN Fin Hookipa HEES HBT HCMA HCWB HMNF HOOK 11 10 cc dd 15 dd 49.05 20.60 11.18 1.20 23.20 .75 –3.27 .275 –0.51 .17 ... ... –0.03 ... +0.20 .08 –0.06 ... 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To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com G 9.48 8.50 26.83 87.83 20.50 14.64 35.68 8.40 82.48 9.80 4.03 6.19 48.07 3.70 3.59 14.83 2.51 55.13 9.75 23.74 17.91 7.35 3.81 4.75 43.66 34.33 76.13 14.59 40.70 3.74 81.15 21.29 12.04 7.16 88.29 67.55 11.28 19.48 14.92 20.55 11.52 0.55 45.72 10.32 0.26 10.91 0.38 12.90 14.95 72.50 11.67 4.16 17.94 5.09 25.06 47.50 10.58 10.45 1.00 15.38 9.37 16.51 79.80 6.57 11.10 3.06 4.03 10.20 144.94 3.43 11.82 2.49 9.67 61.94 37.49 16.25 13.90 5.84 11.72 12.15 17.33 3.86 36.54 16.25 100.21 41.06 5.06 3.60 H 56.47 23.49 11.19 2.32 24.95 2.05 41 BARRON’S 2.2 3.3 ... ... 1.3 ... 52-Week High Low 21.28 53.52 24.82 22.14 56.49 116.98 54.38 25.51 20.61 14.48 18.43 55.59 28.25 14.24 6.29 73.58 37.31 14.71 73.47 25.78 60.85 15.87 15.97 76.62 27.69 18.17 51.00 35.15 143.68 11.54 10.15 11.47 89.72 13.31 30.51 20.48 30.36 75.38 30.15 19.09 10.28 8.70 311.18 27.26 87.88 44.00 30.15 30.79 1.76 3.75 217.22 27.15 13.81 16.43 10.84 1.03 13.73 20.22 31.00 104.67 10.71 1.07 27.10 2.08 5.60 209.21 15.62 30.41 113.31 22.75 2.27 3.28 7.50 2.35 Name B A R R ON S .C OM / D ATA Tick Sym Yld P/E Last Div Chg. Amt. 10.68 32.07 17.10 9.36 29.85 62.47 31.02 13.35 17.22 7.51 8.80 18.61 7.60 5.00 2.42 42.66 18.91 3.70 36.77 15.02 41.15 6.60 8.75 48.86 20.47 11.44 26.10 22.52 81.14 6.23 6.33 9.92 60.01 6.69 14.85 8.10 7.35 34.86 10.44 9.94 6.02 5.22 147.01 15.13 64.02 27.75 4.20 18.02 0.46 1.06 174.88 14.73 7.42 7.69 10.10 0.04 10.14 14.51 1.81 63.45 10.03 0.10 14.66 0.79 1.96 163.66 9.13 19.29 66.51 4.35 0.67 0.78 1.44 0.45 Hutchmed H World HackettGroup HainCelestial HalozymeTherap HamiltonLane HancockWhitney HanmiFinancial HanoverBancorp HarborOneBncp Harmonic HarmonyBio Harrow Harte-Hanks HarvardBioSci Hasbro HashiCorp HawaiianHoldings Hawkins HawthornBcsh HaynesIntl HealthCatalyst HealthcareSvcs HealthEquity HealthStream HeartlandExp HeartlandFinUSA Heidrick&Strug HelenofTroy HelloGroup HennessyAdvsrs HennessyCapVI HenrySchein HeritageCommerce HeritageFin HertzGlobal Hesai Hibbett HighPeakEner HilleVax HillmanSolns HimaxTechs HinghamSvg HollysysAuto Hologic HomeBancorp HomeStreet HomeTrustBcshs HomologyMed Honest Honeywell HookerFurnishings HopeBancorp HorizonBancorp HorizonSpaceI HorizonSpaceI Rt HorizonTechFin HostHotels HubCyberSecurity HubGroup HudsonAcqnI HudsonAcqnIRt HudsonGlobal HuizeHolding Humacyte JBHunt HuntingtonBcshs Hurco HuronConsulting Hut8 Hydrofarm Hyperfine Hywin HyzonMotors HCM ... HTHT 1.8 HCKT 2.0 HAIN ... HALO ... HLNE 1.7 HWC 2.6 HAFC 5.3 HNVR 2.3 HONE 2.5 HLIT ... HRMY ... HROW ... HHS ... HBIO ... HAS 5.8 HCP ... HA ... HWKN 1.0 HWBK 2.7 HAYN 1.6 HCAT ... HCSG ... HQY ... HSTM .4 HTLD .6 HTLF 3.2 HSII 2.2 HELE ... MOMO .0 HNNA 7.6 HCVI ... HSIC ... HTBK 5.3 HFWA 4.3 HTZ ... HSAI ... HIBB 1.5 HPK .7 HLVX ... HLMN ... HIMX 7.8 HIFS 1.3 HOLI ... HOLX ... HBCP 2.4 HMST 3.9 HTBI 1.7 FIXX ... HNST ... HON 2.1 HOFT 3.8 HOPE 4.8 HBNC 4.5 HSPO ... HSPOR ... HRZN 9.7 HST 4.0 HUBC ... HUBG ... HUDA ... HUDAR ... HSON ... HUIZ ... HUMA ... JBHT .9 HBAN 4.8 HURC 2.8 HURN ... HUT ... HYFM ... HYPR ... HYW ... HYZN ... dd 25 17 dd 19 35 8 6 9 16 cc 13 dd 2 dd dd dd dd 20 13 17 dd 23 cc 62 43 8 10 20 5 12 79 22 8 9 3 dd 8 10 dd dd 15 14 ... 40 8 dd 9 dd dd 25 dd 9 8 44 ... dd 19 ... 13 dd ... 33 5 dd 26 9 35 25 dd dd dd 2 dd 16.46 33.67 21.99 10.79 35.12 107.81 46.60 18.90 17.51 12.03 12.52 31.98 10.54 7.11 4.86 48.38 21.85 13.85 66.23 24.87 55.07 9.54 10.06 67.95 26.16 13.63 37.64 27.31 115.98 6.60 7.28 10.48 73.90 9.74 20.63 9.54 8.09 67.77 14.19 15.19 8.73 6.05 199.99 26.45 72.95 41.30 10.19 26.35 .62 2.87 203.53 24.12 11.78 14.07 10.73 .11 13.62 19.83 2.13 88.41 10.55 .16 16.15 .80 2.61 189.97 13.00 22.75 99.42 11.90 .91 1.06 1.50 .76 –1.65 ... +0.23 .31 –0.78 .11 –0.16 ... –1.84 ... –5.63.445 –1.99 .30 –0.50 .25 –0.13 .10 +0.05 .075 –0.52 ... –0.32 ... –0.66 ... +0.32 ... –0.49 ... –2.68 .70 –1.79 ... –0.35 ... –4.19 .16 –0.50 .17 –1.98 .22 +0.28 ... –0.31 ... +1.65 ... –0.87 .025 –0.63 .02 +0.03 .30 –2.22 .15 –4.83 ... –0.35 .70 +0.57.1375 +0.03 ... –1.81 ... –0.18 .13 –0.76 .22 –0.85 ... –0.82 ... –4.25 .25 –0.05 .025 –0.86 ... –0.48 ... –0.02 .48 +5.59 .63 +0.10 ... +1.50 ... –0.71 .25 –0.11 .10 –0.57 .11 +0.01 ... –0.43 ... –6.18 1.08 –1.96 .23 –0.30 .14 –0.24 .16 ... ... ... ... +0.45 .11 +0.36 .25 –0.04 ... –3.53 ... –0.05 ... ... ... +0.66 ... –0.10 ... –0.23 ... –9.77 .42 +0.28 .155 +1.22 .16 –3.38 ... –1.44 ... –0.01 ... –0.06 ... –0.35 ... –0.14 ... 41.39 11.45 94.53 78.28 13.29 372.50 35.82 3.81 1.16 0.65 0.82 83.00 17.87 10.00 15.00 22.26 1.36 181.92 4.75 1.78 1.02 89.00 5.94 3.70 0.95 1.21 42.21 3.61 0.94 14.05 IAC IBEX ICF Intl ICU Medical IDEAYA Bio IdexxLab IES Holdings IGM Biosci I-Mab IN8bio IO Biotech IPG Photonics i3Verticals IXAcqnA IcahnEnterprises Ichor iClickInteract Icon Icosavax iHeartMedia IkenaOncology Illumina Immersion Immuneering Immunic ImmunityBio Immunocore Immunogen ImmunoPrecise Immunovant IAC ... IBEX ... ICFI .4 ICUI ... IDYA ... IDXX ... IESC ... IGMS ... IMAB ... INAB ... IOBT ... IPGP ... IIIV ... IXAQ ... IEP 33.8 ICHR ... ICLK ... ICLR ... ICVX ... IHRT ... IKNA ... ILMN ... IMMR 2.0 IMRX ... IMUX ... IBRX ... IMCR ... IMGN ... IPA ... IMVT ... dd 13 35 dd dd 55 17 dd ... dd dd 56 dd 25 dd dd ... 44 dd dd dd dd 6 dd dd dd dd dd dd dd 52.00 17.25 128.95 97.62 34.30 537.36 76.84 10.11 2.13 1.39 1.96 101.82 20.28 11.00 17.74 32.29 3.90 270.72 15.61 2.44 1.82 130.48 6.89 6.52 1.39 4.41 66.55 29.65 1.47 42.78 –0.38 ... –1.76 ... –5.14 .14 –2.12 ... –1.28 ... –17.69 ... –2.38 ... +1.80 ... +0.23 ... +0.01 ... +0.08 ... –6.72 ... –0.89 ... –0.05 ... +0.55 1.00 –1.34 ... +0.07 ... –12.35 ... –0.15 ... –0.23 ... –0.15 ... –8.76 ... –0.17.045 –0.83 ... –0.11 ... –0.61 ... –1.77 ... ... ... –0.24 ... +0.65 ... I 69.85 31.40 145.40 212.43 36.51 568.30 86.44 27.92 7.67 3.95 3.30 141.85 30.84 12.15 54.48 39.73 5.40 288.50 16.11 9.01 7.64 238.55 9.25 14.29 3.17 6.93 72.99 29.96 5.47 44.85 52-Week High Low 3.90 144.90 71.85 12.68 10.73 86.29 83.16 26.99 65.22 26.50 4.98 7.80 7.25 10.40 5.87 14.00 99.65 39.50 48.25 3.97 15.36 125.87 8.15 9.00 16.86 26.11 7.33 1.30 10.79 186.16 32.00 39.20 335.91 50.46 60.69 20.88 51.28 47.48 3.00 5.95 161.17 95.59 8.50 4.00 111.79 13.00 54.72 7.54 74.17 631.07 136.00 358.07 6.82 22.20 4.50 11.39 11.31 167.84 4.71 54.18 9.36 7.99 140.23 3.48 68.34 9.69 51.49 12.66 11.51 23.00 79.99 31.01 Name Tick Sym Yld P/E Last Div Chg. Amt. 1.50 48.39 47.81 0.80 10.14 50.27 43.28 14.90 28.81 14.38 1.65 2.82 1.14 10.07 3.97 2.45 73.38 14.31 18.57 1.81 2.99 91.74 5.04 6.11 10.64 4.13 1.58 0.17 10.10 103.21 16.04 3.15 125.82 25.56 33.44 8.71 24.73 22.67 1.56 1.37 102.15 70.83 0.75 0.99 57.48 6.51 39.10 3.07 42.01 370.62 2.09 222.65 2.22 9.07 3.02 10.30 10.34 127.71 0.98 32.69 3.21 3.94 70.24 1.31 34.21 1.23 28.23 8.07 10.13 8.20 50.35 20.35 Immutep Impinj InariMedical IncannexHealthcare InceptionGrowth Incyte IndependentBank IndepBankMI IndependentBank Indivior IndlLogistics Infinera InflaRx InflectionPtIIA InfoSvcs InfraredCameras InglesMarkets Inhibrx InMode InnatePharma Innodata Innospec InnovAge InnovSolSuprt Innoviva Inogen InozymePharma Inseego InsightAcqnA InsightEnt Insmed Inspirato Insulet Intapp IntegraLifeSci IntegralAd Intel IntelliaTherap Intellicheck Inter InterParfums InteractiveBrkrs InteractStrength Intercure InterDigital Interface IntlBcshs Intevac Intra-Cellular Intuit IntuitiveMachinesA IntuitiveSurgical Inventiva Investar InvestcpCredit InvestcorpEur I A InvestcorpIndiaA InvestorsTitle Invivyd IonisPharm IovanceBiotherap iQIYI iRhythmTechs Iridex IridiumComm IrisEnergy iRobot IronwoodPharm IsraelAcqns iTeosTherap Itron IturanLocation IMMP ... 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ITRN 2.6 dd dd dd dd 88 35 11 9 30 dd dd dd dd ... 17 dd 8 dd 10 dd dd 23 dd 24 38 dd dd dd cc 24 dd dd cc dd 34 cc dd dd dd 60 27 16 dd 10 15 ... 8 dd dd 64 1 76 dd 7 dd dd 34 13 dd dd dd 18 dd dd dd ... dd dd 50 dd 43 12 2.40 80.51 64.05 4.10 10.70 65.26 63.68 25.41 50.31 15.24 4.70 4.38 1.79 10.38 4.58 3.10 88.28 35.48 20.96 2.92 7.58 118.95 5.60 8.10 16.58 6.07 4.25 .20 10.74 173.82 29.35 3.85 197.87 35.07 42.06 14.17 46.89 28.63 1.67 5.48 133.89 87.92 .75 1.34 104.33 12.11 51.67 4.12 68.50 589.02 2.30 322.50 4.56 15.96 3.67 11.04 11.02 157.21 3.77 50.70 8.47 4.69 105.25 2.93 38.55 6.19 37.52 12.45 10.69 10.70 70.88 26.42 ... ... –9.52 ... –0.87 ... –0.54 ... +0.04 ... +2.47 ... –2.13 .55 –0.61 .23 –0.57 .38 –0.03 ... ... .01 –0.37 ... +0.16 ... +0.05 ... –0.13.045 –0.25 ... +1.91 .165 –2.52 ... –1.28 ... +0.12 ... –0.56 ... –4.29 .72 –0.40 ... –0.43 ... +0.54 ... +0.58 ... –0.01 ... –0.02 ... –0.05 ... –3.37 ... –1.64 ... +0.17 ... –19.11 ... –2.95 ... –1.49 ... –0.22 ... –3.36 .125 –1.86 ... –0.23 ... –0.08 ... –10.12 .625 +5.02 .10 –0.11 ... +0.05 ... –4.21 .40 –0.51 .01 –2.65 .63 –0.20 ... –3.12 ... –36.01 .90 –0.26 ... –14.86 ... +0.04 ... +1.05 .10 +0.12 .03 +0.02 ... +0.03 ... –4.934.00 –0.17 ... +0.11 ... +0.34 ... –0.19 ... –1.79 ... +0.12 ... –2.61 .13 –0.96 ... –1.18 ... +1.01 ... –0.05 ... –0.25 ... –4.63 ... –0.82 .24 13.67 133.27 24.01 24.12 136.57 60.43 8.15 14.83 5.65 111.25 1.02 3.42 17.11 0.51 2.41 44.36 JakksPacific J&JSnackFoods JD.com Joyy JackHenry JackintheBox JamesRiver JamfHolding JanuxTherap JazzPharm Jet.AI JetBlue JFrog JianzhiEduc Jiayin JohnsonOutdoors JAKK JJSF JD YY JKHY JACK JRVR JAMF JANX JAZZ JTAI JBLU FROG JZ JFIN JOUT ... 1.8 2.2 5.2 1.2 2.1 2.1 ... ... ... ... ... ... ... 6.9 2.7 4 39 13 dd 34 13 6 dd dd cc 13 dd dd ... 1 25 35.02 160.21 26.68 33.26 166.72 83.68 9.34 17.42 10.31 127.60 1.49 5.58 31.30 .68 5.48 48.50 –0.53 ... –6.93 .735 –2.21 .62 –6.44 .20 +3.31 .52 +2.05 .44 +0.10 .05 –0.64 ... –0.42 ... +4.60 ... +0.05 ... +0.03 ... –3.31 ... –0.13 ... +0.30 .38 –4.92 .33 355.88 7.70 4.30 10.34 0.02 53.67 1.53 6.26 4.08 2.22 13.13 12.54 158.38 0.62 KLA KLX Energy KVH Inds KairousAcqn KairousAcqnRt KaiserAlum Kaltura KalVistaPharm Kamada KandiTech Kanzhun KaratPkg KarunaTherap KaryopharmTherap KLAC 1.1 KLXE ... KVHI ... KACL ... KACLR ... KALU 4.8 KLTR ... KALV ... KMDA ... KNDI ... BZ .0 KRT 2.5 KRTX ... KPTI ... 24 4 dd cc ... 80 dd dd 47 dd 85 14 dd dd 544.31 11.28 4.94 11.55 .09 64.66 1.68 11.37 5.95 2.89 15.23 23.74 316.25 .82 –36.99 1.45 +0.02 ... –0.32 ... +0.10 ... +0.02 ... –6.53 .77 –0.27 ... –0.88 ... –0.17 ... +0.09 ... –1.38 .18 –1.11 .20 –0.26 ... –0.04 ... J 36.84 177.71 65.41 43.20 184.19 99.56 24.92 22.89 23.64 160.83 17.50 9.45 35.35 2.35 8.19 71.88 K 597.43 17.19 12.10 11.92 0.55 94.55 2.27 13.00 6.35 4.27 26.26 26.69 318.75 4.87 52-Week High Low 28.75 10.51 10.99 22.43 21.70 7.24 59.96 36.56 30.30 7.53 7.44 71.16 31.43 10.13 20.65 8.17 4.06 2.24 9.80 31.94 42.80 21.42 16.22 2.84 60.20 15.86 110.00 39.85 Name Tick Sym Yld P/E Last Div Chg. Amt. 8.26 6.45 10.14 15.23 14.86 3.76 27.02 27.66 14.56 3.72 0.67 50.89 19.52 3.10 10.29 1.04 1.40 0.36 1.37 13.29 30.68 10.24 10.74 0.73 40.20 7.41 37.97 9.60 Katapult KearnyFinancial KeenVisionAcqn KellyServices A KellyServicesB KY FirstFedBncp KerosTherap KeurigDrPepper KewauneeSci KeyTronic KezarLifeSci Kforce KimballElec KingsoftCloud KiniksaPharm KinnateBio Kirkland's Knightscope KodiakSciences KornitDigital KraftHeinz KratosDefense KrispyKreme KronosBio Kulicke&Soffa KuraOncology KuraSushiUSA KymeraTherap KPLT ... KRNY 5.1 KVAC ... KELYA 1.5 KELYB 1.4 KFFB 9.9 KROS ... KDP 2.7 KEQU ... KTCC ... KZR ... KFRC 2.3 KE ... KC ... KNSA ... KNTE ... KIRK ... KSCP ... KOD ... KRNT ... KHC 4.2 KTOS ... DNUT 1.0 KRON ... KLIC 1.6 KURA ... KRUS ... KYMR ... dd 16 dd 32 34 86 dd 23 12 11 dd 24 11 dd dd dd dd dd dd dd 16 dd dd dd 51 dd cc dd 10.10 8.68 10.35 20.43 21.70 4.06 48.19 31.97 29.43 4.20 .92 63.06 25.16 3.18 18.31 2.41 3.00 .64 3.01 16.68 37.94 18.30 14.18 1.16 50.81 15.00 87.77 27.18 –0.79 ... –0.29 .11 +0.02 ... –1.19 .075 +0.05 .075 –0.37 .10 +8.43 ... –1.35 .215 +0.36 ... –0.12 ... –0.03 ... –4.50 .36 –1.79 ... –0.60 ... +0.77 ... +0.04 ... –0.02 ... +0.04 ... –0.03 ... –2.48 ... +0.96 .40 –1.99 ... –0.91 .035 –0.09 ... –3.91 .20 +0.62 ... +11.77 ... +1.72 ... 1.13 84.16 41.49 179.00 11.44 9.51 10.65 43.05 10.60 10.17 420.36 77.21 158.88 15.70 161.13 47.46 2.63 1.86 2.18 2.04 51.96 9.58 4.72 4.52 1.76 7.56 17.67 6.89 42.91 44.02 10.12 10.80 3.10 4.39 9.00 0.92 1.62 19.81 1.33 70.01 70.36 15.01 16.27 6.36 6.41 55.08 29.48 60.95 29.63 22.01 22.19 22.24 10.23 1.52 1.14 4.44 4.31 5.26 49.24 53.77 0.37 12.35 5.05 149.85 307.57 11.97 212.80 40.26 2.33 0.40 18.53 50.26 3.60 1.85 1.22 14.18 LavaTherap LGI Homes LKQ LPL Financial LSI Inds LakeShoreBancorp LakelandBcp LakelandFin LakelandInds LakeshoreAcqnII LamResearch LamarAdv LancasterColony LandmarkBncp LandstarSystem Lantheus LanzaTechGlobal Largo LarimarTherap Latham LatticeSemi LaureateEduc Lavoro LeadRealEstate LeddarTech LeeEnterprises LegacyHousing LegalZoom LegendBiotech LeMaitreVascular LendingTree LeonardoDRS LesakaTech Leslie's LexeoTherap LexiconPharm LexinFintech LiAuto LianBio LibertyBroadbandA LibertyBroadbandC LibertyGlobalA LibertyGlobalC LibertyLatAmA LibertyLatAmC LibertyFormOne A LibertyLiveA LibertyFormOne C LibertyLiveC LibertySirius A LibertySirius B LibertySirius C LibertyRscsA LifecoreBiomed LifeMD LifeStanceHealth LifetimeBrands LifewayFoods LigandPharm Light&Wonder Lilium Limoneira LincolnEduc LincolnElectric Linde LiquiditySvcs Littelfuse LivaNova LivePerson LixiangEduc LoganRidgeFin LogitechIntl LongboardPharm LoopIndustries Lottery.com Lovesac LVTX ... LGIH ... LKQ 2.5 LPLA .5 LYTS 1.5 LSBK ... LBAI 4.1 LKFN 2.9 LAKE .7 LBBB ... LRCX 1.1 LAMR 4.9 LANC 2.2 LARK 4.0 LSTR .7 LNTH ... LNZA ... LGO ... LRMR ... SWIM ... LSCC ... LAUR .0 LVRO ... LRE ... LDTC ... LEE ... LEGH ... LZ ... LEGN ... LMAT 1.0 TREE ... DRS ... LSAK ... LESL ... LXEO ... LXRX ... LX 5.5 LI ... LIAN ... LBRDA ... LBRDK ... LBTYA ... LBTYK ... LILA ... LILAK ... FWONA ... LLYVA ... FWONK ... LLYVK ... LSXMA ... LSXMB ... LSXMK ... LIBY ... LFCR ... LFMD ... LFST ... LCUT 2.6 LWAY ... LGND ... LNW ... LILM ... LMNR 1.6 LINC ... LECO 1.3 LIN 1.2 LQDT ... LFUS 1.0 LIVN ... LPSN ... LXEH ... LRFC 4.2 LOGI 1.3 LBPH ... LOOP ... LTRY ... LOVE ... dd 16 13 16 14 13 10 18 20 48 25 25 38 10 22 45 dd dd dd dd 43 20 dd 19 dd dd 9 cc dd 44 dd 30 dd 47 ... dd 2 41 dd 17 17 dd dd 8 8 30 ... 33 ... 16 16 16 cc dd dd dd dd 27 85 56 ... 42 10 25 34 25 20 cc dd dd dd 39 dd dd dd 20 1.80 125.43 47.12 234.55 13.44 12.16 14.24 63.23 17.30 11.10 732.40 102.42 163.11 19.83 184.50 64.49 4.56 2.34 4.68 2.43 64.59 13.01 8.31 5.49 2.83 8.00 24.13 10.40 56.44 54.00 28.55 18.88 3.54 6.85 14.48 1.48 1.84 34.16 4.17 76.90 77.01 17.81 18.82 6.99 7.03 56.44 35.11 62.24 35.50 30.27 30.33 30.20 11.00 7.11 5.45 7.50 6.48 14.33 70.83 77.60 1.02 19.13 9.09 211.23 409.12 16.65 252.26 48.80 3.67 2.65 23.08 92.56 25.20 3.50 3.13 25.16 +0.22 ... –7.73 ... –0.67 .30 +6.93 .30 –0.64 .05 +0.45 ... –0.55 .145 –1.93 .46 –1.24 .03 +0.10 ... –50.862.00 –3.86 1.25 –3.28 .90 +0.03 .20 –9.152.00 +2.49 ... –0.47 ... +0.03 ... +0.13 ... –0.20 ... –4.40 ... –0.70 .70 –0.31 ... –0.25 ... +0.27 ... +0.13 ... –1.09 ... –0.90 ... –3.73 ... –2.76 .14 –1.77 ... –1.16 ... +0.30 ... –0.06 ... +1.06 ... –0.05 ... ... .116 –3.27 ... –0.30 ... –3.74 ... –3.58 ... +0.04 ... +0.18 ... –0.32 ... –0.31 ... –1.54 ... –1.44 ... –0.89 ... –1.89 ... +1.53 ... +1.55 ... +1.42 ... +0.04 ... +0.92 ... –2.84 ... –0.33 ... –0.23.0425 +0.92 ... –0.59 ... –4.51 ... –0.16 ... –1.50 .075 –0.95 ... –6.23 .71 –1.591.275 –0.56 ... –15.30 .65 –2.94 ... –0.12 ... +0.45 ... +0.47 .30 –2.501.1805 +19.17 ... –0.28 ... +0.42 ... –0.39 ... L 4.00 141.91 59.38 257.65 16.97 13.15 20.02 77.07 19.66 11.76 801.29 112.34 220.65 23.98 208.62 100.85 10.80 7.06 6.85 4.77 98.30 14.81 15.82 7.35 9.99 23.51 25.73 15.68 77.32 68.67 47.82 20.95 4.89 17.13 17.72 3.79 3.86 47.33 4.78 97.05 96.88 22.09 22.78 10.01 9.98 69.48 37.03 78.58 39.00 30.68 30.33 30.66 11.06 11.46 9.11 9.59 8.63 17.33 85.70 89.02 1.90 21.62 10.35 221.14 434.21 21.10 309.94 59.86 18.17 8.04 25.00 95.49 26.50 4.70 16.60 30.94 52-Week High Low Name 17.81 3.62 Lucid 4.04 1.44 Lulu'sFashion 516.39 286.58 lululemon 65.16 35.35 Lumentum 10.55 2.30 LuminarTech 1.33 0.03 LumiraDx 4.55 2.63 LumosPharma 12.27 7.73 LutherBurbank 3.97 1.32 LyellImmuno 18.36 7.85 Lyft 5.75 1.86 LyraTherap Tick Sym Yld P/E LCID LVLU LULU LITE LAZR LMDX LUMO LBC LYEL LYFT LYRA Last Div Chg. Amt. ... ... ... ... ... ... ... ... ... ... ... dd dd 62 dd dd dd dd 14 dd dd dd 3.78 1.97 491.10 50.47 3.27 .03 3.20 10.15 2.04 12.81 5.26 –0.43 +0.11 –20.19 –1.95 –0.10 –0.03 +0.02 –0.56 +0.10 –2.18 +0.02 ... ... ... ... ... ... ... ... ... ... ... MTSI ... MGEE 2.4 MGPI .5 MKSI .9 LIFW ... MYRG ... MCBC 3.3 MGNX ... MDGL ... MGIC 6.7 MGNI ... MGYR 1.1 MMYT ... MBUU ... TUSK ... MANH ... MTEX .0 MNKD ... CART ... MRVI ... MCHX ... MRNS ... MKTX 1.0 MKTW 1.6 MQ ... MAR .9 MARX ... MARXR ... MRTN 1.2 MMLP .8 MRVL .4 MASI ... MCFT ... MTCH ... MTLS ... MTRX ... MAT ... MTTR ... MATW 2.7 MXCT ... MAXN ... MXL ... MGRC 1.7 MFIN 4.0 MNOV ... MDWD ... MEDP ... MHUA ... MGTX ... MLCO ... MELI ... MBWM 3.4 MERC 3.3 MRCY ... MRBK 3.7 MMSI ... MACK ... MRSN ... MRUS ... MESA ... MLAB .6 MESO ... META ... MSSAR ... MEOH 1.6 MCBS 3.1 MCHP 2.1 MU .6 MSFT .8 MSTR ... MVST ... MVIS ... MPB 3.3 MFIC11.0 MIDD ... MSEX 2.1 MSBI 4.4 MOFG 3.7 MIST ... MLKN 2.9 TIGO ... MNDO12.0 MNMD ... MLYS ... MRTX ... MIRM ... AVO ... MBLY ... MOBX ... MRNA ... MODV ... MOLN ... MNTS ... 64 22 21 dd dd 26 8 12 dd 13 dd 10 cc 12 28 75 dd dd dd 36 dd dd 42 12 dd 24 55 ... 19 dd dd 68 6 21 cc dd 79 dd 28 dd dd dd 23 4 dd dd 35 4 dd dd 79 8 dd dd 9 44 dd dd dd dd dd dd 31 ... 18 11 18 dd 36 cc dd dd 9 10 16 33 7 12 dd 39 86 8 dd dd dd dd dd dd dd dd dd dd dd 81.83 71.60 93.21 97.96 2.05 139.23 10.94 9.77 220.28 9.83 8.90 11.60 44.88 52.33 4.39 199.37 8.78 3.64 22.43 6.54 1.29 10.84 276.17 2.51 6.25 222.42 10.65 .20 19.90 2.47 59.92 111.62 22.19 36.68 6.07 9.88 18.18 2.35 35.04 4.60 5.93 21.69 112.66 9.93 1.54 11.47 294.97 1.17 6.30 9.03 1538.83 39.65 9.00 33.42 13.60 75.36 13.25 2.27 28.52 .96 98.93 1.05 351.95 .17 46.58 23.55 83.99 83.45 367.75 631.08 1.29 2.66 23.97 13.83 137.97 60.92 27.27 26.03 1.72 25.98 18.94 2.00 4.09 8.65 59.10 28.85 10.02 30.49 3.98 111.12 41.69 4.25 1.42 –11.12 ... –0.71.4275 –5.31 .12 –4.91 .22 –0.22 ... –5.40 ... –0.34 .09 +0.15 ... –11.10 ... +0.14 .327 –0.44 ... +0.38 .07 –2.10 ... –2.49 ... –0.07 ... –15.95 ... +0.68 .20 ... ... –1.04 ... –0.01 ... –0.07 ... –0.03 ... –16.68 .72 –0.22 .01 –0.73 ... –3.09 .52 +0.02 ... –0.02 ... –1.08 .06 +0.07.005 –0.39 .06 –5.59 ... –0.45 ... +0.18 ... –0.50 ... +0.10 ... –0.70 ... –0.34 ... –1.61 .24 –0.10 ... –1.24 ... –2.08 ... –6.96 .465 +0.08 .10 +0.04 ... +1.30 ... –11.56 ... –0.31 ... –0.72 ... +0.16 ... –32.71 ... –0.73 .34 –0.48 .075 –3.15 ... –0.30 .125 –0.60 ... –0.16 ... –0.05 ... +1.02 ... –0.05 ... –5.84 .16 –0.05 ... –2.01 ... +0.08 ... –0.78 .185 –0.47 .18 –6.19 .439 –1.89 .115 –8.29 .75 –0.54 ... –0.11 ... ... ... –0.31 .20 +0.15 .38 –9.20 ... –4.70 .325 –0.29 .30 –0.88.2425 +0.05 ... –0.70.1875 +0.94 ... +0.04 .24 +0.43 ... +0.05 ... +0.35 ... –0.67 ... –0.07 ... –12.83 ... –0.04 ... +11.67 ... –2.30 ... +0.07 ... –0.31 ... M 96.09 83.27 124.96 114.15 40.00 156.63 11.91 10.74 322.67 17.50 15.73 13.25 48.50 65.45 8.27 230.61 21.23 5.75 42.95 16.90 2.21 11.25 399.78 3.62 7.51 227.18 11.00 0.34 23.38 3.35 67.99 198.00 35.29 54.60 11.42 12.99 22.64 4.07 48.86 6.02 38.91 43.66 122.83 10.49 2.66 14.58 317.57 45.49 8.77 14.46 1660.00 41.93 13.25 59.13 16.68 85.62 13.52 9.62 29.64 3.82 206.36 5.12 361.90 0.22 54.83 26.23 94.30 87.87 384.30 727.77 2.91 8.20 32.61 14.03 162.02 90.56 28.47 34.16 4.49 31.33 21.15 2.50 5.01 21.98 64.41 35.56 13.99 48.11 12.50 207.51 113.53 7.36 79.50 48.53 65.10 82.60 63.44 1.05 94.40 6.96 4.29 119.76 8.15 6.28 9.00 22.50 42.07 3.41 113.43 7.50 3.30 22.13 4.52 1.22 4.31 200.01 1.24 3.46 150.03 10.15 0.14 17.34 1.95 33.75 75.22 19.25 27.85 4.93 4.58 15.36 1.84 33.75 2.45 3.91 13.43 85.63 5.64 1.38 7.10 167.00 1.12 3.49 6.80 847.01 23.89 7.37 28.90 7.80 62.58 11.09 0.80 14.08 0.40 82.86 0.97 126.04 0.07 38.18 13.10 68.75 52.76 219.35 147.10 0.84 1.82 18.25 10.39 109.59 60.19 17.98 17.80 1.59 13.20 13.31 1.82 2.41 5.85 27.30 18.46 8.19 28.19 2.68 62.55 26.05 3.53 1.03 Macom Tech MGE Energy MGP Ingredients MKS Instrum MSP Recovery MYR Group Macatawa Macrogenics MadrigalPharm MagicSoftware Magnite MagyarBancorp MakeMyTrip MalibuBoats MammothEnergy ManhattanAssoc Mannatech MannKind Maplebear MaravaiLifeSci Marchex MarinusPharm MarketAxess MarketWise Marqeta Marriott MarsAcqn MarsAcqnRt MartenTransport MartinMidstream MarvellTech Masimo MasterCraftBoat MatchGroup Materialise MatrixService Mattel Matterport MatthewsIntl MaxCyte MaxeonSolar MaxLinear McGrathRent MedallionFinl MediciNova MediWound Medpace MeihuaIntlMed MeiraGTx MelcoResorts MercadoLibre MercantileBank MercerIntl MercurySystems Meridian MeritMedical MerrimackPharm MersanaTherap Merus MesaAir MesaLabs Mesoblast MetaPlatforms MetalSkyStarRt Methanex MetroCityBkshs MicrochipTech MicronTech Microsoft MicroStrategy Microvast MicroVision MidPennBancorp MidCapFin Middleby MiddlesexWater MidlandStBncp MidWestOneFin MilestonePharm MillerKnoll MillicomIntl Mind CTI MindMed MineralysTherap MiratiTherap MirumPharm MissionProduce Mobileye MobixLabs Moderna ModivCare MolecularPtrs Momentus
42 BARRON’S NASDAQ ISSUES D ATA 52-Week High Low 83.42 199.68 14.25 78.59 10.43 442.84 647.12 55.70 60.47 8.83 10.89 0.30 289.17 63.08 10.51 15.87 11.32 10.76 17.00 7.60 24.21 Name Tick Sym Yld P/E Last Div Chg. Amt. 56.25 94.76 2.04 60.75 0.74 164.59 345.70 22.72 47.13 2.44 10.05 0.02 163.28 19.35 3.52 4.26 10.39 0.32 3.23 3.01 13.82 MonarchCasino monday.com Mondee Mondelez MoneyHero MongoDB MonolithicPower Monro MonsterBev MonteRosaTherap MontereyCapA MontereyCapRt Morningstar Morphic MorphoSys MotorcarParts MountainI A Movella MuralOncology Mynaric MyriadGenetics MCRI MNDY MOND MDLZ MNY MDB MPWR MNRO MNST GLUE MCAC MCACR MORN MORF MOR MPAA MCAA MVLA MURA MYNA MYGN 1.8 ... ... 2.3 ... ... .7 4.1 ... ... ... ... .6 ... ... ... ... ... ... ... ... 15 dd dd 22 dd dd 62 26 39 dd dd ... cc dd 17 dd 50 dd ... dd dd 65.12 176.79 2.19 73.09 1.41 365.39 573.99 27.65 57.54 5.53 10.89 .10 272.88 27.30 9.65 9.84 11.32 .62 5.74 5.61 17.59 –4.03 .30 –11.02 ... –0.56 ... +0.66 .425 –0.31 ... –43.46 ... –56.79 1.00 –1.69 .28 –0.07 ... –0.13 ... +0.03 ... –0.02 ... –13.36.405 –1.58 ... –0.25 ... +0.50 ... +0.02 ... +0.02 ... –0.18 ... –0.23 ... –1.55 ... 17.76 27.53 0.60 149.54 19.20 0.97 0.22 89.30 153.89 10.12 0.97 4.89 1.75 0.47 46.88 35.02 61.35 42.09 1.01 38.06 13.71 225.02 5.06 1.60 14.10 3.53 16.38 19.58 10.85 14.44 6.38 59.73 76.85 285.33 10.40 19.74 9.35 89.04 9.80 1.03 1.56 25.06 11.27 10.21 7.23 5.63 8.20 6.50 5.07 15.58 15.73 10.75 132.30 0.36 0.98 28.24 4.37 0.52 1.49 4.85 10.08 0.14 1.94 1.28 2.71 8.13 0.16 1.96 202.57 33.15 10.08 62.44 8.39 33.29 0.06 9.80 25.58 45.97 23.00 83.04 111.20 4.77 10.87 Napco Security NBT Bancorp NGM Biopharm NICE NMI Holdings NN NRX Pharm NV5Global NXP Semicon NaborsEnerIIA NanoLabs NanoXImaging Nanobiotix NanoStringTech Nasdaq Natera Nathan's NationalBeverage NatlCineMedia NatlResearch NationalVision NatlWesternLife NaturalAlt NautilusBiotech Navient NavitasSemi Nayax nCino NeoGames Neogen NerdWallet NetApp NetEase Netflix Netgear NetScout NeumoraTherap Neurocrine Neurogene Neuronetics NeuroPace NewFortressEner NewMtnFin NewProvidenceII A NY Mortgage NewAmstPharma NewcourtAcqnA NewellBrands Newmark NewsCorp A NewsCorp B NewtekOne NexstarMedia Next.e.GO NextCure Nextracker NicholasFin Nikola 9F 908Devices 99Acqn 99AcqnRt NiuTech Nkarta NKGenBiotech nLIGHT noco-noco Noodles Nordson NortheastBank NorthernTechsIntl NorthernTrust NorthfieldBanc NorthrimBanCorp NorthViewRt NorthwestBcshs NorthwestPipe NorthWesternEner NorwoodFin Nova Novanta Novavax Novocure NSSC 1.0 NBTB 3.2 NGM ... NICE ... NMIH ... NNBR ... NRXP ... NVEE ... NXPI 2.0 NETD ... NA ... NNOX ... NBTX ... NSTG ... NDAQ 1.6 NTRA ... NATH 2.7 FIZZ ... NCMI ... NRC 1.3 EYE ... NWLI .1 NAII ... NAUT ... NAVI 3.5 NVTS ... NYAX ... NCNO ... NGMS ... NEOG ... NRDS ... NTAP 2.4 NTES 1.9 NFLX ... NTGR ... NTCT ... NMRA ... NBIX ... NGNE ... STIM ... NPCE ... NFE 1.1 NMFC 9.9 NPAB ... NYMT 9.7 NAMS ... NCAC ... NWL 3.3 NMRK 1.2 NWSA .8 NWS .8 NEWT 5.5 NXST 3.4 EGOX ... NXTC ... NXT ... NICK ... NKLA ... JFU ... MASS ... NNAG ... NNAGR ... NIU ... NKTX ... NKGN ... LASR ... NCNC ... NDLS ... NDSN 1.1 NBN .1 NTIC 2.4 NTRS 3.6 NFBK 4.2 NRIM 4.4 NVACR ... NWBI 6.4 NWPX ... NWE 5.0 NWFL 3.8 NVMI ... NOVT ... NVAX ... NVCR ... 35 14 dd 39 8 dd dd 37 19 ... ... dd dd dd 25 dd 16 29 1 33 dd 14 47 dd 6 dd dd dd dd dd dd 26 16 47 dd 23 ... 71 dd dd dd 19 11 65 dd ... dd dd cc cc cc 13 14 dd dd 22 dd dd ... dd cc ... dd dd dd dd 3 dd 30 8 39 16 13 11 ... 11 12 17 11 31 73 dd dd 32.94 40.50 1.34 194.60 29.51 4.14 .42 102.09 205.72 10.42 1.68 6.19 7.65 .54 55.67 62.23 74.80 51.42 4.13 38.13 20.14 482.80 6.07 3.05 18.23 6.93 20.25 33.62 28.07 19.45 13.33 85.07 91.19 474.06 14.09 20.88 15.94 132.48 22.95 2.99 10.94 36.39 12.88 10.62 8.25 12.63 10.49 8.41 10.13 24.43 25.58 13.14 160.12 .43 1.20 41.99 7.00 .77 3.27 8.58 10.20 .17 2.08 6.06 2.75 12.71 .16 2.91 249.73 54.04 11.88 83.47 12.29 54.35 .11 12.42 28.54 50.77 31.50 129.32 153.88 5.00 13.31 –1.31 .08 –1.41 .32 +0.48 ... –4.91 ... –0.17 ... +0.14 ... –0.04 ... –9.03 ... –23.961.014 +0.02 ... –0.13 ... –0.18 ... +0.37 ... –0.21 ... –2.47 .22 –0.41 ... –3.22 .50 +1.70 ... –0.01 ... –1.43 .12 –0.79 ... –0.22 .36 –0.46 ... +0.06 ... –0.39 .16 –1.14 ... +1.20 ... –0.01 ... –0.56 ... –0.66 ... –1.39 ... –3.09 .50 –1.97 .495 –12.82 ... –0.49 ... –1.07 ... –1.11 ... +0.72 ... +3.57 ... +0.09 ... +0.63 ... –1.34 .10 +0.16 .10 –0.01 ... –0.28 .20 +1.46 ... +1.25 ... –0.27 .07 –0.83 .03 –0.12 .10 –0.14 .10 –0.66 .18 +3.37 1.35 –0.04 ... +0.06 ... –4.86 ... +0.10 ... –0.10 ... –0.16 ... –2.64 ... +0.01 ... +0.02 ... –0.11 ... –0.54 ... ... ... –0.79 ... –0.02 ... –0.24 ... –14.43 .68 –1.15 .01 +0.09 .07 –0.91 .75 –0.29 .13 –2.86 .60 +0.02 ... –0.06 .20 –1.72 ... –0.12 .64 –1.41 .30 –8.07 ... –14.53 ... +0.20 ... –1.62 ... For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com N 41.25 45.02 5.68 231.54 30.39 4.45 1.41 142.23 238.27 11.00 2.97 22.69 11.00 13.20 63.90 63.94 83.00 55.12 6.49 47.60 43.82 488.90 10.12 4.65 19.69 11.17 25.38 34.80 28.64 24.10 21.74 91.78 118.90 500.89 20.90 36.24 19.30 134.28 23.02 6.95 11.25 42.17 13.23 11.67 12.96 18.70 14.55 16.76 11.23 24.81 26.00 20.83 217.76 2.24 1.92 49.82 8.57 3.71 5.51 12.51 10.53 0.25 5.99 7.05 12.88 15.91 11.42 6.55 265.99 59.00 13.91 100.25 16.02 59.90 0.18 14.64 40.60 61.24 34.72 138.50 187.61 13.70 116.22 January 8, 2024 52-Week High Low 5.72 13.85 10.99 13.99 47.83 80.94 43.81 505.48 10.34 Name B A R R ON S .C OM / D ATA Tick Sym Yld P/E Last Div Chg. Amt. 1.57 5.49 2.00 4.22 23.35 23.10 13.32 140.34 4.10 Novonix NubiaBrandA Nukkleus NurixTherap Nutanix Nuvalent Nuvei NVIDIA Nyxoah NVX NUBI NUKK NRIX NTNX NUVL NVEI NVDA NYXH ... ... ... ... ... ... 1.6 .0 ... dd 82 dd dd dd dd dd 65 dd 1.86 6.10 2.05 9.87 45.86 72.35 24.67 490.97 4.67 –0.08 ... –1.60 ... –0.82 ... –0.45 ... –1.83 ... –1.24 ... –1.59 .10 –4.25 .04 +0.03 ... 24.12 39.36 59.75 7.50 0.85 767.27 78.94 17.70 0.44 12.01 2.00 6.26 3.75 21.67 62.40 1.35 284.81 11.66 10.79 2.73 14.10 49.24 32.89 63.43 1.30 0.92 3.07 28.72 5.98 3.72 1.19 3.45 0.68 21.78 10.05 4.89 29.40 1.03 5.99 2.13 1.60 2.26 0.90 24.23 4.38 4.26 0.97 4.09 9.57 23.10 58.98 3.34 2.90 1.80 4.41 2.60 OddityTech ODP ON Semi OP Bancorp OPKO Health OReillyAuto OSI Systems OaktreeSpec Oatly OceanFirstFin OcularTherapeutix Oculis OfficePropIncm OhioValleyBanc Okta Olaplex OldDomFreight OldNatlBncp Old2ndBcp OlemaPharm OlinkHolding Ollie'sBargain OlympicSteel OmegaFlex OmegaTherap Omeros OmniAb Omnicell 1-800-FLOWERS 180DegreeCap 111 1stdibs.com OneMedNet OneWaterMarine OnyxAcqnIA OpenLending OpenText OpendoorTech Opera OportunFin Opthea OpticalCable Optinose OptionCare OraSureTechs OrchestraBioMed OrganiGram OricPharm OrthofixMed OrthoPediatrics OtterTail Outbrain OutsetMedical OvidTherap OxfordLane OxfordSquare ODD ... ODP ... ON ... OPBK 4.5 OPK ... ORLY ... OSIS ... OCSL10.5 OTLY ... OCFC 4.6 OCUL ... OCS ... OPI 14.8 OVBC 4.1 OKTA ... OLPX ... ODFL .4 ONB 3.4 OSBC 1.3 OLMA ... OLK ... OLLI ... ZEUS .8 OFLX 1.9 OMGA ... OMER ... OABI ... OMCL ... FLWS ... TURN ... YI ... DIBS ... ONMD ... ONEW ... ONYX ... LPRO ... OTEX 2.5 OPEN ... OPRA 6.5 OPRT ... OPT ... OCC ... OPTN ... OPCH ... OSUR ... OBIO ... OGI ... ORIC ... OFIX ... KIDS ... OTTR 2.1 OB ... OM ... OVID ... OXLC19.0 OXSQ14.2 66 11 15 6 dd 25 23 13 dd 8 dd ... dd 8 dd 18 34 8 7 dd dd 28 18 33 dd 10 dd dd dd dd dd dd dd dd cc 41 31 dd 17 dd dd 11 dd 23 12 dd dd dd dd dd 13 dd dd dd 8 cc 42.70 51.99 75.70 10.77 .89 925.40 123.40 20.91 1.18 17.23 4.40 11.27 6.77 21.67 82.46 2.12 383.77 16.68 15.50 11.29 24.99 70.17 64.94 71.07 4.39 3.06 6.45 33.87 9.98 4.22 1.65 4.97 .75 31.08 11.04 7.71 40.13 3.63 12.02 3.96 3.11 2.72 1.17 32.60 8.12 7.46 1.38 8.42 12.67 30.31 83.94 4.25 5.57 3.05 5.06 2.96 –3.83 ... –4.31 ... –7.83 ... –0.18 .12 –0.62 ... –24.68 ... –5.65 ... +0.49 .07 ... ... –0.13 .20 –0.06 ... +0.04 ... –0.55 .25 –1.33 .22 –8.07 ... –0.42 ... –21.56 .40 –0.21 .14 +0.06 .05 –2.75 ... –0.16 ... –5.72 ... –1.76 .125 +0.56 .33 +1.38 ... –0.21 ... +0.28 ... –3.76 ... –0.80 ... +0.12 ... +0.10 ... +0.29 ... –0.06 ... –2.71 ... +0.04 ... –0.80 ... –1.89 .25 –0.86 ... –1.21 .40 +0.05 ... +0.16 ... +0.02 ... –0.12 ... –1.09 ... –0.08 ... –1.67 ... +0.07 ... –0.78 ... –0.81 ... –2.20 ... –1.03.4375 –0.13 ... +0.16 ... –0.17 ... +0.12 .08 +0.10 .035 15.66 12.86 37.76 59.67 26.12 18.35 0.43 1.18 11.85 24.83 115.45 17.53 64.78 5.74 17.53 25.93 6.85 132.22 45.85 60.66 9.35 13.40 10.51 10.90 0.58 39.75 12.81 10.36 62.24 3.54 25.00 9.70 104.09 17.13 139.40 4.02 50.25 PAM Transport PCB Bancorp PCConnection PDD PDF Solutions PENN Entmt PLBY Group PMV Pharm PRA Group ProceptBio PTC PTC Therap Paccar PacBiosciCA PacificPremBncp PaciraBioSci PactivEvergreen PaloAltoNtwks Palomar PapaJohn's PapayaGrowthI A ParamountA ParamountB Park-Ohio PassageBio PathwardFinl PatriaInvts PatriaLatAm PatrickIndustries PatriotNatBncp Patterson PattersonUTIEn Paychex PaycorHCM Paylocity Payoneer PayPal PTSI PCB CNXN PDD PDFS PENN PLBY PMVP PRAA PRCT PTC PTCT PCAR PACB PPBI PCRX PTVE PANW PLMR PZZA PPYA PARAA PARA PKOH PASG CASH PAX PLAO PATK PNBK PDCO PTEN PAYX PYCR PCTY PAYO PYPL 12 8 21 33 cc dd dd dd dd dd 81 dd 12 dd 11 cc dd cc 20 30 24 dd dd dd dd 8 19 26 14 dd 14 8 26 dd 62 35 18 20.29 18.32 63.57 146.53 29.62 24.55 1.14 2.69 24.34 40.84 165.85 27.90 93.59 9.40 27.83 34.27 14.50 282.93 57.88 69.42 10.83 19.58 14.65 25.78 .93 50.59 14.81 11.13 95.22 4.10 28.60 10.73 117.98 19.45 159.48 4.96 60.12 –0.49 ... –0.11 .18 –3.64 .08 +0.22 ... –2.52 ... –1.47 ... +0.14 ... –0.41 ... –1.86 ... –1.07 ... –9.11 ... +0.34 ... –4.06 .27 –0.41 ... –1.28 .33 +0.53 ... +0.79 .10 –11.95 ... +2.38 ... –6.82 .46 +0.05 ... –0.08 .05 –0.14 .05 –1.18 .125 –0.08 ... –2.34 .05 –0.70 .199 +0.03 ... –5.13 .55 +0.27 ... +0.15 .26 –0.07 .08 –1.13 .89 –2.14 ... –5.37 ... –0.25 ... –1.29 ... O 56.00 58.98 111.35 11.87 2.24 1005.96 139.90 21.48 3.16 24.93 7.96 14.50 18.10 27.99 92.38 7.10 438.05 18.81 17.70 17.79 26.01 83.19 68.91 128.51 11.98 7.80 6.58 77.14 13.29 5.69 3.44 6.63 13.51 39.15 12.00 11.99 43.25 5.41 28.58 8.06 6.09 4.74 2.07 35.74 8.45 23.39 4.12 9.79 22.62 53.50 92.74 5.95 30.55 4.14 6.27 3.70 PQR 31.36 19.41 70.45 150.66 48.02 36.26 3.80 9.72 43.34 43.90 176.25 59.84 98.47 14.55 35.66 48.60 14.72 318.00 64.41 97.78 11.63 29.51 25.93 28.79 1.91 60.49 17.46 11.97 103.36 12.00 34.53 17.86 129.70 27.51 235.00 7.05 88.63 ... 3.9 .5 ... ... ... ... ... ... ... ... ... 1.2 ... 4.7 ... 2.8 ... ... 2.7 ... 1.0 1.4 1.9 ... .4 6.6 ... 2.3 ... 3.6 3.0 3.0 ... ... ... ... 52-Week High Low 38.99 11.00 59.23 17.83 16.39 28.00 34.85 34.88 54.39 20.00 196.88 19.62 12.92 96.93 3.77 42.75 11.49 4.31 12.58 22.98 22.64 17.81 29.80 17.02 42.50 16.52 37.92 11.83 32.60 28.48 90.32 1.45 2.32 16.05 16.70 9.77 5.01 12.90 115.36 36.64 6.59 10.19 12.14 11.56 423.97 82.99 24.41 23.72 8.82 11.14 54.44 97.63 11.24 99.60 3.49 11.80 78.75 2.29 77.65 184.82 8.57 27.99 35.22 46.05 5.74 82.63 21.48 12.99 38.20 93.87 30.15 6.70 25.43 62.34 44.95 10.90 6.05 7.70 30.10 4.18 79.65 14.98 20.08 14.28 4.89 38.49 6.76 9.63 6.92 61.03 25.49 114.97 146.89 206.35 28.99 28.78 2.00 3.90 10.14 2.20 5.40 98.67 1.93 18.18 9.50 2.84 21.58 10.24 33.31 4.28 10.00 20.00 23.05 16.35 30.60 3.72 155.83 11.50 6.80 51.23 2.00 24.16 6.17 0.89 2.63 9.08 5.50 9.65 6.02 5.84 32.00 9.40 27.85 10.29 13.86 19.96 43.31 0.35 1.01 11.28 11.79 6.23 2.38 7.58 83.84 12.61 1.98 6.51 6.71 10.15 299.35 49.34 13.89 16.27 1.54 5.41 41.31 35.50 10.10 66.90 1.64 10.07 11.85 0.81 42.42 78.86 1.66 13.60 18.89 3.84 0.40 61.20 5.54 7.01 23.49 65.17 19.68 1.95 7.58 49.02 28.03 10.02 0.35 5.03 11.00 1.04 28.51 10.16 10.92 7.58 2.13 17.08 0.55 1.96 1.35 35.14 13.12 80.62 101.47 101.10 1.41 10.02 0.24 1.12 10.07 1.00 1.06 57.54 0.66 6.79 3.69 0.40 Name PeapackGladFin PearlHldgsAcqnA Pegasystems Peloton Pennant PennsWoodsBncp PeoplesBncpOH PeoplesBncpNC PeoplesFinSvcs PepGen PepsiCo PerdoceoEduc PerellaWeinberg Perficient PerformantFin PerionNetwork Perma-PipeIntl Personalis PetcoHealth PetIQ PetMedExpress Pharming Pharvaris PhathomPharm Phenixfin PhibroAnimal PhillipsEdison PhoenixBiotech Photronics Pilgrim'sPride PinnacleFinPtrs PintecTech Pixelworks PlainsAllAmPipe PlainsGP PlayaHotels Playstudios Playtika Plexus PliantTherap PolestarAuto PonceFinl PonoCapitalThree PonoCapTwoA Pool Popular Portillo's PortmanRidge PoseidaTherap Potbelly PotlatchDelt PowellIndustries Pwr&Digital II A PowerIntegrations PowerFleet PowerUpAcqn PraxisPrecision Precigen PreferredBankLA PreformedLine PreludeTherap PremierFinl Premier Prenetics PrestoAutomation PriceSmart PrimeMedicine PrimisFinl PrincetonBncp PrincipalFinl PriviaHealth Procaps ProFrac ProgressSoftware Progyny ProjectEnReimag ProSomnus ProspectCapital ProtagonistTherap ProtaraTherap Prothena ProvidentFin PubMatic Pulmonx PumaBiotech PureTechHealth PurpleInnovation Puyi PyxisOncology QCR Holdings QifuTechnology Qorvo Qualcomm Qualys QuantaSing Quanterix Quantum Quantum-Si QuettaAcqn QuettaAcqnRt Quhuo QuidelOrtho QuinceTherap QuinStreet QurateRetailB QurateRetailA Tick Sym Yld P/E PGC .7 PRLH ... PEGA .3 PTON ... PNTG ... PWOD 5.9 PEBO 4.8 PEBK 2.5 PFIS 3.4 PEPG ... PEP 3.0 PRDO 2.6 PWP 2.4 PRFT ... PFMT ... PERI ... PPIH ... PSNL ... WOOF ... PETQ ... PETS16.8 PHAR ... PHVS ... PHAT ... PFX ... PAHC 4.2 PECO 3.1 PBAX ... PLAB ... PPC ... PNFP 1.0 PT ... PXLW ... PAA 7.0 PAGP 6.6 PLYA ... MYPS ... PLTK ... PLXS ... PLRX ... PSNY ... PDLB ... PTHR ... PTWO ... POOL 1.2 BPOP 3.1 PTLO ... PTMN15.0 PSTX ... PBPB ... PCH 3.7 POWL 1.3 XPDB ... POWI 1.0 PWFL ... PWUP ... PRAX ... PGEN ... PFBC 3.9 PLPC .6 PRLD ... PFC 5.3 PINC 3.7 PRE ... PRST ... PSMT 1.3 PRME ... FRST 3.1 BPRN 3.4 PFG 3.3 PRVA ... PROC ... ACDC ... PRGS 1.3 PGNY ... PEGR ... OSA ... PSEC11.7 PTGX ... TARA ... PRTA ... PROV 4.4 PUBM ... LUNG ... PBYI ... PRTC ... PRPL ... PUYI ... PYXS ... QCRH .4 QFIN 5.2 QRVO ... QCOM 2.3 QLYS ... QSG ... QTRX ... QMCO ... QSI ... QETA ... QETAR ... QH ... QDEL ... QNCX ... QNST ... QRTEB ... QRTEA ... 9 32 dd dd 37 10 9 10 10 dd 28 8 dd 21 dd 12 14 dd dd 44 dd dd dd dd 3 22 74 dd 14 cc 11 dd dd 11 20 34 dd 10 21 dd dd dd 64 cc 27 8 57 dd dd 64 59 18 cc 68 dd 57 dd dd 7 9 dd 7 15 dd dd 21 dd 62 8 13 70 9 9 29 70 66 dd ... dd dd dd 11 cc dd 64 dd dd dd dd 9 4 dd 21 49 23 dd dd dd ... ... 25 cc dd dd 32 4 Last 29.25 10.75 45.24 6.72 15.35 21.66 32.25 29.89 47.54 7.71 168.94 17.19 11.68 60.87 2.82 28.76 8.59 2.14 2.97 18.74 7.15 12.22 25.00 8.78 42.05 11.30 35.73 11.25 28.78 28.31 85.99 1.07 1.27 15.39 16.16 8.30 2.41 7.87 104.65 17.86 2.09 9.03 10.20 10.75 377.73 81.09 14.87 18.45 3.17 10.83 48.67 80.71 10.75 76.38 3.07 10.88 25.19 1.29 71.37 126.09 3.78 23.44 22.63 5.31 .44 72.85 8.98 12.75 35.39 80.82 21.29 4.30 8.00 52.07 36.30 10.58 .77 6.13 21.79 2.08 40.66 12.76 14.86 11.98 4.69 26.59 .92 5.98 2.11 56.76 15.25 103.12 136.73 180.30 1.69 25.57 .32 1.87 10.14 1.21 1.31 73.75 1.15 12.26 6.25 .84 Div Chg. Amt. –0.57 .05 +0.04 ... –3.62 .03 +0.63 ... +1.43 ... –0.85 .32 –1.51 .39 –1.05 .19 –1.16 .41 +0.91 ... –0.901.265 –0.37 .11 –0.55 .07 –4.95 ... –0.31 ... –2.11 ... +0.65 ... +0.04 ... –0.19 ... –1.01 ... –0.41 .30 +0.79 ... –3.05 ... –0.35 ... –0.20 ... –0.28 .12 –0.75.0975 +0.25 ... –2.59 ... +0.65 ... –1.23 .22 –0.04 ... –0.04 ... +0.24.2675 +0.21.2675 –0.35 ... –0.30 ... –0.85 ... –3.48 ... –0.25 ... –0.17 ... –0.73 ... +1.88 ... –0.02 ... –20.98 1.10 –0.98 .62 –1.06 ... +0.26 .69 –0.19 ... +0.41 ... –0.43 .45 –7.69.2625 +0.01 ... –5.73 .20 –0.35 ... –0.01 ... +2.91 ... –0.05 ... –1.68 .70 –7.77 .20 –0.49 ... –0.66 .31 +0.27 .21 –0.60 ... –0.09 ... –2.93 .46 +0.12 ... +0.09 .10 –0.51 .30 +2.15 .67 –1.74 ... +0.23 ... –0.48 ... –2.23 .175 –0.88 ... +0.01 ... –0.21 ... +0.14 .06 –1.14 ... +0.20 ... +4.32 ... +0.15 .14 –1.45 ... –0.77 ... +0.36 ... –1.59 ... –0.11 ... –0.19 ... +0.31 ... –1.63 .06 –0.58 .50 –9.49 ... –7.90 .80 –15.98 ... +0.13 ... –1.77 ... –0.03 ... –0.14 ... +0.03 ... –0.04 ... –0.16 ... +0.05 ... +0.10 ... –0.56 ... –0.29 ... –0.03 ... 52-Week High Low 31.45 21.50 97.45 32.00 25.54 0.28 5.93 24.50 18.70 3.57 37.97 23.35 14.48 9.88 20.86 19.80 71.90 6.98 1.55 60.15 62.26 6.90 2.94 16.75 58.00 16.50 54.63 17.68 0.20 68.56 924.89 23.18 4.85 27.95 4.04 11.30 7.79 15.10 200.98 29.52 57.54 7.77 18.48 16.37 37.98 11.81 35.60 30.65 50.28 4.84 24.97 2.04 5.32 7.95 28.06 17.00 13.51 32.53 33.09 5.99 13.24 108.84 14.80 551.91 139.32 11.42 11.36 11.10 147.82 39.49 50.50 53.11 41.43 136.14 Name Tick Sym Yld P/E Last Div Chg. Amt. 10.47 8.62 50.43 10.11 12.82 0.07 2.51 15.36 9.55 1.05 17.82 13.53 0.82 1.72 5.94 8.50 35.23 1.82 0.74 30.54 17.95 1.37 1.00 4.54 43.50 6.24 37.82 4.26 0.03 54.72 668.00 5.95 2.00 10.89 0.30 0.98 4.04 3.08 110.45 5.89 37.23 5.19 12.96 10.99 5.72 4.50 15.44 24.80 15.50 1.78 10.25 0.71 2.01 4.17 11.68 2.70 7.91 14.89 11.78 3.72 6.59 41.30 3.31 416.78 99.00 10.32 10.14 3.39 101.82 25.92 33.37 35.43 12.06 83.88 RaptTherap RBB Bancorp RCI Hospitality RCM Tech REGENXBIO RF Acqn Rt RF Industries RGC Resources R1 RCM RackspaceTech RadNet Radware RainOncology Rallybio RamacoRscsA RamacoRscsB Rambus RaniTherap RapidMicro Rapid7 RayzeBio RealGoodFood RealReal RecursionPharm RedRiverBcshs RedRobin RedRockResorts Redfin RedwoodsAcqnRt RegencyCtrs RegenPharm RelayTherap RelmadaTherap RemitlyGlobal Renalytix ReneoPharm ReNewEnergy RepareTherap Repligen Replimune RepublicBcpKYA ReservoirMedia ResourcesConnect RetailOppor RevanceTherap RevelstoneCapA RevolutionMed ReynoldsCnsmr RhythmPharm RibbonComms RichardsonElec RigelPharm RiminiStreet RiverviewBncp Rivian Roadzen Robinhood RocketPharm RockyBrands RockyMtnChoc RoivantSciences Roku Root RoperTech RossStores RothCHAcqnA RothCHAcqnV Rover RoyalGold RoyaltyPharma RushEnt A RushEnt B RxSight Ryanair RAPT ... RBB 3.5 RICK .4 RCMT ... RGNX ... RFACR ... RFIL ... RGCO 4.2 RCM ... RXT ... RDNT ... RDWR ... RAIN ... RLYB ... METC 2.7 METCB 7.7 RMBS ... RANI ... RPID ... RPD ... RYZB ... RGF ... REAL ... RXRX ... RRBI .6 RRGB ... RRR 2.0 RDFN ... RWODR ... REG 4.1 REGN ... RLAY ... RLMD ... RELY ... RNLX ... RPHM ... RNW ... RPTX ... RGEN ... REPL ... RBCAA 2.9 RSVR ... RGP 4.3 ROIC 4.4 RVNC ... RCAC ... RVMD ... REYN 3.5 RYTM ... RBBN ... RELL 1.9 RIGL ... RMNI ... RVSB 3.9 RIVN ... RDZN ... HOOD ... RCKT ... RCKY 2.3 RMCF ... ROIV ... ROKU ... ROOT ... ROP .6 ROST 1.0 USCT ... ROCL ... ROVR ... RGLD 1.4 RPRX 2.9 RUSHA 1.5 RUSHB 1.4 RXST ... RYAAY 1.1 dd 7 20 17 dd ... dd 17 dd dd cc dd dd dd 14 10 24 dd dd dd ... dd dd dd 11 dd 14 dd ... 31 26 dd dd dd dd dd 74 dd 85 dd 11 dd 17 47 dd cc dd 21 dd dd 11 dd 26 10 dd 94 dd dd 19 dd dd dd dd 44 27 79 dd cc 33 69 8 8 dd 12 23.45 18.54 61.76 31.55 16.45 .10 3.07 19.02 10.14 1.79 34.83 15.71 1.20 2.12 20.40 12.94 63.40 2.98 .94 51.46 61.98 1.57 1.98 11.93 53.73 11.36 50.45 9.21 .13 65.00 913.17 11.50 3.32 18.60 .44 1.65 7.51 6.73 171.63 8.51 52.34 7.01 13.13 13.76 8.35 10.80 28.38 26.66 39.75 2.92 12.67 1.38 3.30 6.16 19.08 5.07 11.89 28.26 26.65 4.65 11.27 89.29 10.65 523.07 134.50 10.95 10.67 10.89 118.38 27.46 46.15 48.66 36.89 125.87 –1.40 ... –0.50 .16 –4.50 .06 +2.51 ... –1.50 ... ... ... +0.03 ... –1.32 .20 –0.43 ... –0.21 ... +0.06 ... –0.97 ... ... ... –0.27 ... +3.22 .125 –0.37.2487 –4.85 ... –0.34 ... +0.20 ... –5.64 ... –0.19 ... +0.05 ... –0.03 ... +2.07 ... –2.38 .08 –1.11 ... –2.88 .25 –1.11 ... +0.05 ... –2.00 .67 +34.88 ... +0.49 ... –0.82 ... –0.82 ... +0.05 ... +0.05 ... –0.15 ... –0.57 ... –8.17 ... +0.08 ... –2.82 .374 –0.12 ... –1.04 .14 –0.27 .15 –0.44 ... +5.30 ... –0.30 ... –0.18 .23 –6.22 ... +0.02 ... –0.68 .06 –0.07 ... +0.03 ... –0.24 .06 –4.38 ... –0.02 ... –0.85 ... –1.71 ... –3.53 .155 +0.05 ... +0.04 ... –2.37 ... +0.17 ... –22.10 .75 –3.89 .335 ... ... +0.04 ... +0.01 ... –2.58 .40 –0.63 .20 –4.15 .17 –4.32 .17 –3.43 ... –7.49.9653 24.51 185.23 1.15 52.20 12.44 4.22 10.14 10.81 13.48 12.66 0.50 0.49 31.52 120.66 0.24 46.61 10.34 15.26 10.08 2.99 65.78 18.89 0.05 16.52 2.13 211.55 0.30 2.75 19.27 76.49 S&T Bancorp SBA Comm SCYNEXIS SEI Investments SI-BONE SIGA Tech SKGrowthOppsA SLM SLR Invt SMART Global SMXSecurityMatters SPI Energy SP Plus SPS Commerce Srivaru SS&C Tech SSR Mining SWK Holdings SabraHealthcare Sabre SafetyInsurance SagaComm SagaliamAcqnRt SageTherap Sagimet Saia SalemMedia SanaBiotech SandySpringBncp Sanfilippo STBA 4.0 SBAC 1.4 SCYX ... SEIC 1.4 SIBN ... SIGA .0 SKGR ... SLM 2.4 SLRC10.8 SGH ... SMX ... SPI ... SP ... SPSC ... SVMH ... SSNC 1.6 SSRM 2.7 SWKH ... SBRA 8.8 SABR ... SAFT 4.8 SGA 4.3 SAGAR ... SAGE ... SGMT ... SAIA ... SALM ... SANA ... SASR 5.1 JBSS .8 9 54 1 19 dd dd 36 14 12 ... ... dd 30 cc 74 25 10 14 dd dd 36 13 ... dd ... 33 dd dd 9 18 32.96 246.59 1.89 62.90 20.82 5.76 10.85 18.64 15.23 17.79 .51 .76 51.59 173.11 .26 59.82 10.54 17.51 13.64 4.35 75.35 23.42 .06 21.47 4.79 419.14 .32 5.10 26.56 99.94 –0.46 .33 –7.10 .85 –0.34 ... –0.65 .46 –0.17 ... +0.16 .45 +0.03 ... –0.48 .11 +0.20 .41 –1.14 ... –0.20 ... –0.02 ... +0.34 ... –20.73 ... –0.10 ... –1.29 .24 –0.22 .07 –0.02 ... –0.63 .30 –0.05 ... –0.64 .90 +1.162.00 –0.03 ... –0.20 ... –0.63 ... –19.08 ... –0.07 ... +1.02 ... –0.68 .34 –3.10 1.20 S 38.43 312.34 3.87 64.94 29.51 8.49 11.61 19.36 16.09 29.99 104.72 1.86 52.40 198.35 2.57 64.52 17.74 19.49 14.82 7.92 88.66 27.27 0.28 59.99 18.33 461.92 1.45 8.01 35.90 127.26 52-Week High Low 3.76 5.95 65.58 57.82 30.81 5.17 159.89 4.97 40.48 36.64 21.17 47.25 59.24 12.75 11.50 16.13 34.03 87.93 10.06 9.75 6.18 108.18 4.00 4.96 12.03 35.18 65.65 64.87 1.93 1.79 2.11 9.86 6.87 11.57 11.35 6.22 2.71 8.43 25.51 7.05 30.10 315.95 30.94 18.15 34.10 4.94 23.21 15.30 19.98 50.00 194.68 95.33 58.04 10.47 23.20 23.68 52.69 22.41 3.00 7.95 142.88 11.03 34.53 53.76 123.69 41.61 2.65 14.86 12.38 3.07 10.58 11.70 17.25 5.71 345.80 8.20 3.86 3.79 35.00 21.98 5.77 19.40 2.50 5.11 30.22 44.74 55.45 31.00 40.38 22.73 10.17 32.36 15.40 2.04 152.77 18.05 15.57 10.26 10.85 0.29 40.18 49.66 3.57 81.81 9.23 0.29 2.18 43.41 42.63 18.35 0.40 55.25 1.63 26.14 22.34 5.56 30.50 17.37 4.63 9.59 4.85 17.93 53.16 5.40 5.35 1.46 87.66 0.14 0.67 10.20 13.13 32.50 31.51 0.51 1.09 0.27 1.15 0.91 6.84 1.41 1.93 0.77 1.33 16.47 5.81 12.11 157.00 19.24 9.66 10.39 0.56 15.01 1.04 4.55 13.75 74.56 49.50 6.08 7.52 14.94 13.36 32.69 9.39 0.31 3.32 81.09 10.28 17.50 16.59 85.06 9.00 1.44 8.88 6.70 0.83 9.89 4.45 7.80 0.92 63.25 1.81 1.20 1.73 2.39 9.78 1.98 8.03 1.34 0.97 18.75 20.75 30.28 19.61 25.38 12.74 10.07 20.51 1.29 0.99 81.50 8.05 8.08 2.98 10.13 0.02 18.00 30.10 1.01 27.82 3.83 Name SangamoTherap SangomaTechs Sanmina Sanofi SapiensIntl SarcosTech&Robotic SareptaTherap Savara ScanSource SchnitzerSteel ScholarRock Scholastic Schrodinger scPharm ScreamingEagleA ScrippsEW SeacoastBkgFL Seagate SecureWorks SecurityNatFin Seer SelectiveIns SelinaHosp Semantix SemperParatusA Semtech SenecaFoods A SenecaFoods B SenseiBiotherap SenstarTech SentiBiosciences SeraPrognostics SeresTherap ServiceProperties 17Educ&Tech Shapeways Sharecare ShattuckLabs ShenandoahTel Shimmick ShoalsTech ShockwaveMed ShoeCarnival ShoreBancshares Shyft Sientra SierraBancorp SightSciences SilenceTherap Silicom SiliconLabs SiliconMotion SilkRoadMed SilverSpikeInvt SilvercrestAsset SimmonsFirstNat SimulationsPlus Sinclair SingularGenomics SiriusXM SiTime SizzleAcqn SkywardSpecIns SkyWest Skyworks SleepNumber SmartSand Smith&Wesson SnapOne SoYoungIntl SocialLvgI A SoFiTech Sohu.com SolGelTech SolarEdgeTech SolidBiosci SolidPower SomaLogic Sonder Sonos SophiaGenetics SoteraHealth SotherlyHotels SoundHoundAI SouthPlainsFin SouthernFirstBcsh SoMO Bancorp SouthernStBcsh SouthsideBcshs SovosBrands SparkIAcqnA SpartanNash Spectaire SperoTherap Splunk SpokHoldings Sportradar SportsmansWrhs SpringValleyII A SpringValleyII Rt SpringWorks SproutsFarmers SpruceBio StaarSurgical Stagwell Tick Sym Yld P/E SGMO ... SANG ... SANM ... SNY ... SPNS 1.9 STRC ... SRPT ... SVRA ... SCSC ... RDUS 2.7 SRRK ... SCHL 2.2 SDGR ... SCPH ... SCRM ... SSP ... SBCF 2.7 STX 3.5 SCWX ... SNFCA ... SEER ... SIGI 1.4 SLNA ... STIX ... LGST ... SMTC ... SENEA ... SENEB ... SNSE ... SNT ... SNTI ... SERA ... MCRB ... SVC 9.6 YQ ... SHPW ... SHCR ... STTK ... SHEN .4 SHIM ... SHLS ... SWAV ... SCVL 1.7 SHBI 3.5 SHYF 1.7 SIEN ... BSRR 4.2 SGHT ... SLN ... SILC ... SLAB ... SIMO .8 SILK ... SSIC 11.3 SAMG 4.4 SFNC 4.2 SLP .6 SBGI 7.3 OMIC ... SIRI 1.9 SITM ... SZZL ... SKWD ... SKYW ... SWKS 2.6 SNBR ... SND ... SWBI 3.6 SNPO ... SY ... SLAC ... SOFI ... SOHU ... SLGL ... SEDG ... SLDB ... SLDP ... SLGC ... SOND ... SONO ... SOPH ... SHC ... SOHO ... SOUN ... SPFI 1.8 SFST ... SMBC 1.6 SSBK 1.3 SBSI 4.5 SOVO ... SPKL ... SPTN 3.7 SPEC ... SPRO ... SPLK ... SPOK 8.2 SRAD ... SPWH ... SVII ... SVIIR ... SWTX ... SFM ... SPRB ... STAA ... STGW ... dd dd 10 14 25 dd dd dd 12 dd dd 20 56 dd 31 dd 22 dd dd 6 dd 19 ... dd cc dd 11 11 dd 23 dd dd dd dd dd dd dd dd cc ... 17 31 9 18 14 dd 9 dd dd 8 66 39 dd ... 14 10 76 10 dd 17 dd dd 19 dd 17 71 6 21 dd 25 61 dd dd dd 22 dd dd dd dd dd dd dd 16 dd 8 21 13 7 10 dd dd 26 dd cc cc 8 dd dd 35 ... dd 20 dd 72 dd Last .45 3.01 50.10 51.21 26.72 .68 97.34 4.35 37.76 27.84 16.14 36.69 31.46 6.35 10.61 8.00 27.04 80.28 6.41 8.61 1.83 100.81 .17 .70 11.10 20.47 52.73 53.77 .77 1.20 .61 5.30 1.40 8.31 2.35 2.06 1.00 8.27 20.88 6.65 13.98 200.25 27.45 13.64 11.46 .65 22.03 5.15 17.92 17.06 120.59 65.00 11.38 8.50 17.33 19.08 40.00 13.77 .43 5.46 113.23 11.02 33.70 51.21 103.27 13.83 1.96 13.40 8.56 1.13 10.46 8.22 9.83 1.15 79.58 5.53 1.33 2.10 2.91 16.10 5.14 15.75 1.47 1.99 28.68 37.54 51.00 27.92 31.24 22.01 10.17 23.30 1.68 1.43 152.22 15.19 11.08 4.48 10.83 .13 37.96 49.20 2.94 28.46 6.27 Div Chg. Amt. –0.09 ... –0.19 ... –1.27 ... +1.48 ... –2.22 .26 –0.04 ... +0.91 ... –0.35 ... –1.85 ... –2.32.1875 –2.66 ... –1.01 .20 –4.34 ... +0.08 ... +0.01 ... +0.01 ... –1.42 .18 –5.09 .70 –0.97 ... –0.39 ... –0.11 ... +1.33 .35 ... ... +0.02 ... –0.03 ... –1.44 ... +0.29 ... +2.11 ... +0.08 ... –0.09 ... –0.05 ... –0.68 ... ... ... –0.23 .20 +0.28 ... –0.44 ... –0.08 ... +1.14 ... –0.74 .09 +0.05 ... –1.56 ... +9.69 ... –2.76 .12 –0.61 .12 –0.76 .05 +0.04 ... –0.52 .23 –0.01 ... +0.55 ... –1.04 ... –11.68 ... +3.73 .50 –0.89 ... +0.06 .45 +0.33 .19 –0.76 .20 –4.75 .06 +0.74 .25 –0.03 ... –0.01.0266 –8.85 ... +0.01 ... –0.18 ... –0.99 ... –9.15 .68 –1.00 ... +0.03 ... –0.16 .12 –0.35 ... –0.16 ... +0.01 ... –1.73 ... –0.10 ... +0.04 ... –14.02 ... –0.61 ... –0.12 ... –0.43 ... –0.48 ... –1.04 ... +0.43 ... –1.10 ... –0.02 ... –0.13 ... –0.28 .13 +0.44 ... –2.39 .21 –1.36 .09 –0.08 .02 –0.02 ... +0.03 ... +0.35 .215 +0.03 ... –0.04 ... –0.13 ... –0.29.3125 +0.03 ... +0.22 ... +0.02 ... –0.02 ... +1.46 ... +1.09 ... +0.01 ... –2.75 ... –0.36 ...
January 8, 2024 D ATA 52-Week High Low 3.16 25.03 1.59 20.79 115.48 7.54 136.46 32.39 56.12 15.94 89.80 44.23 6.03 64.00 14.00 18.61 74.01 21.72 98.22 30.34 29.99 12.50 75.02 31.49 18.67 5.10 23.80 9.73 19.32 29.72 357.00 14.63 42.09 45.79 39.41 8.72 64.14 142.14 29.86 573.77 2.30 8.17 1.44 16.57 0.65 10.76 89.21 2.51 90.55 19.83 37.78 10.00 30.60 29.92 2.78 36.93 3.35 8.09 49.62 9.95 64.53 16.06 18.55 3.46 20.80 17.06 11.79 1.25 12.39 2.79 3.62 8.43 69.02 7.14 21.99 22.05 16.00 2.01 12.28 67.73 11.22 312.27 1.73 2.09 Name StdBioTools StarBulkCarriers StarEquity Star Starbucks StealthGas SteelDynamics StepStone Stericycle SterlingCheck SterlingInfr StevenMadden StitchFix StockYardsBncp StokeTherap StoneCo StoneX Stratasys StrategicEd Strattec StratusProp StrongholdDig StructureTherap SummitFin SummitStateBk SummitTherap SunCountryAir SunOpta SunPower SunRun SuperMicroComp SuperiorGroup SupernusPharm SurgeryPartners Surmodics SutroBioph Symbotic Synaptics SyndaxPharm Synopsys SyprisSolutions SyrosPharm NASDAQ ISSUES Tick Sym Yld P/E LAB ... SBLK 7.2 STRR ... STHO ... SBUX 2.5 GASS ... STLD 1.5 STEP 2.7 SRCL ... STER ... STRL ... SHOO 2.1 SFIX ... SYBT 2.4 STOK ... STNE ... SNEX ... SSYS ... STRA 2.7 STRT ... STRS ... SDIG ... GPCR ... SMMF 3.0 SSBI 3.9 SMMT ... SNCY ... STKL ... SPWR ... RUN ... SMCI ... SGC 4.2 SUPN ... SGRY ... SRDX ... STRO ... SYM ... SYNA ... SNDX ... SNPS ... SYPR ... SYRS ... dd 10 1 dd 26 6 7 29 dd dd 21 18 dd 13 dd 28 10 dd 44 dd dd dd dd 7 6 dd 12 dd dd dd 27 29 71 dd dd dd dd dd dd 61 dd dd Last 1.87 21.71 .99 14.14 92.99 7.47 116.22 31.50 47.70 13.28 77.09 40.94 3.26 49.93 5.26 17.10 71.02 13.94 90.14 23.00 27.23 7.19 42.36 28.89 12.22 2.55 15.08 5.39 3.97 16.16 292.13 13.45 27.43 31.06 33.12 3.49 43.39 103.68 21.49 484.81 2.06 6.86 Div Chg. Amt. –0.34 ... +0.45 .22 –0.06 ... –0.84 ... –3.02 .57 +1.01 ... –1.88 .425 –0.33 .21 –1.86 ... –0.64 ... –10.84 ... –1.06 .21 –0.31 ... –1.56 .30 ... ... –0.93 ... –2.81 ... –0.34 ... –2.23 .60 –2.34 ... –1.63 ... –0.11 ... +1.60 ... –1.80 .22 –0.08 .12 –0.06 ... –0.65 ... –0.08 ... –0.87 ... –3.47 ... +7.87 ... –0.05 .14 –1.51 ... –0.93 ... –3.23 ... –0.80 ... –7.94 ... –10.40 ... –0.12 ... –30.10 ... +0.03 ... –0.93 ... For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com T 13.18 15.25 11.00 3.20 10.78 1.88 164.50 44.46 14.80 132.76 54.20 17.46 4.45 26.11 164.85 47.00 13.03 12.19 25.25 22.00 11.20 3.89 12.25 52.95 6.43 22.75 3.32 5.36 63.57 49.77 8.09 10.97 8.83 119.20 14.04 25.50 299.29 173.27 69.27 188.12 124.02 42.46 5.89 12.03 14.77 21.50 11.60 1.48 11.81 4.39 10.99 3.59 35.50 47.87 36.60 45.87 31.76 251.17 91.85 97.18 0.44 10.47 4.23 10.97 10.15 0.65 10.10 0.19 124.92 24.74 1.63 87.43 15.27 11.13 2.16 9.70 101.53 13.82 2.47 10.25 11.33 7.95 5.01 0.50 10.29 23.43 4.33 6.13 0.30 1.53 33.79 33.85 1.66 10.16 0.13 81.08 3.26 6.85 101.81 131.19 42.79 139.48 91.06 25.13 1.95 8.25 2.05 12.31 3.75 0.52 3.18 1.31 9.97 1.50 22.11 21.44 22.31 21.43 21.22 185.00 41.20 63.08 0.09 10.08 TelaBio TFS Finl TGVentureAcqn TMCthemetals TMT Acqn TMT Acqn Rt T-MobileUS TPG TPIComposites T.RowePrice TTEC TTM Tech Taboola TactileSystems TakeTwoSoftware TandemDiabetes TangoTherap TargetGlbl I A TarsusPharm TaskUs TatTechnologies TayshaGene Tech&TelecomA TechTarget Ericsson Telesat TelesisBio Telos 10xGenomics Tenable TenayaTherap TenXKeaneAcqn TenXKeaneAcqnRt Teradyne TernsPharm TerritorialBncp Tesla TetraTech TexasCapBcshs TexasInstruments TexasRoadhouse TheBancorp TherapeuticsMD TheravanceBio TheseusPharm ThirdCoastBcshs ThirdHarmonic 36Kr Thoughtworks ThredUp ThunderBridgeIV A TilrayBrands TimberlandBncp TitanMachinery Torm TowerSemi TowneBank TractorSupply TradeDesk Tradeweb TrailblazerI Rt TrailblazerI A 43 BARRON’S TELA ... TFSL 7.9 TGVC ... TMC ... TMTC ... TMTCR ... TMUS 1.6 TPG 3.5 TPIC ... TROW 4.6 TTEC 5.3 TTMI ... TBLA ... TCMD ... TTWO ... TNDM ... TNGX ... TGAA ... TARS ... TASK ... TATT ... TSHA ... TETE ... TTGT ... ERIC 2.8 TSAT ... TBIO ... TLS ... TXG ... TENB ... TNYA ... TENK ... TENKR ... TER .4 TERN ... TBNK 1.8 TSLA ... TTEK .6 TCBI ... TXN 3.1 TXRH 1.9 TBBK ... TXMD ... TBPH ... THRX ... TCBX ... THRD ... KRKR ... TWKS ... TDUP ... THCP ... TLRY ... TSBK 3.1 TITN ... TRMD20.8 TSEM ... TOWN 3.4 TSCO 1.9 TTD ... TW .4 TBMCR ... TBMC ... dd 54 dd dd 81 ... 25 dd dd 15 23 dd dd 13 dd dd dd 47 dd 26 21 dd 85 78 dd 1 dd dd dd dd dd 56 ... 34 dd 12 76 32 8 21 27 11 dd dd dd 11 dd dd dd dd 73 dd 9 6 4 6 13 21 cc 54 ... cc 6.88 14.27 10.95 1.31 10.56 .19 163.37 39.69 3.51 106.17 19.65 14.72 4.31 13.71 158.21 27.80 9.18 11.10 19.61 12.01 11.12 1.78 11.49 33.95 6.05 9.90 .36 4.22 51.64 42.88 2.97 10.95 .18 102.77 6.78 11.00 237.49 161.58 62.86 165.10 118.30 37.62 2.28 10.37 3.97 19.38 10.89 .59 4.47 2.04 10.21 2.28 30.05 27.92 33.78 29.47 29.33 218.91 67.64 93.00 .15 10.45 +0.26 ... –0.42.2825 +0.11 ... +0.21 ... –0.04 ... –0.03 ... +3.04 .65 –3.48 .48 –0.63 ... –1.52 1.22 –2.02 .52 –1.09 ... –0.02 ... –0.59 ... –2.74 ... –1.78 ... –0.72 ... +0.06 ... –0.64 ... –1.06 ... +0.97 ... +0.01 ... –0.02 ... –0.91 ... –0.25.0873 –0.53 ... –0.04 ... +0.57 ... –4.32 ... –3.18 ... –0.27 ... +0.01 ... +0.04 ... –5.75 .11 +0.29 ... –0.15 .05 –10.99 ... –5.35 .26 –1.77 ... –5.36 1.30 –3.93 .55 –0.94 ... +0.03 ... –0.87 ... –0.08 ... –0.49 ... –0.08 ... +0.03 ... –0.34 ... –0.21 ... –0.01 ... –0.02 ... –1.41 .23 –0.96 ... +3.37 1.46 –1.05 ... –0.43 .25 +3.88 1.03 –4.32 ... +2.12 .09 +0.05 ... –0.01 ... 52-Week High Low 9.44 115.41 99.63 10.86 23.18 27.97 8.59 3.50 52.66 31.89 62.01 1.24 15.44 43.59 27.30 16.24 2.20 81.64 10.15 3.77 69.15 38.81 35.42 7.15 2.90 13.20 13.26 2.89 2.99 16.36 39.74 15.25 13.15 19.74 Name FOREIGN MARKETS Tick Sym Yld P/E Last Div Chg. Amt. 4.92 73.41 36.42 4.51 5.25 5.27 3.16 0.97 28.66 22.59 39.57 0.37 10.87 30.70 14.15 3.32 0.16 46.37 2.26 1.76 18.45 23.78 18.96 1.62 0.62 1.63 6.17 0.72 0.61 8.60 11.46 1.54 0.88 6.55 TransActTechs Transcat TransMedics Travelzoo TravereTherap TreaceMed TremorIntl TreviTherap TriCoBancshares TriMas Trimble TrinityBiotech TrinityCapital Trip.com Tripadvisor TriSalusLifeSci TritiumDCFC TriumphFinl trivago TrueCar Trupanion TrustcoBank Trustmark TScanTherap Tuniu TurnstoneBiologics TurtleBeach TuSimple 23andMe TwinDisc TwistBiosci 2seventybio 2U TyraBiosciences TACT ... TRNS ... TMDX ... TZOO ... TVTX ... TMCI ... TRMR ... TRVI ... TCBK 2.9 TRS .6 TRMB ... TRIB ... TRIN13.0 TCOM ... TRIP ... TLSI ... DCFC ... TFIN ... TRVG .0 TRUE ... TRUP ... TRST 4.8 TRMK 3.4 TCRX ... TOUR ... TSBX ... HEAR ... TSP ... ME ... TWIN 1.0 TWST ... TSVT ... TWOU ... TYRA ... 15 89 dd 13 dd dd dd dd 11 20 38 dd 10 17 dd dd dd 39 dd dd dd 8 18 dd 21 dd dd dd dd 19 dd dd dd dd 7.50 99.41 73.89 9.78 8.64 11.89 4.77 1.32 40.79 24.96 50.77 .53 14.98 38.25 20.98 8.79 .19 74.54 2.43 3.19 28.14 30.24 27.38 5.85 .67 2.37 10.12 .75 .80 15.85 33.98 3.79 1.07 11.61 +0.52 ... –9.92 ... –5.04 ... +0.25 ... –0.35 ... –0.86 ... –0.29 ... –0.02 ... –2.18 .30 –0.37 .04 –2.43 ... +0.10 ... +0.45 .50 +2.24 ... –0.55 ... +0.34 ... –0.03 ... –5.64 ... –0.01.5628 –0.27 ... –2.37 ... –0.81 .36 –0.50 .23 +0.02 ... –0.01 ... –0.18 ... –0.83 ... –0.13 ... –0.12 ... –0.31 .04 –2.88 ... –0.48 ... –0.16 ... –2.24 ... 75.01 50.68 2.31 8.56 140.10 1.17 8.17 368.02 22.15 31.52 3.81 20.07 5.49 33.68 25.35 20.37 18.41 5.79 5.50 204.44 2.94 20.01 1.46 107.19 7.02 20.85 7.23 0.75 16.10 22.42 2.42 11.93 6.56 24.73 7.60 1.45 75.00 3.10 0.52 UFP Inds UMB Fin UPFintech USCB Financial US Lime&Min uCloudlink Udemy UltaBeauty UltraClean UltragenyxPharm Ultralife UnionBankshares uniQure UnitedAirlines UnitedBkshrsWV UtdCmtyBks UnitedFire UnitedGuardian UnitedSecBcshrs UnitedTherap Uniti UnityBancorp UnityBiotech UnivDisplay UnvlElectronics UnivLogistics UnvlStainless UniversePharm UnivestFin Upbound UplandSoftware Upstart Upwork UrbanOutfitters UroGenPharma Usio UtahMedProducts UTStarcom Uxin UFPI 1.0 UMBF 1.9 TIGR ... USCB ... USLM .4 UCL ... UDMY ... ULTA ... UCTT ... RARE ... ULBI ... UNB 4.6 QURE ... UAL ... UBSI 4.0 UCBI 3.2 UFCS 3.0 UG 2.5 UBFO 6.3 UTHR ... UNIT10.3 UNTY 1.7 UBX ... OLED .8 UEIC ... ULH 1.5 USAP ... UPC ... UVSP 4.0 UPBD 4.5 UPLD ... UPST ... UPWK ... URBN ... URGN ... USIO ... UTMD 1.5 UTSI ... UXIN ... 14 10 19 14 18 20 dd 19 ... dd 26 12 dd 5 13 13 dd 14 7 13 dd 7 dd 41 dd 7 dd dd 8 cc dd dd dd 12 dd dd 17 dd dd 118.18 81.30 4.22 12.44 217.22 1.89 13.10 471.12 31.35 47.60 6.48 31.41 6.56 41.76 37.12 28.83 21.33 7.89 7.56 229.40 5.84 28.57 1.88 176.59 8.77 27.92 19.72 1.67 20.99 32.78 4.10 33.24 14.05 34.38 13.81 1.73 80.87 3.29 .65 –7.37 .30 –2.25 .39 –0.20 ... +0.19 ... –13.13 .20 +0.14 ... –1.63 ... –18.87 ... –2.79 ... –0.22 ... –0.35 ... +0.76 .36 –0.21 ... +0.50 ... –0.43 .37 –0.43 .23 +1.21 .16 +0.69 .10 –0.85 .12 +9.51 ... +0.06 .15 –1.02 .12 –0.05 ... –14.67 .35 –0.62 ... –0.10 .105 –0.36 ... –0.34 ... –1.04 .21 –1.19 .37 –0.13 ... –7.62 ... –0.82 ... –1.31 ... –1.19 ... +0.01 ... –3.35 .30 –0.15 ... –0.05 ... U 128.65 92.68 5.80 13.10 240.69 6.60 16.01 556.60 40.80 54.98 11.85 32.00 23.46 58.23 42.45 35.25 32.54 12.51 8.74 279.14 6.86 29.88 5.72 194.84 25.91 45.00 20.53 12.48 29.05 36.17 9.71 72.58 15.95 38.13 24.13 2.36 100.99 5.03 3.92 V 6.83 14.75 66.44 39.80 12.61 17.05 8.15 23.90 45.81 14.00 4.60 65.97 4.47 31.95 47.25 8.35 20.23 30.52 19.77 39.90 40.71 229.72 249.26 29.75 10.99 26.32 8.70 11.50 30.00 2.53 7.25 39.89 6.75 6.39 9.07 3.30 17.05 22.18 3.37 3.05 34.11 0.69 17.70 2.06 4.60 5.20 19.52 9.34 23.39 18.41 188.44 169.74 14.88 1.54 11.83 2.86 6.37 11.92 VNET VOXX Intl VSE Vacasa ValleyNatlBncp Valneva VandaPharm VarexImaging VaronisSystems VastRenewables VastaPlatform Vaxcyte Vaxxinity VeecoInstr VentyxBiosciences VeraBradley VeraTherap Veracyte Veradigm Vericel VerintSystems VeriSign VeriskAnalytics Veritex Veritone VeronaPharma VerricaPharm VersaBank Vertex VNET ... VOXX ... VSEC .7 VCSA ... VLY 4.2 VALN ... VNDA ... VREX ... VRNS ... VSTE ... VSTA ... PCVX ... VAXX ... VECO ... VTYX ... VRA ... VERA ... VCYT ... MDRX ... VCEL ... VRNT ... VRSN ... VRSK .6 VBTX 3.5 VERI ... VRNA ... VRCA ... VBNK .7 VERX ... dd dd 25 dd 9 dd 20 20 dd cc dd dd dd 29 dd dd dd dd ... dd cc 28 69 9 dd dd dd 10 dd 2.58 9.51 59.50 7.53 10.48 10.42 4.19 19.58 42.52 3.66 4.26 59.79 .77 28.55 2.33 7.09 15.53 25.73 10.48 32.52 25.58 196.91 233.70 22.57 1.66 19.55 6.72 11.05 25.26 –0.29 ... –1.17 ... –5.11 .10 –0.67 ... –0.38 .11 +0.05 ... –0.03 ... –0.92 ... –2.76 ... –1.53 ... –0.20 ... –3.01 ... –0.08 ... –2.48 ... –0.14 ... –0.61 ... +0.15 ... –1.78 ... –0.01 ... –3.09 ... –1.45 ... –9.05 ... –5.16 .34 –0.70 .20 –0.15 ... –0.33 ... –0.60 ... +0.10.0187 –1.68 ... 52-Week High Low 418.71 282.21 24.69 8.22 36.00 5.22 7.61 3.66 47.35 15.02 12.40 8.74 12.19 7.26 98.38 35.48 35.21 27.27 62.40 0.62 12.96 2.85 25.72 8.05 26.99 20.25 5.19 3.02 11.47 7.70 93.00 4.59 3.38 0.47 1.60 0.77 31.55 7.72 2.47 0.43 12.89 3.54 21.66 16.26 248.23 165.00 11.85 10.33 171.66 108.66 33.29 12.50 18.18 10.00 23.99 9.80 9.89 5.59 12.53 8.11 6.74 1.62 14.34 6.06 2.82 0.50 WXYZ Name VertexPharm VerveTherap ViaRenewables ViantTech ViaSat Viatris ViaviSolutions Vicor VictoryCapital View VigilNeurosci VikingTherap VillageSuper A Vimeo VinciPartners VinFastAuto VintageWineEstates ViomiTech VirBiotech ViractaTherap VircoMfg VirtuFinancial VirtusInvtPtrs VisionSensingA Visteon VitaCoco VitalFarms Vitru VividSeats Vodafone VorBiopharma VoyagerTherap Vroom Tick Sym Yld P/E VRTX ... VERV ... VIA ... DSP ... VSAT ... VTRS 4.0 VIAV ... VICR ... VCTR 3.9 VIEW ... VIGL ... VKTX ... VLGEA 3.9 VMEO ... VINP 6.5 VFS ... VWE ... VIOT ... VIR ... VIRX ... VIRC .6 VIRT 4.6 VRTS 3.2 VSAC ... VC ... COCO ... VITL ... VTRU ... SEAT ... VOD 10.5 VOR ... VYGR ... VRM ... 31 dd dd dd dd 8 cc 33 11 dd dd dd 7 76 15 dd dd dd dd dd 7 13 13 cc 21 39 33 17 15 2 dd 7 dd Last 416.50 13.32 10.70 6.82 25.83 11.98 9.61 38.36 33.23 2.33 3.31 18.19 25.64 3.72 10.70 7.02 .48 .91 10.03 .60 12.44 20.73 234.20 11.05 115.53 24.64 15.35 14.77 6.12 8.98 2.21 8.85 .51 Div Chg. Amt. +9.61 ... –0.62 ... +1.30 ... –0.07 ... –2.12 ... +1.15 .12 –0.46 ... –6.58 ... –1.21 .32 –1.31 ... –0.07 ... –0.42 ... –0.59 .25 –0.20 ... –0.25 .17 –1.35 ... –0.02 ... –0.09 ... –0.03 ... +0.03 ... +0.41 .02 +0.47 .24 –7.56 1.90 ... ... –9.37 ... –1.01 ... –0.34 ... –0.99 ... –0.20 ... +0.28.4815 –0.04 ... +0.41 ... –0.09 ... 6.94 3.15 WaveLifeSci WVE ... dd 4.94 –0.11 ... 245.76 158.60 WD-40 WDFC 1.5 48 232.48 –6.59 .88 51.77 29.59 WSFS Financial WSFS 1.3 9 44.47 –1.46 .15 52-Week High Low 13.31 37.29 3.39 37.96 11.90 16.34 38.76 48.78 17.70 102.65 25.57 11.68 0.27 23.90 5.59 50.31 38.56 25.00 58.92 53.21 10.20 13.40 13.90 33.03 25.38 65.19 258.93 1.85 261.97 451.30 98.23 8.00 127.42 140.73 279.83 160.07 117.86 Name 3.46 23.36 1.58 19.68 7.82 9.27 23.62 21.69 9.62 49.55 9.09 10.21 0.04 18.19 1.57 35.02 19.84 15.04 35.52 31.97 5.58 4.90 6.88 21.45 13.86 37.01 195.29 0.56 131.56 241.00 57.48 1.35 70.28 88.30 157.96 66.70 81.65 WW Intl WaFd Wag! WalgreensBoots WalkMe WarnerBrosA WarnerMusic WashTrBcp WaterstoneFinl WeatherfordIntl Weibo WelsbachTech WelsbachTechRt Wendy's WerewolfTherap WernerEnterprises WesBanco WestBancorp WestamericaBncp WesternDigital WestNewEngBncp WestportFuelSys WestrockCoffee WeycoGroup Willdan WillisLease WillisTowers WiMiHologram Wingstop Winmark WintrustFinl WISeKey Wix.com Woodward Workday WorldAcceptance WynnResorts Tick Sym Yld P/E WW ... WAFD 3.2 PET ... WBA 4.0 WKME ... WBD ... WMG 2.0 WASH 7.3 WSBF 4.3 WFRD ... WB .0 WTMA ... WTMAR ... WEN 5.3 HOWL ... WERN 1.4 WSBC 4.7 WTBA 4.9 WABC 3.2 WDC ... WNEB 3.1 WPRT ... WEST ... WEYS 3.3 WLDN ... WLFC ... WTW 1.4 WIMI ... WING .4 WINA .9 WTFC 1.7 WKEY ... WIX ... WWD .7 WDAY ... WRLD ... WYNN 1.0 dd 8 dd 38 dd dd 42 10 27 20 6 dd ... 20 dd 17 11 12 9 dd 9 dd dd 9 cc 7 25 dd cc 33 9 dd dd 35 cc 14 cc Last 6.45 31.09 1.70 25.01 10.48 11.20 34.10 30.68 13.84 94.89 10.11 10.79 .05 18.99 5.36 40.76 30.42 20.59 54.94 50.05 9.10 6.30 9.75 30.40 19.68 47.26 238.87 .80 245.23 373.52 91.75 1.82 118.10 133.18 265.80 127.78 95.65 Div Chg. Amt. 52-Week High Low –2.31 ... –1.87 .25 –0.05 ... –1.10 .25 –0.19 ... –0.18 ... –1.69 .17 –1.70 .56 –0.36 .15 –2.94 ... –0.84 .85 +0.04 ... ... ... –0.49 .25 +1.50 ... –1.61 .14 –0.95 .36 –0.61 .25 –1.47 .44 –2.32 ... +0.10 .07 –0.32 ... –0.46 ... –0.96 .25 –1.82 ... –1.62 ... –2.33 .84 –0.01 ... –11.35 .22 –44.039.40 –1.00 .40 +0.07 ... –4.92 ... –2.95 .22 –10.26 ... –2.75 ... +4.54 .25 47.40 10.39 23.51 27.71 6.69 72.97 38.20 47.00 3.07 19.00 4.92 41.07 2.23 10.95 46.88 11.73 0.30 7.69 49.24 10.91 351.74 31.46 5.15 7.15 94.06 58.82 59.86 18.69 55.20 85.13 14.75 30.98 227.29 28.97 10.99 17.25 153.30 4.92 1.40 13.48 10.30 3.05 53.73 16.49 27.99 1.02 12.06 0.49 12.45 1.28 2.70 35.24 10.07 0.04 0.56 22.35 0.19 194.59 9.56 0.41 3.89 57.97 33.23 33.80 5.05 18.26 58.87 2.45 12.36 84.93 13.19 6.02 6.88 0.68 Name XBPEurope XIAO-I XOMA XP XBiotech XcelEnergy Xencor XenonPharm XerisBiopharma Xerox XilioTherap Xometry Xunlei Y-mAbsTherap YorkWater YottaAcqn YottaAcqnRt Yunji ZaiLab ZappEV ZebraTech ZentalisPharm ZeroFox ZevraTherap ZiffDavis Zillow A Zillow C ZimVie ZionsBancorp ZoomVideo Zoomcar ZoomInfoTech Zscaler Zumiez Zymeworks Zynex ZyVersaTherap Tick Sym Yld P/E XBP ... AIXI ... XOMA ... XP 10.4 XBIT ... XEL 3.3 XNCR ... XENE ... XERS ... XRX 6.1 XLO ... XMTR ... XNET ... YMAB ... YORW 2.3 YOTA ... YOTAR ... YJ ... ZLAB ... ZAPP ... ZBRA ... ZNTL ... ZFOX ... ZVRA ... ZD ... ZG ... Z ... ZIMV ... ZION 3.7 ZM ... ZCAR ... ZI ... ZS ... ZUMZ ... ZYME ... ZYXI ... ZVSA ... dd ... dd 20 dd 20 dd dd dd 15 dd dd 8 dd 23 70 ... dd dd dd 28 dd dd dd 80 dd dd dd 8 90 dd 50 dd dd 3 25 dd 5.21 1.93 20.91 25.17 4.03 63.73 20.59 45.50 2.45 16.32 .86 32.51 1.53 7.18 37.02 10.45 .13 .68 26.53 .30 252.69 15.39 .73 5.94 65.16 52.43 53.71 16.89 44.05 66.96 4.22 17.06 209.81 18.29 10.56 10.79 .88 Europe Asia Good News, Bad News: Good U.S. employment stats were bad for European hopes of an imminent rate cut by the Fed. Drive Sober: China will probe imported European brandy, after the EU probed imports of Chinese electric vehicles. -0.65% Denmark Greece Finland Norway Spain Belgium Switzerland Italy -0.74 -1.31 -1.56 -2.85 -3.00 S&P Europe BMI 1.91 1.66 0.97 0.95 0.45 0.09 -1.06 0.08 -1.32 U.K. Germany France Sweden Netherlands -1.74 -2.50 -2.52 -2.61 -3.75 –0.09 ... –0.34 ... +2.41 ... –0.90 .73 +0.03 ... +1.82 .52 –0.64 ... –0.56 ... +0.10 ... –2.01 .25 +0.31 ... –3.40 ... –0.09 ... +0.36 ... –1.60.2108 +0.10 ... +0.01 ... –0.03 ... –0.80 ... +0.03 ... –20.64 ... +0.24 ... –0.14 ... –0.61 ... –2.03 ... –4.29 ... –4.15 ... –0.86 ... +0.18 .41 –4.95 ... +0.53 ... –1.43 ... –11.75 ... –2.05 ... +0.17 ... –0.10 ... –0.02 ... S&P Pan Asia BMI -0.59% Philippines Malaysia Indonesia Japan India Thailand 2.67 Div Chg. Amt. Last 2.72 2.43 1.39 1.11 1.01 0.48 New Zealand Australia Singapore Taiwan South Korea China Hong Kong Indexes based on S&P Global Broad Market Indices Source: S&P DJ Indices Key Foreign Stock Market Indexes Most Recent Close Week’s %Chg. Year-to-Date Chg. % Chg. Amsterdam AEX 778.70 –1.03 –8.12 –1.03 Milan FTSE All Share Athens General 1311.67 +1.43 +18.53 +1.43 Bangkok SET 1427.96 +0.86 +12.11 Bombay Sensex 72026 –0.30 Brussels Bel-20 3717.81 +0.27 1055381 +13.52 Copenhagen OMX 20 2348.56 Dublin ISEQ 8666.29 Year-to-Date Chg. % Chg. Most Recent Close Week’s %Chg. 32512 +0.10 +33.05 Oslo Composite 1538.67 +1.27 +19.35 +1.27 +0.86 Paris CAC 7420.69 –1.62 –122.49 –1.62 –214.12 –0.30 Santiago Selective 3379.28 –2.55 –88.26 –2.55 +10.04 +0.27 Sao Paulo Bovespa 132022 –1.61 –2162.32 –1.61 +125676 +13.52 2578.08 –2.91 –77.20 –2.91 +2.85 +65.03 +2.85 Shanghai Composite 2929.18 –1.54 –45.75 –1.54 –1.07 –94.07 –1.07 Shenzhen B Share Idx 1066.29 –1.36 –14.71 –1.36 469.11 –1.07 –5.06 –1.07 Singapore FTSE STI 3184.30 –1.73 –55.97 –1.73 4463.51 –1.29 –58.14 –1.29 Stockholm OMXS 877.02 –2.86 –25.86 –2.86 Frankfurt DAX 16594 –0.94 –157.43 –0.94 STOXX Europe 50 SXSP 4097.42 +0.10 +4.05 +0.10 Helsinki OMHX 10271 +1.72 +173.52 +1.72 STOXX Europe 600 SXXP 476.38 –0.55 –2.64 –0.55 7489.10 –1.34 –101.72 –1.34 17519 –2.30 –411.67 –2.30 Buenos Aires Merval EURO STOXX SXXE EURO STOXX 50 SXSE Hong Kong Hang Seng Seoul Composite 16535 –3.00 –512.06 –3.00 Sydney S&P/ASX 200 Istanbul IMKB 7628.73 +2.12 +158.55 +2.12 Taipel Weighted Jakarta Composite +0.10 7372.87 +1.38 +100.07 +1.38 Tel Aviv 125 Index 1912.13 +1.94 +25.05 +1.33 Johannesburg All Share 74488 –3.13 –2404.95 –3.13 Tokyo Nikkei-225 33377 –0.26 –86.75 –0.26 Kuala Lumpur Composite 1487.61 +2.27 +32.95 +2.27 Toronto S&P/TSX LISBON PSI 4733.17 +0.02 +0.89 +0.02 Vienna ATX London FTSE - 100 7689.61 –0.56 –43.63 –0.56 10164 +0.62 +62.40 +0.62 Madrid IBEX 35 Manila Composite Mexico City IPC 6629.64 +2.78 +179.60 +2.78 56192 –2.08 –1193.47 –2.08 20937 –0.10 –20.89 –0.10 3430.08 –0.14 –4.89 –0.14 Wellington S&P/NZX 50 11748 –0.19 –22.01 –0.19 Zurich Swiss 11185 +0.43 +48.11 +0.43 Indexes are based on local currencies. Because of various holidays and other market closings, the most recent close is not necessarily that of the week of publication.
44 BARRON’S TOP 500 EXCHANGE-TRADED PORTFOLIOS D ATA NOTICE TO READERS: Listed are the top 500 ETF’s based on weekly volume. Name Tick Sym Yld Last Div Chg. Amt. For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Bats ARKGenomicRev BlkRkUltShBd DimenIntlCore2 FTVestFdBf FTS&P500Div FTUSBuffDec FTUSBuffJun GlbXUSInfrDevt GS PhysGold InnovDefWealth InnovNasd100Jan InnovRuss2000Jan InnovS&P500Jan InnovS&P500PwrJ InnovS&P500PwrA InnovS&P500PwrJ InvscRuss1000Dyn iPathS&P500VIX iShBrdUSDHYCpBd iShConvBond iShCoreMSCIEAFE iShCurrMSCIEAFE iShIntlSelDiv iShUSAero&Def iShUSHomeConstrn iShEdgeMSCIMinEAFE iShEdgeMSCIMinEM iShEdgeMSCIMinUSA iShEdgeMSCIUSAMom iShEdgeMSCIUSAQual iShExpTechSftwr iShFRBd iShIntlAggBd iShMSCIEurozone iShMSCIEAFEGrw iShMSCIIndia iShMSCIEAFEValue iSh20+YTrBdBuy iShUSTelecom iShUSTreasuryBd JPMBetaEurope JPMBetaJapan -1xShVIXFutures PacerIntCashCow PacerGlCashCows PacerUSCashCows PacerUSSCCash100 ProShS&P500Arist ProShShtVIXST ProShUltVIXST ProShVIXSTFut 2xBitcoinStrategy 2xLongVIXFut VanEckAMTFrLgMun VanEckHYMuni VanEckMstrWd VanEckVietnam VangdUltShrtBd ARKG ... ICSH 4.8 DFIC 2.6 BUFR ... KNG 10.8 FDEC ... FJUN ... PAVE .7 AAAU ... BALT ... NJAN ... KJAN ... BJAN ... PJUL ... PAUG ... PJAN ... OMFL 1.4 VXX ... USHY 6.7 ICVT 1.9 IEFA 3.3 HEFA 3.0 IDV 6.5 ITA .9 ITB .5 EFAV 3.1 EEMV 2.8 USMV 1.8 MTUM 1.4 QUAL 1.2 IGV .0 FLOT 5.7 IAGG 3.6 EZU 2.6 EFG 1.7 INDA .2 EFV 4.4 TLTW 19.9 IYZ 2.3 GOVT 2.7 BBEU 3.0 BBJP 3.1 SVIX ... ICOW 3.6 GCOW 5.2 COWZ 1.9 CALF 1.2 NOBL 2.1 SVXY ... UVXY ... VIXY ... BITX ... UVIX ... MLN 3.2 HYD 4.2 MOAT .9 VNM 5.1 VUSB 4.5 31.61 50.39 25.16 26.36 51.24 38.61 43.62 33.39 20.24 28.48 41.04 33.60 40.42 35.86 33.06 36.92 50.28 15.55 36.05 76.72 69.20 31.43 27.89 123.84 98.55 69.18 55.23 77.86 152.64 144.75 386.56 50.69 49.43 46.32 94.06 49.09 52.02 27.10 22.63 22.83 55.73 52.09 37.49 31.35 34.60 51.81 46.73 94.23 103.38 8.42 15.50 24.57 13.68 18.17 51.10 83.02 13.12 49.41 –1.20 +0.02 –0.38 –0.21 –0.44 –0.38 –0.53 –1.07 –0.20 –0.09 –0.65 –0.71 –0.43 –0.33 –0.31 –0.32 –1.13 +0.03 –0.30 –1.87 –1.15 –0.08 –0.10 –2.76 –3.18 –0.16 –0.36 –0.17 –4.25 –2.39 –19.08 +0.07 –0.37 –1.12 –2.79 +0.28 –0.08 –0.37 –0.13 –0.21 –0.86 –0.43 –0.24 +0.11 +0.33 –0.18 –1.30 –0.97 –0.02 –0.02 –0.01 +1.81 –0.05 –0.08 –0.53 –1.85 +0.20 –0.03 ... .2231 .1601 ... .3797 ... ... .156 ... ... ... ... ... ... ... ... .1179 ... .2014 .3723 .9678 .3963 .3728 .4328 .1006 .8214 1.058 .4299 .3593 .4489 .0051 .2528 1.7697 .3513 .6555 .0801 .9574 .746 .1225 .0607 .2563 1.6015 ... .2571 .2821 .2977 .1638 .6558 ... ... ... ... ... .0515 .1811 .7285 .6552 .215 NASDAQ AXS1.25XNVDABr AXSShInnovDly AXS TSLA BrDly DefNasdaq100Enh DirexAAPLBear1X DirexTSLABr1x DirexTSLABl1.5x FidNasdaq FT CapStrength FT EnhShtMat FT GlTactCommod FT LowDurOpp FT NasdCybersec FT RisingDivAch FT SMID CapRising FT SrLoanFd FT TCW Opp GlbXCloudComp GlbXNasd100Cv GlbX Robotics&AI GrShr1.5xLgCoin InvscActMgdETC InvscBS28CpBd InvscBS25CpBd InvscBS25HYCpBd InvscBS24CpBd InvscBS24HYCpBd InvscBS27CpBd InvscBS26CpBd InvscBS26HYCpBd InvscHYEquDivAch InvscKBWBank InvscNasd100 InvscQQQI iShBiotech iShBrdUSDInvCpBd iShCoreMSCITotInt iShCore1-5YUSDBd January 8, 2024 NVDS 14.5 SARK 11.7 TSLQ 12.7 QQQY 63.5 AAPD 4.1 TSLS 4.3 TSLL 2.7 ONEQ .7 FTCS 1.5 FTSM 4.6 FTGC 3.3 LMBS 4.0 CIBR .4 RDVY 2.1 SDVY 2.0 FTSL 7.6 FIXD 4.0 CLOU ... QYLD 11.9 BOTZ .2 CONL ... PDBC 4.2 BSCS 3.9 BSCP 3.4 BSJP 7.1 BSCO 2.9 BSJO 6.1 BSCR 3.8 BSCQ 3.5 BSJQ 6.6 PEY 4.6 KBWB 3.2 QQQM .7 QQQ .6 IBB .3 USIG 3.9 IXUS 2.3 ISTB 2.9 29.42 27.79 29.28 17.24 21.46 19.68 13.37 57.20 79.51 59.70 22.43 48.23 51.38 51.34 31.92 46.04 44.04 21.32 17.13 26.84 28.14 13.38 20.12 20.43 22.71 20.89 22.68 19.34 19.23 23.05 21.08 49.78 163.32 396.75 136.12 50.55 63.86 47.39 +0.34 +1.83 +1.32 –0.44 +1.27 +0.87 –0.99 –2.04 –0.53 +0.04 –0.01 –0.09 –2.46 –0.33 –0.85 –0.03 –0.56 –1.34 –0.21 –1.66 –5.80 +0.08 –0.16 –0.03 –0.02 ... –0.04 –0.12 –0.07 –0.08 –0.06 +0.59 –5.22 –12.77 +0.27 –0.71 –1.07 –0.17 4.2717 3.2644 3.7319 .62 .264 .2292 .1253 .112 .4313 .253 .2115 .20 .1658 .3421 .1844 .3025 .165 ... .1659 .0041 ... .5601 .0729 .0667 .2186 .053 .1112 .0683 .0632 .1381 .1206 .3877 .3807 .8083 .124 .1816 1.0484 .1459 Name iShCoreS&PUSGrw iShCoreS&PUSVal iShCoreTotUSDBd iShESGAwareEM iShESGAwareUSA iShESGUSDCorpBd iShFallAngelUSDBd iSh5-10YIGCpBd iShGlbCleanEner iShGlbInfr iShiBdsDec25Trea iShiBdsDec24Trea iShJPMUSDEmBd iShMBS iShMSCIACWI iShMSCIACWIxUS iShMSCIACxJpn iShMSCIBrazilSC iShMSCIChina iShMSCIEAFESC iShMSCIEMxChina iShMSCIEurFinls iSh1-5YIGCpBd iSh1-3YTreaBd iShPfd&Incm iShSelectDiv iShSemiconductor iSh7-10YTreaBd iShShortTreaBd iSh3-7YTreaBd iSh20+YTreaBd iSh0-5YIGCpBd JPMNasdEqPrem ProShUltPrQQQ ProShUltShQQQ T-Rex2XLgTesla USTrea3mBill ValkyrieBitcoin VanEckDigTrans VanEckGlFallAngHY VanEckSemicon VangdIntrCorpBd VangdIntermTrea VangdIntlHiDiv VangdLTCorpBd VangdLongTrea VangdMBS VangdRuss1000Grw VangdRuss1000Val VangdRuss2000 VangdSTCpBd VangdShtTmInfltn VangdShortTrea VangdTotalBd VangdTotIntlBd VangdTotIntlStk WT CloudComp WT USQltyDiv Tick Sym Yld IUSG 1.2 IUSV 1.8 IUSB 3.4 ESGE 2.4 ESGU 1.5 SUSC 3.8 FALN 5.3 IGIB 3.8 ICLN 1.1 IGF 2.5 IBTF 4.0 IBTE 4.2 EMB 4.8 MBB 3.4 ACWI 1.6 ACWX 2.4 AAXJ 1.5 EWZS 3.4 MCHI 2.0 SCZ 1.7 EMXC 2.2 EUFN 3.8 IGSB 3.2 SHY 2.9 PFF 7.3 DVY 3.8 SOXX .8 IEF 2.9 SHV 4.6 IEI 2.3 TLT 3.4 SLQD 3.0 JEPQ 10.2 TQQQ 1.4 SQQQ 7.3 TSLT ... TBIL 5.0 WGMI .3 DAPP ... ANGL 5.3 SMH ... VCIT 3.8 VGIT 2.7 VYMI 4.6 VCLT 4.8 VGLT 3.4 VMBS 3.3 VONG .7 VONV 2.1 VTWO 1.5 VCSH 3.1 VTIP 2.9 VGSH 3.3 BND 3.1 BNDX 4.5 VXUS 3.3 WCLD ... DGRW 1.8 Last 101.09 84.19 45.58 31.33 103.04 22.91 26.20 51.29 14.80 47.15 23.25 23.87 87.17 92.97 100.08 50.21 64.82 14.51 39.43 60.51 54.54 20.84 51.03 81.89 31.12 118.05 541.84 95.33 110.19 116.38 96.29 49.02 49.15 45.98 14.80 22.34 49.90 16.85 9.54 28.54 166.08 80.16 58.89 66.28 78.10 60.07 45.77 75.87 72.24 78.09 77.01 47.38 58.21 72.75 48.91 57.01 32.53 69.60 Div Chg. Amt. –3.01 –0.14 –0.49 –0.73 –1.88 –0.36 –0.20 –0.71 –0.77 +0.10 –0.03 +0.01 –1.89 –1.11 –1.69 –0.83 –1.75 –0.55 –1.31 –1.39 –0.87 –0.12 –0.24 –0.15 –0.07 +0.83 –34.26 –1.06 +0.06 –0.75 –2.59 –0.18 –0.78 –4.72 +1.35 –2.23 +0.04 –1.15 –0.74 –0.24 –8.79 –1.12 –0.43 –0.21 –2.05 –1.46 –0.59 –2.15 –0.30 –3.01 –0.37 –0.11 –0.12 –0.80 –0.46 –0.95 –2.42 –0.68 .3268 .4104 .1454 .6208 .3371 .0799 .1316 .1769 .1228 .9069 .0841 .0915 .3643 .2804 .9624 .7141 1.1081 .2451 .9941 .8304 .6371 .3201 .1628 .2597 .1752 1.1893 .3744 .2816 .4853 .2917 .3105 .1367 .3925 .2234 .2829 ... .2189 .055 ... .1413 ... .2754 .1674 .8644 .3286 .1898 .1419 .1653 .4619 .4012 .2312 .6375 .1949 .2105 1.3568 .8471 ... .215 BOND 4.1 91.51 –0.94 .34 NYSE PimcoActiveBd NYSE ARCA AGF USMktNeut ARK Innovation ARK NextGen abrdnBbgAllCmdK1 abrdnPhysGold abrdnPhysSilver AdvShMSOS2xDly AdvShPureUSCan AlerianMLPETF AllianzUSLCBf20J ArkFinInnov AvantisUSSCValue CapGrpCore CapGrpCorePlus CapGrpDivVal CapGrpGlbGrw CapitalGrpGrw CapGrpIntlFocus CommSvsSPDR CnsmrDiscSel ConsStaplesSPDR DefR2000EnhOpt DimenCoreFxIncm DimenEmgCore DimenEMCore2 DimenIntlCore DimenIntlValue DimenShDurFix DimenUSCore DimenUSCoreEq2 DimenUSEquity DimenUSHiProf DimenWorldexUS DirexCSIChinaInt DirexDJBear3X DirexDJBull3X DirexEnerBull2x DirexChinaBr3 DirexChinaBl3 DirexFinlBear3 DirexFinlBull3 DirexGoldMinBr2 BTAL 1.2 ARKK ... ARKW ... BCI 3.9 SGOL ... SIVR ... MSOX ... MSOS ... AMLP 7.8 JANW ... ARKF ... AVUV 1.7 CGUS 1.2 CGCP 5.0 CGDV 1.7 CGGO .8 CGGR .4 CGXU 1.0 XLC .8 XLY .8 XLP 2.6 IWMY 69.8 DFCF 4.6 DFAE 2.5 DFEM 2.4 DFAI 2.7 DFIV 3.9 DFSD 3.9 DFAU 1.3 DFAC 1.2 DFUS 1.3 DUHP 1.5 DFAX 3.1 CWEB 2.9 WEBS 7.6 WEBL .0 ERX 3.1 YANG 3.3 YINN 4.6 FAZ 4.9 FAS 1.8 DUST 3.5 17.71 48.90 71.02 19.38 19.53 22.18 4.60 7.91 42.99 30.05 25.63 87.47 27.84 22.46 29.48 25.20 27.62 23.43 72.04 172.62 72.01 19.35 41.95 23.71 24.59 28.22 34.31 46.78 32.66 28.66 50.89 28.19 24.07 30.53 9.50 13.53 57.66 14.07 18.83 13.58 83.08 11.10 +0.76 –3.47 –4.88 +0.02 –0.21 –0.59 +0.98 +0.90 +0.47 –0.25 –1.95 –2.33 –0.46 –0.23 –0.36 –0.53 –0.61 –0.44 –0.62 –6.19 –0.02 –0.50 –0.45 –0.40 –0.37 –0.42 –0.05 –0.23 –0.59 –0.57 –0.94 –0.43 –0.35 –2.79 +0.98 –1.63 +1.09 +1.27 –2.11 –0.09 +0.43 +0.91 1.0409 ... ... .7614 ... ... ... ... .88 ... ... .4379 .1017 .1291 .1668 .1126 .0612 .0963 .1737 .3204 .5364 1.00 .2733 .0932 .1223 .1718 .3344 .3023 .1342 .1033 .2338 .1376 .1767 .4686 .1701 .0001 .3736 .1403 .3926 .0801 .3829 .0638 Name DirexGoldMinBl2 DirexJrGoldMinBr2 DirexJrGoldMnBl2 DirexRealEstBr3 DirexRealEstBl3 DirexRegBksBl3x DirexRetailBull3 DirexS&P500Br3 DirexS&PBiotBr3 DirexS&PBiotBl3 DirexS&P500Br1 DirexS&P500Bl3 DirexHiBetaBear3X DirexS&POilBr2 DirexS&POilBl2 DirexSemiBr3x DirexSemiBl3 DirexScBear3 DirexSCBull3 DirexKRBull3 DirexTechBear3 DirexTechBull3 Direx20+TreaBr3 Direx20+YrTrBull ETFMGAltHarvest ETFMGPrmJrSilv EnSelSectorSPDR FidMSCIEn FidTotalBd FinSelSectorSPDR FT DJ Internet FT EnergyAlpDx FT InstPfdSecs FT MstarDiv FT PfdSecs FT TCWUnPlBd FT ValLineDiv FlexGlbUpNatRsc FrankFTSEJapan GlbXLithium GlbXRuss2000Cvr GlbXS&P500Cv GlbXSilverMiners GlbX US Pfd GlbX Uranium GSTreasury0-1Y GSActBetaIntlEq GSActiveBetaUSLC GrShrGold HealthCrSelSect iMGPDBiMgdFut IndSelSectorSPDR InvscDBComm InvscDBAgriFd InvscDBOilFund InvscDBUSDBull Tick Sym Yld NUGT 1.5 JDST 3.9 JNUG 1.8 DRV 5.1 DRN 3.0 DPST 1.9 RETL 1.5 SPXS 5.4 LABD 6.1 LABU .3 SPDN 5.7 SPXL 1.0 HIBS 5.8 DRIP 5.1 GUSH 3.0 SOXS 7.7 SOXL .6 TZA 4.9 TNA 1.4 KORU 2.9 TECS 6.6 TECL .3 TMV 3.6 TMF 3.1 MJ 3.4 SILJ .0 XLE 3.5 FENY 3.3 FBND 4.3 XLF ... FDN ... FXN 3.1 FPEI 5.8 FDL 4.5 FPE 6.1 UCON 4.8 FVD 2.3 GUNR 3.6 FLJP 3.0 LIT 1.2 RYLD 12.8 XYLD 10.5 SIL .6 PFFD 6.5 URA 6.2 GBIL 4.8 GSIE 2.9 GSLC 1.4 BAR ... XLV 1.6 DBMF 11.6 XLI 1.7 DBC 4.9 DBA 4.7 DBO 4.5 UUP 6.4 Last 31.99 6.09 30.50 36.34 9.98 92.93 8.03 12.14 9.67 121.56 13.52 98.93 30.57 11.35 32.50 6.92 25.93 22.32 35.01 8.26 11.27 58.15 32.11 59.41 3.44 9.51 84.68 23.23 45.50 37.75 179.96 16.74 17.70 36.50 16.77 24.58 40.38 40.55 27.76 48.42 16.48 39.35 26.99 19.39 26.96 99.83 32.29 92.37 20.20 139.12 25.87 111.43 22.13 20.58 14.22 27.41 Div Chg. Amt. –2.79 +0.59 –3.39 +1.97 –0.64 –4.30 –1.09 +0.59 –0.02 –0.41 +0.23 –5.06 +3.45 +0.06 –0.20 +1.10 –5.47 +2.37 –4.44 –1.12 +1.38 –8.56 +2.50 –5.17 +0.21 –0.49 +0.84 +0.19 –0.54 +0.15 –6.59 +0.05 –0.13 +0.62 –0.09 –0.16 –0.18 –0.40 –0.23 –2.52 –0.26 –0.09 –1.38 –0.01 –0.73 +0.09 –0.37 –1.44 –0.19 +2.74 +0.11 –2.56 +0.09 –0.16 +0.31 +0.32 .3292 .0243 .1207 .4217 .0701 .4438 .0293 .1042 .0846 .2097 .2117 .3038 .3332 .0891 .207 .0697 .0632 .1106 .2184 .1505 .1227 .0709 .2699 .4973 .0558 .0009 .8021 .20 .185 ... ... .1083 .0871 .5172 .0857 .11 .2928 .4594 .4778 .3575 .1667 .2896 .1374 .105 1.6816 .4685 .1495 .4061 ... .5977 .7496 .6146 1.0893 .9604 .6385 1.7455 Name InvscEMSovDebt InvscFTSEUS1000 InvscFundHYCpBd InvscNatAMTFrMuni InvscPreferred InvscS&P500EW InvscS&P500EWTech InvscS&P500GARP InvscS&P500HiBeta InvscS&P500HiDiv InvscS&P500LowVol InvscS&P500Qual InvscS&P500Top50 InvscSrLoan InvscSolar InvscUltShDur InvscVarRtPfd iShChinaLC iShCoreDivGrowth iShGrwthAlloc iShCoreHiDiv iShCoreMSCIEM iShCoreMSCIEur iShMSCIIntlDev iShModAllocation iShCoreS&P500 iShCoreS&P MC iShCoreS&P SC iShCoreS&PTotUS iShCoreUSAggBd iShUSMedDevices iShESGUSAggBd iShGlobalEnergy iShGlobalREIT iShGoldTr iShGoldTrMicro iShiBdsDec28Cp iShiBdsDec25Cp iShiBdsDec24Cp iShiBdsDec29Cp iShiBdsDec27Cp iShiBdsDec26Cp iShiBoxx$HYCpBd iShiBoxx$IGCpBd iShLatinAmer40 iShMSCIAustralia iShMSCIBrazil iShMSCICda iShMSCI EAFE iSh MSCI EM iShMSCIFrance iShMSCIGermany iShMSCIHongKong iShMSCIIndonesia iShMSCIIntlQual iShMSCIJapan Tick Sym PCY PRF PHB PZA PGX RSP RSPT SPGP SPHB SPHD SPLV SPHQ XLG BKLN TAN GSY VRP FXI DGRO AOR HDV IEMG IEUR IDEV AOM IVV IJH IJR ITOT AGG IHI EAGG IXC REET IAU IAUM IBDT IBDQ IBDP IBDU IBDS IBDR HYG LQD ILF EWA EWZ EWC EFA EEM EWQ EWG EWH EIDO IQLT EWJ Yld 6.7 1.9 4.7 2.9 7.2 1.7 .6 1.3 .8 4.4 2.4 1.4 1.0 8.6 ... 5.0 6.6 2.6 2.5 2.5 3.8 2.9 3.2 3.1 2.8 1.5 1.5 1.4 1.5 3.2 .5 3.3 3.4 3.3 ... ... 4.1 3.3 3.0 4.3 3.8 3.4 5.8 4.1 4.7 3.8 5.7 2.3 3.0 2.7 2.8 2.6 4.5 2.9 2.3 2.1 Last 19.98 34.97 17.98 24.13 11.45 155.71 31.13 96.22 79.09 43.05 62.91 53.21 37.09 21.14 48.29 49.88 23.01 23.23 53.68 52.44 103.79 49.68 54.05 62.66 40.98 470.12 270.50 104.39 103.32 98.20 53.25 47.23 39.55 23.82 38.66 20.39 24.89 24.72 24.91 22.83 23.78 23.80 76.68 108.66 28.69 23.80 34.46 36.37 74.17 39.44 38.08 29.03 16.67 22.59 36.73 63.53 B A R R ON S .C OM / D ATA Div Chg. Amt. –0.64 –0.23 –0.15 –0.05 –0.02 –2.09 –1.51 –1.82 –3.31 +0.64 +0.25 –0.87 –0.63 –0.04 –5.06 ... –0.07 –0.80 –0.14 –0.75 +1.80 –0.90 –0.97 –1.00 –0.53 –7.51 –6.65 –3.86 –1.91 –1.05 –0.72 –0.51 +0.44 –0.36 –0.37 –0.21 –0.20 –0.04 ... –0.24 –0.15 –0.10 –0.71 –2.00 –0.37 –0.54 –0.50 –0.31 –1.18 –0.77 –1.10 –0.66 –0.70 +0.27 –0.83 –0.61 .1156 .1809 .0927 .064 .0689 .6091 .0472 .4031 .1693 .1693 .1405 .197 .088 .1473 ... .3925 .1667 .6074 .3701 .5244 .9768 .977 .5676 .8684 .4484 1.9253 .2412 .2827 .473 .2823 .097 .1446 .6362 .2395 ... ... .0938 .0746 .0687 .084 .0763 .0755 .3785 .3927 .8603 .4883 1.221 .4859 .9307 .748 .2515 .0015 .4295 .1758 .3689 .8746 Selected ETF Leaders -0.94% -1.48 -1.54 -1.59 -1.61 -1.73 -3.11 -3.57 SPDR Gold Shares (GLD) -1.09 Vanguard Total Bond Market (BND) -1.13 Vanguard Dividend Appreciation (VIG) Vanguard FTSE Emerging Markets (VWO) SPDR S&P 500 ETF Trust (SPY) Vanguard FTSE Developed Markets (VEA) iShares Core MSCI EAFE (IEFA) Vanguard Total Stock Market (VTI) Invesco QQQ Trust (QQQ) iShares Core S&P Small Cap (IJR) Source: Barron’s Statistics Name iShMSCIMalaysia iShMSCIMexico iShMSCIPacxJpn iShMSCISaudiArabia iShMSCISthKorea iShMSCISpain iShMSCISwitz iShMSCITaiwan iShMSCIUK iShMSCIWorldETF iShNatlMuniBd iShRuss2000Val iShRuss3000 iShRussMC iShRussMCGrw iShRussMCVal iShRuss1000 iShRuss1000Grw iShRuss1000Val iShRussTop200Gr iShRuss2000 iShRuss2000Gw iShS&PMC400Growth iShS&P500Grw iShS&P500Value iShS&PGSCIComm iShS&PMC400Value iShS&PSC600Value iShShtNatlMuniBd iShSilver iShTIPSBond iSh10-20YTreasBd iSh10+YIGCpBd iShTreaFRBd iShUS Energy iShUSRealEst iShUSTech iSh0-5YHYCpBd iSh0-5YTIPSBd iSh0-3MTreaBd JPM AlerianMLP JanusHendersonAAA JanusHendMtg JanusHenShrtDur JPM EqPrem JPM IntlResearch JPM USQualFactor JPM UltShIncm KraneCSICnInt MAXS&P5004X MatlsSelSector MicroFang-3xInv MicroFANG-3XInvr MicroFang+3x MicroGold3XInvr MicroGold3xLvgd MicroUSBigBk3X MicroUSBigBk3X PGIMUltraShBd PimcoEnhShMat Pimco15+USTips PrincipalSpectPfd ProShBitcoin ProShShBitcoin ProShShtDow30 ProShShrtQQQ ProShShRuss2000 ProShShrtS&P500 ProShSh20+Tr ProShUltBlmCrude ProshUltBbgNtGas ProShUltraQQQ ProShUltRus2000 ProShUltraS&P ProShUltSilver ProShUltDow30 ProShUltRus2000 ProShUltS&P500 ProShUltShDow30 ProShShtRus2000 ProShUltSh&P500 ProShUltBloomCrd ProShUltShBlmGas ProShUltDow30 ProShUltShQQQ ProShUltShRus2000 ProShUltShS&P500 ProShUltShSilver ProShUltraSh20+ PutnamSustLdrs RealEstSectorSPDR RoundBallMeta SPDRBlackSrLoan SPDRBlmCvSecs SPDR Blm HY Bd SPDRBbgIntTrBd SPDRBlmInvGrdFR SPDRBbg1-3MTB SPDRBlmSTHYBd SPDR DJIA Tr SPDREuroStx50 SPDRGoldMini SPDR Gold SPDR MSCI exUS SPDRNuvBBHYMuni Tick Sym Yld EWM 3.4 EWW 2.2 EPP 4.2 KSA 2.4 EWY 2.6 EWP 2.7 EWL 2.1 EWT 4.0 EWU 4.2 URTH 1.7 MUB 2.7 IWN 2.1 IWV 1.3 IWR 1.5 IWP .6 IWS 1.8 IWB 1.3 IWF .6 IWD 2.0 IWY .7 IWM 1.4 IWO .8 IJK 1.2 IVW 1.1 IVE 1.7 GSG ... IJJ 1.7 IJS 1.5 SUB 1.7 SLV ... TIP 2.7 TLH 3.9 IGLB 4.7 TFLO 4.9 IYE 3.0 IYR 2.8 IYW .3 SHYG 6.6 STIP 2.8 SGOV 4.1 AMJ 6.5 JAAA 6.1 JMBS 4.4 VNLA 4.0 JEPI 8.4 JIRE 2.8 JQUA 1.2 JPST 2.2 KWEB 1.8 XXXX ... XLB 2.0 BERZ ... FNGD ... FNGU ... GDXD ... GDXU ... BNKD ... BNKU ... PULS 5.5 MINT 4.8 LTPZ 4.3 PREF 4.7 BITO 14.5 BITI 3.5 DOG 4.5 PSQ .5 RWM .4 SH 5.3 TBF 4.9 UCO ... BOIL ... QLD .1 UWM .4 SSO .2 AGQ ... UDOW 1.0 URTY .3 UPRO .8 SDOW .5 SRTY 4.4 SPXU 6.7 SCO ... KOLD ... DXD 2.0 QID .3 TWM 4.4 SDS 5.6 ZSL ... TBT 4.7 PLDR .6 XLRE 3.4 METV .1 SRLN 8.2 CWB 2.0 JNK 6.5 BWX 1.7 FLRN 5.5 BIL 4.9 SJNK 7.3 DIA 1.8 FEZ 2.8 GLDM ... GLD ... CWI 2.8 HYMB 4.1 Last 21.46 66.88 42.26 42.99 62.88 30.57 47.70 44.39 32.82 130.86 108.07 150.20 268.93 76.06 100.82 114.37 257.93 294.77 164.57 170.47 193.25 241.56 76.95 72.98 173.78 20.33 111.65 99.49 105.31 21.21 106.77 105.80 51.36 50.52 44.45 89.66 117.62 42.00 98.38 100.36 25.62 50.37 45.39 48.30 54.75 57.53 47.13 50.25 25.88 27.06 84.34 4.42 6.47 208.59 4.59 29.16 5.95 25.06 49.43 99.91 55.62 17.51 21.41 12.50 29.92 9.79 21.91 13.21 22.71 27.47 35.39 71.26 35.21 62.95 25.67 72.85 41.26 52.10 18.77 33.82 9.04 19.77 76.30 34.40 11.31 12.56 30.93 19.22 31.94 26.58 39.29 10.98 41.84 70.73 93.88 22.74 30.62 91.47 24.99 374.64 46.61 40.52 189.35 26.66 25.15 Div Chg. Amt. +0.21 –0.97 –1.15 +0.66 –2.65 –0.05 –0.57 –1.64 –0.23 –2.16 –0.34 –5.13 –4.81 –1.67 –3.64 –1.92 –4.33 –8.40 –0.68 –4.75 –7.46 –10.66 –2.27 –2.12 –0.11 +0.27 –2.39 –3.58 –0.12 –0.57 –0.72 –2.46 –1.33 +0.05 +0.33 –1.75 –5.13 –0.22 –0.21 +0.09 +0.26 +0.07 –0.55 –0.02 –0.23 –0.91 –0.73 +0.02 –1.12 –1.90 –1.20 +0.49 +0.64 –24.30 +0.53 –4.23 –0.23 +0.76 +0.04 +0.12 –1.06 ... +0.92 –0.65 +0.22 +0.31 +0.83 +0.22 +0.60 +1.37 +6.95 –4.74 –2.84 –2.12 –1.50 –1.51 –5.11 –2.64 +0.38 +3.60 +0.44 –1.12 –20.11 +0.46 +0.70 +0.91 +1.01 +0.98 +1.74 –0.51 –0.77 –0.53 –0.09 –1.42 –0.85 –0.44 +0.03 +0.08 –0.15 –2.23 –1.20 –0.39 –1.82 –0.38 –0.15 .3715 1.0273 .966 .5432 1.651 .4748 1.0215 5.527 .7471 1.0894 .2544 .8976 1.0611 .3389 .1533 .5866 .9764 .6037 .9625 .3874 .7339 .583 .2687 .2126 .7939 ... .5422 .2183 .1649 ... .2557 .3542 .212 .2315 .3579 .7666 .231 .2326 .2237 .4545 .4354 .2962 .19 .167 .4278 1.5991 .1928 .2367 .4193 ... .5912 ... ... ... ... ... ... ... .2397 .465 .17 .0667 .1472 .0379 .4085 .1904 .3502 .2355 .3983 ... ... .0782 .1141 .1181 ... .1447 .0847 .1194 .2532 .4869 .1817 ... ... .384 .2055 .2335 .5841 ... .5226 .1516 .4208 .0191 .33 .2107 .527 .028 .157 .4213 .1423 .7069 .119 ... ... .3462 .0859 Name SPDRNuveenMuniBd SPDRNuveenSTMuni SPDRPtfAggBd SPDRPtfDevxUS SPDRPtfEM SPDR PtfHYBd SPDRPtfIntermCpBd SPDR PtfIntTrea SPDRPtfLTCorpBd SPDRPtfLtTrea SPDRPtfMtgBkdBd SPDRS&P500Value SPDRPtfS&P1500 SPDRPtfS&P500 SPDRS&P500Growth SPDRS&P500HiDiv SPDRPtfS&P400MC SPDRPtfS&P600SC SPDRPtfSTCpBd SPDRShtTermTrea SPDR PtfTIPS SPDRS&PBank SPDR S&P 500 SPDR S&P400 MCV SPDR S&P Home SPDRS&PInsurance SPDR S&P Metals SPDRS&PRegBkg SPDRSSgAMultAsst SchwabEM Equity Schwab5-10YCpBd SchwabFundEmgLrg SchwabFundIntLrg SchwabFundUSLrg SchwabFundUSSmCo SchwabIntmUSTrsr SchwabIntEquity SchwabIntlSC SchwabSrtTRmUST SchwabUS AggrBd SchwabUS BrdMkt SchwabUS Div SchwabUS LC SchwabUS LC Grw SchwabUS LC Val SchwabUS MC SchwabUS REIT SchwabUS SC Schwab US TIPs SimplifySTTrea SimplifyTailRisk SimplifyVolPrem SPDR S&PMdCpTr SPDR S&P Biotch SPDR S&P Div SPDRS&POil&Gas SPDR S&P Retail SprottUranium TechSelectSector TeucriumWheatFd TortoiseNAPipeln USGlobalJets UtilitiesSelect VanEckBDCIncm VanEckGoldMin VanEckJPMEMLCBd VanEckJrGoldMin VanEckMerkGoldTr VanEckPfdxFin VangdExtMkt VangdInfoTech VangdSC Val VangdDivApp VangdEnergy VangdExtDuratn VangdFTSEAWxUS VangdFTSEDevMk VangdFTSE EM VangdFTSE Europe VangdFTSE Pac VangdFinls VangdGrowth VangdHiDiv VangdIntermBd VangdLongTermBd VangdMC VangdMC Val VangdRealEst VangdS&P500ETF VangdST Bond VangdSC VangdTaxExemptBd VangdTotalStk VangdTotWrldStk VangdValue VirtusInfrUSPfd WT FRTrea WT IndiaEarn WT JapanHdg XtrkEMCarbonRed XtrkHarvCSI300 XtrkMSCIEAFE XtrkUSDHYCpBd YieldMaxCoinOpt YieldMaxTSLAOpt Tick Sym Yld TFI 2.4 SHM 1.1 SPAB 3.3 SPDW 2.8 SPEM 2.8 SPHY 7.3 SPIB 3.9 SPTI 3.0 SPLB 4.7 SPTL 3.3 SPMB 3.2 SPYV 1.7 SPTM 1.5 SPLG 1.5 SPYG 1.2 SPYD 4.6 SPMD 1.5 SPSM 1.7 SPSB 4.1 SPTS 3.6 SPIP 3.9 KBE 2.8 SPY 1.4 MDYV 1.6 XHB .8 KIE 1.4 XME 1.0 KRE 3.0 RLY 3.7 SCHE 3.9 SCHI 4.3 FNDE 4.8 FNDF 3.4 FNDX 1.8 FNDA 1.4 SCHR 3.2 SCHF 3.0 SCHC 3.0 SCHO 3.8 SCHZ 3.3 SCHB 1.4 SCHD 3.5 SCHX 1.4 SCHG .5 SCHV 2.4 SCHM 1.5 SCHH 3.3 SCHA 1.5 SCHP 3.0 TUA 4.9 CYA 132.1 SVOL 16.4 MDY 1.2 XBI .0 SDY 2.7 XOP 2.6 XRT 1.5 URNM 3.7 XLK .8 WEAT ... TPYP 4.8 JETS ... XLU 3.3 BIZD 10.7 GDX 1.7 EMLC 6.0 GDXJ .8 OUNZ ... PFXF 7.9 VXF 1.3 VGT .7 VBR 2.2 VIG 1.9 VDE 3.3 EDV 3.7 VEU 3.4 VEA 3.2 VWO 3.6 VGK 3.2 VPL 3.2 VFH 2.1 VUG .6 VYM 3.1 BIV 3.1 BLV 4.2 VO 1.5 VOE 2.3 VNQ 4.0 VOO 1.5 BSV 2.5 VB 1.6 VTEB 2.8 VTI 1.5 VT 2.1 VTV 2.5 PFFA 9.6 USFR 5.1 EPI .1 DXJ 3.4 EMCR 2.0 ASHR 2.6 DBEF 4.5 HYLB 5.9 CONY 95.2 TSLY 79.2 Last 46.93 47.77 25.37 33.46 34.93 23.16 32.56 28.35 23.19 28.32 21.80 46.64 57.48 55.06 63.18 39.46 47.53 40.62 29.71 29.00 25.58 45.67 467.92 71.87 92.42 45.77 58.17 51.73 27.12 24.41 44.39 26.70 33.43 61.49 53.36 49.37 36.39 34.00 48.36 46.13 54.67 76.37 55.48 80.68 69.83 73.47 20.38 45.55 51.77 22.81 .19 22.78 495.11 89.30 124.10 136.60 69.40 47.38 184.12 5.88 26.19 18.77 64.53 16.40 29.77 25.09 35.98 19.77 17.19 158.65 462.29 175.89 168.47 118.23 77.91 55.28 47.13 40.49 63.37 70.76 92.12 301.39 111.87 75.52 72.71 228.12 143.95 86.61 429.98 76.70 206.87 50.84 233.12 101.13 149.62 20.64 50.30 41.45 90.35 27.01 23.04 36.91 35.23 23.46 10.96 Div Chg. Amt. –0.07 –0.02 –0.27 –0.55 –0.48 –0.22 –0.27 –0.21 –0.60 –0.70 –0.27 +0.01 –0.97 –0.84 –1.88 +0.27 –1.19 –1.56 –0.07 –0.05 +0.01 –0.35 –7.39 –1.51 –3.24 +0.55 –1.66 –0.70 –0.10 –0.38 –0.55 –0.44 –0.30 –0.45 –1.99 –0.35 –0.57 –0.89 –0.09 –0.49 –1.00 +0.24 –0.92 –2.28 –0.27 –1.85 –0.33 –1.69 –0.43 –0.34 –0.01 ... –12.27 +0.01 –0.87 –0.31 –2.92 –0.89 –8.36 –0.09 +0.25 –0.26 +1.20 +0.36 –1.24 –0.26 –1.93 –0.19 +0.01 –5.77 –21.71 –4.08 –1.93 +0.95 –3.12 –0.86 –0.77 –0.61 –1.11 –1.27 –0.14 –9.49 +0.24 –0.86 –1.87 –4.52 –1.06 –1.75 –6.82 –0.32 –6.46 –0.21 –4.10 –1.75 +0.12 –0.07 +0.06 +0.45 +2.37 –0.69 –0.87 –0.07 –0.32 –5.43 –0.97 .1079 .0583 .0796 .3504 .5469 .156 .1235 .0848 .0909 .0822 .0613 .2311 .2313 .2212 .2048 .534 .1881 .2986 .1267 .1067 .0663 .3432 1.9061 .3023 .1877 .2191 .0962 .4313 .5469 .8224 .1683 1.0175 .7692 .3186 .2536 .1338 .7038 .8612 .1566 .1334 .2243 .7423 .2236 .1037 .4816 .3406 .2245 .2331 .1369 .1182 .0115 .3078 1.8908 .0139 .9782 1.0364 .326 1.751 .422 ... .298 ... .5972 .4679 .5001 .1314 .2736 ... .1874 .6768 .7946 1.1538 .9156 1.06 .737 .843 .6097 .8649 .4571 1.2995 .5402 .5847 1.0995 .2249 .2617 1.1834 1.1142 1.0683 1.8011 .195 1.0769 .1283 1.0017 .8008 1.0308 .165 .2361 .06 1.61 .2859 .5925 .0342 .1715 2.6932 .5565
January 8, 2024 45 BARRON’S MARKET LABORATORY D ATA B A R R ON S .C OM / D ATA DJ Half-Hourly Averages The Dow Jones Averages Daily For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Industrials 37950 Components Week's Change 3M American Express Amgen Apple Boeing Caterpillar Chevron Cisco Systems Coca-Cola Disney Dow Goldman Sachs Home Depot Honeywell International IBM Intel Johnson & Johnson JPMorgan Chase McDonald's Merck Microsoft Nike Cl B Procter & Gamble Salesforce Travelers UnitedHealth Group Verizon Communications Visa Cl A Walgreens Boots Alliance Walmart -0.73 1.72 14.98 -11.35 -11.66 -6.74 1.24 -0.43 0.74 0.61 -0.02 0.67 -3.61 -6.18 -4.39 -3.36 4.39 2.17 -7.52 8.20 -8.29 -6.49 0.88 -12.02 2.58 10.91 2.50 -0.66 -1.10 -0.94 37100 36250 35400 Components Alaska Air Group American Airlines Group Avis Budget Group CH Robinson Worldwide CSX Delta Air Lines Expeditors Intl of Wash FedEx JB Hunt Transport JetBlue Airways Kirby Corp Landstar System Matson Norfolk Southern Old Dominion Freight Line Ryder System Southwest Airlines Union Pacific United Airlines United Parcel Service B -1.12 -0.14 -11.22 2.20 -0.05 0.31 1.32 -6.16 -9.77 0.03 -0.09 -9.15 5.22 -7.36 -21.56 -2.53 0.27 -5.71 0.50 1.49 34550 33700 32850 32000 July August September October November December January 16855 16460 15670 15275 14880 14485 14090 13695 13300 August September October November December January Utilities AES American Elec Power American Water Works Atmos Energy Consolidated Edison Dominion Energy Duke Energy Edison International Exelon FirstEnergy NextEra Energy Public Svc Enterprise Sempra Southern Xcel Energy … … … … … … … … … … … … … … … … … … … … Market Advance/Decline Volumes 2 3 4 5 37505.65 37566.22 37663.93 37656.75 37695.43 37684.76 37745.24 37749.65 37762.42 37733.99 37702.23 37672.74 37607.27 37616.47 37715.04 38015.22 37255.17 37790.08 37495.91 +25.50 37604.05 37629.23 37523.77 37497.54 37446.97 37478.74 37471.35 37487.74 37552.44 37573.99 37537.25 37603.27 37557.07 37477.63 37430.19 37809.88 37228.48 37629.23 37401.85 –284.85 37477.18 37425.28 37558.44 37599.60 37630.71 37696.92 37637.50 37575.13 37542.21 37571.33 37553.22 37533.53 37553.56 37504.53 37440.34 37804.97 37266.38 37716.41 37425.28 +10.15 37434.60 37455.46 37482.72 37536.45 37556.68 37503.86 37446.24 37349.29 37366.16 37432.68 37476.97 37474.24 37386.06 37413.01 37466.11 37748.29 37165.34 37623.62 37323.82 +25.77 1015 Week's Change -0.45 2.85 -0.10 2.08 2.55 2.04 1.50 1.08 0.41 1.47 1.34 0.58 1.70 1.49 1.82 960 905 850 795 740 July August September October November December January Note: Theoretical highs and lows are shown. A red chart indicates a lower price than the starting period. Green means it's higher than the starting period. 15474.28 15477.35 15501.86 15584.72 15602.68 15625.72 15552.24 15512.56 15516.17 15485.94 15542.12 15561.85 15524.02 15506.88 15508.67 15668.41 15378.42 15633.05 15461.75 +10.50 Theoretical (t): High 15996.82 Low 15376.39 Actual (a): High 15944.25 Low 15436.74 899.11 898.84 900.69 899.95 900.88 901.19 900.67 900.57 898.77 897.94 896.69 897.15 896.77 897.99 895.51 904.09 892.45 902.31 894.58 –2.13 893.74 893.86 895.03 899.09 900.44 902.12 896.71 894.13 894.42 891.69 894.09 895.99 896.08 895.76 898.67 902.97 888.80 902.51 890.36 +3.16 Dow Jones 65 Composite (divisor: 0.76432218033595) Open (t) … 12193.46 12201.41 12142.29 Open (a) … 12210.61 12215.83 12133.86 10:00 … 12260.63 12165.90 12165.93 10:30 … 12253.89 12164.70 12181.09 11:00 … 12235.52 12143.95 12189.92 11:30 … 12242.14 12158.19 12211.64 12:00 … 12260.11 12156.57 12191.38 12:30 … 12259.53 12164.11 12181.03 1:00 … 12265.87 12186.69 12171.39 1:30 … 12261.91 12193.13 12170.70 2:00 … 12249.35 12185.35 12164.60 2:30 … 12238.15 12205.43 12165.36 3:00 … 12222.84 12180.12 12169.57 3:30 … 12216.07 12146.78 12161.10 Close … 12248.33 12139.53 12136.85 High (t) … 12360.42 12274.39 12250.72 Low (t) … 12104.13 12066.73 12071.58 High (a) … 12272.98 12215.83 12217.34 Low (a) … 12189.86 12128.24 12129.95 Change … –1.64 –108.80 –2.68 12127.84 12132.96 12154.93 12178.47 12194.38 12167.40 12149.90 12116.46 12122.29 12137.12 12154.34 12156.61 12118.84 12130.42 12149.14 12245.93 12046.23 12208.94 12103.55 +12.29 Theoretical (t): High 904.09 Low 876.63 Actual (a): High 902.51 Low 876.58 Theoretical (t): High 12360.42 Low 12046.23 Actual (a): High 12272.98 Low 12103.55 NY Up NY Off NY Up - Comp. NY Off - Comp. NYSE Amer UP NYSE Amer Off NASD Up NASD Off NYSE Arca UP NYSE Arca Off % (QCHA) % (QACH) % (QCHAQ) Jan 1 2 3 4 5 ... 437,922 224,804 473,175 615,640 ... 468,157 726,847 474,837 335,710 ... 1,675,770 978,538 1,812,554 2,354,692 ... 2,041,778 2,899,004 1,852,249 1,449,056 ... 4,371 3,821 6,647 6,397 ... 8,395 9,372 3,561 5,870 ... 2,606,200 1,194,638 2,331,503 1,961,391 ... 3,142,693 4,237,650 2,916,456 3,227,025 ... 118,042 138,036 124,391 179,791 ... 237,491 246,475 182,124 144,831 –.28 –1.15 –.01 +.10 +.96 –.71 +.38 –.06 +.48 –1.06 +.72 –.04 Market Advance/Decline Totals Weekly Comp. Total Issues Advances Declines Unchanged New Highs New Lows NYSE Amer NYSE 2,969 1,080 1,854 35 137 32 NYSE Arca Nasdaq 328 149 171 8 8 13 Week ended last Friday compared to previous Friday Daily Dow Jones 20 Transport (divisor: 0.16279857124321) Open (t) … 15831.53 15654.19 15462.91 Open (a) … 15844.23 15695.54 15473.72 10:00 … 15884.45 15583.21 15529.72 10:30 … 15886.75 15571.02 15544.01 11:00 … 15810.04 15506.91 15546.84 11:30 … 15800.86 15571.54 15541.66 12:00 … 15830.09 15574.34 15565.76 12:30 … 15856.15 15563.83 15522.80 1:00 … 15806.19 15613.36 15544.19 1:30 … 15814.71 15659.69 15552.97 2:00 … 15821.50 15647.99 15530.16 2:30 … 15776.12 15602.65 15514.05 3:00 … 15755.79 15635.95 15516.35 3:30 … 15737.94 15546.70 15541.05 Close … 15774.77 15504.56 15498.17 High (t) … 15996.82 15758.95 15629.87 Low (t) … 15656.13 15422.59 15376.39 High (a) … 15944.25 15695.54 15574.82 Low (a) … 15714.25 15493.80 15436.74 Change … –124.08 –270.21 –6.39 Dow Jones 15 Utilities (divisor: 1.19780346554510) Open (t) … 878.06 894.77 Open (a) … 879.61 895.18 10:00 … 884.97 890.11 10:30 … 889.08 896.45 11:00 … 891.72 895.34 11:30 … 891.10 894.48 12:00 … 890.01 894.73 12:30 … 891.38 894.21 1:00 … 893.75 893.64 1:30 … 894.98 894.75 2:00 … 894.55 895.17 2:30 … 894.19 896.44 3:00 … 894.18 897.65 3:30 … 893.37 893.29 Close … 894.26 897.64 High (t) … 897.58 901.03 Low (t) … 876.63 887.88 High (a) … 895.87 899.40 Low (a) … 876.58 889.01 Change … +12.59 +3.38 Daily 4,721 1,539 3,096 86 213 207 2,102 375 1,716 11 90 49 NYSE Composite Daily Breadth 16065 July Components Open (t) Open (a) 10:00 10:30 11:00 11:30 12:00 12:30 1:00 1:30 2:00 2:30 3:00 3:30 Close High (t) Low (t) High (a) Low (a) Change Jan 1 Theoretical (t): High 38015.22 Low 37165.34 Actual (a): High 37790.08 Low 37323.82 Transportation Week's Change Trading Diary Dow Jones 30 Industrial (divisor: 0.15172752595384) Jan 1 Issues Traded Advances Declines Unchanged New Highs New Lows Blocks - primary Total (000) - primary Total (000) 2 3 4 5 ... 2,909 2,879 2,911 2,903 ... 1,347 782 1,386 1,527 ... 1,496 2,028 1,427 1,285 ... 66 69 98 91 ... 27 23 63 55 ... 5 6 14 17 ... 4,294 4,162 3,685 4,259 ... 910,061 969,456 960,094 961,805 ... 3,743,058 3,950,767 3,715,489 3,844,375 NYSE American Composite Daily Issues Traded Advances Declines Unchanged New Highs New Lows Blocks - primary Total (000) - primary Total (000) Jan 1 2 3 4 5 ... 297 298 310 310 ... 141 108 156 129 ... 149 179 136 164 ... 7 11 18 17 ... ... 2 3 3 ... 3 4 5 5 ... 155 173 124 138 ... 12,939 13,490 10,369 12,368 ... 219,870 230,006 158,813 146,997 Nasdaq Daily Issues Traded Advances Declines Unchanged New Highs New Lows Blocks - primary Total (000) Jan 1 2 3 4 5 ... 4,340 4,306 4,428 4,389 ... 1,806 1,107 2,069 1,811 ... 2,427 3,088 2,206 2,387 ... 107 111 153 191 ... 62 26 83 56 ... 39 38 83 95 ... 53,185 44,524 41,676 41,983 ... 5,791,171 5,449,950 5,289,224 5,232,826 NYSE Arca Composite Daily Issues Traded Advances Declines Unchanged New Highs New Lows Blocks - primary Total (000) - primary Total (000) Jan 1 2 3 Other Market Indexes Daily NYSE Amer Comp AmMajorMkt BNY ADR Idx Europe Latin Am Asia Emerg M DJ US TSM Float Nasdaq Cmp 100 Index Indus. Insur. Banks Computer Telecom NYSE Comp.-z Financial-z Health Care-z Energy-z Russell 1000 2000 3000 Value-v Growth-v MidCap S&P 100 Index 500 Ind. MidCap SmallCap Value Line(A) Value Line(G) DJ US Small TSM 4 5 ... 1,861 1,826 1,923 1,905 ... 431 417 600 1,110 ... 1,409 1,390 1,291 742 ... 21 19 32 53 ... 39 6 22 21 ... 14 7 24 21 ... 1,661 1,761 1,574 1,723 ... 356,966 385,433 308,032 336,437 ... 1,854,159 1,942,668 1,613,766 1,724,140 1/01 ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... ... 1/04 1/05 4598.21 4643.47 4618.00 3388.76 3372.74 3369.68 163.59 163.53 163.77 159.26 159.43 160.41 222.34 222.51 220.45 186.38 185.95 185.29 306.43 306.15 303.98 47479.36 46989.65 46849.48 14765.94 14592.21 14510.30 16543.94 16368.49 16282.01 9395.58 9242.04 9173.12 12679.69 12660.56 12731.13 3783.07 3668.01 3686.21 12665.58 12561.60 12471.35 417.53 415.06 411.60 16841.62 16718.65 16715.71 9885.29 9777.97 9799.23 24501.26 24559.23 24725.74 13351.34 13544.26 13385.44 2605.71 2581.61 2573.83 2012.80 1959.20 1957.73 2730.88 2703.05 2695.24 1635.31 1620.68 1618.01 3006.87 2978.26 2965.76 3093.34 3037.56 3035.24 2221.46 2209.02 2199.62 4742.83 4704.81 4688.68 6773.73 6720.86 6691.05 2772.13 2708.80 2704.04 1310.84 1275.62 1274.52 9969.97 9758.67 9737.78 590.87 578.20 576.71 13950.82 13571.37 13562.42 1/02 1/03 4600.53 3374.20 164.19 160.61 222.42 185.93 303.51 46929.95 14524.07 16305.98 9175.92 12716.49 3710.90 12491.37 413.04 16758.24 9852.93 24708.51 13411.11 2579.06 1951.14 2699.94 1623.18 2968.79 3044.26 2204.56 4697.24 6699.73 2712.50 1270.66 9746.36 577.15 13548.42 (A)-Arithmetic Index. (G)-Geometric Index. (v)-Value 1000 and Growth 1000. (y)-Dec. 31,1965=50. (z)-Dec. 31,2002=5000.
46 BARRON’S MARKET LABORATORY D ATA B A R R ON S .C OM / D ATA The Week In Stocks For the Major Indexes 12-Month High Low Weekly Dow Jones Indexes 37715.04 31819.14 30 Indus 16695.32 13444.01 20 Transp 1002.11 783.08 15 Utilities 12277.41 10596.53 65 Comp Dow Jones Indexes 47987.24 38697.55 US TSM Float 1171.93 942.79 US Market 859.79 563.11 Internet New York Stock Exchange 16898.34 14599.05 Comp-z 9925.03 8121.52 Financial-z 24725.74 21487.16 Health Care-z 14159.04 11549.36 Energy-z NYSE American Stock Exchange 4685.93 3871.21 NYSE Amer Comp 3388.76 2895.39 Major Mkt Standard & Poor's Indexes 2242.44 1726.18 100 Index 4783.35 3855.76 500 Index 6849.48 5367.58 Indus 2809.23 2326.82 MidCap 1339.63 1068.80 SmallCap Nasdaq Stock Market 15099.18 10569.29 Comp 16906.80 11040.35 100 Index 9649.15 7480.47 Indus 12790.24 10885.14 Insur 4373.48 2658.90 Banks 13050.01 7779.13 Computer 427.98 375.79 Telecom Russell Indexes 2631.33 2115.51 1000 2066.21 1636.94 2000 2759.62 2225.42 3000 1635.31 1415.59 Value-v 3063.12 2165.04 Growth-v 3132.19 2594.10 MidCap Others 10099.26 8310.43 Value Line-a 606.49 498.09 Value Line-g 14277.68 11320.09 DJ US Small TSM 1033.47 829.11 Barron's Future Focus 1084.21 881.58 Barron's 400 Friday Indexes’ P/Es & Yields 12-Month Chg. % Chg. Change From 12/29 % Chg. High Low Close Chg. Weekly % Chg. 37715.04 15774.77 898.67 12248.33 37430.19 15498.17 894.26 12136.85 37466.11 15508.67 898.67 12149.14 –223.43 –390.18 17.00 –100.83 –0.59 –2.45 1.93 –0.82 3835.50 1632.48 –82.60 965.59 11.40 11.76 –8.42 8.63 –223.43 –390.18 17.00 –100.83 –0.59 –2.45 1.93 –0.82 47479.36 1160.23 831.96 46849.48 1145.69 816.62 46929.95 1147.93 821.01 –857.52 –19.79 –30.48 –1.79 –1.69 –3.58 7843.91 196.61 257.90 20.07 20.67 45.80 –857.52 –19.79 –30.48 –1.79 –1.69 –3.58 16841.62 9885.29 24725.74 13544.26 16715.71 9777.97 24501.26 13351.34 16758.24 9852.93 24708.51 13411.11 –94.65 –28.84 541.37 151.57 –0.56 –0.29 2.24 1.14 1218.50 882.96 1336.60 441.10 7.84 9.84 5.72 3.40 –94.65 –28.84 541.37 151.57 –0.56 –0.29 2.24 1.14 4643.47 3388.76 4598.21 3369.68 4600.53 3374.20 6.21 -13.89 0.14 –0.41 508.31 356.86 12.42 11.83 6.21 –13.89 0.14 –0.41 2221.46 4742.83 6773.73 2772.13 1310.84 2199.62 4688.68 6691.05 2704.04 1270.66 2204.56 4697.24 6699.73 2712.50 1270.66 –31.63 –72.59 –129.23 –69.04 –47.60 –1.41 –1.52 –1.89 –2.48 –3.61 476.91 802.16 1328.29 222.55 84.83 27.60 20.59 24.73 8.94 7.15 –31.63 –72.59 –129.23 –69.04 –47.60 –1.41 –1.52 –1.89 –2.48 –3.61 14765.94 16543.94 9395.58 12731.13 3783.07 12665.58 417.53 14510.30 16282.01 9173.12 12660.56 3668.01 12471.35 411.60 14524.07 16305.98 9175.92 12716.49 3710.90 12491.37 413.04 –487.28 –519.95 –297.78 113.98 –64.21 –504.86 –4.06 –3.25 –3.09 –3.14 0.90 –1.70 –3.88 –0.97 3954.78 5265.63 1695.44 668.84 –398.71 4712.24 21.09 37.42 47.69 22.66 5.55 –9.70 60.58 5.38 –487.28 –519.95 –297.78 113.98 –64.21 –504.86 –4.06 –3.25 –3.09 –3.14 0.90 –1.70 –3.88 –0.97 2605.71 2012.80 2730.88 1635.31 3006.87 3093.34 2573.83 1951.14 2695.24 1618.01 2965.76 3035.24 2579.06 1951.14 2699.94 1623.18 2968.79 3044.26 –43.07 –75.93 –48.27 –6.25 –82.88 –67.62 –1.64 –3.75 –1.76 –0.38 –2.72 –2.17 443.11 158.34 450.67 89.20 803.75 284.93 20.75 8.83 20.04 5.81 37.12 10.33 –43.07 –75.93 –48.27 –6.25 –82.88 –67.62 –1.64 –3.75 –1.76 –0.38 –2.72 –2.17 10018.16 593.87 13950.82 1021.41 1069.25 9737.78 576.71 13548.42 1006.81 1049.93 9746.36 577.15 13548.42 1009.87 1050.36 –271.80 –16.72 –504.05 –18.49 –22.04 –2.71 –2.81 –3.59 –1.80 –2.05 949.04 24.62 1243.50 173.20 110.32 10.79 4.46 10.11 20.70 11.74 –271.80 –16.72 –504.05 –18.49 –22.04 –2.71 –2.81 –3.59 –1.80 –2.05 High/Low's are based upon the daily closing index. a-Arithmetic Index. G-Geometric Index. V-Value 1000 and Growth 1000 y-Dec. 31,1965=50 z-Dec. 31,2002=5000 Not So Fast: Although the minutes from the Fed’s last policy meeting show that rate cuts are planned for 2024, the timing of those cuts seemed less certain than traders had assumed. So the ICE U.S. Dollar Index rose 1.1% on the week, to 102.4, as it measured the dollar against a basket of six other currencies. 10 EURO in $ DXY (102.44) -5 YEN in $ -10 -15 A M Last Week Prev. Week Last Year 37466.11 25.83 3.87 1450.36 1.96 733.74 4.89 7664.40 15508.67 14.58 6.86 1063.89 1.41 218.98 4.41 3514.52 898.67 21.01 4.76 42.78 3.45 31.03 2.00 450.45 4697.24 25.49 3.92 184.25 1.53 71.87 4.58 1024.56 6699.73 28.64 3.49 233.96 1.36 91.12 6.11 1095.83 37689.54 26.49 3.77 1422.55 1.94 732.81 4.92 7664.40 15898.85 14.94 6.69 1063.89 1.38 219.29 4.52 3514.52 881.67 20.61 4.85 42.78 3.52 31.05 1.96 450.45 4769.83 26.35 3.79 181.01 1.51 72.02 4.66 1024.56 6828.96 30.01 3.33 227.55 1.33 90.83 6.23 1095.83 33630.61 22.32 4.48 1506.52 2.05 688.06 4.52 7439.45 13876.19 11.12 9.00 1248.17 1.40 194.81 4.32 3214.72 981.27 23.28 4.29 42.14 3.01 29.52 2.25 435.47 3895.08 20.26 4.94 192.26 1.75 68.16 3.86 1008.02 5371.44 21.24 4.71 252.89 1.59 85.41 5.15 1042.07 J J A S O N D J Source: Tullett Prebon 144 Filings Yields (%) Monday $75.0 bil $68.0 bil 3-month 6-month When Issued* Last Auction 5.377 5.242 5.404 5.264 Tuesday 52 3-year 4.160 4.375 10-year 4.036 4.500 Wednesday $37.0 bil Thursday $21.0 bil 29-year 10-ms * As of Friday afternoon. 4.191 4.750 Last Week Prev. Week Year Ago YOY % Chg NYSE(a) 30 Dow Inds (b) 20 Dow Trans (b) 15 Dow Utils (b) 65 Dow Stks (b) NYSE American (a) Nasdaq(d) 3,801,416 1,359,143 421,280 226,370 2,006,793 49,167 21,763,171 2,729,965 896,926 266,709 151,414 1,315,048 55,199 24,132,413 3,553,004 1,445,376 367,268 188,773 2,001,417 39,676 19,830,099 6.99 -5.97 14.71 19.92 0.27 23.92 9.75 NYSE 15 Most Active Average Price % Tot Vol Stock Offerings $(z,v) 22.14 14.82 1,573,200 29.05 15.73 61,000 19.79 12.89 303,100 11.87 14.97 419.04 Daily Stock Volume 1/1 1/2 1/3 1/4 1/5 NYSE(a) 30 Inds (b) 20 Trans (b) 15 Utils (b) 65 Stks (b) NYSE Amer(a) Nasd(d) ... ... ... ... ... ... .... 910,061 350,287.3 97,721.4 56,204.3 504,212.9 12,939 5,791,171 969,456 329,145.2 123,980.5 62,863.9 515,989.5 13,490 5,449,950 960,094 380,222.3 94,419.6 49,851.6 524,493.6 10,369 5,289,224 961,805 299,488.6 105,158.0 57,450.3 462,096.9 12,368 5,232,826 NYSE 15 Most Active Avg. Price % Tot Vol .... .... 29.03 15.79 21.15 14.89 20.67 18.45 14.64 18.74 Numbers in thousands save price and percentages. (a) Primary volume. (b) Composite volume. (d) as of 4:10 pm. (r) Revised. (v) W/E Thursday. (z) Source: LSEG. NYSE HALF-HOURLY VOLUME Daily 1/01 1/02 1/03 1/04 1/05 9:30-10:00 ... 97,682 104,334 81,125 85,851 10:00-10:30 ... 43,105 45,231 34,693 45,675 10:30-11:00 ... 37,761 38,797 31,044 33,882 11:00-11:30 ... -178,547 30,536 28,568 30,061 11:30-12:00 ... 226,224 12,787 25,568 22,834 12:00-12:30 ... 24,223 36,070 22,837 25,151 12:30-1:00 ... 22,601 22,903 20,525 20,267 1:00-1:30 ... 22,976 23,382 18,769 22,203 1:30-2:00 ... 23,436 22,960 19,313 20,361 2:00-2:30 ... 24,158 30,423 22,213 23,313 2:30-3:00 ... 24,798 26,285 23,786 26,300 3:00-3:30 ... 35,509 37,549 30,420 33,237 3:30-4:00 ... 506,136 538,199 601,233 572,670 None This is a list of the Dow Jones trailing 52-week diluted share earnings, dividends and book values as reported by the company. Bolded numbers indicate new values. Sources Barron's Stats and FactSet. Industrial Stocks Year High 2024 2067.55 Earns Book Divs. Value Book Divs. Value Earns 10.66 14.07 6.12 (4.70) 17.65 13.47 3.31 2.49 1.28 1.82 20.66 15.58 8.07 12.75 0.07 2.40 33.26 8.52 6.86 0.95 3.18 Nil (26.58) 5.00 30.73 6.04 83.17 1.55 9.68 1.84 5.57 Nil 52.09 2.80 29.39 10.50 317.90 8.36 1.54 4.17 24.99 6.63 24.22 0.74 24.52 Johnson&John 5.79 4.70 29.39 JPMorgChase 16.75 4.10 90.29 McDonalds 11.36 6.23 (8.06) Merck Co 1.80 2.96 18.12 Microsoft 10.33 2.79 27.75 Nike Inc 3.42 1.39 9.14 Proc Gam 6.16 3.7354 19.46 3M Co (13.35) 6.00 26.80 Salesforce.com 2.63 0.00 57.84 Travelers Cos 9.24 3.93 92.89 UnitedHealthGrp 23.04 7.29 83.27 Verizon 4.96 2.6225 21.70 Visa 8.35 1.87 16.08 Walgreens 0.66 1.92 29.23 Wal-mart 6.03 2.28 28.48 SEC Form 144 must be filed by holders of restricted securities (also called letter stock) who intend to sell shares. Shares Indicated: the number to be sold. Sales Date: the approximate date of the sale. (Sometimes shares aren't sold, even though their owner has filed a Form144.) Source: Thomson Reuters Company Sym Shares Indicated $ Value Sale Date Roivant Sciences Ltd ROIV 3,000,000 33,150,000 1/2/24 Ramaswamy, Vivek Samsara IOT 1,056,000 33,580,800 1/1/24 Biswas, Sanjit OD Samsara IOT 1,056,000 33,580,800 1/2/24 Bicket, John OD Royalty Pharma Plc RPRX 470,000 13,174,100 1/2/24 Riggs, Rory D Cymabay Therapeutics CBAY 337,583 8,186,388 1/3/24 Stuart, Lewis O Equitable EQH 120,000 3,996,000 1/2/24 Pearson, Mark OD Mr Cooper COOP 100,000 Bray, Jesse OD Cadence Design Systems CDNS 99,886 26,290,475 1/2/24 Devgan, Anirudh OD Glaukos GKOS 95,000 7,334,433 1/2/24 Burns, Thomas OD Gitlab GTLB 93,609 6,049,014 12/29/23 6,616,000 12/29/23 Seller Schulman, Robin Title AlaskaAirGroup 2.00 AmericanAirlines 2.21 AvisBudgetGrp 45.61 C.H. Robinson 3.25 CSX Corp 1.88 Delta Air Lines 5.28 Expeditors Int'l 5.29 FedEx 16.88 Hunt (JB) 7.42 JetBlue Air (0.56) Nil 29.92 Nil (8.91) Nil (18.03) 2.44 11.64 0.44 6.11 0.20 10.26 1.38 20.15 4.93 103.86 1.68 35.34 Nil 10.90 Kirby Corp 3.00 Landstar Sys 8.33 Matson Inc 8.70 Norf Southern 9.12 Old Dominion 11.24 Ryder Sys 10.17 Southwest Air 0.75 Un Pacific 10.42 UPS 9.88 United Airlines 8.62 Nil 50.79 1.26 24.70 1.26 63.28 5.40 55.83 1.60 33.14 2.71 63.45 0.72 17.99 5.20 19.86 6.48 23.04 Nil 21.09 B O Ticker Initial Offer Price IPO Date Utility Stocks AES Corp. (0.35) 0.664 2.39 Am Elec 4.36 3.37 46.50 AmericanWaterWorks 1.66 2.7775 42.30 Atmos Energy 6.13 3.025 66.85 Con Ed 6.77 3.24 58.27 DominionEnergy 1.96 2.67 31.26 Duke Energy 1.57 4.06 61.51 Edison Int'l 3.22 2.9925 35.70 Exelon FirstEnergy NextEra Energy Xcel Energy Pub Sv Ent Sempra Energy Southn Co. 2.14 0.95 3.78 3.16 5.61 4.34 2.78 1.44 24.89 1.56 17.77 1.87 19.74 2.08 30.34 2.28 27.62 2.38 83.43 2.78 27.67 Recent Price %Chg Yearly High/Lows Gold Prices Jan. Date Low 02 2039.55 High bullish readings in the Consensus stock index or in the Market Vane stock index usually are signs of Market tops; low ones, market bottoms. Last Week 2 Weeks Ago 3 Weeks Ago 76% 76% 75% 48.6% 46.3% 52.9% Consensus Bullish Sentiment None NYSE American Nasdaq enCore Energy (EU) AAII Index Bullish Bearish 23.5 25.1 20.9 Neutral 27.9 28.6 26.2 59% 61% 61% 46.0% 44.7% 42.1% Bullish Consensus TIM Group Market Sentiment Indicator Sources: Consensus Inc.; American Association of Individual Investors; Market Vane; TIM Group Arms Index The Arms index, also known as the short term trading index, is a number derived by dividing one quotient into another quotient. The numerator in the index is the number of advancing stocks divided by the number of declining stocks. As of 3/14/11, the denominator in the index is now the composite volume of advancing stocks divided by the composite volume of declining stocks. NYSE NYSE American Nasdaq NYSE None Consensus Index Daily Date Jan New Listings Investor Sentiment Readings Market Vane Transportation Stocks Coming U.S. Auctions Stock Volume Per Share Values of Stocks In the Dow Jones Averages Am Exp Amgen Apple Boeing Caterpillar Chevron Corp Cisco Sys Coca Cola Disney Walt Dow Goldman Sachs Home Depot Honeywell IBM Intel 0 s M DJ Ind Avg P/E Ratio Earns Yield % Earns $ Divs Yield % Divs $ Mkt to Book Book Value $ DJ Trans Avg P/E Ratio Earns Yield % Earns $ Divs Yield % Divs $ Mkt to Book Book Value $ DJ Utility Avg P/E Ratio Earns Yield % Earns $ Divs Yield % Divs $ Mkt to Book Book Value $ S&P 500 Index P/E Ratio Earns Yield % Earns $ Divs Yield % Divs $ Mkt to Book Book Value $ S&P Ind Index P/E Ratio Earns Yield % Earns $ Divs Yield % Divs $ Mkt to Book Book Value $ 5 s F DJ latest 52-week earnings and dividends adjusted by Dow Divisors at Friday's close. S&P Dec. 4-quarter's GAAP earnings as reported and indicated dividends based on Friday close.S&P 500 P/E ratios based on GAAP earnings as reported. For additional earnings series, please refer to www.spglobal.com. DJ latest available book values for FY 2022 and 2021, and S&P latest for 2022 and 2021. rRevised data Selected IPOs U.S. Dollar Index vs Euro and Yen s For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com January 8, 2024 1/1 1/2 1/3 1/4 1/5 ... ... ... 1.10 1.72 .90 1.14 .95 1.27 .99 .60 1.17 .69 1.25 .73 Trading Suspended NYSE Chico's Fas (CHS) Livent (LTHM) RPT Realty (RPT) Startek (SRT) NYSE American None Nasdaq DISH Network (DISH) Hallmark Financial (HALL) Nemaura Medical (NMRD) Name Changes NYSE Pinstripes (PNST), formerly Banyan Acquisition (BYN) NYSE American None Nasdaq None 04
January 8, 2024 D ATA 47 BARRON’S MARKET LABORATORY B A R R ON S .C OM / D ATA Dow Jones U.S. Total Market Industry Groups Net Change Top 20 Weekly Ranked IG-Sym Mobile Telecom Pharmaceuticals Fixed Line Telecom Reinsurance Pharmaceuticals & Biotech Specialty Finance Multiutilities Food Retailers & Whlslrs Property & Casualty Food & Drug Retailers Health Care Providers Hotel & Lodging REITs Drug Retailers Tobacco Integrated Oil & Gas Life Insurance Conventional Electricity Electricity Full Line Insurance Banks DJUSWC DJUSPR DJUSFC DJUSIU DJUSPN DJUSSP DJUSMU DJUSFD DJUSIP DJUSDR DJUSHP DJUSHL DJUSRD DJUSTB DJUSOL DJUSIL DJUSVE DJUSEU DJUSIF DJUSBK Close 343.49 855.14 103.68 481.16 1110.36 545.43 230.80 917.81 1438.88 1187.27 3237.20 105.51 959.10 675.83 707.16 1077.62 303.93 303.32 67.41 497.12 Wkly % Change and Ranking YTD + 16.43 + 35.54 + 3.81 + 14.95 + 29.27 + 13.02 + 5.18 + 19.31 + 29.21 + 23.47 + 61.32 + 1.92 + 17.20 + 11.99 + 12.16 + 17.74 + 4.93 + 4.87 + 1.02 + 7.33 16.43 35.54 3.81 14.95 29.27 13.02 5.18 19.31 29.21 23.47 61.32 1.92 17.20 11.99 12.16 17.74 4.93 4.87 1.02 7.33 For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Top 20 Yr Ago Ranked IG-Sym Semiconductor Automobiles Internet Travel & Tourism Home Construction Automobiles & Parts Software & Computer Svcs Software Technology Hardware & Equip Broadline Retailers Recreational Svcs Computer Hardware Industrial Suppliers Mortgage Finance Hotels Publishing General Retailers Bldg Materials & Fixtures Retail Construction & Materials DJUSSC DJUSAU DJUSNS DJUSTT DJUSHB DJUSAP DJUSSV DJUSSW DJUSTQ DJUSRB DJUSRQ DJUSCR DJUSDS DJUSMF DJUSLG DJUSPB DJUSGT DJUSBD DJUSRT DJUSCN Close 10905.46 840.50 3415.52 936.51 2327.71 961.61 5399.12 6001.25 4934.28 3106.66 100.07 9038.33 698.95 9.67 3284.76 677.73 2312.27 1829.20 2089.44 1435.12 Wkly Rank Yr Ago Rank YTD Rank 3 Yr High Low +5.02 +4.34 +3.81 +3.21 +2.71 +2.44 +2.29 +2.15 +2.07 +2.02 +1.93 +1.85 +1.83 +1.81 +1.75 +1.67 +1.65 +1.63 +1.53 +1.50 [1] [2] [3] [4] [5] [6] [7] [8] [9] [10] [11] [12] [13] [14] [15] [16] [17] [18] [19] [20] +1.91 +1.78 –8.97 +22.00 +2.61 +26.65 –5.04 +23.70 +12.93 +24.11 +4.01 +27.16 +11.19 –6.51 –9.15 +5.17 –7.97 –8.01 +8.93 +6.50 [106] [108] [128] [35] [103] [26] [118] [30] [60] [28] [98] [24] [66] [120] [130] [89] [125] [126] [73] [81] +5.02 +4.34 +3.81 +3.21 +2.71 +2.44 +2.29 +2.15 +2.07 +2.02 +1.93 +1.85 +1.83 +1.81 +1.75 +1.67 +1.65 +1.63 +1.53 +1.50 [1] [2] [3] [4] [5] [6] [7] [8] [9] [10] [11] [12] [13] [14] [15] [16] [17] [18] [19] [20] –6.41 +9.31 –8.02 +18.73 +6.33 +10.23 +3.24 +14.10 +16.35 +14.24 +9.20 +13.39 +10.13 +3.42 +28.26 +14.96 +1.41 +1.38 +21.46 +4.64 343.49 859.44 121.21 509.12 1,110.36 557.47 254.11 917.81 1,438.88 1,187.27 3,254.83 105.99 959.10 756.29 837.28 1,077.62 340.76 340.26 67.41 510.26 273.15 741.14 78.61 370.05 969.22 440.24 202.13 764.49 1,165.80 966.99 2,863.86 78.09 790.27 626.89 673.04 835.41 263.37 262.66 48.38 375.25 % Change and Ranking YTD – 477.30 – 38.39 – 81.27 – 43.80 – 52.01 – 43.78 – 166.73 – 207.30 – 242.79 – 105.28 – 5.66 – 543.69 – 27.61 – .12 – 33.56 – 16.20 – 72.01 – 58.58 – 59.03 – 52.11 52 Week Week Net Change –477.30 –38.39 –81.27 –43.80 –52.01 –43.78 –166.73 –207.30 –242.79 –105.28 –5.66 –543.69 –27.61 –.12 –33.56 –16.20 –72.01 –58.58 –59.03 –52.11 52 Week Week Rank Yr Ago Rank YTD Rank 3 Yr High Low –4.19 –4.37 –2.32 –4.47 –2.19 –4.35 –3.00 –3.34 –4.69 –3.28 –5.35 –5.67 –3.80 –1.24 –1.01 –2.33 –3.02 –3.10 –2.75 –3.50 [119] [123] [82] [125] [80] [122] [101] [108] [128] [107] [130] [135] [117] [59] [54] [83] [102] [105] [97] [111] +88.29 +82.44 +77.86 +71.30 +69.05 +67.07 +64.42 +61.99 +60.51 +59.47 +56.52 +43.95 +40.96 +37.94 +35.64 +34.24 +33.79 +33.65 +32.07 +30.80 [1] [2] [3] [4] [5] [6] [7] [8] [9] [10] [11] [12] [13] [14] [15] [16] [17] [18] [19] [20] –4.19 –4.37 –2.32 –4.47 –2.19 –4.35 –3.00 –3.34 –4.69 –3.28 –5.35 –5.67 –3.80 –1.24 –1.01 –2.33 –3.02 –3.10 –2.75 –3.50 [119] [123] [82] [125] [80] [122] [101] [108] [128] [107] [130] [134] [117] [59] [54] [83] [102] [105] [97] [111] +19.85 –1.93 +8.12 +4.38 +28.12 –2.63 +9.84 +11.31 +15.06 –1.82 +3.92 +11.51 +17.08 +8.31 +15.46 +9.59 +.89 +12.71 +2.17 +14.16 11,439.92 1,028.71 3,529.83 992.85 2,414.97 1,175.55 5,586.98 6,217.01 5,208.91 3,236.44 106.66 9,840.88 730.65 9.93 3,318.32 693.93 2,398.63 1,896.89 2,160.59 1,493.67 6,058.79 471.96 1,951.76 557.50 1,397.67 589.51 3,332.23 3,755.70 3,197.72 2,013.68 65.02 6,510.73 504.62 6.54 2,474.40 465.35 1,734.09 1,340.93 1,589.05 1,085.19 Groups are weighted by capitalization. 52-week highs and lows are based on daily closes. Dec. 31, 1991=100. In the U.S. listings, % vol chg column shows the change from previous 65-day moving average. Volume figures do not reflect extended trading hours. Delta Market Sentiment Indicator The Delta MSI measures the position of a representative set of stocks relative to an intermediate-term moving average crossover (MAC) point. When greater than 50% of the stocks followed are above this MAC point, the market is bullish. When the indicator is below 50%, risk is elevated and stock exposures should be reduced. Manager uses discretion on asset allocation when MSI is at 50% +/- 3%. Bullish Current Sentiment 89.3% Last Week Pulse of the Economy Only includes new reports. Economic Growth and Investment No Activity for this Week Latest Date Latest Preceding Data Period Year YroYr Ago % Chg Consumption and Distribution Factory shipments, (bil. $) Instinet Research Redbook Avg. (monthly %) Baltic Dry Index Logistics Managers Index Inventories Domestic crude oil, (thous. bbls) Comm. (Excl. Lease Stck) Factory inventories, (bil. $) Gasoline, (thous. bbls) Orders Factory orders, backlog (bil. $) New factory orders, (bil. $) Nondurable goods orders, (bil. $) Purchasing management index Dec 30 73,371 Dec 29 93.5 Jan 5 746 Dec 30 1,680 Dec 30 73.1 Nov 580.72 Dec 30 Jan 5 Dec 78,483 79,495 –7.70 93.3 79.6 17.46 708 961 –22.37 1,693 1,602 4.87 73.7 71.8 1.81 r578.04 547.32 6.10 2.11 2,110 50.6 –3.29 –0.42 …. 2,094 1,130 86.73 49.4 54.6 –7.33 Dec 29 431,065 436,568 420,646 2.48 Nov 857.08 r856.47 804.82 6.49 Dec 29 236,954 226,054 222,662 6.42 Nov 1,374.85 r1,357.73 1,143.57 20.22 Nov 592.87 r577.95 542.46 9.29 Nov 297.64 r297.73 271.06 9.81 Dec 47.4 46.7 48.4 –2.07 Trade No Activity for this Week 87.1% 2 Weeks ago 86.7% 3 Weeks ago Current Market Exposure: 75% Equities, 25% Bonds, 0% Cash Source: Delta Investment Management www.deltaim.com, (415) 249-6337 Latest Preceding Data Period Year YroYr Ago % Chg Inflation Production Electric power, (mil. kw hrs) (EEI) Petroleum, related capacity, % Rotary rigs running, U.S. & Can., (Hughes) Steel, (thous. tons) Steel, rated capacity, % (AISI) Latest Date ECRI Industrial Price Index f Jan 5 114.90 Initial jobless claims (thous.) Continuing claims (mil.) Job openings, (thous.) Hires, (thous.) Total separations, (thous.) Service payrolls, (thous.) Unemployment rate, % Unemployed, (thous.) Avg. wks duration unemploy U–6 unemployment Civilian Employment Population Ratio Construction Construction spending, (bil. $) Non–residential spending, SA (bil. $) Public spending, (bil. $) Residential spending, (bil. $) Other Indicators Citi Research Panic–Euphoria Reading Dec 167,451 r168,127 164,998 1.49 Dec 161,183 r161,866 159,300 1.18 Dec 157,232 r157,016 154,535 1.75 Dec 23,003 r22,951 22,331 3.01 Dec 21,683 r21,661 21,461 1.03 Dec 30 202 r220 206 –1.94 Dec 23 1.855 r1.886 1.650 12.42 Nov 8,790 r8,852 10,746 –18.20 Nov 5,465 r5,828 6,253 –12.60 Nov 5,340 r5,632 5,945 –10.18 Dec 135,549 r135,355 133,074 1.86 Dec 3.7 3.7 3.5 5.71 Dec 6,268 r6,262 5,698 10.00 Dec 22.3 r19.5 19.5 14.36 Dec 7.1 7.0 6.5 9.23 Dec 60.1 r60.4 60.1 0.00 Nov 2,050.1 r2,042.5 1,842.2 11.29 Nov 698.2 r697.1 585.3 19.29 Nov 455.1 r458.1 391.7 16.19 Nov 907.4 r898.2 874.8 3.73 Jan 5 0.18 0.16 –0.15 …. a-1997 equals 100. b-1982-84 equals 100. c-1982 equals 100. f-1996 equals 100. hbenchmark revision, 2016 equals 100. r-Revised. American Debt and Deficits Preceding Report Federal Budget Deficit (bil. $)-a 1,330FY'25 Budget Surplus/Deficit (bil. $)-b, November –314.01 Trade Deficit (bil. $, sa)-c, October –64.26 Treasury Gross Public Debt. (bil. $)-d 33,994.2 Treasury Statutory Debt Limit (bil. $)-d * Consumer Installment Debt (bil. $)-e, October 4,989.9 1,201FY'24 –66.56 r-61.15 33,896.1 31,381.5 r4,984.7 Year Ago Yr over Yr Report % Chg 1,154FY'23 –248.54 –78.33 31,375.5 …. 4,729.3 …. 26.34 -17.96 8.35 …. 5.51 Sources: a-Office of Management and Budget, b-Monthly Treasury Statement, c-Monthly Commerce Dept. Report, d-Daily Treasury Statement, e-Monthly Federal Reserve Release. *Statutory debt limit temporarily suspended through January 1, 2025. 1 Year Treas Bills 2 Year Treas Notes 3 Year Treas Notes 5 Year Treas Notes 10 Year Treas Notes 20 Year Treas Bds FHFA PMMS+ Dec S&P 100 CBOE 13.25 1.65 10.65 1.40 8.05 1.15 5.45 0.90 2.85 0.65 0.25 0.40 J F M A M J J A S O N D Source: CBOE Coming Earnings Consensus Estimate Year ago $1.45 $2.24 3.21 1.03 1.04 3.29 0.77 1.02 1.69 2.47 0.60 8.70 0.10 1.16 3.48 0.87 5.99 0.98 0.85 8.93 1.16 1.48 3.57 0.62 5.34 0.67 M Commercial Metals (Q1) T Acuity Brands (Q1) Saratoga Investment (Q3) WD-40 (Q1) W KB Home (Q4) F Bank of America (Q4) BlackRock (Q4) Citigroup (Q4) Delta Air Lines (Q4) JPMorgan Chase & Co. (Q4) Bank of NY Mellon (Q4) UnitedHealth (Q4) Wells Fargo & Co. (Q4) Day Consensus Est Last Period M November Consumer Credit T November Trade Balance W November Wholesale Inventories TH December CPI December Treasury Budget F $9.0 bil $5.2 bil -$63.5 bil -$64.3 bil -0.20% -0.20% 0.20% 0.10% -$38.7 bil -$314.0 bil 0.10% 0.0% December PPI Unless otherwise indicated, times are Eastern. a-Advanced; f-Final; p-Preliminary; r-Revised Source: FactSet For more information about coming economic reports - and what they mean - go to Barron’s free Economic Calendar at www.barrons.com Dec 29 Yr. Ago YOY % Chg 4.81 4.24 4.01 3.84 3.85 4.16 7.56 4.88 4.36 4.09 3.90 3.91 4.21 7.56 4.73 4.35 4.18 3.96 3.86 4.12 6.91 1.69 -2.53 -4.07 -3.03 -0.26 0.97 9.41 Date Time EarningsRelated Period January 12 January 12 January 12 7:30AM 12:00PM 10:00AM Q4 Q4 Q4 Yearly High/Lows Silver Prices The yearly Handy & Harman Silver price; with a high/low range based on the daily close. Year High 2024 2023 23.83 25.92 Jan May U.S. $ in Foreign Currency Fri. U.S. $ in Foreign Currency Last Fri. Special Drawing Rights (SDR) are based on exchange rates for the U.S., British, and Japanese currencies. Source: International Monetary Fund. a-Russian Central Bank rate. b-government rate. d-rebased as of Jan. 1, 2005. y-floating rate. Money Rates Latest Week Prev. Week Yr Ago 5.50 8.50 5.50 8.50 4.50 7.50 5.33 5.33 5.33 5.33 4.33 4.33 5.404 5.245 5.264 5.045 5.24 7.25 5.420 5.260 5.301 5.080 5.23 7.25 4.522 4.410 4.812 4.635 4.34 6.25 5.35 5.38 5.35 5.38 5.35 5.40 5.50 5.53 4.25 4.35 4.58 4.93 Canada Germany Japan Switzerland Britain 7.20 4.50 1.475 2.25 5.25 7.20 4.50 1.475 2.25 5.25 6.45 2.50 1.475 1.50 3.50 Other Money Rates Fannie Mae Home Loan: 30-Year Fixed Conv Bank money market-z Interest Checking-z 6-Month Certif-z 12-Month Certif-z 30 Month Accounts-z 5-Year Certificates-z 6.16 0.60 0.10 1.78 1.93 1.47 1.40 5.97 0.60 0.10 1.78 1.93 1.47 1.40 6.01 0.26 0.06 0.94 1.39 1.19 1.16 2.70 2.70 2.10 Discount Rate (NY) Prime Rate (base) Fed Funds Rate 13 weeks, Coupon Yield 13 weeks, Auction Rate 26 weeks, Coupon Yield 26 weeks, Auction Rate Avg weekly auction-c Broker Call Rate Bankers Acceptances 1 month 2 months 3 months 6 months Foreign Prime Rates Conference Call Calendar Company Foreign Currency in U.S.$ Last Fri. T-Bills Rate Source: CCBN, www.ccbn.com Jan 5 Fed annualized yields adjusted for constant maturity. Consensus Estimate Foreign Currency in U.S.$ Fri. Argentina (Peso)-y .0012 .0012 812.3243 808.4017 Australia (Dollar) .6706 .6815 1.4912 1.4674 Bahrain (Dinar) 2.6529 2.6529 .3769 .3769 Brazil (Real) .2051 .2061 4.8750 4.8525 Bulgaria (Lev) .5596 .5643 1.7871 1.7720 Canada (Dollar) .7481 .7549 1.3367 1.3247 Chile (Peso) .001124 .001143 889.95 875.06 China (Renminbi) .1403 .1406 7.1299 7.1132 Colombia (Peso) .0002568 .0002580 3893.45 3875.34 Czech. Rep. (Koruna) …… .. …… .. …… .. …… .. Commercial rate .04445 .04468 22.497 22.379 Denmark (Krone) .1467 .1476 6.8161 6.7759 EcuadorUS Dollar 1.0000 1.0000 1.0000 1.0000 Egypt (Pound)-y .0325 .0323 30.8020 30.9292 Hong Kong (Dollar) .1280 .1280 7.8133 7.8099 Hungary (Forint) .002895 .002881 345.43 347.11 Iceland (Krona) .007258 .007353 137.77 136.00 India (Rupee) .01203 .01202 83.136 83.186 .0000645 .0000650 15515 15389 Indonesia (Rupiah) Israel (Shekel) .2719 .2775 3.6779 3.6033 Japan (Yen) .006915 .007091 144.62 141.03 Kazakhstan (Tenge) .002204 .002196 453.78 455.36 Kuwait (Dinar) 3.2519 3.2549 .3075 .3072 Macau (Pataca) .1242 .1242 8.0500 8.0540 Malaysia (Ringgit)-b .2148 .2176 4.6545 4.5950 Mexico (Peso) …… .. …… .. …… .. …… .. Floating rate .0592 .0589 16.8788 16.9712 New Zealand (Dollar) .6245 .6319 1.6013 1.5825 Norway (Krone) .0971 .0983 10.3014 10.1740 Oman (Rial) 2.5976 2.5975 .3850 .3850 Pakistan (Rupee) .00355 .00356 281.500 281.125 Philippines (Peso) .01798 .01805 55.625 55.398 Poland (Zloty) .2515 .2540 3.9762 3.9364 Qatar (Rial) .2746 .2745 3.6413 3.6435 Russia (Ruble)-a .01100 .01120 90.930 89.250 Saudi Arabia (Riyal) .2666 .2667 3.7504 3.7501 Singapore (Dollar) .7520 .7578 1.3297 1.3196 South Africa (Rand) .0535 .0546 18.6861 18.2987 .0007609 .0007725 1314.21 1294.53 South Korea (Won) Sri Lanka (Rupee) .0031 .0031 323.8800 323.9200 Sweden (Krona) .0975 .0990 10.2613 10.1029 Switzerland (Franc) 1.1763 1.1881 .8501 .8417 Taiwan (Dollar) .03229 .03258 30.967 30.697 Thailand (Baht) .02882 .02909 34.700 34.380 Turkey (New Lira)-d .0335 .0339 29.8218 29.4768 Ukraine (Hryvnia) .0261 .0262 38.2500 38.1500 U.K. (Pound) 1.2718 1.2733 .7863 .7854 Uruguay (Peso) …… .. …… .. …… .. …… .. Financial .02548 .02560 39.240 39.060 Euro 1.0940 1.1037 .9141 .9060 Avg effective offer Avg weekly auction-c BlackRock Citigroup Delta Air Lines Adjustable Mortgage Rates Latest Report Country Readings in the CBOE equity put-call ratio of 60:100 and in the S&P 100 of 125:100 are considered bullish, for instance. Bearish signals flash when the equity put-call level reaches the vicinity of 30:100 and the index ratio hits 75:100. 114.69 117.32 –2.06 Employment Civil labor force, (thous.) Employed, (thous.) All non–farm payrolls, (thous.) Government payrolls, (thous.) Goods prod payrolls, (thous.) Foreign Exchange CBOE Put / Call Ratio vs. S&P 100 Date Low 02 04 22.96 20.07 Date Jan Mar 03 08 U.S. Savings EE Bonds: Long-Term (5yrs+) c-Annualized yields, adjusted for constant maturity, reported by the Federal Reserve on a weekly average basis. Sources: Tullett Prebon information, Ltd. Factset. z-Bankrate.com.
48 BARRON’S MARKET LABORATORY D ATA Barron’s Gold Mining Index 12-Month High Low 983.45 744.74 Gold mining 1/4 12/28 Year Ago Week % Chg. 868.04 894.24 892.22 –2.93 Gold & Silver Prices Handy & Harman Gold, troy ounce Silver, troy ounce Krugerrand Maple Leaf Mexican Peso Austria Crown Austria Phil U.S. Eagles 1/5 12/29 Year Ago 2056.35 23.25 N/A N/A 1797.40 23.79 Price Premium $ Premium % 2125.03 2145.47 2471.61 2005.84 2145.47 2145.47 81.73 102.17 8.00 3.00 102.17 102.17 4.00 5.00 0.32 0.15 5.00 5.00 Premium is the amount over the value of the gold content in the coin. Source Manfra, Tordella & Brookes, Inc. Bullion spot gold price 2043.3 Dividend Payment Boosts Weekly Bond Statistics New Offerings, (mil $) (v) Corporate (z) Municipal (z) Last Week Prev. Week Yr Ago 63,735 188 r968 r223 69,374 767 (Barron's index of 10 high-grade corporate bonds.) 3.77 3.63 4.19 Interm-Grade Bonds-y (Barron's index of 10 medium-grade corporate bonds.) 4.77 4.78 5.29 Confidence Index (High-grade index divided by intermediate-grade index; decline in latter vs. former generally indicates rising confidence, pointing to higher stocks.) 79.0 75.9 79.1 Other Confidence Indicators: Bloomberg Barclays US Long Treasury* (This index measures the performance of fixed-rate, nominal US Treasuries with at least 10 years to maturity. Jan. 1, 1973=100.) 3162.67 3254.28 3300.41 Gold Performance No Goldbricks: Strong jobs growth threw gold for its first weekly loss in a month. 20 Handy & Harman Gold Price 5 0 -5 -10 Barron's Gold Mining Index (868.04) -15 F M A M J J A S O N D Bloomberg Barclays US Credit (This index includes all publicly issued, fixed-rate, non-convertible, investment-grade, dollar-denominated, SEC-registered corporate debt.) 3023.89 3063.94 2845.52 Ryan Labs Treasury Index 15 10 For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com B A R R ON S .C OM / D ATA Best Grade Bonds-y Base for pricing gold and silver contents of shipments and for making refining settlement. Coins (Index of total return from active Treasury notes and bonds. Dec. 31, 1996=100.) 274.41 277.07 266.62 Bond Buyer 20 Bond Index (Index of yields of 20 general obligation municipal bonds.) 3.31 3.26 3.66 (Index of 40 actively-traded tax-exempt bonds; component issues are changed regularly to keep the index a current picture of the market. Source: The Bond Buyer 4.49 4.48 4.61 Stock/Bond Yield Gap-s (Difference between yield on highest-grade corporate bonds and yield on stocks on the DJIA.) -1.81 -1.69 -2.14 Yield on DJ Equal Weight US Corp Bond Idx: Corp Bonds, (y) 5.32 5.17 5.50 Federal Reserve Data Bank One week ended Jan 3: Member Bank Reserve Chgs. (Mil. $) Company Name-Ticker Symbol (Exchange) Latest Week Prev. Week Change Year Ago Change 7,210,177 -23,481 -921,023 U.S. Gov't securities: Federal agency secur: Bought outright Reserve bank credit: Primary Credit Secondary Credit Seasonal Credit Float Other F.R. Assets Total Fed Credit # Gold stock SDR Certif. Accounts Treas. Curr. Outst. Total Currency in circ Treas. Cash Hldgs Treas. Fed Deposits Foreign Fed Deposits Other Fed Deposits Other FR liab/cap Total factors Reserves F.R. banks Fgn hold U.S. debt 2,347 .... .... 3,006 2 16 -579 40,006 7,659,629 11,041 5,200 52,616 7,747,117 2,347,775 395 758,448 9,692 171,032 -83,608 4,484,221 3,262,895 3,388,717 +499 +2 -13 -334 -592 -25,349 .... .... +14 -25,254 +7,252 +1 +27,043 +2 -8,306 -7,407 +158,308 -183,564 +2,977 -1,926 +2 +6 -89 +1,978 -842,330 .... .... +572 -841,770 +38,504 +296 +334,823 +757 -46,240 -111,731 -1,274,522 +432,751 +64,089 Company Name-Ticker Symbol (Exchange) Total Reserves: Nonborrowed Res Borrowed Reserves Monetary Base Prev. Month Month % Chg. Year Ago 3,403,400 3,250,100 153,337 5,731,400 3,276,500 3,104,600 171,891 5,601,300 3.87 4.69 -10.79 2.32 3,126,200 3,107,000 19,178 5,419,400 Q Q M Q M M M M M M M M M M M M M M M M M M M M M M M M M M M From Record Date Ex-Div Date Payment Date .26 .22 .38 .37 .15 .125 .116 .006 .0383 .0292 .0434 .0342 .0803 .0779 .0468 .0333 .0782 .0583 .0461 .0375 .0394 .0297 .0786 .0768 .0622 .0604 .10459 .09339 .04585 .04395 .02039 .01969 .013 .0125 .0115 .011 .02057 .02017 .01475 .01411 .0225 .022 .03361 .03211 .0185 .0175 .03652 .0354 .142 .0566 .0735 .040192 .0866 .0865 .0974 .0971 .0916 .0911 .1289 .1278 .0954 .0867 18.2 % 2.7 20.0 1833.3 31.2 26.9 3.1 40.5 34.1 22.9 32.7 2.3 3.0 12.0 4.3 3.6 4.0 4.5 2.0 4.5 2.3 4.7 5.7 3.2 150.9 82.9 0.1 0.3 0.5 0.9 10.0 1-16 1-16 1-12 1-31 1-23 1-12 1-12 1-23 1-23 1-12 1-23 1-23 1-22 1-11 1-17 1-17 1-17 1-17 1-17 1-17 1-17 1-17 1-17 1-17 1-12 1-12 1-16 1-16 1-16 1-16 1-22 1-12 1-12 1-11 1-30 1-22 1-11 1-11 1-22 1-22 1-11 1-22 1-22 1-19 1-10 1-16 1-16 1-16 1-16 1-16 1-16 1-16 1-16 1-16 1-16 1-11 1-11 1-12 1-12 1-12 1-12 1-19 1-29 1-23 1-31 2-15 1-31 1-19 1-19 1-31 1-31 1-19 1-31 1-31 1-31 1-22 1-31 1-31 1-31 1-31 1-31 1-31 1-31 1-31 1-31 1-31 2-01 2-01 1-31 1-31 1-31 1-31 1-31 Record Date Ex-Div Date Payment Date 2-20 2-16 3-12 Record Ex-Div Date Date Pay Date To Adjusted Yield Period To From % Decrease 4.1 Q .25 .48 -47.9 % Walgreens Boots Alliance-WBA (Nasdaq) Stock Splits/Dividends Record Ex-Div Amount Date Date Pay Date NONE Week’s ExDividend Dates This list includes payouts on common stocks. This list includes payouts on common stocks. NYSE NASDAQ Tuesday (January 9) AT & T Brady Cl A Darden Restaurants General Mills Lincoln National Toronto-Dominion Bank Verizon Communications .278 .235 1.31 .59 .45 .751 .665 Wednesday (January 10) .40 Thursday (January 11) Abbott Laboratories Advance Auto Parts American Financial Group Arcosa BankUnited Buckle Buckle Freeport-McMoRan Freeport-McMoRan IDEX Corp Methode Electronics Science Applications Toll Brothers Trinity Industries Winnebago Industries .55 .25 .71 .05 .27 2.50 .35 .075 .075 .64 .14 .37 .21 .28 .31 Friday (January 12) AbbVie Alamo Group Hormel Foods Sandstorm Gold NONE Sunday (January 14) NONE Monday (January 15) NONE Special Dividends Company Name-Ticker Symbol (Exchange) Amount NONE Week’s ExDividend Dates Saturday (January 13) Latest Month Period 0.5 3.1 11.1 0.8 5.0 5.0 10.0 5.5 5.3 5.5 4.9 9.0 11.6 8.4 8.4 7.7 4.4 4.2 9.0 10.1 3.6 8.6 4.1 10.6 9.8 5.5 7.7 7.3 7.6 13.9 9.6 % Increase Dividend Payment Reductions Oracle Bought outright Adjusted Yield Alamo Group-ALG (NYSE) Bank OZK-OZK (Nasdaq) BlackRock ESG Cap Alloc-ECAT (NYSE) Cal-Maine Foods-CALM (Nasdaq) Eaton Vance CA Mun Bd-EVM (NYSE AMER ) Eaton Vance Calif Muni-CEV (NYSE AMER ) Eaton Vance Ltd Duration-EVV (NYSE AMER ) Eaton Vance Mun Bd Fd-EIM (NYSE AMER ) Eaton Vance Mun Inc 2028-ETX (NYSE) Eaton Vance Mun Income-EVN (NYSE) Eaton Vance New York Muni-ENX (NYSE AMER ) Etn Vnc Short Dur Fd-EVG (NYSE) High Income Secs Fund-PCF (NYSE) Lazard Global TR Fund-LGI (NYSE) MFS Charter-MCR (NYSE) MFS Govt Mkts Income Tr-MGF (NYSE) MFS Hi Inc Muni-CXE (NYSE) MFS Hi Yld Muni-CMU (NYSE) MFS Inc Tr-MIN (NYSE) MFS Intermed Hi Inc-CIF (NYSE) MFS Invest Grade Muni-CXH (NYSE) MFS Multimkt-MMT (NYSE) MFS Munl Inco-MFM (NYSE) MFS Special Value-MFV (NYSE) Nuveen Mtg & Income Fund-JLS (NYSE) Nuveen Taxable Muni-NBB (NYSE) RiverNorth Flex Mun II-RFMZ (NYSE) RiverNorth Mgd Dur Muni-RMMZ (NYSE) RiverNorth Mgd Dur Muni-RMM (NYSE) Rivernorth Opps Fund-RIV (NYSE) Special Opp Fund-SPE (NYSE) Company Name-Ticker Symbol (Exchange) Bond Buyer Municipal Bond Index v-Week ended Thursday. y-Yield to maturity, week ended Thursday. zSource: LSEG.*Barclays T-Bond Index discontinued by firm. Reserve Aggr (Mil. $) Month Ended Nov: January 8, 2024 1.55 .26 .282 .015 U.S. Treasury Bills Maturity Tuesday (January 9) InterDigital Intuit .40 .90 Wednesday (January 10) Johnson Outdoors Cl A .33 Thursday (January 11) Bel Fuse A Bel Fuse Cl B Camden National City Holding Co. Immersion Norwood Financial .06 .07 .42 .715 .045 .30 Friday (January 12) GE HealthCare Techs Phillips Edison .03 .097 Saturday (January 13) NONE Sunday (January 14) NONE Monday (January 15) NONE Week’s ExDividend Dates This list includes payouts on common stocks. NYSE American Tuesday (January 9) NONE Wednesday (January 10) NONE Thursday (January 11) Caledonia Mining Friday (January 12) NONE Saturday (January 13) NONE Sunday (January 14) NONE Monday (January 15) NONE .14 January 09 January 11 January 16 January 18 January 23 January 25 January 30 February 01 February 06 February 08 February 13 February 15 February 20 February 22 February 27 February 29 March 05 March 07 March 12 March 14 March 19 March 21 March 26 March 28 April 02 April 04 April 09 April 11 April 16 April 18 April 23 April 25 April 30 May 02 May 07 May 09 May 16 May 23 May 30 June 06 June 13 Jun 20 '24 Jun 27 '24 Jul 05 '24 Jul 11 '24 Aug 08 '24 Sep 05 '24 Oct 03 '24 Oct 31 '24 Nov 29 '24 Dec 26 '24 Bid Asked Wkly Chg. Ask Yld. 5.22 5.23 5.26 5.26 5.27 5.26 5.25 5.25 5.27 5.27 5.27 5.27 5.27 5.28 5.27 5.27 5.25 5.23 5.21 5.22 5.23 5.22 5.20 5.21 5.21 5.22 5.19 5.19 5.19 5.18 5.18 5.17 5.17 5.16 5.18 5.15 5.12 5.12 5.09 5.07 5.05 5.04 5.04 5.03 4.98 4.82 4.77 4.71 4.67 4.61 4.59 5.21 5.22 5.25 5.25 5.26 5.25 5.24 5.24 5.26 5.26 5.26 5.26 5.26 5.27 5.26 5.26 5.24 5.22 5.20 5.21 5.22 5.21 5.19 5.20 5.20 5.21 5.18 5.18 5.18 5.17 5.17 5.16 5.16 5.15 5.17 5.14 5.11 5.11 5.08 5.06 5.04 5.03 5.03 5.02 4.97 4.81 4.76 4.70 4.66 4.60 4.58 -0.02 0.01 -0.01 -0.01 0.01 -0.01 -0.03 -0.03 -0.03 .... -0.03 0.02 0.01 0.02 -0.01 0.02 0.06 0.02 0.01 0.04 0.03 0.02 -0.02 .... .... 0.02 -0.02 .... -0.02 -0.01 -0.03 .... -0.05 0.01 .... .... .... 0.02 0.02 0.03 -0.01 -0.01 -0.01 .... 0.26 0.07 0.02 -0.01 0.04 0.04 0.05 5.30 5.31 5.34 5.35 5.36 5.34 5.35 5.35 5.37 5.37 5.38 5.38 5.38 5.38 5.38 5.38 5.37 5.36 5.34 5.35 5.36 5.35 5.34 5.35 5.35 5.36 5.33 5.33 5.34 5.33 5.34 5.32 5.33 5.32 5.35 5.32 5.29 5.29 5.27 5.26 5.24 5.24 5.24 5.24 5.18 5.01 4.97 4.91 4.88 4.82 4.82 Top 5 Insider Purchases by Company in 2024 Company Number of Number of Sym Insiders Shares Dominari Holdings Longeveron Collective Audience Globalstar Highpeak Energy DOMH LGVN CAUD GSAT HPK 2 12,000 2 20,000 2 20,000 1 500,000 1 50,000 $ Value Avg. Price 30,860 27,757 27,468 963,700 734,340 $2.57 $1.39 $1.37 $1.93 $14.69 Top 5 Insider Sales by Company in 2024 Ionis Pharmaceuticals Alphabet Meta Platforms Credo Technology Airbnb IONS GOOG META CRDO ABNB 7 305,013 15,321,350 $50.23 4 45,034 6,329,835 $140.56 3 30,247 10,785,241 $356.57 3 430,000 8,540,794 $19.86 2 169,417 23,190,423 $136.88 Week’s Dividend Payment Week’s Dividend Payment This list includes payouts on common stocks. This list includes payouts on common stocks. NYSE NASDAQ Monday (January 8) Monday (January 8) Ameris Bancorp Elbit Systems Flexsteel Industries Albany International .26 Ambev ADR .144 Dillard's 20.00 Intl Flavors & Fragrances .81 McCormick .42 McCormick Vtg .42 Merck .77 Schneider National .09 ServisFirst Bancshares .30 Tuesday (January 9) ADT .035 Belden .05 Grupo Aval Acciones ADR .018 Vail Resorts 2.06 Wednesday (January 10) Air Lease Altria Group Amphenol Cl A Community Bank Sys Disney Guaranty Bancshares Philip Morris Intl .21 .98 .22 .45 .30 .23 1.30 Thursday (January 11) Hewlett Packard Ent Illinois Tool Works John Wiley & Sons A John Wiley & Sons B Kaman National Grid ADR Schlumberger Southwest Airlines Taiwan Semiconductor Thor Industries Tootsie Roll Indus Toro Co UWM Holdings .13 1.40 .35 .35 .20 1.19 .25 .18 .472 .48 .09 .36 .10 Friday (January 12) American Vanguard Banco Bradesco Ord ADR Banco Bradesco Ord ADR Benchmark Electronics Eagle Materials ESAB Flowserve Franklin Resources Granite Construction Johnson Controls Intl Korn Ferry Leggett & Platt Medtronic Motorola Solutions National Fuel Gas Nutrien Omnicom Group Primoris Services Quanta Services Ralph Lauren Cl A Regal Rexnord REV Group Sonic Automotive Cl A State Street Xenia Hotels & Resorts Saturday (January 13) NONE Sunday (January 14) NONE .03 .004 .036 .165 .25 .06 .20 .31 .13 .37 .33 .46 .69 .98 .495 .53 .70 .06 .09 .75 .35 .05 .30 .69 .10 .15 .50 .15 Tuesday (January 9) Coca-Cola Consolidated 16.00 CSP .04 J & J Snack Foods .735 Kulicke & Soffa Inds .20 Opera ADR .40 Seagate Technology .70 SEI Investments .46 Upbound Group .37 Wednesday (January 10) Academy Sports .09 Hingham Institution Savs .63 Virco Manufacturing .02 Thursday (January 11) NONE Friday (January 12) AFC Gamma .48 Alico .05 BayCom .10 Canterbury Park Holding .07 Chicago Atl Real Est Fin .47 Chicago Atl Real Est Fin .29 Colliers International .15 Costco Wholesale 15.00 Dentsply Sirona .14 Escalade .15 Fulton Financial .17 ICF International .14 Limoneira .075 Lincoln Electric .71 Mondelez Intl Cl A .425 National Research .12 NewtekOne .18 Saga Communications 2.00 Towne Bank .25 Trinity Capital .50 Washington Trust Bancorp .56 Saturday (January 13) NONE Sunday (January 14) NONE Week’s Dividend Payment This list includes payouts on common stocks. NYSE American Monday (January 8) NONE Tuesday (January 9) NONE Wednesday (January 10) NONE Thursday (January 11) NONE Friday (January 12) NONE Saturday (January 13) NONE Sunday (January 14) NONE
January 8, 2024 MARKET LABORATORY D ATA Week’s New Highs and Lows Augmedix AutolusTherap BayviewAcqnA Brainsway BroadCapital Canna-GlobalA CapitalBancorp CapitalProduct CellectarBiosci CentralGarden CheckPoint Coca-ColaEuro CogentComm CollegiumPharm CtrlPlainsBcshs Cytokinetics DenaliCapAcqnA DyneTherap EdifyAcqnA EksoBionics EnergySvsofAmerica EnsignGroup ePlus ErieIndemnity EuroDry Euroseas Exelixis FinWiseBancorp FirstAdvantage FirstNWBncp FirstUnited FirstUS Bcshs Flex FosterLB Freshpet FTACEmeraldA GigaCloudTech GigCapital5 GlobalLightsAcqn HCM Acqn A HudsonTech Immunocore Immunome InceptionGrowth InflectionPtIIA INmuneBio Innoviva IntlGeneralIns NYSE 137 New Highs 32 New Lows Nasdaq 213 New Highs 207 New Lows NYSE American 8 13 New Highs New Lows Only includes COMMON and REIT stocks NYSE American NovaBayPharm NEW HIGHS Nasdaq AlphaProTech Globalstar Inuvo M-tronInds For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NEW LOWS AirspanNetworks CalidiBiotherap ContangoOre DakotaGold EMX Royalty Enservco Graphex ITTechPkg IvanhoeElectric KulrTech MexcoEnergy Northann NEW HIGHS AbeonaTherap AcriCapitalA Adagene ADMA Biologics Agric&NatSolnsA AI Transportation AlarumTech AlimeraSciences AmerCoastalIns Amgen AppliedTherap APxAcqnI A ArgoBlockchain AryaSciencesIV AscendisPharma AstroNova Arrowhead Pharmaceuticals 15,790,000 $28.50 $450,015,000 Catalyst Pharmaceuticals 10,000,000 $15.00 $150,000,000 CCC Intelligent Solutions Holdings 22,000,000 $10.55 $232,100,000 Dyne Therapeutics 17,150,000 $17.50 $300,125,000 Keros Therapeutics 4,025,000 $40.00 $161,000,000 Kymera Therapeutics 10,891,089 $25.25 $274,999,133 Longboard Pharmaceuticals 10,000,000 $21.00 $210,000,000 $9.00 $99,996,666 Source: Dealogic LLC, New York City; (212) 577-4400. Barron’s 50-Stock Average This index is a weighted average of 50 leading issues. Useful in security valuation. Source: Barron's Stats Jan 4 2024 S&P 500 Index Barron’s 50 Index Dec 28 2023 Jan 2023 Yr-to-Yr % Chg 4688.68 4783.35 3937.63 19.07 12282.2412434.09 11370 8.03 8.98 Projected quarterly earn 154.13 154.13 141.42 Annualized projected earn 616.50 616.50 565.69 8.98 Annualized projected P/E 19.92 20.17 20.1 –0.96 531.45 519.68 479.67 10.79 23.11 23.93 23.7 –2.50 Five-year average earn Five-year average P/E Year-end earn 681.35 Year-end P/E 18.03 18.25 Year-end earns yield, % 5.55 5.48 5.3 4.94 Best grade bond yields, % 3.77 3.63 4.29 –12.12 0.68 0.66 0.81 –16.29 253.16 252.94 238.33 6.22 2.10 –1.69 Bond yields/stock ylds, % Actual year-end divs Actual yr-end divs yld, % 2.06 681.35 600.92 2.03 18.9 ReNewEnergy ReWalkRobotics RossStores RushEnt A SeanergyMaritime SevenHillsRlty ShattuckLabs SilenceTherap SilverSunTechs SimplyGoodFoods SizzleAcqn Smith-Midland SparkIAcqnA SpringValleyII A SpringWorks SproutsFarmers StealthGas StoneX SuperiorGroup SyrosPharm T-MobileUS TandyLeather TatTechnologies TrailblazerI A TwinDisc UnionBankshares Vaxcyte VersaBank VertexPharm VillageSuper A VircoMfg VirTra WerewolfTherap ZevraTherap NEW LOWS AadiBioscience AccelerateDiag Aclarion AgileTherap Agric&NatSolnsA AI Transportation Ainos AirshipAI AkariTherap AlloVir AlternusCleanEner AltisourcePortf AmericanRebel AngioDynamics AquaMetals ArtesianRscs A Assertio Atreca AtriCure AuroraTechA AvaloTherap BanzaiIntl Baozun BayviewAcqnA Beneficient Bio-key Biofrontera Biolase BluejayDiag BrenmillerEner BroogeEnergy BruushOralCare BurgerFiIntl Canoo CapitalBancorp CareMax CartesianTherap ChargeEnt CheerHolding ChijetMotor CISO Global ClearmindMed CoeptisTherap Cricut CXApp CyclacelPharm Cyngn DigitalBrands DocGo DuosTechs E-HomeHousehold ECDAutoDesign Edgio ElectraVehicles ElevaiLabs EnvericBiosci EosEnergy EsportsEnt FaradayFuture ForzaX1 This table lists the latest reported diluted quarterly earnings of the Dow Jones Averages component stocks based upon generally accepted accounting principles. Earnings include discontinued and nonrecurring items but exclude extraordinary items and accounting changes as reported by the company and adjusted by the Dow Divisor in effect at quarter end. Secondary Distributions of common stocks 11,111,111 IonisPharm KalVistaPharm KellyServices A KellyServicesB KewauneeSci KuraOncology LCattertonA Lensar LibertySirius A LibertySirius B LibertySirius C Liquidia LongboardPharm LuxUrban LyraTherap MakeMyTrip Marriott MDxHealth MereoBioPharma Merus MicroStrategy MontereyCapA MountainCrestIV MountainI A Neurocrine Neurogene NeuroPace Nkarta NN NocturneAcqnA OCA Acqn A OdysseyMarine OmniAb OptexSystems OraSureTechs PactivEvergreen PangaeaLogistics PatrickIndustries Pilgrim'sPride PonoCapitalThree Popular Priveterra II A Pro-Dex ProvidentBncp QuettaAcqn RamacoRscsA RCM Tech RegenPharm B A R R ON S .C OM / D ATA Quarterly Earnings: Dow Jones Industrial Average Distributions & Offerings Voyager Therapeutics 49 BARRON’S 13.39 –4.73 Company (Symbol) Am Exp (AXP) Apple Inc (AAPL) Boeing (BA) Caterpillar (CAT) Chevron Corp (CVX) Cisco Systems (CSCO) Coca-Cola (KO) Disney, Walt (DIS) Dow (DOW) Salesforce.com (CRM) Goldman Sachs (GS) Home Depot (HD) IBM (IBM) Intel (INTC) JohnsonJ (JNJ) JPMorgCh (JPM) McDonalds (MCD) Merck (MRK) Microsoft (MSFT) Nike Inc (NKE) Amgen (AMGN) Proc Gamble (PG) 3M Co. (MMM) Travelers Co (TRV) UnitedHealth Grp (UNH) Honeywell (HON) Verizon (VZ) Visa (V) Walgreens (WBA) Wal-Mart (WMT) Total Earnings DJIA Divisor DJIA Average DJIA Qtr. Earn DJIA 4-Qtr Earn DJIA P/E Ratio 2023 Sep. 2023 June 2023 Mar. 2022 Dec. 2022 Sep. 3.30 2.89 2.40 2.07 2.47 1.46 1.26 1.52 1.88 1.29 – 2.70 – .25 – .69 – 1.06 – 5.49 5.45 5.67 3.74 2.79 3.87 3.48 3.20 3.46 3.33 5.78 .89 .97 .78 .67 .65 .71 .59 .72 .47 .65 .14 – .25 .69 .70 .09 .42 .68 – .13 .85 1.02 1.25 1.28 .20 – .10 .21 5.47 3.08 8.79 3.32 8.25 3.81 4.65 3.82 3.30 4.24 1.87 1.72 1.01 8.15 – 3.54 .07 .35 – .68 – .16 .25 1.69 2.80 – .03 1.33 1.68 4.33 4.75 4.10 3.57 3.12 3.17 3.15 2.45 2.59 2.68 1.86 – 2.35 1.11 1.18 1.28 2.99 2.69 2.45 2.20 2.35 1.03 .94 .66 .79 .85 3.22 2.57 5.28 3.00 3.98 1.83 1.37 1.37 1.59 1.57 – 3.74 – 12.35 1.76 .98 6.77 1.74 – .07 4.13 3.44 1.89 6.24 5.82 5.95 5.03 5.55 2.27 2.22 2.07 1.51 2.28 1.13 1.10 1.17 1.56 1.17 2.27 2.00 2.09 1.99 1.86 – .08 – .21 .14 .81 – 4.31 .17 2.92 .62 2.32 – .66 55.74 43.19 60.95 60.10 51.80 0.15172752595384 0.15172752595384 0.15172752595384 0.15172752595384 0.15172752595384 33507.50 34407.60 33274.15 33147.25 28725.51 367.37 284.66 401.71 396.10 341.40 1449.84 1423.87 1534.33 1578.15 1576.38 23.1 24.2 21.7 21.0 18.2 Fresh2 GDS Holdings GlblMofyMetaverse GlobalGas Globavend Gogo GoldenHeaven GreenGiant Greenlane H World HeartTestLabs HitekGlobal HuizeHolding Hywin Infobird Inpixon InspiraTech InspireVeterinary InteractStrength IntuitiveMachinesA JaguarHealth JayudGlblLogistics KaixinAuto Kidpik KingsoftCloud KintaraTherap LumiraDx LuokungTech LytusTech MaisonSolutions Mangoceuticals Maplebear MeihuaIntlMed MicroAlgo MicroCloudHologram MiddlesexWater MilestonePharm Mobileye MobixLabs Mondee MyMD Pharm NaaSTechnology NatlResearch NauticusRobot NB Bancorp NioCorpDevts noco-noco NotableLabs Novavax NubiaBrandA Nukkleus NuvveHolding Nxu Nyxoah OhioValleyBanc Ohmyhome Ontrak OPKO Health OriginMaterials PhioPharm PolarPower PonoCapitalThree ProfoundMed ProFrac QualigenTherap RailVision reAlphaTech ReconTech RegencellBio RenttheRunway ResourcesConnect ReToEcoSol Rumble SafeguardSci SalemMedia SellasLifeSci ShengfengDevt SMXSecurityMatters Srivaru StaarSurgical Staffing360 Sunworks SuperCom TigoEnergy ToughBuiltInds TransCodeTherap TurboEnergy TuSimple U Power VastRenewables VerbTech VertexEnergy Veru ViraxBiolabs VisionMarineTech Vroom VyneTherap WindtreeTherap XBPEurope YanGuFangIntl Zhongchao Zoomcar NYSE NEW HIGHS Abercrombie&Fitch Allstate AlphaMetal AmerEagle AmerExpress AIG Ameriprise ApolloGlbMgmt ArcadiumLithium ArchResources Assurant AssuredGuaranty Bladex BancoSantander BanColombia BankNY Mellon BlockHR BostonSci Brady CanNtlRlwy CapitalOne Cencora Citigroup CorebridgeFin Crawford B Danaos DeutscheBank DorianLPG ENI ElancoAnimal EquitransMdstm EssentGroup ExpeditorsIntl FlameAcqnA GSK GeneralDynamics GoldmanSachs Greenbrier HCI Group HamiltonBeach HartfordFinl HimalayaShipping HuntingIngalls HysterYaleMatls InterContinentl JPMorganChase JanusIntl KodiakGasSvcs Philips LabCorp.ofAmerica EliLilly Loews LumentFinance MPLX MarathonPetrol Matson MauiLand McKesson MolinaHealthcare NGL Energy NaturalResPtrs Navigator Nomura Novartis NovoNordisk ONEOK OldRepublic PGT Innovations Pearson PerformanceFood PetroleoBrasil PetroleoBrasilA Phillips66 Pinstripes Progressive RadianGroup SFL STAG Indl SafeBulkers ScorpioTankers StifelFinancial SynchronyFinl Teekay TeekayTankers Textron Torrid TurningPoint US Foods UltraparPart Unisys Universal VTEX Vistra WarriorMetCoal WasteMgt YirenDigital ZalatorisAcqn NEW LOWS AMC Ent ATI PhysTherapy agilon health ArcadiumLithium AshfordHosp BlackBerry CanoHealth Cazoo COPEL CompassMinerals CoreCard Dingdong ElectriqPower EndeavourSilver Fisker GrafTechIntl GreenTree JohnBeanTech Lanvin LufaxHolding MBIA MariaDB MedicalProp PNM Resources P10 Pinstripes Velo3D Quarterly Earnings: Dow Jones Utility Average This table lists the latest reported diluted quarterly earnings of the Dow Jones Utility Average component stocks based on generally accepted accounting principles. The total is then adjusted by the Dow Divisor in effect at the end of the quarter. Company (Symbol) AES Corp.(AES) Am El Pwr (AEP) Amer Watr Wks (AWK) Atmos Energy (ATO) Cons Ed (ED) DominEnergy (D) Duke En (DUK) Edis Intl (EIX) Exelon(EXC) FirstEnergy(FE) NextEra En (NEE) Xcel (XEL) PubSvcEn (PEG) Sempra Energy (SRE) Southn Co (SO) Total Earnings DJUA Divisor DJUA Average DJUA Qtr. Earn DJUA 4-Qtr. Earn DJUA P/E Ratio 2023 Sep. 2023 June 2023 Mar. 2022 Dec. 2022 Sep. .32 – .06 .21 – .82 .59 1.83 1.01 .77 .75 1.33 1.66 1.44 .91 .81 1.63 .80 .94 2.48 1.91 .51 1.53 .65 4.06 .53 1.73 .17 .69 1.17 – .07 .91 1.59 – .32 1.01 – .71 1.81 .40 .92 .81 1.09 – .33 .70 .34 .67 .43 .68 .74 .41 .51 – .71 .44 .60 1.38 1.04 .76 .86 1.19 .52 .76 .69 1.18 .27 1.18 2.58 1.58 .22 1.14 1.91 3.07 1.39 1.53 1.30 .77 .79 – .08 1.36 14.24 11.78 20.84 7.55 14.45 1.19780346554510 1.27924906167720 1.27924906167720 1.27924906167720 1.27924906167720 816.55 906.66 939.79 967.40 888.47 11.89 9.21 16.29 5.90 11.30 43.29 42.70 41.27 36.29 41.99 18.86 21.23 22.77 26.66 21.16
50 BARRON’S There is no “normal” to investing, only a stability of methodology that hopefully gets one to the desired objectives. Sustainable Gains Matter More Than Home Runs T oday’s investment landscape has been punctuated by the impact of Covid and, to a lesser degree, the monetary and fiscal aftereffects of the response. A profound period of calamity and psychological despair nearly obliterated all of the financial gains of the previous generation. Unfortunately, we now know that crisis is metaphorically and literally but a sneeze away. A difficult period of growth is ahead. Assets that fare relatively well in good times and bad are harder to uncover. Defensive sectors such as BY SCOTTY C. GEORGE The writer is the chief investment strategist for Alexander Capital, and creator of ArlingtonEconometrics, a proprietary quantitative market analytics tool. commodities and short-term bonds are seemingly safer bets for the immediate future. While it is always nice to have a one-off home run, strategies that instead concentrate on trend duration reduce risk and increase portfolio alpha over significant periods. Juxtaposed against index benchmarking and implied exogenous risks, being nimble with one’s allocation while still maintaining strict adherence to quantifiable data more often confirms the outcome you desire from your portfolio. The Federal Reserve and other global central bankers tried, postCovid, to stimulate growth and build liquidity, which became the precondi- tion for asset bubbles. But try as we might to battle them, market capitulations and cyclical rhythms are a part of the natural economic ecosystem. These patterns often provide clues as to what themes lie ahead. In order for inflation to flourish, there must be a climate of excess demand accommodated by “easy” money supply. Current anecdotal facts show, however, that the pent-up demand immediately following the pandemic has mostly been appeased. Publicand private-sector spending has been muted in recent months as a result of monetary biases. We believe that the preoccupation with systemic inflation is transitory, if not transitional, and has already shown a likelihood of diminishing. Higher personal and corporate savings rates, encouraged by the Fed raising interest rates, will be a net positive for the domestic economy. We view this surplus of cash as a potential boon for equities as well as a balance point against portfolio instability in the coming year. Equity price volatility, for example, seems more capricious than ever. Technology has sped up the rate at which progress, research, and analysis is developing. Bull markets can be created, or eviscerated, in seconds, not weeks or months. Our best advice to clients as we begin a new year is not to engage in hourly market watching but to commit to a strategy that is inherently “other directed”—to invest in that which limits the power one gives to news coverage and focuses instead upon using capital to build profits from human and cultural problem solving. A way to begin the year effectively is to establish a discipline for managing both risk and resources. There is no “normal” to investing, only a stability of methodology that hopefully gets one to the desired objectives. I believe that all disciplines are cyclical. Each can be measured for the durability and probability of managing risk. For the most part, protecting against drawdown is equally as important as predicting upside potential, particularly for the affluent who have much more to lose if wrong. The challenge, of course, is to rein in expectations consistent with the real momentum and longer-term characteristics of macro events. Micro might work for traders and benchmark followers, but discipline and process identifies winners from gamblers. Our recent executions for clients were to magnify the compelling case for allocating cash into short-term bonds, thanks to the historical increase in rates during the past two years. We haven’t seen this significant a hedge against equity risk and volatility in over a decade. Finally, the relationship between equity and fixed-income allocations is being normalized. In our equity portfolios, we are seizing upon capital gains potential in biotech, water purification and agriculture, telecommunications, alternative energy, emerging markets, and infrastructure. We view the socially responsible aspect of portfolio construction as critical during the next decade and beyond. Despite the potential for volatility early this year because of presidential politics, our eyes are firmly upon the long-term efficiencies of the capital markets. We see equity prices forging higher for the coming year, supported by modestly declining interest rates and a global recovery from the backdrop of pandemic and confusion. In other words, the cyclical, and secular, bullish bias remains. The view from 30,000 feet is of a planet that needs to get its house in order— from climate, to security, to economics, poverty, hunger, diseases, and hatred. If we are correct, this year should see a sequence of positive processes, both political and economic, designed to eradicate the worst, accelerate the best among us. It is always more difficult to move forward against a headwind. But being pessimistic is of no benefit, either. Anyone can make money when the markets are doing well. We believe that obstacles can be overcome with prudent asset allocation models. Therefore, our strategic conclusion is to widen the aperture of perception and utilize investment capital to remedy a fragile Earth. B Illustration by Alex Nabaum For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com O T H E R VO I C E S January 8, 2024
January 8, 2024 RETIREMENT MAILBAG Watch Out for This Rude Surprise From Medicare Why Invest in the Saudi Dictatorship? BY ELIZABETH O’BRIEN To the Editor: U.S. investors flocked to China and to a lesser extent Russia, and we have seen how that turned out (“Inside Saudi Arabia’s $3 Trillion Plan to Move Past Oil,” Dec. 28). Now they are fleeing those countries for yet another dictatorship full of “promise”? When will Americans figure out that the short-term gains of funding countries that oppose democracy, the rule of law, and human rights are far outweighed by the threats to our democracy. Michael Fitzsimmons On Barrons.com P For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com 51 BARRON’S lanning for your Medicare premiums isn’t on most preretirement checklists, but it’s an important consideration for those with higher incomes. Your Medicare premium for a given year is based on your income from two years prior—typically from the last tax return on file. Since you know that in advance, there could well be opportunities to head off some income-based surcharges down the line. First, it helps to understand how these extra costs work. For 2024, most beneficiaries pay the standard Part B premium of $174.70 a month. Individuals with 2022 modified adjusted gross incomes, or MAGI, over $103,000 and married couples filing jointly with incomes over $206,000 pay what’s known as an “income-related monthly adjustment amount,” or IRMAA. There are five income tiers above the standard bracket, topping out at a monthly premium of $594 per month for individuals making $500,000 or more and couples making $750,000 or more. For example, moving from the third tier to the fourth, which starts above $193,000, raises your monthly premium to $559.00 from $454.20. Note: While adjusted gross income, or AGI, has a fixed definition, modified adjusted gross income can vary by context. .Your Medicare MAGI is your adjusted gross income (found on line 11 of the Form 1040), plus tax-exempt interest income (found on line 2a of the Form 1040). If your MAGI is on the edge of a bracket, you could save thousands of dollars a year if you can prevent it from going over. “Miss it by five cents and you’re sunk,” says Steve Parrish, professor of practice at the American College of Financial Services. Many affluent retirees see their income rise in their early 70s, when the government requires them to start withdrawing money from their traditional retirement accounts and paying income tax on it. One way to lower your required minimum distributions is to convert your traditional accounts to posttax Roth accounts before the required minimum distribution requirement kicks in, currently at age 73. You will owe income tax on the amount converted, but if you do it between the time you retire and age 73, you may be in a lower tax bracket. Another option available to those age 70½ and older is to donate to charity through a qualified charitable distribution of up to $100,000 a year. This money goes directly from your individual retirement account to a nonprofit organization and never hits your adjusted gross income, says Mike Piper, a certified public accountant in St. Louis. B To the Editor: If you’re a retiree living off the current income of your investments, then scrutinize the payout histories of some of these funds, like the Nuveen AMT-Free Quality Municipal Income, that have been choppy with their distributions over the years (“Here Are Barron’s 12 Best Income Investments for the New Year,” Dec. 29). If you’re on a 10- to 30-year glide path, think about preserving the purchasing power of those distributions in the out years. Fixedincome and near-fixed-income-based funds can’t do that for you. Only equities and equity-based funds can keep you up with inflation. Beth Pollock On Barrons.com Reversion to the Mean Income Tiers for Medicare Part B Premiums* Individuals Married Couples Filing Jointly 2024 Part B Premium Less than or equal to $103K Less than or equal to $206K $174.70 From $103K to $129K From $206K to $258K $244.60 From $129K to $161K From $258K to $322K $349.40 From $161K to $193K From $322K to $386K $454.20 From $193K to $500K From $386K to $750K $559.00 Greater than or equal to $500K Greater than or equal to $750K $594.00 *2022 MAGI Choppy Distributions Source: Centers for Medicare & Medicaid Services To the Editor: I suspect that Steven M. Sears’ insightful article will prove prescient in 2024 (“What Went Right for Investors in 2023 Can Go Wrong in 2024,” Striking Price, Dec. 27). A single year’s 24% return on the S&P 500 index could certainly lead to speculation in the market rather than thoughtful recognition that the long re- cord of about 9% historical returns is the more realistic measure over the course of any considerable period of time. Putting aside geopolitics, dysfunctional domestic politics, wars or rumors of war, terrorism, and responsible monetary policy coupled with irresponsible fiscal policy, reversion to the mean seems to be the immutable rule. This latest rally seems to be a good opportunity to monetize some of those unrealized gains and thereby “own” those paper profits rather than “rent” them. Timothy Cribbin St. Louis New Year’s Resolution To the Editor: It’s that time of year when we typically look forward to making predictions while also chronicling how inaccurate last year’s predictions were. As time, rather than money, is our most precious finite resource, it seems that reviewing the past and predicting the future are not the most productive ways to expend our diminishing time. This supports those who recommend that we preferentially focus on today, which shouldn’t entail prognostications, and look for ways to enrich our current life experiences. That is my New Year’s resolution. Dr. Douglas Propp Naples, Fla. Send letters to Mail@Barrons.com. To be considered for publication, correspondence must bear the writer’s name, address, and phone number. Letters are subject to editing. The Barron’s Daily is our morning briefing for what you need to know for the day. Sign up at barrons.com/newsletters.
M 52 W L C 10 11 12 H G R P 4 BARRON’S 8 3 F 2 D 6 7 9 0 A I January 8, 2024 EXCLUSIVE OFFER BELOW FOR BARRON’S READERS FEBRUARY 21–23, 2024 LAS VEGAS Paris Las Vegas KEITH FITZ-GERALD Join the Experts and Discover... THE BEST MONEY & TRADING IDEAS IN 2024 ATTEND IN PERSON SECURE A STANDARD PASS FOR JUST $199 $99 Coupon Code BARR99 Simply visit Barrons.MoneyShow.com or call 1.800.970.4355. Diamond Sponsor Silver Sponsors MISH SCHNEIDER JOHN CARTER DAN IVES KRISTINA HOOPER RALPH ACAMPORA JAMES WEST KATHLEEN HAYS HOWARD TULLMAN CARLEY GARNER and Discover the Biggest Factors That Will Affect Your Money in the Months Ahead TOM DEMARK For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com STEVE FORBES Bronze Sponsors Thought Leaders Income Stocks Exchange Partner Alternative Investing
Funds Quarterly | Q4 ETFS AND MUTUAL FUNDS For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com JANUARY 8, 2024 BALANCED FUNDS RISE AGAIN Funds that mix stocks and bonds to capture growth and safety are staging a comeback. Where to find the right one. PAGE L2. PLUS: The best Japan-focused funds. PAGE L6
L2 BARRON’S January 8, 2024 For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com In Search of The Best All-In-One Funds January 8, 2024 Its 0.25% expense ratio competes well with many non-Vanguard index funds. Wellington typically sticks to a 65% stocks/35% bonds allocation and has historically had a value-oriented investment strategy, although that has shifted recently as equity manager Daniel Pozen has tilted the portfolio more toward high-quality but pricier stocks. The bond side of the fund has always been high quality, heavily in government and A- to AAA-rated corporate debt. The rise in bond interest rates makes the classic 60/40 balanced fund attractive again. O BY LEWIS BRAHAM ne fund to solve all your problems—it’s the dream of every investor who wants the simple life. But for all except aggressive investors with 100% in stocks, it was largely impossible until recently, with interest rates close to 0% before 2022, which rendered the bond portion of any balanced or allocation fund invested in both stocks and bonds largely dead money. That, in turn, led many risk-averse investors to shun the classic 60% stocks/40% bonds paradigm and seek separate alternatives to bonds in moreexotic fixed-income and hedged funds to reduce portfolio volatility. Many hired financial advisors to “optimize” their portfolios with the right mix of high-yield, floating-rate, real estate, and options-writing funds. But as painful as 2022-23’s rate increases were, they made life much simpler, with Treasury bonds now yielding upward of 4% and high-quality corporate bonds over 5%. “There are a lot of really good [balanced] funds out there,” says Jason Kephart, Morningstar’s director of multi-asset fund ratings. “The interest-rate environment makes the funds’ fixed-income portfolio a lot more attractive than it has been in the past.” By buying a single allocation fund, you could say goodbye to your financial advisor and save on fees. Or, if you’re more sophisticated, you could use an allocation fund to streamline your portfolio, retaining only those ancillary funds that truly make a difference. Boring balanced funds tend to be cheaper than highly specialized ones, so they’re a good core investment. Even better, because allocation funds reduce volatility through diversification, investors tend to hold on to them. That produces superior results Morningstar consistently has found in its annual Mind the Gap studies, as greedy and/or fearful investors tend to buy high and sell low more volatile niche funds, leading to poor returns from ill-timed trades. Positive Rate Environment Sharply rising rates like 2022’s usually make stocks and bonds correlated in their price moves. That can hurt both assets: Investors sell stocks that look L3 BARRON’S less attractive relative to newly issued bonds with higher yields. Meanwhile, older, already-issued bonds with lower yields than newly issued ones also sell off. By contrast, sharply falling rates, which often come with a recession, tend to hurt stocks but benefit high-quality bonds. That’s when balanced funds particularly shine. Both the yield and cushioning effect of bonds should benefit balanced funds in 2024 as inflation continues to cool in an expected downturn. “I think the benefit of a balanced or allocation fund is likely to really shine in 2024, if rates fall because the economy is weak,” says Scott Opsal, co-manager of Leuthold Core Investment, a tactical allocation fund. “That’s the case where the bonds would provide that safe haven you’re looking for in a balanced fund.” Certainly, balanced funds proved their worth this past quarter. The $50 billion Vanguard Balanced Index, which is a classic 60/40 indexed fund, surged 10% while the average category fund gained 8.6%. Given that 40% of the fund is in boring bonds, that compares well with the S&P 500 index’s 11.7% increase. For the year, the Vanguard fund was up 17.6% versus the S&P 500’s eye-popping total return of 26.3%. Of course, most funds did well in 2023’s final quarter, in what was a banner year overall for the stock market after 2022’s debacle. The true star remained funds in the Technology category, up 16.4% for the quarter and 43.3% for the year. Meanwhile, the tech-dominated Nasdaq 100 index was up a strong 14.6% that quarter and a surreal 55.1% for the year. The question is, what happens in a likely turbulent 2024 election year? A repeat of 2023’s exuberance seems nigh impossible. That’s why less-risky allocation funds now make more sense. Moderate Allocation There are many kinds of allocation funds, with different investment strategies. Morningstar has 21 allocation fund categories, although 13 of those are variations of what are called target-date funds, which adjust their stock and bond allocations based on investors’ expected retirement dates. (Target-Date 2025, Target-Date 2030, and so on.) You will most likely see these funds in your 401(k) plan. The oldest and most-traditional balanced funds fall into Morningstar’s three “moderate allocation” categories. Typically, Moderate Allocation category funds like Vanguard Balanced Index have 50% to 70% of their portfolios in stocks. Moderately Conservative Allocation funds typically have 30% to 50% stocks, and Moderately Aggressive Allocation funds, 70% to 85%. Although the passively managed Vanguard Balanced Index is a perfectly good choice—with a dirt cheap 0.07% expense ratio—Vanguard also runs some of the best actively managed allocation funds, notably the $105 billion Vanguard Wellington in the Moderate Allocation category. Illustrations by Alberto Miranda GROWTH OR VALUE Fidelity Puritan also has a highquality, if more growth-focused, stock tilt and more flexibility in its stock allocations, which have ranged between 60% and 71% since manager Dan Kelley took over the fund in 2018. That growth emphasis has led to category-dominating performance, with the fund beating 96% of its peers in the past 10 years. It tends to do poorly, though, when growth stocks lag, as in 2022, when it fell 17.2% versus the category’s average 13.6% loss. Value investors should instead consider FPA Crescent, which has beaten 90% of its peers in the past five years. This fund is far more flexible than other allocation funds. Morningstar categorizes it as Moderately Aggressive Allocation because in recent years it has had 70% of its portfolio in stocks. This seems misleading, though, as the fund has proven successful in downside risk control. In 2022, it lost 9.2% versus the Moderately Aggressive category’s 15% decline. Since its launch in 1993, FPA Crescent’s managers have been successful in their goal of achieving an “absolute return”—not losing money in a fiveyear market cycle. “We’ve never had a rolling five-year period in the fund’s history where we’ve lost money,” says co-manager Brian Selmo. Although stocks typically hover in the 50% to 70% allocation range for FPA, they have been as low as 34% after the 2007-09 financial crisis ended in March 2009, when junk bonds were paying equity-like yields, and as high as 77% in 2021, when bonds paid little and cash was unattractive. The management team will hold cash, currently 28%, when they can’t find attractive opportunities. Selmo called bond valuations just “OK,” so cash is still preferable. Instead, FPA’s team has recently been buying unusual stock value plays like Heineken Holding, which trades at a significant discount to the beer maker’s common stock, and Douglas Emmett, a real estate investment trust with high-quality assets that has recently sold off. ETFs There are only 112 allocation exchangetraded funds compared with over 1,200 mutual funds. Two worthwhile ones are iShares Core Growth Allocation and Capital Group Core Balanced. At $2.2 billion, the iShares fund is the largest allocation ETF. It employs a straightforward 60/40 indexed allocation strategy, but is more diversified than Vanguard Balanced Index, having 24% exposure to international stocks. That exposure has caused it to lag behind Vanguard’s fund, but it’s a good option, with a low 0.15% expense ratio. The Capital Group ETF just launched in September, but it has a great pedigree. It is run in a similar investment style, and by some of the same managers, as the $211 billion American Funds American Balanced fund, which has an excellent record. Yet the ETF has a lower 0.33% expense ratio than the mutual fund’s 0.57%. Conservative Allocation It’s hard to beat Vanguard Wellesley Income in the Moderately Conservative Allocation category. Unlike Wellington, it invests in 35% to 40% stocks and has a greater emphasis on dividendpaying ones. This should serve it well in a recession as interest rates come down and stocks with steady dividends become more attractive relative to bonds with falling yields. The fund has a 0.23% expense ratio and has beaten 94% of its category peers in the past 10 years, but it lagged behind in 2023’s techstock-driven market. For slightly more risk, you could buy Fidelity Multi-Asset Income. Its stock allocations are more flexible, ranging between 30% and 60%, and currently 34%. That flexibility has paid off and the fund has dominated this category, besting 99% of its peers in the past five years. Morningstar’s Conservative Allocation category is the least volatile, typically holding only between 15% to 30% stocks. Just about 50 mutual funds fall into this category. Still, there are excellent standouts, such as BlackRock Managed Income and Victory Cornerstone Conservative. Both funds’ managers have proven skilled at shifting between different fixed-income sectors while keeping a lid on risk.
L4 For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Global Allocation Perhaps the most interesting category today is Global Allocation, as stocks are cheaper overseas. But it’s tricky to run a global allocation fund well. Fund managers must have deep analytical resources to cover the world in both stocks and bonds. T. Rowe Price Global Allocation has those resources. Its managers, Charles Shriver and Toby Thompson, are backed by an 80-member multiasset team covering every asset class worldwide. That has helped it beat 90% of its peers in the past decade. Because of cheaper valuations, Shriver is currently overweight emerging market stocks and bonds and favors U.S. small-caps over large-caps. While Shriver focuses more on broad asset-class moves and largely depends on T. Rowe’s deep bench of fund managers to pick individual securities, other global allocation funds do their own stock-picking, with a particular value or growth tilt. Loomis Sayles Global Allocation has a definite growth slant, so it did terrifically in 2023 and poorly in 2022, but is excellent overall. Eaton Vance Global Income Builder is more eclectic, as its managers seek income with high-yield bonds, but the fund has a significant weighting in tech stocks such as Microsoft, Alphabet, and Amazon.com. “It’s a big differentiator because a lot of income funds are solely focused on investing in companies that have those high dividend yields,” says fund co-manager Chris Dyer. “That will skew their allocation to industries such as utilities, energy, telecommunications, and insurance.” More on the value side are First Eagle Global and Vanguard Global Wellington, both of which proved defensive in 2022’s growth stock rout. Although the U.S. Wellington fund has a quality growth slant, Global Wellington tilts more toward dividends and value investing. Consequently, Global Wellington’s average portfolio stock price/earnings ratio is 12.6, cheaper than Wellington’s 16.8. Lately, Global Wellington co-manager Nataliya Kofman has been buying European stocks like consumer-staples conglomerate Unilever, which has a hefty 3.8% dividend yield and is in the midst of a turnaround, eliminating old products “consumers are not willing to pay a premium for.” Long term, she’s bullish on Japanese stocks, which accounts for 9.8% of the fund’s stock portfolio. She favors financials BARRON’S • Funds Quarterly January 8, 2024 Balancing Act These 21 funds share strong performance records, low fees, and other attributes. Fund / Ticker Morningstar Category Q4 2023 2023 BlackRock Managed Income / BLADX Conservative Allocation 7.4% 10.0% Victory Cornerstone Conservative / USCCX Conservative Allocation 6.5 9.7 Fidelity Multi-Asset Income FMSDX Moderately Conservative Allocation 6.9% Vanguard Wellesley Income / VWINX Moderately Conservative Allocation 7.9 American Funds American Balanced / ABALX Moderate Allocation Capital Group Core Balanced / CGBL Moderate Allocation iShares Core Growth Allocation / AOR Total Return 2022 10-Year Expense Category Rank Ratio 5-Year 10-Year -9.5% 3.9% 3.8% 11 0.70% -11.1 4.5 3.6 26 0.57 11.7% -12.8% 10.6% N/A N/A 0.81% 7.0 -9.1 6.0 5.4 6 0.23 9.9% 14.0% -12.1% 9.0% 7.6% 18 0.57% 9.5 N/A N/A N/A N/A N/A 0.33 Moderate Allocation 9.3 15.2 -15.3 7.7 5.9 60 0.15 Fidelity Puritan / FPURX Moderate Allocation 10.0 20.2 -17.2 11.7 8.9 4 0.51 FPA Crescent / FPACX Moderately Aggressive Allocation 7.5 20.3 -9.2 11.2 7.2 36 1.06 Vanguard Balanced Index / VBIAX Moderate Allocation 10.0 17.6 -16.9 9.7 7.8 16 0.07 Vanguard Wellington / VWELX Moderate Allocation 9.6 14.3 -14.3 9.7 7.9 13 0.25 Eaton Vance Global Income Builder / EDIAX Global Allocation 9.7% 18.2% -16.8% 9.2% 6.1% 6 1.17% First Eagle Global / SGENX Global Allocation 7.4 12.8 -6.5 9.1 6.1 7 1.11 Loomis Sayles Global Allocation / LGMAX Global Allocation 12.1 22.2 -23.2 9.4 7 3 1.14 T. Rowe Price Global Allocation / RPGAX Global Allocation 8.2 13.8 -14.5 7.9 5.8 10 0.94 Vanguard Global Wellington / VGWLX Global Allocation 8.2 12.4 -7.2 9.3 N/A N/A 0.50 American Funds 2035 Target Date Retirement / RFFTX* Target-Date 2035 10.5% 16.9% -16.2% 10.5% 8.2% 1 0.35% T. Rowe Price Retirement 2035 / TRPJX* Target-Date 2035 10.0 18.3 -17.9 10.3 N/A N/A 0.42 Columbia Thermostat / CTFAX Tactical Allocation 8.5% 11.4% -13.1% 8.9% 5.9% 20 0.85% Hundredfold Select Alternative / HFSAX Tactical Allocation 10.2 10.9 -9.4 10.9 7.5 8 1.75 Leuthold Core Investment / LCORX Tactical Allocation 7.9 11.7 -6.8 8.1 6.1 18 1.38 Bloomberg U.S. Aggregate Bond Index 6.8% 5.5% -13.1% 1.1% 1.8% N/A N/A S&P 500 Stock Index 11.7 26.3 -18.1 15.7 12 N/A N/A Returns as of Dec. 29, 2023. Five- and 10-year returns are annualized. *The two target-date funds are institutional share classes comonly found in retirement plans. N/A=not applicable Source: Morningstar Direct such as Japan’s largest bank, Mitsubishi UFJ Financial Group, and insurer Tokio Marine Holdings. Target-Date Many Barron’s readers may feel too sophisticated to use a target-date fund, yet the products have $3.3 trillion in assets because they’re often the qualified default investment alternatives in 401(k) plans. Thus, new employees are automatically invested in them. The good news is there are many excellent target-date funds, and because they’re in 401(k)s, employees often have access to their cheapest institutional share classes. Many of the best are run by the largest fund shops. T. Rowe Price has excellent ones, as do American Funds, Fidelity, BlackRock, TIAA, and Dimensional Fund Advisors. Though Vanguard doesn’t dominate these categories performance-wise, it has the most assets. It pays to look under the hood of your target-date fund. For instance, T. Rowe Price’s top-performing funds have heavier equity weightings than their competitors, leading to more potential upside and down. Part of the thinking behind the stock emphasis is the concern that investors haven’t saved enough and could outlive their assets in retirement, according to T. Rowe’s target-date fund lead manager Wyatt Lee: “People tend to underestimate how long that they’re going to need their assets.” By way of comparison, as of Nov. 30, T. Rowe Price Retirement 2035 had 78.7% of its assets in stocks and American Funds 2035 Target Date Retirement, 68.6%. Both have proven to be excellent funds, but T. Rowe’s fund has done better on the way up and American better on the way down. Of course, it isn’t just how much is in equity in a target-date fund that determines its risk. “You have to think about the type of equity,” says Samir Mathur, who, as chair of Capital Group’s Portfolio Solutions Committee, helps determine American’s target-date fund allocations. “We find that many of our competitors don’t think along those lines. They use the same type of equity throughout, whether you’re a 20-year-old or 60.” For younger investors in American Funds, stocks are a lot more growthfocused, while for older investors, there is more of a conservative, dividend-stock bent. Tactical Allocation The only strategy harder to pull off than global allocation is tactical allocation, or shifting aggressively between asset classes. Much academic research has shown that market-timing different asset classes is a losing strategy for most investors. Of the funds in Morningstar’s Tactical Allocation category, Leuthold Core is one that truly stands out, having more consistently hit the mark with its allocation shifts than most of its peers. Two other strong performers have been Hundredfold Select Alternative and Columbia Thermostat. Still, you really have to have faith in a tactical fund manager to delegate allocation decisions completely to them. Given the more benign outlook for bonds this year, now might be a better time to stick to a steady-Eddie fixed 60/40 balanced fund. B
January 8, 2024 BARRON’S • L5 Funds Quarterly For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com FIND YOUR SILVER LINING BY UNCOVERING OPPORTUNITIES See how our investment platform — backed by 100 years of active management — can help you keep your clients focused on their long-term goals. Find your silver lining at mfs.com/silverlining. ©2023 MFS Investment Management 55685.1
For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com L6 BARRON’S • Funds Quarterly Japan Is Back. Here Are the Best Funds. Investors are reawakening to Japan’s long-term potential. Here’s how to invest as the country shakes off its decadeslong slumber. BY LAWRENCE C. STRAUSS J apan is back in a big way. The Nikkei 225 stock index gained 28% in 2023, eclipsing the S&P 500 index’s 24%. It was a big turnaround from Japan’s poor 2022 performance and the relative doldrums of the past decade. The various catalysts driving Japanese stocks include a view that the country is fixing its longtime deflation woes, improving corporate governance, and growing more shareholder-friendly through a series of structural reforms over the past decade. And there is hope that the Bank of Japan will soon become less re- strictive in keeping a lid on bond yields, making Japanese assets even more attractive. For all of those reasons and more, this looks like a good time for U.S. fund investors to consider increasing their exposure to Japan. Although U.S. investors can buy American depositary receipts of Japanese companies, mutual funds can offer more convenience and diversification than individual stocks do. “It’s been happening for some time now, but the pace of change really started to pick up” in 2023, says Drew Edwards, a portfolio manager and head of Japan value equites at GMO. “It’s still a pretty cheap market,” says Russ Koesterich, a portfolio manager of the BlackRock Global Allocation fund. “A lot of names in Japan still score very well in terms of their valuation, particularly compared with the U.S.” Shuntaro Takeuchi, a manager of the Matthews Japan fund, notes that the MSCI Japan Index trades at 14.6 times forward 12-month earnings, in the middle of its range for the past 10 January 8, 2024 years. Another encouraging sign, he says, is that “Japan’s dividends and buybacks have been steadily improving over the decade, but still lag behind other developed markets.” There are different ways for U.S. fund investors to play Japan. One option is international funds that have a broader focus, such as the $123 billion Vanguard FTSE Developed Markets exchange-traded fund. Japan was the portfolio’s largest country weighting, at 22%, as of Sept. 30. Investors, however, can drill down further by using various Japan-focused funds, both active and passive. Morningstar recently supplied Barron’s with a list of 26 open-end Japan stock funds, 11 of which are actively managed. The rest are index funds. The largest is the $14 billion iShares MSCI Japan ETF, which covers roughly 85% of the Japanese stock market, according to Zachary Evens, a Morningstar research analyst. “It’s not the entire universe, but it’s a pretty full representation of the Japanese stock market,” he says. The fund’s holdings include Toyota Motor, Sony Group, Mitsubishi UFJ Financial Group, and Hitachi. The iShares MSCI Japan exchangetraded fund and several other large index funds have captured the lion’s share of fund flows recently. The iShares ETF alone raked in about $2.7 billion on a net basis over the 12-month period ended Nov. 30, according to Morningstar. Kristy Akullian, a senior investment strategist at iShares, a unit of BlackRock, says the ETF “is very much used by the retail investors, and heavily traded by institutional ones.” Many of the actively managed Japan funds tracked by Morningstar, however, have had outflows, even after a good stretch for Japanese stocks. Investors “definitely prefer passive, and they definitely prefer lowercost,” says Evens. The iShares ETF that tracks the broad Japanese stock market sports an expense ratio of 0.50%, compared with around 1% for many of the actively managed portfolios in this category. Another big consideration for U.S. investors is whether to pick a fund that hedges currency risk. The Nikkei 225 returned 31% last year in local currency. That was well ahead of the 22% result in U.S. dollars. The yen slid to a multidecade low against the greenback in mid-November. That currency, however, has re-
January 8, 2024 BARRON’S • Funds Quarterly Rising Sums These 10 U.S. funds focus on the Japanese stock market and had a strong showing in 2023. Fund / Ticker 1-Year Total Return 3-Year 5-Year Expense Ratio Assets Index Fund $14.0 billion Yes iShares MSCI Japan / EWJ 20.3% 0.1% 6.6% 0.50% JPMorgan BetaBuilders Japan / BBJP 20.6 0.3 6.7 0.19 9.7 Yes WisdomTree Japan Hedged Equity / DXJ 42.0 21.1 17.0 0.48 2.9 Yes Yes Franklin FTSE Japan / FLJP 20.1 0.4 6.9 0.09 1.6 Matthews Japan / MJFOX 17.2 -5.7 6.5 1.05 $639 million No Fidelity Japan / FJPNX 15.2 -2.5 8.0 1.13 623 No Fidelity SAI Japan Stock Index / FSJPX 19.7 0.11 566 Yes Fidelity Japan Smaller Companies / FJSCX 14.9 -0.7 4.6 0.91 464 No Hennessy Japan / HJPIX 22.4 -5.9 4.5 1.05 332 No 1.7 -12.8 2.4 1.02 322 No T. Rowe Price Japan / PRJPX N/A N/A For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Note: Data as of Dec. 29; three- and five-year returns are annualized. N/A=not applicable gained some ground as traders have factored in the increased likelihood of a rate increase by the Bank of Japan, while the Federal Reserve is likely to cut rates this year. (The yen did weaken a bit following the Jan. 1 earthquake on Japan’s west coast.) E vens says two crucial considerations are whether a fund hedges and the length of an investing time horizon. “The longer the time horizon, the less effect exchange rates will have on the overall performance of the fund,” he says. The iShares Currency Hedged MSCI Japan ETF is very similar to iShares MSCI Japan, but it hedges, as its moniker suggests. With assets under management of around $200 million, it’s tiny compared with its much larger sister fund. But the hedged version has had much better performance over the past half-decade. Its five-year annual return is 14.5%, well ahead of the 6.6% result for the unhedged version. Both funds have the same expense ratio of 0.50%. “I’m a little bit puzzled by the lack of assets in the hedged version relative to the unhedged version, because typically flows follow performance,” says Evens. Instead, the hedged version had net outflows of about $2.7 million during the 12 months ended Nov. 30. Akullian of iShares says she doesn’t believe “most retail investors think about currency as much in in- Source: Morningstar Direct ternational exposure” and that “looking across all international exposures, we see a lot more money going into unhedged than hedged.” Of the 26 Japan funds that Morningstar tracks, only four actually hedge. Matthews Japan, which is actively managed, doesn’t hedge. With about $640 million under management, it’s the largest fund by assets among the actively managed Japan-focused portfolios, according to Morningstar. “My job is to invest in the companies that can provide good investment results—not call the currency,” says Takeuchi, one of the fund’s managers. The fund returned about 18% in 2023, including dividends. Its fiveyear annual return of 6.5% ranks in the top half of Morningstar’s Japan stock category. Takeuchi observes that investors sometimes overlook the country’s stock returns over the past decade. He points out that from the beginning of 2014 through Nov. 30, the MSCI Japan Index had an annual return of 4.9%, compared with 4.2% for the comparable index for Europe and 2.6% for emerging markets. The S&P 500 returned 11.6% annualized over that period. Change is certainly in the air in Japan, and U.S. fund investors have plenty of options to at least nibble. “There’s actually good interest in Japan, because investors are always looking at change and the potential for change,” says Simon Fennell, a portfolio manager at William Blair and longtime investor in Japan. B Investing in Education would like to recognize and thank Carson Group for sponsoring Creighton University and University of Nebraska–Lincoln to improve financial proficiency. Pairing the Next-Gen Talent with Barron’sranked RIAs. Ron Carson Founder and CEO Carson Group © 2023 Dow Jones & Company, Inc. All rights reserved. 2EIIE6137 L7
L8 BARRON’S • Funds Quarterly January 8, 2024 Barron’s Lipper Fund Listings Data provided by Stock Funds NOTICE TO READERS: DJ Quarterly tables are on pages L26 & L29. OBJ QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG NAME OBJ QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG AM BEACON LCV;INV AM BEACON LCV;R5 r AM BEACON SC VAL;INV MLVE MLVE SCCE 517.6 1162.6 272.5 22.44 25.73 23.50 5.91 6.55 7.80 8.74 9.63 12.28 9.41 9.95 9.66 11.73 12.22 10.97 7.84 8.25 6.70 22.26 25.52 22.74 –0.24 –0.28 –1.03 AAM/BAHL&GAYNOR INCGRO;I r AB ALL MKT REAL RET;1 r AB ALL MKT TOT RET;A AB CONC INTL GR;ADV r AB CONCENTRATED GRO;ADV r EIEI RR MTAM ILCG LCGE 1495.0 599.3 391.3 387.8 1060.7 22.88 8.53 14.21 10.52 52.72 8.78 5.96 9.18 9.13 12.84 6.79 4.59 11.04 4.26 19.70 6.84 8.06 0.21 –9.35 5.86 10.32 7.93 4.72 4.23 14.97 9.15 1.55 3.44 I 11.72 22.89 8.42 14.00 10.20 51.19 –0.02 –0.16 –0.24 –0.32 –1.71 AM BEACON SC VAL;R5 r AMANA GROWTH;INV AMANA INCOME;INV AMER CENT BALANCED;INV AMER CENT DC VAL;INV SCCE LCGE EIEI MTAM MLVE 2160.9 2242.2 793.4 805.1 1571.1 24.94 71.42 60.07 17.94 32.72 8.12 13.71 8.01 9.85 8.80 12.89 25.66 13.55 16.18 8.44 10.09 10.02 8.28 3.67 5.44 11.39 18.69 12.63 8.46 10.21 7.08 14.29 9.25 6.51 8.21 24.14 69.71 59.96 17.69 32.49 –1.09 –1.79 –0.02 –0.28 –0.34 AB DISCOVERY GR;A AB DISCOVERY GR;ADV r AB DISCOVERY VALUE;ADV r AB DISCOVERY VALUE;Z r AB EQUITY INC;A MCGE MCGE SCCE SCCE EIEI 582.1 1129.4 1506.4 761.6 299.2 10.02 11.34 22.20 21.18 30.33 12.08 12.17 14.77 14.83 11.82 18.72 18.99 16.98 17.08 22.50 –5.62 –5.40 10.03 10.08 11.18 10.83 11.11 10.57 10.64 12.27 8.49 8.74 7.36 7.44 8.64 9.59 10.85 21.53 20.53 29.95 –0.54 –0.61 –0.86 –0.83 –0.46 AMER CENT EM MKTS;I r AMER CENT EM MKTS;INV AMER CENT EM MKTS;R6 r AMER CENT EQ GRO;INV AMER CENT EQ INC;A EM EM EM MLCE EIEI 493.7 337.5 460.9 1395.2 691.0 10.29 10.03 10.29 27.10 8.42 7.89 7.78 7.93 12.33 5.49 5.60 5.43 5.86 24.36 3.64 –10.53 –10.72 –10.39 6.64 5.27 1.86 1.65 2.02 12.25 7.80 2.40 2.20 2.56 9.29 7.72 10.10 9.84 10.10 26.62 8.46 –0.19 –0.19 –0.19 –0.55 +0.04 AB GROWTH;A AB INTL LOW VOL EQ;ADV r AB INTL SM CP;ADV r AB INTLSTR EQ;ADV r AB INTLSTR EQ;Z r MLGE IMLG ISMC IMLC IMLC 1043.9 712.1 836.7 6070.2 1126.3 100.52 13.36 11.15 11.54 11.56 14.65 11.40 7.98 8.68 8.62 37.49 15.54 13.07 13.85 13.89 5.41 2.70 0.24 1.18 1.16 15.86 6.20 5.40 5.32 5.31 13.70 I I I I 98.02 13.23 10.94 11.33 11.35 –2.79 –0.09 –0.20 –0.18 –0.18 AMER CENT EQ INC;I r AMER CENT EQ INC;INV AMER CENT EQ INC;R6 r AMER CENT EQ INC;Y r AMER CENT FOC DG;G r EIEI EIEI EIEI EIEI MLGE 3056.3 3233.2 594.0 701.9 487.2 8.44 8.42 8.44 8.45 51.62 5.62 5.44 5.53 5.66 11.97 4.22 3.90 4.25 4.38 36.81 5.78 5.53 5.89 5.92 –1.77 8.30 8.07 8.46 8.48 I 8.22 8.00 8.38 I I 8.48 8.46 8.49 8.49 49.81 +0.05 +0.04 +0.05 +0.04 –2.14 AB LG CAP GR;A AB LG CAP GR;ADV r AB LG CAP GR;C AB LG CAP GR;I r AB LG CAP GR;Z r LCGE 4351.3 LCGE 12336.7 LCGE 492.3 LCGE 831.8 LCGE 5389.4 82.21 92.79 53.18 92.09 92.69 13.85 13.93 13.65 13.92 13.95 34.66 35.00 33.68 34.98 35.11 7.15 7.42 6.35 7.39 7.49 17.14 17.44 16.27 17.42 17.52 14.31 14.60 13.46 14.61 I 80.46 90.81 52.04 90.13 90.71 –1.93 –2.18 –1.25 –2.15 –2.17 AMER CENT FOC DG;I r AMER CENT FOC DG;INV AMER CENT FOC GL GRO;INV AMER CENT FOC LC VAL;INV AMER CENT GL GOLD;INV MLGE MLGE GLCG MLVE AU 336.1 690.7 400.1 530.8 511.3 49.25 48.43 10.69 9.92 10.66 11.80 11.74 11.34 7.25 18.14 35.94 35.66 18.47 6.06 7.51 –2.39 –2.59 1.22 8.37 –5.02 16.44 16.21 12.54 10.73 7.03 13.45 13.22 8.30 7.86 4.12 47.51 46.72 10.44 9.98 10.17 –2.05 –2.02 –0.27 +0.06 –0.57 AB RELATIVE VALUE;A AB RELATIVE VALUE;ADV r AB SEL US LONG/SHORT;ADV r AB SM CP CORE;ADV r AB SM CP GR;A n MLVE MLVE LSE SCCE SCGE 1338.3 353.9 1200.5 611.4 601.5 6.10 6.17 13.45 12.68 53.59 8.26 8.44 6.28 14.81 10.40 11.22 11.74 10.95 20.92 17.83 10.73 11.02 5.54 6.55 –7.77 11.43 11.76 8.70 11.05 10.35 8.93 9.22 6.11 I 8.47 6.07 6.13 13.37 12.28 51.03 –0.05 –0.05 –0.09 –0.55 –3.23 AMER CENT GROWTH;I r AMER CENT GROWTH;INV AMER CENT GROWTH;R6 r AMER CENT HERTGE;INV AMER CENT INT SM-MC;G r LCGE LCGE LCGE MLGE ISMG 1692.2 9005.0 1223.3 3710.0 443.8 50.19 48.57 50.36 21.88 9.45 14.89 14.83 14.93 11.09 9.12 43.55 43.27 43.78 20.64 5.02 8.01 7.79 8.17 –1.25 –4.38 18.29 18.05 18.47 13.21 8.29 13.75 13.52 13.92 9.35 I 48.79 47.22 48.96 21.08 9.18 –1.58 –1.52 –1.58 –0.95 –0.27 AB SM CP GR;I nr AB SM CP GR;Z r AB SUS INTL THEMATIC;ADV r AB SUSTAIN GL THEM;A AB SUSTAIN GL THEM;ADV r SCGE SCGE IMLG GMLG GMLG 445.7 1115.8 656.9 718.4 1062.0 61.55 62.16 19.69 145.74 158.23 10.48 10.51 11.68 11.22 11.28 18.14 18.26 13.42 15.97 16.25 –7.50 –7.42 –3.39 1.08 1.34 10.65 10.75 8.29 13.26 13.54 8.77 I 4.16 9.74 10.02 58.61 59.18 19.06 141.37 153.49 –3.71 –3.75 –0.64 –4.65 –5.04 AMER CENT INTL GR;I r AMER CENT INTL GR;INV AMER CENT ITL OPP;INV AMER CENT MC VAL;I r AMER CENT MC VAL;INV ILCG ILCG ISMG MCVE MCVE 285.2 887.8 358.0 1686.6 1904.7 12.05 12.13 9.07 15.57 15.55 10.75 10.68 9.28 10.57 10.45 12.51 12.31 8.62 6.35 6.15 –2.77 –2.98 –7.20 9.01 8.80 8.26 8.05 6.21 11.25 11.02 4.09 3.87 3.90 8.92 8.70 11.69 11.76 8.76 15.50 15.48 –0.36 –0.37 –0.31 –0.11 –0.11 AB TM WLTH APPR STR;ADV r AB VALUE;ADV r AB WEALTH APP;A AB WEALTH APP;ADV r ABRDN EMERGING MKTS;INST r GLCC MLVE MTAA MTAA EM 712.9 344.4 336.0 802.0 1162.7 19.09 16.40 18.55 18.47 13.13 10.60 9.10 10.79 10.92 7.25 20.54 18.79 20.72 21.05 6.65 5.74 12.14 5.72 6.00 –9.26 10.83 11.37 10.77 11.07 2.85 7.39 6.70 7.00 7.28 1.89 18.73 16.25 18.20 18.12 12.74 –0.39 –0.20 –0.38 –0.37 –0.38 AMER CENT MC VAL;R6 r AMER CENT N-US IV;G r AMER CENT OC 2025;INV AMER CENT OC 2025;R6 r AMER CENT OC 2030;I r MCVE IMLV MATG MATG MATC 3462.3 470.9 607.3 453.7 277.3 15.56 9.27 13.46 9.38 11.99 10.55 9.78 7.99 8.07 8.56 6.52 24.22 11.25 11.58 12.31 9.17 8.47 1.60 1.95 1.91 11.40 6.10 6.52 6.88 7.26 9.08 I 5.04 5.40 5.63 15.49 9.16 13.32 9.29 11.85 –0.12 –0.10 –0.16 –0.11 –0.15 ABRDN US SM CAP EQ;INST r ACADIAN EMRG MKT;INV AEGIS VALUE;I r AKRE FOCUS FUND;INST r AKRE FOCUS FUND;RTL SCGE EM SCVE LCGE LCGE 264.8 310.5 371.1 7326.5 4527.2 34.81 20.58 35.35 59.76 57.37 9.98 8.22 5.33 16.70 16.62 11.46 22.62 13.13 28.75 28.39 2.69 1.55 19.84 7.40 7.11 11.53 6.40 20.75 15.14 14.84 9.16 3.66 9.18 13.21 12.91 33.67 20.39 34.95 58.62 56.28 –1.56 –0.16 –0.50 –1.33 –1.28 AMER CENT OC 2030;INV AMER CENT OC 2030;R AMER CENT OC 2030;R6 r AMER CENT OC 2035;I r AMER CENT OC 2035;INV MATC MATC MATC MATD MATD 380.7 324.6 560.8 273.8 565.6 12.00 11.99 10.64 15.33 15.32 8.43 8.28 8.49 8.86 8.80 12.07 11.53 12.47 13.08 12.86 1.71 1.17 2.04 2.01 1.81 7.03 6.50 7.41 7.80 7.59 5.42 4.89 5.77 6.01 5.80 11.86 11.85 10.52 15.14 15.12 –0.15 –0.16 –0.14 –0.22 –0.22 ALGER II SPECTRA;A ALGER INST CAP APP;I r ALGER PORT CAP APP;I-2 ALGER PORT LCG;I-2 ALGER CAPITAL APPREC;A LCGE LCGE LCGE MLGE LCGE 1046.7 1080.6 395.9 294.3 828.8 20.48 33.12 78.22 62.42 25.27 14.80 15.23 15.20 12.75 15.26 41.34 42.88 43.13 32.67 43.04 –1.41 2.10 2.67 –3.09 2.05 12.70 14.90 15.43 14.14 14.91 10.98 12.14 12.54 11.03 12.12 19.81 32.16 76.01 60.62 24.54 –0.75 –1.09 –2.50 –2.08 –0.82 AMER CENT OC 2035;R AMER CENT OC 2035;R6 r AMER CENT OC 2040;INV AMER CENT OC 2040;R AMER CENT OC 2040;R6 r MATD MATD MATH MATH MATH 349.5 546.3 291.2 321.9 435.5 15.33 9.76 12.83 12.83 11.06 8.71 8.92 9.11 9.02 9.21 12.29 13.26 13.64 13.08 14.01 1.30 2.15 1.93 1.42 2.30 7.05 7.97 8.14 7.60 8.53 5.27 6.16 6.21 5.69 6.58 15.13 9.64 12.66 12.65 10.91 –0.22 –0.14 –0.20 –0.21 –0.17 ALLSPRING GL L/S EQ;R6 r AM BEACON INTL EQ;R5 r LSE ILCV 421.6 394.2 11.61 18.24 5.48 7.49 3.12 20.09 3.75 5.48 3.76 7.22 I 3.08 11.67 18.01 +0.08 –0.24 AMER CENT OC 2045;INV AMER CENT OC 2045;R AMER CENT OC 2045;R6 r AMER CENT OC 2050;R AMER CENT OC 2050;R6 r MATI MATI MATI MATE MATE 411.4 314.6 416.1 259.1 348.5 16.54 16.56 9.91 13.84 11.94 9.50 9.37 9.59 9.63 9.78 14.31 13.80 14.70 14.55 15.46 2.13 1.64 2.49 2.03 2.89 8.76 8.22 9.14 8.91 9.83 6.64 6.11 7.01 6.51 7.39 16.30 16.31 9.77 13.62 11.76 –0.28 –0.28 –0.16 –0.25 –0.21 AMER CENT OC 2055;R6 r AMER CENT OC IN RET;INV AMER CENT OC IN RET;R6 r AMER CENT OC AGGR;INV AMER CENT OC CONSV;INV MATK MATJ MATJ MTAG MTAM 257.7 743.9 379.8 880.9 1134.9 12.67 11.97 9.11 14.77 12.53 10.09 7.86 7.97 9.63 7.96 16.10 11.07 11.38 15.15 10.52 3.13 1.63 1.96 2.78 1.19 10.15 6.13 6.50 9.71 6.29 7.60 4.63 4.97 7.02 4.77 12.47 11.84 9.02 14.53 12.39 –0.23 –0.14 –0.10 –0.27 –0.16 AMER CENT OC MODT;INV AMER CENT OC VRYAGG;INV AMER CENT OC VRYCSV;INV AMER CENT REAL EST;INV AMER CENT REAL EST;R6 r MTAG MTAA MTAC RE RE 1759.9 332.8 403.8 296.1 281.7 14.22 17.28 11.17 24.88 24.97 9.08 10.63 6.57 16.13 16.28 13.03 17.28 7.60 10.99 11.43 1.89 3.03 0.58 5.70 6.08 8.09 11.08 4.50 7.18 7.57 5.95 7.90 3.61 7.13 7.51 14.02 16.95 11.09 24.56 24.64 –0.23 –0.38 –0.10 –0.61 –0.61 AMER CENT SC GRO;G r AMER CENT SC GRO;I r AMER CENT SC GRO;INV AMER CENT SC GRO;R6 r AMER CENT SC VAL;G nr SCGE SCGE SCGE SCGE SCCE 483.4 757.8 763.5 929.8 476.5 20.88 19.63 18.67 20.06 10.53 11.30 11.09 11.00 11.07 14.64 18.43 17.33 17.13 17.52 17.42 –1.49 –2.43 –2.63 –2.30 11.82 I 13.98 13.75 14.15 I I 10.06 9.84 10.22 I 20.10 18.89 17.97 19.31 10.20 –1.00 –0.95 –0.90 –0.97 –0.44 About Our Listings The quarterly mutual fund listings cover funds with at least $250 million in assets. FOOTNOTES s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 r means the fund is only open to institutions or to certain groups. AHA Investment Funds, for example, are open to participants in the Amercian Hospital Association’s Investment Program n means the fund is closed to new investors. H indicates something unusual is going on that may affect the fund’s performance or operation. Check the footnotes for details.
January 8, 2024 BARRON’S • L9 Funds Quarterly Stock Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG NAME Data provided by OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG AMER CENT SC VAL;I nr AMER CENT SC VAL;INV n AMER CENT SC VAL;R6 nr AMER CENT SELECT;INV AMER CENT STR MDT;A SCCE SCCE SCCE LCGE MTAM 2070.3 802.8 2345.2 4256.2 258.2 10.50 10.37 10.51 100.14 6.09 14.41 14.43 14.56 11.76 8.83 16.34 16.08 16.62 39.90 12.86 10.87 10.67 11.07 7.56 2.50 14.74 14.54 14.94 17.84 8.48 8.93 8.72 9.10 13.49 5.94 10.17 10.04 10.17 97.27 6.00 –0.45 –0.44 –0.45 –3.34 –0.10 ARTISAN MID CAP V;INV ARTISAN MID CAP;INST nr ARTISAN MID CAP;INV n ARTISAN SMALL CAP;INV AVANTIS EMG MKT EQ;INSTL r MCCE MCGE MCGE SCGE EM 365.7 2504.5 1327.3 509.8 331.4 15.52 41.59 34.78 32.23 11.06 11.21 8.96 8.86 9.18 9.02 18.15 24.30 23.99 9.29 15.15 9.02 –4.51 –4.74 –11.10 –0.28 11.03 13.91 13.64 9.65 I 6.27 9.16 8.90 8.00 I 15.24 40.05 33.50 30.63 10.85 –0.36 –1.87 –1.56 –2.08 –0.19 AMER CENT SUSTAIN E;G r AMER CENT SUSTAIN E;I r AMER CENT SUSTAIN E;INV AMER CENT ULTRA;A AMER CENT ULTRA;I r LCCE LCCE LCCE LCGE LCGE 2847.3 430.9 848.1 265.9 1168.3 47.32 47.22 47.13 68.88 79.11 11.98 11.82 11.76 14.06 14.18 25.18 24.45 24.20 42.96 43.59 9.59 8.94 8.73 5.78 6.25 I 15.68 15.45 18.88 19.42 I 11.76 11.54 14.26 14.77 46.53 46.43 46.34 66.68 76.59 –0.91 –0.92 –0.92 –2.51 –2.87 AVANTIS INTL SCV;INSTL r AVANTIS US EQTY;INSTL r AVANTIS US SCV;INSTL r AVE MARIA GROWTH AVE MARIA RISING DIV ISMV MLCE SCCE MLGE EIEI 285.6 612.2 546.1 980.7 1003.6 11.76 15.58 16.27 44.71 21.16 9.51 11.89 15.18 14.25 9.43 16.74 21.45 22.97 30.29 13.19 6.27 9.83 17.99 6.45 10.36 I I I 14.38 12.79 I I I 11.12 9.19 11.61 15.27 15.84 42.74 20.69 –0.15 –0.38 –0.62 –2.17 –0.51 AMER CENT ULTRA;INV AMER CENT ULTRA;R6 r AMER CENT VALUE;I r AMER CENT VALUE;INV AMERICAN FUNDS AMCP;A LCGE 17661.1 LCGE 1970.1 MLVE 477.6 MLVE 1158.0 MLGE 34453.4 74.52 79.92 7.87 7.84 38.12 14.13 14.24 9.61 9.44 14.26 43.31 43.82 9.06 8.73 30.98 6.04 6.42 10.83 10.60 4.87 19.18 19.60 11.77 11.55 12.08 14.54 14.94 8.45 8.23 10.06 72.14 77.36 7.87 7.84 37.10 –2.71 –2.91 –0.01 –0.02 –1.21 AVE MARIA VALUE BARON ASSET FUND;INST r BARON ASSET FUND;RTL BARON DISCOVERY;INST r BARON EMERG MKT;INST r MCGE MCGE MCGE SCGE EM 372.0 2478.8 2170.0 1234.5 4283.8 23.85 103.99 98.03 28.01 14.02 2.46 12.45 12.38 12.44 6.81 3.52 17.35 17.04 22.58 8.29 10.52 –0.21 –0.47 –5.86 –8.96 11.55 12.82 12.53 11.94 2.99 6.23 10.49 10.20 11.02 2.48 23.34 100.39 94.64 26.46 13.75 –0.68 –4.14 –3.90 –1.95 –0.24 AMERICAN FUNDS BAL;A AMERICAN FUNDS CIB;A AMERICAN FUNDS CWGI;A AMERICAN FUNDS EUPC;A AMERICAN FUNDS FINV;A MTAG GEI GLCC ILCG LCCE 95055.9 58827.2 51723.6 19437.0 62394.5 31.99 66.22 60.12 54.69 71.49 9.88 9.29 11.81 10.26 13.33 14.01 8.96 20.80 15.60 25.88 5.07 5.18 4.67 –3.02 8.71 8.92 7.12 10.64 7.64 13.51 7.55 5.18 7.23 4.53 10.66 31.61 65.87 59.24 53.64 70.21 –0.43 –0.41 –0.96 –1.08 –1.51 BARON EMERG MKT;RTL BARON FIFTH AVE GRO;INST r BARON FOCUSED GRO;INST r BARON FOCUSED GRO;RTL BARON GLOBAL ADVTG;INST r EM MLGE MLGE MLGE GMLG 253.2 398.7 688.3 316.3 471.8 13.93 43.35 38.09 36.45 31.49 6.80 17.61 9.74 9.66 14.80 8.03 57.58 27.78 27.40 25.56 –9.18 –4.62 3.05 2.77 –15.03 2.72 11.93 26.01 25.69 9.88 2.21 11.04 15.54 15.25 9.04 13.66 41.11 37.20 35.60 30.08 –0.24 –2.60 –1.27 –1.21 –1.69 AMERICAN FUNDS GB;A AMERICAN FUNDS GRO;A AMERICAN FUNDS ICA;A AMERICAN FUNDS IG&I;A AMERICAN FUNDS INC;A FX 5073.1 LCGE 118064.3 LCCE 75492.5 ILCC 4196.1 MTAM 72329.3 36.31 63.16 50.40 35.87 23.44 10.48 14.29 13.69 9.39 8.72 13.68 37.20 28.50 15.27 7.59 2.08 4.29 10.72 2.24 5.73 6.63 14.90 14.12 7.93 8.09 4.62 11.85 10.62 3.67 6.48 35.88 61.53 49.46 35.36 23.28 –0.49 –1.97 –1.08 –0.49 –0.18 BARON GROWTH;INST r BARON GROWTH;RTL BARON INTERNATL GRO;INST r BARON OPPORTUNITY;INST r BARON OPPORTUNITY;RTL MCGE MCGE IMLG MLGE MLGE 5314.3 2313.7 314.5 546.3 552.0 101.08 95.66 25.98 37.57 35.28 7.70 7.63 7.78 15.10 15.03 14.97 14.68 7.60 49.98 49.55 2.34 2.08 –4.91 –1.26 –1.51 14.92 14.62 7.79 20.71 20.40 10.24 9.96 5.18 14.08 13.78 98.74 93.44 25.29 35.98 33.78 –3.02 –2.86 –0.64 –1.84 –1.74 AMERICAN FUNDS MUT;A AMERICAN FUNDS NECO;A AMERICAN FUNDS NPER;A AMERICAN FUNDS NWLD;A AMERICAN FUNDS SMCP;A LCVE GMLG GLCG EM GSME 36351.1 14298.8 53593.6 12401.2 25970.7 51.00 53.97 55.90 75.03 66.25 9.29 13.44 11.36 8.83 13.18 9.40 29.07 24.59 15.72 18.85 9.30 0.53 2.84 –1.89 –2.79 10.73 11.38 13.54 8.49 10.55 9.14 9.37 9.76 5.09 7.64 50.79 52.67 54.81 73.85 64.11 –0.28 –1.52 –1.21 –1.18 –2.53 BARON PARTNERS FUND;INST r BARON PARTNERS FUND;RTL BARON REAL ESTATE;INST r BARON REAL ESTATE;RTL BARON SMALL CAP FUND;INS r MLGE MLGE RE RE SCGE 3465.3 2961.5 1319.0 381.7 3075.7 166.21 159.63 35.75 34.72 32.69 8.39 8.33 18.42 18.33 12.64 43.47 43.09 25.04 24.70 27.19 2.86 2.60 3.62 3.36 0.52 31.57 31.23 18.32 18.01 14.02 19.11 18.80 10.06 9.78 9.31 160.18 153.83 34.67 33.67 31.37 –8.01 –7.70 –1.38 –1.34 –1.68 AMERICAN FUNDS T2010;A AMERICAN FUNDS T2015;A AMERICAN FUNDS T2020;A AMERICAN FUNDS T2025;A AMERICAN FUNDS T2030;A MATA MATF MATB MATG MATC 534.3 819.4 2210.3 3659.4 4022.7 11.31 11.90 12.97 14.57 16.14 7.63 7.98 8.45 8.81 9.63 8.43 9.23 10.06 11.56 14.08 2.27 2.40 2.48 2.52 3.12 5.73 6.15 6.53 7.46 8.54 4.75 5.03 5.42 6.05 6.89 11.22 11.80 12.85 14.42 15.93 –0.09 –0.11 –0.13 –0.17 –0.23 BARON SMALL CAP FUND;RTL BERNSTEIN INTLSTR EQ;SCB r BLACKROCK ADV GLBL;A BLACKROCK ADV INTL;I r BLACKROCK ADV LC CR;A SCGE IMLC GLCC ILCC MLCE 1303.6 382.9 272.9 990.1 1435.5 30.26 11.53 23.55 18.04 18.92 12.57 8.35 11.30 10.50 12.08 26.88 13.30 22.42 19.44 25.28 0.27 0.83 5.72 5.32 8.60 13.73 5.02 11.38 8.81 14.55 9.03 I 6.65 4.81 10.79 29.04 11.32 23.09 17.79 18.59 –1.55 –0.19 –0.48 –0.20 –0.39 AMERICAN FUNDS T2035;A AMERICAN FUNDS T2040;A AMERICAN FUNDS T2045;A AMERICAN FUNDS T2050;A AMERICAN FUNDS WASH;A MATD 3405.6 MATH 2930.7 MATI 2302.4 MATE 2093.3 LCVE 75424.6 17.55 18.47 18.94 18.62 57.20 10.36 11.19 11.48 11.60 11.28 16.50 18.95 19.73 20.34 17.22 3.83 4.42 4.48 4.38 11.30 10.02 10.81 11.00 11.03 13.27 7.79 8.23 8.37 8.42 10.61 17.30 18.17 18.62 18.30 56.55 –0.29 –0.34 –0.37 –0.37 –0.74 BLACKROCK ADV LC CR;I r BLACKROCK ADV LCG;A BLACKROCK ADV LCG;I r BLACKROCK ADV LCV;A BLACKROCK ADV SC GR;INST r MLCE LCGE LCGE MLVE SCGE 1374.3 501.5 565.7 375.0 349.2 20.02 21.80 23.18 29.08 18.84 12.17 14.42 14.49 10.23 13.93 25.61 39.37 39.75 13.42 18.73 8.88 7.05 7.31 9.34 –2.64 14.85 17.02 17.30 11.00 10.51 11.07 11.40 11.71 8.47 7.22 19.67 21.22 22.57 28.90 18.15 –0.41 –0.65 –0.69 –0.27 –0.95 AMG BOSTON COM GL IMP;I AMG GW&K SC CORE;I r AMG GW&K SM/MD CAP CR;I r AMG GW&K SM/MD CAP CR;Z r AMG RR MID CAP VAL;N MLCE SCGE SCGE SCGE MCCE 587.5 421.3 296.4 362.5 251.3 37.79 30.30 17.26 17.29 20.24 13.03 10.34 12.30 12.32 11.60 13.74 8.39 14.76 14.78 22.64 –0.58 3.28 5.81 5.88 14.07 10.27 11.29 13.84 13.90 12.22 8.64 7.60 I I 7.03 36.56 29.16 16.69 16.72 19.90 –1.34 –1.49 –0.73 –0.73 –0.43 BLACKROCK CAP APP;A BLACKROCK CAP APP;I r BLACKROCK CAP APP;K r BLACKROCK EMG MKT;A BLACKROCK EMG MKT;I r LCGE LCGE LCGE EM EM 1938.5 737.2 597.4 306.7 3675.0 31.89 36.55 37.00 23.31 24.25 15.77 15.83 15.86 8.61 8.67 48.85 49.26 49.40 10.50 10.77 3.75 4.02 4.10 –6.22 –5.99 15.58 15.88 15.99 5.26 5.52 12.37 12.67 12.79 3.38 3.72 30.82 35.34 35.77 22.78 23.70 –1.20 –1.37 –1.38 –0.50 –0.51 AMG RR SM CAP VAL;I r AMG TIMESSQUAREMCG;I r AMG TIMESSQUAREMCG;N AMG TIMESSQUAREMCG;Z r AMG YACKTMAN FOCSD;I r SCCE MCGE MCGE MCGE MLVE 900.4 401.7 411.4 482.3 1902.3 15.29 16.50 15.41 16.60 20.10 8.69 13.54 13.54 13.52 10.66 15.09 24.94 24.82 25.03 16.67 9.45 4.08 3.94 4.15 7.83 11.73 15.59 15.42 15.66 11.94 8.61 I 10.49 10.72 9.86 14.99 15.92 14.87 16.02 19.86 –0.39 –0.66 –0.61 –0.66 –0.28 BLACKROCK EQTY DIV;A BLACKROCK EQTY DIV;C BLACKROCK EQTY DIV;I r BLACKROCK EQTY DIV;R r BLACKROCK GL ALLOC;A EIEI EIEI EIEI EIEI FX 4686.8 265.2 10118.4 407.1 8788.0 19.08 17.86 19.18 19.39 18.28 9.77 9.60 9.91 9.71 9.85 12.37 11.49 12.69 12.00 12.34 8.94 8.13 9.20 8.57 0.13 11.26 10.44 11.53 10.89 7.29 8.76 7.97 9.03 8.41 4.52 19.08 17.86 19.18 19.38 17.99 –0.02 –0.02 –0.01 –0.02 –0.32 AMG YACKTMAN FOCSD;N AMG YACKTMAN FUND;I r AQR DIV ARBITRAGE;I r AQR DIV ARBITRAGE;R6 r AQR DIV STRAT;I r MLVE MLVE AED AED AMS 1798.8 8474.5 1217.8 527.5 421.7 20.18 23.34 11.89 11.89 11.22 10.59 9.78 1.55 1.57 –0.65 16.45 15.39 4.51 4.70 8.88 7.63 8.54 2.41 2.53 11.38 11.74 11.64 7.85 7.95 I 9.66 9.42 4.38 I I 19.95 23.13 11.89 11.88 11.27 –0.28 –0.25 +0.00 –0.01 +0.05 BLACKROCK GL ALLOC;C BLACKROCK GL ALLOC;I r BLACKROCK GL ALLOC;R r BLACKROCK HI EQ INC;A BLACKROCK HI EQ INC;I r FX FX FX EIEI EIEI 401.1 6900.7 281.8 300.9 1464.0 15.84 18.44 17.05 23.33 27.89 9.66 9.93 9.74 8.79 8.90 11.50 12.62 11.96 9.71 9.99 –0.64 0.39 –0.23 9.73 10.01 6.46 7.57 6.91 9.84 10.12 3.73 4.80 4.17 7.50 7.82 15.58 18.15 16.78 23.29 27.84 –0.29 –0.32 –0.30 –0.06 –0.07 AQR EM MLT-STYLE II;R6 r AQR GLOBAL EQUITY;R6 r AQR INTL MULT-STYLE;R6 r AQR LG CAP DEF STYLE;I r AQR LG CAP DEF STYLE;R6 r EM GMLV IMLV MLCE MLCE 435.5 307.4 436.8 1878.4 733.9 9.56 9.61 12.88 21.98 21.93 8.07 8.24 10.38 7.56 7.53 12.64 23.00 19.70 9.41 9.47 –3.57 7.73 5.73 5.24 5.30 3.73 10.92 8.62 11.14 11.23 I I I 11.08 I 9.38 9.51 12.78 21.97 21.93 –0.19 –0.11 –0.07 +0.01 +0.02 BLACKROCK HS OPP;A BLACKROCK HS OPP;C BLACKROCK HS OPP;I r BLACKROCK INTL DIV;I r BLACKROCK INTL;A H H H IEI ILCG 2811.9 334.7 4224.7 541.4 359.3 65.40 53.67 69.96 34.64 19.13 5.79 5.59 5.87 11.34 12.35 3.57 2.79 3.84 15.61 19.37 2.89 2.12 3.15 5.66 –0.53 10.27 9.45 10.56 9.75 9.46 11.43 10.62 11.73 3.70 3.98 66.52 54.58 71.16 33.93 18.69 +1.16 +0.95 +1.25 –0.66 –0.44 AQR LG CAP MOM STYLE;I r AQR LG CAP MULT-STYLE;R6 r AQR LNG-SHT EQTY;I r AQR MGD FUTURES STRAT;I r AQR RISK-BAL COMM STR;I r MLCE MLCE LSE MFF CMG 341.9 861.2 906.6 1151.8 377.6 19.22 17.07 13.19 8.18 8.29 12.38 10.63 2.92 –4.55 –0.68 18.06 26.30 24.38 1.80 –0.23 6.83 10.70 24.77 10.89 19.14 14.84 14.18 11.09 6.72 16.66 10.90 I 9.36 2.50 4.51 18.71 16.76 13.43 8.15 8.16 –0.58 –0.37 +0.29 –0.05 –0.25 BLACKROCK INTL;I r BLACKROCK IS EAFE;A BLACKROCK IS EAFE;INST r BLACKROCK IS R2000;INST r BLACKROCK IS S&P500;K r ILCG 1053.3 ILCC 388.2 ILCC 1156.8 SCCE 404.3 SPSP 13687.2 19.61 15.08 15.19 22.90 558.85 12.36 10.75 10.85 14.01 11.67 19.68 18.02 18.32 16.90 26.24 –0.29 3.91 4.16 2.21 9.96 9.73 7.98 8.25 9.96 15.66 4.30 3.97 4.24 7.14 12.00 19.17 14.83 14.94 22.12 549.46 –0.44 –0.21 –0.22 –1.13 –10.95 AQR STYLE PREMIA AL;I r AQR STYLE PREMIA AL;R6 r ARBITRAGE FUND;I r ARI FDS PTF OP GRO;A ARIEL APPRECIATION;INV ABR ABR AED MLCE MCVE 356.9 482.1 925.9 576.0 839.3 6.84 6.88 13.20 11.28 39.14 –5.51 –5.50 3.37 9.72 10.70 12.81 12.84 6.05 15.95 10.62 22.53 22.66 2.11 2.38 6.83 5.67 5.78 3.16 8.87 10.28 4.54 I 2.71 6.14 6.32 7.06 7.10 13.19 11.09 37.82 +0.25 +0.25 –0.02 –0.34 –1.64 BLACKROCK LC FOC GRO;A BLACKROCK LC FOC GRO;I r BLACKROCK LC FOCUS VAL;A BLACKROCK LC FOCUS VAL;I r BLACKROCK MC GRO;A LCGE LCGE MLVE MLVE MCGE 891.6 493.1 838.7 997.8 1723.2 6.20 6.95 18.01 18.49 32.66 15.60 15.57 10.96 11.04 14.76 52.65 52.69 15.92 16.22 27.93 3.22 3.46 10.47 10.75 –3.00 16.08 16.35 11.45 11.76 12.57 12.94 13.26 7.64 7.94 11.19 6.00 6.73 17.94 18.42 31.22 –0.23 –0.25 –0.10 –0.11 –1.66 ARIEL FUND;INVESTOR ARISTOTLE INTL EQ;I2 ARISTOTLE VAL EQTY;I2 ARTISAN GLOBAL OPP;INST r ARTISAN GLOBAL OPP;INV MCVE ILCC GMLC GLCG GLCG 1235.3 420.4 679.1 1535.4 690.1 68.30 13.17 20.28 31.80 30.90 13.41 10.27 14.30 13.13 13.03 15.81 17.73 19.70 23.29 23.00 7.02 2.54 8.30 –0.65 –0.91 10.95 8.09 13.94 13.30 13.03 7.54 I I 10.04 9.77 66.00 12.87 19.96 30.87 30.00 –2.91 –0.30 –0.36 –1.01 –0.98 BLACKROCK MC GRO;I r BLACKROCK MD CP VAL;A BLACKROCK MD CP VAL;I r BLACKROCK MLT-A INC;A BLACKROCK MLT-A INC;C MCGE MCVE MCVE FX FX 5537.4 288.8 740.3 3907.7 558.2 38.51 21.06 22.48 9.98 9.96 14.85 10.36 10.40 7.98 7.68 28.24 12.29 12.57 10.80 9.98 –2.75 10.68 10.93 1.48 0.72 12.85 13.37 13.64 4.77 3.97 11.50 8.31 8.60 3.78 2.99 36.81 20.84 22.25 9.88 9.87 –1.95 –0.30 –0.32 –0.10 –0.10 ARTISAN INTERNATL;INST r ARTISAN INTERNATL;INV ARTISAN INTL VAL;INST nr ARTISAN INTL VAL;INV n ARTISAN ITL SMMID;INV n ILCG 2664.2 ILCG 1518.8 ILCV 18668.9 ILCV 2790.0 ISMG 268.5 26.93 26.82 45.96 45.84 17.32 9.94 9.90 10.62 10.56 11.38 14.52 14.26 22.95 22.65 11.03 0.29 0.06 10.26 10.00 –4.28 7.08 6.84 12.62 12.36 9.71 3.65 3.41 7.03 6.78 4.15 26.70 26.59 45.62 45.49 16.67 –0.20 –0.20 –0.25 –0.26 –0.74 BLACKROCK MLT-A INC;I r BLACKROCK SUSTAIN BAL;A BLACKROCK SUSTAIN BAL;I r BLACKROCK TCT OPP;I r BLACKROCK TECH OPPT;A FX MTAG MTAG AGM GTK 6290.1 875.4 503.4 1002.1 1765.4 9.99 24.62 24.75 13.29 50.96 8.04 9.74 9.79 –2.10 16.88 11.06 16.59 16.89 2.98 49.09 1.74 4.57 4.83 3.18 –2.86 5.03 9.86 10.13 3.61 19.68 4.03 7.78 8.08 3.25 17.19 9.90 24.29 24.42 13.36 48.78 –0.09 –0.36 –0.36 +0.11 –2.44
L10 BARRON’S • Funds Quarterly January 8, 2024 Stock Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG BLACKROCK TECH OPPT;C BLACKROCK TECH OPPT;INST r BLACKROCK UNCONSTRD EQ;I r BNY MELLON ASSET ALL;M r BNY MELLON INTL;M r GTK GTK GLCG MTAG IMLC 270.6 2476.8 283.2 422.2 253.2 40.46 56.18 12.99 12.51 13.75 16.67 16.97 14.45 9.07 8.02 47.99 49.49 33.37 14.60 16.95 –3.59 –2.62 8.66 3.87 2.54 18.79 19.98 15.71 9.11 7.15 16.30 17.51 9.21 6.41 3.37 38.72 53.77 12.58 12.30 13.64 –1.95 –2.70 –0.43 –0.36 –0.09 BNY MELLON MC MLT-ST;M r BNY MELLON SC MLT-ST;M r BNYM ACTIVE MIDCAP;A BNYM APPRECIATION;INV BNYM DYNAMIC VALUE;A BNYM DYNAMIC VALUE;I r BNYM GLOBAL REAL RTN;Y r BNYM GLOBAL STOCK;I r BNYM INSTL S&P 500;I r BNYM INTERNATL STOCK;I r MCGE SCCE MCGE LCCE MLVE MLVE ABR GLCG SPSP ILCG 1273.2 532.5 415.2 1690.6 1077.4 2715.2 388.5 554.7 1826.8 3504.2 16.07 20.07 56.34 40.76 41.08 41.35 14.94 20.89 52.22 23.77 12.32 9.15 12.44 10.02 7.65 7.72 5.57 11.42 11.64 14.04 17.92 9.32 16.96 21.40 12.58 12.87 2.75 21.22 26.03 18.44 4.66 –0.21 8.32 8.16 15.55 15.84 0.27 4.86 9.78 0.88 12.99 10.38 10.17 16.22 15.18 15.47 4.37 12.29 15.47 9.37 9.05 7.22 7.48 11.03 10.25 10.53 3.45 9.09 11.81 6.20 15.60 19.33 55.08 40.09 40.92 41.19 14.77 20.35 51.34 23.20 –0.55 –1.02 –1.63 –0.73 –0.24 –0.23 –0.17 –0.56 –1.02 –0.56 BNYM INTERNATL STOCK;Y r BNYM LARGE CP SECURITIES BNYM MIDCAP INDEX;INV BNYM OPPTNSTC MC VAL;A BNYM RESEARCH GROWTH;A BNYM RESEARCH GROWTH;Z n BNYM S&P 500 INDEX BNYM SMALL CAP IDX;INV BNYM SMALL/MID CAP GRO;I r BNYM SUST US EQUITY;Z n BNYM TECHNOLOGY GROWTH;A BNYM WORLDWIDE GROWTH;A BOSTON TRUST ASSET MGMT r BOSTON TRUST WALDEN EQTY r BRANDES INV ITL EQ;I r ILCG LCCE SPMC MCCE LCGE LCGE SPSP SCCE MCGE LCCE TK GLCG MTAG LCCE IMLV 2360.8 2003.6 1320.8 286.6 637.7 584.6 2176.4 975.5 1432.4 342.7 311.9 626.4 569.5 262.9 637.8 23.47 16.30 28.17 30.05 16.36 17.08 51.05 25.91 26.30 16.27 51.13 67.95 58.81 34.09 20.19 14.07 10.91 11.56 8.94 13.98 14.06 11.57 15.00 13.36 12.27 20.36 11.05 7.22 9.21 10.86 18.52 31.06 15.89 12.35 41.81 42.13 25.68 15.51 15.55 24.00 59.98 22.40 13.72 16.29 30.37 0.91 11.05 7.56 6.16 3.62 3.82 9.46 6.76 –9.55 6.57 –1.18 7.59 5.69 8.77 10.45 9.40 17.10 12.06 12.63 15.97 16.19 15.11 10.54 11.65 15.04 15.51 15.88 9.88 14.04 8.65 6.16 12.09 8.76 7.03 11.80 12.02 11.48 8.16 9.30 10.34 13.06 10.27 8.17 10.76 4.79 22.90 16.01 27.39 29.43 15.76 16.45 50.19 25.06 25.08 15.97 48.33 66.64 58.09 33.51 20.02 –0.55 –0.31 –1.04 –0.70 –0.70 –0.73 –1.01 –1.20 –1.47 –0.31 –3.08 –1.36 –0.78 –0.62 –0.24 BRIDGE BLDR INTL EQTY FD r BRIDGE BLDR LG CAP GRO r BRIDGE BLDR LG CAP VALUE r BRIDGE BLDR SM MD CP GRO r BRIDGE BLDR SM MD CP VAL r BRIDGEWAY SM CP VAL BRIGHT ROCK QLT LC;INST r BROOKFIELD CC BF MSF;A n BROWN ADV EM SEL;INST r BROWN ADV FLEX EQ;INST r ILCC 16227.1 LCGE 21339.8 MLVE 16504.7 MCGE 6099.3 MCCE 6037.9 SCVE 574.7 LCCE 366.2 EMP 268.4 EM 574.6 LCCE 298.0 12.27 22.42 16.23 14.17 13.70 38.54 20.90 4.72 10.79 34.81 9.79 13.65 10.11 11.40 13.21 13.30 8.97 3.66 5.28 13.21 17.27 32.20 13.81 20.97 15.04 14.08 20.96 17.78 10.69 34.68 2.02 6.04 10.82 –0.41 9.98 20.86 11.51 24.14 –1.51 10.03 8.23 16.47 13.89 11.37 12.29 17.86 14.58 5.83 5.78 16.90 I I I I I 9.38 10.09 0.30 2.56 12.10 12.06 21.94 16.10 13.66 13.36 37.37 20.74 4.74 10.56 34.13 –0.21 –0.54 –0.26 –0.63 –0.45 –1.75 –0.19 +0.04 –0.21 –0.80 BROWN ADV GRO EQ;INST r BROWN ADV GRO EQ;INV BROWN ADV SC FV;INST r BROWN ADV SC GRO;INV BROWN CAP SM CO;INV LCGE LCGE SCCE SCGE MCGE 1699.1 656.6 669.0 911.7 716.0 27.17 26.48 29.44 22.62 69.83 14.62 14.57 12.58 9.38 8.74 33.99 33.77 16.17 12.43 19.12 1.94 1.79 11.70 –1.28 –10.88 14.58 14.42 10.32 11.10 5.85 11.62 11.45 6.91 8.40 7.43 26.16 25.50 28.55 21.82 65.98 –1.12 –1.09 –1.21 –1.02 –4.70 BRUCE FUND BUFFALO DISCOVERY;INV BUFFALO FLEX INC;INV BUFFALO INTRNTL;INV BUFFALO SMALL CAP;INV FX MCGE MTAM IMLG SCGE 455.4 657.5 282.8 326.1 482.9 502.08 23.99 19.00 21.16 14.12 7.51 14.89 5.26 11.16 7.79 –0.74 24.30 7.43 18.33 5.45 2.07 –0.26 13.25 3.04 –8.19 7.83 11.81 11.02 10.77 12.66 6.72 9.72 7.08 7.06 7.50 502.11 23.11 19.10 20.61 13.52 –0.85 –1.00 +0.10 –0.53 –0.78 CALAMOS CONVERTIBLE;A CALAMOS CONVERTIBLE;I r CALAMOS EVOLV WLD GR;I r CALAMOS GRO&INC;A CALAMOS GRO&INC;I r CV CV EM FX FX 254.5 585.4 331.7 1262.0 1065.0 19.94 17.01 16.75 42.27 40.10 6.16 6.24 7.47 9.41 9.50 10.59 10.92 6.59 20.32 20.64 –2.86 –2.61 –9.07 5.91 6.18 10.15 10.43 6.97 12.87 13.15 6.98 7.25 2.69 9.13 9.40 19.52 16.65 16.52 41.59 39.45 –0.50 –0.42 –0.18 –0.79 –0.75 CALAMOS GROWTH;A CALAMOS GROWTH;I r CALAMOS MKT NEUT INC;A CALAMOS MKT NEUT INC;C CALAMOS MKT NEUT INC;I r CALVERT SOC INV BAL;A CALVERT SOC INV EQTY;A CALVERT US LCC RES IX;A CANTOR GRO EQTY;A CARILLON CH INCOME LCGE 1012.8 LCGE 288.9 EMN 995.9 EMN 253.7 EMN 12748.7 MTAG 781.2 LCGE 2197.1 MLCE 725.9 MLCE 298.3 MTAC 309.0 35.71 55.31 14.37 14.46 14.18 39.28 76.63 40.60 10.17 12.80 13.13 13.19 2.18 2.04 2.27 9.55 12.80 12.77 11.16 6.29 37.57 37.90 8.92 8.14 9.17 16.34 17.93 26.93 28.68 7.77 4.18 4.43 2.89 2.13 3.15 4.04 7.81 7.52 10.41 1.30 14.53 14.81 4.04 3.27 4.30 9.97 16.28 15.67 16.46 3.56 9.89 10.16 3.40 2.63 3.65 7.20 12.71 11.70 12.62 2.92 34.72 53.79 14.36 14.45 14.17 38.70 75.05 39.75 9.96 12.69 –1.12 –1.73 +0.00 +0.00 –0.01 –0.65 –1.72 –0.99 –0.23 –0.13 CARILLON EGL MC GRO;A CARILLON SCT MID CAP;I r CAUSEWAY INTL VAL;INST r CAUSEWAY INTL VAL;INV CB AGGRESSIVE GROWTH;A CB AGGRESSIVE GROWTH;I r CB ALL CAP VALUE;A CB APPRECIATION;A CB APPRECIATION;I r CB APPRECIATION;IS r CB DIV STRAT;1 n CB DIV STRAT;A CB DIV STRAT;I r CB INTL GRO;I r CB LARGE CAP GR;A MCGE MCCE ILCV ILCV MLCE MLCE MLVE LCCE LCCE LCCE EIEI EIEI EIEI ILCG LCGE 619.4 2932.6 6936.9 474.3 4008.0 338.2 1456.4 6209.4 903.8 539.9 1595.2 4698.7 1038.8 3310.5 3025.6 70.53 21.80 19.56 19.42 104.48 134.75 13.25 30.81 30.52 30.65 27.87 27.86 28.95 60.93 51.37 13.21 10.06 9.93 9.87 15.41 15.51 8.87 9.43 9.49 9.55 9.85 9.82 9.90 10.97 15.41 19.63 12.73 27.33 27.02 23.65 24.03 13.87 19.45 19.77 19.88 14.37 14.05 14.38 14.28 44.75 –0.40 2.63 9.00 8.73 –0.22 0.09 9.80 8.86 9.17 9.25 10.04 9.74 10.04 –2.15 5.63 13.18 10.69 10.39 10.12 8.06 8.40 9.90 13.90 14.23 14.32 13.55 13.24 13.56 9.00 15.22 10.45 8.79 4.49 4.24 6.02 6.35 6.74 10.63 10.95 11.06 10.34 10.04 10.37 6.97 12.82 68.22 21.32 19.37 19.23 101.34 130.69 13.10 30.58 30.29 30.42 27.82 27.80 28.89 59.51 49.98 –2.74 –0.59 –0.18 –0.18 –3.75 –4.84 –0.21 –0.26 –0.26 –0.26 –0.09 –0.09 –0.09 –1.38 –1.59 CB LARGE CAP GR;I r CB LARGE CAP VAL;A CB LARGE CAP VAL;I r CB MID CAP;A CB MID CAP;I r LCGE LCVE LCVE MCCE MCCE 3696.9 1027.1 1091.0 1182.6 400.8 61.08 40.70 40.60 33.40 39.20 15.52 10.42 10.50 9.76 9.88 45.19 14.78 15.05 13.46 13.80 5.94 10.46 10.69 2.93 3.24 15.56 12.80 13.08 10.95 11.29 13.16 8.75 9.04 7.03 7.38 59.43 40.53 40.42 32.34 37.95 –1.88 –0.22 –0.22 –1.31 –1.54 NAME Data provided by OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG CB MID CAP;IS r CB SMALL CAP GROWTH;A CB SMALL CAP GROWTH;I r CB SMALL CAP GROWTH;IS r CB SMALL CAP;I r CB VALUE TRUST;I r CHAMPLAIN SM CO;ADV n CIBC ATLAS DISC EQ;INST r CIBC ATLAS EQTY INC;INST r CLIPPER FUND MCCE SCGE SCGE SCGE SCCE MLVE SCGE LCCE EIEI LCVE 341.4 911.7 1135.2 2027.1 382.0 404.5 362.9 1574.3 310.0 1067.5 39.72 35.45 39.65 40.56 66.75 116.06 20.81 27.76 53.09 129.25 9.87 10.62 10.70 10.74 9.73 10.90 11.36 12.48 12.77 13.47 13.90 8.63 8.98 9.11 17.15 19.67 14.00 20.70 16.38 31.48 3.33 –4.71 –4.45 –4.32 3.57 12.96 0.49 7.11 8.34 7.96 11.40 9.22 9.53 9.67 8.52 15.41 9.50 13.87 14.12 12.39 7.48 7.72 8.04 8.18 7.35 9.80 8.30 11.62 9.70 9.32 38.46 33.77 37.77 38.63 64.86 115.03 19.96 27.29 52.43 127.98 –1.56 –2.10 –2.34 –2.40 –2.62 –1.66 –1.13 –0.54 –0.82 –1.70 COHEN&STEERS GL INFR;I r COHEN&STEERS GL RLTY;I r COHEN&STEERS INST RS r COHEN&STEERS ITL RLTY;I r COHEN&STEERS RE SEC;A n COHEN&STEERS RE SEC;I nr COHEN&STEERS RLTY SHS;L COLUMBIA ACORN INTL;I r COLUMBIA ACORN;A COLUMBIA ACORN;I r COLUMBIA THERMOSTAT;A COLUMBIA THERMOSTAT;I r COLUMBIA BALANCED;A COLUMBIA BALANCED;ADV r COLUMBIA BALANCED;C GIF GRE RE IRE RE RE RE ISMG MCGE MCGE FX FX MTAG MTAG MTAG 743.4 1506.7 5973.6 421.8 767.7 4403.2 3392.2 838.5 570.7 2112.9 428.1 636.5 3495.3 379.9 1047.7 21.69 52.01 46.43 9.07 15.48 16.62 63.46 25.66 7.49 10.93 15.61 15.30 48.30 48.77 48.07 11.83 14.55 17.01 13.76 16.72 16.85 17.10 15.12 10.47 10.52 8.47 8.54 10.49 10.57 10.27 2.44 10.73 12.72 4.56 12.78 13.15 12.67 19.57 21.59 21.85 11.38 11.66 21.20 21.52 20.29 4.38 1.69 6.53 –5.00 5.51 5.79 6.43 –3.60 –4.43 –4.19 0.90 1.14 4.93 5.19 4.14 6.96 5.08 9.39 1.03 8.59 8.88 9.25 6.00 7.32 7.60 8.82 9.08 10.76 11.04 9.93 5.99 5.36 8.89 2.40 9.03 9.32 8.71 3.22 6.23 6.50 5.85 6.11 7.81 8.08 7.01 21.73 50.92 45.80 8.78 15.28 16.40 62.60 24.60 7.14 10.42 15.44 15.14 47.58 48.04 47.35 +0.01 –1.52 –1.15 –0.30 –0.38 –0.41 –1.58 –1.06 –0.43 –0.63 –0.19 –0.18 –0.81 –0.83 –0.82 COLUMBIA BALANCED;I r COLUMBIA BALANCED;I2 r COLUMBIA BALANCED;I3 r COLUMBIA CA MOD AGG;A COLUMBIA CA MOD CON;A MTAG MTAG MTAG MTAG MTAC 2305.8 401.2 718.5 1479.1 316.2 48.16 48.20 48.78 11.02 9.47 10.56 10.56 10.56 9.57 8.08 21.49 21.54 21.59 17.47 12.00 5.19 5.22 5.28 2.73 0.40 11.04 11.08 11.13 8.25 4.84 8.08 8.15 8.20 6.21 3.96 47.45 47.48 48.06 10.85 9.36 –0.81 –0.82 –0.82 –0.18 –0.12 COLUMBIA CAP ALL AGG;A COLUMBIA CAP ALL MDT;A COLUMBIA CNTR CORE;A COLUMBIA CNTR CORE;ADV r COLUMBIA CNTR CORE;C COLUMBIA CNTR CORE;I r COLUMBIA CNTR CORE;I2 r COLUMBIA CNTR CORE;I3 r COLUMBIA CONV SECS;A COLUMBIA CONV SECS;I r COLUMBIA DISC CORE;A COLUMBIA DISC CORE;I r COLUMBIA DIV INCOME;A COLUMBIA DIV INCOME;ADV r COLUMBIA DIV INCOME;C MTAG MTAM LCCE LCCE LCCE LCCE LCCE LCCE CV CV LCCE LCCE EIEI EIEI EIEI 1065.7 986.7 2151.6 606.5 294.1 5375.7 941.5 3060.8 292.4 587.5 3838.4 304.7 4257.9 3449.1 1282.9 11.84 9.94 31.06 32.29 26.07 31.43 32.26 32.28 20.26 20.30 13.05 13.17 30.38 31.01 29.30 9.98 9.04 12.72 12.78 12.53 12.81 12.83 12.83 6.74 6.79 9.93 10.00 8.59 8.62 8.37 19.86 14.80 31.75 32.06 30.82 32.11 32.18 32.21 11.91 12.22 24.10 24.35 10.21 10.49 9.39 4.09 1.36 9.89 10.16 9.08 10.17 10.24 10.30 –2.24 –2.00 9.99 10.28 9.59 9.86 8.77 9.79 6.63 16.50 16.79 15.64 16.80 16.89 16.94 11.75 12.04 13.52 13.82 12.59 12.87 11.75 7.15 5.18 11.49 11.77 10.66 11.77 11.88 11.94 8.62 8.89 10.86 11.14 10.25 10.52 9.43 11.65 9.80 30.50 31.71 25.59 30.86 31.67 31.70 19.86 19.90 12.86 12.98 30.22 30.85 29.14 –0.21 –0.15 –0.65 –0.68 –0.55 –0.66 –0.68 –0.68 –0.49 –0.49 –0.22 –0.22 –0.19 –0.20 –0.19 COLUMBIA DIV INCOME;I r COLUMBIA DIV INCOME;I2 r COLUMBIA DIV INCOME;I3 r COLUMBIA DIV OPPTY;A COLUMBIA DIV OPPTY;I r COLUMBIA EMG MKT;I r COLUMBIA FLX CAP INC;A COLUMBIA FLX CAP INC;I r COLUMBIA GL TECH GR;A COLUMBIA GL TECH GR;I r EIEI EIEI EIEI EIEI EIEI EM FX FX TK TK 17621.2 3055.1 7640.2 1177.5 554.5 463.8 352.9 631.9 682.5 1037.3 30.41 30.98 31.03 35.13 35.38 12.50 13.11 13.10 66.49 70.17 8.65 8.68 8.68 8.05 8.15 8.04 7.13 7.20 16.62 16.70 10.52 10.56 10.60 4.84 5.10 8.89 8.41 8.68 56.44 56.83 9.88 9.93 9.99 9.13 9.40 –12.23 4.17 4.43 7.86 8.14 12.87 12.95 13.00 10.08 10.35 3.47 8.96 9.24 21.64 21.95 10.53 10.63 10.68 7.80 8.07 2.44 6.42 6.69 18.47 18.77 30.25 30.82 30.87 35.27 35.52 12.24 13.02 13.01 63.65 67.18 –0.19 –0.19 –0.19 +0.03 +0.03 –0.23 –0.13 –0.13 –3.14 –3.31 COLUMBIA GLBL OPPTYS;A COLUMBIA GLBL VALUE;A COLUMBIA INC BLDR;A COLUMBIA INTL DIVINC;I r COLUMBIA LC GR OPP;A COLUMBIA LC GR OPP;I r COLUMBIA LCV;A COLUMBIA LGCP GRO;A COLUMBIA LGCP GRO;I r COLUMBIA LGCP INDEX;A AGM GMLV MTAC IEI LCGE LCGE LCVE LCGE LCGE SPSP 326.9 630.0 670.4 348.0 864.0 298.5 1558.0 2744.5 1246.8 465.3 12.62 12.06 11.45 19.49 14.15 17.07 15.34 57.00 61.03 51.02 8.42 9.39 9.02 11.04 16.17 16.20 8.55 14.73 14.77 11.55 11.29 11.98 9.02 18.43 31.26 31.61 9.55 43.52 43.87 25.70 –2.22 7.30 0.26 4.67 3.20 3.45 8.68 7.81 8.07 9.54 4.00 9.78 4.78 8.61 15.98 16.27 11.91 17.94 18.23 15.19 3.43 6.55 4.12 4.60 11.51 11.79 8.56 13.31 13.59 11.54 12.43 11.97 11.31 19.15 13.72 16.55 15.28 55.39 59.32 50.16 –0.20 –0.09 –0.17 –0.31 –0.50 –0.61 –0.10 –1.77 –1.88 –1.01 COLUMBIA LGCP INDEX;I r COLUMBIA MDCP INDEX;A COLUMBIA MDCP INDEX;I r COLUMBIA MDCP INDEX;I2 r COLUMBIA MLT STR ALT;I r COLUMBIA OVER VAL;A COLUMBIA SEL GL EQ;A COLUMBIA SEL GL TCH;A COLUMBIA SEL GL TCH;I r COLUMBIA SEL LGCP EQ;I r SPSP SPMC SPMC SPMC AMS IMLV GLCG GTK GTK LCCE 2231.7 609.5 1059.8 569.6 575.2 298.7 467.1 1242.6 407.0 300.0 51.54 14.28 14.17 14.69 28.13 10.56 16.82 65.45 67.90 18.67 11.65 11.57 11.64 11.69 1.32 7.71 13.39 14.73 14.80 11.81 26.03 15.97 16.31 16.28 3.67 15.85 24.47 45.15 45.49 28.29 9.82 7.61 7.88 7.89 0.21 6.30 3.31 11.25 11.53 10.30 15.47 12.11 12.40 12.39 –0.55 7.87 13.49 25.49 25.80 15.62 11.82 8.77 9.04 9.04 I 4.38 9.55 19.80 20.10 12.01 50.67 13.89 13.77 14.28 28.01 10.51 16.41 62.59 64.95 18.38 –1.01 –0.52 –0.53 –0.54 –0.13 –0.03 –0.43 –3.33 –3.45 –0.32 COLUMBIA SEL MC VAL;A COLUMBIA SEL MC VAL;I r COLUMBIA SEL MC VAL;I3 r COLUMBIA SEL MCG;A COLUMBIA SEL MCG;I r MCCE MCCE MCCE MCGE MCGE 993.6 842.7 350.6 738.3 641.3 12.96 13.01 12.94 21.64 24.85 12.68 12.79 12.81 12.18 12.29 10.25 10.49 10.62 24.94 25.25 9.62 9.89 10.04 –0.15 0.10 12.99 13.27 13.45 12.60 12.89 8.14 8.41 8.58 9.16 9.43 12.73 12.78 12.72 20.81 23.90 –0.30 –0.30 –0.29 –1.00 –1.15 COLUMBIA SEL T&INFO;A COLUMBIA SEL T&INFO;C COLUMBIA SEL T&INFO;I r COLUMBIA SEL T&INFO;I2 r COLUMBIA SELECT LCG;I r TK TK TK TK LCGE 6966.1 352.4 2754.4 620.9 684.6 111.80 49.51 130.55 131.62 8.88 14.52 14.30 14.60 14.60 16.20 44.22 43.17 44.59 44.64 39.35 11.27 10.44 11.55 11.59 1.13 25.07 24.13 25.38 25.43 16.09 19.64 18.74 19.93 20.01 11.23 107.08 47.42 125.04 126.07 8.54 –5.55 –2.46 –6.48 –6.53 –0.38 COLUMBIA SELECT LCV;A MLVE 336.8 30.30 9.15 5.52 9.67 12.12 8.89 30.22 –0.15
January 8, 2024 BARRON’S • L11 Funds Quarterly Stock Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG COLUMBIA SELECT LCV;ADV r COLUMBIA SELECT LCV;I r COLUMBIA SELECT SCV;A COLUMBIA SMCP INDEX;A MLVE MLVE SCCE SCCE 359.2 1296.5 320.1 860.5 32.37 31.82 18.58 24.17 9.22 9.21 10.71 15.00 5.75 5.75 12.40 15.55 9.93 9.92 7.66 6.74 12.39 12.40 10.18 10.53 9.16 9.16 6.07 8.15 32.30 31.75 17.99 23.37 –0.15 –0.15 –0.78 –1.12 COLUMBIA SMCP INDEX;I r COLUMBIA SMCP INDEX;I2 r COLUMBIA SMCP VAL I;A COLUMBIA SMCP VAL I;I r COLUMBIA SMCP VAL II;I3 r SCCE SCCE SCCE SCCE SCCE 1126.8 1004.3 273.5 595.0 587.9 24.42 25.23 42.79 49.99 17.50 15.06 15.08 14.87 14.95 12.89 15.81 15.81 21.36 21.66 14.26 7.00 7.00 12.52 12.80 9.91 10.80 10.81 13.19 13.47 12.10 8.42 8.42 8.21 8.48 7.48 23.61 24.39 41.57 48.56 16.96 –1.14 –1.18 –1.75 –2.05 –0.74 COLUMBIA SMCP VAL II;INS r COLUMBIA SMCPGRO;A COLUMBIA SMCPGRO;I r COMMERCE VALUE CONGRESS SMCP GRO;INST r SCCE SCGE SCGE LCVE SCGE 299.1 362.8 859.0 259.7 794.7 16.78 20.81 22.95 31.16 38.81 12.86 9.99 10.02 8.96 6.24 14.10 25.89 26.17 2.48 20.27 9.72 –8.24 –8.02 7.44 7.35 11.90 13.02 13.30 9.18 16.57 7.27 9.81 10.08 8.27 10.77 16.26 19.71 21.74 31.06 37.37 –0.71 –1.39 –1.53 –0.18 –1.88 CRDT SUIS CMDTY RTN;INST r CULLEN EMMKTS HI DIV;I r CULLEN HIGH DIV EQTY;I r CULLEN INTL HIGH DIV;I r DAVENPORT CORE LEADERS CMG IEI LCVE IEI LCCE 1059.0 586.2 664.3 261.2 890.3 22.18 11.87 13.56 10.86 31.58 –3.67 10.81 7.92 10.70 13.94 –8.90 26.39 2.99 17.78 28.95 10.76 5.49 7.99 5.51 8.23 7.53 8.85 7.68 7.98 13.90 –0.98 4.50 7.22 2.84 10.05 22.09 11.70 13.54 10.66 30.97 –0.27 –0.18 –0.03 –0.17 –0.67 DAVENPORT EQUITY OPPS DAVENPORT SMCP FOCUS DAVENPORT VALUE & INCOME DAVIS FINANCIAL;A DAVIS NY VENTURE;A MLCE SCCE EIEI FS LCVE 798.9 775.7 818.3 391.5 4452.9 22.48 17.51 17.89 51.30 26.55 14.89 10.84 7.65 16.33 13.15 27.69 22.28 8.50 15.52 30.00 7.46 7.51 5.25 11.43 6.48 15.97 17.10 8.25 10.46 11.98 10.49 I 6.99 8.63 8.70 21.71 17.29 17.76 51.21 26.23 –0.89 –0.36 –0.16 –0.23 –0.43 DAVIS NY VENTURE;Y r DAVIS OPPORTUNITY;A DELAWARE G&I;A DELAWARE IVY ASSET ST;A DELAWARE IVY ASSET ST;I r LCVE MLVE EIEI AGM AGM 1623.7 293.3 1211.4 1272.0 350.3 27.64 38.11 14.15 20.17 20.63 13.27 12.57 9.54 9.76 9.81 30.35 22.12 11.97 15.61 15.84 6.74 9.45 11.93 4.42 4.67 12.26 13.16 11.89 9.47 9.75 8.98 9.87 7.70 3.76 4.03 27.31 37.76 14.09 19.87 20.33 –0.44 –0.48 –0.10 –0.33 –0.34 DELAWARE IVY BALANCED;A DELAWARE IVY CORE EQ;A DELAWARE IVY GLBL GR;A DELAWARE IVY INTL CE;A DELAWARE IVY INTL CE;I r MTAG LCCE GLCC ILCC ILCC 1096.4 2612.6 320.6 278.4 691.5 20.77 15.18 31.20 19.82 19.99 10.50 12.48 10.14 7.41 7.47 16.19 23.53 19.05 16.72 17.02 4.26 9.58 4.92 4.04 4.40 9.61 16.00 11.83 7.39 7.81 6.38 10.46 7.41 3.84 4.22 20.42 14.87 30.65 19.50 19.67 –0.40 –0.35 –0.62 –0.34 –0.34 DELAWARE IVY LCAP GRO;A DELAWARE IVY LCAP GRO;I r DELAWARE IVY MC GRWTH;A DELAWARE IVY MC GRWTH;I r DELAWARE IVY SC GRWTH;A LCGE LCGE MCGE MCGE SCGE 2367.9 3541.1 1505.3 2943.8 603.1 29.80 32.74 26.31 30.37 11.58 13.12 13.19 14.14 14.25 7.10 37.81 38.17 19.97 20.31 13.27 9.41 9.71 –1.04 –0.73 –5.20 18.50 18.85 14.69 15.09 7.86 13.98 14.30 10.46 10.82 7.08 28.97 31.83 25.03 28.88 11.07 –0.89 –0.97 –1.52 –1.76 –0.65 DELAWARE IVY SC GRWTH;I r DELAWARE IVY SCI&TECH;A DELAWARE IVY SCI&TECH;I r DELAWARE IVY SCI&TECH;Y r DELAWARE IVY SYST EME;I r SCGE TK TK TK EM 496.9 3362.5 1288.7 250.3 446.6 19.69 45.87 60.25 53.26 18.45 7.17 18.80 18.85 18.80 7.26 13.59 40.65 40.99 40.63 11.06 –4.90 3.16 3.37 3.14 –8.12 8.25 17.54 17.78 17.53 5.42 7.46 11.25 11.51 11.26 3.88 18.82 43.80 57.54 50.86 18.12 –1.11 –2.37 –3.11 –2.75 –0.34 DELAWARE IVY VALUE;A DELAWARE OPPTY;A DELAWARE SMCP VAL;A DELAWARE SMD CP G;A DELAWARE VALUE;INST r MLVE MCCE SCCE MCGE MLVE 252.8 538.5 769.0 698.5 2578.5 16.52 31.79 65.09 15.88 16.77 9.69 12.51 11.58 14.24 9.05 5.18 10.78 9.23 20.21 2.10 9.48 9.51 8.60 –15.64 6.43 10.94 11.22 10.04 9.52 7.74 7.45 6.72 6.74 8.42 7.61 16.56 31.21 63.34 15.10 16.81 +0.03 –0.73 –2.42 –0.93 +0.03 DELAWARE WLTH BLDR;A DFA CONT SMALL CO;INST r DFA EMG MKTS CORE EQ;I r DFA EMG MKTS SM CAP;I r DFA EMG MKTS SOC CORE;I r FX EU EM EM EM 748.0 766.0 25935.2 4117.1 1515.4 14.18 30.16 22.41 22.82 13.98 9.31 13.13 7.86 7.26 8.00 12.18 16.92 15.45 16.31 14.58 6.45 3.27 0.71 4.13 –0.90 7.76 9.79 6.18 8.10 5.19 5.38 6.54 4.00 5.55 3.58 14.02 29.49 22.06 22.57 13.73 –0.19 –0.66 –0.30 –0.15 –0.22 DFA EMG MKTS VALUE;I r DFA EMG MKTS;I r DFA GL RE SEC PORTF r DFA GLBL ALL 25/75;INST r DFA GLBL ALL 60/40;INST r EM 10953.5 EM 4799.9 GRE 7608.5 MTAC 726.9 MTAM 3741.3 29.43 27.53 10.27 13.69 20.14 7.17 7.77 17.14 4.50 7.92 16.49 13.08 9.42 8.90 14.53 5.34 –1.22 2.96 1.88 4.56 5.66 4.95 5.17 4.49 8.55 3.74 3.37 5.90 3.42 5.99 28.98 27.02 10.09 13.62 19.90 –0.40 –0.47 –0.28 –0.09 –0.28 DFA GLBL EQUITY;INST r DFA INTL CORE EQTY;I r DFA INTL LG CP GR;INST r DFA INTL REAL ESTATE;I r DFA INTL SM CAP VAL;I r MTAA 8509.3 IMLV 30936.3 IMLG 650.3 IRE 3626.5 ISMV 11084.2 30.47 15.32 15.98 3.73 21.23 11.13 10.32 13.13 15.28 9.34 20.29 17.49 18.49 5.96 17.58 8.13 5.00 2.87 –2.18 7.13 12.69 8.69 9.56 1.02 8.44 8.49 4.72 5.15 2.24 4.62 29.89 15.08 15.64 3.62 20.95 –0.66 –0.22 –0.31 –0.12 –0.26 DFA INTL SM CO;I r DFA INTL SM CP GR;INST r DFA INTL SOC CE PTF;INST r DFA INTL SUSTAIN CORE 1 r DFA INTL VALUE III;I r ISMC 11487.5 ISMG 272.4 IMLV 1435.8 IMLC 3326.9 IMLV 2943.7 19.31 14.98 14.18 12.24 17.23 10.75 11.76 11.62 12.35 6.54 14.43 11.53 18.45 18.35 17.85 2.71 –1.60 3.86 2.98 10.59 8.02 6.88 7.85 8.66 8.96 4.94 5.08 4.20 4.61 4.29 18.93 14.57 13.90 12.01 17.12 –0.37 –0.40 –0.26 –0.21 –0.07 DFA INTL VALUE;I r DFA INTL VECTOR EQ;I r DFA LARGE CAP INTL;I r DFA REAL ESTATE;I r DFA SEL HDGD GLB EQ;INST r IMLV IMLV IMLC RE GMLC 9051.6 3404.5 5770.7 7351.9 277.0 20.01 13.36 26.35 39.23 19.28 6.49 9.64 10.29 17.88 9.63 17.79 17.01 17.87 11.18 20.10 10.51 5.61 4.96 5.78 8.36 8.84 8.59 8.82 7.56 12.24 4.15 4.68 4.54 8.04 8.18 19.88 13.16 25.98 38.72 18.98 –0.09 –0.18 –0.33 –0.98 –0.33 DFA US CORE EQ 1;I r DFA US CORE EQ 2;I r DFA US LARGE CO;I r DFA US LG CAP VAL III;I r DFA US LG CAP VAL;I r MLCE MLCE SPSP MLVE MLVE 31700.4 31643.8 10991.0 3603.2 23403.7 36.06 32.47 31.62 28.60 44.54 11.46 11.62 11.67 9.09 9.07 22.96 21.86 26.25 11.57 11.47 10.05 10.33 9.92 10.48 10.39 15.10 14.99 15.63 11.01 10.90 10.92 10.32 11.97 8.46 8.33 35.36 31.81 31.09 28.47 44.33 –0.85 –0.80 –0.62 –0.21 –0.33 NAME Data provided by OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG DFA US LG CP GR;INST r DFA US MICRO CAP;I r DFA US SM CP GR;INST r DFA US SMALL CAP VAL;I r DFA US SMALL CAP;I r LCGE 3098.7 SCCE 7029.0 SCGE 1022.2 SCVE 15303.3 SCCE 15282.6 31.29 26.28 25.43 44.94 44.36 12.30 14.44 11.32 14.81 13.67 24.94 17.86 21.24 18.91 17.64 10.20 11.26 7.88 17.07 9.93 16.59 12.12 13.58 14.14 12.45 12.74 8.05 8.75 7.99 8.07 30.68 25.46 24.57 43.70 42.89 –0.65 –1.16 –1.10 –1.72 –1.98 DFA US SOC CORE EQ 2;I r DFA US SUSTAIN CORE 1;I r DFA US TARGETED VALUE;I r DFA US VECTOR EQTY;I r DFA WLD EX US VAL;I r MLCE 1705.5 MLCE 6130.6 SCVE 13038.4 MCCE 4697.3 IMLV 257.7 23.78 37.42 31.89 24.21 12.49 13.58 12.44 14.39 11.94 6.89 25.93 25.69 19.31 17.52 17.34 9.73 9.56 16.46 11.10 8.52 14.77 16.14 14.77 13.20 7.81 9.97 11.50 8.51 8.51 4.01 23.15 36.62 30.93 23.69 12.37 –0.76 –0.97 –1.32 –0.71 –0.10 DFA WLD EXUS TGT VL;INST r DIAMOND HILL AC SEL;I r DIAMOND HILL LG CAP;I nr DIAMOND HILL LG CAP;INV n DIAMOND HILL LG CAP;Y nr ISMV MLVE LCVE LCVE LCVE 713.7 389.0 5229.4 331.9 2850.5 14.00 22.44 31.80 31.72 31.82 9.26 18.06 11.43 11.34 11.48 17.38 30.56 13.66 13.31 13.78 5.76 12.98 7.38 7.06 7.50 7.82 16.66 12.26 11.93 12.39 4.64 10.71 9.33 9.01 9.45 13.82 21.85 31.51 31.43 31.53 –0.16 –0.77 –0.37 –0.38 –0.38 DIAMOND HILL LS;I r DIAMOND HILL S/MD CP;I nr DODGE & COX BALANCE;I DODGE & COX GLBL STOCK;I DODGE & COX INTNL STCK;I LSE 1543.3 SCCE 758.7 MTAG 12101.7 GLCV 9865.0 ILCV 38885.9 26.93 25.48 101.23 14.92 49.16 6.92 12.83 7.71 7.78 6.81 12.40 11.47 13.77 20.26 16.70 7.11 8.08 7.96 11.01 6.49 8.57 10.32 10.17 12.43 8.65 5.71 7.15 7.95 8.18 3.99 27.08 24.87 100.76 14.78 48.76 +0.13 –0.82 –0.63 –0.17 –0.33 DODGE & COX STCK;I DOMINI IMPCT EQUITY;INV DOMINI IMPCT INTL;INST r DOUBLELINE SH EN CAPE;I r DOUBLELINE SH EN CAPE;N MLVE 61287.0 MLCE 833.0 IMLC 402.9 LCVE 3908.0 LCVE 308.4 243.55 32.45 8.42 14.27 14.26 9.82 13.11 13.98 13.01 12.95 17.48 28.42 21.80 27.01 26.72 12.81 4.99 2.54 6.67 6.40 13.94 14.76 6.05 13.56 13.28 10.45 9.40 3.76 12.57 12.30 242.45 31.68 8.29 14.03 14.01 –1.84 –0.86 –0.14 –0.39 –0.40 DRIEHAUS EM GRO;INV n DWS CAPITAL GR;A DWS CAPITAL GR;S DWS CORE EQTY;A DWS CORE EQTY;S EM LCGE LCGE MLCE MLCE 571.1 788.0 1000.5 403.2 3443.2 34.60 103.21 105.83 30.53 31.02 8.20 14.42 14.49 12.22 12.28 11.24 38.17 38.50 25.25 25.56 –5.46 5.17 5.43 9.68 9.98 6.17 17.05 17.33 14.69 15.01 3.67 13.05 13.33 11.23 11.54 33.99 100.31 102.86 30.00 30.48 –0.59 –3.21 –3.29 –0.63 –0.63 DWS CROCI EQDV;A DWS CROCI INTL;S DWS EQ 500 IX;S DWS GLBL INC B;A DWS INTERNTL GR;S MLVE IMLV SPSP FX ILCG 736.5 357.6 255.5 426.7 399.3 52.11 48.24 146.39 9.41 36.98 5.80 10.39 11.63 9.43 10.13 5.33 18.79 25.98 14.74 15.73 8.34 4.03 9.73 2.38 –3.94 8.30 7.09 15.37 6.80 7.40 7.64 3.52 11.75 4.67 3.75 52.57 47.66 143.92 9.30 36.00 +0.46 –0.44 –2.88 –0.13 –0.99 DWS LATIN AM EQ;S DWS LC FOC GR;S DWS S&P 500 IX;S DWS SCI & TECH;A EATON VANCE AC SMID;A LT LCGE SPSP TK MCCE 311.5 270.9 909.4 1014.2 987.3 35.68 73.22 40.72 30.73 31.80 17.72 15.20 11.63 14.13 10.88 33.52 41.11 25.97 57.57 13.72 9.66 5.05 9.68 7.00 8.05 12.59 17.50 15.36 20.55 13.42 6.54 13.37 11.72 15.50 10.88 34.41 70.92 40.03 29.63 31.03 –1.33 –2.55 –0.80 –1.25 –0.89 EATON VANCE AC SMID;I r EATON VANCE BAL;A EATON VANCE DIV BLDR;A n EATON VANCE GL M AR;I r EATON VANCE GRO;A n MCCE MTAG LCCE AGM LCGE 6475.1 395.7 650.8 1269.8 273.8 37.86 10.44 14.87 8.22 33.35 10.95 9.91 9.92 2.08 13.71 14.01 16.05 11.16 6.98 38.30 8.32 3.76 7.67 2.86 5.20 13.70 9.54 12.94 4.35 15.79 11.16 7.36 10.01 3.21 12.60 36.94 10.29 14.77 8.21 32.36 –1.06 –0.17 –0.13 –0.01 –1.11 EATON VANCE LC VAL;A n EATON VANCE LC VAL;I nr EATON VANCE TM EQ AA;A EATON VANCE TM GL DV;A EATON VANCE TM VAL;A MLVE MLVE MLCE GEI LCVE 597.5 704.0 460.7 406.5 446.8 23.69 23.81 30.70 15.94 36.46 8.75 8.82 11.29 12.20 9.79 7.92 8.20 20.69 25.01 9.41 9.25 9.53 6.17 7.72 7.53 11.60 11.88 11.98 12.93 10.98 8.34 8.60 8.68 7.76 8.30 23.43 23.55 30.19 15.69 36.24 –0.33 –0.34 –0.61 –0.26 –0.33 EATON VANCE TM VAL;I r EATON VANCE TMG1.0 n EATON VANCE TMG1.1;A n EATON VANCE TMG1.2;A EATON VANCE WW H&S;A LCVE LCCE LCCE LCCE GH 274.4 36.25 1281.4 2113.23 1921.9 94.94 854.6 42.71 697.1 13.07 9.82 11.64 11.56 11.51 6.00 9.66 28.62 28.24 28.05 5.66 7.78 8.80 8.50 8.34 5.32 11.25 15.60 15.26 15.09 10.71 8.56 36.04 11.72 2075.15 11.38 93.22 11.21 41.94 9.19 13.25 –0.32 –43.03 –1.94 –0.87 +0.20 EDGEWOOD GROWTH;INST r ELFUN TRUSTS r FAIRHOLME FAIRHOLME FAM DIVIDEND FOCUS;INV FAM VALUE;INV LCGE 18133.3 LCCE 3638.4 FX 1412.7 EIEI 674.4 MLCE 1561.8 43.74 76.56 36.16 53.29 91.22 15.90 13.86 9.08 10.80 11.31 39.74 34.49 46.72 19.70 16.09 1.00 10.23 7.62 9.18 7.79 14.48 17.82 19.32 14.32 11.76 13.53 12.89 6.58 11.10 9.45 42.39 75.27 34.91 51.74 88.80 –1.50 –1.46 –1.64 –1.61 –2.58 FEDERATED HRMS CAP I;A FEDERATED HRMS EQ I;A FEDERATED HRMS ITL EQ;IS r FEDERATED HRMS ITL EQ;R6 r FEDERATED HRMS ITL GR;IS r MTAC EIEI IMLG IMLG IMLG 453.6 634.4 958.6 362.5 709.5 8.15 22.15 23.75 23.75 13.55 9.00 9.92 11.50 11.49 11.20 10.51 9.05 14.57 14.62 8.82 2.02 6.66 –1.33 –1.30 –6.40 6.10 9.38 7.47 7.50 8.32 3.60 6.02 4.87 I I NA NA NA NA NA NA NA NA NA NA FEDERATED HRMS ITL LD;A FEDERATED HRMS ITL LD;IS r FEDERATED HRMS ITL SV;I r FEDERATED HRMS KAU LC;A FEDERATED HRMS KAU LC;IS r ILCC ILCC IEI MLGE MLGE 257.5 836.2 550.6 546.4 862.3 36.93 36.94 3.71 18.39 19.92 9.55 9.63 7.35 14.34 14.39 16.99 17.35 11.04 32.37 32.68 3.69 3.96 6.49 1.71 1.96 10.27 10.56 7.35 13.20 13.48 4.12 4.40 2.68 10.63 10.91 NA NA NA NA NA NA NA NA NA NA FEDERATED HRMS KAUF;A FEDERATED HRMS KAUF;INST r FEDERATED HRMS KAUF;R r FEDERATED HRMS KAU SC;A n FEDERATED HRMS KAU SC;IS nr MLGE MLGE MLGE SCGE SCGE 1099.0 358.3 3368.9 760.1 2527.3 5.25 5.51 5.26 45.97 47.60 12.02 12.07 12.00 10.81 10.94 14.91 15.53 14.87 14.48 15.03 –6.37 –5.89 –6.40 –6.98 –6.55 7.01 7.57 6.99 9.11 9.61 8.28 I 8.26 10.33 I NA NA NA NA NA NA NA NA NA NA FEDERATED HRMS KAU SC;R6 nr FEDERATED HRMS M&S A;A FEDERATED HRMS M&S A;IS r FEDERATED HRMS MDT AC;IS r FEDERATED HRMS MDT L;A SCGE MTAC MTAC MLCE MLVE 604.0 634.0 434.3 437.9 532.9 47.21 13.85 13.85 37.97 28.84 10.95 9.16 9.23 13.14 10.43 15.04 9.81 10.17 23.51 12.51 –6.53 2.66 2.94 11.69 11.28 9.63 5.84 6.13 16.61 12.00 I 4.64 4.90 12.00 I NA NA NA NA NA NA NA NA NA NA
L12 BARRON’S • Funds Quarterly January 8, 2024 Stock Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG NAME Data provided by OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG FEDERATED HRMS MDT L;IS r FEDERATED HRMS MDT MG;A FEDERATED HRMS MDT MG;IS r FEDERATED HRMS MDT MN;IS r FEDERATED HRMS MDT SC;IS r MLVE MCGE MCGE LSE SCCE 361.7 298.0 386.7 318.5 903.0 28.86 45.19 48.21 17.56 23.43 10.53 14.06 14.16 0.64 16.11 12.79 27.05 27.44 4.96 20.58 11.53 5.50 5.81 12.21 6.50 12.26 15.26 15.60 8.68 10.78 9.03 11.26 11.57 5.72 8.70 NA NA NA NA NA NA NA NA NA NA FIDELITY ADV GR&INC;A FIDELITY ADV HLTH;A FIDELITY ADV HLTH;C FIDELITY ADV HLTH;I r FIDELITY ADV HLTH;M LCVE H H H H 496.5 1460.3 303.6 2226.0 300.9 35.83 59.99 44.32 66.74 54.76 9.11 8.27 8.04 8.33 8.18 17.98 3.81 3.02 4.07 3.54 12.01 0.11 –0.64 0.37 –0.15 14.43 9.21 8.40 9.50 8.93 9.88 10.02 9.20 10.31 9.74 35.51 60.11 44.41 66.88 54.87 –0.38 +0.06 +0.04 +0.07 +0.05 FEDERATED HRMS SVD;A FEDERATED HRMS SVD;C FEDERATED HRMS SVD;INST r FEDERATED HRMS SVD;R6 r FEDERTD HRMS MDTLC;IS r EIEI EIEI EIEI EIEI MLGE 1520.8 453.4 4927.0 1295.1 603.1 5.43 5.45 5.47 5.47 27.91 8.62 8.37 8.62 8.62 14.36 –2.07 –2.66 –1.81 –1.79 39.62 8.71 7.93 8.98 9.01 11.09 7.10 6.31 7.36 7.38 20.14 6.51 5.72 6.78 I 13.92 NA NA NA NA NA NA NA NA NA NA FIDELITY ADV HLTH;Z r FIDELITY ADV INTL CA;A FIDELITY ADV INTL CA;I r FIDELITY ADV INTL CA;Z r FIDELITY ADV INTL DS;I r H ILCG ILCG ILCG ILCG 624.5 548.5 4546.7 1483.6 559.0 66.96 27.63 29.73 29.81 44.21 8.35 15.36 15.48 15.47 11.06 4.20 27.30 27.63 27.79 14.15 0.49 1.47 1.73 1.86 –1.57 9.63 11.01 11.30 11.45 8.09 I 7.29 7.57 I 4.15 67.11 26.96 29.01 29.09 43.26 +0.07 –0.67 –0.71 –0.72 –0.96 FIDELITY 500 INDEX FUND FIDELITY ADV AM 20%;Z r FIDELITY ADV AM 30%;Z r FIDELITY ADV AM 40%;Z r FIDELITY ADV AM 50%;Z r SPSP 471907.0 MTAC 1968.2 MTAC 481.5 MTAC 585.9 MTAM 2035.4 165.49 13.29 11.47 12.39 19.51 11.69 6.35 7.37 8.09 8.79 26.29 7.95 9.84 11.48 13.17 9.99 0.32 0.75 1.37 1.92 15.68 3.96 5.21 6.43 7.54 12.02 I I I I 162.71 13.17 11.35 12.24 19.24 –3.24 –0.14 –0.14 –0.17 –0.31 FIDELITY ADV INTL DS;Z r FIDELITY ADV INTL GR;I r FIDELITY ADV INTL GR;Z r FIDELITY ADV INTL SC;I r FIDELITY ADV INTL SC;Z r ILCG ILCG ILCG ISMC ISMC 3225.1 1669.3 1430.9 1139.7 1522.0 44.14 19.10 19.12 31.58 31.53 11.11 14.87 14.88 11.55 11.58 14.27 20.87 21.02 19.63 19.76 –1.45 2.34 2.45 4.19 4.32 8.22 10.93 11.07 8.60 8.74 4.28 6.50 6.63 6.27 I 43.19 18.59 18.62 31.12 31.07 –0.96 –0.52 –0.51 –0.42 –0.42 FIDELITY ADV AM 60%;Z r FIDELITY ADV AM 70%;Z r FIDELITY ADV AM 85%;Z r FIDELITY ADV BAL;A FIDELITY ADV BAL;C MTAM MTAG MTAA MTAM MTAM 1523.5 2204.9 1422.2 2001.4 1027.6 14.60 25.73 24.13 26.36 26.08 9.50 9.97 10.94 9.82 9.61 14.82 16.52 19.15 21.21 20.32 2.54 3.41 4.39 5.23 4.44 8.61 9.77 11.41 11.98 11.13 I I I 8.66 7.85 14.37 25.29 23.67 25.99 25.71 –0.25 –0.48 –0.50 –0.43 –0.43 FIDELITY ADV INTL SO;Z r FIDELITY ADV JAPAN;Z r FIDELITY ADV LEV CO;A FIDELITY ADV LEV CO;I r FIDELITY ADV LG CAP;A ISMG JA MLCE MLCE LCVE 267.0 416.5 510.1 257.1 637.7 19.89 16.03 42.41 44.68 40.14 15.91 8.69 11.74 11.79 9.68 17.09 16.11 25.81 26.15 23.14 –0.59 –2.29 6.44 6.72 12.38 8.73 8.09 15.01 15.32 15.15 I I 7.93 8.22 10.35 19.40 15.66 41.28 43.49 39.71 –0.55 –0.36 –1.34 –1.41 –0.54 FIDELITY ADV BAL;INST r FIDELITY ADV BAL;M FIDELITY ADV BAL;Z r FIDELITY ADV BIOTECH;A FIDELITY ADV BIOTECH;I r MTAM MTAM MTAM H H 1993.1 1575.1 967.2 647.9 687.5 27.06 26.80 27.06 27.34 29.86 9.90 9.76 9.92 17.39 17.44 21.53 20.97 21.68 10.68 10.99 5.50 4.98 5.62 –0.59 –0.32 12.27 11.70 12.40 10.30 10.60 8.94 8.40 9.08 8.46 8.75 26.68 26.42 26.68 28.00 30.59 –0.44 –0.44 –0.44 +0.43 +0.47 FIDELITY ADV LG CAP;I r FIDELITY ADV MA INC;I r FIDELITY ADV MA INC;Z r FIDELITY ADV MID CP2;A FIDELITY ADV MID CP2;I r LCVE FX FX MCCE MCCE 256.6 693.4 256.2 698.7 318.3 43.05 13.35 13.36 21.21 22.23 9.74 6.81 6.92 11.06 11.15 23.47 11.70 11.81 14.70 15.03 12.67 4.63 4.76 6.78 7.08 15.45 10.46 10.57 12.18 12.50 10.65 I I 7.73 8.02 42.59 13.23 13.24 20.65 21.64 –0.57 –0.16 –0.15 –0.73 –0.77 FIDELITY ADV CAP DEV;A FIDELITY ADV CAP DEV;O n FIDELITY ADV CNS STP;A FIDELITY ADV DIV GRO;A FIDELITY ADV DIV GRO;I r LCVE LCVE CG MLCE MLCE 638.1 3449.7 295.9 489.0 267.8 19.52 20.54 90.97 18.49 19.98 9.90 10.00 4.68 10.96 10.97 23.87 24.20 2.70 17.33 17.56 12.44 12.76 5.19 9.58 9.83 15.17 15.50 11.21 11.41 11.68 10.38 10.70 6.69 8.53 8.79 19.31 20.32 90.83 18.27 19.75 –0.26 –0.27 –0.06 –0.26 –0.28 FIDELITY ADV MID CP2;M FIDELITY ADV NEW INS;A FIDELITY ADV NEW INS;C FIDELITY ADV NEW INS;I r FIDELITY ADV NEW INS;M MCCE LCCE LCCE LCCE LCCE 276.4 6314.3 641.8 7796.8 1537.8 20.37 32.50 24.08 34.00 30.24 11.00 11.46 11.24 11.51 11.39 14.42 35.95 34.86 36.26 35.60 6.53 7.01 6.19 7.28 6.75 11.92 14.37 13.50 14.65 14.08 7.47 11.02 10.19 11.30 10.75 19.83 31.99 23.70 33.46 29.76 –0.70 –0.62 –0.46 –0.65 –0.58 FIDELITY ADV DIV GRO;M FIDELITY ADV DV IN;A FIDELITY ADV DV IN;I r FIDELITY ADV DV IN;Z r FIDELITY ADV DVS STK;A MLCE ILCG ILCG ILCG LCCE 349.3 471.3 500.6 335.6 433.3 18.42 24.77 25.31 25.24 30.55 10.86 10.17 10.20 10.27 11.73 17.05 17.12 17.34 17.54 27.88 9.32 0.15 0.39 0.54 9.37 11.16 9.18 9.45 9.62 16.26 8.27 4.92 5.19 5.35 11.26 18.20 24.25 24.78 24.71 29.85 –0.26 –0.52 –0.53 –0.53 –0.78 FIDELITY ADV NEW INS;Z r FIDELITY ADV RE INC;A FIDELITY ADV RE INC;I r FIDELITY ADV RE INC;Z r FIDELITY ADV SC GRO;A LCCE RE RE RE SCGE 1693.0 296.1 1253.4 1600.3 309.8 34.14 11.49 11.53 11.52 26.13 11.55 7.79 8.01 7.99 13.46 36.43 9.02 9.37 9.52 18.72 7.41 3.30 3.59 3.70 –0.87 14.79 5.02 5.32 5.44 12.50 11.44 5.44 5.73 I 10.30 33.61 11.42 11.45 11.44 25.16 –0.65 –0.11 –0.12 –0.12 –1.29 FIDELITY ADV DVS STK;O n FIDELITY ADV EM DSC;I r FIDELITY ADV EM MKTS;Z r FIDELITY ADV ENERGY;A FIDELITY ADV ENERGY;I r LCCE EM EM NR NR 2229.7 540.3 1806.6 359.6 498.8 31.91 16.47 35.72 42.68 45.26 11.83 9.47 8.55 –8.18 –8.14 28.33 20.78 15.30 1.04 1.29 9.77 4.35 I 36.23 36.62 16.67 9.71 I 13.29 13.63 11.64 5.48 I 2.25 2.55 31.18 15.98 34.85 42.92 45.52 –0.81 –0.43 –0.86 +0.18 +0.19 FIDELITY ADV SC GRO;I r FIDELITY ADV SC GRO;Z r FIDELITY ADV SC VAL;A FIDELITY ADV SC VAL;I r FIDELITY ADV SC VAL;Z r SCGE SCGE SCCE SCCE SCCE 846.8 1750.3 269.5 1106.9 661.9 28.24 28.47 19.12 19.79 19.80 13.50 13.56 14.19 14.28 14.26 19.01 19.17 17.44 17.79 17.94 –0.62 –0.47 11.92 12.22 12.35 12.78 12.94 13.36 13.67 13.82 10.60 I 8.41 8.71 I 27.19 27.41 18.60 19.25 19.26 –1.39 –1.40 –0.72 –0.74 –0.74 FIDELITY ADV EQ GRO;A FIDELITY ADV EQ GRO;I r FIDELITY ADV EQ GRO;M FIDELITY ADV EQ GRO;Z r FIDELITY ADV EQ INC;A MLGE MLGE MLGE MLGE EIEI 1917.0 2446.0 1682.6 1963.7 753.0 17.08 19.81 16.44 20.11 31.14 13.30 13.42 13.26 13.45 8.73 35.24 35.60 34.88 35.79 11.16 7.73 8.02 7.48 8.15 10.20 19.11 19.42 18.81 19.56 11.49 14.35 14.65 14.08 14.80 7.76 16.56 19.21 15.94 19.49 31.17 –0.60 –0.68 –0.57 –0.70 –0.02 FIDELITY ADV SEMICND;A FIDELITY ADV SEMICND;I r FIDELITY ADV SM CAP;A FIDELITY ADV SM CAP;I r FIDELITY ADV SM CAP;M TK TK SCGE SCGE SCGE 642.3 596.2 714.7 485.2 474.5 60.95 65.87 28.15 32.63 24.72 13.58 13.64 12.14 12.20 12.10 74.91 75.33 18.28 18.57 18.00 21.41 21.72 7.19 7.46 6.92 33.30 33.66 13.81 14.11 13.54 24.83 25.19 7.70 7.99 7.45 57.41 62.05 27.21 31.54 23.89 –3.99 –4.31 –1.27 –1.47 –1.12 FIDELITY ADV EQ INC;I r FIDELITY ADV EQ INC;M FIDELITY ADV FCSD EM;I r FIDELITY ADV FCSD EM;Z r FIDELITY ADV FR 2020;A EIEI EIEI EM EM MATB 386.5 545.4 2306.7 1494.6 546.6 33.42 32.31 28.53 28.46 11.51 8.77 8.64 8.73 8.73 8.71 11.41 10.88 8.45 8.60 12.09 10.46 9.94 –5.37 –5.26 0.54 11.77 11.22 7.45 7.59 6.35 8.03 7.50 4.96 5.11 5.13 33.47 32.35 27.88 27.81 11.36 –0.01 –0.02 –0.59 –0.59 –0.17 FIDELITY ADV SRS EQTY GR r FIDELITY ADV SRS GRO OPP r FIDELITY ADV SRS SM CP r FIDELITY ADV SS MC FIDELITY ADV SS MC;A MLGE MLGE SCGE SCCE SCCE 1145.4 816.7 450.3 352.9 653.6 15.52 12.83 12.14 41.27 38.48 13.82 15.35 12.34 12.25 12.18 37.14 46.95 19.24 17.15 16.85 9.06 1.25 8.22 7.53 7.25 20.51 19.68 14.94 12.74 12.46 I 16.43 8.43 8.96 8.71 15.04 12.42 11.73 39.98 37.28 –0.54 –0.49 –0.55 –1.69 –1.58 FIDELITY ADV FR 2020;I r FIDELITY ADV FR 2025;A FIDELITY ADV FR 2025;I r FIDELITY ADV FR 2025;M FIDELITY ADV FR 2025;Z r MATB MATG MATG MATG MATG 271.2 894.9 536.7 323.5 307.0 11.66 12.15 12.32 12.17 12.14 8.75 9.25 9.38 9.21 9.37 12.37 13.18 13.54 12.90 13.50 0.80 1.00 1.25 0.75 1.33 6.61 7.07 7.34 6.80 7.42 5.40 5.58 5.84 5.32 I 11.51 11.98 12.14 12.00 11.97 –0.17 –0.19 –0.20 –0.19 –0.19 FIDELITY ADV SS MC;I r FIDELITY ADV SS MC;M FIDELITY ADV STK SL AC;A FIDELITY ADV STK SL AC;Z r FIDELITY ADV STK SSC;I r SCCE SCCE MLCE MLCE SCGE 368.4 464.0 254.8 3479.1 636.9 41.41 38.94 68.79 68.70 33.60 12.25 12.11 12.34 12.44 13.12 17.17 16.59 26.60 27.10 19.42 7.51 7.00 7.63 8.04 6.86 12.73 12.20 15.40 15.85 14.14 8.96 8.45 10.87 11.32 8.96 40.12 37.72 67.32 67.24 32.50 –1.69 –1.60 –1.73 –1.73 –1.47 FIDELITY ADV FR 2030;A FIDELITY ADV FR 2030;I r FIDELITY ADV FR 2030;M FIDELITY ADV FR 2030;Z r FIDELITY ADV FR 2035;A MATC MATC MATC MATC MATD 1111.4 737.5 414.5 398.9 981.5 13.46 13.59 13.34 13.40 13.68 9.60 9.67 9.50 9.63 10.09 14.29 14.56 14.02 14.70 16.37 1.62 1.89 1.37 1.97 2.78 8.09 8.36 7.83 8.46 9.60 6.27 6.54 6.01 I 7.09 13.26 13.39 13.14 13.20 13.46 –0.23 –0.23 –0.23 –0.23 –0.25 FIDELITY ADV STK SSC;Z r FIDELITY ADV STR D&I;A FIDELITY ADV STR D&I;I r FIDELITY ADV STR D&I;M FIDELITY ADV TECH;A SCGE MTAG MTAG MTAG TK 345.7 885.7 613.7 297.8 1997.5 33.54 15.74 15.82 15.74 95.16 13.20 8.10 8.13 8.03 13.09 19.59 9.13 9.43 8.93 59.19 7.01 5.19 5.46 4.94 8.95 14.29 9.56 9.83 9.28 26.12 I 7.73 8.01 7.46 19.23 32.45 15.64 15.72 15.64 90.77 –1.46 –0.15 –0.15 –0.15 –4.91 FIDELITY ADV FR 2035;I r FIDELITY ADV FR 2035;M FIDELITY ADV FR 2035;Z r FIDELITY ADV FR 2040;A FIDELITY ADV FR 2040;I r MATD MATD MATD MATH MATH 681.5 382.9 376.3 914.8 647.3 13.87 13.44 13.67 15.11 15.31 10.17 10.09 10.19 10.76 10.83 16.65 16.09 16.74 18.39 18.73 3.03 2.52 3.13 3.73 3.99 9.87 9.32 9.97 10.56 10.85 7.36 6.83 I 7.52 7.79 13.65 13.22 13.45 14.85 15.04 –0.25 –0.25 –0.25 –0.30 –0.30 FIDELITY ADV TECH;C FIDELITY ADV TECH;M FIDELITY ADV TECH;Z r FIDELITY ADV UTIL;A FIDELITY ADV VAL STR TK TK TK UT MCCE 304.1 652.9 538.8 304.4 703.9 69.89 86.54 107.32 36.03 55.26 12.86 13.02 13.19 10.11 11.80 57.99 58.82 59.80 –1.71 20.51 8.12 8.69 9.37 6.55 14.17 25.17 25.81 26.61 7.99 16.73 18.33 18.94 I 8.62 9.42 66.66 82.54 102.37 36.39 53.92 –3.62 –4.48 –5.54 +0.30 –1.77 FIDELITY ADV FR 2040;M FIDELITY ADV FR 2040;Z r FIDELITY ADV FR 2045;A FIDELITY ADV FR 2045;I r FIDELITY ADV FR 2045;Z r MATH MATH MATI MATI MATI 358.5 320.4 579.6 503.9 257.9 14.95 15.08 11.95 12.10 11.86 10.69 10.83 10.93 10.94 11.07 18.13 18.82 18.99 19.24 19.42 3.47 4.11 3.88 4.11 4.26 10.27 10.95 10.66 10.91 11.05 7.25 I 7.57 7.84 I 14.69 14.81 11.73 11.88 11.64 –0.30 –0.30 –0.24 –0.25 –0.24 FIDELITY ADV VAL STR;A FIDELITY ADV VAL STR;I r FIDELITY ASSET MGR 20% FIDELITY ASSET MGR 30% FIDELITY ASSET MGR 40% MCCE MCCE MTAC MTAC MTAC 386.9 515.8 3372.9 1429.0 1488.8 44.56 50.57 13.30 11.47 12.39 11.74 11.79 6.33 7.35 8.06 20.20 20.48 7.99 9.81 11.52 13.87 14.15 0.29 0.69 1.33 16.42 16.71 3.93 5.18 6.39 9.13 9.39 3.32 4.20 4.97 43.48 49.36 13.18 11.35 12.24 –1.42 –1.61 –0.14 –0.14 –0.17 FIDELITY ADV FR 2050;A FIDELITY ADV FR 2050;I r FIDELITY ADV FR 2055;A FIDELITY ADV FR 2055;I r FIDELITY ADV GL C ST;I r MATE MATE MATK MATK GNR 503.3 470.0 306.5 335.3 331.4 11.99 12.15 13.43 13.55 17.85 10.90 11.04 10.92 11.01 –0.85 18.92 19.30 18.89 19.22 –5.18 3.87 4.14 3.87 4.14 13.04 10.64 10.94 10.66 10.94 12.57 7.57 7.84 7.57 7.85 4.67 11.78 11.93 13.19 13.30 17.64 –0.24 –0.24 –0.27 –0.28 –0.25 FIDELITY ASSET MGR 50% FIDELITY ASSET MGR 60% FIDELITY ASSET MGR 70% FIDELITY ASSET MGR 85% FIDELITY BALANCED MTAM 7293.3 MTAM 2169.2 MTAG 4018.9 MTAA 2095.5 MTAG 34744.8 19.58 14.61 25.77 24.27 26.93 8.83 9.50 9.90 10.88 9.86 13.09 14.81 16.45 18.98 21.60 1.85 2.44 3.32 4.28 5.58 7.46 8.54 9.68 11.32 12.37 5.63 6.28 6.94 7.93 9.04 19.30 14.38 25.34 23.81 26.55 –0.31 –0.26 –0.48 –0.51 –0.44 FIDELITY ADV GR OPP;A FIDELITY ADV GR OPP;C FIDELITY ADV GR OPP;I r FIDELITY ADV GR OPP;M FIDELITY ADV GR OPP;Z r MLGE MLGE MLGE MLGE MLGE 3587.8 978.2 8036.3 2657.8 2983.0 128.32 102.87 142.34 126.02 144.37 15.14 14.91 15.20 15.06 15.24 45.14 44.06 45.51 44.80 45.70 –0.14 –0.89 0.12 –0.38 0.24 18.69 17.80 18.99 18.41 19.14 15.53 14.66 15.84 15.26 15.98 124.20 99.56 137.78 121.98 139.74 –4.96 –3.99 –5.49 –4.87 –5.57 FIDELITY BALANCED K6 r FIDELITY BALANCED;K r FIDELITY BLUE CHIP GR FIDELITY BLUE CHIP GR K6 r FIDELITY BLUE CHIP GR;K r MTAG 1678.0 MTAG 8228.0 LCGE 47535.0 LCGE 12222.8 LCGE 4505.5 14.14 26.93 173.27 26.84 174.22 9.97 9.86 15.08 14.56 15.11 21.93 21.68 55.60 55.57 55.76 5.89 5.67 5.53 5.97 5.62 I 12.46 20.53 21.42 20.64 I 9.14 15.78 I 15.90 13.94 26.55 167.77 26.04 168.69 –0.23 –0.44 –6.51 –0.95 –6.55
January 8, 2024 BARRON’S • L13 Funds Quarterly Stock Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG NAME Data provided by OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG FIDELITY BLUE CHIP VALUE FIDELITY CANADA;CANADA FIDELITY CAP APP FIDELITY CAP APP;K r FIDELITY CHINA REGION MLVE ILCG MLGE MLGE CH 727.6 869.1 5636.1 269.7 810.4 24.89 64.49 39.69 39.85 32.01 7.14 9.89 12.71 12.73 3.54 7.08 14.65 28.79 28.90 –0.29 10.77 10.96 8.04 8.13 –13.06 9.53 12.40 17.01 17.12 5.58 7.40 5.76 11.63 11.74 4.52 24.96 63.92 38.53 38.68 31.22 +0.05 –0.51 –1.30 –1.31 –0.66 FIDELITY FREEDOM 2025;K r FIDELITY FREEDOM 2025;K6 r FIDELITY FREEDOM 2030 FIDELITY FREEDOM 2030;K r FIDELITY FREEDOM 2030;K6 r MATG 9465.4 MATG 4437.1 MATC 13314.9 MATC 13443.7 MATC 6665.1 13.07 13.03 16.57 16.55 16.49 9.34 9.51 9.68 9.69 9.81 14.22 14.44 15.37 15.47 15.72 1.61 1.75 2.22 2.30 2.46 7.55 7.70 8.50 8.60 8.75 I I 6.69 I I 12.89 12.85 16.33 16.32 16.25 –0.21 –0.20 –0.28 –0.27 –0.27 FIDELITY CONTRAFUND FIDELITY CONTRAFUND K6 r FIDELITY CONTRAFUND;K r FIDELITY CONVERTIBLE FIDELITY DISCPLN EQ LCCE 107024.5 LCCE 28946.1 LCCE 9879.6 CV 1515.3 LCGE 1706.3 16.09 23.05 16.15 32.44 58.49 11.45 11.35 11.48 5.49 13.33 39.33 37.67 39.47 11.42 34.04 7.52 7.59 7.60 1.26 7.18 16.46 16.38 16.56 13.74 16.09 12.82 I 12.92 7.99 10.63 15.86 22.72 15.92 31.88 57.13 –0.29 –0.41 –0.29 –0.69 –1.51 FIDELITY FREEDOM 2035 FIDELITY FREEDOM 2035;K r FIDELITY FREEDOM 2035;K6 r FIDELITY FREEDOM 2040 FIDELITY FREEDOM 2040;K r MATD 9837.8 MATD 11378.1 MATD 6149.8 MATH 10297.9 MATH 11110.2 14.53 14.51 14.46 10.49 10.49 10.28 10.29 10.39 10.89 10.92 17.67 17.80 18.06 20.07 20.09 3.48 3.58 3.72 4.55 4.63 10.06 10.17 10.32 11.10 11.21 7.54 I I 8.00 I 14.30 14.28 14.23 10.31 10.31 –0.26 –0.26 –0.26 –0.20 –0.20 FIDELITY DIVIDEND GR FIDELITY DIVIDEND GR;K r FIDELITY DVSD INTL FIDELITY DVSD INTL;K r FIDELITY DVSFD INTL K6 r MLVE MLVE ILCG ILCG ILCG 5835.0 494.3 8450.7 1173.2 4508.1 33.00 32.95 41.07 40.97 13.57 11.06 11.09 10.33 10.36 10.32 17.83 17.97 17.71 17.82 17.56 10.03 10.14 0.37 0.49 0.73 11.87 11.98 9.30 9.42 9.63 8.90 9.02 4.87 5.00 I 32.59 32.54 40.21 40.11 13.29 –0.49 –0.49 –0.85 –0.85 –0.27 FIDELITY FREEDOM 2040;K6 r FIDELITY FREEDOM 2045 FIDELITY FREEDOM 2045;K r FIDELITY FREEDOM 2045;K6 r FIDELITY FREEDOM 2050 MATH MATI MATI MATI MATE 6222.2 6003.4 8451.8 4866.1 5173.2 10.43 12.08 12.06 12.01 12.22 10.92 11.16 11.14 11.23 11.05 20.26 20.56 20.66 20.91 20.46 4.77 4.69 4.78 4.95 4.68 11.37 11.20 11.31 11.49 11.18 I 8.06 I I 8.05 10.26 11.86 11.85 11.80 12.01 –0.20 –0.24 –0.24 –0.24 –0.24 FIDELITY EM DSC FIDELITY EMERG ASIA FIDELITY EMERG MKTS FIDELITY EMERG MKTS IDX FIDELITY EMERG MKTS;K r EM EM EM EM EM 438.5 931.1 4435.7 7125.2 1497.2 16.43 39.95 35.77 10.05 35.77 9.50 8.44 8.53 7.67 8.58 20.76 13.58 15.16 9.50 15.35 4.34 –12.65 –5.40 –5.32 –5.27 9.70 8.58 8.44 3.41 8.58 5.47 6.91 5.53 2.73 5.68 15.94 38.98 34.90 9.85 34.89 –0.42 –0.89 –0.86 –0.19 –0.86 FIDELITY FREEDOM 2050;K r FIDELITY FREEDOM 2050;K6 r FIDELITY FREEDOM 2055 FIDELITY FREEDOM 2055;K r FIDELITY FREEDOM 2055;K6 r MATE MATE MATK MATK MATK 7914.0 4448.3 2708.1 4887.0 2723.2 12.21 12.18 14.15 14.14 14.11 11.11 11.19 11.12 11.13 11.20 20.64 20.87 20.55 20.65 20.85 4.77 4.95 4.68 4.78 4.95 11.30 11.47 11.19 11.31 11.47 I I 8.05 I I 12.00 11.97 13.90 13.89 13.86 –0.24 –0.24 –0.28 –0.28 –0.28 FIDELITY ENT TECH SVC PT FIDELITY EQTY DIV INC FIDELITY EQTY DIV INC;K r FIDELITY EQUITY-INC FIDELITY EQUITY-INC;K r TK EIEI EIEI EIEI EIEI 2019.1 5107.4 817.5 7197.9 566.2 62.34 27.12 27.11 67.46 67.40 14.21 8.84 8.85 8.77 8.80 23.17 11.58 11.69 10.60 10.70 –3.49 10.50 10.59 9.30 9.40 10.93 11.83 11.93 12.27 12.37 11.51 8.54 8.65 8.58 8.69 60.35 27.14 27.13 67.18 67.11 –2.32 –0.03 –0.02 –0.37 –0.37 FIDELITY FREEDOM 2060 FIDELITY FREEDOM 2060;K r FIDELITY FREEDOM 2060;K6 r FIDELITY FREEDOM 2065;K r FIDELITY FREEDOM 2065;K6 r MATL MATL MATL MATM MATM 1203.9 2477.3 1416.9 528.1 313.5 13.00 12.99 12.98 11.90 11.92 11.14 11.13 11.18 11.18 11.17 20.50 20.59 20.87 20.69 20.78 4.69 4.78 4.93 4.78 4.94 11.20 11.30 11.46 I I I I I I I 12.77 12.76 12.76 11.69 11.71 –0.25 –0.26 –0.25 –0.23 –0.24 FIDELITY EUROPE FIDELITY EXTENDED MKT IX FIDELITY FLEX 500 INDEX r FIDELITY FLEX INTL INDEX r FIDELITY FLEX MID CAP IX r EU 574.6 MCGE 36227.6 SPSP 3928.6 ILCC 1929.9 MCCE 368.1 34.34 78.06 20.33 12.61 16.46 11.45 15.14 11.66 9.89 12.84 13.67 25.37 26.27 15.47 17.30 –1.22 1.21 10.00 1.61 5.95 7.23 11.89 15.69 7.12 12.74 3.33 8.56 I I I 33.76 75.29 19.99 12.41 16.06 –0.57 –3.73 –0.40 –0.18 –0.51 FIDELITY FREEDOM INC FIDELITY FREEDOM INC;K r FIDELITY FREEDOM INC;K6 r FIDELITY FUND FIDELITY FUND;K r MATJ MATJ MATJ LCGE LCGE 1292.7 623.8 257.3 6558.3 258.8 10.44 10.42 10.41 74.48 74.48 6.40 6.43 6.51 11.56 11.59 8.18 8.26 8.42 30.92 31.03 –0.36 –0.32 –0.22 8.94 9.03 3.59 3.64 3.71 16.89 16.98 3.26 I I 12.08 12.19 10.35 10.33 10.32 73.00 73.00 –0.10 –0.10 –0.10 –1.65 –1.65 FIDELITY FLEX SM CAP IDX r FIDELITY FOCUSED STK FIDELITY FR BL 2020;PRM r FIDELITY FR BL 2025;K6 r FIDELITY FR BL 2025;PRM r SCCE LCGE MATB MATG MATG 328.1 2875.8 275.8 687.3 555.9 14.51 30.29 10.09 10.37 10.35 14.13 10.11 8.92 9.50 9.54 17.13 28.93 13.01 14.27 14.32 2.36 6.35 I 1.36 I 10.10 16.06 I 7.45 I I 12.29 I I I 14.01 29.73 9.96 10.23 10.20 –0.72 –0.69 –0.15 –0.16 –0.17 FIDELITY GLOBAL COM STK FIDELITY GLOBAL EX US IX FIDELITY GRO & INC FIDELITY GRO & INC;K r FIDELITY GRO CO K6 nr GNR 404.2 ILCC 9506.3 LCVE 8299.7 LCVE 1370.1 MLGE 16148.3 17.87 14.08 54.20 54.14 22.45 –0.86 9.98 9.29 9.31 14.48 –5.19 15.59 18.61 18.72 46.02 13.01 1.63 12.35 12.46 6.30 12.50 7.11 14.80 14.92 I 4.60 3.85 10.27 10.39 I 17.66 13.85 53.71 53.64 21.80 –0.25 –0.21 –0.59 –0.59 –0.77 FIDELITY FR BL 2030;PRM r FIDELITY FR BL 2035;PRM r FIDELITY FR BL 2040;PRM r FIDELITY FR BL 2045;PRM r FIDELITY FR BL 2050;PRM r MATC MATD MATH MATI MATE 774.7 859.9 795.0 738.2 599.8 10.55 10.98 11.31 11.33 11.32 9.80 10.41 11.07 11.23 11.23 15.55 17.91 20.26 20.79 20.77 I I I I I I I I I I I I I I I 10.40 10.80 11.11 11.13 11.12 –0.17 –0.20 –0.22 –0.23 –0.22 FIDELITY GRO COMPANY n FIDELITY GRO COMPANY;K nr FIDELITY GRO DISCOVERY FIDELITY GRO DISCOVERY;K r FIDELITY GRO STRAT LCGE 45439.2 LCGE 8170.5 MLGE 3801.4 MLGE 439.9 MLGE 3136.4 31.92 32.09 53.86 53.95 56.43 14.20 14.19 13.44 13.44 10.84 47.23 47.33 35.65 35.76 20.93 6.15 6.21 8.03 8.13 2.58 22.63 22.71 19.34 19.45 13.79 16.83 16.93 14.60 14.72 10.02 30.98 31.15 52.21 52.30 54.76 –1.10 –1.10 –1.87 –1.87 –1.94 FIDELITY FR BL 2055;PRM r FIDELITY FR BL 2060;K6 r FIDELITY FRDM I 2010;IP r FIDELITY FRDM I 2015;IP r FIDELITY FRDM I 2015;PR r MATK MATL MATA MATF MATF 320.8 284.1 512.2 1125.3 513.4 11.40 11.54 12.74 14.05 14.04 11.26 11.20 7.11 7.95 7.89 20.84 20.69 9.88 11.33 11.27 I 4.47 0.17 0.58 0.58 I 11.25 4.90 5.76 I I I I I I 11.19 11.33 12.62 13.90 13.89 –0.23 –0.23 –0.15 –0.18 –0.18 FIDELITY INTERNATIONL IX FIDELITY INTL CAP APP FIDELITY INTL CAP APP K6 r FIDELITY INTL DISC K6 r FIDELITY INTL DISCVRY ILCC 46445.0 ILCG 5044.6 ILCG 1382.2 ILCG 666.7 ILCG 3764.6 47.35 26.52 15.30 12.25 44.38 10.75 15.41 15.38 11.23 11.08 18.31 27.57 27.54 14.39 14.16 4.18 1.73 1.91 –1.44 –1.55 8.34 11.36 11.66 I 8.11 4.42 7.66 I I 4.16 46.61 25.88 14.93 11.98 43.42 –0.66 –0.64 –0.37 –0.27 –0.97 FIDELITY FRDM I 2020;IP r FIDELITY FRDM I 2020;PR r FIDELITY FRDM I 2025;IP r FIDELITY FRDM I 2025;PR r FIDELITY FRDM I 2030;IP r MATB 4299.0 MATB 1582.0 MATG 8683.7 MATG 3208.9 MATC 12720.5 15.51 15.50 17.70 17.69 18.91 8.70 8.65 9.31 9.33 9.70 12.72 12.76 13.95 13.98 15.16 0.92 0.94 1.38 1.41 2.04 6.51 I 7.22 I 8.22 I I I I I 15.32 15.31 17.46 17.45 18.64 –0.23 –0.23 –0.29 –0.29 –0.32 FIDELITY INTL GROWTH FIDELITY INTL SC OPP FIDELITY INTL SM CAP FIDELITY INTL SUSTAIN IX FIDELITY INTL VALUE ILCG ISMG ISMC ILCC ILCV 1494.0 756.6 1526.2 418.0 519.8 19.15 19.97 31.36 11.70 9.82 14.90 15.88 11.57 10.14 9.62 20.89 16.99 19.62 14.66 19.26 2.34 –0.71 4.19 0.04 8.04 10.92 8.61 8.59 6.69 9.15 6.49 6.60 6.25 I 3.51 18.64 19.47 30.90 11.48 9.70 –0.52 –0.56 –0.42 –0.21 –0.11 FIDELITY FRDM I 2030;PR r FIDELITY FRDM I 2035;IP r FIDELITY FRDM I 2035;PR r FIDELITY FRDM I 2040;IP r FIDELITY FRDM I 2040;PR r MATC 4287.2 MATD 12044.6 MATD 4583.1 MATH 12374.5 MATH 4611.0 18.90 21.50 21.50 22.20 22.19 9.66 10.23 10.25 10.85 10.87 15.13 17.31 17.33 19.44 19.47 2.05 3.24 3.26 4.26 4.28 I 9.71 I 10.73 I I I I I I 18.63 21.16 21.16 21.82 21.81 –0.32 –0.39 –0.39 –0.43 –0.43 FIDELITY JAPAN SM CO FIDELITY LARGE CAP STOCK FIDELITY LATIN AMERICA FIDELITY LOW-PRCD STK FIDELITY LOW-PRCD STK K6 r JA 473.1 LCVE 3400.2 LT 259.9 MCVE 24265.5 MCVE 3550.7 15.07 45.09 21.08 44.07 15.05 7.29 9.68 11.92 10.81 10.79 15.18 23.52 23.95 14.35 14.85 –0.68 12.68 1.98 10.28 10.74 4.60 15.45 3.43 13.00 13.18 5.15 10.61 –0.28 8.74 I 14.77 44.62 20.44 43.39 14.82 –0.26 –0.59 –0.67 –0.84 –0.29 FIDELITY FRDM I 2045;IP r FIDELITY FRDM I 2045;PR r FIDELITY FRDM I 2050;IP r FIDELITY FRDM I 2050;PR r FIDELITY FRDM I 2055;INV r MATI 10507.5 MATI 4239.4 MATE 9996.0 MATE 3925.4 MATK 1052.7 23.16 23.16 23.20 23.20 19.09 11.06 11.08 11.04 11.06 11.10 19.95 19.98 19.97 20.00 19.95 4.40 4.42 4.40 4.44 4.36 10.82 I 10.83 I 10.78 I I I I 7.92 22.76 22.75 22.80 22.79 18.75 –0.46 –0.46 –0.46 –0.46 –0.38 FIDELITY LOW-PRCD STK;K r FIDELITY LRG CAP GRO IDX FIDELITY LRG CAP VAL IDX FIDELITY LVRGD CO STK FIDELITY MAGELLAN FUND MCVE 3251.8 LCGE 19284.7 MLVE 6700.7 MLCE 1919.0 LCGE 28354.2 43.99 29.50 16.17 34.87 12.31 10.84 14.23 9.49 11.76 13.31 14.44 42.77 11.50 26.11 30.95 10.37 8.86 8.84 6.94 6.60 13.10 19.48 10.90 16.01 15.31 8.83 I I 8.50 11.77 43.31 28.67 16.06 33.94 12.01 –0.84 –0.94 –0.16 –1.11 –0.31 FIDELITY FRDM I 2055;IP r FIDELITY FRDM I 2055;PR r FIDELITY FRDM I 2060;INV r FIDELITY FRDM I 2060;IP r FIDELITY FRDM I 2060;PR r MATK MATK MATL MATL MATL 7242.1 2541.9 628.5 3769.2 1275.1 19.09 19.09 16.17 16.17 16.17 11.07 11.09 11.02 11.05 11.07 19.93 20.03 19.91 19.97 19.99 4.39 4.43 4.36 4.40 4.42 10.81 I 10.78 10.83 I I I I I I 18.76 18.75 15.89 15.89 15.89 –0.38 –0.38 –0.32 –0.32 –0.32 FIDELITY MAGELLAN FUND;K r FIDELITY MEGA CAP STOCK FIDELITY MID CAP GRO IDX FIDELITY MID CAP INDEX FIDELITY MID CAP STK K6 r LCGE 768.4 LCVE 1498.5 MCGE 747.9 MCCE 31271.0 MCCE 907.6 12.30 20.94 27.08 29.95 14.63 13.38 10.24 14.51 12.79 9.19 31.05 26.51 25.79 17.21 11.56 6.66 13.28 1.31 5.92 10.09 15.41 16.58 I 12.68 I 11.86 11.40 I 9.41 I 12.00 20.71 26.16 29.22 14.35 –0.31 –0.26 –1.09 –0.92 –0.37 FIDELITY FRDM I 2065;IP r FIDELITY FRDM I 2065;PR r FIDELITY FRDM IX INC;IP r FIDELITY FRDM IX INC;PR r FIDELITY FREEDOM 2005 MATM MATM MATJ MATJ MATA 855.3 375.4 791.6 394.6 364.5 13.07 13.07 11.50 11.50 11.02 11.05 11.07 6.36 6.36 6.50 19.88 20.01 8.32 8.43 8.45 4.38 4.40 –0.31 –0.29 –0.22 I I 3.55 I 4.12 I I I I 3.81 12.85 12.85 11.41 11.41 10.92 –0.26 –0.26 –0.11 –0.11 –0.10 FIDELITY MID CAP VAL IDX FIDELITY MID CAP VALUE FIDELITY MID-CAP STOCK FIDELITY MID-CAP STOCK;K r FIDELITY MULTI ASSET INC MCCE MCCE MCCE MCCE FX 807.4 1139.4 6413.3 939.5 1046.1 25.14 29.12 40.52 40.56 13.36 12.09 14.04 9.15 9.18 6.89 12.76 22.62 11.04 11.14 11.72 8.32 13.70 10.21 10.31 4.68 I 12.90 13.33 13.43 10.48 I 8.10 9.49 9.60 I 24.62 28.43 39.77 39.81 13.24 –0.68 –0.90 –0.98 –0.99 –0.15 FIDELITY FREEDOM 2010 FIDELITY FREEDOM 2010;K r FIDELITY FREEDOM 2010;K6 r FIDELITY FREEDOM 2015 FIDELITY FREEDOM 2015;K r MATA MATA MATA MATF MATF 2463.4 890.6 285.7 3133.2 1602.7 13.63 13.62 13.54 11.18 11.16 7.17 7.19 7.19 8.04 8.07 9.82 9.94 9.97 11.39 11.44 0.22 0.28 0.34 0.66 0.73 5.03 5.11 5.17 5.93 6.00 4.43 I I 5.03 I 13.50 13.49 13.41 11.05 11.03 –0.14 –0.14 –0.15 –0.14 –0.14 FIDELITY MULTI-ASSET IDX FIDELITY NASDAQ COM IDX FIDELITY NEW MILLENNIUM FIDELITY NORDIC FIDELITY OTC MTAA 7878.3 MLGE 14335.5 MLVE 3868.1 EU 331.8 LCGE 19514.0 54.41 190.15 47.73 62.86 18.29 10.91 13.90 11.56 14.01 13.67 19.29 45.13 25.35 20.85 42.64 4.59 6.24 15.21 3.32 6.58 10.73 18.83 15.33 13.08 19.86 7.94 14.72 10.49 7.66 16.03 53.44 183.83 46.66 62.65 17.73 –1.11 –7.38 –1.23 –0.46 –0.64 FIDELITY FREEDOM 2015;K6 r FIDELITY FREEDOM 2020 FIDELITY FREEDOM 2020;K r FIDELITY FREEDOM 2020;K6 r FIDELITY FREEDOM 2025 MATF MATB MATB MATB MATG 588.7 8116.5 5597.0 2253.7 9470.6 11.10 14.03 14.02 13.95 13.10 8.03 8.76 8.81 8.83 9.36 11.54 12.85 13.00 13.17 14.10 0.81 1.05 1.14 1.24 1.53 6.08 6.73 6.81 6.92 7.46 I 5.52 I I 5.97 10.98 13.86 13.84 13.78 12.92 –0.14 –0.20 –0.20 –0.20 –0.21 FIDELITY OTC K6 r FIDELITY OTC;K r FIDELITY OVERSEAS FIDELITY OVERSEAS;K r FIDELITY PACIFIC BASIN LCGE LCGE IMLG IMLG PC 20.12 18.72 60.30 60.15 29.59 13.69 13.76 13.14 13.15 8.86 43.48 42.92 20.55 20.69 14.06 6.95 6.68 2.67 2.77 –3.79 I 19.97 9.91 10.03 9.36 I 16.15 6.21 6.33 7.04 19.49 18.14 58.92 58.78 28.65 –0.72 –0.66 –1.38 –1.37 –0.91 2114.4 6689.8 7967.9 928.7 697.6
L14 BARRON’S • Funds Quarterly January 8, 2024 Stock Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG NAME Data provided by OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 FIDELITY PURITAN FIDELITY PURITAN K6 FUND r FIDELITY PURITAN;K r FIDELITY REAL EST INC FIDELITY REAL ESTATE MTAG 24585.5 MTAG 1391.5 MTAG 3422.9 RE 1253.5 RE 2754.0 23.30 14.13 23.27 11.58 38.50 9.98 10.05 9.98 7.97 16.86 20.22 20.30 20.28 9.32 10.87 5.77 5.90 5.85 3.57 6.11 11.58 I 11.68 5.32 6.61 8.83 I 8.92 5.71 7.44 22.89 13.88 22.86 11.50 37.82 –0.45 –0.28 –0.46 –0.12 –1.12 FIDELITY TECH HARDWARE FIDELITY TELECOM & UTILS FIDELITY TOTAL INTL IDX FIDELITY TOTAL MARKET IX FIDELITY TREND TK 890.7 UT 880.9 IMLC 11519.1 MLCE 83398.7 MLGE 2868.5 FIDELITY REAL ESTATE IDX FIDELITY SAI EM INDEX r FIDELITY SAI EM LV IDX nr FIDELITY SAI EM VAL IDX r FIDELITY SAI INFLTN FOC r RE EM EM EM CMG 2637.0 4047.3 3510.6 3021.6 2654.7 15.79 12.98 10.94 12.13 84.29 18.10 7.72 7.17 8.81 –7.39 11.94 9.40 15.28 17.43 –11.90 5.17 –5.39 3.58 1.11 8.42 4.88 3.29 I I 7.27 6.32 I I I I 15.52 12.72 10.81 11.87 84.53 –0.46 –0.24 –0.12 –0.26 –0.33 FIDELITY US SUSTAIN IDX FIDELITY VALUE DISCV FIDELITY VALUE FUND FIDELITY VALUE FUND;K r FIDELITY WORLDWIDE LCCE MLVE MCCE MCCE GMLG FIDELITY SAI INT VAL IDX r FIDELITY SAI INTL INDEX r FIDELITY SAI INTL SMA nr FIDELITY SAI ITL LOW VOL r FIDELITY SAI ITL MOM IDX r ILCV ILCC IMLG IMLC ILCG 4240.8 6245.4 621.3 6789.6 662.1 9.33 13.59 11.53 10.93 12.94 6.90 10.70 11.55 8.86 11.18 18.98 18.24 15.84 13.84 21.02 8.39 4.13 –2.99 2.68 2.38 7.49 8.31 I 4.34 I I I I I I 9.29 13.38 11.25 10.86 12.78 –0.03 –0.19 –0.30 –0.02 –0.14 FIDELITY SAI ITL QL IDX r FIDELITY SAI S-M CAP 500 r FIDELITY SAI US LC IDX r FIDELITY SAI US LOW VOL r FIDELITY SAI US MOMENTUM r ILCG 308.1 SCGE 1579.7 SPSP 10749.6 LCCE 9463.0 LCCE 317.3 12.32 6.12 19.73 18.67 13.30 14.06 12.86 11.69 9.82 14.92 18.43 17.75 26.23 14.80 14.62 3.82 5.84 9.98 7.52 5.79 I 12.96 15.65 11.76 13.82 I I I I I 12.09 5.94 19.40 18.62 12.94 FIDELITY SAI US QUAL IDX r FIDELITY SAI US VAL INDX r FIDELITY SEL BANKING FIDELITY SEL BIO TECH FIDELITY SEL BRKG & IM LCGE 13248.9 MLVE 1382.8 FS 427.9 H 4599.9 FS 794.9 19.36 10.79 25.06 17.83 134.74 12.09 9.73 26.58 14.88 19.60 29.62 12.58 8.46 10.08 27.75 10.86 12.24 9.45 –6.72 14.00 17.13 11.77 9.32 8.83 19.03 I I 7.04 7.39 10.34 FIDELITY SEL CHEMICALS FIDELITY SEL CNSMR DSC FIDELITY SEL CNSMR STP FIDELITY SEL CNST&HOUS FIDELITY SEL COMM SERV BM CS CG CG CS 645.4 524.2 918.8 670.6 1177.4 15.43 58.73 92.16 107.44 87.87 11.17 15.53 4.75 17.06 13.12 12.73 41.78 2.99 30.84 56.85 8.64 3.26 5.49 16.78 3.92 10.28 13.67 11.53 23.05 15.05 FIDELITY SEL DEFENSE FIDELITY SEL ENERGY FIDELITY SEL ENV&ALT ENG FIDELITY SEL GOLD FIDELITY SEL HEALTH ID NR ID AU H 1613.7 2177.9 516.8 1052.5 7731.0 16.95 55.54 32.97 22.16 28.76 21.61 –8.20 12.43 11.74 8.24 16.21 0.93 26.29 –0.36 4.13 9.23 36.73 6.80 –8.25 0.41 FIDELITY SEL HEALTH CARE FIDELITY SEL INDUSTRLS FIDELITY SEL INSURANCE FIDELITY SEL LEISURE FIDELITY SEL MATERIALS H ID FS CS BM 1578.5 517.1 468.1 658.8 529.1 133.22 34.21 76.67 18.37 96.90 6.02 14.81 8.56 14.02 4.17 1.51 23.12 12.98 30.12 7.31 FIDELITY SEL MD TCH & DV FIDELITY SEL NAT RES FIDELITY SEL PHARM FIDELITY SEL RETAILING FIDELITY SEL SEMICND H NR GH CS TK 5772.5 618.6 863.4 2872.8 12176.2 61.96 40.70 23.61 18.76 24.25 8.21 –5.98 6.89 14.43 13.88 FIDELITY SEL SW & IT SVC FIDELITY SEL TECHNLGY FIDELITY SEL TRANSPORT FIDELITY SEL UTILITIES FIDELITY SEL WIRELESS TK TK ID UT TL 11796.7 12637.4 584.8 1222.8 335.4 27.67 28.51 104.46 100.73 11.67 FIDELITY SERIES CANADA r FIDELITY SM CAP DISC FIDELITY SM CAP GR K6 r FIDELITY SM CAP GRO FIDELITY SM CAP STOCK ILCG SCCE SCGE SCGE SCGE 5218.6 2595.5 2099.6 2676.7 1194.1 FIDELITY SM CAP VAL FIDELITY SM CP GRO IDX FIDELITY SM CP VAL IDX FIDELITY SMALL CAP INDEX FIDELITY SRS ALL-SCTR r QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG 94.74 27.04 13.15 131.75 149.46 12.30 11.24 9.97 12.16 14.95 33.51 3.38 15.51 26.12 44.39 5.65 5.19 1.61 8.45 5.59 19.23 7.72 7.20 15.06 18.65 13.26 7.71 I 11.42 13.85 92.12 27.26 12.92 129.19 143.55 –2.90 +0.19 –0.21 –3.11 –6.71 2966.0 2814.2 7972.8 1144.5 2255.0 21.25 35.10 14.36 14.38 31.11 12.20 6.63 13.27 13.36 11.43 29.04 5.30 19.53 19.61 24.95 10.62 8.14 13.77 13.88 3.28 16.14 11.08 16.20 16.33 13.19 I 8.24 9.40 9.51 9.06 20.91 35.17 14.00 14.02 30.52 –0.38 +0.05 –0.48 –0.48 –0.69 FIDELITY ZERO EXT MKT IX FIDELITY ZERO INTL INDEX FIDELITY ZERO LRG CAP IX FIDELITY ZERO TOT MKT IX FIRST EAGLE GLOBAL;A SCCE 1533.0 IMLC 3776.3 LCCE 7610.6 MLCE 17654.6 FX 13866.1 12.25 11.07 16.85 16.62 63.09 13.60 10.12 11.99 12.17 7.37 18.14 16.30 27.45 26.21 12.80 5.57 1.89 9.20 8.72 5.79 11.66 7.40 15.76 15.22 9.03 I I I I 6.08 11.85 10.89 16.56 16.30 62.52 –0.55 –0.17 –0.34 –0.39 –0.67 –0.20 –0.24 –0.38 –0.04 –0.41 FIRST EAGLE GOLD;A FIRST EAGLE OVSEAS;A FIRST EAGLE US VALUE;A FIRST EAGLE US VALUE;I r FIRST TRUST MRGR ARBTR;I r AU IMLV MLVE MLVE AED 596.6 1438.7 574.2 587.1 1795.0 24.05 24.24 19.03 19.49 10.63 12.06 7.46 7.75 7.77 1.31 7.02 10.42 14.42 14.71 3.30 –0.95 2.12 8.59 8.87 3.74 11.77 6.02 10.23 10.52 3.90 5.51 3.90 7.36 7.64 I 23.32 24.03 18.86 19.32 10.63 –0.86 –0.18 –0.23 –0.24 +0.00 19.05 10.75 24.83 17.97 130.99 –0.36 –0.07 –0.50 –0.09 –4.88 FMI COMMON STOCK;INV FMI INTERNATIONL;INV FMI LARGE CAP;INV FPA CRESCENT;INST FPA CRESCENT;SI r SCCE IMLC MLVE FX FX 643.1 1127.9 975.0 7009.3 2695.7 34.13 33.90 14.94 38.63 38.65 12.04 6.27 13.13 7.52 7.54 24.87 21.81 21.08 20.27 20.33 15.35 7.72 7.07 7.95 8.01 15.17 7.92 10.84 11.10 I 9.64 6.16 9.11 7.13 I 33.22 33.51 14.65 38.03 38.05 –1.14 –0.43 –0.32 –0.71 –0.71 6.95 10.78 6.99 14.59 9.80 15.00 56.41 92.02 103.77 85.75 –0.52 –2.71 –0.06 –4.23 –2.74 FPA QUEENS RD SCV;INST r FRANKLIN ALL CRFLO;A FRANKLIN ALL CSV;A FRANKLIN ALL GLBL AL;A FRANKLIN ALL GRO;A SCCE MTAA MTAC FX MTAG 561.6 770.1 745.0 2409.8 1038.2 36.89 21.40 13.22 14.01 17.92 13.15 12.67 8.50 9.44 10.14 16.24 25.36 11.37 12.92 17.59 9.27 4.73 0.71 3.62 4.28 I 11.31 4.81 5.88 9.63 I 8.00 3.60 3.88 6.77 36.01 20.94 13.05 13.83 17.63 –1.25 –0.52 –0.19 –0.20 –0.32 9.91 13.64 13.36 5.83 10.61 9.70 2.56 9.07 3.33 10.81 16.57 55.85 32.08 21.33 28.82 –0.37 +0.23 –1.04 –0.97 +0.03 FRANKLIN ALL MODT;A FRANKLIN CUST DYNA;A FRANKLIN CUST DYNA;ADV r FRANKLIN CUST DYNA;C FRANKLIN CUST DYNA;R6 r MTAM MLGE MLGE MLGE MLGE 1355.4 9455.6 2721.1 825.7 8013.3 14.39 133.73 139.73 106.74 141.82 9.21 14.88 14.95 14.65 14.97 14.37 44.42 44.78 43.35 44.92 2.53 –0.99 –0.74 –1.73 –0.64 7.29 15.85 16.14 14.99 16.26 5.25 13.41 13.69 12.56 13.84 14.19 128.37 134.13 102.45 136.14 –0.23 –6.00 –6.26 –4.80 –6.35 7.14 8.89 16.33 10.27 8.40 11.81 13.05 15.35 15.37 11.76 12.49 8.45 10.89 11.29 5.56 135.49 33.10 77.64 17.92 95.05 +2.41 –1.28 +1.00 –0.47 –2.45 FRANKLIN CUST GRO;A FRANKLIN CUST GRO;ADV r FRANKLIN CUST GRO;C FRANKLIN CUST GRO;R r FRANKLIN CUST GRO;R6 r MLGE 10746.4 MLGE 3004.1 MLGE 343.0 MLGE 270.5 MLGE 2419.0 122.64 123.71 103.39 121.12 123.59 13.35 13.43 13.14 13.28 13.45 27.66 27.99 26.72 27.35 28.09 5.22 5.48 4.44 4.96 5.57 15.00 15.29 14.14 14.72 15.39 12.08 12.36 11.25 11.80 12.50 119.35 120.39 100.61 117.86 120.27 –3.63 –3.66 –3.07 –3.59 –3.65 0.62 6.40 12.52 26.85 78.14 –1.99 27.88 8.31 1.88 22.50 9.67 14.54 13.19 14.03 34.21 13.16 2.94 9.33 13.40 25.53 60.70 40.88 24.37 18.16 22.83 –1.41 +0.07 +0.75 –0.66 –1.60 FRANKLIN CUST INC;A1 n FRANKLIN CUST INC;ADV r FRANKLIN CUST INC;C FRANKLIN CUST INC;R r FRANKLIN CUST INC;R6 r FX FX FX FX FX 29866.1 13110.3 4772.3 306.8 1706.2 2.33 2.31 2.37 2.27 2.32 7.48 7.58 7.20 7.08 7.56 8.63 8.83 7.90 7.95 8.84 6.52 6.72 6.00 6.11 6.90 7.70 7.90 7.10 7.27 8.03 5.20 5.34 4.63 4.78 5.44 2.30 2.28 2.35 2.25 2.29 –0.03 –0.03 –0.03 –0.03 –0.03 19.42 12.91 9.86 10.39 16.71 51.56 59.83 19.24 –1.17 25.93 8.29 7.16 11.02 6.96 0.64 20.72 24.93 12.73 8.59 13.71 17.17 18.66 10.54 9.10 9.37 26.47 27.23 102.05 101.76 11.44 –1.38 –1.43 –3.24 +0.86 –0.28 FRANKLIN CUST UTIL;A1 n FRANKLIN CUST UTIL;ADV r FRANKLIN GLD&PR MT;A FRANKLIN INTL GRO;A FRANKLIN INV CV SC;A n UT UT AU IMLG CV 2849.9 1163.3 651.8 397.4 942.0 19.27 19.48 16.65 16.41 20.72 8.15 8.22 15.21 16.55 7.16 –4.84 –4.69 2.06 15.00 9.97 4.51 4.67 –9.08 –7.53 –0.20 7.25 7.41 10.34 7.49 12.48 8.21 8.37 3.79 4.93 9.63 19.53 19.74 15.88 15.73 20.43 +0.23 +0.24 –0.88 –0.69 –0.39 14.69 26.60 15.07 28.16 17.21 10.46 14.53 13.74 13.55 14.99 15.93 21.32 19.62 19.02 19.70 11.57 11.20 –0.24 –0.59 3.69 13.14 13.34 13.20 12.81 10.43 I 7.72 I 10.61 7.44 14.54 25.78 14.51 27.11 16.61 –0.13 –1.05 –0.74 –1.38 –0.80 FRANKLIN INV CV SC;ADV nr FRANKLIN INV EQ INC;A FRANKLIN INV MGD INC;A FRANKLIN MA CSV GR;A FRANKLIN MA GROWTH;A CV EIEI MTAM MTAM MTAA 1526.8 2947.9 2986.7 278.4 775.1 20.71 29.34 12.44 13.60 15.91 7.17 7.86 8.31 9.19 9.96 10.25 9.04 7.63 13.02 17.09 0.04 8.35 4.79 2.45 5.61 12.75 11.01 7.41 6.53 9.22 9.90 8.46 5.89 4.95 6.08 20.42 29.25 12.35 13.41 15.67 –0.40 –0.14 –0.11 –0.22 –0.28 SCCE 2689.6 SCGE 477.6 SCCE 896.2 SCCE 22271.9 MLCE 3158.7 19.78 24.36 24.08 25.04 10.77 14.21 12.76 15.23 14.05 11.90 17.74 18.90 14.73 17.12 30.59 12.20 –3.36 7.95 2.32 10.47 13.67 I I 10.07 17.63 8.70 I I 7.32 12.36 19.24 23.44 23.35 24.19 10.58 –0.75 –1.29 –1.10 –1.24 –0.23 FRANKLIN MA MDT GR;A FRANKLIN MGD RS DV;A FRANKLIN MGD RS DV;ADV r FRANKLIN MGD RS DV;C FRANKLIN MGD RS DV;R6 r MTAG 465.5 LCCE 17844.4 LCCE 4074.3 LCCE 937.3 LCCE 3093.5 15.46 88.45 88.32 86.49 88.30 9.72 9.31 9.38 9.10 9.40 15.80 12.16 12.43 11.32 12.51 4.50 8.29 8.56 7.48 8.63 8.19 13.91 14.19 13.06 14.28 5.77 10.22 10.49 9.39 10.61 15.23 87.22 87.10 85.28 87.08 –0.26 –1.27 –1.27 –1.26 –1.26 FIDELITY SRS BLUECHP G FIDELITY SRS COMM STR r FIDELITY SRS EM OPPTY r FIDELITY SRS EMERG MKTS r FIDELITY SRS GL EX US IX r LCGE 9337.1 CMG 1637.8 EM 22844.7 EM 5627.4 ILCC 42213.9 15.62 92.63 17.33 8.46 13.85 15.57 –4.66 9.00 9.00 9.95 57.42 –8.25 14.23 12.10 15.56 6.63 10.28 –6.23 –6.73 1.61 21.40 6.89 5.79 0.95 7.12 16.66 –1.53 3.76 I 3.85 15.12 92.49 16.97 8.29 13.62 –0.59 –0.86 –0.33 –0.16 –0.21 FRANKLIN MUT BEACON;A FRANKLIN MUT BEACON;Z r FRANKLIN MUT GL DISC;A FRANKLIN MUT GL DISC;Z r FRANKLIN MUT ITL VAL;A GMLV GMLV GMLV GMLV ILCV 805.9 2050.2 5030.5 3040.5 277.3 15.38 15.59 29.64 30.54 23.19 8.97 9.03 9.46 9.50 9.20 15.19 15.48 20.27 20.58 16.45 5.72 5.98 10.91 11.19 10.26 8.86 9.13 10.11 10.39 8.86 6.53 6.81 6.04 6.32 3.91 15.36 15.58 29.62 30.51 22.97 –0.03 –0.02 –0.04 –0.05 –0.17 FIDELITY SRS GRO CO r FIDELITY SRS INTL GRO r FIDELITY SRS INTL SC r FIDELITY SRS INTL VAL r FIDELITY SRS LRG CAP VAL r LCGE 14446.5 ILCG 14800.3 ISMG 4141.9 ILCV 14536.7 MLVE 6353.0 19.47 17.13 16.96 11.67 14.72 14.42 14.73 15.18 9.82 9.57 45.91 21.73 18.36 20.33 11.59 7.09 3.06 1.08 9.12 8.91 23.84 11.97 9.63 10.31 10.96 17.55 7.11 6.84 4.23 8.40 18.91 16.69 16.56 11.53 14.62 –0.66 –0.45 –0.43 –0.13 –0.14 FRANKLIN MUT QUEST;A FRANKLIN MUT QUEST;Z r FRANKLIN MUT SHARES;A FRANKLIN MUT SHARES;R6 r FRANKLIN MUT SHARES;Z r FX FX MLVE MLVE MLVE 570.4 1971.9 2624.8 288.6 3756.9 13.44 13.69 24.16 24.51 24.53 8.89 9.08 9.79 9.91 9.85 10.26 10.51 13.64 14.00 13.93 4.43 4.70 7.83 8.15 8.10 4.57 4.84 8.00 8.34 8.27 3.39 3.66 5.56 5.92 5.83 13.44 13.68 24.13 24.48 24.50 –0.02 –0.02 –0.08 –0.08 –0.09 FIDELITY SRS OVERSEAS nr FIDELITY SRS RE INCOME FIDELITY SRS SC DISCV r FIDELITY SRS SM CAP OPP FIDELITY SRS TOT MK IX nr ILCG 14198.7 RE 251.1 SCCE 1285.0 SCGE 5454.9 MLCE 60685.6 12.97 9.49 11.68 13.90 15.69 12.95 4.35 14.22 13.29 12.14 21.48 8.29 21.77 20.38 26.14 3.69 3.41 11.66 6.93 8.44 I 5.23 14.69 13.20 I I 5.53 8.58 8.46 I 12.68 9.45 11.32 13.45 15.39 –0.29 –0.06 –0.46 –0.60 –0.37 FRANKLIN STR BD;A n FRANKLIN STR GR OP;A FRANKLIN STR GR OP;ADV r FRANKLIN STR GR OP;R6 r FRANKLIN STR NT RE;A H MLGE MLGE MLGE GNR 597.5 3184.2 265.6 370.7 269.7 127.06 42.80 48.85 50.02 28.83 17.33 15.39 15.45 15.48 –0.49 18.40 39.80 40.15 40.27 3.28 –5.23 1.12 1.38 1.47 22.36 8.31 15.00 15.29 15.40 9.57 5.74 10.99 11.28 11.43 –0.65 128.43 41.27 47.11 48.24 28.65 +0.42 –1.75 –1.99 –2.04 –0.30 FIDELITY STK SEL AC FIDELITY STK SEL LCV;LCV FIDELITY STK SEL SC;S FIDELITY STRAT DIV&INC FIDELITY STRAT RL RTN MLCE MLVE SCGE MTAG RR 69.20 25.72 33.39 15.88 8.33 12.43 10.07 13.16 8.18 3.29 26.98 14.46 19.46 9.43 4.59 7.94 10.79 6.88 5.50 5.40 15.74 12.03 14.14 9.86 6.06 11.22 8.59 8.96 8.03 3.19 67.72 25.57 32.30 15.78 8.29 –1.74 –0.21 –1.46 –0.15 –0.07 FRANKLIN STR S/MCG;A FRANKLIN STR S/MCG;ADV r FRANKLIN STR SCG;A FRANKLIN STR SCG;ADV r FRANKLIN STR SCG;R6 r MCGE MCGE SCGE SCGE SCGE 2697.5 430.2 759.5 355.8 1305.2 35.12 41.64 20.59 23.51 24.20 16.14 16.22 17.59 17.67 17.70 27.20 27.50 30.65 31.05 31.24 –2.51 –2.27 –3.37 –3.11 –2.98 13.76 14.04 11.11 11.39 11.57 9.28 9.55 7.85 8.13 8.32 33.82 40.10 19.69 22.47 23.13 –1.48 –1.76 –1.16 –1.34 –1.38 1635.0 447.2 1543.4 2947.0 260.7
January 8, 2024 BARRON’S • L15 Funds Quarterly Stock Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG NAME Data provided by OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG FRANKLIN VAL MUS MCV;A FRANKLIN VAL SCV;A n FRANKLIN VAL SCV;ADV nr FROST GRO EQTY;INST r GABELLI ASSET;AAA MCVE SCVE SCVE LCGE MLVE 653.0 1141.4 1272.3 259.8 1212.9 33.99 53.76 57.71 14.63 48.51 10.77 12.10 12.19 14.25 8.90 9.03 12.89 13.16 45.24 10.29 9.09 8.35 8.62 7.54 5.44 9.53 11.06 11.34 17.11 9.81 5.48 6.90 7.18 13.61 6.91 33.45 52.01 55.83 14.26 47.62 –0.67 –2.36 –2.53 –0.41 –1.02 HARTFD HEALTHCARE;A HARTFD HEALTHCARE;I r HARTFD INTL OPPTY;A HARTFD INTL OPPTY;I r HARTFD INTL OPPTY;R5 r GH GH ILCG ILCG ILCG 680.2 258.4 410.1 375.5 297.7 36.69 40.03 17.04 16.90 17.91 8.42 8.48 9.91 9.99 9.97 3.79 4.06 11.54 11.85 11.86 0.25 0.51 –0.74 –0.43 –0.44 10.48 10.78 8.13 8.46 8.46 9.72 10.02 3.76 4.09 4.08 37.07 40.44 16.71 16.57 17.57 +0.32 +0.35 –0.32 –0.32 –0.33 GABELLI ASSET;I r GABELLI EQ SC GRO;AAA GABELLI EQ SC GRO;I r GABELLI GROWTH;AAA GABELLI INV ABC;AAA GABELLI UTILITIES;A GABELLI UTILITIES;I r GALLERY MNDRN INTL VE GATEWAY GATEWAY FD;A GEORGE PUTNAM BAL;A MLVE SCCE SCCE LCGE AED UT UT ILCV EMN MTAM 451.2 980.2 573.3 675.3 392.8 819.1 313.1 802.5 779.4 1274.9 48.30 41.83 43.78 87.01 10.43 5.49 5.93 14.57 40.42 22.94 8.96 13.47 13.55 14.03 2.76 8.83 8.67 9.10 4.55 10.19 10.57 21.34 21.65 45.39 6.83 –5.50 –5.31 19.82 14.43 19.92 5.71 9.99 10.26 2.77 2.99 1.63 1.87 5.80 3.83 4.72 10.09 12.95 13.23 15.17 3.33 3.78 4.03 5.98 5.82 10.47 7.18 8.03 8.30 12.23 2.56 4.14 4.40 3.36 4.47 8.01 47.41 40.56 42.45 84.71 10.44 5.53 5.97 14.47 40.19 22.61 –1.01 –1.53 –1.61 –2.52 +0.00 +0.02 +0.02 –0.07 –0.24 –0.38 HARTFD INTL OPPTY;Y r HARTFD INTL VALUE;I r HARTFD INTL VALUE;Y r HARTFD MIDCAP VAL;A HARTFD MIDCAP;A HARTFD MIDCAP;I r HARTFD MIDCAP;Y r HARTFD MODT ALLOC;A HARTFD MULT-ASSET INC;A HARTFD SCHR EM E;A ILCG IMLV IMLV MCCE MCGE MCGE MCGE MTAM MTAM EM 714.0 2077.8 906.0 422.2 2228.7 1149.1 330.2 277.5 477.4 986.0 18.03 17.64 18.10 15.87 25.25 26.89 34.24 11.70 18.72 15.68 9.95 8.30 8.36 11.69 12.35 12.44 12.43 9.16 7.42 8.15 11.83 19.83 19.82 15.87 14.39 14.74 14.69 12.56 10.24 8.60 –0.43 11.60 11.63 10.85 –1.75 –1.51 –1.47 1.60 1.34 –7.32 8.48 9.09 9.13 12.19 9.35 9.62 9.68 6.61 4.91 3.63 4.14 5.74 5.78 7.37 8.40 8.66 8.76 4.27 4.79 2.60 17.69 17.44 17.89 15.56 24.44 26.03 33.15 11.54 18.59 15.29 –0.33 –0.17 –0.18 –0.42 –1.02 –1.08 –1.37 –0.17 –0.13 –0.36 GEORGE PUTNAM BAL;Y r GLENMEDE SC EQTY;ADV n GMO INTL EQUITY;III r GMO INTL EQUITY;IV r GMO QUALITY;III r GMO QUALITY;IV r GMO QUALITY;VI r GOLDMAN EMG MKTS;I r GOLDMAN EQUITY INC;A GOLDMAN GRO STR;A MTAM SCCE IMLV IMLV LCCE LCCE LCCE EM LCVE MTAG 270.4 469.6 350.5 563.4 2903.7 756.8 2660.7 1924.2 301.1 325.3 23.05 31.40 22.90 22.86 28.73 28.82 28.73 21.43 43.16 17.87 10.21 13.16 8.93 8.97 11.85 11.84 11.87 6.29 9.52 8.17 20.17 17.02 20.49 20.56 30.01 30.06 30.13 6.65 8.13 15.74 4.96 10.45 6.57 6.63 11.63 11.68 11.74 –10.04 7.99 3.78 10.75 13.55 10.12 10.19 16.76 16.82 16.87 3.75 10.23 9.27 8.28 8.06 3.80 3.87 13.43 13.48 13.54 3.60 7.50 6.21 22.72 30.40 22.78 22.74 28.40 28.49 28.40 20.97 42.99 17.59 –0.39 –1.36 –0.05 –0.05 –0.38 –0.38 –0.37 –0.41 –0.25 –0.31 HARTFD SCHR EM E;I r HARTFD SCHR INTL STK;A HARTFD SCHR INTL STK;I r HARTFD SCHR US MC O;I r HARTFD SMALL CO;A HARTFORD BAL HLS;IA HARTFORD CAP APP HLS;IA HARTFORD CAP APP HLS;IB HARTFORD DIV&GRO HLS;IA HARTFORD DIV&GRO HLS;IB EM ILCG ILCG MCCE SCGE MTAG MLCE MLCE EIEI EIEI 1882.9 306.2 2923.1 515.3 317.0 1513.0 3218.8 371.5 3082.6 378.7 15.62 17.24 16.65 18.22 18.08 28.76 46.05 44.87 22.63 22.42 8.20 11.61 11.74 10.07 12.37 9.47 12.01 11.95 10.25 10.19 8.79 16.69 17.01 12.68 16.05 14.78 20.00 19.70 14.18 13.89 –7.08 1.64 1.93 7.50 –6.97 5.94 5.27 5.00 11.13 10.86 3.90 10.30 10.61 11.67 11.06 10.26 13.30 13.02 13.72 13.44 2.85 5.48 5.76 9.10 7.20 7.61 9.27 9.00 10.58 10.31 15.23 16.92 16.34 17.81 17.38 28.41 45.27 44.10 22.47 22.26 –0.36 –0.31 –0.30 –0.48 –0.90 –0.39 –0.90 –0.88 –0.20 –0.20 GOLDMAN INC BUILDER;A GOLDMAN INTL EQ ESG;INST r GOLDMAN ITL E INS;INST nr GOLDMAN LC GRO INS;INST r GOLDMAN LRG CP CORE;A GOLDMAN MID CAP GRO;A GOLDMAN MID CAP GRO;INST r GOLDMAN MID CAP VAL;A GOLDMAN MID CAP VAL;I r GOLDMAN SM CAP VAL;I nr MTAM ILCG IMLC MLGE LCCE MLGE MLGE MCCE MCCE SCCE 604.2 601.7 726.1 262.8 857.9 255.7 271.3 439.0 318.9 549.8 24.23 27.34 13.86 27.76 29.84 11.68 19.12 34.31 34.91 44.85 8.70 9.27 9.85 13.27 12.24 14.51 14.56 13.06 13.16 13.35 10.43 15.83 20.83 37.45 26.49 18.82 19.20 11.45 11.85 11.32 3.35 3.71 4.73 7.84 8.09 –0.99 –0.69 9.11 9.50 6.34 7.61 11.99 7.98 16.53 15.45 13.46 13.82 13.11 13.52 8.61 4.92 5.15 5.10 13.34 11.99 9.11 9.49 7.77 8.19 6.33 24.01 26.82 13.71 27.04 29.26 11.26 18.43 33.70 34.29 43.41 –0.24 –0.50 –0.12 –0.83 –0.68 –0.49 –0.81 –0.80 –0.81 –2.02 HARTFORD HLS SC GRO;IA n HARTFORD INTL OPP HLS;IA HARTFORD MIDCAP HLS;IA HARTFORD SM CO HLS;IA n HARTFORD STOCK HLS;IA HARTFORD DISC EQ HLS;IA HARTFORD DISC EQ HLS;IB HEARTLAND MDCP VAL;INST r HEARTLAND VALUE;INV HENNESSY CRNST MDCP;INST r SCGE ILCG MCGE SCGE LCCE LCCE LCCE MCVE SCCE SCCE 576.3 792.6 1078.9 392.1 1236.9 2375.7 283.7 384.8 624.4 395.4 25.71 15.13 27.35 15.83 96.68 18.86 18.52 13.85 44.99 20.80 11.78 10.04 12.52 12.51 10.27 11.68 11.57 7.58 11.68 9.09 18.42 11.72 14.87 16.74 7.72 21.24 20.95 13.72 17.13 31.27 –4.13 –0.47 –1.50 –6.45 8.49 7.24 6.96 12.39 8.69 20.05 9.78 8.47 9.70 11.77 13.44 14.32 14.03 13.82 11.37 19.98 7.17 4.24 8.77 7.79 10.69 11.84 11.56 I 5.61 11.23 24.62 14.84 26.48 15.22 96.22 18.60 18.27 13.63 43.86 20.22 –1.38 –0.29 –1.08 –0.78 –0.41 –0.29 –0.29 –0.29 –1.60 –0.75 GOLDMAN TECH OPPTY;A GOLDMAN US EQTY INS;A GOLDMAN US EQTY INS;INST r GOTHAM ABSOLUTE RTN;INST r GOTHAM INDEX PLUS;INST r TK MLCE MLCE ABR MLCE 368.5 306.2 274.0 551.1 577.7 22.39 56.35 58.95 19.47 22.60 18.59 11.62 11.74 6.44 10.05 57.79 23.11 23.56 17.73 26.42 5.13 8.50 8.90 12.36 14.05 18.43 13.55 13.97 8.21 13.59 15.25 10.60 11.02 5.10 I 21.49 55.36 57.92 19.40 22.29 –1.04 –1.17 –1.21 –0.07 –0.34 GPS LG CAP CORE;SVC GREEN CENTURY BAL;INV GREEN CENTURY EQUITY;INS r GREEN CENTURY EQUITY;INV GUGGENHEIM SMC VAL;A MLCE MTAG LCCE LCCE SCVE 683.6 273.5 251.9 329.6 289.7 27.89 33.33 74.84 75.29 37.55 12.37 9.13 12.12 12.03 9.69 25.29 11.78 28.10 27.70 9.31 8.52 2.93 8.75 8.43 9.85 14.88 8.86 15.63 15.29 11.72 10.52 6.52 I 11.43 7.29 27.30 32.86 73.39 73.83 36.83 –0.71 –0.52 –1.62 –1.64 –1.01 GUIDESTONE AGG ALL;INV GUIDESTONE BAL ALL;INV GUIDESTONE CSV ALL;INV GUIDESTONE EQTY IDX;INST r GUIDESTONE EQTY IDX;INV MTAA MTAM MTAC SPSP SPSP 742.6 944.0 312.6 2820.4 938.4 11.50 11.09 10.79 48.63 48.65 10.68 8.22 5.62 11.84 11.76 20.66 12.32 8.80 26.51 26.16 3.69 0.46 0.49 9.68 9.39 10.31 5.65 3.74 15.48 15.17 7.05 4.17 2.78 11.90 11.62 11.28 10.94 10.70 47.80 47.82 –0.24 –0.16 –0.09 –0.96 –0.96 HENNESSY CRNST MDCP;INV HENNESSY CRNST VAL;INV HENNESSY FOCUS;INV HENNESSY GAS UTILITY;INV HENNESSY JAPAN;INST r HOMESTEAD VALUE HOOD RIVER SM CP GR;INST r HOTCHKIS MID CAP VAL;I r HOTCHKIS SM CAP VAL;I nr HOTCHKIS VALUE OPPS;I r HUSSMAN INV STRAT GRO INDEP FRANCH PRTNRS USEQ r INVESCO ACTIVE ALLOC;A INVESCO BR ALLOC;A INVESCO BR ALLOC;Y r SCCE LCVE MLCE UT JA LCVE SCGE MCVE SCCE MLVE LSE MLCE MTAG AGM AGM 353.5 264.8 388.5 397.0 284.0 949.1 880.9 318.7 725.6 444.0 370.1 1893.3 1589.3 726.3 521.3 19.75 19.29 43.29 23.07 38.57 48.96 56.81 53.50 76.34 36.70 6.07 18.43 13.08 8.54 8.77 8.92 5.76 12.34 7.29 10.02 10.63 15.58 9.25 10.95 12.61 –4.61 7.26 9.47 5.20 5.22 30.78 5.81 20.85 0.27 23.35 12.86 21.52 19.86 18.83 26.66 –11.61 20.95 13.52 5.96 6.34 19.59 13.41 6.04 8.35 –5.82 10.08 2.70 19.25 18.39 16.20 1.14 8.36 1.42 –0.54 –0.28 19.55 10.53 11.15 6.86 4.52 12.88 16.66 13.98 14.77 15.72 –0.78 15.40 7.77 4.26 4.52 10.85 7.85 8.21 5.86 7.72 10.20 11.68 7.11 8.33 10.33 –3.82 11.52 5.37 3.45 3.71 19.21 19.47 41.75 23.32 37.48 48.75 54.43 52.16 74.11 36.10 6.14 18.10 12.84 8.42 8.65 –0.71 +0.17 –1.73 +0.20 –0.91 –0.26 –3.18 –1.73 –2.94 –0.71 –0.10 –0.33 –0.28 –0.19 –0.19 GUIDESTONE GR ALLOC;INV GUIDESTONE GRO EQTY;INST r GUIDESTONE GRO EQTY;INV GUIDESTONE INTL EQ;INST r GUIDESTONE INTL EQ;INV GUIDESTONE SC EQTY;INST r GUIDESTONE SC EQTY;INV GUIDESTONE VAL EQTY;INST r GUIDESTONE VAL EQTY;INV HARBOR CAP APPREC;INST r HARBOR CAP APPREC;INV HARBOR INTERNATL;INST r HARBOR INTERNATL;INV HARBOR LG CAP VALUE;INST r HARBOR SM CAP GRO;INST nr MTAG 758.8 LCGE 759.4 LCGE 749.8 ILCC 788.2 ILCC 339.2 SCCE 461.1 SCCE 280.1 MLVE 616.5 MLVE 365.3 LCGE 16166.3 LCGE 945.9 IMLC 2572.8 IMLC 267.4 MLCE 689.0 SCGE 763.8 11.68 23.76 23.19 13.91 13.89 17.09 16.90 17.97 17.95 96.49 88.87 44.11 43.74 21.55 13.23 9.58 14.55 14.46 10.03 9.85 12.91 12.78 9.25 9.17 16.30 16.19 9.63 9.55 14.23 12.83 16.57 42.22 41.81 18.39 18.03 14.90 14.57 10.83 10.55 53.74 53.20 16.12 15.73 19.67 22.20 2.15 3.11 2.85 2.91 2.62 4.86 4.57 9.12 8.84 3.45 3.08 3.11 2.74 8.35 –0.03 8.06 14.94 14.64 7.73 7.42 11.65 11.34 11.48 11.18 17.91 17.48 8.33 7.94 14.09 14.50 5.53 11.97 11.70 4.31 4.03 7.16 6.84 8.03 7.74 14.04 13.62 3.06 2.68 11.11 9.53 11.49 23.04 22.48 13.69 13.68 16.48 16.30 17.87 17.85 93.37 85.99 43.34 42.96 21.21 12.77 –0.21 –0.82 –0.81 –0.19 –0.18 –0.82 –0.81 –0.14 –0.14 –3.54 –3.26 –0.72 –0.73 –0.39 –0.59 INVESCO CAP APPR;A INVESCO CHARTER;A INVESCO COMSTOCK SLCT;A INVESCO COMSTOCK;A INVESCO DEV MKT;A n INVESCO DEV MKT;Y nr INVESCO DISCOVERY;A n INVESCO DISCOVERY;Y nr INVESCO DISCVRY MC G;A INVESCO DIV INC;A LCGE 4192.5 LCCE 2922.6 LCVE 569.2 LCVE 6296.3 EM 2365.6 EM 11413.5 SCGE 1403.8 SCGE 1498.1 MCGE 3358.5 EIEI 2751.7 64.30 16.98 32.38 27.32 39.35 38.62 83.76 103.53 23.53 24.62 13.83 10.13 6.62 8.12 6.96 6.99 10.87 10.93 10.83 9.07 35.51 23.04 12.09 12.24 11.17 11.40 17.02 17.30 12.96 7.02 4.54 7.51 14.65 14.69 –8.36 –8.14 –2.39 –2.16 –2.56 8.61 16.20 12.72 13.88 13.41 2.26 2.52 13.80 14.06 12.49 8.80 11.32 7.55 8.94 8.90 1.48 1.73 9.46 9.72 9.41 7.88 62.28 16.72 32.44 27.27 38.47 37.76 79.98 98.85 22.60 24.54 –2.22 –0.31 +0.02 –0.11 –0.83 –0.82 –4.82 –5.96 –1.07 –0.11 HARBOR SM CAP VAL;INST r HARDING LOEVNER EM;ADV n HARDING LOEVNER IE;I r HARTFD BAL INCOME;A HARTFD BAL INCOME;C SCCE 1481.2 EM 1006.7 ILCG 11960.4 MTAM 4299.3 MTAM 1575.8 38.57 40.96 25.95 14.30 14.05 11.49 6.38 12.14 8.25 8.04 15.07 6.76 15.06 7.69 6.82 6.08 –9.31 –0.14 2.47 1.69 11.74 1.26 8.46 6.60 5.79 8.61 1.19 5.51 5.67 4.88 37.29 39.68 25.31 14.19 13.94 –1.67 –1.25 –0.63 –0.13 –0.13 INVESCO DVSFD DIV;A INVESCO DVSFD DIV;INV INVESCO ENERGY;A INVESCO EQ & INCOME;A INVESCO EQ-WTD 500;A INVESCO EQ-WTD 500;C INVESCO EQ-WTD 500;Y r INVESCO EQV ASIA PC E;A INVESCO EQV E MAC;A INVESCO EQV E MAC;R6 nr EIEI EIEI NR MTAG MLVE MLVE MLVE XJ EM EM 3786.4 1520.6 299.4 9840.3 2944.3 516.9 2167.3 305.4 426.2 488.8 17.62 17.61 27.98 10.08 69.07 64.70 70.16 27.09 33.33 33.13 9.72 9.74 –5.04 8.19 11.74 11.53 11.80 4.10 4.99 5.12 8.76 8.86 0.26 9.99 13.33 12.47 13.61 0.87 8.81 9.23 8.37 8.45 33.73 6.21 8.75 7.95 9.03 –5.46 –5.91 –5.55 9.76 9.86 11.18 9.61 13.20 12.36 13.48 4.80 4.87 5.27 7.55 7.63 –1.83 6.84 9.82 9.02 10.09 4.46 2.38 2.79 17.51 17.51 28.29 10.02 67.95 63.65 69.03 26.32 32.65 32.45 –0.13 –0.12 +0.29 –0.08 –1.38 –1.30 –1.39 –0.71 –0.65 –0.64 HARTFD BAL INCOME;I r HARTFD CAP APPR;A HARTFD CAP APPR;I r HARTFD CHECKS & BAL;A HARTFD CORE EQUITY;A MTAM MLCE MLCE MTAG LCCE 3910.5 4440.0 499.4 1224.2 1637.7 14.30 39.01 39.29 9.38 45.55 8.31 11.89 11.94 9.71 11.65 7.95 18.95 19.30 13.00 21.15 2.72 4.01 4.29 3.75 6.85 6.86 12.13 12.44 9.09 13.96 5.93 8.76 9.07 7.07 11.52 14.19 38.27 38.54 9.27 44.93 –0.13 –0.86 –0.87 –0.13 –0.71 HARTFD CORE EQUITY;C HARTFD CORE EQUITY;Y r HARTFD DIV & GRO;A HARTFD DIV & GRO;I r HARTFD DIV & GRO;Y r HARTFD EQUITY INC;A HARTFD EQUITY INC;I r HARTFD GRO ALLOC;A HARTFD GROWTH OPPS;A HARTFD GROWTH OPPS;I r LCCE LCCE EIEI EIEI EIEI EIEI EIEI MTAG MLGE MLGE 397.3 454.2 4759.3 3908.6 504.8 1871.3 1540.7 480.7 2445.3 990.8 40.91 46.29 32.75 32.53 33.86 19.98 19.79 13.10 42.03 46.68 11.42 11.71 10.13 10.19 10.21 8.18 8.20 10.04 15.53 15.57 20.25 21.44 13.81 14.07 14.10 7.03 7.23 14.99 40.66 40.98 6.05 7.12 10.71 10.98 11.01 9.99 10.24 3.03 –1.65 –1.41 13.11 14.27 13.30 13.60 13.64 11.82 12.08 8.57 14.82 15.12 10.69 11.86 10.15 10.42 10.50 8.93 9.19 5.50 12.40 12.68 40.35 45.66 32.52 32.30 33.62 19.94 19.76 12.90 40.63 45.13 –0.65 –0.73 –0.29 –0.29 –0.30 –0.07 –0.07 –0.22 –1.64 –1.82 INVESCO EQV E MAC;Y r INVESCO EQV INTL EQ;A INVESCO EQV INTL EQ;R6 r INVESCO EQV INTL EQ;Y r INVESCO FDMTL ALT;A INVESCO GL CORE EQ;A INVESCO GLB ALLOC;A INVESCO GLOBAL FD;A INVESCO GLOBAL FD;Y r INVESCO GLOBAL OPP;A EM ILCG ILCG ILCG AMS GLCC AGM GLCG GLCG GSME 568.6 1110.5 1178.9 374.8 274.7 538.9 917.6 5834.6 1320.9 1958.5 33.29 22.82 23.43 22.92 23.93 14.34 18.38 89.79 91.19 50.81 5.08 12.73 12.84 12.86 1.74 13.17 9.32 14.39 14.46 16.24 9.07 17.53 18.03 17.87 3.55 21.79 15.64 34.03 34.34 17.34 –5.67 0.35 0.75 0.60 –0.54 3.11 1.69 1.61 1.85 –11.81 5.13 7.95 8.40 8.22 1.25 8.98 6.96 11.99 12.25 4.11 2.64 3.91 4.35 4.18 1.31 5.35 4.33 8.22 8.47 6.41 32.61 22.16 22.75 22.25 23.93 14.04 18.07 87.14 88.49 47.99 –0.64 –0.66 –0.67 –0.66 +0.00 –0.33 –0.36 –2.96 –3.01 –3.05 INVESCO GLOBAL OPP;Y r INVESCO GOLD & SM;A INVESCO GR & INCOME;A INVESCO HEALTH CARE;A INVESCO HEALTH CARE;INV GSME AU LCVE GH GH 636.5 811.8 2471.8 650.7 564.3 52.44 22.89 20.28 35.83 35.84 16.30 13.52 9.87 6.76 6.76 17.63 6.36 12.56 3.05 3.05 –11.60 –4.94 10.85 –0.01 –0.01 4.36 11.34 11.79 8.59 8.59 6.66 5.35 8.23 6.72 6.72 49.54 21.94 20.17 36.20 36.21 –3.14 –1.16 –0.16 +0.36 +0.36 INVESCO INTL DIVSFD;A IMLG 847.3 16.12 12.30 15.43 –3.61 6.11 3.74 15.60 –0.52
L16 BARRON’S • Funds Quarterly January 8, 2024 Stock Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG INVESCO INTL SM CO;A n INVESCO INTL SM CO;Y nr INVESCO MAIN SAC;A INVESCO MAIN ST MC;A ISMG ISMG MLCE MCCE 796.7 1704.7 1065.1 1792.0 42.95 42.55 22.89 26.72 13.98 14.04 10.97 10.64 12.29 12.57 25.93 14.48 –4.18 –3.94 8.56 6.45 6.50 6.75 15.28 11.71 6.95 7.21 9.44 7.54 41.32 40.94 22.53 26.08 –1.64 –1.62 –0.43 –0.78 INVESCO MAIN ST MC;Y r INVESCO MAIN STREET;A INVESCO MAIN STREET;R r INVESCO MAIN STREET;Y r INVESCO OPPEN ITL GRO;A MCCE LCCE LCCE LCCE IMLG 326.7 8274.8 275.0 471.2 1081.3 30.29 49.70 47.75 49.23 35.88 10.71 10.84 10.77 10.89 14.52 14.73 23.07 22.74 23.34 20.76 6.72 7.82 7.53 8.07 –0.99 12.00 13.60 13.29 13.85 8.76 7.81 9.95 9.66 10.20 3.78 29.56 48.83 46.91 48.37 34.52 –0.89 –1.00 –0.97 –0.99 –1.39 INVESCO OPPEN ITL GRO;Y r INVESCO REAL ESTATE;A INVESCO RISING DIV;A INVESCO RISING DIV;Y r INVESCO S&P 500 IDX;A IMLG RE LCCE LCCE SPSP 2554.1 579.6 2311.4 305.5 1848.1 35.64 17.26 23.06 24.26 50.29 14.57 16.57 9.61 9.67 11.54 21.01 8.75 17.60 17.90 25.63 –0.75 4.86 9.16 9.43 9.42 9.03 5.62 13.82 14.09 15.08 4.04 6.37 9.16 9.42 11.42 34.30 17.05 22.80 23.99 49.44 –1.37 –0.41 –0.28 –0.30 –0.99 INVESCO S&P 500 IDX;C INVESCO S&P 500 IDX;Y r INVESCO SC VALUE;A INVESCO SL RSK CSV IN;A INVESCO SL RSK GR INV;A SPSP SPSP SCVE MTAC MTAG 346.3 482.3 972.1 292.3 848.8 48.10 51.08 20.31 8.48 14.36 11.33 11.60 11.89 6.27 9.43 24.69 25.95 22.91 7.85 13.41 8.62 9.69 20.51 –2.10 1.50 14.24 15.36 20.69 2.68 7.13 10.60 11.69 10.09 2.62 4.98 47.29 50.22 19.78 8.41 14.09 –0.95 –1.00 –0.73 –0.09 –0.31 INVESCO SL RSK HG IV;A INVESCO SL RSK MOD IN;A INVESCO SM CAP EQTY;A INVESCO SM CAP GR;A n INVESCO SM CAP GR;R5 nr GMLG MTAM SCCE SCGE SCGE 625.2 1457.9 549.0 511.8 651.2 13.56 10.63 13.35 25.45 32.93 10.07 8.72 9.07 10.60 10.69 14.60 12.24 15.96 12.66 13.08 1.97 0.56 3.39 –8.00 –7.68 8.82 6.36 12.15 8.73 9.12 5.71 4.72 6.30 7.35 7.74 13.27 10.46 12.89 24.39 31.56 –0.33 –0.19 –0.62 –1.35 –1.74 INVESCO SP MLP AL;A INVESCO SP MLP AL;Y r INVESCO SP MLP IN;A INVESCO SP MLP IN;C INVESCO SP MLP IN;Y r EMP EMP EMP EMP EMP 392.1 342.8 1696.1 510.5 1083.9 6.41 6.82 5.12 4.22 5.50 3.69 3.62 4.69 4.44 4.55 20.44 20.45 20.32 19.42 20.72 29.40 29.65 29.61 28.61 29.84 10.60 10.85 14.34 13.50 14.61 1.82 2.07 3.19 2.44 3.43 6.39 6.81 5.10 4.20 5.49 +0.01 +0.02 +0.00 –0.01 +0.00 INVESCO SP MLP SL;A INVESCO SP MLP SL;R6 r INVESCO SP MLP SL;Y r INVESCO SUMMIT;P INVESCO TECH;A EMP EMP EMP MLGE TK 435.4 277.6 829.9 2508.8 788.5 7.22 7.82 7.73 22.63 51.94 6.20 6.27 6.21 12.87 16.42 22.48 22.85 22.79 36.82 47.23 27.66 28.05 28.02 0.65 0.25 11.17 11.54 11.45 14.97 14.78 3.29 3.62 3.54 11.68 12.00 7.20 7.81 7.72 21.81 49.19 –0.02 –0.01 –0.01 –0.91 –3.18 INVESCO TECH;INV n J HANCOCK BALANCED;A J HANCOCK BALANCED;I r J HANCOCK CLSC VAL;A J HANCOCK CLSC VAL;I r TK MTAG MTAG MLVE MLVE 553.0 2958.0 773.1 336.2 779.3 51.86 26.17 26.14 34.68 34.75 16.48 10.14 10.23 11.74 11.79 47.38 18.21 18.59 18.60 18.90 0.37 4.46 4.78 12.26 12.54 14.90 9.90 10.23 11.44 11.72 12.11 7.13 7.46 7.60 7.88 49.12 25.85 25.81 34.34 34.42 –3.17 –0.38 –0.38 –0.49 –0.48 J HANCOCK FDMNTL LCC;A J HANCOCK FDMNTL LCC;I r J HANCOCK II BC GRO;1 r J HANCOCK II CAP AP;1 r J HANCOCK II CAP AP;NAV r LCCE LCCE LCGE LCGE LCGE 2026.6 768.9 1621.3 615.9 1004.3 62.45 66.39 47.59 13.70 13.83 15.21 15.28 13.98 16.31 16.23 32.17 32.48 49.45 53.08 53.15 8.71 8.98 2.68 3.37 3.41 15.90 16.19 13.52 18.10 18.16 10.52 10.80 12.32 14.11 14.16 61.10 64.96 46.32 13.27 13.40 –1.60 –1.70 –1.42 –0.49 –0.49 J HANCOCK II MM LS AG;1 r J HANCOCK II MM LS AG;A J HANCOCK II MM LS BL;1 r J HANCOCK II MM LS BL;A J HANCOCK II MM LS CS;1 r MTAA MTAA MTAM MTAM MTAC 2488.4 557.4 5640.4 1774.1 1049.9 13.10 13.20 12.47 12.61 11.51 10.91 10.80 9.20 9.09 6.71 17.76 17.32 13.87 13.51 9.15 3.81 3.44 2.16 1.80 –0.07 10.85 10.44 7.92 7.53 4.19 7.52 7.13 5.71 5.33 3.28 12.83 12.93 12.28 12.41 11.41 –0.31 –0.32 –0.22 –0.23 –0.11 J HANCOCK II MM LS CS;A J HANCOCK II MM LS GR;1 r J HANCOCK II MM LS GR;5 r J HANCOCK II MM LS GR;A J HANCOCK II MM LS MD;1 r MTAC MTAG MTAG MTAG MTAM 643.1 6162.1 373.0 1825.3 1460.9 11.55 12.88 12.85 12.98 11.70 6.69 10.20 10.19 10.11 7.88 8.84 16.19 16.29 15.78 11.51 –0.40 3.17 3.22 2.81 1.21 3.82 9.57 9.63 9.19 6.12 2.92 6.72 6.78 6.34 4.53 11.44 12.65 12.62 12.74 11.56 –0.12 –0.27 –0.27 –0.27 –0.16 J HANCOCK II MM LS MD;A J HANCOCK II MM2020LF;1 r J HANCOCK II MM2025LF;1 r J HANCOCK II MM2030LF;1 r J HANCOCK II MM2035LF;1 r MTAM MATB MATG MATC MATD 668.3 272.6 634.4 847.2 791.0 11.80 7.89 8.62 9.09 9.44 7.82 8.29 8.95 9.78 10.57 11.11 11.54 12.80 14.33 15.99 0.86 1.47 1.64 1.90 2.39 5.73 6.97 7.82 8.65 9.45 4.17 5.40 5.99 6.50 6.96 11.65 7.79 8.51 8.95 9.27 –0.17 –0.11 –0.13 –0.17 –0.19 J HANCOCK II MM2040LF;1 r J HANCOCK II MM2045LF;1 r J HANCOCK II MM2050LF;1 r J HANCOCK III DS VAL;A J HANCOCK III DS VAL;I r MATH MATI MATE MLVE MLVE 676.8 661.3 440.8 1256.2 6414.9 9.61 9.47 11.06 23.24 22.17 10.86 11.04 11.26 8.75 8.78 17.15 18.28 18.66 13.58 13.83 2.89 3.33 3.42 12.01 12.30 10.21 10.63 10.68 11.76 12.04 7.39 7.59 7.61 8.34 8.62 9.43 9.29 10.84 23.01 21.96 –0.21 –0.21 –0.25 –0.27 –0.24 J HANCOCK III DS VAL;R6 r J HANCOCK III DVMC;A J HANCOCK III DVMC;I r J HANCOCK III DVMC;R6 r J HANCOCK III GLSYD;A MLVE 4049.9 MCCE 1415.9 MCCE 13877.8 MCCE 6220.1 GLCV 299.8 22.22 25.99 27.37 27.36 10.76 8.80 11.65 11.66 11.73 8.78 13.95 16.36 16.60 16.77 11.13 12.40 10.96 11.22 11.34 7.42 12.15 13.37 13.65 13.77 8.01 8.73 9.28 9.56 9.67 5.21 22.01 25.45 26.81 26.80 10.74 –0.25 –0.65 –0.69 –0.69 –0.03 J HANCOCK III GLSYD;I r J HANCOCK III INTG;A n J HANCOCK III INTG;I nr J HANCOCK US GL LD G;A J HANCOCK US GL LD G;I r GLCV ILCG ILCG LCGE LCGE 531.3 462.5 2689.6 894.4 1087.1 10.81 24.49 24.66 62.36 70.06 8.81 8.11 8.22 13.65 13.72 11.35 12.52 12.90 29.14 29.45 7.66 –3.42 –3.12 2.64 2.90 8.26 6.99 7.31 14.26 14.54 5.49 5.60 5.92 11.56 11.84 10.79 24.06 24.22 61.22 68.79 –0.03 –0.44 –0.44 –1.31 –1.47 J HANCOCK VIT MV BAL;I J HANCOCK VIT MV GRO;I J HANCOCK 500 INDEX;I J HANCOCK INTL EQ IX;I J HANCOCK MC IDX;I n MTAM MTAG SPSP IMLC SPMC 359.6 451.6 5814.3 326.2 887.1 10.00 10.51 49.87 18.33 19.60 9.47 10.31 11.61 9.97 11.57 11.99 13.69 25.90 15.36 16.01 1.44 2.98 9.65 1.30 7.65 4.62 5.18 15.34 6.90 12.14 3.81 3.70 11.69 3.65 8.81 9.85 10.33 49.03 18.03 19.05 –0.18 –0.21 –0.98 –0.27 –0.73 NAME Data provided by OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG J HANCOCK SC IDX;I n J HANCOCK SCI&TECH;I J HANCOCK TOT STK;I n JAMES ADV BAL GR;RETAIL JANUS ASPEN BAL;INST SCCE TK MLCE MTAM MTAM 369.3 719.5 505.8 330.3 407.0 13.08 18.02 24.29 20.45 45.28 13.84 14.20 11.83 7.16 9.47 16.49 54.68 25.53 11.52 15.41 1.91 2.59 7.53 3.11 4.18 9.56 18.61 14.38 4.53 9.64 6.80 15.70 10.73 2.75 7.99 12.63 17.15 23.82 20.28 44.69 –0.65 –1.01 –0.57 –0.20 –0.64 JANUS ASPEN ENTRPRS;INST JANUS ASPEN FORTY;INST JANUS ASPEN GL RES;INST JANUS ASPEN RESEARCH;INS JENSEN QUALITY GR;I r MCGE LCGE GLCC LCGE LCCE 592.0 402.1 549.8 422.1 5228.1 76.52 47.35 61.10 45.15 59.08 9.50 13.75 12.14 13.93 9.68 18.07 39.96 26.78 43.17 16.91 5.06 4.55 6.46 6.50 8.43 13.42 16.92 13.33 16.83 14.36 12.10 13.73 9.01 12.49 12.22 74.50 46.16 60.12 43.97 57.92 –2.32 –1.35 –1.10 –1.29 –1.21 JENSEN QUALITY GR;J JNS HNDSN BALANCED;C JNS HNDSN BALANCED;S r JNS HNDSN BALANCED;T JNS HNDSN CONTRARIAN;T LCCE MTAM MTAM MTAM MLCE 2465.1 2076.5 365.7 4299.6 940.0 59.17 41.70 42.24 42.32 25.91 9.62 9.20 9.36 9.42 12.15 16.66 14.33 14.98 15.27 21.38 8.20 3.15 3.71 3.97 4.76 14.10 8.60 9.18 9.46 16.00 11.96 6.97 7.56 7.84 8.85 58.01 41.15 41.69 41.77 25.27 –1.21 –0.60 –0.60 –0.60 –0.89 JNS HNDSN ENTERPRISE;S r JNS HNDSN ENTERPRISE;T JNS HNDSN FORTY;A JNS HNDSN FORTY;S r JNS HNDSN GL EQ INC;A MCGE MCGE LCGE LCGE GEI 278.0 3116.1 408.8 412.3 673.1 122.77 129.08 45.67 42.72 6.09 9.16 9.23 13.65 13.62 8.41 17.51 17.81 39.54 39.34 10.14 4.75 5.02 4.30 4.15 5.01 13.16 13.45 16.54 16.37 7.30 11.48 11.76 13.28 13.16 3.85 119.57 125.72 44.52 41.64 6.05 –3.68 –3.86 –1.30 –1.22 –0.04 JNS HNDSN GL EQ INC;C JNS HNDSN GL TCH & I;T JNS HNDSN GLB LF SCI;T JNS HNDSN GLB RSRCH;T JNS HNDSN GLB SELECT;T GEI GTK GH GLCC GMLV 300.4 1422.5 1199.4 1139.5 540.9 5.98 51.72 68.72 95.02 16.87 8.20 16.26 8.47 12.11 11.12 9.37 55.14 7.40 26.61 17.29 4.40 4.37 3.66 6.24 6.98 6.60 20.00 12.52 13.14 12.58 3.13 16.76 11.40 8.85 8.45 5.94 49.65 69.57 93.49 16.59 –0.04 –2.27 +0.67 –1.71 –0.27 JNS HNDSN GRO & INC;T JNS HNDSN MC VALUE;T JNS HNDSN OVERSEAS;T JNS HNDSN RESEARCH;T JNS HNDSN SC VALUE;T LCCE MCCE ILCC LCGE SCCE 1958.3 747.1 486.1 4168.2 281.7 68.94 15.09 43.31 65.85 23.59 10.70 11.48 8.00 13.87 13.31 17.84 11.26 10.81 42.96 13.16 9.16 8.02 4.53 6.36 7.71 12.70 10.07 11.08 16.64 7.97 10.94 7.11 3.27 12.40 6.59 67.91 14.88 42.55 64.13 22.97 –1.11 –0.28 –0.73 –1.88 –0.87 JNS HNDSN VENTURE;T JPMORGAN EM MKT EQ;A n JPMORGAN EM MKT EQ;I nr JPMORGAN EM MKT EQ;L nr JPMORGAN EQUITY IDX;A SCGE EM EM EM SPSP 663.4 358.4 1686.9 1238.5 829.5 76.13 28.81 29.52 29.74 71.40 12.19 8.36 8.40 8.46 11.56 16.00 6.97 7.24 7.35 25.72 –1.87 –10.84 –10.62 –10.53 9.50 10.18 4.62 4.89 4.99 15.18 8.21 3.51 3.76 3.89 11.53 73.74 27.98 28.68 28.89 70.20 –3.18 –0.81 –0.82 –0.82 –1.40 JPMORGAN EQUITY IDX;I r JPMORGAN EQUITY INC;A n JPMORGAN EQUITY INC;I nr JPMORGAN GRO ADVTG;A JPMORGAN GRO ADVTG;I r SPSP 1103.9 EIEI 4399.5 EIEI 17223.9 MLGE 3357.3 MLGE 4968.7 71.50 22.51 22.98 30.64 32.50 11.63 8.38 8.47 13.38 13.46 26.03 4.48 4.78 39.80 40.16 9.77 8.48 8.76 5.93 6.20 15.46 10.70 10.98 19.86 20.16 11.80 8.93 9.21 14.74 14.99 70.30 22.43 22.89 29.70 31.50 –1.40 –0.11 –0.12 –1.09 –1.15 JPMORGAN INTL EQ;A JPMORGAN INTL EQ;I r JPMORGAN INV BAL;A JPMORGAN INV BAL;C JPMORGAN INV BAL;I r ILCG ILCG MTAM MTAM MTAM 397.4 824.6 4574.0 296.9 330.0 18.54 18.87 15.03 14.72 15.08 11.99 12.09 8.61 8.50 8.72 17.62 17.91 13.39 12.86 13.70 1.68 1.94 2.64 2.15 2.92 8.53 8.80 7.55 7.02 7.84 3.92 4.18 5.64 5.09 5.91 18.14 18.47 14.84 14.53 14.88 –0.38 –0.38 –0.37 –0.35 –0.38 JPMORGAN INV CSV GR;A JPMORGAN INV CSV GR;C JPMORGAN INV CSV GR;I r JPMORGAN INV GR&INC;A JPMORGAN INV GR&INC;I r MTAC MTAC MTAC MTAG MTAG 2884.6 318.5 716.2 3814.8 275.6 12.14 12.08 12.24 17.92 17.50 7.37 7.35 7.47 9.57 9.62 9.85 9.43 10.23 15.84 16.09 0.71 0.23 0.98 4.03 4.27 4.97 4.46 5.25 9.68 9.94 3.95 3.42 4.22 6.99 7.26 12.02 11.95 12.12 17.66 17.24 –0.22 –0.21 –0.21 –0.48 –0.49 JPMORGAN INV GROWTH;A JPMORGAN INV GROWTH;I r JPMORGAN LGCP GRO;A JPMORGAN LGCP GRO;I r JPMORGAN LGCP VAL;A MTAA 3896.3 MTAA 573.9 LCGE 5295.5 LCGE 17867.1 MLVE 293.1 22.66 23.39 58.52 60.14 19.25 10.80 10.84 13.32 13.40 10.17 18.95 19.22 34.28 34.62 10.97 5.61 5.85 5.70 5.97 10.92 12.00 12.26 20.59 20.89 13.85 8.55 8.82 15.11 15.37 10.00 22.27 22.98 56.87 58.44 19.06 –0.67 –0.70 –1.92 –1.97 –0.30 JPMORGAN LGCP VAL;I r JPMORGAN MDCP EQ;I nr JPMORGAN MDCP GRO;A JPMORGAN MDCP GRO;I r JPMORGAN MDCP VAL;A MLVE MCCE MLGE MLGE MCCE 1352.0 1034.6 1309.2 2549.8 1175.4 18.82 58.10 37.45 46.62 34.62 10.29 12.45 13.07 13.16 12.11 11.27 16.16 22.83 23.11 10.86 11.19 5.40 –0.45 –0.19 9.52 14.14 13.80 15.21 15.54 10.59 10.23 9.93 10.87 11.20 7.65 18.63 56.91 36.07 44.91 34.20 –0.28 –1.47 –1.60 –1.99 –0.57 JPMORGAN MDCP VAL;I r JPMORGAN MDCP VAL;L nr JPMORGAN SC BLEND;A n JPMORGAN SC BLEND;I nr JPMORGAN SMCP EQTY;A MCCE MCCE SCCE SCCE SCGE 1770.3 5815.9 365.3 431.7 451.1 35.26 35.94 24.39 30.23 42.36 12.16 12.21 12.14 12.16 12.34 11.13 11.29 15.15 15.40 11.61 9.79 9.97 2.09 2.35 2.61 10.86 11.08 11.55 11.83 10.34 7.91 8.15 9.46 9.74 8.14 34.84 35.51 23.54 29.18 41.06 –0.57 –0.59 –1.15 –1.42 –1.75 JPMORGAN SMCP EQTY;I r JPMORGAN SMCP EQTY;R5 r JPMORGAN SMCP GRO;A n JPMORGAN SMCP GRO;I nr JPMORGAN SMCP GRO;L nr SCGE SCGE SCGE SCGE SCGE 2179.9 680.5 337.0 501.6 532.4 54.04 54.25 15.86 18.61 19.55 12.41 12.46 10.75 10.91 10.89 11.90 12.10 13.85 14.17 14.33 2.89 3.08 –10.26 –10.02 –9.89 10.63 10.84 9.54 9.83 9.98 8.45 8.66 8.35 8.62 8.78 52.38 52.59 15.18 17.80 18.71 –2.22 –2.23 –0.88 –1.04 –1.09 JPMORGAN SMCP VAL;R6 r JPMORGAN SR 2020;A JPMORGAN SR 2020;R5 r JPMORGAN SR 2030;A JPMORGAN SR 2030;R5 r SCCE MATB MATB MATC MATC 954.2 304.5 347.0 722.3 1114.3 26.96 15.14 15.24 17.54 17.68 14.25 7.85 7.94 9.36 9.47 13.29 11.55 11.93 15.11 15.53 9.35 0.37 0.70 1.88 2.22 10.67 5.15 5.46 7.40 7.74 6.44 4.41 4.68 5.75 6.06 26.31 14.97 15.06 17.29 17.42 –1.01 –0.67 –0.73 –0.71 –0.78 JPMORGAN SR 2040;A JPMORGAN SR 2040;R5 r JPMORGAN SR INCOME;R5 r JPMORGAN US EQ;A JPMORGAN US EQ;C MATH MATH MATJ LCCE LCCE 620.2 951.9 273.2 2186.3 408.8 19.86 20.04 14.79 21.16 20.08 10.54 10.63 7.98 12.00 11.84 18.44 18.93 12.01 26.71 26.10 3.88 4.23 0.70 9.49 8.95 9.73 10.09 5.11 16.84 16.26 6.98 7.29 4.07 12.02 11.46 19.53 19.71 14.62 20.79 19.73 –0.73 –0.79 –0.69 –0.43 –0.41
January 8, 2024 BARRON’S • L17 Funds Quarterly Stock Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG JPMORGAN US EQ;I r JPMORGAN US EQ;L nr JPMORGAN US EQ;R5 r JPMORGAN US LCC +;A JPMORGAN US LCC +;I r LCCE LCCE LCCE ELCC ELCC 4120.8 2214.6 1174.0 260.3 949.9 21.25 21.31 21.32 16.48 17.39 12.07 12.12 12.12 11.78 11.83 27.04 27.26 27.25 29.45 29.82 9.76 9.94 9.94 10.71 10.98 17.13 17.31 17.31 17.20 17.49 12.28 12.44 12.47 11.93 12.21 20.88 20.94 20.95 16.17 17.06 –0.43 –0.42 –0.42 –0.34 –0.37 JPMORGAN US RES ENEQ;I r JPMORGAN US RES ENEQ;R6 r JPMORGAN US VALUE;A JPMORGAN VAL ADVTG;A JPMORGAN VAL ADVTG;I r LCCE LCCE LCVE MLVE MLVE 773.7 6776.2 1145.4 1283.5 1692.3 36.97 36.90 69.55 35.22 35.52 11.64 11.65 8.54 10.73 10.84 28.23 28.29 9.19 9.48 9.78 11.06 11.15 10.51 10.43 10.72 16.78 16.89 12.46 10.83 11.11 11.90 12.06 9.52 8.03 8.30 36.31 36.25 69.19 35.08 35.37 –0.76 –0.75 –0.46 –0.27 –0.27 JPMORGAN VAL ADVTG;L r KINETICS PARADIGM;NL LAZARD EMG MKT EQ;INST nr LAZARD EMG MKT EQ;OPN n LAZARD GL LSTD INFR;INST r LAZARD GL LSTD INFR;OPN LAZARD INT STR EQ;INST r LAZARD INT STR EQ;OPN LAZARD INTL EQTY;INST r LEUTHOLD CORE INV;INST r MLVE MCGE EM EM GIF GIF IMLG IMLG IMLC FX 1287.0 338.8 2390.4 276.0 8390.8 284.4 3965.9 311.1 1014.4 285.0 35.54 73.13 17.17 17.76 15.28 15.29 15.48 15.63 16.16 21.23 10.86 –3.63 9.46 9.32 10.41 10.33 11.86 11.69 8.93 7.98 9.90 –16.89 22.39 22.03 10.89 10.60 17.06 16.66 16.43 11.85 10.87 14.04 3.17 2.89 9.48 9.19 1.03 0.75 1.68 6.34 11.27 14.86 5.32 5.04 8.91 8.64 6.75 6.46 6.74 8.15 8.50 10.26 2.28 2.02 9.64 9.36 3.85 3.58 3.20 6.14 35.40 72.41 16.78 17.36 15.33 15.34 15.12 15.28 15.86 20.95 –0.27 –1.54 –0.36 –0.37 +0.06 +0.05 –0.36 –0.35 –0.32 –0.31 LKCM EQUITY FUND;INST r LONGLEAF PARTNERS LONGLEAF PARTNERS INTL LONGLEAF PARTNERS SC n LOOMIS SAYLES GRO;Y r MLCE 495.7 MCVE 1369.7 IMLV 722.4 SCVE 853.8 LCGE 10531.9 34.41 22.58 15.92 24.97 23.23 8.62 7.99 7.40 10.85 14.07 12.65 24.49 17.42 20.15 51.42 5.27 5.70 –1.82 2.55 9.14 13.22 8.42 2.32 6.09 17.68 9.64 3.86 1.32 5.71 14.23 33.78 22.28 15.69 24.57 22.67 –0.72 –0.37 –0.22 –0.45 –0.68 LOOMIS SAYLES SCG;INST r LORD ABBETT AFFILTED;A LORD ABBETT AFFILTED;I r LORD ABBETT ALPHA;A LORD ABBETT CONVERT;I r LORD ABBETT DEV GRO;A LORD ABBETT DEV GRO;I r LORD ABBETT DIV GRO;A LORD ABBETT DIV GRO;I r LORD ABBETT FUND EQ;A SCGE EIEI EIEI SCCE CV SCGE SCGE EIEI EIEI MLVE 998.9 4913.2 503.7 398.8 349.2 600.5 673.2 2288.9 854.4 1180.7 26.21 16.85 16.95 23.13 12.80 18.39 24.25 19.41 19.67 13.33 8.18 11.06 11.13 11.13 5.84 11.45 11.55 10.30 10.39 10.31 11.92 10.49 10.84 13.91 7.24 8.50 8.74 16.34 16.65 13.10 –1.71 8.08 8.37 0.08 –5.90 –12.28 –12.06 8.13 8.41 9.73 10.01 9.32 9.61 9.54 11.33 8.97 9.24 13.07 13.37 10.73 8.29 7.77 8.04 6.71 7.85 6.74 7.02 10.15 10.43 7.51 25.11 16.68 16.77 22.28 12.52 17.41 22.96 19.14 19.39 13.22 –1.38 –0.20 –0.20 –1.04 –0.34 –1.22 –1.61 –0.30 –0.30 –0.14 LORD ABBETT FUND EQ;I r LORD ABBETT GRO OPP;A LORD ABBETT MA BAL;A LORD ABBETT MA INC;A LORD ABBETT MDCP STK;A LORD ABBETT VAL OPP;A LORD ABBETT VAL OPP;I r LSV VALUE EQUITY;INST r LYRICAL US VAL EQTY;INST r MAINSTAY BALANCED;A MLVE MLGE MTAM MTAC MCCE SCCE SCCE MLVE MLCE MTAG 374.6 318.7 1725.5 653.5 856.8 609.7 256.2 1129.8 610.9 351.6 13.43 19.39 10.93 15.09 32.11 17.69 18.82 24.97 22.91 29.80 10.42 9.67 8.87 7.55 11.27 10.45 10.55 9.25 14.87 6.74 13.37 10.80 11.90 9.03 15.50 16.69 17.04 12.40 27.62 7.12 9.99 –7.31 1.21 0.16 9.80 5.05 5.33 10.82 11.09 5.48 11.00 8.81 8.26 5.79 10.82 10.41 10.68 10.89 12.97 7.97 7.79 7.16 5.31 3.99 6.74 6.99 7.26 8.09 8.14 5.74 13.32 18.49 10.77 14.90 31.59 17.14 18.24 24.82 22.45 29.66 –0.14 –1.11 –0.18 –0.20 –0.66 –0.68 –0.71 –0.26 –0.61 –0.19 MAINSTAY EPOCH GL EQ;I r MAINSTAY INCOME BLDR;A MAINSTAY MK CONVERT;A MAINSTAY S&P500 IDX;A MAINSTAY S&P500 IDX;I r MAINSTAY WMC VAL;A MAINSTAY WNSLW LCG;A MAIRS & POWER BALANCED MAIRS & POWER GROWTH MAIRS & POWER SML CAP GLCV FX CV SPSP SPSP MLVE LCGE MTAG MLCE SCCE 627.9 651.2 685.0 929.4 304.4 531.5 1351.4 779.3 5020.0 331.7 20.91 18.72 18.09 52.84 54.02 27.84 8.99 101.65 147.15 29.15 9.07 9.19 4.73 11.53 11.60 8.26 18.06 10.64 13.82 13.36 12.37 9.60 8.88 25.62 25.96 8.99 42.86 13.39 27.70 11.04 7.68 1.40 1.62 9.44 9.72 9.34 6.83 4.50 9.22 6.39 8.29 5.66 11.59 15.11 15.40 14.25 17.37 8.69 14.31 9.67 5.58 4.66 8.23 11.44 11.72 9.70 13.24 6.83 10.15 7.49 20.82 18.57 17.82 51.95 53.11 27.71 8.72 100.68 144.53 27.84 MANNING&NAPIER PB EXT;S MANNING&NAPIER PB MAX;S MANNING&NAPIER RAI ID;I r MARSICO INV FD FOC;INV MARSICO INV FD GROW;INV MTAM MLCE ISMG LCGE LCGE 288.4 260.8 268.4 634.6 298.9 18.64 23.70 22.83 22.14 20.44 9.25 11.74 8.83 13.93 15.77 13.14 19.05 6.53 45.23 47.45 1.59 3.91 –5.38 5.18 2.56 8.02 11.82 8.40 18.23 17.67 5.30 7.86 6.50 12.59 11.80 MASSMUTUAL S BL CH;I r MASSMUTUAL S BL CH;R5 r MASSMUTUAL S EQ OP;I r MASSMUTUAL S FND V;I r MASSMUTUAL S MCG;I nr LCGE LCGE LCVE MLVE MCGE 1581.2 294.1 448.3 314.5 4016.8 19.86 19.73 17.15 8.44 19.80 14.00 13.99 10.50 9.24 11.62 50.60 50.55 10.84 11.60 19.61 5.38 5.28 9.33 11.76 1.46 15.41 15.30 13.08 11.95 11.75 MASSMUTUAL S MCG;R5 nr MASSMUTUAL S OSEAS;I r MASSMUTUAL S S&P500;I r MASSMUTUAL S S&P500;R3 MASSMUTUAL S S&P500;R4 MCGE ILCC SPSP SPSP SPSP 867.7 300.3 1108.1 272.4 388.1 19.34 8.67 15.27 13.61 14.49 11.54 11.02 11.65 11.41 11.53 19.50 18.87 26.17 25.12 25.48 1.35 4.65 9.90 9.04 9.32 MASSMUTUAL S S&P500;R5 r MASSMUTUAL S S&P500;SV r MASSMUTUAL S SCG;I r MATTHEW 25 FUND MATTHEWS ASIA CHINA;INV SPSP SPSP SCGE MLVE CH 354.4 285.8 633.5 288.7 300.1 15.39 15.48 14.64 29.02 11.62 11.59 11.59 12.18 13.88 –5.16 25.99 25.83 16.93 36.44 –19.22 MATTHEWS ASIA D;INV MATTHEWS ASIA INDIA;INV MATTHEWS ASIA PAC;INV MERGER FUND;A MERIDIAN CONTRARIAN;LEG IEI INR XJ AED SCCE 401.3 614.1 707.7 550.4 573.7 13.70 26.37 18.62 17.14 36.46 7.07 8.68 1.85 1.82 8.80 MERIDIAN GROWTH;LEG n MFS AGGR GR ALLOC;A MFS CORE EQUITY;A SCGE MTAA MLCE 897.7 1572.7 2494.3 34.23 27.86 45.45 11.10 10.37 12.11 NAME Data provided by OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG MFS GLOBAL EQUITY;A MFS GLOBAL TOT RTN;A GLCV MTAM 694.4 649.7 46.37 17.04 10.94 9.50 14.21 10.26 3.13 2.11 10.21 6.59 7.07 4.66 45.50 16.83 –0.88 –0.22 MFS GROWTH;A MFS GROWTH;C MFS GROWTH;I r MFS INTERNATIONAL EQT;R6 r MFS INTL INTR VAL;A n LCGE 8522.4 LCGE 494.2 LCGE 11933.1 ILCC 14396.6 IMLG 1782.6 157.81 114.86 172.07 32.94 37.36 12.75 12.53 12.82 12.00 10.02 35.79 34.77 36.13 19.04 17.64 4.77 3.99 5.04 5.30 –0.15 15.71 14.84 16.00 10.74 8.47 12.65 11.81 12.93 6.23 6.84 153.67 111.84 167.56 32.33 36.53 –4.41 –3.23 –4.80 –0.54 –0.81 MFS INTL NEW DISCV;A MFS INTL NEW DISCV;I r MFS MASS INV GRO;A MFS MASS INV GRO;I r MFS MASS INV TR;A ISMG ISMG LCCE LCCE LCCE 591.0 662.9 4794.0 1856.2 3743.1 30.50 31.63 39.36 41.03 34.32 10.23 10.28 12.04 12.08 11.60 12.78 13.01 24.08 24.34 19.15 –1.41 –1.17 8.14 8.41 8.13 5.19 5.45 16.72 17.00 13.73 4.22 4.48 12.77 13.03 10.43 29.78 30.89 38.34 39.97 33.73 –0.68 –0.70 –1.06 –1.11 –0.66 MFS MASS INV TR;I r MFS MID CAP GROWTH;A MFS MID CAP GROWTH;I r MFS MID CAP VALUE;A MFS MID CAP VALUE;I r LCCE MCGE MCGE MCVE MCVE 1010.7 1643.2 3585.6 1881.7 3869.9 32.74 26.74 28.85 29.83 30.75 11.65 12.97 13.00 11.28 11.33 19.42 21.00 21.27 12.51 12.80 8.41 –0.55 –0.31 10.15 10.44 14.02 12.84 13.12 12.66 12.94 10.69 10.62 10.90 8.44 8.70 32.18 25.83 27.88 29.26 30.16 –0.63 –0.99 –1.06 –0.70 –0.73 MFS NEW DISCOVERY;A MFS RESEARCH INTL;A MFS RESEARCH;A MFS RESEARCH;I r MFS TECHNOLOGY;A SCGE IMLG LCCE LCCE TK 757.1 700.1 1401.7 4055.2 750.0 23.48 22.16 53.35 55.24 52.20 10.23 9.15 12.48 12.57 17.75 13.98 13.10 22.46 22.77 53.89 –6.78 1.35 8.11 8.39 3.64 10.53 8.46 14.42 14.71 17.15 7.23 4.04 10.81 11.09 15.12 22.47 21.80 52.24 54.08 50.23 –1.25 –0.32 –1.22 –1.27 –2.17 MFS TOTAL RETURN;A MFS TOTAL RETURN;I r MFS UTILITIES;A MFS VALUE;A MFS VALUE;I r MTAM 4958.8 MTAM 951.3 UT 1682.3 LCVE 7693.2 LCVE 24017.0 19.11 19.10 20.91 47.27 47.60 9.02 9.10 10.47 9.42 9.50 10.31 10.59 –2.25 7.89 8.18 4.33 4.60 3.78 8.20 8.48 8.41 8.67 8.15 11.24 11.52 6.40 6.66 6.23 8.41 8.68 18.90 18.90 21.02 47.04 47.37 –0.29 –0.29 +0.08 –0.24 –0.23 MILLER CONVERTIBLE BD;I r MORG STAN I DISC;A n MORG STAN I DISC;I nr MORG STAN I GL FR;I r MORG STAN I GROWTH;A CV MCGE MCGE GLCC MLGE 598.0 476.0 335.2 2161.2 1898.9 12.54 10.27 15.15 34.36 34.41 3.71 22.12 22.28 9.51 20.99 6.06 46.30 46.66 16.42 49.87 –0.32 –22.32 –22.09 5.51 –15.95 6.14 9.60 9.90 11.50 9.42 4.62 7.24 7.55 9.68 10.85 12.44 9.58 14.12 33.82 32.33 –0.12 –0.89 –1.32 –0.57 –2.67 MORG STAN I GROWTH;I r MORG STAN I INTL EQ;I r MORG STAN INSIGHT;A MORG STAN INSIGHT;I r MORG STAN P EM MKT EQT MLGE ILCC MLGE MLGE EM 1593.4 1078.2 812.0 572.0 434.6 38.42 13.58 26.39 32.81 12.90 21.05 10.79 21.22 21.34 7.70 50.25 16.91 52.72 53.03 9.85 –15.73 1.49 –18.06 –17.85 –6.06 9.70 6.99 9.59 9.88 2.45 11.14 3.40 11.04 11.36 1.77 36.10 13.27 24.82 30.86 12.62 –2.97 –0.30 –2.03 –2.53 –0.28 MORG STAN P LG CAP EQ MORG STAN P SMID CAP EQ NATIONWIDE ID AGGR;SVC r NATIONWIDE ID MDTAGG;SVC r NATIONWIDE INTL IDX;A MLCE SCCE MTAA MTAG ILCC 2010.5 497.0 274.0 291.9 342.1 21.93 16.69 9.41 9.34 8.58 11.57 11.96 11.26 10.43 10.45 24.65 15.25 19.92 17.78 17.02 7.17 3.25 4.65 3.51 3.46 13.52 11.32 10.33 9.15 7.63 10.18 6.75 7.02 6.36 3.74 21.54 16.18 9.22 9.18 8.45 –0.45 –0.68 –0.22 –0.19 –0.12 –0.11 –0.17 –0.34 –1.04 –1.06 –0.20 –0.29 –1.12 –3.05 –1.67 NATIONWIDE INTL IDX;R6 r NATIONWIDE MC MKT ID;R6 r NATIONWIDE NATNWIDE;IS r NATIONWIDE S&P 500;IS r NATIXIS OAKMARK;A NATIXIS US EQ OPP;A NATIXIS US EQ OPP;Y r NEUBERGER ALT EIPWS;INST r NEUBERGER ALT LNGSH;INST r NEUBERGER EMG MKT EQ;INS r ILCC SPMC LCCE SPSP MLVE LCCE LCCE OS LSE EM 561.1 327.3 1007.9 517.1 254.8 612.5 322.0 335.5 6270.3 252.4 8.65 16.16 28.07 22.73 27.24 36.73 48.54 10.96 17.45 17.38 10.60 11.58 12.23 11.62 12.75 12.95 13.02 4.96 5.30 5.62 17.61 16.16 25.53 25.78 30.96 37.01 37.35 15.35 13.14 4.68 3.91 7.84 8.24 9.54 15.01 9.98 10.27 6.62 4.72 –8.32 8.09 12.31 15.28 15.21 16.86 16.31 16.60 8.82 9.17 0.76 4.18 8.99 11.23 11.57 11.08 12.89 13.17 I 5.28 1.33 8.52 15.71 27.58 22.34 26.88 35.88 47.42 10.87 17.32 17.10 –0.12 –0.60 –0.57 –0.45 –0.48 –1.06 –1.39 –0.09 –0.12 –0.28 18.45 23.38 22.34 21.46 19.77 –0.20 –0.35 –0.48 –0.76 –0.73 I 13.08 10.41 8.30 10.35 19.35 19.22 17.08 8.38 19.19 –0.59 –0.59 –0.06 –0.08 –0.72 NEUBERGER EQTY INC;INST r NEUBERGER FOCUS;INV n NEUBERGER GENESIS;INST r NEUBERGER GENESIS;INV NEUBERGER GENESIS;R6 r NEUBERGER GENESIS;TR NEUBERGER INTL EQ;INST r NEUBERGER INTR VAL;INST r NEUBERGER LC GRO;INST r NEUBERGER LC GRO;INV n EIEI GLCG SCGE SCGE SCGE SCGE IMLG SCCE LCGE LCGE 658.7 587.4 2556.7 1690.6 4740.2 1044.1 845.6 1332.8 486.8 1655.7 12.63 25.03 61.09 60.97 61.03 60.73 12.43 20.22 25.01 24.97 7.99 12.35 9.16 9.13 9.20 9.10 10.61 8.88 13.65 13.62 3.87 23.73 15.75 15.59 15.89 15.48 14.28 13.89 36.19 35.96 6.60 0.52 3.48 3.32 3.58 3.22 0.43 4.78 9.66 9.50 8.67 10.17 12.43 12.25 12.54 12.15 8.08 12.80 19.46 19.27 7.32 7.66 8.73 8.55 8.83 8.46 4.50 8.29 12.51 12.32 12.59 24.60 58.67 58.55 58.61 58.32 12.19 19.48 24.36 24.32 –0.06 –0.46 –3.08 –3.08 –3.08 –3.07 –0.23 –0.94 –0.72 –0.72 11.63 9.62 15.59 14.71 15.00 10.23 4.73 11.91 11.08 11.35 18.75 8.50 15.01 13.38 14.24 –0.70 –0.15 –0.30 –0.27 –0.29 NEUBERGER LC VALUE;INST r NEUBERGER LC VALUE;INV n NEUBERGER MID CP G;INST r NEUBERGER MID CP G;INV n NEUBERGER MID CP G;R6 r LCVE LCVE MCGE MCGE MCGE 7882.5 1504.7 430.8 479.2 575.1 41.27 41.32 15.02 14.96 15.06 3.79 3.77 11.35 11.32 11.40 –1.61 –1.74 18.41 18.22 18.53 7.69 7.53 –1.57 –1.71 –1.47 12.20 12.02 12.26 12.08 12.38 9.67 9.48 9.27 9.08 9.37 41.60 41.65 14.51 14.45 14.55 +0.31 +0.31 –0.62 –0.61 –0.62 9.75 9.60 –1.39 5.27 –18.78 15.46 15.30 12.74 13.36 0.62 11.80 11.63 9.19 8.26 1.83 15.13 15.21 NA 28.18 11.28 –0.31 –0.31 NA –1.06 –0.25 4.69 23.10 –4.87 4.18 12.29 –10.52 9.41 –10.34 1.55 5.63 0.89 8.62 0.56 3.08 12.52 2.85 11.65 3.49 2.85 9.57 13.41 26.54 18.11 17.14 35.27 –0.25 +0.16 –0.52 –0.01 –1.49 NEUBERGER RL EST;INST r NEUBERGER SUS EQTY;INST r NEUBERGER SUS EQTY;INV n NEW ALTERNATIVES;A NEW COVENANT BAL GRO NEW COVENANT GROWTH NICHOLAS EQUITY INC NICHOLAS FUND NICHOLAS II;I r NICHOLAS LTD EDITION;I r RE LCCE LCCE S MTAG MLCE EIEI LCCE MCGE SCGE 414.5 550.6 384.5 308.3 335.8 528.9 452.0 3839.3 985.3 442.5 13.60 40.14 40.26 65.88 114.50 57.12 20.50 86.61 32.78 27.77 18.79 13.69 13.61 14.55 9.47 12.19 9.88 13.64 12.99 9.46 12.02 26.99 26.76 –2.49 16.77 25.20 7.87 34.23 19.88 17.17 5.09 8.58 8.39 –7.93 3.95 8.28 7.86 11.62 6.12 2.10 8.65 14.06 13.86 11.58 9.31 14.72 12.21 17.16 13.28 10.72 7.96 10.18 9.98 7.99 6.83 10.25 8.46 11.18 10.15 8.56 13.43 39.49 39.61 64.38 112.90 56.05 20.45 84.59 31.71 26.70 –0.32 –0.73 –0.74 –1.75 –1.89 –1.29 –0.08 –2.12 –1.20 –1.35 15.29 15.98 22.86 –2.08 4.56 8.37 8.40 11.35 14.90 7.75 8.07 11.38 33.19 27.30 44.48 –1.36 –0.62 –1.10 NORTHERN FDS ACTIVE M IE NORTHERN FDS EM EQ IDX NORTHERN FDS GL RE IDX NORTHERN FDS INTL EQ IDX NORTHERN FDS LG CP CORE IMLG EM GRE IMLC MLCE 449.4 1436.1 1002.9 4393.9 256.9 11.62 10.71 9.63 13.81 24.50 10.62 7.77 14.78 10.79 11.03 20.72 9.15 10.02 18.02 24.23 4.61 –5.69 0.72 4.01 11.77 9.46 3.14 2.89 8.17 14.44 4.45 2.14 3.71 4.21 10.73 11.43 10.50 9.43 13.60 24.11 –0.19 –0.20 –0.28 –0.19 –0.46
L18 BARRON’S • Funds Quarterly January 8, 2024 Stock Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 NORTHERN FDS MID CAP IDX NORTHERN FDS SM CAP IDX NORTHERN FDS SM CAP VAL NORTHERN FDS STOCK IDX NUVEEN DIV VALUE;A SPMC 1901.8 SCCE 1115.5 SCVE 1641.4 SPSP 12056.9 EIEI 376.0 NUVEEN DIV VALUE;I r NUVEEN MID CP VALUE;I r NUVEEN REAL EST;I r OAKMARK EQTY & INC;INV OAKMARK FUND;INV EIEI MCVE RE MTAM MLVE QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG 19.95 13.33 19.48 48.98 13.80 11.61 13.99 14.29 11.68 9.87 16.31 16.83 15.55 26.20 10.92 7.95 2.12 9.37 9.90 9.24 12.46 9.77 9.34 15.57 9.44 9.11 6.99 6.49 11.92 7.31 19.40 12.88 18.94 48.15 13.71 –0.74 –0.66 –0.78 –0.96 –0.13 292.2 350.0 548.1 4515.3 8932.7 14.03 52.00 15.39 33.76 132.56 9.85 9.62 15.77 9.95 12.92 11.20 14.50 11.51 17.34 30.89 9.50 11.97 5.87 7.49 15.02 9.71 12.58 6.94 10.00 16.89 7.58 8.79 7.31 6.70 11.33 13.94 51.32 15.19 33.27 130.79 –0.13 –0.97 –0.39 –0.60 –2.34 OAKMARK GLOBAL SEL;INV OAKMARK GLOBAL;INV OAKMARK INTERNATL;INV OAKMARK INTL SC;INV OAKMARK SELECT;INV OBERWEIS INTL OPPS;INST r OBERWEIS SM-CAP OPP;INV OLD WESTBURY ALL CP CORE OLD WESTBURY LC STRAT OLD WESTBURY SM&MD CP ST GLCV 361.4 GMLV 598.1 IMLV 5950.6 ISMC 393.5 MLVE 1788.4 ISMG 279.1 SCGE 286.5 MLCE 3182.6 GLCG 22046.7 GSME 8194.8 21.39 32.17 26.84 19.50 70.41 8.50 22.12 23.06 17.36 15.43 8.51 7.56 8.70 11.47 14.61 I 6.45 11.79 11.26 10.54 22.70 17.25 18.81 19.52 43.00 I 15.81 25.91 19.73 11.66 4.28 5.02 3.00 6.79 13.99 I 13.88 7.26 3.04 –3.00 10.72 10.35 7.32 11.02 15.94 I 19.60 15.05 9.57 6.77 6.20 5.75 3.34 4.83 8.86 I 11.78 9.82 6.70 5.01 21.18 31.63 26.39 19.03 68.35 8.26 21.24 22.55 17.00 14.98 –0.26 –0.61 –0.47 –0.49 –2.48 –0.25 –1.16 –0.57 –0.40 –0.54 OLSTEIN ALL CAP VAL;ADV r OPTIMUM INTL;INST r OPTIMUM LG CP GRO;INST r OPTIMUM LG CP VAL;INST r OPTIMUM S-M CAP GRO;INST r MLVE IMLG LCGE LCVE SCGE 254.8 763.6 1730.6 1675.1 682.3 26.38 11.88 20.03 17.48 12.44 11.37 12.22 13.81 9.29 8.08 12.55 17.36 41.24 9.93 13.92 5.11 –0.69 2.77 9.50 –2.67 10.63 5.47 13.81 11.50 12.75 7.48 3.06 11.76 7.48 8.58 26.02 11.63 19.41 17.40 11.92 –0.47 –0.25 –0.70 –0.10 –0.65 OPTIMUM S-M CAP VAL;INST r PACE ALT STR INV;P r PACE INTL EQTY;P r PACE LG CO GR;P r PACE LG CO VL;P r PACE S/M GR;P r PACE S/M VL;P r PARAMETRIC TM EM;I r PARNASSUS MD CP GR;INV PARNASSUS CORE EQTY;INV SCCE 646.1 AMS 296.9 ILCC 690.5 LCGE 722.3 MLVE 688.6 SCGE 258.3 SCVE 293.3 EM 482.4 MLGE 645.5 EIEI 12934.9 14.09 10.60 17.05 15.75 19.45 13.86 19.05 39.55 55.57 55.11 11.51 4.25 10.47 13.50 9.43 10.44 11.79 6.38 15.61 11.77 10.56 5.15 20.41 35.15 15.40 15.89 12.58 10.65 35.60 24.93 7.04 2.84 5.15 5.52 11.37 –0.94 7.06 0.52 –0.47 9.05 9.16 4.89 9.01 16.68 10.66 10.83 11.59 3.61 10.48 15.48 4.07 2.66 5.11 12.38 7.83 7.76 7.09 1.83 8.45 11.63 13.73 10.54 16.81 15.32 19.40 13.27 18.47 39.06 53.37 54.05 –0.47 –0.07 –0.22 –0.50 –0.09 –0.76 –0.76 –0.41 –2.52 –1.17 PATIENT OPPORTUNITY;I r PAYDEN EQTY INC;INV PEAR TREE FOR VALSC;INST r PEAR TREE FOREIGN V;INST r PEAR TREE FOREIGN V;ORD PEAR TREE FOREIGN V;R6 r PERMANENT PORT PERM;I PGIM BALANCED;A PGIM GLBL REAL EST;Z r PGIM JENN BLEND;A MLCE LCVE ISMV IMLV IMLV IMLV AGM MTAG GRE MLCE 646.4 316.2 626.8 2337.0 336.5 470.9 2814.5 686.0 484.7 941.6 33.53 16.48 15.68 22.98 23.10 11.14 51.23 16.50 19.18 22.32 18.10 9.80 11.69 11.71 11.59 11.69 7.58 9.57 14.00 13.40 39.59 5.36 21.29 20.34 19.89 20.44 11.96 16.78 11.26 27.46 –4.62 6.61 5.04 2.87 2.50 2.97 5.47 3.82 1.42 5.10 10.11 9.33 8.34 5.84 5.45 5.94 10.27 7.78 4.47 13.59 7.56 8.51 5.78 3.72 3.37 I 5.70 6.44 4.32 9.16 32.50 16.34 15.42 22.65 22.77 10.98 50.55 16.26 18.75 21.77 –1.43 –0.17 –0.29 –0.41 –0.41 –0.20 –0.90 –0.28 –0.60 –0.70 PGIM JENN DVSFD GRO;A PGIM JENN FOCUSED GR;A PGIM JENN GROWTH;A PGIM JENN GROWTH;Z r PGIM JENN HEALTH SCI;A LCGE LCGE LCGE LCGE H 280.4 933.6 1686.1 3280.6 703.9 16.24 20.30 51.15 58.58 36.17 14.69 15.74 16.24 16.33 10.39 46.04 52.29 52.68 53.15 12.31 6.32 –1.56 3.12 3.43 2.21 17.39 16.06 17.78 18.14 12.26 12.62 13.00 13.82 14.17 10.57 15.76 19.62 49.52 56.71 36.67 –0.56 –0.76 –1.84 –2.11 +0.34 PGIM JENN HEALTH SCI;Z r PGIM JENN MID-CAP GRO;A PGIM JENN MID-CAP GRO;Z r PGIM JENN NTRL RES;A PGIM JENN SMALL CO;A PGIM JENN SMALL CO;Z r PGIM JENN UTILITY;A PGIM JENN UTILITY;Z r PGIM JENN VALUE;A PGIM QUANT LCC;A H MCGE MCGE GNR SCGE SCGE UT UT LCVE LCCE 816.8 759.3 631.1 310.5 456.8 408.7 2411.2 300.8 397.7 465.7 44.94 14.32 20.04 50.92 18.90 22.43 12.95 13.01 20.02 18.57 10.48 10.92 11.02 –3.06 12.67 12.75 7.58 7.62 9.47 11.81 12.63 20.18 20.60 –2.18 11.48 11.85 –3.84 –3.62 14.41 26.36 2.49 0.55 0.87 15.72 5.26 5.61 3.37 3.66 9.82 10.71 12.58 14.66 15.03 14.95 13.72 14.12 7.90 8.24 11.32 14.25 10.90 9.36 9.69 1.43 8.73 9.07 7.46 7.79 7.01 10.78 45.57 13.81 19.34 50.07 18.32 21.75 13.03 13.09 19.92 18.24 +0.43 –0.60 –0.83 –1.07 –0.76 –0.90 +0.06 +0.06 –0.15 –0.38 PIMCO ALL ASSET;A PIMCO ALL ASSET;I-2 r PIMCO ALL ASSET;INST r PIMCO ALL AST ATH;A PIMCO ALL AST ATH;INST r AGM 640.8 AGM 473.6 AGM 12203.3 AGM 266.0 AGM 1129.8 11.01 11.04 11.01 6.48 6.49 6.63 6.82 6.77 6.73 7.04 8.01 8.44 8.56 5.09 5.70 3.07 3.44 3.54 0.46 0.98 5.72 6.10 6.19 2.50 2.99 3.83 4.21 4.31 1.33 1.79 10.94 10.96 10.93 6.44 6.45 –0.10 –0.11 –0.11 –0.07 –0.06 PIMCO COMM RR STR;A PIMCO COMM RR STR;I-2 r PIMCO COMM RR STR;INST r PIMCO COMM+ STRAT;I-2 r PIMCO COMM+ STRAT;INST r PIMCO INFL RSP MA;INST r PIMCO RAE FDML AV+;INST r PIMCO RAE PLUS;A PIMCO RAE PLUS;INST r PIMCO RE RL RTN;INST r CMG CMG CMG CMG CMG FX EMN LCVE LCVE RE 256.7 972.5 3695.1 1771.8 1969.2 1561.6 577.4 450.7 338.7 416.7 12.22 12.84 12.95 6.48 6.59 8.02 8.50 16.70 18.63 25.11 –3.32 –3.24 –3.20 –6.44 –6.31 5.52 2.04 12.78 12.89 17.89 –7.88 –7.66 –7.37 –0.85 –0.75 6.50 –1.75 17.90 18.52 12.30 9.88 10.26 10.41 20.59 20.80 4.77 3.13 10.87 11.34 6.85 8.28 8.67 8.78 13.74 13.83 6.71 –0.42 12.34 12.80 8.79 –1.07 –0.71 –0.61 1.71 1.82 4.24 –0.49 9.18 9.63 8.91 12.17 12.79 12.90 6.47 6.57 7.99 8.53 16.46 18.36 24.76 –0.15 –0.16 –0.15 –0.05 –0.06 –0.07 +0.03 –0.30 –0.33 –0.66 PIMCO S+ INTL(DH);A PIMCO S+ INTL(DH);I-2 r PIMCO S+ INTL(DH);INST r PIMCO STK+ L DUR;INST r PIMCO STK+ SMALL;INST r IMLC IMLC IMLC SESE SCCE 352.6 732.0 1142.3 882.1 669.7 7.50 8.06 8.20 16.36 7.35 6.32 6.35 6.40 23.62 14.70 20.46 20.65 20.86 27.89 17.08 8.86 9.15 9.27 –2.96 0.54 11.06 11.37 11.50 13.59 9.06 7.53 7.85 7.95 13.51 7.05 7.47 8.03 8.16 15.82 7.09 –0.04 –0.05 –0.05 –0.71 –0.37 PIMCO STK+ABS RTN;A PIMCO STK+ABS RTN;I-2 r PIMCO STK+ABS RTN;INST r PIMCO STOCKSPLUS;A LCCE LCCE LCCE LCCE 518.0 320.9 911.5 367.5 10.68 10.80 11.06 9.96 12.50 12.55 12.60 11.82 26.42 26.75 26.91 26.03 7.70 8.02 8.14 8.00 14.40 14.72 14.87 14.47 11.16 11.50 11.62 11.10 10.48 10.60 10.85 9.78 –0.23 –0.23 –0.23 –0.21 NAME Data provided by OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG PIMCO STOCKSPLUS;INST r LCCE 1732.3 11.53 11.96 26.52 8.47 14.95 11.55 11.32 –0.24 PIMCO TRENDS MFS;INST r PIONEER BAL ESG;A PIONEER CORE EQTY;A PIONEER DISC GRO;A PIONEER DISC VAL;A MFF MTAM LCCE LCCE MLVE 2396.0 272.8 1755.4 1772.4 261.4 10.75 10.28 20.76 16.30 13.70 –1.19 9.12 9.86 11.68 7.44 –4.19 15.62 18.18 28.66 8.19 7.09 4.34 7.09 8.12 7.63 6.61 9.24 14.29 18.14 11.28 5.02 7.08 10.11 12.82 7.76 10.66 10.14 20.40 15.90 13.67 –0.11 –0.15 –0.44 –0.47 –0.06 PIONEER EQTY INCOME;A PIONEER FUND;A PIONEER FUND;Y r PIONEER MID CAP VAL;A PIONEER SEL MC GR;A EIEI LCCE LCCE MCVE MLGE 639.2 6482.6 961.6 687.4 1062.4 30.11 36.48 37.29 23.12 42.29 8.08 14.15 14.25 10.71 13.44 7.38 28.71 29.11 12.41 18.66 7.36 9.83 10.16 11.01 –4.16 9.15 16.55 16.90 12.26 10.18 8.14 12.00 12.32 7.28 8.49 29.98 35.72 36.51 22.76 40.77 –0.21 –0.91 –0.93 –0.49 –1.81 PIONEER SOL BALANCED;A POLARIS GLOBAL VALUE PRIMECAP ODYSSEY AG GR n PRIMECAP ODYSSEY GROWTH PRIMECAP ODYSSEY STOCK MTAM GMLV MLGE MLCE MLVE 335.8 409.4 7187.3 6854.5 5794.6 10.93 30.95 42.91 36.74 35.08 5.81 12.27 10.27 11.14 10.21 11.74 14.77 25.03 23.87 21.23 4.69 5.23 1.28 7.94 10.57 7.77 8.82 10.60 12.73 13.58 4.38 6.57 10.85 11.65 11.30 10.85 30.62 41.71 36.10 34.67 –0.08 –0.94 –1.49 –0.81 –0.51 PRINCIPAL CAP APP;A PRINCIPAL DVS INTL;INST r PRINCIPAL EQTY INC;A PRINCIPAL LCG I;INST r PRINCIPAL LCG I;J LCCE ILCG EIEI LCGE LCGE 1219.4 417.1 1213.4 2871.0 368.9 66.31 13.07 37.55 17.39 12.06 12.49 10.50 10.69 14.37 14.27 25.00 17.68 10.77 40.51 40.31 10.07 1.12 6.39 4.09 3.94 15.85 8.32 10.42 15.65 15.49 11.72 4.39 8.77 13.03 12.81 65.31 12.82 37.26 16.85 11.69 –1.17 –0.23 –0.34 –0.60 –0.42 PRINCIPAL LCS&P500;A PRINCIPAL LCS&P500;INST r PRINCIPAL LCS&P500;J PRINCIPAL LCV III;INST r PRINCIPAL LT 2020;INST r SPSP SPSP SPSP MLVE MATB 697.5 4805.3 1025.1 2842.5 1491.0 23.31 23.30 22.97 18.00 12.00 11.56 11.61 11.56 9.00 8.30 25.74 26.03 25.83 9.97 12.25 9.53 9.79 9.60 9.11 1.60 15.19 15.48 15.27 11.13 6.95 11.53 11.84 11.59 8.81 5.30 22.91 22.91 22.58 17.87 11.84 –0.46 –0.46 –0.46 –0.17 –0.52 PRINCIPAL LT 2020;J PRINCIPAL LT 2030;INST r PRINCIPAL LT 2030;J PRINCIPAL LT 2040;INST r PRINCIPAL LT 2040;J MATB MATC MATC MATH MATH 674.7 3689.7 1109.4 3117.3 815.1 11.90 13.48 13.42 15.22 15.02 8.12 9.91 9.88 10.93 10.83 11.99 15.13 14.94 18.36 18.10 1.40 2.60 2.42 3.81 3.59 6.78 8.68 8.51 10.14 9.95 5.09 6.33 6.12 7.18 6.96 11.75 13.26 13.21 14.94 14.75 –0.50 –0.58 –0.55 –0.61 –0.58 PRINCIPAL LT 2050;INST r PRINCIPAL LT 2050;J PRINCIPAL LT STR;INST r PRINCIPAL MCG III;INST r PRINCIPAL MCV I;INST r MATE MATE MATJ MCGE MCCE 2394.9 270.9 479.5 1231.0 1189.3 15.94 15.28 10.90 11.49 16.35 11.68 11.61 7.62 13.17 10.50 20.40 20.09 10.93 20.59 11.07 4.62 4.40 0.22 0.85 11.06 11.07 10.85 4.58 13.64 13.07 7.70 7.41 3.65 9.54 8.65 15.62 14.98 10.77 11.07 16.04 –0.62 –0.57 –0.43 –0.49 –0.38 PRINCIPAL MIDCAP;A n PRINCIPAL MIDCAP;J n PRINCIPAL REAL EST;INST r PRINCIPAL SAM BAL;A PRINCIPAL SAM CSV B;A MCGE MCGE RE MTAG MTAM 1799.3 346.1 3469.5 2073.0 527.1 36.72 35.17 27.79 15.34 11.73 14.76 14.80 15.33 9.85 8.60 25.55 25.70 13.33 15.64 11.69 6.33 6.49 5.78 3.03 1.27 15.11 15.29 8.48 7.70 5.51 11.36 11.53 8.64 5.79 4.41 35.54 34.04 27.43 15.12 11.59 –1.23 –1.18 –0.70 –0.41 –0.31 PRINCIPAL SAM CSV G;A PRINCIPAL SAM FLEX;A PRINCIPAL SAM STR G;A PRINCIPAL SCV II;INST r PRINCIPAL SMALLCAP;A MTAG MTAC MTAA SCCE SCCE 1642.7 970.7 1214.8 271.4 272.4 17.86 11.62 20.50 12.17 24.46 10.91 7.67 11.62 14.22 11.32 18.93 9.06 21.42 20.01 15.34 4.52 0.16 5.48 12.96 3.17 9.68 3.88 11.38 12.97 11.16 7.04 3.43 7.82 7.95 7.51 17.58 11.51 20.14 11.79 23.68 –0.55 –0.28 –0.58 –0.53 –1.09 PRINCIPAL SMALLCAP;INST r PROULTRANASDAQ;INV PUTNAM ASST D AAB;A PUTNAM ASST D AAC;A PUTNAM ASST D AAG;A SCCE DL MTAM MTAC MTAG 406.5 823.5 1261.8 343.9 1630.9 27.09 81.16 15.22 10.18 18.11 11.40 27.99 9.89 8.48 10.70 15.75 115.97 17.56 11.15 20.76 3.49 9.07 3.94 0.07 5.39 11.51 34.32 8.18 4.28 10.10 7.90 27.43 6.37 3.88 7.45 26.23 75.89 15.01 10.06 17.83 –1.20 –5.98 –0.25 –0.13 –0.33 PUTNAM CONV SEC;A PUTNAM FOC INTL EQTY;A PUTNAM GL HEALTH CR;A PUTNAM INTL CP OPPTY;A PUTNAM INTL EQUITY;A CV IMLC GH ISMG IMLC 358.5 718.3 1383.5 259.9 580.0 23.16 14.60 57.73 39.10 25.11 7.29 10.81 7.85 12.21 9.58 10.13 19.04 9.03 15.22 18.62 –2.29 2.33 7.45 2.32 3.19 10.95 8.37 13.37 8.38 9.03 7.42 5.33 10.02 3.75 3.61 22.69 14.31 58.71 38.21 24.55 –0.57 –0.33 +0.98 –0.97 –0.53 PUTNAM LARGE CP GR;A PUTNAM LARGE CP GR;R6 r PUTNAM LARGE CP GR;Y r PUTNAM LARGE CP VAL;A PUTNAM LARGE CP VAL;C PUTNAM LARGE CP VAL;Y r PUTNAM RESEARCH;A PUTNAM SM CAP GRO;A PUTNAM SM CAP GRO;Y r PUTNAM SSTNBL LDRS;A LCGE LCGE LCGE LCVE LCVE LCVE LCCE SCGE SCGE LCCE 6336.3 766.4 2017.3 9814.4 296.5 8525.2 389.7 442.8 685.3 5205.3 54.51 59.18 58.46 30.86 30.35 30.86 44.87 59.80 63.41 108.28 14.94 15.01 15.00 9.43 9.20 9.49 12.14 11.13 11.21 13.90 44.23 44.71 44.58 15.40 14.48 15.64 28.83 22.87 23.20 26.25 7.17 7.54 7.44 12.36 11.51 12.64 9.78 0.28 0.53 6.31 18.37 18.79 18.67 14.30 13.42 14.57 16.09 15.43 15.72 15.97 14.28 14.72 14.57 10.12 9.30 10.40 11.88 9.94 10.22 12.54 52.89 57.43 56.72 30.75 30.24 30.75 44.09 57.45 60.91 106.09 –1.79 –1.94 –1.93 –0.17 –0.18 –0.18 –0.91 –2.96 –3.14 –2.41 PUTNAM SSTNBL LDRS;Y r PUTNAM SUSTAINBLE FT;A RBB BP SCV2;INST r RED OAK TECHNOLOGY SLCT ROYCE FD PA MUT;INV ROYCE FD PREMIER;INV ROYCE FD SC OPPTY;INV ROYCE FD SC SPEC EQ;INV ROYCE FD SC TOT RET;INV RUSS INV BAL STRAT;A LCCE MLGE SCCE TK SCCE SCGE SCCE SCVE SCCE MTAM 401.9 302.3 521.6 574.8 1401.8 1142.2 894.4 606.0 643.0 336.8 121.51 19.38 25.96 39.37 9.18 11.52 15.11 17.05 7.40 9.96 13.96 17.31 11.11 14.04 12.86 12.57 11.17 8.93 13.40 9.27 26.56 28.60 16.68 47.76 26.66 22.53 19.58 12.83 24.07 14.28 6.57 –3.50 9.11 8.32 8.64 6.42 9.07 8.99 10.62 2.90 16.26 12.24 11.06 16.61 13.11 12.51 16.05 9.39 11.65 5.30 12.82 8.18 6.90 15.25 8.02 8.19 8.65 5.96 7.41 4.04 119.06 18.68 25.16 37.90 8.81 11.04 14.48 16.68 7.16 9.81 –2.69 –0.82 –1.05 –1.65 –0.46 –0.60 –0.83 –0.51 –0.32 –0.17 RUSS INV EMERGING MKT;S r RUSS INV GL RE SEC;S r RUSS INV GLOBAL EQ;S r RUSS INV GROWTH STR;A RUSS INV INT DEV MKT;S r EM GRE GMLV MTAG IMLC 518.6 260.5 778.4 336.1 797.7 15.10 29.28 9.27 11.45 41.38 6.72 14.58 10.59 10.10 9.81 8.36 10.29 22.42 17.42 16.27 –5.44 0.70 7.79 4.90 4.36 2.04 3.25 12.38 7.24 7.59 1.35 3.77 8.44 5.00 3.91 14.78 28.66 9.11 11.26 40.73 –0.32 –0.89 –0.18 –0.22 –0.61
January 8, 2024 BARRON’S • L19 Funds Quarterly Stock Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG NAME Data provided by OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG RUSS INV TM US LG CP;S r RUSS INV TM US M&S CP;S r RUSS INV US SM CP EQ;S r RYDEX NASDAQ 2X;H RYDEX NASDAQ-100;INV LCCE SCCE SCCE DL LCGE 5533.5 1116.7 669.9 1018.5 1562.3 70.47 38.91 26.45 408.89 70.83 11.12 13.56 14.28 27.97 14.26 24.74 16.62 15.71 116.15 53.31 8.06 4.18 6.85 9.32 8.78 13.88 10.08 11.21 34.74 21.04 10.31 6.79 7.33 27.70 16.38 69.34 37.62 25.61 382.46 68.55 –1.32 –1.68 –1.15 –30.18 –2.60 T ROWE PRICE INT EU ST T ROWE PRICE INT GGS T ROWE PRICE INT GS T ROWE PRICE INT IVE T ROWE PRICE INT LT AM EU GMLG GMLG IMLV LT 499.1 370.3 3064.2 321.6 328.8 23.96 36.17 57.29 16.15 22.64 12.09 8.81 12.41 8.69 17.07 19.01 19.19 25.70 19.15 34.67 2.26 –2.37 –0.15 7.15 4.67 8.83 11.91 15.31 8.61 5.22 3.57 9.45 12.10 3.26 2.43 23.41 35.46 55.85 15.97 21.89 –0.54 –0.78 –1.65 –0.15 –0.78 S BERNSTEIN EMG MKTS;EM SB&H TRUST SC VALUE;INST r SCHWAB CAP BAL SCHWAB CAP CORE EQTY SCHWAB CAP DIV EQ EM SCCE MTAM MLCE EIEI 991.5 634.5 641.2 1305.2 484.6 25.40 13.83 15.54 20.09 14.18 7.05 9.76 9.55 10.63 9.11 10.44 11.95 17.88 22.79 6.90 –4.10 3.68 3.11 8.72 8.86 4.85 8.09 8.61 13.25 8.94 2.35 6.66 6.80 10.00 6.44 24.84 13.43 NA 19.70 14.17 –0.53 –0.55 NA –0.45 –0.02 T ROWE PRICE INT NASIA T ROWE PRICE INT OS T ROWE PRICE INT STK T ROWE PRICE LC GRO;I r T ROWE PRICE LC VAL;I r XJ 1074.9 ILCC 6708.2 IMLG 1767.1 LCGE 18724.5 MLVE 3265.1 15.81 12.47 19.10 65.78 22.44 5.91 9.80 11.06 14.26 11.24 0.80 16.31 16.41 46.21 9.69 –9.28 3.36 –0.15 5.29 9.54 4.16 8.19 7.85 15.92 11.40 4.19 4.36 4.94 13.99 8.73 15.42 12.25 18.71 64.07 22.31 –0.35 –0.21 –0.39 –1.90 –0.17 SCHWAB CAP FDM ITL LCI SCHWAB CAP FDM US LCI SCHWAB CAP FDM US SMCO I SCHWAB CAP HEALTH CARE SCHWAB CAP INTL IDX IMLV MLVE SCCE H ILCC 2395.0 7826.8 1893.1 781.1 8823.9 10.50 24.27 16.54 25.36 22.56 9.18 11.19 14.64 6.13 10.87 19.92 18.15 20.14 0.65 18.17 8.10 13.13 10.27 5.76 4.08 9.26 15.29 12.60 9.45 8.24 4.80 10.85 8.54 9.48 4.30 10.37 24.03 15.98 25.86 22.20 –0.11 –0.31 –0.76 +0.50 –0.31 T ROWE PRICE MC GR T ROWE PRICE MC VL n T ROWE PRICE NEW ERA T ROWE PRICE NH T ROWE PRICE RET 2005 MCGE 12507.7 MCVE 4037.2 GNR 1036.7 MCGE 10411.4 MATA 834.2 100.04 31.20 37.24 56.22 11.51 11.72 13.20 –1.21 9.76 7.53 20.11 18.75 1.10 21.35 11.94 2.30 12.30 10.75 –5.70 1.46 11.82 13.23 9.10 12.74 5.98 10.61 9.45 2.97 11.53 4.73 97.23 30.71 37.13 53.91 11.37 –3.35 –0.69 –0.18 –2.85 –0.15 SCHWAB CAP INTL OPPS SCHWAB CAP LG-CAP GRO SCHWAB CAP MKTTRK AL E;I SCHWAB CAP MKTTRK BAL;I SCHWAB CAP MKTTRK GR;INV IMLG LCGE MLCE MTAM MTAG 1047.5 327.0 832.6 571.6 910.6 19.95 27.74 21.90 18.77 24.79 9.87 13.17 11.82 9.54 10.65 12.49 38.27 20.86 14.61 17.78 –3.85 9.27 7.46 3.45 5.70 6.78 17.14 11.61 7.72 9.89 3.63 12.45 8.08 5.77 7.12 19.49 27.02 NA NA NA –0.45 –0.79 NA NA NA T ROWE PRICE RET 2010 T ROWE PRICE RET 2015 T ROWE PRICE R 2020 T ROWE PRICE R 2020;A T ROWE PRICE R 2020;R r MATA MATF MATB MATB MATB 2400.8 3628.6 8644.6 712.7 608.4 14.55 12.02 17.78 17.59 17.31 7.75 7.97 8.10 8.02 7.96 12.46 12.97 13.45 13.17 12.92 1.70 2.03 2.27 2.01 1.76 6.45 7.02 7.64 7.38 7.11 5.08 5.54 6.04 5.78 5.52 14.37 11.87 17.56 17.37 17.09 –0.19 –0.16 –0.25 –0.25 –0.25 SCHWAB CAP S&P 500 IDX SCHWAB CAP SC IDX SCHWAB CAP SM-CAP EQ SCHWAB CAP TARGET 2020 SCHWAB CAP TARGET 2030 SPSP 80644.3 SCCE 5907.7 SCCE 582.3 MATB 343.4 MATC 983.3 73.10 32.51 20.04 12.78 15.47 11.69 14.07 13.33 8.37 9.59 26.25 17.06 19.88 12.84 16.39 9.97 2.27 10.09 1.21 2.79 15.66 10.05 11.11 6.07 8.22 11.97 7.21 7.62 4.86 6.18 71.87 31.40 19.43 NA NA –1.43 –1.61 –0.90 NA NA T ROWE PRICE R 2025 T ROWE PRICE R 2025;A T ROWE PRICE R 2025;R r T ROWE PRICE R 2030 T ROWE PRICE R 2030;A MATG 9887.7 MATG 817.8 MATG 810.4 MATC 13451.2 MATC 1636.0 15.71 15.59 15.31 23.94 23.62 8.56 8.50 8.35 9.30 9.19 14.57 14.33 13.97 16.30 16.02 2.63 2.37 2.10 3.11 2.84 8.44 8.17 7.90 9.25 8.98 6.59 6.33 6.05 7.12 6.85 15.50 15.38 15.11 23.58 23.27 –0.23 –0.23 –0.23 –0.40 –0.40 SCHWAB CAP TARGET 2040 SCHWAB CAP TOT STK MKT SCHWAB INV 1000 INDEX SCHWAB INV GLBL REAL EST SCHWAB SELECT LG CAP GR MATH 1105.8 MLCE 20781.2 LCCE 14662.3 GRE 301.9 LCGE 2029.5 16.71 80.97 102.37 6.39 21.18 10.50 12.14 11.97 12.85 14.20 19.07 26.04 26.52 8.45 47.79 3.85 8.41 8.71 0.61 3.33 9.54 15.02 15.31 2.72 15.14 6.95 11.36 11.57 3.97 12.39 NA 79.40 100.46 6.27 20.55 NA –1.91 –2.27 –0.17 –0.73 T ROWE PRICE R 2030;R r T ROWE PRICE R 2035 T ROWE PRICE R 2035;A T ROWE PRICE R 2035;R r T ROWE PRICE R 2040 MATC MATD MATD MATD MATH 1478.9 9294.7 941.5 1007.4 9835.0 23.29 19.26 19.12 18.79 27.63 9.16 9.91 9.92 9.81 10.31 15.72 18.08 17.83 17.58 19.53 2.59 3.66 3.41 3.15 4.11 8.70 10.03 9.77 9.50 10.69 6.59 7.57 7.31 7.05 7.96 22.94 18.94 18.80 18.47 27.16 –0.40 –0.36 –0.36 –0.36 –0.54 SEI INST INTL EM EQTY;F r SEI INST INTL INTL EQ;F r SEI INST LG CAP GRO;F r SEI INST LG CAP VAL;F r SEI INST S&P 500;F r EM IMLC LCGE MLVE SPSP 1322.7 3602.6 1282.6 1172.4 942.0 10.72 11.60 39.56 24.52 85.11 7.84 8.89 13.96 8.86 11.62 9.80 18.13 39.28 8.74 25.98 –5.41 2.96 7.52 9.67 9.73 3.47 8.27 17.27 9.56 15.41 1.91 4.09 12.44 7.17 11.69 10.48 11.49 38.51 24.48 83.67 –0.23 –0.14 –1.16 –0.10 –1.68 T ROWE PRICE R 2040;A T ROWE PRICE R 2040;R r T ROWE PRICE R 2045 T ROWE PRICE R 2045;A T ROWE PRICE R 2045;R r MATH MATH MATI MATI MATI 1360.5 1278.3 6143.3 739.6 775.4 27.28 26.96 19.92 19.72 19.38 10.22 10.18 10.54 10.48 10.44 19.27 18.95 20.46 20.17 19.89 3.86 3.59 4.53 4.27 4.00 10.41 10.14 11.18 10.90 10.62 7.69 7.42 8.21 7.94 7.67 26.81 26.49 19.56 19.37 19.03 –0.53 –0.54 –0.41 –0.40 –0.39 SEI INST SM CAP GR;F r SEI INST SM CAP VAL;F r SEI INST TX-MGD LGCP;F r SEI INST TX-MGD S/M CP;F r SEI INST US MGD VLTLTY;F r SCGE SCVE MLCE SCCE MLVE 305.2 324.1 3501.4 724.6 532.4 32.51 24.63 33.56 24.46 14.06 12.22 13.07 11.05 11.81 6.65 13.71 15.50 17.38 12.92 3.71 –0.24 9.52 9.36 5.04 7.12 8.10 10.10 13.48 9.28 8.34 6.33 5.48 9.71 6.26 8.11 31.31 24.00 33.03 23.73 14.12 –1.60 –0.87 –0.60 –0.94 +0.05 T ROWE PRICE R 2050 T ROWE PRICE R 2050;A T ROWE PRICE R 2050;R r T ROWE PRICE R 2055 T ROWE PRICE R 2055;A MATE MATE MATE MATK MATK 4989.0 944.6 887.6 3157.7 527.0 16.90 16.66 16.43 17.72 17.52 10.64 10.53 10.50 10.65 10.58 20.78 20.49 20.11 20.82 20.48 4.64 4.38 4.12 4.60 4.33 11.25 10.98 10.68 11.21 10.93 8.25 7.98 7.71 8.22 7.95 16.59 16.36 16.13 17.39 17.20 –0.35 –0.34 –0.34 –0.37 –0.36 SELECTED AMERICAN SHS;D SELECTED AMERICAN SHS;S SEQUOIA FUND SHELTON EQTY INCOME;INV SMEAD VALUE;I1 r LCVE LCVE MLCE EIEI MLVE 1243.1 435.5 3099.4 556.2 4019.7 38.32 38.22 159.43 16.09 76.20 13.87 13.80 13.30 8.85 12.66 32.76 32.33 27.83 18.34 15.26 7.83 7.49 3.68 9.57 17.09 13.05 12.70 12.16 12.03 15.68 9.24 8.89 6.77 8.41 11.61 37.84 37.73 156.61 15.94 75.54 –0.64 –0.64 –3.26 –0.46 –1.07 T ROWE PRICE R BAL T ROWE PRICE RE T ROWE PRICE SC ALLOC T ROWE PRICE SC STK n T ROWE PRICE SC VAL MATJ RE MTAC SCGE SCCE 1423.4 549.9 1050.9 2678.4 4542.6 12.76 12.12 18.81 58.00 51.99 7.25 17.38 7.37 14.60 13.14 11.33 13.12 11.96 17.43 12.22 1.69 7.29 1.17 1.72 4.69 6.21 6.03 5.89 11.96 10.19 4.71 6.26 4.93 9.18 7.21 12.62 11.94 18.59 56.04 50.51 –0.16 –0.31 –0.23 –2.61 –2.16 SOUND SHORE;INV SOUTHERNSUN SC;I r SPROTT GOLD EQUITY;INV SS INST SMCP EQUITY;INV r SS VARIABLE TR VIS;1 MLVE SCCE AU SCCE FX 499.2 272.6 539.3 1105.9 614.2 39.42 27.50 42.71 17.19 14.75 12.44 9.45 15.56 11.28 9.61 17.42 12.85 1.91 14.09 15.48 9.12 10.75 –7.94 5.45 3.04 11.54 16.11 6.81 11.33 6.16 7.87 6.17 2.66 8.06 4.92 39.05 26.44 40.81 16.57 14.51 –0.49 –1.35 –2.38 –0.83 –0.29 SS VARIABLE TR VIS;3 SSGA SS S&P 500 INDEX;N STATE FARM BALANCED r STATE FARM GROWTH r T ROWE PRICE AC OPP FX SPSP MTAM LCCE MLGE 750.4 1344.7 2284.0 6968.4 6459.3 14.74 225.43 84.13 106.21 63.94 9.58 11.66 7.67 12.50 10.68 15.21 26.15 13.68 20.74 29.03 2.79 9.85 6.51 10.72 7.05 5.90 15.59 10.77 14.98 19.11 4.66 11.90 7.89 10.67 14.71 14.50 221.63 83.25 104.53 62.71 –0.29 –4.43 –0.97 –1.88 –1.42 T ROWE PRICE BALANCED T ROWE PRICE BC GRO T ROWE PRICE BC GRO;ADV T ROWE PRICE BC GRO;R r T ROWE PRICE CAP APP;ADV MTAG 2490.2 LCGE 28389.4 LCGE 1128.2 LCGE 727.9 MTAG 758.8 25.22 149.34 144.78 135.98 33.39 9.64 13.90 13.82 13.75 8.21 17.99 49.36 48.97 48.60 18.52 3.43 2.58 2.31 2.05 7.16 8.89 13.58 13.28 12.99 12.48 6.85 12.44 12.14 11.85 10.18 24.86 145.38 140.93 132.36 32.93 –0.39 –4.41 –4.29 –4.03 –0.52 T ROWE PRICE SCI&TCH T ROWE PRICE SM ALLOC T ROWE PRICE SMG ALLOC T ROWE PRICE SPEC DE T ROWE PRICE SPEC IE T ROWE PRICE TOT EQ MK T ROWE PRICE TX-EF EQ T ROWE PRICE US ER T ROWE PRICE US LCC T ROWE PRICE VAL TCW SELECT EQUITIES;I TEMPLETON DEV MRKT;A TEMPLETON FOREIGN;A TEMPLETON FOREIGN;ADV r TEMPLETON FOREIGN;R6 r TK MTAM MTAG MLCE IMLC MLCE MLGE LCCE LCCE LCVE LCGE EM IMLV IMLV IMLV 4867.8 1067.8 1401.1 2004.1 615.6 2277.8 320.1 4371.6 1857.0 3288.6 488.3 685.1 1571.7 616.1 332.2 40.18 23.04 36.77 23.24 13.84 51.10 57.14 46.54 35.65 41.94 26.81 17.92 8.03 7.87 7.86 12.99 8.81 9.86 11.03 9.50 12.31 13.87 12.15 11.63 9.64 16.46 7.64 8.70 8.87 8.86 53.77 15.06 18.03 20.88 13.83 26.38 36.98 29.80 22.60 12.12 44.33 12.33 19.95 20.20 20.36 1.67 1.81 2.66 5.79 –0.68 8.41 5.18 10.49 9.33 8.88 4.94 –6.28 6.71 6.99 7.14 17.43 7.59 9.25 12.23 6.89 14.81 16.46 16.44 14.36 12.48 16.98 4.30 6.34 6.63 6.79 14.73 6.20 7.31 8.90 3.90 11.19 12.64 12.39 11.48 9.13 12.67 2.35 2.27 2.53 2.71 38.36 22.72 36.19 22.84 13.57 50.11 55.51 45.76 35.16 41.75 26.04 17.47 7.83 7.67 7.66 –2.12 –0.35 –0.65 –0.47 –0.25 –1.19 –1.82 –0.91 –0.53 –0.26 –0.79 –0.46 –0.20 –0.20 –0.20 T ROWE PRICE COMM/TECH T ROWE PRICE DIV GR T ROWE PRICE DIV GR;ADV T ROWE PRICE DIV MC GR T ROWE PRICE EI 500 TL 4593.5 LCCE 12291.1 LCCE 357.8 MCGE 1004.4 SPSP 7217.3 119.52 70.81 70.72 39.85 125.41 14.41 10.25 10.17 11.96 11.64 39.28 13.65 13.35 20.78 26.06 –3.18 8.74 8.46 1.17 9.80 13.31 13.93 13.63 13.48 15.47 11.83 11.27 10.97 10.77 11.80 116.65 70.01 69.92 38.56 123.30 –3.38 –0.87 –0.87 –1.52 –2.46 T ROWE PRICE EQ INC T ROWE PRICE EXT EQ MK T ROWE PRICE FINANCIAL T ROWE PRICE GLBL TECH T ROWE PRICE GS EIEI 8359.6 MCGE 954.4 FS 734.7 GTK 2399.9 LCGE 12059.4 33.67 30.12 35.35 15.67 86.59 10.42 15.18 16.94 16.94 11.99 9.65 25.35 14.96 55.92 45.27 10.05 1.37 12.15 –8.61 1.44 11.32 11.72 14.05 12.45 13.33 7.98 8.39 10.13 14.37 11.71 33.58 29.05 35.33 14.96 84.12 –0.17 –1.44 –0.17 –0.78 –2.74 T ROWE PRICE GS;ADV T ROWE PRICE GS;R r T ROWE PRICE HLTH SCI T ROWE PRICE I LC COR GR r T ROWE PRICE I MCEQ GR nr LCGE LCGE H LCGE MCGE 1354.5 662.4 9116.6 2940.2 5281.1 83.42 79.03 87.90 59.94 62.92 11.90 11.85 7.87 13.95 11.87 44.88 44.52 3.08 49.60 20.62 1.17 0.91 0.83 2.78 2.30 13.02 12.74 11.49 13.73 12.03 11.42 11.13 11.54 12.57 10.96 81.05 76.77 88.64 58.36 61.14 –2.64 –2.51 +0.44 –1.76 –2.12 TEMPLETON GLBL SM CO;A TEMPLETON GROWTH;A TEMPLETON GROWTH;R6 r TEMPLETON WORLD;A THIRD AVENUE RL EST;INST r THIRD AVENUE VALUE;INST r THORNBURG INC BLDR;A THORNBURG INC BLDR;C THORNBURG INTL EQ;A THORNBURG INTL EQ;I r THORNBURG S/M CP CR;A THRIVENT FDS DVS I+;A n THRIVENT FDS G STK;A n THRIVENT FDS G STK;S THRIVENT FDS LC GRO;A n GSME GMLV GMLV GMLV GRE GSME GEI GEI ILCG ILCG SCCE MTAC GMLC GMLC LCGE 753.9 7664.3 254.8 2296.5 277.4 729.9 4136.2 502.2 393.6 1471.8 291.3 468.9 1495.4 427.4 441.2 9.39 25.55 25.64 15.00 21.69 64.54 23.87 23.83 24.02 25.01 66.65 6.88 25.82 26.20 14.93 13.84 11.58 11.69 14.62 20.67 9.26 8.33 8.11 8.68 8.78 9.84 7.16 11.25 11.35 14.01 16.64 20.98 21.34 32.30 23.27 20.16 18.00 17.08 15.28 15.53 13.14 9.65 21.67 22.09 46.09 0.70 3.94 4.25 3.30 5.73 19.98 9.12 8.30 0.87 1.17 1.19 0.58 5.75 6.10 5.65 7.56 6.40 6.73 5.81 5.62 16.00 8.72 7.92 10.07 10.41 8.32 4.19 10.66 11.04 17.20 3.95 3.22 3.57 3.06 4.02 7.54 6.06 5.28 4.61 4.96 7.40 3.59 7.51 7.90 12.95 9.05 25.09 25.18 14.61 21.01 64.34 23.92 23.89 23.84 24.83 64.11 6.81 25.38 25.75 14.57 –0.38 –0.50 –0.50 –0.43 –0.85 –0.27 +0.04 +0.04 –0.17 –0.18 –3.18 –0.11 –0.48 –0.48 –0.42 T ROWE PRICE I SC STK r T ROWE PRICE IE IDX T ROWE PRICE INST EME r T ROWE PRICE INT DSC T ROWE PRICE INT EMS SCGE ILCC EM ISMG EM 4401.2 718.5 675.3 2717.5 864.5 26.63 15.60 32.01 62.99 34.63 14.58 10.80 5.69 11.35 5.63 17.55 18.04 2.22 13.14 2.06 1.73 3.85 –11.20 –5.40 –11.19 12.01 8.15 0.88 7.91 0.83 9.35 4.27 2.38 6.37 2.28 25.74 15.35 31.33 61.27 33.90 –1.19 –0.22 –0.62 –1.63 –0.67 THRIVENT FDS LC VAL;A n THRIVENT FDS LC VAL;S THRIVENT FDS MC STK;A n THRIVENT FDS MC STK;S THRIVENT FDS SC STK;A n MLVE MLVE MCCE MCCE SCCE 296.8 1875.0 1424.6 2579.0 543.0 27.55 27.78 28.89 34.19 21.53 10.19 10.24 8.94 8.97 11.33 12.59 12.93 13.62 13.87 12.20 12.16 12.50 6.09 6.33 7.44 12.73 13.09 12.58 12.85 14.11 9.07 9.46 10.62 10.95 10.21 27.38 27.61 28.10 33.26 20.81 –0.24 –0.25 –0.98 –1.15 –0.94 TIAA-CREF LF STCK INDEX TIAA-CREF EQ IDX;INST r TIAA-CREF EQ IDX;RET r MLCE 776.4 MLCE 14059.2 MLCE 742.2 39.17 33.67 34.23 12.07 12.08 12.00 25.91 25.91 25.59 8.53 8.54 8.25 15.09 15.12 14.84 11.41 11.45 11.17 38.42 33.03 33.58 –0.91 –0.78 –0.79
L20 BARRON’S • Funds Quarterly January 8, 2024 Stock Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG NAME Data provided by OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG –0.23 –0.38 –0.16 –0.17 –0.31 VALIC CO I LRG CPTL GRO VALIC CO I MDCP INDEX VALIC CO I MDCP STRAT GR VALIC CO I SCI & TECH VALIC CO I SM CAP INDEX VALIC CO I STOCK INDEX VALIC CO I SYSTEMATIC CR VALUE LINE ASST ALL;INV LCCE SPMC MCGE TK SCCE SPSP MLCE MTAG 701.1 3044.7 970.3 2434.4 1027.8 5965.4 572.8 387.6 19.41 25.88 17.10 24.66 14.96 51.17 28.15 40.72 12.07 11.55 13.70 17.65 13.94 11.58 11.31 11.89 23.93 15.94 22.41 55.79 16.35 25.80 24.03 21.39 8.09 7.69 3.09 2.11 1.85 9.66 8.37 4.62 16.70 12.21 15.16 18.42 9.57 15.32 15.42 10.60 12.73 8.92 10.39 15.69 6.88 11.67 11.47 8.30 18.90 25.16 16.54 23.56 14.45 50.30 27.63 39.88 –0.53 –0.96 –0.66 –1.25 –0.75 –1.01 –0.61 –0.87 22.08 15.96 18.31 20.35 24.28 –0.32 –0.19 –0.25 –0.30 –0.42 VALUE LINE CAP APP;INV VALUE LINE LG CO FC;INV VALUE LINE MDCP FOC;INV VALUE LINE SEL GRO;INV VALUE LINE SMCP OPP;INV MTAG MLGE MCGE LCGE SCGE 348.2 304.1 420.9 398.2 321.5 10.50 29.41 32.24 34.25 52.01 13.52 18.30 13.55 14.74 12.11 34.44 59.06 22.11 31.11 22.00 0.25 –0.05 9.81 8.90 4.37 11.07 12.87 16.53 16.78 12.49 8.67 11.89 12.76 11.92 9.61 10.26 28.27 31.23 33.39 50.36 –0.31 –1.39 –1.11 –0.89 –2.05 7.96 8.36 14.80 14.51 13.44 25.99 27.07 50.38 50.86 22.85 –0.48 –0.52 –1.65 –1.67 –0.86 16.54 16.52 10.88 10.61 12.50 12.23 6.08 6.55 7.34 8.20 9.11 10.34 10.07 10.83 10.16 13.14 13.10 8.36 8.09 7.95 7.68 4.91 5.25 5.73 6.24 6.74 7.53 7.26 7.63 7.45 22.61 22.73 22.89 23.38 19.88 19.80 11.65 12.50 13.27 13.97 14.82 10.00 15.62 12.50 19.13 –0.84 –0.85 –0.22 –0.23 –0.13 –0.13 –0.15 –0.16 –0.18 –0.21 –0.25 –0.18 –0.29 –0.24 –0.89 VANECK EMERG MKTS;Y r VANECK INTL GOLD;A VANECK INTL GOLD;Y r VANGUARD 500 IDX;ADM VANGUARD 500 IDX;INV nr VANGUARD BAL IDX;ADM VANGUARD BAL IDX;INST r VANGUARD CAP;ADM n VANGUARD CAP;INV n VANGUARD CNSMR DIS;ADM EM 318.2 AU 260.9 AU 273.3 SPSP 437896.5 SPSP 3105.3 MTAG 40403.0 MTAG 9513.4 MLCE 18523.8 MLCE 1335.9 CS 595.6 13.68 9.74 10.08 439.99 440.05 44.58 44.59 179.21 77.66 157.61 8.40 17.61 17.69 11.68 11.65 9.96 9.98 9.27 9.25 13.21 11.17 9.68 10.13 26.24 26.11 17.58 17.58 25.61 25.52 40.40 –9.70 –6.76 –6.45 9.96 9.85 3.73 3.74 7.88 7.80 4.36 2.28 9.60 9.95 15.65 15.53 9.61 9.62 14.45 14.37 16.53 1.21 4.99 5.32 11.99 11.88 7.73 7.74 12.69 12.61 12.34 13.52 9.29 9.61 432.59 432.65 43.90 43.91 176.64 76.55 151.55 –0.13 –0.52 –0.54 –8.62 –8.63 –0.80 –0.80 –3.12 –1.35 –7.19 VANGUARD CNSMR STP;ADM VANGUARD DEV MKT;ADM VANGUARD DEV MKT;INST r VANGUARD DEV MKT;INST+ r VANGUARD DIV A I;ADM VANGUARD DIV EQTY;INV VANGUARD DIV GRO;INV n VANGUARD EM SEL STK;INV VANGUARD EM ST I;ADM VANGUARD EM ST I;INST r CG IMLC IMLC IMLC EIEI MLCE EIEI EM EM EM 1173.9 25104.8 13564.9 15920.5 13295.3 2460.7 51549.0 745.2 14987.5 6879.5 94.17 15.40 15.43 24.11 46.23 43.94 37.21 20.66 34.18 25.99 5.58 11.12 11.18 11.18 10.25 12.85 10.38 6.12 6.56 6.57 2.37 17.67 17.84 17.80 14.46 27.49 8.10 10.58 9.21 9.23 5.74 3.55 3.59 3.60 8.47 6.35 8.68 –3.68 –3.25 –3.21 10.58 8.36 8.41 8.40 13.83 15.32 13.50 4.67 4.66 4.70 8.33 4.54 4.56 I 10.69 11.13 10.76 2.98 2.98 3.02 94.27 15.13 15.15 23.68 45.71 42.91 37.03 20.22 33.68 25.61 +0.17 –0.25 –0.25 –0.39 –0.56 –1.23 –0.16 –0.41 –0.38 –0.29 –6.00 9.70 9.43 1.84 7.87 9.89 9.95 9.68 7.88 11.90 7.18 6.75 6.49 5.94 8.60 18.12 16.24 16.09 11.57 17.00 –0.86 –0.30 –0.30 –0.20 –0.82 VANGUARD EM ST I;INST+ r VANGUARD ENERGY IDX;ADM VANGUARD ENERGY;ADM VANGUARD ENERGY;INV VANGUARD EQUITY INC;ADM EM 4072.5 NR 1766.1 GNR 3854.4 GNR 1876.5 EIEI 47377.3 86.44 58.60 87.26 46.51 84.27 6.55 –6.62 2.99 2.97 8.99 9.25 0.03 8.85 8.78 7.76 –3.19 36.53 19.87 19.77 10.63 4.72 13.27 6.19 6.11 11.85 3.03 2.66 0.37 0.29 9.70 85.19 58.96 87.93 46.87 84.24 –0.96 +0.17 +0.69 +0.37 –0.14 18.51 12.19 11.91 11.85 26.22 7.61 3.68 3.43 3.41 9.96 11.62 8.17 7.91 7.87 15.63 8.33 8.36 8.10 8.05 11.97 16.32 17.39 18.29 17.23 51.17 –0.79 –0.45 –0.47 –0.44 –1.02 11.59 14.03 13.91 12.72 12.62 25.89 17.04 16.74 22.49 22.20 9.67 2.34 2.06 8.40 8.12 15.34 10.08 9.81 15.05 14.76 11.69 7.33 7.06 11.00 10.72 50.80 21.93 22.06 25.33 25.87 –1.02 –1.12 –1.13 –0.50 –0.50 22.04 41.91 49.36 7.63 14.22 25.15 16.98 63.01 59.24 22.09 12.64 10.45 9.10 3.44 5.65 8.84 11.62 9.79 10.03 9.33 22.19 16.79 12.58 12.48 14.19 18.16 10.04 25.10 25.00 7.76 8.13 8.19 10.61 18.32 25.23 4.13 6.93 9.09 8.90 7.90 14.75 13.01 9.60 10.49 10.39 10.52 6.32 15.57 15.79 11.50 10.70 9.39 7.19 2.66 3.44 7.84 5.75 10.39 11.90 7.85 21.68 40.95 49.16 7.64 14.28 24.85 16.85 62.14 58.44 21.74 –0.42 –1.13 –0.23 +0.00 +0.08 –0.35 –0.18 –1.07 –0.97 –0.45 VANGUARD EQUITY INC;INV VANGUARD EURO S;ADM VANGUARD EURO S;INST r VANGUARD EXPLORER VA;INV VANGUARD EXPLORER;ADM VANGUARD EXPLORER;INV VANGUARD EXT MI;ADM VANGUARD EXT MI;INS+ r VANGUARD EXT MI;INST r VANGUARD FINL INDX;ADM VANGUARD FTSE SOC;INST r VANGUARD FTSE XUS;ADM VANGUARD FTSE XUS;INSP r VANGUARD FTSE XUS;INST r VANGUARD FTSEXUSSC;INS r EIEI EU EU SCCE SCGE SCGE SCGE SCGE SCGE FS LCCE IMLC IMLC IMLC ISMG 4978.4 4601.5 793.7 906.5 16519.9 2959.0 21635.4 11083.8 14003.8 665.9 8005.2 7893.2 2981.4 4789.9 539.1 40.22 80.69 34.41 43.04 103.23 111.04 124.68 307.68 124.68 46.22 32.57 34.91 117.20 110.67 219.80 8.99 12.13 12.13 12.56 13.36 13.33 15.12 15.13 15.13 15.48 13.19 9.94 9.96 9.95 10.41 7.67 19.98 20.01 15.29 19.90 19.77 25.38 25.42 25.41 14.08 31.78 15.57 15.64 15.61 15.19 10.54 5.43 5.45 8.34 2.35 2.24 1.21 1.23 1.23 10.63 8.47 1.83 1.88 1.86 0.76 11.74 9.16 9.18 10.76 13.12 13.00 11.91 11.93 11.92 11.79 15.97 7.40 7.46 7.44 6.87 9.60 4.34 4.36 7.28 9.58 9.44 8.54 8.57 8.56 9.88 12.53 4.13 4.18 4.16 3.94 40.20 79.44 33.87 41.67 99.56 107.09 120.25 296.74 120.24 45.92 31.89 34.33 115.26 108.84 215.33 –0.07 –1.12 –0.48 –1.77 –4.70 –5.06 –5.98 –14.74 –5.98 –0.53 –0.79 –0.51 –1.71 –1.62 –4.24 VANGUARD GL CAP CYC;INV VANGUARD GL MIN VOL;ADM VANGUARD GLBL EQTY;INV VANGUARD GRO & INC;ADM VANGUARD GRO & INC;INV GMLV GSME GMLC LCCE LCCE 1384.6 1691.9 7285.5 9539.4 3149.6 12.26 28.16 32.65 90.22 55.29 8.08 6.74 12.95 11.53 11.50 10.03 7.97 23.51 24.76 24.66 12.18 4.93 2.63 10.12 10.01 14.83 6.36 11.23 15.39 15.28 3.78 7.35 8.16 11.90 11.79 12.09 28.28 31.70 88.51 54.24 –0.19 +0.17 –1.07 –1.93 –1.18 3615.2 264.5 643.4 439.2 395.8 698.0 503.9 430.1 838.9 1311.1 52.13 36.59 35.92 23.31 12.77 14.43 5.58 10.10 13.36 12.02 12.64 13.74 13.67 12.84 22.91 23.02 11.78 8.29 11.10 9.97 27.46 24.71 24.51 23.44 51.66 52.05 15.71 10.23 20.04 15.70 7.42 2.43 2.28 4.66 –7.91 –7.68 6.77 –0.48 3.98 2.10 13.72 14.31 14.18 9.72 11.81 12.09 11.70 4.61 10.23 7.96 10.23 10.94 10.84 7.62 9.26 9.54 8.82 3.71 7.02 5.69 50.28 35.22 34.58 22.69 12.16 13.74 5.39 9.98 13.13 11.84 –2.20 –1.58 –1.55 –0.60 –0.72 –0.81 –0.25 –0.13 –0.25 –0.20 VANGUARD GRO IDX;ADM VANGUARD GRO IDX;INST r VANGUARD GRO IDX;INV nr VANGUARD GXUS RE;ADM VANGUARD HEALTH CARE;ADM VANGUARD HEALTH CARE;INV VANGUARD HLTH CR IDX;ADM VANGUARD INDUS IDX;ADM VANGUARD INFOTCH IDX;ADM VANGUARD INS T STMK;INS+ r LCGE LCGE LCGE IRE GH GH H ID TK MLCE 64730.4 26836.7 408.2 300.7 37752.8 7076.3 2712.3 270.0 9465.3 28406.6 160.00 160.00 160.06 25.79 88.17 209.11 125.42 113.20 247.83 82.35 14.41 14.41 14.37 12.98 6.66 6.64 7.10 13.57 16.88 12.17 46.77 46.78 46.60 6.22 5.48 5.43 2.48 22.39 52.68 26.05 7.69 7.69 7.56 –4.47 6.09 6.04 5.28 10.57 11.87 8.47 19.16 19.17 19.02 –0.32 10.60 10.54 10.97 14.59 24.89 15.11 13.97 13.98 13.83 1.51 10.21 10.16 11.04 10.04 19.67 11.48 154.95 154.96 155.01 25.11 89.54 212.36 127.46 110.11 236.61 80.76 –5.67 –5.67 –5.68 –0.67 +1.31 +3.11 +1.86 –3.45 –12.53 –1.92 MTAM MLGE MTAM MCVE SCGE GMLV IMLV GMLV SCCE SCCE 809.5 415.8 647.4 331.3 3738.6 384.7 5841.6 441.0 676.2 2537.1 11.00 25.41 31.93 27.04 41.00 17.01 27.36 18.52 77.11 79.76 9.00 20.09 9.56 8.74 12.65 7.86 5.71 6.93 15.23 15.32 12.66 47.30 18.43 11.96 21.16 12.70 12.47 15.20 14.07 14.45 0.69 –16.70 4.85 9.22 1.52 4.65 6.33 8.07 14.55 14.96 6.06 8.26 10.08 10.88 11.46 5.43 6.41 7.50 13.72 14.15 4.53 10.07 7.66 7.61 9.01 2.92 4.50 5.38 9.00 9.42 10.85 23.80 31.47 26.74 39.52 16.85 27.22 18.40 75.77 78.38 –0.16 –2.05 –0.52 –0.46 –1.93 –0.19 –0.16 –0.15 –2.04 –2.10 MLVE EM LCGE ILCC ILCG IMLC IMLV 627.5 719.0 1604.4 1925.6 400.9 427.9 507.7 11.80 5.85 13.15 8.02 11.09 24.07 9.96 9.67 6.95 14.55 10.47 12.93 11.64 6.07 12.56 12.11 46.94 17.25 17.66 18.35 14.38 9.00 –5.39 4.36 3.63 –3.94 3.56 2.93 9.97 3.30 16.27 7.70 9.54 8.68 5.91 8.15 1.89 12.40 3.95 5.62 6.96 1.64 11.79 5.74 12.72 7.90 10.76 23.65 9.83 –0.02 –0.11 –0.48 –0.11 –0.36 –0.40 –0.11 VANGUARD INS T STMK;INST r VANGUARD INSTL INDX;INSP r VANGUARD INSTL INDX;INST r VANGUARD INTL EXPLRR;INV VANGUARD INTL GRO;ADM VANGUARD INTL GRO;INV VANGUARD INTL VAL;INV VANGUARD LG-CP I;ADM VANGUARD LG-CP I;INST r VANGUARD LS CONS GRO;INV VANGUARD LS GROWTH;INV VANGUARD LS INCOME;INV VANGUARD LS MOD GRO;INV VANGUARD MC G I;ADM VANGUARD MC V I;ADM MLCE 1279.9 SPSP 147550.7 SPSP 108747.9 ISMG 1394.2 ILCG 35588.7 ILCG 6658.7 ILCC 13297.0 LCCE 11447.4 LCCE 2531.5 MTAM 10007.3 MTAG 19443.4 MTAC 4141.6 MTAG 19934.0 MCGE 10341.0 MCVE 11402.8 82.37 393.47 393.48 17.03 101.81 32.02 40.36 110.27 453.84 20.37 41.44 15.17 30.45 94.53 75.08 12.17 11.68 11.68 12.46 11.37 11.34 9.27 11.97 11.97 8.43 10.36 7.51 9.40 13.11 11.51 26.05 26.26 26.24 15.28 14.81 14.66 16.15 27.28 27.28 12.48 18.55 9.48 15.49 23.14 9.76 8.47 9.98 9.96 –2.92 –7.61 –7.71 3.47 9.09 9.10 0.46 3.97 –1.34 2.21 1.82 9.18 15.11 15.67 15.66 5.12 10.62 10.50 7.77 15.60 15.61 5.52 9.83 3.27 7.68 13.70 11.31 11.47 12.02 12.00 3.57 7.09 6.96 3.78 11.90 11.91 4.76 7.36 3.36 6.09 10.12 8.49 80.78 386.85 386.86 16.52 98.77 31.06 39.60 108.35 445.94 20.12 40.76 15.01 30.01 91.33 74.29 –1.93 –7.72 –7.72 –0.50 –3.15 –1.00 –0.75 –2.25 –9.26 –0.29 –0.75 –0.18 –0.49 –3.82 –1.06 VANGUARD MD-CP I;ADM VANGUARD MD-CP I;INST r VANGUARD MD-CP I;INST+ r MCCE 53834.5 MCCE 20598.1 MCCE 15650.9 288.07 63.64 313.84 12.27 12.29 12.28 15.98 16.00 16.00 5.49 5.50 5.51 12.71 12.72 12.73 9.41 9.42 9.43 281.90 62.27 307.12 –7.61 –1.68 –8.29 TIAA-CREF EQ IDX;RTL TIAA-CREF GRO & INC;INST r MLCE LCCE 1461.6 1543.7 34.35 13.02 12.01 11.80 25.60 32.79 8.26 9.05 14.81 15.28 11.14 11.35 33.69 12.83 –0.80 –0.22 TIAA-CREF GRO & INC;RET r TIAA-CREF GRO & INC;RTL TIAA-CREF INTL EQ;INST r TIAA-CREF INTL EQ;RET r TIAA-CREF ITL EQ IX;INST r LCCE 468.0 LCCE 1541.2 ILCC 2639.5 ILCC 328.0 ILCC 11621.0 13.50 22.06 13.00 13.59 21.86 11.73 11.70 8.89 8.86 10.83 32.48 32.42 16.89 16.62 18.20 8.80 8.78 2.31 2.06 4.12 14.99 14.96 8.85 8.59 8.25 11.07 11.03 3.57 3.32 4.40 13.30 21.73 12.80 13.38 21.51 TIAA-CREF ITL EQ IX;RET r TIAA-CREF LC ID 2010;I r TIAA-CREF LC ID 2020;I r TIAA-CREF LC ID 2025;I r TIAA-CREF LC ID 2035;I r ILCC MATA MATB MATG MATD 1372.4 567.5 2864.1 5337.8 7253.2 22.44 16.13 18.53 20.61 24.66 10.75 7.47 8.28 8.67 9.79 17.93 11.42 13.07 14.19 17.25 3.87 1.12 1.74 2.24 3.58 8.00 5.99 7.03 7.82 9.57 4.14 4.96 5.71 6.25 7.37 TIAA-CREF LC ID 2040;I r TIAA-CREF LC ID 2045;I r TIAA-CREF LCG IDX;INST r TIAA-CREF LCG IDX;RET r TIAA-CREF LCG;INST r MATH 7603.5 MATI 6258.3 LCGE 10729.6 LCGE 1025.1 LCGE 1566.0 26.42 27.54 51.84 52.33 23.62 10.37 10.66 14.21 14.13 15.43 18.98 20.07 42.63 42.29 47.04 4.43 5.05 8.81 8.54 4.91 10.52 11.29 19.44 19.14 16.83 TIAA-CREF LCG;RET r TIAA-CREF LCG;RTL TIAA-CREF LCV IDX;INST r TIAA-CREF LCV IDX;RET r TIAA-CREF LCV;INST r TIAA-CREF LCV;RET r TIAA-CREF LFCY 2015;RET r TIAA-CREF LFCY 2020;RET r TIAA-CREF LFCY 2025;RET r TIAA-CREF LFCY 2030;RET r TIAA-CREF LFCY 2035;RET r TIAA-CREF LFCY 2040;INST r TIAA-CREF LFCY 2040;RET r TIAA-CREF LFCY 2045;RET r TIAA-CREF MCG;INST r LCGE LCGE MLVE MLVE LCVE LCVE MATF MATB MATG MATC MATD MATH MATH MATI MCGE 396.4 1265.3 7274.5 1480.4 2182.8 580.3 341.3 626.5 841.3 921.5 892.1 4656.8 1038.0 620.4 565.9 23.36 23.49 23.04 23.54 19.97 19.89 11.78 12.64 13.43 14.16 15.05 10.17 15.88 12.72 19.88 15.32 15.32 9.50 9.42 10.03 9.92 7.26 7.60 8.04 8.62 9.25 10.02 9.83 10.26 11.34 46.66 46.63 11.47 11.15 14.31 13.98 10.90 11.68 12.83 14.39 16.13 18.39 18.04 19.18 21.45 4.65 4.63 8.82 8.56 10.53 10.24 1.16 1.40 1.83 2.40 3.06 4.09 3.83 4.37 –5.77 TIAA-CREF MCG;RET r TIAA-CREF MCV;INST r TIAA-CREF MCV;RET r TIAA-CREF MGD ALLOC;RTL TIAA-CREF QNT SCE;INST r MCGE MCVE MCVE MTAM SCCE 284.8 1063.2 425.3 772.9 1808.3 18.84 16.46 16.31 11.74 17.59 11.28 11.31 11.21 9.46 13.11 21.16 11.39 11.13 16.00 18.70 TIAA-CREF QNT SCE;RET r TIAA-CREF REAL EST;INST r TIAA-CREF REAL EST;RET r TIAA-CREF REAL EST;RTL TIAA-CREF S&P500 IDX;INS r SCCE RE RE RE SPSP 417.9 2069.0 541.5 343.6 6349.7 16.89 17.62 18.54 17.46 52.05 13.07 17.03 17.01 16.98 11.68 TIAA-CREF S&P500 IDX;RET r TIAA-CREF SCB IDX;INST r TIAA-CREF SCB IDX;RET r TIAA-CREF SOC CH EQ;INST r TIAA-CREF SOC CH EQ;RET r SPSP SCCE SCCE MLCE MLCE 2415.3 2748.0 672.7 4588.9 812.9 51.67 22.71 22.84 25.75 26.29 TIAA-CREF SOC CH EQ;RTL TOCQUEVILLE TOCQ FD TORRAY FUND TORTOISE EGY INF & INC;I r TORTOISE EGY INF TR;INST r TOUCHSTONE BALANCED;A TOUCHSTONE DIV EQ;C TOUCHSTONE FOCUSED;Y r TOUCHSTONE LRG CP FOC;A TOUCHSTONE MC VALUE;INST r MLCE LCCE LCVE EMP EMP MTAG LCVE MLCE LCCE MCCE 630.8 449.6 324.2 426.8 1959.0 559.3 329.0 1103.7 1968.7 366.9 TOUCHSTONE MID CAP;Y r TOUCHSTONE MID CP GR;I r TOUCHSTONE MID CP GR;Y r TOUCHSTONE NON-US ESG;A TOUCHSTONE SEL GRO;A TOUCHSTONE SEL GRO;Y r TOUCHSTONE SMALL CO;A TRANSAM AA CONSV;A TRANSAM AA GROWTH;A TRANSAM AA MODT GR;A MCCE MCGE MCGE IMLV MLGE MLGE SCCE MTAC MTAA MTAG TRANSAM AA MODT;A TRANSAM CAP GROWTH;A TRANSAM MLT-MGD BAL;A TRANSAM SM/MD CAP V;A TROWE PRICE IE IUSSC TWEEDY BROWNE INTL II-CU TWEEDY BROWNE INTL VAL TWEEDY BROWNE VALUE UNDSC MGR BEH VAL;A n UNDSC MGR BEH VAL;L nr VALIC CO I DIV VALUE VALIC CO I EMG ECONOMIES VALIC CO I GROWTH VALIC CO I INTL EQ IDX VALIC CO I INTL GRO VALIC CO I INTL SOC RESP VALIC CO I INTL VALUE
January 8, 2024 BARRON’S • L21 Funds Quarterly Stock Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG VANGUARD MD-CP I;INV nr VANGUARD MID-CAP GRTH VANGUARD MTRLS IDX;ADM VANGUARD PAC STK;ADM VANGUARD PAC STK;INST r VANGUARD PRIMECAP;ADM n VANGUARD PRIMECAP;INV n MCCE 404.9 MCGE 2793.3 BM 1079.5 PC 2307.9 PC 407.0 LCCE 63039.7 LCCE 4957.6 63.51 23.26 96.81 89.34 13.67 156.35 150.95 12.22 12.05 10.66 9.92 9.90 9.98 9.96 15.84 24.08 13.69 15.57 15.59 28.18 28.09 5.36 –1.62 8.50 –0.19 –0.17 9.88 9.81 12.57 10.90 13.52 6.38 6.41 14.76 14.68 9.27 8.25 8.33 4.50 4.53 13.07 12.99 62.15 22.33 94.84 87.29 13.36 154.57 149.23 –1.68 –1.10 –2.52 –1.90 –0.29 –2.06 –1.99 VANGUARD PRMCP CRE;INV n VANGUARD RE IDX;ADM VANGUARD RE IDX;INST r VANGUARD RUS 1000 GI;INS r VANGUARD RUS 1000 ID;INS r VANGUARD RUS 1000 VI;INS r VANGUARD RUS 2000 ID;INS r VANGUARD RUS 3000 ID;INS r VANGUARD S&P MC400;INST r VANGUARD S&P SC600;INST r MLCE 11626.9 RE 19480.3 RE 9412.3 LCGE 3858.6 LCCE 2032.8 MLVE 1320.8 SCCE 450.1 MLCE 1095.9 SPMC 1387.9 SCCE 1895.4 31.74 125.15 19.37 599.86 420.11 283.11 310.28 411.46 374.71 398.55 10.29 18.13 18.13 14.20 11.97 9.48 14.04 12.08 11.65 15.10 23.51 11.81 11.82 42.65 26.50 11.42 17.03 25.92 16.36 15.99 10.43 5.02 5.05 8.81 8.92 8.79 2.27 8.48 8.02 7.21 14.03 7.33 7.35 19.43 15.46 10.85 10.05 15.10 12.55 11.01 12.09 7.36 7.37 14.79 11.72 8.32 7.25 11.40 9.21 8.64 31.35 122.99 19.03 582.99 412.45 281.23 299.69 403.60 364.33 385.36 –0.47 –3.68 –0.57 –19.10 –9.12 –2.77 –15.36 –9.55 –13.78 –18.52 VANGUARD S-C ID;ADM VANGUARD S-C ID;INST r VANGUARD S-C ID;INST+ r VANGUARD S-C ID;INV nr VANGUARD SC G ID;ADM SCCE 47117.5 SCCE 18837.6 SCCE 9616.1 SCCE 353.7 SCGE 12015.1 102.19 102.19 294.95 102.18 84.98 13.41 13.41 13.42 13.37 13.12 18.20 18.22 18.22 18.05 21.41 4.66 4.67 4.68 4.54 –2.78 11.70 11.72 11.73 11.57 10.54 8.43 8.44 8.46 8.30 7.86 98.87 98.87 285.38 98.86 81.59 –4.47 –4.47 –12.89 –4.47 –4.54 VANGUARD SC G ID;INS r VANGUARD SC V I;ADM VANGUARD SC V I;INS r VANGUARD SEL VALUE;INV VANGUARD STAR;INV VANGUARD STR SC EQ;INV VANGUARD STRAT EQTY;INV VANGUARD T WLDSTK;INST r VANGUARD TGT RET INC;INV VANGUARD TGT RET2020;INV VANGUARD TGT RET2025;INV VANGUARD TGT RET2030;INV VANGUARD TGT RET2035;INV VANGUARD TGT RET2040;INV VANGUARD TGT RET2045;INV VANGUARD TGT RET2050;INV VANGUARD TGT RET2055;INV VANGUARD TGT RET2060;INV VANGUARD TM BAL;ADM VANGUARD TM CP APP;ADM SCGE SCCE SCCE MCVE MTAG SCCE MCCE GMLC MATJ MATB MATG MATC MATD MATH MATI MATE MATK MATL MTAM MLCE 3114.6 17757.5 5092.5 6357.9 22222.2 1307.0 7140.0 4335.0 35680.8 38096.5 73951.0 84828.9 86329.0 75757.2 72507.1 59982.4 39200.5 21275.6 8676.6 15419.5 68.06 77.34 43.23 28.90 26.85 37.42 34.36 209.99 13.02 26.87 18.38 35.48 22.12 39.30 26.66 44.44 49.59 45.69 41.19 247.12 13.15 13.63 13.61 15.44 10.40 15.65 13.49 11.26 7.34 8.00 8.87 9.53 9.82 10.23 10.57 10.79 10.78 10.79 9.14 11.92 21.44 15.99 15.99 25.33 17.11 21.28 19.21 21.89 10.74 12.51 14.55 16.03 17.14 18.34 19.48 20.17 20.16 20.18 15.53 26.64 –2.77 10.45 10.46 14.01 1.74 12.11 11.22 5.72 0.56 1.47 2.03 2.66 3.33 4.02 4.68 4.91 4.92 4.92 4.50 9.15 10.55 11.85 11.87 15.23 9.34 13.28 13.97 11.83 4.83 6.61 7.56 8.37 9.17 9.99 10.76 10.93 10.92 10.92 8.82 15.66 7.87 8.49 8.51 8.78 7.17 8.84 9.80 8.09 4.09 5.52 6.10 6.58 7.06 7.52 7.91 7.99 7.97 7.97 7.27 11.93 65.34 75.28 42.08 28.27 26.38 36.29 33.48 206.16 12.88 26.56 18.13 34.96 21.79 38.67 26.22 43.68 48.74 44.90 40.82 242.39 –3.64 –2.80 –1.56 –0.80 –0.54 –1.60 –1.17 –4.17 –0.15 –0.35 –0.28 –0.58 –0.37 –0.70 –0.49 –0.84 –0.94 –0.87 –0.43 –5.57 VANGUARD TM CP APP;INS r VANGUARD TM SMCP;ADM VANGUARD TM SMCP;INST r VANGUARD TOT I S;ADM VANGUARD TOT I S;INS r VANGUARD TOT I S;INS + r VANGUARD TOT I S;INV nr VANGUARD TSM IDX;ADM VANGUARD TSM IDX;INST r VANGUARD TSM IDX;INV nr MLCE 2611.5 SCCE 7179.3 SCCE 825.4 IMLC 69669.8 IMLC 37739.2 IMLC 30065.4 IMLC 176880.6 MLCE 323910.8 MLCE 77660.1 MLCE 20065.8 122.77 87.91 88.11 31.14 124.51 124.54 18.62 115.49 115.51 115.48 11.92 15.03 15.05 9.97 9.98 9.98 9.98 12.16 12.17 12.14 26.67 15.95 15.99 15.52 15.53 15.54 15.44 26.01 26.02 25.89 9.18 7.30 7.34 1.77 1.80 1.80 1.72 8.43 8.44 8.32 15.69 11.09 11.12 7.34 7.37 7.38 7.28 15.07 15.08 14.95 11.96 8.64 8.68 4.09 4.12 4.13 4.03 11.43 11.44 11.32 120.43 85.01 85.20 30.61 122.41 122.44 18.30 113.27 113.28 113.25 –2.76 –4.08 –4.09 –0.47 –1.86 –1.86 –0.28 –2.70 –2.70 –2.70 VANGUARD US GROWTH;ADM VANGUARD US GROWTH;INV VANGUARD UTIL INDX;ADM VANGUARD VAL IDX;ADM VANGUARD VAL IDX;INST r VANGUARD WELLESLEY;ADM VANGUARD WELLESLEY;INV VANGUARD WELLINGTON;ADM n VANGUARD WELLINGTON;I n VANGUARD WINDSOR II;ADM LCGE LCGE UT LCVE LCVE MTAC MTAC MTAG MTAG LCVE 29202.2 8926.8 1382.8 32115.6 15321.7 42160.6 9298.6 91911.4 12831.1 43009.4 146.69 56.63 68.79 58.29 58.29 60.44 24.95 71.41 76.06 15.43 15.40 8.58 9.09 9.09 7.93 7.90 9.66 I 11.74 45.31 45.17 –7.45 9.24 9.26 7.10 7.00 14.43 I 21.07 –0.42 –0.52 3.18 10.61 10.62 1.90 1.83 5.33 I 10.72 15.91 15.80 6.36 11.73 11.74 5.99 5.91 9.66 I 14.96 13.00 12.87 8.55 9.72 9.73 5.48 5.40 7.96 I 10.14 141.52 54.63 69.66 58.24 58.23 60.04 24.79 70.45 40.80 75.15 –6.08 –2.35 +0.76 –0.16 –0.17 –0.49 –0.20 –1.09 –0.63 –1.08 VANGUARD WINDSOR II;INV VANGUARD WINDSOR;ADM VANGUARD WINDSOR;INV VICTORY 500 INDEX;MEMBER VICTORY 500 INDEX;REWARD VICTORY AGGRSSV GR;FUND VICTORY CAPITAL GR;FUND VICTORY CORNERSTONE AGGR VICTORY CORNERSTONE MA VICTORY CORNERSTONE MODT LCVE 11253.3 MLVE 17915.9 MLVE 4873.1 SPSP 4163.1 SPSP 6734.6 LCGE 1930.6 GMLC 853.9 MTAG 371.5 MTAM 2652.5 MTAM 1113.6 42.88 72.43 21.49 60.69 60.74 52.58 12.12 13.77 25.76 14.81 11.71 10.99 10.98 11.84 11.87 14.50 10.48 8.94 8.30 7.93 20.98 15.03 14.92 26.96 27.10 48.36 18.37 14.35 11.99 10.86 10.63 12.67 12.56 9.28 9.39 3.96 8.01 4.74 2.54 1.69 14.87 14.95 14.84 15.72 15.83 14.45 10.74 8.50 6.41 5.59 10.05 9.84 9.74 11.91 12.02 11.59 8.39 5.36 4.31 3.91 42.37 71.83 21.31 59.63 59.67 50.91 11.95 13.59 25.45 14.64 –0.61 –0.80 –0.24 –1.24 –1.25 –1.91 –0.17 –0.20 –0.35 –0.19 VICTORY EMERG MRKTS;INST r VICTORY EXTND MRKT IDX VICTORY GBL MGD VOL;INST r VICTORY GR & TX STR;FUND VICTORY GROWTH;FUND VICTORY GROWTH;INST r VICTORY GRWTH&INC;FUND VICTORY INC STOCK;FUND VICTORY INC STOCK;INST r VICTORY INTNL;FUND EM MCGE FX MTAM LCGE LCGE MLCE EIEI EIEI IMLC 404.4 769.1 501.1 673.6 1873.8 412.4 1798.0 1677.0 854.2 1229.9 19.67 20.83 10.05 25.15 31.94 31.86 23.28 18.35 18.32 25.99 7.41 15.52 10.95 10.66 13.89 13.89 12.11 10.97 10.99 10.85 16.31 25.65 19.78 16.10 48.24 48.27 26.69 12.02 12.06 17.43 –2.75 3.34 7.01 3.91 5.48 5.50 8.20 10.71 10.74 4.26 5.79 13.12 9.73 8.04 15.47 15.50 12.62 10.98 11.00 7.52 2.51 8.90 5.99 6.90 12.52 12.57 9.46 8.64 8.68 4.39 19.24 20.16 9.91 24.91 31.05 30.98 22.85 18.27 18.23 25.58 –0.41 –0.92 –0.14 –0.28 –1.04 –1.03 –0.51 –0.13 –0.13 –0.35 VICTORY INTNL;INST r VICTORY NASDAQ-100 IX;FD VICTORY NASDAQ-100 IX;I r VICTORY NASDAQ-100 IX;R6 r VICTORY PRC MET&MIN;FUND IMLC LCGE LCGE LCGE AU 1306.1 4623.2 772.7 303.6 456.0 25.88 42.08 42.13 42.09 17.00 10.88 14.46 14.47 14.51 15.40 17.49 54.41 54.46 54.63 6.70 4.34 9.68 9.68 9.83 –5.44 7.60 22.13 I 22.28 8.75 4.48 17.34 I I 3.73 25.48 40.73 40.78 40.74 16.23 –0.35 –1.53 –1.53 –1.53 –0.86 NAME Data provided by OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG VICTORY SCI & TECH;FUND VICTORY SML CP STCK;FUND VICTORY SML CP STCK;INST r VICTORY SUST WRLD;FUND VICTORY TARGET MGD ALLOC r TK SCCE SCCE GMLC MTAM 1062.2 597.1 407.3 1292.4 475.0 23.25 13.26 13.55 26.62 9.53 15.44 12.67 12.66 11.10 10.21 34.01 17.35 17.53 24.63 14.38 –8.85 3.51 3.59 5.53 3.49 10.87 11.83 11.93 12.43 9.04 11.53 7.20 7.32 8.18 I 22.28 12.79 13.07 26.17 9.41 –1.22 –0.64 –0.66 –0.49 –0.12 VICTORY TARGET RET 2030 VICTORY TARGET RET 2040 VICTORY TARGET RET 2050 VICTORY TARGET RET INC VICTORY VALUE;FUND VICTORY VALUE;INST r VICTORY VAR RS LC ALPH;I VICTORY ESTAB VAL;A n VICTORY ESTAB VAL;I nr VICTORY ESTAB VAL;R nr MATC MATH MATE MATJ MLVE MLVE MLVE MCCE MCCE MCCE 1207.2 1493.1 926.5 660.7 749.6 471.9 789.3 1563.2 4903.6 808.7 11.75 12.07 12.54 10.50 18.26 18.27 43.47 46.36 46.40 45.47 8.51 9.69 10.36 7.12 8.87 8.86 7.19 10.50 10.58 10.44 14.39 17.17 18.64 11.13 13.90 13.96 13.69 9.95 10.31 9.74 3.55 4.83 5.46 1.88 10.58 10.63 10.33 12.00 12.36 11.77 7.28 8.51 9.27 5.14 10.82 10.89 11.89 14.22 14.58 13.98 5.30 5.95 6.36 3.85 7.22 7.31 8.68 10.62 10.97 10.40 11.61 11.91 12.35 10.41 18.13 18.14 43.31 45.48 45.52 44.60 –0.15 –0.18 –0.21 –0.10 –0.18 –0.18 –0.24 –1.11 –1.11 –1.10 VICTORY ESTAB VAL;R6 nr VICTORY INTEGRITY SCV;R6 r VICTORY INTEGRITY SCV;Y r VICTORY INTL SMCP;I nr VICTORY INTL SMCP;Y nr VICTORY INV GC;I r VICTORY MULTI-CAP;A VICTORY RS GLOBAL;Y r VICTORY RS GROWTH;A VICTORY RS INTERNATL;R6 r MCCE SCCE SCCE ISMG ISMG CV MLCE GMLG LCGE IMLC 9905.6 766.2 689.7 2505.3 716.3 253.3 381.5 396.6 253.4 266.4 46.42 35.18 34.85 14.50 14.43 16.78 47.23 20.44 24.64 11.60 10.59 12.00 11.94 9.96 9.94 5.25 9.28 11.88 13.61 12.03 10.35 17.80 17.65 15.45 15.29 8.30 24.52 26.93 44.65 20.17 12.40 13.35 13.21 –0.09 –0.23 2.22 10.93 8.16 4.97 5.07 14.62 12.71 12.57 8.04 7.88 7.55 14.26 14.16 15.29 I I 7.66 7.50 5.62 5.46 7.29 10.29 10.36 11.28 I 45.55 34.29 33.98 14.20 14.13 16.65 46.46 20.12 23.89 11.42 –1.11 –1.29 –1.27 –0.30 –0.30 –0.18 –0.95 –0.34 –0.86 –0.15 VICTORY RS LG CP ALPHA;A VICTORY RS SC GROWTH;A VICTORY SM CO OPP;A n VICTORY SM CO OPP;I nr VICTORY SM CO OPP;R6 nr MLVE SCGE SCCE SCCE SCCE 449.7 286.7 305.4 3352.0 3087.8 53.66 52.45 47.69 48.41 48.31 7.02 12.12 11.83 11.96 11.98 13.25 19.80 11.05 11.47 11.52 9.94 –12.47 8.96 9.36 9.40 11.44 4.97 11.30 11.70 11.75 8.30 5.78 9.09 9.46 I 53.47 49.97 46.04 46.73 46.63 –0.30 –3.20 –2.16 –2.19 –2.19 VICTORYII MKT NEU I;I r VIRTUS CER LC VAL;I r VIRTUS CER MC VAL;I r VIRTUS KAR CAP GROWTH;A VIRTUS KAR INTL SMC;I r EMN MLVE MCCE MLGE ISMG 2934.6 380.9 1442.5 538.0 885.1 8.76 11.04 11.80 18.07 18.28 3.07 13.10 11.80 13.42 13.97 9.85 14.87 10.97 34.50 22.36 3.44 7.39 7.20 –1.33 –5.33 3.59 10.97 10.13 14.93 6.13 3.42 7.92 7.65 11.60 6.49 8.77 10.88 11.59 17.46 17.71 +0.02 –0.20 –0.27 –0.71 –0.61 VIRTUS KAR MID-CAP GR;A VIRTUS KAR SM-CAP VAL;I r VIRTUS KAR SM-CP G;A n VIRTUS KAR SM-CP G;I nr VIRTUS KAR SMCP CR;I nr MCGE SCCE SCGE SCGE SCGE 318.6 634.4 418.9 2541.5 1287.6 55.06 24.32 31.58 33.20 52.06 9.64 14.95 5.87 5.94 14.49 22.00 19.15 20.03 20.36 32.38 –6.33 2.51 –4.56 –4.30 11.96 14.08 11.51 11.69 11.98 19.01 11.65 8.00 13.08 13.38 14.84 53.00 23.47 30.40 31.96 50.13 –2.58 –1.08 –1.59 –1.67 –2.38 VIRTUS SGA EM EQUITY;I r VIRTUS SILVANT FG;A VIRTUS TACTICAL ALL;A VIRTUS VONTOBEL FO;I r VIRTUS ZEVEN INN GRST;I r EM LCGE MTAM ILCG MLGE 709.0 661.8 599.6 432.1 386.1 7.75 66.02 10.46 25.91 42.72 5.16 15.49 11.13 9.24 15.80 0.39 53.51 22.38 15.73 65.58 –10.34 6.96 –2.27 0.81 –12.65 –0.26 19.46 9.54 8.59 14.94 1.08 13.91 5.91 5.96 12.35 7.57 64.12 10.20 25.22 40.71 –0.19 –2.08 –0.30 –0.69 –2.50 VIRTUS ZVNBRGN TECH;A VIRTUS ZVNBRGN TECH;INST r VNFJ DIV VAL;A VNFJ MID-CAP VAL;A VNFJ MID-CAP VAL;INST r TK TK EIEI MCCE MCCE 562.7 723.1 341.9 469.1 250.9 46.32 66.55 10.18 24.98 28.03 15.66 15.72 14.87 11.51 11.65 65.13 65.59 19.14 16.24 16.65 2.15 2.42 9.74 8.37 8.76 18.34 18.70 9.94 10.63 11.02 16.04 16.42 6.85 7.95 8.33 44.25 63.58 10.05 24.43 27.41 –2.37 –3.40 –0.18 –0.72 –0.81 VOYA LARGE-CAP GRO;I r VOYA TRP GRO EQ;INL WASATCH CORE GRO;INV WASATCH MICRO CAP;INV WASATCH MICRO CP V;INV LCGE LCGE SCGE SCGE SCCE 333.9 1110.4 1842.3 546.5 256.3 46.40 85.11 86.29 6.84 3.36 14.04 12.61 17.15 12.69 13.13 38.19 46.89 33.43 22.58 13.13 4.78 1.55 3.75 –8.50 0.63 14.89 13.37 15.24 12.40 13.26 12.33 11.70 11.50 10.33 9.92 45.25 82.63 82.25 6.53 3.24 –1.28 –2.76 –4.98 –0.40 –0.16 WASATCH SM CAP GR;INV WASATCH SM CAP VAL;INV WASATCH ULTRA GRO;INV WCM FOCUSED EM;INST r WCM FOCUSED GL GRO;INST r SCGE SCCE SCGE EM GLCG 896.6 601.6 833.1 1102.6 388.5 36.19 10.24 31.74 13.40 21.85 12.08 16.21 19.59 9.29 13.68 21.24 31.62 19.19 4.54 26.45 –7.77 8.98 –8.79 –10.71 0.27 11.18 12.48 12.41 5.98 13.47 8.63 9.64 11.62 3.38 10.01 34.41 9.86 29.98 12.95 21.34 –2.14 –0.50 –2.21 –0.45 –0.60 WCM FOCUSED ITL GRO;INST r WCM FOCUSED ITL GRO;INV WCM INTL SC GROWTH;INST r WEITZ LG CAP EQ;INST r WEITZ LG CAP EQ;INV ILCG 16766.6 ILCG 720.6 ISMG 311.5 LCCE 346.2 LCCE 538.4 22.76 22.45 20.16 53.02 51.58 11.79 11.80 16.73 10.91 10.86 16.56 16.29 22.26 29.81 29.62 –1.02 –1.25 –6.21 8.43 8.27 11.73 11.48 13.04 15.27 15.06 8.44 8.18 I I 9.09 22.28 21.96 19.38 51.66 50.25 –0.54 –0.54 –0.80 –1.59 –1.55 WEITZ MULTI CAP EQ;INST r WEITZ PRTNRSIII OPP;INST r WESMARK LARGE COMPANY WESTWOOD INC OPP;INST r WESTWOOD QUALTY SC;INST r MLCE LSE LCCE MTAC SCCE 309.9 398.2 314.3 406.9 496.3 30.86 12.18 21.63 11.46 20.49 8.14 5.98 12.03 8.50 15.02 18.01 17.32 21.94 9.90 17.17 4.87 0.76 6.50 1.31 9.48 10.69 8.49 14.06 6.28 11.25 I 4.47 9.39 4.96 7.72 30.19 12.02 21.27 11.34 19.88 –0.75 –0.21 –0.43 –0.13 –0.83 WHITE OAK SELECT GROWTH WILMINGTON INTL FND;INST r WILMINGTON LC STR;INST r WILMINGTON RL ASST;INST r WM BLAIR EM MKT G;R6 nr LCCE IMLC LCCE RR EM 375.7 519.9 535.7 388.7 639.5 128.73 8.64 27.51 13.57 11.74 11.44 8.83 11.89 5.76 9.14 26.47 12.55 26.22 1.14 10.26 6.40 –1.25 8.85 4.13 –8.65 12.12 5.63 15.37 5.23 6.62 10.70 3.24 11.75 3.16 3.83 126.17 8.53 27.01 NA 11.54 –3.02 –0.10 –0.60 NA –0.20 WM BLAIR INST INTL GRO r WM BLAIR INTL GRO;I nr WM BLAIR INTL GRO;N n WM BLAIR SM CAP GRO;I r WM BLAIR SM CAP VAL;I r IMLG IMLG IMLG SCGE SCCE 929.4 987.0 292.3 444.7 813.8 14.40 28.67 27.73 32.64 29.74 13.69 13.79 13.75 11.08 11.10 15.20 15.38 15.12 16.35 10.86 –3.32 –3.40 –3.65 1.17 8.46 9.38 9.23 8.93 11.96 10.60 4.75 4.60 4.29 9.92 7.74 14.02 27.91 26.99 31.09 28.77 –0.39 –0.78 –0.76 –1.91 –1.31 WM BLAIR SM-MD CP GR;I r SCGE 1442.7 28.29 12.38 17.93 –0.44 11.30 10.10 27.16 –1.42
L22 BARRON’S • Funds Quarterly January 8, 2024 Taxable Bond Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG NAME OBJ Data provided by LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG AAM/HIMCO SHT DUR;I r AB BOND INF STRAT;1 r AB GLOBAL BOND;A AB GLOBAL BOND;ADV r AB GLOBAL BOND;I r SID IUT GLI GLI GLI 360.7 339.4 340.0 3716.5 693.3 9.90 10.13 6.95 6.94 6.94 2.03 4.21 6.67 6.75 6.74 6.24 5.07 6.83 6.95 6.93 1.71 0.70 –2.43 –2.23 –2.23 2.48 3.85 0.89 1.11 1.10 I 2.70 1.98 2.25 2.25 9.89 10.08 6.89 6.89 6.89 +0.00 –0.04 –0.06 –0.06 –0.06 BNYM FLOAT RATE INCOME;Y r BNYM GLOBAL FIXED INC;I r BNYM HIGH YIELD;I r BRIDGE BLDR CORE BOND r BRIDGE BLDR CORE PLUS BD r LP 591.1 GLI 1995.0 HY 490.2 MSI 16463.8 CPB 29871.5 11.04 19.86 5.36 9.03 8.89 3.58 6.88 6.45 6.88 6.85 13.28 7.79 12.31 6.45 6.56 5.49 –1.26 1.36 –2.87 –2.47 5.24 2.42 4.64 1.69 2.12 3.74 2.54 3.64 2.26 I 11.04 19.73 5.31 8.95 8.81 +0.01 –0.17 –0.06 –0.09 –0.10 AB GLOBAL BOND;Z r AB HIGH INCOME;A AB HIGH INCOME;ADV r AB INTERM DURATION;ID AB SH DUR HI YLD;ADV r GLI GHY GHY IID GHY 787.8 851.9 1867.2 3588.7 631.4 6.94 6.92 6.93 11.43 9.24 6.75 7.45 7.50 7.02 5.75 6.98 14.33 14.59 5.45 11.82 –2.18 1.89 2.14 –3.45 1.88 1.15 4.35 4.61 0.94 4.05 2.30 3.68 3.94 1.90 3.31 6.89 6.85 6.86 11.32 9.17 –0.06 –0.07 –0.07 –0.12 –0.08 CALVERT FD CORE BOND;I r CALVERT SOC INV BOND;A CARILLON REAMS CR BD;I r CARILLON REAMS CR+BD;I r CARILLON REAMS UNCBD;I r IID IID IID CPB ARB 729.1 316.9 431.4 1501.1 1277.8 15.98 14.56 10.89 30.07 12.25 6.43 6.90 6.88 7.18 6.19 6.05 7.30 5.41 6.27 8.53 –3.30 –2.03 –3.57 –2.78 1.01 4.67 1.83 2.24 3.01 4.01 I 2.28 2.14 2.53 2.39 15.85 14.44 10.79 29.79 12.18 –0.15 –0.13 –0.12 –0.33 –0.09 AB TAXABLE MLTI-SEC INC r AMER CENT CORE +;INV AMER CENT DIV BD;I r AMER CENT DIV BD;INV AMER CENT EM DEBT;G r MSI CPB IID IID EMD 385.8 383.0 724.3 601.8 521.6 9.70 9.34 9.33 9.33 8.96 2.82 7.61 6.98 6.92 8.33 6.09 5.60 5.39 5.29 10.16 1.10 –3.44 –3.29 –3.48 –1.25 2.26 1.17 1.23 1.04 3.29 1.87 1.82 1.76 1.56 I 9.68 9.24 9.24 9.24 8.83 –0.01 –0.12 –0.11 –0.10 –0.12 CCM CMMNTY IMP BD;CRA r COHEN&STEERS PREF S&I;A COHEN&STEERS PREF S&I;C COHEN&STEERS PREF S&I;I r COLUMBIA BOND;I3 r USM FLX FLX FLX IID 1172.8 725.7 261.4 5348.5 757.1 9.45 11.75 11.67 11.78 29.69 5.37 6.89 6.76 6.95 7.49 4.00 6.06 5.41 6.35 7.28 –2.82 –1.52 –2.15 –1.23 –3.41 0.13 3.61 2.94 3.90 1.52 0.97 4.48 3.81 4.81 2.12 9.39 11.70 11.62 11.73 29.40 –0.06 –0.06 –0.06 –0.06 –0.31 AMER CENT GL BOND;G r AMER CENT GL BOND;INV AMER CENT GNMA;INV AMER CENT GOVT BOND;INV AMER CENT HIGH INC;I r GLI GLI GNM IUG HY 2669.7 375.6 359.8 255.6 449.2 8.74 8.69 9.05 9.56 8.59 6.90 6.69 7.53 6.70 7.00 7.53 6.58 4.70 3.49 13.70 –2.16 –2.98 –3.05 –3.64 2.39 1.52 0.69 0.07 0.27 5.45 I 1.75 0.86 0.99 I 8.67 8.62 8.94 9.47 8.49 –0.08 –0.09 –0.11 –0.10 –0.10 COLUMBIA CORP INCOME;I r COLUMBIA FLTG RT;I r COLUMBIA HY BOND;A COLUMBIA LTD DUR CR;I r COLUMBIA QUALITY INC;I r BBB LP HY SII USM 683.5 309.0 457.5 262.3 300.3 9.19 33.66 10.83 9.73 17.91 8.30 2.72 6.67 4.17 8.63 9.58 12.00 12.07 6.76 4.27 –2.70 4.62 1.36 –0.14 –4.64 3.42 4.58 5.09 2.52 –0.36 2.95 3.79 3.98 2.02 1.25 9.08 33.66 10.71 9.68 17.70 –0.13 –0.01 –0.13 –0.05 –0.22 AMER CENT HIGH INC;Y r AMER CENT INF-ADJ;G r AMER CENT INF-ADJ;INV AMER CENT INF-ADJ;R6 r AMER CENT SD INF PRO;G r HY IUT IUT IUT IUT 315.9 956.3 739.0 453.3 722.8 8.59 10.38 10.39 10.37 10.11 7.03 4.83 4.67 4.82 3.06 13.81 3.64 3.16 3.43 4.48 2.49 –0.85 –1.30 –1.06 2.57 5.56 3.19 2.72 2.98 3.73 4.58 I 1.92 I I 8.49 10.33 10.35 10.32 10.08 –0.10 –0.07 –0.06 –0.07 –0.02 COLUMBIA SH TM BOND;I3 r COLUMBIA STRAT INC;A COLUMBIA STRAT INC;I r COLUMBIA TOT RTN BD;A COLUMBIA TOT RTN BD;I r SID MSI MSI IID IID 266.5 965.5 3023.4 570.1 1415.9 9.62 21.84 21.39 30.61 30.62 3.50 6.97 7.03 8.03 8.10 7.46 9.86 10.13 7.66 7.89 1.12 –0.37 –0.11 –3.95 –3.72 2.44 3.14 3.38 1.60 1.86 1.74 3.20 3.46 2.14 2.40 9.59 21.64 21.19 30.28 30.29 –0.02 –0.20 –0.20 –0.36 –0.37 AMER CENT SD INF PRO;I r AMER CENT SD INF PRO;INV AMER CENT SD ST INC;I r AMER CENT SHT DUR;INV AMERICAN FUNDS BOND;A IUT IUT SID SID IID 566.5 380.6 416.0 367.4 24250.4 10.10 10.01 8.93 9.79 11.49 2.90 2.87 3.32 3.02 6.69 4.00 3.82 5.82 4.70 4.71 2.10 1.98 0.63 0.46 –3.25 3.24 3.14 2.53 1.85 1.61 I 1.74 I 1.53 1.96 10.08 9.99 8.91 9.76 11.38 –0.01 –0.02 –0.02 –0.03 –0.12 COLUMBIA ULTRA ST;INST3 r COLUMBIA US TRS IDX;I r COMMERCE BOND CRSBDG LW DR HI YLD;INST r DELAWARE CORP BOND;A USO GUT IID HY BBB 391.3 508.2 1111.6 649.5 400.4 9.17 10.05 17.87 9.72 15.46 1.82 5.60 6.71 2.54 7.86 6.27 4.06 6.58 7.63 7.19 2.39 –3.94 –2.56 5.28 –4.15 2.38 0.37 1.55 4.59 2.60 1.69 1.06 2.15 I 2.59 9.16 9.98 17.71 9.72 15.29 –0.01 –0.08 –0.17 +0.01 –0.20 AMERICAN FUNDS CWBD;A AMERICAN FUNDS GOVT;A AMERICAN FUNDS HI;A AMERICAN FUNDS INTM;A AMERICAN FUNDS STB;A GLI 3526.5 GUS 2778.9 HY 10032.2 SII 8549.3 SUS 4292.3 16.63 12.17 9.50 12.55 9.51 8.99 5.92 7.04 4.46 2.45 5.81 2.79 12.07 4.43 3.93 –6.11 –3.18 3.30 –1.47 –0.31 –0.41 0.87 5.69 1.43 1.09 0.29 1.35 4.10 1.30 0.92 16.38 12.07 9.41 12.48 9.49 –0.28 –0.10 –0.09 –0.06 –0.02 DELAWARE CORP BOND;INST r DELAWARE DVSFD INC;A DELAWARE EXT DUR BD;INST r DELAWARE HI YLD OPP;A DELAWARE IVY HIGH INC;A BBB CPB BBB HY HY 932.1 483.3 420.2 322.0 1120.9 15.46 7.71 14.78 3.46 6.06 7.93 7.42 12.61 6.78 6.75 7.46 6.40 9.64 12.89 12.18 –3.91 –3.28 –7.16 1.86 1.98 2.85 2.06 2.48 5.55 4.44 2.84 2.06 3.38 3.43 3.66 15.29 7.63 14.50 3.43 6.03 –0.20 –0.09 –0.38 –0.03 –0.03 AMG GW&K ESG BOND;N ANGEL OAK MS INC;INST r ASHMORE EM TOT RTN;INST r AVE MARIA BOND BAIRD AGGREGATE BD;INST r BBB 270.1 MSI 2493.0 EMD 440.6 A 558.3 IID 41896.1 21.85 8.47 5.06 11.76 9.86 7.40 2.91 12.53 4.27 7.20 6.69 5.34 11.57 5.16 6.43 –2.94 –1.30 –7.48 2.17 –3.14 1.75 –0.17 –2.29 4.05 1.56 2.21 1.96 0.11 3.21 2.25 21.64 8.45 4.98 11.69 9.76 –0.25 +0.00 –0.09 –0.07 –0.10 DELAWARE IVY HIGH INC;I r DELAWARE LTD-TM DVS;A DFA 1-YEAR FIXED;I r DFA 2-YEAR GL FIXED;I r DFA 5-YEAR GL FIXED;I r HY SII USO GLI GLI 1012.4 428.5 4553.8 4604.8 9377.2 6.06 7.83 10.20 9.67 9.96 6.81 3.02 1.34 1.39 1.44 12.46 5.08 4.98 4.95 5.00 2.23 0.05 1.16 0.60 –1.00 4.68 1.74 1.31 1.11 0.49 3.91 1.40 1.08 1.00 1.22 6.03 7.81 10.21 9.67 9.97 –0.03 –0.01 +0.01 +0.00 +0.01 BAIRD CORE PLUS BD;INST r BAIRD INTMDT BOND;INST r BAIRD SHORT-TERM BD;INST r BBH LTD DURATION;N BLACKROCK CORE BOND;A CPB 26755.9 SII 8220.2 SID 9327.7 SID 444.8 IID 381.9 10.17 10.32 9.41 10.26 8.38 7.12 4.64 3.00 2.72 6.57 6.89 5.78 5.65 7.45 5.55 –2.67 –1.60 0.46 2.49 –3.71 2.01 1.84 2.04 2.93 1.08 2.54 1.98 1.78 2.23 1.62 10.08 10.27 9.39 10.25 8.31 –0.09 –0.04 –0.01 –0.01 –0.08 DFA INFL-PROT SECS;I r DFA INT-TRM EXT QUAL;I r DFA INTERMEDIATE GOVT;I r DFA SELECT HEDGED GL r DFA SH-TRM EXT QUAL;I r IUT BBB IUG GLI SID 5278.2 1376.5 5626.6 1013.5 5866.5 10.83 9.63 11.05 9.09 10.28 4.58 8.33 5.61 1.90 1.88 3.93 9.61 4.59 5.55 5.44 –1.25 –3.49 –4.17 –0.62 –0.21 3.12 2.36 0.58 1.03 1.21 2.42 2.83 1.40 0.80 1.42 10.79 9.54 10.99 9.09 10.28 –0.07 –0.11 –0.08 +0.00 +0.01 BLACKROCK CORE BOND;I r BLACKROCK CORE BOND;K r BLACKROCK FLT RTE I;A BLACKROCK FLT RTE I;INST r BLACKROCK GL L/S CR;INST r IID IID LP LP SFI 2818.6 720.2 335.1 2591.9 722.0 8.37 8.39 9.70 9.71 8.89 6.64 6.64 2.96 3.01 3.46 5.81 5.86 12.20 12.58 8.99 –3.48 –3.45 4.97 5.26 1.24 1.35 1.38 5.14 5.43 2.99 1.91 1.95 3.76 4.06 2.00 8.30 8.32 9.70 9.70 8.86 –0.08 –0.09 +0.00 +0.00 –0.02 DFA SHORT-TERM GOVT;I r DFA WLD EX US GV FI;INST r DODGE & COX GLOBAL BD;I DODGE & COX INCOME;I DOUBLELINE CR FXD IN;I r SIU 1490.2 INI 1065.9 GLI 2219.9 IID 58108.6 CPB 6527.6 9.90 8.54 10.94 12.62 9.33 1.27 8.44 8.65 7.32 6.50 5.01 9.99 12.31 7.70 6.43 –0.30 –5.26 0.74 –1.66 –2.55 0.40 –0.38 5.12 2.70 1.08 0.69 2.25 I 2.79 2.14 9.91 8.46 10.81 12.50 9.26 +0.01 –0.13 –0.13 –0.14 –0.12 BLACKROCK HY BD;A BLACKROCK HY BD;I r BLACKROCK HY BD;K r BLACKROCK INC;I r BLACKROCK INF PR BD;A HY HY HY MSI IUT 1106.9 11813.3 7720.0 693.4 336.9 7.04 7.04 7.04 8.96 9.49 6.73 6.82 6.85 6.01 4.30 13.34 13.56 13.68 9.35 3.44 2.16 2.50 2.56 –0.36 –1.24 5.29 5.61 5.72 3.44 3.00 4.21 4.55 4.64 3.30 1.92 6.96 6.97 6.97 8.90 9.46 –0.08 –0.08 –0.08 –0.07 –0.05 DOUBLELINE EM FXD INC;I r DOUBLELINE FLEX INC;I r DOUBLELINE INFRA INC;I r DOUBLELINE LOW DUR BD;I r DOUBLELINE LOW DUR BD;N EMD MSI CPB SID SID 410.1 737.8 358.8 4685.7 757.0 8.73 8.51 9.26 9.57 9.56 7.04 3.47 6.25 2.73 2.56 9.63 7.83 8.88 6.76 6.50 –1.81 0.80 –1.20 1.52 1.26 2.10 2.48 1.96 2.25 2.00 3.12 I I 2.07 1.82 8.68 8.50 9.21 9.56 9.55 –0.09 –0.06 –0.09 –0.04 –0.04 BLACKROCK INF PR BD;I r BLACKROCK IS US AGB;K r BLACKROCK LOW DUR;A BLACKROCK LOW DUR;I r BLACKROCK LOW DUR;K r IUT IID SID SID SID 1206.2 2243.3 643.5 3493.8 613.1 9.77 9.10 9.00 9.01 9.00 4.35 6.61 3.11 3.29 3.30 3.73 5.59 5.39 5.77 5.82 –0.98 –3.39 –0.12 0.17 0.22 3.27 1.08 1.45 1.72 1.77 2.20 1.74 1.31 1.59 1.64 9.73 9.02 8.98 8.98 8.97 –0.06 –0.10 –0.02 –0.02 –0.02 DOUBLELINE TOT RTN;I r DOUBLELINE TOT RTN;N DWS GNMA;S DWS HI INC;A DWS SHORT DUR;S USM 25652.2 USM 4521.4 GNM 439.9 HY 438.0 SID 273.7 8.84 8.83 11.89 4.37 8.33 6.43 6.37 7.23 6.15 3.23 5.33 4.95 4.94 11.45 6.34 –2.63 –2.91 –2.92 1.72 0.85 0.34 0.09 0.16 5.03 2.55 1.83 1.56 1.04 4.01 1.87 8.77 8.76 11.76 4.33 8.30 –0.11 –0.12 –0.13 –0.05 –0.03 BLACKROCK STR GL BD;I r BLACKROCK TOT RTN;A BLACKROCK TOT RTN;INST r BNY MELLON BOND;M r BNY MELLON INT BOND;M r GLI IID IID IID SII 488.2 1278.2 10355.4 1228.3 492.7 5.32 10.04 10.03 11.05 11.85 8.23 6.66 6.64 6.65 3.60 6.75 5.64 5.84 5.48 5.26 –3.42 –3.63 –3.37 –3.52 –0.99 1.23 1.26 1.55 1.06 1.65 1.37 1.96 2.27 1.64 1.51 5.25 9.95 9.94 10.96 11.82 –0.09 –0.10 –0.11 –0.11 –0.03 EATON VANCE F-R&HI;I r EATON VANCE FLT RT;A EATON VANCE FLT RT;INST r EATON VANCE FR AV;A EATON VANCE FR AV;C LP LP LP LP LP 8.32 8.70 8.42 10.06 10.04 3.50 2.86 2.94 3.28 3.15 12.16 11.83 12.21 14.04 13.49 4.40 4.25 4.55 5.11 4.56 4.80 4.34 4.60 5.09 4.57 3.92 3.52 3.78 4.13 3.61 8.30 8.70 8.41 10.05 10.03 –0.02 +0.00 –0.01 –0.01 –0.01 731.9 583.1 3185.2 1137.8 291.5
January 8, 2024 BARRON’S • L23 Funds Quarterly Taxable Bond Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG NAME Data provided by OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG EATON VANCE INC BSTN;A EATON VANCE INC BSTN;I r EATON VANCE SD G INC;A EATON VANCE SD STR I;A FEDERATED HRMS CRP B;A HY HY SUS MSI BBB 591.4 3248.3 431.3 688.6 259.5 5.14 5.14 7.33 6.64 8.33 6.04 6.11 2.93 5.27 7.11 11.77 12.05 3.33 8.24 7.79 2.70 2.96 –0.19 2.25 –2.74 5.16 5.43 0.73 4.67 2.65 4.13 4.39 1.20 3.43 2.85 5.09 5.09 7.30 6.59 NA –0.05 –0.05 –0.03 –0.04 NA FIDELITY NEW MKTS INC FIDELITY S05+YR INP BD I r FIDELITY S5+YR INFP BD I r FIDELITY SAI HIGH INCOME r FIDELITY SAI LOW DUR INC r EMD IUT IUT GHY SID 1629.9 6669.9 9235.2 1609.2 5985.9 12.42 9.47 7.66 8.88 10.06 11.98 2.55 6.31 6.40 1.69 13.97 4.65 2.81 10.76 5.70 –1.68 I I I 2.11 1.97 I I I I 2.99 I I I I 12.23 9.46 7.62 8.79 10.06 –0.20 –0.01 –0.08 –0.10 +0.00 FEDERATED HRMS CRP B;IS r FEDERATED HRMS FRSI;IS r FEDERATED HRMS GVULS;IS r FEDERATED HRMS IN CB;IS r FEDERATED HRMS IN HYB;IS r BBB LP USO BBB HY 756.5 273.6 545.7 346.5 5464.8 8.33 8.69 9.81 8.49 8.84 7.04 2.39 1.85 5.39 6.83 7.93 9.53 5.10 6.40 13.12 –2.53 2.87 1.80 –1.67 1.65 2.91 3.12 1.80 2.33 5.06 3.08 2.95 1.27 2.35 4.44 NA NA NA NA NA NA NA NA NA NA FIDELITY SAI LT TBI r FIDELITY SAI SHORT TMBD r FIDELITY SAI TOTAL BD nr FIDELITY SAI US TRS BD r FIDELITY SH TERM BOND IX GUT 4798.9 SID 3120.1 IID 20930.0 GUT 13013.4 SII 2348.4 7.55 9.65 9.07 8.82 9.76 12.88 2.77 6.83 5.53 3.35 2.69 5.20 7.31 4.18 4.90 –12.41 0.29 –2.09 –3.88 –0.67 –1.88 I 2.38 0.45 1.49 I I I I I 7.43 9.63 8.99 8.76 9.73 –0.20 –0.01 –0.10 –0.08 –0.03 FEDERATED HRMS IN HYB;R6 r FEDERATED HRMS MTG STR FEDERATED HRMS S-T I;IS r FEDERATED HRMS SI TR;A FEDERATED HRMS SI TR;IS r HY USM SID SID SID 2145.7 905.2 843.6 323.8 401.6 8.84 8.53 8.40 10.04 10.04 6.83 7.57 2.96 3.45 3.51 13.13 5.18 5.36 4.80 5.17 1.63 –2.69 0.70 –0.57 –0.29 5.05 0.52 2.05 1.55 1.81 I 1.62 1.72 I 1.76 NA NA NA NA NA NA NA NA NA NA FIDELITY SH TR TRS BD IX FIDELITY SH-TM BOND n FIDELITY SRS BOND IDX nr FIDELITY SRS INT DVMK BI r FIDELITY SRS INV GD BD r SUT 3492.2 SID 1675.7 IID 22731.3 INI 9347.6 IID 35594.0 10.12 8.39 9.07 8.74 10.10 3.25 2.84 6.63 6.62 6.92 4.47 5.34 5.52 7.99 6.79 –0.88 0.26 –3.39 I –2.40 1.16 1.72 I I 2.32 I 1.40 I I 2.56 10.08 8.37 8.99 8.69 10.01 –0.03 –0.01 –0.10 –0.09 –0.10 FEDERATED HRMS STR I;IS r FEDERATED HRMS SUS HY;A FEDERATED HRMS TR BD;IS r FEDERATED HRMS TR BD;R6 r FEDERATED HRMS ULSH;A MSI HY IID IID USO 364.3 305.2 9937.3 3109.3 328.5 8.05 6.73 9.58 9.58 9.17 8.07 7.30 6.60 6.72 1.88 9.75 12.42 5.17 5.18 5.74 –0.43 1.28 –2.67 –2.63 1.55 3.56 4.69 2.08 2.10 2.02 3.16 3.91 2.39 I 1.36 NA NA NA NA NA NA NA NA NA NA FIDELITY SRS LGTM TRS r FIDELITY SRS SHTM CRDT r FIDELITY SRS TRS BILL IX r FIDELITY SUST BOND INDEX FIDELITY TOTAL BOND GUT 20661.3 SID 525.5 USO 1340.5 IID 366.6 IID 14278.4 5.86 9.85 9.94 9.34 9.59 12.39 3.00 1.48 6.51 6.82 3.24 6.07 5.13 5.43 7.23 –11.48 0.84 2.15 –3.45 –2.28 –1.40 2.33 1.95 0.94 2.31 I I I I 2.58 5.77 9.82 9.94 9.25 9.50 –0.14 –0.02 +0.00 –0.10 –0.11 FEDERATED HRMS ULSH;IS r FEDERATED HRMS ULSH;R6 r FIDELITY ADV CORP BD;Z r FIDELITY ADV CVS IN BD;Z r FIDELITY ADV FLOAT;A USO USO BBB USO LP 1762.6 556.2 600.8 329.0 620.0 9.17 9.17 10.53 10.06 9.31 2.03 2.03 8.49 1.65 2.72 5.90 5.91 9.00 I 12.10 1.71 1.72 –3.44 I 5.48 2.25 I 2.73 I 5.17 1.77 I I I 3.71 NA NA 10.41 10.06 9.31 NA NA –0.15 +0.00 +0.00 FIDELITY TOTAL BOND K6 r FIDELITY US BOND INDEX FPA FLEXIBLE FXDINC;INST FRANKLIN CUST GOVT;A1 n FRANKLIN CUST GOVT;ADV r IID 3243.8 IID 58462.0 MSI 907.0 GNM 1366.2 GNM 264.3 8.91 10.43 10.04 5.14 5.16 6.86 6.63 4.11 6.60 6.61 7.07 5.55 9.02 4.37 4.50 –2.20 –3.40 2.54 –2.86 –2.71 2.42 1.06 3.22 0.00 0.14 I 1.78 I 0.69 0.83 8.83 10.33 10.01 5.08 5.10 –0.09 –0.12 –0.02 –0.06 –0.06 FIDELITY ADV FLOAT;I r FIDELITY ADV FLOAT;Z r FIDELITY ADV GVT INC;Z r FIDELITY ADV HI ADVT;A FIDELITY ADV HI ADVT;I r LP LP GUS HY HY 2097.6 2569.8 1547.2 497.2 806.5 9.29 9.29 9.28 11.26 10.49 2.78 2.81 6.19 6.48 6.41 12.40 12.49 4.19 12.44 12.63 5.75 5.81 –3.75 3.86 4.09 5.44 5.54 0.30 7.40 7.67 3.96 I I 5.56 5.81 9.29 9.29 9.21 11.14 10.38 +0.00 –0.01 –0.08 –0.13 –0.13 FRANKLIN HIGH INC;A1 n FRANKLIN HIGH INC;ADV r FRANKLIN INV FLOAT;A FRANKLIN INV FLOAT;ADV r FRANKLIN INV LD GV;A HY HY LP LP SUS 1279.6 308.8 880.2 331.4 280.4 1.72 1.71 7.74 7.75 7.52 6.62 6.69 2.80 2.86 2.43 13.84 13.35 14.80 15.07 3.95 2.73 2.69 6.93 7.19 0.16 5.75 5.79 3.87 4.13 0.72 3.78 3.87 3.15 3.42 0.44 1.70 1.70 7.74 7.74 7.52 –0.02 –0.01 +0.00 –0.01 +0.00 FIDELITY ADV HI ADVT;Z r FIDELITY ADV INV GRD;I r FIDELITY ADV INV GRD;Z r FIDELITY ADV LTD TB;A FIDELITY ADV LTD TB;I r HY IID IID SII SII 417.6 1822.6 1587.0 308.4 490.4 10.50 7.26 7.27 11.17 11.20 6.54 6.87 6.90 3.57 3.64 12.85 6.43 6.72 5.95 6.25 4.22 –3.02 –2.85 –0.71 –0.44 7.79 1.92 2.08 1.65 1.91 I 2.22 I 1.45 1.71 10.38 7.20 7.20 11.13 11.16 –0.13 –0.07 –0.08 –0.03 –0.03 FRANKLIN INV LD TR;A FRANKLIN INV TR;A FRANKLIN INV TR;R6 r FRANKLIN STR INC;A FRANKLIN STR INC;ADV r SID CPB CPB MSI MSI 1463.7 2574.3 403.7 2155.8 280.4 8.91 8.36 8.43 8.31 8.32 2.70 6.44 6.62 5.77 5.82 5.39 5.71 6.17 8.42 8.53 0.54 –3.74 –3.40 –0.39 –0.14 1.82 0.84 1.22 2.04 2.29 1.40 1.30 1.80 1.77 2.03 8.89 8.29 8.36 8.24 8.26 –0.02 –0.09 –0.08 –0.07 –0.06 FIDELITY ADV NM INC;I r FIDELITY ADV NM INC;Z r FIDELITY ADV STR IN;A FIDELITY ADV STR IN;FSIF FIDELITY ADV STR IN;I r EMD EMD MSI MSI MSI 742.8 1704.6 1614.6 5426.9 4390.0 12.42 12.42 11.24 11.40 11.40 11.98 12.10 6.70 6.79 6.78 13.95 14.07 9.19 9.54 9.49 –1.70 –1.60 0.11 0.40 0.35 1.95 2.05 3.56 3.86 3.81 I I 3.22 I 3.47 12.23 12.22 11.13 11.29 11.29 –0.20 –0.21 –0.12 –0.13 –0.13 FROST LOW DUR BD;INST r FROST TOT RTN BD;INST r GLENMEDE CORE FXD INC GMO EMER CTRY DBT;III r GMO EMER CTRY DBT;IV r SII CPB IID EMD EMD 284.9 2607.8 388.3 1338.4 784.6 9.78 9.58 9.52 18.48 18.44 2.94 5.50 6.60 11.88 11.88 5.71 8.64 4.69 17.64 17.71 0.09 2.10 –4.07 –0.95 –0.90 1.53 3.02 0.32 3.55 3.61 1.52 3.08 1.10 4.28 4.34 9.76 9.54 9.44 18.21 18.17 –0.01 –0.06 –0.11 –0.27 –0.28 FIDELITY ADV STR IN;M FIDELITY ADV STR IN;Z r FIDELITY ADV TOT BD;A FIDELITY ADV TOT BD;I r FIDELITY ADV TOT BD;M MSI MSI IID IID IID 613.8 1049.2 900.9 10328.0 299.2 11.23 11.41 9.60 9.58 9.58 6.71 6.80 6.86 6.94 6.87 9.20 9.60 6.91 7.18 6.92 0.09 0.45 –2.54 –2.31 –2.55 3.56 3.93 2.02 2.28 2.00 3.22 I 2.28 2.54 2.28 11.12 11.30 9.51 9.49 9.49 –0.13 –0.13 –0.10 –0.10 –0.10 GMO US TREASURY r GOLDMAN CORE FXD INC;I r GUGGENHEIM FR STRAT;INST r GUGGENHEIM TR BD;A GUGGENHEIM TR BD;INST r SUT 437.0 IID 533.6 LP 798.3 CPB 470.6 CPB 20961.1 5.00 9.30 24.60 23.80 23.82 1.37 7.16 2.48 6.95 7.02 5.57 6.33 12.96 7.11 7.42 2.08 –3.55 5.60 –3.51 –3.23 1.94 1.60 5.10 1.50 1.80 1.31 2.00 4.06 2.86 3.18 5.00 9.21 24.60 23.60 23.62 +0.00 –0.10 +0.00 –0.24 –0.24 FIDELITY ADV TOT BD;Z r FIDELITY CAPITAL & INC FIDELITY CORPORATE BOND FIDELITY EM MKTS DEBT r FIDELITY EM MKTS DEBT LC r IID 8193.4 HY 12306.1 BBB 885.3 EMD 1282.6 EML 404.0 9.58 9.65 10.53 7.75 9.37 6.97 6.43 8.47 10.33 8.77 7.33 12.99 8.79 12.47 13.53 –2.17 4.14 –3.52 –1.48 –1.47 2.40 8.17 2.63 2.05 I I 6.14 3.00 3.40 I 9.49 9.54 10.42 7.62 9.24 –0.10 –0.12 –0.14 –0.13 –0.11 GUIDESTONE LD BD;INST r GUIDESTONE MD BD;INST r GUIDESTONE MD BD;INV HARBOR CORE PLUS;INST r HARTFD FLOAT RATE;A SID IID IID CPB LP 670.6 2069.3 389.1 963.2 556.8 12.81 12.87 12.87 10.19 7.90 2.85 7.22 7.16 6.76 2.58 5.09 6.28 6.01 6.70 10.96 0.12 –3.85 –4.11 –2.74 3.62 1.54 1.28 1.01 1.66 4.06 1.45 1.94 1.66 2.11 3.18 12.78 12.74 12.74 10.11 7.90 –0.02 –0.13 –0.13 –0.10 +0.00 FIDELITY FLEX CONS INC B r FIDELITY FLEX US BOND IX r FIDELITY FLOAT RATE HI FIDELITY HIGH INCOME FIDELITY INC GNMA USO IID LP HY GNM 348.6 1873.5 7633.3 2395.7 2208.7 10.03 9.18 9.30 7.64 10.26 1.79 6.64 2.79 6.34 7.51 5.93 5.45 12.55 10.96 5.43 2.52 –3.43 5.79 0.59 –2.48 2.42 1.04 5.51 3.56 0.34 I I 4.02 3.46 1.30 10.02 9.10 9.30 7.57 10.14 –0.01 –0.10 +0.00 –0.08 –0.12 HARTFD FLOAT RATE;I r HARTFD SHORT DUR;A HARTFD SHORT DUR;I r HARTFD STRAT INCOME;A HARTFD STRAT INCOME;I r LP SID SID MSI MSI 499.5 802.8 381.6 274.3 1285.9 7.81 9.57 9.52 7.70 7.73 2.68 3.35 3.50 7.20 7.41 11.16 6.78 7.18 9.45 9.92 3.87 0.49 0.79 –1.65 –1.33 4.32 2.24 2.55 3.58 3.88 3.45 1.78 2.08 3.28 3.57 7.81 9.55 9.49 7.64 7.67 +0.00 –0.02 –0.02 –0.06 –0.05 FIDELITY INC GOVT INC FIDELITY INC INT GVT INC FIDELITY INFL PROT BD IX FIDELITY INT BOND FIDELITY INT TRS BD IDX GUS SIU IUT SII GUT 1528.1 438.3 9885.8 3453.1 8192.0 9.27 9.73 9.04 10.10 9.75 6.30 4.02 4.50 4.44 5.74 4.21 3.86 3.78 5.54 4.06 –3.81 –2.37 –1.12 –1.68 –4.14 0.23 0.57 3.04 1.78 0.61 1.08 0.93 2.35 1.84 I 9.19 9.69 9.01 10.05 9.69 –0.09 –0.05 –0.05 –0.05 –0.08 HARTFD TOT RTN BD;A HARTFD WORLD BOND;A HARTFD WORLD BOND;I r HARTFORD TOT RTN HLS;IA HARTFORD ULTSH BD HLS;IA IID GLI GLI IID USO 1040.8 255.5 1123.1 1625.0 486.3 9.19 9.97 10.08 9.57 10.34 7.28 4.90 4.92 7.41 1.97 6.54 3.86 4.23 6.97 5.18 –3.36 –0.53 –0.24 –3.13 1.58 1.54 0.69 0.99 1.86 1.80 1.91 1.33 1.62 2.32 1.27 9.10 9.92 10.03 9.47 10.33 –0.09 –0.07 –0.06 –0.09 +0.00 FIDELITY INTL BOND INDEX FIDELITY INV GRADE BOND FIDELITY LG TR TRS BD IX FIDELITY LTD TB FIDELITY MTGE SEC;MTGE INI IID GUT SII USM 711.2 5040.0 4208.4 1087.9 323.4 9.20 7.25 10.13 11.20 9.93 5.38 6.89 12.19 3.64 7.76 7.48 6.49 3.18 6.26 4.90 –1.99 –2.98 –11.51 –0.41 –3.05 I 1.96 –1.39 1.95 0.24 I 2.27 I 1.76 1.39 9.15 7.19 9.98 11.16 9.81 –0.08 –0.08 –0.24 –0.03 –0.12 HOMESTEAD SHT-TM BD HOTCHKIS HIGH YIELD;I r INVESCO CORE BOND;A INVESCO CORE BOND;Y r INVESCO CORP BOND;A SID HY IID IID BBB 446.6 774.4 613.5 925.5 1090.6 4.91 10.51 5.72 5.69 6.29 3.41 6.11 6.87 6.96 8.32 5.40 13.08 5.24 5.70 7.89 –0.58 2.86 –3.81 –3.49 –3.41 1.48 4.36 1.26 1.57 3.05 1.45 3.81 1.93 2.22 3.21 4.89 10.41 5.67 5.64 6.22 –0.02 –0.10 –0.06 –0.06 –0.09
L24 BARRON’S • Funds Quarterly January 8, 2024 Taxable Bond Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG NAME Data provided by OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG INVESCO FLTG RT ESG;A INVESCO GS INC;A INVESCO HIGH YIELD;A INVESCO INTL BOND;A INVESCO INTL BOND;Y r LP GLI HY INI INI 707.8 1421.7 560.6 427.7 449.4 6.82 3.15 3.52 4.45 4.44 2.07 6.82 5.54 7.77 7.86 11.67 8.65 9.89 8.25 8.27 4.97 –2.49 1.05 –5.43 –5.26 4.72 1.20 3.80 0.03 0.24 3.58 1.37 3.05 0.69 0.92 6.82 3.12 3.48 4.38 4.38 +0.01 –0.03 –0.04 –0.06 –0.06 METWEST FLTNG RT IN;I r METWEST HIGH YLD BD;I r METWEST INTMDT BD;I r METWEST LOW DUR BOND;I r METWEST TOTAL RTN;I r LP 305.3 HY 368.4 SII 965.3 SID 1169.5 CPB 33309.5 9.45 9.31 9.49 8.32 9.19 2.78 6.35 5.13 3.85 7.47 12.11 11.01 5.53 5.78 6.00 4.19 0.69 –1.83 0.20 –3.70 4.66 5.12 1.69 1.69 1.23 3.72 3.75 1.69 1.47 1.83 9.45 9.23 9.42 8.29 9.09 +0.00 –0.09 –0.07 –0.03 –0.11 INVESCO QUALITY INC;A INVESCO SENIOR FLT;A INVESCO SH TM BOND;A J HANCOCK BD IV GR B;A J HANCOCK BOND;A USM LP SID IID CPB 473.7 1541.0 1123.9 564.7 1880.1 9.81 6.67 8.06 9.16 13.60 7.40 1.83 3.07 6.82 7.09 5.25 11.49 5.71 5.80 6.22 –3.28 6.44 0.20 –3.67 –3.39 0.23 3.35 1.75 1.00 1.55 1.30 3.02 1.56 1.73 2.18 9.70 6.67 8.03 9.07 13.47 –0.11 +0.00 –0.02 –0.10 –0.15 METWEST TOTAL RTN;M METWEST TOTAL RTN;PLAN r METWEST UNCONS BD;I r MFS CORP BOND;I r MFS GOVT SEC;A CPB 4140.2 CPB 17337.1 ARB 2060.9 BBB 932.0 IUG 435.7 9.20 8.62 10.35 12.43 8.75 7.53 7.54 4.92 8.38 6.23 5.76 6.07 7.87 9.21 3.83 –3.88 –3.64 0.03 –3.42 –3.76 1.03 1.31 2.23 2.83 0.11 1.62 1.91 2.37 2.91 0.81 9.09 8.52 10.27 12.29 8.67 –0.12 –0.11 –0.08 –0.17 –0.09 J HANCOCK BOND;I r J HANCOCK BOND;R6 r J HANCOCK II FLTRTI;I r J HANCOCK II STR I O;A J HANCOCK II STR I O;I r CPB 6064.5 CPB 11399.3 LP 268.8 MSI 282.3 MSI 1266.7 13.60 13.62 7.66 10.02 10.02 7.08 7.10 2.43 6.29 6.37 6.53 6.65 13.56 7.30 7.62 –3.10 –3.01 4.54 –1.08 –0.78 1.85 1.95 5.09 2.98 3.29 2.49 2.61 3.40 2.38 2.68 13.47 13.49 7.67 9.94 9.94 –0.15 –0.16 +0.01 –0.09 –0.09 MFS LTD MAT;A MFS TOT RET BOND;A MFS TOT RET BOND;I r MORG STAN GL FI OPPS;I r MORG STAN I CPF;I r SID IID IID GLI CPB 966.4 2317.0 1510.6 500.0 378.4 5.79 9.56 9.56 5.17 9.60 3.16 7.04 7.08 5.23 6.82 5.94 7.06 7.22 8.48 7.20 0.39 –3.04 –2.90 0.28 –2.87 1.99 1.71 1.84 3.12 1.81 1.47 1.99 2.13 3.27 3.39 5.78 9.47 9.47 5.15 9.52 –0.01 –0.11 –0.11 –0.02 –0.09 J HANCOCK INCOME;A J HANCOCK TOT BD MKT;I JNS HNDSN FLEX BOND;T JNS HNDSN HIGH-YIELD;T JPMORGAN CORE BOND;A MSI IID CPB HY IID 467.6 298.9 306.3 261.4 2102.6 5.90 8.99 9.45 7.23 10.30 6.34 6.57 7.37 6.69 6.26 7.07 5.35 5.53 11.48 5.42 –1.45 –3.64 –3.43 0.03 –3.12 2.52 0.76 1.77 4.01 1.16 2.08 1.54 1.83 3.44 1.69 5.85 8.91 9.37 7.16 10.23 –0.06 –0.09 –0.09 –0.08 –0.09 MORG STAN P CORE FI NATIONWIDE BOND IDX;A NATIXIS CORE +;A NEUBERGER CORE BD;INST r NEUBERGER FLOAT RT INC;I r IID BBB CPB IID LP 1897.2 258.8 399.2 575.4 428.2 6.94 9.69 11.60 8.97 9.40 7.43 6.46 7.28 7.02 2.98 5.89 4.91 5.91 6.09 12.82 –3.89 –3.97 –3.22 –3.22 5.13 1.15 0.40 1.69 1.66 5.60 1.82 1.12 2.12 1.97 3.90 6.86 9.60 11.49 8.88 9.40 –0.10 –0.11 –0.12 –0.10 +0.00 JPMORGAN CORE BOND;I r JPMORGAN CORE BOND;R6 r JPMORGAN CORE PL BD;A JPMORGAN CORE PL BD;I r JPMORGAN CORE PL BD;R6 r IID 18998.4 IID 21779.0 CPB 1411.4 CPB 4764.6 CPB 11613.3 10.30 10.31 7.26 7.26 7.26 6.33 6.37 6.62 6.85 6.72 5.79 5.85 5.93 6.23 6.31 –2.85 –2.72 –2.86 –2.57 –2.50 1.44 1.60 1.35 1.65 1.72 1.93 2.10 2.01 2.26 2.37 10.22 10.24 7.20 7.20 7.20 –0.09 –0.09 –0.07 –0.07 –0.07 NEUBERGER HI INC B;INST r NEUBERGER STR INC;INST r NEUBERGER STR INC;R6 r NEW COVENANT INCOME NORTHERN FDS BOND INDEX HY MSI MSI IID IID 519.1 3209.5 453.3 344.0 2355.4 7.57 9.83 9.82 20.93 9.30 6.41 6.94 6.97 5.46 6.87 11.49 10.02 10.14 5.13 5.46 0.96 0.41 0.50 –2.66 –3.36 4.52 3.81 3.91 0.88 1.02 3.55 3.22 3.31 1.38 1.71 7.49 9.75 9.74 20.78 9.20 –0.08 –0.09 –0.09 –0.16 –0.10 JPMORGAN GOVT BD;I r JPMORGAN HIGH YIELD;A JPMORGAN HIGH YIELD;I r JPMORGAN HIGH YIELD;R6 r JPMORGAN MTGE SECS;I r GUS HY HY HY USM 864.6 439.7 797.9 3805.4 1889.8 9.55 6.37 6.42 6.43 10.17 5.79 6.21 6.40 6.43 6.47 4.38 11.61 11.79 12.12 5.93 –3.43 2.06 2.29 2.50 –1.81 0.53 4.29 4.55 4.74 1.28 1.38 3.48 3.73 3.89 2.02 9.48 6.32 6.37 6.37 10.10 –0.08 –0.05 –0.05 –0.06 –0.08 NORTHERN FDS FXD INCOME NORTHERN FDS HY FXD INC NORTHERN FDS SHORT BD NUVEEN STRAT INC;I r OLD WESTBURY CREDIT INC IID HY SID MSI MSI 369.2 2632.3 292.0 353.8 2255.6 9.01 5.99 18.13 9.79 8.11 7.11 6.93 2.82 6.58 7.31 6.00 13.82 5.06 9.10 6.41 –3.04 1.97 0.06 –0.36 –2.86 1.73 5.43 1.76 3.95 I 1.97 4.04 1.34 3.21 I 8.91 5.92 18.09 9.72 8.02 –0.10 –0.07 –0.03 –0.08 –0.10 JPMORGAN MTGE SECS;R6 r JPMORGAN SH DUR BD;A JPMORGAN SH DUR BD;I r JPMORGAN SH DUR BD;R6 r LKCM FIXED INCOME;INST r USM SID SID SID SII 2307.7 635.8 1479.8 4448.4 286.1 10.17 10.69 10.70 10.70 10.36 6.62 2.93 2.99 3.01 4.05 6.09 5.24 5.40 5.46 4.98 –1.66 0.25 0.47 0.53 –0.83 1.44 1.79 2.02 2.12 1.65 2.18 1.18 1.42 1.59 1.59 10.10 10.66 10.68 10.68 10.31 –0.08 –0.02 –0.01 –0.01 –0.04 OLD WESTBURY FXD INC OPTIMUM FXD INC;INST r OSTERWEIS STRAT INCOME PACE STR FX;P r PALMER SQUARE INC + r SII CPB MSI CPB LP 1438.3 2706.0 5051.2 446.1 835.9 10.19 8.20 10.94 11.87 9.94 5.02 7.10 5.14 7.26 2.86 4.81 5.89 12.30 8.03 8.78 –1.97 –3.63 3.67 –2.60 2.98 1.18 1.21 5.06 2.21 3.57 1.08 1.66 4.14 2.51 I 10.13 8.12 10.89 11.77 9.93 –0.06 –0.09 –0.07 –0.11 +0.00 LOOMIS SAYLES BOND;INST r LOOMIS SAYLES BOND;RTL LOOMIS SAYLES FX IN;INST r LOOMIS SAYLES INST HI;I r LOOMIS SAYLES INV GB;A GB GB MSI HY BBB 3389.1 741.4 450.2 329.4 717.8 11.64 11.57 11.52 5.45 9.92 7.34 7.32 7.62 6.15 7.27 8.05 7.83 8.20 9.98 7.34 –0.81 –1.06 –0.59 1.69 –1.72 2.15 1.90 3.29 3.76 2.84 2.10 1.83 2.93 3.51 2.50 11.52 11.45 11.41 5.40 9.83 –0.13 –0.13 –0.12 –0.05 –0.09 PAYDEN EM MKT BD;INV PAYDEN LOW DUR;INV PAYDEN LTD MAT;INV PERF TR TOT RTN BD;INST r PGIM CORE BOND;Z r EMD SID USO GB IID 304.8 550.7 650.8 6106.6 404.6 10.37 9.71 9.51 19.68 8.79 10.18 2.80 1.86 6.72 7.08 12.34 5.65 6.20 7.48 6.61 –3.24 0.66 2.32 –1.59 –3.44 2.28 1.90 2.43 1.58 1.26 3.10 1.49 1.78 3.37 1.47 10.19 9.68 9.51 19.56 8.70 –0.18 –0.02 +0.00 –0.14 –0.10 LOOMIS SAYLES INV GB;Y r LOOMIS SAYLES STR IN;A LORD ABBETT BOND DEB;A LORD ABBETT BOND DEB;C LORD ABBETT BOND DEB;F r BBB FLX MSI MSI MSI 7934.7 947.8 4711.5 694.0 582.4 9.92 11.91 7.08 7.10 7.07 7.34 7.62 6.37 6.19 6.40 7.50 8.02 6.85 6.19 6.96 –1.50 –0.73 –1.24 –1.85 –1.11 3.08 1.86 3.28 2.63 3.41 2.74 1.88 3.60 2.95 3.71 9.84 11.78 7.00 7.02 6.99 –0.09 –0.14 –0.09 –0.08 –0.08 PGIM HIGH YIELD;A PGIM HIGH YIELD;Z r PGIM SHT-TM CORP BD;A PGIM TOT RTN BOND;A PGIM TOT RTN BOND;C HY HY SII CPB CPB 1401.8 8024.5 1137.5 2014.1 333.0 4.74 4.75 10.47 12.09 12.08 6.81 6.86 4.19 7.14 6.95 11.89 12.15 6.60 7.37 6.59 1.51 1.76 –0.37 –3.56 –4.24 4.99 5.25 2.05 1.36 0.63 4.45 4.73 1.72 2.29 1.54 4.69 4.70 10.42 11.97 11.96 –0.04 –0.04 –0.04 –0.13 –0.13 LORD ABBETT BOND DEB;I r LORD ABBETT CORE FI;A LORD ABBETT FLT RTE;A LORD ABBETT FLT RTE;C LORD ABBETT FLT RTE;I r MSI IID LP LP LP 9019.6 656.4 1584.6 325.1 2540.8 7.04 9.37 8.14 8.15 8.15 6.29 6.53 2.83 2.67 2.88 7.08 5.61 12.66 12.10 13.02 –1.03 –3.31 5.16 4.55 5.41 3.51 1.02 4.18 3.55 4.41 3.81 1.60 3.53 2.88 3.74 6.96 9.29 8.14 8.15 8.15 –0.09 –0.10 +0.00 +0.00 +0.00 PGIM TOT RTN BOND;Z r PIMCO DIV INCOME;INST r PIMCO DYNMC BD;INST r PIMCO EM FULLSPECBD;INST r PIMCO EM MKTS BD;I-2 r CPB 20521.6 MSI 2949.6 ARB 1903.0 EMD 265.0 EMD 444.7 12.05 9.56 9.77 6.20 8.39 7.23 7.80 4.47 8.65 10.07 7.67 10.39 7.35 11.67 11.98 –3.28 –1.51 0.10 –1.99 –2.88 1.65 2.77 2.07 2.48 2.27 2.57 3.60 2.48 1.43 2.90 11.93 9.46 9.74 6.12 8.26 –0.13 –0.11 –0.02 –0.08 –0.14 LORD ABBETT HIGH YLD;A LORD ABBETT HIGH YLD;I r LORD ABBETT INCOME;A LORD ABBETT SH DUR;A LORD ABBETT SH DUR;C HY HY BBB SID SID 722.4 1648.7 1063.7 7654.8 1571.0 6.32 6.35 2.46 3.86 3.88 6.82 6.85 7.94 2.80 2.63 10.46 10.84 8.66 5.17 4.53 0.37 0.60 –2.38 0.43 –0.26 3.99 4.20 2.55 1.92 1.23 3.90 4.11 2.92 1.92 1.26 6.25 6.28 2.43 3.85 3.87 –0.07 –0.07 –0.03 –0.01 –0.01 PIMCO EM MKTS BD;INST r PIMCO EMC & STI;INST r PIMCO EXTEND DUR;INST r PIMCO GL ADV STR B;INS r PIMCO GL BO (DH);INST r EMD CRX BBB GLI GLI 926.8 460.2 612.0 295.4 873.6 8.39 7.53 14.81 10.10 9.51 10.09 5.96 18.66 6.26 5.82 12.09 9.67 2.65 7.90 7.20 –2.78 0.95 –16.29 –1.12 0.31 2.37 2.24 –2.79 2.56 2.95 3.00 0.96 3.00 1.91 3.41 8.26 7.47 14.49 10.02 9.46 –0.14 –0.07 –0.54 –0.10 –0.06 LORD ABBETT SH DUR;F r LORD ABBETT SH DUR;I r LORD ABBETT TOT RTN;A LORD ABBETT TOT RTN;I r MAINSTAY FLT RATE;A SID SID IID IID LP 1384.3 26122.7 983.7 1130.0 645.1 3.86 3.85 8.83 8.84 8.88 2.83 2.59 6.64 6.70 2.85 5.55 5.39 6.30 6.43 11.90 0.53 0.55 –3.01 –2.80 4.44 2.02 2.07 1.19 1.42 4.75 2.02 2.10 1.82 2.04 3.49 3.85 3.85 8.75 8.76 8.88 –0.01 +0.00 –0.09 –0.09 +0.00 PIMCO GNMA & GS;I-2 r PIMCO GNMA & GS;INST r PIMCO HIGH YIELD;A PIMCO HIGH YIELD;ADMN r PIMCO HIGH YIELD;I-2 r GNM GNM HY HY HY 468.8 597.3 484.0 310.1 321.2 9.45 9.45 7.99 7.99 7.99 7.06 7.08 7.35 7.38 7.42 6.22 6.32 12.36 12.48 12.64 –2.85 –2.75 1.18 1.29 1.44 0.62 0.72 4.49 4.59 4.75 1.44 1.55 3.85 3.95 4.11 9.36 9.36 7.89 7.89 7.89 –0.10 –0.10 –0.10 –0.10 –0.10 MAINSTAY MK HY CB;A MASSMUTUAL P HY;I r MASSMUTUAL S ST BD;I r MASSMUTUAL S TR BD;I r MASSMUTUAL CR B;I r HY HY CPB IID IID 2996.0 267.9 297.4 680.8 527.3 5.16 7.89 8.72 8.51 9.05 5.71 6.59 8.77 7.58 7.32 11.27 13.12 6.73 5.78 6.72 2.41 2.70 –3.79 –3.54 –3.05 4.89 5.22 1.70 1.36 1.65 4.32 4.68 I 1.80 2.08 5.12 7.82 NA 8.41 8.97 –0.04 –0.07 NA –0.10 –0.09 PIMCO HIGH YIELD;INST r PIMCO INCOME;A PIMCO INCOME;ADMN r PIMCO INCOME;C PIMCO INCOME;I-2 r HY MSI MSI MSI MSI 7240.1 13437.2 264.1 3778.3 35987.2 7.99 10.62 10.62 10.62 10.62 7.44 5.79 5.83 5.60 5.87 12.75 8.88 9.05 8.08 9.21 1.55 0.72 0.87 –0.03 1.02 4.85 3.00 3.15 2.23 3.30 4.21 4.04 4.19 3.27 4.34 7.89 10.54 10.54 10.54 10.54 –0.10 –0.08 –0.08 –0.08 –0.08
January 8, 2024 BARRON’S • L25 Funds Quarterly Taxable Bond Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG NAME Data provided by OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG PIMCO INCOME;INST r PIMCO INCOME;R r PIMCO INTL BD (DH);A PIMCO INTL BD (DH);I-2 r PIMCO INTL BD (DH);INST r MSI MSI INI INI INI 81925.1 463.4 635.7 3685.8 9537.6 10.62 10.62 9.87 9.87 9.87 5.89 5.73 5.87 5.95 5.98 9.32 8.61 9.05 9.38 9.49 1.12 0.47 –1.38 –1.09 –0.99 3.41 2.74 1.63 1.94 2.04 4.45 3.78 3.04 3.35 3.45 10.54 10.54 9.83 9.83 9.83 –0.08 –0.08 –0.07 –0.07 –0.07 S BERNSTEIN II INTM DUR r SB&H TRUST PLUS BND;RTL SCHWAB INV TRS INFL PSI SEI DAILY SHT-DUR GOVT;F r SEI INST INTL EM DEBT;F r IID CPB IUT SUS EMD 715.3 292.6 2596.8 534.7 1159.6 13.04 9.46 10.24 9.95 8.70 7.02 7.24 4.45 2.70 9.59 5.49 7.47 3.78 4.12 13.55 –3.34 –2.46 –1.13 –0.47 –3.30 1.14 1.84 3.04 1.06 1.47 2.05 2.33 2.30 0.87 0.98 12.92 9.37 10.20 9.93 8.56 –0.13 –0.10 –0.06 –0.02 –0.15 PIMCO INTL BD (UH);I-2 r PIMCO INTL BD (UH);INST r PIMCO INV GRD CR;A PIMCO INV GRD CR;I-2 r PIMCO INV GRD CR;INST r INI INI BBB BBB BBB 253.6 426.5 793.7 5773.5 5345.9 7.79 7.79 8.99 8.99 8.99 9.96 9.99 7.74 7.82 7.85 6.58 6.69 7.92 8.24 8.35 –6.97 –6.88 –3.74 –3.45 –3.35 –0.68 –0.58 1.76 2.07 2.17 0.03 0.13 2.82 3.13 3.23 7.66 7.66 8.90 8.90 8.90 –0.16 –0.16 –0.11 –0.11 –0.11 SEI INST INTL INTL FI;F r SEI INST CORE FXD INC;F r SEI INST HIGH YIELD;F r STATE FARM INTERIM r STERLING TOT RTN BD;INST r INI IID HY SUT IID 395.5 3082.7 1137.5 313.6 1010.5 8.71 9.68 5.38 9.59 9.38 5.83 7.29 5.48 3.16 6.67 7.13 5.92 12.56 4.14 5.86 –1.65 –4.03 2.96 –1.07 –3.19 0.86 1.03 5.42 0.98 1.60 2.06 1.88 4.47 1.00 2.21 8.66 9.58 5.33 9.55 9.29 –0.07 –0.12 –0.05 –0.03 –0.10 PIMCO LNG-TM CR BD;INST r PIMCO LNG-TM GOVT;INST r PIMCO LONG DUR TR;INST r PIMCO LOW DUR ESG;INST r PIMCO LOW DUR II;INST r GB GUS BBB SID SID 3090.3 970.1 2778.0 255.2 332.2 9.14 14.98 7.40 8.99 9.21 13.09 12.21 12.79 3.00 2.71 10.01 3.38 7.58 5.09 4.57 –6.96 –11.16 –8.45 –0.47 –0.48 2.58 –1.28 1.39 1.21 1.14 4.37 2.16 3.64 1.10 1.10 8.98 14.77 7.28 8.97 9.19 –0.21 –0.35 –0.17 –0.01 –0.01 T ROWE PRC TRS LTI T ROWE PRICE GL MSB T ROWE PRICE GNMA T ROWE PRICE HY T ROWE PRICE I EMB GUT GLI GNM GHY EMD 255.6 699.1 252.9 1194.5 377.9 7.89 10.03 8.18 5.92 9.12 12.48 7.48 7.13 6.91 11.26 2.38 12.18 5.13 13.65 13.26 –12.10 –1.67 –2.91 2.03 –2.97 –1.74 2.56 0.06 5.03 1.25 1.74 3.06 1.00 4.13 2.50 7.74 9.96 8.09 5.85 8.97 –0.19 –0.08 –0.09 –0.07 –0.15 PIMCO LOW DUR INC;A PIMCO LOW DUR INC;I-2 r PIMCO LOW DUR INC;INST r PIMCO LOW DUR;A PIMCO LOW DUR;I-2 r SID SID SID SID SID 1622.9 4272.2 3077.2 581.1 573.7 7.94 7.94 7.94 9.20 9.20 3.63 3.71 3.74 2.87 2.92 7.26 7.58 7.68 5.01 5.20 1.37 1.67 1.78 –0.56 –0.37 2.92 3.23 3.33 1.10 1.29 2.83 3.14 3.24 0.95 1.16 7.91 7.91 7.91 9.18 9.18 –0.03 –0.03 –0.03 –0.01 –0.01 T ROWE PRICE I FR r T ROWE PRICE I FR;F T ROWE PRICE IN HY r T ROWE PRICE INS EM BD r T ROWE PRICE NEW INC LP LP GHY EMD IID 3670.6 297.6 1753.2 350.5 769.4 9.46 9.45 7.84 6.69 8.11 3.15 3.12 6.90 10.91 6.29 12.46 12.33 13.92 12.73 4.72 5.37 5.25 2.18 –3.01 –3.74 5.44 5.31 5.16 1.54 0.60 4.23 4.10 4.34 3.09 1.48 9.46 9.45 7.75 6.58 8.03 +0.00 +0.00 –0.09 –0.11 –0.08 PIMCO LOW DUR;INST r PIMCO LT RL RTN;INST r PIMCO MOD DUR;INST r PIMCO MTG OPP & BD;INST r PIMCO REAL RETURN;A SID IUT SII ARB IUT 4765.8 411.4 1356.4 6103.6 1172.0 9.20 12.64 9.25 9.40 10.03 2.94 9.21 4.84 4.17 4.46 5.31 0.09 5.87 6.94 3.33 –0.27 –10.12 –1.54 0.57 –1.53 1.39 1.58 1.86 2.41 2.87 1.27 2.07 1.91 3.19 1.97 9.18 12.53 9.20 9.36 10.00 –0.01 –0.28 –0.05 –0.05 –0.06 T ROWE PRICE QM US BD T ROWE PRICE SHTM BD T ROWE PRICE SPEC INC T ROWE PRICE TRS IN ID TCW CORE FIXED INCOME;I IID SID MSI GUT IID 606.1 1413.4 1862.9 680.0 734.4 9.72 4.56 11.30 5.12 9.84 6.55 2.72 6.88 5.26 7.33 5.46 5.08 7.89 2.98 5.60 –3.54 0.03 –0.34 –4.33 –3.66 1.05 1.77 3.21 0.17 1.13 1.80 1.43 3.00 0.92 1.68 9.64 4.55 11.20 5.08 9.74 –0.09 –0.01 –0.11 –0.04 –0.11 PIMCO REAL RETURN;ADMN r PIMCO REAL RETURN;I-2 r PIMCO REAL RETURN;INST r PIMCO SHORT-TERM;A PIMCO SHORT-TERM;I-2 r IUT IUT IUT USO USO 363.4 776.5 5743.4 787.5 2084.2 10.03 10.03 10.03 9.58 9.58 4.50 4.54 4.56 1.36 1.39 3.48 3.64 3.74 5.82 5.98 –1.39 –1.24 –1.14 1.70 1.86 3.03 3.18 3.28 2.01 2.17 2.12 2.27 2.37 1.76 1.91 10.00 10.00 10.00 9.58 9.58 –0.06 –0.06 –0.06 +0.00 +0.00 TCW EM MKTS INCOME;I TCW TOTAL RETURN BD;I TCW TOTAL RETURN BD;N TEMPLETON GL BOND;A TEMPLETON GL BOND;ADV r EMD USM USM GLI GLI 2158.2 2140.6 400.1 2041.1 1761.1 6.43 8.07 8.33 7.77 7.73 10.30 7.85 7.87 9.46 9.58 12.09 5.04 4.85 2.43 2.71 –4.26 –4.65 –4.82 –3.00 –2.74 1.33 0.15 –0.06 –2.57 –2.32 2.29 1.32 1.05 –0.62 –0.36 6.30 7.97 8.23 7.61 7.57 –0.13 –0.11 –0.10 –0.16 –0.16 PIMCO SHORT-TERM;INST r PIMCO SHT ASST INV;INST r PIMCO TOT RTN ESG;INST r PIMCO TOT RTN II;INST r PIMCO TOT RTN IV;INST r USO USO CPB CPB CPB 7238.2 2204.7 1648.6 589.1 251.8 9.58 9.90 7.67 8.27 9.51 1.42 1.39 6.94 6.75 6.90 6.08 5.66 5.79 6.42 6.47 1.96 2.01 –4.05 –3.45 –3.00 2.27 1.98 0.96 1.14 1.44 2.01 1.68 1.62 1.81 1.79 9.58 9.90 7.61 8.21 9.43 +0.00 +0.00 –0.07 –0.08 –0.09 TEMPLETON GL BOND;R6 r THOMPSON BOND THORNBURG LTD INC;A THORNBURG LTD INC;I r THRIVENT FDS HY;A n GLI SII SII SII HY 538.6 1226.3 515.0 5486.6 328.3 7.72 9.83 12.82 12.82 4.19 9.47 3.73 4.37 4.44 6.05 2.72 6.98 6.27 6.49 11.38 –2.62 1.61 –0.87 –0.59 1.28 –2.20 1.71 1.97 2.25 3.97 –0.23 2.31 2.01 2.32 3.33 7.56 9.82 12.77 12.77 4.15 –0.17 +0.01 –0.05 –0.06 –0.05 PIMCO TOT RTN;A PIMCO TOT RTN;ADMN r PIMCO TOT RTN;I-2 r PIMCO TOT RTN;INST r PIMCO TOT RTN;R r CPB 4737.7 CPB 778.2 CPB 4785.0 CPB 43787.2 CPB 398.5 8.65 8.65 8.65 8.65 8.65 6.84 6.86 6.90 6.93 6.77 5.94 6.04 6.20 6.30 5.69 –3.58 –3.49 –3.34 –3.25 –3.82 0.97 1.06 1.21 1.31 0.72 1.57 1.68 1.83 1.93 1.31 8.58 8.58 8.58 8.58 8.58 –0.08 –0.08 –0.08 –0.08 –0.08 THRIVENT FDS OPP I+;S TIAA-CREF BOND INDX;INST r TIAA-CREF CORE BOND;INST r TIAA-CREF CORE+ BD;INST r TIAA-CREF CORE+ BD;RET r MSI IID IID CPB CPB 549.3 9733.7 4920.6 1506.3 280.4 9.01 9.68 9.18 9.21 9.22 6.11 6.64 6.74 6.77 6.71 8.84 5.64 6.34 7.02 6.77 –0.24 –3.45 –2.96 –2.58 –2.81 2.30 0.95 1.51 1.80 1.53 2.56 1.68 2.23 2.45 2.19 8.93 9.60 9.11 9.13 9.14 –0.09 –0.10 –0.09 –0.10 –0.10 PIONEER BOND;A PIONEER BOND;Y r PIONEER HIGH YLD;A PIONEER SHT TRM INC;Y r PIONEER STRAT INCOME;A A A HY SID MSI 523.6 2318.7 390.1 343.1 580.5 8.38 8.29 8.53 8.82 9.47 7.21 7.26 5.65 3.07 7.33 6.66 6.97 10.46 7.26 8.12 –2.94 –2.60 1.36 1.79 –1.36 1.57 1.91 4.14 2.37 2.57 2.10 2.42 3.29 1.93 2.66 8.30 8.21 8.47 8.81 9.38 –0.09 –0.09 –0.07 –0.01 –0.10 TIAA-CREF HI-YLD;INST r TIAA-CREF INFL BOND;INST r TIAA-CREF SH-TM BD;INST r TOUCHSTONE FLEX INC;Y r TOUCHSTONE IMP BOND;INST r HY IUT SID FLX IID 1106.5 575.0 511.2 964.5 253.2 8.69 10.49 9.99 10.22 9.07 7.30 3.61 2.88 4.89 6.75 13.02 4.36 5.41 7.96 5.54 2.21 0.64 0.84 0.77 –3.13 4.87 3.27 2.06 3.77 0.96 4.13 2.29 1.77 3.77 1.87 8.59 10.46 9.97 10.18 9.00 –0.11 –0.04 –0.02 –0.04 –0.07 PIONEER STRAT INCOME;Y r PRINCIPAL CORE+ BD;INST r PRINCIPAL HI IN;INST r PRINCIPAL HI YLD;A PRINCIPAL INFL PRT;INST r MSI CPB HY HY IUT 2104.9 357.2 3396.5 417.2 1507.0 9.47 9.23 8.23 6.74 7.66 7.43 7.32 6.42 6.80 4.44 8.52 5.40 13.02 12.36 3.49 –1.00 –3.52 1.86 2.69 –1.40 2.92 1.59 4.48 5.41 2.75 2.99 1.97 3.60 4.26 1.99 9.38 9.15 8.16 6.67 7.63 –0.10 –0.09 –0.08 –0.07 –0.05 TOUCHSTONE IMP BOND;Y r VALIC CO I INFL PROTECT VANGUARD EXT DUR T;INST r VANGUARD GNMA;ADM VANGUARD GNMA;INV IID IUT GUT GNM GNM 251.8 405.6 551.0 9924.5 5056.7 9.07 9.62 24.47 9.35 9.35 6.72 4.57 18.72 7.07 7.05 5.32 4.09 2.09 5.26 5.15 –3.23 –0.58 –16.67 –2.39 –2.49 0.86 3.05 –3.06 0.46 0.35 1.75 2.13 2.86 1.52 1.42 9.00 9.57 23.79 9.24 9.24 –0.07 –0.07 –0.87 –0.11 –0.11 PRINCIPAL SH-TM INC;A PRINCIPAL SP PRF SI;INST r PUTNAM CORE BOND;Y r PUTNAM HIGH YIELD;A PUTNAM INCOME;A SID FLX IID HY IID 317.0 4066.1 263.4 614.2 435.5 11.84 8.82 8.26 5.29 5.29 2.90 5.44 6.73 6.45 6.96 5.75 6.46 4.79 11.94 4.79 0.20 –0.68 0.22 1.14 –4.31 1.77 3.77 2.11 4.47 0.85 1.56 4.43 1.92 3.59 1.57 11.82 8.80 8.19 5.24 5.25 –0.02 –0.03 –0.08 –0.06 –0.04 VANGUARD HY CORP;ADM VANGUARD HY CORP;INV VANGUARD INFL-PROT;ADM VANGUARD INFL-PROT;INST r VANGUARD INFL-PROT;INV HY HY IUT IUT IUT 20021.9 2980.4 14678.1 11338.7 2624.6 5.42 5.42 23.03 9.38 11.73 7.30 7.27 4.59 4.64 4.60 11.74 11.63 3.79 3.85 3.65 1.82 1.72 –1.12 –1.11 –1.23 5.21 5.11 3.02 3.05 2.92 4.43 4.33 2.33 2.36 2.22 5.36 5.36 22.91 9.33 11.67 –0.06 –0.06 –0.13 –0.06 –0.07 PUTNAM INCOME;Y r PUTNAM MTGE SECS;A PUTNAM SHT DUR BD;A PUTNAM SHT DUR BD;Y r PUTNAM ULT SHT DUR I;A IID USM SID SID USO 606.9 390.4 463.4 725.3 2930.3 5.42 8.65 9.73 9.75 10.09 6.85 7.39 3.07 3.24 1.81 5.10 3.66 6.19 6.56 5.96 –4.06 –3.98 0.64 0.92 2.27 1.11 –0.24 1.94 2.19 2.19 1.83 0.45 1.71 1.98 1.58 5.38 8.57 9.71 9.72 10.08 –0.04 –0.07 –0.02 –0.02 –0.01 VANGUARD INT CRP BD;ADM VANGUARD INT CRP BD;INST r VANGUARD INT TRS;ADM VANGUARD INT TRS;INST r VANGUARD INT-T B;ADM BBB 1166.1 BBB 311.0 IUG 3571.9 IUG 2313.5 IID 16373.6 21.91 27.07 20.04 24.88 10.36 8.31 8.33 4.95 5.00 6.87 8.87 8.87 4.39 4.43 6.07 –2.69 –2.67 –3.17 –3.13 –3.52 2.84 2.85 0.76 0.79 1.68 3.13 3.15 1.36 1.39 2.29 21.67 26.78 19.92 24.73 10.27 –0.26 –0.32 –0.12 –0.14 –0.10 PUTNAM ULT SHT DUR I;Y r RBC BLUEBAY AC CAP IN;I r RIVERNORTH STRAT INC;I r RUSS INV INV GRD BD;S r RUSS INV STRAT BOND;S r USO USM GB IID BBB 6615.4 608.2 1142.4 742.1 1506.8 10.10 7.71 8.71 18.44 9.31 1.84 7.15 7.26 6.47 6.62 6.06 4.76 9.05 5.02 4.38 2.37 –2.94 –0.43 –4.09 –4.18 2.29 0.16 3.22 0.92 0.95 1.67 1.06 3.55 1.61 1.70 10.09 NA 8.68 18.28 9.22 –0.01 NA –0.04 –0.18 –0.09 VANGUARD INT-T B;INST r VANGUARD INT-T B;INST+ r VANGUARD INT-TM INV;ADM VANGUARD INT-TM INV;INV VANGUARD INT-TM TRS;ADM IID 2827.9 IID 908.7 IID 29662.4 IID 1569.4 GUT 5211.9 10.36 10.36 8.68 8.68 9.99 6.87 6.88 8.20 8.17 5.18 6.09 6.10 8.61 8.50 4.18 –3.50 –3.49 –2.54 –2.64 –2.97 1.70 1.71 2.46 2.36 1.03 2.32 2.33 2.74 2.64 1.52 10.27 10.27 8.58 8.58 9.93 –0.10 –0.10 –0.11 –0.11 –0.07
L26 BARRON’S • Funds Quarterly January 8, 2024 Taxable Bond Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG Data provided by NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG VANGUARD INT-TM TRS;INV VANGUARD LG-TM BD;INST r VANGUARD LG-TM BD;INST+ r VANGUARD LG-TM INV;ADM n VANGUARD LG-TM INV;INV n GUT 581.1 A 864.6 A 352.8 A 11412.6 A 3850.9 9.99 11.33 11.33 8.13 8.13 5.16 13.12 13.12 13.10 13.07 4.07 7.54 7.55 9.38 9.27 –3.07 –8.65 –8.64 –7.33 –7.43 0.93 1.09 1.10 2.06 1.96 1.42 3.27 3.29 3.86 3.75 9.93 11.10 11.10 7.96 7.96 –0.07 –0.28 –0.28 –0.22 –0.22 WA INTERMEDIATE BOND;IS r WA MTGE TOTL RET;A WA SH DUR HI INC;A WA SHORT-TERM BOND;IS r WA SMASH SERIES C CPB USM SHY SID GB 342.2 364.2 293.0 290.7 1177.3 9.68 8.30 4.78 3.66 9.40 4.97 6.96 3.60 2.99 11.17 5.87 3.88 10.45 5.29 12.95 –2.67 –3.38 3.11 0.02 3.48 1.39 –0.45 4.77 1.77 5.59 2.00 1.37 3.05 1.69 4.73 9.62 8.23 4.75 3.65 9.24 –0.07 –0.08 –0.03 –0.01 –0.19 VANGUARD LG-TM TRS;ADM VANGUARD LG-TM TRS;INV VANGUARD LT CORP BD;ADM VANGUARD LT CORP BD;INST r VANGUARD LT TRS;ADM GUT GUT BBB BBB GUT 2321.0 605.3 329.0 416.6 1114.4 8.76 8.76 21.52 26.70 20.74 12.67 12.64 13.80 13.81 12.64 3.41 3.31 11.03 11.05 3.65 –11.41 –11.50 –6.59 –6.59 –11.46 –1.22 –1.32 2.68 2.69 –1.36 2.31 2.21 3.93 3.95 2.23 8.60 8.60 21.07 26.15 20.36 –0.20 –0.20 –0.55 –0.68 –0.48 WA SMASH SERIES CPCOM WA SMASH SERIES M WEITZ CORE PLUS INC;INST r WEITZ SH DUR INCOME;INST r WILMINGTON BRD MKT;INST r GLI GLI CPB SID A 2457.4 1361.3 1185.3 811.2 571.9 6.31 7.92 9.73 11.87 8.81 9.61 9.51 5.82 2.48 6.49 7.38 5.15 7.05 6.32 5.68 –8.62 –8.06 –0.63 1.48 –3.01 –1.53 –1.13 3.09 2.39 1.27 1.61 1.90 I 1.99 1.76 6.21 7.80 9.68 11.85 8.73 –0.11 –0.11 –0.07 –0.02 –0.09 VANGUARD LT TRS;INST r VANGUARD MTG-BK IDX;ADM VANGUARD MTG-BK IDX;INST r VANGUARD SH-TM B;ADM VANGUARD SH-TM B;INST r GUT 2982.5 USM 1182.0 USM 268.8 SID 13195.5 SID 5310.7 26.33 18.55 25.14 10.10 10.10 12.64 7.30 7.34 3.39 3.40 3.70 4.99 5.01 4.87 4.88 –11.43 –2.88 –2.86 –0.68 –0.66 –1.34 0.17 0.20 1.47 1.49 2.26 1.26 1.29 1.35 1.38 25.85 18.34 24.85 10.07 10.07 –0.60 –0.20 –0.27 –0.03 –0.03 VANGUARD SH-TM B;INST+ r VANGUARD SH-TM FED;ADM VANGUARD SH-TM FED;INV VANGUARD SH-TM INV;ADM VANGUARD SH-TM INV;INST r SID 6732.3 SUS 4477.2 SUS 428.3 SID 37417.5 SID 11080.8 10.10 10.09 10.09 10.23 10.23 3.40 3.05 3.03 3.95 3.96 4.90 3.91 3.81 6.17 6.20 –0.65 –0.67 –0.77 –0.09 –0.06 1.50 1.30 1.20 2.13 2.16 1.39 1.20 1.10 1.95 1.98 10.07 10.06 10.06 10.19 10.19 –0.03 –0.03 –0.03 –0.04 –0.04 VANGUARD SH-TM INV;INV VANGUARD SH-TM TRS;ADM VANGUARD SH-TM TRS;INV VANGUARD ST CORP BD;ADM VANGUARD ST CORP BD;INST r SID SUT SUT SII SII 6271.1 5708.0 535.8 3982.8 2258.2 10.23 9.88 9.88 21.05 25.77 3.93 2.87 2.84 4.05 4.08 6.06 3.61 3.51 6.15 6.21 –0.19 –0.65 –0.75 –0.12 –0.09 2.02 1.14 1.04 2.26 2.28 1.85 1.01 0.91 2.05 2.07 10.19 9.85 9.85 20.97 25.67 –0.04 –0.03 –0.03 –0.07 –0.09 VANGUARD ST IPSI;ADM VANGUARD ST IPSI;INS r VANGUARD ST TRS;ADM VANGUARD ST TRS;INST r VANGUARD TOT BD II;INST r IUT 19640.5 IUT 19274.7 SUS 2780.2 SUS 1541.2 IID 132024.3 23.81 23.83 19.45 24.43 9.59 2.50 2.55 2.56 2.53 6.66 4.59 4.61 4.28 4.28 5.66 2.27 2.31 –0.15 –0.14 –3.36 3.32 3.34 1.21 1.23 1.05 1.92 1.95 0.97 0.99 1.75 23.77 23.79 19.41 24.38 9.50 –0.03 –0.02 –0.02 –0.03 –0.10 VANGUARD TOT BD II;INV r VANGUARD TOT BD;ADM VANGUARD TOT BD;INST r VANGUARD TOT BD;INST+ r VANGUARD TOT BD;INV nr IID IID IID IID IID 127943.8 95981.1 41732.6 31750.4 659.4 9.59 9.71 9.71 9.71 9.71 6.64 6.69 6.69 6.70 6.66 5.58 5.70 5.72 5.72 5.60 –3.42 –3.36 –3.34 –3.34 –3.45 0.98 1.12 1.13 1.14 1.01 1.68 1.79 1.80 1.81 1.68 9.50 9.61 9.61 9.61 9.61 –0.10 –0.10 –0.10 –0.10 –0.10 VANGUARD TOT ITL BI;ADM VANGUARD TOT ITL BI;INST r VICTORY CORE+ INTM BD;FD VICTORY CORE+ INTM BD;I r VICTORY CORE+ INTM BD;R6 r INI 23699.6 INI 12018.5 CPB 1408.8 CPB 1898.3 CPB 427.2 19.73 29.60 9.22 9.22 9.23 6.51 6.54 6.34 6.24 6.40 8.83 8.85 7.17 7.26 7.54 –2.51 –2.48 –1.89 –1.82 –1.62 0.88 0.91 2.78 2.85 3.03 2.40 2.45 2.86 2.94 I 19.59 29.40 9.16 9.16 9.16 –0.20 –0.29 –0.08 –0.08 –0.08 VICTORY GOVT SEC;FUND VICTORY GOVT SEC;INST r VICTORY HIGH INCOME;FUND VICTORY HIGH INCOME;INST r VICTORY INCOME;FUND IUG IUG HY HY A 250.2 716.1 763.7 287.7 2139.2 8.88 8.88 6.93 6.92 11.46 5.27 5.32 6.62 6.65 7.14 4.45 4.59 13.06 13.19 7.13 –1.69 –1.60 2.07 2.18 –2.34 1.10 1.19 4.53 4.63 2.28 1.42 I 3.71 3.80 2.60 8.82 8.82 6.87 6.86 11.38 –0.06 –0.07 –0.07 –0.07 –0.10 VICTORY INCOME;INST r VICTORY SHRT-TM BD;FUND VICTORY SHRT-TM BD;INST r VICTORY FL RATE;Y r VIRTUS SH EM MKTS DI;I r A SID SID LP EMD 2477.0 791.0 1373.7 516.3 342.3 11.45 8.93 8.92 8.11 7.22 7.16 3.30 3.33 3.12 11.11 7.19 6.27 6.37 9.28 14.82 –2.30 1.42 1.47 1.98 –3.50 2.33 2.74 2.81 4.06 2.08 2.65 2.19 2.28 3.32 2.79 11.37 8.91 8.90 8.12 7.09 –0.10 –0.01 –0.02 +0.00 –0.13 VIRTUS NEWFLEET LDCPB;I r VIRTUS NEWFLEET MS IB;I r VIRTUS NWFLEET MSSTB;A VIRTUS NWFLEET MSSTB;I r VOYA GNMA INCOME;A SID MSI SII SII GNM 315.5 376.2 648.1 3584.4 332.8 10.44 9.14 4.47 4.48 7.43 3.22 5.90 3.40 3.70 6.85 6.89 9.15 7.22 7.45 4.80 0.62 0.25 0.45 0.69 –2.45 2.25 3.58 2.33 2.58 0.27 2.05 3.20 2.05 2.33 1.18 10.42 9.07 4.46 4.47 7.35 –0.02 –0.07 –0.01 –0.01 –0.08 VOYA INTMDT BD;I r WA CORE BOND;A WA CORE BOND;I r WA CORE BOND;IS r WA CORE PLUS BOND;A IID 5486.1 IID 656.5 IID 10026.9 IID 3683.3 CPB 1358.4 8.78 10.79 10.79 10.80 9.57 7.11 7.95 7.94 7.94 9.30 7.01 5.53 5.91 5.84 6.39 –3.15 –5.12 –4.77 –4.76 –5.60 1.56 0.43 0.80 0.83 0.51 2.37 1.72 2.10 2.13 1.94 8.70 10.66 10.66 10.68 9.43 –0.10 –0.14 –0.15 –0.14 –0.15 WA CORE PLUS BOND;I r WA CORE PLUS BOND;IS r WA CORPORATE BOND;A WA INCOME;A WA INTERMEDIATE BOND;I r CPB 12867.5 CPB 7599.4 BBB 262.4 MSI 263.9 CPB 349.1 9.58 9.58 10.78 5.10 9.68 9.39 9.40 8.81 6.49 4.94 6.78 6.93 7.41 9.69 5.88 –5.25 –5.22 –3.93 –0.67 –2.75 0.88 0.93 2.36 2.70 1.30 2.33 2.36 3.00 2.68 1.92 9.44 9.44 10.66 5.06 9.62 –0.15 –0.15 –0.14 –0.04 –0.07 Quarterly Earnings: Dow Jones Transportation Average This table lists the latest reported diluted quarterly earnings of the Dow Jones Averages component stocks based upon generally accepted accounting principles. The total is then adjusted by the Dow Divisor in effect at the end of the quarter. Company (Symbol) Alaska Air Group (ALK) American Airlines (AAL) Avis Car Rental (CAR) C.H. Robinson WW (CHRW) CSX Corp (CSX) Delta Air Lines (DAL) Expeditors Int'l (EXPD) FedEx (FDX) Hunt JB (JBHT) JetBlue Air (JBLU) Old Dominion (ODFL) Kirby Corp (KEX) Landstar Sys (LSTR) Matson Inc (MATX) Norf Sthn (NSC) Ryder System (R) Swest Airl (LUV) United Parcel Ser (UPS) Union Pac (UNP) United Airlines (UAL) Total Earnings DJTA Divisor DJTA Average DJTA Qtr. Earn DJTA 4-Qtr. Earn DJTA P/E Ratio 2023 Sep. 2023 June 2023 Mar. 2022 Dec. 2022 Sep. 1.08 – .83 16.78 .68 .42 1.72 1.16 3.55 1.80 – .46 3.09 1.05 1.71 3.40 2.10 3.44 .31 1.31 2.51 3.42 48.24 0.16343894576034 14968.77 295.16 1038.86 14.4 1.86 1.88 11.01 .81 .49 2.84 1.30 4.23 1.81 .41 2.65 .95 1.85 2.26 1.56 – .40 1.08 2.42 2.57 3.24 44.82 0.16343894576034 15529.77 274.23 1149.36 13.5 – 1.11 .02 7.72 .96 .48 – .57 1.45 6.05 1.89 – .58 2.58 .68 2.17 .94 2.04 2.95 – .27 2.19 2.67 – .59 31.67 0.16343894576034 14438.66 193.77 1255.21 11.5 .17 1.14 10.10 .80 .49 1.29 1.38 3.05 1.92 .07 2.92 .62 2.60 2.10 3.42 4.18 – .37 3.96 2.67 2.55 45.06 0.16343894576034 13391.91 275.70 1271.42 10.5 .31 .69 21.67 1.78 .52 1.08 2.54 3.07 2.57 .18 3.36 .65 2.76 6.89 4.10 4.82 .44 2.96 3.05 2.86 66.30 0.16343894576034 12058.26 405.66 1248.78 9.7 Fiscal Year: Federal Express FY May. r-revised. Cash Track Attracting Interest: Cash flows spurned stocks, in favor of bonds and money market funds. New redemptions shrank the last month’s average weekly inflow at equity funds to $1.3 billion. Withdrawals from muni-bond funds swelled their average outflow to $300 million a week. But intakes at taxable-bond funds shrank their average weekly outflow to near zero. Money-market fund inflows rose to an average $6.3 billion. Equity Funds Nov 5000 Dec Money Market Funds Nov 0 2500 -250 0 -500 -2500 -750 -5000 -1000 Jan Nov 40200 Dec Municipal Bond Funds Dec Jan Taxable Bond Funds 2400 26200 800 12200 -800 -1800 -2400 -15800 Jan -4000 Nov A red chart indicates a lower value than the starting period. Green means it's higher than the starting period. The charts above show four-week moving averages of net cash flow in millions of dollars. Dec Jan BARRON'S • Lipper FMI
January 8, 2024 BARRON’S • L27 Funds Quarterly Municipal Bond Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG AB HI INC MUNI;Z r AB IMPACT MUNICIPAL INC r AB INTERM DVSFD MUNI;ADV r AB MUNI BD INF STR;1 r AB MUNI BD INF STR;2 r HM HM IMD IMD IMD 282.9 576.9 492.6 513.3 263.1 10.28 9.83 13.94 10.64 10.65 10.33 10.33 4.94 4.15 4.28 6.60 8.90 5.13 5.02 5.12 –1.22 –0.14 0.18 2.28 2.41 2.37 3.14 2.07 3.48 3.60 I I I 2.44 2.55 10.26 9.82 13.94 10.67 10.68 –0.02 –0.01 +0.00 +0.02 +0.03 AB MUNI BD INF STR;ADV r AB MUNI CA;A AB MUNI CA;ADV r AB MUNI NATL;A AB MUNI NATL;ADV r IMD CAG CAG GM GM 592.4 467.2 618.9 427.7 1367.5 10.72 10.57 10.57 9.73 9.73 4.25 6.96 7.02 6.97 7.04 5.16 6.65 6.92 6.04 6.30 2.40 –0.21 0.04 –0.67 –0.42 3.61 2.16 2.41 1.90 2.15 2.55 2.94 3.20 2.84 3.10 10.75 10.56 10.56 9.73 9.73 +0.03 –0.01 –0.01 +0.00 +0.00 AB MUNI NY;A AB MUNICIPAL INC r AB TA FXD INC OPP;ADV r ABRDN ULTRA SHT MUN I;IN r AMER CENT CA HY;I r NY 320.9 HM 10905.3 GM 478.9 SMD 520.9 CAG 591.8 9.28 11.13 10.59 10.03 9.80 6.36 9.27 7.59 1.12 8.81 5.26 7.42 6.99 3.94 6.76 –0.67 0.34 0.72 1.63 –0.64 1.63 3.59 3.12 1.44 2.33 2.48 5.32 3.25 1.14 4.03 9.28 11.11 10.58 10.03 9.79 +0.00 –0.02 –0.01 +0.00 –0.01 AMER CENT CA HY;INV AMER CENT CA INT TF;I r AMER CENT CA INT TF;INV AMER CENT CA INT TF;Y r AMER CENT HY MUNI;I r CAG CAT CAT CAT HM 679.1 1003.5 663.7 317.6 274.0 9.81 11.30 11.30 11.30 8.77 8.75 5.84 5.78 5.84 7.91 6.66 4.94 4.73 4.97 6.09 –0.80 –0.23 –0.40 –0.20 –0.68 2.15 1.95 1.74 1.98 2.41 3.83 2.45 2.25 I 4.11 9.80 11.30 11.29 11.30 8.76 –0.01 +0.00 –0.01 +0.00 –0.01 AMER CENT INT TF BD;I r AMER CENT INT TF BD;INV AMER CENT INT TF BD;Y r AMERICAN FUNDS LT TE;A AMERICAN FUNDS MUNI;A IMD IMD IMD SIM HM 1758.0 551.2 1362.5 3279.3 4689.3 10.88 10.88 10.87 15.35 14.96 6.63 6.58 6.55 4.70 7.92 5.64 5.43 5.67 4.01 7.94 –0.12 –0.32 –0.09 –0.32 0.12 2.27 2.06 2.28 1.51 2.67 2.58 2.38 I 1.59 4.28 10.88 10.87 10.87 15.35 14.95 +0.00 –0.01 +0.00 +0.00 –0.02 AMERICAN FUNDS ST TE;A AMERICAN FUNDS TE BD;A AMERICAN FUNDS TE CA;A AMG GW&K MUNI BOND;I r AQUILA TF TR OF OREGON;A SMD 1173.1 GM 11393.6 CAG 1428.1 IMD 1015.8 OTH 250.8 9.94 12.47 16.76 11.60 10.45 3.61 7.32 7.63 7.85 4.84 3.30 6.49 6.27 6.04 3.34 –0.01 –0.44 –0.53 –0.49 –1.26 1.19 2.07 1.98 2.11 1.07 0.98 2.95 3.01 2.71 1.81 9.93 12.46 16.75 11.60 10.45 –0.01 –0.02 –0.01 +0.00 +0.00 BAIRD QUAL INTM MB;INST r BLACKROCK CA MU OPP;A BLACKROCK CA MU OPP;I r BLACKROCK HY MUNI;I r BLACKROCK NAT MUNI;A IMD CAG CAG HM GM 1052.6 590.1 1471.3 711.5 2301.2 11.13 11.98 11.99 8.93 10.21 5.28 6.34 6.40 10.64 5.75 4.29 5.01 5.27 7.10 5.86 –0.48 0.17 0.41 –0.34 –1.10 1.69 1.55 1.80 2.63 1.51 1.90 3.22 3.46 4.77 2.62 11.13 11.97 11.98 8.89 10.20 +0.00 –0.01 –0.01 –0.05 –0.01 BLACKROCK NAT MUNI;I r BLACKROCK NY MU OPP;A BLACKROCK NY MU OPP;I r BLACKROCK ST MUNI O;A BLACKROCK ST MUNI O;I r GM NY NY GM GM 3817.8 506.3 594.7 782.1 3109.9 10.21 10.67 10.66 10.55 10.55 5.93 8.06 8.13 7.73 7.68 6.23 6.66 6.82 4.96 5.17 –0.82 0.84 1.09 –0.69 –0.52 1.78 1.83 2.08 0.90 1.10 2.86 3.48 3.72 2.62 2.83 10.19 10.66 10.65 10.54 10.55 –0.01 –0.01 –0.01 –0.02 –0.01 BLACKROCK ST MUNI;I r BLACKROCK STR INC OPP;A BLACKROCK STR INC OPP;I r BNY MELLON NAT INT;M r BNY MELLON NAT SH-TM;M r SMD 275.2 ACF 1000.3 ACF 23785.9 IMD 1858.3 SMD 408.0 9.89 9.43 9.43 13.10 12.59 3.23 5.44 5.51 6.62 2.58 4.48 7.00 7.26 5.67 3.55 0.54 0.45 0.72 –0.30 0.33 1.09 3.08 3.34 2.12 1.14 0.84 2.53 2.82 2.41 0.92 9.89 9.36 9.37 13.10 12.59 +0.00 –0.08 –0.07 +0.00 +0.00 BNYM AMT-FR M BD;A BNYM CA AMT-FREE MUNI;Z BNYM INTMDT MUNI BOND BNYM MUNICIPAL BOND BNYM NY TAX EX BOND n GM CAG IMD GM NY 443.2 481.7 422.1 928.9 754.3 13.43 13.62 12.81 10.89 13.65 7.27 7.43 6.35 7.24 6.58 6.26 6.05 5.33 6.37 6.00 –0.88 –1.06 –0.54 –0.79 –0.89 1.86 1.54 1.87 1.95 1.60 2.84 2.78 2.44 2.93 2.54 13.43 13.61 12.80 10.89 13.64 +0.00 –0.01 –0.01 +0.00 –0.01 BRIDGE BLDR MUNI BOND r CO BDSHS-A TX-EX COLUMBIA INTDUMU B;A COLUMBIA INTDUMU B;I r COLUMBIA MN TX-EX;A GM 10967.9 OTH 1725.9 IMD 372.8 IMD 325.0 MN 279.2 10.00 8.78 9.57 9.57 19.66 6.23 5.72 5.23 5.28 8.90 6.35 7.65 5.13 5.23 5.02 0.05 2.53 –0.43 –0.26 –2.15 2.24 3.79 1.75 1.95 0.96 I 4.32 2.24 2.44 2.31 10.00 NA 9.57 9.57 19.65 +0.00 NA +0.00 +0.00 –0.02 COLUMBIA STR MU INC;A COLUMBIA TAX-EXEMPT;A COLUMBIA TAX-EXEMPT;I r COMMERCE NATL TF INTM BD DELAWARE NATL HY;A GM GM GM IMD HM 635.6 1649.9 303.9 369.4 641.7 14.74 11.89 11.90 18.87 10.14 10.20 8.88 8.92 7.21 11.09 8.24 6.92 7.22 4.81 8.72 –1.66 –1.18 –0.95 –0.76 –0.06 1.63 1.48 1.69 1.75 3.08 3.20 2.75 2.97 2.32 4.58 14.72 11.88 11.89 18.86 10.12 –0.03 –0.02 –0.01 +0.00 –0.03 DELAWARE TF USA INT;A DELAWARE TF USA;A DELAWARE TX-FR MN;A DELAWARE TX-FR PA;A DFA CA INT-TRM MUNI BD;I r IMD GM MN PA CAT 405.5 705.0 267.0 313.7 443.0 11.10 10.68 11.25 7.40 10.40 8.56 13.67 7.86 10.77 4.98 7.64 11.15 4.51 8.83 3.73 –0.82 –0.69 –1.26 0.06 –0.23 2.04 2.78 1.26 2.41 1.22 2.42 3.42 2.33 3.25 1.76 11.09 10.64 11.26 7.39 10.39 –0.02 –0.04 +0.00 –0.02 –0.01 DFA CA SH-TRM MUNI BD;I r DFA INT-TRM MUNI BD;INST r CAS IMD 715.2 1463.8 10.17 10.13 1.35 5.24 2.73 4.29 0.60 –0.02 0.81 1.62 0.82 1.94 10.18 10.13 +0.01 +0.00 NAME OBJ Data provided by LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG DFA SH-TRM MUNI BOND;I r DUPREE KY TX-FR INC DWS INTERM TAX-FREE;S SMD OTH IMD 1648.7 767.9 250.5 10.15 7.31 11.05 1.36 7.57 6.35 2.98 5.13 5.88 0.83 –0.55 –0.16 0.99 1.83 2.17 0.91 2.45 2.46 10.15 7.31 11.04 +0.01 +0.00 +0.00 DWS MGD MUNI B;A DWS MGD MUNI B;S EATON VANCE HY MU I;A EATON VANCE NAT MU I;A EATON VANCE NAT MU I;I r GM GM HM GM GM 793.9 1088.1 296.6 1194.7 2723.9 8.18 8.19 8.15 9.38 9.38 8.04 8.10 8.54 8.25 8.32 7.37 7.62 7.71 7.70 7.97 –1.16 –0.92 –0.62 –0.53 –0.28 1.60 1.80 2.20 2.35 2.60 2.68 2.89 4.33 3.84 4.09 8.18 8.19 8.14 9.38 9.38 –0.01 –0.01 –0.01 –0.01 +0.00 ELFUN TAX-EX INCOME FUND r FEDERATED HRMS MU U-S;IS r FEDERATED HRMS S-I M;IS r FIDELITY ADV INT MUN;I r FIDELITY ADV INT MUN;Z r GM SMD SMD IMD IMD 1008.1 792.1 257.3 1584.3 5104.4 10.26 9.97 9.96 10.21 10.21 6.84 1.75 3.60 6.03 6.07 5.31 3.97 4.30 5.53 5.56 –0.74 1.23 0.17 –0.03 0.06 1.88 1.39 1.15 2.11 2.24 2.82 1.12 1.17 2.46 I 10.26 NA NA 10.20 10.21 +0.00 NA NA +0.00 +0.00 FIDELITY ADV LTMINC;I r FIDELITY ADV LTMINC;Z r FIDELITY ADV MUNI INC;A FIDELITY ADV MUNI INC;I r FIDELITY ADV MUNI INC;Z r SIM SIM GM GM GM 293.4 352.9 285.1 1153.8 353.8 10.37 10.37 12.34 12.34 12.34 3.88 3.89 7.94 8.00 8.04 3.93 3.99 6.78 7.04 7.17 –0.15 –0.06 –0.68 –0.43 –0.34 1.39 1.45 2.00 2.25 2.37 1.31 I I I I 10.37 10.36 12.33 12.33 12.34 +0.00 –0.01 –0.01 –0.01 +0.00 FIDELITY CA LTD TM TFBD FIDELITY CA MUNI INC FIDELITY CSV IN MUNI BD FIDELITY CT MUNI INC FIDELITY FLEX MUNI INC r CAS CAG SMD OTH GM 509.9 1503.1 2537.9 302.4 703.4 10.34 12.28 10.04 11.06 9.87 4.10 7.27 1.54 7.57 7.57 3.51 6.51 3.66 6.28 7.25 –0.26 –0.41 1.31 –0.22 0.09 1.22 2.12 1.36 2.27 2.41 1.41 3.06 1.07 2.77 I 10.34 12.27 10.04 11.05 9.87 +0.00 +0.00 +0.00 –0.01 +0.00 FIDELITY INT MUNI INC FIDELITY LT MUNI INC FIDELITY MA MUNI INC FIDELITY MI MUNI INC FIDELITY MN MUNI INC IMD SIM MA OTH MN 4689.2 1871.7 1849.0 470.3 558.2 10.19 10.36 11.49 11.59 11.16 6.06 3.78 6.91 7.53 6.85 5.51 3.84 5.75 6.00 5.02 0.01 –0.14 –0.82 –0.76 –0.72 2.18 1.40 1.76 1.94 1.87 2.54 1.35 2.73 2.85 2.43 10.19 10.36 11.49 11.58 11.16 +0.00 +0.00 +0.00 –0.01 +0.00 FIDELITY MUNI INCOME FIDELITY NJ MUNI INC FIDELITY NY MUNI INC FIDELITY OH MUNI INC FIDELITY PA MUNI INC GM NJ NY OH PA 2780.0 527.2 1127.9 505.4 404.3 12.35 11.70 12.46 11.45 10.58 8.11 8.03 8.36 6.96 7.97 7.12 8.07 7.50 5.43 6.38 –0.35 0.15 –0.35 –0.73 –0.56 2.35 2.79 2.11 1.78 2.02 3.27 3.35 2.93 2.96 2.90 12.34 11.70 12.46 11.45 10.57 –0.01 +0.00 +0.00 +0.00 –0.01 FIDELITY SAI MUNI INC nr FIDELITY SAI TAX-FREE BD r FIDELITY TAX-FREE BOND FPA NEW INCOME n FRANKLIN CA TF INC;A1 n GM GM GM ACF CAG 1921.4 2598.5 3141.8 8231.5 7639.3 9.99 10.15 11.08 9.76 6.92 8.19 8.35 8.20 3.79 8.46 7.55 7.65 7.50 7.51 6.62 –0.30 –0.05 –0.28 1.65 –0.90 2.32 2.35 2.48 2.25 2.27 I I 3.36 2.02 3.51 9.98 10.15 11.07 9.74 6.91 –0.01 +0.00 –0.01 –0.02 –0.01 FRANKLIN CA TF INC;ADV r FRANKLIN CA TF INC;C FRANKLIN CA TF INT;A1 n FRANKLIN CA TF INT;ADV r FRANKLIN FED TF INC;A1 n CAG CAG CAT CAT GM 2272.5 399.8 380.4 522.8 4816.4 6.90 6.90 11.09 11.12 10.87 8.35 8.17 5.33 5.34 8.19 6.59 6.06 4.87 4.96 7.04 –0.81 –1.46 –0.69 –0.59 –1.04 2.34 1.68 1.34 1.43 1.81 3.59 2.92 2.22 2.33 2.72 6.90 6.90 11.09 11.12 10.87 +0.00 +0.00 +0.00 +0.00 +0.00 FRANKLIN FED TF INC;ADV r FRANKLIN MUNI CA HY;A1 n FRANKLIN MUNI CA HY;AV r FRANKLIN NY TF INC;A1 n FRANKLIN NY TF INC;ADV r GM CAG CAG NY NY 1139.0 789.4 877.0 1886.8 477.5 10.88 9.83 9.85 10.07 10.08 8.21 8.24 8.25 8.14 8.27 7.14 5.29 5.38 7.25 7.35 –0.94 –1.26 –1.16 –1.31 –1.18 1.89 2.00 2.08 1.51 1.61 2.82 3.83 3.93 2.18 2.29 10.88 9.82 9.84 10.07 10.07 –0.01 –0.01 –0.01 –0.01 –0.01 FRANKLIN TF AZ;A1 n FRANKLIN TF CO;A1 n FRANKLIN TF FED ITM;A1 n FRANKLIN TF FED ITM;ADV r FRANKLIN TF FED L-T;A1 n OTH OTH IMD IMD SMD 359.2 257.1 758.9 634.8 265.5 9.86 10.58 11.29 11.32 10.22 7.70 8.26 6.30 6.41 3.49 6.15 6.25 5.63 5.72 4.09 –1.14 –1.28 –0.69 –0.59 0.05 1.56 1.48 1.38 1.48 1.29 2.61 2.52 1.96 2.06 0.98 9.86 10.58 11.29 11.32 10.22 +0.00 +0.00 +0.00 +0.00 +0.00 FRANKLIN TF HI YLD;A1 n FRANKLIN TF HI YLD;ADV r FRANKLIN TF MI;A1 n FRANKLIN TF MN;A1 n FRANKLIN TF MO;A1 n HM HM OTH MN OTH 2333.9 763.6 462.7 338.1 402.6 8.79 8.83 10.57 11.34 10.51 7.99 7.98 7.43 9.13 7.98 6.44 6.51 5.88 5.63 5.96 –1.34 –1.24 –1.48 –1.72 –1.50 1.82 1.91 1.53 1.28 1.28 3.24 3.34 2.44 2.10 2.25 8.79 8.83 10.57 11.33 10.51 –0.01 –0.01 +0.00 –0.01 +0.00 FRANKLIN TF NC;A1 n FRANKLIN TF NJ;A1 n FRANKLIN TF OH;A1 n FRANKLIN TF OR;A1 n FRANKLIN TF PA;A1 n OTH NJ OH OTH PA 299.7 349.2 569.9 517.7 454.6 10.55 10.39 11.56 10.58 8.91 7.77 7.53 7.92 7.74 8.48 6.04 6.52 5.70 5.53 6.46 –1.41 –0.87 –1.74 –1.49 –1.41 1.19 1.54 1.24 1.30 1.06 1.99 2.35 2.56 2.37 2.30 10.55 10.39 11.55 10.58 8.90 +0.00 +0.00 –0.02 +0.00 –0.01 GLENMEDE MUNI INTMDT GOLDMAN DYN MUNI INC;A GOLDMAN DYN MUNI INC;I r GOLDMAN HI YLD MUN;A SIM GM GM HM 316.8 956.6 4143.9 425.4 10.61 15.36 15.35 9.16 5.18 6.83 6.92 8.94 4.47 6.68 7.03 7.85 –0.24 –0.15 0.18 –0.81 1.73 2.05 2.38 2.49 1.86 3.11 3.46 4.75 10.61 15.35 15.34 9.14 +0.00 –0.01 –0.01 –0.02
L28 BARRON’S • Funds Quarterly January 8, 2024 Municipal Bond Funds s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG GOLDMAN HI YLD MUN;I r HM 1781.3 9.16 9.02 8.18 –0.51 2.81 5.05 9.15 –0.01 GOLDMAN SHDUR TXFR;I r GUGGENHEIM MACRO OP;A GUGGENHEIM MACRO OP;INST r HARTFD MUNI OPPS;A HARTFD MUNI OPPS;I r SMD ACF ACF IMD IMD 700.5 279.3 5519.6 392.6 1039.2 10.35 24.25 24.29 8.37 8.37 3.14 4.63 4.77 6.46 6.52 3.96 9.17 9.65 6.37 6.47 0.23 0.57 0.98 –0.61 –0.42 1.34 2.85 3.27 1.92 2.15 1.38 3.28 3.68 2.70 2.95 10.34 24.15 24.18 8.37 8.37 –0.01 –0.12 –0.12 +0.00 +0.00 HAWAIIAN TXFR;A INVESCO AMT-FR MUN IN;A INVESCO CA MUNI;A INVESCO HY MUN;A n INVESCO HY MUN;C n OTH GM CAG HM HM 423.5 1276.9 1197.6 4846.0 295.0 10.61 6.99 8.17 8.55 8.53 5.80 8.56 9.28 8.98 8.94 3.19 7.28 7.59 5.22 4.57 –1.26 –0.45 –0.49 –1.27 –1.95 0.83 3.51 2.83 1.74 1.03 1.43 5.37 4.66 4.23 3.47 10.61 6.99 8.16 8.54 8.51 +0.00 –0.01 –0.01 –0.03 –0.03 INVESCO INT MUNI;A INVESCO LT MUNI INC;A INVESCO LTD TM CA M;A INVESCO MUNI INCOME;A INVESCO PA MUNI;A IMD SIM CAS GM PA 1306.0 1219.2 261.6 2234.1 537.8 10.44 11.07 3.13 12.08 10.41 5.86 4.02 3.72 8.34 8.35 5.63 4.09 3.78 7.17 6.34 –0.46 0.47 –0.23 –0.95 0.02 1.77 1.78 2.04 1.97 3.27 2.52 1.74 2.60 3.07 4.92 10.44 11.07 3.13 12.07 10.41 –0.01 +0.00 +0.00 –0.02 –0.01 INVESCO RO AMTF NY MU;A INVESCO RO LT NY MUN;A INVESCO RO MUNI OPP;A INVESCO RO MUNI OPP;C INVESCO RO NY MUN;A NY OSS HM HM NY 578.0 1179.9 4098.5 543.6 3610.2 10.68 2.80 6.90 6.87 15.45 9.22 4.54 9.75 9.62 11.00 7.93 4.26 8.53 7.69 9.82 –0.63 –0.22 –0.19 –0.86 0.05 2.33 1.93 3.69 3.01 3.66 4.16 2.36 5.97 5.25 5.32 10.66 2.81 6.89 6.86 15.44 –0.02 +0.00 –0.01 –0.02 –0.03 INVESCO RO NY MUN;Y r J HANCOCK MUNI OPPS;A JPMORGAN NATL MU INC;A JPMORGAN NATL MU INC;I r JPMORGAN TA RR;I r NY GM IMD IMD IMD 783.6 507.3 374.7 621.4 295.6 15.46 9.08 10.28 10.07 9.45 11.14 7.36 6.22 6.31 5.25 10.15 6.26 4.78 5.05 4.93 0.32 –0.32 –1.01 –0.77 2.38 3.93 2.15 1.49 1.74 3.04 5.55 2.93 1.80 2.06 2.07 15.44 9.08 10.29 10.07 9.45 –0.04 +0.00 +0.01 +0.00 +0.00 LORD ABBETT CA TXFR;A LORD ABBETT HI MUNI;A LORD ABBETT INT TXFR;A LORD ABBETT NATL TF;A LORD ABBETT NY TXFR;A CAG HM IMD GM NY 373.8 1772.5 1974.8 2510.0 340.7 10.24 10.75 10.29 10.54 10.77 8.12 7.43 6.23 7.97 8.66 6.94 7.25 6.15 7.47 8.17 –1.65 –1.61 –0.87 –1.40 –0.99 1.70 1.90 1.77 1.90 1.88 3.21 4.08 2.54 3.32 2.98 10.24 10.74 10.28 10.54 10.76 +0.00 –0.01 –0.01 –0.01 –0.01 LORD ABBETT SH DR TF;A MAINSTAY MK SHTM MUN;I r MAINSTAY MK TX FR BD;A MFS MUNI HIGH INC;A MFS MUNI INCOME;A SMD SMD GM HM GM 772.0 483.8 1290.1 1496.7 2009.0 15.07 9.31 9.51 7.31 8.22 2.49 3.38 7.59 8.26 8.40 3.19 3.96 6.25 6.14 6.72 –0.28 0.32 –0.98 –1.25 –0.76 1.04 1.20 2.09 1.76 1.92 0.95 1.14 3.38 3.93 3.13 15.07 9.30 9.51 7.30 8.21 +0.01 –0.01 –0.01 –0.01 –0.01 MFS MUNI LTD MAT;A NORTHERN FDS CA INT TXEX NORTHERN FDS HY MUNI NORTHERN FDS INTMDT TXEX NORTHERN FDS LTD TM TXEX SIM CAT HM IMD SIM 1157.2 256.1 293.2 1272.1 464.5 7.95 9.93 7.37 9.88 9.94 4.07 5.89 7.47 5.74 3.45 4.35 4.88 5.87 5.01 3.23 –0.15 –1.38 –2.55 –1.03 –0.04 1.60 1.29 1.00 1.57 1.45 1.74 2.23 2.84 2.20 1.21 7.95 9.93 7.37 9.87 9.94 +0.00 +0.00 –0.01 –0.01 +0.00 NORTHERN FDS TAX-EXEMPT NUVEEN ALL-AM MUNI;A NUVEEN CA MUNI;A NUVEEN CA MUNI;I r NUVEEN HY MUNI;A GM GM CAG CAG HM 774.5 2089.6 783.0 898.2 6603.3 9.69 10.23 10.15 10.15 14.82 6.85 7.02 6.83 6.78 9.15 5.87 6.50 5.55 5.70 4.97 –1.62 –2.56 –1.87 –1.68 –0.79 1.49 1.21 1.40 1.60 2.40 2.71 3.12 3.18 3.38 4.95 9.69 10.22 10.14 10.14 14.80 +0.00 –0.01 –0.01 –0.01 –0.03 NUVEEN HY MUNI;I r NUVEEN INT DUR MUNI;A NUVEEN INT DUR MUNI;I r NUVEEN LTD TRM MUNI;A NUVEEN LTD TRM MUNI;I r HM IMD IMD SIM SIM 7766.8 783.5 6634.5 976.7 4364.9 14.83 8.88 8.91 10.97 10.93 9.20 6.08 6.24 4.15 4.32 5.25 5.51 5.83 4.06 4.30 –0.56 –0.51 –0.31 0.15 0.37 2.61 1.87 2.09 1.72 1.94 5.16 2.61 2.82 1.71 1.92 14.80 8.88 8.90 10.97 10.92 –0.04 +0.00 –0.01 +0.00 –0.01 NUVEEN MA MUNI;A NUVEEN MA MUNI;I r NUVEEN MN MUNI;I r NUVEEN MO MUNI;A NUVEEN NC MUNI;I r MA MA MN OTH OTH 274.4 317.5 365.1 275.9 330.0 9.39 9.39 10.83 10.63 10.21 6.54 6.47 7.26 7.53 7.56 5.51 5.60 5.58 6.16 5.51 –1.72 –1.54 –1.01 –0.50 –1.61 1.32 1.51 1.73 1.96 1.44 2.57 2.77 3.10 3.09 2.57 9.39 9.39 10.84 10.64 10.21 +0.00 –0.01 +0.01 +0.00 +0.00 NUVEEN NY MUNI;A NUVEEN NY MUNI;I r NUVEEN OH MUNI;A NUVEEN OH MUNI;I r NUVEEN PA MUNI;I r NY NY OH OH PA 492.4 548.5 270.4 299.4 252.7 9.94 9.94 11.06 11.02 10.33 7.83 7.88 7.06 7.14 8.09 7.10 7.30 4.90 5.13 5.86 –1.16 –0.99 –0.49 –0.26 –0.61 1.51 1.70 2.04 2.26 2.10 2.83 3.03 3.02 3.23 3.27 9.93 9.94 11.06 11.01 10.33 –0.01 –0.01 –0.01 –0.01 +0.00 NUVEEN ST MUNI BD;I r NUVEEN VA MUNI;I r OLD WESTBURY CA MUNI BD OLD WESTBURY MUNI BD OLD WESTBURY NY MUNI BD SMD VA CAG SIM NY 293.6 295.1 351.9 3920.9 561.2 9.85 10.40 9.87 11.65 9.97 2.74 7.95 5.48 5.56 5.53 3.40 6.92 4.75 4.02 4.24 0.17 –1.02 –0.42 –0.74 –0.44 1.22 1.89 1.39 1.39 1.45 1.08 3.06 I 1.41 I 9.85 10.39 9.86 11.64 9.96 +0.00 –0.02 +0.00 –0.01 –0.01 PERF TR MUNI BD;INST r GM 631.0 23.22 10.68 8.67 –0.77 2.45 3.66 23.23 +0.00 NAME Data provided by OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG PGIM MUNI HIGH INCOME;A PGIM NATIONAL MUNI;A PIMCO HY MUNI BD;A PIMCO HY MUNI BD;I-2 r HM IMD HM HM 336.7 532.3 875.1 1017.1 9.39 14.06 8.48 8.48 8.61 5.57 8.19 8.24 8.74 5.56 8.61 8.83 –0.77 –0.68 –0.29 –0.09 2.17 1.83 2.93 3.14 3.87 2.73 4.56 4.77 9.35 14.04 8.46 8.46 –0.04 –0.02 –0.02 –0.02 PIMCO HY MUNI BD;INST r PIMCO MUNI BD;A PIMCO MUNI BD;I-2 r PIMCO MUNI BD;INST r PIMCO NY MUNI BD;A HM GM GM GM NY 1735.7 621.8 845.4 1005.7 275.8 8.48 9.50 9.50 9.50 10.93 8.27 7.75 7.81 7.83 7.66 8.93 8.06 8.29 8.40 7.76 0.01 –0.52 –0.31 –0.21 –0.26 3.24 2.34 2.55 2.66 2.12 4.88 3.38 3.59 3.70 2.91 8.46 9.50 9.50 9.50 10.92 –0.02 –0.01 –0.01 –0.01 –0.02 PIONEER AMT-FREE MUN;A PIONEER AMT-FREE MUN;Y r PIONEER HI INC MUNI;A PRINCIPAL CA MUNI;A PRINCIPAL TAX-EX BD;A GM GM HM CAG GM 469.9 427.9 422.2 314.6 266.5 13.28 13.22 6.22 9.90 6.80 13.22 13.37 7.62 5.67 6.34 8.01 8.36 3.28 5.55 6.66 –3.13 –2.88 –1.44 –1.31 –1.12 1.23 1.47 1.17 1.77 1.97 2.97 3.23 3.51 3.29 3.11 13.27 13.21 6.21 9.90 6.80 –0.01 –0.01 –0.01 +0.00 +0.00 PUTNAM CA TXEX INC;A PUTNAM DVSFD INCOME;A PUTNAM NY TXEX INC;A PUTNAM TF HIGH YLD;A PUTNAM TXEX INC;A CAG ACF NY HM GM 684.5 550.4 584.9 487.9 544.6 7.39 5.53 8.05 11.42 7.87 8.64 6.52 8.92 8.80 9.00 7.18 4.55 7.60 8.00 7.31 –0.76 –2.00 –0.61 –0.37 –0.67 2.18 1.06 1.89 2.46 2.06 3.11 1.33 2.72 3.99 2.95 7.39 5.48 8.05 11.41 7.87 +0.00 –0.05 +0.00 –0.01 +0.00 RUSS INV TAX EX BOND;S r S BERNSTEIN CA MUNI;CM S BERNSTEIN DIV MUNI;DM S BERNSTEIN NY MUNI;NY SCHWAB INV CA TXFR BD IMD CAT IMD NYT CAT 3556.5 839.8 3879.5 1229.7 432.4 22.12 13.91 13.95 13.51 11.20 6.13 4.85 4.92 4.92 5.55 6.11 5.05 5.07 5.16 5.20 0.07 0.29 0.12 0.25 –0.69 2.23 1.88 2.00 1.80 1.56 2.64 1.91 1.97 1.91 2.28 22.12 13.90 13.95 13.51 11.19 +0.01 –0.01 +0.00 +0.00 –0.01 SCHWAB INV TX FR BD SEI TX EX INT-TM MUNI;F r SIT MN TAX-FREE INCOME STATE FARM MUNI BOND r T ROWE PRICE CA TXFR B IMD IMD MN IMD CAG 597.7 1415.9 400.8 566.6 382.5 11.10 11.17 9.43 8.24 10.89 6.21 6.31 5.17 6.33 7.75 5.67 5.49 4.24 4.61 7.11 –0.69 –0.59 –1.46 –0.39 –0.07 1.77 1.96 1.12 2.04 2.25 2.28 2.40 2.57 2.54 3.24 11.10 11.16 9.46 8.24 10.88 –0.01 –0.01 +0.03 +0.00 –0.01 T ROWE PRICE MD TF BD T ROWE PRICE SUM MIC T ROWE PRICE SUM MIT T ROWE PRICE TF INC T ROWE PRICE TX-FR HY MD GM IMD GM HM 999.0 1044.9 2228.7 785.6 1897.2 10.12 11.30 11.45 9.49 10.89 7.87 7.57 5.94 7.99 7.79 6.67 7.28 5.49 7.01 7.02 –0.25 –0.52 –0.34 –0.34 –0.63 1.99 2.10 1.95 2.16 2.03 2.89 3.18 2.44 3.03 3.76 10.12 11.30 11.45 9.49 10.88 +0.00 –0.01 +0.00 +0.00 –0.02 T ROWE PRICE TX-FR VAB T ROWE PRICE TXFR SI THORNBURG INT MUNI;A THORNBURG LTD MUNI;A THORNBURG LTD MUNI;I r VA SIM IMD SIM SIM 650.2 761.4 269.0 590.3 2039.4 11.29 5.49 13.33 13.70 13.70 8.39 3.78 5.69 4.61 4.68 6.61 3.95 5.45 4.29 4.46 –0.71 0.02 –0.11 –0.41 –0.18 1.90 1.39 1.79 1.09 1.32 2.85 1.24 2.11 1.24 1.51 11.28 5.48 13.32 13.68 13.68 –0.01 +0.00 –0.02 –0.02 –0.02 THRIVENT FDS MUN BD;A n VANGUARD CA INTM-TRM;ADM VANGUARD CA INTM-TRM;INV VANGUARD CA LNG-TM;ADM VANGUARD CA LNG-TM;INV GM 895.1 CAT 13537.4 CAT 1270.1 CAG 4401.3 CAG 530.4 10.36 11.47 11.47 11.58 11.58 8.72 6.45 6.43 8.82 8.80 6.77 5.80 5.72 7.59 7.51 –1.02 –0.13 –0.21 –0.41 –0.49 1.71 2.20 2.12 2.53 2.45 2.55 2.83 2.74 3.63 3.55 10.35 11.47 11.47 11.57 11.57 –0.01 +0.00 +0.00 –0.01 –0.01 VANGUARD HI YLD TXEX;ADM VANGUARD HI YLD TXEX;INV VANGUARD INT-TM TXEX;ADM VANGUARD INT-TM TXEX;INV VANGUARD LG-TM TX-EX;ADM GM 13081.8 GM 1710.6 IMD 67500.3 IMD 2348.1 GM 15202.7 10.71 10.71 13.75 13.75 11.00 8.91 8.88 6.64 6.62 8.99 8.44 8.35 5.90 5.82 7.64 –0.16 –0.24 –0.06 –0.14 –0.42 2.78 2.70 2.34 2.26 2.65 3.96 3.87 2.79 2.71 3.63 10.71 10.71 13.75 13.75 11.00 +0.00 +0.00 +0.00 +0.00 +0.00 VANGUARD LG-TM TX-EX;INV VANGUARD LTD-TM TXEX;ADM VANGUARD LTD-TM TXEX;INV VANGUARD MA TAX-EX;INV VANGUARD NJ LNG-TRM;ADM GM SIM SIM MA NJ 763.9 28492.5 859.5 2516.6 2102.2 11.00 10.86 10.86 10.26 11.51 8.96 3.81 3.79 8.55 8.83 7.55 4.27 4.18 7.18 8.09 –0.50 0.57 0.49 –0.82 0.03 2.57 1.81 1.73 2.45 2.98 3.54 1.60 1.52 3.25 3.83 11.00 10.86 10.86 10.26 11.51 +0.00 +0.00 +0.00 +0.00 +0.00 VANGUARD NJ LNG-TRM;INV VANGUARD NY LNG-TRM;ADM VANGUARD NY LNG-TRM;INV VANGUARD OH LT TX-EX;INV VANGUARD PA LNG-TRM;ADM NJ NY NY OH PA 267.8 4009.4 447.4 1252.2 3194.5 11.51 11.00 11.00 11.78 10.93 8.81 9.42 9.40 9.37 8.86 8.01 8.37 8.28 7.03 7.33 –0.05 –0.32 –0.40 –0.92 –0.38 2.90 2.53 2.45 2.39 2.65 3.74 3.45 3.36 3.52 3.65 11.51 11.00 11.00 11.77 10.92 +0.00 +0.00 +0.00 –0.01 –0.01 VANGUARD PA LNG-TRM;INV VANGUARD UL-SH-TM TE;ADM VANGUARD UL-SH-TM TE;INV VICTORY CA BOND;FUND VICTORY TAX-EX IT;FUND PA 287.1 SMD 15560.5 SMD 545.8 CAG 502.1 IMD 2726.8 10.93 15.78 15.78 10.51 12.63 8.84 2.51 2.48 8.59 6.23 7.24 3.95 3.87 6.68 5.61 –0.46 1.14 1.05 –0.50 –0.30 2.57 1.55 1.47 2.06 2.12 3.56 1.22 1.14 3.30 2.68 10.92 15.77 15.77 10.50 12.62 –0.01 –0.01 –0.01 –0.01 –0.01 VICTORY TAX-EX IT;INST r VICTORY TAX-EX LT;FUND VICTORY TAX-EX ST;FUND IMD GM SMD 12.63 12.18 10.15 6.23 9.80 3.51 5.64 7.27 4.39 –0.24 –0.89 0.44 I 1.94 1.27 I 3.04 1.17 12.62 12.14 10.15 –0.01 –0.04 +0.00 621.6 1765.3 680.9
January 8, 2024 BARRON’S • L29 Funds Quarterly Municipal Bond Funds NAME OBJ LATEST REPORTED NAV ASSETS ($ SHR) ($MIL) 12/29/23 QTR RETURN THROUGH 12/29 1YR 3 YRS 5 YRS (Annualized) 10YRS LATEST WK’S DATA (as of Thursday) CLOSE WK’S NAV CHG VICTORY VA BOND;FUND WA INT-TERM MUNI;A VA IMD 503.5 794.7 10.56 6.10 9.64 6.17 6.46 5.92 –0.69 0.08 1.66 2.03 2.77 2.43 10.53 6.09 –0.03 –0.01 WA INT-TERM MUNI;I r WA MANAGED MUNI;A WA MANAGED MUNI;I r WA NY MUNI;A WA SH DUR MUNI INC;A IMD GM GM NY SMD 1103.1 2025.1 711.2 272.0 254.6 6.09 15.09 15.12 12.04 5.00 6.22 7.13 7.24 7.29 3.42 5.91 6.63 6.89 6.09 3.64 0.24 –0.37 –0.15 –1.33 0.14 2.16 2.02 2.21 1.47 1.23 2.58 2.94 3.10 2.45 1.04 6.09 15.10 15.12 12.03 5.00 +0.00 +0.00 +0.00 –0.01 +0.00 WILMINGTON MUNI BD;INST r IMD 302.6 12.42 6.53 5.41 –0.60 1.57 2.14 12.41 –0.01 Quarterly Dividends: Dow Jones Industrial Average This table lists the dividends of the Dow Jones Industrial Averages component stocks based on the record date and adjusted by the Dow Divisor in effect at the end of the quarter. 2023 Dec. 2023 Sep. 2023 June 2023 Mar. 2022 Dec. .60 .24 SUSP. 1.30 1.51 .39 .46 SUSP. .70 Nil 2.75 2.09 1.66 .125 1.19 1.05 1.67 .77 .75 .37 2.13 .9407 1.50 1.00 1.88 1.08 .665 .52 .48 .57 28.3907 0.15172752595384 37689.54 187.12 732.88 1.94 .60 .24 SUSP. 1.30 1.51 .39 .46 SUSP. .70 Nil 2.75 2.09 1.66 .125 1.19 1.00 1.52 .73 .68 .34 2.13 .9407 1.50 1.00 1.88 1.03 .6525 .45 .48 .57 27.9182 0.15172752595384 33507.50 184.00 722.40 2.16 .60 .24 SUSP. 1.20 1.51 .39 .46 SUSP. .70 Nil 2.50 2.09 1.66 .125 1.19 1.00 1.52 .73 .68 .34 2.13 .9407 1.50 1.00 1.88 1.03 .6525 .45 .48 .57 27.5682 0.15172752595384 34407.60 181.70 712.32 2.07 .52 .23 SUSP. 1.20 1.51 .39 .46 SUSP. .70 Nil 2.50 2.09 1.65 .365 1.13 1.00 1.52 .73 .68 .34 2.13 .9133 1.50 .93 1.65 1.03 .6525 .45 .48 .57 27.3208 0.15172752595384 33274.15 180.06 700.63 2.11 .52 .23 SUSP. 1.20 1.42 .38 .44 SUSP. .70 Nil 2.50 1.90 1.65 .365 1.13 1.00 1.52 .73 .68 .34 1.94 .9133 1.49 .93 1.65 1.03 .6525 .45 .48 .56 26.8008 0.15172752595384 33147.25 176.64 687.46 2.07 Am Exp (AXP) Apple Inc (AAPL) Boeing (BA) Caterpillar (CAT) Chevron Corp (CVX) Cisco Sys (CSCO) Coca-Cola (KO) Disney, Walt (DIS) Dow (DOW) Saleforce.com (CRM) Goldman Sachs (GS) Home Depot (HD) IBM (IBM) Intel (INTC) JohnsonJ (JNJ) JP MorgCh (JPM) McDonalds (MCD) Merck (MRK) Microsoft (MSFT) Nike Inc (NKE) Amgen (AMGN) Proc Gamble (PG) 3M Co. (MMM) Travelers Cos (TRV) UntdHlth Grp (UNH) Honeywell (HON) Verizon (VZ) Visa (V) Walgreens (WBA) Wal-Mart (WMT) Total Dividends DJIA Divisor DJIA Average DJIA Qtr. Divs DJIA 4-Qtr. Divs DJIA Div. Yield, % Quarterly Dow Jones Industrial Average This table lists the earnings of the Dow Jones Industrial Average component stocks based upon generally accepted accounting principles. Earnings include discontinued and nonrecurring items but exclude extraordinary items and accounting changes as reported by the company and adjusted by the Dow Divisor in effect at quarter-end. The total dividends of the component stocks are based upon the record date and adjusted by the Dow Divisor in effect at quarter end. The payout ratio is the latest 12-months dividends divided by the latest 12-months earnings. r- Revised to correct Microsofts Q4 earnings released on Jan. 24, 2013. Year Ended 2023 2022 Quarter Ended Dec. Sep. June Mar. Dec. Clos. Avg. 29 29 30 31 30 37689.54 33507.50 34407.60 33274.15 33147.25 Qtrly Chg. + — + + + % Chg. 4182.04 900.10 1133.45 126.90 4421.74 + — + + + 12.48 2.62 3.41 0.38 15.39 Qtrly Earns NA 367.37 284.66 401.71 396.10 12-Mo. Earns NA 1449.84 1423.87 1534.33 1578.15 Quarterly Dividends: Dow Jones Utility Average P/E Ratio NA 23.1 24.2 21.7 21.0 Qtrly Divs 187.12 184.00 181.70 180.06 176.64 12-Mo. Divs 732.88 722.40 712.32 700.63 687.46 Divs Yield 1.94 2.16 2.07 2.11 2.07 Payout Ratio NA 0.4983 0.5003 0.4566 0.4356 This table list the dividends of the Dow Jones Utility Average component stocks based upon the record date and adjusted by the Dow Divisor in effect at the end of the quarter. Company s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Company AES (AES) Am El Pwr (AEP) Amer Water (AWK) Atmos Energy (ATO) Con Ed (ED) Dominion Energy (D) Duke En (DUK) Edison Int'l (EIX) Exelon (EXC) FirstEnergy (FE) NextEra Energy (NEE) Xcel Energy (XEL) Sempra Energy (SRE) PubSvcEn (PEG) Southern Co (SO) Total Dividends DJUA Divisor DJUA Average DJUA Qtr. Divs. DJUA 4-Qtr Divs. DJUA Div. Yield, % 2023 Dec. 2023 Sep. 2023 June 2023 Mar. 2022 Dec. .1659 .88 .7075 .81 .81 .67 1.025 .7800 .36 .41 .47 .52 .60 .57 .70 9.46 1.1978034655451 881.67 7.90 31.01 3.52 .1659 .83 .7075 .74 .81 .67 1.025 .7375 .36 .39 .47 .52 .60 .57 .70 9.29 1.1978034655451 816.55 7.75 30.61 3.75 .1659 .83 .7075 .74 .81 .67 1.005 .7375 .36 .39 .47 .52 1.19 .57 .70 9.86 1.2792490616772 906.66 7.71 30.24 3.34 .1659 .83 .6550 .740 .810 .67 1.005 .7375 .3600 .39 .47 .52 1.19 .57 .68 8.60 1.2792490616772 939.79 6.72 28.96 3.08 .1580 .83 .6550 .740 .790 .67 1.005 .7375 .3375 .39 .43 .4875 1.15 .54 .68 9.59 1.2792490616772 967.40 7.50 29.55 3.05 Data provided by LIPPER MUTUAL FUND INVESTMENT PERFORMANCE AVERAGES Special Quarterly Summary Report: Wednesday, January 3, 2024 Annualized Total Reinvestment Performance NAV No. Mil.$ Funds 12/31/08- 12/31/13- 12/31/18- 12/31/22- 12/31/23 9/30/2312/31/23 Specialty Dvsfd Eq S&P 500 Mid-Cap Value Small-Cap Value Large-Cap Value Mid-Cap Core Mid-Cap Growth Multi-Cap Growth Equity Income Small-Cap Growth Multi-Cap Core Multi-Cap Value Large-Cap Core Large-Cap Growth Small-Cap Core General Equity +12.77% +13.41 +11.59 +11.35 +11.49 +11.98 +13.17 +13.80 +10.67 +12.60 +12.42 +11.02 +13.03 +14.88 +11.40 +12.46 +6.10% +11.51 +7.34 +6.65 +8.77 +8.04 +9.18 +10.82 +8.27 +7.93 +9.57 +8.05 +10.86 +12.57 +7.11 +9.03 +9.95% +15.18 +11.40 +12.04 +11.92 +12.01 +12.22 +14.01 +10.96 +10.73 +13.31 +11.39 +14.63 +16.41 +10.84 +12.46 +24.65% +25.66 +12.42 +16.36 +13.48 +14.71 +21.17 +32.89 +11.39 +16.76 +21.27 +12.37 +24.33 +40.51 +15.60 +21.12 +11.86% +11.55 +10.72 +13.45 +9.83 +11.61 +12.39 +13.90 +9.69 +11.35 +11.50 +9.73 +11.53 +14.19 +12.39 +11.83 Pacific Region Latin American Japanese Telecommunication Pacific Ex Japan Intl Sm/Mid-Cap Value Intl Sm/Mid-Cap Core Equity Mkt Neutral Global Large Cap Value Natural Resources Utility Precious Metal Financial Services Intl Large-Cap Value European Region China Region Global Large Cap Core Health/Biotechnology Global Multi-Cap Core Global Multi-Cap Value Dedicated Short Bias Global Multi-Cap Growth Intl Sm/Mid-Cap Growth Science & Technology Global Large Cap Growth Intl Multi-Cap Growth Long/Short Equity Intl Large-Cap Core Real Estate Intl Multi-Cap Value Intl Multi-Cap Core Intl Large-Cap Growth Emerging Markets World Equity Equity - EFPA +7.16% +5.57 +7.16 +8.28 +8.26 +10.29 +9.24 +3.39 +9.60 +3.98 +8.92 +1.05 +9.47 +6.33 +7.45 +5.75 +9.58 +13.30 +9.80 +9.17 -25.62 +11.40 +9.22 +17.84 +11.52 +7.34 +6.71 +6.65 +9.98 +6.08 +6.65 +7.55 +6.48 +7.80 +10.05 +3.04% +1.65 +5.82 +4.51 +3.56 +4.94 +4.73 +2.64 +6.42 -1.47 +6.99 +3.98 +7.12 +3.55 +4.05 +1.30 +7.39 +9.09 +7.46 +6.28 -22.89 +8.42 +4.38 +15.36 +8.78 +4.53 +4.27 +3.57 +6.87 +3.28 +3.90 +4.64 +2.50 +4.58 +6.70 +4.39% +6.12 +7.10 +6.62 +3.62 +8.08 +7.15 +3.76 +9.85 +10.62 +6.53 +8.55 +9.45 +8.14 +8.98 +.26 +11.26 +8.96 +11.03 +9.91 -28.18 +11.76 +6.94 +19.00 +12.55 +7.57 +6.95 +8.13 +7.00 +7.14 +7.22 +8.81 +4.43 +7.66 +9.83 +8.41% +30.44 +19.65 +23.21 +2.43 +18.43 +16.88 +7.46 +16.78 +2.67 -4.18 +5.42 +10.90 +16.75 +19.28 -14.75 +19.83 +4.65 +18.09 +15.56 -25.48 +23.92 +13.14 +50.75 +26.74 +15.43 +10.69 +16.36 +12.20 +17.54 +16.33 +15.97 +11.75 +15.38 +17.29 +8.40% +15.62 +7.28 +11.04 +5.46 +9.81 +10.69 +1.52 +9.60 -4.68 +8.72 +14.33 +17.49 +7.60 +12.65 -3.38 +11.25 +9.70 +10.99 +9.10 -15.73 +13.07 +11.82 +17.76 +12.65 +11.71 +5.33 +10.05 +15.59 +8.48 +9.48 +11.43 +7.82 +9.65 +10.26 12/31/23 12/31/23 12/31/23 General Equity 2,293.9 2,744,802.7 120,727.2 70,731.3 750,394.6 397,877.7 310,195.0 339,775.8 723,271.3 346,468.5 2,213,285.5 637,723.7 1,219,288.8 1,794,125.0 663,689.6 12,621,593.4 12 117 143 161 340 376 389 429 497 651 656 695 705 708 1,015 7,498 Other Equity 15,402.8 21 11,444.9 29 32,269.6 37 29,036.5 37 19,942.6 40 20,539.6 40 28,348.8 42 27,021.0 44 21,880.4 48 67,411.2 58 39,322.8 61 32,385.4 73 64,388.3 86 131,403.6 101 60,767.7 105 22,552.1 107 146,997.0 115 141,216.1 126 88,766.6 127 47,512.6 152 14,690.7 159 64,479.5 179 71,524.4 192 293,778.4 194 183,320.0 204 187,344.1 207 45,958.7 228 364,041.0 243 149,441.6 245 176,782.3 246 912,891.7 300 426,953.4 381 613,117.6 810 3,918,973.0 4,130 18,129,194.7 14,698 Other 14,553.5 73 17,919.2 82 16,163.1 118 108,845.2 147 241,937.1 208 269,370.8 215 102,512.7 330 261,918.7 473 712,990.2 475 305,583.4 578 476,451.9 888 4,662,000.7 4,394 3,169,898.5 4,691 27,224,081.0 26,328 Global Flexible Port Long-Term Median with a % Change Specialty & Misc Convertible Securities Mixed-Asset Target 2010 Mixed-Asset Target 2020 Mixed-Asset Target 2030+ Mixed-Asset Target 2030 Mixed-Asset Target Alloc Cons Flexible Portfolio Mixed-Asset Target Alloc Gro Mixed-Asset Target Alloc Mod World Income Domestic L-T Fixed Inc Mixed Equity L-T Equity and Fixed Tax Inc +9.14% +9,266 +7.57 +10.01 +6.55 +7.78 +9.34 +8.80 +5.65 +7.48 +9.02 +7.34 +3.74 +3.75 +8.03 +8.50 +5.54% +13,775 +.19 +7.28 +4.35 +4.91 +6.56 +5.80 +3.51 +4.63 +6.62 +5.05 +1.44 +2.08 +5.55 +5.51 +8.21% +19,750 +5.05 +10.41 +5.16 +6.20 +9.03 +7.80 +4.32 +6.65 +9.05 +6.88 +1.55 +2.25 +7.81 +7.84 +13.10% +23,483 +13.07 +8.90 +9.81 +11.53 +16.01 +13.77 +9.30 +11.84 +15.58 +12.30 +10.00 +7.13 +14.12 +14.68 +9.38% +24,194 +8.74 +6.09 +7.14 +8.05 +9.82 +9.08 +7.53 +8.16 +9.59 +8.54 +7.91 +5.43 +9.08 +9.13 Securities Markets Indexes Value 16,852.8 4,769.8 5,037.7 6,828.9 37,689.5 16,751.6 7,733.2 33,464.1 U.S. Equities NYSE Composite P S&P 500 Index P Russell 2000 IX P S&P Industrials P Dow Jones Ind. Average P International Equities DAX:Dm IX Tr FT S-E 100: Pd IX P Nikkei 225 Average: Yen P +7.42% +11.73 +9.79 +12.61 +10.20 +4.95% +9.94 +5.71 +10.73 +8.56 +8.18% +13.73 +8.49 +15.14 +10.07 +10.99% +24.23 +15.09 +28.55 +13.70 +9.45% +11.24 +13.56 +10.87 +12.48 +8.67% +3.78 +9.26 +5.78% +1.37 +7.46 +9.67% +2.82 +10.83 +20.31% +3.78 +28.24 +8.87% +1.65 +5.04 +12.03% +11.06 +15.69% +12.49 +26.29% +16.14 +11.69% +12.88 Annualized Performance With Dividends Reinvested Value 10,327.8 37,689.5 S & P 500 Daily Reinv Dow Jones Ind Mth Reinv P-Price only index. Calculated without reinvestment of dividends. +13.97% +12.91 Source: Lipper
L30 BARRON’S • Funds Quarterly January 8, 2024 ETF Score Card Data provided by ( A performance review of exchange-traded funds, which are similar to mutual funds, but can be sold or bought throughout the trading day. For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund 3D Printing AAM B&G S/M Cp Inc Gro AAM Low Dur Pref & IS AAM S&P 500 High Div Val AAM S&P Dv Mk Hi Div Val AAM S&P Em Mk Hi Div Val AAM Transformers AB Disruptors AB High Yield AB Tax-Aware Sh Dur Mn AB Ultra Short Income AB US High Dividend AB US Low Volatility Eqt AB US Lrg Cp Strat Eqty abrdn:Bbg AC Str K1 Free abrdn:Bbg IMS K1 Free abrdn:Bl AC LDS K1 Fr abrdn:P Silver Shs abrdn:Phy Gold Shs abrdn:Physical Palladium abrdn:Physical Platinum abrdn:Physical PM Bk Shs Absolute Select Value Acquirers Fund ActivePassive Core Bond ActivePassive Int Mun Bd ActivePassive Intl Eqty ActivePassive US Equity Adaptiv Select Adaptive Alpha Opps Adaptive Core ETF Adptv Hdgd Mlt-Asst Inc AdvsrShs DW ADR ETF AdvsrShs DW FSM ACW AdvsrShs DW FSM US Core AdvsrShs DW Short ETF AdvsrShs Focused Equity AdvsrShs Gerber Kawasaki AdvsrShs Hotel ETF AdvsrShs Insider Advntg AdvsrShs MSOS 2x Daily AdvsrShs Psychedelics AdvsrShs Pure Cannabis AdvsrShs Pure USCannabis AdvsrShs Q Dynamic Gro AdvsrShs Ranger Eqty Br AdvsrShs Restaurant ETF AdvsrShs STAR Gl Buy-Wrt AdvsrShs Vice ETF Affinity World Ldrs Eqty AGF:AGF Global Infra AGF:AGF US Mk Neu A-Bt AI Powered Equity Akros Monthly Payout ETF Alexis Practical Tact Alger 35 Alger Mid Cap 40 Alger Weatherbie EG AllianzIM US LC B10 Apr AllianzIM US LC B10 Aug AllianzIM US LC B10 Dec AllianzIM US LC B10 Feb AllianzIM US LC B10 Jan AllianzIM US LC B10 Jul AllianzIM US LC B10 Jun AllianzIM US LC B10 Mar AllianzIM US LC B10 May AllianzIM US LC B10 Nov AllianzIM US LC B10 Oct AllianzIM US LC B10 Sep AllianzIM US LC B20 Apr AllianzIM US LC B20 Aug AllianzIM US LC B20 Dec AllianzIM US LC B20 Feb AllianzIM US LC B20 Jan AllianzIM US LC B20 Jul AllianzIM US LC B20 Jun AllianzIM US LC B20 Mar AllianzIM US LC B20 May AllianzIM US LC B20 Nov AllianzIM US LC B20 Oct AllianzIM US LC B20 Sep AllianzIM USLC 6MB10 A/O AllianzIM USLC 6MB10 J/J Alp Arc Hi Inf and Def Alp Arc Intl Quant Value Alp Arc Itl Quant Moment Description ETF Symbols Global Science/Technology Fds Equity Income Flexible Income Multi-Cap Value Intl Equity Income Fds Emerging Markets Science & Technology Global Multi-Cap Growth Fds High Yield Short Municipal Debt Ultra-Short Obligations Equity Income Large-Cap Core Large-Cap Core Commodities General Commodities Base Metals Fds Commodities General Commodities Prec Metals Fds Commodities Prec Metals Fds Commodities Prec Metals Fds Commodities Prec Metals Fds Commodities Prec Metals Fds Absolute Return Alternative Act Extension Fds Core Plus Bond General & Insured Municipal Debt Intl Large-Cp Core Fds Large-Cap Core Large-Cap Core Global Multi-Cap Core Fds Flexible Portfolio General Bond Intl Multi-Cp Gro Fds Global Multi-Cap Core Fds Large-Cap Core Dedicated Short Bias Multi-Cap Core Multi-Cap Growth Consumer Services Multi-Cap Value Equity Leverage Global Health/Biotechnology Fds Specialty/Miscellaneous Specialty/Miscellaneous Flexible Portfolio Dedicated Short Bias Consumer Services Alternative Long/Short Eqty Fds Specialty/Miscellaneous Global Multi-Cap Value Fds Global Infrastructure Alternative Eq Mrkt Neutral Fds Multi-Cap Core Flexible Portfolio Flexible Portfolio Multi-Cap Growth Mid-Cap Growth Mid-Cap Growth Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Absolute Return Intl Multi-Cp Val Fds Intl Multi-Cp Gro Fds PRNT SMIG PFLD SPDV DMDV EEMD TRFM FWD HYFI TAFI YEAR HIDV LOWV LRGC BCI BCIM BCD SIVR SGOL PALL PPLT GLTR ABEQ ZIG APCB APMU APIE APUE ADPV AGOX RULE AMAX AADR DWAW DWUS DWSH CWS GK BEDZ SURE MSOX PSIL YOLO MSOS QPX HDGE EATZ VEGA VICE WLDR GLIF BTAL AIEQ MPAY LEXI ATFV FRTY AWEG APRT AUGT DECT FEBT JANT JULT JUNT MART MAYT NVBT OCTT SEPT APRW AUGW DECW FEBW JANW JULW JUNW MARW MAYW NVBW OCTW SEPW SIXO SIXJ HIDE IVAL IMOM NAV $23.34 25.17 20.76 29.50 22.77 19.19 31.64 62.27 36.53 25.16 50.25 58.55 59.04 54.11 19.38 21.61 30.66 22.78 19.88 104.44 91.93 91.76 28.36 34.77 29.86 24.96 26.52 29.09 24.89 24.29 20.39 7.62 56.01 33.89 40.04 7.03 59.15 18.12 27.89 104.54 3.64 1.40 3.06 6.95 30.60 19.14 22.73 39.05 27.06 27.36 26.00 16.99 35.63 22.97 26.44 17.30 13.60 22.07 33.50 25.95 28.61 28.90 31.06 33.56 27.85 29.15 28.03 29.19 34.18 26.26 29.56 25.85 28.37 27.89 30.26 31.26 27.02 27.93 27.16 28.42 32.79 26.04 28.84 26.53 23.13 25.11 26.38 Net Assets (MIL) 145.9 356.3 208.4 59.4 1.9 7.5 25.5 178.4 77.0 290.1 586.5 6.7 15.0 37.4 852.8 23.6 249.1 1125.1 2768.3 193.3 930.8 973.8 78.0 36.9 108.8 33.3 87.7 202.8 49.4 232.1 40.9 35.6 25.5 68.0 90.9 20.1 77.7 17.5 3.7 43.1 25.4 5.7 38.3 555.3 18.3 99.2 2.6 52.6 7.7 27.5 3.8 317.7 106.0 2.0 69.3 12.1 27.5 4.0 26.8 67.7 11.8 29.9 23.9 96.5 31.7 8.5 46.8 12.1 38.2 15.2 131.0 181.3 66.0 52.0 102.1 231.1 72.3 25.5 84.0 33.5 132.7 37.5 44.0 126.1 19.5 147.3 79.2 4th Qtr Total Return 1 Year 3 Years* 14.87% 11.20 2.20 9.45 11.21 9.86 17.35 16.17 7.36 3.51 1.95 11.33 10.28 12.10 -4.68 -0.01 -3.13 3.02 11.07 -12.00 8.18 6.74 4.93 11.88 6.29 5.13 9.04 11.76 2.80 7.71 10.81 6.81 14.62 13.67 12.80 -15.50 13.96 10.81 15.81 11.48 -35.36 -9.94 -10.81 -12.79 11.76 -10.52 20.41 8.99 7.12 8.63 10.86 -8.83 19.73 7.66 10.92 19.90 12.58 12.48 8.70 8.58 8.91 9.80 10.42 8.68 8.45 8.49 8.73 6.03 8.03 8.60 5.57 6.47 7.91 6.41 4.89 6.44 5.71 5.28 5.80 3.31 5.64 6.46 5.83 8.07 1.62 7.75 11.03 13.77% 13.39 8.21 5.48 19.19 19.20 44.62 N/A 13.07 4.20 5.96 N/A N/A N/A -8.35 -9.61 -7.36 -0.94 14.40 -36.38 -3.59 3.37 4.59 36.47 N/A N/A N/A N/A -0.46 18.27 6.39 6.52 18.42 11.04 20.35 -22.10 25.27 21.38 23.97 23.44 -39.27 -24.49 -14.61 -1.82 44.52 -27.06 25.37 15.49 3.10 18.67 6.47 -14.83 26.39 11.88 16.62 32.38 16.34 N/A 22.00 N/A 19.41 N/A 22.57 20.98 N/A N/A N/A 16.62 21.12 N/A 12.44 N/A 16.37 N/A 14.71 16.04 N/A N/A N/A 12.69 18.03 N/A 17.38 17.96 2.65 20.12 9.16 -9.43% N/A -0.60 10.10 6.63 3.46 N/A N/A 2.06 N/A N/A N/A N/A N/A 10.04 N/A 13.22 -3.80 3.09 -21.90 -2.75 -2.13 5.23 15.80 N/A N/A N/A N/A N/A 3.49 N/A -2.05 -1.05 -1.81 5.91 -12.27 11.19 N/A N/A 10.44 N/A N/A -42.55 -42.32 6.99 -11.58 N/A 3.18 -2.90 10.23 5.55 -1.55 1.10 N/A N/A N/A N/A N/A 8.59 N/A N/A N/A 7.50 7.91 N/A N/A N/A N/A 8.49 N/A 4.94 N/A N/A N/A 6.57 6.43 N/A N/A N/A N/A 8.14 N/A N/A N/A N/A 2.80 -5.53 Fund Alp Arc Tail Risk Alp Arc US Quant Moment Alp Arc US Quant Value Alp Arc Val Moment Trend Alp Arch 1-3 Month Box Alpha Dog ETF AlphaMark Act Mgd SC ALPS Active Eqty Opp ALPS Active REIT ALPS Alerian Energy Infr Alps Alerian MLP ETF ALPS Barron's 400 ETF ALPS Clean Energy ALPS Disruptive Tech Alps Emerg Sec Div Dogs Alps Equal Sect Wght ETF ALPS Glbl Travel Bnfcrs Alps Intl Sec Div Dogs ALPS Intmdt Muni Bd ALPS Medical Break ALPS O'Shs Eur Qlty Dv ALPS O'Shs Glbl Int Gnts ALPS O'Shs US Qlty Dv ALPS O'Shs US SC Qlty Dv ALPS REIT Dividend Dogs ALPS RiverFront Str Inc Alps Sect Div Dogs ETF Altrius Global Dividend AltShs:Event-Driven AltShs:Merger Arbitrage Am Beacon Sel:AHL Trend Amer Cent:Dvsfd Corp Bd Amer Cent:Dvsfd Muni Bd Amer Cent:Emerg Mkts Bd Amer Cent:Focused Dyn Gr Amer Cent:Focused LC Val Amer Cent:Low Volatility Amer Cent:MC Gro Impact Amer Cent:Multisec F Inc Amer Cent:Multisect Inc Amer Cent:Qlt Dvsfd Intl Amer Cent:Qlty Conv Secs Amer Cent:Qlty Preferred Amer Cent:Sel High Yld Amer Cent:Sht Dur St Inc Amer Cent:Sustainable Eq Amer Cent:Sustainable Gr Amer Cent:US Qlt Grwt Amer Cent:US Qlt Val Amer Consv Values Amplify BlackSwan ISWN Amplify BSwn Gr & Trs Cr Amplify BSwn Tech & Trs Amplify Cash Flow Dv Ldr Amplify Cash Flow Hg Inc Amplify CWP Enh Div Inc Amplify Emg Mkts FinTech Amplify High Income Amplify Inflation Fghtr Amplify Intl Enh Div Inc Amplify Li & Batt Tech Amplify Nat Res Div Incm Amplify Online Retail Amplify Seymour Cannabis Amplify Thematic All-Str Amplify Trans Data Shrng Anfield Diversified Alt Anfield Dynamic Fxd Inc Anfield Univ Fxd Inc Anfield US Eq Sec Rot Angel Oak Inc Angel Oak UltSh Inc AOT Growth & Innovation Appl Fin Valuation LC Aptus Collared Inv Oppty Aptus Defined Risk Aptus Drawdown Managed E Aptus Enhanced Yield Aptus Intrntl Enhnc Yd Aptus Large Cap Enhd Yd Argent Mid Cap ARK Autonomous Tch & Rob ARK Fintech Innovation ARK Genomic Revolution ARK Innovation ARK Israel Innov Tech ARK Next Gen Int ETF ARK Space Expl & Innov Arrow DJ Gl Yld Description ETF Symbols Absolute Return Mid-Cap Growth Mid-Cap Core Global Multi-Cap Value Fds Short U.S. Treasury Large-Cap Growth Small-Cap Growth Multi-Cap Core Real Estate Energy MLP Energy MLP Mid-Cap Core Alternative Energy Global Science/Technology Fds Global Equity Income Large-Cap Core Consumer Services Intl Equity Income Fds Interm. Municipal Debt Health/Biotechnology Intl Equity Income Fds Global Science/Technology Fds Equity Income Equity Income Real Estate Multi-Sector Income Equity Income Global Equity Income Alternative Long/Short Eqty Fds Alternative Event Driven Alternative Managed Futures Fds Core Plus Bond General & Insured Municipal Debt Emerging Mrkts Hard Currency Debt Large-Cap Growth Large-Cap Value Large-Cap Core Multi-Cap Growth Loan Participation Multi-Sector Income Intl Multi-Cp Core Fds Convertible Securities Flexible Income High Yield Short-Intmdt Inv. Grade Debt Large-Cap Core Large-Cap Core Multi-Cap Growth Multi-Cap Value Large-Cap Core General U.S. Treasury Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Equity Income Equity Income Equity Income Global Science/Technology Fds Flexible Portfolio Real Return Options Arbitrage/Opt Strat Fds Basic Materials Global Equity Income Consumer Services Specialty/Miscellaneous Global Multi-Cap Growth Fds Science & Technology Alternative Multi-Strategy Multi-Sector Income Multi-Sector Income Large-Cap Core U.S. Mortgage Short Inv. Grade Debt Multi-Cap Growth Large-Cap Core Options Arbitrage/Opt Strat Fds Flexible Income Large-Cap Core General U.S. Treasury Intl Multi-Cp Core Fds Large-Cap Core Mid-Cap Growth Industrials Global Science/Technology Fds Health/Biotechnology Science & Technology Global Science/Technology Fds Science & Technology Industrials Flexible Portfolio CAOS QMOM QVAL VMOT BOXX RUFF SMCP RFFC REIT ENFR AMLP BFOR ACES DTEC EDOG EQL JRNY IDOG MNBD SBIO OEUR OGIG OUSA OUSM RDOG RIGS SDOG DIVD EVNT ARB AHLT KORP TAXF AEMB FDG FLV LVOL MID FUSI MUSI QINT QCON QPFF AHYB SDSI ESGA ESGY QGRO VALQ ACVF ISWN SWAN QSWN COWS HCOW DIVO EMFQ YYY IWIN IDVO BATT NDIV IBUY CNBS MVPS BLOK DALT ADFI AFIF AESR CARY UYLD AOTG VSLU ACIO DRSK ADME JUCY IDUB DUBS AMID ARKQ ARKF ARKG ARKK IZRL ARKW ARKX GYLD NAV 83.11 49.81 40.44 23.28 105.03 22.31 29.12 47.43 26.20 23.05 42.56 62.22 35.88 41.52 21.69 109.58 23.95 29.79 25.85 32.91 28.29 36.46 46.04 39.16 38.67 23.15 51.21 31.66 10.14 26.77 22.16 46.45 50.82 38.25 71.22 61.12 47.89 50.62 50.40 43.58 46.54 41.62 35.75 45.44 50.83 59.37 45.70 76.05 53.13 36.49 19.21 26.60 19.96 27.12 25.76 36.51 21.22 11.60 26.60 28.73 10.61 27.60 53.83 4.30 20.81 29.92 8.62 8.60 9.04 13.84 20.47 50.57 33.74 29.72 33.15 25.19 38.46 23.68 20.04 26.73 30.28 57.76 27.58 32.79 52.40 19.51 75.94 15.42 13.56 Net Assets (MIL) 170.2 189.6 301.3 37.8 622.5 54.2 26.0 23.8 18.0 132.3 7493.2 132.0 268.0 97.1 30.2 324.3 6.1 236.7 31.1 83.7 36.4 136.3 656.2 388.3 11.7 111.5 1096.6 6.6 3.1 67.3 33.4 225.1 358.9 33.3 181.6 234.4 10.4 46.7 20.2 174.1 218.9 24.1 45.7 31.1 35.4 167.0 11.9 822.1 223.2 66.3 39.3 172.4 2.4 6.1 2.9 2925.0 2.2 382.3 9.0 62.4 113.7 9.5 189.3 26.7 2.8 510.8 40.1 22.4 106.9 93.0 90.5 106.5 27.7 66.9 572.2 374.0 152.0 423.1 109.1 109.4 39.1 977.0 975.1 1757.4 7997.5 90.7 1516.7 260.7 21.3 4th Qtr Total Return 1 Year 3 Years* 2.23 16.53 9.39 7.81 1.37 15.44 17.23 11.47 16.13 5.70 3.12 11.74 -1.61 17.28 7.97 9.86 12.55 10.21 6.51 20.98 12.63 17.76 10.31 12.10 17.76 5.83 10.07 8.79 5.60 2.10 -9.70 6.14 7.33 8.87 12.83 7.85 10.74 13.24 1.83 6.58 9.97 6.27 5.58 6.54 3.32 11.91 14.09 13.04 9.70 10.82 10.05 12.05 12.78 10.54 6.48 6.59 9.63 8.16 17.46 8.85 -3.93 5.72 21.32 -11.01 17.88 51.69 3.55 5.81 3.47 13.38 3.86 2.04 16.10 11.73 9.18 9.41 9.82 0.14 7.04 9.29 17.31 10.04 42.35 17.81 32.14 5.15 40.09 11.73 10.45 13.30 9.45 28.16 -0.30 4.99 27.61 23.10 19.56 13.76 15.10 21.59 18.21 -20.33 24.88 11.32 16.87 20.02 22.63 6.47 8.18 24.94 49.65 13.23 18.82 10.37 6.25 4.10 13.99 13.21 4.04 N/A 7.21 6.52 7.70 37.16 6.08 14.90 22.22 N/A 7.71 20.81 9.32 11.27 12.27 6.02 24.72 43.14 32.29 13.82 23.84 7.48 11.80 23.19 N/A N/A 6.98 12.28 12.77 34.53 17.44 -6.75 15.49 37.72 -16.43 40.29 98.09 6.54 6.47 9.58 21.08 9.05 6.94 54.28 26.63 15.81 2.00 15.49 3.50 9.22 N/A 31.27 40.69 92.86 16.21 67.82 11.20 97.00 24.18 11.38 0.01 -0.78 14.99 -1.39 N/A N/A 4.21 7.71 N/A 23.89 28.51 9.12 -22.69 -3.30 3.73 10.55 N/A 9.33 N/A -13.66 7.54 -12.41 8.33 9.98 3.66 0.54 8.95 N/A 0.11 3.28 N/A -1.31 -0.14 N/A -1.42 7.99 N/A -0.68 N/A N/A 1.76 N/A N/A N/A N/A 9.10 N/A 7.54 10.17 10.42 N/A -3.59 N/A N/A N/A 8.98 -24.28 0.29 N/A N/A -9.47 N/A -22.20 -37.26 N/A -0.22 -0.71 -3.10 1.13 7.80 N/A N/A N/A N/A 7.10 -2.36 2.83 N/A N/A N/A N/A -8.58 -17.78 -29.27 -24.84 -12.81 -18.89 N/A 6.40
January 8, 2024 BARRON’S • L31 Funds Quarterly ETF Score Card For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund Arrow DWA Tct:Intl Arrow DWA Tct:Macro Arrow Reserve Cap Mgmt Arrow Reverse Cap 500 Astoria US Quality Kings Avantis All Eqty Mkt Val Avantis All Equity Mkts Avantis All Int Mkt Eqty Avantis All Int Mkt Val Avantis Core Fxd Inc Avantis Core Mun Fxd Inc Avantis Emg Mkts Eq Avantis Emg Mkts Val Avantis Inflation Foc Eq Avantis Internatl SmCp E Avantis Intl Equity Avantis Intl Lg Cap Val Avantis Intl SC Val Avantis Moderate Alloc Avantis Real Estate ETF Avantis Resp EmgMkts Eq Avantis Resp Intl Eqty Avantis Resp US Eqty Avantis Sh-Tm Fxd Income Avantis US Equity Avantis US Lg Cap Value Avantis US Lg Cp Eqty Avantis US Sm Cap Eqty Avantis US Sm Cap Val AXS 1.25X NVDA Bear Dly AXS 2X Innovation AXS Astoria Infl Senstv AXS Cannabis AXS Change Finance ESG AXS Esoterica NextG Econ AXS First Priority CLO B AXS Green Alpha AXS Real Estate Income AXS Short Innovation Dly AXS TSLA Bear Daily Bahl & Gaynor Inc Grwth Ballast Small/Mid Cap Barclays iPath Sel MLP BdywnGL Dy US LCap Value Beacon Selective Risk Beacon Tactical Risk BFT:Bitwise B&E EWS BFT:Bitwise Btc Str OR BFT:Bitwise Ethereum Str BFT:Bitwise Web3 Bitwise Crypto Ind Innov BlackRock:AAA CLO BlackRock:Adv LgCp Inc BlackRock:Flexible Inc BlackRock:Floating Rt Ln BlackRock:Ft Clim Sust E BlackRock:Ftr Fin & Tech BlackRock:Futr US Themes Blackrock:Future Health BlackRock:Future Tech BlackRock:HY Mun Inc Bd BlackRock:Int Mun Inc Bd Blackrock:iShares LCD Bf Blackrock:iShares LCM Bf BlackRock:Large Cap Val BlackRock:ShTm Cal Mu Bd BlackRock:US Carbon TR Blackrock:US Eq Fac Rot BlackRock:World xUS CTR Blue Horizon BNE Blueprint Chesapeake MAT BlueStar Israel Tech BNYM ETF:Conc Intl BNYM ETF:Core Bond BNYM ETF:Emg Mkts Equity BNYM ETF:Global Infra In BNYM ETF:High Yield Beta BNYM ETF:Innovators BNYM ETF:Intl Equity BNYM ETF:Resp Hrz CpBd BNYM ETF:Sust Glbl EM BNYM ETF:Sust Intl Eqty BNYM ETF:Sust US Eqty BNYM ETF:Ultra Short Inc BNYM ETF:US LC Core Eqty BNYM ETF:US MC Core Eqty BNYM ETF:US SC Core Eqty BNYM ETF:Women's Opps BondBloxx:B USD HY CB BondBloxx:BB USD HY CB BondBloxx:Blm 10Y TD UST BondBloxx:Blm 1Y TD UST Description ETF Symbols Intl Multi-Cp Gro Fds Flexible Portfolio Short Inv. Grade Debt Mid-Cap Core Large-Cap Core Global Multi-Cap Value Fds Global Multi-Cap Core Fds Intl Multi-Cp Core Fds Intl Multi-Cp Val Fds General Bond General & Insured Municipal Debt Emerging Markets Emerging Markets Multi-Cap Value Intl Sm/Md-Cp Val Fds Intl Multi-Cp Val Fds Intl Multi-Cp Val Fds Intl Sm/Md-Cp Val Fds Mixed-Asset Trgt Alloc Mod Fds Global Real Estate Emerging Markets Intl Multi-Cp Core Fds Multi-Cap Core Short Inv. Grade Debt Multi-Cap Core Multi-Cap Value Large-Cap Value Small-Cap Core Small-Cap Core Dedicated Short Bias Equity Leverage Real Return Specialty/Miscellaneous Multi-Cap Core Global Science/Technology Fds Loan Participation Multi-Cap Core Real Estate Dedicated Short Bias Dedicated Short Bias Equity Income Small-Cap Core Energy MLP Multi-Cap Value Flexible Portfolio Flexible Portfolio Alternative Currency Strategies Alternative Managed Futures Fds Alternative Currency Strategies Science & Technology Specialty/Miscellaneous Loan Participation Alternative Long/Short Eqty Fds Flexible Income Loan Participation Alternative Energy Global Science/Technology Fds Multi-Cap Core Global Health/Biotechnology Fds Global Science/Technology Fds High Yield Municipal Debt Interm. Municipal Debt Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Large-Cap Value California Municipal Debt Multi-Cap Core Large-Cap Core Intl Large-Cp Core Fds Alternative Energy Flexible Portfolio Global Science/Technology Fds Intl Large-Cp Gro Fds Core Bond Emerging Markets Global Infrastructure High Yield Multi-Cap Growth Intl Large-Cp Core Fds Corporate Debt BBB-Rated Emerging Markets Intl Large-Cp Gro Fds Large-Cap Core Ultra-Short Obligations Large-Cap Core Mid-Cap Core Small-Cap Core Multi-Cap Core High Yield High Yield General U.S. Treasury Short U.S. Treasury DWCR DWAT ARCM YPS ROE AVGV AVGE AVNM AVNV AVIG AVMU AVEM AVES AVIE AVDS AVDE AVIV AVDV AVMA AVRE AVSE AVSD AVSU AVSF AVUS AVLV AVLC AVSC AVUV NVDS TARK PPI THCX CHGX WUGI AAA NXTE RINC SARK TSLQ BGIG MGMT ATMP DVAL BSR BTR BTOP BITC AETH BWEB BITQ CLOA BALI BINC BRLN BECO BPAY BTHM BMED BTEK HYMU INMU IVVB IVVM BLCV CALY LCTU DYNF LCTD BNE TFPN ITEQ BKCI BKAG BKEM BKGI BKHY BKIV BKIE RHCB BKES BKIS BKUS BKUI BKLC BKMC BKSE BKWO XB XBB XTEN XONE NAV 29.48 10.21 100.04 22.58 26.00 56.08 64.72 53.71 54.27 41.79 46.81 56.32 45.91 57.68 51.64 60.38 51.45 62.41 54.07 43.21 47.88 53.86 56.12 46.36 81.50 57.72 55.63 51.02 89.70 29.09 92.10 27.48 17.00 33.23 51.43 24.87 32.92 25.77 25.97 27.97 25.65 36.80 21.41 12.31 25.92 23.08 34.14 33.34 32.25 43.46 11.61 51.18 26.58 52.00 51.96 21.16 22.78 25.61 24.52 23.23 22.07 23.79 25.96 26.53 28.50 50.29 52.27 39.63 43.67 23.19 24.14 46.22 49.01 42.48 56.33 27.95 47.45 29.21 71.29 46.28 40.35 44.72 48.14 49.46 90.32 90.67 93.46 28.62 39.54 40.12 47.82 49.75 Net Assets (MIL) 8.5 3.0 51.0 8.6 64.7 35.6 252.0 4.4 1.2 620.9 129.2 4347.4 317.7 3.4 5.8 3462.7 284.6 4608.6 3.9 363.0 61.2 123.0 197.7 257.6 5112.5 1761.8 170.6 488.4 7467.6 74.0 69.8 57.3 14.3 126.4 23.1 10.0 76.5 59.1 158.0 74.9 108.0 114.0 297.5 144.2 26.4 24.5 2.4 2.4 1.5 0.9 99.7 61.6 19.8 378.4 20.8 4.0 4.2 4.9 3.6 13.2 60.1 23.4 11.3 11.5 6.5 20.1 1434.9 46.0 422.4 4.8 66.1 84.1 77.6 577.9 92.9 15.2 62.4 10.3 509.1 22.4 9.7 8.6 9.3 32.1 1882.6 464.0 104.4 10.9 13.5 53.0 47.3 575.5 4th Qtr Total Return 1 Year 3 Years* 11.50 4.62 1.61 12.42 11.76 10.85 11.29 9.39 8.96 7.00 6.62 8.88 8.93 2.34 11.12 10.11 8.85 9.61 9.58 16.59 9.38 11.37 13.68 3.28 11.75 10.19 12.41 15.75 15.72 -15.85 63.68 7.35 -5.38 13.29 15.42 2.10 17.18 9.77 -26.07 -1.96 9.00 8.12 3.43 7.37 4.29 -1.52 44.35 52.33 37.57 42.39 76.04 2.22 9.82 5.67 3.09 9.93 14.15 10.12 9.23 13.58 9.24 6.26 6.33 6.09 12.43 1.98 11.53 13.60 10.46 5.09 -2.30 12.04 13.73 6.80 7.30 9.56 7.08 17.88 10.48 8.24 7.00 11.16 12.20 1.96 12.47 14.05 15.66 12.88 6.70 7.29 8.95 1.85 8.18 -1.03 5.03 11.83 N/A N/A 19.17 N/A N/A 6.25 5.23 15.13 16.85 4.19 N/A 17.13 18.56 16.66 N/A 8.96 16.18 17.79 24.37 5.17 21.69 17.37 N/A 19.40 22.65 -83.11 119.86 11.77 -34.00 23.69 61.37 8.33 13.45 N/A -46.26 -59.96 N/A 17.28 22.25 8.78 N/A N/A N/A N/A N/A 98.14 245.36 N/A N/A N/A 12.46 6.12 13.26 24.35 5.67 33.09 9.70 5.78 N/A N/A N/A N/A 25.15 36.20 16.81 1.31 N/A 4.91 17.75 5.50 9.36 9.31 13.06 N/A 18.31 8.73 4.41 12.96 23.87 5.75 30.69 17.45 22.36 N/A 13.53 11.00 3.73 4.73 0.31 3.51 1.72 8.23 N/A N/A N/A N/A N/A -3.57 -0.75 -0.29 N/A N/A N/A 4.78 N/A 6.19 N/A N/A N/A N/A N/A -0.57 10.51 N/A N/A N/A 18.43 N/A N/A N/A -47.90 5.91 0.77 3.22 N/A N/A N/A N/A N/A 12.20 29.85 9.56 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A -6.52 -12.46 N/A N/A N/A N/A N/A N/A N/A 10.75 N/A -5.34 N/A -12.31 N/A -3.37 -5.51 N/A 1.77 N/A 5.01 N/A N/A N/A N/A N/A 9.78 6.89 5.10 N/A N/A N/A N/A N/A Fund BondBloxx:Blm 20Y TD UST BondBloxx:Blm 2Y TD UST BondBloxx:Blm 3Y TD UST BondBloxx:Blm 5Y TD UST BondBloxx:Blm 6Mo TD UST BondBloxx:Blm 7Y TD UST BondBloxx:CCC USD HY CB BondBloxx:JPM USD EM1-10 Bondbloxx:USD HY Bd SR BondBloxx:USD HYB CC S BondBloxx:USD HYB CNC S BondBloxx:USD HYB Enrg S BondBloxx:USD HYB F&R S BondBloxx:USD HYB HlCr S BondBloxx:USD HYB Ind S BondBloxx:USD HYB TM&T S Bridges Capital Tactical Brookstone Active Brookstone Dvdnd Stk Brookstone Grwth Stck Brookstone Intrmdt Bd Brookstone Opportunities Brookstone Ult-Shrt Bd Brookstone Val Stck Brookstone Yield BTD Capital Build Bond Innovation Burney US Factor Rotatn Bushido Capital US Eqty Cabana Tgt Drawdown 10 Cabana Tgt Drawdown 13 Cabana Tgt Drawdown 16 Cabana Tgt Drawdown 7 Cabana Tgt Ld Sec Aggr Cabana Tgt Ld Sec Cons Cabana Tgt Ld Sec Mod Calamos:AntetokounmpoGSE Calvert Intl Resp Idx Calvert Ultra-Sh Inv Gr Calvert US LC Cr Resp Id Calvert US LC DEI Id Calvert US MC Cr Res Id Calvert US Select Eqty Cambiar Aggrssv Value Cambria Cannabis Cambria Emg Shrhldr Yld Cambria For ShHolder Yld Cambria Glbl Asset Alloc Cambria Global Mom ETF Cambria Global Real Est Cambria Global Tail Risk Cambria Global Value ETF Cambria Shrhldr Yld ETF Cambria Tail Risk Cambria Trinity ETF Cambria Val and Momentum Cap Grp Core Eqty Cap Grp Core Plus Income Cap Grp Dividend Growers Cap Grp Dividend Value Cap Grp Glbl Growth Eqty Cap Grp Growth Cap Grp Intl Foc Eqty Cap Grp Municipal Inc Cap Grp Shrt Dur Inc Cap Grp Shrt Dur Mun Inc Cap Grp US MS Inc Cap Link Gl Fintech Ldrs Capital Group Core Bal Capital Group Core Bond Capital Group Intl Eqty Carbon Cllctv CS US Eq Carbon Strategy Cboe Vld S&P 500 D PW Id ClearBridge AC Grw ESG ClearBridge Div Str ESG ClearBridge Foc Val ESG ClearBridge LC Gr ESG ClearShares OCIO ClearShares Piton Int FI ClearShares Ult-Sht Mat Clockwise Cap Eq & Innov Clough Long/Short Equity Clough Select Equity CNIC ICE US Cb Ntrl PFI Columbia:Dvsd FI All ETF Columbia:EM Consumer ETF Columbia:EM Cre ex-China Columbia:India Consumer Columbia:Intl ESG Eq ETF Columbia:Mlt-Sec Mun Inc Columbia:Research Enh Cr Data provided by Description ETF Symbols General U.S. Treasury Short U.S. Treasury Short-Interm. U.S. Government Interm. U.S. Government Short U.S. Treasury Interm. U.S. Government High Yield Emerging Mrkts Hard Currency Debt High Yield High Yield High Yield High Yield High Yield High Yield High Yield High Yield Flexible Portfolio Mixed-Asset Trgt Alloc Gro Fds Equity Income Large-Cap Growth Short Inv. Grade Debt Flexible Portfolio Ultra-Short Obligations Mid-Cap Value Flexible Portfolio Multi-Cap Core Flexible Portfolio Multi-Cap Core Large-Cap Value Flexible Portfolio Flexible Portfolio Flexible Portfolio Flexible Portfolio Mixed-Asset Trgt All Agg Gr Fds Mixed-Asset Trgt Alloc Con Fds Mixed-Asset Trgt Alloc Mod Fds Global Multi-Cap Growth Fds Intl Large-Cp Core Fds Ultra-Short Obligations Multi-Cap Core Large-Cap Core Mid-Cap Core Multi-Cap Core Global Multi-Cap Value Fds Specialty/Miscellaneous Emerging Markets Intl Equity Income Fds Flexible Portfolio Global Multi-Cap Core Fds Global Real Estate Global Income Intl Multi-Cp Val Fds Equity Income Absolute Return Absolute Return Small-Cap Core Large-Cap Core Core Plus Bond Global Equity Income Equity Income Global Large-Cap Growth Fds Multi-Cap Growth Intl Large-Cp Gro Fds General & Insured Municipal Debt Short Inv. Grade Debt Short Municipal Debt Multi-Sector Income Global Science/Technology Fds Mixed-Asset Trgt Alloc Gro Fds Core Bond Intl Multi-Cp Gro Fds Specialty/Miscellaneous Commodities Energy Options Arbitrage/Opt Strat Fds Large-Cap Growth Equity Income Large-Cap Value Large-Cap Growth Mixed-Asset Trgt Alloc Mod Fds Core Bond Ultra-Short Obligations Science & Technology Alternative Long/Short Eqty Fds Small-Cap Growth Alternative Managed Futures Fds Multi-Sector Income Emerging Markets Emerging Markets India Region Intl Equity Income Fds General & Insured Municipal Debt Large-Cap Core XTWY XTWO XTRE XFIV XHLF XSVN XCCC XEMD HYSA XHYC XHYD XHYE XHYF XHYH XHYI XHYT BDGS BAMA BAMD BAMG BAMB BAMO BAMU BAMV BAMY DIP BFIX BRNY SMRI TDSC TDSD TDSE TDSB CLSA CLSC CLSM SROI CVIE CVSB CVLC CDEI CVMC CVSE CAMX TOKE EYLD FYLD GAA GMOM BLDG FAIL GVAL SYLD TAIL TRTY VAMO CGUS CGCP CGDG CGDV CGGO CGGR CGXU CGMU CGSD CGSM CGMS KOIN CGBL CGCB CGIE CCSO KARB PUTD CACG YLDE CFCV LRGE OCIO PIFI OPER TIME CBLS CBSE AMPD DIAL ECON XCEM INCO ESGN MUST RECS NAV 45.00 49.40 49.33 49.16 50.17 48.43 38.54 40.79 15.00 37.01 37.68 38.54 36.93 33.95 37.71 34.97 26.94 27.01 27.52 27.99 25.53 26.93 25.11 28.22 25.93 25.90 22.99 32.27 26.42 23.26 22.98 23.24 21.64 19.42 19.39 20.39 26.58 53.78 50.22 59.71 61.25 53.45 57.49 26.41 5.87 31.21 25.76 28.05 27.55 25.29 17.95 21.34 67.50 12.84 25.15 28.26 28.27 22.66 27.10 29.81 25.69 28.22 23.85 27.00 25.41 25.78 26.91 31.14 27.29 26.38 27.59 19.53 32.48 21.06 47.09 44.34 35.87 59.63 30.71 92.49 100.06 21.02 20.50 25.14 22.61 18.04 20.95 30.26 58.61 28.66 20.80 27.66 Net Assets (MIL) 28.3 100.9 32.7 38.5 1144.2 65.3 22.3 201.8 29.6 23.5 11.1 21.1 30.7 11.5 42.4 30.5 19.6 29.4 55.8 55.1 47.2 27.5 57.2 58.0 28.1 3.5 17.5 214.5 271.8 292.5 69.3 47.9 95.5 39.9 25.9 103.7 10.2 71.7 46.4 236.0 29.4 27.2 25.3 49.5 9.8 243.8 206.1 51.6 145.3 22.3 2.7 112.6 928.7 111.8 113.6 62.0 1581.0 1314.2 74.0 4831.0 2257.3 3401.7 1734.8 417.0 295.2 46.0 292.2 12.9 59.1 52.1 41.3 20.1 0.7 29.6 107.2 34.4 3.3 175.2 128.5 93.4 235.4 18.0 7.8 6.1 4.8 382.4 65.6 609.4 140.3 7.0 388.9 259.7 4th Qtr Total Return 1 Year 3 Years* 15.70 2.65 3.49 5.09 1.54 6.43 6.98 7.02 7.01 7.06 7.45 5.01 7.78 8.01 6.58 7.41 6.99 8.27 10.51 10.99 2.82 7.98 1.20 13.51 5.22 8.16 3.82 13.73 8.92 8.22 8.83 8.96 6.03 9.82 4.35 6.33 11.79 11.65 1.94 12.85 13.55 12.63 13.09 8.08 2.27 9.29 8.26 7.66 3.33 10.99 -3.75 11.65 9.30 0.01 4.25 6.09 13.08 7.05 9.66 13.33 12.44 15.53 9.95 6.41 2.87 4.00 7.21 11.13 10.03 6.65 11.06 7.22 1.55 7.01 16.26 10.24 12.97 15.31 7.56 4.23 1.35 15.26 8.18 13.22 -8.65 8.52 5.37 11.99 14.45 8.04 7.61 11.31 2.38 4.23 4.33 4.42 4.91 3.73 19.24 9.96 N/A 15.36 12.19 12.12 13.77 13.21 12.31 11.69 N/A N/A N/A N/A N/A N/A N/A N/A N/A 9.76 5.21 22.33 N/A 7.59 11.14 9.01 4.10 10.26 1.77 3.90 N/A N/A N/A N/A N/A N/A N/A 20.33 -9.89 17.97 12.95 8.66 0.93 2.54 -9.97 13.78 16.47 -12.98 4.53 5.65 27.64 7.25 N/A 28.83 23.30 42.13 15.38 6.78 5.14 N/A 11.39 17.52 N/A N/A N/A 13.97 7.53 N/A 43.08 15.56 20.94 45.98 12.10 4.56 5.11 57.81 -2.78 16.90 N/A 8.48 7.34 20.30 34.12 21.09 5.98 22.91 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A -0.30 -1.20 -0.66 -2.08 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 8.15 -24.09 3.89 8.03 3.11 5.12 2.12 -11.58 4.92 17.46 -12.98 5.16 14.88 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 1.70 N/A N/A N/A N/A N/A N/A 5.86 8.91 9.70 7.22 3.59 -1.36 2.39 N/A -3.97 2.50 N/A -3.31 -8.16 2.12 14.13 8.08 -0.28 11.93
L32 BARRON’S • Funds Quarterly January 8, 2024 ETF Score Card For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund Columbia:Research Enh Va Columbia:Rsrch Enh Rl E Columbia:Sel Smcn & Tech Columbia:Short Dur Bond Columbia:US ESG Eq ETF Conductor Glbl Eqty Val Congress LC Growth Congress SMid Growth Convergence L/S Equity Core Alternative CornerCap Fundamtrcs LC CP High Yield Trend ETF Crdt Suis Gld Shs Cvrd Crdt Suis Slvr Shs Cvrd Crdt Suis XL Cru Oil SCC CrsBdg Pre-Merger SPAC Cultivar Davis:Sel Financial ETF Davis:Sel Internatl ETF Davis:Sel US Equity ETF Davis:Sel Worldwide ETF Day Hagan/NDR SS Fxd Inc Day Hagan/Ned D RSS Intl Day Hagan/Ned Dvs RSS DB Agri Double Long ETN DB Agriculture DS ETN DB Agriculture Long ETN DB Agriculture Short ETN DB Base Met Db Long ETN DB Base Metals Db Sh ETN DB Base Metals Short ETN DB Commodity Db Lng ETN DB Commodity Db Sht ETN DB Commodity Long ETN DB Commodity Short ETN DB Crude Oil Long ETN DB Crude Oil Short ETN DB Gold Double Long ETN DB Gold Double Short ETN DB Gold Short ETN Defiance Htl Air Cr Defiance Nasdaq 100 EOI Defiance Next Gen Conn Defiance Next Gen H2 Defiance Pure EV Defiance Quantum Defiance S&P 500 EOI Democracy Intl Democratic Lg Cap Core DFA Cali Mun Bd DFA Core Fixed Income DFA Em Core Eqty Mkt DFA Em Mkts Core Eqty 2 DFA Em Mkts High Prof DFA Em Mkts Sust Core 1 DFA Em Mkts Value DFA Glbl Sust Fx Inc DFA Global Real Estate DFA Infl-Protected Secs DFA Intl Value DFA Intl Core Eqty Mkt DFA Intl Core Equity 2 DFA Intl High Profit DFA Intl Small Cap DFA Intl Small Cap Value DFA Intl Sustn Core 1 DFA National Muni Bd DFA Short-Durtn Fxd Inc DFA Ultrashort Fixed Inc DFA US Core Eq 1 DFA US Core Eqty Mkt DFA US Core Equity 2 DFA US Equity DFA US High Profit DFA US Large Cap Value DFA US Marketwide Value DFA US Real Estate DFA US Sm Cap Value DFA US Small Cap DFA US Sustain Core 1 DFA US Tgt Value DFA World Equity DFA World Ex US Cr Eq 2 DGA Absolute Return Direxion:20+Y Trs Br 3X Direxion:7-10Y Trs Bl 3X Direxion:7-10Y Trs Br 3X Direxion:AAPL Bear 1X Direxion:AAPL Bull 1.5X Direxion:Aero & Def Bl3X Direxion:AMZN Bear 1X Direxion:AMZN Bull 1.5X Description ETF Symbols Multi-Cap Value Real Estate Science & Technology Short Inv. Grade Debt Equity Income Global Small-/Mid-Cap Large-Cap Growth Mid-Cap Growth Alternative Act Extension Fds Equity Income Multi-Cap Value High Yield Commodities Prec Metals Fds Commodities Prec Metals Fds Commodities Energy Alternative Event Driven Multi-Cap Value Financial Services Intl Multi-Cp Core Fds Large-Cap Value Global Multi-Cap Value Fds Absolute Return Bond Intl Multi-Cp Core Fds Large-Cap Core Commodities Specialty Commodities Specialty Commodities Agriculture Commodities Specialty Commodities Specialty Commodities Specialty Commodities Specialty Commodities Specialty Commodities Specialty Commodities General Commodities Specialty Commodities Energy Commodities Specialty Commodities Specialty Commodities Specialty Commodities Specialty Consumer Services Options Arbitrage/Opt Strat Fds Telecommunication Alternative Energy Absolute Return Global Science/Technology Fds Options Arbitrage/Opt Strat Fds Intl Large-Cp Core Fds Multi-Cap Core California Municipal Debt Corporate Debt BBB-Rated Emerging Markets Emerging Markets Emerging Markets Emerging Markets Emerging Markets Global Income Global Real Estate Inflation Protected Bond Intl Multi-Cp Val Fds Intl Multi-Cp Core Fds Intl Multi-Cp Core Fds Intl Multi-Cp Gro Fds Intl Sm/Md-Cp Core Fds Intl Sm/Md-Cp Val Fds Intl Multi-Cp Core Fds Interm. Municipal Debt Short Inv. Grade Debt Ultra-Short Obligations Small-Cap Core Multi-Cap Core Multi-Cap Core Large-Cap Core Large-Cap Core Multi-Cap Value Multi-Cap Value Real Estate Small-Cap Value Small-Cap Core Multi-Cap Core Small-Cap Value Global Multi-Cap Core Fds Intl Multi-Cp Val Fds Absolute Return Specialty Fixed Income Specialty Fixed Income Specialty Fixed Income Dedicated Short Bias Equity Leverage Equity Leverage Dedicated Short Bias Equity Leverage REVS CRED SEMI SBND ESGS CGV CAML CSMD CLSE CCOR FUNL HYTR GLDI SLVO USOI SPC CVAR DFNL DINT DUSA DWLD SSFI SSXU SSUS DGP DZZ DGZ CRUZ QQQY FIVG HDRO EVXX QTUM JEPY DMCY DEMZ DFCA DFCF DFAE DFEM DEHP DFSE DFEV DFSB DFGR DFIP DFIV DFAI DFIC DIHP DFIS DISV DFSI DFNM DFSD DUSB DCOR DFAU DFAC DFUS DUHP DFLV DFUV DFAR DFSV DFAS DFSU DFAT DFAW DFAX HF TMV TYD TYO AAPD AAPU DFEN AMZD AMZU NAV 21.66 21.54 22.36 18.35 40.66 13.27 27.57 26.65 17.05 27.57 36.56 21.38 145.06 74.08 69.64 21.16 25.19 30.24 18.50 35.17 29.60 21.35 27.07 35.64 3.80 16.44 13.32 27.69 8.71 4.51 15.07 3.58 11.71 13.47 25.03 7.79 9.88 43.43 2.36 9.86 21.55 17.66 35.86 6.47 24.80 54.33 18.01 24.66 29.36 50.61 42.35 24.13 24.96 24.23 31.58 25.18 51.77 25.95 41.19 34.38 28.66 25.54 25.67 24.16 25.78 31.99 48.41 46.83 50.23 53.48 33.23 29.21 51.79 28.59 27.02 37.20 22.71 29.09 59.55 31.10 52.28 54.88 24.44 20.67 29.66 28.02 13.10 20.19 27.38 24.45 17.41 27.16 Net Assets (MIL) 21.0 3.0 28.0 52.4 48.8 106.2 37.6 31.7 31.5 285.7 169.9 4.2 81.2 128.7 333.9 70.2 29.0 174.1 154.5 385.5 256.2 42.3 36.0 602.9 2.6 0.1 0.7 0.1 0.4 0.2 0.3 0.6 0.1 0.3 0.2 1.9 0.1 82.7 4.3 3.1 38.6 226.2 559.9 25.0 2.1 184.3 93.7 7.1 26.4 190.2 3796.8 3207.0 2702.0 177.1 171.6 486.3 221.0 1216.2 447.2 6044.6 4490.5 4642.5 1519.9 810.1 1432.5 266.6 1082.6 1804.8 85.6 177.2 4332.1 22489.3 7292.6 3601.1 1120.3 8902.2 765.2 2097.6 6326.7 633.7 8503.6 122.7 5969.7 16.3 221.1 52.6 22.6 29.4 36.8 176.1 4.1 46.1 4th Qtr Total Return 1 Year 3 Years* 8.83 19.07 16.39 4.53 9.07 8.18 11.75 9.91 6.63 -0.13 11.24 5.24 10.38 8.28 -13.14 1.09 11.11 15.44 5.01 14.98 8.71 5.32 5.69 5.57 -8.89 11.07 -3.85 6.14 3.69 -3.27 -0.82 -16.42 23.13 -7.91 11.81 -17.66 23.80 20.68 -16.92 -8.05 16.15 9.74 15.08 -2.79 -4.34 13.64 7.94 10.76 12.30 4.60 6.80 7.19 7.53 7.25 7.61 6.86 7.65 17.26 4.74 6.14 10.14 9.80 10.88 10.59 8.94 11.82 5.13 2.85 1.67 11.49 11.44 11.84 11.81 11.78 9.56 9.74 17.79 15.30 13.75 12.47 14.84 11.22 8.99 9.37 -32.26 16.18 -14.22 -9.86 17.38 64.38 -16.41 27.36 13.22 N/A 45.34 6.74 11.86 4.99 N/A N/A 17.51 -11.39 13.94 8.13 8.98 -2.10 5.95 6.05 11.84 14.21 6.53 33.66 20.02 4.22 9.81 17.95 -8.22 15.08 -1.64 10.09 -8.32 -0.30 4.45 -20.13 18.47 -7.77 12.90 -3.71 7.04 17.74 -14.50 -4.46 35.30 N/A 21.88 -30.76 N/A 39.60 N/A 17.13 24.47 N/A 6.97 12.63 13.61 11.89 14.50 15.58 9.41 9.62 4.00 17.75 17.58 17.20 18.90 15.03 19.59 17.95 3.91 5.89 N/A N/A 24.66 21.87 26.38 20.92 12.45 13.11 11.06 19.22 17.53 26.29 20.84 N/A 16.59 N/A -9.66 -2.78 0.68 -30.47 68.43 24.27 -46.50 118.55 11.03 N/A N/A N/A 13.78 6.85 N/A N/A 13.16 0.09 10.60 -0.48 1.40 -1.28 18.51 N/A N/A 11.10 -6.11 8.27 -0.33 N/A N/A 7.70 19.52 -20.64 11.33 -9.10 2.89 -16.27 -5.54 30.10 -40.16 17.00 -19.81 20.54 -25.88 -0.67 -3.28 0.10 N/A N/A 3.68 N/A N/A 10.49 N/A N/A 9.94 N/A N/A -1.21 N/A N/A N/A N/A N/A N/A N/A 10.00 5.23 N/A N/A N/A N/A N/A N/A N/A N/A N/A 9.53 9.76 9.38 N/A N/A 9.49 N/A N/A 9.53 N/A 15.33 N/A 3.74 N/A 31.75 -21.29 19.23 N/A N/A 14.55 N/A N/A Fund Direxion:Auspice BC Stra Direxion:China Bear 3X Direxion:Cloud Comp Bl2X Direxion:Cons Dis BL 3X Direxion:CSI Ch Int Bl2X Direxion:CSI300 ChA Bl2X Direxion:DJ Int Bear 3X Direxion:DJ Int Bull 3X Direxion:Dl NVDA Bl 1.5X Direxion:Dly NVDA Br 1x Direxion:Elctr & AV Bl2X Direxion:EnergyBear 2X Direxion:EnergyBull 2X Direxion:Finl Bear 3X Direxion:Finl Bull 3X Direxion:FTSE Chn Bl 3X Direxion:FTSE EU Bull 3X Direxion:Gl Cln En Bl 2X Direxion:Gold M Id Bl 2X Direxion:Gold M Id Br 2X Direxion:GOOGL Bear 1X Direxion:GOOGL Bull 1.5X Direxion:Hbldrs&Sup Bl3X Direxion:HCM TE US Eq St Direxion:Hlthcre Bull 3X Direxion:Hydrogen ETF Direxion:Industrls Bl 3X Direxion:Jr Mnr Bear 2X Direxion:Jr Mnr Bull 2X Direxion:MidCapBull 3X Direxion:Moonshot Innov Direxion:MSCI Bra Bull2X Direxion:MSCI EM Bear 3X Direxion:MSCI EM Bull 3X Direxion:MSCI Ind Bull2X Direxion:MSCI Mex Bl 3X Direxion:MSCI SKor Bl3X Direxion:MSFT Bear 1X Direxion:MSFT Bull 1.5X Direxion:NASDAQ-100 EWI Direxion:NYSE F+ BL2X Direxion:Pharma&Med Bl3X Direxion:R AI & A Bl 2X Direxion:Real Est Bl 3X Direxion:Real Est Br 3X Direxion:Reg Bnk Bull 3X Direxion:Retail Bull 3X Direxion:S&P 500 Bear 1X Direxion:S&P 500 Bear 3X Direxion:S&P 500 Bull 2X Direxion:S&P 500 Bull 3X Direxion:S&P 500 HB Bl3X Direxion:S&P 500 HB Br3X Direxion:S&P Btech Br 3X Direxion:S&P OG EP Bl 2X Direxion:S&P OG EP Br 2X Direxion:Semicnd Bear 3X Direxion:Semicnd Bull 3X Direxion:Sm Cap Bear 3X Direxion:Sm Cap Bull 3X Direxion:Tech Bear 3X Direxion:Tech Bull 3X Direxion:Transport Bl 3X Direxion:Travel Vac Bl2X Direxion:TSLA Bear 1X Direxion:TSLA Bull 1.5X Direxion:Utilities Bl 3X Direxion:Work From Home Discipline Fund Distillate Itl Fdmtl S&V Distillate Sm/M Cash Flw Distillate US Fdmntl S&V Dividend Performers Donoghue Forlines Innov Donoghue FR Yld Enh Rl A Donoghue FT High Yield DoubleLine:Comm Rl Est DoubleLine:Mortgage DoubleLine:Opportnstc Bd DoubleLine:Sh CAPE US Eq DriveWealth NYSE 100 Idx Dynamic Sh ST Vol Fut EA Bridgeway Blue Chip EA Bridgeway Omni SC Val Ecofin Global Water ESG EMQQ EM Intrt & Ecom ETF ERShares:Entrprnrs ERShares:NxtGn Entrprnrs EST:Sovereign's Cp Flrsh EST:SRH US Quality ETC 6 Mrdn Hdgd Eq Ix Op ETC 6 Mrdn Low Beta Eq S Data provided by Description ETF Symbols Commodities General Dedicated Short Bias Equity Leverage Equity Leverage Equity Leverage Equity Leverage Dedicated Short Bias Equity Leverage Equity Leverage Dedicated Short Bias Equity Leverage Dedicated Short Bias Equity Leverage Dedicated Short Bias Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Dedicated Short Bias Dedicated Short Bias Equity Leverage Equity Leverage Flexible Portfolio Equity Leverage Alternative Energy Equity Leverage Dedicated Short Bias Equity Leverage Equity Leverage Science & Technology Equity Leverage Dedicated Short Bias Equity Leverage Equity Leverage Equity Leverage Equity Leverage Dedicated Short Bias Equity Leverage Multi-Cap Growth Equity Leverage Equity Leverage Equity Leverage Equity Leverage Dedicated Short Bias Equity Leverage Equity Leverage Dedicated Short Bias Dedicated Short Bias Equity Leverage Equity Leverage Equity Leverage Dedicated Short Bias Dedicated Short Bias Equity Leverage Dedicated Short Bias Dedicated Short Bias Equity Leverage Dedicated Short Bias Equity Leverage Dedicated Short Bias Equity Leverage Equity Leverage Equity Leverage Dedicated Short Bias Equity Leverage Equity Leverage Science & Technology Flexible Portfolio Intl Multi-Cp Core Fds Small-Cap Core Multi-Cap Core Equity Income Flexible Portfolio Real Return High Yield U.S. Mortgage U.S. Mortgage Multi-Sector Income Multi-Cap Core Large-Cap Core Dedicated Short Bias Large-Cap Core Small-Cap Value Specialty/Miscellaneous Global Science/Technology Fds Multi-Cap Growth Intl Sm/Md-Cp Gro Fds Specialty/Miscellaneous Multi-Cap Growth Options Arbitrage/Opt Strat Fds Mid-Cap Core COM YANG CLDL WANT CWEB CHAU WEBS WEBL NVDU NVDD EVAV ERY ERX FAZ FAS YINN EURL KLNE NUGT DUST GGLS GGLL NAIL HCMT CURE HJEN DUSL JDST JNUG MIDU MOON BRZU EDZ EDC INDL MEXX KORU MSFD MSFU QQQE FNGG PILL UBOT DRN DRV DPST RETL SPDN SPXS SPUU SPXL HIBL HIBS LABD GUSH DRIP SOXS SOXL TZA TNA TECS TECL TPOR OOTO TSLS TSLL UTSL WFH DSCF DSTX DSMC DSTL IPDP DFNV DFRA DFHY DCMB DMBS DBND CAPE CETF WEIX BBLU BSVO EBLU EMQQ ENTR ERSX SOVF SRHQ SIXH SIXL NAV 27.80 12.82 10.91 34.15 33.27 14.00 8.53 15.14 27.85 22.19 44.86 27.91 56.61 13.69 82.49 21.00 23.75 8.78 34.77 10.22 17.21 31.71 109.68 26.61 101.44 12.12 43.12 5.50 33.95 44.35 11.36 103.11 11.02 30.25 56.80 35.02 9.39 15.59 39.63 84.58 91.54 7.70 20.64 10.63 34.43 97.24 9.14 13.30 11.56 103.18 103.86 42.58 27.11 9.70 32.70 11.30 5.81 31.39 19.97 39.42 9.91 66.67 32.85 14.22 18.80 14.35 21.16 54.54 22.32 23.75 34.42 49.37 17.03 27.80 28.89 20.99 50.82 49.42 46.21 26.50 25.87 27.79 10.36 20.99 43.82 30.93 13.50 12.69 28.34 32.17 33.33 33.11 Net Assets (MIL) 282.9 104.9 7.2 33.4 359.3 64.7 25.2 159.8 26.6 11.9 4.8 22.9 376.5 135.5 1874.9 601.2 22.8 3.3 573.8 75.8 1.8 38.7 225.8 174.6 173.3 28.3 26.9 69.2 312.5 51.4 27.0 122.2 23.2 81.5 63.9 14.4 38.0 8.2 61.0 911.4 31.4 10.2 28.3 59.5 113.9 556.7 51.1 195.0 672.1 293.9 3387.6 79.5 38.9 58.8 526.6 64.6 935.9 7193.7 345.6 1759.6 100.9 2872.7 26.9 13.7 40.0 1015.2 42.2 30.7 36.1 31.9 37.6 1367.2 19.1 45.4 50.1 32.0 86.1 160.4 231.5 331.0 0.7 5.4 126.9 962.1 47.4 454.9 66.4 19.7 24.9 120.0 363.0 139.8 4th Qtr Total Return 1 Year 3 Years* -5.60 18.81 32.97 30.02 -3.45 -12.59 -38.62 49.51 18.10 -12.84 -23.36 14.78 -14.80 -31.16 41.22 -26.06 34.43 10.30 31.26 -30.02 -6.27 7.58 99.70 12.33 15.40 1.41 37.93 -33.18 33.44 31.23 7.75 35.61 -19.24 19.87 19.21 53.51 38.09 -15.32 27.94 13.40 36.12 8.47 29.17 56.59 -42.40 80.22 57.76 -8.96 -26.10 22.09 33.33 52.40 -40.99 -52.58 -15.87 13.35 -47.51 66.61 -35.09 37.85 -38.00 54.92 34.74 24.42 -2.30 -4.61 19.89 15.41 7.63 9.92 12.66 11.08 13.41 12.69 7.19 5.72 2.50 6.74 6.51 12.54 2.74 8.94 9.89 16.56 16.06 5.07 17.49 8.47 13.55 12.51 4.45 8.10 -2.16 12.13 84.32 114.37 -32.92 -28.44 -75.59 165.54 N/A N/A -22.78 -0.29 -12.31 -26.53 14.54 -53.01 44.13 -44.33 2.71 -27.55 -37.68 80.63 259.71 N/A -9.76 -9.74 36.79 -28.51 -4.52 27.59 9.49 55.18 -19.51 6.38 26.27 115.16 28.53 -35.86 82.92 33.72 203.82 -12.66 72.26 11.92 -33.80 -55.83 34.23 -14.94 -45.84 47.09 69.20 81.40 -62.98 -41.60 -7.38 -17.13 -84.59 226.36 -41.01 25.95 -74.45 202.76 54.48 45.42 -60.15 139.57 -35.54 35.61 10.50 20.10 29.46 22.67 30.01 27.00 19.01 7.71 N/A N/A 6.34 27.75 N/A 53.07 30.48 17.14 20.15 4.19 51.35 4.72 N/A 21.82 4.86 2.39 11.11 -6.10 N/A -12.38 -61.68 -29.22 -31.62 -37.43 N/A N/A N/A -56.16 62.39 -37.45 12.18 -62.06 -1.08 N/A -19.95 -18.88 N/A N/A 33.64 N/A 10.44 N/A 14.89 -16.29 -33.99 3.82 -28.28 0.66 2.98 -30.45 10.85 42.20 -36.69 N/A N/A 6.02 N/A -32.16 -19.44 -2.32 -29.57 -24.92 -19.64 -8.35 -32.42 13.23 13.41 9.69 -56.07 -26.32 52.59 -64.60 -67.61 0.85 -27.80 -15.36 -50.75 18.27 9.52 N/A N/A N/A -6.32 -6.25 N/A -0.24 N/A 12.24 10.67 4.60 N/A -2.26 N/A N/A N/A N/A N/A N/A 11.64 17.72 5.31 -21.18 -6.54 -12.34 N/A N/A 10.01 4.38
January 8, 2024 BARRON’S • L33 Funds Quarterly ETF Score Card For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund ETC 6 Mrdn Mega Cap Eqty ETC 6 Mrdn Quality Gro ETC 6 Mrdn Small Cp Eqty ETF Mgr:Brkwv DB Shppng ETF Mgr:Brkwv Tkr Shppng ETFB Green SRI REITs ETFis:InfraCap MLP ETFis:InfraCap REIT Pref ETFis:Virtus InfCp US PS ETFis:Virtus LS Bio Clin ETFis:Virtus LS Bio Prod ETFis:Virtus NF MS Bd ETFis:Virtus Prv Cd Str ETFis:Virtus Reaves Uts ETFis:Virtus Rl Asst I ETFis:Virtus WMC Intl Dv ETFMG Alternative Hrvst ETFMG Prime Cybr Sec ETF ETFMG Prime Jr Silvr Mnr ETFMG Prime Mob Pymt ETF ETFMG Travel Tech ETFMG Trtmnt Tstng Adv ETFMG US Alternative Hrv Etho Climate Leadrshp US Euclidean Fundamental Vl Fairlead Tactical Sector FCF Intl Qlty FCF US Quality ETF Federated Hrms SD Corp Federated Hrms SD Hi Yld Federated Hrms US Str Dv Fidelity Blue Chip G ETF Fidelity Blue Chip V ETF Fidelity Clean Energy Fidelity Cloud Computing Fidelity Crypto In&Dg Py Fidelity Digital Health Fidelity Disrupt Auto Fidelity Disrupt Comm Fidelity Disrupt Fnnc Fidelity Disrupt Med Fidelity Disrupt Tech Fidelity Disruptors Fidelity Dv Rising Rates Fidelity Elec Veh & FT Fidelity EM Multifctr Fidelity Enh Intl Fidelity Enh LC Core Fidelity Enh LC Growth Fidelity Enh LC Value Fidelity Enh Mid Cap Fidelity Enh Small Cap Fidelity Growth Opps Fidelity High Dividend Fidelity High Yield Fctr Fidelity Intl High Div Fidelity Intl Multifctr Fidelity Intl Val Fctr Fidelity Low Vol Factor Fidelity Magellan Fidelity Metaverse Fidelity Momentum Factor Fidelity MSCI Comm Svc Fidelity MSCI Cons Discr Fidelity MSCI Cons Stpls Fidelity MSCI Energy Fidelity MSCI Financials Fidelity MSCI Hlth Care Fidelity MSCI Industrial Fidelity MSCI Info Tech Fidelity MSCI Materials Fidelity MSCI Real Est Fidelity MSCI Utilities Fidelity Nasd Composite Fidelity Nw Millennium Fidelity Pref Secs Inc Fidelity Quality Factor Fidelity Real Estate Inv Fidelity Small-Mid MF Fidelity Sm-Mid Cp Opps Fidelity Stocks for Inf Fidelity Sustain US Eqty Fidelity Sustainable HY Fidelity US Multifactor Fidelity Value Factor Fidelity Wmn Ldrshp Fidelity:Corporate Bond Fidelity:Inv Grade Bond Fidelity:Inv Grade Sec Fidelity:Limited Term Bd Fidelity:Low Dur Bd Fctr Fidelity:Sust Core+Bd Description ETF Symbols Large-Cap Value Multi-Cap Growth Small-Cap Core Alternative Managed Futures Fds Alternative Managed Futures Fds Global Real Estate Energy MLP Real Estate Flexible Income Health/Biotechnology Health/Biotechnology Alternative Credit Focus Financial Services Utility Flexible Portfolio Intl Equity Income Fds Specialty/Miscellaneous Global Science/Technology Fds Precious Metals Equity Global Science/Technology Fds Consumer Services Health/Biotechnology Specialty/Miscellaneous Multi-Cap Core Multi-Cap Value Flexible Portfolio Intl Multi-Cp Gro Fds Multi-Cap Growth Short-Intmdt Inv. Grade Debt Short High Yield Equity Income Large-Cap Growth Multi-Cap Value Alternative Energy Science & Technology Global Science/Technology Fds Global Health/Biotechnology Fds Global Science/Technology Fds Telecommunication Global Financial Services Health/Biotechnology Global Science/Technology Fds Global Multi-Cap Growth Fds Equity Income Global Science/Technology Fds Emerging Markets Intl Multi-Cp Core Fds Large-Cap Core Large-Cap Growth Multi-Cap Value Mid-Cap Core Small-Cap Core Multi-Cap Growth Equity Income High Yield Intl Equity Income Fds Intl Multi-Cp Core Fds Intl Large-Cp Val Fds Multi-Cap Core Large-Cap Growth Global Science/Technology Fds Multi-Cap Growth Telecommunication Consumer Services Consumer Goods Natural Resources Financial Services Health/Biotechnology Industrials Science & Technology Basic Materials Real Estate Utility Multi-Cap Growth Multi-Cap Value Flexible Income Large-Cap Core Real Estate Small-Cap Core Small-Cap Core Multi-Cap Core Multi-Cap Core High Yield Multi-Cap Core Multi-Cap Value Multi-Cap Core Corporate Debt BBB-Rated Core Bond U.S. Mortgage Short-Intmdt Inv. Grade Debt Short Inv. Grade Debt Core Plus Bond SIXA SXQG SIXS BDRY BWET RITA AMZA PFFR PFFA BBC BBP NFLT VPC UTES VRAI VWID MJ HACK SILJ IPAY AWAY GERM MJUS ETHO ECML TACK TTAI TTAC FCSH FHYS FDV FBCG FBCV FRNW FCLD FDIG FDHT FBOT FDCF FDFF FMED FDTX FDIF FDRR FDRV FDEM FENI FELC FELG FELV FMDE FESM FGRO FDVV FDHY FIDI FDEV FIVA FDLO FMAG FMET FDMO FCOM FDIS FSTA FENY FNCL FHLC FIDU FTEC FMAT FREL FUTY ONEQ FMIL FPFD FQAL FPRO FSMD FSMO FCPI FSST FSYD FLRG FVAL FDWM FCOR FIGB FSEC FLTB FLDR FSBD NAV 36.70 26.59 47.12 11.64 16.04 19.34 35.26 18.44 20.42 24.46 57.97 22.45 21.92 44.67 23.85 26.99 3.24 60.45 10.02 46.54 19.60 19.67 1.61 55.71 31.25 24.78 29.02 56.63 23.88 22.85 24.01 33.25 29.15 17.26 22.55 27.88 19.42 25.20 29.50 29.13 24.22 28.40 26.52 43.95 17.15 23.93 26.59 26.56 26.24 26.83 27.41 28.11 18.97 42.25 47.88 20.61 26.65 24.42 52.90 24.12 28.01 52.93 44.50 78.94 44.60 23.05 53.54 64.65 61.22 143.58 48.69 26.64 40.87 59.13 36.19 20.81 54.26 21.67 36.17 23.61 35.01 22.54 46.43 27.78 52.97 20.49 46.86 43.34 42.95 49.16 49.83 47.27 Net Assets (MIL) 190.8 31.0 62.8 72.8 2.1 6.7 357.7 62.4 671.5 8.8 15.4 49.2 25.0 46.2 18.4 9.2 214.3 1556.1 688.5 342.1 103.4 12.4 117.5 172.9 153.2 205.3 58.5 315.0 26.6 26.9 72.3 919.6 114.0 27.8 46.7 49.3 8.6 102.6 39.0 41.6 45.8 101.8 86.8 513.1 45.6 27.6 1337.2 1893.4 2075.5 1825.0 1390.8 452.9 206.8 1894.3 256.6 89.7 38.5 87.0 718.6 50.3 22.7 154.4 848.7 1232.7 1060.3 1578.9 1386.0 2899.3 823.8 7848.0 453.0 936.0 1344.6 5214.0 158.7 32.3 349.8 14.2 126.5 37.9 131.9 10.1 9.0 45.6 596.3 3.4 191.5 33.5 3.1 159.9 276.5 11.4 4th Qtr Total Return 1 Year 3 Years* 9.15 13.00 11.25 111.67 2.58 11.89 3.52 8.65 8.92 24.95 15.64 6.09 5.61 8.15 9.51 9.11 -9.41 17.34 18.64 18.73 16.01 9.94 -13.29 12.26 12.58 9.82 10.60 10.84 3.59 4.24 8.64 14.90 6.43 8.53 18.95 73.90 15.06 13.48 19.18 16.65 9.50 20.49 16.11 10.94 0.16 8.07 10.07 10.95 12.13 8.77 12.24 12.86 15.58 10.65 6.79 12.01 8.34 7.61 9.19 13.38 17.29 13.70 12.32 13.25 5.59 -6.62 15.52 7.07 13.66 17.19 10.65 18.09 8.58 13.94 11.55 6.71 10.48 16.91 12.54 12.45 9.54 12.31 6.95 9.15 11.24 14.06 8.37 6.97 7.49 3.79 2.17 7.12 11.92 28.30 14.96 24.09 N/A 9.55 23.47 19.75 24.81 -1.64 17.44 9.22 21.55 -2.40 5.70 17.00 -21.50 37.42 -4.63 18.35 18.21 -13.81 -17.93 14.80 N/A 7.38 17.39 22.93 5.62 11.53 -2.13 57.72 5.53 -19.61 52.39 165.75 4.54 22.01 46.62 14.26 0.24 52.74 29.22 13.61 12.90 16.67 18.54 25.06 37.34 10.37 15.29 20.35 49.56 17.90 11.64 16.60 14.15 20.26 16.29 31.27 40.62 24.71 44.43 40.42 2.29 0.04 14.03 2.48 22.55 53.27 13.66 11.73 -7.45 45.29 25.19 11.09 24.13 10.92 17.28 17.17 15.34 25.40 12.81 18.10 23.02 22.79 9.02 6.42 5.41 6.00 6.39 6.99 9.45 N/A 9.50 13.65 N/A N/A 35.46 -0.93 6.99 -20.97 2.86 0.19 12.77 5.88 5.91 7.00 -37.36 1.91 -14.70 -11.20 -8.72 -13.60 N/A 2.78 N/A N/A 1.31 11.17 N/A N/A N/A 5.22 9.80 N/A N/A N/A N/A -0.19 -0.31 1.89 -4.50 -4.12 -0.27 9.04 N/A -0.24 4.36 10.96 9.25 9.82 7.07 5.84 N/A 13.49 1.10 9.02 1.78 7.72 8.86 N/A N/A 7.22 0.15 4.20 5.69 36.39 10.57 5.26 10.82 12.07 8.66 5.05 3.22 6.49 15.90 N/A 9.61 N/A 9.52 N/A 12.95 N/A N/A 10.83 11.25 N/A -3.33 N/A N/A -0.45 1.88 N/A Fund Fidelity:Sust Low Dur Bd Fidelity:Tactical Bd Fidelity:Total Bond FIS Christian Stock Fund FIS KOC Global Belief FlexShs:Core Select Bond FlexShs:CS US Crp Bd Idx FlexShs:CS US Lng Crp Bd FlexShs:Disp Dur MBS Id FlexShs:DM ex-US Ql LV FlexShs:EM Qlty LV FlexShs:ESG & Cl EM C FlexShs:ESG C DM ex-US C FlexShs:ESG Clim I Gr CC FlexShs:ESG Clim US LC C FlexShs:Gl Qual RE Idx FlexShs:HY Val-Sco Bond FlexShs:iB 3Y TD TIPS FlexShs:iB 5Y TD TIPS FlexShs:Int Qual Div Def FlexShs:Int Qual Div Dyn FlexShs:Int Qual Div Idx FlexShs:MS DM exUS Fac FlexShs:MS EM Fac Tilt FlexShs:MS Gl Ups NR Idx FlexShs:MS US Mkt Fac FlexShs:Qual Div Def FlexShs:Quality Div FlexShs:Real Asst All Id FlexShs:STOXX Gl Brd Inf FlexShs:STOXX Gl ESG Sel FlexShs:STOXX US ESG Sel FlexShs:Ultra-Short Inc FlexShs:US Qlty LV FlexShs:US Qual LgCp Idx FMC Excelsior Focus Eqty FMQQ The Nxt Fntr I&E Formidable ETF Formidable Fortress ETF FPA Global Equity ETF Franklin ETF:Bdy G US FI Franklin ETF:ClrBrdg SI Franklin ETF:Dsrptv Com Franklin ETF:Dyn Muni Bd Franklin ETF:EM CDT Idx Franklin ETF:Expo Data Franklin ETF:Foc Grwth Franklin ETF:FTSE AsiaxJ Franklin ETF:FTSE Aus Franklin ETF:FTSE Brazil Franklin ETF:FTSE Canada Franklin ETF:FTSE China Franklin ETF:FTSE Eu Franklin ETF:FTSE Euro Franklin ETF:FTSE Ger Franklin ETF:FTSE HK Franklin ETF:FTSE India Franklin ETF:FTSE Jpn Franklin ETF:FTSE Jpn Hg Franklin ETF:FTSE Lat Am Franklin ETF:FTSE Mex Franklin ETF:FTSE SA Franklin ETF:FTSE SK Franklin ETF:FTSE Swzlnd Franklin ETF:FTSE Taiwan Franklin ETF:FTSE UK Franklin ETF:Gen Adv Franklin ETF:HY Corp Franklin ETF:Inc Focus Franklin ETF:Intel Mach Franklin ETF:Intl Agg Bd Franklin ETF:Intl CDT Ix Franklin ETF:Inv Gr Corp Franklin ETF:Mun Grn Bd Franklin ETF:SD US Govt Franklin ETF:Senior Loan Franklin ETF:Sys SP Franklin ETF:Ult Shrt Bd Franklin ETF:US CDT Idx Franklin ETF:US Core Bd Franklin ETF:US Eqty Idx Franklin ETF:US LC Mltfc Franklin ETF:US Low Vol Franklin ETF:US MC Mltfc Franklin ETF:US SC Mltfc Franklin ETF:US Treas Bd Franklin ETF:West Ast Bd Franklin Rspn Src Gold Freedom 100 Emerg Mkts Freedom Day Dividend Frnkln Intl LoVol HD Ix Frnkln US LoVol HD Ix Data provided by Description ETF Symbols Short Inv. Grade Debt Global High Yield Core Bond Global Multi-Cap Core Fds Global Multi-Cap Core Fds Core Bond Corporate Debt BBB-Rated Corporate Debt BBB-Rated U.S. Mortgage Intl Multi-Cp Core Fds Emerging Markets Emerging Markets Intl Large-Cp Core Fds Corporate Debt BBB-Rated Large-Cap Core Global Real Estate High Yield Inflation Protected Bond Inflation Protected Bond Intl Equity Income Fds Intl Equity Income Fds Intl Equity Income Fds Intl Multi-Cp Val Fds Emerging Markets Global Natural Resources Multi-Cap Core Equity Income Equity Income Real Return Global Infrastructure Global Large-Cap Value Fds Large-Cap Core Ultra-Short Obligations Multi-Cap Core Large-Cap Core Multi-Cap Growth Emerging Markets Multi-Cap Core Multi-Cap Core Global Multi-Cap Value Fds Corporate Debt BBB-Rated Industrials Consumer Services Interm. Municipal Debt Emerging Markets Science & Technology Large-Cap Growth Pacific Ex Japan Pacific Region Latin American Intl Large-Cp Core Fds China Region European Region European Region European Region China Region India Region Japanese Japanese Latin American Latin American Emerging Markets Pacific Ex Japan European Region China Region European Region Health/Biotechnology High Yield Flexible Portfolio Science & Technology Intl Income Intl Large-Cp Core Fds Corporate Debt BBB-Rated General & Insured Municipal Debt Short U.S. Government Loan Participation Absolute Return Ultra-Short Obligations Equity Income Core Bond Large-Cap Core Large-Cap Core Large-Cap Core Mid-Cap Growth Small-Cap Core General U.S. Treasury General Bond Commodities Prec Metals Fds Emerging Markets Equity Income Intl Large-Cp Val Fds Multi-Cap Value FSLD FTBD FBND PRAY KOCG BNDC SKOR LKOR MBSD QLVD QLVE FEEM FEDM FEIG FEUS GQRE HYGV TDTT TDTF IQDE IQDY IQDF TLTD TLTE GUNR TILT QDEF QDF ASET NFRA ESGG ESG RAVI QLV QLC FMCX FMQQ FORH KONG FPAG USFI INFR BUYZ FLMI DIEM XDAT FFOG FLAX FLAU FLBR FLCA FLCH FLEE FLEU FLGR FLHK FLIN FLJP FLJH FLLA FLMX FLSA FLKR FLSW FLTW FLGB HELX FLHY INCM IQM FLIA DIVI FLCO FLMB FTSD FLBL FLSP FLUD UDIV FLCB USPX FLQL FLLV FLQM FLQS FLGV WABF FGDL FRDM MBOX LVHI LVHD NAV 50.01 49.48 45.88 25.58 23.48 22.37 47.85 44.73 20.57 25.97 23.35 46.54 48.04 41.50 54.04 55.90 41.01 23.63 23.66 21.11 27.93 23.31 68.50 50.94 41.11 182.52 59.03 61.49 30.66 53.59 149.60 116.03 75.02 56.22 52.95 26.57 11.24 22.52 26.45 26.48 24.95 24.62 28.82 24.21 24.90 21.81 28.92 21.42 28.67 21.03 33.35 16.04 28.22 24.21 23.19 18.11 34.82 28.10 26.31 24.61 33.19 36.39 22.98 33.13 41.29 25.20 30.49 23.50 25.70 51.10 20.25 30.68 21.62 24.12 90.01 24.23 21.79 24.71 36.95 21.60 41.67 47.70 51.69 48.11 38.83 20.81 26.13 27.55 32.98 28.57 27.61 36.36 Net Assets (MIL) 6.3 14.4 6109.1 32.9 20.7 183.5 283.6 31.6 75.7 67.9 13.6 4.5 43.5 28.1 39.0 291.8 1373.3 1907.7 822.3 26.5 72.6 536.1 510.6 235.2 7191.2 1444.0 338.2 1682.5 16.9 2168.8 165.5 181.6 1112.2 199.0 161.0 82.7 19.0 28.9 26.2 44.6 12.0 8.4 9.6 149.4 12.0 4.2 55.0 33.6 29.1 158.5 363.8 104.2 129.8 18.9 15.6 10.7 484.3 1693.1 36.1 66.2 35.8 17.3 291.4 43.9 188.5 612.4 11.2 229.3 99.3 21.5 427.6 510.1 625.5 108.4 170.2 285.3 163.4 2.5 58.4 1751.5 950.1 1099.6 135.3 336.5 31.9 457.5 42.8 70.7 727.3 78.7 638.6 853.8 4th Qtr Total Return 1 Year 3 Years* 1.70 7.65 6.85 11.18 10.43 6.89 5.81 13.91 5.35 6.89 5.67 7.97 11.39 8.34 11.66 14.89 6.25 3.16 4.53 9.49 13.96 11.51 10.24 7.37 2.61 12.60 9.95 11.13 8.93 11.21 11.08 10.46 1.63 9.66 11.49 12.34 9.46 6.55 5.89 11.83 7.96 12.98 17.49 6.93 8.99 21.44 15.73 6.31 14.53 18.13 12.12 -4.47 11.33 12.51 13.18 3.29 10.55 7.88 3.83 17.11 17.20 8.47 14.57 10.52 16.52 7.28 7.51 6.83 7.94 15.51 6.12 10.79 7.99 8.61 2.37 3.08 -2.27 1.68 12.39 6.67 11.96 11.35 9.84 12.55 13.91 5.43 8.06 10.22 17.59 11.76 6.05 9.13 5.38 N/A 6.84 19.38 20.13 5.34 7.52 12.39 4.62 12.21 8.34 9.13 17.90 8.61 25.53 9.29 13.03 4.54 4.19 14.82 23.23 19.61 17.56 12.52 -1.72 24.65 17.42 19.63 5.51 8.94 25.43 27.83 5.54 13.72 25.86 21.93 15.64 0.73 12.75 29.00 N/A 5.19 38.76 7.67 14.59 45.79 49.15 6.39 13.38 33.17 15.23 -11.98 20.93 15.90 24.12 -11.90 20.71 19.68 35.04 32.44 39.82 12.43 20.99 16.71 29.78 15.37 1.23 13.97 N/A 41.00 7.06 19.23 7.77 7.72 4.86 13.57 4.69 5.92 25.14 5.67 27.16 23.46 13.88 17.46 20.61 4.15 N/A 13.63 23.23 15.51 17.20 -1.08 N/A N/A -2.42 N/A N/A -3.67 -1.50 -6.44 -2.21 2.33 -1.51 N/A N/A N/A N/A 1.67 1.43 1.69 -0.23 2.43 5.22 4.02 4.42 -0.58 12.31 9.60 9.63 10.00 4.05 2.45 8.16 9.62 1.85 8.92 10.25 N/A N/A N/A N/A N/A N/A N/A -17.44 0.18 -0.75 N/A 1.49 -6.04 5.64 7.04 9.41 -18.55 5.89 10.00 0.60 -7.86 11.42 0.65 14.49 9.28 19.72 14.04 -6.78 4.71 6.75 7.95 -11.64 2.15 N/A 5.70 -0.94 11.15 -3.92 -1.55 0.23 5.21 5.26 2.05 8.30 -3.53 7.22 10.05 8.72 9.60 8.31 -3.43 N/A N/A 3.81 N/A 12.95 7.20
L34 BARRON’S • Funds Quarterly January 8, 2024 ETF Score Card For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund FT ADEX II:APAC Ex-Japan FT ADEX II:Brazil ADEX FT ADEX II:China ADEX FT ADEX II:DM ex-US FT ADEX II:DM ex-US SC FT ADEX II:Emerg Mkts FT ADEX II:Emerg Mkts SC FT ADEX II:Europe ADEX FT ADEX II:Eurozone ADEX FT ADEX II:Germany ADEX FT ADEX II:India N50 EW FT ADEX II:Japan ADEX FT ADEX II:Latin America FT ADEX II:Switzerland FT ADEX II:UK AlphaDEX FT ADEX:Consumer Dscr FT ADEX:Consumer Stpls FT ADEX:Energy AlphaDEX FT ADEX:Financials ADEX FT ADEX:Health Care ADEX FT ADEX:Ind/Prod Drbls FT ADEX:Large Cap Core FT ADEX:Large Cap Gro FT ADEX:Large Cap Val FT ADEX:Materials ADEX FT ADEX:Mid Cap Core FT ADEX:Mid Cap Growth FT ADEX:Mid Cap Value FT ADEX:Multi Cap Gro FT ADEX:Multi Cap Val FT ADEX:Small Cap Core FT ADEX:Small Cap Gro FT ADEX:Small Cap Val FT ADEX:Technology ADEX FT ADEX:Utilities ADEX FT II:Alerian Disrup Tch FT II:Alerian US NG Infr FT II:Bloomberg EMD FT II:Cloud Computing FT II:DJ Glbl Sel Div FT II:DJ Intl Internet FT II:Global Wind Energy FT II:Indxx Gl Agri FT II:Indxx Gl NR Inc FT II:Indxx Metaverse FT II:Indxx NextG FT II:Intl Eqty Opps FT II:IPOX Eur Eq Opptys FT II:NSDQ Cln Edge SGI FT II:Nsdq Cybersecurity FT II:Nsdq Lux Digi Hlth FT II:SNet Fut Vhc & Tch FT II:STOXX Eur Sel Div FT III:Cali Mun High Inc FT III:EM Loc Cur Bd FT III:Hrzn MV Dev Itl FT III:Hrzn MV Domstc FT III:Hrzn MV Sm/Mid FT III:Instl Pfd Sec&Inc FT III:Long/Short Equity FT III:Managed Municipal FT III:Merger Arbitrage FT III:Mun High Income FT III:NY Mun High Inc FT III:Pfd Sec & Inc FT III:RvFrnt Dyn Dv Itl FT III:RvFrnt Dyn EM FT III:RvFrnt Dyn Europe FT III:Short Dur Mgd Mun FT III:Ult Short Dur Mun FT IV:Cboe V DJIA D10TI FT IV:Cboe V Rising DATI FT IV:Cboe V S&P500 DATI FT IV:Cboe V SMID RDATI FT IV:Cboe Vest Tech DTI FT IV:EIP Carbon Impact FT IV:Energy Income PS FT IV:Enhanced Short Mat FT IV:High Inc Str Focus FT IV:Int Dur Invt Gr FT IV:Int Govt Oppty FT IV:Long Dur Opptys FT IV:Low Dur Opptys FT IV:Ltd Dur Inv Gr Crp FT IV:North Am En Infra FT IV:Senior Loan FT IV:SSI Strat Conv Sec FT IV:Tact High Yield FT V:Mgd Futures Strat FT VI:BuyWrite Income FT VI:DW DALI 1 FT VI:DW Dyn Focus 5 Description ETF Symbols Pacific Ex Japan Latin American China Region Intl Multi-Cp Val Fds Intl Sm/Md-Cp Core Fds Emerging Markets Emerging Markets European Region European Region European Region India Region Japanese Latin American European Region European Region Consumer Services Consumer Goods Natural Resources Financial Services Health/Biotechnology Industrials Multi-Cap Value Multi-Cap Growth Multi-Cap Value Basic Materials Small-Cap Core Small-Cap Growth Small-Cap Value Multi-Cap Growth Mid-Cap Value Small-Cap Core Small-Cap Growth Small-Cap Value Science & Technology Utility Global Real Estate Specialty/Miscellaneous Emerging Markets Science & Technology Global Equity Income Global Science/Technology Fds Alternative Energy Specialty/Miscellaneous Basic Materials Global Science/Technology Fds Telecommunication Intl Multi-Cp Gro Fds Alternative Event Driven Global Infrastructure Science & Technology Health/Biotechnology Industrials Intl Equity Income Fds California Intermdt Municipal Debt EmergingMarketsLocalCurrencyDebtFds Intl Multi-Cp Val Fds Multi-Cap Value Small-Cap Core Flexible Income Alternative Long/Short Eqty Fds General & Insured Municipal Debt Alternative Event Driven High Yield Municipal Debt New York Intermdt Municipal Debt Flexible Income Intl Multi-Cp Gro Fds Emerging Markets European Region Short Municipal Debt Short Municipal Debt Options Arbitrage/Opt Strat Fds Equity Income Equity Income Equity Income Equity Income Alternative Energy Energy MLP Short-Intmdt Inv. Grade Debt Multi-Sector Income Core Plus Bond Interm. U.S. Government Corporate Debt A Rated U.S. Mortgage Short-Intmdt Inv. Grade Debt Energy MLP Loan Participation Convertible Securities High Yield Alternative Managed Futures Fds Alternative Long/Short Eqty Fds Flexible Portfolio Specialty/Miscellaneous FPA FBZ FCA FDT FDTS FEM FEMS FEP FEUZ FGM NFTY FJP FLN FSZ FKU FXD FXG FXN FXO FXH FXR FEX FTC FTA FXZ FNX FNY FNK FAD FAB FYX FYC FYT FXL FXU DTRE RBLD EMDM SKYY FGD FDNI FAN FTAG FTRI ARVR NXTG FPXI FPXE GRID CIBR EKG CARZ FDD FCAL FEMB HDMV HUSV HSMV FPEI FTLS FMB MARB FMHI FMNY FPE RFDI RFEM RFEU FSMB FUMB DOGG RDVI KNG SDVD TDVI ECLN EIPX FTSM HISF FIIG MGOV LGOV LMBS FSIG EMLP FTSL FCVT HYLS FMF FTHI DALI FVC NAV 27.45 12.19 18.57 52.61 40.65 22.22 38.17 36.31 40.46 38.81 54.06 50.68 20.76 64.95 36.75 58.96 63.07 16.69 43.27 103.56 64.84 90.16 109.37 70.85 68.93 104.32 68.03 50.93 112.34 78.00 91.45 62.81 54.43 128.12 31.66 43.36 56.91 22.51 87.66 22.32 22.58 16.55 25.64 13.07 34.75 76.93 42.33 22.47 104.67 53.59 15.94 57.07 12.07 49.88 29.24 28.97 33.60 32.10 17.84 56.41 51.61 20.21 47.68 27.12 16.89 61.41 59.42 63.20 19.93 20.10 21.43 23.05 51.63 21.04 21.30 24.25 21.24 59.68 44.85 20.81 20.49 22.01 48.26 18.92 27.67 46.17 33.36 41.57 46.16 21.34 21.57 32.82 Net Assets (MIL) 16.7 6.2 6.4 409.4 7.8 395.8 311.1 226.5 17.7 20.6 113.4 180.5 66.7 82.9 19.2 1289.2 507.2 627.0 751.9 1222.6 1586.1 1053.1 991.1 1122.1 451.5 1001.6 269.4 213.6 162.0 158.4 780.8 224.0 156.8 1279.7 230.4 22.3 8.1 5.3 2719.0 629.4 27.0 201.3 11.9 222.2 1.6 395.2 175.1 4.3 759.6 5451.5 5.6 42.2 181.2 154.0 129.5 36.3 86.0 18.2 1121.1 813.9 1898.7 61.5 495.4 14.6 5234.6 119.9 34.1 9.1 403.0 237.6 9.0 560.0 1676.7 18.1 3.0 29.9 234.5 7463.1 30.5 12.1 19.8 231.7 3839.2 821.3 2361.6 2218.5 93.2 1435.1 152.7 321.1 135.9 182.1 4th Qtr Total Return 1 Year 3 Years* 8.79 20.57 -2.52 6.16 6.36 6.14 0.75 10.07 8.81 8.43 11.23 3.70 14.34 12.35 13.79 15.80 4.95 -3.58 15.39 6.67 13.18 11.69 13.01 10.11 9.81 13.83 12.18 14.98 12.50 12.83 13.82 11.56 16.41 15.60 11.67 14.85 12.82 15.33 15.46 10.14 7.68 13.93 -1.01 5.09 19.51 14.21 10.18 8.82 11.74 18.30 13.13 11.34 12.22 6.54 9.12 7.47 8.39 9.49 7.43 6.93 6.39 0.95 7.00 7.71 7.21 10.52 12.03 9.97 3.37 1.50 12.30 11.98 7.02 15.91 14.13 7.72 1.78 1.67 6.26 8.12 6.73 9.59 3.41 4.24 5.65 3.03 7.58 7.67 -4.98 7.19 -12.08 5.65 10.72 28.15 -9.31 13.95 11.18 10.89 3.25 16.07 15.76 12.90 24.40 22.47 29.63 22.12 20.62 23.30 1.92 0.90 9.24 -4.50 26.82 14.42 20.13 10.17 16.14 20.45 21.06 20.68 19.24 15.83 18.14 14.15 22.94 40.43 -2.22 13.56 19.08 N/A 52.21 8.21 2.15 -3.13 -7.49 1.74 42.53 28.34 9.20 14.23 21.36 39.17 0.00 41.51 13.45 5.89 16.82 9.16 3.54 4.99 6.68 17.03 5.97 2.56 7.28 6.45 6.62 17.78 20.76 15.68 3.46 3.22 N/A 18.66 7.42 N/A N/A -3.04 10.69 5.17 6.50 N/A N/A 4.32 5.89 6.11 7.94 11.13 6.86 13.41 0.22 20.07 -8.17 -4.49 -1.37 5.71 -9.48 0.89 1.63 0.77 2.69 1.40 1.61 -6.05 14.52 2.27 7.30 4.84 3.14 5.88 8.61 31.04 10.92 -1.16 9.80 8.50 4.80 11.05 14.67 9.10 1.49 14.43 3.14 12.15 7.12 1.06 11.04 4.94 6.07 2.14 6.77 N/A -2.36 6.58 -20.62 -9.19 1.46 11.40 N/A 5.84 -14.30 -6.77 10.30 7.02 N/A 4.95 3.19 -0.30 -3.05 1.29 6.92 5.55 0.86 9.85 -0.63 2.19 -0.50 N/A -0.66 1.87 -0.57 2.28 0.29 1.14 N/A N/A 7.56 N/A N/A 4.66 N/A 2.04 1.72 N/A N/A -6.23 0.57 N/A 13.61 4.42 -4.06 0.89 3.16 9.32 0.97 3.05 Fund FT VI:DW Focus 5 FT VI:DW Intl Focus 5 FT VI:DW Mom & Dividend FT VI:DW Mom & Low Vol FT VI:DW Mom & Value FT VI:Emg Mkts Eqty Sel FT VI:Indxx Innv Trn&Prc FT VI:Indxx Med Devices FT VI:Intl Dev Cap Str FT VI:LC US Eqty Sel FT VI:MC US Eqty Sel FT VI:Mlt-Asst Dvsfd Inc FT VI:Nsdq AI & Robotics FT VI:Nsdq Bank FT VI:Nsdq BuyWrite Inc FT VI:Nsdq Food & Bev FT VI:Nsdq Oil & Gas FT VI:Nsdq Pharmaceutcls FT VI:Nsdq Semiconductor FT VI:Nsdq Tech Div FT VI:Nsdq Transportatn FT VI:RBA Am Ind Renssnc FT VI:Rising Div Achvrs FT VI:S&P Itl Div Arstcr FT VI:SC US Equity Sel FT VI:SMID Rising Dv Ach FT VI:SNet E-Commerce FT VI:SNet Strmng & Gmng FT VII:Alt Abs Rtn Strat FT VII:Eqty Mod B Aug FT VII:Eqty Mod B Sep FT VII:Glbl Tact Cmd Str FT VIII:Active Factor LC FT VIII:Active Factor MC FT VIII:Active Factor SC FT VIII:Actv Gbl Qty Inc FT VIII:Eqty E&M B Aug FT VIII:Eqty E&M B Dec FT VIII:Eqty E&M B Jul FT VIII:Eqty E&M B Jun FT VIII:Eqty E&M B Mar FT VIII:Eqty E&M B Sept FT VIII:Eqty Mod B Apr FT VIII:Eqty Mod B Feb FT VIII:Eqty Mod B Jan FT VIII:Eqty Mod B Jul FT VIII:Eqty Mod B Jun FT VIII:Eqty Mod B Mar FT VIII:Eqty Mod B May FT VIII:Expanded Tech FT VIII:Flx Mun High Inc FT VIII:Fund of Buffer FT VIII:Fund of Dp Bffr FT VIII:Fund of N100 B FT VIII:Income Opptys FT VIII:Innov Leaders FT VIII:Intl Eq Md B Dec FT VIII:Intl Eqty B Jun FT VIII:Intl Eqty B Mar FT VIII:Intl Eqty B Sep FT VIII:Low Dur Str Foc FT VIII:Mlt-Mgr Lg Gro FT VIII:Mlt-Mgr SC Opps FT VIII:Multi-Strat Alt FT VIII:Nsdq100 B Dec FT VIII:Nsdq100 B Jun FT VIII:Nsdq100 B Mar FT VIII:Nsdq100 B Sep FT VIII:SB Crypto Ind&DE FT VIII:TCW Em Mkts Debt FT VIII:TCW Opprtnstc FI FT VIII:TCW Securitzd + FT VIII:TCW Unconstr+ Bd FT VIII:US SC Mod B Aug FT VIII:US SC Mod B May FT VIII:USV Eqt B&PI Sep FT VIII:VB Alloc Defensv FT VIII:VB Alloc Growth FT VIII:VUS Eqty B Apr FT VIII:VUS Eqty B Aug FT VIII:VUS Eqty B Dec FT VIII:VUS Eqty B Feb FT VIII:VUS Eqty B Jan FT VIII:VUS Eqty B Jul FT VIII:VUS Eqty B Jun FT VIII:VUS Eqty B Mar FT VIII:VUS Eqty B May FT VIII:VUS Eqty B Nov FT VIII:VUS Eqty B Oct FT VIII:VUS Eqty B Sep FT VIII:VUS Eqty DB Apr FT VIII:VUS Eqty DB Aug Data provided by Description ETF Symbols Specialty/Miscellaneous Specialty/Miscellaneous Equity Income Multi-Cap Core Mid-Cap Value Emerging Markets Global Science/Technology Fds Global Health/Biotechnology Fds Intl Large-Cp Core Fds Equity Income Equity Income Flexible Portfolio Global Science/Technology Fds Financial Services Alternative Long/Short Eqty Fds Consumer Goods Natural Resources Health/Biotechnology Science & Technology Science & Technology Industrials Industrials Equity Income Intl Equity Income Fds Equity Income Equity Income Specialty/Miscellaneous Telecommunication Alternative Managed Futures Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Commodities General Multi-Cap Core Small-Cap Core Small-Cap Core Global Equity Income Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Science & Technology High Yield Municipal Debt Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Mixed-Asset Trgt Alloc Gro Fds Science & Technology Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Short Inv. Grade Debt Large-Cap Growth Small-Cap Growth Alternative Multi-Strategy Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Science & Technology Emerging Mrkts Hard Currency Debt Multi-Sector Income U.S. Mortgage Alternative Credit Focus Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds FV IFV DDIV DVOL DVLU RNEM LEGR MDEV FICS RNLC RNMC MDIV ROBT FTXO FTQI FTXG FTXN FTXH FTXL TDIV FTXR AIRR RDVY FID RNSC SDVY ISHP BNGE FAAR GAUG GSEP FTGC AFLG AFMC AFSM AGQI XAUG XDEC XJUL XJUN XMAR XSEP GAPR GFEB GJAN GJUL GJUN GMAR GMAY XPND MFLX BUFR BUFD BUFQ FCEF ILDR YDEC YJUN YMAR YSEP LDSF MMLG MMSC LALT QDEC QJUN QMAR QSPT CRPT EFIX FIXD DEED UCON SAUG SMAY XISE BUFT BUFG FAPR FAUG FDEC FFEB FJAN FJUL FJUN FMAR FMAY FNOV FOCT FSEP DAPR DAUG NAV 51.88 19.46 30.40 27.34 25.96 51.58 40.88 20.17 33.77 34.49 31.08 15.63 45.49 25.28 19.86 24.27 28.30 26.63 81.61 64.09 30.04 57.82 51.65 16.11 28.69 32.79 28.88 23.57 27.28 31.54 31.64 22.47 27.27 26.70 27.37 13.30 31.36 34.11 32.09 35.17 32.85 35.94 32.72 33.03 34.44 32.07 31.81 33.38 32.90 23.50 16.95 26.55 22.66 27.03 19.72 19.68 22.75 21.27 22.09 20.82 18.87 23.99 17.04 19.69 23.64 24.11 25.58 23.79 9.68 16.05 44.50 21.24 24.62 21.23 22.04 30.58 20.82 21.31 34.95 40.54 38.98 42.63 39.78 41.63 44.13 37.77 41.37 42.51 38.90 40.25 32.38 35.40 Net Assets (MIL) 3142.9 183.4 42.1 47.0 23.9 34.3 99.2 2.8 73.1 17.9 18.6 424.1 441.9 133.9 121.3 84.0 258.7 20.0 1097.1 2108.7 37.4 529.4 8405.5 75.5 31.3 1863.9 5.4 4.6 162.5 111.5 130.4 2723.4 5.3 4.9 3.7 113.7 32.3 324.0 57.3 318.2 228.9 145.5 141.8 167.0 132.8 245.6 323.7 85.7 112.6 11.2 14.0 2539.4 728.9 301.9 25.9 18.6 36.1 134.2 85.6 32.7 123.5 51.0 7.9 2.0 166.0 402.8 205.8 222.8 24.4 33.8 4612.3 66.1 1665.7 32.8 27.8 39.0 107.4 172.6 409.5 604.0 346.7 574.1 387.8 567.7 629.2 367.9 589.6 550.0 432.5 453.7 213.3 336.0 4th Qtr Total Return 1 Year 3 Years* 17.43 10.27 10.72 10.06 14.31 7.59 10.96 11.93 12.40 12.02 13.28 8.86 12.64 23.51 8.76 3.47 -4.92 4.63 21.01 15.11 7.60 12.18 13.20 11.39 13.43 16.85 13.52 14.55 -3.90 6.88 6.93 -5.50 11.47 12.30 14.22 3.20 5.62 3.61 6.29 5.97 3.66 5.86 6.41 7.24 6.76 7.11 7.28 5.17 6.51 14.96 7.95 8.59 6.84 7.73 7.89 14.95 8.23 8.08 9.25 8.89 4.12 17.71 10.79 -0.11 4.28 9.94 6.23 9.73 96.35 9.79 7.11 7.32 4.61 8.26 8.15 3.01 5.63 8.34 8.24 8.19 10.90 9.34 9.05 8.69 8.77 7.15 7.96 9.17 6.60 8.32 6.41 6.95 13.41 19.88 9.99 5.35 18.62 22.55 21.84 7.17 18.18 17.38 16.43 11.53 27.10 0.19 24.52 -6.18 5.00 -1.41 54.30 36.81 20.65 31.60 20.43 9.22 15.87 28.73 24.35 37.36 -5.72 N/A N/A -4.90 19.69 21.49 22.18 9.62 N/A 14.89 N/A 14.93 N/A 16.50 N/A N/A N/A N/A N/A N/A N/A 46.27 8.00 19.81 15.08 35.76 10.14 39.18 14.55 15.04 16.08 15.99 6.61 45.13 18.83 N/A 29.53 36.06 34.77 42.11 193.33 11.43 5.72 5.69 7.55 N/A N/A N/A 12.54 18.85 19.41 16.76 22.77 19.71 21.35 21.23 22.11 20.67 17.60 19.65 17.59 20.33 9.99 13.72 9.40 -1.67 10.38 4.76 14.97 5.89 5.41 N/A 4.48 9.31 10.25 7.46 -2.94 4.92 7.55 3.83 37.84 2.35 11.48 11.32 3.87 19.69 11.05 3.96 8.24 13.54 1.66 N/A 5.62 N/A N/A 12.61 8.40 8.87 8.33 4.62 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A -2.01 7.42 N/A N/A 1.80 N/A 3.97 N/A N/A N/A 0.22 0.00 N/A N/A 5.56 N/A N/A N/A N/A N/A -3.99 -3.19 0.76 N/A N/A N/A N/A N/A N/A 5.29 8.33 8.71 N/A 8.01 9.02 N/A 6.11 6.39 7.18 7.72 N/A 2.19
January 8, 2024 BARRON’S • L35 Funds Quarterly ETF Score Card For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund FT VIII:VUS Eqty DB Dec FT VIII:VUS Eqty DB Feb FT VIII:VUS Eqty DB Jan FT VIII:VUS Eqty DB Jul FT VIII:VUS Eqty DB Jun FT VIII:VUS Eqty DB Mar FT VIII:VUS Eqty DB May FT VIII:VUS Eqty DB Nov FT VIII:VUS Eqty DB Oct FT VIII:VUS Eqty DB Sep FT:Bloomberg Inf Sens Eq FT:Capital Strength FT:Dividend Strength FT:DJ Internet Index Fd FT:DJ Select MicroCap FT:Dow 30 Equal Weight FT:Gold Strat Qtly Bffr FT:Gold Strat Target Inc FT:Growth Strength ETF FT:Indxx A&D ETF FT:Lunt US Fctr Rotation FT:MS Dividend Leaders FT:Natural Gas FT:NSDQ ABA Commnty Bank FT:NSDQ Cln Edge Grn En FT:NSDQ-100 Equal Weight FT:NSDQ-100 Ex-Tech Sect FT:NSDQ-100-Technology FT:NYSE Arca Biotech FT:S&P REIT Index Fd FT:S&P500 Df FreeCshFlw FT:S&P500 Dvsfd DA FT:US Equity Opptys FT:Value Line Dividend FT:Water ETF FundX FundX Aggressive FundX Conservative FundX Flexible Future Fund Active Future Fund Long/Short Gabelli:Automation ETF Gabelli:Commercial AD Gabelli:Finl Srvcs Opps Gabelli:Grwth Innovators Gabelli:Love Our P&P Gadsden Dynamic Mlt-Asst GGM Macro Alignment Glbl X 1-3 Month T-Bill Glbl X Adaptive US Fctr Glbl X Adptv US Rsk Mgmt Glbl X Aging Population Glbl X AgTch & Food Innv Glbl X AI & Technology Glbl X Alternative Inc Glbl X Auto & Elct Vhcls Glbl X Blckchn & Btc Str Glbl X Blockchain ETF Glbl X Cannabis ETF Glbl X Carbon Crdts Str Glbl X China Btech Innov Glbl X Clean Water ETF Glbl X CleanTech ETF Glbl X Cloud Computing Glbl X Conscious Com ETF Glbl X Copper Miners ETF Glbl X Cybersecurity Glbl X D30 Cov Call & Gr Glbl X D30 Covered Call Glbl X DAX Germany Glbl X DC REITs & DI Glbl X Disruptive Mtrls Glbl X E-commerce Glbl X EM Grt Cnsmr Glbl X Emerg Mrkts Glbl X Emerging Mkts Bd Glbl X FinTech Glbl X Fnl Cov Call & Gr Glbl X FTSE SE Asia Glbl X Geno & Biotech Glbl X Gold Explrs ETF Glbl X Green Building Glbl X Guru Index ETF Glbl X HC Cov Call & Gro Glbl X Health & Wellness Glbl X Hydrogen ETF Glbl X InfoTech Cov C&G Glbl X Int Rt Vol & IH Glbl X Interest Rate Hdg Glbl X Itrnt of Things Glbl X Lith & Bat Tech Glbl X Metaverse Description ETF Symbols Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Real Return Large-Cap Core Equity Income Science & Technology Small-Cap Core Large-Cap Value Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Large-Cap Growth Industrials Multi-Cap Core Equity Income Natural Resources Financial Services Alternative Energy Multi-Cap Growth Multi-Cap Core Science & Technology Health/Biotechnology Real Estate Large-Cap Value Equity Income Multi-Cap Growth Multi-Cap Value Specialty/Miscellaneous Mixed-Asset Trgt All Agg Gr Fds Mixed-Asset Trgt All Agg Gr Fds Mixed-Asset Trgt Alloc Mod Fds Multi-Sector Income Multi-Cap Growth Alternative Long/Short Eqty Fds Industrials Industrials Financial Services Large-Cap Growth Multi-Cap Value Flexible Portfolio Multi-Cap Core Short U.S. Treasury Multi-Cap Value Flexible Income Global Health/Biotechnology Fds Consumer Goods Global Science/Technology Fds Alternative Multi-Strategy Global Science/Technology Fds Alternative Currency Strategies Global Science/Technology Fds Specialty/Miscellaneous Alternative Managed Futures Fds China Region Specialty/Miscellaneous Alternative Energy Global Science/Technology Fds Multi-Cap Core Basic Materials Global Science/Technology Fds Alternative Long/Short Eqty Fds Alternative Long/Short Eqty Fds European Region Global Science/Technology Fds Global Small-/Mid-Cap Specialty/Miscellaneous Emerging Markets Emerging Markets Emerging Mrkts Hard Currency Debt Global Science/Technology Fds Financial Services Pacific Region Global Health/Biotechnology Fds Precious Metals Equity Global Real Estate Multi-Cap Core Health/Biotechnology Global Health/Biotechnology Fds Alternative Energy Science & Technology Inflation Protected Bond Inflation Protected Bond Global Science/Technology Fds Basic Materials Global Science/Technology Fds DDEC DFEB DJAN DJUL DJUN DMAR DMAY DNOV DOCT DSEP FTIF FTCS FTDS FDN FDM EDOW BGLD IGLD FTGS MISL FCTR FDL FCG QABA QCLN QQEW QQXT QTEC FBT FRI FCFY KNGZ FPX FVD FIW XCOR XNAV XRLX XFLX FFND FFLS GAST GCAD GABF GGRW LOPP GDMA GGM CLIP AUSF ONOF AGNG KROP AIQ ALTY DRIV BITS BKCH POTX NTRL CHB AQWA CTEC CLOU KRMA COPX BUG DYLG DJIA DAX VPN DMAT EBIZ EMC EMM EMBD FINX FYLG ASEA GNOM GOEX GRNR GURU HYLG BFIT HYDR TYLG IRVH RATE SNSR LIT VR NAV 35.75 37.52 34.51 36.49 38.06 33.84 36.11 38.66 36.39 36.49 21.91 80.03 46.46 186.50 61.45 32.64 18.81 19.39 27.17 25.45 27.81 35.87 24.31 49.83 42.19 117.52 88.19 175.53 158.00 26.21 22.03 29.76 95.75 40.55 94.83 55.36 57.14 37.85 24.03 20.45 20.20 24.45 28.27 32.78 21.12 25.21 30.12 26.46 25.01 37.18 29.62 28.51 10.71 31.15 11.35 24.74 53.20 46.44 5.82 31.75 8.14 16.33 10.85 22.64 33.35 37.87 29.23 26.52 21.88 30.92 14.62 15.50 21.22 25.55 26.19 22.29 25.59 24.64 15.03 11.57 25.50 23.50 40.42 24.55 22.69 6.87 30.25 21.70 18.36 35.40 51.38 26.06 Net Assets (MIL) 241.4 200.5 187.0 457.0 189.3 194.6 195.2 266.5 189.9 197.2 1.1 8553.7 19.7 5386.4 158.5 256.6 34.0 81.6 56.3 54.8 88.0 3906.8 513.9 62.0 998.7 2044.5 165.7 3184.6 1167.4 114.6 1.0 21.3 697.7 10596.0 1412.7 138.9 23.4 56.0 58.0 8.4 2.0 4.4 4.2 8.7 3.1 10.8 153.6 9.1 111.3 181.8 94.8 53.6 4.5 781.3 34.5 697.7 16.2 87.1 28.0 1.6 2.3 9.4 58.9 581.2 579.7 1357.5 647.6 2.6 82.0 53.4 39.3 6.5 72.8 209.3 24.3 126.3 351.5 2.4 39.5 93.0 36.5 2.2 50.4 2.7 9.2 35.8 4.1 3.4 2.7 287.5 2101.8 2.7 4th Qtr Total Return 1 Year 3 Years* 6.62 7.51 6.38 7.51 7.54 5.00 6.36 8.78 5.02 7.10 4.32 9.27 11.68 16.81 12.55 13.28 9.85 9.35 14.61 17.30 13.19 8.88 -5.56 26.42 -0.91 13.37 8.96 20.80 7.96 15.84 13.10 9.98 14.04 9.27 14.93 13.25 11.81 8.43 3.83 8.20 4.12 8.51 18.75 18.39 13.79 8.91 3.66 8.67 1.38 18.79 4.71 9.66 -0.41 15.74 8.39 5.86 80.69 103.36 -10.44 3.53 7.41 16.17 -0.69 20.23 12.62 4.61 20.51 8.63 4.35 13.46 15.87 -2.47 16.79 7.44 7.08 8.83 27.08 9.32 5.04 13.99 14.92 16.41 12.15 5.04 9.29 -6.91 13.48 4.10 -15.58 15.67 -6.73 20.87 16.94 12.54 13.63 17.98 17.54 12.39 15.37 18.26 16.26 19.13 N/A 8.57 11.83 51.45 13.04 15.77 12.95 11.55 33.56 14.89 0.70 2.95 2.66 -2.45 -9.96 33.52 16.79 66.91 2.26 13.15 N/A 9.74 22.01 4.12 20.40 14.13 16.09 8.91 3.73 38.93 N/A 18.24 N/A 38.85 42.13 4.83 1.85 N/A N/A 22.15 11.59 9.71 -23.92 54.78 11.09 25.60 214.05 270.95 -44.36 N/A -14.60 19.85 -25.82 41.15 21.98 9.30 40.95 N/A 8.82 23.59 18.21 -19.67 30.50 -1.83 2.98 10.03 33.88 6.96 4.43 -8.61 2.67 18.15 19.09 4.07 8.70 -37.26 41.59 0.37 -7.58 22.81 -11.85 50.67 5.51 5.01 N/A 4.70 5.43 N/A 3.25 5.02 5.61 5.43 N/A 7.24 6.47 -4.24 10.43 8.29 N/A N/A N/A N/A -0.94 11.07 44.31 6.08 -15.31 5.80 4.40 8.44 -2.04 6.71 N/A 8.99 -6.35 7.20 10.23 1.09 0.81 1.54 -0.96 N/A N/A N/A N/A N/A N/A N/A 1.31 N/A N/A 15.79 N/A 1.32 N/A 4.95 6.43 2.18 N/A N/A -51.98 N/A -20.53 N/A -21.47 -6.18 8.09 10.41 2.04 N/A N/A 2.62 -0.23 N/A -12.40 -14.39 -5.89 -2.16 -16.60 N/A 4.95 -21.13 -9.02 N/A -2.43 N/A -2.86 N/A N/A N/A N/A 4.32 -5.22 N/A Fund Glbl X Millennial Consmr Glbl X MLP & Engy Infra Glbl X MLP ETF Glbl X MSCI Argnt ETF Glbl X MSCI Ch Cn Dscr Glbl X MSCI Ch Cn Stp Glbl X MSCI Ch Comm Svcs Glbl X MSCI Ch Energy Glbl X MSCI Ch Fncls Glbl X MSCI Ch Health Cr Glbl X MSCI Ch Indus Glbl X MSCI Ch Info Tech Glbl X MSCI Ch Materials Glbl X MSCI Ch Rl Est Glbl X MSCI Ch Utilities Glbl X MSCI Colombia ETF Glbl X MSCI Greece Glbl X MSCI Nigeria ETF Glbl X MSCI Norway ETF Glbl X MSCI Nxt Emg & Fr Glbl X MSCI Pakistan ETF Glbl X MSCI Portugal Glbl X MSCI SupDiv EAFE Glbl X MSCI SuperDiv EM Glbl X MSCI Vietnam Glbl X NAS 100 Collar 95 Glbl X Nas 100 ESG CC Glbl X NAS 100 R Mgd Inc Glbl X NAS 100 Tail Risk Glbl X NASDAQ 100 CC Glbl X Nasdaq 100 CC&G Glbl X PropTech Glbl X RE Producers Glbl X Rob & Art Intel Glbl X Russ2000 Cov C&G Glbl X Russ2000 Cov Call Glbl X S&P 500 Cath Val Glbl X S&P 500 CC Glbl X S&P 500 CC & Gro Glbl X S&P 500 Col 95 Glbl X S&P 500 ESG CC Glbl X S&P 500 Qual Div Glbl X S&P 500 R Mgd Inc Glbl X S&P 500 Tail Risk Glbl X S&P CV Dev xUS Glbl X Silver Miners ETF Glbl X Social Media Glbl X Solar ETF Glbl X Super Inc Prfrd Glbl X SuperDiv REIT Glbl X SuperDiv US ETF Glbl X SuperDividend ETF Glbl X Telemed & DH Glbl X Thematic Growth Glbl X Uranium ETF Glbl X US Csh Flo Kn 100 Glbl X US Infra Dev Glbl X US Preferred Glbl X Var Rt Preferred Glbl X VG & Esports Glbl X Wind Energy ETF Global X Brazil Active Global X Defense Tech Global X India Active Goldman II:MB Tot Int Eq Goldman II:MB US 1000 Eq Goldman Sachs Phys Gold Goldman:AB Em Mkts Eq Goldman:AB Europe Eqty Goldman:AB Intl Eqty Goldman:AB Japan Eqty Goldman:AB Par-Al Clm LC Goldman:AB US Lg Cap Eq Goldman:AB US Sm Cap Eq Goldman:AB Wrld LV + Eq Goldman:Acc EM USD Bd Goldman:Acc Hi Yld Cp Bd Goldman:Acc Inv GC 1-5 Y Goldman:Acc Inv Gd Cp Bd Goldman:Acc IP USD Bd Goldman:Acc Trsry 0-1 Yr Goldman:Acc Ult Sh Bd Goldman:Acc US Agg Bd Goldman:Bbg Cln Egy Eqty Goldman:Community Mun Bd Goldman:Defensive Equity Goldman:Eql Wgt US LC Eq Goldman:Fut Consumer Eq Goldman:Fut Health Care Goldman:Fut RE & Infra Goldman:Fut Tch Ldrs Eq Goldman:Future Planet Eq Data provided by Description ETF Symbols Multi-Cap Core Energy MLP Energy MLP Latin American Consumer Goods Consumer Goods Telecommunication Global Natural Resources Global Financial Services Global Health/Biotechnology Fds Industrials Global Science/Technology Fds Basic Materials Intl Real Estate Utility Latin American Emerging Markets Emerging Markets European Region Frontier Markets Emerging Markets European Region Intl Multi-Cp Val Fds Intl Equity Income Fds Frontier Markets Options Arbitrage/Opt Strat Fds Alternative Long/Short Eqty Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Alternative Long/Short Eqty Fds Alternative Long/Short Eqty Fds Global Science/Technology Fds Alternative Event Driven Global Science/Technology Fds Alternative Long/Short Eqty Fds Alternative Long/Short Eqty Fds Large-Cap Core Alternative Long/Short Eqty Fds Alternative Long/Short Eqty Fds Options Arbitrage/Opt Strat Fds Alternative Long/Short Eqty Fds Equity Income Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Intl Large-Cp Core Fds Precious Metals Equity Global Science/Technology Fds Alternative Energy Flexible Income Global Real Estate Equity Income Global Equity Income Global Health/Biotechnology Fds Global Multi-Cap Growth Fds Basic Materials Large-Cap Growth Industrials Flexible Income Equity Income Telecommunication Alternative Energy Latin American Industrials India Region Intl Large-Cp Core Fds Large-Cap Core Commodities Prec Metals Fds Emerging Markets European Region Intl Multi-Cp Core Fds Japanese Multi-Cap Core Multi-Cap Core Small-Cap Core Global Multi-Cap Value Fds Emerging Mrkts Hard Currency Debt High Yield Short-Intmdt Inv. Grade Debt Core Plus Bond Inflation Protected Bond Short U.S. Treasury Ultra-Short Obligations Core Plus Bond Alternative Energy Interm. Municipal Debt Options Arbitrage/Opt Strat Fds Multi-Cap Core Consumer Services Health/Biotechnology Global Real Estate Global Science/Technology Fds Global Multi-Cap Core Fds MILN MLPX MLPA ARGT CHIQ CHIS CHIC CHIE CHIX CHIH CHII CHIK CHIM CHIR CHIU GXG GREK NGE NORW EMFM PAK PGAL EFAS SDEM VNAM QCLR QYLE QRMI QTR QYLD QYLG PTEC RNRG BOTZ RYLG RYLD CATH XYLD XYLG XCLR XYLE QDIV XRMI XTR CEFA SIL SOCL RAYS SPFF SRET DIV SDIV EDOC GXTG URA FLOW PAVE PFFD PFFV HERO WNDY BRAZ SHLD NDIA GXUS GUSA AAAU GEM GSEU GSIE GSJY GPAL GSLC GSSC GLOV GEMD GHYB GSIG GIGB GTIP GBIL GSST GCOR GCLN GMUN GDEF GSEW GBUY GDOC GREI GTEK GSFP NAV 35.47 44.51 44.43 51.28 17.63 16.85 13.32 15.22 10.68 13.91 10.20 15.29 14.38 13.78 12.82 22.83 37.24 6.32 25.51 18.91 16.68 10.69 14.45 25.01 16.55 26.49 25.94 17.12 26.10 17.36 28.86 30.02 11.37 28.54 25.31 16.74 58.01 39.47 28.31 27.20 24.94 32.22 18.93 27.14 29.58 28.51 40.39 13.19 9.10 22.19 17.16 22.58 10.16 24.71 27.71 28.32 34.44 19.39 23.04 20.26 13.78 28.66 27.75 27.98 42.65 41.37 20.43 30.86 34.79 32.74 35.32 39.34 93.81 63.18 43.57 41.00 44.25 46.73 46.30 48.97 99.73 50.01 41.79 34.14 50.58 44.19 66.99 28.12 32.81 34.30 27.97 30.00 Net Assets (MIL) 105.5 999.2 1488.9 93.0 281.2 9.2 5.7 5.4 20.9 9.2 4.5 12.1 2.8 6.7 2.0 33.8 171.3 29.0 55.4 22.8 33.8 8.3 10.9 44.6 10.3 2.3 2.6 11.5 1.5 7716.6 110.8 2.7 47.2 2244.4 10.5 1446.4 739.6 2804.2 64.4 2.4 2.2 48.3 27.2 2.6 15.9 937.4 159.2 6.0 168.7 238.6 595.1 745.6 64.9 32.3 2425.3 3.8 5153.8 2268.3 222.3 132.3 2.7 3.3 4.9 7.4 411.1 1417.8 619.4 953.1 11.7 3286.8 13.8 7.5 11047.0 460.6 743.8 53.2 103.7 11.6 633.2 99.3 5555.7 612.3 530.7 11.6 20.0 6.7 477.6 79.1 23.5 23.0 161.8 45.3 4th Qtr Total Return 1 Year 3 Years* 17.16 6.50 1.62 25.19 -3.13 -7.22 -7.68 2.24 -4.97 0.49 -4.83 5.13 -6.63 -13.42 2.07 13.15 12.67 -13.80 5.21 5.84 32.33 11.82 12.36 9.62 -0.35 11.41 6.81 3.47 12.96 6.49 10.55 15.27 13.84 15.28 7.63 1.11 11.74 4.05 7.80 9.17 4.99 6.92 2.01 10.34 11.20 19.56 12.07 -2.01 6.23 13.28 8.67 6.99 10.55 6.39 7.76 8.13 13.95 5.52 3.26 9.34 8.02 16.57 14.63 10.73 9.48 11.92 10.25 7.44 10.40 9.35 6.49 12.68 11.88 13.70 9.71 9.27 6.95 3.89 8.42 4.52 1.42 1.99 6.78 7.22 5.18 1.93 12.87 11.56 8.63 14.63 18.57 12.30 36.19 15.48 16.18 52.50 -10.92 -23.57 -6.73 17.37 -5.05 -16.36 -17.53 -7.34 -16.34 -34.21 -7.97 22.56 43.51 -27.27 5.01 6.82 18.89 10.83 14.65 13.32 12.76 27.91 N/A 11.45 45.14 22.82 38.16 N/A -12.33 38.62 8.50 0.34 26.36 11.04 18.19 15.54 N/A 5.17 4.50 21.06 17.74 1.92 30.94 -35.37 3.63 9.63 -1.77 5.53 -13.01 10.34 46.23 N/A 30.88 7.48 10.61 8.78 -22.40 N/A N/A N/A N/A 26.59 13.63 11.26 20.86 17.27 18.92 24.50 25.04 17.37 16.10 8.42 12.77 6.04 8.65 4.09 4.94 6.09 5.35 -5.15 N/A 6.46 17.62 21.23 4.90 9.56 33.79 5.36 -1.51 25.08 27.34 21.09 -20.36 -19.12 -20.18 28.37 -7.16 -19.51 -9.92 -22.21 -11.19 -31.46 -1.53 -4.87 16.01 -11.24 2.48 2.20 -10.56 2.48 5.83 -2.99 N/A N/A N/A N/A N/A 3.15 6.50 N/A -13.23 -4.62 N/A 2.23 9.20 5.33 7.36 N/A N/A 10.38 N/A N/A 2.16 -13.77 -12.97 N/A -2.36 0.90 7.25 -7.02 -19.23 -16.02 27.15 N/A 18.34 -3.56 0.39 -12.68 N/A N/A N/A N/A N/A N/A 2.76 -4.06 4.94 3.68 0.32 N/A 8.95 6.57 N/A N/A 1.19 -0.28 -3.42 -1.11 1.93 2.08 -3.73 N/A N/A 2.21 6.75 N/A N/A N/A N/A N/A
L36 BARRON’S • Funds Quarterly January 8, 2024 ETF Score Card For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund Goldman:Hdg Indus VIP Goldman:Innovate Equity Goldman:JUST US LC Eq Goldman:MB Em Mkts Eq Goldman:MB Intl Eqty Goldman:MB US Equity Goldman:North Am P&P Eq Goose Hollow Tact Alloc GraniteShares:Gold Trust GraniteShares:Plat Trust Grayscale Fut of Finance Grizzle Growth ETF GrnShs:1.25x Lg TSLA Dly GrnShs:1.5x Lg COIN Dly GrnShs:1.5x Lg META Dly GrnShs:1.5x Lg NVDA Dly GrnShs:1.5x Shrt NVDA D GrnShs:1.5x Shrt TSLA D GrnShs:1.75x Lg AAPL Dly GrnShs:1.75x Lg BABA Dly GrnShs:1.75x Lg TSLA Dly GrnShs:1x Shrt AMD D GrnShs:Blm CBS No K-1 GrnShs:HIPS US High Inc GrnShs:Nasdaq Sel Dspt Guinn Atkin:SmartETFs AM Guinn Atkin:SmartETFs AP Guinn Atkin:SmartETFs DB Guinn Atkin:SmartETFs SE Guinn Atkin:SmartETFs ST Guru Favorite Stocks Harbor Comm All-Wthr Str Harbor Disruptive Innov Harbor Div Growth Ldrs Harbor En Transition Str Harbor Health Care Harbor Hm Cap Fct Uncnst Harbor Hm Cap Fct US LC Harbor Hm Cap Fct US SC Harbor Intl Compounders Harbor Long-Term Growers Harbor Multi-Asset Explr Harbor Sci Alpha HY Harbor Sci Alpha Inc Hartford Core Bond Hartford Large Cap Gro Hartford Municipal Oppt Hartford Quality Value Hartford Schr Com Strat Hartford Schr Tax-Awr Bd Hartford Short Duration Hartford Sustainable Inc Hartford Total Return Bd Hashdex Bitcoin Futures HCM Defender 100 Idx ETF HCM Defender 500 Idx ETF Hennessy:Stance ESG Horizon Kinetics Inf Ben Horizon Kinetics Medical Horizon Kinetics SPAC Ac Horizon Knt Blkch Dev Horizon Knt Enrgy Rmdtn Hoya Capital High Dv Yld Hoya Capital Housing Hull Tactical US Humankind:US Stock Hypatia Women CEO iMGP Berkshire Div Gro iMGP DBi Hedge Strategy iMGP DBi Mngd Fut Strat iMGP RBA Resp Glbl Alloc ImpShs:Affd Housing MBS ImpShs:NAACP Min Empwr ImpShs:YMCA Wmn Empwrmt IndexIQ:CBRE NextGen RE IndexIQ:Cndrm US LCE IndexIQ:FTSE Intl Eq CN IndexIQ:Hdg Mlt-Str Trck IndexIQ:IQ 500 Internatl IndexIQ:IQ Cdm US MCE IndexIQ:IQ Clean Oceans IndexIQ:IQ Cleaner Trans IndexIQ:IQ Cndrm Intl Eq IndexIQ:IQ Engndr Eqlty IndexIQ:IQ Gl Eq R&D Ldr IndexIQ:IQ Healthy Hrts IndexIQ:IQ US LC R&D Ldr IndexIQ:IQ US Small Cap IndexIQ:Merger Arbitrage India Internet & Ecomm InfraCap Eqty Inc Fund Innovator 20+ TB 5 F Qtr Description ETF Symbols Multi-Cap Core Global Multi-Cap Growth Fds Large-Cap Core Emerging Markets Intl Large-Cp Core Fds Large-Cap Core Utility Flexible Portfolio Commodities Prec Metals Fds Commodities Prec Metals Fds Global Science/Technology Fds Multi-Cap Growth Equity Leverage Equity Leverage Equity Leverage Equity Leverage Dedicated Short Bias Dedicated Short Bias Equity Leverage Equity Leverage Equity Leverage Dedicated Short Bias Commodities General Mixed-Asset Trgt Alloc Gro Fds Large-Cap Growth Global Science/Technology Fds Intl Equity Income Fds Global Equity Income Alternative Energy Global Science/Technology Fds Large-Cap Core Commodities General Multi-Cap Growth Equity Income Commodities Energy Health/Biotechnology Science & Technology Large-Cap Core Small-Cap Core Intl Large-Cp Gro Fds Large-Cap Growth Flexible Portfolio High Yield Multi-Sector Income Core Bond Multi-Cap Growth Interm. Municipal Debt Large-Cap Value Commodities General General & Insured Municipal Debt Short Inv. Grade Debt Multi-Sector Income Core Bond Alternative Currency Strategies Large-Cap Growth Large-Cap Core Large-Cap Core Global Multi-Cap Core Fds Global Health/Biotechnology Fds Alternative Event Driven Global Science/Technology Fds Alternative Energy Equity Income Real Estate Alternative Long/Short Eqty Fds Multi-Cap Core Multi-Cap Core Equity Income Alternative Long/Short Eqty Fds Alternative Managed Futures Fds Alternative Global Macro U.S. Mortgage Large-Cap Core Large-Cap Core Real Estate Large-Cap Core Intl Large-Cp Core Fds Alternative Multi-Strategy Intl Multi-Cp Val Fds Small-Cap Core Global Natural Resources Industrials Intl Large-Cp Core Fds Multi-Cap Core Global Large-Cap Value Fds Global Health/Biotechnology Fds Large-Cap Core Small-Cap Core Alternative Event Driven Global Science/Technology Fds Equity Income Options Arbitrage/Opt Strat Fds GVIP GINN JUST GSEE GSID GSUS GPOW GHTA BAR PLTM GFOF DARP TSL CONL FBL NVDL NVD TSDD AAPB BABX TSLR AMDS COMB HIPS DRUP MRAD ADIV DIVS SOLR MOTO GFGF HGER INNO GDIV RENW MEDI HAPY HAPI HAPS OSEA WINN MAPP SIHY SIFI HCRB HFGO HMOP QUVU HCOM HTAB HSRT HSUN HTRB DEFI QQH LGH STNC INFL MEDX SPAQ BCDF NVIR RIET HOMZ HTUS HKND WCEO BDVG DBEH DBMF IRBA OWNS NACP WOMN ROOF IQSU HFXI QAI IQIN IQSM OCEN CLNR IQSI EQUL WRND HART LRND CSML MNA INQQ ICAP TFJL NAV 95.86 52.57 67.98 42.32 53.86 65.31 41.96 27.55 20.39 9.77 17.98 26.51 11.01 33.97 77.54 89.56 19.05 15.58 22.95 15.90 25.76 15.42 19.46 12.38 45.94 15.37 14.05 25.84 28.16 41.86 24.94 20.89 14.48 13.43 12.82 24.79 21.21 27.96 28.18 26.16 20.67 20.35 45.18 43.46 35.14 16.79 38.89 23.04 14.41 19.68 38.93 33.82 34.02 50.74 50.30 41.20 28.14 31.53 28.01 96.94 24.47 25.95 10.98 42.27 35.86 29.28 28.11 10.44 26.62 25.77 9.44 17.22 33.99 33.30 20.42 41.83 24.88 30.13 32.76 30.11 22.38 22.78 28.29 23.98 26.26 28.90 28.34 36.06 31.49 13.63 24.95 21.45 Net Assets (MIL) 151.1 335.7 298.9 92.2 718.6 1652.3 10.6 39.4 940.0 36.9 5.6 13.2 6.7 16.7 12.6 240.3 1.9 1.5 4.8 7.8 6.9 0.6 97.4 57.7 49.5 1.2 3.2 29.4 4.6 10.9 32.4 103.7 29.7 222.8 23.4 4.6 11.2 269.8 115.1 27.8 221.3 3.5 114.5 32.1 256.3 98.0 379.0 167.9 15.3 186.2 94.3 56.0 1326.8 2.3 343.5 281.9 57.6 711.4 17.8 16.6 5.1 3.3 47.1 35.3 35.2 126.5 3.1 1.0 32.9 799.8 7.8 115.0 39.9 43.5 18.7 370.7 443.4 619.9 203.0 175.4 4.7 5.9 193.8 5.6 6.9 8.4 5.4 172.7 422.8 9.9 48.9 9.4 4th Qtr Total Return 1 Year 3 Years* 12.96 13.69 12.15 7.48 10.31 11.92 8.03 11.54 10.21 8.86 70.69 8.68 -4.41 232.71 23.88 17.55 -20.22 -5.97 19.05 -19.70 -7.30 -32.20 -4.57 5.98 18.44 13.15 7.70 8.99 8.32 7.68 14.98 -2.38 17.34 11.52 -8.83 14.36 17.35 10.85 16.26 14.94 15.87 7.83 7.83 6.77 7.15 15.87 6.83 8.89 -3.98 8.88 3.59 7.59 7.45 51.73 12.41 10.95 11.65 3.71 1.36 0.96 16.87 -3.03 15.09 19.70 15.29 9.08 13.44 8.54 4.05 -8.11 9.05 6.76 10.28 12.01 15.49 12.27 8.35 4.25 8.72 13.25 16.98 9.47 10.29 13.88 10.14 6.75 13.27 16.41 0.66 9.18 15.54 11.06 39.03 29.90 24.76 10.68 17.81 27.63 N/A 13.84 13.60 -6.01 145.73 33.30 112.48 643.33 339.22 430.56 N/A N/A 76.68 -33.94 N/A N/A -8.39 13.75 41.40 22.84 11.50 16.02 -0.94 26.69 24.51 1.98 33.09 15.41 -28.91 24.81 34.22 30.30 N/A 21.07 52.42 N/A 13.68 9.51 6.60 42.36 6.77 7.02 -8.69 6.68 7.41 9.72 7.03 137.06 48.00 24.21 11.40 1.86 -6.03 5.92 24.86 N/A 12.45 36.42 31.13 12.35 N/A N/A 7.91 -8.72 8.62 4.43 29.74 28.30 11.08 32.39 19.45 10.29 20.59 15.84 17.78 27.80 18.11 13.63 34.77 9.92 44.05 14.88 0.36 30.36 8.69 8.25 1.95 -0.90 9.13 -4.51 3.81 9.17 N/A N/A 2.75 -2.68 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 10.19 7.08 8.95 -15.24 1.00 9.12 -0.86 2.80 N/A N/A N/A 8.52 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A -3.57 N/A -0.11 9.28 N/A -0.78 1.08 N/A -3.10 N/A 7.23 8.19 N/A N/A 2.69 0.09 N/A N/A N/A 11.41 13.33 N/A N/A N/A 1.95 7.25 N/A N/A 8.63 9.47 1.91 10.44 6.73 0.17 7.75 N/A N/A N/A 4.18 N/A N/A N/A N/A 8.81 -1.48 N/A N/A -4.14 Fund Innovator 20+ TB 9 B Jul Innovator Buffer Step-Up Innovator Def Wealth Shd Innovator Dpwt Frntr Tch Innovator DS 9 Bffr Jan Innovator DS Jan Innovator Em Mkts PB Apr Innovator Em Mkts PB Jan Innovator Em Mkts PB Jul Innovator Em Mkts PB Oct Innovator Eq DP 2Y J2025 Innovator Eqty Mgd Flr Innovator Gdt Tct Rtn St Innovator Gro Acc + Apr Innovator Gro Acc + Jan Innovator Gro Acc + Jul Innovator Gro Acc + Oct Innovator Gro Accel Qtr Innovator Growth PB Apr Innovator Growth PB Jan Innovator Growth PB Jul Innovator Growth PB Oct Innovator Hdg TSLA Strat Innovator IBD 50 Innovator IBD Brkout Opp Innovator Itl Dev PB Apr Innovator Itl Dev PB Jan Innovator Itl Dev PB Jul Innovator Itl Dev PB Oct Innovator Itl Dev PB Sep Innovator Lddrd Alloc B Innovator Lddrd Alloc PB Innovator P Bffr Step-Up Innovator PI 10 Br-Aprl Innovator PI 10 Br-July Innovator PI 10 Br-Oct Innovator PI 15 Br-Oct Innovator PI 20 Br-Aprl Innovator PI 20 Br-July Innovator PI 20 Br-Oct Innovator PI 30 Br-Aprl Innovator PI 30 Br-July Innovator PI 30 Br-Oct Innovator PI 40 Br-Aprl Innovator PI 40 Br-July Innovator PI 40 Br-Oct Innovator PI 9 B Oct Innovator S&P Inv Gd Prf Innovator TS Jan Innovator Uncp Acc US Eq Innovator US E 10 B Q Innovator US E 5-15 B Q Innovator US EA 9 B Apr Innovator US EA 9 B Jan Innovator US EA 9 B Jul Innovator US EA 9 B Oct Innovator US Eq Acc Apr Innovator US Eq Acc Jan Innovator US Eq Acc Jul Innovator US Eq Acc Oct Innovator US Eq Acc Qtr Innovator US Eq Acc+ Apr Innovator US Eq Acc+ Jan Innovator US Eq Acc+ Jul Innovator US Eq Acc+ Oct Innovator US Eqty B Apr Innovator US Eqty B Aug Innovator US Eqty B Dec Innovator US Eqty B Feb Innovator US Eqty B Jan Innovator US Eqty B Jul Innovator US Eqty B Jun Innovator US Eqty B Mar Innovator US Eqty B May Innovator US Eqty B Nov Innovator US Eqty B Oct Innovator US Eqty B Sep Innovator US Eqty PB Apr Innovator US Eqty PB Aug Innovator US Eqty PB Dec Innovator US Eqty PB Feb Innovator US Eqty PB Jan Innovator US Eqty PB Jul Innovator US Eqty PB Jun Innovator US Eqty PB Mar Innovator US Eqty PB May Innovator US Eqty PB Nov Innovator US Eqty PB Oct Innovator US Eqty PB Sep Innovator US Eqty UB Apr Innovator US Eqty UB Aug Innovator US Eqty UB Dec Data provided by Description ETF Symbols Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Global Science/Technology Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Global Multi-Cap Core Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Mid-Cap Growth Mid-Cap Growth Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Flexible Income Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds TBJL BSTP BALT LOUP DBJA DSJA EAPR EJAN EJUL EOCT TJUL SFLR IGTR QTAP QTJA QTJL QTOC XDQQ NAPR NJAN NJUL NOCT TSLH FFTY BOUT IAPR IJAN IJUL IOCT ISEP BUFB BUFF PSTP APRD JULD OCTD LOCT APRH JULH OCTH APRJ JULJ OCTJ APRQ JULQ OCTQ HOCT EPRF TSJA XUSP ZALT EALT XBAP XBJA XBJL XBOC XDAP XDJA XDJL XDOC XDSQ XTAP XTJA XTJL XTOC BAPR BAUG BDEC BFEB BJAN BJUL BJUN BMAR BMAY BNOV BOCT BSEP PAPR PAUG PDEC PFEB PJAN PJUL PJUN PMAR PMAY PNOV POCT PSEP UAPR UAUG UDEC NAV 20.22 28.46 28.54 43.76 29.47 29.84 25.11 28.58 23.49 23.60 25.65 27.32 24.18 32.02 21.18 27.92 25.53 26.45 44.51 41.63 55.14 45.85 25.48 24.37 33.10 25.74 30.37 27.18 27.97 26.18 27.75 40.00 28.21 24.77 24.98 24.35 24.05 24.70 24.97 24.24 24.64 24.94 24.12 24.59 24.88 24.02 24.16 18.63 29.08 30.70 26.55 27.31 30.60 25.74 30.58 27.83 30.75 24.51 30.07 27.29 29.58 30.28 24.14 29.46 26.63 38.24 35.98 38.30 36.69 40.88 37.56 35.71 39.65 33.88 34.90 38.47 36.70 32.66 33.36 35.10 32.68 37.21 36.16 33.39 35.64 31.49 34.45 36.14 34.76 27.44 30.75 32.03 Net Assets (MIL) 82.1 42.1 596.9 40.5 5.9 2.2 62.6 356.1 104.5 47.9 221.8 104.7 188.0 21.3 26.4 18.8 13.6 41.1 135.9 76.7 271.8 160.4 2.1 84.2 12.4 228.9 129.4 208.6 116.7 44.0 65.7 348.1 82.0 8.2 5.0 4.3 12.6 26.9 25.8 17.7 48.6 27.1 22.5 29.8 8.8 7.9 9.6 105.6 4.9 15.9 36.9 14.1 76.9 73.7 86.0 68.2 6.0 5.5 9.5 4.0 82.7 11.2 14.4 17.2 19.5 156.0 231.7 102.0 104.0 162.4 360.3 108.0 92.3 115.6 109.7 187.6 178.1 602.6 953.7 592.1 466.2 612.4 1071.5 549.7 390.1 481.6 784.8 777.1 747.7 91.6 396.0 71.1 4th Qtr Total Return 1 Year 3 Years* 9.17 7.73 2.62 22.81 3.00 4.32 4.48 4.31 4.45 5.03 5.00 7.44 11.32 7.20 2.07 12.89 10.50 9.09 6.31 2.45 8.64 7.90 1.01 9.63 10.36 6.69 9.13 7.05 6.66 7.52 9.03 6.79 5.85 3.08 4.80 4.54 3.06 2.39 3.65 3.73 1.94 2.72 2.94 1.70 2.13 2.28 3.69 7.26 6.55 14.64 3.69 6.64 5.94 4.03 7.50 6.25 8.79 6.17 10.86 8.72 7.16 7.78 4.73 10.16 8.17 9.31 9.09 9.42 9.98 11.21 9.12 8.82 9.08 9.00 6.61 8.43 9.11 6.72 7.47 8.52 7.28 6.87 7.38 6.57 6.24 6.77 4.22 6.46 7.30 6.40 7.39 8.96 4.27 18.15 7.45 50.73 17.27 23.84 8.01 5.17 2.52 6.28 N/A 21.13 -0.17 43.20 25.49 42.34 38.91 29.95 30.56 20.75 29.56 30.83 17.99 12.31 13.04 7.82 13.93 14.42 17.71 N/A 20.44 16.43 13.73 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 9.62 22.27 26.40 N/A N/A 20.27 17.38 19.37 20.11 24.25 24.19 28.62 28.28 22.81 23.37 22.29 25.85 25.79 22.97 20.07 20.06 22.48 23.48 21.54 16.87 23.20 16.76 17.26 21.42 20.87 16.11 17.90 17.89 15.08 18.05 20.04 12.32 16.20 12.30 14.15 20.27 18.91 10.82 17.70 16.79 -6.21 N/A N/A -4.22 5.06 5.48 N/A -1.57 -3.73 N/A N/A N/A N/A N/A N/A N/A N/A N/A 7.73 3.09 7.23 8.23 N/A -14.93 2.60 N/A 5.88 4.19 N/A N/A N/A 6.44 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A -4.12 4.59 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 8.75 6.50 7.79 10.48 7.72 7.67 4.61 10.11 4.53 5.44 8.57 7.96 6.09 5.62 6.66 7.52 6.80 7.85 3.46 7.71 3.44 5.96 9.09 7.54 3.16 3.35 4.05
January 8, 2024 BARRON’S • L37 Funds Quarterly ETF Score Card For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund Innovator US Eqty UB Feb Innovator US Eqty UB Jan Innovator US Eqty UB Jul Innovator US Eqty UB Jun Innovator US Eqty UB Mar Innovator US Eqty UB May Innovator US Eqty UB Nov Innovator US Eqty UB Oct Innovator US Eqty UB Sep Innovator US SC PB Apr Innovator US SC PB Jan Innovator US SC PB Jul Innovator US SC PB Oct Inspire 100 ETF Inspire Corporate Bond Inspire Faithward MC Mom Inspire Fidelis Mlt Fctr Inspire Global Hope ETF Inspire Intl Inspire Small/Mid Cap Inspire Tactical Balncd Inverse Cramer Tracker Invesco 0-5 Yr US TIPS Invesco AAA CLO FLRN Invesco Active US RE Invesco Aerospace Invesco AG BC Users & DC Invesco AG Crypto Econ Invesco Agr Cmd No K-1 Invesco AI & NxtGn Sftwr Invesco Biotech & Genome Invesco Bloomberg MVP MF Invesco Bloomberg PP Invesco Blt 2024 CB Invesco Blt 2024 HY Invesco Blt 2024 MB Invesco Blt 2025 CB Invesco Blt 2025 HY Invesco Blt 2025 MB Invesco Blt 2026 CB Invesco Blt 2026 HY Invesco Blt 2026 MB Invesco Blt 2027 CB Invesco Blt 2027 HY Invesco Blt 2027 MB Invesco Blt 2028 CB Invesco Blt 2028 HY Invesco Blt 2028 MB Invesco Blt 2029 CB Invesco Blt 2029 HY Invesco Blt 2029 MB Invesco Blt 2030 CB Invesco Blt 2030 HY CB Invesco Blt 2030 MB Invesco Blt 2031 CB Invesco Blt 2031 HY CB Invesco Blt 2031 MB Invesco Blt 2032 CB Invesco Blt 2032 MB Invesco Blt 2033 CB Invesco Blt 2033 MB Invesco Building & Cons Invesco Bybck Ach Invesco CA AMT-Fr MB Invesco CEF Income Invesco China Tech Invesco DB Cm Idx Invesco DB MS Agri Invesco DB MS BMtl Invesco DB MS Engy Invesco DB MS Oil Invesco DB MS PMtl Invesco DB USD Idx Bl Invesco DB USD Idx Br Invesco Div Achvrs Invesco DJIA Div Invesco Dorsey W SC Mo Invesco Dorsey W Util Mo Invesco Dorsey Wrght BMM Invesco Dorsey Wrght CCM Invesco Dorsey Wrght CSM Invesco Dorsey Wrght DMM Invesco Dorsey Wrght EMM Invesco Dorsey Wright EM Invesco Dorsey Wright FM Invesco Dorsey Wright HM Invesco Dorsey Wright IM Invesco Dorsey Wright Mo Invesco Dorsey Wright TM Invesco EM Sov Dbt Invesco En Explo & Prod Invesco Eq W 0-30 Yr Trs Description ETF Symbols Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Multi-Cap Core Core Plus Bond Mid-Cap Growth Mid-Cap Core Global Multi-Cap Value Fds Intl Multi-Cp Core Fds Small-Cap Core Flexible Portfolio Alternative Long/Short Eqty Fds Inflation Protected Bond Loan Participation Real Estate Industrials Global Science/Technology Fds Global Science/Technology Fds Commodities Agriculture Global Science/Technology Fds Health/Biotechnology Multi-Cap Core Multi-Cap Value Corporate Debt BBB-Rated High Yield Short-Intmdt Municipal Debt Corporate Debt BBB-Rated High Yield Interm. Municipal Debt Corporate Debt BBB-Rated High Yield Interm. Municipal Debt Corporate Debt BBB-Rated High Yield Interm. Municipal Debt Corporate Debt BBB-Rated High Yield Interm. Municipal Debt Corporate Debt BBB-Rated High Yield Interm. Municipal Debt Corporate Debt BBB-Rated High Yield Interm. Municipal Debt Corporate Debt BBB-Rated High Yield Interm. Municipal Debt Corporate Debt BBB-Rated General & Insured Municipal Debt Corporate Debt BBB-Rated Interm. Municipal Debt Industrials Multi-Cap Value California Municipal Debt Mixed-Asset Trgt Alloc Mod Fds Global Science/Technology Fds Commodities General Commodities Agriculture Commodities Base Metals Fds Commodities Energy Commodities Energy Commodities Prec Metals Fds Alternative Currency Strategies Specialty Fixed Income Equity Income Equity Income Small-Cap Growth Utility Basic Materials Consumer Services Consumer Goods Intl Multi-Cp Gro Fds Emerging Markets Natural Resources Financial Services Health/Biotechnology Industrials Multi-Cap Growth Science & Technology Emerging Mrkts Hard Currency Debt Natural Resources General U.S. Treasury UFEB UJAN UJUL UJUN UMAR UMAY UNOV UOCT USEP KAPR KJAN KJUL KOCT BIBL IBD GLRY FDLS BLES WWJD ISMD RISN SJIM PBTP ICLO PSR PPA BLKC SATO PDBA IGPT PBE BMVP POWA BSCO BSJO BSMO BSCP BSJP BSMP BSCQ BSJQ BSMQ BSCR BSJR BSMR BSCS BSJS BSMS BSCT BSJT BSMT BSCU BSJU BSMU BSCV BSJV BSMV BSCW BSMW BSCX BSSX PKB PKW PWZ PCEF CQQQ DBC DBA DBB DBE DBO DBP UUP UDN PFM DJD DWAS PUI PYZ PEZ PSL PIZ PIE PXI PFI PTH PRN PDP PTF PCY PXE GOVI NAV 29.46 34.40 30.32 30.06 31.61 29.42 31.65 32.38 31.34 29.12 34.24 27.08 27.56 34.90 23.62 26.58 29.34 35.64 29.51 34.59 24.92 21.63 24.88 25.53 91.51 92.14 18.25 14.06 29.87 38.75 65.87 40.53 72.43 20.87 22.68 24.83 20.43 22.75 24.45 19.28 23.15 23.66 19.41 22.38 23.78 20.24 21.66 23.64 18.50 21.18 23.41 16.59 25.55 22.34 16.36 26.42 21.55 20.63 25.92 21.23 26.51 63.04 99.03 25.09 17.98 35.93 22.05 20.74 18.28 19.19 13.96 49.99 27.08 18.42 39.87 45.98 83.83 31.91 85.64 82.36 91.50 31.84 19.80 44.71 44.88 39.20 117.93 85.44 50.54 20.69 30.89 28.82 Net Assets (MIL) 51.3 114.3 137.0 74.4 45.2 57.7 56.7 106.2 94.4 159.0 163.9 190.3 83.3 303.6 232.7 45.1 70.6 166.8 227.7 169.0 83.4 3.1 75.0 35.8 97.3 2437.6 3.0 5.3 27.8 176.0 228.6 89.6 192.9 3984.9 716.8 215.6 3200.9 1032.1 197.0 2211.7 344.3 140.7 1299.5 128.9 98.6 970.5 86.0 83.8 491.0 26.5 59.6 356.5 24.8 67.6 267.1 7.6 48.3 235.2 42.8 24.4 10.3 219.1 1026.8 795.0 680.1 702.3 2007.7 833.4 134.6 120.3 279.4 155.1 581.0 64.4 614.3 306.2 675.5 34.3 98.3 18.6 80.0 131.5 139.6 103.0 26.3 121.2 149.4 1049.5 333.1 1380.9 152.9 735.5 4th Qtr Total Return 1 Year 3 Years* 7.08 5.58 7.37 6.30 5.95 6.38 4.37 6.19 7.20 8.76 11.42 8.30 7.44 12.20 5.60 5.73 10.96 12.36 12.77 14.30 9.71 -6.00 2.45 2.29 16.64 15.73 47.00 86.52 1.26 19.32 15.40 11.27 12.28 1.67 2.41 1.63 2.53 3.38 2.74 3.52 3.84 3.85 4.58 6.38 4.92 5.58 7.12 5.81 6.61 8.41 6.93 7.57 8.25 8.07 8.49 9.33 8.80 8.98 9.51 9.35 10.16 25.11 10.49 8.68 7.64 -0.52 -7.23 1.27 2.74 -14.81 -17.76 9.99 -3.03 5.51 9.70 12.26 12.74 8.20 9.55 27.24 10.13 10.91 6.31 -2.88 9.37 16.60 17.02 11.10 14.51 14.66 -4.13 8.60 11.97 15.60 17.78 12.27 12.53 12.54 14.31 19.08 19.06 14.84 14.32 11.72 9.21 17.94 6.43 19.54 21.41 16.42 16.54 17.28 10.08 N/A 4.52 8.90 8.28 18.39 128.34 263.82 7.94 27.76 3.67 18.83 10.63 4.95 9.43 2.86 5.01 10.88 2.97 5.71 10.26 3.48 6.27 12.31 4.22 7.41 12.73 4.78 8.27 14.11 5.36 8.11 13.72 6.10 8.59 N/A 6.53 8.85 N/A N/A N/A 54.80 17.35 6.96 9.46 -16.97 -6.18 7.60 0.74 -12.10 -3.95 9.11 3.59 4.83 11.33 9.26 16.82 -4.41 9.62 29.55 12.38 17.88 13.47 5.31 12.54 -4.37 37.14 20.75 33.80 17.67 7.55 3.44 4.16 4.90 4.68 2.36 4.39 2.48 3.89 6.41 4.98 2.84 5.76 1.45 2.02 4.88 -1.73 2.43 N/A 6.48 4.97 9.15 3.49 N/A 2.25 N/A 4.62 11.57 N/A N/A N/A -6.55 -2.06 6.05 8.48 0.04 1.89 0.16 -0.85 3.17 -0.53 -1.59 2.19 -1.17 -1.88 1.05 -0.91 -2.17 0.09 -1.45 -2.57 N/A -1.73 -3.72 N/A -2.37 N/A N/A N/A N/A N/A N/A N/A 15.70 11.74 -1.12 1.00 -24.13 16.65 10.56 4.84 22.71 20.17 -0.03 6.22 -3.56 8.74 9.93 4.55 2.42 7.16 3.15 3.39 -0.34 -2.51 39.13 3.17 -9.72 8.92 -0.57 2.54 -4.83 48.98 -7.37 Fund Invesco ESG NAS NG 100 Invesco ESG NASDAQ 100 Invesco ESG S&P 500 EW Invesco EVMCS No K-1 Invesco F R DMxUSS-M Invesco F R DvMxUS Invesco F R Em Mkt Invesco F R SMid Invesco F R US 1K Invesco Fd HY Corp Invesco Finl Prfrd Invesco Fltng Rt Mun Inc Invesco Food & Beverage Invesco Fund IG C Bd Invesco Gl Cln En Invesco Gl Lst Pr Eq Invesco Gl Water Invesco Glbl ex-US HY CB Invesco Gldn DrgnChi Invesco High Yld Bd Fctr Invesco High Yld Slct Invesco HYE Div Invesco India Invesco Int Dv Ach Invesco Intl BB Achv Invesco Intl Corp Bd Invesco Intl Dvlp Dyn MF Invesco Inv Grd Def Invesco KBW Bank Invesco KBW Hi Dv Y Invesco KBW P&C Insr Invesco KBW PYE REIT Invesco KBW Reg Bank Invesco Large Cap Growth Invesco Large Cap Value Invesco Leisure and Ent Invesco MSCI Gl Tmbr Invesco MSCI Green Bldg Invesco MSCI Sus Fut Invesco MSCI USA Invesco Mun Strat Inc Invesco NASD Intrt Invesco NASDAQ 100 Invesco Nasdaq Biotech Invesco NASDAQ FG 200 Invesco NASDAQ NG 100 Invesco Next Gen Conn Invesco Nl AMT-Fr MB Invesco NxtGn Med & Gmng Invesco NY AMT-Fr MB Invesco Oil & Gas Serv Invesco OYDCS No K-1 Invesco Pharmaceuticals Invesco PHLX Semicon Invesco Preferred Invesco QQQ Trust 1 Invesco RAFI Str US Invesco Real Assets ESG Invesco RJ SB-1 Eq Invesco Rus 1000 EW Invesco Russel 1000 DM Invesco Russel 2000 DM Invesco S&P 100 Eq Wght Invesco S&P 500 BW Invesco S&P 500 EW CS Invesco S&P 500 EWRE Invesco S&P 500 GARP Invesco S&P 500 Qual Invesco S&P 500 QVM MF Invesco S&P 500 Revenue Invesco S&P 500 VM Invesco S&P EM LV Invesco S&P EM Mom Invesco S&P Gl Wtr Invesco S&P Intl DLV Invesco S&P Itl Dv M Invesco S&P Itl Dv Q Invesco S&P MC 400 GARP Invesco S&P MC 400 QVM M Invesco S&P MC 400 Rev Invesco S&P MC400 PG Invesco S&P MC400 PV Invesco S&P MidCap Mom Invesco S&P MidCap Qlty Invesco S&P MidCap VM Invesco S&P MidCp LV Invesco S&P SC 600 QVM M Invesco S&P SC 600 Rev Invesco S&P SC Con D Invesco S&P SC Con S Invesco S&P SC Enrgy Invesco S&P SC Finls Data provided by Description ETF Symbols Mid-Cap Growth Large-Cap Growth Multi-Cap Value Commodities Base Metals Fds Intl Sm/Md-Cp Core Fds Intl Multi-Cp Val Fds Emerging Markets Small-Cap Core Multi-Cap Value High Yield Financial Services Short Municipal Debt Consumer Goods Corporate Debt BBB-Rated Alternative Energy Global Financial Services Specialty/Miscellaneous Global High Yield China Region High Yield High Yield Equity Income India Region Intl Equity Income Fds Intl Multi-Cp Val Fds Intl Income Intl Multi-Cp Core Fds Core Plus Bond Financial Services Financial Services Financial Services Real Estate Financial Services Large-Cap Growth Large-Cap Value Consumer Services Basic Materials Global Small-/Mid-Cap Industrials Large-Cap Core High Yield Municipal Debt Science & Technology Large-Cap Growth Health/Biotechnology Mid-Cap Core Mid-Cap Growth Global Science/Technology Fds General & Insured Municipal Debt Consumer Services New York Municipal Debt Natural Resources Commodities General Health/Biotechnology Science & Technology Flexible Income Large-Cap Growth Multi-Cap Value Real Return Mid-Cap Core Mid-Cap Core Multi-Cap Core Small-Cap Core Large-Cap Value Alternative Long/Short Eqty Fds Telecommunication Real Estate Multi-Cap Core Large-Cap Core Large-Cap Core Multi-Cap Value Multi-Cap Value Emerging Markets Emerging Markets Specialty/Miscellaneous Intl Multi-Cp Val Fds Intl Large-Cp Gro Fds Intl Large-Cp Gro Fds Small-Cap Core Small-Cap Core Small-Cap Core Small-Cap Growth Small-Cap Value Small-Cap Core Small-Cap Growth Small-Cap Core Small-Cap Core Small-Cap Core Small-Cap Core Consumer Services Consumer Goods Natural Resources Financial Services QQJG QQMG RSPE EVMT PDN PXF PXH PRFZ PRF PHB PGF PVI PBJ PFIG PBD PSP PIO PGHY PGJ IHYF HIYS PEY PIN PID IPKW PICB IMFL IIGD KBWB KBWD KBWP KBWY KBWR PWB PWV PEJ CUT GBLD ERTH PBUS IMSI PNQI QQQM IBBQ QQQS QQQJ KNCT PZA GGME PZT PXJ PDBC PJP SOXQ PGX QQQ IUS IVRA RYJ EQAL OMFL OMFS EQWL PBP RSPC RSPR SPGP SPHQ QVML RWL SPVM EELV EEMO CGW IDLV IDMO IDHQ GRPM QVMM RWK RFG RFV XMMO XMHQ XMVM XMLV QVMS RWJ PSCD PSCC PSCE PSCF NAV Net Assets (MIL) 20.82 3.4 27.91 22.6 24.26 9.1 16.88 9.7 32.62 504.5 47.51 1609.8 19.12 1163.9 37.46 2057.8 35.18 6255.4 18.14 540.6 14.57 935.2 24.80 38.5 45.89 185.7 23.66 41.6 16.06 139.4 62.27 203.8 39.69 264.8 19.62 134.2 26.02 163.3 22.30 45.3 25.42 9.9 21.14 1241.4 25.52 182.3 18.49 959.4 37.51 76.0 22.99 123.0 25.17 250.8 24.26 63.2 49.19 1374.6 15.85 350.6 90.45 189.7 20.17 207.5 54.75 56.5 77.63 701.9 50.75 773.1 41.93 298.7 32.16 53.6 17.48 5.7 47.41 220.7 47.67 3617.1 50.79 29.9 36.05 625.9 168.48 17036.8 21.87 16.3 26.27 5.6 26.98 644.2 89.52 39.9 24.08 2488.2 38.75 32.1 23.16 90.2 28.67 77.2 13.31 5470.1 76.07 249.3 32.88 161.0 11.46 4458.5 409.34 217642.2 43.27 252.0 14.18 3.1 61.82 114.4 44.10 598.9 51.38 4951.2 38.82 352.9 87.57 388.3 21.67 95.3 29.27 60.9 33.26 88.3 98.00 4030.6 54.05 6498.5 27.84 861.9 85.24 2233.7 50.74 35.2 24.18 741.4 15.19 5.1 53.06 922.3 28.24 531.6 36.82 76.1 28.56 204.9 98.41 202.1 25.62 259.5 104.96 566.5 41.25 245.9 116.29 261.6 89.41 1071.7 88.65 2054.4 50.32 179.3 53.15 841.3 25.01 195.1 41.45 1328.9 103.70 30.7 38.41 78.2 52.04 221.1 49.10 19.0 4th Qtr Total Return 1 Year 3 Years* 10.74 14.91 12.06 -7.34 10.56 9.46 7.40 13.91 11.09 7.53 5.67 0.70 8.72 5.70 4.91 21.49 17.51 5.56 -2.18 6.87 6.12 12.00 10.43 11.26 7.28 10.74 9.60 4.50 23.82 7.51 8.02 18.08 25.68 14.64 9.01 9.36 8.80 16.14 6.81 11.96 5.92 17.65 14.56 10.75 11.52 9.60 17.47 9.36 19.09 9.92 -6.41 -7.23 5.36 21.89 6.43 14.52 9.19 15.17 12.46 11.18 12.40 14.79 12.05 4.08 10.21 17.35 7.93 8.47 11.73 9.72 7.61 8.12 8.32 15.76 8.48 11.30 10.46 12.93 11.40 12.27 5.56 18.39 11.29 10.40 10.40 8.51 15.10 14.27 22.47 10.92 -8.15 19.14 17.13 55.37 13.97 -27.28 13.33 18.89 13.06 20.03 15.63 11.45 7.80 2.80 2.34 6.72 -10.72 36.96 21.13 10.35 -2.46 13.71 11.43 7.36 22.59 14.70 15.00 11.75 24.94 5.65 -1.17 19.95 7.05 12.75 -0.66 30.44 10.34 15.68 9.18 5.66 -0.23 27.08 6.34 60.58 54.92 4.49 -2.11 13.53 27.59 7.76 24.00 7.82 14.42 -6.04 -2.22 66.66 9.33 54.76 20.81 9.44 15.63 12.07 21.43 15.27 19.46 11.29 17.61 11.49 20.29 24.74 22.42 17.19 5.49 9.54 13.82 15.40 9.19 21.06 18.98 18.86 15.42 23.74 16.31 29.98 19.89 29.57 16.33 1.70 16.62 16.41 33.11 14.87 4.93 5.63 N/A N/A N/A N/A 0.65 7.53 1.58 8.90 11.84 1.66 -3.74 1.15 10.21 -1.85 -21.07 3.17 5.45 2.07 -24.97 1.54 N/A 11.51 11.19 10.09 3.75 -7.02 N/A -1.15 2.19 8.62 12.43 6.24 7.85 5.01 12.05 2.00 0.73 N/A -9.41 9.10 N/A -7.57 10.04 N/A N/A -3.63 3.08 -1.30 -4.42 -1.30 27.32 16.74 3.11 N/A -3.75 9.95 13.40 10.20 7.63 6.09 10.48 7.08 10.74 5.60 -1.47 7.67 12.01 10.38 N/A 12.82 10.01 6.57 -4.45 5.87 1.70 6.36 1.86 9.92 N/A 15.19 1.23 18.50 5.54 11.13 13.02 5.39 N/A 16.57 9.66 11.27 35.48 3.00
L38 BARRON’S • Funds Quarterly January 8, 2024 ETF Score Card For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund Invesco S&P SC H Cre Invesco S&P SC HD LV Invesco S&P SC Indls Invesco S&P SC Info Invesco S&P SC Matls Invesco S&P SC Util & CS Invesco S&P SC600 PG Invesco S&P SC600 PV Invesco S&P SmallCap Mom Invesco S&P SmallCap VM Invesco S&P SmCp LV Invesco S&P SmCp Qlt Invesco S&P Spin-Off Invesco S&P Ultra Dv Rev Invesco S&P500 DHP Invesco S&P500 ERSLV Invesco S&P500 EV Invesco S&P500 EW CD Invesco S&P500 EW CS Invesco S&P500 EW En Invesco S&P500 EW Fn Invesco S&P500 EW HC Invesco S&P500 EW In Invesco S&P500 EW Mt Invesco S&P500 EW Tc Invesco S&P500 EW Ut Invesco S&P500 EWght Invesco S&P500 HD LV Invesco S&P500 Hi Be Invesco S&P500 LowVl Invesco S&P500 Momnt Invesco S&P500 MV Invesco S&P500 Pr Gr Invesco S&P500 Pre V Invesco S&P500 Top50 Invesco Semiconductors Invesco Senior Loan Invesco Short Term Treas Invesco Shrt Dur Bd Invesco Solar Invesco Tot Rtn Bd Invesco Txb Muni Bd Invesco Ultr Sh Dur Invesco Var Rt Pref Invesco VR Inv Gd Invesco Water Res Invesco WldHill CE Invesco Zacks MA Inc Invesco Zacks Mid-Cap Invesco:AU Dollar Invesco:Canadian Dollar Invesco:Euro Invesco:GBP Sterling Invesco:Japanese Yen Invesco:Swiss Franc iPath Bloomberg Agri A iPath Bloomberg Alum A iPath Bloomberg CITR A iPath Bloomberg Coffee A iPath Bloomberg Copper A iPath Bloomberg Cotton A iPath Bloomberg Energy A iPath Bloomberg Grains A iPath Bloomberg IndMtl A iPath Bloomberg Lvstk A iPath Bloomberg Nickel A iPath Bloomberg Plat A iPath Bloomberg PrMtl A iPath Bloomberg Softs A iPath Bloomberg Sugar A iPath Bloomberg Tin A iPath ETN As&Glf Cr A iPath ETN Carbon B iPath ETN GEMS Asia 8 A iPath ETN GEMS Str Idx A iPath ETN Glbl Carbon A iPath ETN Op Cur Carry A iPath ETN SP500 VIX MT B iPath ETN SP500 VIX ST B IQ:CBRE Real Assets IQ:MacKay Cal Muni Intmd IQ:MacKay ESG Core+Bond IQ:MacKay ESG High Inc IQ:MacKay Muni Insd IQ:MacKay Muni Intmd IQ:Ultra Short Duration IQ:Winslow Focused LC Gr IQ:Winslow Large Cap Gro iShares Gold Trust Micro iShares MSCI Pr & Gl Exp iShares:0-3 Month Trs Bd iShares:0-5 HY Corp Bd Description ETF Symbols Health/Biotechnology Equity Income Industrials Science & Technology Basic Materials Utility Small-Cap Growth Small-Cap Value Small-Cap Core Small-Cap Value Small-Cap Core Small-Cap Core Mid-Cap Core Equity Income Absolute Return Multi-Cap Value Multi-Cap Value Consumer Services Consumer Goods Natural Resources Financial Services Health/Biotechnology Industrials Basic Materials Science & Technology Utility Multi-Cap Value Equity Income Multi-Cap Core Multi-Cap Value Large-Cap Core Large-Cap Core Multi-Cap Growth Multi-Cap Value Large-Cap Core Science & Technology Loan Participation Short U.S. Treasury Short Inv. Grade Debt Alternative Energy Core Bond General Bond Ultra-Short Obligations Equity Income Ultra-Short Obligations Specialty/Miscellaneous Alternative Energy Mid-Cap Value Mid-Cap Core Alternative Currency Strategies Alternative Currency Strategies Alternative Currency Strategies Alternative Currency Strategies Alternative Currency Strategies Alternative Currency Strategies Commodities Agriculture Commodities Base Metals Fds Commodities General Commodities Agriculture Commodities Base Metals Fds Commodities Agriculture Commodities Energy Commodities Agriculture Commodities Base Metals Fds Commodities Agriculture Commodities Base Metals Fds Commodities Prec Metals Fds Commodities Prec Metals Fds Commodities Agriculture Commodities Agriculture Commodities Base Metals Fds Alternative Currency Strategies Commodities Energy Alternative Currency Strategies Alternative Currency Strategies Commodities Energy Alternative Currency Strategies Specialty/Miscellaneous Specialty/Miscellaneous Real Return California Municipal Debt Core Plus Bond High Yield General & Insured Municipal Debt Interm. Municipal Debt Ultra-Short Obligations Large-Cap Growth Large-Cap Growth Commodities Prec Metals Fds Latin American Short U.S. Treasury High Yield PSCH XSHD PSCI PSCT PSCM PSCU RZG RZV XSMO XSVM XSLV XSHQ CSD RDIV PHDG XRLV SPVU RSPD RSPS RSPG RSPF RSPH RSPN RSPM RSPT RSPU RSP SPHD SPHB SPLV SPMO SPMV RPG RPV XLG PSI BKLN TBLL ISDB TAN GTO BAB GSY VRP VRIG PHO PBW CVY CZA FXA FXC FXE FXB FXY FXF DJP GRN VXZ VXX IQRA MMCA ESGB IQHI MMIN MMIT ULTR IWFG IWLG IAUM EPU SGOV SHYG NAV 42.85 16.44 115.88 48.18 73.83 54.14 45.53 107.22 56.56 54.22 44.15 39.83 64.48 43.65 34.16 47.43 44.21 47.54 31.42 73.69 58.60 29.79 43.07 33.64 32.63 54.54 157.77 42.43 82.41 62.64 65.45 39.26 32.24 82.04 37.70 49.48 21.17 105.57 24.94 53.46 47.22 26.88 49.86 23.04 24.97 60.87 29.71 23.70 93.82 67.62 74.26 102.11 122.78 65.78 105.72 44.97 18.20 30.42 18.61 43.81 65.39 5.22 33.59 34.21 17.79 19.90 19.90 83.84 43.87 42.39 79.62 48.17 30.81 37.34 17.46 107.22 40.23 14.46 15.54 25.17 21.78 21.06 26.54 24.51 24.52 47.89 35.85 36.42 20.59 34.45 100.26 42.26 Net Assets (MIL) 205.3 20.7 140.3 296.3 15.8 16.5 90.1 223.9 190.2 625.8 382.6 82.7 51.5 703.0 135.4 45.6 84.6 394.7 541.1 604.4 250.4 896.0 589.3 284.5 3267.5 271.8 42667.9 2929.7 483.8 8246.6 251.8 8.1 1699.8 1608.9 2962.3 610.0 5155.8 1548.2 9.9 1301.8 1109.2 1508.9 1844.5 1436.2 769.2 1831.4 440.9 100.0 185.3 75.6 72.2 216.9 91.5 266.7 194.4 4.4 0.3 583.7 13.9 10.8 2.0 0.3 13.1 1.8 1.5 1.9 1.4 1.2 0.4 7.8 0.4 0.1 37.1 0.1 0.1 5.0 0.3 39.8 298.3 4.7 33.1 221.3 85.2 428.8 604.4 16.7 7.2 22.5 960.1 90.3 17364.7 4796.6 4th Qtr Total Return 1 Year 3 Years* 14.01 12.40 16.74 10.17 15.22 10.28 13.42 18.17 16.85 12.94 12.83 12.19 15.70 18.43 10.24 7.12 10.09 13.29 5.52 -3.14 16.21 8.84 12.83 9.07 16.07 9.28 11.81 9.67 17.78 7.29 14.59 9.39 7.38 12.16 11.30 15.70 2.97 1.44 3.30 2.96 6.96 7.63 2.00 5.16 1.81 14.65 -4.72 9.42 11.67 6.08 3.13 4.94 5.28 5.70 8.71 -0.55 0.56 -5.51 41.34 4.64 -9.74 -23.65 0.85 -0.03 -10.72 -12.86 12.49 11.34 -0.59 -23.54 6.85 1.32 -5.19 3.16 6.67 -5.37 -3.22 -13.54 -33.37 13.85 6.21 7.27 7.14 8.70 5.73 1.89 16.24 17.89 10.24 16.26 1.36 5.27 -2.62 2.90 31.47 20.70 19.75 2.20 19.12 22.90 21.44 20.23 1.16 23.92 23.77 4.53 8.38 0.09 11.59 22.54 -5.36 4.47 6.38 3.94 22.14 8.28 35.19 -3.51 13.65 1.37 33.25 0.47 17.59 10.20 7.94 7.90 38.05 48.82 11.62 4.97 5.63 -26.85 5.89 8.46 5.99 10.43 7.28 18.92 -20.06 17.27 7.02 1.72 4.96 5.27 8.97 -6.96 9.66 -5.74 -2.11 -9.74 29.76 4.39 0.76 -28.25 -15.28 -10.82 -3.13 -48.15 -5.73 9.74 19.99 21.15 6.28 2.58 -4.61 -4.69 12.07 -4.80 2.30 -44.17 -72.47 N/A 5.80 7.22 12.95 6.98 5.30 5.42 38.34 43.20 13.72 25.94 5.13 10.96 -8.83 -0.68 14.25 5.74 9.87 2.22 0.78 18.71 6.98 17.58 4.93 9.40 5.89 13.08 2.42 6.66 12.61 6.23 3.73 37.54 9.05 5.08 12.02 8.57 9.44 5.62 9.13 8.39 14.18 5.87 8.83 6.94 0.41 12.68 10.93 12.73 4.02 2.00 N/A -19.47 -3.46 -4.10 1.97 1.47 3.05 9.93 -32.20 10.19 8.65 -3.85 -0.49 -3.36 -1.40 -10.40 0.85 12.38 5.00 11.64 19.89 4.36 10.44 25.69 7.54 4.53 4.50 -0.37 -2.10 0.34 19.73 20.02 16.65 0.43 33.53 1.06 1.45 34.65 3.00 -22.23 -61.33 N/A N/A N/A N/A -1.10 -0.30 1.94 N/A N/A N/A 4.01 2.22 3.45 Fund iShares:0-5 IG Corp Bd iShares:0-5 TIPS Bd ETF iShares:10+ IG Corp Bd iShares:10-20 Trs Bd ETF iShares:1-3 Itl Trs Bd iShares:1-3 Trs Bd ETF iShares:1-5 IG Corp Bd iShares:20+ Trs Bd ETF iShares:20+Yr Tr B BW St iShares:25+ Trs STRIPS B iShares:3-7 Trs Bd ETF iShares:5-10 IG Corp Bd iShares:7-10 Trs Bd ETF iShares:Aaa - A Rated Co iShares:Agency Bd ETF iShares:Asia 50 iShares:Asia/Pac Div iShares:BB Rated Corp Bd iShares:BBB Rated Crp Bd iShares:Biotechnology iShares:Blckchn & Tech iShares:Blm RS Comm Str iShares:BR Sh Dur Bd iShares:BR Sh Mat Mu Bd iShares:BR Ultra ST Bd iShares:Brd USD HY Cp Bd iShares:Brd USD IG Cp Bd iShares:Brkthrgh Env Sol iShares:C&S REIT ETF iShares:CA Muni Bond iShares:CH MSCI ACWI xUS iShares:China Large Cp iShares:Clmt CT MSCI USA iShares:CMBS ETF iShares:Comdty CC Strat iShares:Convertible Bond iShares:Copper and Mt Mn iShares:Core 10+Y USD Bd iShares:Core 1-5Y USD Bd iShares:Core 5-10Y USD B iShares:Core Aggr Alloc iShares:Core Consv Alloc iShares:Core Div Growth iShares:Core Growth All iShares:Core High Div iShares:Core Intl Agg Bd iShares:Core Modt Alloc iShares:Core MSCI EAFE iShares:Core MSCI EmMkts iShares:Core MSCI Europe iShares:Core MSCI Pac iShares:Core MSCI TIS iShares:Core S&P 500 iShares:Core S&P Md-Cp iShares:Core S&P Sm-Cp iShares:Core S&P Tot USM iShares:Core S&P US Gr iShares:Core S&P US Val iShares:Core Tot USD Bd iShares:Core US Agg Bd iShares:Core US REIT iShares:Cr MSCI Intl DM iShares:Curr Hgd EAFE iShares:Curr Hgd EAFE SC iShares:Curr Hgd Em Mkts iShares:Curr Hgd Euro iShares:Curr Hgd Germany iShares:Curr Hgd Japan iShares:Cybersec & Tech iShares:DJ US ETF iShares:EM Eqty Fctr iShares:Em Fd & AgTch MS iShares:Em Mkt Infr iShares:Em Mkts Div iShares:Env Aware RE iShares:Env Infra & Ind iShares:ESG A 1-5Yr CB iShares:ESG A MSCI EAFE iShares:ESG A MSCI EM iShares:ESG A MSCI USA iShares:ESG A MSCI USA G iShares:ESG A MSCI USA S iShares:ESG A MSCI USA V iShares:ESG A USD CB iShares:ESG Adv HY Cp Bd iShares:ESG Adv IG Cp Bd iShares:ESG Adv MSCI EAF iShares:ESG Adv MSCI EM iShares:ESG Adv MSCI USA iShares:ESG Adv USD Bd iShares:ESG Aware Agg Al iShares:ESG Aware Csv Al Data provided by Description ETF Symbols Short-Intmdt Inv. Grade Debt Inflation Protected Bond Corporate Debt BBB-Rated General U.S. Treasury Intl Income Short U.S. Treasury Short-Intmdt Inv. Grade Debt General U.S. Treasury Specialty Fixed Income General U.S. Treasury General U.S. Treasury Core Bond General U.S. Treasury Corporate Debt A Rated General U.S. Government Pacific Ex Japan Intl Equity Income Fds Corporate Debt BBB-Rated Corporate Debt BBB-Rated Health/Biotechnology Global Science/Technology Fds Commodities General Short Inv. Grade Debt Short Municipal Debt Ultra-Short Obligations High Yield Corporate Debt BBB-Rated Alternative Energy Real Estate California Municipal Debt Intl Large-Cp Gro Fds China Region Large-Cap Core U.S. Mortgage Commodities General Convertible Securities Basic Materials General Bond Short-Intmdt Inv. Grade Debt Core Bond Mixed-Asset Trgt All Agg Gr Fds Mixed-Asset Trgt Alloc Con Fds Equity Income Mixed-Asset Trgt Alloc Gro Fds Equity Income Intl Income Mixed-Asset Trgt Alloc Mod Fds Intl Multi-Cp Core Fds Emerging Markets European Region Pacific Region Intl Multi-Cp Core Fds S&P 500 Index S&P Midcap 400 Index Small-Cap Core Multi-Cap Core Large-Cap Growth Multi-Cap Value General Bond Core Bond Real Estate Intl Multi-Cp Core Fds Intl Large-Cp Core Fds Intl Sm/Md-Cp Gro Fds Emerging Markets European Region European Region Japanese Global Science/Technology Fds Large-Cap Core Emerging Markets Global Multi-Cap Value Fds Global Infrastructure Intl Equity Income Fds Global Real Estate Global Infrastructure Short-Intmdt Inv. Grade Debt Intl Large-Cp Core Fds Emerging Markets Large-Cap Core Large-Cap Growth Small-Cap Core Multi-Cap Value Core Bond High Yield Corporate Debt BBB-Rated Intl Multi-Cp Gro Fds Emerging Markets Multi-Cap Core General Bond Mixed-Asset Trgt All Agg Gr Fds Mixed-Asset Trgt Alloc Con Fds SLQD STIP IGLB TLH ISHG SHY IGSB TLT TLTW GOVZ IEI IGIB IEF QLTA AGZ AIA DVYA HYBB LQDB IBB IBLC CMDY NEAR MEAR ICSH USHY USIG ETEC ICF CMF HAWX FXI USCL CMBS CCRV ICVT ICOP ILTB ISTB IMTB AOA AOK DGRO AOR HDV IAGG AOM IEFA IEMG IEUR IPAC IXUS IVV IJH IJR ITOT IUSG IUSV IUSB AGG USRT IDEV HEFA HSCZ HEEM HEZU HEWG HEWJ IHAK IYY EMGF IVEG EMIF DVYE ERET EFRA SUSB ESGD ESGE ESGU EGUS ESML EVUS SUSC HYXF ELQD DMXF EMXF USXF EUSB EAOA EAOK NAV Net Assets (MIL) 49.15 2231.7 98.52 8909.1 52.55 2011.4 108.01 7085.8 72.05 77.0 82.00 26299.8 51.20 21297.0 98.77 45871.0 27.44 819.1 12.23 162.6 117.03 12708.7 51.90 11571.8 96.31 27996.7 48.08 1032.9 108.34 673.9 58.14 1425.4 35.87 39.6 46.03 279.4 86.40 29.3 135.81 6518.8 29.27 10.1 47.04 284.0 50.47 3082.5 50.00 618.2 50.35 6162.0 36.39 10604.6 51.17 9650.7 23.36 3.6 58.70 1998.2 57.86 2639.0 28.96 183.0 23.92 4675.5 56.05 2552.0 46.72 367.5 19.81 28.2 78.44 1503.1 25.62 4.7 52.50 521.1 47.52 4092.8 43.46 155.6 69.08 1762.6 36.16 677.3 53.80 24337.0 53.19 2038.2 102.00 10064.7 49.74 4954.0 41.51 1387.2 70.28 101193.1 50.56 71876.2 55.05 4128.0 59.56 1738.0 64.87 32304.2 477.38 378410.5 277.21 71969.3 108.26 67601.9 105.17 46471.8 104.03 14245.0 84.32 14526.5 46.04 22429.4 99.20 95596.6 54.25 2049.9 63.61 11378.5 31.50 3727.7 29.28 103.4 24.57 128.8 33.29 329.2 32.27 32.9 34.90 228.3 45.35 679.5 116.42 1653.6 42.73 576.3 19.46 5.5 21.72 20.7 26.57 642.2 26.00 8.7 29.15 4.4 24.46 854.1 75.48 7246.4 32.12 4010.3 104.88 12761.7 33.65 5.2 38.04 1311.2 25.70 3.9 23.23 1130.3 45.59 115.0 82.89 12.0 63.94 529.9 35.38 65.9 39.78 770.2 43.22 549.2 32.06 24.7 24.88 7.2 4th Qtr Total Return 1 Year 3 Years* 3.54 2.52 13.25 11.28 6.70 2.48 3.98 12.90 2.20 18.81 4.44 8.10 6.36 8.02 3.63 6.33 14.00 7.40 8.30 11.13 84.45 -4.16 3.10 1.60 1.73 7.15 7.94 8.20 18.14 6.80 6.39 -7.77 11.28 4.99 -5.22 6.79 9.79 13.10 3.68 7.32 10.18 7.92 9.39 9.26 4.19 5.93 8.36 10.95 7.90 12.02 9.27 10.03 11.68 11.66 15.10 12.15 10.08 13.61 6.73 6.69 16.19 10.93 6.06 6.55 5.90 9.12 9.50 3.48 17.91 11.95 9.09 5.88 6.64 14.58 15.28 13.24 4.02 10.66 7.68 12.08 14.21 13.55 9.85 8.39 7.81 9.77 13.49 6.25 15.39 6.64 10.43 8.07 5.99 4.59 11.22 3.97 3.93 4.15 6.42 2.96 0.75 0.98 4.42 9.17 3.58 7.58 5.18 4.84 13.96 11.43 9.19 3.62 201.77 -9.09 7.33 3.96 5.59 13.50 8.70 N/A 10.38 5.59 17.06 -12.87 N/A 4.93 6.57 15.29 N/A 7.93 5.55 6.16 18.28 10.84 10.43 15.24 1.77 8.37 12.29 17.63 11.30 19.83 14.33 15.62 26.26 16.42 16.03 26.10 29.27 21.77 6.20 5.59 13.62 17.28 20.44 17.04 9.64 22.89 23.35 36.20 37.43 26.34 10.72 -2.46 7.82 20.65 10.21 13.88 6.06 18.08 9.41 25.72 N/A 17.31 N/A 8.48 12.47 8.99 20.75 6.78 31.61 5.86 18.36 10.23 0.28 2.35 -6.69 -9.80 -4.95 -0.21 -0.05 -12.38 N/A -17.44 -2.73 -2.64 -5.30 -3.78 -1.36 -10.77 5.15 1.22 N/A -3.30 N/A 9.66 2.62 1.37 2.21 1.89 -3.19 N/A 5.51 -0.76 6.63 -18.19 N/A -2.86 19.20 -3.11 N/A -8.28 -0.50 -3.00 4.59 -0.05 8.80 2.75 9.16 -1.67 0.89 3.57 -3.95 5.29 0.70 1.63 9.97 8.05 7.20 8.44 6.48 12.98 -3.02 -3.36 7.12 3.99 11.06 6.91 -3.54 11.15 6.55 13.86 4.31 8.67 -0.51 N/A -1.05 -2.47 N/A N/A -0.26 3.87 -6.17 8.34 N/A 5.03 N/A -3.52 0.64 N/A 2.68 -3.44 9.69 -3.09 3.69 -0.74
January 8, 2024 BARRON’S • L39 Funds Quarterly ETF Score Card For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund iShares:ESG Aware Gro Al iShares:ESG Aware Mod Al iShares:ESG MSCI EM Ldrs iShares:ESG MSCI USA Ldr iShares:ESG MSCI USA MVF iShares:ESG Scrn S&P 500 iShares:ESG Scrn S&P MC iShares:ESG Scrn S&P SC iShares:ESG US Aggr Bd iShares:Europe iShares:Exp Tech ETF iShares:Exp Tech Sector iShares:Expand Tch-Sftwr iShares:Factors US Gr iShares:Fall Ang USD Bd iShares:Floating Rt Bond iShares:Focused Val Fctr iShares:Frtr & S EM iShares:Ftr Cld 5G & Tch iShares:Future Meta T&C iShares:Gen Immu & HC iShares:Gl Cl Energy iShares:Gl Timber iShares:Glbl 100 iShares:Glbl Comm Svcs iShares:Glbl Con Disc iShares:Glbl Con Staples iShares:Glbl Energy iShares:Glbl Financials iShares:Glbl HealthCare iShares:Glbl Industrials iShares:Glbl Infra iShares:Glbl Materials iShares:Glbl Tech iShares:Glbl Utilities iShares:Global Eqty Fctr iShares:Global REIT ETF iShares:GNMA Bond iShares:Gold Strategy IShares:Gold Trust iShares:GSCI Comm Dyn RS iShares:Gvt/Crd Bd ETF iShares:HY Bond Factor iShares:HY Corp Bd BW St iShares:iBd 2024T HY&Inc iShares:iBd 2025T HY&Inc iShares:iBd 2026T HY&Inc iShares:iBd 2027T HY&Inc iShares:iBd 2028T HY&Inc iShares:iBd 2029T HY&Inc iShares:iBd 2030T HY&Inc iShares:iBd D2024T Trs iShares:iBd D2025T Trs iShares:iBd D2026T Trs iShares:iBd D2027T Trs iShares:iBd D2028T Trs iShares:iBd D2029T Trs iShares:iBd D2030T Trs iShares:iBd D2031T Trs iShares:iBd D2032T Trs iShares:iBd Dc2032T Crp iShares:iBd Dec2024T Crp iShares:iBd Dec2024T MB iShares:iBd Dec2025T Crp iShares:iBd Dec2025T MB iShares:iBd Dec2026T Crp iShares:iBd Dec2026T MB iShares:iBd Dec2027T Crp iShares:iBd Dec2027T MB iShares:iBd Dec2028T Crp iShares:iBd Dec2028T MB iShares:iBd Dec2029T Crp iShares:iBd Dec2029T MB iShares:iBd Dec2030T Crp iShares:iBd Dec2031T Crp iShares:iBd Dec2033T Crp iShares:iBd Dec2033T Trs iShares:iBd O2024T TIPS iShares:iBd O2025T TIPS iShares:iBd O2026T TIPS iShares:iBd O2027T TIPS iShares:iBd O2028T TIPS iShares:iBd O2029T TIPS iShares:iBd O2030T TIPS iShares:iBd O2031T TIPS iShares:iBd O2032T TIPS iShares:iBd O2033T TIPS iShares:iBoxx $HY Corp iShares:iBoxx $IG Corp iShares:IG Bond Factor iShares:IG Cp Bd BW Str iShares:India 50 Description ETF Symbols Mixed-Asset Trgt Alloc Gro Fds Mixed-Asset Trgt Alloc Mod Fds Emerging Markets Large-Cap Core Multi-Cap Core Large-Cap Core Small-Cap Core Small-Cap Core Core Bond European Region Global Science/Technology Fds Science & Technology Science & Technology Multi-Cap Growth High Yield Ultra-Short Obligations Mid-Cap Value Frontier Markets Global Science/Technology Fds Global Science/Technology Fds Global Health/Biotechnology Fds Alternative Energy Basic Materials Global Large-Cap Core Fds Telecommunication Consumer Services Consumer Goods Global Natural Resources Global Financial Services Global Health/Biotechnology Fds Industrials Global Infrastructure Basic Materials Global Science/Technology Fds Utility Global Multi-Cap Value Fds Global Real Estate GNMA Precious Metals Equity Commodities Prec Metals Fds Commodities General Corporate Debt BBB-Rated High Yield Specialty Fixed Income High Yield High Yield High Yield High Yield High Yield High Yield High Yield General U.S. Treasury General U.S. Treasury General U.S. Treasury General U.S. Treasury General U.S. Treasury General U.S. Treasury General U.S. Treasury General U.S. Treasury General U.S. Treasury Corporate Debt BBB-Rated Corporate Debt BBB-Rated Interm. Municipal Debt Corporate Debt BBB-Rated Interm. Municipal Debt Corporate Debt BBB-Rated Interm. Municipal Debt Corporate Debt BBB-Rated Interm. Municipal Debt Corporate Debt BBB-Rated Interm. Municipal Debt Corporate Debt BBB-Rated Interm. Municipal Debt Corporate Debt BBB-Rated Corporate Debt BBB-Rated Corporate Debt BBB-Rated General U.S. Treasury Inflation Protected Bond Inflation Protected Bond Inflation Protected Bond Inflation Protected Bond Inflation Protected Bond Inflation Protected Bond Inflation Protected Bond Inflation Protected Bond Inflation Protected Bond Inflation Protected Bond High Yield Corporate Debt BBB-Rated Core Plus Bond Specialty Fixed Income India Region EAOR EAOM LDEM SUSL ESMV XVV XJH XJR EAGG IEV XT IGM IGV STLG FALN FLOT FOVL FM IDAT IVRS IDNA ICLN WOOD IOO IXP RXI KXI IXC IXG IXJ EXI IGF MXI IXN JXI GLOF REET GNMA IAUF IAU COMT GBF HYDB HYGW IBHD IBHE IBHF IBHG IBHH IBHI IBHJ IBTE IBTF IBTG IBTH IBTI IBTJ IBTK IBTL IBTM IBDX IBDP IBMM IBDQ IBMN IBDR IBMO IBDS IBMP IBDT IBMQ IBDU IBMR IBDV IBDW IBDY IBTO IBIA IBIB IBIC IBID IBIE IBIF IBIG IBIH IBII IBIJ HYG LQD IGEB LQDW INDY NAV 29.06 26.26 44.18 84.27 25.00 36.40 37.71 38.22 47.70 52.87 59.96 448.02 405.53 41.09 26.46 50.59 58.21 26.43 27.64 32.56 23.04 15.61 81.43 80.45 74.64 158.82 59.25 39.12 78.62 86.70 127.19 47.12 87.45 68.13 58.50 37.93 24.19 44.25 54.33 39.03 25.07 105.13 46.23 33.43 23.15 23.06 22.90 22.19 23.23 23.13 26.00 23.84 23.26 22.84 22.37 22.20 21.76 19.70 20.53 23.08 25.15 24.87 25.92 24.72 26.55 23.86 25.48 23.89 25.36 25.03 25.54 23.01 25.52 21.58 20.70 25.82 24.81 25.04 25.15 25.31 25.39 25.46 25.56 25.64 25.70 25.65 25.79 77.55 110.52 45.09 29.63 49.16 Net Assets (MIL) 16.8 5.1 43.9 1170.8 8.5 174.4 121.4 55.8 3382.9 1611.4 3273.9 3551.8 7367.6 17.7 1476.7 7527.0 18.6 607.5 6.1 6.2 118.8 2772.8 203.6 4513.4 286.8 310.3 905.4 3053.5 421.8 3996.3 537.5 3617.9 261.2 3857.0 127.8 115.5 3166.9 323.2 51.7 25921.3 768.8 332.3 285.2 47.4 456.7 296.5 199.4 58.9 36.2 13.5 12.7 2719.6 1695.5 573.6 355.6 278.5 137.5 162.3 150.5 160.0 372.2 2659.0 506.4 2279.8 561.0 1947.0 377.4 1615.2 336.9 1263.4 254.7 782.0 28.7 637.7 571.0 167.9 103.2 5.1 5.0 6.3 5.0 7.6 5.0 3.8 3.8 5.0 5.0 17059.7 31271.2 340.9 182.7 715.7 4th Qtr Total Return 1 Year 3 Years* 9.48 8.54 5.86 12.21 9.93 12.60 12.01 15.66 6.68 11.54 15.09 17.35 18.89 15.17 8.62 1.55 16.51 2.84 18.15 16.95 13.79 7.50 10.20 10.54 10.09 8.88 5.84 -3.58 12.82 5.94 13.51 10.91 13.17 18.11 10.31 11.80 15.56 7.27 11.38 10.19 -9.68 6.48 7.79 1.52 2.40 3.30 4.26 5.87 7.38 8.60 8.44 1.55 2.25 2.97 3.73 4.35 4.97 5.52 6.19 6.40 9.09 1.70 1.38 2.62 2.43 3.59 3.47 4.70 4.46 5.71 5.48 6.80 7.87 7.71 8.69 9.45 6.67 1.43 1.84 2.55 3.10 3.55 4.13 4.80 5.23 5.56 5.80 7.16 9.85 8.10 0.47 8.94 15.06 11.82 4.22 29.07 12.10 29.80 16.80 16.40 5.51 19.82 27.09 60.67 58.47 42.76 14.02 6.59 17.68 9.78 32.73 N/A -7.76 -20.33 13.83 27.61 38.71 27.22 2.37 4.06 14.93 3.49 21.67 6.16 14.49 52.78 0.84 22.37 10.43 5.33 12.59 13.52 -6.27 5.62 14.78 7.30 9.60 10.69 10.96 11.25 13.03 14.34 N/A 4.40 4.12 4.31 4.38 4.62 4.50 4.01 3.71 3.61 9.31 5.03 2.55 5.09 2.50 5.85 2.91 6.53 3.42 7.54 3.97 8.51 N/A 8.43 8.99 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 12.41 9.27 9.47 3.93 17.05 1.94 0.18 -6.69 10.63 N/A 9.64 7.32 6.38 -3.44 6.17 2.21 9.01 4.64 10.24 1.38 2.67 14.38 -0.10 N/A N/A -19.97 -16.84 2.42 10.36 1.55 1.76 3.01 29.43 9.46 5.63 7.86 5.36 6.26 11.56 2.34 6.57 3.57 -2.65 2.03 2.67 15.02 -3.77 2.76 N/A 3.99 3.50 2.63 N/A N/A N/A N/A -0.55 -1.64 -2.45 -3.13 -3.63 -4.13 -5.11 N/A N/A N/A 0.15 -0.20 -0.80 -0.81 -1.55 -0.93 -1.76 -1.01 -2.18 -1.11 -2.56 N/A -3.41 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 1.23 -4.11 -2.68 N/A 8.76 Fund iShares:Infl Hdg Crp Bd iShares:Infn Hdg HY Bd iShares:Infn Hdg US AgBd iShares:Int Govt/Crdt Bd iShares:Int Rt Hgd US AB iShares:Interest Rt HCB iShares:Interest Rt HY B iShares:Internatl HY Bd iShares:Intl Dev Prop iShares:Intl Dev RE iShares:Intl Dev SC VF iShares:Intl Div Growth iShares:Intl Eqty Fct iShares:Intl SC EF iShares:IR Hdgd LT Cp Bd iShares:iShares Core Dv iShares:Itl Sel Div ETF iShares:Itl Trs Bd iShares:JPM EM Corp Bd iShares:JPM EM Hi Yld Bd iShares:JPM EM LC Bd iShares:JPM USD EM Bd iShares:JPMrgn BUSD EM B iShares:JPX-Nikkei 400 iShares:Lat Amer 40 iShares:Lit Min and Prod iShares:MBS ETF iShares:Micro-Cap iShares:Morningstar MC iShares:Morningstar SC iShares:Morningstar Val iShares:Mornstr Growth iShares:Mornstr MC-Gro iShares:Mornstr MC-Val iShares:Mornstr SC-Gro iShares:Mornstr SC-Val iShares:Mornstr US Eqty iShares:MS MltAsst Inc iShares:MSCI AC AXJ iShares:MSCI ACWI iShares:MSCI ACWI Low CT iShares:MSCI ACWI XUS iShares:MSCI Agri Prod iShares:MSCI Australia iShares:MSCI Austria iShares:MSCI Belgium iShares:MSCI BIC iShares:MSCI Brazil iShares:MSCI Brz Sm-Cap iShares:MSCI Canada iShares:MSCI Chile iShares:MSCI China iShares:MSCI China A iShares:MSCI China MTech iShares:MSCI Chna Sm-Cap iShares:MSCI Denmark iShares:MSCI EAFE ETF iShares:MSCI EAFE Gro iShares:MSCI EAFE Sm-Cp iShares:MSCI EAFE Val iShares:MSCI Em Mkt Asia iShares:MSCI Em Mkt SC iShares:MSCI Em Mkts iShares:MSCI EM MV F iShares:MSCI EM xChn iShares:MSCI Europe F iShares:MSCI Europe SC iShares:MSCI Eurozone iShares:MSCI Finland iShares:MSCI France iShares:MSCI Germany iShares:MSCI Gl Engy Pro iShares:MSCI Gl GMiners iShares:MSCI Gl M&MP iShares:MSCI Gl MV Fctr iShares:MSCI Gl SMetal iShares:MSCI Glbl SDGs iShares:MSCI Hong Kong iShares:MSCI Ind Sm-Cap iShares:MSCI India iShares:MSCI Indonesia iShares:MSCI Intl SF iShares:MSCI Ireland iShares:MSCI Israel iShares:MSCI Italy iShares:MSCI Itl Mom Fct iShares:MSCI Itl Qlty Fc iShares:MSCI Itl Val Fct iShares:MSCI Japan iShares:MSCI Japan SC iShares:MSCI Japan Value iShares:MSCI KLD 400 Soc Data provided by Description ETF Symbols Inflation Protected Bond Inflation Protected Bond Inflation Protected Bond Core Bond Core Bond Corporate Debt BBB-Rated High Yield Global High Yield Intl Real Estate Intl Real Estate Intl Sm/Md-Cp Core Fds Intl Equity Income Fds Intl Multi-Cp Core Fds Intl Sm/Md-Cp Gro Fds Corporate Debt BBB-Rated Equity Income Intl Equity Income Fds Intl Income Emerging Mrkts Hard Currency Debt Emerging Mrkts Hard Currency Debt EmergingMarketsLocalCurrencyDebtFds Emerging Mrkts Hard Currency Debt Emerging Mrkts Hard Currency Debt Japanese Latin American Basic Materials U.S. Mortgage Small-Cap Core Mid-Cap Core Small-Cap Core Large-Cap Value Large-Cap Growth Mid-Cap Growth Mid-Cap Value Small-Cap Growth Small-Cap Core Large-Cap Core Alternative Global Macro Pacific Ex Japan Global Multi-Cap Core Fds Global Multi-Cap Core Fds Intl Multi-Cp Core Fds Specialty/Miscellaneous Pacific Region European Region European Region Emerging Markets Latin American Latin American Intl Large-Cp Core Fds Latin American China Region China Region China Region China Region European Region Intl Large-Cp Core Fds Intl Large-Cp Gro Fds Intl Sm/Md-Cp Gro Fds Intl Large-Cp Val Fds Emerging Markets Emerging Markets Emerging Markets Emerging Markets Emerging Markets Global Financial Services European Region European Region European Region European Region European Region Global Natural Resources Precious Metals Equity Basic Materials Global Multi-Cap Value Fds Precious Metals Equity Global Multi-Cap Value Fds China Region India Region India Region Emerging Markets Intl Multi-Cp Core Fds European Region Intl Sm/Md-Cp Core Fds European Region Intl Large-Cp Gro Fds Intl Large-Cp Gro Fds Intl Multi-Cp Val Fds Japanese Japanese Japanese Large-Cap Core LQDI HYGI AGIH GVI AGRH LQDH HYGH HYXU WPS IFGL ISVL IGRO INTF ISCF IGBH DIVB IDV IGOV CEMB EMHY LEMB EMB BEMB JPXN ILF ILIT MBB IWC IMCB ISCB ILCV ILCG IMCG IMCV ISCG ISCV ILCB IYLD AAXJ ACWI CRBN ACWX VEGI EWA EWO EWK BKF EWZ EWZS EWC ECH MCHI CNYA TCHI ECNS EDEN EFA EFG SCZ EFV EEMA EEMS EEM EEMV EMXC EUFN IEUS EZU EFNL EWQ EWG FILL RING PICK ACWV SLVP SDG EWH SMIN INDA EIDO ISZE EIRL EIS EWI IMTM IQLT IVLU EWJ SCJ EWJV DSI NAV 26.22 25.89 24.60 104.69 25.71 93.03 84.08 49.15 28.80 21.86 33.79 64.58 28.01 32.12 24.20 41.02 28.06 41.30 43.89 36.19 36.77 88.91 51.66 68.05 29.06 16.99 94.08 115.96 67.07 53.61 70.58 67.76 64.45 67.67 43.94 59.17 65.72 19.89 66.55 101.77 165.64 51.01 38.28 24.42 21.58 18.83 34.33 34.92 15.10 36.68 28.08 40.81 25.87 16.86 25.54 112.47 75.37 96.87 61.98 52.03 66.23 58.01 40.25 55.66 55.35 20.96 56.08 47.34 35.76 39.18 29.66 24.14 24.74 43.30 100.45 10.21 81.36 17.38 69.78 48.82 22.25 26.07 61.02 58.19 33.89 34.27 37.53 26.47 64.15 71.99 29.14 91.01 Net Assets (MIL) 48.4 2.5 2.4 3361.2 5.2 267.7 176.6 48.7 37.1 120.3 163.9 606.6 948.2 530.2 70.9 261.2 4299.8 1060.8 407.8 321.4 469.7 14671.6 40.1 79.8 1647.7 3.1 27960.6 789.4 753.4 200.1 843.1 1838.0 1643.4 556.8 445.3 370.0 800.5 127.2 2385.6 18199.0 886.5 4407.5 169.2 2027.3 55.0 17.4 69.9 5637.4 251.7 3000.1 546.0 6578.2 220.5 7.0 59.0 245.2 48645.5 10255.3 9477.3 16779.1 432.1 341.5 16956.4 4334.2 7916.3 1211.8 115.0 6502.4 19.0 879.8 1023.5 115.9 429.6 1300.6 4222.6 176.4 344.8 581.5 504.5 6351.1 398.7 5.1 94.0 130.4 262.1 1582.3 6915.1 1651.5 13152.6 111.3 234.8 3866.4 4th Qtr Total Return 1 Year 3 Years* 8.05 6.28 5.25 4.46 2.12 3.77 4.40 10.79 15.39 15.06 12.51 9.54 10.40 11.21 3.94 11.12 11.96 10.94 5.80 9.04 6.66 9.68 8.26 8.23 17.19 -6.76 7.33 16.00 12.83 14.41 9.78 13.89 13.15 12.43 13.80 14.92 11.97 7.09 6.01 11.16 11.41 9.94 1.79 16.02 12.75 9.09 2.88 17.74 15.37 11.15 6.99 -3.88 -4.44 2.67 -2.57 12.13 10.81 13.08 11.43 8.61 6.29 8.36 7.52 5.73 12.34 12.61 14.93 12.98 12.04 10.91 13.30 -4.37 20.69 11.56 6.81 19.49 9.91 3.72 10.76 10.05 0.20 10.63 13.06 7.42 12.98 10.34 12.94 7.01 8.03 7.42 4.23 12.23 8.89 11.64 5.43 5.14 6.58 10.66 12.29 16.08 7.46 5.86 17.02 15.50 18.35 11.52 12.43 13.15 10.75 5.63 8.07 11.43 7.68 10.58 N/A 19.47 32.79 N/A 4.99 9.09 16.21 19.65 14.36 40.25 20.82 11.73 22.84 16.45 26.86 11.05 4.94 22.22 22.34 15.46 -8.51 13.98 19.88 7.46 1.48 31.78 31.25 14.62 9.24 -11.07 -13.51 -5.69 -23.28 17.80 18.07 17.24 12.90 18.87 6.98 22.52 8.90 8.02 18.71 26.18 16.63 22.93 -0.04 21.69 22.90 4.09 12.62 10.05 8.17 -2.05 4.66 -14.04 34.80 17.49 2.09 15.86 34.06 5.32 30.34 13.68 18.46 19.99 19.78 12.95 23.05 28.45 -0.32 N/A N/A -1.82 N/A 3.64 5.54 -2.12 -4.07 -4.67 N/A 3.61 4.96 2.36 3.86 10.02 4.96 -9.27 -1.92 -1.64 -4.63 -4.02 N/A 0.24 8.24 N/A -2.97 0.33 6.20 4.40 10.43 5.95 1.11 11.55 -3.84 10.42 8.17 -1.42 -7.62 5.75 5.52 1.38 6.06 5.43 7.08 1.40 -11.38 7.13 0.31 8.22 3.00 -18.83 -13.10 N/A -15.89 6.13 4.03 0.08 -0.72 7.62 -6.97 5.66 -5.91 -1.02 1.34 11.12 -0.75 4.92 -3.31 8.96 0.10 28.38 -4.11 11.64 3.43 -14.90 -2.76 -8.17 18.83 9.23 0.84 1.72 7.42 -1.78 8.37 0.31 4.28 9.24 0.17 -1.27 7.21 9.73
L40 BARRON’S • Funds Quarterly January 8, 2024 ETF Score Card For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund iShares:MSCI Kokusai iShares:MSCI Kuwait iShares:MSCI Malaysia iShares:MSCI Mexico iShares:MSCI MV EAFE MVF iShares:MSCI Netherlands iShares:MSCI New Zlnd iShares:MSCI Norway iShares:MSCI Pac xJpn iShares:MSCI Philippines iShares:MSCI Poland iShares:MSCI Qatar iShares:MSCI S Africa iShares:MSCI S Arabia iShares:MSCI S Korea iShares:MSCI Singapore iShares:MSCI Spain iShares:MSCI Sweden iShares:MSCI Switzerland iShares:MSCI Taiwan iShares:MSCI Thai iShares:MSCI Turkey iShares:MSCI UAE iShares:MSCI UK iShares:MSCI UK Sm-Cap iShares:MSCI USA ESG Sel iShares:MSCI USA EW iShares:MSCI USA Mom Fct iShares:MSCI USA MVF iShares:MSCI USA QF iShares:MSCI USA SC MVF iShares:MSCI USA SF iShares:MSCI USA Val Fct iShares:MSCI Water Mgt iShares:MSCI World iShares:Mtge RE iShares:N Amer Nat Res iShares:Natl Muni Bond iShares:Neurosci & Hlthc iShares:NY Muni Bond iShares:Par-Al Clm MSCI iShares:Pref and Inc Sec iShares:Res & Mltsctr RE iShares:Rob & Art Int Ms iShares:Russ 1000 ETF iShares:Russ 1000 Gr ETF iShares:Russ 1000 Vl ETF iShares:Russ 2000 ETF iShares:Russ 2000 Gr ETF iShares:Russ 2000 Vl ETF iShares:Russ 2500 ETF iShares:Russ MC Gr iShares:Russ MC Val iShares:Russ Mid-Cap iShares:Russ Top 200 iShares:Russ Top 200 Gr iShares:Russ Top 200 Val iShares:Russell 3000 iShares:S&P 100 iShares:S&P 500 Gro iShares:S&P 500 Val iShares:S&P GSCI Cmdty iShares:S&P MC 400 Gro iShares:S&P MC 400 Val iShares:S&P SC 600 Gro iShares:S&P SC 600 Val iShares:Sel Div ETF iShares:Self-Dri EV&Tech iShares:Semiconductor iShares:Sh Trs Bd ETF IShares:Silver Trust iShares:ST Nat Muni Bond iShares:TIPS Bd ETF iShares:Tr Fl Rate Bond iShares:Trstn-Enblg Mtls iShares:US & I HY Crp Bd iShares:US Aer&Def ETF iShares:US BD & SE ETF iShares:US Bsc Mat ETF iShares:US Cnsmr Disc iShares:US Cnsmr Foc iShares:US Cnsmr Staples iShares:US Dg Infra & RE iShares:US Energy ETF iShares:US Eqty Fct iShares:US FI BR Fctr iShares:US Finanls ETF iShares:US Fnl Svc ETF iShares:US HC Prvd ETF iShares:US Hlthcr ETF iShares:US Home Cons ETF iShares:US Indust ETF Description ETF Symbols Global Large-Cap Core Fds Frontier Markets Pacific Region Latin American Intl Multi-Cp Core Fds European Region Pacific Region European Region Pacific Ex Japan Pacific Region European Region Emerging Markets Emerging Markets Emerging Markets Pacific Ex Japan Pacific Region European Region European Region European Region China Region Emerging Markets Emerging Markets Emerging Markets European Region European Region Multi-Cap Core Multi-Cap Core Large-Cap Core Multi-Cap Core Large-Cap Core Small-Cap Core Multi-Cap Core Multi-Cap Value Specialty/Miscellaneous Global Large-Cap Core Fds Real Estate Natural Resources General & Insured Municipal Debt Global Health/Biotechnology Fds New York Municipal Debt Large-Cap Growth Flexible Income Real Estate Global Science/Technology Fds Large-Cap Core Large-Cap Growth Multi-Cap Value Small-Cap Core Small-Cap Growth Small-Cap Core Small-Cap Growth Mid-Cap Growth Mid-Cap Core Mid-Cap Core Large-Cap Core Large-Cap Growth Large-Cap Value Multi-Cap Core Large-Cap Core Large-Cap Growth Large-Cap Value Commodities General Small-Cap Growth Small-Cap Core Small-Cap Growth Small-Cap Value Equity Income Global Science/Technology Fds Science & Technology Short U.S. Treasury Commodities Prec Metals Fds Short-Intmdt Municipal Debt Inflation Protected Bond Short U.S. Treasury Commodities Base Metals Fds Global High Yield Industrials Financial Services Basic Materials Consumer Services Consumer Services Consumer Goods Telecommunication Natural Resources Multi-Cap Core Multi-Sector Income Financial Services Financial Services Health/Biotechnology Health/Biotechnology Consumer Services Industrials TOK KWT EWM EWW EFAV EWN ENZL ENOR EPP EPHE EPOL QAT EZA KSA EWY EWS EWP EWD EWL EWT THD TUR UAE EWU EWUS SUSA EUSA MTUM USMV QUAL SMMV SIZE VLUE IWTR URTH REM IGE MUB IBRN NYF PABU PFF REZ IRBO IWB IWF IWD IWM IWO IWN SMMD IWP IWS IWR IWL IWY IWX IWV OEF IVW IVE GSG IJK IJJ IJT IJS DVY IDRV SOXX SHV SLV SUB TIP TFLO TMET GHYG ITA IAI IYM IYC IEDI IYK IDGT IYE LRGF FIBR IYF IYG IHF IYH ITB IYJ NAV 98.85 30.85 21.25 67.93 69.32 44.57 48.67 24.39 43.56 25.85 22.71 18.12 42.09 42.13 65.76 18.64 30.54 39.45 48.29 46.00 64.27 32.36 14.77 33.08 34.71 100.52 84.38 156.91 77.98 147.21 35.67 131.97 101.18 28.82 132.90 23.60 40.73 108.42 26.24 54.16 52.70 31.09 73.49 34.47 262.16 303.08 165.20 200.77 252.34 155.26 61.49 104.43 116.31 77.75 115.04 175.11 70.13 273.58 223.24 75.09 173.80 20.08 79.18 114.02 125.09 103.02 117.23 35.93 575.83 110.10 21.78 105.25 107.28 50.43 25.74 44.10 126.55 108.40 138.06 75.78 44.18 191.73 64.71 44.11 48.24 86.24 85.35 178.98 262.59 286.02 101.67 114.32 Net Assets (MIL) 185.6 55.4 236.4 1644.2 7193.7 217.2 116.4 36.0 1773.7 92.9 244.0 69.2 318.5 732.1 3844.7 467.1 821.2 313.1 1220.9 3622.2 276.5 194.1 36.8 2650.5 43.7 5127.5 580.1 8126.8 27571.7 37905.4 815.7 314.2 6396.9 5.6 2886.9 589.0 575.0 37351.2 4.3 670.4 1493.7 13216.0 588.3 536.1 31312.2 77702.7 51581.4 53890.0 9622.8 10836.3 839.5 13266.3 12251.7 28815.8 1031.9 8407.8 1757.1 11751.9 11999.5 35815.8 25816.7 1068.3 7654.4 6739.9 4933.1 6344.7 18192.6 335.6 9195.0 20129.0 10857.7 8992.6 19480.2 10704.9 12.7 119.9 5689.1 394.3 659.0 812.9 14.5 1361.9 47.3 1315.4 1498.2 59.2 1904.8 1179.0 904.7 3017.3 2001.1 1129.6 4th Qtr Total Return 1 Year 3 Years* 12.17 0.44 4.51 18.50 7.53 18.15 11.01 6.04 12.01 4.08 36.35 2.70 13.03 9.03 13.97 4.75 12.83 22.37 10.81 16.11 3.41 -15.86 -3.72 7.06 13.31 12.18 12.73 12.57 8.32 12.16 8.51 12.80 12.25 13.65 11.59 9.94 -1.32 6.99 25.04 7.34 12.82 5.50 12.63 13.69 11.96 14.17 9.45 14.03 12.75 15.21 13.36 14.49 12.06 12.78 11.69 14.12 7.97 12.05 11.64 10.05 13.57 -10.91 9.91 13.57 14.24 15.75 10.06 -2.76 21.73 1.42 2.97 2.92 4.42 1.25 2.04 8.26 19.89 19.43 9.95 13.37 15.36 3.63 4.76 -6.24 11.86 6.05 14.83 16.34 6.90 6.22 29.74 13.63 24.63 -4.49 -4.01 40.43 11.98 21.34 3.53 4.55 5.92 -0.27 50.13 1.85 1.31 13.60 19.05 5.27 29.80 24.75 17.37 29.15 -12.18 -9.16 2.76 13.03 15.30 23.87 17.60 9.10 10.21 30.84 4.97 17.84 14.26 15.06 23.93 14.56 3.12 5.86 0.99 6.22 29.79 9.32 10.89 36.01 26.40 42.49 11.31 16.80 18.58 14.42 17.51 25.63 12.53 17.07 29.71 46.43 10.41 25.80 32.65 29.80 22.02 -5.34 17.32 15.25 16.97 14.64 1.09 8.31 66.90 5.04 -1.14 3.11 3.68 5.17 N/A 13.73 14.27 15.03 12.73 34.10 24.26 -2.77 -6.05 -2.29 25.78 8.29 15.23 15.96 -1.06 2.05 68.83 19.87 8.17 9.93 -5.53 19.73 0.72 4.06 -8.37 2.54 1.14 -5.79 8.31 2.95 1.32 12.84 -6.91 0.21 7.14 3.20 4.46 5.71 -3.22 10.77 11.80 8.13 -3.64 8.30 6.99 0.40 6.47 9.75 3.36 7.43 8.16 N/A 7.45 -1.11 24.18 -0.29 N/A -0.28 N/A -1.50 5.55 -3.39 8.83 8.69 8.66 2.11 -3.55 7.70 4.25 1.12 8.15 5.76 9.90 10.38 8.80 8.38 10.60 6.43 12.90 17.76 4.08 11.76 4.09 9.88 10.69 -4.16 16.01 1.93 -3.99 0.36 -1.31 2.31 N/A 0.48 11.17 12.97 8.76 3.05 5.06 5.70 3.06 33.94 10.21 -2.50 10.35 7.97 4.57 6.39 22.95 6.64 Fund iShares:US Infra iShares:US Ins ETF iShares:US Med Dev ETF iShares:US O&G E&P ETF iShares:US Oil E&S ETF iShares:US Pharma ETF iShares:US Rgnl Bnks ETF iShares:US Rl Est ETF iShares:US SC Eqty Fctr iShares:US SC Val Fctr iShares:US Tch Brktru Ms iShares:US Tech ETF iShares:US Tech Ind Foc iShares:US Telecom ETF iShares:US Transportatn iShares:US Treasury Bond iShares:US Utl ETF iShares:USD Bond Factor iShares:USD Green Bond iShares:Virtual W&L MS iShares:Yld Optimized Bd J Hancock ETF:Corp Bond J Hancock ETF:Itl Hi Div J Hancock ETF:Mltfctr DI J Hancock ETF:Mltfctr EM J Hancock ETF:Mltfctr LC J Hancock ETF:Mltfctr MC J Hancock ETF:Mltfctr SC J Hancock ETF:Mtg-B Sec J Hancock ETF:Prefd Inc J Hancock ETF:US Hi Div Jacob Forward ETF Jns Hndsn AAA CLO Jns Hndsn B-BBB CLO Jns Hndsn Intl Sus Eqty Jns Hndsn Mort-Bckd Sec Jns Hndsn S/M Cap Gr Alp Jns Hndsn Shr Dur Inc Jns Hndsn Sm Cap Gr Alp Jns Hndsn Sus & Imp C Bd Jns Hndsn Sus Corp Bd Jns Hndsn US Real Estate Jns Hndsn US Sus Eqty JPMorgan Alerian MLP ETN JPMorgan:AB Em Mkts Eq JPMorgan:Active China JPMorgan:Active Growth JPMorgan:Active SC Val JPMorgan:Active Value JPMorgan:BB 1-5yr US AB JPMorgan:BB Canada ETF JPMorgan:BB Dv AsPc xJp JPMorgan:BB Emg Mrkts Eq JPMorgan:BB Europe JPMorgan:BB Intl Equity JPMorgan:BB Japan JPMorgan:BB MSCI US REIT JPMorgan:BB US Ag Bd JPMorgan:BB US Equity JPMorgan:BB US Md Cp Eq JPMorgan:BB US Sm Cp Eq JPMorgan:BB US TB 1-3 Yr JPMorgan:BB US TB 20+ Y JPMorgan:BB US TB 3-10 Y JPMorgan:BB US TIPS 0-5Y JPMorgan:BB USD HY CB JPMorgan:BB USD IGCB JPMorgan:Clim Change Sol JPMorgan:Core Plus Bond JPMorgan:Crbn Trns US Eq JPMorgan:Div Ret EM Eqty JPMorgan:Div Ret Intl Eq JPMorgan:Div Ret US Eqty JPMorgan:Dv Rtn US MC Eq JPMorgan:Dv Rtn US SC Eq JPMorgan:Eqty Prem Inc JPMorgan:Equity Focus JPMorgan:Glbl Sl Eq JPMorgan:Hdg Eq Ld Ovly JPMorgan:High Yield Muni JPMorgan:Income JPMorgan:Infl Mgd Bond JPMorgan:Intl Bond Opp JPMorgan:Intl Growth JPMorgan:Intl Val JPMorgan:IR Enh Eqty JPMorgan:Ltd Dur Bd JPMorgan:Mkt Exp Enh Eq JPMorgan:Municipal JPMorgan:Nsdq Eq Prm Inc JPMorgan:Realty Inc JPMorgan:Shrt Dur Core + Data provided by Description ETF Symbols Industrials Financial Services Health/Biotechnology Natural Resources Natural Resources Health/Biotechnology Financial Services Real Estate Small-Cap Core Small-Cap Value Science & Technology Science & Technology Science & Technology Telecommunication Industrials General U.S. Treasury Utility General Bond Global Income Global Science/Technology Fds Multi-Sector Income Corporate Debt BBB-Rated Intl Equity Income Fds Intl Multi-Cp Core Fds Emerging Markets Multi-Cap Core Mid-Cap Core Small-Cap Core U.S. Mortgage Flexible Income Equity Income Science & Technology Loan Participation Loan Participation Intl Multi-Cp Gro Fds U.S. Mortgage Small-Cap Growth Short Inv. Grade Debt Small-Cap Growth Core Bond Corporate Debt BBB-Rated Real Estate Multi-Cap Core Energy MLP Emerging Markets China Region Large-Cap Growth Small-Cap Value Multi-Cap Value Short-Intmdt Inv. Grade Debt Intl Large-Cp Core Fds Pacific Ex Japan Emerging Markets European Region Intl Large-Cp Core Fds Japanese Real Estate General Bond Large-Cap Core Small-Cap Growth Small-Cap Core Short U.S. Treasury General U.S. Treasury Interm. U.S. Government Inflation Protected Bond High Yield Corporate Debt BBB-Rated Global Multi-Cap Core Fds Core Plus Bond Large-Cap Core Emerging Markets Intl Multi-Cp Val Fds Multi-Cap Value Mid-Cap Core Small-Cap Core Options Arbitrage/Opt Strat Fds Large-Cap Core Global Large-Cap Core Fds Options Arbitrage/Opt Strat Fds High Yield Municipal Debt Multi-Sector Income Inflation Protected Bond Intl Income Intl Large-Cp Gro Fds Intl Large-Cp Val Fds Intl Large-Cp Core Fds Short-Intmdt Inv. Grade Debt Small-Cap Core Interm. Municipal Debt Options Arbitrage/Opt Strat Fds Real Estate Short Inv. Grade Debt IFRA IAK IHI IEO IEZ IHE IAT IYR SMLF SVAL TECB IYW IETC IYZ IYT GOVT IDU USBF BGRN IWFH BYLD JHCB JHID JHMD JHEM JHML JHMM JHSC JHMB JHPI JHDV JFWD JAAA JBBB SXUS JMBS JSMD VNLA JSML JIB SCRD JRE SSPX AMJ JEMA JCHI JGRO JPSV JAVA BBSA BBCA BBAX BBEM BBEU BBIN BBJP BBRE BBAG BBUS BBMC BBSC BBSB BBLB BBIB BBIP BBHY BBCB TEMP JCPB JCTR JPEM JPIN JPUS JPME JPSE JEPI JPEF JGLO HELO JMHI JPIE JCPI JPIB JIG JIVE JIRE JPLD JMEE JMUB JEPQ JPRE JSCP NAV 40.22 100.12 53.98 93.17 21.93 185.30 41.82 91.37 58.74 30.80 42.91 122.70 62.38 22.76 262.32 23.02 79.87 85.00 47.11 15.53 22.40 21.32 28.31 32.54 25.57 58.81 52.62 36.54 21.75 21.52 30.34 10.46 50.24 47.80 17.71 45.92 65.70 48.34 58.95 42.32 41.97 22.71 23.68 25.36 36.13 39.07 61.06 54.37 55.58 47.81 64.06 49.66 49.57 56.52 56.95 52.51 89.30 46.54 85.88 84.66 61.45 98.73 94.37 98.50 97.90 45.90 46.11 40.76 46.95 64.54 52.21 54.40 102.73 91.89 44.02 54.97 52.75 52.20 52.90 49.81 45.34 46.55 47.50 58.40 50.75 58.46 50.74 53.64 50.93 49.92 44.98 46.47 Net Assets (MIL) 2128.8 398.2 5033.4 837.4 342.1 570.1 629.3 3086.8 753.6 82.0 314.2 13319.3 166.3 246.8 843.6 23158.7 809.3 12.4 326.1 3.0 108.4 25.7 7.3 522.5 655.1 736.8 3269.9 355.9 33.8 32.6 7.3 2.4 4982.3 135.7 7.6 2951.0 277.7 2415.5 160.3 35.0 30.3 5.9 7.8 3092.4 819.8 10.7 763.8 11.0 692.2 20.1 6256.1 4043.6 519.7 5852.3 3862.3 9527.2 802.5 1878.9 2439.9 1525.8 717.2 4.4 51.0 6.8 7.6 492.9 67.9 20.9 2048.8 4.7 287.0 370.4 434.3 338.6 418.6 30376.5 277.3 902.5 160.2 188.7 848.5 454.9 375.7 76.4 12.3 5574.7 780.5 876.0 859.2 7660.5 339.9 288.2 4th Qtr Total Return 1 Year 3 Years* 10.65 9.67 11.47 -3.41 -8.56 4.95 26.02 17.92 13.58 17.27 17.39 17.16 17.33 7.45 12.62 5.49 9.47 7.08 5.95 14.63 6.54 8.65 7.60 9.71 8.45 11.83 12.01 14.25 6.59 6.70 10.95 36.66 2.24 3.92 13.81 7.72 12.44 2.25 16.04 6.90 9.13 12.65 12.16 4.44 7.31 -5.60 13.56 13.34 9.10 3.45 11.23 11.89 7.39 11.77 10.78 7.83 16.05 6.69 11.97 13.01 15.73 2.52 12.90 4.90 2.50 7.16 8.34 13.21 6.94 12.13 4.80 10.27 10.23 10.67 12.86 5.70 11.69 13.16 6.26 7.06 4.75 4.11 6.23 10.91 7.15 10.65 2.96 11.96 6.66 10.17 16.58 4.01 13.20 11.22 3.21 3.52 4.47 0.99 -8.53 11.86 19.69 12.32 57.41 65.50 54.25 3.88 24.53 4.21 -5.05 6.80 6.52 17.31 8.19 9.33 19.86 19.13 12.67 21.21 14.52 20.58 7.48 7.15 15.97 35.14 8.58 15.35 10.11 5.68 26.88 6.02 29.82 5.62 8.49 8.73 24.97 25.08 8.75 N/A 37.66 N/A 10.33 4.79 14.83 5.60 N/A 19.98 18.17 20.02 13.76 5.48 27.20 18.30 20.03 N/A N/A N/A N/A 12.53 8.58 10.36 7.04 27.48 11.16 17.05 11.05 11.32 15.77 9.88 31.67 N/A N/A 4.86 7.51 4.75 7.84 13.37 N/A 19.67 6.50 17.89 6.07 36.28 13.28 6.22 12.48 16.23 0.09 42.14 26.14 2.76 0.32 4.96 10.05 10.41 7.33 13.41 10.44 -6.82 7.20 -3.93 3.57 N/A -3.33 -19.00 -1.39 N/A N/A 4.64 -1.80 8.93 6.47 7.19 N/A N/A N/A N/A 3.41 N/A N/A -2.35 1.98 1.88 -1.79 N/A N/A N/A N/A 30.97 N/A N/A N/A N/A N/A -0.81 8.71 2.06 N/A 6.09 4.19 0.42 7.01 -3.51 9.18 3.77 3.65 N/A N/A N/A N/A 1.54 -3.53 N/A -2.36 10.35 2.71 2.42 9.41 8.89 8.56 8.83 11.14 N/A N/A -2.05 N/A 0.36 0.66 -5.78 N/A 5.26 1.20 9.85 -0.12 N/A 6.21 N/A
January 8, 2024 BARRON’S • L41 Funds Quarterly ETF Score Card For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund JPMorgan:Sust Muni Inc JPMorgan:Sustainbl Infra JPMorgan:Ultra-Short Inc JPMorgan:Ult-Sht Mun Inc JPMorgan:US Mom Factor JPMorgan:US Quality Fact JPMorgan:US Value Factor JPMorgan:USD EM Sov Bd Kingsbarn Tactical Bond Knowledge Ldrs Dev World Kovitz Core Equity KPOP and Korean Entmt KraneShs:Asia Pac HI Bd KraneShs:Bbg Chn Bd Inc KraneShs:Bos MSCI Cn A50 KraneShs:CA Crbn All St KraneShs:Chn Innovation KraneShs:CICC Ch 5G & Sc KraneShs:CICC Ch Cns Ldr KraneShs:CICC Strtgy KraneShs:CSI China Intrt KraneShs:Dyn EM Strtgy KraneShs:Elc Vhcs&Fut Mb KraneShs:Elec Metals Str KraneShs:EM Cons Tech Ix KraneShs:Eur Crbn All St KraneShs:Glb Crbn OffStr KraneShs:Glbl Crbn Strat KraneShs:Glbl Lxry Idx KraneShs:Hang Seng TECH KraneShs:KFA MLMFI Strat KraneShs:MSCI 1Belt 1Rd KraneShs:MSCI All Ch HCI KraneShs:MSCI All China KraneShs:MSCI Ch Cln Tch KraneShs:MSCI EM ex Chna KraneShs:QIR V&I Hdg KraneShs:Quadratic Defl KraneShs:Rckflr Ocn Eng KraneShs:S&P PanAsia DAI KraneShs:SSE STAR Mkt 50 KraneShs:VL Dyn Dv Eq Ix LAFFER TENGLER Eqty Inc Lattice:Hfd Disc US Eqty Lattice:Hfd Longevity Ec Lattice:Hfd MF DM xUS St Lattice:Hfd MF Dvsd Intl Lattice:Hfd MF Emg Mkts Lattice:Hfd MF Sm Cp Lattice:Hfd MF US Equity LeaderShs Activist Ldrs LeaderShs AlpFtr Tct Foc LeaderShs AlpFtr US Cr LeaderShs Dyn Yld LeaderShs Equity Skew Leuthold:Core ETF Level Four LCG Active LHA Mkt State Alpha Skr LHA Mkt State Tact Beta LHA Mkt State Tact Q LHA Risk-Managed Income Logan Cap Broad Innov Gr M Sheffield Managed Risk Madison:Aggregate Bond Madison:Covered Call Madison:Dividend Value Madison:Sh-Trm Strat Inc Main BuyWrite Main Intl Main Sector Rotation ETF Main Thematic Innovation Mairs & Pwr Minn Muni Bd MarketDesk Focus US Div Matthews Asia:China Actv Matthews Asia:Div Actv Matthews Asia:EM Eq Actv Matthews Asia:EM ex-Ch A Matthews Asia:EM Sus FA Matthews Asia:India Actv Matthews Asia:Innov Actv Matthews Asia:Japan Act Matthews Asia:Korea Actv Matthews Asia:Pac Tg Act MAX Airlines -3X Inv Lev MAX Airlines 3X Lev MAX Auto Ind -3X Inv Lev MAX Auto Industry 3X Lev MC Sustainable Intl Eqty Meet Kevin Pricing Pwr Mindful Conservative ETF MKAM Mohr Growth ETF Description ETF Symbols Interm. Municipal Debt Industrials Ultra-Short Obligations Short Municipal Debt Multi-Cap Core Multi-Cap Core Multi-Cap Value Emerging Mrkts Hard Currency Debt Multi-Sector Income Global Multi-Cap Core Fds Multi-Cap Core Consumer Services Emerging Mrkts Hard Currency Debt EmergingMarketsLocalCurrencyDebtFds China Region Commodities Energy China Region Global Science/Technology Fds Consumer Goods Options Arbitrage/Opt Strat Fds Global Science/Technology Fds Emerging Markets Alternative Energy Basic Materials Emerging Markets Commodities Energy Commodities Prec Metals Fds Commodities Energy Consumer Services Global Science/Technology Fds Alternative Managed Futures Fds China Region China Region China Region China Region Emerging Markets Inflation Protected Bond Inflation Protected Bond Specialty/Miscellaneous Pacific Region Global Science/Technology Fds Multi-Cap Value Large-Cap Growth Multi-Cap Core Multi-Cap Value Intl Multi-Cp Val Fds Intl Multi-Cp Val Fds Emerging Markets Small-Cap Core Multi-Cap Value Small-Cap Core Mid-Cap Value Mid-Cap Core Multi-Sector Income Multi-Cap Core Flexible Portfolio Large-Cap Growth Alternative Long/Short Eqty Fds Alternative Act Extension Fds Large-Cap Growth Corporate Debt BBB-Rated Science & Technology Multi-Cap Core Core Bond Alternative Long/Short Eqty Fds Equity Income Short-Intmdt Inv. Grade Debt Alternative Long/Short Eqty Fds Intl Multi-Cp Val Fds Multi-Cap Value Science & Technology Minnesota Municipal Debt Equity Income China Region Pacific Region Emerging Markets Emerging Markets Emerging Markets India Region Pacific Ex Japan Japanese Pacific Ex Japan Pacific Ex Japan Dedicated Short Bias Equity Leverage Dedicated Short Bias Equity Leverage Intl Large-Cp Gro Fds Specialty/Miscellaneous Flexible Portfolio Flexible Portfolio Global Multi-Cap Core Fds JMSI BLLD JPST JMST JMOM JQUA JVAL JPMB KDRN KLDW EQTY KPOP KHYB KBND KBA KCCA KGRO KFVG KBUY KLIP KWEB KEM KARS KMET KEMQ KEUA KSET KRBN KLXY KTEC KMLM OBOR KURE KALL KGRN KEMX IVOL BNDD KSEA KDIV KSTR KVLE TGLR HDUS HLGE RODM RODE ROAM ROSC ROUS ACTV LSAT LSAF DYLD SQEW LCR LGRO MSVX MSTB MSTQ RMIF LCLG MSMR MAGG CVRD DIVL MSTI BUYW INTL SECT TMAT MINN FDIV MCH ADVE MEM MEMX EMSF INDE MINV JPAN MKOR ASIA JETD JETU CARD CARU MCSE PP MFUL MKAM MOHR NAV 50.67 48.91 50.21 50.70 45.72 47.85 38.59 39.75 23.04 41.96 19.89 19.37 24.07 31.37 20.76 30.11 13.46 14.91 14.61 16.25 26.86 24.71 25.92 13.38 14.85 27.69 0.92 36.55 25.43 11.52 28.75 20.37 17.54 18.25 23.07 28.37 20.67 14.96 26.24 26.62 12.34 23.08 25.28 46.48 27.22 27.48 26.75 22.40 41.47 43.96 33.40 34.48 34.47 22.70 31.24 32.11 28.18 23.82 28.86 28.28 25.09 40.34 25.40 20.69 20.67 19.97 20.47 13.40 22.24 46.56 16.38 22.52 26.53 19.07 31.63 28.24 27.60 25.74 27.00 23.56 26.31 26.31 25.33 24.92 20.80 16.13 23.59 14.62 26.10 20.94 26.55 19.90 Net Assets (MIL) 222.3 24.7 22388.4 2553.0 340.2 2864.2 753.2 662.6 1.1 125.0 902.8 3.1 15.3 3.1 301.5 269.2 1.4 11.1 5.4 120.2 5798.1 3.8 140.7 4.1 11.0 19.3 0.7 438.9 3.0 6.0 285.3 4.1 64.1 6.8 68.7 41.0 923.4 51.6 2.5 2.7 31.4 31.2 6.7 96.2 8.9 1495.5 18.2 19.9 35.6 389.9 87.1 132.8 140.5 78.2 125.3 70.7 65.1 26.7 118.5 6.1 31.8 55.1 38.6 48.3 81.7 64.2 58.5 337.1 98.1 1330.7 111.7 18.0 60.1 22.6 1.5 52.4 8.4 6.3 5.7 84.3 1.0 65.1 48.6 4.9 2.8 4.2 2.6 31.5 37.4 62.7 5.5 74.7 4th Qtr Total Return 1 Year 3 Years* 6.35 15.44 1.83 1.57 11.84 11.13 12.32 9.20 5.39 10.03 10.48 8.15 5.86 3.47 -6.03 8.36 -1.82 -0.33 -9.98 6.27 -0.96 2.88 -5.25 -6.07 5.10 0.68 -58.44 4.47 8.70 -3.54 -11.32 -0.35 -1.26 -3.98 -7.48 12.98 1.24 6.46 8.18 7.74 -3.06 10.70 10.24 10.59 13.12 8.77 8.27 9.84 15.86 10.09 10.80 4.75 9.80 5.12 10.31 7.70 16.03 3.73 10.40 12.59 2.09 17.77 7.61 6.49 6.59 6.25 4.51 2.28 12.65 10.90 20.62 8.96 10.02 -5.23 6.76 7.27 9.87 2.17 8.48 6.00 8.48 10.92 1.85 -29.65 28.32 -16.14 -13.01 18.01 9.86 3.52 4.86 10.06 5.42 8.85 5.17 3.53 22.81 25.11 19.51 9.74 9.93 17.51 26.85 -0.87 3.72 1.55 -17.10 34.05 -11.85 -3.30 -22.12 N/A -9.93 N/A -7.10 -23.84 0.97 -4.01 -90.07 6.58 N/A -11.21 -5.98 -7.93 -17.31 -10.87 -14.80 21.36 -5.39 3.84 N/A 13.10 -18.12 11.55 N/A 21.14 19.02 15.75 17.30 20.71 18.90 14.93 16.41 13.78 15.49 6.31 14.18 12.65 N/A -0.53 16.73 42.82 N/A 35.49 18.52 N/A N/A N/A N/A 11.97 18.35 21.03 32.42 5.26 N/A -19.35 N/A 7.51 N/A N/A N/A -1.83 N/A 15.39 N/A N/A N/A N/A N/A 14.79 48.58 2.37 N/A 3.43 -0.73 N/A 2.11 1.31 6.78 11.74 11.58 -3.43 N/A 0.86 8.38 N/A -6.42 0.09 -14.46 N/A N/A -17.15 -17.55 N/A -27.60 N/A -11.10 N/A -22.95 N/A N/A 25.82 N/A N/A 9.62 -5.35 -19.63 -15.65 -18.46 2.10 -6.22 N/A N/A N/A N/A 10.30 N/A N/A N/A 3.18 5.06 4.07 11.63 9.77 5.21 7.36 7.13 N/A 2.65 5.29 N/A 1.63 3.59 N/A N/A 7.19 N/A N/A N/A N/A N/A 7.47 N/A 10.84 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A -4.92 N/A N/A N/A N/A N/A -2.88 N/A N/A N/A N/A Fund Mohr Sector Nav ETF Monarch Ambassador Inc Monarch Blue Chips Core Monarch ProCap Morgan Dempsey LCV MS Energy -3X Inv Lv MS Energy 3X Leveraged MS FANG+ ETN MS FANG+ Idx -3X Inv Lev MS FANG+ Index 2X Lev MS FANG+ Index 3x Lev MS Gold -3X Inv Lv MS Gold 3X Lv MS Gold Minrs -3X Inv Lv MS Gold Minrs 3X Lv MS O&G Expl & Pr -3X IL MS O&G Expl & Pr 3X L MS Sol FANG & Innov 3X MS Sol FANG & Innov -3X MS Travel -3X Inv Lev MS Travel 3X Leveraged MS US BB Idx -3X Inv Lev MS US BB Idx 3X Lvrgd MS US BO Idx -3X Inv Lev MS US BO Idx 3X Lvrgd MUSQ Global Music In N/R Robust Momentum ETF Natixis Loomis Sayles FG Natixis LS Shrt Dur Inc Natixis VN Mid Cap Natixis VN Select NEOS Enh Incm Aggrg Bd NEOS Enh Incm Cash Alt NEOS S&P 500 High Income NETLease Corp Real Est Neuberger Brmn Chn Eqty Neuberger Brmn Glbl RE Neuberger Cbn Tns & Infr Neuberger Comm Strategy Neuberger Disrupters Neuberger NxtGen Con Cns Nicholas Fixed Inc Alt Nifty India Financials Ntwd Dow Jones Rsk-Mgd I Ntwd NASDAQ-100 RskMgd I Ntwd Russ 2000 Rsk-Mgd I Ntwd S&P 500 Rsk-Mgd I Nuveen Dividend Growth Nuveen Enh Yld US Aggr Nuveen ESG 1-5 Y US AB Nuveen ESG Dividend Nuveen ESG Em Mkt Eqty Nuveen ESG Hi Yld Crp Bd Nuveen ESG Intl DM Eq Nuveen ESG Large-Cap Nuveen ESG Large-Cap Gro Nuveen ESG Large-Cap Val Nuveen ESG Mid-Cap Gro Nuveen ESG Mid-Cap Val Nuveen ESG Small-Cap Nuveen ESG US Aggr Nuveen Gl Net Zero Trans Nuveen Growth Opps Nuveen Short-Term REIT Nuveen Small Cap Select Nuveen W LC Gro ESG OneAscent Core Plus Bond OneAscent Emerging Mkt OneAscent Intl Eqty OneAscent Large Cap Core Opt Rare Earth & Crit Mt Optimize AI Sm S E-Drv Opus Small Cap Value Overlay Shs Core Bd ETF Overlay Shs For Eqty ETF Overlay Shs Hedged LC Eq Overlay Shs LC Eqty ETF Overlay Shs Muni Bd ETF Overlay Shs SC Eqty ETF Overlay Shs Short Tm Bd Pacer Amer Enrgy Indpndc Pacer BioThreat Strategy Pacer BlStr Digital Ent Pacer BlStr Engr the Ftr Pacer CFRA-Stv EW SRI Pacer Csh Cws Fd of Fds Pacer CSOP FTSE Ch A50 Pacer Data & Digital Rev Pacer Data & Infra RE Pacer DM Intl CC 100 Pacer Em Mkt Csh Cws 100 Pacer Glbl Cash Cows Div Data provided by Description ETF Symbols Specialty/Miscellaneous Global Income Large-Cap Core Flexible Portfolio Equity Income Dedicated Short Bias Equity Leverage Science & Technology Dedicated Short Bias Equity Leverage Equity Leverage Commodities Prec Metals Fds Commodities Prec Metals Fds Dedicated Short Bias Equity Leverage Dedicated Short Bias Equity Leverage Equity Leverage Dedicated Short Bias Dedicated Short Bias Equity Leverage Dedicated Short Bias Equity Leverage Dedicated Short Bias Equity Leverage Consumer Services Flexible Portfolio Large-Cap Growth Short Inv. Grade Debt Mid-Cap Core Multi-Cap Core Specialty Fixed Income Specialty Fixed Income Alternative Long/Short Eqty Fds Real Estate China Region Global Real Estate Global Infrastructure Commodities General Science & Technology Global Science/Technology Fds General U.S. Treasury India Region Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Equity Income Core Bond Short-Intmdt Inv. Grade Debt Equity Income Emerging Markets High Yield Intl Large-Cp Core Fds Large-Cap Core Large-Cap Growth Multi-Cap Value Mid-Cap Growth Mid-Cap Value Small-Cap Core Core Bond Global Large-Cap Core Fds Large-Cap Growth Real Estate Small-Cap Core Large-Cap Growth Core Plus Bond Emerging Markets Intl Large-Cp Core Fds Large-Cap Core Precious Metals Equity Large-Cap Core Small-Cap Core Corporate Debt BBB-Rated Intl Multi-Cp Core Fds Large-Cap Core Large-Cap Core General & Insured Municipal Debt Small-Cap Core Short Inv. Grade Debt Energy MLP Health/Biotechnology Global Science/Technology Fds Global Science/Technology Fds Multi-Cap Core Multi-Cap Core China Region Global Science/Technology Fds Real Estate Intl Multi-Cp Val Fds Emerging Markets Global Equity Income SNAV MAMB MBCC MPRO MDLV WTID WTIU FNGS FNGD FNGO FNGU DULL SHNY GDXD GDXU OILD OILU BULZ BERZ FLYD FLYU BNKD BNKU NRGD NRGU MUSQ ROMO LSGR LSST VNMC VNSE BNDI CSHI SPYI NETL NBCE NBGR NBCT NBCM NBDS NBCC FIAX INDF NDJI NUSI NTKI NSPI NDVG NUAG NUSA NUDV NUEM NUHY NUDM NULC NULG NULV NUMG NUMV NUSC NUBD NTZG NUGO NURE NSCS NWLG OACP OAEM OAIM OALC CRIT OAIE OSCV OVB OVF OVLH OVL OVM OVS OVT USAI VIRS ODDS BULD SZNE HERD AFTY TRFK SRVR ICOW ECOW GCOW NAV 27.48 22.33 28.98 26.84 24.08 22.69 16.23 37.77 5.83 45.98 233.17 17.92 27.65 4.05 33.48 20.53 35.23 105.34 3.92 3.41 42.72 6.18 24.26 230.19 413.09 25.19 26.40 28.07 23.95 32.70 30.74 48.35 49.91 48.19 25.01 23.84 27.74 24.87 20.65 25.15 22.52 19.71 34.95 21.04 22.47 19.25 21.50 28.06 21.06 23.04 25.73 27.10 21.06 29.47 38.92 69.40 35.89 42.32 31.52 39.07 22.22 29.48 25.50 30.88 24.61 26.01 22.96 29.25 30.41 24.94 18.76 29.04 33.56 20.60 23.14 28.91 37.64 22.03 32.73 21.69 28.82 32.33 20.18 22.33 36.40 36.74 13.66 36.63 29.85 31.21 20.09 34.24 Net Assets (MIL) 53.4 60.7 57.9 100.0 12.8 3.7 2.6 160.7 172.2 207.0 2602.5 3.0 4.4 43.0 191.5 20.8 54.1 748.3 12.1 3.7 5.3 13.7 172.6 118.7 1538.1 13.7 39.5 5.6 21.4 3.4 30.4 4.7 254.6 473.0 63.9 4.5 5.7 25.4 274.7 10.7 5.3 53.7 7.2 23.9 414.6 12.2 16.8 10.3 34.7 32.0 12.2 229.5 100.7 390.6 24.6 1501.5 1557.4 430.0 358.4 1059.3 291.0 5.8 2740.2 43.6 5.9 6.2 109.8 32.0 83.9 56.0 2.1 0.6 209.4 44.6 14.5 93.3 132.0 13.6 8.0 58.6 46.6 3.8 0.8 0.8 45.8 73.4 4.3 5.4 503.3 1006.3 71.2 1749.6 4th Qtr Total Return 1 Year 3 Years* 9.75 7.67 12.70 9.94 6.02 14.54 -23.40 18.20 -41.06 36.15 55.32 -27.92 28.78 -46.41 41.60 15.73 -23.83 68.44 -47.34 -39.59 40.83 -51.41 78.00 10.25 -17.52 9.34 8.62 14.27 3.03 15.95 10.95 6.91 1.57 5.93 17.48 -3.90 16.32 12.11 -4.11 15.47 11.56 2.31 8.45 8.94 13.32 2.61 9.43 11.23 7.42 3.48 11.65 6.20 7.60 11.22 11.94 16.30 9.52 15.71 13.36 13.34 6.53 9.47 14.76 15.04 11.61 18.50 6.85 10.80 8.62 11.34 4.64 6.57 10.88 7.86 11.39 8.80 12.78 7.90 16.14 5.31 6.54 8.55 9.25 18.81 12.79 7.10 -4.55 18.82 15.23 5.30 5.88 6.11 N/A 4.92 22.43 10.53 N/A N/A N/A 95.31 -90.12 235.42 439.09 N/A N/A -52.37 -20.85 -19.40 -32.49 395.61 -89.12 -75.13 111.78 -40.05 -4.79 -28.57 -15.65 N/A 11.12 N/A 5.73 16.93 22.48 6.80 6.24 18.41 3.36 -20.94 7.28 7.47 -6.11 38.41 19.26 3.66 19.82 12.65 31.51 5.57 18.88 15.14 7.30 5.17 10.17 9.07 12.17 17.89 22.29 42.55 7.51 20.34 8.27 15.50 5.48 16.61 45.87 12.99 17.76 43.50 5.83 17.69 16.90 22.09 -2.94 17.78 10.13 7.08 15.62 17.14 27.86 7.13 17.36 7.70 14.02 15.67 24.67 28.23 6.59 17.03 -11.67 67.07 6.97 18.64 15.90 13.69 N/A N/A N/A N/A N/A N/A N/A 10.90 -60.91 7.18 -6.67 N/A N/A -43.41 -49.15 N/A N/A N/A N/A N/A N/A -46.26 -1.56 -80.41 88.91 N/A 3.06 N/A 0.63 8.26 12.51 N/A N/A N/A 3.11 -16.46 1.49 N/A 12.57 N/A N/A N/A 8.66 N/A 1.07 N/A N/A N/A -3.44 -0.69 N/A -4.53 0.42 3.33 7.15 9.36 6.08 -0.90 6.54 3.86 -3.61 N/A N/A 7.43 N/A N/A N/A N/A N/A N/A N/A N/A 7.68 -3.46 1.33 N/A 9.63 -0.44 6.85 N/A 23.32 5.93 N/A N/A 5.71 11.80 -14.22 N/A -3.80 6.71 0.22 11.16
L42 BARRON’S • Funds Quarterly January 8, 2024 ETF Score Card For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund Pacer Indls & Logistics Pacer Industrial RE Pacer Lunt LC Alt Pacer Lunt LC MF Alt Pacer Lunt MC MF Alt Pacer Meta US LC DM 300 Pacer Meta US LC DM 400 Pacer Pac Asst FR Hi Inc Pacer Swan SOS Consv Apr Pacer Swan SOS Consv Jan Pacer Swan SOS Consv Jul Pacer Swan SOS Consv Oct Pacer Swan SOS Fd of Fds Pacer Swan SOS Flex Apr Pacer Swan SOS Flex Jan Pacer Swan SOS Flex Jul Pacer Swan SOS Flex Oct Pacer Swan SOS Modt Apr Pacer Swan SOS Modt Jan Pacer Swan SOS Modt Jul Pacer Swan SOS Modt Oct Pacer Trendpilot 100 ETF Pacer Trendpilot Eur Idx Pacer Trendpilot Intl Pacer Trendpilot US Bond Pacer Trendpilot US LC Pacer Trendpilot US MC Pacer Trndplt Fd of Fds Pacer US Cash Cows 100 Pacer US Cash Cows Gro Pacer US Export Leaders Pacer US Lg Cap CCGL Pacer US SC Csh Cws 100 Pacer US Sm Cap CCGL Pacer WealthShield Panagram AAA CLO Panagram BBB-B CLO PGIM AAA CLO PGIM Active Aggregate Bd PGIM Active High Yld Bd PGIM Floating Rate Inc PGIM Jennison Foc Gro PGIM Jennison Foc Val PGIM Portfolio Ballast PGIM Sh Dur Mul Sec Bd PGIM Total Return Bond PGIM Ultra Short Bond PIMCO ETF:0-5Yr HY CB PIMCO ETF:1-5 Yr US TIPS PIMCO ETF:15+ Yr US TIPS PIMCO ETF:25+ Yr US Tres PIMCO ETF:Active Bond PIMCO ETF:Broad US TIPS PIMCO ETF:Comm Str Act PIMCO ETF:En Low Dur Act PIMCO ETF:Enh SM Act ESG PIMCO ETF:Enh SM Act ETF PIMCO ETF:Int Mu Bd Act PIMCO ETF:Inv Gr Crp Bnd PIMCO ETF:Mltsctr Bd Act PIMCO ETF:Mu Inc Opp Act PIMCO ETF:Pref CS Act PIMCO ETF:ShTm Mu Bd Act PIMCO ETF:Sr Loan Active PIMCO ETF:Ult Sh Gvt Act PIMCO:RAFI Dyn M-F EM Eq PIMCO:RAFI Dyn M-F IntEq PIMCO:RAFI Dyn M-F US Eq PIMCO:RAFI ESG US Pinnacle Focused Opps PMV Adaptive Risk Parity Point Bridge Amer First Polen Capital Global Gro Preferred Plus Principal Active HY Principal Foc Blue Chip Principal Hlthcare Innov Principal Inv Gr Crp Atv Principal Quality Principal RE Active Opps Principal Spec PS Atv Principal Spec Tx-Adv DA Principal US Mega Cp Principal US Sm Cp Principal Value Procure Dstr Rcvry Strat Procure Space ProShares:Big Data Refnr ProShares:Bitcoin Strat ProShares:Dcl of the RS ProShares:DJ Bkfd Gl Inf ProShares:Eqts for RR Description ETF Symbols Industrials Real Estate Multi-Cap Core Large-Cap Core Small-Cap Growth Equity Income Equity Income Loan Participation Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Specialty/Miscellaneous European Region Intl Large-Cp Core Fds Specialty Fixed Income Large-Cap Core Small-Cap Core Large-Cap Core Multi-Cap Value Multi-Cap Core Multi-Cap Core Multi-Cap Growth Small-Cap Core Small-Cap Growth Flexible Portfolio Loan Participation Loan Participation Loan Participation Core Bond High Yield Loan Participation Large-Cap Growth Large-Cap Value Options Arbitrage/Opt Strat Fds Short-Intmdt Inv. Grade Debt Core Plus Bond Ultra-Short Obligations High Yield Inflation Protected Bond Inflation Protected Bond General U.S. Treasury Core Plus Bond Inflation Protected Bond Commodities General Short Inv. Grade Debt Ultra-Short Obligations Ultra-Short Obligations Interm. Municipal Debt Corporate Debt BBB-Rated Multi-Sector Income Interm. Municipal Debt Flexible Income Short Municipal Debt Loan Participation Short U.S. Government Emerging Markets Intl Multi-Cp Val Fds Multi-Cap Value Large-Cap Value Alternative Managed Futures Fds Alternative Global Macro Specialty/Miscellaneous Global Large-Cap Growth Fds Flexible Income High Yield Large-Cap Growth Health/Biotechnology Core Plus Bond Multi-Cap Core Real Estate Flexible Income Flexible Income Large-Cap Core Small-Cap Core Multi-Cap Value Industrials Industrials Science & Technology Alternative Currency Strategies Dedicated Short Bias Global Infrastructure Multi-Cap Value SHPP INDS ALTL PALC PAMC TRPL QDPL FLRT PSCW PSCX PSCJ PSCQ PSFF PSFM PSFD PSFJ PSFO PSMR PSMD PSMJ PSMO PTNQ PTEU PTIN PTBD PTLC PTMC TRND COWZ BUL PEXL COWG CALF CAFG PWS CLOX CLOZ PAAA PAB PHYL PFRL PJFG PJFV PBL PSDM PTRB PULS HYS STPZ LTPZ ZROZ BOND TIPZ CMDT LDUR EMNT MINT MUNI CORP PYLD MINO PRFD SMMU LONZ BILZ MFEM MFDX MFUS RAFE FCUS ARP MAGA PCGG IPPP YLD BCHP BTEC IG PSET BYRE PREF PQDI USMC PSC PY FIXT UFO DAT BITO EMTY TOLZ EQRR NAV 26.93 41.77 33.62 40.93 37.12 40.12 33.06 47.14 23.20 24.45 23.27 24.15 25.84 26.01 28.89 25.18 25.89 24.84 25.85 24.96 25.21 65.37 24.89 27.42 20.50 43.28 32.85 29.69 51.97 36.27 45.72 23.83 48.03 23.88 27.05 25.31 26.37 50.56 42.45 34.79 50.27 72.42 57.28 25.79 50.67 41.94 49.39 93.22 51.15 56.49 84.91 92.44 53.30 25.64 94.84 97.92 99.81 52.75 97.02 25.56 45.47 48.34 50.06 50.65 100.61 19.18 29.10 41.92 32.53 24.30 25.15 41.77 10.50 9.54 18.84 28.48 36.37 20.91 61.09 24.09 17.44 18.02 46.78 45.94 43.40 30.74 18.67 32.81 20.50 14.25 45.71 53.81 Net Assets (MIL) 1.0 193.3 416.3 267.0 38.5 1.0 191.7 155.5 10.8 11.5 10.1 7.1 203.1 18.3 22.5 24.4 12.6 33.4 38.3 49.1 41.9 1052.4 40.4 139.5 183.2 2351.7 355.9 50.7 16928.7 37.0 40.5 40.2 5011.2 4.3 23.4 45.6 162.7 159.6 44.1 107.8 49.1 62.5 11.5 28.5 26.5 118.6 5655.4 1181.0 601.1 769.7 1185.4 3812.5 116.6 203.2 961.0 166.1 10193.9 1276.1 932.6 184.6 98.1 70.0 552.4 255.7 113.9 90.9 201.0 128.3 41.9 18.0 22.8 19.0 23.3 11.3 135.5 27.5 41.0 69.7 32.5 8.2 707.3 20.4 1954.8 348.2 46.3 2.1 35.8 3.8 1464.1 10.5 150.5 26.5 4th Qtr Total Return 1 Year 3 Years* 9.95 19.01 -1.93 11.43 7.96 11.14 10.58 3.74 6.96 6.03 7.74 6.70 7.18 8.15 9.08 8.18 7.46 6.78 6.45 7.40 6.53 7.80 3.39 7.86 7.09 9.69 6.20 7.73 5.73 1.84 10.07 11.70 15.47 15.28 3.33 2.18 4.19 2.36 7.02 7.07 3.61 15.80 10.45 7.86 3.66 7.34 1.78 5.52 2.70 8.79 18.85 6.62 4.43 -3.72 2.56 1.61 1.47 6.61 7.93 6.84 7.60 8.15 3.18 3.39 1.39 8.20 9.34 10.42 12.96 13.01 4.03 11.19 11.42 6.02 6.84 16.53 20.91 8.07 12.44 16.16 5.51 5.45 9.96 12.85 11.94 11.16 11.49 19.57 52.46 -14.23 11.29 7.20 21.09 17.10 -15.88 17.33 19.28 24.40 24.00 14.61 11.78 16.27 18.75 20.34 18.24 18.23 21.01 20.47 20.15 16.20 17.40 19.95 20.58 34.85 12.09 14.34 9.10 16.75 7.27 16.40 14.78 3.06 24.50 20.57 35.54 N/A -3.55 N/A N/A N/A 6.24 12.45 13.67 54.52 18.47 14.22 N/A 7.65 6.29 11.76 4.28 0.51 0.81 6.33 3.57 N/A 4.85 5.71 6.19 6.07 8.79 N/A 8.57 N/A 4.44 12.96 N/A 14.38 17.13 12.22 18.74 21.22 3.65 10.42 N/A 15.04 13.08 N/A 7.91 7.29 23.84 10.79 7.12 6.23 31.29 18.52 9.10 27.15 -2.45 51.41 137.18 0.21 6.46 9.08 N/A 6.97 2.96 12.16 5.88 N/A N/A 4.87 N/A 5.74 N/A N/A 8.24 N/A 11.68 N/A N/A N/A 7.83 N/A N/A 8.66 5.47 2.90 -4.45 10.93 1.16 3.67 17.91 4.62 8.77 N/A 17.33 N/A -0.97 N/A N/A N/A N/A 1.69 N/A N/A N/A N/A N/A N/A 2.72 3.50 1.71 -9.73 -17.55 -3.32 -1.51 N/A -0.02 1.78 1.69 -0.11 -2.94 N/A N/A N/A 0.73 N/A N/A 0.79 5.22 9.50 10.04 N/A N/A 13.47 N/A -1.34 3.98 N/A -14.44 -4.07 10.17 N/A -1.11 -0.41 11.21 9.63 11.82 N/A -8.06 N/A N/A -13.24 7.00 14.70 Fund ProShares:Gl Lstd Prv Eq ProShares:Hedge Repl ETF ProShares:HY-IR Hdgd ProShares:Inflation Expc ProShares:Inv Grd IR Hdg ProShares:K1 Fr Crd Oil ProShares:LgCp Core + ProShares:Lng OL/Sh Str ProShares:Merger ETF ProShares:Metaverse ETF ProShares:MSCI EAFE DG ProShares:MSCI EM Div Gr ProShares:MSCI Eur Dv Gr ProShares:MSCI Trnsfm Ch ProShares:Nanotechnology ProShares:Nas100 DW Mom ProShares:On-Demand ProShares:Online Retail ProShares:Pet Care ProShares:Russ 2000 DG ProShares:Russ US DG ProShares:S&P 500 Bond ProShares:S&P 500 Dv Art ProShares:S&P 500 Ex-Eng ProShares:S&P 500 Ex-Fnl ProShares:S&P 500 Ex-HC ProShares:S&P 500 Ex-Tch ProShares:S&P Glbl CBM ProShares:S&P Kensho CT ProShares:S&P Kensho SF ProShares:S&P MC400 D Ar ProShares:S&P Tch Dv Art ProShares:SC Logistics ProShares:Sh 7-10 Yr Trs ProShares:Sh Bitcoin Str ProShares:Short Dow30 ProShares:Short S&P500 ProShares:Sht 20+ Treas ProShares:Sht Financials ProShares:Sht FTSE Ch 50 ProShares:Sht High Yield ProShares:Sht MC400 ProShares:Sht MSCI EAFE ProShares:Sht MSCI EM ProShares:Sht QQQ ProShares:Sht Real Est ProShares:Sht Rus2000 ProShares:Sht SC600 ProShares:Smrt Materials ProShares:Ul PrSh S&P500 ProShares:Ul Sht S&P500 ProShares:UlS 20+ Yr Trs ProShares:UlS 7-10Y Trs ProShares:UlS Cons Disc ProShares:UlS Cons Stp ProShares:UlS Dow30 ProShares:UlS Energy ProShares:UlS Finl ProShares:UlS FTSE Ch 50 ProShares:UlS FTSE Euro ProShares:UlS Hlth Cr ProShares:UlS Indust ProShares:UlS Mat ProShares:UlS MC400 ProShares:UlS MSCI Brz ProShares:UlS MSCI EAFE ProShares:UlS MSCI EM ProShares:UlS MSCI Jpn ProShares:UlS Nasdaq Bio ProShares:UlS QQQ ProShares:UlS Rl Est ProShares:UlS Rus2000 ProShares:UlS SC600 ProShares:UlS Semicond ProShares:UlS Tech ProShares:UlS Util ProShares:Ult 20+ Yr Tr ProShares:Ult 7-10 Yr Tr ProShares:Ult Comm Svc ProShares:Ult Cons Disc ProShares:Ult Cons Stp ProShares:Ult Energy ProShares:Ult Finl ProShares:Ult FTSE Ch 50 ProShares:Ult FTSE Euro ProShares:Ult Hi Yld ProShares:Ult Hlth Cr ProShares:Ult Indust ProShares:Ult Mat ProShares:Ult MC400 ProShares:Ult MSCI Braz ProShares:Ult MSCI EAF Data provided by Description ETF Symbols Global Small-/Mid-Cap Alternative Long/Short Eqty Fds High Yield Inflation Protected Bond Inflation Protected Bond Commodities Energy Alternative Act Extension Fds Alternative Long/Short Eqty Fds Alternative Event Driven Science & Technology Intl Multi-Cp Gro Fds Intl Equity Income Fds Intl Equity Income Fds Global Multi-Cap Growth Fds Global Science/Technology Fds Large-Cap Growth Consumer Services Consumer Services Specialty/Miscellaneous Small-Cap Core Equity Income Corporate Debt BBB-Rated Multi-Cap Value Large-Cap Core Large-Cap Core Large-Cap Core Large-Cap Value Precious Metals Equity Alternative Energy Science & Technology Small-Cap Core Science & Technology Global Infrastructure Specialty Fixed Income Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Specialty Fixed Income Dedicated Short Bias Dedicated Short Bias Specialty Fixed Income Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Industrials Dedicated Short Bias Dedicated Short Bias Specialty Fixed Income Specialty Fixed Income Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Dedicated Short Bias Specialty Fixed Income Specialty Fixed Income Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Specialty Fixed Income Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage PEX HDG HYHG RINF IGHG OILK CSM CLIX MRGR VERS EFAD EMDV EUDV ANEW TINY QQQA OND ONLN PAWZ SMDV TMDV SPXB NOBL SPXE SPXN SPXV SPXT ION CTEX MAKX REGL TDV SUPL TBX BITI DOG SH TBF SEF YXI SJB MYY EFZ EUM PSQ REK RWM SBB TINT SPXU SDS TBT PST SCC SZK DXD DUG SKF FXP EPV RXD SIJ SMN MZZ BZQ EFU EEV EWV BIS QID SRS TWM SDD SSG REW SDP UBT UST LTL UCC UGE DIG UYG XPP UPV UJB RXL UXI UYM MVV UBR EFO NAV 28.18 48.70 62.87 31.57 75.29 42.30 54.75 38.12 40.20 42.27 38.76 44.30 47.51 38.32 41.85 39.26 24.68 36.07 52.84 64.97 46.89 76.73 95.17 101.85 102.33 100.65 77.32 32.17 27.08 38.13 73.56 69.51 40.53 28.52 13.14 29.71 12.99 22.11 11.37 19.04 17.24 21.47 17.16 14.18 9.48 18.28 21.08 15.98 34.12 8.62 29.95 30.28 22.14 15.31 15.29 33.95 11.64 14.72 39.11 8.59 11.92 11.35 8.18 12.59 10.03 8.46 19.79 12.18 18.05 10.61 14.29 11.66 18.53 5.04 8.10 12.48 22.41 45.47 50.78 35.96 15.75 36.72 55.15 13.76 58.58 68.10 91.42 28.78 24.98 57.87 34.02 42.89 Net Assets (MIL) 8.0 32.4 119.9 30.9 292.7 132.7 392.5 21.6 12.0 6.5 88.7 15.1 8.7 8.1 2.9 11.3 0.6 99.0 78.9 756.3 9.0 11.1 11279.1 38.6 46.8 17.9 38.6 2.2 4.6 0.9 1474.0 250.7 1.9 27.9 55.2 184.2 1534.3 165.6 21.5 7.5 180.5 10.5 54.3 26.7 678.0 36.7 290.4 11.6 1.6 807.6 761.7 422.6 25.2 2.0 2.0 79.0 15.4 20.1 21.0 46.1 2.1 3.3 2.1 2.5 8.2 1.5 6.8 4.2 4.6 381.5 47.9 80.6 3.0 7.4 4.0 1.7 80.7 15.6 1.9 13.7 5.3 108.0 559.4 8.1 4.0 24.0 77.1 15.2 38.1 132.5 4.9 8.4 4th Qtr Total Return 1 Year 3 Years* 10.78 3.54 4.62 -5.36 3.22 -11.88 12.62 8.52 2.71 20.41 11.39 3.20 13.01 11.82 19.37 16.87 14.63 16.58 18.17 16.00 8.92 8.97 8.22 12.57 11.10 12.46 9.58 -0.28 7.31 15.03 11.20 12.32 9.62 -4.20 -37.13 -9.63 -8.65 -10.47 -10.92 7.81 -5.22 -9.29 -8.18 -6.10 -11.30 -15.05 -11.46 -12.51 11.87 -26.36 -17.82 -21.48 -9.30 -19.05 -7.99 -19.76 13.94 -21.77 13.15 -20.19 -9.60 -20.32 -15.69 -19.17 -29.31 -17.60 -13.17 -13.23 -18.65 -22.75 -29.55 -23.78 -25.17 -33.19 -27.08 -15.12 23.90 11.21 20.25 20.52 8.64 -14.93 26.96 -17.12 22.70 13.07 10.84 24.82 17.32 21.23 34.63 19.39 22.95 7.22 14.61 1.13 11.68 -0.44 23.14 28.85 4.73 51.13 11.96 -0.63 20.70 22.62 47.60 24.61 26.60 27.31 12.61 8.89 2.36 8.78 8.06 27.64 28.48 30.70 16.11 -14.28 -10.32 26.05 5.41 27.18 23.09 3.65 -66.18 -7.02 -14.82 2.23 -8.80 12.64 -5.67 -9.37 -10.37 -3.71 -32.06 -6.25 -10.47 -10.37 20.05 -45.96 -31.53 -2.55 3.01 -44.41 -2.89 -18.79 -2.20 -21.86 12.77 -30.92 3.29 -24.14 -20.69 -23.45 -49.04 -25.58 -12.82 -28.40 -6.34 -57.25 -18.81 -26.84 -25.77 -78.77 -61.29 18.83 -3.64 0.00 62.11 61.36 2.49 -13.05 21.91 -34.59 32.15 17.64 -3.19 27.22 17.87 22.33 50.38 26.58 5.25 0.34 6.00 8.34 3.74 27.40 10.32 -25.57 1.87 N/A -1.60 -6.40 2.54 -2.44 N/A N/A N/A -21.92 -9.27 6.91 6.25 -3.76 8.23 9.07 9.85 10.12 7.99 N/A N/A N/A 8.05 11.10 N/A 7.66 N/A -7.40 -8.65 14.07 -9.39 10.34 -1.24 -8.49 -4.02 4.66 -11.36 -5.65 -4.57 -8.71 N/A -32.33 -20.11 24.95 14.14 -12.34 -3.92 -17.37 -56.18 -21.66 7.05 -18.38 -13.49 -16.20 -25.23 -20.74 -32.88 -11.65 4.30 -4.95 -8.04 -26.82 -15.60 -15.38 -21.82 -54.38 -33.42 -11.35 -27.92 -13.69 10.27 -6.02 -8.05 61.54 11.56 -42.09 3.57 -1.35 6.70 4.76 11.88 7.38 -1.10 0.05
January 8, 2024 BARRON’S • L43 Funds Quarterly ETF Score Card For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund ProShares:Ult MSCI EM ProShares:Ult MSCI Jpn ProShares:Ult Nasdaq Bio ProShares:Ult Nasdaq CC ProShares:Ult Nasdaq Cs ProShares:Ult QQQ ProShares:Ult Real Est ProShares:Ult Rus2000 ProShares:Ult SC600 ProShares:Ult Semicond ProShares:Ult Tech ProShares:Ult Util ProShares:UltP Dow30 ProShares:UltP MidCap400 ProShares:UltP QQQ ProShares:UltP Rus2000 ProShares:UltP Sht Dow30 ProShares:UltP Sht QQQ ProShares:UltPro S&P500 ProShares:UltPSh MdCp400 ProShares:UltPSh Rus2000 ProShares:Ultra Dow30 ProShares:Ultra S&P500 ProShares:UPSh 20+ Trs ProShs II:ShVIX STF ETF ProShs II:UlS Blm CrO ProShs II:UlS Blm Nat Gs ProShs II:UlS Euro ProShs II:UlS Gold ProShs II:UlS Yen ProShs II:Ult Blm CrO ProShs II:Ult Blm Nat Gs ProShs II:Ult Euro ProShs II:Ult Gold ProShs II:Ult Silver ProShs II:Ult Yen ProShs II:UltVIX STF ETF ProShs II:VIX MT Fut ETF ProShs II:VIX ST Fut ETF Putnam BDC Income Putnam BioRevolution Putnam Em Mkts ex-China Putnam ESG Core Bond Putnam ESG High Yield Putnam ESG Ultra Short Putnam Focused LC Growth Putnam Focused LC Value Putnam PanAgora ESG EM E Putnam PanAgora ESG IE Putnam Sustainable Futr Putnam Sustainable Ldrs Q3 All-Season Active Rot QRAFT AI-Enhanced US LC QRAFT AI-Enhanced US LCM QRAFT AI-Enhanced US NV QRAFT AI-Pilot US LCDB&I R3 Global Dividend Gro Range Cancer Thrptcs Rareview Dynamic Fxd Inc Rareview Inflation/Defl Rareview Systematic Eqty Rareview Tax Adv Inc Rayliant Qtmtl EM exCh E Rayliant Quanta Chn Eqty Rayliant Quantv Devd ME RBB:F/m Opportunistic In RBB:MF Cap Eff 100 Index RBB:MF Next Index RBB:MF Small-Cap Growth RBB:Motley Fool 100 Idx RBB:Mtly Fool Glbl Opps RBB:Mtly Fool Mid-Cp Gro RBB:SGI Dynamic Tactical RBB:SGI US Large Cap Cr RBB:US Treas 10 Yr Note RBB:US Treas 12 Month Bl RBB:US Treas 2 Yr Note RBB:US Treas 20 Yr Bond RBB:US Treas 3 Month Bl RBB:US Treas 3 Yr Note RBB:US Treas 30 Yr Bond RBB:US Treas 5 Yr Note RBB:US Treas 6 Month Bl RBB:US Treas 7 Yr Note Regents Park Hdg Mkt Str Relative Sntmnt Tact All Renaissance Intl IPO ETF Renaissance IPO ETF Return Stckd Bds & Mgd F Return Stckd US S & MF Reverb RH Tactical Outlook Description ETF Symbols Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Dedicated Short Bias Dedicated Short Bias Equity Leverage Dedicated Short Bias Dedicated Short Bias Equity Leverage Equity Leverage Specialty Fixed Income Dedicated Short Bias Commodities Specialty Commodities Specialty Alternative Currency Strategies Commodities Specialty Alternative Currency Strategies Commodities Specialty Commodities Specialty Alternative Currency Strategies Commodities Specialty Commodities Specialty Alternative Currency Strategies Equity Leverage Specialty/Miscellaneous Specialty/Miscellaneous Financial Services Health/Biotechnology Emerging Markets Core Bond High Yield Short U.S. Government Large-Cap Growth Large-Cap Value Emerging Markets Intl Large-Cp Core Fds Multi-Cap Growth Large-Cap Core Flexible Portfolio Multi-Cap Core Multi-Cap Growth Multi-Cap Value Large-Cap Core Global Equity Income Health/Biotechnology Multi-Sector Income Inflation Protected Bond Alternative Long/Short Eqty Fds General & Insured Municipal Debt Emerging Markets China Region Global Multi-Cap Core Fds General Bond Large-Cap Growth Mid-Cap Growth Small-Cap Growth Large-Cap Growth Global Multi-Cap Growth Fds Mid-Cap Growth Flexible Portfolio Large-Cap Core General U.S. Treasury Short U.S. Treasury Short U.S. Treasury General U.S. Treasury Short U.S. Treasury General U.S. Treasury General U.S. Treasury General U.S. Treasury Short U.S. Treasury General U.S. Treasury Large-Cap Core Flexible Portfolio Intl Multi-Cp Gro Fds Multi-Cap Growth Alternative Multi-Strategy Alternative Multi-Strategy Multi-Cap Core Multi-Cap Growth EET EZJ BIB SKYU UCYB QLD URE UWM SAA USD ROM UPW UDOW UMDD TQQQ URTY SDOW SQQQ UPRO SMDD SRTY DDM SSO TTT SVXY SCO KOLD EUO GLL YCS UCO BOIL ULE UGL AGQ YCL UVXY VIXM VIXY PBDC SYNB PEMX PCRB PHYD PULT PGRO PVAL PPEM PPIE PFUT PLDR QVOY QRFT AMOM NVQ AIDB GDVD CNCR RDFI FLTN RSEE RTAI RAYE RAYC RAYD XFIX TMFE TMFX TMFS TMFC TMFG TMFM DYTA SGLC UTEN OBIL UTWO UTWY TBIL UTRE UTHY UFIV XBIL USVN RPHS MOOD IPOS IPO RSBT RSST RVRB RHTX NAV 50.74 36.39 57.10 21.68 39.36 75.97 63.51 38.03 24.84 54.46 52.99 53.02 74.29 22.31 50.66 46.41 18.41 13.47 54.68 13.49 30.23 79.15 65.01 61.16 103.39 20.75 96.11 29.16 26.39 68.88 26.28 28.55 11.86 63.83 27.29 27.46 8.44 16.74 15.50 31.62 29.11 45.96 49.08 50.89 50.21 28.95 31.49 19.89 21.43 21.82 27.09 27.48 43.98 33.30 33.08 27.27 23.46 13.52 22.67 20.32 26.11 20.87 22.98 12.84 24.94 51.81 20.70 16.85 30.62 44.66 27.87 25.32 27.06 29.68 45.06 49.92 48.31 47.66 49.85 49.39 47.27 49.16 49.95 48.76 8.96 26.64 14.04 37.70 17.32 20.17 24.83 13.77 Net Assets (MIL) 15.6 6.5 74.8 3.1 2.0 5126.4 59.2 169.9 25.5 323.7 599.1 12.2 620.2 25.2 18667.9 278.2 402.0 3775.6 2703.7 4.4 158.8 362.8 3646.4 51.9 322.3 172.3 82.6 40.3 10.7 30.1 641.9 857.1 7.5 182.4 428.1 23.8 387.9 37.3 173.6 46.9 4.7 6.6 469.7 107.3 105.7 43.3 236.4 20.5 136.0 188.7 399.0 71.7 5.2 14.4 4.7 3.2 28.3 11.3 37.6 20.7 34.1 19.5 37.2 78.0 56.9 27.6 23.4 25.6 73.2 605.4 423.8 186.9 105.1 102.5 123.8 199.9 365.0 18.9 2698.2 3.4 4.8 8.7 580.2 3.3 62.6 12.7 5.6 180.5 42.9 26.4 3.6 11.2 4th Qtr Total Return 1 Year 3 Years* 13.48 13.36 18.92 29.71 37.01 28.17 36.58 25.98 28.40 41.57 35.15 14.11 38.54 30.95 42.88 37.43 -28.55 -32.76 33.25 -29.30 -35.25 25.18 22.06 -32.31 19.87 23.11 56.38 -7.23 -17.89 -8.26 -25.44 -47.13 9.06 21.02 10.21 9.80 -47.93 -13.83 -33.53 5.55 9.17 12.24 6.70 6.95 1.82 15.77 8.99 7.70 10.29 17.60 14.15 6.99 11.73 13.12 7.40 10.07 10.39 23.53 9.94 3.23 6.05 16.33 10.19 -6.88 8.31 6.85 14.31 14.29 9.83 13.72 12.23 9.42 9.51 11.62 6.58 1.84 2.41 10.21 1.34 3.11 12.27 4.35 1.43 5.41 8.63 7.05 1.83 17.93 -1.03 4.01 11.83 6.14 6.92 31.02 -1.28 104.87 70.07 117.08 11.16 22.45 20.83 229.19 130.09 -22.33 32.59 26.82 198.20 24.31 -28.80 -73.63 68.43 -38.21 -42.05 24.30 46.47 -11.25 76.11 -13.28 255.99 -0.99 -15.14 28.34 -13.15 -92.14 5.23 15.89 -14.06 -20.49 -87.72 -44.97 -72.81 30.29 12.25 N/A N/A N/A N/A 45.03 18.34 N/A N/A 30.07 27.36 17.33 24.15 27.04 6.80 N/A 8.67 -1.98 8.69 -6.34 10.54 4.41 22.24 -21.75 15.46 N/A 41.08 17.93 25.14 46.72 28.08 21.77 N/A N/A 3.11 4.71 3.47 N/A 5.12 N/A N/A N/A N/A N/A 11.72 12.53 -17.18 52.36 N/A N/A 26.82 7.57 -18.52 -7.40 -12.81 N/A N/A 9.79 1.79 -5.09 5.31 28.25 13.94 -0.56 13.99 3.47 4.47 -15.85 -27.70 -42.71 12.93 -34.73 -28.81 12.35 12.76 31.93 35.65 -55.29 -53.44 8.98 -5.66 26.64 42.42 -59.19 -9.11 -1.88 -18.66 -22.86 -80.08 -23.05 -61.67 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 5.41 1.96 9.45 N/A N/A -22.83 0.48 N/A N/A -3.64 N/A -18.49 N/A N/A N/A N/A -6.42 8.53 -0.28 -2.55 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A -27.40 -16.35 N/A N/A N/A 1.58 Fund RH Tactical Rotation RiverFront Dyn Core Inc RiverFront Dyn US Dv Adv RiverNorth Enh Pre-Mrgr RiverNorth Patriot Rndhll Acquirers Dp Val Robo Gl HC Tech & Innov Robo Glbl Art Intel Robo Glbl Robots & Auto Roundhill Alerian LNG Roundhill Ball Metaverse Roundhill Cannabis ETF Roundhill Gen AI & Tech Roundhill Mgfcnt Svn Roundhill S&P Global Lux Roundhill Sports B & iG Roundhill Video Games Royce Quant SC Qlty Val Running Oak Eff Gr Saba Closed-End SB&H Trust:Select Equity Schwab Str:1000 Index Schwab Str:1-5 Corp Bd Schwab Str:5-10 Corp Bd Schwab Str:Ariel ESG ETF Schwab Str:Crypto Thmtc Schwab Str:EM Eqty ETF Schwab Str:Fund EM LCI Schwab Str:Fund Intl LCI Schwab Str:Fund Intl SCI Schwab Str:Fund US BMI Schwab Str:Fund US LCI Schwab Str:Fund US SCI Schwab Str:High Yield Bd Schwab Str:Intl Div Eqty Schwab Str:Intl Eqty ETF Schwab Str:Intl SCEq ETF Schwab Str:IT US Tr ETF Schwab Str:LT US Trsry Schwab Str:Municipal Bd Schwab Str:ST US Tr ETF Schwab Str:US Agg Bd ETF Schwab Str:US Br Mkt ETF Schwab Str:US Div Eq ETF Schwab Str:US LC Gro ETF Schwab Str:US LC Val ETF Schwab Str:US Lg Cap ETF Schwab Str:US Md Cp ETF Schwab Str:US REIT ETF Schwab Str:US Sm Cap ETF Schwab Str:US TIPS ETF SEI Enh Low Vol US LC SEI Enh US LC Momtm Fctr SEI Enh US LC Qlty Fctr SEI Enh US LC Value Fctr Sel Sector:C Dsc SPDR Sel Sector:C Stp SPDR Sel Sector:Comm Svc SPDR Sel Sector:Energy SPDR Sel Sector:Finl S SPDR Sel Sector:H Care SPDR Sel Sector:Indust SPDR Sel Sector:Matrls SPDR Sel Sector:Rl Est SPDR Sel Sector:Tech SPDR Sel Sector:Util SPDR Simplify:Aggregate Bond Simplify:BTC Str + I Simplify:Comm Str No K-1 Simplify:Enhanced Income Simplify:Health Care Simplify:Hedged Equity Simplify:HiYld+ Cr Hdg Simplify:Int Trm Trs Ft Simplify:Intrst Rt Hdg Simplify:Macro Strategy Simplify:Mgd Fut Strat Simplify:Mkt Ntr Eqt L/S Simplify:Multi-QIS Alt Simplify:Opp Income Simplify:Propel Opps Simplify:ShTm Trs FS Simplify:Stable Income Simplify:Tail Risk Strat Simplify:US Eqty + Convx Simplify:US Eqty + DC Simplify:US Eqty + GBTC Simplify:US Eqty + UC Simplify:Volatility Prem Simplify:Volt RoboCar DT Siren:DIVCON Div Dfndr Siren:DIVCON Leaders Div Data provided by Description ETF Symbols Multi-Cap Core Multi-Sector Income Equity Income Alternative Event Driven Mid-Cap Core Small-Cap Core Global Health/Biotechnology Fds Global Science/Technology Fds Global Science/Technology Fds Global Natural Resources Consumer Services Specialty/Miscellaneous Global Science/Technology Fds Science & Technology Consumer Services Consumer Services Consumer Services Small-Cap Core Large-Cap Core Flexible Portfolio Multi-Cap Core Large-Cap Core Short-Intmdt Inv. Grade Debt Corporate Debt BBB-Rated Mid-Cap Core Specialty/Miscellaneous Emerging Markets Emerging Markets Intl Multi-Cp Val Fds Intl Sm/Md-Cp Core Fds Multi-Cap Value Multi-Cap Value Small-Cap Core High Yield Intl Equity Income Fds Intl Large-Cp Core Fds Intl Sm/Md-Cp Gro Fds General U.S. Treasury General U.S. Treasury General & Insured Municipal Debt Short U.S. Treasury Core Bond Multi-Cap Core Equity Income Large-Cap Growth Multi-Cap Value Large-Cap Core Mid-Cap Core Real Estate Small-Cap Core Inflation Protected Bond Multi-Cap Value Multi-Cap Core Multi-Cap Growth Multi-Cap Value Consumer Services Consumer Goods Telecommunication Natural Resources Financial Services Health/Biotechnology Industrials Basic Materials Real Estate Science & Technology Utility Corporate Debt BBB-Rated Alternative Currency Strategies Alternative Managed Futures Fds General U.S. Treasury Health/Biotechnology Options Arbitrage/Opt Strat Fds High Yield General U.S. Treasury Inflation Protected Bond Mixed-Asset Trgt Alloc Mod Fds Alternative Managed Futures Fds Alternative Eq Mrkt Neutral Fds Alternative Multi-Strategy General Bond Health/Biotechnology General U.S. Treasury General U.S. Treasury Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Multi-Cap Core Options Arbitrage/Opt Strat Fds Alternative Managed Futures Fds Global Science/Technology Fds Alternative Long/Short Eqty Fds Multi-Cap Core RHRX RFCI RFDA SPCZ FLDZ DEEP HTEC THNQ ROBO LNGG METV WEED CHAT MAGS LUXX BETZ NERD SQLV RUNN CEFS USSE SCHK SCHJ SCHI SAEF STCE SCHE FNDE FNDF FNDC FNDB FNDX FNDA SCYB SCHY SCHF SCHC SCHR SCHQ SCMB SCHO SCHZ SCHB SCHD SCHG SCHV SCHX SCHM SCHH SCHA SCHP SELV SEIM SEIQ SEIV XLY XLP XLC XLE XLF XLV XLI XLB XLRE XLK XLU AGGH MAXI HARD HIGH PINK HEQT CDX TYA PFIX FIG CTA EQLS QIS CRDT SURI TUA BUCK CYA SPYC SPD SPBC SPUC SVOL VCAR DFND LEAD NAV 12.92 22.61 47.70 25.62 24.01 36.29 28.08 41.19 57.49 24.48 11.54 30.14 30.92 33.35 25.19 17.41 15.73 41.15 28.06 18.79 26.36 46.03 48.34 44.98 23.35 31.74 24.77 27.17 33.77 34.91 61.04 61.90 55.31 52.03 24.67 37.00 34.99 49.72 35.07 52.47 48.43 46.64 55.64 76.12 82.98 70.06 56.39 75.27 20.70 47.25 52.16 25.87 27.91 30.39 28.17 178.81 72.00 72.65 83.82 37.62 136.32 113.91 85.54 40.05 192.44 63.36 22.05 18.98 23.30 24.53 27.35 25.23 22.79 14.26 39.82 22.95 23.52 22.16 24.78 25.63 20.66 23.15 24.95 0.18 30.88 28.76 28.58 33.00 22.76 9.59 39.24 60.90 Net Assets (MIL) 22.7 25.7 73.1 6.1 3.2 36.2 62.0 110.1 1293.6 0.7 432.3 3.0 61.4 17.4 1.2 99.6 21.5 27.6 69.1 145.3 37.9 3030.2 384.3 5472.7 17.6 14.3 8376.3 5170.3 11306.2 3046.4 596.7 12493.8 6849.4 66.2 776.7 32831.5 3802.6 7600.4 526.7 221.9 11965.5 7089.9 23809.8 48880.6 21543.7 9856.2 35108.5 9905.4 6130.7 14125.6 11611.9 8.9 30.7 18.4 32.0 17551.9 15678.9 14786.9 37500.2 32566.5 37087.7 14624.7 5447.9 4833.1 55346.9 13812.6 134.2 32.1 9.4 206.4 50.3 112.9 56.4 49.1 198.8 31.7 160.5 113.6 118.2 64.5 87.8 786.1 23.1 8.4 65.0 84.5 6.0 4.7 543.0 4.3 9.8 46.8 4th Qtr Total Return 1 Year 3 Years* 6.44 6.55 9.81 0.16 10.73 10.64 10.86 21.04 14.08 0.37 21.70 -9.24 14.43 12.60 9.28 9.08 14.21 14.76 10.70 10.81 9.56 11.97 4.08 8.32 14.80 64.66 6.21 7.45 8.84 10.77 11.42 11.18 14.59 6.94 10.03 10.77 11.09 4.94 12.35 7.25 2.54 6.70 12.15 8.67 14.36 9.45 11.95 11.79 17.95 14.70 4.53 6.58 11.18 10.61 12.27 11.29 5.43 11.04 -6.39 13.96 6.37 13.02 9.66 18.80 17.68 8.51 6.01 53.38 -7.33 1.17 9.29 6.85 6.59 13.69 -21.57 4.14 -8.43 -2.23 -0.18 2.86 6.19 7.42 0.64 -96.33 11.49 10.00 19.38 13.68 5.66 14.17 6.70 11.46 10.38 5.91 17.14 5.71 12.18 22.20 -3.04 55.90 23.83 N/A 60.37 0.71 N/A N/A N/A 21.30 13.35 21.13 N/A 21.12 N/A 26.53 6.16 8.84 17.89 108.59 7.97 14.88 20.33 15.19 18.26 18.12 20.13 N/A 14.67 18.29 14.69 4.29 3.29 5.89 4.27 5.52 26.17 4.59 50.13 8.90 26.87 16.67 11.26 18.53 3.87 6.50 16.29 22.62 21.94 39.63 -0.89 52.84 -0.72 12.03 1.99 18.03 12.44 12.27 55.97 -7.14 8.48 143.61 N/A 7.50 3.76 16.73 12.50 -2.56 4.20 2.53 -3.52 N/A N/A N/A N/A -2.14 4.52 -98.33 24.04 21.03 48.61 27.47 23.05 60.10 18.54 26.37 1.71 -1.81 10.41 N/A N/A 10.89 -13.69 0.99 -1.79 N/A N/A N/A N/A N/A N/A -12.19 -18.96 12.77 N/A 9.38 N/A 8.71 -0.16 -2.76 N/A N/A -3.86 3.59 8.32 2.53 12.94 13.14 10.30 N/A N/A 3.90 0.15 -3.16 -11.51 N/A -0.14 -3.41 8.51 9.51 9.44 8.09 9.01 4.89 5.58 3.42 -1.10 N/A N/A N/A N/A 4.40 4.82 3.37 35.72 10.55 7.96 10.48 7.91 6.55 14.90 3.48 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 6.07 3.82 N/A 8.74 N/A -9.70 2.94 10.28
L44 BARRON’S • Funds Quarterly January 8, 2024 ETF Score Card For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund Siren:Nasdaq NexGen Econ Soundwatch Hedged Equity SPAC and New Issue Sparkline Intangible Val SPDR Bbg 1-10 Year TIPS SPDR Bbg 1-3 Mo T-Bill SPDR Bbg 3-12 Mo T-Bill SPDR Bbg Conv Secs SPDR Bbg EM Local Bd SPDR Bbg EM USD Bd SPDR Bbg High Yield Bd SPDR Bbg IG Floatng Rate SPDR Bbg Intl Corp Bd SPDR Bbg Intl Treas Bd SPDR Bbg ST Hi Yld Bd SPDR Bbg ST Intl Treas SPDR Blackstone High Inc SPDR Blackstone Sr Loan SPDR DoubleLine Em Mk FI SPDR DoubleLine SDTR Tct SPDR DoubleLine TR Tact SPDR Dow Jones Gl RE SPDR Dow Jones Indus Avg SPDR Dow Jones Intl RE SPDR Dow Jones REIT SPDR EURO STOXX 50 SPDR FS Innovative Tech SPDR FTSE Intl Gvt IP Bd SPDR Global Dow SPDR Gold SPDR Gold MiniShares Tr SPDR ICE Preferred Sec SPDR Loomis Sayles Opp B SPDR MktAxess IG 400 CB SPDR MSCI ACWI Cl Prs Al SPDR MSCI ACWI ex-US SPDR MSCI EAFE FF Rsv Fr SPDR MSCI EAFE SF SPDR MSCI EM FF Rsv Free SPDR MSCI Emg Mkt SF SPDR MSCI USA Cl Par Al SPDR MSCI USA Gender Div SPDR MSCI USA SF SPDR MSCI World SF SPDR Nuv Bbg HY Muni Bd SPDR Nuv Bbg Muni Bd SPDR Nuv Bbg ST Muni Bd SPDR Nuveen Muni Bd ESG SPDR Nuveen Municipal Bd SPDR NYSE Technology SPDR Ptf Aggregate Bond SPDR Ptf Corp Bd SPDR Ptf Dev World ex-US SPDR Ptf Em Markets SPDR Ptf Europe SPDR Ptf High Yield Bond SPDR Ptf Int Term Trs SPDR Ptf IT Corp Bond SPDR Ptf LT Corp Bond SPDR Ptf LT Treasury SPDR Ptf MB Bd SPDR Ptf MSCI Gl Mk SPDR Ptf S&P 1500 CSM SPDR Ptf S&P 400 Mid Cap SPDR Ptf S&P 500 SPDR Ptf S&P 500 Growth SPDR Ptf S&P 500 Hi Div SPDR Ptf S&P 500 Value SPDR Ptf S&P 600 SC SPDR Ptf S&P Sec Ntr Div SPDR Ptf ST Corp Bond SPDR Ptf ST Treasury SPDR Ptf TIPS ETF SPDR Russell 1000 LowVol SPDR Russell 1000 MomFoc SPDR Russell 1000 YldFoc SPDR S&P 1500 Momen TILT SPDR S&P 1500 Value TILT SPDR S&P 400 Mid Cap Gro SPDR S&P 400 Mid Cap Val SPDR S&P 500 ESG ETF SPDR S&P 500 ETF SPDR S&P 500 Foss Fl Res SPDR S&P 600 Sm Cap Gro SPDR S&P 600 Sm Cap Val SPDR S&P Aero&Def SPDR S&P Bank ETF SPDR S&P Biotech SPDR S&P Cap Mkts ETF SPDR S&P China SPDR S&P Dividend Description ETF Symbols Global Science/Technology Fds Multi-Cap Core Alternative Event Driven Multi-Cap Core Inflation Protected Bond Short U.S. Treasury Short U.S. Treasury Convertible Securities EmergingMarketsLocalCurrencyDebtFds Emerging Mrkts Hard Currency Debt High Yield Short Inv. Grade Debt Intl Income Intl Income Short High Yield Intl Income High Yield Loan Participation Emerging Mrkts Hard Currency Debt Short-Interm. U.S. Government Multi-Sector Income Global Real Estate Large-Cap Value Intl Real Estate Real Estate European Region Science & Technology Inflation Protected Bond Global Large-Cap Value Fds Commodities Prec Metals Fds Commodities Prec Metals Fds Flexible Income Multi-Sector Income Corporate Debt BBB-Rated Global Multi-Cap Core Fds Intl Large-Cp Core Fds Intl Multi-Cp Core Fds Intl Multi-Cp Core Fds Emerging Markets Emerging Markets Multi-Cap Core Large-Cap Core Large-Cap Core Global Multi-Cap Core Fds High Yield Municipal Debt General & Insured Municipal Debt Short Municipal Debt Interm. Municipal Debt Interm. Municipal Debt Science & Technology Core Bond Corporate Debt BBB-Rated Intl Multi-Cp Core Fds Emerging Markets European Region High Yield General U.S. Treasury Corporate Debt BBB-Rated General Bond General U.S. Treasury U.S. Mortgage Global Multi-Cap Core Fds Large-Cap Core Small-Cap Core S&P 500 Index Large-Cap Growth Equity Income Multi-Cap Value Small-Cap Core Equity Income Short Inv. Grade Debt Short U.S. Treasury Inflation Protected Bond Mid-Cap Core Mid-Cap Core Mid-Cap Value Large-Cap Core Multi-Cap Value Small-Cap Growth Small-Cap Core Large-Cap Core S&P 500 Index Large-Cap Core Small-Cap Core Small-Cap Value Industrials Financial Services Health/Biotechnology Financial Services China Region Equity Income BLCN SHDG SPCX ITAN TIPX BIL BILS CWB EBND EMHC JNK FLRN IBND BWX SJNK BWZ HYBL SRLN EMTL STOT TOTL RWO DIA RWX RWR FEZ XITK WIP DGT GLD GLDM PSK OBND LQIG NZAC CWI EFAX QEFA EEMX QEMM NZUS SHE QUS QWLD HYMB TFI SHM MBNE MBND XNTK SPAB SPBO SPDW SPEM SPEU SPHY SPTI SPIB SPLB SPTL SPMB SPGM SPTM SPMD SPLG SPYG SPYD SPYV SPSM SPDG SPSB SPTS SPIP ONEV ONEO ONEY MMTM VLU MDYG MDYV EFIV SPY SPYX SLYG SLYV XAR KBE XBI KCE GXC SDY NAV Net Assets (MIL) 24.13 65.8 24.46 115.6 23.17 16.0 26.70 29.6 18.57 1305.8 91.38 35917.9 99.10 3014.1 72.15 3443.7 21.32 1891.9 24.29 200.8 95.03 8204.7 30.56 2446.4 29.86 200.2 23.24 1102.9 25.19 3682.5 27.37 173.3 28.13 126.6 41.93 4690.5 41.74 77.4 46.72 151.4 40.29 3201.5 43.78 1177.4 376.78 30558.4 27.33 315.1 95.25 1286.0 47.65 2300.2 145.99 91.8 42.04 434.8 119.12 172.0 191.13 57342.0 40.90 6118.4 33.49 828.6 26.15 36.9 97.24 56.4 31.66 248.1 27.08 1496.9 39.01 235.2 73.19 912.2 30.79 78.5 57.10 48.0 27.02 106.4 95.03 239.3 132.20 1115.8 110.30 101.3 25.25 2293.9 47.08 3686.7 47.83 3884.0 29.98 38.2 27.53 48.6 164.18 600.9 25.63 7502.8 29.41 1126.7 34.04 17091.0 35.41 7718.2 40.34 226.7 23.43 2929.1 28.55 4421.4 32.81 7041.3 23.76 698.6 29.03 7547.7 22.07 4565.3 55.38 645.9 58.41 7002.7 48.71 7141.6 55.88 23199.8 65.04 20386.7 39.19 6300.9 46.62 18013.9 42.16 8417.0 32.17 3.0 29.76 7337.6 29.04 5595.7 25.74 1451.8 114.44 565.5 104.52 153.0 100.65 734.4 202.27 87.1 159.87 267.0 75.67 2108.2 73.36 2183.5 46.16 1068.9 475.14 436436.1 38.88 1390.5 83.57 2678.8 83.25 3549.2 135.35 1838.2 46.03 1252.2 89.27 6150.7 101.98 248.7 67.87 813.7 124.91 20109.0 4th Qtr Total Return 1 Year 3 Years* 26.24 7.19 0.91 14.67 3.68 1.34 1.45 7.12 8.89 9.38 7.39 1.56 10.24 9.90 5.56 6.36 5.30 3.00 6.08 2.28 6.35 15.87 13.03 14.62 16.33 13.18 18.11 9.84 9.85 10.15 10.23 5.38 6.80 9.15 12.53 9.74 10.83 9.89 7.67 8.33 13.06 12.26 10.58 9.92 7.79 8.57 3.83 6.80 6.57 20.27 6.72 8.47 10.52 6.90 11.62 7.23 4.94 5.83 13.80 12.46 7.40 10.97 11.78 11.66 11.67 10.07 13.32 13.59 15.10 11.81 3.11 2.53 4.57 9.77 11.53 10.98 13.11 11.12 9.90 13.56 11.64 11.64 12.36 14.22 15.76 21.04 25.86 22.18 18.26 -3.51 9.46 17.64 17.71 -3.88 34.57 4.36 4.96 4.96 14.31 9.78 9.71 13.17 6.63 11.13 5.73 12.08 3.49 12.40 10.81 9.11 6.33 5.84 11.25 15.98 6.49 13.72 26.96 45.89 8.74 21.04 13.35 13.68 9.01 9.60 9.39 22.79 15.97 18.27 17.32 9.22 11.71 29.25 22.34 21.83 19.90 7.37 5.79 3.00 5.67 5.85 70.11 5.59 8.96 17.88 10.28 19.95 13.56 4.26 7.25 11.14 3.28 5.08 21.38 25.46 16.40 26.25 29.96 3.97 22.14 16.03 N/A 5.65 4.26 3.74 13.28 15.62 11.00 22.54 16.85 17.31 15.25 27.84 26.14 27.34 17.00 14.69 23.65 5.28 7.50 32.10 -10.69 2.55 -15.33 7.10 -2.40 N/A 0.57 2.05 1.89 -2.46 -4.43 N/A 1.10 2.67 -6.57 -8.23 3.66 -5.03 N/A 3.53 -1.87 0.74 -2.57 2.92 9.21 -3.19 6.92 7.43 -12.08 -3.98 10.47 2.52 2.80 -3.53 N/A N/A 5.34 2.03 2.89 4.30 -5.31 -0.72 N/A 3.34 9.87 8.01 -1.38 -1.56 -0.41 N/A N/A 5.66 -3.39 -3.23 3.26 -2.72 5.19 2.36 -3.19 -1.44 -6.80 -11.54 -3.07 6.31 9.86 8.06 9.98 6.57 10.90 13.05 7.26 N/A 0.64 -0.15 -1.44 10.34 8.81 13.64 9.08 12.02 4.08 11.79 11.44 9.91 9.28 4.14 10.03 6.34 6.21 -14.08 12.94 -17.63 8.55 Fund SPDR S&P Em Asia Pac SPDR S&P Em Mkts Div SPDR S&P Em Mkts Sm Cp SPDR S&P Global Dividend SPDR S&P Global Infr SPDR S&P Global Ntrl Res SPDR S&P Health Care Svc SPDR S&P Hlth Care Equip SPDR S&P Homebuilders SPDR S&P Insurance ETF SPDR S&P Internet SPDR S&P Intl Div SPDR S&P Intl Sm Cap SPDR S&P Knsh Clean Pwr SPDR S&P Knsh Fnl Frntrs SPDR S&P Knsh Future Sec SPDR S&P Knsh Intel Strc SPDR S&P Knsh Nw Eco Cmp SPDR S&P Knsh Smrt Mob SPDR S&P Metals&Mining SPDR S&P MidCap 400 ETF SPDR S&P N Amer Ntrl Res SPDR S&P Oil&Gas E&S SPDR S&P Oil&Gas Exp SPDR S&P Pharm SPDR S&P Reg Banking ETF SPDR S&P Retail SPDR S&P Semiconductor SPDR S&P Sftwre & Svc SPDR S&P SmCap 600 ESG SPDR S&P Telecom SPDR S&P Trans SPDR SSgA FI Sect Rot SPDR SSgA Glb Alloc SPDR SSgA Inc Alloc SPDR SSgA Mlt-A Real Rtn SPDR SSgA Ultra ShTm Bd SPDR SSGA US LC Low Vol SPDR SSGA US SC Low Vol SPDR SSgA US Sect Rot Spear Alpha ETF Sprott Energy Trans Mats Sprott Gold Miners Sprott Junior Copp Mnrs Sprott Junior Gold Mnrs Sprott Junior Uranm Mnrs Sprott Lithium Miners Sprott Nickel Miners Sprott Uranium Miners SS Nasdaq 7HANDL Idx ETF Sterling Div MultiMg Act Sterling Focus Equity STF Tact Grwth STF Tact Grwth & Inc Strat Shs Gold-Hedged Bd Strategas Glbl Pol Opps Strategas Mac Thm Opps Strive 1000 Dividend Gro Strive 1000 Growth Strive 1000 Value Strive 500 Strive Emerging Mkt Ex-C Strive En Inc Shrt Mat Strive FAANG 2.0 Strive Small-Cap Strive Total Return Bond Strive US Energy Strive US Semiconductor Subversive Decarbon Subversive Food Security Subversive Mental Health Swan Hedged Equity US LC Syntax Stratified LC ETF Syntax Stratified MC ETF Syntax Stratified SC ETF Syntax Stratified TM II Syntax Stratified US TM Syntax Stratified US TMH T Rowe:Blue Chip Gro ETF T Rowe:Cap App Eqty ETF T Rowe:Dividend Gro ETF T Rowe:Equity Income ETF T Rowe:Floating Rate ETF T Rowe:Growth ETF T Rowe:Growth Stock ETF T Rowe:Internatl Eq ETF T Rowe:Price US HY ETF T Rowe:QM US Bond ETF T Rowe:Small-Mid Cap ETF T Rowe:Total Return ETF T Rowe:Ult Sh-Tm Bd ETF T Rowe:US Eqty Rsrch ETF Data provided by Description ETF Symbols Emerging Markets Intl Equity Income Fds Emerging Markets Global Equity Income Global Infrastructure Global Natural Resources Health/Biotechnology Health/Biotechnology Consumer Services Financial Services Science & Technology Intl Equity Income Fds Intl Sm/Md-Cp Gro Fds Alternative Energy Alternative Energy Global Science/Technology Fds Global Infrastructure Global Science/Technology Fds Global Infrastructure Basic Materials S&P Midcap 400 Index Natural Resources Natural Resources Natural Resources Health/Biotechnology Financial Services Consumer Services Science & Technology Science & Technology Small-Cap Core Telecommunication Industrials Multi-Sector Income Mixed-Asset Trgt Alloc Mod Fds Flexible Portfolio Real Return Ultra-Short Obligations Multi-Cap Core Small-Cap Core Large-Cap Core Science & Technology Basic Materials Precious Metals Equity Basic Materials Precious Metals Equity Basic Materials Basic Materials Basic Materials Precious Metals Equity Flexible Portfolio Multi-Cap Core Multi-Cap Growth Flexible Portfolio Flexible Portfolio Flexible Portfolio Global Multi-Cap Core Fds Multi-Cap Core Equity Income Large-Cap Growth Multi-Cap Value Large-Cap Core Emerging Markets Short Inv. Grade Debt Industrials Small-Cap Core General Bond Natural Resources Science & Technology Global Natural Resources Consumer Goods Global Health/Biotechnology Fds Flexible Portfolio Multi-Cap Value Small-Cap Core Small-Cap Core Multi-Cap Core Multi-Cap Core Alternative Multi-Strategy Large-Cap Growth Large-Cap Core Large-Cap Core Equity Income Loan Participation Large-Cap Growth Large-Cap Growth Intl Large-Cp Core Fds High Yield Core Bond Mid-Cap Core Core Plus Bond Ultra-Short Obligations Large-Cap Core GMF EDIV EWX WDIV GII GNR XHS XHE XHB KIE XWEB DWX GWX CNRG ROKT FITE SIMS KOMP HAIL XME MDY NANR XES XOP XPH KRE XRT XSD XSW ESIX XTL XTN FISR GAL INKM RLY ULST LGLV SMLV XLSR SPRX SETM SGDM COPJ SGDJ URNJ LITP NIKL URNM HNDL DEIF LCG TUG TUGN GLDB SAGP SAMT STXD STXG STXV STRV STXE BUXX FTWO STXK STXT DRLL SHOC DKRB KCAL SANE HEGD SSPY SMDY SSLY SYII SYUS SHUS TCHP TCAF TDVG TEQI TFLR TGRT TGRW TOUS THYF TAGG TMSL TOTR TBUX TSPA NAV 101.29 32.44 56.30 60.64 53.53 56.75 88.96 84.43 95.63 45.19 87.93 35.64 31.87 71.83 44.72 55.12 34.60 46.76 31.49 59.82 507.49 51.13 84.50 136.89 41.60 52.40 72.34 224.87 150.70 29.14 80.02 83.49 26.00 41.45 31.03 27.24 40.39 145.02 112.40 45.81 22.45 17.67 25.03 18.41 29.44 23.38 12.62 14.00 48.07 20.75 24.82 28.42 29.38 22.78 20.83 26.02 23.07 28.87 33.96 26.66 30.55 27.74 20.18 25.24 29.00 20.42 28.06 39.42 23.25 21.90 22.77 19.52 71.20 40.87 44.73 44.12 45.04 40.52 30.92 27.57 35.21 36.53 51.27 28.49 30.62 26.00 51.37 43.01 27.96 41.09 49.16 29.36 Net Assets (MIL) 326.3 320.0 824.3 208.8 425.7 3833.3 89.0 307.6 1393.8 701.2 21.2 501.0 680.9 232.8 16.7 36.8 19.9 1716.2 41.6 1762.3 18822.6 518.4 398.2 3387.8 185.1 2934.2 484.5 1365.7 320.7 3.9 52.8 189.6 176.4 228.2 72.9 556.7 651.6 789.1 173.9 389.9 11.6 12.4 230.4 3.8 103.0 180.2 4.1 1.4 1620.6 911.3 101.2 59.7 163.2 39.3 10.1 31.2 65.6 30.7 39.0 21.7 331.4 68.2 64.2 2.9 32.4 61.0 336.4 38.8 0.6 0.5 0.6 194.6 92.1 10.4 16.1 7.4 17.2 33.8 451.8 497.9 335.7 130.5 106.8 59.1 56.6 69.4 38.8 102.9 57.9 109.2 112.8 65.4 4th Qtr Total Return 1 Year 3 Years* 5.28 9.21 6.66 11.96 10.70 3.49 6.92 8.23 25.19 6.78 21.02 8.88 10.09 6.82 13.80 17.73 8.86 18.62 2.83 14.19 11.52 -2.24 -11.54 -6.72 5.07 26.55 19.46 14.86 18.78 15.70 12.86 11.58 6.70 8.87 9.17 3.11 2.01 9.37 14.44 10.90 28.00 0.12 11.06 6.49 18.81 2.25 -11.03 -12.54 4.98 10.14 10.11 22.71 10.69 11.24 17.97 11.19 4.34 10.24 13.33 9.08 11.91 10.59 2.06 5.83 15.76 5.93 -5.94 21.45 -5.07 3.00 0.47 8.08 10.79 12.27 13.16 10.98 10.98 7.97 13.97 11.55 10.25 10.35 3.16 14.40 13.34 10.83 6.13 6.72 13.50 6.70 2.08 12.14 7.87 40.93 17.57 8.43 6.15 3.54 5.12 -5.97 60.06 12.12 41.09 14.48 11.07 -11.42 14.46 28.30 7.54 20.20 9.52 21.50 16.07 -2.85 6.75 3.51 2.84 -7.68 21.59 34.83 38.90 17.53 -1.10 25.29 5.22 13.48 10.26 2.70 5.67 9.17 7.44 19.01 87.63 N/A 2.70 N/A 6.75 N/A N/A N/A 56.88 13.07 12.58 43.25 37.12 35.15 12.50 11.62 1.45 14.94 35.86 9.25 27.52 N/A N/A N/A 19.97 N/A -1.76 61.70 -0.47 -9.94 -7.73 13.99 13.67 17.29 11.57 13.89 13.89 6.14 50.10 N/A 13.69 9.59 11.89 N/A 48.87 N/A 11.90 5.66 N/A 6.28 6.41 29.77 -4.84 9.75 5.53 4.75 5.38 12.23 -2.55 -9.45 19.42 12.49 -17.53 3.29 -0.83 -11.73 5.92 6.46 -5.12 -5.44 -15.28 22.87 7.84 18.68 24.65 35.91 -5.99 3.00 5.85 9.96 -0.59 N/A -1.01 6.42 -4.50 3.33 1.54 10.81 2.22 8.63 8.21 6.57 N/A N/A -5.03 N/A -13.11 N/A N/A N/A 35.75 0.16 N/A 2.42 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 5.90 10.01 7.72 4.54 N/A N/A N/A 3.28 N/A 8.86 10.21 N/A N/A 1.78 N/A N/A N/A N/A N/A N/A N/A
January 8, 2024 BARRON’S • L45 Funds Quarterly ETF Score Card For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund T Rowe:Value ETF Tactical Advantage TCW Engine 1 Trnsfrm 500 TCW Transform Supply Ch TCW Transform Systems Tema American Reshoring Tema Global Royalties Tema Luxury Tema Mono and Oligo Tema Oncology Teucrium Agric Strat NK1 Teucrium AiLA LgSh BMS Teucrium AiLA LS Agri St Teucrium:Agricultural Teucrium:Corn Teucrium:Soybean Teucrium:Sugar Teucrium:Wheat Texas Cap Texas Eqty Ix THOR Low Volatility Thrivent:Sm-Md Cap ESG Tidal:Acad Vet Impct Tidal:Acruence AH US Eq Tidal:Adasina SJ AC Glbl Tidal:Amer Cust Satsfctn Tidal:ATAC Credit Rot Tidal:ATAC US Rotation Tidal:Aztlan Gl Stk S DM Tidal:FolioBeyond AI&IRH Tidal:God Bless America Tidal:Gotham 1000 Value Tidal:Gotham Enh 500 Tidal:Gotham Short Strat Tidal:Ionic Infl Protctn Tidal:LB L/S Alt Yield Tidal:Newday Ocean Hlth Tidal:Priv RE S Lq REIT Tidal:Residential REIT Tidal:Rob Alt Yd PM SPAC Tidal:RPAR Risk Parity Tidal:SoFi Be Yr OwnBoss Tidal:SoFi Next 500 Tidal:SoFi Select 500 Tidal:SoFi Smart Energy Tidal:SoFi Social 50 Tidal:SoFi Web 3 Tidal:SoFi Weekly Div Tidal:SoFi Weekly Income Tidal:Sound Enh Fxd Inc Tidal:Sound Eqty Div Inc Tidal:SP Fds DJ Gl Sukuk Tidal:SP Fds S&P 500 SIE Tidal:SP Fds S&P Glbl RS Tidal:SS Glb Ship Tidal:Subversive Cnnbs Tidal:Unli HFND MS RT Tidal:UPAR Ultra Rs Prty Tidal:ZEGA Buy and Hedge Tim Pln:High Div Stk Enh Tim Pln:High Dividend St Tim Pln:Intl Tim Pln:Market Neutral Tim Pln:US L/M Core Enh Tim Pln:US L/M Cp Core Tim Pln:US Sm Cap Core Toews Agility Sh Dyn TI Toews Agility Sh Mgd Rsk Tortoise N Amer Pipeline Touchstone Climate Trans Touchstone Dividend Slct Touchstone Sec Inc Touchstone Strat Inc Opp Touchstone UltShrt Inc Touchstone US Lg Cap Foc Touchstone:Dyn Intl Trajan Wealth Income Opp TrueShs EGREI TrueShs Low Vol Eqty Inc TrueShs Strc Outcome Apr TrueShs Strc Outcome Aug TrueShs Strc Outcome Dec TrueShs Strc Outcome Feb TrueShs Strc Outcome Jan TrueShs Strc Outcome Jul TrueShs Strc Outcome Jun TrueShs Strc Outcome Mar TrueShs Strc Outcome May TrueShs Strc Outcome Nov TrueShs Strc Outcome Oct TrueShs Strc Outcome Sep TrueShs Tech AI & DL Description ETF Symbols Large-Cap Value Flexible Portfolio Large-Cap Core Global Multi-Cap Core Fds Multi-Cap Value Industrials Global Multi-Cap Core Fds Consumer Goods Multi-Cap Core Global Health/Biotechnology Fds Commodities Agriculture Commodities Base Metals Fds Commodities Agriculture Commodities Agriculture Commodities Agriculture Commodities Agriculture Commodities Agriculture Commodities Agriculture Small-Cap Core Large-Cap Core Mid-Cap Core U.S. Mortgage Large-Cap Core Global Multi-Cap Core Fds Multi-Cap Core Flexible Portfolio Flexible Portfolio Global Small-/Mid-Cap U.S. Mortgage Large-Cap Core Mid-Cap Core Large-Cap Core Alternative Long/Short Eqty Fds Inflation Protected Bond Alternative Long/Short Eqty Fds Multi-Cap Core Global Real Estate Real Estate Alternative Event Driven Flexible Portfolio Global Multi-Cap Growth Fds Small-Cap Growth Large-Cap Core Alternative Energy Large-Cap Growth Global Science/Technology Fds Global Equity Income General Bond General Bond Equity Income Global Income Large-Cap Growth Global Real Estate Industrials Specialty/Miscellaneous Alternative Multi-Strategy Flexible Portfolio Flexible Portfolio Equity Income Equity Income Intl Multi-Cp Core Fds Alternative Eq Mrkt Neutral Fds Multi-Cap Core Multi-Cap Core Small-Cap Core Flexible Portfolio Flexible Portfolio Energy MLP Multi-Cap Growth Equity Income U.S. Mortgage General Bond Ultra-Short Obligations Large-Cap Core Mixed-Asset Trgt Alloc Gro Fds Mixed-Asset Trgt Alloc Gro Fds Global Natural Resources Equity Income Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Science & Technology TVAL FDAT VOTE SUPP NETZ RSHO ROYA LUX TOLL CANC TILL OAIB OAIA TAGS CORN SOYB CANE WEAT TXS THLV TSME VETZ XVOL JSTC ACSI JOJO RORO AZTD RISR YALL GVLU GSPY SHRT CPII LBAY AHOY PRVT HAUS SPAX RPAR BYOB SFYX SFY ENRG SFYF TWEB WKLY TGIF FXED DIVY SPSK SPUS SPRE BOAT LGLZ HFND UPAR ZHDG TPHE TPHD TPIF TPMN TPLE TPLC TPSC THY MRSK TPYP HEAT DVND TSEC SIO TUSI LCF TDI TWIO RNWZ DIVZ APRZ AUGZ DECZ FEBZ JANZ JULZ JUNZ MARZ MAYZ NOVZ OCTZ SEPZ LRNZ NAV 27.22 20.81 55.56 56.88 56.73 31.85 25.50 23.76 28.58 26.35 22.22 23.31 21.78 29.45 21.61 27.03 12.44 5.98 26.40 25.40 30.90 20.38 18.32 16.93 49.98 15.09 17.66 21.89 31.41 29.31 21.81 26.05 7.88 18.96 25.97 21.66 20.03 16.53 20.45 19.20 19.15 12.80 16.94 13.46 29.97 21.35 48.76 97.36 18.26 26.02 17.87 34.16 20.12 30.05 18.61 20.84 13.72 17.64 22.63 33.16 26.43 24.23 22.82 38.22 35.34 22.58 28.93 25.98 25.03 28.22 25.59 25.16 25.08 30.23 26.85 8.77 22.80 27.77 29.71 34.04 31.88 30.55 29.87 36.21 26.25 27.81 26.08 34.76 33.41 33.46 38.23 Net Assets (MIL) 53.4 21.8 620.9 10.4 130.2 10.5 5.3 7.5 6.5 15.8 5.7 5.7 8.0 19.7 86.4 31.8 28.4 194.5 17.6 49.6 136.3 51.2 28.1 162.0 74.4 4.4 9.9 41.9 79.3 51.7 137.3 350.7 18.4 12.8 60.8 2.6 2.8 2.9 19.5 634.4 7.5 62.7 556.2 1.7 15.8 1.8 10.5 14.5 30.1 25.8 150.1 351.8 75.1 32.4 0.9 42.1 77.8 49.2 65.8 213.4 92.6 35.1 56.5 219.8 92.2 30.7 115.0 504.0 10.6 29.8 24.0 99.6 60.2 31.0 50.6 37.1 2.4 61.7 5.0 16.2 34.1 3.5 4.7 17.8 3.4 4.0 4.4 17.8 3.7 18.9 29.7 4th Qtr Total Return 1 Year 3 Years* 10.21 6.57 11.94 15.40 11.13 15.69 3.71 9.01 16.08 14.42 -2.19 -1.53 -0.81 -2.88 -2.03 -0.30 -15.74 7.37 10.74 7.38 11.68 6.43 4.27 10.57 14.01 10.24 17.09 10.81 -3.30 15.41 10.54 11.00 -4.82 -1.84 1.68 11.19 11.13 13.37 1.08 10.65 25.98 9.92 11.59 7.21 13.34 25.51 8.28 5.37 8.30 6.00 4.27 10.82 15.33 10.26 -15.66 4.41 14.72 5.26 3.43 9.03 11.04 2.59 4.11 11.16 14.54 5.71 4.55 7.17 7.74 11.85 3.67 6.70 1.89 10.33 10.97 5.52 14.19 6.31 8.70 8.24 8.21 8.47 8.97 8.24 8.73 8.71 8.46 8.64 8.44 8.59 28.34 N/A N/A 27.43 N/A 20.84 N/A N/A N/A N/A N/A -4.33 N/A -9.56 -6.04 -19.64 -5.17 30.69 -25.11 N/A 5.90 17.87 N/A 7.30 15.22 21.02 7.69 33.09 11.14 7.61 40.31 18.00 25.79 -8.77 1.58 -8.46 16.77 N/A 13.24 5.75 6.32 48.14 17.69 29.39 -8.15 56.84 84.24 9.36 10.60 15.25 5.08 4.36 34.23 9.74 25.20 N/A 3.94 6.74 13.12 -1.18 9.02 16.39 N/A -2.39 15.30 17.65 4.84 13.38 10.80 N/A 13.98 N/A 8.15 6.47 26.15 17.21 6.38 -3.43 -0.61 22.28 17.25 17.97 20.64 18.91 17.81 17.02 20.45 15.87 18.21 18.23 17.72 67.08 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 11.72 11.63 11.51 22.78 -0.97 N/A N/A N/A N/A N/A 4.26 5.69 N/A -5.09 N/A N/A N/A N/A 10.04 10.71 N/A 11.09 N/A N/A N/A N/A -4.01 -18.69 2.68 8.49 N/A 3.68 N/A N/A 2.52 2.35 13.34 -1.88 11.96 3.68 N/A N/A N/A N/A N/A N/A 11.07 1.83 N/A N/A 8.28 9.69 -0.44 6.40 20.13 N/A N/A N/A N/A N/A N/A 1.10 N/A N/A N/A N/A 8.22 8.94 N/A 8.67 8.73 N/A N/A N/A 9.04 8.47 9.44 -7.01 Fund UBS AG Enh LC Growth ETN UBS ETRACS 2xL IFED Inv UBS ETRACS 2xL MSCI ESG UBS ETRACS 2xL MSCI MF UBS ETRACS 2xL MSCI MVF UBS ETRACS 2xL MSCI QF UBS ETRACS 2xL US DF TR UBS ETRACS 2xL US GF TR UBS ETRACS 2xL US SF TR UBS ETRACS 2xL US VF TR UBS ETRACS 2xMPL Prf St UBS ETRACS Aler Infr B UBS ETRACS Aler Mdstm HD UBS ETRACS Aler Mdstm TR UBS ETRACS Aler Mdstrm E UBS ETRACS Aler MLP B UBS ETRACS CMCI TR B UBS ETRACS Com Idx TR B UBS ETRACS IFED Inv UBS ETRACS MP1.5xL CEF UBS ETRACS MP1.5xL MR UBS ETRACS MP2xL SC HD B UBS ETRACS MP2xL US H B UBS ETRACS MV BDC Lq Ix UBS ETRACS QP 1.5x MVBDC UBS ETRACS QP 1.5xL A UBS ETRACS Whitney US CT United States 12Mo NG United States 12Mo Oil United States Brent Oil United States Comdty Idx United States Copper Idx United States Gas United States Nat Gas United States Oil Fund Unusual Whales SDT Unusual Whales SRT US Dvrsfd Real Estate US Glbl Sea to Sky Cargo US Global GG&P Mtl Mine US Global Jets US Value US Vegan Climate USCF:Dividend Income USCF:Enrgy Cmd Str Abs R USCF:Gold Strtgy + Inc USCF:Midstream Enrgy Inc USCF:SummerHaven DCS NK1 USCF:Sust Batt Met Str USCF:Sust Commdty Strgy UVA Uncons MT Fixed Inc Valkyrie Bitcoin & Ether Valkyrie Bitcoin Miners VanEck Merk Gold Trust VanEck:Africa Index VanEck:Agribusiness VanEck:BDC Income VanEck:Biotech VanEck:Bitcoin Strategy VanEck:Brazil Sm Cap VanEck:CEF Muni Inc VanEck:China Bond VanEck:ChiNext ETF VanEck:CLO ETF VanEck:CMCI Com Strat VanEck:Comdty Strat VanEck:Digi Trans VanEck:Digital India VanEck:Dynamic High Inc VanEck:Egypt Index VanEck:EM High Yld Bond VanEck:Energy Income VanEck:Envrmntl Svcs VanEck:FA High Yld Bond VanEck:Future of Food VanEck:Gaming VanEck:Gold Miners VanEck:Green Bond VanEck:Green Infra VanEck:Green Metals VanEck:High Yield Muni VanEck:HIP Sust Muni VanEck:IG Floating Rate VanEck:India Gro Ldrs VanEck:Indonesia Index VanEck:Inf Alloc VanEck:Interm. Muni VanEck:Intl HY Bond VanEck:Israel VanEck:JPM EM LC Bond VanEck:Jr Gold Miners VanEck:Long Muni Data provided by Description ETF Symbols Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Equity Leverage Energy MLP Energy MLP Energy MLP Energy MLP Energy MLP Commodities General Commodities General Alternative Long/Short Eqty Fds Equity Leverage Equity Leverage Equity Leverage Equity Leverage Specialty/Miscellaneous Equity Leverage Equity Leverage Absolute Return Commodities Energy Commodities Energy Commodities Energy Commodities General Commodities Base Metals Fds Commodities Energy Commodities Energy Commodities Energy Multi-Cap Core Multi-Cap Core Real Estate Industrials Precious Metals Equity Industrials Mid-Cap Value Large-Cap Core Equity Income Alternative Managed Futures Fds Commodities Prec Metals Fds Energy MLP Commodities General Commodities Base Metals Fds Commodities General Corporate Debt BBB-Rated Alternative Currency Strategies Specialty/Miscellaneous Commodities Prec Metals Fds Emerging Markets Industrials Financial Services Health/Biotechnology Alternative Currency Strategies Latin American Specialty Fixed Income EmergingMarketsLocalCurrencyDebtFds China Region Loan Participation Commodities General Commodities General Global Science/Technology Fds Global Science/Technology Fds Flexible Portfolio Emerging Markets Emerging Mrkts Hard Currency Debt Energy MLP Industrials High Yield Consumer Goods Consumer Services Precious Metals Equity Global Income Natural Resources Global Large-Cap Core Fds High Yield Municipal Debt General & Insured Municipal Debt Short Inv. Grade Debt India Region Emerging Markets Real Return Interm. Municipal Debt Global High Yield Intl Sm/Md-Cp Gro Fds EmergingMarketsLocalCurrencyDebtFds Precious Metals Equity General & Insured Municipal Debt FBGX FEDL ESUS MTUL USML QULL SCDL IWFL IWML IWDL PFFL MLPB AMND AMTR AMNA AMUB UCIB DJCB IFED CEFD MVRL SMHB HDLB BDCZ BDCX MLPR WUCT UNL USL BNO USCI CPER UGA UNG USO NANC KRUZ PPTY SEA GOAU JETS USVT VEGN UDI USE GLDX UMI SDCI ZSB ZSC FFIU BTF WGMI OUNZ AFK MOO BIZD BBH XBTF BRF XMPT CBON CNXT CLOI CMCI PIT DAPP DGIN INC EGPT HYEM EINC EVX ANGL YUMY BJK GDX GRNB RNEW GMET HYD SMI FLTR GLIN IDX RAAX ITM IHY ISRA EMLC GDXJ MLN NAV 695.39 35.84 23.60 18.66 30.96 34.92 33.76 29.86 18.50 31.86 9.88 21.46 40.60 53.03 39.22 16.00 24.16 19.93 32.77 18.73 19.53 7.43 11.58 18.97 32.74 50.04 29.55 8.58 35.23 27.39 56.34 24.10 60.64 5.09 66.92 30.43 27.55 30.27 15.06 17.05 19.06 29.25 43.11 26.10 31.58 25.36 36.51 17.46 16.53 26.20 22.22 13.40 17.99 19.95 14.17 76.32 16.02 165.40 38.83 17.67 21.21 22.14 24.61 52.18 24.03 45.92 10.31 36.06 26.61 23.99 18.48 68.72 152.48 28.86 16.25 42.49 31.12 23.77 24.83 24.32 51.51 46.56 25.15 43.77 17.04 25.45 46.92 20.78 34.97 25.56 38.13 18.17 Net Assets (MIL) 158.1 32.7 21.8 17.2 29.6 32.1 30.2 27.7 15.0 28.9 9.5 226.7 41.1 64.0 78.9 76.9 27.2 43.1 62.3 18.1 17.6 34.2 11.0 25.0 31.0 51.8 56.4 18.2 75.6 145.0 186.9 126.1 81.6 975.9 1432.8 10.3 5.2 118.3 4.5 93.5 1574.6 6.2 79.8 5.5 3.7 3.9 228.0 14.6 1.7 2.6 46.2 34.0 25.1 764.3 43.7 912.7 772.7 439.6 64.8 28.9 222.6 33.1 17.4 235.1 2.5 25.5 56.8 5.1 0.8 20.8 353.9 39.1 78.2 2757.9 3.2 45.0 13275.2 85.7 1.7 24.9 3006.5 18.3 1292.1 75.0 29.1 111.7 1948.8 38.4 55.2 3003.3 4425.4 460.8 4th Qtr Total Return 1 Year 3 Years* 26.55 20.89 22.49 24.18 13.84 23.23 15.43 27.51 25.68 17.00 9.72 2.74 5.68 6.18 6.08 4.70 -4.39 -5.08 11.26 9.58 12.47 27.18 20.47 5.40 6.93 6.25 11.14 -21.07 -12.05 -14.58 -4.70 4.29 -10.22 -25.24 -17.13 14.05 12.76 15.03 10.03 15.87 11.99 12.86 13.61 9.99 -13.20 12.07 5.02 -4.53 -10.85 -1.39 7.98 53.76 93.64 11.54 1.27 -0.23 5.94 6.70 48.42 12.92 13.89 3.05 -3.89 2.06 -4.19 -7.68 88.98 10.63 7.60 20.11 5.23 6.55 7.36 8.38 5.92 8.20 17.46 5.90 4.29 -0.41 6.90 6.89 1.65 14.61 -0.20 4.02 7.37 7.93 6.29 8.02 19.02 10.27 83.63 33.97 45.17 10.73 11.35 56.97 0.10 84.37 22.53 13.43 8.55 22.22 13.76 12.87 12.62 25.43 -2.08 -8.91 20.78 8.46 12.64 36.74 -4.00 25.30 35.19 35.52 N/A -50.25 -0.63 -3.10 0.20 4.49 1.49 -64.21 -4.47 N/A N/A 12.73 19.09 10.67 11.51 16.63 38.01 6.34 N/A 9.27 14.62 0.65 N/A N/A 7.53 136.95 304.05 13.55 -8.41 -8.53 26.81 3.87 131.20 36.30 2.67 0.95 -21.31 9.38 N/A -3.51 280.64 30.07 9.53 24.57 8.13 15.74 13.14 12.95 -7.63 12.03 10.27 6.93 2.87 -12.08 5.51 5.27 7.44 35.51 1.99 6.10 5.64 12.20 -0.17 11.87 7.80 7.81 7.94 N/A N/A N/A N/A N/A N/A N/A N/A N/A -10.68 30.21 22.94 23.00 22.72 31.17 16.64 10.94 N/A -1.97 -7.39 13.88 11.94 15.16 19.33 45.80 N/A 3.49 26.92 28.49 20.03 3.53 35.66 -17.89 26.48 N/A N/A 5.31 N/A -3.73 -4.97 N/A 8.37 N/A N/A N/A N/A 21.60 N/A N/A -2.90 N/A N/A 2.69 -8.08 1.48 16.53 -0.48 N/A -2.28 -5.47 0.22 -18.11 N/A N/A N/A N/A N/A N/A 1.02 -2.36 23.88 8.85 1.27 N/A -2.12 -3.10 -2.60 N/A N/A -2.09 N/A 2.86 10.91 -3.31 9.48 -1.34 -2.44 -6.51 -3.18 -10.16 -3.13
L46 BARRON’S • Funds Quarterly January 8, 2024 ETF Score Card For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund VanEck:Long/Flat Trend VanEck:Low Carbon Energy VanEck:MA BBB Corp Bond VanEck:MA IG Corp Bond VanEck:MS Dur High Div VanEck:MS ESG Moat VanEck:MS Gl Wd Moat VanEck:MS Intl Moat VanEck:MS SMID Moat VanEck:MS Wide Moat VanEck:Mtg REIT Inc VanEck:Natural Resources VanEck:Ofic & Comcl REIT VanEck:Oil Refiners VanEck:Oil Services VanEck:Pharmaceutical VanEck:Pref Secs ex Fin VanEck:Rare Earth/S Mtls VanEck:Retail VanEck:Robotics VanEck:Semiconductor VanEck:Short HY Muni VanEck:Short Muni VanEck:Social Sentiment VanEck:Steel VanEck:Urnium+Nuclr En VanEck:VG and eSports VanEck:Vietnam Vanguard 500 Idx;ETF Vanguard Cnsmr Dis;ETF Vanguard Cnsmr Stp;ETF Vanguard Comm Indx;ETF Vanguard Dev Mkt;ETF Vanguard Div A I;ETF Vanguard EM G B;ETF Vanguard EM St I;ETF Vanguard Energy Idx;ETF Vanguard ESG Intl Stock Vanguard ESG US Corp Bd Vanguard ESG US Stock Vanguard Euro S;ETF Vanguard Ext Dur T;ETF Vanguard Ext MI;ETF Vanguard Finl Indx;ETF Vanguard FTSE xUS;ETF Vanguard FTSExUSSC;ETF Vanguard Gro Idx;ETF Vanguard GxUS RE;ETF Vanguard Hi Dv Yld;ETF Vanguard Hlth Cr Idx;ETF Vanguard I HD Y;ETF Vanguard Indus Idx;ETF Vanguard InfoTch Idx;ETF Vanguard Int Crp Bd;ETF Vanguard Int Trs;ETF Vanguard Int-T B;ETF Vanguard Itl D A;ETF Vanguard Lg-Cp I;ETF Vanguard Lg-Tm Bd;ETF Vanguard LT Corp Bd;ETF Vanguard LT Trs;ETF Vanguard MC G I;ETF Vanguard MC Gro;ETF Vanguard MC V I;ETF Vanguard MC Val;ETF Vanguard Md-Cp I;ETF Vanguard Mega Cap;ETF Vanguard Mtg-Bk Idx;ETF Vanguard Mtrls Idx;ETF Vanguard Pac Stk;ETF Vanguard RE Idx;ETF Vanguard Rus 1000 GI;ETF Vanguard Rus 1000 Id;ETF Vanguard Rus 1000 VI;ETF Vanguard Rus 2000 GI;ETF Vanguard Rus 2000 Id;ETF Vanguard Rus 2000 VI;ETF Vanguard Rus 3000 Id;ETF Vanguard S&P 500G;ETF Vanguard S&P 500V;ETF Vanguard S&P MC400;ETF Vanguard S&P MC400G;ETF Vanguard S&P MC400V;ETF Vanguard S&P SC600;ETF Vanguard S&P SC600G;ETF Vanguard S&P SC600V;ETF Vanguard SC G Id;ETF Vanguard S-C Id;ETF Vanguard SC V I;ETF Vanguard Sh-Tm B;ETF Vanguard ST Corp Bd;ETF Vanguard ST IPSI;ETF Description ETF Symbols Large-Cap Core Alternative Energy Corporate Debt BBB-Rated Corporate Debt BBB-Rated Equity Income Multi-Cap Core Global Multi-Cap Value Fds Intl Multi-Cp Val Fds Mid-Cap Core Multi-Cap Core Real Estate Global Natural Resources Real Estate Global Natural Resources Natural Resources Global Health/Biotechnology Fds Flexible Income Basic Materials Consumer Services Science & Technology Science & Technology High Yield Municipal Debt Short-Intmdt Municipal Debt Multi-Cap Growth Basic Materials Alternative Energy Consumer Services Frontier Markets S&P 500 Index Consumer Services Consumer Goods Telecommunication Intl Multi-Cp Core Fds Equity Income Emerging Mrkts Hard Currency Debt Emerging Markets Natural Resources Intl Multi-Cp Core Fds Corporate Debt BBB-Rated Multi-Cap Core European Region General U.S. Treasury Small-Cap Growth Financial Services Intl Multi-Cp Core Fds Intl Sm/Md-Cp Gro Fds Large-Cap Growth Intl Real Estate Equity Income Health/Biotechnology Intl Equity Income Fds Industrials Science & Technology Corporate Debt BBB-Rated Interm. U.S. Government Core Bond Intl Equity Income Fds Large-Cap Core Corporate Debt A Rated Corporate Debt BBB-Rated General U.S. Treasury Mid-Cap Growth Large-Cap Growth Mid-Cap Value Large-Cap Value Mid-Cap Core Large-Cap Core U.S. Mortgage Basic Materials Pacific Region Real Estate Large-Cap Growth Large-Cap Core Multi-Cap Value Small-Cap Growth Small-Cap Core Small-Cap Core Multi-Cap Core Large-Cap Growth Multi-Cap Value S&P Midcap 400 Index Small-Cap Growth Small-Cap Core Small-Cap Core Small-Cap Core Small-Cap Value Small-Cap Growth Small-Cap Core Small-Cap Core Short Inv. Grade Debt Short-Intmdt Inv. Grade Debt Inflation Protected Bond LFEQ SMOG MBBB MIG DURA MOTE MOTG MOTI SMOT MOAT MORT HAP DESK CRAK OIH PPH PFXF REMX RTH IBOT SMH SHYD SMB BUZZ SLX NLR ESPO VNM VOO VCR VDC VOX VEA VIG VWOB VWO VDE VSGX VCEB ESGV VGK EDV VXF VFH VEU VSS VUG VNQI VYM VHT VYMI VIS VGT VCIT VGIT BIV VIGI VV BLV VCLT VGLT VOT MGK VOE MGV VO MGC VMBS VAW VPL VNQ VONG VONE VONV VTWG VTWO VTWV VTHR VOOG VOOV IVOO IVOG IVOV VIOO VIOG VIOV VBK VB VBR BSV VCSH VTIP NAV Net Assets (MIL) 40.11 23.4 110.82 154.5 21.42 8.3 21.37 12.4 31.02 67.5 25.54 5.4 35.05 16.8 31.15 238.7 31.47 197.9 84.84 11822.0 11.82 214.1 48.74 136.0 38.59 1.0 34.31 35.0 309.61 2218.3 81.36 387.9 17.13 1344.3 61.79 380.1 188.35 165.0 39.65 2.8 174.84 10760.0 22.32 359.7 17.13 257.1 18.68 58.0 73.78 131.2 71.48 135.6 56.88 248.9 12.94 543.7 436.63 355128.5 304.50 4868.6 191.00 6303.8 117.73 3397.9 47.91 115908.5 170.34 71083.2 63.68 3395.7 41.09 72676.2 117.29 7980.8 55.25 3412.5 63.30 466.2 84.98 7006.5 64.51 17899.5 80.99 2797.8 164.34 15892.4 92.23 8592.6 56.16 35531.5 115.00 8104.6 310.82 99545.8 42.53 3493.8 111.60 48759.9 250.72 15975.2 66.39 6630.1 220.34 4052.2 484.00 56131.7 81.16 38852.3 59.32 21121.3 76.35 15941.6 79.24 5541.4 218.35 29399.8 74.59 5500.7 80.06 6167.4 61.65 8842.0 219.60 10955.6 259.37 15779.8 144.93 15486.1 109.31 6170.0 232.58 55273.3 169.19 4537.6 46.36 17380.2 190.02 2562.0 72.21 6672.4 88.30 30967.0 77.99 16181.2 216.86 3995.3 72.48 7377.8 183.54 747.8 81.09 6533.1 136.44 733.5 212.57 1875.4 270.70 8357.4 167.95 3792.2 93.94 1652.8 98.16 767.3 87.18 789.3 99.08 2181.8 107.50 579.5 88.53 1225.5 241.70 13841.5 213.26 45227.7 180.00 24580.8 76.95 31989.1 77.29 35281.7 47.46 12689.2 4th Qtr Total Return 1 Year 3 Years* 8.38 6.65 8.26 8.00 4.49 11.90 10.87 6.85 11.46 12.87 10.39 2.46 20.63 2.61 -8.95 2.76 5.68 -7.64 13.50 15.23 21.31 3.87 3.36 21.85 16.04 5.58 11.27 -0.04 11.69 13.22 5.59 12.23 11.17 10.25 9.70 6.53 -6.64 10.45 8.11 13.41 12.14 18.74 15.14 15.49 9.96 10.43 14.41 12.99 9.10 7.10 8.86 13.56 16.87 8.31 4.98 6.84 11.76 11.97 13.08 13.78 12.63 13.11 14.53 11.50 8.61 12.27 11.89 7.32 10.66 9.93 18.12 14.20 11.97 9.46 12.75 14.02 15.23 12.08 10.08 13.61 11.67 9.92 13.62 15.12 14.24 15.83 13.12 13.40 13.62 3.40 4.07 2.54 19.64 1.36 9.79 9.00 0.82 18.26 11.22 10.61 17.28 31.72 14.96 2.38 N/A 14.03 3.23 6.91 11.37 -18.99 20.02 N/A 73.21 3.67 3.46 54.49 31.31 36.05 33.37 16.04 26.25 40.40 2.37 44.72 17.77 14.46 10.42 9.24 0.00 15.58 8.48 30.76 20.03 2.14 25.39 14.06 15.64 15.25 46.78 6.40 6.53 2.47 16.88 22.37 52.67 8.88 4.40 6.13 16.16 27.29 7.52 11.05 3.67 23.14 51.56 9.77 9.16 15.99 29.67 5.02 13.67 15.58 11.74 42.65 26.49 11.42 18.73 17.00 14.66 25.91 29.90 22.11 16.34 17.34 15.30 16.00 16.95 14.75 21.42 18.21 16.00 4.90 6.20 4.62 6.13 -11.52 -2.16 -2.30 6.05 N/A 4.20 0.96 N/A 12.22 -0.85 11.26 N/A 14.56 27.67 8.95 0.15 0.43 7.35 N/A 17.90 -0.77 -0.29 N/A 24.33 16.42 -4.99 -7.58 9.96 4.36 5.72 0.27 3.59 8.48 -3.38 -3.19 36.47 0.27 -3.28 7.89 5.45 -16.67 1.22 10.62 1.88 0.80 7.70 -4.49 10.20 5.27 7.76 10.56 11.87 -2.67 -3.14 -3.48 2.84 9.10 -8.66 -6.58 -11.43 1.82 8.97 9.19 10.72 5.51 9.82 -2.86 8.48 -0.17 5.00 8.80 8.91 8.77 -3.48 2.26 7.87 8.46 6.50 12.98 7.99 4.09 11.80 7.18 4.10 10.04 -2.77 4.67 10.46 -0.64 -0.09 2.30 Fund Vanguard ST Tax-Exmpt Bd Vanguard ST Trs;ETF Vanguard T WldStk;ETF Vanguard TE Bd I;ETF Vanguard Tot Bd;ETF Vanguard Tot I S;ETF Vanguard Tot Itl BI;ETF Vanguard Total Corp Bond Vanguard Total World Bd Vanguard TSM Idx;ETF Vanguard Ultra Short Bd Vanguard US Minimum Vol Vanguard US Momentum Ftr Vanguard US Multifactor Vanguard US Quality Ftr Vanguard US Value Factor Vanguard Util Indx;ETF Vanguard Val Idx;ETF VegTech Plnt-bsd Inn&Cl Veridien Climate Action Vert Gbl Sus Real Est Vesper US LC ST Rev Str Vest 10 Yr Int RH VictoryII:VShs Cp Bd VictoryII:VShs Cr Int Bd VictoryII:VShs Cr+ Int B VictoryII:VShs Dev EVW VictoryII:VShs Div Accel VictoryII:VShs Em Mk VM VictoryII:VShs Fr Csh Fl VictoryII:VShs Int Val M VictoryII:VShs Intl HD VictoryII:VShs Intl VW VictoryII:VShs Nasdaq 50 VictoryII:VShs Sh-Trm Bd VictoryII:VShs THB MCESG VictoryII:VShs US DE Vo VictoryII:VShs US EQI VictoryII:VShs US LC HD VictoryII:VShs US MF MV VictoryII:VShs US SC HD VictoryII:VShs US SC VW VictoryII:VShs US SMC VM VictoryII:VShs US VM VictoryII:VShs US500 EV VictoryII:VShs US500 VW VictoryII:VShs WsEd USSc Vident Intl Eq Strat Vident US Bond Strategy Vident US Equity Strat Virtus D&P Cln Egy Virtus Newfleet ABS/MBS Virtus Newfleet SD HY Bd Virtus Seix Senior Loan Virtus SH EM Hi Yld Bd Virtus Terranova US Ql M VS:-1x Short VIX Futures VS:2x Long VIX Futures V-Shares MSCI W ESG M&CT V-Shares US Ldshp Dvsty VST: -1x Short VIX MT FS VST: 2x Bitcoin Strategy Wahed DJ Islamic World Wahed FTSE USA Shariah WBI BB Quality 3000 WBI BB Value 3000 WBI BB Yield 3000 WBI Power Factor Hi Div WealthTr DBS Lng Term Gr Wedbush ETFMG Gl Cld Tch Wedbush ETFMG Vid Gm Tch Western Asset Sh Dur Inc Western Asset Total Rtn WisdomTree:AI and Innov WisdomTree:Alt Inc WisdomTree:Batt VC & Inn WisdomTree:BBG USD Bull WisdomTree:BioRevolution WisdomTree:China x-S-O WisdomTree:Cloud Cmptng WisdomTree:Cybersecurity WisdomTree:Dyn Curr HIE WisdomTree:Dyn Curr HISC WisdomTree:Eff Gd+ Eq St WisdomTree:Eff Gd+Gd MS WisdomTree:EM Corp Bd WisdomTree:Em Curr Str WisdomTree:EM Eff Core WisdomTree:EM ESG WisdomTree:EM ExCh WisdomTree:EM ex-S-O E Data provided by Description ETF Symbols Short-Intmdt Municipal Debt Short U.S. Government Global Multi-Cap Core Fds General & Insured Municipal Debt Core Bond Intl Multi-Cp Core Fds Intl Income Core Bond Global Income Multi-Cap Core Short Inv. Grade Debt Multi-Cap Core Multi-Cap Growth Multi-Cap Value Multi-Cap Core Multi-Cap Value Utility Large-Cap Value Multi-Cap Core Global Large-Cap Core Fds Global Real Estate Multi-Cap Value Alternative Managed Futures Fds Corporate Debt BBB-Rated Core Plus Bond Core Plus Bond Intl Multi-Cp Core Fds Multi-Cap Core Emerging Markets Multi-Cap Value Intl Multi-Cp Val Fds Intl Equity Income Fds Intl Multi-Cp Core Fds Global Small-/Mid-Cap Short Inv. Grade Debt Mid-Cap Growth Small-Cap Core Multi-Cap Value Multi-Cap Value Multi-Cap Core Small-Cap Value Small-Cap Core Small-Cap Core Multi-Cap Value Multi-Cap Core Multi-Cap Core Specialty/Miscellaneous Intl Sm/Md-Cp Val Fds Core Bond Mid-Cap Value Alternative Energy Specialty Fixed Income High Yield Loan Participation Emerging Mrkts Hard Currency Debt Multi-Cap Core Dedicated Short Bias Alternative Managed Futures Fds Global Multi-Cap Core Fds Multi-Cap Core Dedicated Short Bias Alternative Currency Strategies Intl Large-Cp Gro Fds Large-Cap Core Multi-Cap Core Multi-Cap Core Global Equity Income Multi-Cap Value Flexible Portfolio Global Science/Technology Fds Global Science/Technology Fds Short Inv. Grade Debt Core Plus Bond Global Science/Technology Fds Specialty Fixed Income Basic Materials Alternative Currency Strategies Health/Biotechnology China Region Science & Technology Science & Technology Intl Multi-Cp Val Fds Intl Sm/Md-Cp Val Fds Commodities Prec Metals Fds Commodities Prec Metals Fds Emerging Mrkts Hard Currency Debt Alternative Currency Strategies Flexible Portfolio Emerging Markets Emerging Markets Emerging Markets VTES VGSH VT VTEB BND VXUS BNDX VTC BNDW VTI VUSB VFMV VFMO VFMF VFQY VFVA VPU VTV EATV CLIA VGSR UTRN RYSE UCRD UITB UBND CIZ VSDA UEVM VFLO UIVM CID CIL QQQN USTB MDCP CSF CDC CDL VSMV CSB CSA USVM ULVM CFO CFA MODL VIDI VBND VUSE VCLN VABS VSHY SEIX VEMY JOET SVIX UVIX VMAT VDNI ZIVB BITX UMMA HLAL WBIL WBIF WBIG WBIY WLTG IVES GAMR WINC WBND WTAI HYIN WBAT USDU WDNA CXSE WCLD WCBR DDWM DDLS GDE GDMN EMCB CEW NTSE RESE XC XSOE NAV Net Assets (MIL) 101.35 390.5 58.28 22110.9 102.82 30124.5 50.97 30793.9 73.56 100014.7 57.90 60060.6 49.25 52737.4 77.47 874.4 69.18 713.9 237.25 329484.3 49.40 4334.9 104.61 93.4 131.27 333.8 114.89 194.1 126.47 243.7 112.58 591.4 137.11 4691.7 149.41 101017.9 16.08 5.0 20.47 22.0 9.92 319.5 23.88 31.5 22.16 6.1 21.19 110.8 46.82 1636.0 21.67 234.7 30.30 39.2 47.58 251.6 44.77 173.7 28.33 97.8 46.26 236.6 32.37 18.5 41.66 87.0 27.11 80.7 49.50 537.8 26.34 2.4 49.24 57.7 56.61 1090.1 58.47 336.6 42.07 148.6 55.90 319.2 66.53 30.0 73.52 221.3 68.31 165.2 60.80 498.3 74.77 526.4 32.55 247.5 24.61 366.4 44.32 392.5 50.95 532.4 18.29 6.9 23.65 10.6 21.51 3.3 23.93 95.9 25.78 6.3 30.65 81.8 37.79 140.2 13.73 76.3 28.45 2.8 26.04 1.2 22.67 4.0 22.67 104.2 22.72 56.3 45.43 324.2 30.92 41.1 27.79 36.3 23.19 49.5 28.77 57.7 23.11 15.7 41.23 22.5 59.56 42.5 23.86 10.6 20.60 43.6 20.66 167.3 18.88 13.1 30.48 4.4 25.14 244.4 16.86 2.4 28.05 551.4 34.97 659.3 25.36 37.6 32.16 231.2 32.96 215.0 27.14 13.0 24.02 7.1 64.05 40.7 18.01 9.0 28.27 51.0 29.46 22.7 29.52 25.1 29.01 2031.0 4th Qtr Total Return 1 Year 3 Years* 3.67 2.53 11.25 7.25 6.65 9.97 6.51 8.49 6.60 12.16 2.13 9.44 16.08 11.75 13.17 13.23 8.58 9.07 4.47 9.36 18.14 6.57 -14.14 8.60 6.62 6.46 5.10 10.57 8.06 9.60 9.55 9.44 10.18 10.77 3.01 12.97 3.42 3.17 9.38 7.59 15.87 14.25 13.01 11.72 3.78 10.39 10.16 10.15 7.53 9.50 7.20 2.57 5.66 3.04 8.19 11.44 34.81 -60.40 12.76 12.63 14.19 113.09 13.51 10.04 7.58 4.18 5.62 14.38 9.37 17.06 11.24 3.94 8.11 18.74 7.76 6.38 -2.65 12.40 -5.47 17.92 24.12 6.01 8.76 20.35 25.26 5.91 5.17 10.55 9.11 13.30 8.80 N/A 4.27 21.90 6.16 5.69 15.56 8.85 8.64 7.19 26.02 5.54 8.88 16.33 18.64 22.45 17.21 -7.47 9.26 0.68 N/A 13.91 0.95 N/A 9.33 6.46 7.42 2.26 8.63 17.06 N/A 16.36 16.41 15.55 13.44 6.65 20.92 -7.00 -4.92 3.12 12.25 12.49 16.23 18.72 10.14 -3.64 11.93 23.72 18.28 7.79 23.78 -17.38 7.68 12.53 12.43 14.43 16.12 158.15 -95.31 28.64 27.93 N/A N/A 19.21 30.18 11.84 0.43 -2.33 13.91 16.78 38.50 7.23 6.64 5.88 46.57 21.86 -2.66 3.11 -2.30 -18.67 39.59 66.40 15.44 15.20 32.61 13.22 9.16 8.83 9.74 10.86 21.63 9.82 N/A -0.13 5.73 -0.37 -3.35 1.81 -2.48 -3.35 -2.95 8.45 N/A 7.41 6.50 13.34 9.74 15.59 3.16 10.62 N/A N/A 3.69 1.64 N/A N/A -2.57 N/A 1.43 8.17 3.70 N/A 4.20 8.32 2.99 -4.44 1.50 N/A 1.26 5.28 10.99 9.30 7.63 8.77 8.65 9.52 1.40 7.78 N/A 4.38 -2.70 15.00 N/A N/A 2.05 5.23 N/A 6.51 N/A N/A N/A N/A N/A N/A N/A 11.31 6.18 2.37 1.42 13.30 N/A -7.53 -8.14 -0.18 -6.83 N/A N/A N/A 4.91 N/A -23.89 -13.23 N/A 9.24 6.46 N/A N/A -1.77 0.03 N/A -3.84 N/A -8.26
January 8, 2024 BARRON’S • L47 Funds Quarterly ETF Score Card For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Fund WisdomTree:EM Hi Div WisdomTree:EM Local Debt WisdomTree:EM Mltfctr WisdomTree:EM Qual DivGr WisdomTree:EM SmCp Div WisdomTree:Enh Cmdty Str WisdomTree:Eu Hdg Eq WisdomTree:Eu Hdg SC Eq WisdomTree:Eu Qual DivGr WisdomTree:Eur SC Div WisdomTree:Flt Rate Trs WisdomTree:Gl x-US QDG WisdomTree:Glbl High Div WisdomTree:India Earns WisdomTree:Internatl ESG WisdomTree:Intl AI Enh V WisdomTree:Intl Eff Core WisdomTree:Intl Equity WisdomTree:Intl Hdg QDG WisdomTree:Intl Hi Div WisdomTree:Intl LC Div WisdomTree:Intl MC Div WisdomTree:Intl Mltfctr WisdomTree:Intl Qual DG WisdomTree:Intl SC Div WisdomTree:Intr Rte HHYB WisdomTree:IR Hdg US AB WisdomTree:Jpn Hdgd Eq WisdomTree:Jpn Hgd SC Eq WisdomTree:Jpn SC Div WisdomTree:Mgd Futs Str WisdomTree:Mrtg+ Bd WisdomTree:Nw Econ RE WisdomTree:PutWrite Str WisdomTree:Target Range WisdomTree:US AI Enh Val WisdomTree:US Corp Bd WisdomTree:US Effcnt Cr WisdomTree:US ESG WisdomTree:US High Div WisdomTree:US HY Corp Bd WisdomTree:US Lgcp WisdomTree:US LgCp Div WisdomTree:US MdCp Div WisdomTree:US MidCp WisdomTree:US Mltifctor WisdomTree:US Qual DG WisdomTree:US Qual Gro WisdomTree:US SC Qual DG WisdomTree:US SmCp WisdomTree:US SmCp Div WisdomTree:US ST Corp Bd WisdomTree:US Tot Div WisdomTree:US Value Fund WisdomTree:Voya YE USDUB WisdomTree:YE US ST AB WisdomTree:Yld Enh US AB X-Square Municipal In TF Xtrackers BBG US Iv Grd Xtrackers Cybrscty Sl Eq Xtrackers EM CR&Cl Imp Xtrackers FTSE Dv xUS MF Xtrackers Hi Beta Hi Yld Xtrackers Hvst CSI300 CA Xtrackers Hvst CSI500 CA Xtrackers Interntnl RE Xtrackers JPM ESG EMS Xtrackers JPM ESG HY CB Xtrackers Lo Beta Hi Yld Xtrackers ME Leadrs Eqty Xtrackers MEM Ldrs Eqty Xtrackers MSCI All Ch Eq Xtrackers MSCI AW xUS DY Xtrackers MSCI AW xUS Hd Xtrackers MSCI Ch A I E Xtrackers MSCI EAFE Hdg Xtrackers MSCI EAFE HDY Xtrackers MSCI EM Hdg Eq Xtrackers MSCI Eu Hdg Eq Xtrackers MSCI Eur Hd Eq Xtrackers MSCI Ger Hd Eq Xtrackers MSCI Jp Hdg Eq Xtrackers MSCI Kokusai Xtrackers MSCI USA CA Eq Xtrackers MSCI USA Ld Eq Xtrackers Mun Inf Rev Bd Xtrackers Net Z PPA US E Xtrackers R1000 US QARP Xtrackers RM USD HY Str Xtrackers Russ US Mltfct Xtrackers S&P 500 ESG Xtrackers S&P 500 Gr ESG Description ETF Symbols Intl Equity Income Fds EmergingMarketsLocalCurrencyDebtFds Emerging Markets Intl Equity Income Fds Intl Equity Income Fds Commodities General European Region European Region Intl Equity Income Fds Intl Equity Income Fds Short U.S. Treasury Intl Multi-Cp Gro Fds Global Equity Income India Region Intl Multi-Cp Core Fds Intl Multi-Cp Val Fds Flexible Portfolio Intl Multi-Cp Val Fds Intl Equity Income Fds Intl Equity Income Fds Intl Equity Income Fds Intl Equity Income Fds Intl Multi-Cp Val Fds Intl Equity Income Fds Intl Equity Income Fds High Yield Corporate Debt BBB-Rated Japanese Japanese Intl Equity Income Fds Alternative Managed Futures Fds U.S. Mortgage Global Real Estate Options Arbitrage/Opt Strat Fds Alternative Long/Short Eqty Fds Multi-Cap Value Corporate Debt BBB-Rated Mixed-Asset Trgt All Agg Gr Fds Multi-Cap Core Equity Income High Yield Large-Cap Core Large-Cap Value Small-Cap Core Small-Cap Core Multi-Cap Value Equity Income Large-Cap Growth Equity Income Small-Cap Core Small-Cap Value Short-Intmdt Inv. Grade Debt Equity Income Multi-Cap Value General Bond Short-Intmdt Inv. Grade Debt Corporate Debt BBB-Rated General & Insured Municipal Debt Corporate Debt BBB-Rated Global Science/Technology Fds Emerging Markets Intl Multi-Cp Val Fds High Yield China Region China Region Intl Real Estate Emerging Mrkts Hard Currency Debt High Yield High Yield Intl Large-Cp Core Fds Emerging Markets China Region Intl Equity Income Fds Intl Large-Cp Core Fds China Region Intl Large-Cp Core Fds Intl Equity Income Fds Emerging Markets European Region European Region European Region Japanese Global Large-Cap Core Fds Large-Cap Core Large-Cap Core General & Insured Municipal Debt Large-Cap Core Large-Cap Core High Yield Multi-Cap Core Large-Cap Core Large-Cap Growth DEM ELD EMMF DGRE DGS GCC HEDJ EUSC EUDG DFE USFR DNL DEW EPI RESD AIVI NTSI DWM IHDG DTH DOL DIM DWMF IQDG DLS HYZD AGZD DXJ DXJS DFJ WTMF MTGP WTRE PUTW GTR AIVL WFIG NTSX RESP DHS WFHY EPS DLN DON EZM USMF DGRW QGRW DGRS EES DES SFIG DTD WTV UNIY SHAG AGGY ZTAX ESCR PSWD EMCR DEEF HYUP ASHR ASHS HAUZ ESEB ESHY HYDW EASG EMSG CN HDAW DBAW ASHX DBEF HDEF DBEM DBEU DBEZ DBGR DBJP KOKU USCA USSG RVNU USNZ QARP HYRM DEUS SNPE SNPG NAV 40.78 28.12 24.62 24.45 49.85 16.95 42.83 35.88 31.84 59.55 50.25 37.10 48.89 41.03 29.31 40.59 35.69 52.59 41.89 38.86 49.36 60.88 25.25 36.26 64.05 21.73 21.89 88.39 29.88 75.00 35.00 43.82 18.39 31.76 22.93 95.93 44.90 39.53 49.22 82.15 45.66 50.08 66.38 45.67 57.31 42.07 70.25 36.56 47.39 49.74 32.18 47.96 65.33 68.41 49.46 47.35 43.99 26.34 18.75 30.10 27.76 28.65 41.13 23.89 27.34 21.86 17.01 18.62 46.14 29.50 23.99 24.44 24.64 30.32 18.37 36.97 24.67 22.90 37.73 41.90 32.13 62.33 85.53 29.51 44.19 25.71 30.85 44.68 23.11 47.62 43.54 34.05 Net Assets (MIL) 2540.9 88.6 4.7 113.8 2922.2 174.9 1412.6 40.0 74.2 181.3 18459.1 598.3 110.1 1612.6 11.3 76.3 277.3 563.4 1884.9 342.6 516.2 136.9 42.4 909.6 1051.6 154.2 195.6 3268.5 71.3 206.8 151.4 33.9 20.4 84.3 61.9 367.5 8.7 892.4 67.5 1061.9 225.3 711.9 3547.3 3243.8 723.8 234.3 10638.8 81.2 274.5 576.1 1777.2 42.5 1083.4 177.1 1188.1 98.2 881.5 3.3 2.7 5.5 826.7 56.0 11.9 1997.4 22.4 644.5 6.6 5.5 227.3 45.1 25.0 6.5 10.6 135.3 4.8 4462.2 1370.6 95.7 463.0 38.4 9.3 299.9 523.6 2309.4 1360.7 113.7 157.7 57.9 44.1 137.4 933.0 6.6 4th Qtr Total Return 1 Year 3 Years* 9.24 7.72 7.92 10.91 8.75 -2.43 8.67 9.17 11.59 13.63 1.26 11.10 8.80 11.16 9.46 8.44 12.22 8.89 8.34 7.85 8.60 9.50 3.35 13.43 11.56 4.43 2.35 1.91 5.19 9.38 4.15 6.15 16.84 5.59 8.74 8.50 8.00 13.72 11.84 6.66 7.29 10.09 8.79 12.37 13.40 9.93 11.30 15.25 15.63 15.40 15.11 4.00 9.40 11.33 6.90 3.21 7.09 7.60 8.57 18.90 7.94 10.14 7.52 -4.92 -2.36 13.49 9.36 6.88 6.59 10.98 6.31 -4.16 9.04 5.95 -4.34 5.83 9.44 5.37 6.22 8.45 9.01 3.76 11.69 11.29 12.15 10.13 13.09 8.07 6.95 11.11 11.64 9.11 20.94 14.24 19.36 17.25 18.91 -3.60 26.40 19.34 19.68 14.86 5.26 17.31 9.76 26.29 19.27 18.15 16.12 16.55 19.55 15.18 17.05 15.20 10.70 20.85 15.38 11.96 7.24 40.76 36.70 21.59 16.17 4.24 13.91 15.85 12.28 7.13 8.35 23.40 21.56 -0.19 10.81 22.72 9.94 13.98 19.40 13.47 18.67 55.91 21.05 18.43 16.43 6.04 10.44 22.11 N/A 4.56 7.08 N/A 8.49 N/A 10.73 17.10 15.40 -13.07 -9.23 6.58 10.01 12.99 10.17 18.91 5.63 -12.15 17.73 16.16 -13.95 19.69 18.64 9.11 16.95 21.34 22.00 34.97 24.38 N/A 29.00 9.20 27.86 22.72 11.88 14.76 27.84 38.39 6.60 -2.11 3.06 -1.82 6.49 7.63 11.94 9.15 4.36 1.71 2.35 1.82 8.79 15.09 3.68 5.16 N/A 5.37 8.26 6.99 6.63 2.54 4.38 2.74 2.11 4.97 2.83 21.42 17.82 3.74 6.04 -2.90 -7.72 7.95 N/A 7.25 -3.66 3.85 7.84 9.85 0.68 9.61 9.93 12.22 11.14 7.83 11.41 N/A 9.07 10.08 9.52 -0.20 10.25 13.54 N/A -0.96 -3.71 N/A -3.63 N/A -1.65 1.99 1.68 -14.69 -7.40 -3.24 -4.18 2.05 1.42 3.21 -7.35 -16.40 6.50 6.19 -13.36 10.78 7.27 -3.90 10.62 10.16 5.90 14.09 8.10 N/A 10.63 -1.56 N/A 11.35 N/A 8.90 11.46 N/A Data provided by Fund Description Xtrackers S&P 500 Vl ESG Xtrackers S&P ESG Dv Ar Xtrackers S&P MC 400 ESG Xtrackers S&P SC 600 ESG Xtrackers Shrt Dur HY Bd Xtrackers Smcndctr Sl Eq Xtrackers US Green ISE Xtrackers USD HY Corp Bd YieldMax AAPL Opt Inc St YieldMax AMD Opt Inc St YieldMax AMZN Opt Inc St YieldMax COIN Opt In St YieldMax DIS Opt In St YieldMax GOOGL Opt In St YieldMax Invtn Opt In St YieldMax JPM Opt Inc Str YieldMax META Opt In St YieldMax MSFT Opt In St YieldMax NFLX Opt In St YieldMax NVDA Opt In Str YieldMax PYPL Opt In Str YieldMax TSLA Opt Inc St YieldMax XOM Opt In St Zacks Earnings Cons Port ETF Symbols Large-Cap Value Multi-Cap Value Small-Cap Core Small-Cap Core Short High Yield Global Science/Technology Fds Alternative Energy High Yield Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Options Arbitrage/Opt Strat Fds Large-Cap Core SNPV SNPD MIDE SMLE SHYL CHPS UPGR HYLB APLY AMDY AMZY CONY DISO GOOY OARK JPMO FBY MSFO NFLY NVDY PYPY TSLY XOMO ZECP Average/Total NAV 28.63 25.30 27.83 26.54 44.37 28.34 21.30 35.67 19.62 23.31 21.36 28.81 20.48 18.30 14.51 20.06 21.70 22.27 18.17 22.56 20.00 11.90 17.39 26.09 Net Assets (MIL) 5.5 4.8 11.5 10.6 91.5 5.1 4.3 3036.5 56.2 24.5 41.3 104.2 4.7 17.5 71.0 4.8 13.0 12.5 12.2 153.3 3.4 787.9 7.6 74.6 42.917662676.3 4th Qtr Total Return 1 Year 3 Years* 14.22 8.36 11.56 15.73 5.59 23.26 5.03 7.10 11.20 26.63 16.69 81.68 11.25 -2.03 15.16 5.01 19.72 18.99 21.03 10.81 6.35 -0.06 -10.17 9.42 15.98 2.48 14.97 17.55 11.67 N/A N/A 12.74 N/A N/A N/A N/A N/A N/A 20.15 N/A N/A N/A N/A N/A N/A 50.24 N/A 13.68 N/A N/A N/A N/A 3.44 N/A N/A 1.44 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 8.82 15.63 2.40 *annulized Source: Lipper Monthly Dow Jones Industrial Average The following table lists the monthly average of the Price/Earnings Ratio and Dividend Yield as reported weekly in Barron's Market Laboratory. The change is the difference between the recent month's close and the previous month's close. The high/low range is based upon the closing average for each day during the month. Year Month First Closing Closing High Closing Low Close Avg Mean Last Close Chg. % Chg. Avg. P/E Avg. Yield 36245.50 33274.58 33433.35 34837.71 35630.68 34418.47 33061.57 34051.70 33601.15 32661.84 34092.96 33136.37 37710.10 35950.89 33997.65 34907.11 35630.68 35559.53 34408.06 34051.70 34098.16 33431.44 34245.93 34302.61 36054.43 33274.58 32417.59 33507.50 34099.42 33734.88 33061.57 32764.65 33301.87 31819.14 32656.70 32930.08 36947.93 34704.50 33319.49 34318.89 34880.66 34777.20 33904.98 33316.80 33731.28 32483.48 33648.26 33656.00 37689.54 35950.89 33052.87 33507.50 34721.91 35559.53 34407.60 32908.27 34098.16 33274.15 32656.70 34086.04 +1738.65 +2898.02 –454.63 –1214.41 –837.62 +1151.93 +1499.33 –1189.89 +824.01 +617.45 –1429.34 +938.79 +4.84 +8.77 –1.36 –3.50 –2.36 +3.35 +4.56 –3.49 +2.48 +1.89 –4.19 +2.83 26.00 24.56 23.37 24.19 24.70 23.03 22.18 21.79 22.05 21.17 21.94 22.58 1.98 2.09 2.18 2.11 2.05 2.06 2.09 2.11 2.07 2.15 2.06 2.04 34395.01 32653.20 29490.89 31656.42 32798.40 31097.26 32813.23 33061.50 34818.27 33294.95 35405.24 36585.06 34429.88 34589.77 32861.80 32381.34 34152.01 32845.13 33248.28 34061.06 35160.79 35294.19 35768.06 36799.65 32757.54 32001.25 29202.88 28725.51 31510.43 30630.17 29888.78 31253.13 32977.21 32632.64 33131.76 34168.09 33482.26 33417.96 30570.68 30649.56 33009.56 31535.32 31446.71 32379.46 34314.99 34029.74 34648.48 35456.15 33147.25 34589.77 32732.95 28725.51 31510.43 32845.13 30775.43 32990.12 32977.21 34678.35 33892.60 35131.86 –1442.52 +1856.82 +4007.44 –2784.92 –1334.70 +2069.70 –2214.69 +12.91 –1701.14 +785.75 –1239.26 –1206.44 –4.17 +5.67 +13.95 –8.84 –4.06 +6.73 –6.71 +0.04 –4.91 +2.32 –3.53 –3.32 21.40 21.40 19.00 18.14 19.72 18.43 18.03 18.56 19.48 19.04 19.40 21.27 2.06 2.02 2.20 2.21 2.01 2.09 2.10 2.01 1.89 1.89 1.84 1.79 34022.04 35913.84 34326.46 35312.53 34838.16 34633.53 34575.31 34113.23 33153.21 31535.51 30211.91 30223.89 36488.63 36432.22 35819.56 35443.82 35625.40 35144.31 34756.39 34777.76 34200.67 33171.37 31961.86 31188.38 34022.04 34483.72 34002.92 33843.92 34792.67 33962.04 33290.08 33587.66 33153.21 30924.14 30211.91 29982.62 35641.33 35848.57 35055.52 34688.42 35243.97 34798.80 34289.91 34270.31 33803.29 32373.29 31283.91 30821.35 36338.30 34483.72 35819.56 33843.92 35360.73 34935.47 34502.51 34529.45 33874.85 32981.55 30932.37 29982.62 +1854.58 –1335.84 +1975.64 –1516.81 +425.26 +432.96 –26.94 +654.60 +893.30 +2049.18 +949.75 –623.86 +5.38 –3.73 +5.84 –4.29 +1.22 +1.25 –0.08 +1.93 +2.71 +6.62 +3.17 –2.04 22.13 22.26 23.10 23.63 23.85 27.09 29.06 29.50 32.19 34.54 33.10 31.03 1.78 1.73 1.75 1.77 1.72 1.73 1.76 1.74 1.76 1.83 1.89 1.92 29823.92 26925.05 27816.90 28645.66 26664.40 25734.97 25475.02 23723.69 20943.51 26703.32 28399.81 28868.80 30606.48 30046.24 28837.52 29100.50 28653.87 27005.84 27572.44 25548.27 24633.86 27090.86 29551.42 29348.10 29823.92 26925.05 26501.60 26763.13 26664.40 25706.09 25015.55 23247.97 20943.51 18591.93 25409.36 28256.03 30148.58 29124.04 28005.11 27733.40 27821.37 26385.83 26062.27 24271.02 23293.90 22637.42 28519.73 28879.99 30606.48 29638.64 26501.60 27781.70 28430.05 26428.32 25812.88 25383.11 24345.72 21917.16 25409.36 28256.03 +967.84 +3137.04 –1280.10 –648.35 +2001.73 +615.44 +429.77 +1037.39 +2428.56 –3492.20 –2846.67 –282.41 +3.27 +11.84 –4.61 –2.28 +7.57 +2.38 +1.69 +4.26 +11.08 –13.74 –10.07 –0.99 29.57 28.93 26.63 26.00 26.97 22.84 21.69 20.22 18.07 17.44 21.95 21.34 1.96 2.02 2.11 2.11 2.20 2.34 2.47 2.73 2.86 2.94 2.28 2.21 27783.04 27347.36 26573.04 26118.02 26583.42 26717.43 24819.78 26430.14 28645.26 28164.00 27186.69 27219.52 26583.42 27359.16 26753.17 26504.95 27502.81 27347.36 26078.62 26118.02 25479.42 26717.43 24819.78 24815.04 28167.01 27797.05 26736.80 26900.21 26058.23 27089.19 26160.10 25744.79 28538.44 28051.41 27046.23 26916.83 26403.28 26864.27 26599.96 24815.04 +487.03 +1005.18 +129.40 +513.55 –460.99 +264.31 +1784.92 –1777.87 +1.74 +3.72 +0.48 +1.95 –1.72 +0.99 +7.19 –6.69 20.90 20.52 19.29 19.32 18.78 18.77 18.08 17.71 2.24 2.24 2.30 2.28 2.30 2.19 2.24 2.26 2023 Dec Nov Oct Sept Aug July June May Apr Mar Feb Jan 2022 Dec Nov Oct Sept Aug July June May Apr Mar Feb Jan 2021 Dec Nov Oct Sept Aug July June May Apr Mar Feb Jan 2020 Dec Nov Oct Sept Aug July June May Apr Mar Feb Jan 2019 Dec Nov Oct Sept Aug July June May
L48 BARRON’S • Funds Quarterly January 8, 2024 s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Closed-End Funds FUND NAME (SYMBOL) NAV MARKET ($/SHR) PRICE 12/29/23 12/29/23 PREM/ DISC 12/29/23 MARKET RETURNS THROUGH 12/29 1 YR 3 YRS 5 YRS (Annualized) 10 YRS abrdn AP IncFd (FAX)(x) abrdnAusEq (IAF) abrdn Emg Mkts Eq Inc (AEF)(x) abrdn Glbl Dyn Div (AGD) abrdn Glb Prem Prop (AWP) 3.10 4.99 5.96 11.04 4.31 2.71 4.33 5.11 9.34 3.88 –12.6 –13.2 –14.3 –15.4 –10.0 14.2 12.7 9.0 10.2 10.2 16.6 10.4 7.1 7.4 12.6 –5.9 4.3 –8.0 4.0 –0.2 2.6 9.6 1.1 10.3 4.9 1.5 4.6 –0.7 7.4 3.7 10.6 12.4 10.1 12.2 12.1 abrdn Global Income (FCO)(x) abrdn Global Infra Inc (ASGI) abrdn Inc Credit Str (ACP) abrdn Japan Equity (JEQ) abrdn National Muni Inc (VFL)(x) 3.98 21.04 7.03 6.83 12.13 6.46 17.94 6.80 5.74 10.21 62.3 –14.7 –3.3 –16.0 –15.8 14.1 13.9 4.8 9.3 19.9 64.8 14.5 19.9 17.1 3.1 11.1 6.6 –0.4 –7.5 –3.8 14.0 I 5.6 4.5 1.6 7.8 I 3.0 4.4 3.7 17.4 10.8 22.0 16.5 7.9 abrdn Tot Dyn Div (AOD) Adams Diversified Eq Inc (ADX) Adams Natural Resources (PEO) AdvntCnvrtbl&IncFd (AVK) AllianceBernGlHiIncm (AWF) 9.56 20.56 24.84 12.66 11.17 8.06 17.71 20.63 11.38 10.12 –15.7 –13.9 –16.9 –10.1 –9.4 9.0 13.8 –6.2 12.2 6.7 12.7 31.4 0.9 18.1 18.3 4.9 11.0 30.1 0.2 2.8 11.0 16.8 14.5 10.1 6.9 8.1 12.8 3.6 4.9 4.6 13.4 26.3 1.4 15.3 15.5 AllBerNatlMunInc (AFB) Allspring Gl Div Oppty (EOD) Allspring Income Oppty (EAD) Allspring Multi-Sector (ERC) Allspring Ut & Hi Inc (ERH) 12.78 5.03 7.37 10.18 10.60 10.84 4.34 6.52 9.44 9.21 –15.2 –13.7 –11.5 –7.3 –13.1 17.2 10.4 9.5 6.0 7.8 7.4 9.7 11.9 4.9 –10.5 –5.1 6.4 1.6 0.9 –3.5 2.0 9.7 7.3 6.6 3.7 3.4 5.4 5.8 5.6 5.0 9.3 21.3 13.9 15.1 –5.2 Angel Oak FS Inc Trm (FINS) Apollo Senior Floating (AFT) Apollo Tactical Income (AIF) Ares Dynamic Crdt Alloc (ARDC) ArrowMark Financial Corp (BANX) 13.72 15.09 14.81 14.51 N/A 11.91 13.25 13.96 13.75 18.16 –13.2 –12.2 –5.7 –5.2 N/A 1.6 1.7 7.5 9.6 3.8 2.5 20.2 29.3 32.4 14.3 –2.9 6.0 8.1 8.2 6.0 I 6.9 9.4 9.5 5.5 I 4.8 6.7 6.3 0.3 2.8 16.4 17.7 19.4 N/A ASA Gold & Prec Met Ltd (ASA)(v) Bancroft Fund Ltd (BCV) Barings Corporate Inv (MCI)(x) Barings Glb SD HY Bd (BGH) Barings Part Inv (MPV)(x) 17.61 18.74 N/A 15.26 N/A 15.06 15.98 18.43 13.44 15.60 –14.5 –14.7 N/A –11.9 N/A 13.1 3.5 18.4 8.5 19.2 5.4 5.5 41.6 18.2 36.0 –11.6 –11.1 19.8 5.5 16.9 9.9 6.5 12.4 6.4 7.9 2.3 6.9 10.0 4.5 9.6 1.9 3.8 N/A 17.6 N/A Dividend and Income (DNIF) BlackRock 2037 Muni Trg (BMN) BlackRock CA Mun (BFZ) BlackRock Cap Alloc Term (BCAT) BlRck Core Bond (BHK) 18.88 26.20 13.20 17.24 11.02 12.17 23.78 12.03 14.95 10.91 –35.5 –9.2 –8.9 –13.3 –1.0 15.0 5.8 18.3 5.9 12.2 19.8 1.9 15.8 19.3 14.4 12.1 I –1.5 –4.3 –5.8 14.5 I 4.1 I 4.5 6.6 I 3.6 I 5.1 20.8 7.7 7.9 11.7 9.9 BR Corporate HY (HYT) BR Credit Alloc Inc (BTZ) BR Debt Strategy (DSU)(x) BR Enh C&I (CII) BR Enhcd Govt (EGF) 9.73 11.60 10.89 19.81 10.34 9.43 10.32 10.79 19.00 9.73 –3.1 –11.0 –0.9 –4.1 –5.9 12.2 9.4 8.0 3.6 0.0 19.9 12.7 30.3 18.5 5.7 2.7 –3.5 9.6 11.4 –6.2 9.6 6.3 10.6 14.3 –1.6 6.3 5.1 6.9 11.3 0.5 16.2 13.4 15.0 20.3 4.4 BlackRock Energy & Res (BGR) BlackRock Eq Enh Div (BDJ) BlackRock Enh Glbl Div (BOE) BlackRock Enh Intl Div (BGY) BlackRock ESG Cap All T (ECAT) 14.13 8.82 11.81 6.21 18.05 12.45 7.69 9.92 5.27 16.13 –11.9 –12.8 –16.0 –15.1 –10.6 –3.6 4.0 7.3 7.8 11.8 5.7 –6.7 12.0 13.3 32.3 27.2 6.9 4.0 3.8 I 10.6 9.4 8.8 8.9 I 0.8 8.0 4.8 3.6 I 5.1 9.7 15.0 14.8 18.1 BR F/R Inc Str (FRA) BlackRock Floatng Rt Inc (BGT) BlackRock Hlth Sci Term (BMEZ) BlackRock Hlth Sciences (BME) BlckRk Income (BKT)(x) 13.26 12.90 17.91 42.18 12.74 12.66 12.38 14.65 40.46 12.18 –4.5 –4.0 –18.2 –4.1 –4.4 3.3 5.7 3.7 5.1 9.5 25.4 26.3 5.1 –1.1 7.6 9.7 9.9 –12.6 0.5 –5.5 9.3 9.4 I 8.4 0.8 5.4 5.6 I 9.8 1.9 14.6 14.9 4.0 3.5 5.7 BlackRock Innov&Gro Term (BIGZ) BlckRk Inv Q Mun (BKN)(x) BlckRk L-T Muni Adv (BTA) BlackRock Ltd Dur Inc (BLW) BlackRock Mlt-Sctr Inc (BIT) 9.03 13.34 10.58 14.11 14.76 7.33 11.86 10.23 13.98 15.00 –18.8 –11.1 –3.3 –0.9 1.6 7.3 18.7 15.6 11.3 6.4 19.2 6.3 14.8 17.2 16.9 I –7.1 –1.9 3.9 4.0 I 2.7 4.5 9.1 9.0 I 3.8 5.8 5.9 8.2 11.4 8.2 10.1 14.0 11.0 BlackRock Muni 2030 Tgt (BTT) BlackRock Muni (BFK) BlackRock Muni II (BLE) BlckRk Muni Inc Qly (BYM) BR Muni Income (MUI) 24.07 11.65 12.37 12.95 13.55 20.80 10.07 10.68 11.21 11.64 –13.6 –13.6 –13.7 –13.4 –14.1 7.9 14.8 18.3 15.1 16.0 0.8 4.2 7.8 3.1 6.7 –3.9 –9.2 –7.2 –5.3 –3.8 3.5 0.9 1.1 2.4 2.6 5.9 3.1 3.4 3.9 3.1 6.3 7.3 10.2 8.2 9.3 BR MuniAssets Fd (MUA) BR MH CA Qly Fd Inc (MUC)(x) BR MH NJ Qly (MUJ)(x) BR MH NY Qly (MHN)(x) BR MH Qly 2 (MUE) 11.58 12.94 13.38 12.41 11.78 10.59 11.13 11.41 10.51 10.02 –8.5 –14.0 –14.7 –15.3 –14.9 19.3 17.7 14.1 16.4 15.4 2.9 7.8 7.5 6.6 4.6 –5.3 –5.4 –3.0 –5.2 –5.6 1.3 2.3 2.9 1.8 1.8 4.4 3.1 4.0 3.2 3.4 7.9 7.6 9.3 9.8 8.8 BR MuniHoldngs (MHD)(x) BR MuniVest Fd (MVF)(x) BR MuniVest 2 (MVT)(x) BR MuniYield Fd (MYD)(x) BR MuniYld MI Qly (MIY)(x) 13.87 8.17 12.63 12.43 13.36 11.91 7.12 10.77 10.78 11.36 –14.1 –12.9 –14.7 –13.3 –15.0 16.8 18.8 17.2 18.9 15.7 2.0 5.6 7.1 8.3 6.6 –5.6 –4.1 –6.0 –4.7 –3.8 0.4 1.6 0.8 1.8 2.7 3.4 3.2 2.9 3.8 4.3 8.7 10.0 9.9 10.0 9.1 BR MuniYld NY Qly (MYN)(x) BR MuniYld PA Qly (MPA)(x) BR MuniYield Qlty (MQY)(x) BR MuniYld Qlty2 (MQT)(x) BR MuniYld Qly 3 (MYI)(x) 12.03 13.33 13.51 11.90 12.86 10.33 11.63 12.19 10.35 11.64 –14.1 –12.8 –9.8 –13.0 –9.5 17.9 13.3 20.7 16.6 23.5 9.8 9.7 10.2 5.8 8.8 –3.9 –4.0 –5.0 –5.2 –2.6 2.2 2.8 3.6 2.7 3.9 3.3 4.1 4.0 4.1 4.4 10.2 6.9 9.4 8.4 9.8 BlackRock NY Mun (BNY) BlackRock Res & Comm (BCX) 12.37 10.57 10.53 8.88 –14.9 –16.0 17.0 –1.9 8.7 –4.9 –6.1 12.6 1.4 12.0 3.2 4.8 10.2 –0.4 f — Rights offering in progress. g — Rights offering announced. h — Lipper data has been adjusted for rights offering. QTR 1-YRNAV % RETURN Data provided by NAV MARKET ($/SHR) PRICE 12/29/23 12/29/23 PREM/ DISC 12/29/23 QTR FUND NAME (SYMBOL) MARKET RETURNS THROUGH 12/29 1 YR 3 YRS 5 YRS (Annualized) BlackRock Sci&Tech Term (BSTZ) BlackRock Sci&Tech Trust (BST) BlackRock Tax Muni Bd (BBN) 21.40 34.70 18.07 16.71 33.66 16.26 –21.9 –3.0 –10.0 3.2 9.6 9.2 18.7 30.2 3.5 –15.0 –6.5 –9.8 I 13.3 1.1 I I 5.2 19.7 30.7 11.5 BlackRock Utl Inf & Pwr (BUI) BlackRock VA Mun (BHV) Blackstone Lng-Sh Cr Inc (BGX) BS SFR 2027 T (BSL) BS St Cr 2027 Tm (BGB) 22.54 12.69 13.13 14.63 12.66 21.82 10.86 11.45 13.35 11.32 –3.2 –14.5 –12.8 –8.7 –10.6 12.0 17.8 2.1 4.4 6.7 12.3 –1.1 18.9 20.0 19.5 1.8 –8.8 3.6 5.9 5.0 9.0 –3.3 5.6 5.3 5.3 9.5 1.6 4.5 4.2 4.2 7.5 6.8 16.0 15.4 15.5 BNY Mellon Alct GCI 2024 (DCF) BNY Mellon Hi Yield Str (DHF)(x) BNY Mellon Muni Bd Infra (DMB) BNY Mellon Muni Income (DMF) BNY Mellon Str Muni Bond (DSM) 8.63 2.69 12.08 7.70 6.75 8.15 2.29 10.31 6.50 5.71 –5.6 –14.9 –14.7 –15.6 –15.4 6.9 9.9 5.0 15.5 16.1 22.8 15.0 2.4 7.1 3.2 5.6 –0.6 –5.5 –6.1 –5.8 8.6 5.4 1.9 1.2 0.8 I 3.4 5.2 2.6 2.9 21.3 16.8 8.1 8.9 8.0 BNY Mellon Strat Muni (LEO) BrndywnGLB Glb Inc Oppts (BWG) Brookfield Real Asst Inc (RA) CalamosConvHi (CHY) CalmosConvOp (CHI) 7.00 9.73 14.93 10.67 10.09 5.86 8.36 12.81 11.47 10.36 –16.3 –14.1 –14.2 7.5 2.7 11.1 14.8 7.6 6.9 2.3 0.1 16.0 –8.0 21.9 10.5 –7.4 –2.9 2.5 2.5 0.9 0.8 4.9 5.2 14.0 13.0 3.0 2.4 I 8.9 7.6 7.5 18.2 10.5 13.8 13.6 Calmos Dyn Conv and Inc (CCD) Calamos GloDynInc (CHW) CalamosGlbTotRet (CGO) Calamos L/S Eqty and DI (CPZ) CalamosStratTot (CSQ) 19.47 6.70 10.18 17.34 15.29 19.78 5.77 9.08 14.45 14.87 1.6 –13.9 –10.8 –16.7 –2.7 10.7 7.9 7.6 1.6 8.8 9.0 14.5 14.0 6.3 20.9 –1.7 –6.7 –6.3 3.5 6.2 14.7 7.4 7.7 I 16.1 I 6.0 5.5 I 12.3 12.7 18.2 15.7 8.5 27.1 Cdn Genl Inv (CGI)(y) Carlyle Credit Income (CCIF) CBRE GlbRlEst (IGR) Central and Eastern Euro (CEE)(x) Central Secs (CET)(x) 55.63 7.99 6.20 9.85 46.49 34.73 7.95 5.43 9.75 37.77 –37.6 –0.5 –12.4 –1.0 –18.8 –1.8 1.0 25.4 17.6 11.3 9.5 1.4 8.7 22.5 18.8 2.5 2.9 2.4 –23.3 12.3 14.3 I 7.4 –11.6 15.7 10.1 I 4.9 –7.6 12.5 17.3 –13.7 11.1 48.5 19.7 China (CHN) ClearBridge MLP & Midstm (CEM) CloughGlobDivandInc (GLV) CloughGlobalEquity (GLQ) CloughGlobalOpprty (GLO) 11.93 43.36 6.32 7.24 5.76 10.16 40.09 5.15 5.93 4.70 –14.8 –7.5 –18.5 –18.2 –18.4 –3.7 16.2 7.3 11.6 9.5 –21.2 30.1 –8.4 2.7 4.7 –19.6 44.0 –10.4 –14.1 –14.6 0.3 3.6 0.0 1.3 2.1 1.8 –3.5 1.0 2.2 1.9 –19.1 18.5 –1.5 11.5 10.0 CohenStrsCEOppFd (FOF) ChnStrInfr (UTF) CohenStrsLtdDurPref&Inc (LDP) Cohen&SteersQualInc (RQI) CohenStrs Real Est and I (RLTY) 10.82 22.88 20.53 13.05 16.08 11.20 21.24 18.43 12.24 13.99 3.5 –7.2 –10.2 –6.2 –13.0 11.3 11.0 10.4 23.7 10.0 18.2 –3.8 5.8 15.7 14.0 5.5 1.0 –3.9 7.7 I 9.4 9.5 4.7 11.8 I 7.7 8.6 6.2 10.9 I 12.4 1.9 7.0 15.1 12.3 CohenStrsSelPref&Income (PSF) CohenStrsTaxAvPreSecs&I (PTA) Cohen&Steers TotRet (RFI)(x) CohenStrsREITPrefInc (RNP) Columbia Sel Prm Tech Gr (STK) 20.35 19.94 11.96 20.77 29.05 18.90 18.01 11.75 20.16 31.60 –7.1 –9.7 –1.8 –2.9 8.8 6.6 5.5 14.6 20.2 19.2 9.9 11.6 4.5 7.8 47.4 –4.7 –4.2 4.6 4.8 15.5 3.7 I 10.5 11.2 24.3 6.0 I 8.6 10.9 20.0 7.6 7.6 12.2 12.2 39.1 Cornerstone Str Val (CLM) Cornerstone Total Return (CRF) CrSuisHighYld (DHY) CSAM Income Fd (CIK) Destra Multi-Altrntv (DMA) 6.77 6.49 2.18 2.96 11.15 7.19 7.06 1.98 3.13 6.23 6.2 8.8 –9.2 5.7 –44.1 –5.6 –6.6 7.9 23.9 4.2 21.4 23.6 24.1 37.1 –3.8 6.7 7.0 4.3 9.3 N/A 14.9 14.6 7.5 12.2 N/A 10.2 10.9 5.5 7.7 I 30.0 29.3 18.6 19.2 5.1 DNP Select Income (DNP)(x) DoubleLine Inc Sol (DSL) DoubleLine Yld Opps (DLY) DoubleLine:Oppor Crdt Fd (DBL) DTF Tax-Fr Inc 2028 Term (DTF)(x) 8.02 12.27 15.78 14.98 12.40 8.48 12.24 14.87 15.35 10.75 5.8 –0.2 –5.8 2.5 –13.3 –8.7 7.5 3.9 7.7 1.7 –17.2 23.5 25.4 13.2 2.1 2.3 0.9 1.6 –0.1 –7.0 4.5 3.8 I 3.9 0.7 7.6 4.7 I 5.3 1.8 –1.7 15.4 15.4 12.6 2.7 Duff&Ph Uti&Infra Inc Fd (DPG) DWS Muni Inc (KTF)(x) DWS Strat Mun (KSM) Eagle Capital Growth (GRF) Eagle Point Credit (ECC) 10.75 10.49 10.09 N/A N/A 9.17 8.89 8.65 N/A 9.50 –14.7 –15.3 –14.3 N/A N/A 8.7 16.5 16.0 N/A –5.0 –24.5 7.1 10.3 N/A 9.3 0.9 –4.8 –4.6 N/A 16.0 5.6 1.4 1.2 N/A 9.7 2.2 2.3 2.0 N/A I –4.6 9.9 10.0 N/A N/A Eagle Point Income (EIC) EVCAMuniBd (EVM) EVCAMuniIncm (CEV) EtnVncEqtyInc (EOI) EtnVncEqtyIncoII (EOS) N/A 10.56 11.94 17.13 19.71 14.57 9.15 10.34 16.58 18.72 N/A –13.4 –13.4 –3.2 –5.0 3.6 13.9 14.1 6.8 11.1 18.5 10.3 8.2 20.7 22.6 11.2 –4.0 –4.9 8.9 2.8 I 2.8 3.0 13.3 13.1 I 3.8 3.8 10.6 11.7 N/A 7.6 7.0 24.3 35.3 EtnVncFltRteInc (EFT) EVLmtDurIncm (EVV) EVMuniInc2028 (ETX) EVMuniBd (EIM) EVMuniIncm (EVN) 13.22 10.71 18.98 11.67 11.45 12.55 9.58 17.34 10.13 9.82 –5.1 –10.6 –8.6 –13.2 –14.2 6.2 8.7 3.3 14.3 11.6 27.2 13.3 1.3 1.7 4.4 7.2 1.4 –5.8 –5.3 –5.5 8.1 5.3 2.2 2.3 1.8 5.2 4.2 6.2 3.9 4.8 17.4 13.0 4.3 7.6 7.1 EVNatMuniOpp (EOT) Eaton Vance NY Muni Bd (ENX) EVRskMnDvsEqInc (ETJ) EV SenFlRtTr (EFR) EVSnrIncm (EVF)(x) 18.53 11.04 8.49 12.98 6.19 16.92 9.65 7.84 12.66 6.31 –8.7 –12.6 –7.7 –2.5 1.9 5.6 17.6 4.4 8.7 11.2 7.7 11.3 14.2 29.3 34.5 –2.3 –4.0 –0.1 8.7 8.6 2.3 1.5 9.2 8.6 9.3 4.0 3.1 6.5 5.7 6.3 8.3 9.7 15.5 16.8 17.1 EtnVncStDivInc (EVG) ETnVncTxMgdBuyWrtInc (ETB) EtnVncTxMgdBuyWrtOpp (ETV) EvTxMnDvsEqInc (ETY) 11.10 14.21 13.21 12.73 10.38 12.98 12.33 12.19 –6.5 –8.7 –6.7 –4.2 2.4 5.2 5.5 7.9 11.9 7.5 10.1 21.9 3.7 3.8 1.9 8.5 5.0 8.5 7.9 12.9 4.1 7.5 8.3 10.4 13.3 17.6 19.3 23.6 j — Rights offering expired, but Lipper data not yet adjusted. o — Tender offer in process. v — NAV is converted at the commercial Rand rate. x — Leveraged fund. y — NAV and market price are in Canadian dollars. 10 YRS 1-YRNAV % RETURN
January 8, 2024 BARRON’S • L49 Funds Quarterly s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Closed-End Funds FUND NAME (SYMBOL) NAV MARKET ($/SHR) PRICE 12/29/23 12/29/23 PREM/ DISC 12/29/23 QTR NAV RETURNS THROUGH 12/29 1 YR 3 YRS 5 YRS (Annualized) EVTxAdvDivIncm (EVT) 24.50 22.25 –9.2 7.3 5.8 5.5 11.6 9.8 10.6 EV TxAdvGlbDivInc (ETG) EtnVncTxAdvOpp (ETO) EtnVncTxMgdGlbB (ETW) EVTxMnGblDvEqInc (EXG) Ecofin S&S Impact Term (TEAF) 19.64 26.39 9.05 8.89 15.01 17.10 23.64 7.77 7.72 11.71 –12.9 –10.4 –14.1 –13.2 –22.0 13.3 12.8 4.1 7.1 0.0 22.0 21.6 9.4 11.5 –0.6 5.5 5.4 1.5 4.5 3.9 13.2 13.6 5.1 10.2 I 8.1 9.0 5.3 7.4 I 27.7 24.8 16.9 19.8 0.6 Ellsworth G&I Fund Ltd (ECF) Equus II (EQS)(x) European Equity Fund Inc (EEA)(x) FedHrmsPremMuI (FMN) First Trust Energy Inc G (FEN) 9.55 N/A 10.39 12.69 15.85 8.08 1.45 N/A 10.99 14.48 –15.4 N/A N/A –13.4 –8.6 2.1 –2.0 N/A 15.9 12.7 8.0 1.4 N/A 9.2 11.4 –9.8 –12.4 N/A –5.3 20.5 7.3 –5.9 N/A 2.3 5.0 7.4 –3.1 N/A 3.3 1.3 7.7 N/A 19.9 8.3 11.8 First Tr Enhanced Eq (FFA) First Tr Hi Inc Lng/Shrt (FSD) First Tr Specialty Fn (FGB) FT/Sr Fltg Rte Inc 2 (FCT) First Tr/abrdn Glbl In (FAM) 18.74 12.90 4.13 11.17 6.92 18.27 12.09 3.58 10.09 6.29 –2.5 –6.3 –13.3 –9.7 –9.1 7.7 16.1 8.8 3.9 13.8 24.7 18.1 29.5 18.0 17.1 8.6 3.3 14.8 4.7 –6.9 15.3 8.0 2.8 7.2 1.7 10.9 5.3 2.5 4.1 1.3 20.5 13.6 26.2 11.8 14.4 FirstTrEnergyInfra (FIF) First Trust HY Opp:2027 (FTHY) FirstTrIntDurPref&Inc (FPF) FirstTrMLPEner&Inc (FEI) First Trust Mtge Inc (FMY) 17.45 15.96 18.52 9.40 12.57 16.46 13.93 16.31 8.57 12.12 –5.7 –12.7 –11.9 –8.8 –3.6 10.8 7.7 13.0 10.3 11.5 22.8 14.6 5.3 18.3 16.1 23.6 –3.1 –5.4 23.1 1.3 12.6 I 3.6 6.9 4.2 5.7 I 5.4 0.6 3.4 9.4 13.0 6.2 10.3 10.6 First Trust NewOppsMLP&E (FPL) Firsthand Technology Val (SVVC) FlrtyPfd and Inc (PFD)(x) FFlrtyPfdandIncOpp (PFO)(x) Flrty&CrmneDynPfd&Inc (DFP) 7.49 N/A 11.38 9.29 20.44 6.88 N/A 9.88 7.96 17.75 –8.1 N/A –13.2 –14.3 –13.2 11.8 N/A 10.1 8.9 7.8 22.2 N/A –4.8 –0.6 2.1 26.6 N/A –13.7 –9.1 –8.2 7.5 N/A 3.9 1.5 5.0 I N/A 5.3 5.1 6.6 13.0 N/A 7.3 7.4 8.2 Flrty&Crumrine Pf&In Sec (FFC) Flrty&CrmneTotRet (FLC) Foxby Corp. (FXBY) Franklin Ltd Dur Income (FTF) Franklin Univ (FT)(x) 15.81 16.99 23.65 7.18 7.55 13.90 14.55 13.12 6.22 6.65 –12.1 –14.4 –44.5 –13.4 –11.9 9.2 8.2 10.6 5.1 6.8 –0.2 –0.8 –0.5 12.2 6.5 –9.4 –8.5 11.4 –2.9 3.3 3.8 4.0 11.2 3.5 7.7 5.6 5.3 4.8 2.3 6.2 7.2 7.3 27.8 12.4 5.4 FS Credit Opportunities (FSCO) Gabelli Conv Sec (GCV)(x) GabelliDiv&IncTr (GDV) Gabelli Equity Tr (GAB)(h) Gabelli Gl Sm&Mid Cp Val (GGZ) 6.91 3.86 25.58 5.19 13.89 5.67 3.60 21.64 5.08 11.73 –17.9 –6.7 –15.4 –2.1 –15.6 7.9 –0.8 13.2 1.9 14.8 I –15.3 11.9 4.2 10.6 I –7.7 6.4 4.0 2.4 I 6.1 10.1 11.7 10.0 I 5.4 6.7 7.0 I 20.1 3.9 12.2 14.8 9.8 Gab Gl Util & Inc (GLU)(h) Gabelli Healthcare (GRX)(h) Gabelli Multimedia (GGT)(x) Gab Utility (GUT) GAMCOGlGold&NatRes (GGN) 14.87 11.58 3.74 2.94 3.97 13.18 9.33 5.67 5.42 3.76 –11.4 –19.4 51.6 84.4 –5.3 –0.2 10.5 2.0 7.7 5.2 2.0 –3.3 32.6 –13.2 14.1 –3.8 –1.9 5.5 2.5 12.7 3.2 6.4 11.3 14.0 12.5 2.7 5.0 5.5 12.4 3.8 1.2 1.6 20.3 –3.1 12.4 GDL Fund (GDL) GeneralAmer (GAM) Guggenheim Active Alloc (GUG) Guggeneheim Strat Opps (GOF) Guggenheim Tx MuB&Inv GD (GBAB) 10.19 51.91 16.66 12.34 15.97 8.04 42.95 14.66 12.80 16.19 –21.1 –17.3 –12.0 3.7 1.4 5.3 11.4 11.4 –9.4 6.8 9.0 26.8 20.6 0.3 8.9 3.1 11.3 I 1.5 –6.7 2.8 15.6 I 7.6 1.5 2.6 9.7 I 8.1 5.6 7.1 25.9 16.5 16.3 10.5 Herzfeld Caribb (CUBA) HiIncBd (PCF) Highland Global Alloc (HGLB) Highland Oppty & Income (HFRO) India Fund (IFN) 3.49 7.46 11.49 12.61 17.87 2.78 6.42 7.86 7.69 18.29 –20.3 –13.9 –31.6 –39.0 2.4 –12.8 6.8 1.6 –1.5 7.6 –13.6 10.5 –6.1 –16.9 36.7 –5.0 1.4 18.2 –0.6 12.0 3.7 3.2 I –1.3 11.9 –1.2 4.9 I I 10.9 –14.5 13.5 6.0 –2.8 21.4 Insight Select Income (INSI) InvAdvMuIncTrII (VKI)(x) InvescoBond (VBF) InvCaValMuIncTr (VCV)(x) InvDYCrOpp:AX (VTA) 17.59 9.95 16.45 11.49 11.18 15.97 8.45 15.21 9.80 N/A –9.2 –15.1 –7.5 –14.7 N/A 9.1 15.4 6.8 17.5 N/A 11.1 3.1 2.3 7.9 N/A –4.5 –4.7 –6.5 –5.4 N/A 3.7 1.9 3.9 1.6 N/A 3.8 3.5 4.2 3.6 N/A 8.8 9.7 7.8 9.8 10.7 Invesco HI 2024 Tgt Term (IHTA) InvHighIncTrII (VLT)(x) Invesco MuniOp (OIA) InvescoMuOppTr (VMO)(x) InvescoMuTr (VKQ)(x) 7.56 11.66 6.43 11.12 11.15 6.89 10.39 6.35 9.61 9.53 –8.9 –10.9 –1.2 –13.6 –14.5 0.7 7.6 10.8 18.1 15.6 –9.9 13.1 7.2 1.5 0.9 –2.5 0.9 –2.1 –4.6 –4.9 0.4 5.8 3.4 1.9 1.8 I 4.4 5.8 3.6 3.6 –5.1 11.6 8.3 9.6 9.6 InvPAValMuIncTr (VPV)(x) InvescoQual Inc (IQI)(x) InvSnrIncTr (VVR)(x) InvTrInvGrMu (VGM)(x) InvTrInvGrNYMu (VTN)(x) 11.80 11.22 4.10 11.47 12.22 10.00 9.51 4.10 9.89 10.41 –15.3 –15.2 0.0 –13.8 –14.8 12.8 14.7 8.0 17.7 15.4 6.1 5.9 20.9 3.0 7.3 –3.6 –5.5 11.8 –4.7 –3.2 1.7 1.6 10.3 1.9 1.7 3.4 3.9 5.8 3.5 2.8 6.1 9.5 13.4 9.5 9.3 InvescoValMunInc (IIM)(x) J Han Finl Opptys (BTO) J Han Hdgd Ety & Inc (HEQ) J Han Income (JHS) J Han Investors (JHI) 13.70 30.57 11.61 12.07 14.47 11.73 30.08 10.05 10.88 12.94 –14.4 –1.6 –13.4 –9.9 –10.6 14.1 17.2 7.7 7.3 8.8 2.1 –0.6 –3.2 6.1 10.6 –4.6 7.5 5.5 –6.9 –1.9 2.0 9.7 5.0 2.0 6.2 3.7 9.2 4.6 2.8 4.4 9.0 2.5 8.7 7.1 15.3 JHanPrefInc (HPI) JHPrefIncII (HPF) HnckJPfdInco III (HPS) J Han Prm (PDT)(x) JHancockTaxAdv Gl Sh Yld (HTY) 15.39 15.39 13.85 11.88 5.24 15.78 15.78 14.14 10.65 5.11 2.5 2.5 2.1 –10.4 –2.5 12.0 11.9 8.9 13.5 20.4 8.6 11.1 8.1 –9.5 18.2 1.3 2.4 1.9 –1.1 9.5 5.0 5.0 6.2 3.2 6.2 7.2 7.2 7.4 8.1 2.4 9.8 9.9 9.8 1.1 8.6 JHancockTaxAdvDiv (HTD) Japan Smaller Cap (JOF) KayneEnrgyInfraInc (KYN) KKR Income Opportunities (KIO) Korea (KF) 21.26 9.25 10.43 13.43 28.36 18.97 7.59 8.78 12.57 23.40 –10.8 –17.9 –15.8 –6.4 –17.5 9.4 10.6 4.4 8.3 11.3 –9.9 21.4 13.3 29.0 12.3 3.8 –1.9 25.3 5.5 –5.3 5.9 2.9 1.7 7.9 4.5 8.2 5.9 –4.6 6.5 2.4 –1.7 19.1 12.8 23.2 14.8 10 YRS 12 MONTH YIELD Data provided by FUND NAME (SYMBOL) NAV MARKET ($/SHR) PRICE 12/29/23 12/29/23 PREM/ DISC 12/29/23 LazardGlbTotRetInc (LGI) Liberty All-Star Equity (USA) Liberty All-Star Growth (ASG) LMP CapInco (SCD) Macquarie/FirstTr Gl (MFD) 17.93 6.75 5.75 15.57 9.05 15.32 6.38 5.28 14.01 7.87 –14.6 –5.5 –8.2 –10.0 –13.0 12.9 10.4 9.1 15.1 16.4 12.9 23.5 16.3 28.1 7.7 4.0 8.0 –4.8 15.8 7.2 11.4 14.7 14.2 16.1 6.4 7.6 10.9 9.8 8.2 1.9 19.7 26.1 19.0 23.4 8.1 Madison CovCall & Eq Str (MCN) MexicoEqandIncmFd (MXE) Mexico (MXF) MFS Charter (MCR)(x) MFS Govt Mkts (MGF) 7.06 15.23 23.52 6.97 3.40 7.53 11.20 19.08 6.46 3.18 6.7 –26.5 –18.9 –7.3 –6.5 9.3 22.3 17.4 12.8 5.9 7.5 31.0 35.8 14.6 3.8 14.5 5.7 16.4 –1.7 –4.5 15.8 2.9 12.7 6.2 0.7 9.5 –0.7 1.1 5.3 1.8 10.8 33.0 38.1 12.0 4.8 4.17 3.81 2.92 1.89 8.74 3.55 3.31 2.68 1.72 7.57 –14.9 –13.1 –8.2 –9.0 –13.4 15.1 6.9 2.3 12.4 8.1 6.4 10.3 6.3 11.8 10.4 –6.9 –4.8 –2.7 –3.1 –4.2 –0.5 0.1 2.8 5.6 1.6 3.2 3.2 2.6 4.7 3.6 7.3 7.7 5.7 15.4 8.0 MFS Multimkt (MMT)(x) MFS Muni Inco (MFM) MFS Special Value (MFV) Miller/Howard High Inc E (HIE) MS ChinaShrFd (CAF)(J) 5.12 6.04 4.43 11.14 14.87 4.55 5.17 4.09 10.61 12.74 –11.1 –14.4 –7.7 –4.8 –14.3 9.2 14.9 7.7 8.6 3.3 10.1 4.1 8.7 7.9 –9.4 –1.3 –4.1 –1.1 17.8 –14.8 6.4 1.1 6.5 10.9 –3.0 4.9 3.3 4.9 I 3.9 13.4 7.4 9.0 5.4 –12.2 MS EmMktDomDebt (EDD) Ms EmMktDebtFd (MSD)(x) MS India (IIF) MS CBRE Gl In Mg Term (MEGI) Neuberger Brmn Enrgy I&I (NML) 5.50 7.65 26.63 15.53 7.83 4.66 6.95 21.47 12.98 6.88 –15.3 –9.2 –19.4 –16.4 –12.1 11.5 10.3 10.2 13.7 2.6 14.1 19.1 21.3 5.5 14.6 –3.1 –1.8 12.9 I 35.0 2.1 3.5 8.8 I 8.0 –2.0 3.5 10.7 I –2.6 13.8 12.0 21.1 2.3 5.7 NeubHgYldStrt (NHS) NeubrgrBrm (NBH) Neuberger Nxt Gen Conn (NBXG) NubrgrRlEstSec (NRO) New Amer Hi Inc (HYB)(h) 8.15 12.09 13.61 3.62 8.29 7.72 10.35 10.93 3.19 7.04 –5.3 –14.4 –19.7 –11.9 –15.1 6.3 13.7 7.9 18.1 11.3 3.9 4.0 34.9 15.1 14.7 –2.4 –7.5 I –1.1 0.7 6.2 1.0 I 4.9 6.5 4.0 2.3 I 6.2 5.1 8.7 7.3 28.6 18.1 16.5 New Germany (GF)(x) Nuv Dow 30 Dyn Overwrite (DIAX) Nuveen AMT-Fr Mu Val (NUW) Nuveen AMT-Fr Qlty Mun I (NEA) Nuveen AMT-Fr Mu CI (NVG) 10.66 16.22 15.46 12.96 13.91 8.74 14.00 13.63 11.00 11.82 –18.0 –13.7 –11.8 –15.1 –15.0 7.7 4.3 2.7 15.0 16.2 11.7 –2.1 3.8 0.7 1.9 –8.3 4.7 –2.6 –5.8 –6.5 8.2 4.6 1.9 2.4 1.8 6.1 6.2 3.2 4.3 5.0 15.6 7.7 7.6 8.2 9.5 Nuveen AZ Qual Muni Inc (NAZ)(x) Nuveen CA AMT-F Qual MI (NKX) Nuveen CA Val (NCA) NuveenCAQtyMuInc (NAC) Nuveen CA Sel Tx-Free (NXC) 12.78 13.41 9.43 12.93 14.04 10.71 11.54 8.96 11.09 12.79 –16.2 –13.9 –5.0 –14.2 –8.9 12.3 13.9 10.3 16.3 6.2 –0.5 –1.9 10.4 4.5 –7.2 –8.7 –5.7 –2.7 –5.8 –4.1 2.0 2.5 3.1 1.7 2.8 3.3 4.5 3.6 3.7 3.5 6.6 7.3 6.3 6.9 6.3 NuvCorEqAlpha (JCE) NuvCorePlusImpact (NPCT) Nuveen Credit Strat Inc (JQC) Nuveen Dyn Muni Opp (NDMO) NuvFloatRateIncFd (JFR) 13.28 11.94 5.93 11.02 9.27 13.55 10.08 5.22 9.91 8.22 2.0 –15.6 –12.0 –10.1 –11.3 11.7 13.0 6.5 2.9 3.3 10.7 7.8 15.2 7.3 16.6 12.5 I 3.9 –8.0 7.2 14.1 I 5.8 I 6.3 10.1 I 3.5 I 4.0 21.8 6.2 14.0 9.4 14.0 Nuveen Global High Inc (JGH) Nuveen MA Qual Muni Inc (NMT)(x) Nuveen Minn Qual Mun Inc (NMS)(x) Nuveen MO Qual Mun Inc (NOM)(x) Nuveen Mortgage and Inc (JLS) 13.37 12.52 12.87 11.92 18.78 12.20 10.51 10.98 10.04 16.88 –8.8 –16.1 –14.7 –15.8 –10.1 9.6 11.9 13.9 10.0 9.1 20.9 2.6 1.6 –0.9 14.5 1.9 –7.1 –5.7 –7.1 1.4 7.2 1.4 2.2 1.2 0.6 I 2.8 1.8 2.0 4.3 15.2 6.9 6.3 7.4 7.9 Nuveen Mu Crdt Opps (NMCO) Nuveen Multi-Asset Inc (NMAI) Nuveen Multi-Market (JMM)(x) Nuv Muni Credit Income (NZF) NuvMuniHiIncOpp (NMZ) 11.43 13.76 6.49 13.87 11.14 9.97 12.30 5.91 11.82 9.88 –12.8 –10.6 –8.9 –14.8 –11.3 4.3 14.3 6.9 14.8 7.9 –4.2 19.5 6.5 2.5 0.7 –3.3 I –1.1 –5.3 –6.8 I I 2.2 2.5 2.2 I I 3.4 5.0 4.1 2.4 12.8 7.7 9.7 8.6 Nuveen Muni Val (NUV) Nuveen Nasdaq 100 Dyn Ov (QQQX) NuvNJ Qual Muni Inc (NXJ) Nuveen NY AMT/Fr Qual MI (NRK) Nuveen NY Val (NNY) 9.47 24.68 14.00 12.28 9.10 8.60 23.15 11.78 10.53 8.28 –9.2 –6.2 –15.9 –14.3 –9.0 5.2 4.9 12.4 12.8 4.5 4.0 21.9 7.8 7.0 4.3 –4.8 3.7 –2.3 –3.9 –2.8 2.2 10.7 2.9 2.4 0.6 3.4 10.4 4.6 3.3 3.2 7.1 35.1 8.3 8.8 6.7 Nuveen NY Qual Muni Inc (NAN) Nuveen NY Sel Tx-Free (NXN) Nuveen PA Qual Muni Inc (NQP)(x) Nuveen Pref & Inc Opp (JPC) Nuveen Pref & Inc Term (JPI) 12.79 12.84 13.71 7.74 19.14 11.04 11.75 11.58 6.76 18.28 –13.7 –8.5 –15.5 –12.7 –4.5 15.6 2.9 14.9 9.1 8.3 7.7 5.6 7.4 0.7 5.4 –3.8 –2.7 –3.3 –3.7 –2.9 2.4 1.7 3.3 3.5 5.1 3.5 2.5 4.4 5.3 5.8 9.1 7.1 7.3 5.9 4.8 Nuveen Quality Muni Inc (NAD) Nuv Real Est (JRS) Nuveen Rl Asst Inc & Gro (JRI) NuvS&P500DynOvFd (SPXX) Nuveen Sel Mat (NIM) 13.33 8.84 13.69 16.29 10.07 11.45 7.82 11.72 15.04 8.82 –14.1 –11.5 –14.4 –7.7 –12.4 14.3 19.2 13.1 3.5 5.1 1.2 13.3 10.0 0.8 0.7 –5.0 6.0 4.0 6.8 –3.4 2.9 7.0 5.7 8.8 1.4 4.4 6.8 5.6 8.0 2.3 8.4 18.0 9.3 18.5 5.3 Nuveen Sel TF (NXP) NuvSP500BuyIncFd (BXMX) Nuveen Taxable Muni Inc (NBB) Nuveen VA Qlty Mun Inc (NPV)(x) Nuveen Var Rate P&I (NPFD) 14.76 13.94 17.01 12.69 19.44 14.78 12.83 15.79 10.78 16.25 0.1 –8.0 –7.2 –15.1 –16.4 12.3 3.2 13.6 14.7 5.5 10.7 9.1 7.6 0.4 –1.1 –2.4 7.0 –6.4 –8.5 I 4.8 8.7 2.3 2.4 I 5.4 7.7 4.9 3.6 I 7.6 18.9 13.0 8.9 6.0 NXG Cushing Mdstrm Enrgy (SRV) NXG NextGen Infras Inc (NXG) OFS Credit Company (OCCI) PCM Fund (PCM)(x) PGIM Global High Yield (GHY) 36.46 39.71 N/A 6.52 12.87 33.89 35.54 6.46 7.96 11.36 –7.0 –10.5 N/A 22.1 –11.7 –3.4 –0.5 –8.9 –7.1 9.4 17.2 4.5 –2.9 16.7 17.3 28.5 7.3 –3.0 2.2 1.9 10.6 1.3 0.8 6.7 7.3 –5.4 –1.2 I 7.5 5.1 7.7 –11.2 N/A 7.5 14.4 PGIM High Yield Bond (ISD) PGIM Sh Dur Hi Yld Opp (SDHY) 13.93 17.48 12.32 15.00 –11.6 –14.2 8.3 6.6 15.0 11.4 2.8 –2.2 8.3 I 5.4 I 13.4 12.8 MFS HgIncMuniTr (CXE) MFS HgYldMuniTr (CMU) MFS Intmdt (MIN) MFS IntmdHgInc (CIF)(x) MFS Inv Gr (CXH) QTR NAV RETURNS THROUGH 12/29 1 YR 3 YRS 5 YRS (Annualized) 10 YRS 12MONTH YIELD
L50 BARRON’S • Funds Quarterly January 8, 2024 Closed-End Funds FUND NAME (SYMBOL) NAV MARKET ($/SHR) PRICE 12/29/23 12/29/23 PREM/ DISC 12/29/23 PIMCO Access Income (PAXS) PIMCO CA (PCQ) PIMCOCAMuniII (PCK) 14.81 10.66 6.80 14.30 9.32 5.80 –3.4 –12.6 –14.7 6.4 13.1 16.9 9.4 –35.4 –10.7 I –15.0 –9.6 I –5.0 –1.0 I 2.9 1.5 6.6 7.8 8.3 Pimco CA Muni III (PZC) PIMCO Corp & Inc Oppty (PTY) PIMCO Corp & Inc Strat (PCN) PIMCO Dynamic Inc Strat (PDX) PIMCO Dynamic Income (PDI) 7.89 11.26 11.57 22.54 17.18 7.37 13.24 12.41 20.48 17.95 –6.6 17.6 7.3 –9.1 4.5 9.0 4.8 5.2 4.4 8.1 –7.5 25.7 18.2 44.5 13.2 –5.9 2.4 0.3 44.2 1.2 –0.3 9.5 7.4 I 3.3 3.6 9.9 8.5 I 8.6 7.3 17.6 16.1 32.1 13.1 PIMCO Dynamic Inc Opp (PDO) PIMGlbStkPI (PGP) PIMCOHilnco (PHK) PIMCO IncmStrFd (PFL) PIMCO IncmStrFd II (PFN) 12.42 7.45 4.64 8.08 7.11 12.24 7.50 4.99 8.44 7.23 –1.4 0.7 7.5 4.5 1.7 6.5 16.9 16.6 13.6 13.3 8.3 21.6 19.8 17.9 15.9 I 0.4 5.0 1.0 0.6 I 2.1 2.4 6.0 5.5 I 2.7 6.1 7.9 7.7 5.5 21.1 13.6 13.9 13.6 9.73 9.01 8.30 8.98 8.66 9.33 8.30 7.39 7.86 7.59 –4.1 –7.9 –11.0 –12.5 –12.4 12.7 9.6 15.9 10.5 19.8 –5.7 –3.0 –10.7 –8.6 0.2 –7.5 –11.3 –10.0 –8.1 –7.0 –0.4 –3.3 –2.8 –3.1 –1.8 3.5 3.9 3.1 2.8 2.6 7.9 8.6 8.7 8.1 9.0 Pimco NY Muni III (PYN) PIMCO Stratg Inc (RCS)(x) PionrDivHiInc (HNW) PionrFltRate Tr (PHD) PioneerHilncm (PHT) 6.88 4.38 12.18 10.16 8.04 5.96 6.08 10.73 9.17 N/A –13.4 38.8 –11.9 –9.7 N/A 13.8 18.8 8.6 6.0 N/A –8.4 41.8 19.2 18.2 N/A –8.1 7.9 –0.1 5.9 N/A –2.4 2.2 5.8 7.2 N/A 1.9 7.1 2.8 4.0 N/A 8.0 15.2 15.4 16.1 16.7 PioneerHilncAdv (MAV) PionrMuniHiIncOppty (MIO) PioneerMunHiIcm (MHI) Principal Real Est Inc (PGZ) Putnam Mgd Inc (PMM)(x) 9.43 12.60 10.12 10.85 6.71 8.02 10.57 8.63 9.45 6.08 –15.0 –16.1 –14.7 –12.9 –9.4 20.6 12.1 20.6 8.3 12.6 3.9 4.4 5.4 4.0 2.0 –7.2 I –7.1 1.3 –4.1 0.1 I 0.0 –2.0 3.2 1.3 I 1.1 3.3 4.7 7.9 7.1 7.2 –3.4 10.4 Putnam Mas Int (PIM) Putnam Muni Opp (PMO)(x) Putnam Prem Inc (PPT) ReavesUtilityIncome (UTG) RENN Fund (RCG) 3.47 11.54 3.86 26.69 1.97 3.19 10.23 3.57 26.74 1.71 –8.1 –11.4 –7.5 0.2 –13.2 7.9 12.4 9.0 11.7 –3.6 8.4 –1.3 7.4 2.9 –4.7 –1.9 –4.6 –0.9 0.7 0.6 2.1 3.4 2.7 5.2 3.2 2.6 5.0 3.0 7.8 1.9 5.3 10.6 5.8 0.3 –5.9 RiverNorth Cap and Inc (RSF) RiverNorth DL Str Oppty (OPP) RiverNorth Flex Muni Inc (RFM) RiverNorth Flx Mu Inc II (RFMZ) RiverNorth Mgd Dur Mu II (RMMZ) 16.77 9.63 16.97 15.42 17.35 15.75 8.36 15.47 13.10 15.65 –6.1 –13.2 –8.8 –15.0 –9.8 6.2 9.8 10.4 8.5 11.3 3.8 11.4 6.5 4.5 11.2 9.2 –3.3 –3.1 I I I 1.1 I I I I I I I I 8.5 11.7 3.3 6.7 6.9 RiverNorth Mgd Dur Mun I (RMM) RiverNorth Opportunities (RIV) RiverNorth Opps Muni Inc (RMI) Royce Global Value Trust (RGT) Royce Micro-Cap Tr (RMT)(x) 16.31 12.40 17.18 11.72 10.47 14.18 10.99 15.23 9.75 9.24 –13.1 –11.4 –11.4 –16.8 –11.7 5.4 8.4 8.2 13.8 14.5 5.9 2.6 0.2 14.6 15.9 –1.0 1.3 –3.3 –3.4 7.2 I 6.2 1.6 8.1 15.5 I I I 4.6 8.8 7.4 14.6 5.8 15.9 15.5 Royce Value Trust (RVT)(x) Saba Capital Income & Op (BRW)(x) Templtn Glbl Inc (SABA) Source Capital (SOR)(x) Special Opportunities (SPE)(x) 16.42 8.26 4.31 43.91 14.31 14.56 7.71 3.79 40.38 11.86 –11.3 –6.7 –12.1 –8.1 –17.1 15.6 6.4 0.4 6.3 11.1 18.9 18.4 –4.5 11.1 14.1 5.2 6.7 –4.2 8.1 4.8 13.3 6.1 –2.3 10.7 10.2 8.0 3.4 –1.1 6.9 5.9 20.6 11.1 0.0 15.4 18.8 Sprott Focus Trust (FUND)(x) SRH Total Return (STEW) Swiss Helvetia (SWZ) Taiwan (TWN) TCW Strat Income (TSI) 8.91 17.39 9.76 43.55 5.05 8.00 13.87 8.20 34.59 4.59 –10.2 –20.2 –16.0 –20.6 –9.1 8.0 7.9 9.1 16.8 1.5 6.9 13.5 15.5 51.7 4.6 12.9 11.5 4.0 13.8 –1.1 15.0 9.9 9.8 25.0 3.3 8.1 9.5 5.8 12.4 4.2 11.2 17.8 16.9 57.7 7.4 Tekla Health Inv (HQH) Tekla Healthcare Opps (THQ) Tekla Life Sciences Inv (HQL) Tekla World Healthcare (THW) Templeton Dragon (TDF) 19.82 21.20 16.18 11.99 9.42 16.57 18.11 13.46 11.67 8.17 –16.4 –14.6 –16.8 –2.7 –13.3 9.3 8.8 10.7 2.7 –4.3 1.3 –1.6 4.4 –10.8 –20.1 –3.3 2.7 –3.8 0.1 –24.0 7.5 8.8 7.1 11.1 –2.9 4.1 I 5.2 I 1.0 3.1 1.9 6.1 2.3 –21.1 Templeton Em Mkt (EMF) Templeton Em Inc (TEI) Thornburg Inc Bldr Opps (TBLD) Tortoise Energy Ind (NDP) Tortoise Enrgy Infra Crp (TYG) 13.53 5.90 18.09 34.94 35.64 11.68 5.10 15.51 28.66 28.77 –13.7 –13.6 –14.3 –18.0 –19.3 9.8 13.8 7.7 –7.6 2.1 8.7 3.9 17.1 7.1 –0.4 –7.8 –3.2 I 37.3 22.0 4.4 –3.1 I –5.0 –11.3 2.8 –1.2 I –9.4 –10.1 13.4 14.0 16.8 6.5 –1.8 Tortoise Midstream Enrgy (NTG) Tortoise Pipelne & Enrgy (TTP) Tortoise Pwr & Engy Infr (TPZ) Tri-Continental (TY)(x) United Corps Ltd (xy) (UNC) 42.45 34.53 16.33 32.65 180.13 34.76 28.11 14.01 28.83 111.31 –18.1 –18.6 –14.2 –11.7 –38.2 4.0 2.5 7.4 9.9 N/A 9.8 14.1 20.7 17.9 13.8 28.6 27.1 17.0 8.5 3.2 –15.4 –3.9 6.0 12.8 6.2 –11.4 –6.0 2.3 10.6 N/A 6.6 15.6 16.4 17.0 N/A VDivInt&PremStr (NFJ) Virtus Gl MSec Inc (VGI) Virtus SH Emerg Mkts Inc (EDF) VirtusTotalRetFd (ZTR) Voya Asia Pac Hi Div Eq (IAE) 14.64 8.79 4.47 6.47 7.18 12.60 7.83 4.31 5.51 6.01 –13.9 –10.9 –3.6 –14.8 –16.3 13.5 10.3 1.9 18.2 9.6 21.3 14.6 22.9 –3.2 9.0 5.4 –3.6 –5.8 –2.2 –1.0 11.4 4.4 –1.8 5.6 3.9 5.2 3.9 1.6 6.5 2.8 20.2 10.9 25.7 2.5 10.2 Voya Em Mkts Hi Div Eqty (IHD) Voya Gl Adv & Prem Opp (IGA) Voya Gl Eq Div & Prem Op (IGD) Voya Infr Indus & Matr (IDE) V Art Int&Tech Opps (AIO) 6.11 9.92 5.83 11.85 20.26 5.29 8.52 4.97 10.18 17.40 –13.4 –14.1 –14.8 –14.1 –14.1 13.2 7.6 4.8 13.2 8.3 13.9 7.6 1.0 22.0 19.3 0.4 8.1 7.4 8.7 –1.0 4.6 7.5 6.1 7.6 I 2.6 6.0 4.3 4.7 I 13.1 8.0 5.9 17.0 16.4 V Conv & Inc 2024 TT (CBH) V Conv & Inc (NCV) V Conv & Inc II (NCZ) V Div Inc & Conv (ACV) 9.18 3.86 3.44 21.36 8.72 3.37 2.98 20.98 –5.0 –12.7 –13.4 –1.8 0.9 11.9 11.5 15.7 7.5 12.7 17.7 26.2 3.1 –6.3 –6.3 0.2 9.1 2.8 3.2 16.2 I 1.4 1.0 I 8.4 13.3 13.7 19.5 s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com PIMCO MuniInc (PMF) PIMCOMuniIncII (PML) Pimco Muni III (PMX) PIMCO NY (PNF) PIMCONYMuniII (PNI) QTR MARKET RETURNS THROUGH 12/29 1 YR 3 YRS 5 YRS (Annualized) 10 YRS 1-YRNAV % RETURN Data provided by PREM/ DISC 12/29/23 QTR MARKET RETURNS THROUGH 12/29 1 YR 3 YRS 5 YRS (Annualized) 10 YRS FUND NAME (SYMBOL) NAV MARKET ($/SHR) PRICE 12/29/23 12/29/23 1-YRNAV % RETURN V Eqty & Conv Inc (NIE) 23.75 20.91 –12.0 7.7 26.7 3.3 14.1 10.3 22.9 Western Asset Dvsfd Inc (WDI) WstAstEmergDebt (EMD) Western Asset Gl Cr D Op (GDO) WstAstGlHiInco (EHI) WstAstHIF II (HIX) 15.54 10.57 13.19 7.51 4.87 14.10 9.21 12.77 7.23 4.96 –9.3 –12.9 –3.2 –3.7 1.8 8.8 14.3 10.6 11.9 14.9 23.8 12.2 10.4 19.3 16.1 I –4.0 –3.1 –0.8 –0.3 I 3.7 4.9 6.8 7.3 I 2.7 4.5 4.4 4.0 16.2 13.1 10.4 10.3 11.1 Western Asset Hi Inc Opp (HIO) Western Asset Hi Yld D O (HYI) Western Asset Inf-Lk Inc (WIA) Western Asset Inf-Lk O&I (WIW) Western Asset Int Muni (SBI) 4.31 12.55 9.46 10.17 9.09 3.86 12.09 8.12 8.67 7.70 –10.4 –3.7 –14.2 –14.7 –15.3 9.1 7.9 5.8 7.6 8.7 8.0 6.7 5.0 5.1 5.4 0.3 0.5 –5.7 –2.6 –2.5 5.9 6.8 3.6 4.0 1.8 3.7 4.5 2.8 2.8 2.4 9.2 9.6 4.7 5.2 5.9 WA Investment Grade Inc (PAI) Western Asset Mgd Muni (MMU) Western Asset Mtg Oppty (DMO) Western Asset Mun Hi Inc (MHF) WesternAssetPremBd (WEA) 13.10 11.85 12.06 7.37 11.47 12.04 10.17 11.17 6.42 10.80 –8.1 –14.2 –7.4 –12.9 –5.8 8.4 15.3 7.7 6.5 9.2 9.1 5.6 16.8 4.5 9.6 –4.8 –3.5 2.4 –1.7 –2.2 2.5 –0.1 –1.7 2.2 4.3 3.8 3.2 5.5 3.7 3.9 9.1 8.7 10.6 8.0 9.8 Westn Asst IG Def Opp Tr (IGI) XAI Octgn Flt Rt & Alt I (XFLT) 17.75 6.88 17.58 7.14 –1.0 3.8 12.5 6.8 13.4 31.1 –3.6 11.8 3.4 12.6 3.7 I 8.8 27.3 Continuously Offered Closed-End Funds FUND NAME (SYMBOL) NAV MARKET ($/SHR) PRICE 12/29/23 12/29/23 PREM/ DISC 12/29/23 QTR NAV RETURNS THROUGH 12/29 1 YR 3 YRS 5 YRS (Annualized) 10 YRS 12 MONTH YIELD 1WS Credit Income;A2 1WS Credit Income;Inst ACAP Strategic:A 18.51 18.86 N/A N/A N/A N/A N/A N/A N/A 2.3 2.5 N/A 11.6 12.3 N/A I 7.0 N/A I I N/A I I N/A 7.0 6.9 N/A ACAP Strategic:W Accordant ODCE Index;A Accordant ODCE Index;I Accordant ODCE Index;Y AFA Private Credit;Fndr N/A 9.87 9.89 9.89 9.31 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A I –4.8 I 2.1 N/A I I I 8.4 N/A I I I I N/A I I I I I I I I I N/A I I I 7.9 AFA Private Credit;Inst Alpha Alternative Assets Alternative Credit Inc:A Alternative Credit Inc:C Alternative Credit Inc:I 9.34 6.20 9.68 9.79 9.69 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 2.0 0.4 0.8 0.5 0.8 8.4 2.0 4.9 4.1 5.1 I –8.0 4.7 3.9 4.9 I I 5.9 5.1 6.1 I I I I I 7.9 6.1 7.2 6.5 7.5 Alternative Credit Inc:L Alternative Credit Inc:W Alternative Strategies:A Alternative Strategies:C Alternative Strategies:I 9.68 9.67 17.44 16.52 17.64 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 0.7 0.8 2.7 2.8 2.8 4.7 4.8 4.5 4.4 4.6 4.4 4.7 1.2 0.7 1.3 5.6 5.8 –0.1 –0.6 0.1 I I 0.2 I I 7.0 7.2 13.1 12.9 13.1 AMG Pantheon:1 Angel Oak Str Crdt:FI Angel Oak Str Crdt:Inst Apollo Diversified Cd:A Apollo Diversified Cd:C N/A 20.69 20.68 21.75 21.75 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 2.8 2.8 3.1 2.9 N/A 11.9 11.9 14.1 13.4 N/A I 7.6 4.1 3.9 N/A I 6.3 5.2 5.1 I I I I I N/A 8.4 8.4 8.9 8.2 Apollo Diversified Cd:F Apollo Diversified Cd:I Apollo Diversified Cd:L Apollo Diversified Cd:M Apollo Diversified RE:A 21.75 21.75 21.74 21.75 25.62 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 3.9 3.2 3.0 2.9 2.8 17.6 14.5 13.9 13.6 –3.3 5.4 4.2 4.0 I 6.0 6.0 5.3 5.2 I 4.6 I I I I I 12.0 9.2 8.7 8.4 5.5 Apollo Diversified RE:C Apollo Diversified RE:I Apollo Diversified RE:L Apollo Diversified RE:M Arca US Treasury 24.07 26.17 25.24 24.74 1.00 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 2.6 2.9 2.8 2.7 N/A –4.0 –3.0 –3.5 –3.8 N/A 5.3 6.3 5.8 5.5 N/A 3.8 4.9 4.4 4.1 N/A I I I I N/A 5.5 5.5 5.5 5.5 N/A ARK Venture Aspiriant Rsk-Mgd Cap Ap Aspiriant Rsk-Mgd RA Axonic Alternative Inc BR Credit Strat;A 27.88 N/A N/A 19.87 8.65 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 29.0 N/A N/A 3.2 3.0 61.2 N/A N/A 10.2 11.4 I I I 6.9 1.2 I I I 3.0 I I I I I I 0.0 N/A N/A 8.8 7.7 BR Credit Strat;Inst BR Credit Strat;U BR Credit Strat;W BlackRock Mlt-Sctr Oppty Blackstone FR EI D 8.62 8.64 8.65 65.34 21.99 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 3.2 2.9 3.0 2.1 3.5 12.1 11.3 11.4 7.4 16.7 1.9 I I –1.5 4.8 I I I 1.7 5.7 I I I I I 8.4 7.7 7.7 9.3 9.4 Blackstone FR EI I Blackstone FR EI T Blackstone FR EI T-I Blackstone FR EI U BlueBay Destra Itl E:A 21.97 21.93 22.47 22.89 22.84 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 3.7 3.5 3.5 3.5 1.9 17.0 16.5 16.5 16.4 12.6 5.1 4.6 4.6 4.6 16.7 5.9 5.4 I I 14.4 I I I I I 9.6 9.1 9.1 9.1 7.4 BlueBay Destra Itl E:I BlueBay Destra Itl E:L BlueBay Destra Itl E:T Bluerock HI Inst Crd:A Bluerock HI Inst Crd:C 22.85 22.82 22.72 23.53 23.54 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 1.9 1.8 1.8 2.7 2.7 12.8 12.3 12.0 8.5 8.6 17.0 16.4 16.1 I I 14.7 14.1 13.9 I I I I I I I 7.6 7.1 6.9 12.6 12.5 Bluerock HI Inst Crd:F Bluerock HI Inst Crd:I Bluerock Total Inc+ RE:A 23.54 23.54 29.43 N/A N/A N/A N/A N/A N/A 2.8 2.7 –5.2 8.7 8.6 –11.7 I I 5.7 I I 5.1 I I 6.2 12.6 12.6 5.8
January 8, 2024 BARRON’S • L51 Funds Quarterly s Copyright Lipper For personal non-commercial use only. Do not edit or alter. Reproductions not permitted. To reprint or license content, please contact Barron's reprints department at 800-843-0008 or www.djreprints.com Closed-End Funds FUND NAME (SYMBOL) NAV MARKET ($/SHR) PRICE 12/29/23 12/29/23 PREM/ DISC 12/29/23 Bluerock Total Inc+ RE:C Bluerock Total Inc+ RE:I 27.40 30.23 N/A N/A N/A N/A –5.4 –5.2 –12.3 –11.5 4.9 5.9 4.4 5.4 I I 5.8 5.8 Bluerock Total Inc+ RE:L Bluerock Total Inc+ RE:M BNYM Alcntr Glb MS Cr Fd Calamos-Aksia ACI:A Calamos-Aksia ACI:C 28.95 27.54 89.21 10.26 10.26 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A –5.3 –5.3 0.9 3.5 3.4 –11.9 –12.2 12.7 I I 5.4 I 2.3 I I 4.9 I I I I I I I I I 5.8 5.8 4.5 I I Calamos-Aksia ACI:I Calamos-Aksia ACI:M Cantor Fitzgerald SI:A Cantor Fitzgerald SI:C Cantor Fitzgerald SI:I 10.26 10.26 10.64 10.56 10.64 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 3.6 3.4 9.1 8.8 9.1 I I 4.3 I I I I I I I I I I I I I I I I I I I 2.2 I I Carlyle AlpInv Pvt Mkt:A Carlyle AlpInv Pvt Mkt:I Carlyle Tact Pvt Cred:A Carlyle Tact Pvt Cred:I Carlyle Tact Pvt Cred:L N/A N/A 8.49 8.52 8.48 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A I N/A 3.0 2.9 2.9 I I 13.8 14.2 13.8 I I 7.5 8.0 7.4 I I 5.5 6.2 5.6 I I I I I I I 10.0 10.4 9.9 Carlyle Tact Pvt Cred:M Carlyle Tact Pvt Cred:N Carlyle Tact Pvt Cred:U Carlyle Tact Pvt Cred:Y CIM RA&C A 8.53 8.48 8.53 8.49 24.07 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 2.9 3.0 2.8 3.0 1.0 13.5 14.4 13.5 14.1 0.5 7.3 8.1 I 7.8 4.5 I I I 5.9 I I I I I I 9.7 10.5 9.8 10.2 7.2 CIM RA&C C CIM RA&C I CIM RA&C L CION Ares Dvsfd Crdt;A CION Ares Dvsfd Crdt;C 23.43 24.29 23.84 24.96 24.77 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 1.0 1.0 1.0 3.9 3.7 –0.2 0.8 0.3 13.5 12.8 3.7 4.7 4.2 6.4 6.0 I I I 6.3 6.0 I I I I I 7.3 7.2 7.2 8.0 7.3 CION Ares Dvsfd Crdt;I CION Ares Dvsfd Crdt;L CION Ares Dvsfd Crdt;U CION Ares Dvsfd Crdt:U2 CION Ares Dvsfd Crdt;W 25.23 25.04 25.08 25.05 25.23 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 3.9 3.8 3.8 3.8 3.8 13.8 13.3 13.1 13.1 13.3 6.8 6.5 6.3 6.3 6.5 6.6 6.3 I I 6.5 I I I I I 8.3 7.8 7.5 7.5 7.8 Clarion Partners REI D Clarion Partners REI I Clarion Partners REI S Clarion Partners REI T CliffwaterClFd;I 11.82 11.83 11.82 11.81 10.54 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 0.6 0.7 0.4 0.5 3.2 1.5 1.9 0.8 0.9 12.7 10.8 11.2 10.1 10.2 9.8 I I I I I I I I I I 6.2 6.6 5.7 5.6 11.0 CliffwaterElFd;I CNR Select Strategies CNR Strategic Credit Constitution Cap Acs A Constitution Cap Acs D 10.72 14.08 7.14 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 3.2 5.6 4.1 N/A N/A 12.7 14.2 18.0 N/A N/A I 6.8 5.8 I I I 6.7 7.5 I I I I I I I 10.7 0.0 22.2 N/A N/A Constitution Cap Acs I CPG Cooper Square IE A CPG Cooper Square IE I Eagle Point Instl Income Floating-Rate Opps;A N/A N/A N/A N/A 10.18 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A I N/A N/A N/A N/A I I N/A N/A I I I I I I I I I I I I N/A N/A N/A N/A I Floating-Rate Opps;I Floating-Rate Opps;U Ecofin Tax-Exempt Prv Cr Economic Inv Tr (xy) Ellington Inc Opp:A 10.17 10.18 8.37 202.68 8.97 N/A N/A N/A 135.50 N/A N/A N/A N/A –33.1 N/A 4.0 I 2.2 9.7 N/A I I –2.3 N/A 9.7 I I 1.6 N/A 3.4 I I 2.0 N/A I I I I 7.2 I I I 4.2 2.9 2.5 Ellington Inc Opp:M Equalize Community Dev FedProj&TrFinanceTendr Fid MS Cr;A Fid MS Cr;C 8.84 9.22 9.86 10.24 10.24 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 0.8 2.3 4.7 4.5 9.8 3.0 8.6 I I 3.7 0.1 4.7 I I 3.2 2.4 4.1 I I I 2.3 I I I 2.8 3.6 5.9 I I Fid MS Cr;I Fid MS Cr;L First Eagle Crdt Opps A First Eagle Crdt Opps A2 First Eagle Crdt Opps I 10.24 10.24 23.78 23.69 23.64 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 4.7 4.6 3.4 3.3 3.5 I I 12.1 11.6 12.5 I I 6.2 I 6.7 I I I I I I I I I I I I 10.0 9.7 10.5 First Tr Real Assets;I First Trust Alt Opps;A First Trust Alt Opps;A First Trust Hdg Strat;A First Trust Hdg Str;I 9.31 26.15 26.46 10.20 10.20 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A –0.7 2.3 2.4 3.4 3.6 –0.4 8.8 9.6 I I I I 8.2 I I I I 7.9 I I I I I I I 4.0 6.9 7.5 I I First Trust Private Cr;A First Trust Private Cr;I Flat Rock Core Income Flat Rock Enhanced Inc Flat Rock Opportunity 10.35 10.33 20.52 21.41 19.21 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 3.1 3.3 2.6 3.0 5.6 I 14.6 12.5 I 18.7 I I 8.1 I 13.0 I I I I 13.3 I I I I I I 8.1 8.6 I 14.3 Forum RE Income;Founders Forum RE Income;I Franklin BSP Pvt Cr:A Franklin BSP Pvt Cr:Adv FS Credit Income;A 9.36 9.36 10.30 10.31 12.20 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 3.1 3.2 3.1 3.3 5.9 12.2 I 10.8 11.5 13.9 I I I I 4.0 I I I I 6.5 I I I I I 9.3 I 6.4 6.8 7.3 FS Credit Income;I FS Credit Income;T FS Credit Income;U FS Credit Income;U-2 GL Beyond Income 12.24 12.22 12.18 12.28 0.40 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 6.0 5.8 5.8 6.0 N/A 14.2 13.5 13.3 13.7 N/A 4.2 3.7 3.4 3.9 N/A 6.8 6.2 I I N/A I I I I N/A 7.5 7.1 6.8 7.1 N/A QTR NAV RETURNS THROUGH 12/29 1 YR 3 YRS 5 YRS (Annualized) 10 YRS 12 MONTH YIELD FUND NAME (SYMBOL) Data provided by NAV MARKET ($/SHR) PRICE 12/29/23 12/29/23 PREM/ DISC 12/29/23 QTR NAV RETURNS THROUGH 12/29 1 YR 3 YRS 5 YRS (Annualized) 10 YRS 12MONTH YIELD GS Real Est Div Inc:A GS Real Est Div Inc:C GS Real Est Div Inc:I GS Real Est Div Inc:L GS Real Est Div Inc:P 9.16 9.16 9.65 9.17 9.66 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 4.0 3.8 4.1 4.0 4.1 –0.5 –1.3 –0.3 –0.8 –0.3 4.8 4.1 5.1 4.5 I 4.4 3.7 4.7 4.2 I 6.1 I I I I 6.6 5.8 6.5 6.3 6.5 GS Real Est Div Inc:W InvDYCrOpp:A InvDYCrOpp:R6 InvDYCrOpp:Y Invesco Sr Loan A 9.33 11.19 11.19 11.19 5.86 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 3.9 1.9 2.0 2.0 1.9 –0.5 10.4 10.8 10.7 11.5 4.8 I I I 5.3 4.4 I I I 4.9 I I I I 4.1 6.4 10.1 10.4 10.3 9.6 Invesco Sr Loan C Invesco Sr Loan IB Invesco Sr Loan IC Invesco Sr Loan Y Jackson Credit Opps:I 5.87 5.86 5.86 5.86 10.17 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 1.7 1.9 1.9 1.9 I 10.7 12.0 11.8 11.8 I 4.5 5.6 5.4 5.5 I 4.1 5.1 5.0 5.1 I 3.3 4.3 4.1 4.3 I 8.8 9.8 9.7 9.8 I Lind Cap Pt Mun Cred Inc Lord Abbett Cred Opps Fd Lord Abbett Cred Opps Fd Lord Abbett Crd Op:U Lord Abbett FR Hi Inc:A 8.73 8.88 8.88 8.88 10.21 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 5.3 3.1 3.3 3.1 3.3 6.2 10.3 11.2 10.3 I I 4.1 4.8 4.1 I I I I I I I I I I I 6.1 8.8 9.5 8.8 I Lord Abbett FR Hi Inc:I Lord Abbett Spec Sit I:A Lord Abbett Spec Sit I:I Monachil Credit Income:I NexPointRlEstStrat;A 10.21 9.24 9.24 10.03 17.38 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 3.5 4.1 4.3 1.8 –2.9 I 15.5 16.3 10.7 –5.0 I I I I 10.9 I I I I 5.9 I I I I I I 9.5 10.2 10.1 8.2 NexPointRlEstStrat;C NexPointRlEstStrat;Z Nomura Alt Inc;I Nuveen En HY Muni Bd:A1 Nuveen En HY Muni Bd:A2 17.60 17.61 10.04 7.29 7.30 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A –3.0 –2.8 3.0 8.6 8.6 –5.7 –4.8 I 8.4 8.7 10.0 10.5 I I I 5.2 6.3 I I I I I I I I 7.3 8.4 I 5.4 5.6 Nuveen En HY Muni Bd:I Oaktree Dvsfd Income;D Opprtnstc Crdt Intrvl;I Palmer Square Opp Inc PGIM Credit Income;A 7.29 8.89 11.75 17.53 25.19 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 8.8 3.9 1.9 4.1 I 9.3 11.9 14.5 18.9 I I I I 6.6 I I I I 6.7 I I I I I I 6.1 7.8 11.6 9.5 I PGIM Credit Income;C PGIM Credit Income;Z PIMCO CA FMI;A-1 PIMCO CA FMI;Inst PIMCO Flexible Cr I;A-1 25.19 25.19 10.26 10.26 6.83 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A I I 8.0 8.1 5.7 I I I 8.2 7.8 I I I I I I I I I I I I I I I I I I 3.5 10.7 PIMCO Flexible Cr I;A-2 PIMCO Flexible Cr I;A-3 PIMCO Flexible Cr I;A-4 PIMCO Flexible Cr I;Inst PIMCO Flexible EM I;Inst 6.83 6.83 6.83 6.83 8.33 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 5.7 5.6 5.6 5.8 8.3 7.8 7.5 7.5 8.3 9.2 0.9 0.6 0.6 1.4 I I I 3.4 4.2 I I I I I I 10.7 10.5 10.5 11.2 6.9 PIMCO Flex Mun Inc;A-3 PIMCO Flex Mun Inc:A1 PIMCO Flex Mun Inc;A2 PIMCO Flex Mun Inc;Inst PIMCO Flexible REI;Inst 10.22 10.22 10.22 10.22 10.39 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 9.4 9.5 9.5 9.6 3.8 8.4 8.7 8.7 9.2 10.4 –1.1 –0.8 –0.8 –0.3 I I I I I I I I I I I 3.5 3.8 3.8 4.3 6.6 PionrILSInterval PREDEX;I PREDEX;T PREDEX;W Primark Priv Eq Inv:I 8.51 24.83 24.94 24.94 12.15 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 4.3 –4.6 –4.7 –4.7 6.2 18.7 –13.8 –14.0 –14.0 10.7 5.9 4.0 3.9 3.9 4.1 5.5 3.2 3.1 3.1 I I I I I I 12.8 4.8 4.8 4.8 0.0 Principal Real Asst A Principal Real Asst Ins Principal Real Asst Y Redwood Rl Est;I SEI Alternative Income:F 25.23 25.32 25.57 25.03 10.05 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 3.2 3.3 3.3 1.7 I 1.9 2.2 2.5 I I 5.0 5.4 5.6 I I I I I I I I I I I I 1.9 2.1 2.1 I I SEI Alternative Income:Y SS Priv Venture & Gr:D SS Priv Venture & Gr:I SS Priv Venture & Gr:S SS Priv Venture & Gr;T 10.05 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A I N/A N/A N/A N/A I N/A N/A N/A N/A I I I I I I I I I I I I I I I I N/A N/A N/A N/A Sweater Cashmere The Private Shares;A The Private Shares;I The Private Shares;L Thirdline Real EstateI 21.18 37.91 38.52 37.32 10.08 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 0.3 –4.0 –3.9 –4.0 1.7 5.6 –8.4 –8.2 –8.6 8.1 I 4.5 4.7 4.2 I I 8.2 8.5 8.0 I I I I I I 0.2 0.0 0.0 0.0 6.3 USQ Core Real Estate:I USQ Core Real Estate:IS Variant Altrntv Inc:Inst Variant Impact;Instl Versus Cap MMgr RE Inc:I 24.11 24.18 28.31 27.96 25.79 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A –4.9 –4.8 2.7 4.2 N/A –12.7 –12.6 9.5 13.0 N/A 3.3 3.4 10.1 I N/A 2.8 2.9 9.6 I N/A I I I I N/A 4.4 4.4 10.3 6.6 N/A Versus Capital Real Asst Voya Credit Income:A Voya Credit Income:C Voya Credit Income:I Voya Credit Income:W 27.76 9.76 9.73 9.71 9.77 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 2.5 3.9 3.8 4.0 4.1 4.8 12.7 12.1 12.9 13.0 6.0 3.1 2.6 3.3 3.4 5.5 2.1 1.6 2.3 2.3 I 2.3 1.8 2.6 2.6 2.7 8.1 7.6 8.4 8.3 8.71 9.12 N/A N/A N/A N/A –11.7 1.2 –31.8 7.7 –10.7 5.8 –5.3 I I I 1.5 8.8 Wildermuth:I Yieldstreet Alt Inc
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